CROWN SIGMA UCITS PLC an Umbrella Investment Company with Variable Capital and Segregated Liability Between Sub-Funds (The “Company”)

CROWN SIGMA UCITS PLC An umbrella investment company with variable capital and segregated liability between sub-funds (the “Company”)

UNAUDITED FINANCIAL STATEMENTS

FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

Registered number: 511245

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

TABLE OF CONTENTS Page

COMPANY INFORMATION 2

BACKGROUND TO THE COMPANY 3

UNAUDITED STATEMENT OF COMPREHENSIVE INCOME 6

UNAUDITED BALANCE SHEET 12

UNAUDITED STATEMENT OF CHANGES IN NET ASSETS ATTRIBUTABLE TO 18 HOLDERS OF REDEEMABLE PARTICIPATING SHARES

UNAUDITED STATEMENT OF CASH FLOWS 24

NOTES TO THE FINANCIAL STATEMENTS 30

UNAUDITED PORTFOLIO OF INVESTMENTS 54

UNAUDITED STATEMENT OF PORTFOLIO CHANGES 102

UNAUDITED FINANCIAL INFORMATION 113

ADDITIONAL INFORMATION FOR INVESTORS IN SWITZERLAND 116

ADDITIONAL INFORMATION FOR INVESTORS IN GERMANY 119

ADDITIONAL INFORMATION FOR INVESTORS IN AUSTRIA 121

ADDITIONAL INFORMATION FOR INVESTORS IN LIECHTENSTEIN 122

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

COMPANY INFORMATION

DIRECTORS SECRETARY AND REGISTERED OFFICE Kevin Mathews (Irish)* LGT Fund Managers (Ireland) Limited Dr. Urs Gähwiler (Swiss) Third Floor Roger Gauch (Swiss) 30 Herbert Street Paul Garvey (Irish) Dublin 2 Kathryn O’Driscoll (Irish) Appointed 01.09.2020 Ireland Desmond Tobin (Irish) Resigned 10.09.2020 Main contact: Paul Garvey * denotes Independent Director

INVESTMENT MANAGER, PROMOTER AND LEGAL ADVISORS SUB-DISTRIBUTOR Maples and Calder LGT Capital Partners Limited 75 St. Stephen's Green Schützenstrasse 6 Dublin 2 CH 8808 Pfäffikon Ireland Switzerland

MANAGER AND DISTRIBUTOR INDEPENDENT AUDITORS LGT Capital Partners (Ireland) Limited PricewaterhouseCoopers Third Floor Chartered Accountants and 30 Herbert Street Statutory Audit Firm Dublin 2 One Spencer Dock Ireland North Wall Quay Dublin 1 Main contact: Sivakumar Sethuraman Ireland

ADMINISTRATOR AND TRANSFER AGENT REPRESENTATIVE FOR SWITZERLAND RBC Investor Services Ireland Limited LGT Capital Partners Limited 4th Floor, One George's Quay Plaza Schützenstrasse 6 George’s Quay House CH 8808 Pfäffikon Dublin 2 Switzerland Ireland

DEPOSITARY PAYING AGENT FOR SWITZERLAND RBC Investor Services Bank S.A., Dublin Branch LGT Bank (Schweiz) AG 4th Floor, One George's Quay Plaza Lange Gasse 15 George’s Quay House 4002 Basel Dublin 2 Switzerland Ireland

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

BACKGROUND TO THE COMPANY

The following information is derived from, and should be read in conjunction with the full text and definitions section of Crown Sigma UCITS plc’s (the “Company”) prospectus (the “Prospectus”).

Structure

Fund size (NAV as at 31 October 2020): EUR 3,331,860,748 Date of incorporation: 27 March 2012 Investment vehicle type: Umbrella investment company with variable capital and segregated liability between sub-funds

The Company is an umbrella investment company with variable capital and segregated liability between sub- funds which is open-ended and was authorized by the Central Bank of Ireland pursuant to the provisions of the Companies Act 2014 and European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations 2011 (as amended) (the “UCITS Regulations”).

The Company’s Prospectus was last updated with effect from 18 September 2019, as approved by the Central Bank of Ireland. The update was primarily to reflect the new sub-funds that were launched, update for Benchmark, CRS, FATCA and Data Protection Regulation, update to Exempt Irish Shareholders' definition and the "Eligible Counterparties to OTC Derivatives and Securities Financing Transactions" section, update pursuant to the requirements of the German Investment Tax Act and to the tax section including Automatic Exchange of Information, introduction of provisions facilitating hard and soft closure of Classes of Shares, inclusion of Derivative Settlement Risk and Position Risk factors, update to the Directors biographical information as well as correction of various typographical errors and updates to reflect the passing of time.

As at the end of the reporting period, the Company comprised of eleven sub-funds, all with limited liability. The first subscription dates of the active sub-funds were as follows:

 LGT Crown Listed Private Equity – 18 February 2013.  LGT Bond EMMA LC Sub-Fund – 29 April 2016.  LGT Sustainable Equity Global Sub-Fund – 29 April 2016.  LGT Sustainable Equity Europe Sub-Fund – 29 April 2016.  LGT Sustainable Bond Global Sub-Fund – 29 April 2016.  LGT Sustainable Bond Global Hedged Sub-Fund – 29 April 2016.  LGT Sustainable Quality Equity Hedged Sub-Fund – 31 March 2016.  LGT Bond EM Credit Opportunities Sub-Fund – 1 May 2017.  LGT Sustainable Bond Corporates Sub-Fund – 1 May 2017.  LGT Sustainable Equity Market Neutral Sub-Fund – 29 September 2017.  LGT Crown Liquid Private Equity Opportunities Sub-Fund – 1 November 2018.

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

BACKGROUND TO THE COMPANY (continued)

Investment objective The investment objectives of the sub-funds are as follows

Crown Listed Private Equity The sub-fund’s investment objective is to invest the available funds in companies that are active in, or associated with, the private equity industry with the purpose of spreading investment risks and enabling its shareholders to achieve an appreciation of capital over the medium to long-term. The anticipated returns are expected to be correlated to listed private equity returns. The base currency of the sub-fund is Euro.

LGT Bond Emma LC Sub-Fund The investment objective of the sub-fund is to generate consistent medium-term capital appreciation by investing primarily in a broad range of fixed income securities listed or traded on a recognized exchange (such as bonds, including inter alia inflation-linked, high-yield or convertible bonds, credit linked notes, treasuries and money market instruments) which are issued by issuers from Emerging Markets and / or denominated in Emerging Markets currencies or otherwise linked or related to Emerging Markets. Furthermore, financial derivative instruments (“FDI”) may be used to achieve the investment objective including futures, swaps, currency forwards and options. The base currency of the sub-fund is Euro.

LGT Sustainable Equity Global Sub-Fund The investment objective of the sub-fund is to generate consistent long-term capital appreciation by investing primarily in a broad range of equity securities and instruments (shares, participatory certificates and profit- sharing certificates) listed or traded on a recognized exchange. Furthermore, FDI may be used to achieve the investment objective including futures, swaps, currency forwards and options. The base currency of the sub- fund is Euro.

LGT Sustainable Equity Europe Sub-Fund The investment objective of the sub-fund is to generate consistent long-term capital appreciation by investing primarily in a broad range of equity securities and instruments (such as shares, participatory certificates and profit-sharing certificates) listed or traded on a recognized exchange. Such securities and instruments will be either (i) issued by companies with their registered office in, or operating most of their business activities in, a European country, or (ii) holding companies that primarily hold participations in companies with registered offices in European countries. Furthermore, FDI may be used to achieve the investment objective including futures, swaps, currency forwards and options. The base currency of the sub-fund is Euro.

LGT Sustainable Bond Global Sub-Fund The investment objective of the sub-fund is to generate consistent medium term capital appreciation by investing primarily in a broad range of debt securities and instruments (such as bonds, including inter alia inflation-linked, high-yield or convertible bonds, credit linked notes, treasuries and money market instruments listed or traded on a recognized exchange. Furthermore, FDI may be used to achieve the investment objective including futures, swaps, currency forwards and options. The base currency of the sub-fund is Euro.

LGT Sustainable Bond Global Hedged Sub-Fund The investment objective of the sub-fund is to generate consistent medium term capital appreciation by investing primarily in a broad range of debt securities and instruments (such as bonds, including inter alia inflation-linked, high-yield or convertible bonds, credit linked notes, treasuries and money market instruments) listed or traded on a recognized exchange and issued by private or public debtors globally. Furthermore, FDI may be used to achieve the investment objective including futures, swaps, currency forwards and options. The base currency of the sub-fund is US Dollar.

LGT Sustainable Quality Equity Hedged Sub-Fund The investment objective of the sub-fund is to generate consistent long term capital appreciation by investing primarily in a broad range of equity securities and instruments (shares, participatory certificates and profit sharing certificates) listed or traded on a recognized exchange. Furthermore, FDI may be used to achieve the investment objective including futures, swaps, currency forwards and options. The base currency of the sub- fund is US Dollar. 4

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

BACKGROUND TO THE COMPANY (continued)

Investment objective (continued)

LGT Bond EM Credit Opportunities Sub-Fund The investment objective of the sub-fund is to generate consistent medium term capital appreciation by investing primarily in a broad range of debt securities and instruments (such as bonds, including inter alia inflation-linked, high-yield or convertible bonds, credit linked notes, treasuries and money market instruments) listed or traded on a recognized exchange and which are issued by issuers from emerging markets and opportunistically issued by issuers from developed markets. Furthermore, FDI may be used to achieve the investment objective including futures, swaps, currency forwards and options. The base currency of the sub-fund is US Dollar.

LGT Sustainable Bond Corporates Sub-Fund The investment objective of the sub-fund is to generate consistent medium term capital appreciation by investing primarily in a broad range of debt securities and instruments (such as bonds, including inter alia inflation-linked, high-yield or convertible bonds, credit linked notes, treasuries and money market instruments) listed or traded on a recognized exchange and issued by private or public debtors globally. Furthermore, FDI may be used to achieve the investment objective including futures, swaps, currency forwards and options. The base currency of the sub-fund is US Dollar.

LGT Sustainable Equity Market Neutral Sub-Fund The investment objective of the sub-fund is to generate consistent long term capital appreciation by investing primarily in a broad range of single equity and equity index securities and instruments. The Investment Manager will pursue a long/short equity market neutral strategy. Furthermore, FDI may be used to achieve the investment objective including futures, swaps, currency forwards, contracts for difference and options. The base currency of the sub-fund is US Dollar.

LGT Crown Liquid Private Equity Opportunities Sub-Fund The investment objective of the sub-fund is to generate consistent medium to long term appreciation of capital by investing predominantly in equities, equity related transferable securities, as well as fixed income securities of companies that are benefitting from or have the potential to benefit from Private Equity value creation strategies. Furthermore, FDI may be used to achieve the investment objective including futures, swaps, currency forwards, contracts for difference and options. The base currency of the sub-fund is US Dollar.

There can be no assurance that the sub-funds will achieve their investment objectives and investment results may vary substantially on a monthly, quarterly and annual basis, and over the course of a market cycle.

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF COMPREHENSIVE INCOME FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT LGT LGT LGT Bond Sustainable Sustainable Crown Listed EMMA LC Equity Global Equity Europe Private Equity Sub-Fund Sub-Fund Sub-Fund 2020 2020 2020 2020 (in EUR) (in EUR) (in EUR) (in EUR) INCOME Interest income 3 3,392 5,133 3 Interest from financial assets at fair value through profit or loss - 4,217,930 - - Dividend income 7,495,909 - 7,805,964 1,295,921 Other income - 125,802 160,024 30,318 Net gain/(loss) on financial assets and liabilities at fair value through profit or loss 22,927,982 1,561,485 2,032,884 5,021,473 Net gain/(loss) on foreign currency (859,226) (442,563) (2,012,351) 43,822 Total investment gain/(loss) 29,564,668 5,466,046 7,991,654 6,391,537

EXPENSES Management fee (622,622) (59,014) (493,304) (140,112) Administration fee (37,069) (115,815) (498,386) (56,729) Depositary and trustee fee (43,803) (129,683) (68,550) (24,009) Professional fee - (11,967) (25,304) (12,938) Audit fee (5,458) (7,348) (6,166) (5,883) Director’s fee (228) (228) (228) (228) Transaction costs (69,289) (5,574) (16,913) (6,350) Commission expense - - - - Other expenses (5,927) (2,899) (6,821) (4,177) Total operating expenses (784,396) (332,528) (1,115,672) (250,426)

Operating profit/(loss) 28,780,272 5,133,518 6,875,982 6,141,111

FINANCE COSTS - - - - Interest expense (69,641) (24,086) (85,467) (7,163) Total finance costs (69,641) (24,086) (85,467) (7,163)

Profit/(loss) before tax 28,710,631 5,109,432 6,790,515 6,133,948 Provision for capital gains tax - (46,674) - - Withholding tax (1,082,977) (295,358) (972,651) (103,328) Profit/(loss) after tax 27,627,654 4,767,400 5,817,864 6,030,620

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 27,627,654 4,767,400 5,817,864 6,030,620

All amounts arose solely from continuing operations. There are no gains and losses other than those dealt with in the Statement of Comprehensive Income.

The accompanying notes form an integral part of these financial statements 6

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF COMPREHENSIVE INCOME FOR THE SIX MONTHS ENDED 31 OCTOBER 2020 (continued)

LGT LGT Sustainable LGT LGT Sustainable Quality Bond Sustainable Bond Global Equity EM Credit Bond Global Hedged Hedged Opportunities Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2020 2020 2020 2020 (in EUR) (in USD) (in USD) (in USD) INCOME Interest income 296 - - 4 Interest from financial assets at fair value through profit or loss 2,078,087 761,932 - 1,891,535 Dividend income - 7,616,723 - Other income 29,919 23,539 88,792 8,147 Net gain/(loss) on financial assets and liabilities at fair value through profit or loss (1,455,024) 1,649,160 89,244,434 7,738,645 Net gain/(loss) on foreign currency (1,048,336) 615,832 3,081,805 (52,869) Total investment gain/(loss) (395,058) 3,050,463 100,031,754 9,585,462

EXPENSES Management fee (177,145) - (32,045) (10,583) Administration fee (103,497) (67,879) (444,654) (20,033) Depositary and trustee fee (37,290) (18,591) (70,803) (19,218) Professional fee (27,085) (11,078) (56,762) (15,501) Audit fee (8,175) (7,550) (6,735) (8,989) Director’s fee (228) (261) (261) (261) Transaction costs (17,668) (4,019) (40,566) (779) Commission expense (8,016) (3,168) - (139) Other expenses (2,451) (3,948) (8,014) (2,287) Total operating expenses (381,555) (116,494) (659,840) (77,790)

Operating profit/(loss) (776,613) 2,933,969 99,371,914 9,507,672

FINANCE COSTS Interest expense (15,808) (1,926) (10,918) (1,312) Total finance costs (15,808) (1,926) (10,918) (1,312)

Profit/(loss) before tax (792,421) 2,932,043 99,360,996 9,506,360 Provision for capital gains tax - - - - Withholding tax - - (899,879) - Profit/(loss) after tax (792,421) 2,932,043 98,461,117 9,506,360

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations (792,421) 2,932,043 98,461,117 9,506,360

All amounts arose solely from continuing operations. There are no gains and losses other than those dealt with in the Statement of Comprehensive Income.

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF COMPREHENSIVE INCOME FOR THE SIX MONTHS ENDED 31 OCTOBER 2020 (continued)

LGT LGT LGT Sustainable Sustainable Crown Liquid Total for the Bond Equity Market Private Equity six months Corporates Neutral Opportunities ended 31 Sub-Fund Sub-Fund Sub-Fund October 2020 2020 2020 2020 (in USD) (in USD) (in USD) (in EUR) INCOME Interest income 26 1,197 - 9,893 Interest from financial assets at fair value through profit or loss 920,352 - - 9,399,870 Dividend income - 1,199,933 504,348 24,693,063 Other income 2,222 1,899 - 454,277 Net gain/(loss) on financial assets and liabilities at fair value through profit or loss 2,973,360 (592,570) 35,006,374 148,221,321 Net gain/(loss) on foreign currency 292,094 984,137 166,695 99,996 Total investment gain/(loss) 4,188,054 1,594,596 35,677,417 182,878,420

EXPENSES Management fee (1,520) (236,032) - (1,735,533) Administration fee (15,515) (21,865) (43,653) (1,344,405) Depositary and trustee fee (15,364) (28,242) (31,582) (462,965) Professional fee (17,972) (26,237) (5,773) (193,085) Audit fee (8,500) (9,152) (6,296) (74,042) Director’s fee (261) (261) (261) (2,500) Transaction costs (9,763) (16,374) - (177,892) Commission expense (882) (20,081) - (29,095) Other expenses (2,839) (13,389) (41,403) (84,704) Total operating expenses (72,616) (371,633) (128,968) (4,104,221)

Operating profit/(loss) 4,115,438 1,222,963 35,548,449 178,774,199

FINANCE COSTS Interest expense (8,037) (3,995) (13,068) (236,259) Total finance costs (8,037) (3,995) (13,068) (236,259)

Profit/(loss) before tax 4,107,401 1,218,968 35,535,381 178,537,940 Provision for capital gains tax - - - (46,674) Withholding tax - (151,817) (100,851) (3,455,298) Profit/(loss) after tax 4,107,401 1,067,151 35,434,530 175,035,968

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 4,107,401 1,067,151 35,434,530 175,035,968

All amounts arose solely from continuing operations. There are no gains and losses other than those dealt with in the Statement of Comprehensive Income.

The accompanying notes form an integral part of these financial statements 8

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF COMPREHENSIVE INCOME FOR THE SIX MONTHS ENDED 31 OCTOBER 2019

LGT LGT LGT LGT Bond Sustainable Sustainable Crown Listed EMMA LC Equity Global Equity Europe Private Equity Sub-Fund Sub-Fund Sub-Fund 2019 2019 2019 2019 (in EUR) (in EUR) (in EUR) (in EUR) INCOME Interest income 76,053 34,250 155,661 2,472 Interest from financial assets at fair value through profit or loss - 7,938,309 - - Dividend income 10,184,213 - 8,064,282 2,021,026 Other income - 46,956 48,299 12,155 Net gain/(loss) on financial assets and liabilities at fair value through profit or loss 22,925,328 5,283,160 27,377,848 4,668,161 Net gain/(loss) on foreign currency 32,389 224,472 165,498 (88,648) Total investment gain/(loss) 33,217,983 13,527,147 35,811,588 6,615,166

EXPENSES Management fee (550,939) (64,825) (219,596) (168,288) Administration fee (35,663) (204,310) (440,701) (58,757) Depositary and trustee fee (28,916) (20,819) (37,240) (14,598) Professional fee - (5,041) (5,041) (5,041) Audit fee (5,197) (6,997) (5,872) (5,602) Director’s fee (228) (228) (228) (227) Transaction costs (64,249) - - - Commission expense - - (17,700) - Other expenses (6,502) (18,826) (35,480) (26,013) Total operating expenses (691,694) (321,046) (761,858) (278,526)

Operating profit/(loss) 32,526,289 13,206,101 35,049,730 6,336,640

FINANCE COSTS Interest expense (24,641) (37,424) (41,379) (15,126) Total finance costs (24,641) (37,424) (41,379) (15,126)

Profit/(loss) before tax 32,501,648 13,168,677 35,008,351 6,321,514 Provision for capital gains tax - (134,843) - - Withholding tax (994,479) (479,330) (977,190) (196,483) Profit/(loss) after tax 31,507,169 12,554,504 34,031,161 6,125,031

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 31,507,169 12,554,504 34,031,161 6,125,031

All amounts arose solely from continuing operations. There are no gains and losses other than those dealt with in the Statement of Comprehensive Income.

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF COMPREHENSIVE INCOME FOR THE SIX MONTHS ENDED 31 OCTOBER 2019 (continued)

LGT LGT Sustainable LGT LGT Sustainable Quality Bond Sustainable Bond Global Equity EM Credit Bond Global Hedged Hedged Opportunities Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2019 2019 2019 2019 (in EUR) (in USD) (in USD) (in USD) INCOME Interest income 15,284 14,690 43,974 12,360 Interest from financial assets at fair value through profit or loss 1,553,279 665,473 - 1,691,687 Dividend income - - 5,202,784 - Other income 22,349 18,672 33,936 10,672 Net gain/(loss) on financial assets and liabilities

at fair value through profit or loss 7,348,546 3,383,240 34,064,717 1,658,983 Net gain/(loss) on foreign currency (266,648) 134,973 3,949,319 31,880 Total investment gain/(loss) 8,672,810 4,217,048 43,294,730 3,405,582

EXPENSES Management fee (106,982) - - (15,080) Administration fee (89,471) (60,592) (281,559) (34,712) Depositary and trustee fee (15,943) (12,383) (36,980) (11,880) Professional fee (5,041) (5,608) (5,608) (5,604) Audit fee (7,785) (7,190) (6,414) (8,560) Director’s fee (227) (253) (253) (253) Transaction costs - - - - Commission expense (5,418) (2,657) - (286) Other expenses (18,605) (3,927) (80,525) (10,192) Total operating expenses (249,472) (92,610) (411,339) (86,567)

Operating profit/(loss) 8,423,338 4,124,438 42,883,391 3,319,015

FINANCE COSTS Interest expense (27,154) (213) (2,230) (1,285) Total finance costs (27,154) (213) (2,230) (1,285)

Profit/(loss) before tax 8,396,184 4,124,225 42,881,161 3,317,730 Provision for capital gains tax - - - - Withholding tax - - (774,419) - Profit/(loss) after tax 8,396,184 4,124,225 42,106,742 3,317,730

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 8,396,184 4,124,225 42,106,742 3,317,730

All amounts arose solely from continuing operations. There are no gains and losses other than those dealt with in the Statement of Comprehensive Income.

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF COMPREHENSIVE INCOME FOR THE SIX MONTHS ENDED 31 OCTOBER 2019 (continued)

LGT LGT LGT Sustainable Sustainable Crown Liquid Total for the Bond Equity Market Private Equity six months Corporates Neutral Opportunities ended 31 Sub-Fund Sub-Fund Sub-Fund October 2019 2019 2019 2019 (in USD) (in USD) (in USD) (in EUR) INCOME Interest income 2,530 10,006 8,271 366,128 Interest from financial assets at fair value through profit or loss 286,210 - - 11,863,712 Dividend income - 762,966 408,632 25,989,803 Other income 9,111 9,747 - 203,469 Net gain/(loss) on financial assets and liabilities

at fair value through profit or loss 585,204 (220,077) 402,029 103,385,504 Net gain/(loss) on foreign currency 2,784 678,415 (82,410) 4,298,204 Total investment gain/(loss) 885,839 1,241,057 736,522 146,106,820

EXPENSES Management fee (1,491) (108,285) - (1,222,674) Administration fee (10,529) (26,998) (10,619) (1,210,299) Depositary and trustee fee (11,880) (11,880) (12,684) (205,179) Professional fee (5,604) (5,606) (5,605) (50,348) Audit fee (8,095) (8,715) (5,996) (71,808) Director’s fee (253) (253) (253) (2,500) Transaction costs - - - (64,249) Commission expense (70) (11,433) - (36,082) Other expenses (6,629) (29,284) (46,528) (264,340) Total operating expenses (44,551) (202,454) (81,685) (3,127,479)

Operating profit/(loss) 841,288 1,038,603 654,837 142,979,341

FINANCE COSTS Interest expense (1,208) (2,325) (542) (152,726) Total finance costs (1,208) (2,325) (542) (152,726)

Profit/(loss) before tax 840,080 1,036,278 654,295 142,826,615 Provision for capital gains tax - - - (134,843) Withholding tax (627) (97,918) (71,403) (3,494,944) Profit/(loss) after tax 839,453 938,360 582,892 139,196,828

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 839,453 938,360 582,892 139,196,828

All amounts arose solely from continuing operations. There are no gains and losses other than those dealt with in the Statement of Comprehensive Income.

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED BALANCE SHEET AS AT 31 OCTOBER 2020

LGT LGT LGT LGT Crown Bond Sustainable Sustainable Listed Private EMMA LC Equity Global Equity Europe Equity Sub-Fund Sub-Fund Sub-Fund 2020 2020 2020 2020

(in EUR) (in EUR) (in EUR) (in EUR)

ASSETS Current assets Cash and cash equivalents 16,570,558 9,735,709 13,915,820 2,385,970 Financial assets at fair value through profit or loss 443,929,692 156,349,298 847,172,424 107,715,034 Interest receivable from financial assets at fair value through profit or loss - 1,871,481 - - Dividend receivable 47,463 - 710,311 69,623 Receivable for investments sold - - 21,853,286 371,588 Subscriptions receivable - - - - Other receivables - 261,340 111,981 42,836 Total assets 460,547,713 168,217,828 883,763,822 110,585,051

LIABILITIES Current liabilities Financial liabilities at fair value through profit or loss - (934,877) (2,645,844) (66,480) Interest payable (13,644) (1,735) (9,329) (864) Management fee payable (109,562) (96,920) (736,955) (216,210) Administration fee payable (61,969) (313,565) (947,801) (129,601) Depositary and trustee fee payable (72,367) (219,671) (113,444) (41,363) Audit fee payable (5,458) (7,348) (6,166) (5,883) Payable for investments purchased (1,096,971) - (5,274,373) (503,865) Redemptions payable - (300,139) (12,438,806) (9,538) Other payables (129,992) (67,352) (30,196) (139,440) Total liabilities (excluding net assets attributable to holders of redeemable participating shares) (1,489,963) (1,941,607) (22,202,914) (1,113,244) Net assets attributable to holders of redeemable participating shares 459,057,750 166,276,221 861,560,908 109,471,807

The accompanying notes form an integral part of these financial statements 12

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED BALANCE SHEET AS AT 31 OCTOBER 2020 (continued)

LGT LGT LGT Sustainable LGT Sustainable Bond Sustainable Bond Global Quality Equity EM Credit Bond Global Hedged Hedged Opportunities Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2020 2020 2020 2020 (in EUR) (in USD) (in USD) (in USD) ASSETS Current assets Cash and cash equivalents 3,574,693 2,683,114 4,441,851 240,242 Financial assets at fair value through profit or loss 282,560,113 125,114,294 1,046,600,682 68,056,268 Interest receivable from financial assets at fair value through profit or loss 1,183,559 404,349 - 967,423 Dividend receivable - - 800,549 - Receivable for investments sold 981,602 - 2,715,375 - Subscriptions receivable 28,926 - 1,154,329 46,393 Other receivables 115,522 48,449 128,421 30,395 Total assets 288,444,415 128,250,206 1,055,841,207 69,340,721

LIABILITIES Current liabilities Financial liabilities at fair value through profit or loss (2,394,945) (519,670) (870,575) (124,945) Interest payable (2,363) (535) (1,129) (174) Management fee payable (332,796) - (58,995) (11,132) Administration fee payable (224,096) (160,551) (873,115) (47,104) Depositary and trustee fee payable (60,902) (27,010) (112,781) (32,217) Audit fee payable (8,175) (7,550) (6,735) (8,989) Payable for investments purchased - - (7,536,982) - Redemptions payable - - - (12,096) Other payables (107,237) (115,885) (53,096) (114,496) Total liabilities (excluding net assets attributable to holders of redeemable participating shares) (3,130,514) (831,201) (9,513,408) (351,153) Net assets attributable to holders of redeemable participating shares 285,313,901 127,419,005 1,046,327,799 68,989,568

The accompanying notes form an integral part of these financial statements 13

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED BALANCE SHEET AS AT 31 OCTOBER 2020 (continued)

LGT LGT LGT Sustainable Sustainable Crown Liquid Bond Equity Market Private Equity Total Corporates Neutral Opportunities as at Sub-Fund Sub-Fund Sub-Fund 31 October 2020 2020 2020 2020 (in USD) (in USD) (in USD) (in EUR) ASSETS Current assets Cash and cash equivalents 3,691,307 5,537,091 6,876,606 66,331,448 Financial assets at fair value through profit or loss 77,213,155 155,183,520 188,602,667 3,263,464,283 Interest receivable from financial assets at fair value through profit or loss 492,528 - - 4,655,504 Dividend receivable - 108,358 - 1,607,675 Receivable for investments sold - 720,054 13,814,129 38,014,870 Subscriptions receivable - - - 1,059,721 Other receivables 22,462 27,224 - 752,266 Total assets 81,419,452 161,576,247 209,293,402 3,375,885,767

LIABILITIES Current liabilities Financial liabilities at fair value through profit or loss (200,217) (425,331) (144,282) (8,003,789) Interest payable (1,658) (355) (1,715) (32,713) Management fee payable (5,427) (363,455) - (1,869,323) Administration fee payable (26,872) (58,164) (67,518) (2,735,816) Depositary and trustee fee payable (25,466) (83,922) (51,071) (793,163) Audit fee payable (8,500) (9,152) (6,296) (73,569) Payable for investments purchased - (3,924,153) - (16,714,360) Redemptions payable - - - (12,758,867) Other payables (132,285) (143,832) (103,441) (1,043,419) Total liabilities (excluding net assets attributable to holders of redeemable participating shares) (400,425) (5,008,364) (374,323) (44,025,019) Net assets attributable to holders of redeemable participating shares 81,019,027 156,567,883 208,919,079 3,331,860,748

______Director Director 30 December 2020

The accompanying notes form an integral part of these financial statements 14

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

BALANCE SHEET AS AT 30 APRIL 2020

LGT LGT LGT LGT Crown Bond Sustainable Sustainable Listed Private EMMA LC Equity Global Equity Europe Equity Sub-Fund Sub-Fund Sub-Fund 2020 2020 2020 2020 (in EUR) (in EUR) (in EUR) (in EUR) ASSETS Current assets Cash and cash equivalents 25,807,474 4,163,775 29,776,821 2,733,222 Financial assets at fair value through profit or loss 391,851,477 162,281,614 768,339,060 113,042,042 Interest receivable from financial assets at fair value through profit or loss - 3,060,497 - - Dividend receivable 364,045 - 1,871,928 358,528 Receivable for investments sold 132,804 - - - Subscriptions receivable - 26,542 - - Other receivables - 235,082 72,684 46,950 Total assets 418,155,800 169,767,510 800,060,493 116,180,742

LIABILITIES Current liabilities Financial liabilities at fair value through profit or loss - (1,336,282) (983,250) (282,812) Interest payable (364) (24) (146) (53) Management fee payable (71,550) (68,801) (413,704) (146,576) Administration fee payable (41,765) (211,632) (475,123) (79,968) Depositary and trustee fee payable (51,185) (147,812) (79,568) (28,777) Audit fee payable (10,915) (14,695) (12,332) (11,765) Payable for investments purchased (2,068,163) - - - Redemptions payable - - (92,706) - Other payables (126,212) (110,892) (190,053) (141,646) Total liabilities (excluding net assets attributable to holders of redeemable participating shares) (2,370,154) (1,890,138) (2,246,882) (691,597) Net assets attributable to holders of redeemable participating shares 415,785,646 167,877,372 797,813,611 115,489,145

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

BALANCE SHEET AS AT 30 APRIL 2020 (continued)

LGT LGT Sustainable LGT LGT Sustainable Quality Bond Sustainable Bond Global Equity EM Credit Bond Global Hedged Hedged Opportunities Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2020 2020 2020 2020 (in EUR) (in USD) (in USD) (in USD) ASSETS Current assets Cash and cash equivalents 10,376,187 5,582,454 14,486,915 1,745,763 Financial assets at fair value through profit or loss 227,478,681 102,451,892 791,290,252 55,215,763 Interest receivable from financial assets at fair value through profit or loss 1,183,438 450,283 - 1,032,674 Dividend receivable - - 1,570,239 - Receivable for investments sold - - - - Subscriptions receivable - - - - Other receivables 130,871 41,399 85,294 63,597 Total assets 239,169,177 108,526,028 807,432,700 58,057,797

LIABILITIES Current liabilities Financial liabilities at fair value through profit or loss (1,992,326) (881,255) (2,068,748) (34,917) Interest payable (20) - (4) - Management fee payable (216,856) - (26,950) (6,189) Administration fee payable (129,956) (97,352) (451,569) (40,085) Depositary and trustee fee payable (38,142) (19,196) (71,523) (21,785) Audit fee payable (16,349) (15,099) (13,469) (17,977) Payable for investments purchased (1,877,378) - - (439,367) Redemptions payable (267,478) (157,409) (18,870) - Other payables (94,363) (107,920) (120,434) (93,665) Total liabilities (excluding net assets attributable to holders of redeemable participating shares) (4,632,868) (1,278,231) (2,771,567) (653,985) Net assets attributable to holders of redeemable participating shares 234,536,309 107,247,797 804,661,133 57,403,812

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

BALANCE SHEET AS AT 30 APRIL 2020 (continued)

LGT LGT LGT Sustainable Sustainable Crown Liquid Bond Equity Market Private Equity Total Corporates Neutral Opportunities as at Sub-Fund Sub-Fund Sub-Fund 30 April 2020 2020 2020 2020 (in USD) (in USD) (in USD) (in EUR) ASSETS Current assets Cash and cash equivalents 3,084,087 20,883,448 3,920,492 118,236,059 Financial assets at fair value through profit or loss 70,892,527 103,188,414 156,352,563 2,831,066,836 Interest receivable from financial assets at fair value through profit or loss 616,672 - - 6,160,879 Dividend receivable - 281,327 135,701 4,408,860 Receivable for investments sold - 4,686,555 - 4,411,591 Subscriptions receivable - - - 26,542 Other receivables 49,650 45,970 - 746,621 Total assets 74,642,936 129,085,714 160,408,756 2,965,057,388

LIABILITIES Current liabilities Financial liabilities at fair value through profit or loss (398,110) (12,311,553) (371,614) (19,262,977) Interest payable - (2) (17) (628) Management fee payable (3,907) (213,444) - (1,146,182) Administration fee payable (18,425) (45,578) (29,916) (1,561,949) Depositary and trustee fee payable (17,519) (71,021) (31,303) (557,615) Audit fee payable (17,000) (18,303) (12,591) (152,278) Payable for investments purchased (1,608,163) - (22,126,021) (26,015,797) Redemptions payable - - - (521,125) Other payables (90,727) (106,214) (70,268) (1,201,127) Total liabilities (excluding net assets attributable to holders of redeemable participating shares) (2,153,851) (12,766,115) (22,641,730) (50,419,678) Net assets attributable to holders of redeemable participating shares 72,489,085 116,319,599 137,767,026 2,914,637,710

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CHANGES IN NET ASSETS ATTRIBUTABLE TO HOLDERS OF REDEEMABLE PARTICIPATING SHARES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT LGT LGT Crown LGT Sustainable Sustainable Listed Bond Equity Equity Private EMMA LC Global Europe Equity Sub-Fund Sub-Fund Sub-Fund 2020 2020 2020 2020 (in EUR) (in EUR) (in EUR) (in EUR) Net assets attributable to holders of redeemable participating shares at 1 May 2020 415,785,646 167,877,372 797,813,611 115,489,145

