Lung Hyperinflation and Flow Limitation in Chronic Airway Obstruction
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Eur Respir J 1997; 10: 543–549 Copyright ERS Journals Ltd 1997 DOI: 10.1183/09031936.97.10030511 European Respiratory Journal Printed in UK - all rights reserved ISSN 0903 - 1936 Lung hyperinflation and flow limitation in chronic airway obstruction R. Pellegrino*, V. Brusasco** Lung hyperinflation and flow limitation in chronic airway obstruction. R. Pellegrino, *Servizio di Fisiopatologia Respiratoria, V. Brusasco. ©ERS Journals Ltd 1997. Azienda Ospedaliera S. Croce e Carle, Cuneo, ABSTRACT: We reasoned that if flow limitation plays an important role in lung Italy. **Cattedra di Fisiopatologia Respira- hyperinflation, then bronchodilatation should be associated with a decrease of toria, Dipartimento di Scienze Motorie e Riabilitative, Università di Genova, Genova, functional residual capacity (FRC) only in subjects breathing under conditions of Italy. flow limitation. This hypothesis was tested in 33 subjects with chronic airway narrowing due to Correspondence: V. Brusasco asthma or chronic obstructive pulmonary disease (COPD). Flow limitation during Facoltà di Medicina e Chirurgia tidal breathing was inferred from the impingement of the tidal flow-volume loop Università di Genova on the flow recorded during submaximally forced expiratory manoeuvres initiat- Largo R. Benzi 10 ed from end-tidal inspiration. 16132 Genova At baseline, flow limitation during tidal breathing was present in seven asth- Italy matic (Group 1) and eight COPD subjects (Group 2), but absent in 11 asthmatic Keywords: Breathing pattern (Group 3) and seven COPD subjects (Group 4). FRC (mean±SEM) was similar in bronchodilatation the four groups (range 117±7 to 134±6% of predicted). Inhalation of salbutamol flow-volume curve (200 µg) caused significant increments of the forced expiratory volume in one functional residual capacity second (FEV1) (range 6±1 to 21±8% of baseline) and forced expiratory flows at 30% of baseline forced vital capacity (V'30) (range 58±13 to 235±93% of baseline) Received: May 23 1996 in all groups. In groups with flow limitation during tidal breathing at baseline the Accepted after revision December 2 1996 FRC measured by plethysmography decreased significantly (12±2% in Group 1, and 9±2% in Group 2), and the inspiratory capacity (IC) measured by spirome- try increased significantly (17±3% in Group 1 and 7±3% in Group 2). This was associated with flow limitation disappearing at the volume of baseline end-tidal expiration. In Groups 3 and 4 neither FRC nor IC changed significantly. The brea- thing pattern was not modified in any group after salbutamol. These findings suggest that flow limitation may contribute to generation of lung hyperinflation both in asthma and chronic obstructive pulmonary disease. We spe- culate that the increment of functional residual capacity could be triggered by dy- namic airway compression downstream from the flow-limiting segment. Eur Respir J 1997; 10: 543–549. Functional residual capacity (FRC) is generally increa- not increase until the decrement of forced expiratory sed in patients with airway narrowing due to chronic flow is such as to impinge on tidal expiratory flow [4]. obstructive pulmonary disease (COPD) or asthma [1]. On this basis, we hypothesized that in subjects with Part of this increment may be caused by the low elastic mild-to-moderate chronic bronchoconstriction who uti- recoil of the lung, which passively sets FRC at a vol- lize maximal expiratory flow during tidal expiration, i.e. ume higher than predicted. Nevertheless, bronchodila- breathing in flow limitation, bronchodilatation would tors may increase expiratory flow and decrease FRC in be associated with a decrease of FRC, whereas in pati- these individuals [1], suggesting that lung volume dur- ents who do not utilize maximal flow at any volume dur- ing tidal breathing is also dynamically regulated. ing tidal breathing, even if obstructed, bronchodilatation Recent observations have raised the suspicion that would not affect FRC. In addition, we investigated whe- there is an interesting relationship between FRC and ther the modulation of FRC by flow limitation is dif- expiratory flows. For example, unlike normal individ- ferent in COPD and bronchial asthma. uals, patients with mild-to-moderate COPD increase FRC during exercise as soon as the tidal expiratory flow en- croaches on the maximal flow-volume loop [2]. If a Methods threshold load, which reduces tidal flow, is suddenly applied during expiration under these circumstances, then FRC consistently and paradoxically decreases, in Subjects contrast to the situation when ventilation is not flow- limited [3]. Further evidence that FRC is coupled to The study included 33 subjects with chronic broncho- expiratory flow comes from the observation that when constriction due to bronchial asthma or COPD [5]. To bronchoconstriction is induced in asthmatics, FRC does enter the study, all individuals were required to have a 544 R. PELLEGRINO, V. BRUSASCO forced expiratory volume in one second (FEV1) >40% attained after the maximal