CURRICULUM VITAE

PD Dr. Thorsten Upmann

Institutional Affiliatons

• Helmholtz Institute for Functional Marine Biodiversity at the of (HIFMB) • , Faculty of Business Administration and • CESifo Research Network, Munich

Contact and web presence

• email: [email protected] • +49-471-4831-2538 (office) • ORCID ID: https://orcid.org/0000-0001-7804-7982 • Publons / Web of Science: https://publons.com/researcher/AAA-9925-2019/ • ResearchGate: https://www.researchgate.net/profile/Thorsten_Upmann

Personal Profile

• Fields of research: Management of spatially distributed, renewable natural resources. Joint vs. non- cooperative exploitation of renewable resources. Management of catastrophic environmental risks. Environmental taxation. • 33 publications in renowned international journals; 4 manuscripts submitted for publication • Broad international scientific network • Extensive experience in interdisciplinary research • 18 years of teaching experience at all levels (BA, MA, PhD), disciplinary and interdisciplinary • Comprehensive teaching profile in resource and environmental economics and microeconomics

Qualification

• with the Facultas docendi and the Venia legendi in Economics • in Economics (Dr. rer. pol.) • -Volkswirt (Master degree in Economics, MSc/Econ) • Bankkaufmann (qualified bank employee) • Fach-Mediator Wirtschaft (qualified Business Mediator) HIFMB, Ammerländer Heerstr. 231 PD Dr. Thorsten Upmann 26129 Oldenburg [email protected]

Professional Experience

since 10/2017 Researcher at the Helmholtz Institute for Functional Marine Biodiversity at the Univer- sity of Oldenburg (HIFMB) and member of the group Mathematical Modelling at the Institute for and of the Marine Environment (ICBM) Field of research: Spatial resource economics; optimal control theory for spatial plan- ning and biodiversity; modelling sustainable resource management and suitable policy instruments since 10/2014 Research Associate at Bielefeld University, Faculty of Business Administration and Economics, