List of Institutional Investors Signing up to “Principles for Responsible Institutional Investors” ≪Japan's Stewardship

List of institutional investors signing up to “Principles for Responsible Institutional Investors” ≪Japan’s Stewardship Code ≫ - To promote sustainable growth of companies through investment and dialogue -

As of August 1, 2019 【Total ：256 】 Trust banks (subtotal:6) Website (URL) where the announcement of the Website (URL) where the disclosure items Disclosure of Stewardship Institution’s name (alphabetical order) Updates acceptance of the Code has been disclosed described in the Code have been disclosed Voting Results Reasons for VotesActivity Reports Website (URL) https://www.tr.mufg.jp/houjin/jutaku/pdf/steward 1 Mitsubishi UFJ Trust and Banking Corporation http://www.tr.mufg.jp/houjin/jutaku/about_stewardship.html http://www.tr.mufg.jp/houjin/jutaku/about_stewardship.html ○ ○ ○ ○ ship_mutb_pdf.pdf?180905 https://www.mizuho- 2 Mizuho Trust & Banking Co,. Ltd. http://www.mizuho-tb.co.jp/corporate/unyou/index.html https://www.mizuho-tb.co.jp/corporate/unyou/pdf/stewardship.pdf ○ ○ ○ tb.co.jp/corporate/unyou/pdf/stewardship_katsud o201806.pdf http://www.resonabank.co.jp/nenkin/sisan/prii/pd https://www.resonabank.co.jp/nenkin/sisan/prii/p 3 Resona Bank, Limited. http://www.resonabank.co.jp/nenkin/sisan/prii/index.html ○ ○ ○ ○ f/Stewardship_code_policy.pdf df/stewardship_report2018-2019.pdf

https://www.smtb.jp/business/instrument/voting/st 4 Sumitomo Mitsui Trust Bank, Limited http://www.smtb.jp/business/instrument/voting/ http://www.smtb.jp/business/instrument/voting/stewardship.html ○ ○ ○ ○ ewardship_activity.html https://www.nomura- 5 The Nomura Trust and Banking Co., Ltd. http://www.nomura-trust.co.jp/news/140528.html http://www.nomura-trust.co.jp/company/stewardship/index.html ○ △ ○ trust.co.jp/company/stewardship/pdf/hyouka2018 .pdf http://www.nochutb.co.jp/ 日本版スチュワード http://www.nochutb.co.jp/ 日本版スチュワード http://www.nochutb.co.jp/ 日本版スチュワード 6 The Norinchukin Trust and Banking Co.,Ltd. ○ △ ○ シップ・コードの受け入れについて / シップ・コードの受け入れについて / シップ・コードの受け入れについて /

Investment managers (subtotal:181) http://www.aberdeen- http://www.aberdeen-asset.co.jp/ja/japanretail/policies/stewardship http://www.aberdeen- 1 Aberdeen Standard Investments (Japan) Limited http://www.aberdeen-asset.co.jp/ja/japanretail/policies/proxy ○ ○ ○ ○ asset.co.jp/ja/japanretail/policies/stewardship http://www.aberdeen-asset.co.jp/ja/japanretail/policies/proxy/proxy asset.co.jp/ja/japanretail/policies/stewardship https://www.acadian-asset.com/- https://www.acadian- 2 Acadian Asset Management LLC /media/files/aamllc_stewardship- ○ asset.com/capabilities/responsible-investing# statement.pdf?la=en&hash=FAEE63B29AC18AF

3 Acadian Asset Management (Japan) http://www.acadian-asset.com/contact-us/tokyo http://www.acadian-asset.com/contact-us/tokyo ○

4 ACA In ｃ http://www.acainc.jp/stewardship_code/ http://www.acainc.jp/stewardship_code/

5 ACA InnovativeInvestmentManagementInc. http://www.acainc.jp/japankakushin/ http://www.acainc.jp/japankakushin/

http://www.alliancebernstein.co.jp/files/uploads/AB_2017%E5%B9%B4%E5%BA%A6% E3%82%B9%E3%83%81%E3%83%A5%E3%83%AF%E3%83%BC%E3%83%89%E3 6 AllianceBernstein Japan Ltd. http://www.abglobal.co.jp/about/policies/stewardship http://www.abglobal.co.jp/about/policies/stewardship ○ ○ ○ %82%B7%E3%83%83%E3%83%97%E6%B4%BB%E5%8B%95%E3%81%AE%E6% 8C%AF%E8%BF%94%E3%82%8A%E3%81%A8%E8%87%AA%E5%B7%B1%E8%A 9%95%E4%BE%A1.pdf http://jp.allianzgi.com/HomePage/AboutUs/Allian http://jp.allianzgi.com/HomePage/AboutUs/Allian 7 Allianz Global Investors Japan Co., Ltd. ○ ○ zGIJP/Pages/stewardship.aspx zGIJP/Pages/stewardship.aspx

http://www.henderson.com/henderson/content/res https://www.janushenderson.com/henderson/cont 8 Alphagen Capital Limited http://www.henderson.com/henderson/document/29872 ○ ○ ponsible-investment ent/responsible-investment

https://www.amundi.co.jp/library/pdf/company/st 9 Amundi Japan Ltd. http://www.amundi.co.jp/company/policy/stewardship.html http://www.amundi.co.jp/company/policy/stewardship.html ○ ○ ○ ewardship_report_2017.pdf

1 10 Ant capital partners Co.Ltd https://www.antcapital.jp/stewardship/ https://www.antcapital.jp/stewardship/ ○

11 Aozora Investment Management Co.,Ltd. http://www.aozora-im.co.jp/info/voting.html http://www.aozora-im.co.jp/info/voting/stewardship.pdf ○ △

http://arabesque.com/docs/20140528-arabesque-japanese-stewardship-code.pdf 12 Arabesque Asset Management Ltd. http://arabesque.com/#/values/membership http://arabesque.com/docs/20140528-arabesque-japanese-stewardship-code-english.pdf

13 Ark Totan Alternative Co., Ltd. https://ark-aaa.jp/investment/ https://ark-aaa.jp/investment/ ○

ASAHI LIFE ASSET MANAGEMENT CO., http://www.alamco.co.jp/company/stewardship/_i 14 http://www.alamco.co.jp/stewardship/index.html http://www.alamco.co.jp/stewardship/index.html ○ ○ ○ LTD. ndex.html

15 Astmax Asset Management, Inc. http://www.astmaxam.com/about/stewardship.html http://www.astmaxam.com/about/stewardship.html ○ △

http://www.am- 16 Asset Management One Co., Ltd. http://www.am-one.co.jp/company/stewardship/ http://www.am-one.co.jp/img/company/15/stewardshipcode.pdf ○ ○ ○ one.co.jp/img/company/15/20180531_stewardshi p_details.pdf

17 Asset Value Investors Ltd https://www.assetvalueinvestors.com/regulatory-disclosures/ https://www.assetvalueinvestors.com/regulatory-disclosures/ ○ ○

18 Asuka Asset Management Co., Ltd. http://www.asuka-asset.com/ http://www.asuka-asset.com/pdf/stewardship.pdf ○ △

https://www.axa- 19 AXA Investment Managers Japan Ltd. https://www.axa-im.co.jp/ja/stewardship_code im.co.jp/documents/24491/1395208/Japan+Stwardship+Cod ○ ○ e+Basic+Principles/43baf4b0-7c11-fd0a-c861-01f7d334a8fd https://www.bailliegifford.com/institutional- http://www.bailliegifford.com/institutional- investor/japan/literature-library/corporate- https://www.bailliegifford.com/en/japan/professio 20 Baillie Gifford & Co ○ ○ ○ investor/japan/corporate-governance.aspx governance/compliance-with-the-japan-stewardship- nal-investor/corporate-governance code/ http://www.fundsadvisory.barclays.co.jp/ja_JP_P http://www.fundsadvisory.barclays.co.jp/ja_JP_P 21 Barclays Funds and Advisory Japan Limited B/Home/Important-Information-JP/JP- B/Home/Important-Information-JP/JP- Stewardship-Code.html Stewardship-Code.html