Share capital transactions Proceeds from redeemable participating shares issued 34,104,222 3,847,425 156,268,879 7,141,247 Redemptions from redeemable participating shares sold (18,459,772) (10,215,976) (98,339,446) (19,189,205) Net increase/(decrease) from share transactions 15,644,450 (6,368,551) 57,929,433 (12,047,958)

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 27,627,654 4,767,400 5,817,864 6,030,620

Currency translation - - - - Net assets attributable to holders of redeemable participating shares at 31 October 2020 459,057,750 166,276,221 861,560,908 109,471,807

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CHANGES IN NET ASSETS ATTRIBUTABLE TO HOLDERS OF REDEEMABLE PARTICIPATING SHARES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020 (continued)

LGT LGT LGT Sustainable LGT Sustainable Sustainable Quality Bond Bond Bond Global Equity EM Credit Global Hedged Hedged Opportunities Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2020 2020 2020 2020 (in EUR) (in USD) (in USD) (in USD) Net assets attributable to holders of redeemable participating shares at 1 May 2020 234,536,309 107,247,797 804,661,133 57,403,812

Share capital transactions Proceeds from redeemable participating shares issued 76,538,271 43,595,060 167,748,129 8,037,458 Redemptions from redeemable participating shares sold (24,968,258) (26,355,895) (24,542,580) (5,958,062) Net increase/(decrease) from share transactions 51,570,013 17,239,165 143,205,549 2,079,396

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations (792,421) 2,932,043 98,461,117 9,506,360

Currency translation - - - - Net assets attributable to holders of redeemable participating shares at 31 October 2020 285,313,901 127,419,005 1,046,327,799 68,989,568

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CHANGES IN NET ASSETS ATTRIBUTABLE TO HOLDERS OF REDEEMABLE PARTICIPATING SHARES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020 (continued)

LGT LGT Sustainable LGT Sustainable Equity Crown Liquid Bond Market Private Equity Total Corporates Neutral Opportunities as at Sub-Fund Sub-Fund Sub-Fund 31 October 2020 2020 2020 2020 (in USD) (in USD) (in USD) (in EUR) Net assets attributable to holders of redeemable participating shares at 1 May 2020 72,489,085 116,319,599 137,767,026 2,914,637,710

Share capital transactions Proceeds from redeemable participating shares issued 11,351,995 39,465,020 36,328,329 544,117,120 Redemptions from redeemable participating shares sold (6,929,454) (283,887) (610,806) (227,347,673) Net increase/(decrease) from share transactions 4,422,541 39,181,133 35,717,523 316,769,447

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 4,107,401 1,067,151 35,434,530 175,035,968

Currency translation - - - (74,582,377) Net assets attributable to holders of redeemable participating shares at 31 October 2020 81,019,027 156,567,883 208,919,079 3,331,860,748

The accompanying notes form an integral part of these financial statements 20

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CHANGES IN NET ASSETS ATTRIBUTABLE TO HOLDERS OF REDEEMABLE PARTICIPATING SHARES FOR THE SIX MONTHS ENDED 31 OCTOBER 2019

LGT LGT LGT Crown LGT Sustainable Sustainable Listed Bond Equity Equity Private EMMA LC Global Europe Equity Sub-Fund Sub-Fund Sub-Fund 2019 2019 2019 2019 (in EUR) (in EUR) (in EUR) (in EUR) Net assets attributable to holders of redeemable participating shares at 1 May 2019 423,751,314 264,789,962 675,315,990 140,364,276

Share capital transactions Proceeds from redeemable participating shares issued 29,118,250 13,458,073 125,859,368 4,022,818 Redemptions from redeemable participating shares sold (41,312,402) (34,674,992) (24,362,341) (16,457,038) Net increase/(decrease) from share transactions (12,194,152) (21,216,919) 101,497,027 (12,434,220)

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 31,507,169 12,554,504 34,031,161 6,125,031

Currency translation - - - - Net assets attributable to holders of redeemable participating shares at 31 October 2019 443,064,331 256,127,547 810,844,178 134,055,087

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CHANGES IN NET ASSETS ATTRIBUTABLE TO HOLDERS OF REDEEMABLE PARTICIPATING SHARES FOR THE SIX MONTHS ENDED 31 OCTOBER 2019 (continued)

LGT LGT LGT Sustainable LGT Sustainable Sustainable Quality Bond Bond Bond Global Equity EM Credit Global Hedged Hedged Opportunities Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2019 2019 2019 2019 (in EUR) (in USD) (in USD) (in USD) Net assets attributable to holders of redeemable participating shares at 1 May 2019 152,448,106 76,625,591 578,966,803 63,384,718

Share capital transactions Proceeds from redeemable participating shares issued 24,617,494 12,982,699 109,200,888 14,150,085 Redemptions from redeemable participating shares sold (8,613,912) (11,807,382) (67,928,489) (18,302,450) Net increase/(decrease) from share transactions 16,003,582 1,175,317 41,272,399 (4,152,365)

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 8,396,184 4,124,225 42,106,742 3,317,730

Currency translation - - - - Net assets attributable to holders of redeemable participating shares at 31 October 2019 176,847,872 81,925,133 662,345,944 62,550,083

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CHANGES IN NET ASSETS ATTRIBUTABLE TO HOLDERS OF REDEEMABLE PARTICIPATING SHARES FOR THE SIX MONTHS ENDED 31 OCTOBER 2019 (continued)

LGT LGT Sustainable LGT Sustainable Equity Crown Liquid Bond Market Private Equity Total Corporates Neutral Opportunities as at Sub-Fund Sub-Fund Sub-Fund 31 October 2019 2019 2019 2019 (in USD) (in USD) (in USD) (in EUR) Net assets attributable to holders of redeemable participating shares at 1 May 2019 21,645,728 51,079,977 74,814,184 2,429,862,296

Share capital transactions Proceeds from redeemable participating shares issued 6,801,201 40,176,522 24,304,830 383,387,925 Redemptions from redeemable participating shares sold (3,471,721) (1,051,874) - (217,458,327) Net increase/(decrease) from share transactions 3,329,480 39,124,648 24,304,830 165,929,598

Increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 839,453 938,360 582,892 139,196,828

Currency translation - - - 3,335,416 Net assets attributable to holders of redeemable participating shares at 31 October 2019 25,814,661 91,142,985 99,701,906 2,738,324,138

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CASH FLOWS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT LGT LGT Crown LGT Sustainable Sustainable Listed Bond EMMA Equity Equity Private LC Global Europe Equity Sub-Fund Sub-Fund Sub-Fund 2020 2020 2020 2020 (in EUR) (in EUR) (in EUR) (in EUR) Cash flows from operating activities Net increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 27,627,654 4,767,400 5,817,864 6,030,620 Adjustments to reconcile net increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations to net cash provided by/(used in) operating activities (Increase)/decrease in financial assets at fair value through profit or loss (52,078,215) 5,932,316 (78,833,364) 5,327,008 (Increase)/decrease in interest receivable from financial assets at fair value through profit or loss - 1,189,016 - - (Increase)/decrease in dividend receivable 316,582 - 1,161,617 288,905 (Increase)/decrease in receivable from investments sold 132,804 - (21,853,286) (371,588) (Increase)/decrease in other receivables - (26,258) (39,297) 4,114 Increase/(decrease) in financial liabilities at fair value through profit or loss - (401,405) 1,662,594 (216,332) Increase/(decrease) in interest payable 13,280 1,711 9,183 811 Increase/(decrease) in other expenses payable 77,721 151,024 663,782 123,765 Increase/(decrease) in payable for investments purchased (971,192) - 5,274,373 503,865 Net cash provided by/(used in) operating activities (24,881,366) 11,613,804 (86,136,534) 11,691,168 Cash flows from financing activities: Proceeds from issue of participating shares 34,104,222 3,873,967 156,268,879 7,141,247 Payment on redemptions of participating shares (18,459,772) (9,915,837) (85,993,346) (19,179,667) Currency translation - - - - Net cash flow provided by/(used in) financing activities 15,644,450 (6,041,870) 70,275,533 (12,038,420)

Net increase/(decrease) in cash and cash equivalents (9,236,916) 5,571,934 (15,861,001) (347,252) Cash and cash equivalents at beginning of the period 25,807,474 4,163,775 29,776,821 2,733,222 Cash and cash equivalents, end of the period 16,570,558 9,735,709 13,915,820 2,385,970

Supplementary cash flow information Dividends received 6,729,514 - 7,994,930 1,481,498 Interest received 3 5,114,980 5,133 3 Interest paid (56,361) (22,375) (76,284) (6,352)

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CASH FLOWS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020 (continued)

LGT LGT LGT LGT Sustainable Sustainable Bond Sustainable Bond Global Quality Equity EM Credit Bond Global Hedged Hedged Opportunities Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2020 2020 2020 2020 (in EUR) (in USD) (in USD) (in USD) Cash flows from operating activities Net increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations (792,421) 2,932,043 98,461,117 9,506,360 Adjustments to reconcile net increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations to net cash provided by/(used in) operating activities (Increase)/decrease in financial assets at fair value through profit or loss (55,081,432) (22,662,402) (255,310,430) (12,840,505) (Increase)/decrease in interest receivable from financial assets at fair value through profit or loss (121) 45,934 - 65,251 (Increase)/decrease in dividend receivable - - 769,690 - (Increase)/decrease in receivable from investments sold (981,602) - (2,715,375) - (Increase)/decrease in other receivables 15,349 (7,050) (43,127) 33,202 Increase/(decrease) in financial liabilities at fair value through profit or loss 402,619 (361,585) (1,198,173) 90,028 Increase/(decrease) in interest payable 2,343 535 1,125 174 Increase/(decrease) in other expenses payable 237,540 71,429 420,777 34,237 Increase/(decrease) in payable for investments purchased (1,877,378) - 7,536,982 (439,367) Net cash provided by/(used in) operating activities (58,075,103) (19,981,096) (152,077,414) (3,550,620) Cash flows from financing activities: Proceeds from issue of participating shares 76,509,345 43,595,060 166,593,800 7,991,065 Payment on redemptions of participating shares (25,235,736) (26,513,304) (24,561,450) (5,945,966) Currency translation - - - - Net cash flow provided by/(used in) financing activities 51,273,609 17,081,756 142,032,350 2,045,099

Net increase/(decrease) in cash and cash equivalents (6,801,494) (2,899,340) (10,045,064) (1,505,521) Cash and cash equivalents at beginning of the period 10,376,187 5,582,454 14,486,915 1,745,763 Cash and cash equivalents, end of the period 3,574,693 2,683,114 4,441,851 240,242

Supplementary cash flow information Dividends received - - 7,486,534 - Interest received 2,078,262 807,866 - 1,956,790 Interest paid (13,465) (1,391) (9,793) (1,138)

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CASH FLOWS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020 (continued)

LGT LGT Sustainable LGT Sustainable Equity Crown Liquid Bond Market Private Equity Total Corporates Neutral Opportunities as at Sub-Fund Sub-Fund Sub-Fund 31 October 2020 2020 2020 2020 (in USD) (in USD) (in USD) (in EUR) Cash flows from operating activities Net increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations 4,107,401 1,067,151 35,434,530 175,035,968 Adjustments to reconcile net increase/(decrease) in net assets attributable to holders of redeemable participating shares from operations to net cash provided by/(used in) operating activities (Increase)/decrease in financial assets at fair value through profit or loss (6,320,628) (51,995,106) (32,250,104) (502,139,941) (Increase)/decrease in interest receivable from financial assets at fair value through profit or loss 124,144 - - 1,390,920 (Increase)/decrease in dividend receivable - 172,969 135,701 2,692,854 (Increase)/decrease in receivable from investments sold - 3,966,501 (13,814,129) (33,858,754) (Increase)/decrease in other receivables 27,188 18,746 - (21,231) Increase/(decrease) in financial liabilities at fair value through profit or loss (197,893) (11,886,222) (227,332) (10,383,384) Increase/(decrease) in interest payable 1,658 353 1,698 32,087 Increase/(decrease) in other expenses payable 50,972 203,965 84,248 1,996,956 Increase/(decrease) in payable for investments purchased (1,608,163) 3,924,153 (22,126,021) (7,983,682) Net cash provided by/(used in) operating activities (3,815,321) (54,527,490) (32,761,409) (373,238,207) Cash flows from financing activities: Proceeds from issue of participating shares 11,351,995 39,465,020 36,328,329 543,071,912 Payment on redemptions of participating shares (6,929,454) (283,887) (610,806) (215,101,967) Currency translation - - - (6,636,349) Net cash flow provided by/(used in) financing activities 4,422,541 39,181,133 35,717,523 321,333,596

Net increase/(decrease) in cash and cash equivalents 607,220 (15,346,357) 2,956,114 (51,904,611) Cash and cash equivalents at beginning of the period 3,084,087 20,883,448 3,920,492 118,236,059 Cash and cash equivalents, end of the period 3,691,307 5,537,091 6,876,606 66,331,448

Supplementary cash flow information Dividends received - 1,221,085 539,198 24,236,780 Interest received 1,044,522 1,197 - 10,507,682 Interest paid (6,379) (3,642) (11,370) (204,117)

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CASH FLOWS FOR THE SIX MONTHS ENDED 31 OCTOBER 2019

LGT LGT LGT Crown LGT Sustainable Sustainable Listed Bond EMMA Equity Equity Private LC Global Europe Equity Sub-Fund Sub-Fund Sub-Fund 2019 2019 2019 2019 (in EUR) (in EUR) (in EUR) (in EUR) Cash flows from operating activities Net increase/(decrease) in net assets attributable to holders of

redeemable participating shares from operations 31,507,169 12,554,504 34,031,161 6,125,031 Adjustments to reconcile net increase/(decrease) in net assets attributable to holders of redeemable participating

shares from operations to net cash provided by/(used in) operating activities (Increase)/decrease in margin cash - 327,085 713,907 - (Increase)/decrease in financial assets at fair value through profit or loss (16,586,527) 16,782,126 (97,420,275) 335,438 (Increase)/decrease in interest receivable 137 34 (935) - (Increase)/decrease in interest receivable from financial assets

at fair value through profit or loss - 1,049,376 - - (Increase)/decrease in dividend receivable 318,960 - 2,452,444 564,065 (Increase)/decrease in receivable from investments sold (974,961) - 18,418,457 (530,723) (Increase)/decrease in other receivables - 126,880 47,211 18,077 Increase/(decrease) in financial liabilities at fair value through profit or loss - (2,568,937) 1,924,936 (166,451) Increase/(decrease) in interest payable (137) 152 42 (75) Increase/(decrease) in other expenses payable 44,152 (340,059) 141,469 5,166 Increase/(decrease) in payable for investments purchased (693,550) - (14,528,369) - Net cash provided by/(used in) operating activities 13,615,243 27,931,161 (54,219,952) 6,350,528 Cash flows from financing activities: Proceeds from issue of participating shares 30,191,482 12,564,349 127,172,274 4,022,818 Payment on redemptions of participating shares (40,661,965) (34,674,992) (24,362,341) (16,474,848) Currency translation - - - - Net cash flow provided by/(used in) financing activities (10,470,483) (22,110,643) 102,809,933 (12,452,030)

Net increase/(decrease) in cash and cash equivalents 3,144,760 5,820,518 48,589,981 (6,101,502) Cash and cash equivalents at beginning of the period 15,864,786 5,409,423 23,034,550 6,578,034 Cash and cash equivalents, end of the period 19,009,546 11,229,941 71,624,531 476,532

Supplementary cash flow information Dividends received 9,508,694 - 9,539,536 2,388,608 Interest received 76,190 8,407,796 154,726 2,472 Interest paid (24,778) (37,272) (41,337) (15,201)

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CASH FLOWS FOR THE SIX MONTHS ENDED 31 OCTOBER 2019 (continued)

LGT LGT LGT LGT Sustainable Sustainable Bond Sustainable Bond Global Quality Equity EM Credit Bond Global Hedged Hedged Opportunities Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2019 2019 2019 2019 (in EUR) (in USD) (in USD) (in USD) Cash flows from operating activities Net increase/(decrease) in net assets attributable to holders of

redeemable participating shares from operations 8,396,184 4,124,225 42,106,742 3,317,730 Adjustments to reconcile net increase/(decrease) in net assets attributable to holders of redeemable participating

shares from operations to net cash provided by/(used in) operating activities (Increase)/decrease in margin cash 1,609,216 436,097 - 96,401 (Increase)/decrease in financial assets at fair value through

profit or loss (30,478,635) (8,090,007) (88,995,930) 57,167 (Increase)/decrease in interest receivable 132 145 156 1 (Increase)/decrease in interest receivable from financial assets

at fair value through profit or loss (361,537) 7,631 - 61,752 (Increase)/decrease in dividend receivable - - 886,481 - (Increase)/decrease in receivable from investments sold 171,600 129,438 3,884,360 (659,451) (Increase)/decrease in other receivables 24,566 16,483 14,331 (2,500) Increase/(decrease) in financial liabilities at fair value through

profit or loss 580,687 89,743 1,896,469 (101,695) Increase/(decrease) in interest payable 6 - - - Increase/(decrease) in other expenses payable 51,560 995 37,731 11,106 Increase/(decrease) in payable for investments purchased (358,356) (23,140) (3,641,462) 3,869,965 Net cash provided by/(used in) operating activities (20,364,577) (3,308,390) (43,811,122) 6,650,476 Cash flows from financing activities: Proceeds from issue of participating shares 24,621,175 12,982,699 109,533,887 12,645,128 Payment on redemptions of participating shares (8,613,912) (11,807,382) (67,928,489) (18,302,450) Currency translation - - - - Net cash flow provided by/(used in) financing activities 16,007,263 1,175,317 41,605,398 (5,657,322)

Net increase/(decrease) in cash and cash equivalents (4,357,314) (2,133,073) (2,205,724) 993,154 Cash and cash equivalents at beginning of the period 10,566,494 2,790,355 4,901,147 367,083 Cash and cash equivalents, end of the period 6,209,180 657,282 2,695,423 1,360,237

Supplementary cash flow information Dividends received - - 5,314,846 - Interest received 1,207,158 687,939 44,130 1,765,800 Interest paid (27,148) (213) (2,230) (1,285)

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF CASH FLOWS FOR THE SIX MONTHS ENDED 31 OCTOBER 2019 (continued)

LGT LGT Sustainable LGT Sustainable Equity Crown Liquid Bond Market Private Equity Total Corporates Neutral Opportunities as at Sub-Fund Sub-Fund Sub-Fund 31 October 2019 2019 2019 2019 (in USD) (in USD) (in USD) (in EUR) Cash flows from operating activities Net increase/(decrease) in net assets attributable to holders of

redeemable participating shares from operations 839,453 938,360 582,892 139,196,828 Adjustments to reconcile net increase/(decrease) in net assets attributable to holders of redeemable participating shares

from operations to net cash provided by/(used in) operating activities (Increase)/decrease in margin cash 250,855 2,397,455 - 5,501,289 (Increase)/decrease in financial assets at fair value through profit or

loss (4,978,834) (40,414,182) (28,380,660) (280,464,674) (Increase)/decrease in interest receivable 40 53 (24) (299) (Increase)/decrease in interest receivable from financial assets at

fair value through profit or loss (22,152) - - 730,174 (Increase)/decrease in dividend receivable - 77,478 266,286 4,438,185 (Increase)/decrease in receivable from investments sold 250,769 2,526,617 422,763 22,959,420 (Increase)/decrease in other receivables 6,271 12,660 3,778 262,468 Increase/(decrease) in financial liabilities at fair value through

profit or loss (52,378) (286,063) 881,019 1,945,734 Increase/(decrease) in interest payable 2 23 - 10 Increase/(decrease) in other expenses payable (1,806) 85,220 51,835 68,183 Increase/(decrease) in payable for investments purchased (254,913) (712,685) 2,554,934 (13,973,410) Net cash provided by/(used in) operating activities (3,962,693) (35,375,064) (23,617,177) (119,336,092) Cash flows from financing activities: Proceeds from issue of participating shares 6,801,201 40,176,522 24,304,830 383,832,322 Payment on redemptions of participating shares (3,333,431) (1,051,874) - (216,701,600) Currency translation - - - (117,922) Net cash flow provided by/(used in) financing activities 3,467,770 39,124,648 24,304,830 167,012,800

Net increase/(decrease) in cash and cash equivalents (494,923) 3,749,584 687,653 47,676,708 Cash and cash equivalents at beginning of the period 1,647,209 1,216,772 329,182 71,493,216 Cash and cash equivalents, end of the period 1,152,286 4,966,356 1,016,835 119,169,924

Supplementary cash flow information Dividends received - 742,526 603,515 27,414,226 Interest received 266,001 10,059 8,247 12,345,028 Interest paid (1,206) (2,302) (542) (152,716)

The accompanying notes form an integral part of these financial statements

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

NOTES TO THE FINANCIAL STATEMENTS

1. GENERAL

Crown Sigma UCITS plc (the “Company”) is an open-ended investment company with variable capital and is structured as an umbrella investment company with segregated liability between sub-funds, which is authorized by the Central Bank of Ireland pursuant to the provisions of the Companies Act 2014 and the European Communities (Undertaking for Collective Investment in Transferable Securities) Regulations 2011 (as amended) (the “UCITS Regulations”). The Company was incorporated on 27 March 2012.

As at the end of the reporting period, the Company comprised of eleven sub-funds LGT Crown Listed Private Equity, LGT Bond EMMA LC Sub-Fund, LGT Sustainable Equity Global Sub-Fund, LGT Sustainable Equity Europe Sub-Fund, LGT Sustainable Bond Global Sub-Fund, LGT Sustainable Bond Global Hedged Sub-Fund, LGT Sustainable Quality Equity Hedged Sub-Fund, LGT Bond EM Credit Opportunities Sub-Fund, LGT Sustainable Bond Corporates Sub-Fund, LGT Sustainable Equity Market Neutral Sub-Fund and LGT Crown Liquid Private Equity Opportunities Sub-Fund.

The Company’s investment objective is to achieve long-term capital growth with principles designed to minimize the risk of capital loss. However, there can be no assurance that the investment objective will be met. Details of the investment objective and policies for each sub-fund of the Company appear in the Supplement for the relevant sub-fund and in the Background to the Company section of these financial statements.

Copies of the Company’s Prospectus, simplified prospectus, annual and semi-annual financial reports are available at the registered office of the Company and may be received free of charge. A Statement of Portfolio Changes is available at the registered office of the Company and is sent to shareholders at their registered addresses. The base currency of account of each sub-fund is specified in the relevant Supplement to the Prospectus of the Company. The functional currency of LGT Crown Listed Private Equity, LGT Bond EMMA LC Sub-Fund, LGT Sustainable Equity Global Sub-Fund, LGT Sustainable Equity Europe Sub-Fund and LGT Sustainable Bond Global Sub-Fund is the Euro (“EUR”) (collectively “the Euro denominated sub-funds”). The functional currency of LGT Sustainable Bond Global Hedged Sub-Fund, LGT Sustainable Quality Equity Hedged Sub-Fund, LGT Bond EM Credit Opportunities Sub-Fund, LGT Sustainable Bond Corporates Sub-Fund and LGT Sustainable Equity Market Neutral Sub-Fund and LGT Crown Liquid Private Equity Opportunities Sub-Fund is the US Dollar (“USD”) (collectively “the USD denominated sub-funds”).

2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES

The principal accounting policies applied in the preparation of these financial statements are set out below. These policies have been consistently applied to all periods presented, unless otherwise stated.

2.1 Basis of preparation The financial statements have been prepared in accordance with International Financial Reporting Standards (“IFRS”) and IFRS Interpretations Committee (“IFRIC”) interpretations, as adopted by the European Union (“EU”), those parts of the Companies Act 2014 applicable to companies reporting under IFRS and the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations 2011 (as amended).

The financial statements have been prepared under the historical cost convention as modified by the revaluation of financial assets and financial liabilities held at fair value through profit or loss. The financial statements have been prepared on a going concern basis. The preparation of financial statements in conformity with IFRS as adopted by the EU requires the use of accounting estimates and assumptions. It also requires management to exercise its judgment in the process of applying the Company’s accounting policies.

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED)

All references to the net asset value (“NAV”) or net assets throughout this document refer to the net assets attributable to holders of redeemable participating shares unless otherwise stated.

2.2 Financial assets and financial liabilities at fair value through profit or loss The Company classifies its investments based on both the Company’s business model for managing those financial assets and the contractual cash flow characteristics of the financial assets. The portfolio of financial assets is managed and performance is evaluated on a fair value basis. The Company is primarily focused on fair value information and uses that information to assess the investments’ performance and to make decisions. The Company has not taken the option to irrevocably designate any equity securities as fair value through other comprehensive income. The contractual cash flows of the Company’s debt securities are solely principal and interest, however, these securities are neither held for the purpose of collecting contractual cash flows nor held both for collecting contractual cash flows and for sale. The collection of contractual cash flows is only incidental to achieving the Company’s business model’s objective.

Derivative contracts that have a negative fair value are presented as liabilities at fair value through profit or loss.

Consequently, all investments are measured at fair value through profit or loss.

Financial assets that are not at fair value through profit or loss include receivable for investments sold and account receivables. Financial liabilities that are not at fair value through profit or loss include payable for investments purchased and accounts payable. These amounts are recognized initially at fair value and subsequently measured at amortized cost.

Purchases and sales of investments are recognized on the trade date, i.e. the date on which the Company commits to purchase or sell the investment. Investments are initially recognized at fair value and transaction costs for all financial assets and financial liabilities carried at fair value through profit or loss are expensed as incurred. Investments are derecognized when the rights to receive cash flows from the investments have expired or the Company has transferred substantially all risks and rewards of ownership. Financial liabilities are derecognized when the obligation specified in the contract is discharged, cancelled or expired.

Subsequent to initial recognition, all financial assets and financial liabilities at fair value through profit or loss are measured at fair value. Gains and losses arising from changes in the fair value of the financial assets or financial liabilities at fair value through profit or loss category are presented in the Statement of Comprehensive Income within net changes in unrealized gain/(loss) on fair value of financial assets and liabilities at fair value through profit or loss in the year in which they arise.

As at 31 October 2020 and 30 April 2020, all investments were classified as financial assets at fair value through profit or loss.

Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction in the principal (or most advantageous) market at the measurement date under current market conditions (i.e. an exit price) regardless of whether that price is directly observable or estimated using another valuation technique. The fair value of financial assets and liabilities traded in active markets (such as publicly traded derivatives and trading securities) are based on quoted market prices at the close of trading on the reporting date. The Company utilizes the last traded market price for both financial assets and financial liabilities where the last traded price falls within the bid-ask spread. In circumstances where the last traded price is not within the bid-ask spread, management will determine the point within the bid-ask spread that is most representative of fair value.

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED)

The underlying investments of the Company are valued as follows:

- bonds: bonds are valued at the last reported price on the main exchange on the last business day of the valuation period.

- futures: futures are contractual obligations to buy or sell financial instruments on a future date at a specified price established in an organized market. The futures contracts are collateralized by cash or marketable securities; changes in the futures contracts’ value are settled daily with the exchange and valued at mark-to-market. Interest rate futures are contractual obligations to receive or pay a net amount based on changes in interest rates at a future date at a specified price, established in an organized financial market. For open futures contracts, changes in the fair value of the contract are recognized as unrealized gains or losses by "marking-to-market" the value of the contract at the Balance Sheet date and are included in the net gain/(loss) on financial assets and liabilities at fair value through profit or loss in the Statement of Comprehensive Income. When the contract is closed, the difference between the proceeds from (or cost of) the closing transactions and the original transaction is recorded as a realized gain or loss.

- forward currency contracts: the unrealized gain or loss on open forward currency contracts is calculated as the difference between the original contracted rate and the rate at the period end. Unrealized gains or losses on open forward currency contracts are included in financial assets or financial liabilities at fair value through profit or loss in the Balance Sheet. Realized gains or losses on forward currency contracts as reflected in the Statement of Comprehensive Income include net gains/(losses) on forward currency contracts that have been settled as at the Balance Sheet date.

- exchange traded funds: exchange traded funds are valued at the last reported price on the main exchange.

- transferable securities: transferable securities (as listed in the portfolio of investments) are valued at the last reported price on the main exchange.

- Fund investments/collective investment schemes: the fair value of investments in unlisted investment funds/collective investment schemes is based on the latest available unaudited net asset value provided by the relevant fund’s manager or administrator.

- option contracts: when the Company purchases an option, an amount equal to fair value which is based on the premium paid is recorded as an asset. When the Company writes an option, an amount equal to fair value which is based on the premium received by the Company is recorded as a liability. Unrealized gains or losses on options are included in net gain/(loss) on financial assets and liabilities at fair value through profit or loss in the Statement of Comprehensive Income. When options are closed, the difference between the premium and the amount paid or received, net of brokerage commissions, or the full amount of the premium if the option expires worthless, is recognized as a realized gain or loss.

3. EFFICIENT PORTFOLIO MANAGEMENT

The sub-fund may employ techniques and instruments relating to transferable securities and/or other financial instruments in which it invests for efficient portfolio management purposes. Use of such techniques and instruments are made for one or more of the following reasons:

(i) the reduction of risk; (ii) the reduction of cost; or (iii) the generation of additional capital or income for the sub-fund with an appropriate level of risk.

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

3. EFFICIENT PORTFOLIO MANAGEMENT (CONTINUED)

Forward currency contracts Individual sub-funds use forward currency contracts which alter the currency characteristics of assets held by the relevant sub-fund. Assets of a sub-fund may be denominated in a currency other than the base currency of the sub-fund, which is the Euro for the Euro denominated sub-funds or USD for the USD denominated sub-funds and changes in the exchange rate between the base currency and the currency of the asset may lead to a depreciation of the value of the sub-fund’s assets expressed in Euro or USD. Forward currency contracts are also used for share class hedging purposes, where share classes of a relevant sub-fund are denominated in a currency different to the base currency, Euro or US Dollars. Gains, losses and transaction costs of such contracts are attributable solely to the relevant share class. Further details regarding the exposure obtained through forward currency contracts are disclosed in Note 4(b). Details of open forward currency contracts and the counterparties to those transactions are disclosed in the portfolio of investments.

The revenue/loss arising from such efficient portfolio management techniques for the period are detailed in the table below. Direct and indirect operational costs and fees incurred (i.e. transaction costs) cannot be practically or reliably gathered as they are embedded in the cost of the investment and cannot be separately verified or disclosed.

Forward Currency Contracts Change in Realized unrealized gains/(losses) gains/(losses) For the six months ended 31 October 2020 (in EUR) LGT Crown Listed Private Equity - - LGT Bond Emma LC Sub-Fund (294,238) 157,712 LGT Sustainable Equity Global Sub-Fund (7,386,944) (949,261) LGT Sustainable Equity Europe Sub-Fund (686,216) 500,353 LGT Sustainable Bond Global Sub-Fund (520,919) 900,628

(in USD) LGT Sustainable Bond Global Hedged Sub-Fund (5,054,951) 1,811,747 LGT Sustainable Quality Equity Hedged Sub-Fund (20,016,025) 2,200,159 LGT Bond EM Credit Opportunities Sub-Fund 681,422 (95,819) LGT Sustainable Bond Corporates Sub-Fund (3,811,804) 1,105,626 LGT Sustainable Equity Market Neutral Sub-Fund (2,973,898) 440,316 LGT Crown Liquid Private Equity Opportunities Sub-Fund (4,562,849) 612,771

For the six months ended 31 October 2019 (in EUR) LGT Crown Listed Private Equity - - LGT Bond Emma LC Sub-Fund (3,065,820) 2,492,382 LGT Sustainable Equity Global Sub-Fund 1,754,525 (3,004,691) LGT Sustainable Equity Europe Sub-Fund 575,425 217,020 LGT Sustainable Bond Global Sub-Fund 1,995,463 (476,901)

(in USD) LGT Sustainable Bond Global Hedged Sub-Fund 789,751 (373,232) LGT Sustainable Quality Equity Hedged Sub-Fund 761,582 (3,156,031) LGT Bond EM Credit Opportunities Sub-Fund (383,981) 89,530 LGT Sustainable Bond Corporates Sub-Fund 25,402 (48,190) LGT Sustainable Equity Market Neutral Sub-Fund (634,592) (193,109) LGT Crown Liquid Private Equity Opportunities Sub-Fund 1,442,730 (1,101,394)

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

4. FINANCIAL ASSETS AND LIABILITIES AT FAIR VALUE THROUGH PROFIT OR LOSS

As at 31 October 2020, the financial assets and liabilities at fair value through profit or loss for each sub-fund by category of investment were as follows: LGT LGT LGT LGT LGT Sustainable LGT Bond Sustainable Sustainable Sustainable Bond Global Crown Listed EMMA LC Equity Global Equity Europe Bond Global Hedged Private Equity Sub-Fund Sub-Fund Sub-Fund Sub-Fund Sub-Fund (in EUR) (in EUR) (in EUR) (in EUR) (in EUR) (in USD) Financial assets designated at fair value through profit or loss: - Equity investments 443,929,692 - 843,138,483 107,402,434 - - - Collective investment schemes - - - - 8,627,333 11,233,665 - Government bonds - 152,180,426 - - 112,172,165 55,725,439 - Corporate bonds - 3,309,918 - - 158,914,972 56,768,441 - Forward currency contracts - 644,210 4,033,941 312,600 2,700,410 1,288,135 - Futures contracts - - - - 145,233 98,614 - Option contracts - 214,744 - - - - Total financial assets at fair value through profit or loss 443,929,692 156,349,298 847,172,424 107,715,034 282,560,113 125,114,294

Financial liabilities designated at fair value through profit or loss - Forward currency contracts - (914,118) (2,645,844) (66,480) (925,615) (29,845) - Futures positions - - - - (1,469,330) (489,825) - Option contracts - (20,759) - - - - Total financial liabilities at fair value through profit or loss - (934,877) (2,645,844) (66,480) (2,394,945) (519,670)

LGT LGT LGT LGT LGT Sustainable Bond EM Sustainable Sustainable Crown Liquid Quality Equity Credit Bond Equity Market Private Equity As at Hedged Opportunities Corporates Neutral Opportunities 31 October Sub-Fund Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2020 (in USD) (in USD) (in USD) (in USD) (in USD) (in EUR) Financial assets designated at fair value through profit or loss: - Equity investments 1,045,598,696 - - 148,219,886 188,156,741 2,580,868,276 - Collective investment schemes - - 1,461,412 - - 19,525,798 - Government bonds - 1,818,972 2,822,327 - - 316,176,206 - Corporate bonds - 66,125,211 71,875,881 - - 329,430,567 - Forward currency contracts 1,001,986 31,460 1,053,535 406,560 445,926 11,320,471 - Futures contracts - 80,625 - 6,557,074 - 5,928,221 - Option contracts - - - - - 214,744 Total financial assets at fair value through profit or loss 1,046,600,682 68,056,268 77,213,155 155,183,520 188,602,667 3,263,464,283

Financial liabilities designated at fair value through profit or loss - Forward currency contracts (870,575) (112,758) (153,342) (360,283) (144,282) (5,986,649) - Futures positions - (12,187) (46,875) (65,048) - (1,996,381) - Option contracts - - - - - (20,759) Total financial liabilities at fair value through profit or loss (870,575) (124,945) (200,217) (425,331) (144,282) (8,003,789)

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

4. FINANCIAL ASSETS AND LIABILITIES AT FAIR VALUE THROUGH PROFIT OR LOSS (continued)

As at 30 April 2020, the financial assets and liabilities at fair value through profit or loss for each sub- fund by category of investment were as follows:

LGT LGT LGT LGT LGT Sustainable LGT Bond Sustainable Sustainable Sustainable Bond Global Crown Listed EMMA LC Equity Global Equity Europe Bond Global Hedged Private Equity Sub-Fund Sub-Fund Sub-Fund Sub-Fund Sub-Fund (in EUR) (in EUR) (in EUR) (in EUR) (in EUR) (in USD) Financial assets designated at fair value through profit or loss: - Equity investments 391,851,477 - 765,018,452 113,013,463 - - - Collective investment schemes - - - - 8,921,211 10,147,706 - Government bonds - 157,595,642 - - 84,115,985 42,905,806 - Corporate bonds - 3,178,037 - - 130,985,818 49,337,849 - Forward currency contracts - 527,674 3,320,608 28,579 2,410,640 7,582 - Futures contracts - - - - 1,045,027 52,949 - Option contracts - 980,261 - - - - Total financial assets at fair value through profit or loss 391,851,477 162,281,614 768,339,060 113,042,042 227,478,681 102,451,892

Financial liabilities designated at fair value through profit or loss - Forward currency contracts - (955,294) (983,250) (282,812) (1,536,473) (561,039) - Futures positions - - - - (455,853) (320,216) - Option contracts - (380,988) - - - - Total financial liabilities at fair value through profit or loss - (1,336,282) (983,250) (282,812) (1,992,326) (881,255)

LGT LGT LGT LGT LGT Sustainable Bond EM Sustainable Sustainable Crown Liquid Quality Equity Credit Bond Equity Market Private Equity As at Hedged Opportunities Corporates Neutral Opportunities 30 April Sub-Fund Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2020 (in USD) (in USD) (in USD) (in USD) (in USD) (in EUR) Financial assets designated at fair value through profit or loss: - Equity investments 791,290,252 - - 103,022,437 156,292,076 2,229,077,006 - Collective investment schemes - - 791,427 - - 18,908,551 - Government bonds - 1,807,331 709,249 - - 283,181,896 - Corporate bonds - 53,358,994 69,189,799 - - 291,094,962 - Forward currency contracts - 49,438 192,677 165,977 60,487 6,722,232 - Futures contracts - - 9,375 - - 1,101,928 - Option contracts - - - - - 980,261 Total financial assets at fair value through profit or loss 791,290,252 55,215,763 70,892,527 103,188,414 156,352,563 2,831,066,836

Financial liabilities designated at fair value through profit or loss - Forward currency contracts (2,068,748) (34,917) (398,110) (560,016) (371,614) (7,404,724) - Futures positions - - - (11,751,537) - (11,477,265) - Option contracts - - - - - (380,988) Total financial liabilities at fair value through profit or loss (2,068,748) (34,917) (398,110) (12,311,553) (371,614) (19,262,977)

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

4. FINANCIAL ASSETS AND LIABILITIES AT FAIR VALUE THROUGH PROFIT OR LOSS (continued) Details of derivative instruments held at 31 October 2020 are included in the portfolio of investments. The Company holds the following financial derivative instruments: (a) Futures Futures are contractual obligations to buy or sell financial instruments on a future date at a specified price established in an organized market. The futures contracts are collateralized by cash or marketable securities; changes in the futures contracts’ value are settled daily with the exchange. Interest rate futures are contractual obligations to receive or pay a net amount based on changes in interest rates at a future date at a specified price, established in an organized financial market. Investment in such derivative financial instruments is a primary feature of the Company and is used for direct investment and for the purposes of asset allocation, taking views on the pricing of assets (whether overpriced or underpriced) or likely direction of markets, currency management, maintaining the required level of exposure, hedging, cash management and efficient investing. (b) Forward currency contracts A forward currency contract is an agreement between two parties to exchange two currencies at a given exchange rate at some point in the future, usually 30, 60, or 90 days hence. A forward currency contract mitigates foreign exchange risk for the parties and is most useful when both parties have operations or some other interest in a country using a given currency. Forward currency contracts are over-the-counter contracts. Some of the share classes of the sub-funds are denominated in other currencies other than the US Dollar. The Directors currently instruct the Manager to hedge the US Dollar equivalent exposure of these share classes in the relevant sub-fund. The Company utilizes a variety of financial instruments such as derivatives to hedge against changes in currency values which may affect the value of the relevant share classes and such transactions are clearly attributable to each relevant share class. (c) Options Options are the right to buy or sell a specific quantity of a specific asset at a fixed price at or before a specified future date. A sub-fund may invest in two forms of options: put or call options. Put options are contracts sold for a premium that gives one party (the buyer) the right, but not the obligation, to sell to the other party (the seller) of the contract, a specific quantity of a particular product or financial instrument at a specified price. Call options are similar contracts sold for a premium that gives the buyer the right, but not the obligation, to buy from the seller of the option. Options may also be cash settled. A sub-fund may be a seller or buyer of put and call options.

5. SHARE CAPITAL

(a) Participating shares

The Company has authorized participating share capital of 1,000,000,000,000 shares of no par value initially designated as unclassified shares and 3 management shares of EUR 1 each. The unclassified shares are available for issue as shares. The issue price is payable in full upon acceptance. There are no rights of pre-emption attaching to the shares in the Company.

The right of holders of any shares to participate in the assets of the Company is limited to the assets (if any) of the sub-fund relating to such shares. If the realized net assets of any sub-fund are insufficient to pay any amounts due on the relevant shares in full in accordance with the relevant sub-fund supplement and the Articles, the relevant shareholders will have no further right of payment in respect of such shares or any claim against any other sub-fund or any other assets of the Company.

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

5. SHARE CAPITAL (CONTINUED)

If a sub-fund has two or more classes of shares, the claims of the holders of such classes to the assets of the relevant sub-fund will, subject to the terms of the relevant sub-fund, rank pari passu with each other, and, on a winding-up of the Company, the holders of each such class will participate in the assets (if any) comprised in such sub-fund pro rata to the amount paid up on the shares of each such class. Each separate class relating to one sub-fund will have recourse only to the assets comprised within the relevant sub-fund. Consequently, if on the winding-up of the Company, the assets of a sub- fund (after payment of all fees, expenses and other liabilities (other than amounts owing to shareholders) which are to be borne by such sub-fund) are insufficient to pay the full repurchase proceeds payable in respect of all classes of shares relating to the relevant sub-fund, the proceeds of the relevant sub-fund will be distributed equally amongst each shareholder of the relevant sub-fund pro rata to the amount paid up on the shares held by each shareholder.

The Directors are given authority to effect the issue of shares and to create new classes of shares (in accordance with the requirements of the Central Bank of Ireland) and have absolute discretion to accept or reject in whole or in part any application for shares. Provided applications are received before the valuation point, the Directors may at their sole discretion accept a subscription application and / or subscription monies after the relevant dealing deadline. Issues of shares will normally be made with effect from a dealing day in respect of applications received on or prior to the dealing deadline. Dealing days and dealing deadlines relating to each sub-fund are specified in the relevant sub-fund supplement.

The Directors may temporarily suspend the calculation of the net asset value of a particular sub-fund or class and/or the issue, redemption and conversion of shares under certain instances detailed in the Prospectus. Where possible, all reasonable steps will be taken to bring any period of suspension to an end as soon as possible in a manner that is, in the opinion of the Directors, in the best interests of the shareholders of the particular sub-fund.

As at 31 October 2020 the following shares were in issue:

LGT CROWN LISTED PRIVATE EQUITY Total redeemable Class A Class B Class C Class D Class O participating shares shares shares shares shares shares 1 May 2019 129,222.66 216,531.79 11,854.77 50,573.12 1,404,366.82 1,812,549.16 Issued during the period 107,150.42 26,250.63 285.99 35,183.01 306,080.12 474,950.17 Redeemed during the period (131,845.75) (25,103.86) (10,000.00) (16,702.95) (134,608.13) (318,260.69) 30 April 2020 104,527.33 217,678.56 2,140.76 69,053.18 1,575,838.81 1,969,238.64

1 May 2020 104,527.33 217,678.56 2,140.76 69,053.18 1,575,838.81 1,969,238.64 Issued during the period 133,741.00 2,219.18 53,012.00 5,629.36 4,128.32 198,729.86 Redeemed during the period (10,271.39) (6,936.47) (3,089.00) (8,913.42) (57,212.00) (86,422.28) 31 October 2020 227,996.94 212,961.27 52,063.76 65,769.12 1,522,755.13 2,081,546.22

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

5. SHARE CAPITAL (CONTINUED)

LGT BOND EMMA LC SUB-FUND Total redeemable Class A Class B Class E Class F participating shares shares shares shares shares 1 May 2019 178,243.44 7,758.00 18,810.00 30,000.00 234,811.44 Issued during the period 27,088.00 3,000.00 16,254.00 - 46,342.00 Redeemed during the period (94,423.00) (4,258.00) (12,734.00) - (111,415.00) 30 April 2020 110,908.44 6,500.00 22,330.00 30,000.00 169,738.44

1 May 2020 110,908.44 6,500.00 22,330.00 30,000.00 169,738.44 Issued during the period 944.00 - 3,274.00 - 4,218.00 Redeemed during the period (6,666.00) (500.00) (2,544.00) - (9,710.00) 31 October 2020 105,186.44 6,000.00 23,060.00 30,000.00 164,246.44

LGT SUSTAINABLE EQUITY GLOBAL SUB-FUND Total redeemable Class A Class B Class C Class E participating shares shares shares shares shares 1 May 2019 186,901.92 14,740.00 - 40,905.62 242,547.54 Issued during the period 56,394.87 2,560.00 51,183.40 24,502.17 134,640.44 Redeemed during the period (29,918.00) (17,300.00) (19,583.41) (958.16) (67,759.57) 30 April 2020 213,378.79 - 31,599.99 64,449.63 309,428.41

1 May 2020 213,378.79 - 31,599.99 64,449.63 309,428.41 Issued during the period 29,748.00 - 18,006.82 31,475.34 79,230.16 Redeemed during the period (28,082.00) - (3,966.67) (153.00) (32,201.67) 31 October 2020 215,044.79 - 45,640.14 95,771.97 356,456.90

LGT SUSTAINABLE EQUITY EUROPE SUB-FUND Total redeemable Class A Class B Class C participating shares Shares Shares shares 1 May 2019 53,719.27 16,150.00 42,351.35 112,220.62 Issued during the period 25,079.00 - 1,868.64 26,947.64 Redeemed during the period (27,735.40) (1,000.00) (11,734.99) (40,470.39) 30 April 2020 51,062.87 15,150.00 32,485.00 98,697.87

1 May 2020 51,062.87 15,150.00 32,485.00 98,697.87 Issued during the period 1,940.00 - 3,973.00 5,913.00 Redeemed during the period (5,954.00) (6,090.00) (3,125.00) (15,169.00) 31 October 2020 47,048.87 9,060.00 33,333.00 89,441.87

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

5. SHARE CAPITAL (CONTINUED)

LGT SUSTAINABLE BOND GLOBAL SUB-FUND Total redeemable Class A Class B Class C participating shares shares shares shares 1 May 2019 65,735.47 7,500.00 36,760.43 109,995.90 Issued during the period 13,330.07 60,400.00 32,064.25 105,794.32 Redeemed during the period (18,182.00) (6,500.00) (10,187.62) (34,869.62) 30 April 2020 60,883.54 61,400.00 58,637.06 180,920.60

1 May 2020 60,883.54 61,400.00 58,637.06 180,920.60 Issued during the period 22,599.00 14,875.00 20,639.09 58,113.09 Redeemed during the period (7,335.00) (10,790.00) (952.36) (19,077.36) 31 October 2020 76,147.54 65,485.00 78,323.79 219,956.33

LGT SUSTAINABLE BOND GLOBAL HEDGED SUB-FUND Total redeemable Class A Class B participating shares shares shares 1 May 2019 59,866.13 - 59,866.13 Issued during the period 26,384.00 17,000.00 43,384.00 Redeemed during the period (21,113.00) - (21,113.00) 30 April 2020 65,137.13 17,000.00 82,137.13

1 May 2020 65,137.13 17,000.00 82,137.13 Issued during the period 14,095.00 23,330.00 37,425.00 Redeemed during the period (12,657.00) (8,300.00) (20,957.00) 31 October 2020 66,575.13 32,030.00 98,605.13

LGT SUSTAINABLE QUALITY EQUITY HEDGED SUB-FUND Total redeemable Class A Class B Class C participating shares shares shares shares 1 May 2019 161,853.81 176,455.33 - 338,309.14 Issued during the period 129,466.60 38,640.98 17,310.91 185,418.49 Redeemed during the period (50,284.84) (9,182.71) (3,647.36) (63,114.91) 30 April 2020 241,035.57 205,913.60 13,663.55 460,612.72

1 May 2020 241,035.57 205,913.60 13,663.55 460,612.72 Issued during the period 65,276.00 8,647.19 - 73,923.19 Redeemed during the period (6,291.93) - (9,757.63) (16,049.56) 31 October 2020 300,019.64 214,560.79 3,905.92 518,486.35

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

5. SHARE CAPITAL (CONTINUED)

LGT BOND EM CREDIT OPPORTUNITIES SUB-FUND Total redeemable Class A Class B Class H Class J participating shares shares shares shares shares 1 May 2019 40,397.00 1,000.00 3,192.06 13,871.00 58,460.06 Issued during the period 18,161.00 - 410.09 5,283.19 23,854.28 Redeemed during the period (15,425.00) - (2,335.07) (7,258.00) (25,018.07) 30 April 2020 43,133.00 1,000.00 1,267.08 11,896.19 57,296.27

1 May 2020 43,133.00 1,000.00 1,267.08 11,896.19 57,296.27 Issued during the period 5,029.00 - - 1,937.00 6,966.00 Redeemed during the period (4,609.00) - - (550.00) (5,159.00) 31 October 2020 43,553.00 1,000.00 1,267.08 13,283.19 59,103.27

LGT SUSTAINABLE BOND CORPORATES SUB-FUND Total redeemable Class A Class H Class J participating shares shares shares shares 1 May 2019 9,113.00 389.42 10,055.00 19,557.42 Issued during the period 47,519.00 - 3,117.00 50,636.00 Redeemed during the period (1,234.00) - (3,734.00) (4,968.00) 30 April 2020 55,398.00 389.42 9,438.00 65,225.42

1 May 2020 55,398.00 389.42 9,438.00 65,225.42 Issued during the period 8,346.28 - 1,672.00 10,018.28 Redeemed during the period (5,578.00) - (423.00) (6,001.00) 31 October 2020 58,166.28 389.42 10,687.00 69,242.70

LGT SUSTAINABLE EQUITY MARKET NEUTRAL SUB-FUND Class A Class B Class C Class D Class E shares shares shares shares shares 1 May 2019 37,787.23 - 6,626.37 - 735.00 Issued during the period 37,158.01 9,515.00 23,831.00 - 380.00 Redeemed during the period (15,295.00) (55.00) - - (100.00) 30 April 2020 59,650.24 9,460.00 30,457.37 - 1,015.00

1 May 2020 59,650.24 9,460.00 30,457.37 - 1,015.00 Issued during the period 21,279.12 524.00 1,115.00 11,125.00 1,008.00 Redeemed during the period - (65.00) - - - 31 October 2020 80,929.36 9,919.00 31,572.37 11,125.00 2,023.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

5. SHARE CAPITAL (CONTINUED)

LGT SUSTAINABLE EQUITY MARKET NEUTRAL SUB-FUND (continued) Total redeemable Class F Class G participating shares shares shares 1 May 2019 2,301.15 456.00 47,905.75 Issued during the period 624.00 102.00 71,610.01 Redeemed during the period (1,389.74) (100.00) (16,939.74) 30 April 2020 1,535.41 458.00 102,576.02

1 May 2020 1,535.41 458.00 102,576.02 Issued during the period 51.00 15.00 35,117.12 Redeemed during the period (179.00) - (244.00) 31 October 2020 1,407.41 473.00 137,449.14

LGT CROWN LIQUID PRIVATE EQUITY OPPORTUNITIES SUB-FUND Total redeemable Class A participating shares shares 1 May 2019 642,291.07 642,291.07 Issued during the period 736,929.10 736,929.10 Redeemed during the period (20,410.00) (20,410.00) 30 April 2020 1,358,810.17 1,358,810.17

1 May 2020 1,358,810.17 1,358,810.17 Issued during the period 341,397.15 341,397.15 Redeemed during the period (4,890.00) (4,890.00) 31 October 2020 1,695,317.32 1,695,317.32

(b) Management shares

Management shares issued by the Company amount to EUR 3, being three management shares of EUR 1 each. The management shares do not form part of the net asset value of the Company and are thus disclosed in the financial statements by way of this note only. In the opinion of the Board of Directors, this disclosure reflects the nature of the Company’s business as an investment fund.

The 3 management shares were held by LGT Fund Managers (Ireland) Limited, LGT Bank AG, Dublin Branch and LGT Capital Partners (Ireland) Limited as at 31 October 2020 and 30 April 2020.

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

5. SHARE CAPITAL (CONTINUED)

The following table displays the investors that hold ten per cent or more of the issued share capital of the relevant share class by sub-fund.

% of issued Significant Investors share capital of At 31 October 2020 Shares held sub-fund LGT Crown Listed Private Investor reference: LBD0000001 (Class O) 1,516,351.13 72.85 Equity Sub-Fund Investor reference: LBD0000001 (Class A) 105,186.44 64.04 LGT Bond EMMA LC Investor reference: LBD0000001 (Class E) 23,060.00 14.04 Sub-Fund Investor reference: PCN0000037 (Class F) 30,000.00 18.27 LGT Sustainable Equity Investor reference: LBD0000001 (Class A) 215,044.79 60.33 Global Sub-Fund Investor reference: CFU0015579 (Class E) 40,930.55 11.48 Investor reference: LBD0000001 (Class A) 47,048.87 52.60 LGT Sustainable Equity Investor reference: LBD0000001 (Class B) 9,060.00 10.13 Europe Sub-Fund Investor reference: BQS0000004 (Class C) 33,333.00 37.27 Investor reference: LBD0000001 (Class A) 76,147.54 34.62 LGT Sustainable Investor reference: LBD0000001 (Class B) 65,485.00 29.77 Bond Global Sub-Fund Investor reference: CFU0027866 (Class C) 32,215.00 14.65 Investor reference: CFU0033919 (Class C) 27,420.00 12.47 LGT Sustainable Bond Investor reference: LBD0000001 (Class A) 66,575.13 67.52 Global Hedged Sub-Fund Investor reference: LBD0000001 (Class B) 32,030.00 32.48 LGT Sustainable Quality Investor reference: LBD0000001 (Class A) 300,019.64 57.86 Equity Hedged Sub-Fund Investor reference: LBD0000001 (Class B) 214,560.79 41.38 LGT Bond EM Credit Investor reference: LBD0000001 (Class A) 43,553.00 73.69 Opportunities Sub-Fund Investor reference: LBD0000001 (Class J) 13,283.19 22.47

LGT Sustainable Bond Investor reference: LBD0000001 (Class A) 49,866.28 72.02 Corporates Sub-Fund Investor reference: FUO0001538 (Class A) 8,300.00 11.99 Investor reference: LBD0000001 (Class J) 10,687.00 15.43 LGT Sustainable Equity Investor reference: LBD0000001 (Class A) 80,929.36 58.88 Market Neutral Sub-Fund Investor reference: BQS0000004 (Class C) 23,986.00 17.45 LGT Crown Liquid Private Equity Opportunities Sub-Fund Investor reference: LBD0000001 (Class O) 1,695,317.32 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

5. SHARE CAPITAL (CONTINUED)

% of issued Significant Investors share capital of At 30 April 2020 Shares held sub-fund LGT Crown Listed Private Investor reference: LBD0000001 (Class B) 209,644.04 10.65 Equity Sub-Fund Investor reference: LBD0000001 (Class O) 1,571,134.81 79.78 Investor reference: LBD0000001 (Class A) 110,908.44 65.34 LGT Bond EMMA LC Investor reference: LBD0000001 (Class E) 22,330.00 13.16 Sub-Fund Investor reference: PCN0000037 (Class F) 30,000.00 17.67 LGT Sustainable Equity Global Sub-Fund Investor reference: LBD0000001 (Class A) 213,378.79 68.96

Investor reference: LBD0000001 (Class A) 51,062.87 51.74 LGT Sustainable Equity Investor reference: LBD0000001 (Class B) 15,150.00 15.35 Europe Sub-Fund Investor reference: BQS0000004 (Class C) 32,485.00 32.91 Investor reference: LBD0000001 (Class A) 60,883.54 33.65 LGT Sustainable Investor reference: LBD0000001 (Class B) 61,400.00 33.94 Bond Global Sub-Fund Investor reference: CFU0027866 (Class C) 32,215.00 17.81 LGT Sustainable Bond Investor reference: LBD0000001 (Class A) 65,137.13 79.30 Global Hedged Sub-Fund Investor reference: LBD0000001 (Class B) 17,000.00 20.70 LGT Sustainable Quality Investor reference: LBD0000001 (Class A) 241,035.57 52.33 Equity Hedged Sub-Fund Investor reference: LBD0000001 (Class B) 205,913.60 44.70 LGT Bond EM Credit Investor reference: LBD0000001 (Class A) 43,133.00 75.28 Opportunities Sub-Fund Investor reference: LBD0000001 (Class J) 11,896.19 20.76

LGT Sustainable Bond Investor reference: LBD0000001 (Class A) 47,698.00 73.13 Corporates Sub-Fund Investor reference: FUO0001538 (Class A) 7,700.00 11.81 Investor reference: LBD0000001 (Class J) 9,438.00 14.47 LGT Sustainable Equity Investor reference: LBD0000001 (Class A) 59,650.24 58.15 Market Neutral Sub-Fund Investor reference: BQS0000004 (Class C) 23,831.00 23.23 LGT Crown Liquid Private Equity Opportunities Sub-Fund Investor reference: LBD0000001 (Class O) 1,358,810.17 100.00

6. CASH AND CASH EQUIVALENTS

Cash and cash equivalents include cash in hand, with all deposits held at the Depositary. Cash and cash equivalents are recorded at nominal value.

As at 31 October 2020, the Company had cash and cash equivalents balances with the following financial institutions:

LGT LGT LGT LGT LGT LGT Sustainable Crown Listed Bond Sustainable Sustainable Sustainable Bond Global Private EMMA LC Equity Global Equity Europe Bond Global Hedged Equity Sub-Fund Sub-Fund Sub-Fund Sub-Fund Sub-Fund Financial Institution (in EUR) (in EUR) (in EUR) (in EUR) (in EUR) (in USD) RBC Investor Services Bank S.A., Dublin Branch 16,570,558 9,461,904 13,867,915 2,385,970 248,321 1,986,066 LGT Bank AG - 273,805 47,905 - 3,326,372 697,048 Total cash and cash equivalents 16,570,558 9,735,709 13,915,820 2,385,970 3,574,693 2,683,114

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

6. CASH AND CASH EQUIVALENTS (CONTINUED)

LGT Sustainable LGT LGT LGT LGT Quality Bond EM Sustainable Sustainable Crown Liquid Equity Credit Bond Equity Market Private Equity As at Hedged Opportunities Corporates Neutral Opportunities 31 October Sub-Fund Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2020 Financial Institution (in USD) (in USD) (in USD)) (in USD) (in USD) (in EUR) RBC Investor Services Bank S.A., Dublin Branch 4,441,851 183,359 3,281,907 1,459,185 6,876,606 58,183,870 LGT Bank AG - 56,883 409,400 4,077,906 - 8,147,578 Total cash and cash equivalents 4,441,851 240,242 3,691,307 5,537,091 6,876,606 66,331,448

As at 30 April 2020, the Company had cash and cash equivalents balances with the following financial institutions:

LGT LGT LGT LGT LGT LGT Sustainable Crown Listed Bond Sustainable Sustainable Sustainable Bond Global Private EMMA LC Equity Global Equity Europe Bond Global Hedged Equity Sub-Fund Sub-Fund Sub-Fund Sub-Fund Sub-Fund Financial Institution (in EUR) (in EUR) (in EUR) (in EUR) (in EUR) (in USD) RBC Investor Services Bank S.A., Dublin Branch 25,807,474 4,042,967 29,728,701 2,733,222 4,469,486 4,762,531 LGT Bank AG - 120,808 48,120 - 5,906,701 819,923 Total cash and cash equivalents 25,807,474 4,163,775 29,776,821 2,733,222 10,376,187 5,582,454

LGT Sustainable LGT LGT LGT LGT Quality Bond EM Sustainable Sustainable Crown Liquid Equity Credit Bond Equity Market Private Equity As at Hedged Opportunities Corporates Neutral Opportunities 30 April Sub-Fund Sub-Fund Sub-Fund Sub-Fund Sub-Fund 2020 Financial Institution (in USD) (in USD) (in USD)) (in USD) (in USD) (in EUR) RBC Investor Services Bank S.A., Dublin Branch 14,486,915 1,669,523 2,729,764 562,264 3,920,492 92,465,671 LGT Bank AG - 76,240 354,323 20,321,184 - 25,770,388 Total cash and cash equivalents 14,486,915 1,745,763 3,084,087 20,883,448 3,920,492 118,236,059

7. SOFT COMMISSION ARRANGEMENTS

There were no soft commission arrangements affecting the Company during the period ended 31 October 2020 (April 2020: none).

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

8. RELATED PARTY TRANSACTIONS

Parties are considered to be related if one party has the ability to control the other party or exercise considerable influence over the other party in making financial or operating decisions. In the opinion of the Board of Directors, LGT Capital Partners Limited, LGT Capital Partners (Ireland) Limited, LGT Fund Managers (Ireland) Limited and LGT Bank AG, Dublin Branch are related parties under IAS 24 “Related Party Disclosures”.

Certain directors are or have been directors of LGT Capital Partners Limited, LGT Capital Partners (Ireland) Limited, and LGT Fund Managers (Ireland) Limited during the period. Director’s fees of EUR 2,500 were charged in respect of Kevin Mathews’ services during the period (2019: EUR 2,500).

The three management shares were held by LGT Fund Managers (Ireland) Limited, LGT Bank AG, Dublin Branch and LGT Capital Partners (Ireland) Limited as at 31 October 2020 and 30 April 2020.

The following participating shares were held by related parties of the Company as at 31 October 2020 and 30 April 2020:

LGT CROWN LISTED PRIVATE EQUITY Number of Total shares in % Investor name shares share class holding 31 October 2020 Class A: LGT Bank AG 150,208.70 227,996.94 65.88 Class B: LGT Bank AG 204,351.27 212,961.27 95.96 Class C: LGT Bank AG 51,777.77 52,063.76 99.45 Class D: LGT Bank AG 51,941.75 65,769.12 78.98 Class O: LGT Bank AG 1,516,351.13 1,522,755.13 99.58

30 April 2020 Class A: LGT Bank AG 65,686.70 104,527.33 62.84 Class B: LGT Bank AG 209,644.04 217,678.56 96.31 Class C: LGT Bank AG 1,854.77 2,140.76 86.64 Class D: LGT Bank AG 54,697.83 69,053.18 79.21 Class O: LGT Bank AG 1,571,134.81 1,575,838.81 99.70

LGT BOND EMMA LC SUB-FUND Number of Total shares in % Investor name shares share class holding 31 October 2020 Class A: LGT Bank AG 105,186.44 105,186.44 100.00 Class B: LGT Bank AG 6,000.00 6,000.00 100.00 Class E: LGT Bank AG 23,060.00 23,060.00 100.00

30 April 2020 Class A: LGT Bank AG 110,908.44 110,908.44 100.00 Class B: LGT Bank AG 6,500.00 6,500.00 100.00 Class E: LGT Bank AG 22,330.00 22,330.00 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

8. RELATED PARTY TRANSACTIONS (CONTINUED)

LGT SUSTAINABLE EQUITY GLOBAL SUB-FUND Number of Total shares in % Investor name shares share class holding 31 October 2020 Class A: LGT Bank AG 215,044.79 215,044.79 100.00

30 April 2020 Class A: LGT Bank AG 213,378.79 213,378.79 100.00

LGT SUSTAINABLE EQUITY EUROPE SUB-FUND Number of Total shares in % Investor name shares share class holding 31 October 2020 Class A: LGT Bank AG 47,048.87 47,048.87 100.00 Class B: LGT Bank AG 9,060.00 9,060.00 100.00

30 April 2020 Class A: LGT Bank AG 51,062.87 51,062.87 100.00 Class B: LGT Bank AG 15,150.00 15,150.00 100.00

LGT SUSTAINABLE BOND GLOBAL SUB-FUND Number of Total shares in % Investor name shares share class holding 31 October 2020 Class A: LGT Bank AG 76,147.54 76,147.54 100.00 Class B: LGT Bank AG 65,485.00 65,485.00 100.00 Class C: LGT Bank AG 2,523.00 78,323.79 3.22

30 April 2020 Class A: LGT Bank AG 60,883.54 60,883.54 100.00 Class B: LGT Bank AG 61,400.00 61,400.00 100.00

LGT SUSTAINABLE BOND GLOBAL HEDGED SUB-FUND Number of Total shares in % Investor name shares share class Holding 31 October 2020 Class A: LGT Bank AG 66,575.13 66,575.13 100.00 Class B: LGT Bank AG 32,030.00 32,030.00 100.00

30 April 2020 Class A: LGT Bank AG 65,137.13 65,137.13 100.00 Class B: LGT Bank AG 17,000.00 17,000.00 100.00

LGT SUSTAINABLE QUALITY EQUITY HEDGED SUB-FUND Number of Total shares in % Investor name shares share class holding 31 October 2020 Class A: LGT Bank AG 300,019.64 300,019.64 100.00 Class B: LGT Bank AG 214,560.79 214,560.79 100.00

30 April 2020 Class A: LGT Bank AG 241,035.57 241,035.57 100.00 Class B: LGT Bank AG 205,913.60 205,913.60 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

8. RELATED PARTY TRANSACTIONS (CONTINUED)

LGT BOND EM CREDIT OPPORTUNITIES SUB-FUND Number of Total shares in % Investor name shares share class holding 31 October 2020 Class A: LGT Bank AG 43,553.00 43,553.00 100.00 Class B: LGT Bank AG 1,000.00 1,000.00 100.00 Class H: LGT Bank AG 1,267.08 1,267.08 100.00 Class J: LGT Bank AG 13,283.19 13,283.19 100.00

30 April 2020 Class A: LGT Bank AG 43,133.00 43,133.00 100.00 Class B: LGT Bank AG 1,000.00 1,000.00 100.00 Class H: LGT Bank AG 1,267.08 1,267.08 100.00 Class J: LGT Bank AG 11,896.19 11,896.19 100.00

LGT SUSTAINABLE BOND CORPORATES SUB-FUND Number of Total shares in % Investor name shares share class holding 31 October 2020 Class A: LGT Bank AG 49,866.28 58,166.28 85.73 Class H: LGT Bank AG 389.42 389.42 100.00 Class J: LGT Bank AG 10,687.00 10,687.00 100.00

30 April 2020 Class A: LGT Bank AG 47,698.00 55,398.00 86.10 Class H: LGT Bank AG 389.42 389.42 100.00 Class J: LGT Bank AG 9,438.00 9,438.00 100.00

LGT SUSTAINABLE EQUITY MARKET NEUTRAL SUB-FUND Number of Total shares in % Investor name shares share class holding 31 October 2020 Class A: LGT Bank AG 80,929.36 80,929.36 100.00 Class C: LGT Bank AG 7,586.37 31,572.37 24.03 Class E: LGT Bank AG 2,023.00 2,023.00 100.00 Class F: LGT Bank AG 1,356.41 1,407.41 96.38 Class G: LGT Bank AG 371.00 473.00 78.44

30 April 2020 Class A: LGT Bank AG 59,650.24 59,650.24 100.00 Class C: LGT Bank AG 6,626.37 30,457.37 21.76 Class E: LGT Bank AG 1,015.00 1,015.00 100.00 Class F: LGT Bank AG 1,535.41 1,535.41 100.00 Class G: LGT Bank AG 356.00 458.00 77.73

LGT CROWN LIQUID PRIVATE EQUITY OPPORTUNITIES SUB-FUND Number of Total shares in % Investor name shares share class holding 31 October 2020 Class O: LGT Bank AG 1,695,317.32 1,695,317.32 100.00

30 April 2020 Class O: LGT Bank AG 1,358,810.17 1,358,810.17 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

8. RELATED PARTY TRANSACTIONS (CONTINUED)

Schedule of related party transactions LGT Capital Partners (Ireland) Limited receive management fees from the Company. The total management fee incurred by the Company for the period was EUR 1,735,533 (31 October 2019: EUR 1,222,674) and the amount payable at the period end was EUR 1,869,323 (30 April 2020: EUR 1,146,182). The total management fee incurred during the period and payable at the period end, per sub-fund, is detailed in the Statement of Comprehensive Income and Balance Sheet, respectively. For the period ended 31 October 2020 and 31 October 2019 no sub-fund of the Company was subject to a performance fee.

LGT Fund Managers (Ireland) Limited receives fees from the Company in relation to financial statement preparation and company secretarial services. Total fees incurred during the period and payable at the period end amounted to EUR 19,000 (approximately EUR 1,727 per sub-fund per annum; 31 October 2019: EUR 1,857) (31 October 2019: EUR 20,432). The following tables outline other related party transactions which occurred during the period and were outstanding as at 31 October 2020:

For the six For the six Related party/ months months Relationship/ ended 31 ended 31 Agreement (s) Transaction October October Direct/indirect type 2020 2019 EUR EUR LGT Bond Emma LC Sub-Fund 125,802 46,956 LGT Sustainable Equity Global Sub-Fund 113,846 48,299 LGT Sustainable Equity Europe Sub-Fund 21,369 12,155 LGT Sustainable Bond Global Sub-Fund 29,919 22,349 Operation LGT Sustainable Bond Global Hedged Sub-Fund* 20,444 16,756 fee rebate** LGT Sustainable Quality Equity Hedged Sub-Fund* 77,089 30,454 LGT Bond EM Credit Opportunities Sub-Fund* 7,075 9,577 LGT Sustainable Bond Corporates Sub-Fund* 1,929 8,176 LGT Sustainable Equity Market Neutral Sub-Fund* 1,650 8,747 LGT Capital LGT Crown Liquid Private Equity Opportunities

Partners Sub-Fund* - - (Ireland) Total 399,123 203,469 Limited/ Common 31 October 30 April Directorships 2020 2020 Investment EUR EUR Management LGT Bond Emma LC Sub-Fund 260,735 234,478 Agreement/ LGT Sustainable Equity Global Sub-Fund 111,345 72,047 Direct LGT Sustainable Equity Europe Sub-Fund 42,669 46,783 Operation LGT Sustainable Bond Global Sub-Fund 115,279 130,521 fee rebate LGT Sustainable Bond Global Hedged Sub-Fund* 41,592 37,797 receivable** LGT Sustainable Quality Equity Hedged Sub-Fund* 110,150 77,770 LGT Bond EM Credit Opportunities Sub-Fund* 25,705 57,562 LGT Sustainable Bond Corporates Sub-Fund* 19,284 45,268 LGT Sustainable Equity Market Neutral Sub-Fund* 21,264 39,730 LGT Crown Liquid Private Equity Opportunities

Sub-Fund* - - Total 748,023 741,956 * Amounts translated from USD to Euro for purposes of Note disclosure. **The Manager is entitled to an Operation Fee for the management and administration of each sub-fund at the rate of max. 0.14% per annum (except (i) LGT Bond EMMA LC Sub-Fund: 0.17%, (ii) LGT Crown Listed Private Equity: none, and (iii) LGT Bond EM Credit Opportunities Sub-Fund, LGT Sustainable Bond Corporates Sub- Fund and LGT Sustainable Equity Market Neutral Sub-Fund: 0.30%). The operation fee includes the manager fee, the fees of the Depositary and Administrator and transaction fees. If such fees charged to the sub-fund are over the maximum rate the Manager reimburses the sub-fund the difference. 48

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

8. RELATED PARTY TRANSACTIONS (CONTINUED)

Schedule of related party transactions (continued)

Details of purchases and sales in related party underlying investments are as follows:

Purchases Sales Number of Number shares/ of shares/ principal Cost principal Proceeds For the period ended 31 October 2020

LGT Sustainable Bond Global Hedged Sub-Fund LGT Sustainable Bond Corporates Sub-Fund A USD 1,700 USD 1,910,911 1,100 USD 1,260,148

For the period ended 31 October 2019

LGT Bond EM Credit Opportunities Sub-Fund LGT MM FD USD -IM- USD/CAP 3,250 USD 3,407,425 2,365 USD 2,480,020

LGT Sustainable Bond Global Hedged Sub-Fund LGT MULTI MAS P CORP BD SD/CAP 2,200 USD 4,076,540 400 USD 760,510

LGT Sustainable Bond Global Sub- Fund LGT BANK 0.375% 19-15.11.29 1,000,000 EUR 911,383 - -

9. NET ASSET VALUE PER SHARE

Net Asset Shares in Net Asset Value LGT Crown Listed Private Equity Value Issue per Share As at 31 October 2020 Class A (EUR) Shares EUR 47,460,097 227,996.94 EUR 208.16 Class B (EUR) Shares EUR 42,548,860 212,961.27 EUR 199.80 Class C (USD) Shares USD 5,633,248 52,063.76 USD 108.20 Class D (USD) Shares USD 9,226,167 65,769.12 USD 140.28 Class O (EUR) Shares EUR 356,292,287 1,522,755.13 EUR 233.98

As at 30 April 2020 Class A (EUR) Shares EUR 20,525,334 104,527.33 EUR 196.36 Class B (EUR) Shares EUR 41,129,396 217,678.56 EUR 188.95 Class C (USD) Shares USD 205,459 2,140.76 USD 95.97 Class D (USD) Shares USD 8,613,821 69,053.18 USD 124.74 Class O (EUR) Shares EUR 346,078,984 1,575,838.81 EUR 219.62

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

9. NET ASSET VALUE PER SHARE (CONTINUED)

Net Asset Shares in Net Asset Value LGT Bond EMMA LC Sub-Fund Value Issue per Share As at 31 October 2020 Class A (EUR) Shares EUR 119,756,286 105,186.44 EUR 1,138.51 Class B (EUR) Shares EUR 5,882,830 6,000.00 EUR 980.47 Class E (USD) Shares USD 22,536,755 23,060.00 USD 977.31 Class F (USD) Shares USD 24,799,376 30,000.00 USD 826.65

As at 30 April 2020 Class A (EUR) Shares EUR 122,722,025 110,908.44 EUR 1,106.52 Class B (EUR) Shares EUR 6,194,572 6,500.00 EUR 953.01 Class E (USD) Shares USD 19,945,591 22,330.00 USD 893.22 Class F (USD) Shares USD 22,728,146 30,000.00 USD 757.61

Net Asset Shares in Net Asset Value LGT Sustainable Equity Global Sub-Fund Value Issue per Share As at 31 October 2020 Class A (EUR) Shares EUR 706,693,396 215,044.79 EUR 3,286.26 Class C (EUR) Shares EUR 47,626,745 45,640.14 EUR 1,043.53 Class E (USD) Shares USD 124,919,407 95,771.97 USD 1,304.34

As at 30 April 2020 Class A (EUR) Shares EUR 693,486,289 213,378.79 EUR 3,250.02 Class C (EUR) Shares EUR 32,719,682 31,599.99 EUR 1,035.43 Class E (USD) Shares USD 78,431,848 64,449.63 USD 1,216.94

Net Asset Shares in Net Asset Value LGT Sustainable Equity Europe Sub-Fund Value Issue per Share As at 31 October 2020 Class A (EUR) Shares EUR 64,063,777 47,048.87 EUR 1,361.64 Class B (EUR) Shares EUR 9,330,869 9,060.00 EUR 1,029.90 Class C (EUR) Shares EUR 36,077,161 33,333.00 EUR 1,082.33

As at 30 April 2020 Class A (EUR) Shares EUR 66,685,116 51,062.87 EUR 1,305.94 Class B (EUR) Shares EUR 14,964,627 15,150.00 EUR 987.76 Class C (EUR) Shares EUR 33,839,402 32,485.00 EUR 1,041.69

Net Asset Shares in Net Asset Value LGT Sustainable Bond Global Sub-Fund Value Issue per Share As at 31 October 2020 Class A (EUR) Shares EUR 126,827,518 76,147.54 EUR 1,665.55 Class B (EUR) Shares EUR 71,361,584 65,485.00 EUR 1,089.74 Class C (EUR) Shares EUR 87,124,799 78,323.79 EUR 1,112.37

As at 30 April 2020 Class A (EUR) Shares EUR 101,776,482 60,883.54 EUR 1,671.66 Class B (EUR) Shares EUR 67,151,062 61,400.00 EUR 1,093.67 Class C (EUR) Shares EUR 65,608,765 58,637.06 EUR 1,118.90

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

9. NET ASSET VALUE PER SHARE (CONTINUED)

LGT Sustainable Bond Global Hedged Net Asset Shares in Net Asset Value Sub-Fund Value Issue per Share As at 31 October 2020 Class A (USD) Shares USD 94,352,763 66,575.13 USD 1,417.24 Class B (USD) Shares USD 33,066,242 32,030.00 USD 1,032.35

As at 30 April 2020 Class A (USD) Shares USD 90,116,356 65,137.13 USD 1,383.49 Class B (USD) Shares USD 17,131,441 17,000.00 USD 1,007.73

LGT Sustainable Quality Equity Hedged Net Asset Shares in Net Asset Value Sub-Fund Value Issue per Share As at 31 October 2020 Class A (USD) Shares 703,614,959 300,019.64 USD 2,345.23 Class B (USD) Shares 338,679,129 214,560.79 USD 1,578.48 Class C (USD) Shares 4,033,711 3,905.92 USD 1,032.72

As at 30 April 2020 Class A (USD) Shares USD 502,931,749 241,035.57 USD 2,086.55 Class B (USD) Shares USD 289,133,114 205,913.60 USD 1,404.15 Class C (USD) Shares USD 12,596,270 13,663.55 USD 921.89

LGT Bond EM Credit Opportunities Net Asset Shares in Net Asset Value Sub-Fund Value Issue per Share As at 31 October 2020 Class A (USD) Shares USD 50,411,535 43,553.00 USD 1,157.48 Class B (USD) Shares USD 1,135,526 1,000.00 USD 1,135.53 Class H (USD) Shares USD 1,407,546 1,267.08 USD 1,110.85 Class J (EUR) Shares EUR 13,765,687 13,283.19 EUR 1,036.32

As at 30 April 2020 Class A (USD) Shares USD 43,391,594 43,133.00 USD 1,006.00 Class B (USD) Shares USD 989,639 1,000.00 USD 989.64 Class H (USD) Shares USD 1,229,299 1,267.08 USD 970.18 Class J (EUR) Shares EUR 10,767,169 11,896.19 EUR 905.09

LGT Sustainable Bond Corporates Net Asset Shares in Net Asset Value Sub-Fund Value Issue per Share As at 31 October 2020 Class A (USD) Shares USD 67,476,046 58,166.28 USD 1,160.05 Class H (USD) Shares USD 438,772 389.42 USD 1,126.72 Class J (EUR) Shares EUR 11,249,696 10,687.00 EUR 1,052.65

As at 30 April 2020 Class A (USD) Shares USD 61,590,143 55,398.00 USD 1,111.78 Class H (USD) Shares USD 422,361 389.42 USD 1,084.58 Class J (EUR) Shares EUR 9,565,033 9,438.00 EUR 1,013.46

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

9. NET ASSET VALUE PER SHARE (CONTINUED)

LGT Sustainable Equity Market Neutral Net Asset Shares in Net Asset Value Sub-Fund Value Issue per Share As at 31 October 2020 Class A (USD) Shares USD 91,668,694 80,929.36 USD 1,132.70 Class B (USD) Shares USD 10,325,995 9,919.00 USD 1,041.03 Class C (EUR) Shares EUR 32,731,089 31,572.37 EUR 1,036.70 Class D (CHF) Shares CHF 11,083,263 11,125.00 CHF 996.24 Class E (USD) Shares USD 2,196,769 2,023.00 USD 1,085.90 Class F (EUR) Shares EUR 1,413,105 1,407.41 EUR 1,004.04 Class G (CHF) Shares CHF 468,530 473.00 CHF 990.55

As at 30 April 2020 Class A (USD) Shares USD 67,971,405 59,650.24 USD 1,139.50 Class B (USD) Shares USD 9,947,122 9,460.00 USD 1,051.49 Class C (EUR) Shares EUR 32,034,600 30,457.37 EUR 1,051.78 Class E (USD) Shares USD 1,116,450 1,015.00 USD 1,099.95 Class F (EUR) Shares EUR 1,568,584 1,535.41 EUR 1,021.60 Class G (CHF) Shares CHF 462,359 458.00 CHF 1,009.52

LGT Crown Liquid Private Equity Opportunities Sub-Fund Net Asset Shares in Net Asset Value Value Issue per Share As at 31 October 2020 Class O (USD) Shares USD 208,919,079 1,695,317.32 USD 123.23

As at 30 April 2020 Class O (USD) Shares USD 137,767,026 1,358,810.17 USD 101.39

10. EXCHANGE RATES

The period-end exchange rates used in the preparation of these financial statements are:

For EURO denominated sub-funds (Euro exchange rate): 31 October 30 April 31 October 31 October 30 April 31 October CCY 2020 2020 2019 CCY 2020 2020 2019 AUD 1.6587 1.6730 1.6193 KZT 503.8279 466.6809 433.4305 BRL 6.7165 5.9292 4.4787 MXN 24.7851 26.0792 21.3894 CAD 1.5532 1.5213 1.4664 MYR 4.8399 4.7098 4.6617 CHF 1.0676 1.0571 1.1009 NOK 11.1346 11.1934 10.2430 CLP 901.5867 915.8027 827.0200 NZD 1.7625 1.7753 - CNY 7.8047 7.7242 - PEN 4.2102 3.6975 3.7318 COP 4,497.4903 4,295.2941 3,769.0878 PHP 56.3792 55.2150 56.6147 CZK 27.2818 27.0278 25.5076 PLN 4.6171 4.5358 4.2562 DKK 7.4451 7.4597 7.4699 RON 4.8638 4.8279 4.7544 DOP 68.1199 60.0493 58.9169 RUB 92.5880 80.9953 71.4794 GBP 0.9009 0.8684 0.8622 SEK 10.3685 10.6981 10.7485 HKD 9.0332 8.4912 8.7442 THB 36.3051 35.4386 33.6871 HUF 366.9004 351.4452 328.1903 TRY 9.7649 7.6556 6.3732 IDR 17,034.9517 16,291.8340 15,660.4436 USD 1.1649 1.0953 1.1157 JPY 121.7734 117.1258 120.6073 UYU 50.0602 46.4130 41.8254 KRW 1,322.1907 1,334.1048 - ZAR 18.9274 20.1153 16.8055

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

10. EXCHANGE RATES (CONTINUED)

For US Dollar denominated sub-funds (USD exchange rate): 31 October 30 April 31 October 31 October 30 April 31 October CCY 2020 2020 2019 CCY 2020 2020 2019 AUD 1.4240 1.5274 1.4515 IDR 14,624.1591 - - CAD 1.3333 1.3890 1.3144 JPY 104.5400 106.9349 108.1050 CHF 0.9165 0.9652 0.9867 NOK 9.5589 10.2195 9.1812 DKK 6.3915 6.8106 6.6956 PLN 3.9637 4.1411 - EUR 0.8585 0.9130 0.8963 SEK 8.9012 9.7672 9.6343 GBP 0.7734 0.7928 0.7728 ZAR 16.2488 18.3651 15.0634 HKD 7.7548 7.7524 7.8377

The average USD/EUR exchange rate used for the purposes of consolidation on the Statement of Comprehensive Income and the Statement of Changes in Net Assets Attributable to Holders of Redeemable Participating Shares was 0.8685 (2019: 0.8974) for all USD denominated sub-funds.

11. TAXATION Under current law and practice the Company qualifies as an investment undertaking as defined in Section 739B of the Taxes Consolidation Act, 1997, as amended. On that basis, it is not chargeable to Irish tax on its income or gains. However, Irish tax may arise on the happening of a "chargeable event". A chargeable event includes any distribution payments to Shareholders or any encashment, redemption, cancellation or transfer of shares.

No Irish tax will arise on the Company in respect of chargeable events in respect of: (a) a shareholder who is neither Irish resident nor ordinarily resident in Ireland for tax purposes, at the time of the chargeable event, provided appropriate valid declarations in accordance with the provisions of the Taxes Consolidation Act, 1997, as amended, are held by the Company; or the Company has been authorized by the Irish Revenue to make gross payments in the absence of appropriate declarations; and (b) certain exempted Irish tax resident Shareholders who have provided the Company with the necessary signed statutory declarations.

Any transaction (which might otherwise be a chargeable event) in relation to shares held in a recognized clearing system as designated by order of the Irish Revenue Commissioners will not constitute a chargeable event. It is the current intention of the Directors that all the shares in the Company will be held in a recognized clearing system.

Dividends, interest and capital gains (if any) received on investments made by the Company may be subject to withholding taxes imposed by the country from which the investment income/gains are received and such taxes may not be recoverable by the Company or its shareholders.

12. EVENTS SINCE THE PERIOD END

Since the Balance Sheet date of 31 October 2020, there have been no material events that could impair the integrity of the information presented in the financial statements or requiring disclosure.

13. APPROVAL OF FINANCIAL STATEMENTS

The Board of Directors approved the financial statements on 30 December 2020.

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT CROWN LISTED PRIVATE EQUITY

Fair Value % of Shares 31.10.2020 Net Asset 31.10.2020 (in EUR) Value EQUITY SECURITIES

Bermuda BROOKFIELD /LP 280,000 7,009,230 1.53 Total (April 2020: EUR nil) 7,009,230 1.53

Canada BROOKFIELD ASSET MGMT -A-/LTD 700,000 17,843,071 3.89 ONEX CORPORATION 465,000 17,244,932 3.75 Total (April 2020: EUR 35,562,331) 35,088,003 7.64

France EURAZEO 463,000 18,075,520 3.94 WENDEL 337,000 25,072,800 5.46 Total (April 2020: EUR 39,027,678) 43,148,320 9.40

Germany AURELIUS SE & CO. KGaA 415,000 5,017,350 1.09 GESCO AG 359,222 4,095,131 0.89 Total (April 2020: EUR 9,392,375) 9,112,481 1.98

Guernsey HARBOURVEST GLOBAL PRIVATE EQUITY LIMITED 631,351 12,053,905 2.63 J.P. MORGAN PRIVATE EQUITY LIMITED 6,320,000 5,675,168 1.24 NB PRIVATE EQUITY PARTNERS LIMITED 1,770,000 19,941,957 4.34 Total (April 2020: EUR 37,786,567) 37,671,030 8.21

South Africa BRAIT SE 8,784,998 1,633,778 0.36 Total (April 2020: EUR 1,725,089) 1,633,778 0.36

Sweden RATOS AB 4,700,000 14,723,044 3.21 Total (April 2020: EUR 8,828,325) 14,723,044 3.21

United Kingdom 3I GROUP PLC 2,400,000 25,601,363 5.58 CVC CREDIT PARTNERS EUROPEAN OPPORTUNITIES LIMITED -EUR 4,700,000 4,229,060 0.92 CVC CREDIT PARTNERS EUROPEAN OPPORTUNITIES LIMITED -GBP 977,825 1,006,708 0.22 DUNEDIN ENTPRSE INV TRUST 1,170,000 4,194,854 0.91 ELECTRA PRIVATE EQUITY PLC 2,275,000 4,419,243 0.96 HGCAPITAL TRUST PLC 10,107,933 33,323,243 7.26 ICG ENT TRS GBP 2,040,856 18,530,798 4.04 INTERMEDIATE CAPITAL GROUP PLC 1,594,412 20,724,588 4.51 MELROSE INDUSTRIES PLC 5,900,000 7,835,977 1.71 PANT INTER GBP/DIS 440,000 10,622,834 2.31 STAND LIFE EQTY 5,216,529 18,355,632 4.00 Total (April 2020: EUR 120,088,290) 148,844,300 32.42

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT CROWN LISTED PRIVATE EQUITY (CONTINUED)

Fair Value % of Shares 31.10.2020 Net Asset 31.10.2020 (in EUR) Value EQUITY SECURITIES (CONTINUED)

United States of America AFFILIATED MANAGERS GROUP INC 250,000 16,175,903 3.52 APOLLO GLB MGMT SHS -A- 580,000 18,353,264 4.00 ARES CAPITAL CORPORATION 1,780,000 21,133,537 4.60 BLACKSTONE GROUP LP 641,000 27,745,392 6.04 CARLYLE GP PARTNERSHIP UNIT LP 800,000 17,114,650 3.73 KKR PARTNERSHIP UNITS 1,090,000 31,955,617 6.96 PENNANTPARK F.R. CAPITAL 400,000 2,678,456 0.58 SIXTH STREET SPECIALTY LENDING INC 816,859 11,542,687 2.52 Total (April 2020: EUR 134,119,122) 146,699,506 31.95

Total equity securities (30 April 2020: EUR 391,851,477*) 443,929,692 97.60 *includes Belgium EUR 5,321,700

Fair Value % of 31.10.2020 Net Asset (in EUR) Value

Total Investments 443,929,692 97.60 Other Net Assets 15,128,058 3.30 Total Net Assets 459,057,750 100.00

% of total Analysis of total assets assets Transferable securities admitted to an official stock exchange listing or traded in a regulated market 96.39 Other assets 3.61 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EMMA LC SUB-FUND

Nominal Fair Value % Value 31.10.2020 Net Asset 31.10.2020 (in EUR) Value DEBT SECURITIES

Government bonds

Brazil BRAZIL 0% 20-01.01.24 30,000 3,675,476 2.21 BRAZIL 6% 11-15.08.22 INFL 4,000 2,199,522 1.32 BRAZIL 6% 13-15.05.23 /INFL 6,000 3,346,883 2.01 BRAZIL 6% 15-15.08.26 /INFL 2,000 1,158,497 0.70 BRAZIL 6% 18-15.8.28/INFL 9,300 5,484,285 3.30 BRAZIL 8.5% 12-05.01.24 4,000,000 654,235 0.39 Total (April 2020: EUR 14,176,557) 16,518,898 9.93

Chile CHILE 5% 15-01.03.35 2,800,000,000 3,728,992 2.24 Total (April 2020: EUR 4,087,529) 3,728,992 2.24

Colombia COLOMBIA 4.375% 11-12.07.21 2,731,000 2,401,714 1.44 COLOMBIA 7.5% 11-26.8.26 38,000,000,000 9,634,911 5.80 COLOMBIA 9.85% 07-27 /INT.USD 1,600,000,000 458,225 0.28 COLUMBIA 4.375% 21.03.23 6,000,000,000 1,353,461 0.81 Total (April 2020: EUR 17,739,964) 13,848,311 8.33

Czech Republic CZECH REP 2.4% 14-17.09.25 12,000,000 478,095 0.29 Total (April 2020: EUR 473,393) 478,095 0.29

Dominican Republic DOMINICAN R 11.5% 14-10.05.24 50,000,000 802,847 0.48 Total (April 2020: EUR 772,434) 802,847 0.48

Federation of Russia MIN FIN RUF 6.9% 18-23.05.29 250,000,000 2,866,218 1.72 RUSSIA 7%13-25.1.23 300,000,000 3,398,895 2.05 RUSSIA 7.75% 16-16.09.26 209,500,000 2,514,280 1.51 RUSSIA 8.15% 12-3.2.27 S 26207 397,000,000 4,858,219 2.92 Total (April 2020: EUR 15,569,376) 13,637,612 8.20

Hungary HUNGARY 3% 16-27.10.27 350,000,000 1,028,316 0.62 HUNGARY 5.5% 14-24.06.25 160,000,000 515,078 0.31 Total (April 2020: EUR 1,613,713) 1,543,394 0.93

Indonesia INDONESIA 10% 07-15.09.24 60,000,000,000 4,072,685 2.45 INDONESIA 8.375% 13-15.03.24 50,000,000,000 3,218,677 1.94 INDONESIA 8.375% 13-15.03.34 95,000,000,000 6,050,795 3.64 INDONESIA 9% 13-15.03.29 32,000,000,000 2,143,922 1.29 INDONESIA GOVERNMENT11% 06-25 36,000,000,000 2,564,915 1.54 Total (April 2020: EUR 20,785,097) 18,050,994 10.86

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EMMA LC SUB-FUND (CONTINUED)

Nominal Fair Value % Value 31.10.2020 Net Asset 31.10.2020 (in EUR) Value DEBT SECURITIES (CONTINUED)

Government bonds (continued)

Malaysia MALAYSIA 3.418% 12-15.08.22 300,000 63,878 0.04 MALAYSIA 3.8% 16-17.08.23 6,800,000 1,480,294 0.89 MALAYSIA 3.955% 15-15.09.25 10,000,000 2,248,722 1.35 MALAYSIA 4.059% 17-30.09.24 37,000,000 8,245,888 4.96 Total (April 2020: EUR 12,177,196) 12,038,782 7.24

Mexico MEXICO 10% 05-5.12.24 -M- 380,000 1,811,175 1.09 MEXICO 2% 12-9.6.2022 /INFL 180,000 4,844,309 2.91 MEXICO 4.5% 06-4.12.25UDIBONOS 86,400 2,624,321 1.58 MEXICO 5.75% 15-05.03.26 1,500,000 6,148,372 3.70 MEXICO 7.25% 18-09.12.21 1,100,000 4,573,870 2.75 MEXICO 7.5% 06-3.6.27 BONOS 500,000 2,215,706 1.33 MEXICO 8% 03-7.12.23 S.M20 300,000 1,321,556 0.79 Total (April 2020: EUR 21,486,422) 23,539,309 14.15

Peru PERU 5.7% 14-12.08.24 REGS 3,000,000 837,763 0.50 PERU 6.35% 16-12.08.28 13,000,000 3,768,640 2.27 PERU 6.95% 08-12.8.31/DUAL 1,000,000 292,944 0.18 PERU 8.2% 06-12.8.26 REG-S/USD 10,000,000 3,192,950 1.92 Total (April 2020: EUR 8,780,706) 8,092,297 4.87

Philippines PHILIPPINES 3.9% 12-26.11.22 20,000,000 361,747 0.22 PHILIPPINES 4.95%-15.1.21 /USD 15,000,000 266,322 0.16 Total (April 2020: EUR 626,715) 628,069 0.38

Poland POLAND 2.5% 15-25.07.26 13,000,000 3,112,551 1.87 POLAND 2.75% 13-25.04.28 4,000,000 979,141 0.59 POLAND 3.25% 13-25.07.25 14,500,000 3,561,101 2.14 Total (April 2020: EUR 7,640,946) 7,652,793 4.60

Romania ROMANIA 3.25% 16-29.04.24 22,000,000 4,568,907 2.75 ROMANIA 4% 18-08.08.22 26,000,000 5,452,432 3.28 Total (April 2020: EUR 4,440,599) 10,021,339 6.03

South Africa SOUTH AFR 8% 13-31.01.30 80,000,000 3,885,369 2.34 SOUTH AFR 8.25% 13-31.03.32 80,000,000 3,629,275 2.18 SOUTH AFRICA 6.25% 06-31.3.36 35,000,000 1,213,111 0.73 Total (April 2020: EUR 12,907,184) 8,727,755 5.25

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EMMA LC SUB-FUND (CONTINUED)

Nominal Fair Value % Value 31.10.2020 Net Asset 31.10.2020 (in EUR) Value DEBT SECURITIES (CONTINUED)

Government bonds (continued)

Thailand MIN OF FIN 2.125% 16-17.12.26 160,000,000 4,697,827 2.82 THAILAND GO 4.26% 12-12.12.37 24,000,000 890,053 0.54 THAILAND GOV 3.85% 10-12.12.25 70,000,000 2,211,688 1.33 Total (April 2020: EUR 7,998,046) 7,799,568 4.69

United States of America USA 0% 20-10.12.20 TB 2,500,000 2,146,007 1.29 Total (April 2020: EUR nil) 2,146,007 1.29

Uruguay URUGUAY 8.5% 17-15.03.28 140,000,000 2,925,364 1.76 Total (April 2020: EUR 2,519,085) 2,925,364 1.76

Total government bonds (April 2020: EUR 157,595,642*) 152,180,426 91.52 *includes Argentina EUR 3,800,680

Corporate bonds

Great Britain BARCLAYS 0% 12-17.09.32 68,470,000 1,110,212 0.67 Total (April 2020: EUR 966,019) 1,110,212 0.67

Kazakhstan DEV BK KAZA 9.5% 17-14.12.20 200,000,000 396,607 0.24 Total (April 2020: EUR 404,659) 396,607 0.24

United States of America GS 0% 19-13.03.48 140,000,000 522,945 0.31 IBRD 4.5% 18-03.04.23 69,000,000 1,280,154 0.77 Total (April 2020: EUR 1,807,359) 1,803,099 1.08

Total corporate bonds (April 2020: EUR 3,178,037) 3,309,918 1.99

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EMMA LC SUB-FUND (CONTINUED)

Open Fair Value % position 31.10.2020 Net Asset 31.10.2020 (in EUR) Value FINANCIAL DERIVATIVE INSTRUMENTS

Option contracts

Put options PUT USD/ZAR SPOT CROSS 11/12/2020 15.8 8,600,000 76,451 0.05 PUT EUR/USD SPOT -CROSS* 26/11/2020 1.18 8,305,085 138,293 0.08 Total put options (April 2020: EUR 980,261) 214,744 0.13

Call options CALL USD/MXN SPOT - CR* 25/01/2021 28.08 (9,100,000) (10,625) (0.01) CALL USD/ZAR SPOT CROSS 11/12/2020 18.79 (8,600,000) (10,134) (0.00) Total call options (April 2020: EUR (380,988)) (20,759) (0.01) Counterparty: RBC Investor Services Bank S.A. Total option contracts (April 2020: EUR 599,273) 193,985 0.12

Unrealized gain/(loss) % of 31.10.2020 Net Asset (in EUR) Value

Forward currency contracts

Sub-Fund Buys Sub-Fund Sells Maturity date TRY 32,719,926 EUR 3,494,000 20 November 2020 (179,904) (0.11) CNY 27,300,000 USD 3,974,898 4 December 2020 76,903 0.05 BRL 27,167,410 USD 4,700,000 8 December 2020 3,116 0.00 USD 3,625,816 BRL 20,000,000 8 December 2020 140,270 0.08 USD 2,876,569 COP 11,000,000,000 9 December 2020 23,668 0.01 EUR 4,147,514 RUB 381,940,000 13 January 2021 62,886 0.04 MXN 83,479,564 EUR 3,328,000 13 January 2021 5,618 0.00 RON 9,349,000 EUR 1,904,724 13 January 2021 4,648 0.00 CNY 65,800,000 USD 9,697,148 15 January 2021 59,873 0.04 CZK 180,000,000 EUR 6,629,444 13 January 2021 (33,849) (0.02) EUR 10,604,358 MXN 270,000,000 13 January 2021 (179,482) (0.11) EUR 3,464,711 USD 4,100,000 13 January 2021 (48,453) (0.03) HUF 1,780,500,000 EUR 4,976,842 13 January 2021 (137,496) (0.08) PLN 38,831,000 EUR 8,668,886 13 January 2021 (272,943) (0.16) THB 95,146,250 USD 3,058,382 14 January 2021 (5,636) (0.00) IDR 51,901,500,000 USD 3,500,000 15 January 2021 (14,946) (0.01) USD 9,720,453 IDR 145,000,000,000 15 January 2021 (7,915) (0.00) USD 4,597,701 BRL 25,000,000 23 June 2021 267,228 0.16 EUR 5,318,973 RON 26,598,900 9 July 2021 (33,494) (0.02)

Counterparty: LGT Bank AG Net unrealized gain/(loss) on forward currency contracts (April 2020: (427,620)) (269,908) (0.16)

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EMMA LC SUB-FUND (CONTINUED)

Fair Value % of 31.10.2020 Net Asset (in EUR) Value

Total Investments 155,414,421 93.47 Other Net Assets 10,861,800 6.53 Total Net Assets 166,276,221 100.00

% of total Analysis of total assets assets Transferable securities admitted to an official stock exchange listing or traded in a regulated market 92.43 Exchanged traded financial derivative instruments (net) 0.12 Over the counter financial derivative instruments (net) (0.16) Other assets 7.61 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE EQUITY GLOBAL SUB-FUND

Fair Value % of Shares 31.10.2020 Net Asset 31.10.2020 (in EUR) Value EQUITY SECURITIES

Canada BCE INC 626,700 21,603,500 2.51 Total (April 2020: EUR 4,525,229) 21,603,500 2.51

Cayman Islands ENN ENERGY HOLDINGS 2,322,500 25,183,625 2.92 Total (April 2020: EUR 19,928,602) 25,183,625 2.92

Denmark VESTAS WIND SYSTEMS AS / REG 50,400 7,385,601 0.86 Total (April 2020: EUR 10,499,451) 7,385,601 0.86

Finland NESTE OIL OYJ 117,200 5,236,496 0.61 Total (April 2020: EUR nil) 5,236,496 0.61

France CAPGEMINI SE 261,000 25,875,540 3.00 DANONE 733,800 34,782,120 4.04 Total (April 2020: EUR 61,015,886) 60,657,660 7.04

Germany SAP SE 34,400 3,147,256 0.37 Total (April 2020: EUR 3,562,338) 3,147,256 0.37

Great Britain ITV PLC 30,046,300 24,059,998 2.79 NIELSEN HOLDINGS PLC 2,171,900 25,189,826 2.93 PRUDENTIAL PLC 1,994,900 20,877,051 2.42 SMITH AND NEPHEW PLC 558,200 8,281,085 0.96 SSE PLC 2,029,500 28,272,306 3.28 Total (April 2020: EUR 102,481,193) 106,680,266 12.38

Ireland MEDTRONIC HOLDINGS LIMITED 301,400 26,022,061 3.02 Total (April 2020: EUR 30,885,415) 26,022,061 3.02

Japan MITSUBISHI ESTATE CO. 2,074,200 26,469,717 3.07 NINTENDO CO.LTD 80,700 37,761,013 4.38 NITORI HOLDINGS CO LTD 26,200 4,636,564 0.54 Total (April 2020: EUR 68,628,109) 68,867,294 7.99

Netherlands HEINEKEN NV 340,800 25,968,960 3.01 ING GROUP NV 3,801,100 22,270,645 2.59 UNILEVER NV. 474,000 23,012,700 2.67 Total (April 2020: EUR 63,398,575) 71,252,305 8.27

Norway EQUINOR ASA 738,300 8,039,676 0.93 Total (April 2020: EUR 7,334,338) 8,039,676 0.93

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE EQUITY GLOBAL SUB-FUND (CONTINUED)

Fair Value % of Shares 31.10.2020 Net Asset 31.10.2020 (in EUR) Value EQUITY SECURITIES (CONTINUED)

South Africa ANGLOGOLD ASHAN./SADS REP.1 SH 688,900 13,685,149 1.59 ANGLOGOLD ASHANTI LTD 396,300 7,722,519 0.90 Total (April 2020: EUR 30,821,829) 21,407,668 2.49

Spain BANKINTER SA 1,491,100 4,796,869 0.55 EDP RENOVAVEIS SA 258,795 4,223,534 0.49 GRIFOLS. SA 920,400 21,344,076 2.48 IBERDROLA SA 2,319,981 23,489,808 2.73 Total (April 2020: EUR 48,805,406) 53,854,287 6.25

Sweden BOLIDEN AB 247,600 5,807,617 0.67 Total (April 2020: EUR 2,870,238) 5,807,617 0.67

United States of America AFFILIATED MANAGERS GROUP INC 507,500 32,837,082 3.81 AKAMAI TECHNOLOGIES INC 452,600 36,958,675 4.29 ALPHABET INC -A- 40,100 55,634,641 6.46 AUTOZONE INC 13,500 13,084,286 1.52 CERNER CORP 323,700 19,477,300 2.26 COGNIZANT TECHNOLOGY SOL A 404,400 24,794,822 2.88 COLGATE-PALMOLIVE CO. 271,400 18,380,689 2.13 COMCAST CORP/-A- 411,600 14,925,513 1.73 ESTEE LAUDER CO -A- 63,900 12,049,855 1.40 ETSY INC 37,600 3,924,783 0.46 KEYCORP 1,128,500 12,574,950 1.46 MICROSOFT CORP. 233,600 40,603,504 4.71 MORGAN STANLEY 257,400 10,639,833 1.23 NEWMONT RG REGISTERED SHS 503,500 27,162,244 3.15 UNITEDHEALTH GROUP INC 133,400 34,944,994 4.06 Total (April 2020: EUR 310,261,843) 357,993,171 41.55

Total equity securities (30 April 2020: EUR 765,018,452) 843,138,483 97.86

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE EQUITY GLOBAL SUB-FUND (CONTINUED)

Unrealized gain/(loss) % of 31.10.2020 Net Asset (in EUR) Value Forward currency contracts