expiratory manoeuvre and of predicted and a FEV1/forced vital capacity (FVC) the straight line joining the two TLCs (preceding and ratio below the normal range. The predicted values used following the full expiratory manoeuvre). FEV1 was were from QUANJER et al. [6]. None of the subjects was calculated by back-extrapolating the volume to TLC [6]. affected by other pulmonary or systemic disease. Before Flow from the partial expiratory manoeuvre was mea- the study, oral corticosteroids and theophylline were sured at 30% of control FVC (V'30). Changes in V'30 give avoided for 24 h, inhaled corticosteroids for 12 h, and a reliable estimate of the reversibility of airway obstruc- short-acting inhaled bronchodilators for 12 h. None of tion, as they are independent of the effects of deep inhala- the subjects was receiving long-acting bronchodilators. tion [9] and the time course of the preceding expiration. Informed consent was obtained before the study. Flow-volume curves without sharp peak flow were dis- carded and repeated. Lung function measurements Flow limitation. Flow limitation was detected by com- paring the flow-volume loops recorded during tidal brea- Flow was measured at the mouth by a screen-type thing and after a gentle forced expiration (with smooth pneumotachograph, linear up to 16 L·s-1, coupled to a peak flow) initiated from end-tidal inspiration without differential pressure transducer (Jaeger, Würzburg, Ger- breathholding. A deep inspiration to TLC recorded soon many). Volume was obtained by integration of the flow after the gentle forced manoeuvre allowed the loops to signal after careful correction for drift by manual ad- be superimposed and compared at absolute lung vol- justment of a potentiometer. ume. Particular care was taken that the inspiratory flow All lung function measurements were obtained, whilst before the gentle forced expiration was similar to that the subjects were in a sitting position, at least in tripli- of the previous tidal breaths. Flow limitation was defi- cate before and 20 min after salbutamol (200 µg, meter- ned as the condition of tidal expiratory flow impinging ed dose) was inhaled through a spacer. on the maximal flow generated during the gentle forced expiratory manoeuvre (fig. 1). Lung volumes. Thoracic gas volume (TGV) at end-tidal expiration (FRC) was measured in a constant-volume body Statistical analysis plethysmograph (Jaeger, Würzburg, Germany) by slow- ly panting against a closed shutter at the end of expi- Between- and within-groups analysis of variance ration [7]. Total lung capacity (TLC) was calculated by (ANOVA) with Newman Keuls post-hoc test was used adding to TGV the volume that could be maximally to assess the significance of differences between groups inhaled immediately after the opening of the shutter. and the changes after bronchodilatation. All data are Inspiratory capacity (IC) was measured on the spiro- presented as mean±SEM. A p-value less than 0.05 was gram as the difference between the straight line that best considered statistically significant. connected, by eye, the end-expiratory lung volumes of the last 6–7 regular breaths and TLC. Results Breathing pattern. After about 60 s of quiet and regu- lar breathing through the mouthpiece, 6–7 tidal regular Control condition breaths were plotted as a spirographic tracing on an XY recorder (LY 1400 Linseis, Selb, Germany), at a speed According to the presence or absence of flow limi- of 2 cm·s-1. Inspiratory (VTI) and expiratory (VTE) tidal tation and the clinical diagnosis, the subjects were div- volumes, respiratory frequency (fR), and inspiratory (tI) ided at the end of the study in four groups. Subjects and expiratory (tE) times were measured. Mean inspi- with flow limitation during tidal breathing at baseline ratory (VTI/t I) and expiratory (VTE/t E) flows, ratio of inspiratory time to total respiratory cycle time (tI/ttot), a) and minute ventilation (V'E) were then computed. b) Flow-volume curves. After regular breathing with no volume drift, the subjects performed a forced expira- tion from end-tidal inspiration without breathholding Flow (partial expiratory manoeuvre). Special care was taken Flow to coach the subjects not to slow down the inspiration preceding the partial forced manoeuvre, thus minimiz- ing the dependence of forced flows on the time of the preceding inspiration [8]. The subjects then took a fast Volume Volume deep breath to TLC and, without breathholding, force- Fig. 1. – Method used to detect flow limitation by comparing tidal fully expired to residual volume (RV) (full expiratory to forced expiratory flow-volume loops started from end-tidal inspi- manoeuvre), which was followed by another deep breath ration. a) Tidal breathing is flow-limited, as tidal expiratory flow to TLC to check for volume drift. The signals were first (interrupted line) impinges on submaximally forced expiratory flow displayed on a screen (Body Test Screen; Jaeger, Würzburg, (thick continuous line). Note that if expiratory effort is maximal (thin continuous line), then expiratory flow decreases due to thoracic gas Germany) and then slowly plotted on the XY recorder compression.