22 Bayview Asset Management Co., Ltd. http://www.bayview.co.jp/stewardship_code/ http://www.bayview.co.jp/stewardship_code/ ○ △

https://www.blackrock.com/jp/individual/ja/literat https://www.blackrock.com/jp/individual/ja/literat http://www.blackrock.com/jp/about-us/important- 23 BlackRock Japan Co., Ltd. ure/publication/blkj-stewardship-code-policy-jp- ○ ○ ○ ure/publication/blkj-stewardship-code-overview- information/stewardship-code ja.pdf self-assessment-jp-ja.pdf http://www.bnpparibas- http://www.bnpparibas- 24 BNP Paribas Asset Management Japan Limited. am.jp/servlets/Query?SRC=bnppip/page/stewards am.jp/servlets/Query?SRC=bnppip/page/stewards ○ ○ ○ hip hip

25 BNY Mellon Asset Management Japan Limited. http://www.bnymellonam.jp/about/stewardship http://www.bnymellonam.jp/about/stewardship ○ ○

https://www.brandes.com/docs/default- https://www.brandes.com/docs/default- https://www.brandes.com/docs/default- source/administrative-documents/annual-evaluation- 26 Brandes Investment Partners,LP source/administrative-documents/brandes- source/administrative-documents/brandes- ○ ○ ○ ○ of-our-commitments-under-the-japan-stewardship- disclosure-response-to-japanese-stewardship- disclosure-response-to-japanese-stewardship- code_2018.pdf 27 Capital Asset Management Co.,Ltd http://www.capital-am.co.jp/guide/steward.html http://www.capital-am.co.jp/guide/steward.html ○ △

https://www.capitalgroup.com/content/dam/cg https://www.thecapitalgroup.com/advisor/jp/ja/ste https://www.thecapitalgroup.com/advisor/jp/ja/ste 28 Capital International K.K. ○ ○ c/tenants/apac/documents/responsible- wardshipcode.html wardshipcode.html investing/jp-stewardshipcode-2019.pdf

29 Carrera Asset Management Co.,Ltd. http://www.carrera-am.co.jp/stewardship.html http://www.carrera-am.co.jp/stewardship.html ○ ○

2 https://www.cartica.com/wp- https://www.cartica.com/wp- 30 Cartica Management, LLC content/uploads/2017/12/Japan-Stewardship- content/uploads/2017/12/Japan-Stewardship- ○ △ ○ https://www.cartica.com/affiliations/ Code-Cartica-Acceptance-Announcement- Code-Cartica-Acceptance-Announcement-

31 Chibagin Asset Management Co.,Ltd. http://www.chibagin-am.co.jp/company/operation/code/ http://www.chibagin-am.co.jp/company/operation/code/ ○ ○

http://www.chugin- 32 Chugin Asset Management Company, Limited. http://www.chugin-am.jp/stewardship.pdf http://www.chugin-am.jp/stewardship.pdf ○ ○ ○ am.jp/file/news/099a865916e5877bdd3b9e8d570 8f818b5faa1dc.pdf

33 Comgest Asset Management Japan Ltd. https://www.comgest.co.jp/stewardship-code/ https://www.comgest.co.jp/stewardship-code/ ○ ○

34 Comgest S.A. https://www.comgest.co.jp/stewardship-code/ https://www.comgest.co.jp/stewardship-code/ ○ ○

35 Commons Asset Management ，Inc ． http://www.commons30.jp/company/stewardship.php http://www.commons30.jp/company/stewardship.php ○ ○＊

36 Création Capital, Inc. http://www.crea-cp.com/policy.html http://www.crea-cp.com/policy.html ○

https://www.daiwa- 37 Daiwa Asset Management Co.Ltd. http://www.daiwa-am.co.jp/company/managed/result.html http://www.daiwa-am.co.jp/company/stewardship/guideline_01.pdf ○ ○ ○＊ ○ am.co.jp/system/files/giketu/giketu_20180328_84 199.pdf

38 Daiwa Fund Consulting Co.Ltd. http://www.daiwa-fc.co.jp/corporateinformation/3index.html http://www.daiwa-fc.co.jp/corporateinformation/stewardship.pdf ○

https://www.daiwasbi.co.jp/company/images/11/20180524.p df 39 Daiwa SB Investments Ltd. http://www.daiwasbi.co.jp/company/stewardship/index.html http://www.daiwasbi.co.jp/company/stewardship/index.html ○ ○ ○ https://www.daiwasbi.co.jp/company/images/11/2018_engag ement.pdf

40 Daiwa Securities Co. Ltd. http://www.daiwa.jp/doc/140530.html http://www.daiwa.jp/doc/140530.html ○

http://www.daltoninvestments.com/strategies/japa http://www.daltoninvestments.com/strategies/japa 41 Dalton Investments LLC ○ n-stewardship-code-statement/ n-stewardship-code-statement/

42 Dalton Capital (Japan) Inc. http://www.daltoncapital.co.jp/company/scode http://www.daltoncapital.co.jp/company/scode ○

43 DBJ ASSET MANAGEMENT CO.,LTD http://www.dbj-am.jp/fiduciary/steward.html http://www.dbj-am.jp/fiduciary/steward.html ○ ○ https://www.dbj-am.jp/news/pdf/news_20180706.pdf

44 Deutsche Asset Management （Japan) Limited https://funds.dws.com/jp/Stewardshipcode https://funds.dws.com/jp/Stewardshipcode ○ ○

45 Dimensional Fund Advisors LP http://us.dimensional.com/about-us/corporate-governance http://us.dimensional.com/about-us/corporate-governance ○ ○ ○ https://us.dimensional.com/about-us/corporate-governance

46 DSM Capital Partners LLC http://www.dsmcapital.com/Japan_Stewardship_Code.pdf http://www.dsmcapital.com/Japan_Stewardship_Code.pdf

https://www.eastspring.co.jp/docs/default- 47 Eastspring Investments Limited https://www.eastspring.co.jp/about-us/stewardship-code https://www.eastspring.co.jp/about-us/stewardship-code ○ ○ ○ ○ source/stewardship/jikohyouka201903.pdf http://www.eastspring.com/sg/about-us/media- http://www.eastspring.com/sg/about-us/media- 48 Eastspring Investments (Singapore) Limited releases/PressRelease?article=694409bc-b106- releases/PressRelease?article=ee2514bc-b106- ○ 68ef-81f2-ff0b00a19a2c&prev=list 68ef-81f2-ff1800a19a2c&prev=list

3 49 Effissimo Capital Management Pte Ltd http://www.fsa.go.jp/status/stewardship/list/01.pdf http://www.fsa.go.jp/status/stewardship/list/04.pdf ○ ○＊

50 FA Daiichi Asset Management Inc. http://fa-dam.com/stewardship.html http://fa-dam.com/stewardship.html ○

https://www.fidelity.co.jp/about- https://www.fidelity.co.jp/about- https://www.fidelity.co.jp/about- 51 FIL Investments (Japan) Limited ○ ○ ○ ○ fidelity/policies/investment/governance fidelity/policies/investment/governance fidelity/policies/investment/governance https://www.firtree.com/JapanStewardshipCodeS https://www.firtree.com/JapanStewardshipCodeS 52 Fir Tree Partners tatement.aspx ○ tatement.aspx https://reporting.unpri.org/surveys/PRI-reporting-framework- https://institutional.fisherinvestments.com/ja- https://institutional.fisherinvestments.com/ja- 53 Fisher Investments Japan ○ ○ 2018/7011D80D-17EF-478C-8485- jp/stewardship-responsibilities jp/stewardship-responsibilities A269EB16A7FF/79894dbc337a40828d895f9402aa63de/html/2/?lan g=en&a=1

54 Fivestar Asset Management CO.,LTD http://www.fivestar-am.co.jp/pdf/SSC.pdf http://www.fivestar-am.co.jp/pdf/SSC.pdf ○ △

FOUR SEASONS ASIA INVESTMENT Pte. 55 http://www.fsa.go.jp/status/stewardship/list/12.pdf http://www.fsa.go.jp/status/stewardship/list/12.pdf ○ Ltd.

