Clients Invested through the RBC Investor Services Branch of Australia
Please note the below Terms & Conditions relate to clients invested through the RBC Investor Services Branch of Australia only. Cash accounts are in the name of RBC Investor Services Trust, unless otherwise indicated. Please refer to the Additional Terms & Conditions for Global Custody for Australian Clients a copy of which will have been provided to you or can be obtained through your Client Manager.
Schedule A – Settlement Timeframes and Account Locations
E: Electronic Instruction Notice Required (UK Time) Subcustodian Mailing Address Security Account Number / S.W.I.F.T. Address F: Fax Instruction
E SD-1 (12:00) HSBC Bank Australia Limited 011-280716-062 Treaty F SD-1 (11:00) HSBC Custody and Clearing 011-280716-063 Non-Treaty Level 13 011-280716-064 Exempt 580 George Street 011-280716-061 Treaty - AIFMD Clients Sydney NSW 2000 Australian residents require segregated accounts
CHESS Participant Identification (PID) 20057 Participant Name : HSBC Custody Nominees (Australia) Limited
AUSTRACLEAR Participant Number HKBN20 Participant Name : HSBC Custody Nominees (Australia) Limited
HKBAAU2S
1 | CLIENTS INVESTED THROUGH THE RBC INVESTOR SERVICES BRANCH OF AUSTRALIA Schedule B – Clean Cash Payments & Foreign Exchanges
Cash accounts are in the name of RBC Investor Services Trust, unless otherwise indicated
Currency ISO Code Notice Required (UK Time) Cash Account Number & Name / Participant Code / SV: SWIFT/Viewfinder S.W.I.F.T. Address M: Manual
Dollar (AUD) SV: value date-1 (15:30) 011-280716-043 M: value date-1 (14:30) RBC INVESTOR SERVICES TRUST
HKBAAU2S
BSB Number: 342-011
Schedule C – Registration details
Account Holding Details – Subcustodian Account Holding Details – Depository
RBC Investor Services Trust – Client Account E: CHESS HSBC Custody Nominees (Australia) Limited B: SFE Austraclear Ltd HSBC Custody Nominees (Australia) Limited
Schedule D - Contractual Settlement Date Accounting (CSDA) - Policies
CSDA Exception to Standard CSDA Policy
Yes
2 | CLIENTS INVESTED THROUGH THE RBC INVESTOR SERVICES BRANCH OF AUSTRALIA Schedule E - Proxy Voting
Market Status Restrictions Agendas RBC I&TS Broadridge Power of Record Date Shares Blocked Outcome of Supplied Subcustodian Instruction Attorney for voting Voted Instruction deadline Required from Resolutions deadline (business days Beneficial Available on (business days prior to meeting) Owner Best Efforts prior to meeting) Basis
Primary Yes Yes 5 6 No No No Yes
Schedule F - Contractual Income Service Contractual Income Service is offered in this market.
Schedule G - Foreign Institutional Investor (FII) Market Entrance Requirements This is an FII market. Please contact your RBC Investor & Treasury Services Client Manager before making portfolio investments.
Schedule H - Designated Market Not applicable to this market.
3 | CLIENTS INVESTED THROUGH THE RBC INVESTOR SERVICES BRANCH OF AUSTRALIA
Disclaimer
RBC Investor & Treasury Services™ is a global brand name and is part of Royal Bank of Canada. RBC Investor & Treasury Services is a specialist provider of asset servicing, custody, payments and treasury services for financial and other institutional investors worldwide. RBC Investor & Treasury Services operates primarily through the following companies: Royal Bank of Canada, RBC Investor Services Trust and RBC Investor Services Bank S.A., and their branches and affiliates. In the UK, RBC Investor Services Trust operates through a branch authorized by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. In Australia, RBC Investor Services Trust is authorized to carry on fi