Sub-Fund Buys Sub-Fund Sells Maturity date AUD 27,500,000 EUR 16,846,000 16 December 2020 (282,339) (0.03) CAD 6,960,000 EUR 4,467,435 16 December 2020 9,607 0.00 CHF 30,150,000 EUR 28,037,748 16 December 2020 212,295 0.02 JPY 640,000,000 EUR 5,186,045 16 December 2020 67,119 0.01 JPY 780,000,000 EUR 6,259,993 16 December 2020 142,302 0.02 USD 2,035,000 EUR 1,726,155 16 December 2020 18,793 0.00 USD 8,650,000 EUR 7,386,767 16 December 2020 30,333 0.00 USD 205,800,000 EUR 173,235,677 16 December 2020 3,231,280 0.37 EUR 13,325,902 CAD 20,850,000 16 December 2020 (86,005) (0.01) EUR 1,750,664 GBP 1,600,000 16 December 2020 (23,958) (0.00) EUR 2,748,651 GBP 2,500,000 16 December 2020 (24,186) (0.00) EUR 4,396,899 GBP 4,000,000 16 December 2020 (39,640) (0.00) EUR 7,711,085 GBP 7,000,000 16 December 2020 (52,846) (0.01) EUR 36,811,277 GBP 34,000,000 16 December 2020 (899,760) (0.11) EUR 3,011,776 JPY 370,000,000 16 December 2020 (25,222) (0.00) EUR 7,191,929 JPY 905,000,000 16 December 2020 (236,488) (0.03) EUR 8,173,936 NOK 87,550,000 16 December 2020 322,212 0.04 EUR 4,472,849 USD 5,300,000 16 December 2020 (71,817) (0.01) EUR 5,251,727 USD 6,200,000 16 December 2020 (64,652) (0.01) EUR 6,026,966 USD 7,060,000 16 December 2020 (26,791) (0.00) EUR 6,930,000 USD 8,108,412 16 December 2020 (22,732) (0.00) EUR 8,606,365 USD 10,100,000 16 December 2020 (54,127) (0.01) EUR 13,026,350 ZAR 260,000,000 17 December 2020 (619,116) (0.07) EUR 3,785,490 ZAR 74,350,000 17 December 2020 (116,165) (0.01) Counterparty: LGT Bank AG Net unrealized gain/(loss) on forward currency contracts (April 2020: EUR 2,337,358) 1,388,097 0.16

Fair Value % of 31.10.2020 Net Asset (in EUR) Value

Total Investments 844,526,580 98.02 Other Net Assets 17,034,328 1.98 Total Net Assets 861,560,908 100.00

% of total Analysis of total assets assets Transferable securities admitted to an official stock exchange listing or traded in a regulated market 95.40 Over the counter financial derivative instruments (net) 0.16 Other assets 4.44 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE EQUITY EUROPE SUB-FUND

Fair Value % Shares 31.10.2020 Net Asset 31.10.2020 (EUR) Value EQUITY SECURITIES

Denmark AMBU A/S 41,200 1,072,184 0.98 NOVO NORDISK A/S /-B- 51,910 2,862,514 2.62 VESTAS WIND SYSTEMS AS / REG 20,120 2,948,379 2.69 Total (April 2020: EUR 7,213,120) 6,883,077 6.29

Finland NESTE OIL OYJ 25,500 1,139,340 1.04 YIT OYJ 369,000 1,672,308 1.53 Total (April 2020: EUR 1,845,000) 2,811,648 2.57

France CAPGEMINI SE 46,750 4,634,795 4.23 DANONE 45,870 2,174,238 1.99 KERING SA 7,590 3,935,415 3.59 L OREAL 8,160 2,266,032 2.07 Total (April 2020: EUR 11,019,985) 13,010,480 11.88

Germany DEUTSCHE BOERSE AG /NAM. 31,920 4,033,092 3.69 DEUTSCHE POST AG 90,160 3,429,687 3.13 KION GROUP 49,200 3,288,528 3.00 SAP SE 48,360 4,424,456 4.04 SYMRISE AG 9,840 1,041,564 0.95 Total (April 2020: EUR 18,184,060) 16,217,327 14.81

Great Britain DIAGEO PLC 116,028 3,218,530 2.94 ITV PLC 2,847,200 2,279,936 2.08 PRUDENTIAL PLC 250,499 2,621,525 2.39 RECKITT BENCKISER GROUP PLC 35,017 2,643,117 2.41 RIO TINTO PLC /REG. 62,486 3,022,030 2.76 SAGE GRP 371,650 2,622,083 2.40 SMITH AND NEPHEW PLC 248,315 3,683,837 3.37 SSE PLC 275,658 3,840,102 3.51 UNILEVER PLC 64,868 3,171,073 2.90 Total (April 2020: EUR 30,753,074) 27,102,233 24.76

Italy HERA SPA 1,221,343 3,297,626 3.01 MEDIOBANCA BCA CREDITO FINANZ. 364,000 2,216,032 2.02 PRYSMIAN SPA 51,972 1,213,026 1.11 Total (April 2020: EUR 9,273,665) 6,726,684 6.14

Netherlands HEINEKEN NV 28,420 2,165,604 1.98 ING GROUP NV 506,350 2,966,705 2.71 Total (April 2020: EUR 4,015,601) 5,132,309 4.69

Norway DNB ASA 229,835 2,656,554 2.43 EQUINOR ASA 187,140 2,037,851 1.86 Total (April 2020: EUR 5,727,754) 4,694,405 4.29

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE EQUITY EUROPE SUB-FUND (CONTINUED)

Fair Value % Shares 31.10.2020 Net Asset 31.10.2020 (EUR) Value EQUITY SECURITIES (continued)

Spain AMADEUS IT --- SHS-A- 31,600 1,295,284 1.18 BANKINTER SA 616,720 1,983,988 1.81 GRIFOLS. SA 162,700 3,773,013 3.45 IBERDROLA SA 275,600 2,790,450 2.55 Total (April 2020: EUR 12,505,039) 9,842,735 8.99

Sweden ASSA ABLOY AB 174,890 3,221,678 2.94 BOLIDEN AB 156,040 3,660,018 3.35 Total (April 2020: EUR 5,528,044) 6,881,696 6.29

Switzerland GEBERIT AG/NAMEN-AKTIEN 8,300 4,058,097 3.71 ROCHE HOLDING AG /GENUSSSCHEIN 14,640 4,041,743 3.69 Total (April 2020: EUR 6,948,121) 8,099,840 7.40

Total equity securities (April 2020: EUR 113,013,463) 107,402,434 98.11

Unrealized gain/(loss) % 31.10.2020 Net Asset (in EUR) Value FINANCIAL DERIVATIVE INSTRUMENTS

Forward currency contracts

Sub-Fund Buys Sub-Fund Sells Maturity date CHF 13,300,000 EUR 12,353,213 16 December 2020 108,664 0.10 USD 1,000,000 EUR 840,570 16 December 2020 16,898 0.02 EUR 743,823 CHF 800,000 16 December 2020 (5,762) (0.01) EUR 141,549 GBP 130,000 16 December 2020 (2,640) (0.00) EUR 2,164,908 GBP 2,000,000 16 December 2020 (53,389) (0.05) EUR 4,671,171 NOK 50,000,000 16 December 2020 187,038 0.17 EUR 1,277,377 SEK 13,300,000 16 December 2020 (4,689) (0.01) Counterparty: LGT Bank AG Net unrealized gain/(loss) on forward currency contracts (April 2020: EUR (254,233)) 246,120 0.22

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE EQUITY EUROPE SUB-FUND (CONTINUED)

Fair Value % of 31.10.2020 Net Asset (in EUR) Value

Total Investments 107,648,554 98.33 Other Net Assets 1,823,253 1.67 Total Net Assets 109,471,807 100.00

% of total Analysis of total assets assets Transferable securities admitted to an official stock exchange listing or traded in a regulated market 97.12 Over the counter financial derivative instruments (net) 0.22 Other assets 2.66 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL SUB-FUND

Fair Value % Shares 31.10.2020 Net Asset 31.10.2020 (EUR) Value COLLECTIVE INVESTMENT SCHEMES

Luxembourg DUAL R V MIC LC--I-USD/CAP 22,244 2,670,196 0.94 DUAL R V MICRO FIN-I- USD/CAP 23,702 2,613,050 0.91 RESPONSBLTY L MICRF LEAD-I-CAP 28,000 3,344,087 1.17 Total (April 2020: EUR 8,921,211) 8,627,333 3.02

Total collective investment schemes (April 2020: EUR 8,921,211) 8,627,333 3.02

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (in EUR) Value DEBT SECURITIES

Government bonds

Belgium BELGIUM 1.25% 18-22.04.33 REGS 3,000,000 3,562,740 1.25 Total (April 2020: EUR nil) 3,562,740 1.25

Canada SOUTH COAST 3.25% 18-23.11.28 1,000,000 741,634 0.26 VANCOUVER 3.1% 18-21.09.28 2,000,000 1,465,781 0.51 Total (April 2020: EUR 2,228,529) 2,207,415 0.77

Chile CHILE 0.83% 19-02.07.31 3,500,000 3,531,290 1.24 Total (April 2020: EUR 3,198,055) 3,531,290 1.24

France FRANCE 0% 20-10.02.21 BTF 3,000,000 3,005,520 1.05 FRANCE 1.75% 16-25.06.39 OAT 3,000,000 3,974,430 1.39 FRANCE O.A. 0% 20-11.08.21 BTF 3,000,000 3,015,360 1.06 FRANCE O.A. 0% 20-14.07.21 BTF 3,000,000 3,013,770 1.06 FRANCE O.A. 0% 20-19.05.21 BTF 3,000,000 3,010,500 1.06 FRANCE O.A. 0% 20-21.04.21 BTF 3,000,000 3,009,030 1.06 FRANCE O.A. 0% 20-24.02.21 BTF 3,000,000 3,006,270 1.05 FRANCE O.A. 0% 20-24.03.21 BTF 3,000,000 3,007,770 1.05 FRANCE O.A. 0% 20-27.01.21 BTF 3,000,000 3,004,890 1.05 PARIS 1.75% 15-25.05.31 500,000 593,240 0.21 Total (April 2020: EUR 579,905) 28,640,780 10.04

Germany BUNDESOBL-1 0.0% 20-15.08.30 7,000,000 7,460,600 2.62 Total (April 2020: EUR nil) 7,460,600 2.62

Ireland IRELAND 1.35% 18-18.03.31 3,000,000 3,503,310 1.23 Total (April 2020: EUR nil) 3,503,310 1.23

Poland POLAND 1% 19-07.03.29 REGS 1,500,000 1,637,325 0.57 Total (April 2020: EUR 1,548,675) 1,637,325 0.57

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (in EUR) Value DEBT SECURITIES (CONTINUED)

Government bonds (continued)

Spain MADRID 0.419% 20-30.04.30 1,000,000 1,017,320 0.36 MADRID 1.571% 19-30.04.29 1,050,000 1,173,260 0.41 Total (April 2020: EUR 2,377,845) 2,190,580 0.77

United States of America TSY 0.75% 18-15.07.28 /INFL 2,300,000 2,328,842 0.82 USA 0.25% 15-15.01.25 /INFL 2,000,000 1,995,905 0.70 USA 0.375% 15-15.07.25 /INFL 2,300,000 2,330,520 0.82 USA 0.375% 17-15.01.27 /INFL 2,000,000 2,015,760 0.71 USA 0.5% 18-15.01.28/INFL 2,750,000 2,761,121 0.97 USA 0.625% 14-15.01.24 /INFL 2,500,000 2,526,024 0.88 USA 0.625% 16-15.01.26 /INFL 3,000,000 3,081,376 1.08 USA 1.375% 16-30.06.23 /TBO 2,000,000 1,770,883 0.62 USA 1.625% 16-15.02.26 /TBO 3,000,000 2,736,806 0.96 USA 1.625% 16-15.05.26 /TBO 2,500,000 2,282,181 0.80 USA 1.625% 16-31.10.23 /TBO 2,500,000 2,237,245 0.78 USA 2% 15-15.08.25 /TBO 2,000,000 1,849,219 0.65 USA 2%13-15.2.23 TBO S B-2023 3,000,000 2,682,481 0.94 USA 2.25% 15-15.11.25 /TBO 2,000,000 1,875,376 0.66 USA 2.375% 07-15.01.27/INFL 7,000,000 9,453,312 3.31 USA 2.375% 14-15.08.24 /TBO 3,000,000 2,779,261 0.97 USA 2.5% 14-15.05.24 /TBO 3,000,000 2,778,858 0.97 USA 2.75% 14-15.02.24 /TBO 2,500,000 2,323,260 0.81 USA 3.875% 99-15.04.29/INFL 5,000,000 9,629,695 3.38 Total (April 2020: EUR 73,063,286) 59,438,125 20.83

Total government bonds (April 2020: EUR 84,115,985*) 112,172,165 39.32 * includes Hungary EUR 1,119,690

Corporate bonds

Australia CALTEX AUS 4% 18-17.04.25 2,000,000 1,296,876 0.45 Total (April 2020: EUR 2,252,450) 1,296,876 0.45

Austria HYPO VORARL 0.125% 20-27.03.30 500,000 453,794 0.16 OMV 6.25% 15-PERP 1,000,000 1,172,940 0.41 Total (April 2020: EUR 1,558,209) 1,626,734 0.57

Canada RBC 0.25% 19-02.05.24 500,000 504,825 0.18 TOR DOM BK FRN 20-28.09.23 1,200,000 1,030,989 0.36 Total (April 2020: 1,958,215) 1,535,814 0.54

Cayman Islands ENN ENERGY 2.625% 20-17.09.30 REGS 1,400,000 1,207,496 0.42 TENCENT HOL 3.24% 20-03.06.50 1,000,000 855,990 0.30 Total (April 2020: EUR 3,492,788) 2,063,486 0.72

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (in EUR) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

Finland ELISA CORP 1.125% 19-26.02.26 1,000,000 1,052,120 0.37 NIB 0% 19-25.09.26 1,000,000 1,028,190 0.36 Total (April 2020: EUR 2,032,630) 2,080,310 0.73

France AFD 0.0% 20-25.03.25 500,000 509,040 0.18 AFD 1.375% 14-17.09.24 REGS 2,000,000 2,140,840 0.75 CASINO 3.58% 14-07.02.25 ST-UP 3,300,000 2,540,637 0.89 CASINO GP 3.992% 13-PERP 1,000,000 348,550 0.12 CASINO GUICHARD FRN 05-PERP. 2,400,000 523,560 0.18 CNP ASSURAN 2% 19-27.07.50 2,400,000 2,405,208 0.84 RATP 0.35% 19-20.06.29 800,000 832,080 0.29 SOCIETE PAR 1.125% 18-22.10.28 2,500,000 2,785,375 0.98 Total (April 2020: EUR 22,917,961) 12,085,290 4.23

Germany ADIDAS 0.0% 20-05.10.28 1,000,000 1,006,360 0.35 COMZBK 0.75% 20-24.03.26 2,800,000 2,804,900 0.98 KFW 0.0% 20-15.09.28 3,500,000 3,637,060 1.28 KFW 1.75% 19-14.09.29 3,000,000 2,750,028 0.97 MERCK FIN SER 0.5% 20-16.07.28 1,000,000 1,033,710 0.36 Total (April 2020: EUR 2,064,169) 11,232,058 3.94

Great Britain BPCM 3.625% 20-PERP REGS 1,000,000 1,025,620 0.36 BPCM 4.25% 20-PERP 1,000,000 1,153,948 0.40 EBRD 1.625% 19-27.09.24 3,000,000 2,699,472 0.95 HSBC FRN 85-PERP 500,000 362,343 0.13 HSBC HLDG 6.875% 16-PERP/ FTF 1,000,000 867,640 0.30 NGG FINANCE 1.625% 19-05.12.79 2,500,000 2,468,975 0.87 NGG FINANCE 2.125% 19-05.09.82 1,500,000 1,482,300 0.52 SSE 0.875% 17-06.09.25 REGS 1,000,000 1,038,990 0.36 SSE 3.125% 20-PERP 1,200,000 1,229,664 0.43 SSE 3.74% 20-PERP 1,200,000 1,369,113 0.48 Total (April 2020: EUR 10,826,715) 13,698,065 4.80

Italy ASSGEN 2.429% 20-14.07.31 2,000,000 2,012,120 0.71 MEDIOBANCA 1.0% 20-08.09.27 2,800,000 2,825,648 0.99 RADIOTELEVI 1.375% 19-04.12.24 900,000 920,394 0.32 UNICREDIT 6.75% 14-PERP 2,200,000 2,184,182 0.77 Total (April 2020: EUR 4,959,323) 7,942,344 2.78

Ivory Coast AFDB 0.875% 18-24.05.28 2,911,000 3,174,678 1.11 Total (April 2020: EUR 3,139,339) 3,174,678 1.11

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (in EUR) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

Japan DBJ 1.875% 19-02.10.24 1,000,000 900,116 0.32 TAKEDA PHAR 0.75% 20-09.07.27 1,000,000 1,027,470 0.36 Total (April 2020: EUR 948,635) 1,927,586 0.68

Liechtenstein LGT BANK 0.375% 19-15.11.29 1,000,000 943,733 0.33 Total (April 2020: EUR 890,705) 943,733 0.33

Lithuania LIETUVOS EN 2% 17-14.07.27 REGS 1,100,000 1,198,670 0.42 Total (April 2020: EUR 1,146,706) 1,198,670 0.42

Luxembourg B&M EUR VAL 3.625% 20-15.07.25 1,000,000 1,121,958 0.39 EIB 0.625% 20-21.10.27 1,200,000 1,020,945 0.36 EIB 1.125% 18-15.11.32 3,000,000 3,508,680 1.23 EIB 1.25% 14-13.11.26 2,400,000 2,673,864 0.94 EIB 2.375% 17-24.05.27 2,000,000 1,895,969 0.66 EIB 2.5% 14-15.10.24 5,000,000 4,653,818 1.63 NOVARTIS 0.0% 20-23.09.28 2,400,000 2,415,480 0.85 SIG COMBIBL 2.125% 20-18.06.25 1,000,000 1,018,670 0.36 Total (April 2020: EUR 13,213,283) 18,309,384 6.42

Netherlands BNG 0.05% 19-20.11.29 1,000,000 1,030,420 0.36 EDP FIN BV 1.71% 20-24.01.28 1,000,000 848,650 0.30 LUCHTHAVEN 1.5% 18-05.11.30 1,000,000 1,085,150 0.38 NXP BV/NXP 3.40% 20-01.05.30 REGS 1,200,000 1,125,735 0.40 POSTNL 0.625% 19-23.09.26 1,000,000 1,027,200 0.36 SCOTTISH POWER 5.81%05-15.3.25 200,000 202,862 0.07 SWISSCOM 0.375% 20-14.11.28 2,200,000 2,265,164 0.79 TENNET 2.374% 20-PERP 3,500,000 3,517,465 1.23 Total (April 2020: EUR 5,777,294) 11,102,646 3.89

Philippines ADB 0% 19-24.10.29 1,000,000 1,023,450 0.36 ADB 2.375% 17-10.08.27 3,000,000 2,840,632 0.99 Total (April 2020: EUR 4,048,557) 3,864,082 1.35

Poland MBANK 1.0183% 19-04.10.24 1,000,000 923,005 0.32 Total (April 2020: EUR 869,023) 923,005 0.32

Portugal EDP 1.70% 20-20.07.80 REGS 1,500,000 1,451,760 0.51 Total (April 2020: EUR 1,958,266) 1,451,760 0.51

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (in EUR) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

Switzerland BALOISE 0% 19-25.09.26 500,000 464,467 0.16 BALOISE 0% 19-25.09.29 1,000,000 917,207 0.32 KT GENF 0% 19-26.05.28 200,000 188,896 0.07 KT GENF 0.5% 17-28.11.31 REGS 2,000,000 1,970,059 0.69 Total (April 2020: EUR 4,092,009) 3,540,629 1.24

United Arab Emirates NBADUH 3% 17-30.03.22 REGS 1,500,000 1,326,789 0.47 Total (April 2020: EUR 1,398,850) 1,326,789 0.47

United States of America ABBOTT LAB 1.15% 20-30.01.28 1,000,000 857,647 0.30 AMGEN 2.45% 20-21.02.30 500,000 451,483 0.16 APPLE INC 0.50% 19-15.11.31 1,000,000 1,045,040 0.37 APPLE INC 3% 17-20.06.27 1,700,000 1,627,555 0.57 AT&T INC 0.8% 19-04.03.30 1,500,000 1,507,110 0.53 AT&T INC 1.8% 19-14.09.39 500,000 510,455 0.18 AU & NZ BKG 1.125% 19-21.11.29 1,500,000 1,507,050 0.53 BAC 1.319% 20-19.06.26 1,000,000 862,772 0.30 BAC 2.456% 19-22.10.25 1,500,000 1,357,115 0.48 CITIGP 1.678% 20-15.05.24 1,000,000 878,602 0.31 COCA COLA 0.125% 20-15.03.29 3,000,000 3,012,180 1.06 CONAGRA 4.85% 18-01.11.28 3,000,000 3,148,835 1.10 CS NY 0.45% 20-19.05.25 2,000,000 2,047,760 0.72 ECOLAB INC 1.30% 20-30.01.31 1,100,000 915,469 0.32 GECC 8.35% 07-03.09.22 2,000,000 83,026 0.03 GEN ELEC 4.208% 06-06.12.21 1,000,000 99,123 0.03 IBRD 0.625% 18-22.11.27 1,500,000 1,606,515 0.56 IBRD 2.125% 15-03.03.25 2,000,000 1,836,837 0.64 INTL BK REC 0.0% 20-21.02.30 1,000,000 1,023,240 0.36 INTL BK REC 0.25% 19-21.05.29 GDIF 3,800,000 3,978,828 1.39 INTL BK REC 0.75% 20-26.08.30 2,000,000 1,669,331 0.59 INTL BK REC 1.0% 20-21.12.29 1,000,000 1,160,919 0.41 KELLOGG CO 3.4% 17-15.11.27 2,300,000 2,207,356 0.77 KROGER CO 3.7% 17-01.08.27 300,000 293,953 0.10 MICROSOFT 2.525% 20-01.06.50 1,500,000 1,301,588 0.46 MORGAN STAN 0.495% 20-26.10.29 5,500,000 5,466,945 1.92 NORTH AM 0.3% 18-24.07.26 1,500,000 1,438,753 0.50 PEPSICO 2.875% 19-15.10.49 2,000,000 1,836,389 0.64 PROLOGIS 1.25% 20-15.10.30 2,800,000 2,324,876 0.81 RABOBK NY 0.25% 19-30.10.26 500,000 503,760 0.18 RABOBK NY 1.004% 20-24.09.26 3,000,000 2,554,501 0.90 RSG 1.45% 20-15.02.31 2,300,000 1,916,591 0.67 SPRINT 3.36%20.03.23/POOL 144A 1,000,000 216,631 0.08 UNILEV CAP 2.125% 19-06.09.29 1,500,000 1,360,012 0.48 VERIZON COM 1.50% 20-18.09.30 3,000,000 2,521,741 0.88

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (in EUR) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

United States of America (continued) VF CORP 0.25% 20-25.02.28 100,000 100,185 0.04 VISA INC 0.75% 20-15.08.27 2,800,000 2,360,860 0.83 Total (April 2020: EUR 33,803,290) 57,591,033 20.20

Total corporate bonds (April 2020: EUR 130,985,818*) 158,914,972 55.70 *Includes Belgium EUR 921,360, Guernsey EUR 1,420,885, Ireland EUR 663,005, South Korea EUR 2,817,921, Sweden EUR 1,627,313, Thailand EUR 186,917 Unrealized Open gain/(loss) % position 31.10.2020 Net Asset 31.10.2020 (in EUR) Value FINANCIAL DERIVATIVE INSTRUMENTS

Futures positions

Long positions

Canadian Dollar 10 YEARS CANADIAN BONDS 18/12/2020 50 (28,330) (0.01) Total (April 2020: EUR 308,943) (28,330) (0.01)

Great Britain Pound LONG GILT STERLING FUTURES 29/12/2020 102 (40,760) (0.01) Total (April 2020: EUR 206,666) (40,760) (0.01)

Japanese Yen JAPANESE GOV. BDS FUTURE 10Y 14/12/2020 42 72,430 0.02 Total (April 2020: EUR (331,438)) 72,430 0.02

United States of America TREASURY BONDS USA 21/12/2020 235 (977,000) (0.34) Total (April 2020: EUR 469,263) (977,000) (0.34)

Total long positions (April 2020: EUR 557,934*) (973,660) (0.34) *includes Germany EUR (95,500)

Short positions Germany 10Y BTP ITALIAN BOND 08/12/2020 (60) (127,240) (0.05) EURO BUND 08/12/2020 (80) (296,000) (0.10) Total (April 2020: EUR 31,240) (423,240) (0.15)

United States of America 10Y TREASURY NOTES USA 21/12/2020 (65) 72,803 0.03 Total (April 2020: EUR nil) 72,803 0.03

Total short positions (April 2020: EUR 31,240) (350,437) (0.12) Counterparty: LGT Bank AG Total futures positions (April 2020: EUR 589,174) (1,324,097) (0.46)

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL SUB-FUND (CONTINUED)

Unrealized gain/(loss) % 31.10.2020 Net Asset (in EUR) Value Forward currency contracts

Sub-Fund Buys Sub-Fund Sells Maturity date AUD 1,240,000 EUR 761,767 21 January 2021 (15,435) (0.01) AUD 1,780,000 EUR 1,076,895 21 January 2021 (5,547) (0.00) CAD 9,417,000 EUR 6,008,315 21 January 2021 44,722 0.02 CHF 1,000,000 EUR 926,484 21 January 2021 10,757 0.00 CHF 1,000,000 EUR 931,991 21 January 2021 5,251 0.00 CNY 135,103,000 EUR 16,570,636 21 January 2021 601,951 0.21 GBP 570,000 EUR 629,472 21 January 2021 2,325 0.00 GBP 3,700,000 EUR 4,009,032 21 January 2021 92,103 0.03 GBP 8,175,000 EUR 8,822,377 21 January 2021 238,915 0.08 JPY 5,796,600,000 EUR 46,062,925 21 January 2021 1,499,974 0.52 KRW 3,000,000,000 EUR 2,135,079 21 January 2021 126,591 0.04 MXN 35,775,000 EUR 1,405,864 21 January 2021 21,185 0.01 NZD 350,000 EUR 197,206 21 January 2021 968 0.00 NOK 3,530,000 EUR 328,580 21 January 2021 (12,279) (0.00) PLN 5,345,000 EUR 1,200,695 21 January 2021 (45,191) (0.02) SEK 4,316,000 EUR 414,444 21 January 2021 1,426 0.00 USD 2,750,000 EUR 2,317,806 21 January 2021 38,113 0.01 USD 6,087,078 EUR 5,200,000 21 January 2021 14,786 0.01 USD 10,000,000 EUR 8,565,633 21 January 2021 1,343 0.00 EUR 6,853,234 CHF 7,378,000 21 January 2021 (61,693) (0.02) EUR 2,740,059 GBP 2,500,000 21 January 2021 (31,023) (0.01) EUR 504,802 USD 600,000 21 January 2021 (9,236) (0.00) EUR 505,318 USD 600,000 21 January 2021 (8,719) (0.00) EUR 2,000,000 USD 2,374,742 21 January 2021 (34,507) (0.01) EUR 2,535,604 USD 3,000,000 21 January 2021 (34,561) (0.01) EUR 30,432,085 USD 36,300,000 21 January 2021 (667,424) (0.23) Counterparty: LGT Bank AG Net unrealized gain/(loss) on forward currency contracts (April 2020: EUR 874,167) 1,774,795 0.62

Fair Value % of 31.10.2020 Net Asset (in EUR) Value

Total Investments 280,165,168 98.20 Other Net Assets 5,148,733 1.80 Total Net Assets 285,313,901 100.00

% of total Analysis of total assets assets Transferable securities admitted to an official stock exchange listing or traded in a regulated market 96.97 Exchanged traded financial derivative instruments (net) (0.46) Over the counter financial derivative instruments (net) 0.62 Other assets 2.87 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL HEDGED SUB-FUND

Fair Value % Shares 31.10.2020 Net Asset 31.10.2020 (USD) Value COLLECTIVE INVESTMENT SCHEMES

Ireland LGT SUSTAINABLE BOND CORPORATES FUND -A- USD 8,300 9,628,415 7.56 Total (April 2020: USD 8,560,706) 9,628,415 7.56

Luxembourg DUAL R V MICRO FIN-I- USD/CAP 12,500 1,605,250 1.26 Total (April 2020: 1,587,000) 1,605,250 1.26

Total collective investment schemes (April 2020: USD 10,147,706) 11,233,665 8.82

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (USD) Value DEBT SECURITIES

Government bonds

Australia NSW TSY 2.75% 07-20.11.25/INFL 1,000,000 1,088,740 0.85 NSW TSY 3% 18-15.11.28 600,000 493,481 0.39 QUEENSLD TS 5.75%11-22.07.24 REGS 800,000 675,245 0.53 Total (April 2020: USD 2,051,044) 2,257,466 1.77

Belgium BELGIUM 0.9% 19-22.06.29 500,000 651,978 0.51 BELGIUM 1.25% 18-22.04.33 REGS 1,500,000 2,075,029 1.63 Total (April 2020: USD 1,880,718) 2,727,007 2.14

Canada ONTARIO 1.95% 16-27.01.23 2,000,000 1,551,806 1.22 ONTARIO 4.6% 08-2.6.39 500,000 527,900 0.41 QUEBEC 2.6% 18-06.07.25 1,500,000 1,222,174 0.96 Total (April 2020: USD 4,747,793) 3,301,880 2.59

Chile CHILE 0.83% 19-02.07.31 800,000 940,211 0.74 Total (April 2020: USD 800,647) 940,211 0.74

Denmark DENMARK 0.5% 16-15.11.27 2,000,000 336,925 0.26 Total (April 2020: USD 314,317) 336,925 0.26

France FRANCE 1.75% 16-25.06.39 OAT 1,500,000 2,314,807 1.82 FRANCE 1.85% 25.07.27 OAT/INFL 750,000 1,186,592 0.93 FRANCE 3.4% 99-25.07.29/INFL 750,000 1,608,217 1.26 Total (April 2020: USD 4,650,653) 5,109,616 4.01

Germany BUNDESOBL-1 0.0% 20-15.08.30 2,000,000 2,482,994 1.95 Total (April 2020: USD 1,137,830) 2,482,994 1.95

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL HEDGED SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (USD) Value DEBT SECURITIES (CONTINUED)

Government bonds (continued)

Great Britain UK 0.875% 19-22.10.29 1,500,000 2,053,349 1.61 UK 1.75% 16-07.09.37 900,000 1,362,809 1.07 UK 4.25% 00-07.06.32 500,000 930,275 0.73 Total (April 2020: USD 5,019,612) 4,346,433 3.41

Ireland IRELAND 0.20% 20-15.05.27 1,000,000 1,217,781 0.96 IRELAND 1.35% 18-18.03.31 1,500,000 2,040,415 1.60 Total (April 2020: USD 1,602,773) 3,258,196 2.56

Netherlands NETHERLAND GOV 0.5% 19-15.1.40 1,000,000 1,338,226 1.05 Total (April 2020: USD 1,231,731) 1,338,226 1.05

Poland POLAND 1% 19-07.03.29 REGS 1,000,000 1,271,492 1.00 Total (April 2020: USD 1,130,842) 1,271,492 1.00

Spain MADRID 0.419% 20-30.04.30 500,000 592,513 0.46 SPAIN 2.35% 17-30.07.33 REGS 1,000,000 1,459,592 1.15 SPANISH GOV 1.85% 19-30.07.35 600,000 838,398 0.66 Total (April 2020: USD 2,542,882) 2,890,503 2.27

United States of America USA 0% 19-03.12.20 TB 3,500,000 3,499,751 2.75 USA 0.125% 13-15.01.23 TB/INFL 2,000,000 2,309,007 1.81 USA 0.25% 15-15.01.25 /INFL 1,500,000 1,743,697 1.37 USA 0.375% 15-15.07.25 /INFL 1,500,000 1,770,461 1.39 USA 0.375% 17-15.01.27 /INFL 2,000,000 2,348,058 1.84 USA 0.5% 18-15.01.28/INFL 1,500,000 1,754,341 1.38 USA 0.50% 20-31.05.27 /TBO 3,000,000 2,979,844 2.34 USA 0.625% 14-15.01.24 /INFL 1,500,000 1,765,464 1.38 USA 0.625% 20-15.08.30 /TBO 1,000,000 976,563 0.77 USA 0.625% 20-31.03.27 /TBO 1,500,000 1,503,867 1.18 USA 1.125% 20-15.08.40 /TBO 1,500,000 1,421,250 1.11 USA 1.5% 16-15.08.26 /TBO 1,000,000 1,056,875 0.83 USA 1.625% 19-15.08.29 /TBO 1,000,000 1,070,781 0.84 USD 2.875% 13-15.05.43 TBO 1,000,000 1,264,531 0.99 Total (April 2020: USD 12,696,298) 25,464,490 19.98

Total government bonds (April 2020: USD 42,905,806*) 55,725,439 43.73 *includes Austria USD 1,175,454, Sweden USD 1,923,212

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL HEDGED SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (USD) Value DEBT SECURITIES (CONTINUED)

Corporate bonds

Australia AUST & NZ B 4.5% 14-19.03.24 500,000 547,250 0.43 Total (April 2020: USD 529,500) 547,250 0.43

Austria OMV 1.50% 20-09.04.24 700,000 858,962 0.67 Total (April 2020: USD 780,480) 858,962 0.67

Belgium SOLVAY 0.5% 19-06.09.29 REGS 500,000 585,424 0.46 Total (April 2020: USD 504,583) 585,424 0.46

Cayman Islands TENCENT 2.985% 18-19.1.23 REGS 800,000 831,904 0.65 Total (April 2020: USD 819,096) 831,904 0.65

Finland ELISA CORP 0.875% 17-17.03.24 500,000 599,577 0.47 Total (April 2020: USD nil) 599,577 0.47

France AFD 1.375% 14-17.09.24 REGS 800,000 997,503 0.78 CNP ASSUR 1.875% 16-20.10.22 500,000 599,478 0.47 IDF 0.10% 20-02.07.30 1,500,000 1,790,800 1.40 LVMH 0.125% 20-11.02.28 REGS 800,000 941,469 0.74 RATP 0.35% 19-20.06.29 1,100,000 1,332,717 1.05 SANOFI 1.0% 20-01.04.25 300,000 368,651 0.29 Total (April 2020: USD 4,265,020) 6,030,618 4.73

Germany ADIDAS 0.0% 20-05.10.28 500,000 586,129 0.46 DT BAHN FIN 0.50% 20-09.04.27 250,000 304,099 0.24 KFW 0.0% 20-15.09.28 800,000 968,372 0.76 KFW 0.25% 17-30.06.25 500,000 606,864 0.48 KFW 1.75% 19-14.09.29 1,650,000 1,761,854 1.38 Total (April 2020: USD 3,289,931) 4,227,318 3.32

Great Britain BPCM 2.5% 12-06.11.22 500,000 519,685 0.41 BPCM 3.643% 18-14.05.23 500,000 533,535 0.42 EBRD 1.625% 19-27.09.24 2,000,000 2,096,320 1.65 SSE 0.875% 17-06.09.25 REGS 1,000,000 1,210,268 0.95 TRANSPO LDN 2.125% 15-24.04.25 500,000 690,727 0.54 Total (April 2020: USD 4,883,724) 5,050,535 3.97

Japan TAKEDA PHAR 0.75% 20-09.07.27 750,000 897,636 0.70 Total (April 2020: USD nil) 897,636 0.70

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL HEDGED SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (USD) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

Jersey SWISS RE 1.375% 16-27.5.23 REGS 400,000 482,308 0.38 Total (April 2020: USD 447,781) 482,308 0.38

Liechtenstein LGT BANK 0.375% 19-15.11.29 600,000 659,584 0.52 Total (April 2020: USD 585,353) 659,584 0.52

Luxembourg EIB 0.625% 20-21.10.27 400,000 396,416 0.31 EIB 2.375% 17-24.05.27 2,000,000 2,208,520 1.74 EIB 2.5% 14-15.10.24 2,000,000 2,168,400 1.70 NOVARTIS 0.0% 20-23.09.28 750,000 879,272 0.69 RICHEMONT INT 1% 18-26.03.26 700,000 865,265 0.68 Total (April 2020: USD 4,961,755) 6,517,873 5.12

Netherlands BNG 0.05% 19-20.11.29 450,000 540,128 0.42 GAS NAT 0.875% 17-15.05.25REGS 500,000 605,716 0.47 IBERDROLA 1.125% 16-21.4.26REGS 500,000 620,836 0.49 KON DSM 0.75% 16-28.09.26 500,000 613,957 0.48 KON DSM 2.375% 14-03.04.24 500,000 631,331 0.50 LUCHTHAVEN 1.5% 18-05.11.30 500,000 632,019 0.50 NWB 1% 15-03.09.25 REGS 500,000 624,395 0.49 Total (April 2020: USD 4,910,373) 4,268,382 3.35

Norway DNB 0.625% 18-19.06.25 REGS 500,000 612,123 0.48 Total (April 2020: USD 567,798) 612,123 0.48

Philippines ADB 1.75% 16-14.08.26 2,000,000 2,126,600 1.67 ADB 2.125% 15-19.03.25 2,000,000 2,140,740 1.68 Total (April 2020: USD 4,267,200) 4,267,340 3.35

South Korea LG CHEM 3.25% 19-15.10.24 1,000,000 1,071,420 0.84 Total (April 2020: USD 1,021,050) 1,071,420 0.84

Switzerland BALOISE 0% 19-25.09.26 500,000 541,034 0.42 BALOISE 0% 19-25.09.29 500,000 534,204 0.42 Total (April 2020: USD 974,449) 1,075,238 0.84

United States of America ABBVIE 2.95% 19-21.11.26 500,000 545,680 0.43 ABBVIE 3.6% 15-14.05.25 500,000 552,800 0.43 APPLE INC 3% 17-20.06.27 1,000,000 1,115,210 0.88

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL HEDGED SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (USD) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

United States of America (continued) AU & NZ BKG 1.125% 19-21.11.29 500,000 585,162 0.46 BAC 2.456% 19-22.10.25 1,000,000 1,053,890 0.83 CITIGP 2.976% 19-05.11.30 500,000 535,770 0.42 IADB 1.70% 19-10.10.24 2,500,000 1,953,689 1.53 IADB 3.2% 12-07.08.42 1,000,000 1,252,550 0.98 IBRD 2.125% 15-03.03.25 2,000,000 2,139,640 1.68 INTEL CORP 2.7% 12-15.12.22 500,000 524,130 0.41 INTL BK REC 0.75% 20-26.08.30 1,000,000 972,260 0.76 INTL FIN 2.125% 16-07.04.26 1,500,000 1,622,925 1.27 KELLOGG CO 3.4% 17-15.11.27 500,000 558,965 0.44 MICROSOFT 2.125% 12-15.11.22 500,000 517,900 0.41 MICROSOFT 2.375% 15-12.02.22 500,000 512,210 0.40 MORGAN STAN 0.495% 20-26.10.29 350,000 405,247 0.32 MORGAN STAN 2.188% 20-28.04.26 500,000 523,675 0.41 PFIZER 0.80% 20-28.05.25 200,000 200,396 0.16 ROCHE HLD 2.625% 16-15.5.26 REGS 600,000 653,610 0.51 SPRINT 3.36%20.03.23/POOL 144A 1,000,000 252,343 0.20 T-MOBILE US 3.75% 20-15.04.27 650,000 724,737 0.57 VISA INC 0.75% 20-15.08.27 1,000,000 982,160 0.77 Total (April 2020: USD 15,499,906) 18,184,949 14.27 Total corporate bonds (April 2020: USD 49,337,849*) 56,768,441 44.55 *includes Canada USD 1,029,850 Unrealized Open gain/(loss) % position 31.10.2020 Net Asset 31.10.2020 (in USD) Value FINANCIAL DERIVATIVE INSTRUMENTS

Futures positions Long positions

Canadian Dollar 10 YEARS CANADIAN BONDS 18/12/2020 5 (3,487) (0.00) Total (April 2020: USD 32,291) (3,487) (0.00)

Great Britain LONG GILT STERLING FUTURES 29/12/2020 20 (13,641) (0.01) Total (April 2020: USD 8,451) (13,641) (0.01)

Japanese Yen JAPANESE GOV. BDS FUTURE 10Y 14/12/2020 20 40,176 0.03 Total (April 2020: USD (201,899)) 40,176 0.03

United States Dollar TREASURY BONDS USA 21/12/2020 80 (286,577) (0.23) Total (April 2020: USD (8,125)) (286,577) (0.23) Total long positions (April 2020: USD (273,664)*) (263,529) (0.21) *includes Euro USD (104,382)

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND GLOBAL HEDGED SUB-FUND (CONTINUED)

Unrealized Open gain/(loss) % position 31.10.2020 Net Asset 31.10.2020 (in USD) Value FINANCIAL DERIVATIVE INSTRUMENTS (CONTINUED)

Futures positions (continued) Short positions

Euro EURO BUND 08/12/2020 (15) (56,961) (0.05) EURO-BUXL-FUTURES 08/12/2020 (8) (129,159) (0.10) Total (April 2020: USD 6,397) (186,120) (0.15)

United States Dollar 10Y TREASURY NOTES USA 21/12/2020 (55) 58,438 0.05 Total (April 2020: USD nil) 58,438 0.05 Total short positions (April 2020: USD 6,397) (127,682) (0.10) Counterparty: LGT Bank AG Total futures positions (April 2020: USD (267,267)) (391,211) (0.31)

Forward currency contracts Sub-Fund Buys Sub-Fund Sells Maturity date EUR 1,875,000 USD 2,189,259 20 November 2020 (4,164) 0.00 GBP 860,000 USD 1,137,805 20 November 2020 (25,681) (0.02) USD 2,244,540 AUD 3,100,000 20 November 2020 67,318 0.05 USD 5,322,174 CAD 7,000,000 20 November 2020 71,868 0.06 USD 1,661,568 CHF 1,500,000 20 November 2020 23,986 0.02 USD 320,441 DKK 2,000,000 20 November 2020 7,374 0.01 USD 650,548 EUR 550,000 20 November 2020 9,582 0.01 USD 651,578 EUR 550,000 20 November 2020 10,612 0.01 USD 827,943 EUR 705,000 20 November 2020 6,344 0.00 USD 1,188,257 EUR 1,000,000 20 November 2020 22,863 0.02 USD 2,373,550 EUR 2,000,000 20 November 2020 42,762 0.03 USD 6,326,414 GBP 4,800,000 20 November 2020 119,197 0.09 USD 38,350,432 EUR 32,130,000 20 November 2020 906,229 0.71 Counterparty: LGT Bank AG Net unrealized gain/(loss) on forward currency contracts (April 2020: USD (553,457)) 1,258,290 0.99

Fair Value % of 31.10.2020 Net Asset (USD) Value

Total Investments 124,594,624 97.78 Other Net Assets 2,824,381 2.22 Total Net Assets 127,419,005 100.00

% of total Analysis of total assets assets Transferable securities admitted to an official stock exchange listing or traded in a regulated market 96.47 Exchanged traded financial derivative instruments (net) (0.31) Over the counter financial derivative instruments (net) 0.98 Other assets 2.86 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE QUALITY EQUITY HEDGED SUB-FUND

Fair Value % Shares 31.10.2020 Net Asset 31.10.2020 (USD) Value EQUITY SECURITIES

Brazil AMBEV SA SADR 4,385,000 9,383,900 0.90 Total (April 2020: USD 8,815,000) 9,383,900 0.90

Denmark NOVO NORDISK A/S /-B- 129,100 8,292,641 0.79 Total (April 2020: USD 7,747,792) 8,292,641 0.79

Finland KONE OYJ -B- 190,000 15,125,111 1.45 Total (April 2020: USD 15,814,511) 15,125,111 1.45

France DANONE 536,000 29,594,645 2.83 L OREAL 137,000 44,316,602 4.24 Total (April 2020: USD 64,498,668) 73,911,247 7.07

Great Britain DIAGEO PLC 818,000 26,431,273 2.53 INTERCONTINENTAL HOTELS GROUP PLC 282,600 14,309,134 1.37 RECKITT BENCKISER GROUP PLC 644,000 56,623,056 5.41 SAGE GRP 4,150,000 34,105,978 3.26 UNILEVER PLC 946,431 53,893,302 5.15 Total (April 2020: USD 150,241,237) 185,362,743 17.72

Ireland ACCENTURE PLC 122,500 26,571,475 2.54 MEDTRONIC HOLDINGS LIMITED 380,000 38,216,600 3.65 Total (April 2020: USD 53,272,210) 64,788,075 6.19

Japan NINTENDO CO.LTD 110,500 60,228,547 5.75 NITORI HOLDINGS CO LTD 105,000 21,644,833 2.07 Total (April 2020: USD 59,831,424) 81,873,380 7.82

Netherlands HEINEKEN NV 384,000 34,084,443 3.26 Total (April 2020: USD 23,464,743) 34,084,443 3.26

Spain AMADEUS IT --- SHS-A- 395,000 18,860,145 1.80 Total (April 2020: USD nil) 18,860,145 1.80

Switzerland GEBERIT AG/NAMEN-AKTIEN 37,200 21,186,406 2.02 GIVAUDAN SA /REG. 4,820 19,647,069 1.88 Total (April 2020: USD 31,111,474) 40,833,475 3.90

Taiwan TAIWAN SEMICONDUCT.MANUF/SADR 372,300 31,224,801 2.98 Total (April 2020: USD 13,282,500) 31,224,801 2.98

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE QUALITY EQUITY HEDGED SUB-FUND (CONTINUED)

Fair Value % Shares 31.10.2020 Net Asset 31.10.2020 (USD) Value EQUITY SECURITIES (continued)

United States of America AGILENT TECHNOLOGIES 445,000 45,430,050 4.34 ALPHABET INC -A- 39,100 63,189,901 6.04 CERNER CORP 322,400 22,597,016 2.16 CHURCH & DWIGHT CO INC 284,000 25,102,760 2.40 ESTEE LAUDER CO -A- 268,300 58,934,778 5.63 IDEXX LABORATORIES INC. 43,000 18,267,260 1.75 INTUIT 118,500 37,289,580 3.56 JOHNSON & JOHNSON 112,000 15,356,320 1.47 MICROSOFT CORP. 295,000 59,728,650 5.71 PEPSICO INC 255,000 33,988,950 3.25 ROSS STORES INC 355,000 30,235,350 2.89 STARBUCKS CORP. 225,500 19,609,480 1.87 STRYKER CORP. 215,000 43,432,150 4.15 UNITEDHEALTH GROUP INC 28,500 8,696,490 0.83 Total (April 2020: USD 339,540,712) 481,858,735 46.05

Total equity securities (April 2020: USD 791,290,252) 1,045,598,696 99.93 *includes Germany USD 23,669,981

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE QUALITY EQUITY HEDGED SUB-FUND (CONTINUED)

Unrealized gain/(loss) % 31.10.2020 Net Asset (in USD) Value FINANCIAL DERIVATIVE INSTRUMENTS Forward currency contracts

Sub-Fund Buys Sub-Fund Sells Maturity date EUR 5,500,000 USD 6,458,804 20 November 2020 (49,192) (0.01) EUR 11,000,000 USD 12,914,308 20 November 2020 (95,084) (0.01) USD 5,490,475 CHF 5,000,000 20 November 2020 31,901 0.00 USD 36,285,858 CHF 33,200,000 20 November 2020 41,028 0.01 USD 6,771,691 DKK 43,000,000 20 November 2020 40,796 0.01 USD 162,143,489 EUR 138,400,000 20 November 2020 853,952 0.08 USD 912,905 GBP 700,000 20 November 2020 7,687 0.00 USD 2,742,277 GBP 2,100,000 20 November 2020 26,622 0.00 USD 184,867,026 GBP 143,100,000 20 November 2020 (185,147) (0.02) USD 78,395,375 JPY 8,250,000,000 20 November 2020 (541,152) (0.05) Counterparty: LGT Bank AG Net unrealized gain/(loss) on forward currency contracts (April 2020: USD (2,068,748)) 131,411 0.01

Fair Value % of 31.10.2020 Net Asset (USD) Value

Total Investments 1,045,730,107 99.94 Other Net Assets 597,692 0.06 Total Net Assets 1,046,327,799 100.00

% of total Analysis of total assets assets Transferable securities admitted to an official stock exchange listing or traded in a regulated market 99.03 Over the counter financial derivative instruments (net) 0.01 Other assets 0.96 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EM CREDIT OPPORTUNITIES SUB-FUND

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (USD) Value DEBT SECURITIES

Government bonds

Qatar QATAR 4.817% 19-14.03.49 1,000,000 1,333,090 1.93 Total (April 2020: USD 961,712) 1,333,090 1.93

Ukraine UKRAINE TBILL 4.375% 27.01.30 REGS 500,000 485,882 0.71 Total (April 2020: USD 421,329) 485,882 0.71

Total government bonds (April 2020: USD 1,807,331*) 1,818,972 2.64 *includes Angola USD 424,290

Corporate bonds

Argentina GENNEIA 8.75% 17-20.01.22 REGS 400,000 301,536 0.44 TRANSPORT 6.75% 18-02.05.25 400,000 326,644 0.47 YPFDAR 8.5% 15-28.07.25 REGS 500,000 287,880 0.42 Total (April 2020: USD nil) 916,060 1.33

Austria JBS INVES II 5.75% 19-30.07.28 REGS 300,000 315,066 0.46 Total (April 2020: USD 286,092) 315,066 0.46

Bahamas IFH PERU-B 3.875% 19-15.08.29 250,000 252,220 0.37 Total (April 2020: USD 223,653) 252,220 0.37

Bermuda Islands CREDICORP 2.75% 20-17.06.25 REGS 200,000 204,864 0.30 Total (April 2020: USD 212,500) 204,864 0.30

Bulgaria BUL ENRGY 3.5% 18-28.06.25 500,000 596,875 0.86 Total (April 2020: USD nil) 596,875 0.86

Canada MEGLOBAL CAN ULC 5% 20-18.05.25 543,920 0.79 Total (April 2020: USD 334,770) 543,920 0.79

Cayman Islands CDBL FUNDIN 3% 17-24.04.23 REGS 1,000,000 1,033,980 1.50 CHINA E 4.25% 18-14.2.23/CV REGS 4,000,000 476,029 0.69 CHINA EVERG 8.90% 19-24.05.21 850,000 811,487 1.18 CIFI HOLDIN 6.45% 19-07.11.24 500,000 524,340 0.76 COMCEL TR 6.875% 14-06.02.24 200,000 203,780 0.29 COUNT GARD 5.125% 20-14.01.27 400,000 426,252 0.62 COUNT GARD 7.25% 19-08.04.26 500,000 558,225 0.81 DAR AL-ARK 6.75% 19-15.02.25 1,010,000 962,146 1.39 DP WORLD SA 6.0% 20-PERP 300,000 313,968 0.46 EMIRATES 5.125% 17-12.12.22 200,000 84,000 0.12 ENN ENERGY 2.625% 20-17.09.30 REGS 480,000 482,247 0.70

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EM CREDIT OPPORTUNITIES SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (USD) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

Cayman Islands (continued) FGB SUKUK K 2.50% 20-21.01.25 700,000 725,858 1.05 FOXCON 2.50% 20-28.10.30 800,000 797,352 1.16 HKN ENERGY 11% 19-06.03.24 600,000 581,994 0.84 INVER CMPC 3.85% 20-13.01.30 750,000 815,895 1.18 IPIC GMTN 6.875% 11-01.11.41 300,000 479,265 0.69 LIMA ME 5.875%05.07.34 /POOL 500,000 315,781 0.46 MEITUAN DNP 3.05% 20-28.10.30 600,000 601,032 0.87 PERU ENCH.0% 06-31.5.25 CL.A-2 500,000 304,537 0.44 SPARC 0% 17-5.12.22/POOL REGS 500,000 308,138 0.45 SUNAC CHINA 7.50% 19-01.02.24 400,000 399,608 0.58 TENCENT HOL 3.24% 20-03.06.50 600,000 598,260 0.87 Total (April 2020: USD 8,010,515) 11,804,174 17.11

China KUNMING RAI 3.90% 19-12.12.24 1,000,000 1,010,720 1.47 Total (April 2020: USD 980,750) 1,010,720 1.47

Columbia BANCOLOMBIA 4.875% 17-18.10.27 500,000 492,040 0.71 COLOMB TEL 4.95% 20-17.07.30 500,000 531,610 0.77 ECOPETROL 5.875% 14-28.05.45 500,000 542,510 0.79 PROMIGAS/GA 3.75% 19-16.10.29 REGS 400,000 405,860 0.59 Total (April 2020: USD 746,544) 1,972,020 2.86

France CASINO GP 3.992% 13-PERP 500,000 203,004 0.29 Total (April 2020: USD 327,615) 203,004 0.29

Georgia BK GEORGIA 11.125% 19-PERP 400,000 402,384 0.58 SILKNET 11% 19-02.04.24 800,000 846,000 1.23 TBC BANK 10.775% 19-PERP 300,000 291,090 0.42 Total (April 2020: USD 1,375,816) 1,539,474 2.23

Great Britain DTEK FINL 10.75% 31.12.24 PIK 600,000 382,416 0.55 GENEL ENERG 9.25% 20-14.10.25 500,000 479,060 0.70 PETRA DMNDS 7.25% 01.05.22/FLAT 700,000 294,560 0.43 TULLOW OIL 6.25% 14-15.04.22 200,000 125,720 0.18 Total (April 2020: USD 558,402) 1,281,756 1.86

Hong Kong CN CONST HK 2.45% 20-24.06.30 400,000 401,536 0.58 LENOVO GRP 5.875% 20-24.04.25 500,000 567,250 0.82 MTR CORP LT 1.625% 20-19.08.30 400,000 390,792 0.57 Total (April 2020: USD 414,132) 1,359,578 1.97

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EM CREDIT OPPORTUNITIES SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (USD) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

Hungary NITROG 7% 18-14.05.25 700,000 762,394 1.10 Total (April 2020: USD nil) 762,394 1.10

India ADANI PORTS 4% 17-30.07.27 REGS 800,000 801,200 1.16 INDIABULLS 6.375% 19-28.05.22 500,000 424,060 0.62 POW FIN 3.75% 17-06.12.27 550,000 550,226 0.80 POW FIN 4.50% 19-18.06.29 400,000 409,416 0.59 SHRIRAM 5.95% 19-24.10.22 800,000 779,392 1.13 Total (April 2020: USD 2,151,800) 2,964,294 4.30

Indonesia PER PE SBSN 3.80% 20-23.06.50 500,000 531,785 0.77 WIJAYA KAR 7.7% 18-31.01.21 REGS 15,000,000,000 984,823 1.43 Total (April 2020: USD nil) 1,516,608 2.20

Ireland ARAGVI FINA 12% 19-09.04.24 REGS 600,000 625,500 0.91 BORETS FIN 6.0% 20-17.09.26 700,000 701,967 1.02 GTLK EUR CP 4.65% 20-10.03.27 750,000 738,975 1.07 Total (April 2020: USD 1,696,268) 2,066,442 3.00

Kazakhstan KAZTRANS 4.375% 17-26.9.27 REGS 400,000 436,200 0.63 Total (April 2020: USD 1,307,311) 436,200 0.63

Luxembourg 4FINANCE 10.75% 17-1.5.22 REGS 1,101,000 856,831 1.24 ATENTO LUXC 6.13%10.08.22 REGS 924,000 848,583 1.23 HIDROVIAS 5.95% 18-24.1.25 REGS 750,000 755,070 1.10 KERNEL HLDG 6.75% 27.10.27 REGS 800,000 796,040 1.15 MILLICOM 6.25% 19-25.3.29 REGS 400,000 441,240 0.64 MILLICOM IC 6.625% 18-15.10.26 500,000 540,295 0.78 MINERVA 5.875% 17-19.01.28 REGS 600,000 623,748 0.91 MINERVA LU 6.5% 16-20.9.26 REGS 200,000 208,108 0.30 PUMA 5.125% 17-06.10.24 REGS 700,000 589,218 0.86 RAIZN FUEL 5.3% 17-20.1.27 REGS 200,000 215,976 0.31 REDE 4.50% 20-22.01.30 REGS 700,000 685,370 0.99 Total (April 2020: USD 6,521,459) 6,560,479 9.51

Isle of Man ANGL ASH HD 3.75% 20-01.10.30 200,000 210,950 0.30 ANGL ASH HD 6.5% 10-15.04.40 100,000 122,385 0.18 Total (April 2020: USD 652,680) 333,335 0.48

Malaysia AXIATA SPV5 3.064% 20-19.08.50 500,000 480,895 0.70 SD INTL SUK 6.30% 19-09.05.22 600,000 558,762 0.81 Total (April 2020: USD 571,770) 1,039,657 1.51

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EM CREDIT OPPORTUNITIES SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (USD) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

Morocco OFFICE CHER 6.875% 14-25.04.44 500,000 626,100 0.91 Total (April 2020: USD 593,945) 626,100 0.91

Mauritius Islands AZR PWR SLR 5.65% 19-24.12.24 REGS 400,000 420,712 0.61 BAYPORT MGT 11.5% 19-14.06.22 600,000 587,050 0.85 HTA GROUP 7.0% 20-18.12.25 300,000 314,364 0.46 HTA GROUP L 7.0% 20-18.12.25 REGS 250,000 261,418 0.38 MTN MU INVS 6.5% 16-13.10.26 400,000 444,640 0.64 Total (April 2020: USD 1,558,772) 2,028,184 2.94

Mexico ALPHA HLDG 9.0% 20-10.02.25 REGS 300,000 222,948 0.32 AMER MOVIL 2.875% 20-07.05.30 350,000 375,830 0.54 BANCO MERC 8.375% 20-PERP 250,000 264,475 0.38 COMETA 6.375% 24.04.35 /POOL 600,000 620,242 0.90 IENOVA 4.75% 20-15.01.51 REGS 550,000 515,603 0.75 MEXICHEM 5.875% 14-17.09.44 500,000 581,565 0.84 PEMEX 6.5% 18-23.01.29 400,000 355,848 0.52 PEMEX PROJ.FDG 6.625% 05-35 400,000 328,832 0.48 TELVIS 6.625% 10-15.01.40 500,000 653,430 0.95 UNIFIN FIN 7.375% 18-12.2.26 REGS 400,000 317,848 0.46 Total (April 2020: USD 3,512,286) 4,236,621 6.14

Netherlands AJE GRP 6.5% 12-14.5.22 400,000 395,792 0.57 DILIJAN FINANCE 6.50% 20-28.01.25 800,000 709,120 1.03 IHS NL HLD 7.125% 19-18.03.25 200,000 201,824 0.29 JABABEKA 6.5% 16-05.10.23 800,000 672,072 0.98 METINVEST 7.75% 19-17.10.29 900,000 858,096 1.25 MO D FI 5.125%07.05.29 /POOL 500,000 510,130 0.74 TEVA PHAR 6% 18-15.04.24 600,000 601,494 0.87 TEVA PHAR 6.75% 18-01.03.28 600,000 630,030 0.91 Total (April 2020: USD 4,296,738) 4,578,558 6.64

Norway DNO A 8.375% 19-29.05.24 800,000 685,360 0.99 Total (April 2020: USD 640,000) 685,360 0.99

Panama ENA 5.25% 11-25.5.25/POOL REGS 1,000,000 91,002 0.13 ENA NORTE 4.95% 25.04.28 /POOL 800,000 447,958 0.65 Total (April 2020: USD 534,073) 538,960 0.78

Paraguay FRGRIFIO 10.25%20-29.01.25/POOL 800,000 776,000 1.12 Total (April 2020: USD 485,000) 776,000 1.12

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EM CREDIT OPPORTUNITIES SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (USD) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

Peru CAMPOSOL 6.0% 20-03.02.27 1,000,000 1,053,300 1.53 TRANSMANTA 4.7% 19-16.04.34 200,000 237,600 0.34 Total (April 2020: USD 933,710) 1,290,900 1.87

Saudi Arabia SAUDI OIL 4.25% 19-16.4.39 REGS 500,000 561,985 0.82 SAUDI OIL 4.375% 19-16.04.49 REGS 400,000 465,184 0.67 Total (April 2020: USD 928,215) 1,027,169 1.49

Singapore MEDCO PLT 6.75% 18-30.1.25 REGS 500,000 484,910 0.70 MODERNLAND 6.95%13.4.24/FLT 300,000 119,955 0.18 OLAM INTL 5.35% 16-PERP REGS 400,000 398,824 0.58 UOBSP 3.875% 17-PERP 500,000 512,705 0.74 Total (April 2020: USD 1,102,643) 1,516,394 2.20

South Korea KOOKMIN BK 4.5% 19-01.02.29 500,000 576,990 0.84 MIRAE ASSET 2.625% 20-30.07.25 200,000 202,040 0.29 Total (April 2020: USD 532,645) 779,030 1.13

Thailand PTT TREASUR 3.70% 20-16.07.70 REGS 200,000 190,542 0.28 Total (April 2020: USD nil) 190,542 0.28

Togo BOAD 4.7% 19-22.10.31 450,000 472,500 0.68 Total (April 2020: USD 403,875) 472,500 0.68

Turkey AKBANK 5.125% 15-31.03.25 500,000 460,490 0.67 Total (April 2020: USD nil) 460,490 0.67

United Arab Emirates BROOGE PETR 8.5% 24.9.25/POOL 700,000 657,228 0.95 DIFC INVT 4.325% 14-12.11.24 300,000 312,297 0.45 EM SEMBCO 4.45% 17-01.08.35 400,000 463,000 0.67 EMIRATE NBD 6.125% 19-PERP REGS 300,000 308,763 0.45 MASHREQBK 4.25% 19-26.02.24 700,000 747,327 1.08 NBK TIER 1 5.75% 15-PERP 400,000 399,152 0.58 TABREED SUK 5.5% 18-31.10.25 600,000 694,512 1.01 Total (April 2020: USD 3,732,560) 3,582,279 5.19

United States of America HIKMA FINAN 3.25% 20-09.07.25 500,000 512,800 0.74 SASOL FIN U 5.875% 18-27.03.24 1,000,000 960,310 1.39 Total (April 2020: USD 528,744) 1,473,110 2.13

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EM CREDIT OPPORTUNITIES SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (USD) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

Virgin Islands CHALCO HK 4.875% 18-07.09.21 500,000 512,305 0.74 CNRC CAPITA 3.9%(FRN) 17-PERP 500,000 505,425 0.73 FORTUNE 6.75% 19-02.07.23 300,000 310,254 0.45 GF OROGEN 6.125% 19-15.05.29 800,000 950,720 1.38 HUARONG 3.875% 19-13.11.29 700,000 721,882 1.04 SCENERY JOU 11.50% 20-24.10.22 900,000 764,262 1.11 SINOPEC GRO 2.70% 20-13.05.30 200,000 207,476 0.30 SINOPEC GRO 3.35% 20-13.05.50 200,000 211,550 0.31 Total (April 2020: USD 4,189,720) 4,183,874 6.06 Total corporate bonds (April 2020: USD 53,358,994) 66,125,211 95.85 * includes Chile USD 1,346,727, Greece USD 466,841, Nigeria USD 754,853, South Africa USD 445,570

Unrealized Open gain/(loss) % position 31.10.2020 Net Asset 31.10.2020 (in USD) Value FINANCIAL DERIVATIVE INSTRUMENTS

Futures positions

Long positions

United States Dollar 10Y TREASURY NOTES USA 21/12/2020 20 (12,187) (0.02) Total (April 2020: USD nil) (12,187) (0.02)

Total long positions (April 2020: USD nil) (12,187) (0.02)

Short positions

United States Dollar TREASURY BONDS USA 21/12/2020 (15) 80,625 0.12 Total (April 2020: USD nil) 80,625 0.12

Total short positions (April 2020: USD nil) 80,625 0.12 Counterparty: LGT Bank AG Total futures positions (April 2020: USD nil) 68,438 0.10

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT BOND EM CREDIT OPPORTUNITIES SUB-FUND (CONTINUED)

Unrealized gain/(loss) % 31.10.2020 Net Asset (in USD) Value FINANCIAL DERIVATIVE INSTRUMENTS

Forward currency contracts

Sub-Fund Buys Sub-Fund Sells Maturity date EUR 114,138 USD 135,126 20 November 2020 (2,112) (0.00) USD 647,543 EUR 547,097 20 November 2020 9,960 0.01 EUR 14,290,454 USD 16,731,536 20 November 2020 (77,669) (0.11) CHF 245,000 USD 270,310 11 December 2020 (2,643) (0.00) CHF 490,000 USD 538,464 11 December 2020 (3,132) (0.01) EUR 97,000 USD 113,896 11 December 2020 (789) (0.00) EUR 256,000 USD 300,639 11 December 2020 (2,131) (0.00) EUR 359,000 USD 423,235 11 December 2020 (4,625) (0.01) EUR 395,000 USD 468,009 11 December 2020 (7,422) (0.01) USD 799,607 CHF 735,000 11 December 2020 (3,386) (0.01) USD 3,451,775 EUR 2,942,000 11 December 2020 21,249 0.03 USD 459,302 HKD 3,560,000 11 December 2020 251 0.00 USD 995,884 IDR 15,000,000,000 1 February 2021 (8,849) (0.01) Counterparty: LGT Bank AG Net unrealized gain/(loss) on forward currency contracts (April 2020: USD 14,521) (81,298) (0.12)

Fair Value % of 31.10.2020 Net Asset (USD) Value

Total Investments 67,931,323 98.47 Other Net Assets 1,058,245 1.53 Total Net Assets 68,989,568 100.00

% of total Analysis of total assets assets Transferable securities admitted to an official stock exchange listing or traded in a regulated market 97.99 Exchanged traded financial derivative instruments (net) 0.10 Over the counter financial derivative instruments (net) (0.12) Other assets 2.03 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND CORPORATES SUB-FUND

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (in USD) Value COLLECTIVE INVESTMENT SCHEMES

Luxembourg DUAL R V MIC LC--I-USD/CAP 5,323 744,315 0.92 DUAL R V MICRO FIN-I- USD/CAP 5,584 717,097 0.88 Total (April 2020: USD 791,427) 1,461,412 1.80

Total collective investment schemes (April 2020: USD 791,427) 1,461,412 1.80

DEBT SECURITIES

Government bonds

Chile CHILE 0.83% 19-02.07.31 500,000 587,632 0.72 Total (April 2020: USD 500,404) 587,632 0.72

Germany BUNDESOBL-1 0.0% 20-15.08.30 1,800,000 2,234,695 2.76 Total (April 2020: USD nil) 2,234,695 2.76

Total government bonds (April 2020: USD 709,249*) 2,822,327 3.48 *includes Spain USD 208,845

Corporate bonds

Austria OMV 6.25% 15-PERP 400,000 546,520 0.67 Total (April 2020: USD 1,610,422) 546,520 0.67

Canada RBC 0.25% 19-02.05.24 1,000,000 1,176,091 1.45 TOR DOM BK FRN 20-28.09.23 800,000 800,632 0.99 Total (April 2020: USD 2,001,601) 1,976,723 2.44

Cayman Islands ENN ENERGY 2.625% 20-17.09.30 REGS 450,000 452,106 0.56 PERU ENCH.0% 06-31.5.25 CL.A-2 250,000 152,269 0.19 Total (April 2020: USD 166,746) 604,375 0.75

Denmark ORSTED 2.125% 19-17.05.27 500,000 696,966 0.86 Total (April 2020: USD 3,119,259) 696,966 0.86

Finland ELISA CORP 1.125% 19-26.02.26 300,000 367,669 0.45 Total (April 2020: USD 892,948) 367,669 0.45

France ALSTOM 0.25% 19-14.10.26 1,200,000 1,403,076 1.73 BNPP 1% 18-17.04.24 800,000 960,228 1.19 BQE POSTALE 1.375% 19-24.04.29 400,000 500,625 0.62 CASINO 3.58% 14-07.02.25 ST-UP 400,000 358,723 0.44 CNP ASSURAN 2% 19-27.07.50 1,000,000 1,167,378 1.44 COVIVIO SA 1.125% 19-17.09.31 200,000 228,627 0.28

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND CORPORATES SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (in USD) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

France (continued) KLEPI 1.625% 17-13.12.32 300,000 371,303 0.46 RATP 0.35% 19-20.06.29 700,000 848,092 1.05 RENAULT 1.25% 19-24.06.25 100,000 108,113 0.13 Total (April 2020: USD 9,324,899) 5,946,165 7.34

Germany ADIDAS 0.0% 20-05.10.28 500,000 586,129 0.73 ADIDAS 0.0% 20-09.09.24 1,000,000 1,174,285 1.45 BASF 2.5% 17-18.01.22 1,000,000 1,022,140 1.26 COMZBK 0.75% 20-24.03.26 800,000 933,511 1.15 DAIMLER 0.75% 20-10.09.30 1,000,000 1,182,334 1.46 KFW 0.875% 19-15.09.26 400,000 536,202 0.66 MERCK KGAA 2.875% 19-25.06.79 100,000 123,785 0.15 Total (April 2020: USD 1,563,095) 5,558,386 6.86

Great Britain BPCM 3.25% 20-PERP 500,000 597,784 0.74 BPCM 3.625% 20-PERP REGS 1,000,000 1,194,693 1.48 BPCM 4.25% 20-PERP 500,000 672,088 0.83 BPCM 4.875% 20-PERP 500,000 528,095 0.65 HSBC FRN 85-PERP 1,000,000 844,150 1.04 HSBC HLDG 6.875% 16-PERP/ FTF 600,000 606,402 0.75 SSE 0.875% 17-06.09.25 REGS 500,000 605,134 0.75 SSE 3.125% 20-PERP 300,000 358,094 0.44 SSE 3.74% 20-PERP 300,000 398,703 0.49 Total (April 2020: USD 4,854,263) 5,805,143 7.17

Greece BK PIRAEUS 5.50% 20-19.02.30 REGS 300,000 216,582 0.27 Total (April 2020: USD 497,363) 216,582 0.27

Italy ASSGEN 2.429% 20-14.07.31 1,000,000 1,171,909 1.45 MEDIOBANCA 1.0% 20-08.09.27 800,000 940,416 1.16 RADIOTELEVI 1.375% 19-04.12.24 600,000 714,747 0.88 TERNA 0.75% 20-24.07.32 1,000,000 1,216,593 1.50 TERNA 1% 18-23.07.23 600,000 723,379 0.89 UNICREDIT 6.75% 14-PERP 800,000 925,180 1.14 Total (April 2020: USD 2,488,728) 5,692,224 7.02

Japan TAKEDA PHAR 0.75% 20-09.07.27 500,000 598,424 0.74 Total (April 2020: USD nil) 598,424 0.74