http://www.franklintempleton.co.jp/ja_JP/investor https://www.franklintempleton.co.jp/content- 56 Franklin Templeton Investments Japan Limited ○ /company/japan/regulatory-information japan/PDFs/Stewardship-Code-details.pdf

57 Fukoku Capital Management, Inc. http://www.fukoku-cm.co.jp/company-profile/stewardship.html http://www.fukoku-cm.co.jp/company-profile/stewardship.html ○ ○ ○ ○ http://www.fukoku-cm.co.jp/pdf/201707_1_stewardship.pdf

58 Future Venture Capital Co., Ltd. https://www.fvc.co.jp/stewardship https://www.fvc.co.jp/stewardship ○

http://www.gabelli.com/corporate/Japan_St_Cod https://www.gabelli.com/corporate/Japan_St_Cod 59 GAMCO Investors, Inc. ○ △ e.pdf e_PublicDiscl.pdf

60 GCI Asset Management, Inc http://www.gci.jp/jp/service/stewardshipcode.html http://www.gci.jp/jp/service/stewardshipcode.html ○ △

http://www.global- 61 Global Investments Co., Ltd. http://www.global-inv.net/structure.html ○ inv.net/assets/img/GI_Stewardship_Policy.pdf https://www.gmo.com/docs/default-source/legal- https://www.gmo.com/docs/default-source/legal- 62 GMO LLC. and-compliance/statement-on-japan-stewardship- and-compliance/statement-on-japan-stewardship- ○ code.pdf?sfvrsn=4 code.pdf?sfvrsn=4 https://www.gsam.com/content/gsam/jpn/ja/gsitm/about- http://www.goldmansachs.com/japan/gsitm/comp https://www.gsam.com/japan/gsitm/company/pdf/ gsam/stewardship- 63 Goldman Sachs Asset Management Co.,Ltd. ○ ○ ○ any/stewardship.html stewardship.pdf code.html#tabpanel=dGFicGFuZWxfMS9wdWJsaWMvMQ

64 Goldman Sachs Asset Management International http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf

65 Goldman Sachs Asset Management, L.P. http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf

66 Goldman Sachs (Asia) LLC http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf

http://www.lafrancaise- http://www.lafrancaise-am.com/en/who-we- 67 Groupe La Francaise am.com//fileadmin/docs/ISR/JapanStewardshipCode. ○ ○ are/la-francaise-and-csr.html pdf

68 Growth Capital of Japan,INC http://gcjinc.jp/company/stewardship_code.php http://gcjinc.jp/company/stewardship_code.php ○

4 69 GS Investment Strategies LLC http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf

70 Harris Associates L.P. http://www.harrisassociates.jp/News.asp https://www.harrisassoc.jp/Harris-JP.htm

https://www.hcax.com/stewardship/pdf/jssc_pri_ 71 HC Asset Management Co., Ltd. https://www.hcax.com/stewardship/ https://www.hcax.com/stewardship/ ○ ○ 2019.pdf

https://www.janushenderson.com/henderson/cont 72 Henderson Global Investors Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872 ○ ○ ent/responsible-investment

https://www.janushenderson.com/henderson/cont 73 Henderson Global Investors (Japan) Limited https://www.henderson.com/jpii/content/jp-responsible-investment https://www.henderson.com/jpii/content/jp-responsible-investment ○ ○ ent/responsible-investment

https://www.janushenderson.com/henderson/cont 74 Henderson Global Investors (Singapore) Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872 ○ ○ ent/responsible-investment

https://www.janushenderson.com/henderson/cont 75 Henderson Investment Management Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872 ○ ○ ent/responsible-investment https://www.hermes-investment.com/ukw/wp- https://www.hermes- 76 Hermes Fund Managers Limited https://www.hermes-investment.com/ukw/about-us/responsibility/ content/uploads/sites/80/2017/12/hermes-investment- ○ ○ ○ investment.com/ukw/stewardship/eos-literature/ management-approach-to-stewardship-2017.pdf

77 Hibiki Path Advisors Pte Ltd http://hibiki-path-advisors.com/Stewardship-Code-e.html http://www.hibiki-path-advisors.com/ ○

78 Horizon Capital Management S.A. https://horizon.com.uy/japanese-stewardship-code/ https://horizon.com.uy/japanese-stewardship-code/ ○ △

https://www.ichigoasset.com/stewardship- 79 Ichigo Asset Management, Ltd. https://www.ichigoasset.com/stewardship-code.html ○ ○ ○ code.html

80 Ichiyoshi Asset Management Co., Ltd. http://www.ichiyoshiam.jp/ stewardship.html http://www.ichiyoshiam.jp/ stewardship.html ○ ○ ○ https://img.ichiyoshi.co.jp/am/sp/pdf/201809.pdf

81 i Global Asset Management Co., Ltd. http://www.igam.co.jp/policy/stewardship http://www.igam.co.jp/policy/stewardship ○ △

82 Indus Capital Partners, LLC http://www.induscap.com/stewardship.html http://www.induscap.com/stewardship.html ○

http://www.inflectionpointcm.com/sites/default/fil 83 Inflection Point Capital Management Co., Ltd http://www.inflectionpointcm.com/japans-stewardship-code es/page/ipcm040215japanstewardshipcode_0.pdf

http://www.invesco.co.jp/footer/pdf/Stewardship 84 Invesco Asset Management (Japan) Limited http://www.invesco.co.jp/footer/stewardshipcode.html http://www.invesco.co.jp/footer/stewardshipcode.html ○ ○ ○ ○ _2018_JPN.pdf https://www.investecassetmanagement.com/docu https://www.investecassetmanagement.com/docu https://www.investecassetmanagement.com/docu 85 Investec Asset Management ment/pdf/Investec-Stewardship-Codes- ment/pdf/Investec-Stewardship-Codes- ○ ○ ○ ment/pdf/Investec-ESG-Annual-Report-July- Japan_en.pdf Japan_en.pdf 2018.pdf http://www.jafco.co.jp/stewardship http://www.jafco.co.jp/stewardship 86 JAFCO Co., Ltd. ○ http://www.jafco.co.jp/english/stewardship http://www.jafco.co.jp/english/stewardship http://www.jp- 87 JP Asset Management Co.,Ltd. http://www.jp-toushin.japanpost.jp/japanstewardshipcode.html http://www.jp-toushin.japanpost.jp/japanstewardshipcode.html ○ ○ toushin.japanpost.jp/pdf/japanstewardshipcode_2 018.pdf

5 https://www.jpmorganasset.co.jp/wps/portal/Corp https://www.jpmorganasset.co.jp/wps/portal/Corp https://www.jpmorganasset.co.jp/wps/portal/Corp 88 JPMorgan Asset Management (Japan) Limited ○ ○ ○ orate/Overview orate/Overview orate/Overview https://www.jupiteram.com/-/media/Files/Global- https://www.jupiteram.com/UK/en/Professional- https://www.jupiteram.com/UK/en/Professional- documents/UK-Stewardship/Voting-and- 89 Jupiter Asset Management Limited ○ ○ ○ Investors/Why-Jupiter/About-Jupiter Investors/Why-Jupiter/About-Jupiter Engagement.ashx?la=en&hash=D40FC380CF486EE72FFE6 8A95A8125D88EE04017

90 J ･Will Asset Management Co., Ltd. https://www.fsa.go.jp/status/stewardship/list/18.pdf https://www.fsa.go.jp/status/stewardship/list/18.pdf ○ ○ https://www.fsa.go.jp/status/stewardship/list/18.pdf

http://www.kaboutermgmt.com/attachments/acce http://www.kaboutermgmt.com/attachments/acce 91 Kabouter Management, LLC ptance%20of%20the%20japanese%20stewardshi ptance%20of%20the%20japanese%20stewardshi ○ p%20code.pdf p%20code.pdf

92 Kamakura Investment Management Co.,Ltd. http://www.kamakuraim.jp/principles/ http://www.kamakuraim.jp/principles/ ○ △

http://www.kkr.com/ja/responsibility/esg- 93 Kohlberg Kravis Roberts & Co. L.P. http://www.kkr.com/_files/pdf/Japan-Stewardship-Code.pdf ○ management/our-commitment

94 Kusunokimasashige LLC http://www.kusunokimasashige.com/stewardship-code http://www.kusunokimasashige.com/stewardship-code

https://www.lazardassetmanagement.com/jp/ja_jp https://www.lazardassetmanagement.com/jp/ja_jp 95 Lazard Japan Asset Management K.K. ○ ○ /important-information /important-information http://www.lgim.com/files/_document- http://www.lgim.com/library/capabilities/Japan_S https://www.legalandgeneralgroup.com/media/23 96 Legal & General Investment Management library/capabilities/japan-stewardship-code- ○ ○ ○ tewardship_Code_2014.pdf 60/annual-report-2017.pdf 2017.pdf http://www.lindselltrain.com/~/media/Files/L/Lin http://www.lindselltrain.com/~/media/Files/L/Lindsell -Train-V2/about- 97 Lindsell Train Limited dsell-Train-V2/about- ○ us/Japan%20Stewardship%20Code%20Dec%202017 us/Japan%20Stewardship%20Code%20Dec%202 .pdf 98 Lyxor Asset Management http://www.lyxor.co.jp/stewardship-code/ http://www.lyxor.co.jp/stewardship-code/ ○ ○

99 Manulife Asset Management (Japan) Limited https://www.mamj.co.jp/info/japan-stewardship-code.html https://www.mamj.co.jp/info/japan-stewardship-code.html ○ ○ ○ https://www.mamj.co.jp/engagement-report

100 Man Group Japan Limited http://www.fsa.go.jp/status/stewardship/list/08.pdf http://www.fsa.go.jp/status/stewardship/list/08.pdf

http://www.marathon.co.uk/uploads/japanesestew 101 Marathon Asset Management LLP http://www.marathon.co.uk/stewardship-code.aspx ○ △ ardshipcode_20171130.pdf

https://www.martincurrie.com/institutional/asia/a https://www.martincurrie.com/institutional/asia/a https://www.martincurrie.com/~/media/corporate/ 102 Martin Currie Investment Management Ltd ○ ○ ○ bout-us/stewardship bout-us/stewardship documents/2018stewardshipannualreport.pdf

103 MCP Asset Management (Japan), Inc. http://www.mcp-am.jp/stewardship/ http://www.mcp-am.jp/stewardship/ ○

http://www.myam.co.jp/about/stewardship/pdf/st 104 Meiji Yasuda Asset Management Company Ltd. http://www.myam.co.jp/about/stewardship.html http://www.myam.co.jp/about/stewardship.html ○ ○ ○ ewardshipreview_2017.pdf

105 Melco Investments Inc. https://melcoinvestments.jp/stewardship/ https://melcoinvestments.jp/stewardship/ ○

https://www.mijl.mercer.co.jp/content/dam/merce https://www.mijl.mercer.co.jp/content/dam/merce 106 Mercer Investments (Japan) Ltd. r-subdomains/mis/attachments/jp-2018-ds- r-subdomains/mis/attachments/jp-2018-ds- ○ stewardship-code-statement-mercer.pdf stewardship-code-statement-mercer.pdf

6 https://investments.metlife.com/regulatory- https://investments.metlife.com/regulatory- 107 Metlife Investment Management ○ disclosures-japan disclosures-japan https://www.mfs.com/content/dam/mfs- https://www.mfs.com/content/dam/mfs- https://www.mfs.com/content/ja_jp/institutions- 108 MFS Investment Management K.K. enterprise/mfscom/pdf/footer/stewardshipcode.pd ○ ○ ○ ○ enterprise/mfscom/pdf/footer/sustainable_investm and-consultants/footer/stewardship_code.html f ent_annual.pdf

109 Milestone Asset Management Co.,Ltd http://www.mamj.com/expression/index.html http://www.mamj.com/expression/index.html ○

110 Milestone Turnaround Management Co., LTD. http://www.milestone-tm.co.jp/news-jp/36.php http://www.milestone-tm.co.jp/news-jp/36.php

http://www.misaki-capital.com/Documents/ 日本 111 Misaki Capital Inc. http://www.misaki-capital.com/stewardship.html 版スチュワードシップコードの受入れ表明 _みさ ○ △ き投資.pdf Mitsubishi UFJ Kokusai Asset Management Co., 112 http://www.am.mufg.jp/corp/operation/stewardshipcode.html https://www.am.mufg.jp/corp/pdf/stewardshipcode_170831.pdf ○ ○ ○ https://www.am.mufg.jp/corp/pdf/report2018.pdf Ltd. http://www.morganstanley.com/im/ja- http://www.morganstanley.com/im/ja- https://www.morganstanley.com/im/publication/re 113 Morgan Stanley Investment Management jp/japanese-investor/about-us/stewardship- jp/japanese-investor/about-us/stewardship- ○ ○ ○ sources/proxyvotingandengagementreport_msim_ code.html code.html us.pdf?1542017110042 http://www.mu- 114 MU Investments Co., Ltd. http://www.mu-iv.co.jp/ http://www.mu-iv.co.jp/management/JapaneseSS.html ○ ○ ○ iv.co.jp/management/pdf/Stewardship_Code_201 7.pdf

115 Muzinich & Co., Inc. http://www.fsa.go.jp/status/stewardship/list/13.pdf http://www.fsa.go.jp/status/stewardship/list/13.pdf ○

https://www.im.natixis.com/jp/resources/review- 116 Natixis Investment Managers Japan Co.,Ltd. http://ngam.natixis.com/cs/global/Render.jsp?did=1250212614198 http://ngam.natixis.com/cs/global/Render.jsp?did=1405824530795 ○ ○ ○ on-japanese-stewardship-code

117 Neuberger Berman East Asia Limited https://www.nb.com/pages/Public/ja-jp/jstewardshipcode.aspx https://www.nb.com/pages/Public/ja-jp/jstewardshipcode.aspx ○ ○

118 Nezu Asia Capital Management Limited http://www.nezuasia.com/ http://www.nezuasia.com/japan_stewardship_code ○

119 Nikko Asset Management Co.,Ltd. http://www.nikkoam.com/about/stewardshipcode http://www.nikkoam.com/about/stewardshipcode/policy ○ ○ ○ http://en.nikkoam.com/stewardship-code-president-letter

120 Nippon Angels Investment Co., Ltd. http://www.naic.co.jp/policy/stewardship.html http://www.naic.co.jp/policy/stewardship.html ○

121 Nippon Value Investors KK https://www.nippon-value.com/disclaimer/08_j.html https://www.nippon-value.com/disclaimer/08_j.html ○ △

https://www.nam.co.jp/company/responsibleinves https://www.nam.co.jp/company/responsibleinves https://www.nam.co.jp/company/responsibleinves 122 Nissay Asset Management Corporation ○ ○ ○ ○ tor/stewardship.html tor/stewardship.html tor/report.html

https://www.nnip.com/ja- https://www.nnip.com/ja- 123 NN Investment Partners (Japan) Co., Ltd. ○ △ JP/professional/about/stewardship JP/professional/about/stewardship http://www.nomura- http://www.nomura- https://www.nomura- 124 Nomura Asset Management Co.,Ltd. am.co.jp/corporate/service/responsibility_investm am.co.jp/corporate/service/responsibility_investm ○ ○ ○ am.co.jp/corporate/service/responsibility_investm ent/stewardship.html ent/stewardship.html ent/ri-report.html Nomura Funds Research and Technologies Co., 125 http://www.nfrt.co.jp/nfr-t/stewardship/ http://www.nfrt.co.jp/nfr-t/stewardship/ ○ Ltd.

7 https://www.nvic.co.jp/wp/wp- 126 Norinchukin Value Investmenrs Co.,Ltd. Norinchukin Value Investmenrs Co.,Ltd. Norinchukin Value Investmenrs Co.,Ltd. ○ △ ○ content/uploads/2019/03/stewardship- code_self_assessment_2017.pdf https://www.ja- Norinchukin Zenkyoren Asset Management Co., 127 http://www.ja-asset.co.jp/ https://www.ja-asset.co.jp/company/stewardship/index.html ○ ○ ○ asset.co.jp/company/stewardship/__icsFiles/afield Ltd. file/2018/07/18/stewardship_2017.pdf https://oasiscm.com/about-us/shareholder- https://oasiscm.com/about-us/shareholder- 128 Oasis Management Company Ltd. ○ △ stewardship/japan-stewardship-code/ stewardship/japan-stewardship-code/

129 Okasan Asset Management Co., Ltd. http://www.okasan-am.jp/company/stewardship.html http://www.okasan-am.jp/company/stewardship.html ○ ○ ○ https://www.okasan-am.jp/pdf/gaikyou_1804.pdf

https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyJapanese.pdf https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyJapanese.pdf 130 Orbis Investment Management Limited https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyEnglish.pdf https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyEnglish.pdf

131 Pelargos Capital B.V. https://www.pelargoscapital.com/organisation https://www.pelargoscapital.com/organisation ○

https://www.pictet.co.jp/- 132 Pictet Asset Management (Japan) Ltd. https://www.pictet.co.jp/company/policy/stewardshipcode https://www.pictet.co.jp/company/policy/stewardshipcode ○ ○ ○ /media/Files/PDF/Stewardship/stewardship20181 1.pdf?la=ja- http://www.pinebridge.co.jp/stewardship_code.html https://www.pinebridge.co.jp/common/pdf/stewar 133 PineBridge Investments Japan Co., Ltd. http://www.pinebridge.co.jp/stewardship_code.html http://www.pinebridge.co.jp/conflict_of_interest.html ○ ○ ○ dship_code_report.pdf http://www.pinebridge.co.jp/proxy_voting.html

134 Portfolia Inc. http://portfolia.jp/resolution.html http://portfolia.jp/resolution.html ○ ○

135 Principal Global Investors (Japan) Ltd. http://www.principalglobal.jp/stewardshipcode.html http://www.principalglobal.jp/stewardshipcode.html ○

136 PGIM Japan Co., Ltd. http://www.pgimjp.com/stewardship.html http://www.pgimjp.com/stewardship.html ○ ○ ○ http://www.pgimjp.com/stewardship/pdf/stewardshiphyoka.pdf

http://www.quaerocapital.uk/downloads/regulator http://www.quaerocapital.uk/downloads/regulator 137 Quaero Capital LLP ○ y-disclosures y-disclosures http://www.rbcgam.com/corporate-governance- http://www.rbcgam.com/corporate-governance- http://www.rbcgam.com/corporate-governance- 138 RBC Global Asset Management and-responsible- and-responsible-investment/pdf/commitment-to- ○ ○ ○ and-responsible-investment/index.html investment/index.html?_ga=2.268651761.120463 the-japan-stewardship-code.pdf

139 Resona Asset Management Co., Ltd http://www.resona-am.co.jp/oshirase/2017/pdf/170622_2a.pdf http://www.resona-am.co.jp/util/ssc.html ○ ○ ○ ○ https://www.resona-am.co.jp/investors/pdf/ssc_gaiyo.pdf

140 Rheos Capital Works Inc. http://www.rheos.jp/about/stewardship.jsp https://www.rheos.jp/corporate/stewardship.html ○ △

https://www.robeco.com/jp/strategies/investment- 141 Robeco Japan Company Limited http://www.robeco.jp/response-policies-for-stewardship-cord.jsp http://www.robeco.jp/response-policies-for-stewardship-cord.jsp ○ ○ ○ solutions/voting-engagement.html http://www.ruffer.co.uk/cmsfiles/downloads/Ruff http://www.ruffer.co.uk/cmsfiles/downloads/Ruff https://www.ruffer.co.uk/approach/environmental 142 Ruffer LLP er_LLP_Statement_on_Japan_Stewardship_Code er_LLP_Statement_on_Japan_Stewardship_Code ○ △ ○ -social-and-governance-issues _May_2017.pdf _May_2017.pdf https://russellinvestments.com/- 143 Russell Investments Japan Co., Ltd. https://www.russellinvestments.com/jp/legal/stewardship https://www.russellinvestments.com/jp/legal/stewardship ○ ○ ○ /media/files/us/corporate/responsible-investing- proxy-and-engagement-report.pdf?la=en https://www.saison- 144 SAISON ASSET MANAGEMENT CO.,LTD. http://www.saison-am.co.jp/company/stewardshipcode.html http://www.saison-am.co.jp/company/stewardshipcode.html ○ ○ am.co.jp/company/policy/_pdf/ss_report180515.p df http://www.sarasinandpartners.com/docs/regulato http://www.sarasinandpartners.com/docs/regulato https://www.sarasinandpartners.com/docs/default 145 Sarasin & Partners LLP ry/disclosure-of-committment-to-the-japan- ry/disclosure-of-committment-to-the-japan- ○ ○ ○ -source/esg/disclosure-of-committment-to-japan- stewardship-code.pdf?sfvrsn=4 stewardship-code.pdf?sfvrsn=4 stewardship-code-japanese-version.pdf?sfvrsn=6

8 146 Sawakami Asset Management Inc. http://www.sawakami.co.jp/news/detail.html?id=173 http://www.sawakami.co.jp/info/stewardship/ ○ ○ ○ https://www.sawakami.co.jp/news/2748/

http://www.sbiam.co.jp/0569ff144d54d28f2b6afa 147 SBI Asset Management Co., Ltd. http://www.sbiam.co.jp/unyo/unyo_stewardshipCode.html http://www.sbiam.co.jp/unyo/unyo_stewardshipCode.html ○ ○ ○ 8f36568221329a764f.pdf

SBI Regional Revitalization Asset Management 148 https://www.sbi-rram.co.jp/houshin/stewardshipCode.html https://www.sbi-rram.co.jp/houshin/stewardshipCode.html ○ Co., Ltd

Schroder Investment Management (Japan) http://www.schroders.com/ja-jp/jp/asset- https://www.schroders.com/ja-jp/jp/asset- 149 http://www.schroders.co.jp/important_info/stewardshipcode/ ○ ○ ○ ○ Limited management/about-schroders/stewardshipcode/ management/about-schroders/stewardshipcode/

150 SEIRYU Asset Management Ltd. http://www.seiryuam.com/stewardship.html http://www.seiryuam.com/stewardship.html ○ ○ http://www.seiryuam.com/stewardshipselfassessment.html

151 Senshu Ikeda Investment Management Co.,Ltd. http://www.ikegin-im.co.jp/ http://www.ikegin-im.co.jp/pdf/stewardshipcord.pdf ○ ○

152 Shinkin Asset Management Co., Ltd. http://www.skam.co.jp/stewardship/ http://www.skam.co.jp/stewardship/ ○ ○ ○ http://www.skam.co.jp/files/user/pdf/201806_giketsu.pdf

153 Shinsei Investment Management Co., Ltd http://www.shinsei-investment.com/policy/stewardshipcode.html http://www.shinsei-investment.com/policy/stewardshipcode.html ○

154 Shiozumi Asset Management Co., Ltd. http://www.shiozumi-asset.com/jp/ http://www.shiozumi-asset.com/pdf/stewardship.pdf ○

155 Simplex Asset Management Co., Ltd. http://www.simplexasset.com/jp/toppage.html https://www.simplexasset.com/Stewardship.html ○ ○＊ ○ https://www.simplexasset.com/doc/stewardship20181213.pdf

156 Sky Ocean Asset Management Co.,Ltd. http://soam.co.jp/pdf/jsc.pdf http://soam.co.jp/pdf/jsc.pdf ○

Sompo Japan Nipponkoa Asset Management https://www.sjnk- 157 https://www.sjnk-am.co.jp/institutional/stewardship.html ○ ○ ○ https://www.sjnk-am.co.jp/institutional/stewardship_report.html Co.,Ltd. am.co.jp/institutional/stewardship.html

158 SPARX Asset Management Co., Ltd. http://www.sparx.co.jp/ http://www.sparx.co.jp/stewardship.html ○ ○＊ ○ https://www.sparx.co.jp/stewardship.html

https://www.ssga.com/apac/jp/individual- https://www.ssga.com/apac/jp/individual- https://www.ssga.com/global/en/about-us/asset- 159 State Street Global Advisors (Japan) Co., Ltd. investors/ja/about-us/japan-local-stewardship- investors/ja/about-us/japan-local-stewardship- ○ ○ ○ stewardship.html code.html code.html http://stracap.jp/wp/wp- 160 Strategic Capital, Inc. http://stracap.jp/stewardship http://stracap.jp/stewardship ○ ○ ○ ○ content/uploads/2018/12/Stewardship- Activity_2018.pdf https://www.smd- https://www.smd- Sumitomo Mitsui DS Asset Management https://www.smd- 161 am.co.jp/corporate/responsible_investment/stewa am.co.jp/corporate/responsible_investment/stewa ○ ○ ○ ○ Company, Limited am.co.jp/corporate/responsible_investment/ rdship/ rdship/ http://www.smtam.jp/shared/images/company/pol Sumitomo Mitsui Trust Asset Management Co., 162 http://www.smtam.jp/shared/pdf/news/PR2014_001.pdf http://www.smtam.jp/company/policy/stewardship/ ○ ○ ○ icy/stewardship/activity_status/images/ss_review. Ltd. pdf http://taiyofunds.com/uploads/pdf/japanese_tpp- http://taiyofunds.com/uploads/pdf/japanese_tpp- 163 Taiyo Pacific Partners LP stewardship-implementation-guide-for- stewardship-implementation-guide-for- ○ △ ○ http://www.taiyofunds.com/uploads/pdf/2017-self-evaluation.pdf japan_20171107.pdf japan_20171107.pdf

9 TOKAI TOKYO ASSET MANAGEMENT 164 http://www.tfr.co.jp/publics/index/59/ http://www.tfr.co.jp/publics/index/59/ ○ ○ http://www.tfr.co.jp/publics/index/62/ CO.,LTD.

https://www.tokiomarineam.co.jp/pdf/20170630. https://www.tokiomarineam.co.jp/company/stewa https://www.tokiomarineam.co.jp/company/pdf/st 165 Tokio Marine Asset Management Co., Ltd. ○ ○ ○ pdf rdship_code ewardship_code_2017.pdf

http://toranotecasset.com/wp- content/uploads/stewardship/%E2%91%A0%E7%9B%AE%E7%9A%84%E3%82%92%E 166 TORANOTEC ASSET MAN ＡGEMENT LTD. http://toranotecasset.com/important/stewardship/ http://toranotecasset.com/important/stewardship/ ○ ○ ○ ○ 6%8C%81%E3%81%A3%E3%81%9F%E5%AF%BE%E8%A9%B1%EF%BC%882017 %E5%B9%B47%E6%9C%88%EF%BD%9E2018%E5%B9%B46%E6%9C%88%EF%B C%89.pdf http://www.tdasset.co.jp/company/principles/voti 167 T&D Asset Management Co., Ltd. http://www.tdasset.co.jp/company/principles/stewardship/ http://www.tdasset.co.jp/company/principles/stewardship/ ○ ○ ○ ○ ng/report_201806.pdf

https://www4.troweprice.com/iws/wps/wcm/conn https://www4.troweprice.com/iws/wps/wcm/conn https://www3.troweprice.com/usis/content/trowecorp/en/what-we- 168 T. Rowe Price Japan, Inc. ect/abf6d40044fe68eea98fb91f1d5f6df6/FSA_C ect/abf6d40044fe68eea98fb91f1d5f6df6/FSA_C ○ ○ ○ do/investing-approach/esg-investment-policy/_jcr_content/band- ODE.pdf?MOD=AJPERES ODE.pdf?MOD=AJPERES wrapper/paragraph_pdfs_0/right-pdf-02/pdffile https://www.ubp.com/files/live/sites/ubp/files/offi https://www.ubp.com/files/live/sites/ubp/files/offi 169 UBP Investments Co. Ltd. ces/japan/1-2018.11.01_UBP_Japan.pdf?pdf=1- ces/japan/1-2018.11.01_UBP_Japan.pdf?pdf=1- ○ 2018.11.01_UBP_Japan 2018.11.01_UBP_Japan https://www.ubs.com/global/en/asset-management/investment- capabilities/sustainability/_jcr_content/mainpar/toplevelgrid_401696984/col1/accordionbox 170 UBS Asset Management (Japan) Ltd. https://japan1.ubs.com/am/pages/importance/ssc/ https://japan1.ubs.com/am/pages/importance/ssc/ ○ ○ ○ _1787345959/linklist/link_1688603335.0304329191.file/bGluay9wYXRoPS9jb250ZW50 L2RhbS91YnMvaW5zaWdodHMvc2ktc3Rld2FyZHNoaXAtYW5udWFsLXJlcG9ydC5wZ GY=/si-stewardship-annual-report.pdf https://www.vanguardjapan.co.jp/docs/Investmen 171 Vanguard Investments Japan, Ltd. https://www.vanguardjapan.co.jp/retail/stewardship-code.htm https://www.vanguardjapan.co.jp/retail/stewardship-code.htm ○ △ ○ t-Stewardship-Annual-Report-2018-EN.pdf https://www.vusa.com/clients/sign_in?return_url=https%3A%2F%2 ○ △ ○ Fwww.vusa.com%2Fuploads%2FInsights%2FWhite%2520Papers% 172 Vontobel Asset Management, Inc. www.vusa.com/about-us/corporate-governance www.vusa.com/about-us/corporate-governance 2FWhite%2520Paper_Engagement%2520Report_2017%2520FINA L.pdf https://www.walterscott.com/documents/10184/0/201 80914+Response+to+Japan%27s+Stewardship+Code 173 Walter Scott & Partners Limited https://www.walterscott.com/#response ○ △ +-+Japanese.pdf/5392b45f-7502-4c1a-b8bf- 9b008cee2c0a https://www.wellington.com/japan/wp- 174 Wellington Management Japan Pte Ltd. https://www.wellington.com/japan/stewardship-code https://www.wellington.com/japan/stewardship-code ○ ○ ○ content/uploads/2018/08/selfeval_201707- 201806_20180821_jp.pdf https://www.wellsfargoassetmanagement.com/ass https://www.wellsfargoassetmanagement.com/ass 175 Wells Fargo Asset Management ○ ets/public/pdf/legal/japan-stewardship-code.pdf ets/public/pdf/legal/japan-stewardship-code.pdf

176 WERU INVESTMENT CO., LTD. http://www.weruinvest.com/ http://www.weruinvest.com/stewardshipcode_jp.html ○

177 Whiz Partners Inc. http://www.whizp.com/steward/ http://www.whizp.com/steward/ ○ △

http://www.williamblair.com/Institutional- http://www.williamblair.com/Institutional- 178 William Blair International Limited Investment-Management/About-Us/Japan- Investment-Management/About-Us/Japan- ○ ○ Stewardship-Code.aspx Stewardship-Code.aspx http://www.williamblair.com/Institutional- http://www.williamblair.com/Institutional- 179 William Blair Investment Management, LLC Investment-Management/About-Us/Japan- Investment-Management/About-Us/Japan- ○ ○ Stewardship-Code.aspx Stewardship-Code.aspx

180 WM Partners http://www.wmpartners.jp/stewardship_code/ http://www.wmpartners.jp/stewardship_code/ ○

http://yukijapan.com/stewardship.html 181 Yuki Management & Research Co., Ltd. http://yukijapan.com ○ △ http://yukijapan.com/giketsu.html