Luxembourg MEDTRNC 1.125% 19-07.03.27 300,000 371,530 0.46 NOVARTIS 0.0% 20-23.09.28 1,200,000 1,406,836 1.74 SIG COMBIBL 2.125% 20-18.06.25 500,000 593,299 0.73 Total (April 2020: USD 534,734) 2,371,665 2.93

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND CORPORATES SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (in USD) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

Netherlands BNG 0.05% 19-20.11.29 300,000 360,085 0.45 DIGITAL DUT 1.50% 20-15.03.30 REGS 700,000 860,168 1.06 KON AH DEL 1.75% 20-02.04.27 300,000 387,200 0.48 NXP BV/NXP 3.40% 20-01.05.30 REGS 800,000 874,208 1.08 POSTNL 0.625% 19-23.09.26 1,200,000 1,435,841 1.77 SWISSCOM 0.375% 20-14.11.28 1,000,000 1,199,353 1.48 TELEFONICA 3.75% 16-PERP 700,000 824,829 1.02 TENNET 2.374% 20-PERP 500,000 585,331 0.72 TENNET 2.995%(FRN) 17-PERP REGS 500,000 600,399 0.74 Total (April 2020: USD 8,015,962) 7,127,414 8.80

Poland MBANK 1.0183% 19-04.10.24 400,000 430,065 0.53 Total (April 2020: USD 380,737) 430,065 0.53

Portugal EDP 1.70% 20-20.07.80 REGS 100,000 112,739 0.14 Total (April 2020: USD 659,530) 112,739 0.14

South Korea LG CHEM 0.5% 19-15.04.23 REGS 1,000,000 1,172,375 1.45 Total (April 2020: USD 880,718) 1,172,375 1.45

Switzerland BALOISE 0% 19-25.09.26 150,000 162,310 0.20 BALOISE 0% 19-25.09.29 150,000 160,261 0.20 CS GROUP 7.5% 13-PERP 600,000 651,054 0.80 KT GENF 0% 19-26.05.28 200,000 220,036 0.27 UBS GROUP 7.125% 16-PERP 800,000 818,024 1.01 Total (April 2020: USD 2,808,341) 2,011,685 2.48

United Arab Emirates NBADUH 3% 17-30.03.22 REGS 800,000 824,272 1.02 Total (April 2020: USD 817,152) 824,272 1.02

United States of America ABBOTT LAB 1.15% 20-30.01.28 500,000 499,515 0.62 ABBVIE 2.95% 19-21.11.26 700,000 763,952 0.94 APPLE INC 0.50% 19-15.11.31 300,000 365,194 0.45 APPLE INC 3% 17-20.06.27 400,000 446,084 0.55 AT&T INC 0.8% 19-04.03.30 1,000,000 1,170,371 1.45 AU & NZ BKG 1.125% 19-21.11.29 600,000 702,195 0.87 BAC 1.319% 20-19.06.26 1,000,000 1,005,000 1.24 BAC 2.456% 19-22.10.25 800,000 843,112 1.04 BOA NA 3.335%(FRN) 19-25.1.23 800,000 828,687 1.02 CITIGP 1.678% 20-15.05.24 1,000,000 1,023,440 1.26 CITIGP 3.5% 13-15.5.23 800,000 855,984 1.06 COCA COLA 0.125% 20-15.03.29 1,000,000 1,169,579 1.44 CONAGRA 4.85% 18-01.11.28 500,000 611,320 0.75

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND CORPORATES SUB-FUND (CONTINUED)

Nominal Fair Value % value 31.10.2020 Net Asset 31.10.2020 (in USD) Value DEBT SECURITIES (CONTINUED)

Corporate bonds (continued)

United States of America (continued) CROWN CASTL 3.15% 18-15.07.23 500,000 530,240 0.65 CS NY 0.45% 20-19.05.25 500,000 596,333 0.74 DIGITAL EUR 2.5% 19-16.01.26 800,000 1,030,473 1.27 ECOLAB INC 1.30% 20-30.01.31 1,100,000 1,066,384 1.32 FORD MC 4.535% 19-06.03.25 400,000 517,107 0.64 FRS MED CARE 2.375% 16.02.31 500,000 486,100 0.60 GEN ELEC 4.208% 06-06.12.21 2,000,000 230,927 0.29 GEN ELEC FRN 06-08.12.21 1,000,000 110,397 0.14 KELLOGG CO 2.10% 20-01.06.30 500,000 508,325 0.63 KELLOGG CO 3.4% 17-15.11.27 500,000 558,965 0.69 KROGER CO 2.65% 16-15.10.26 400,000 432,628 0.53 KROGER CO 3.7% 17-01.08.27 700,000 798,959 0.99 MICROSOFT 2.4% 16-08.08.26 500,000 541,760 0.67 MICROSOFT 2.525% 20-01.06.50 500,000 505,385 0.62 MONDELEZ 1.50% 20-04.02.31 500,000 482,760 0.60 MORGAN STAN 0.495% 20-26.10.29 1,200,000 1,389,419 1.71 PEPSICO 2.875% 19-15.10.49 400,000 427,824 0.53 PRAXAIR 1.10% 20-10.08.30 1,000,000 962,890 1.19 PROLOGIS 1.25% 20-15.10.30 1,200,000 1,160,628 1.43 RABOBK NY 0.25% 19-30.10.26 800,000 938,888 1.16 RABOBK NY 1.004% 20-24.09.26 1,000,000 991,870 1.22 RSG 1.45% 20-15.02.31 700,000 679,469 0.84 SPRINT 3.36%20.03.23/POOL 144A 400,000 100,937 0.12 SPRINT 4.738% 20.3.25/POOL REGS 1,000,000 1,087,720 1.34 T-MOBILE US 3.875% 20-15.04.30 REGS 500,000 561,680 0.69 UBS AG ST 7.625% 12-17.8.2022 500,000 554,990 0.69 VERIZON COM 1.50% 20-18.09.30 1,000,000 979,150 1.21 VISA INC 0.75% 20-15.08.27 800,000 785,728 0.97 ZF NA CAPIT 4.5% 15-29.04.22 500,000 514,120 0.63 Total (April 2020: USD 24,113,455) 29,816,489 36.80

Total corporate bonds (April 2020: USD 69,189,799*) 71,875,881 88.72 *includes Australia USD 529,500, Ireland USD 1,057,631, Spain USD 676,124, Sweden USD 1,280,424, Thailand USD 916,167

Unrealized Open gain/(loss) % position 31.10.2020 Net Asset 31.10.2020 (in USD) Value FINANCIAL DERIVATIVE INSTRUMENTS

Futures contracts, long positions

United States Dollar 5Y TREASURY NOTES USA 31/12/2020 120 (46,875) (0.05)

Total long positions (April 2020: 9,375) (46,875) (0.05) Counterparty: LGT Bank AG Total futures positions (April 2020: 9,375) (46,875) (0.05)

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE BOND CORPORATES SUB-FUND (CONTINUED)

Unrealized gain/(loss) % 31.10.2020 Net Asset (in USD) Value FINANCIAL DERIVATIVE INSTRUMENTS (CONTINUED)

Forward currency contracts Sub-Fund Buys Sub-Fund Sells Maturity date EUR 90,235 USD 106,399 20 November 2020 (1,241) (0.00) EUR 11,641,212 USD 13,629,752 20 November 2020 (63,270) (0.08) USD 526,583 EUR 446,663 20 November 2020 6,047 0.01 EUR 200,000 USD 233,564 21 January 2021 (109) (0.00) EUR 251,409 USD 300,000 21 January 2021 (6,537) (0.01) EUR 300,000 USD 352,145 21 January 2021 (1,963) (0.00) EUR 300,216 USD 350,000 21 January 2021 434 0.00 EUR 321,000 USD 376,338 21 January 2021 (1,644) (0.00) EUR 338,000 USD 401,639 21 January 2021 (7,101) (0.01) EUR 850,000 USD 992,918 21 January 2021 (736) (0.00) EUR 2,105,244 USD 2,500,000 21 January 2021 (42,606) (0.05) GBP 200,000 USD 255,176 21 January 2021 3,589 0.00 GBP 300,000 USD 389,389 21 January 2021 (1,242) (0.00) USD 1,005,840 CHF 908,000 21 January 2021 12,439 0.01 USD 330,000 EUR 278,041 21 January 2021 5,439 0.01 USD 355,282 EUR 300,000 21 January 2021 5,090 0.01 USD 590,417 EUR 500,000 21 January 2021 6,766 0.01 USD 47,706,760 EUR 40,000,000 21 January 2021 1,013,731 1.25 USD 3,755,552 GBP 2,920,000 21 January 2021 (22,397) (0.03) USD 355,412 SEK 3,200,000 21 January 2021 (4,496) (0.01) Counterparty: LGT Bank AG Net unrealized gain/(loss) on forward currency contracts (April 2020: USD (205,433)) 900,193 1.11

Fair Value % of 31.10.2020 Net Asset (in USD) Value

Total Investments 77,012,938 95.06 Other Net Assets 4,006,089 4.94 Total Net Assets 81,019,027 100.00

% of total Analysis of total assets assets Transferable securities admitted to an official stock exchange listing or traded in a regulated market 93.54 Exchanged traded financial derivative instruments (net) (0.06) Over the counter financial derivative instruments (net) 1.11 Other assets 5.41 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE EQUITY MARKET NEUTRAL SUB-FUND

Fair Value % of Shares 31.10.2020 Net Asset 31.10.2020 (in USD) Value EQUITY SECURITES

Brazil AMBEV SA SADR 263,100 563,034 0.36 Total (April 2020: USD 516,430) 563,034 0.36

Canada BCE INC 36,934 1,483,067 0.95 Total (April 2020: USD 244,559) 1,483,067 0.95

Cayman Islands ENN ENERGY HOLDINGS 135,600 1,712,743 1.09 Total (April 2020: USD 1,102,859) 1,712,743 1.09

Denmark AMBU A/S 9,000 272,825 0.17 NOVO NORDISK A/S /-B- 19,800 1,271,838 0.81 VESTAS WIND SYSTEMS AS / REG 6,930 1,182,929 0.76 Total (April 2020: USD 2,327,955) 2,727,592 1.74

Finland KONE OYJ -B- 11,100 883,625 0.57 NESTE OIL OYJ 12,600 655,773 0.42 YIT OYJ 86,900 458,754 0.29 Total (April 2020: USD 1,139,533) 1,998,152 1.28

France CAPGEMINI SE 25,060 2,894,010 1.85 DANONE 86,600 4,781,523 3.05 KERING SA 1,799 1,086,551 0.70 L OREAL 9,917 3,207,940 2.05 Total (April 2020: USD 8,753,030) 11,970,024 7.65

Germany DEUTSCHE BOERSE AG /NAM. 7,180 1,056,744 0.68 DEUTSCHE POST AG 19,234 852,276 0.54 KION GROUP 11,050 860,337 0.55 SAP SE 14,650 1,561,282 1.00 SYMRISE AG 2,280 281,123 0.18 Total (April 2020: USD 4,847,542) 4,611,762 2.95

Great Britain DIAGEO PLC 75,921 2,453,165 1.56 INTERCONTINENTAL HOTELS GROUP PLC 16,150 817,737 0.52 ITV PLC 2,467,700 2,301,797 1.47 NIELSEN HOLDINGS PLC 126,300 1,706,313 1.09 PRUDENTIAL PLC 181,979 2,218,398 1.42 RECKITT BENCKISER GROUP PLC 46,083 4,051,802 2.59 RIO TINTO PLC /REG. 14,103 794,507 0.51 SAGE GRP 341,160 2,803,758 1.79 SMITH AND NEPHEW PLC 94,290 1,629,420 1.04 SSE PLC 189,915 3,081,779 1.97 Total (April 2020: USD 16,062,033) 21,858,676 13.96

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE EQUITY MARKET NEUTRAL SUB-FUND (CONTINUED)

Fair Value % of Shares 31.10.2020 Net Asset 31.10.2020 (in USD) Value EQUITY SECURITES (CONTINUED)

Ireland ACCENTURE PLC 7,100 1,540,061 0.99 MEDTRONIC HOLDINGS LIMITED 40,820 4,105,267 2.62 Total (April 2020: USD 4,467,496) 5,645,328 3.61

Italy HERA SPA 291,122 915,606 0.58 MEDIOBANCA BCA CREDITO FINANZ. 83,000 588,603 0.38 PRYSMIAN SPA 10,370 281,935 0.18 Total (April 2020: USD 1,727,685) 1,786,144 1.14

Japan MITSUBISHI ESTATE CO. 120,500 1,791,248 1.14 NINTENDO CO.LTD 11,050 6,022,855 3.85 NITORI HOLDINGS CO LTD 7,300 1,504,831 0.96 Total (April 2020: USD 7,347,371) 9,318,934 5.95

Netherlands HEINEKEN NV 50,670 4,497,549 2.87 ING GROUP NV 339,300 2,315,674 1.48 UNILEVER NV. 102,330 5,787,116 3.70 Total (April 2020: USD 8,260,934) 12,600,339 8.05

Norway DNB ASA 52,600 708,204 0.45 EQUINOR ASA 88,700 1,125,121 0.72 Total (April 2020: USD 1,215,997) 1,833,325 1.17

South Africa ANGLOGOLD ASHAN./SADS REP.1 SH 42,100 974,194 0.62 ANGLOGOLD ASHANTI LTD 22,500 510,725 0.33 Total (April 2020: USD 1,630,905) 1,484,919 0.95

Spain AMADEUS IT --- SHS-A- 27,400 1,308,273 0.84 BANKINTER SA 212,700 797,055 0.51 EDP RENOVAVEIS SA 16,263 309,165 0.20 GRIFOLS. SA 96,400 2,604,041 1.66 IBERDROLA SA 207,459 2,446,793 1.56 Total (April 2020: USD 4,264,202) 7,465,327 4.77

Sweden ASSA ABLOY AB 39,316 843,639 0.54 BOLIDEN AB 50,050 1,367,481 0.87 Total (April 2020: USD 1,184,701) 2,211,120 1.41

Switzerland GEBERIT AG/NAMEN-AKTIEN 4,120 2,346,451 1.50 GIVAUDAN SA /REG. 294 1,198,390 0.76 ROCHE HOLDING AG /GENUSSSCHEIN 3,205 1,030,684 0.66 Total (April 2020: USD 2,971,208) 4,575,525 2.92

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE EQUITY MARKET NEUTRAL SUB-FUND (CONTINUED)

Fair Value % of Shares 31.10.2020 Net Asset 31.10.2020 (in USD) Value EQUITY SECURITES (CONTINUED)

Taiwan TAIWAN SEMICONDUCT.MANUF/SADR 21,000 1,761,270 1.12 Total (April 2020: USD 701,316) 1,761,270 1.12

United States of America AFFILIATED MANAGERS GROUP INC 30,100 2,268,637 1.45 AGILENT TECHNOLOGIES 25,100 2,562,459 1.64 AKAMAI TECHNOLOGIES INC 27,600 2,625,312 1.68 ALPHABET INC -A- 4,725 7,636,120 4.88 AUTOZONE INC 830 937,053 0.60 CERNER CORP 37,860 2,653,607 1.70 CHURCH & DWIGHT CO INC 16,300 1,440,757 0.92 COGNIZANT TECHNOLOGY SOL A 24,300 1,735,506 1.11 COLGATE-PALMOLIVE CO. 16,050 1,266,185 0.81 COMCAST CORP/-A- 23,500 992,640 0.63 ESTEE LAUDER CO -A- 18,790 4,127,411 2.64 ETSY INC 2,030 246,828 0.16 IDEXX LABORATORIES INC. 2,320 985,582 0.63 INTUIT 6,940 2,183,879 1.39 JOHNSON & JOHNSON 6,790 930,977 0.59 KEYCORP 66,250 859,925 0.55 MICROSOFT CORP. 31,200 6,317,064 4.03 MORGAN STANLEY 14,750 710,213 0.45 NEWMONT RG REGISTERED SHS 29,740 1,868,862 1.19 PEPSICO INC 14,660 1,954,031 1.25 ROSS STORES INC 19,000 1,618,230 1.03 STARBUCKS CORP. 12,700 1,104,392 0.71 STRYKER CORP. 13,050 2,636,231 1.68 UNITEDHEALTH GROUP INC 9,670 2,950,704 1.88 Total (April 2020: USD 34,256,681) 52,612,605 33.60 Total equity securities (April 2020: USD 103,022,437) 148,219,886 94.67

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE EQUITY MARKET NEUTRAL SUB-FUND (CONTINUED)

Open Unrealized position gain/(loss) % as at 31.10.2020 Net Asset 31.10.2020 (in USD) Value FINANCIAL DERIVATIVE INSTRUMENTS

Futures contracts, short positions

Australian Dollar S&P / ASX 200 INDEX 17/12/2020 (47) 48,684 0.03 S&P / ASX 200 INDEX 17/12/2020 (1) (1,633) 0.00 Total (April 2020: USD (416,389)) 47,051 0.03

Euro AEX 20/11/2020 (35) 229,778 0.15 CAC 40 20/11/2020 (184) 540,692 0.34 DAX-INDEX 18/12/2020 (15) 715,422 0.46 FTSE MIB INDEX 18/12/2020 (14) 140,225 0.09 IBEX-35 INDICES BOLSA ESPANO* 20/11/2020 (44) 167,340 0.11 Total (April 2020: USD (1,383,803)) 1,793,457 1.15

Great Britain Pound UKX FTSE 100 INDEX 18/12/2020 (143) 901,434 0.57 Total (April 2020: USD (1,203,862)) 901,434 0.57

Hong Kong HONG KONG HANG SENG INDICES 30/12/2020 (14) (63,415) (0.04) Total (April 2020: USD (75,325)) (63,415) (0.04)

Japanese Yen TOPIX INDEX (TOKYO) 10/12/2020 (38) 83,604 0.05 Total (April 2020: USD (321,363)) 83,604 0.05

Swedish Krona SWED OPTI OMX STOCKHOLM 30 I* 20/11/2020 (75) 74,358 0.05 Total (April 2020: USD (36,410)) 74,358 0.05

Swiss Franc SMI INDEX/OHNE DIVIDENDENKOR* 18/12/2020 (87) 923,899 0.59 Total (April 2020: USD (753,251)) 923,899 0.59

United States Dollar S&P 500 EMINI INDEX 18/12/2020 (402) 2,530,310 1.61 S&P INDICES S&P/TSX 60 INDEX 17/12/2020 (27) 201,328 0.13 Total (April 2020: USD (7,561,134)) 2,731,638 1.74

Total short positions (April 2020: USD (11,751,537)) 6,492,026 4.14 Counterparty: LGT Bank AG Total futures positions (April 2020: USD (11,751,537)) 6,492,026 4.14

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT SUSTAINABLE EQUITY MARKET NEUTRAL SUB-FUND (CONTINUED)

Unrealized gain/(loss) % 31.10.2020 Net Asset (in USD) Value FINANCIAL DERIVATIVE INSTRUMENTS (CONTINUED)

Forward currency contracts

Sub-Fund Buys Sub-Fund Sells Maturity date CAD 350,000 USD 266,321 20 November 2020 (3,806) (0.00) CHF 10,814,416 USD 11,846,456 20 November 2020 (40,239) (0.03) CHF 425,132 USD 469,504 20 November 2020 (5,383) (0.00) CHF 475,485 USD 520,862 20 November 2020 (1,769) (0.00) EUR 14,752 USD 17,394 20 November 2020 (203) (0.00) EUR 1,421,419 USD 1,664,225 20 November 2020 (7,725) (0.01) EUR 33,180,915 USD 38,848,846 20 November 2020 (180,338) (0.12) USD 319,167 AUD 450,000 20 November 2020 3,120 0.00 USD 3,028,163 CAD 4,000,000 20 November 2020 27,989 0.02 USD 39,942 CHF 36,228 20 November 2020 391 0.00 USD 131,124 CHF 120,000 20 November 2020 118 0.00 USD 4,377,225 CHF 4,000,000 20 November 2020 10,375 0.01 USD 94,163 DKK 600,000 20 November 2020 243 0.00 USD 2,709,360 DKK 17,200,000 20 November 2020 17,002 0.01 USD 177,641 EUR 150,000 20 November 2020 2,832 0.00 USD 993,156 EUR 850,000 20 November 2020 2,579 0.00 USD 45,139,595 EUR 38,500,000 20 November 2020 272,186 0.17 USD 402,724 GBP 310,000 20 November 2020 1,842 0.00 USD 804,761 GBP 620,000 20 November 2020 2,997 0.00 USD 980,878 GBP 750,000 20 November 2020 11,001 0.01 USD 19,893,304 GBP 15,400,000 20 November 2020 (21,465) (0.01) USD 167,754 HKD 1,300,000 20 November 2020 120 0.00 USD 683,787 HKD 5,300,000 20 November 2020 357 0.00 USD 9,503,364 JPY 1,000,000,000 20 November 2020 (64,700) (0.04) USD 2,008,187 NOK 18,800,000 20 November 2020 41,617 0.03 USD 2,315,400 SEK 20,500,000 20 November 2020 11,791 0.01 USD 1,684,433 ZAR 28,000,000 20 November 2020 (34,655) (0.02) Counterparty: LGT Bank AG Net unrealized gain/(loss) on forward currency contracts (April 2020: USD (394,039)) 46,277 0.03

Fair Value % of 31.10.2020 Net Asset (in USD) Value

Total Investments 154,758,189 98.84 Other Net Assets 1,809,694 1.16 Total Net Assets 156,567,883 100.00

% of total Analysis of total assets assets Transferable securities admitted to an official stock exchange listing or traded in a regulated market 91.73 Exchanged traded financial derivative instruments (net) 4.02 Over the counter financial derivative instruments (net) 0.03 Other assets 4.22 100.00

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT CROWN LIQUID PRIVATE EQUITY OPPORTUNITIES SUB-FUND

Fair Value % Shares 31.10.2020 Net Asset 31.10.2020 (USD) Value EQUITY SECURITIES

Canada TIDEWATER 7,369,000 3,702,878 1.77 Total (April 2020: USD 3,024,103) 3,702,878 1.77

France VERALLIA-144A REG S 220,000 6,124,781 2.93 Total (April 2020: USD 3,681,872) 6,124,781 2.93

Great Britain CUSHMAN & WAKEFIELD PLC 580,000 6,797,600 3.25 GATES INDUSTRIAL CORP PLC 380,423 4,222,695 2.02 SIG PLC 21,319,188 6,615,770 3.17 TI FLUID SYSTEMS PLC 2,561,806 6,359,837 3.04 WATCH SWITZ 826,432 4,220,878 2.02 Total (April 2020: USD 20,529,262) 28,216,780 13.50

Italy BANCA FARMAFACTORING S.P.A. 1,450,000 6,680,124 3.20 NEXI S.P.A. 550,000 8,450,404 4.04 RECORDATI IND CHIMICA/POST RAG 145,000 7,514,506 3.60 Total (April 2020: USD 21,458,925) 22,645,034 10.84

Norway NORWEGIAN FINANS HOLDING ASA 933,804 6,681,990 3.20 SATS RG 769,960 1,282,346 0.61 Total (April 2020: USD 7,275,343) 7,964,336 3.81

Spain NATURGY ENERGY /SPLIT ISSUE 435,000 8,082,021 3.87 Total (April 2020: USD 8,434,445) 8,082,021 3.87

Switzerland SOFTWONE HLDG N 335,000 8,242,049 3.95 Total (April 2020: USD 8,557,423) 8,242,049 3.95

United States of America ADVANCED DRAINAGE SYSTEMS 82,000 5,201,260 2.49 AT HOME GROUP INC 215,000 3,502,350 1.68 BRIGHTVIEW HOLDINGS INC 690,000 8,438,700 4.04 CEREVEL THERAP RG 97,355 1,002,757 0.48 CHANGE HEALTHCARE INC 480,000 6,792,000 3.25 DATTO HLDG RG 193,000 5,500,500 2.63 EVOQUA WATER TECHNOLOGIES CORP 324,779 7,447,182 3.56 INGERSOLL RAND INC 150,000 5,241,000 2.51 JAMF HOLDING RG 115,000 3,749,000 1.79 JELD-WEN HOLDING INC 280,000 5,888,400 2.82 LIBERTY OILFIELD SERVICES -A- 420,000 2,805,600 1.34 MAD SQ GDN SPR RG-A 23,000 3,257,720 1.56 MCAFEE RG-A 310,000 5,195,600 2.49 MULTIPLAN RG-A 134,584 982,463 0.47

100

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

PORTFOLIO OF INVESTMENTS – LGT CROWN LIQUID PRIVATE EQUITY OPPORTUNITIES SUB-FUND (CONTINUED)

Fair Value % Shares 31.10.2020 Net Asset 31.10.2020 (USD) Value EQUITY SECURITIES (CONTINUED)

United States of America (continued) PLAYAGS INC 600,000 1,620,000 0.78 PPD RG 185,000 6,082,800 2.91 PQ GROUP HOLDINGS INC 610,000 7,051,600 3.38 RACKSPACE TECH RG 380,000 5,985,000 2.86 SOLARWINDS CORPORATION 415,000 8,478,450 4.06 WESCO INTERNATIONAL INC 147,000 6,062,280 2.90 WIDEOPENWEST INC 580,000 2,894,200 1.39 Total (April 2020: USD 83,330,703) 103,178,862 49.39 Total equity securities (April 2020: USD 156,292,076) 188,156,741 90.06

Unrealized gain/(loss) % 31.10.2020 Net Asset (in USD) Value FINANCIAL DERIVATIVE INSTRUMENTS Forward currency contracts

Sub-Fund Buys Sub-Fund Sells Maturity date CAD 4,429,110 USD 3,367,814 4 November 2020 (45,951) (0.02) USD 8,257,142 CAD 11,000,000 4 November 2020 7,065 0.00 USD 9,767,003 CHF 9,000,000 4 November 2020 (53,718) (0.02) USD 42,199,308 EUR 36,000,000 4 November 2020 260,470 0.12 USD 18,963,074 GBP 14,700,000 4 November 2020 (44,613) (0.02) USD 8,756,821 NOK 82,000,000 4 November 2020 178,391 0.09 Counterparty: LGT Bank AG Net unrealized gain/(loss) on forward currency contracts (April 2020: USD (311,127)) 301,644 0.15

Fair Value % of 31.10.2020 Net Asset (USD) Value

Total Investments 188,458,385 90.21 Other Net Liabilities 20,460,694 9.79 Total Net Assets 208,919,079 100.00

% of total Analysis of total assets assets Transferable securities admitted to an official stock exchange listing or traded in a regulated market 89.90 Over the counter financial derivative instruments (net) 0.14 Other assets 9.96 100.00

101

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF PORTFOLIO CHANGES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT CROWN LISTED PRIVATE EQUITY Top 20 Purchases Cost (EUR) BLACKSTONE GROUP INC NPV CL A 8,286,571 BROOKFIELD /LP 7,213,081 SIXTH STREET SPECIALTY LENDING INC 6,526,992 APOLLO GLB CLASS A SHS 6,302,295 3I GROUP PLC 5,483,590 STAND LIFE EQTY 4,887,888 EURAZEO ACT. 4,552,406 WENDEL 3,798,359 PANT INTER GBP/DIS 3,667,937 NB PRIVATE EQ PRTN /-A- USD 3,503,039 INTERMEDIATE CAPITAL GROUP PLC 3,205,660 ONEX CORP /SUB.VOT. 3,164,875 ICG ENT TRS GBP 3,119,208 AFFILIATED MANAGERS GROUP INC 2,969,192 AURELIUS EQ OPP --- AKT 2,818,753 BROOKFIELD ASSET MGMT -A-/LTD 2,808,692 THE CARLYLE GRP 2,044,444 RATOS B 2,028,399 HGCAPITAL TRUST PLC 1,403,230 MELROSE INDUSTRIES PLC 1,367,655

Top 20 Sales Proceeds (EUR) KKR & CO INC -A- 10,660,120 BREDERODE S.A. 5,486,589 CVC CRED PART EUR OP-EUR 4,837,800 APOLLO GLB CLASS A SHS 4,614,121 RIVER ENERGY ACC GBP 4,244,873 HV GBL PRIV -A- USD/DIS 3,614,051 PENNANTPARK F.R. CAPITAL 3,584,462 STAND LIFE EQTY 2,729,278 PANT INTER GBP/DIS 2,389,635 INTERMEDIATE CAPITAL GROUP PLC 1,910,177 3I GROUP PLC 1,840,870 NB PRIVATE EQ PRTN /-A- USD 1,799,381 THE CARLYLE GRP 1,445,695 ICG ENT TRS GBP 1,156,299 EURAZEO ACT. 885,297 HGCAPITAL TRUST PLC 852,015 BROOKFIELD ASSET MGMT -A-/LTD 757,302 MELROSE INDUSTRIES PLC 727,542 ARES CAPITAL CORPORATION 654,083 RATOS B 312,156

102

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF PORTFOLIO CHANGES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT BOND EMMA LC SUB-FUND Total Purchases Cost (EUR) USA 0% 20-09.07.20 TB 8,910,199 USA 0% 20-02.06.20 TB 6,367,829 ROMANIA 4% 18-08.08.22 5,644,554 USA 0% 19-10.09.20 TB 5,605,155 USA 0% 20-10.12.20 TB 5,474,219 MEXICO 7.25% 18-09.12.21 4,762,351 MEXICO 2% 12-9.6.2022 /INFL 4,508,106 BRAZIL 0% 20-01.01.24 4,182,339 COLOMBIA 4.375% 11-12.07.21 2,540,751

Total Sales Proceeds (EUR) USA 0% 20-09.07.20 TB 8,854,651 COLOMBIA 10% 08-24.07.24 7,184,633 USA 0% 20-02.06.20 TB 6,259,501 USA 0% 19-10.09.20 TB 5,475,759 MEXICO 8.5% 09-31.5.29 BONOS 4,710,923 MEXICO 7.5% 06-3.6.27 BONOS 4,574,864 SOUTH AFRICA 7% 10-28.2.31 3,994,709 USA 0% 20-10.12.20 TB 3,405,631 INDONESIA 8.25% 15-15.05.36 3,267,125 ARGENTINA 3.375% 17-15.01.23 2,520,000 ARGENTINA 3.875% 16-15.1.22REGS 1,578,781 SOUTH AFR 8.25% 13-31.03.32 1,430,388 ARGENTINA 5.625% 17-26.01.22 1,130,958 CHILE 5.5% 10-5.8.20 (RB) 271,543

103

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF PORTFOLIO CHANGES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT SUSTAINABLE EQUITY GLOBAL SUB-FUND Top 20 Purchases Cost (EUR) BCE INC 24,315,571 MICROSOFT CORP. 16,712,294 CAPGEMINI SE 12,463,347 IBERDROLA SA 12,121,721 ALPHABET INC -A- 11,436,315 AKAMAI TECHNOLOGIES INC 11,208,775 UNITEDHEALTH GROUP INC 10,789,905 DANONE 10,432,405 AUTOZONE INC 10,361,895 SMITH AND NEPHEW PLC 9,423,421 SSE PLC 8,917,647 AFFILIATED MANAGERS GROUP INC 8,684,563 NINTENDO CO.LTD 8,114,288 CERNER CORP 8,087,317 ING GROUP NV 7,909,778 GRIFOLS. SA 7,860,468 ITV PLC 7,591,274 KEYCORP 7,263,924 COMCAST CORP/-A- 6,872,970 NESTE OIL OYJ 5,736,694

Top 20 Sales Proceeds (EUR) COLGATE-PALMOLIVE CO. 21,185,080 ALPHABET INC -A- 15,967,147 NINTENDO CO.LTD 15,176,407 NEWMONT RG REGISTERED SHS 15,133,147 ANGLOGOLD ASHAN./SADS REP.1 SH 13,132,604 PRUDENTIAL PLC 12,375,641 EDP RENOVAVEIS SA 7,869,485 IBERDROLA SA 7,786,061 MEDTRONIC HOLDINGS LIMITED 7,109,301 VESTAS WIND SYSTEMS AS / REG 6,930,654 COGNIZANT TECHNOLOGY SOL A 6,167,338 ING GROUP NV 6,039,707 TOTAL SA 5,473,768 ALGONQUIN POWER & UTILITIES 5,061,315 ILIAD 4,768,625 ETSY INC 3,452,609 CAPGEMINI SE 3,296,393 AMBU A/S 3,190,359 ITV PLC 2,805,468 DANONE 2,600,825

104

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF PORTFOLIO CHANGES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT SUSTAINABLE EQUITY EUROPE SUB-FUND Top 20 Purchases Cost (EUR) DEUTSCHE BOERSE AG /NAM. 2,009,324 ING GROUP NV 1,475,474 GRIFOLS. SA 1,474,093 AMADEUS IT --- SHS-A- 1,445,760 ROCHE HOLDING AG /GENUSSSCHEIN 1,063,640 NESTE OIL OYJ 955,837 CAPGEMINI SE 923,849 HERA SPA 797,014 KION GROUP 748,911 DNB ASA 571,210 SSE PLC 519,031 AMBU A/S 464,868 ITV PLC 451,221 L OREAL 402,234 ADIDAS AG 376,208 KERING SA 374,983 SMITH AND NEPHEW PLC 350,076 ASSA ABLOY AB 322,196 MEDIOBANCA BCA CREDITO FINANZ. 292,963 DANONE 246,310

Top 20 Sales Proceeds (EUR) ADIDAS AG 3,793,078 PRYSMIAN SPA 3,270,801 EDP RENOVAVEIS SA 2,889,631 VESTAS WIND SYSTEMS AS / REG 2,481,120 KION GROUP 2,266,539 PRUDENTIAL PLC 1,665,356 IBERDROLA SA 1,393,297 MEDIOBANCA BCA CREDITO FINANZ. 1,226,123 RECKITT BENCKISER GROUP PLC 1,222,824 BANKINTER SA 995,586 EQUINOR ASA 890,048 DEUTSCHE BOERSE AG /NAM. 704,678 ING GROUP NV 652,304 DNB ASA 556,655 AMBU A/S 515,388 CAPGEMINI SE 381,120 DEUTSCHE POST AG 380,743 UNILEVER PLC 378,579 ITV PLC 313,234 SAGE GRP 254,260

105

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF PORTFOLIO CHANGES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT SUSTAINABLE BOND GLOBAL SUB-FUND

Top 20 Purchases Cost (EUR) BUNDESOBL-1 0.0% 20-15.08.30 7,330,190 FRANCE O.A. 0% 20-16.06.21 BTF 6,031,378 FRANCE O.A. 0% 20-19.05.21 BTF 6,024,233 TOTAL SA 2.25% 15-PERP 5,544,502 MORGAN STAN 0.495% 20-26.10.29 5,500,000 USA 0.875% 19-15.01.29 /INFL 5,114,253 FRANCE O.A. 0% 20-18.11.20 BTF 5,009,524 FRANCE O.A. 0% 20-21.10.20 BTF 4,503,049 FRANCE O.A. 0% 20-14.07.21 BTF 4,020,057 FRANCE O.A. 0% 20-21.04.21 BTF 4,013,702 FRANCE 1.75% 16-25.06.39 OAT 3,937,472 KFW 0.0% 20-15.09.28 3,619,182 BELGIUM 1.25% 18-22.04.33 REGS 3,553,421 TENNET 2.374% 20-PERP 3,500,000 IRELAND 1.35% 18-18.03.31 3,496,318 CONAGRA 4.85% 18-01.11.28 3,249,518 FRANCE O.A. 0% 20-11.08.21 BTF 3,016,523 FRANCE O.A. 0% 20-24.03.21 BTF 3,008,668 FRANCE O.A. 0% 20-24.02.21 BTF 3,007,381 FRANCE 0% 20-10.02.21 BTF 3,006,810