10 Insurance companies (subtotal:23)

1 Aflac Life Insurance Japan Ltd. http://www.aflac.co.jp/home_stewardship.html http://www.aflac.co.jp/home_stewardship.html ○ ○ ○

http://www.aioinissaydowa.co.jp/corporate/policy http://www.aioinissaydowa.co.jp/corporate/policy https://www.aioinissaydowa.co.jp/corporate/polic 2 Aioi Nissay Dowa Insurance Co., Ltd. ○ △ ○ /stewardship.html /stewardship.html y/pdf/katsudohoukoku.pdf

http://www.asahi- 3 Asahi Mutual Life Insurance Company http://www.asahi-life.co.jp/stewardship/index.html http://www.asahi-life.co.jp/stewardship/index.html ○ ○＊ ○ ○ life.co.jp/stewardship/implementation_status.pdf

http://www2.axa.co.jp/other/stewardshipcode/pdf 4 AXA Life Insurance Co., Ltd. http://www.axa.co.jp/other/stewardshipcode/ ○ ○ /announcement_stewardshipcode.pdf

https://www.daido- https://www.daido- https://www.daido- 5 DAIDO LIFE INSURANCE COMPANY ○ ○ ○ life.co.jp/company/csr/investor/ssc/pdf/stewardship_201707-201806.pdf life.co.jp/company/csr/investor/ssc/ life.co.jp/company/csr/investor/ssc/ https://www.daido-life.co.jp/company/csr/investor/ssc/voting.html http://www.fukoku- https://www.fukoku- http://www.fukoku- 6 Fukoku Mutual Life Insurance Company life.co.jp/about/activity/stewardship/houshin/inde ○ ○＊ ○ life.co.jp/about/activity/stewardship/torikumi/pdf/ life.co.jp/about/activity/stewardship/index.html x.html gensokujisshi.pdf https://www.fukokushinrai.co.jp/company/activit https://www.fukokushinrai.co.jp/company/activit 7 Fukokushinrai Life Insurance Company,Limited https://www.fukokushinrai.co.jp/company/activity/stewardship/ ○ ○ ○ y/stewardship/ y/stewardship/pdf/site_steward180816_02.pdf http://www.jp- https://www.jp- http://www.jp- 8 Japan Post Insurance Co., Ltd. life.japanpost.jp/aboutus/company/abt_cmp_stew ○ ○ ○ life.japanpost.jp/aboutus/company/pdf/stewardshi life.japanpost.jp/news/2014/news_id000737.html ardship.html p_taio.pdf

9 Manulife Life Insurance Company http://www.manulife.co.jp/code http://www.manulife.co.jp/code ○ ○

http://www.meijiyasuda.co.jp/profile/csr/governa https://www.meijiyasuda.co.jp/profile/csr/govern https://www.meijiyasuda.co.jp/profile/csr/govern 10 Meiji Yasuda Life Insurance Company ○ ○ ○ nce/index.html ance/index.html ance/index.html

http://www.metlife.co.jp/about/governance/stewa 11 MetLife Insurance K.K. http://www.metlife.co.jp/about/governance/stewardship/ ○ ○ rdship/pdf/stewardship_policy.pdf http://www.ms- http://www.ms- https://www.ms- 12 Mitsui Sumitomo Insurance Company, Limited ins.com/company/aboutus/stewardship/reception. ins.com/company/aboutus/stewardship/policy.htm ○ △ ○ ins.com/company/aboutus/stewardship/pdf/20180 html l 928.pdf https://www.nissay.co.jp/kaisha/otsutaeshitai/shis 13 NIPPON LIFE INSURANCE COMPANY http://www.nissay.co.jp/topics/2014/pdf/20140526.pdf http://www.nissay.co.jp/kaisha/otsutaeshitai/shisan_unyou/ssc/ ○ △ ○ an_unyou/ssc/

14 NN Life Insurance Company, Ltd. https://www.nnlife.co.jp/company/policies/stewardshipcode https://www.nnlife.co.jp/company/policies/stewardshipcode ○

15 Sompo Japan Nipponkoa Insurance Inc. http://www.sjnk.co.jp/company/stewardship/ http://www.sjnk.co.jp/company/stewardship/ ○ △ ○ https://www.sjnk.co.jp/company/stewardship/report/

16 Sony Life Insurance Co., Ltd. https://www.sonylife.co.jp/company/management/jsc/ https://www.sonylife.co.jp/company/management/jsc/ ○ ○ ○ https://www.sonylife.co.jp/company/management/jsc/

http://www.sumitomolife.co.jp/about/newsrelease 17 SUMITOMO LIFE INSURANCE COMPANY http://www.sumitomolife.co.jp/about/csr/group/investment.html http://www.sumitomolife.co.jp/about/csr/group/pdf/stewardship1.pdf ○ ○ ○ /pdf/2018/180910.pdf

TAIJU LIFE INSURANCE COMPANY https://www.taiju- 18 https://www.taiju-life.co.jp/corporate/csr/steward2.htm https://www.taiju-life.co.jp/corporate/csr/steward2.htm ○ △ ○ LIMITED life.co.jp/corporate/csr/steward2.htm

11 https://www.taiyo- 19 Taiyo Life Insurance Company https://www.taiyo-seimei.co.jp/company/activity/ssc.html https://www.taiyo-seimei.co.jp/company/activity/ssc.html ○ ○ ○ seimei.co.jp/company/activity/download/ssc/asse ssment.pdf

20 The Dai-ichi Life Insurance Company, Limited http://www.dai-ichi-life.co.jp/dsr/investment/ssc.html http://www.dai-ichi-life.co.jp/dsr/investment/ssc.html ○ ○ ○ ○ https://www.dai-ichi-life.co.jp/dsr/investment/ssc2.html

21 The Gibraltar Life Insurance Co., Ltd. http://www.gib-life.co.jp/st/stewardship/ http://www.gib-life.co.jp/st/stewardship/ ○ ○ ○ http://www.gib-life.co.jp/st/about/is_pdf/stewardship_20181012.pdf

http://www.prudential.co.jp/company/governance http://www.prudential.co.jp/company/governance 22 The Prudential Life Insurance Company, Ltd. ○ ○ ○ http://www.prudential.co.jp/news/pdf/521/20181012.pdf /stewardship.html /stewardship.html http://www.tokiomarine- http://www.tokiomarine- http://www.tokiomarine- 23 Tokio Marine & Nichido Fire Insurance Co., Ltd. nichido.co.jp/company/about/policy/stewardship. nichido.co.jp/company/about/policy/stewardship. ○ △ ○ nichido.co.jp/company/pdf/stewardship.pdf html html

Pension funds (subtotal:39)

1 Aioi Nissay Dowa Pension Fund http://www.fsa.go.jp/status/stewardship/list/14.pdf http://www.fsa.go.jp/status/stewardship/list/14.pdf ○

https://www.nenkin-kikin.jp/yokohama- https://www.nenkin-kikin.jp/yokohama- 2 Bank of Yokohama Pension Fund ○ bank/stewardship/index.html bank/stewardship/index.html https://www.calpers.ca.gov/page/newsroom/calpe California Public Employees' Retirement System https://www.calpers.ca.gov/page/investments/gov 3 rs-news/2016/calpers-signs-japan-investor- ○ (CalPERS) ernance/partnership-advocacy stewardship-code Certified Public Accountants' Corporate Pension 4 https://cpa-kikin.or.jp/stewardship.html https://cpa-kikin.or.jp/stewardship.html ○ Fund

5 Eisai Pension Fund http://www.eisai-kikin.or.jp/pop.html http://www.eisai-kikin.or.jp/pop.html ○

http://www.nounen.go.jp/nounen/shisan/data/stew 6 Farmers Pension Fund http://www.nounen.go.jp/nounen/shisan/steward.html ○ ard/hoshin.pdf

Federation of National Public Service Personnel 7 http://www.kkr.or.jp/shikin/Stewardship_Code.htm http://www.kkr.or.jp/shikin/Stewardship_Code2_H291130.pdf ○ Mutual Aid Associations

8 Fourth Swedish National Pension Fund (AP4) http://www.ap4.se/web/templates/Page.aspx?id=1199 http://www.ap4.se/web/templates/Page.aspx?id=1217 ○

9 Government Pension Investment Fund http://www.gpif.go.jp/operation/voting.html http://www.gpif.go.jp/public/policy/pdf/houshin.pdf ○

http://www.hyakugo- 10 Hyakugo Bank Pension Fund http://www.hyakugo-kenpo.or.jp/ ○ kenpo.or.jp/nenkin/stewardship_20190725.pdf

11 ITOCHU Corporate Pension Fund https://www.nenkin-kikin.jp/itochu/ https://www.nenkin-kikin.jp/itochu/ ○

Japan Mutual Aid Association of Public School https://www.kouritu.or.jp/about/disclosure/sisanu https://www.kouritu.or.jp/content/files/about/discl 12 ○ Teachers nyo/index.html osure/sisanunyo/stewardship.pdf