Top 20 Sales Proceeds (EUR) FRANCE O.A. 0% 20-16.06.21 BTF 6,028,266 TOTAL SA 2.25% 15-PERP 5,585,877 USA 0.875% 19-15.01.29 /INFL 5,083,913 FRANCE O.A. 0% 20-18.11.20 BTF 5,006,770 FRANCE O.A. 0% 20-21.10.20 BTF 4,502,258 USA 1.625% 16-15.02.26 /TBO 3,710,413 BBVA 6.0% 20-PERP 3,034,217 FRANCE O.A. 0% 20-19.05.21 BTF 3,011,573 FRANCE O.A. 0% 20-13.01.21 BTF 3,005,733 BPCM 3.25% 20-PERP 2,549,445 TERNA 0.75% 20-24.07.32 2,516,285 USA 0.25% 19-15.07.29 /INFL 2,415,171 USA 2.75% 14-15.02.24 /TBO 2,371,926 BALL CORP 0.875% 19-15.03.24 2,294,313 USA 1.625% 16-31.10.23 /TBO 2,260,061 USA 0% 19-10.09.20 TB 2,124,750 DONG ENERGY 2.25% 17-PERP 2,116,134 SNAM 0.75% 20-17.06.30 2,064,233 THERMO FISH 2.95% 16-19.09.26 1,996,626 USA 2.25% 15-15.11.25 /TBO 1,904,102

106

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF PORTFOLIO CHANGES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT SUSTAINABLE BOND GLOBAL HEDGED SUB-FUND

Top 20 Purchases Cost (USD) USA 0% 19-10.09.20 TB 5,099,729 USA 0% 19-03.12.20 TB 5,099,041 USA 0.50% 20-31.05.27 /TBO 2,999,799 BUNDESOBL-1 0.0% 20-15.08.30 2,479,803 USA 1.625% 16-15.02.26 /TBO 2,147,522 USA 0.625% 16-15.01.26 /INFL 2,082,939 EBRD 0.50% 20-19.05.25 2,010,588 CRO SUS BD CORP -A- USD 1,910,911 USA 0.875% 19-15.01.29 /INFL 1,721,860 USA 0.25% 15-15.01.25 /INFL 1,718,639 TSY 0.75% 18-15.07.28 /INFL 1,712,224 FRANCE O.A. 0% 25.11.29/OAT REGS 1,709,440 IDF 0.10% 20-02.07.30 1,692,171 USA 1.125% 20-15.08.40 /TBO 1,480,050 BELGIUM 0.9% 19-22.06.29 1,241,725 IRELAND 0.20% 20-15.05.27 1,154,080 USA 0.375% 17-15.01.27 /INFL 1,135,211 KFW 0.25% 17-30.06.25 1,122,592 USA 1.625% 19-15.08.29 /TBO 1,090,132 USA 1.5% 16-15.08.26 /TBO 1,067,505

Top 20 Sales Proceeds (USD) USA 0% 19-10.09.20 TB 5,099,919 USA 0.625% 16-15.01.26 /INFL 3,007,121 USA 1.625% 16-15.02.26 /TBO 2,150,910 INTL FIN 2% 17-24.10.22 2,087,162 EBRD 0.50% 20-19.05.25 2,012,223 USA 0.875% 19-15.01.29 /INFL 1,791,825 TSY 0.75% 18-15.07.28 /INFL 1,788,792 FRANCE O.A. 0% 25.11.29/OAT REGS 1,716,763 USA 1.625% 16-15.05.26 /TBO 1,614,702 USA 0% 19-03.12.20 TB 1,599,725 STOCKL 0.75% 15-26.02.25 1,465,773 KFW 0.01% 19-05.05.27 1,325,962 CRO SUS BD CORP -A- USD 1,260,148 AUSTRIA 0.75% 16-20.10.26 1,217,620 NTH RHINE-W 0.5% 16-16.04.26 1,181,981 USA 0.25% 15-15.01.25 /INFL 1,164,185 UK 1.8% 11-22.3.29/INFL 1,066,642 ONTARIO 2.45% 12-29.6.2022 1,043,597 CPPIB 2.25% 17-25.01.22 REGS 1,039,919 ABN AMRO FRN 18-27.08.21 REGS 1,005,420

107

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF PORTFOLIO CHANGES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT SUSTAINABLE QUALITY EQUITY HEDGED SUB-FUND

Top 20 Purchases Cost (USD) AMADEUS IT --- SHS-A- 21,208,430 MICROSOFT CORP. 19,725,921 STARBUCKS CORP. 18,179,490 PEPSICO INC 12,295,643 TAIWAN SEMICONDUCT.MANUF/SADR 11,962,217 ALPHABET INC -A- 11,941,256 HEINEKEN NV 11,903,136 ESTEE LAUDER CO -A- 10,864,407 RECKITT BENCKISER GROUP PLC 10,826,491 STRYKER CORP. 10,410,983 ROSS STORES INC 9,965,063 UNILEVER PLC 9,774,237 DIAGEO PLC 7,596,752 L OREAL 7,248,320 NINTENDO CO.LTD 6,739,354 DANONE 6,647,591 SAGE GRP 5,910,381 INTUIT 4,536,011 MEDTRONIC HOLDINGS LIMITED 4,289,993 JOHNSON & JOHNSON 4,259,435

Total Sales Proceeds (USD) SAP SE 14,672,211 ADIDAS AG 9,899,656 COLGATE-PALMOLIVE CO. 7,830,462 TAIWAN SEMICONDUCT.MANUF/SADR 7,606,002 STRYKER CORP. 6,743,814 KONE OYJ -B- 5,919,339 NINTENDO CO.LTD 5,177,711 INTERCONTINENTAL HOTELS GROUP PLC 3,876,031 NITORI HOLDINGS CO LTD 3,363,593 CHURCH & DWIGHT CO INC 2,797,327 IDEXX LABORATORIES INC. 2,406,606 ALPHABET INC -A- 2,235,647 HEINEKEN NV 2,065,574 RECKITT BENCKISER GROUP PLC 1,783,467 DIAGEO PLC 1,303,794 L OREAL 1,190,966 INTUIT 1,155,578 ESTEE LAUDER CO -A- 1,093,405 GIVAUDAN SA /REG. 1,032,053

108

CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF PORTFOLIO CHANGES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT BOND EM CREDIT OPPORTUNITIES SUB-FUND

Top 20 Purchases Cost (USD) SUZANO AUST 3.75% 20-15.01.31 1,229,000 FOXCON 2.50% 20-28.10.30 1,166,712 USA 0% 20-21.01.21 TB 999,586 WIJAYA KAR 7.7% 18-31.01.21 REGS 990,798 BONITR 8.75% 30.10.22/POOL REGS 811,826 KERNEL HLDG 6.75% 20-27.10.27 800,000 FGB SUKUK K 2.50% 20-21.01.25 721,681 NITROG 7% 18-14.05.25 718,792 BORETS FIN 6.0% 20-17.09.26 700,000 BROOGE PETR 8.5% 24.9.25/POOL 665,000 TELVIS 6.625% 10-15.01.40 626,006 BUL ENRGY 3.5% 18-28.06.25 614,395 MEITUAN DNP 3.05% 20-28.10.30 607,902 ARAGVI FINA 12% 19-09.04.24 REGS 607,100 TENCENT HOL 3.24% 20-03.06.50 599,658 LENOVO GRP 5.875% 20-24.04.25 577,905 COMETA 6.375% 24.04.35 /POOL 552,205 MEGLOBAL CAN ULC 5% 20-18.05.25 547,536 IENOVA 4.75% 20-15.01.51 REGS 534,078 CNRC CAPITA 3.9%(FRN) 17-PERP 511,027

Top 20 Sales Proceeds (USD) SUZANO AUST 3.75% 20-15.01.31 1,234,505 USA 0% 20-21.01.21 TB 999,605 NAT KAZAK 3.638% 14-20.06.22 973,173 METRO 4.75% 14-04.02.24 872,817 BONITR 8.75% 30.10.22/POOL REGS 814,939 AFRICA FINA 0.522% 19-20.12.23 810,994 ANGOLA REP 9.125% 19-26.11.49 779,297 GOHL CAP 4.25% 17-24.1.27 REGS 726,775 ALTICE FIN 5.0% 20-15.01.28 REGS 683,445 OPERADORA D 8.25% 20-11.02.25 683,217 GTL TRADE 5.893% 14-29.04.24 657,777 GRUPO KUO 5.75% 17-7.7.27 REGS 655,369 ORC GERMANY 4.75% 19-08.03.23 645,921 EMIRATES DE 3.516% 19-6.3.24 REGS 645,753 HTA GROUP 9.125% 17-08.03.22(RTA) 629,046 BORETS FIN 6.5% 17-07.04.22 616,972 ALPHA BANK 4.25% 20-13.02.30 597,658 ALPHA HLD 10% 17-19.12.22 REGS 562,214 INVERSIONES4.375%13-15.5.23REGS 525,762 DIB TIER 1 6.25% 19-PERP 513,208

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CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF PORTFOLIO CHANGES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT SUSTAINABLE BOND CORPORATES SUB-FUND

Top 20 Purchases Cost (USD) BUNDESOBL-1 0.0% 20-15.08.30 2,231,823 SUZANO AUST 3.75% 20-15.01.31 1,720,600 TOTAL SA 2.25% 15-PERP 1,674,257 MORGAN STAN 0.495% 20-26.10.29 1,424,940 NOVARTIS 0.0% 20-23.09.28 1,410,251 TENNET 2.374% 20-PERP 1,370,160 BALL CORP 0.875% 19-15.03.24 1,307,663 ALSTOM 0.25% 19-14.10.26 1,293,962 TERNA 0.75% 20-24.07.32 1,251,683 PROLOGIS 1.25% 20-15.10.30 1,195,440 ADIDAS 0.0% 20-09.09.24 1,185,885 AT&T INC 0.8% 19-04.03.30 1,184,004 COCA COLA 0.125% 20-15.03.29 1,182,902 DAIMLER 0.75% 20-10.09.30 1,174,138 INTESA SAN 7% 16-PERP 1,153,598 ASSGEN 2.429% 20-14.07.31 1,131,750 COMZBK 6.125% 20-PERP 1,130,100 BBVA 6.0% 20-PERP 1,128,550 BPCM 3.625% 20-PERP REGS 1,124,905 ELISA CORP 0.875% 17-17.03.24 1,103,619

Top 20 Sales Proceeds (USD) TOTAL SA 2.25% 15-PERP 1,811,179 SUZANO AUST 3.75% 20-15.01.31 1,728,307 TOYOTA 0% 17-21.07.21 1,697,025 BMW FIN 0.125% 17-03.07.20 REGS 1,475,201 BALL CORP 0.875% 19-15.03.24 1,400,792 OMV 5.25% 15-PERP 1,273,766 SAMPO BK 1.25% 17-30.05.25 1,245,019 ELISA CORP 0.875% 17-17.03.24 1,219,251 KON DSM 2.375% 14-03.04.24 1,214,551 INTESA SAN 7% 16-PERP 1,210,969 BBVA 6.0% 20-PERP 1,171,691 BK IRELAND 7.375% 15-PERP 1,163,322 ORSTED 2.125% 19-17.05.27 1,129,725 COMZBK 6.125% 20-PERP 1,125,807 JPMORGAN CH 3.96% 19-29.01.27 1,117,490 DANONE 1% 18-26.03.25 1,065,465 DONG ENERGY 2.25% 17-PERP 1,059,996 SHB 5.25% 15-PERP 1,037,542 RBS GRP 7.5% 15-PERP 1,015,208 USA 0% 20-22.09.20 TB 999,952

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CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF PORTFOLIO CHANGES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT SUSTAINABLE EQUITY MARKET NEUTRAL SUB-FUND

Top 20 Purchases Cost (USD) MICROSOFT CORP. 3,586,029 ALPHABET INC -A- 3,269,671 DANONE 2,565,600 UNILEVER NV. 2,160,981 HEINEKEN NV 2,097,083 ING GROUP NV 1,873,651 SSE PLC 1,817,699 CAPGEMINI SE 1,704,208 UNITEDHEALTH GROUP INC 1,679,680 PRUDENTIAL PLC 1,666,519 NINTENDO CO.LTD 1,618,338 BCE INC 1,607,421 GRIFOLS. SA 1,602,445 AMADEUS IT --- SHS-A- 1,460,792 MEDTRONIC HOLDINGS LIMITED 1,453,139 SAGE GRP 1,426,218 ITV PLC 1,426,133 RECKITT BENCKISER GROUP PLC 1,361,086 ESTEE LAUDER CO -A- 1,342,782 AFFILIATED MANAGERS GROUP INC 1,330,191

Top 20 Sales Proceeds (USD) NINTENDO CO.LTD 1,910,921 COLGATE-PALMOLIVE CO. 1,866,885 PRUDENTIAL PLC 1,782,795 ALPHABET INC -A- 1,745,869 ADIDAS AG 1,364,706 ING GROUP NV 1,192,182 VESTAS WIND SYSTEMS AS / REG 1,185,740 SAP SE 996,455 MEDTRONIC HOLDINGS LIMITED 951,519 PRYSMIAN SPA 936,426 UNILEVER NV. 890,952 DANONE 814,621 HEINEKEN NV 789,178 MICROSOFT CORP. 756,066 ANGLOGOLD ASHAN./SADS REP.1 SH 738,256 IBERDROLA SA 737,761 NEWMONT RG REGISTERED SHS 723,018 TAIWAN SEMICONDUCT.MANUF/SADR 694,748 ITV PLC 660,156 SAGE GRP 657,744

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CROWN SIGMA UCITS PLC UNAUDITED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED STATEMENT OF PORTFOLIO CHANGES FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

LGT CROWN LIQUID PRIVATE EQUITY OPPORTUNITIES SUB-FUND Top 20 Purchases Cost (USD) SIG PLC 8,583,995 RACKSPACE TECH RG 7,396,573 WESCO INTERNATIONAL INC 6,964,216 MCAFEE RG-A 5,840,554 DATTO HLDG RG 5,563,496 MAD SQ GDN SPR RG-A 5,235,016 JAMF HOLDING RG 4,957,252 GENWORTH MI CANADA INC 4,746,562 BRIGHTVIEW HOLDINGS INC 3,991,093 VERALLIA-144A REG S 3,565,754 NEXI S.P.A. 2,863,325 SOFTWONE HLDG N 2,852,977 CUSHMAN & WAKEFIELD PLC 2,835,443 BANCA FARMAFACTORING S.P.A. 2,695,279 CHANGE HEALTHCARE INC 2,380,958 PQ GROUP HOLDINGS INC 2,143,907 JELD-WEN HOLDING INC 1,796,343 TI FLUID SYSTEMS PLC 1,531,771 SOLARWINDS CORPORATION 1,452,605 NATURGY ENERGY /SPLIT ISSUE 1,417,460

Top 20 Sales Proceeds (USD) FLOOR & DECOR HOLDINGS INC -A- 9,480,740 JELD-WEN HOLDING INC 6,211,339 SOFTWONE HLDG N 5,911,353 PALOMAR HLDGS --- REGISTERED SHS 5,807,250 GENWORTH MI CANADA INC 5,695,440 EVOQUA WATER TECHNOLOGIES CORP 5,528,379 GROCERY OUTLET HOLDING CORP 4,336,813 ADVANCED DRAINAGE SYSTEMS 3,964,471 BRIGHTVIEW HOLDINGS INC 3,629,922 CHANGE HEALTHCARE INC 3,628,869 PPD RG 3,598,392 RECORDATI IND CHIMICA/POST RAG 3,575,156 TI FLUID SYSTEMS PLC 3,291,083 INGERSOLL RAND INC 3,136,920 SOLARWINDS CORPORATION 3,124,367 WATCH SWITZ 2,968,339 NEXI S.P.A. 2,737,830 AT HOME GROUP INC 2,469,258 NATURGY ENERGY /SPLIT ISSUE 2,413,265 CUSHMAN & WAKEFIELD PLC 2,356,810

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CROWN SIGMA UCITS PLC SUPPLEMENTAL INFORMATION FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED FINANCIAL INFORMATION

For the For the period For the period For the period Total Expense Ratio (“TER”) period ended ended ended ended 31 October 31 October 31 October 31 October 2020 2020 2019 2019 (in basis (in %)* (in basis (in %)* Sub-Fund Class points) points) A 104.18 0.00 103.55 0.00 B 154.22 0.00 153.56 0.00 LGT Crown Listed Private 104.12 0.00 103.56 0.00 Equity C D 154.20 0.00 153.56 0.00 O 4.01 0.00 3.56 0.00 A 16.77 0.00 11.70 0.00 LGT Bond EMMA LC Sub- B 16.37 0.00 8.36 0.00 Fund E 16.37 0.00 8.36 0.00 F 71.51 0.00 63.37 0.00 A 12.37 0.00 10.98 0.00 LGT Sustainable Equity Global B - 0.00 6.48 0.00 Sub-Fund C 76.18 0.00 72.82 0.00 E 76.05 0.00 76.47 0.00 A 14.42 0.00 12.72 0.00 LGT Sustainable Equity Europe 12.10 0.00 10.01 0.00 Sub-Fund B C 82.21 0.00 80.01 0.00 A 13.14 0.00 12.36 0.00 LGT Sustainable Bond Global B 9.43 0.00 9.53 0.00 Sub-Fund C 54.55 0.00 50.88 0.00 LGT Sustainable Bond Global A 14.86 0.00 14.49 0.00 Hedged Sub-Fund B 11.72 0.00 - - A 12.38 0.00 11.09 0.00 LGT Sustainable Quality Equity B 6.85 0.00 6.84 0.00 Hedged Sub-Fund C 77.54 0.00 - - A 17.85 0.00 16.08 0.00 LGT Bond EM Credit B 72.92 0.00 71.09 0.00 Opportunities Sub-Fund H 115.31 0.00 144.18 0.00 J 17.79 0.00 16.04 0.00 A 14.23 0.00 25.12 0.00 LGT Sustainable Bond H 104.43 0.00 112.70 0.00 Corporates Sub-Fund J 13.76 0.00 25.30 0.00 A 13.11 0.00 16.21 0.00 B 93.45 0.00 - - C 93.24 0.00 95.67 0.00 LGT Sustainable Equity Market D 92.38 0.00 - - Neutral Sub-Fund E 155.14 0.00 153.25 0.00 F 154.62 0.00 153.21 0.00 G 154.85 0.00 153.23 0.00 LGT Crown Liquid Private Equity Opportunities Sub-Fund O 12.98 0.00 15.45 0.00 *of which performance fees in percentage

Note:

1. Total expenses exclude transaction costs and interest expense. 2. TER is calculated by dividing total expenses by an average NAV of each sub-fund and allocated to each class as follows: (TER/365)* No of days share class in issue.

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CROWN SIGMA UCITS PLC SUPPLEMENTAL INFORMATION FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED FINANCIAL INFORMATION (CONTINUED)

Portfolio Turnover Rate (in %) For the six For the six months ended months ended Fund 31 October 2020 31 October 2019 LGT Crown Listed Private Equity 18.86 6.51 LGT Bond EMMA LC Sub-Fund 51.97 61.89 LGT Sustainable Equity Global Sub-Fund 24.33 30.81 LGT Sustainable Equity Europe Sub-Fund 12.80 34.32 LGT Sustainable Bond Global Sub-Fund 87.54 68.27 LGT Sustainable Bond Global Hedged Sub-Fund 22.70 39.91 LGT Sustainable Quality Equity Hedged Sub-Fund 12.41 8.82 LGT Bond EM Credit Opportunities Sub-Fund 65.05 53.95 LGT Sustainable Bond Corporates Sub-Fund 165.49 53.62 LGT Sustainable Equity Market Neutral Sub-Fund 44.52 29.71 LGT Crown Liquid Private Equity Opportunities Sub-Fund 72.17 107.63

Note: The Portfolio Turnover Rate is calculated as follows for all the sub-funds: Sum of investments purchased and sold (gross) during the period (excluding forward currency contracts, futures and swaps) less capital subscribed and redeemed during the period (gross) divided by the average assets under management for the period.

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CROWN SIGMA UCITS PLC SUPPLEMENTAL INFORMATION FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

UNAUDITED FINANCIAL INFORMATION (CONTINUED) Change in Net Asset Value per Share Net Asset over three years Value per Launch % Year to Date Return1) Share at Fund Class Date 20182) 20193) 20204) 31/10/2020 LGT Crown Listed Private Equity A 25/02/2013 6.15 7.12 6.01 EUR 208.16 B 25/02/2013 5.88 6.84 5.74 EUR 199.80 C 09/10/2017 (0.45) 6.63 12.74 USD 108.20 D 28/07/2014 (0.71) 6.36 12.46 USD 140.28 O 18/02/2013 6.68 7.65 6.54 EUR 233.98 LGT Bond EMMA LC Sub-Fund A 29/04/2016 (8.56) 4.99 2.89 EUR 1,138.51 B 09/03/2017 (8.53) 5.02 2.88 EUR 980.47 E 17/10/2017 (14.22) 4.55 9.41 USD 977.31 F 06/03/2018 (14.46) 4.26 9.11 USD 826.65 LGT Sustainable Equity Global Sub-Fund A 29/04/2016 4.73 4.72 1.11 EUR 3,286.26 B 23/05/2017 4.75 4.75 - - C 28/06/2019 - 5.13 0.78 EUR 1,043.53 E 24/03/2017 (2.11) 3.91 7.18 USD 1,304.34 LGT Sustainable Equity Europe Sub-Fund A 29/04/2016 (8.42) 4.49 4.27 EUR 1,361.64 B 23/05/2017 (8.41) 4.51 4.27 EUR 1,029.90 C 26/01/2017 (8.73) 4.14 3.90 EUR 1,082.33 LGT Sustainable Bond Global Sub-Fund A 29/04/2016 2.92 5.49 (0.37) EUR 1,665.55 B 09/03/2017 2.98 5.51 (0.36) EUR 1,089.74 C 28/07/2017 2.70 5.27 (0.58) EUR 1,112.37 LGT Sustainable Bond Global Hedged Sub-Fund A 29/04/2016 0.84 5.02 2.44 USD 1,417.24 B 24/04/2020 - - 2.44 USD 1,032.35 A 31/03/2016 1.47 7.17 12.40 USD 2,345.23 LGT Sustainable Quality Equity Hedged Sub-Fund B 09/03/2017 1.49 7.20 12.42 USD 1,578.48 C 15/01/2020 - - 12.02 USD 1,032.72 LGT Bond EM Credit Opportunities A 01/05/2017 (0.26) 5.81 15.06 USD 1,157.48 Sub-Fund B 01/05/2017 (0.53) 5.52 14.74 USD 1,135.53 H 01/05/2017 (0.89) 5.13 14.50 USD 1,110.85 J 12/10/2017 (1.65) 4.15 14.50 EUR 1,036.32 LGT Sustainable Bond Corporates A 01/05/2017 0.13 4.64 4.34 USD 1,160.05 Sub-Fund B 01/05/2017 (0.05) - - - H 01/05/2017 (0.31) 4.18 3.89 USD 1,126.72 J 12/10/2017 (1.28) 3.02 3.87 EUR 1,052.65 A 29/09/2017 0.53 2.88 (0.60) USD 1,132.70 B 22/11/2019 - - (0.99) USD 1,041.03 LGT Sustainable Equity Market Neutral C 17/11/2017 (1.31) 0.93 (1.43) EUR 1,036.70 Sub-Fund D 14/08/2020 - - (0.38) CHF 996.24 E 29/09/2017 (0.17) 2.18 (1.28) USD 1,085.90 F 29/09/2017 (1.58) 0.62 (1.72) EUR 1,004.04 G 29/09/2017 (2.95) 0.39 (1.88) CHF 990.55 LGT Crown Liquid Private Equity Opportunities Sub-Fund O 01/11/2018 - (0.50) 21.55 USD 123.23

Note: 1. The year to date returns is calculated since launch if the class was launched during the year. 2. For 2018, the return for the period 1 May 2018 to 31 October 2018 has not been annualised. 3. For 2019, the return for the period 1 May 2019 to 31 October 2019 has not been annualised. 4. For 2020, the return for the period 1 May 2020 to 31 October 2020 has not been annualised.

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CROWN SIGMA UCITS PLC SUPPLEMENTAL INFORMATION FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

ADDITIONAL INFORMATION (UNAUDITED)

ADDITIONAL INFORMATION FOR SHAREHOLDERS IN SWITZERLAND

1. Representative and paying agent for Switzerland

a) The Representative for Switzerland is LGT Capital Partners Ltd, Schuetzenstrasse 6, 8808 Pfaeffikon, Switzerland. In accordance with Swiss legislation, the representative for Switzerland represents the Company in respect of the investors and the regulatory authorities.

b) The Paying Agent for Switzerland is LGT Bank (Switzerland) Limited, Lange Gasse 15, 4002 Basel, Switzerland.

c) The Company may pay the fees and expenses payable to the Representative and Paying Agent which will be at normal commercial rates.

2. Publications of the Company

a) The full prospectus, the Key Investor Information Document, the memorandum and articles of association and the annual and semi-annual reports (if these have already been published) in respect of the Company, can be obtained free of charge from the Representative and Paying Agent in Switzerland.

b) The Company's official publications is electronic platform www.fundinfo.com.

c) The issue and redemption prices per share of each segment are published on a weekly basis on the electronic platform www.fundinfo.com. The NAV may be published with the note “ exclusive commissions“ in place of the issue and redemption prices

3. Place of performance and jurisdiction

For shares subscribed in Switzerland, the place of performance and jurisdiction corresponds to the registered office of the representative for Switzerland.

4. Taxation

Investors who pay tax in Switzerland are advised to consult their own professional advisor regarding the tax implications of buying, holding and selling shares issued by the Company.

5. Use of Management Fee

The distributor may pay retrocessions to cover distribution and marketing activities of the Company’s shares in or from Switzerland. Such retrocessions may be used in particular to pay for the following services:

. Operation of fund trading platform and / or trading infrastructure services which provide access to fund subscriptions . the arrangement of road shows . participation in events and trade fairs . production of marketing material . training of distribution agents . generally any other activities which are intended to promote and market the Company’s shares.

Retrocessions are not deemed rebates even if they are (partly or in full) forwarded to investors.

The recipients of retrocessions ensure a transparent disclosure and inform investors automatically and free of charge regarding the amount of retrocessions they may receive.

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CROWN SIGMA UCITS PLC SUPPLEMENTAL INFORMATION FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

ADDITIONAL INFORMATION (UNAUDITED) (continued)

Upon request recipients of retrocessions disclose the actual amounts received for the distribution of the collective investment schemes of the requesting investors.

The distributor and its delegates may in relation to the distribution of the Company’s shares in or from Switzerland upon request pay rebates directly to investors. Rebates aim to reduce the fees and costs paid by the relevant investor. Rebates are permitted if they

i. are paid from fees earned by the manager and therefore cause no additional costs to the Company

ii. are paid based on objective criteria

iii. are offered to all investors equally, which fulfil such objective criteria and demand rebates

The objective criteria for the payment of rebates by the distributor are (which may be applied separately or any combination thereof):

Assets invested Aims to reward sizeable commitments to the Company and develop long-term relationships (including assets invested in LGT sponsored entities or held with LGT Group entities)

Seed money For investors who invest upon launch and / or within a certain period after launch; aims to reward taking the risk of investing in a fund with no operating history and / or track-record.

Employees of LGT Group In order to further promote the alignment of interest between the Company’s investors and LGT Group, employees may receive rebates in order to encourage investments.

Fees Taking into account the amount of earnings generated by the investor for LGT Group

Investor’s investment characteristics Reward long-term commitment to the Company and avoidance of high trading frequency which may have a negative impact on the Company’s trading costs:

- based on expected time that the investor will stay invested

- contractual agreement to lock-up periods

- expected and / or actual frequency of trades

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CROWN SIGMA UCITS PLC SUPPLEMENTAL INFORMATION FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

ADDITIONAL INFORMATION (UNAUDITED) (continued)

Institutional investors economically hold the shares for third parties: Institutional investors i. life insurance companies;

ii. pension funds and other types of pension schemes;

iii. investment foundations;

iv. Swiss fund management companies;

v. foreign fund management companies and fund companies;

vi. investment companies

Distributors and fund As described above the distributor may pay retrocessions to distribution and trading platforms placement agents and trading infrastructure providers for their services. Such retrocessions will be deducted from any rebates payable. This may result in no rebates being paid to the relevant underlying investors despite them being entitled to receive rebates based on the criteria set out above.

Upon the request of an investor the distributor will disclose the effective amount of rebates free of charge.

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CROWN SIGMA UCITS PLC SUPPLEMENTAL INFORMATION FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

ADDITIONAL INFORMATION (UNAUDITED)

ADDITIONAL INFORMATION FOR SHAREHOLDERS IN GERMANY

Paying and Information Agent for Germany

Landesbank Baden-Württemberg Große Bleiche 54-56 55116 Mainz (hereinafter: the “German Paying and Information Agent”) has been appointed to act as Paying and Information Agent in Germany for the Sub-Funds of the Company which are notified and authorized for distribution in Germany.

Requests regarding the redemption and exchange of shares of the Sub-Funds of the Company that are notified and authorized for distribution Germany may be submitted to the German Paying and Information Agent.

All payments to unitholders resident in Germany deriving from the investments in the relevant Sub-Fund of the Company (e.g. redemption proceeds, any distributions or other payments) may also be transferred via the German Paying and Information Agent.

The following documents are available in electronic form free of charge at the German Paying and Information Agent’s office:

 The latest version of the Prospectus of the Company;

 The latest version of the Supplements with respect to each of the Sub-Funds defined above;  The Key Investor Information Documents with respect to the Sub-Funds of the Company that are notified and authorized for distribution in Germany.

 The Memorandum and Articles of Association of the Company; and

 The most recent annual and semi-annual Reports.

In addition electronic copies of the following documents are available at the German Paying and Information Agent’s office free of charge for inspection:

 The European Communities (Undertaking for Collective Investment in Transferable Securities) Regulations, 2011 (as amended);

 A list of all directorships and partnerships, past or present, held by the Directors of the Company in the last five years;

 The Depositary Agreement dated 5 June, 2018, as amended, supplemented or otherwise modified from time to time in accordance with the requirements of the Central Bank of Ireland;

 The Administration Agreement dated 5 June, 2018, between the Manager and the Administrator as amended, supplemented or otherwise modified from time to time in accordance with the requirements of the Central Bank of Ireland;

 The Management Agreement dated 23 September, 2019, between the Company and the Manager as amended, supplemented or otherwise modified from time to time in accordance with the requirements of the Central Bank of Ireland;

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CROWN SIGMA UCITS PLC SUPPLEMENTAL INFORMATION FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

ADDITIONAL INFORMATION (UNAUDITED) (continued)

The issue and redemption prices regarding the relevant Sub-Fund as well as any notices to shareholders are available free of charge at the German Paying and Information Agent’s Office. The issue and redemption prices for the Sub-Funds as well as any notices to shareholders will be published on the following website: https://www.lgtcp.com/en/relevant-regulatory-information/.

In addition to the publication on the above mentioned website (https://www.lgtcp.com/en/relevant-regulatory- information/), the shareholders in Germany will be notified by means of a durable medium (“dauerhafter Datenträger”) in the following cases (section 298 para. 2 of the KAGB):

 the suspension of the redemption of shares of a Sub-Fund;

 the termination of the management agreement or the winding-up of a Sub-Fund;

 any material change to the investment policy of the Sub-Funds;

 any increase of fees paid out of the assets of the Sub-Funds which have a material effect on investors rights;

 the merger of a Sub-Fund in the form of the information on the proposed merger which must be drawn up in accordance with Article 43 of the Directive 2009/65/EC;

 the conversion of a Sub-Fund into a feeder fund or any change to a master fund in the form of information which must be drawn up in accordance with Article 64 of the Directive 2009/65/EC.

Taxation

The taxation of income for German investors from foreign investment funds under German law follows a complex system. Investors are therefore advised to carefully consider their tax position and contact their personal tax advisors.

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CROWN SIGMA UCITS PLC SUPPLEMENTAL INFORMATION FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

ADDITIONAL INFORMATION (UNAUDITED)

ADDITIONAL INFORMATION FOR SHAREHOLDERS IN AUSTRIA

1. Paying and Information Agent

In accordance with Section 41 para 1 and Section 141 para 1 Investment Fund Act, the Company has appointed Erste Bank der oesterreichischen Sparkassen AG, Am Belvedere 1, 1100 Vienna, Austria (“Erste Bank”), as its Paying and Information Agent. Any Austrian investors may therefore turn to Erste Bank and require that any payments made to them from the Company be conducted through Erste Bank. Investors that hold shares in the Company may transact with Erste Bank to require the redemption of their shares.

Any investor or potential investor may also turn to Erste Bank to request to be given free of charge a copy of the Prospectus, the Key Investor Information Document, the most recent Annual Report and most recent Semi- annual Report as well as a copy of the Company’s Articles of Association. Any investor may also directly contact the Company at its registered seat at 3rd Floor, 30 Herbert Street, Dublin 2, Ireland, where they will also receive all this information.

2. Publication of Prices

The sale and purchase prices of the shares of the Company and any investor notifications are available at the Company’s registered office, and at the website https://www.lgtcp.com/en/relevant-regulatory-information/.

3. Taxation

The taxation of income for Austrian investors from foreign investment funds under Austrian law follows a complex system. It is recommended that investors seek advice from a tax advisor regarding the taxation of their respective holdings.

Investors should note that the Company has appointed PwC PricewaterhouseCoopers Wirtschaftsprüfung und Steuerberatung GmbH, Erdbergstrasse 200, 1030 Wien as tax representative according to § 186 par. 2 no. 2 in connection with § 188 Investment Fund Act 2011.

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CROWN SIGMA UCITS PLC SUPPLEMENTAL INFORMATION FOR THE SIX MONTHS ENDED 31 OCTOBER 2020

ADDITIONAL INFORMATION (UNAUDITED)

ADDITIONAL INFORMATION FOR INVESTORS IN LIECHTENSTEIN

Paying Agent in Liechtenstein LGT Bank AG Herrengasse 12 FL – 9490 Vaduz

The Prospectus, the Articles of Association, the Key Investor Information Document, the most recent annual report and, if more recent, the semi-annual report can be obtained free of charge in German language from the paying agent in Liechtenstein. Information for shareholders and modifications of the Prospectus, the Articles of Association and the Key Information Document are published on the website https://www.lgtcp.com/en/relevant-regulatory-information/.

The issue and redemption prices per share of the fund are published on the website https://www.lgtcp.com/en/relevant-regulatory-information/.

122