13 Japan Police Personnel Mutual Aid Association http://www.keikyo.jp/about01.php?jnl=706 http://www.keikyo.jp/others/aboutkeikyo/pdf/stewardship.pdf ○

12 14 Mitsubishi Corporation Pension Fund http://www.fsa.go.jp/status/stewardship/list/16.pdf http://www.fsa.go.jp/status/stewardship/list/16.pdf ○

Mitsubishi UFJ Trust and Banking Corporation 15 http://www.mutb-kikin.jp/stewardship-20140829/index.html http://www.mutb-kikin.jp/stewardship-20140829/index.html ○ Pension Fund

16 Mitsui Sumitomo Insurance Pension Fund http://www.fsa.go.jp/status/stewardship/list/15.pdf http://www.fsa.go.jp/status/stewardship/list/15.pdf ○

17 Mizuho Pension Fund http://www.mhfg-kikin.jp/ http://www.mhfg-kikin.jp/ ○

18 MUFG Bank Pension Fund http://www.mufg-kikin.or.jp/stewardshipcode/index.html http://www.mufg-kikin.or.jp/stewardshipcode/index.html ○

Mutual Benefit Association for Tokyo 19 https://www.kyosai.metro.tokyo.jp/outline/shikin/shikin.html https://www.kyosai.metro.tokyo.jp/outline/shikin/data/hyomei.pdf ○ Metropolitan Government Employees

20 National Conctruction Association Pension Fund http://www.zenken-k.or.jp/stewardship_code.pdf http://www.zenken-k.or.jp/stewardship_code.pdf ○

National Federation of Mutual Aid Associations 21 http://www.shichousonren.or.jp/about_us/desc/list_0530.html http://www.shichousonren.or.jp/about_us/pdf/unyo/stuward2017.pdf ○ for Municipal Personnel http://www.ja- National Mutual Insurance Federation of 22 http://www.ja-kyosai.or.jp/info/20170927141441.html kyosai.or.jp/info/20171130_stuwardship/29_19_s ○ Agricultural Cooperatives tyuwardship.pdf

23 National Pension Fund Association http://www.npfa.or.jp/org/unyo.html http://npfa.or.jp/pdf/org/stewardship29.pdf ○

https://www.its- https://www.its- 24 Nihon IT Software Pension Fund ○ kikin.or.jp/01_kikin/file/stewardshipcode.pdf kikin.or.jp/01_kikin/file/stewardshipcode.pdf

25 NTT Employees Pension Fund https://www.nttkikin.jp/ssc/ https://www.nttkikin.jp/ssc/ ○

Organization for Small & Medium Enterprises 26 http://www.smrj.go.jp/doc/kyosai/unyou_stewardship_20171114.pdf http://www.smrj.go.jp/doc/kyosai/unyou_stewardship_20171114.pdf ○ and Regional Innovation, JAPAN

Organization for Workers' Retirement Allowance 27 http://www.taisyokukin.go.jp/assets/index.html http://www.taisyokukin.go.jp/assets/assets07.html ○ Mutual Aid

28 Otsuka Pharmaceutical Group Pension Fund http://www.otsuka-kikin.or.jp/entrance/steward/index.html http://www.otsuka-kikin.or.jp/entrance/steward/index.html ○

29 Panasonic Pension Fund http://nenkin.jpn.panasonic.com/swship/index.html http://nenkin.jpn.panasonic.com/swship/data/swship.pdf ○

30 Pension Fund Association http://www.pfa.or.jp/activity/shisan/shisan07.html https://www.pfa.or.jp/activity/shisan/files/steward_houshin.pdf ○

Pension Fund Association for Local Government 31 http://www.chikyoren.or.jp/sikin/governance.html http://www.chikyoren.or.jp/sikin/pdf/stewardshipcode.pdf ○ Officials

32 Resona Pension Fund http://www.fsa.go.jp/status/stewardship/list/10.pdf http://www.fsa.go.jp/status/stewardship/list/10.pdf ○

33 SECOM Pension Fund http://www.secom.co.jp/corporate/csr/stewardshipcode.html http://www.secom.co.jp/corporate/csr/stewardshipcode.html ○

13 Sumitomo Mitsui Banking Corporation Pension 34 http://www.nenkin-kikin.jp/smbc/index.php http://www.nenkin-kikin.jp/smbc/stewardship/index.html ○ Fund

35 Sumitomo Mitsui Trust Bank Pension Fund https://www.nenkin-kikin.jp/sumi-trust https://www.nenkin-kikin.jp/sumi-trust/stewardship/index.html ○

The Mutual Aid Association of Prefectural 36 http://www.chikyosai.or.jp/pdf/unyou/unyou_stewardship.pdf http://www.chikyosai.or.jp/pdf/unyou/unyou_stewardship.pdf ○ Government Personnel

37 The Pension Fund of Casio http://www.fsa.go.jp/status/stewardship/list/11.pdf http://www.fsa.go.jp/status/stewardship/list/11.pdf ○

The Promotion and Mutual Aid Corporation for http://www.shigakukyosai.jp/shokai/shisan/files/k 38 http://www.shigakukyosai.jp/shokai/shisan/index.html ○ Private Schools of Japan _unyou_stewardship_code_ukeire.pdf http://www.ucop.edu/investment- http://www.ucop.edu/investment- 39 University of California office/sustainable-investment/active- ○ office/_files/japan-stewardship-code-letter.pdf ownership/index.html

Others (Service providers, etc.) (subtotal:7) http://www.dbj.jp/ja/topics/dbj_news/2014/html/ 1 Development Bank of Japan Inc. http://www.dbj.jp/co/info/stewardship.html ○ 0000016749.html http://www.glasslewis.com/wp- http://www.glasslewis.com/wp- 2 Glass Lewis & Co. content/uploads/2015/12/Japan-Stewardship- content/uploads/2015/12/Japan_stewardship_cod ○ Code.pdf e_2017.pdf https://goinvestmentpartners.com/wp- https://goinvestmentpartners.com/wp- 3 Governance for Owners Japan KK content/uploads/2019/07/Revised_Stewardship_r content/uploads/2019/07/Revised_Stewardship_r ○ esponsibilities_for_GOJ_E.pdf esponsibilities_for_GOJ_E.pdf https://www.hermes-investment.com/ukw/wp- https://www.hermes-investment.com/ukw/about- 4 Hermes Equity Ownership Services content/uploads/sites/80/2017/12/hermes-investment- ○ us/responsibility/ management-approach-to-stewardship-2017.pdf http://www.issgovernance.com/compliance/state https://www.issgovernance.com/file/duediligence/ 5 Institutional Shareholder Services Inc. ○ ment-on-intent-to-sign-japan-stewardship-code/ Japan-Stewardship-Code-Statement-2017.pdf

6 Mercer Japan Ltd. http://www.mercer.co.jp/about-us/stewardship-code.html https://www.mercer.co.jp/about-mercer/stewardship-code.html ○

http://www.towerswatson.com/ja- https://www.towerswatson.com/-/media/Pdf/Services/services- 7 Towers Watson Investment Services K.K. investment/Stewardship-Code-Nov2017.pdf?la=ja- ○ JP/Services/our-solutions/investment JP&hash=0AEDF6B7C91FD04924A889D65BE6E80FA1DF2297

*The information in this list was gathered from institutional investors who notified the Financial Services Agency (FSA). Therefore, the FSA does not guarantee the contents of the information on each website. *The institutions marked " ○" in the column of "Updates" notified the FSA that they had updated the disclosure items in line with the revised Stewardship Code. (Including the institutions which notified the FSA that present disclosure items had already covered the revised Stewardship Code.) *In the column of "Disclosure of Voting Results", the institutions which disclose voting results by each company and each agenda basis on their website are marked " ○". Those which partially disclose the results by each company and each agenda basis are marked " ○＊". Those which only disclose voting results by cumulative basis are marked " △". As for the column of "Reasons for votes", the institutions which disclose the reasons of "against" votes in addition to disclosure of voting results by each company and each agenda basis are marked " ○". *The institutions which disclose their stewardship activity reports on their websites are marked " ○" in the column of "stewardship activity report", and their website (URL) is also disclosed on the list.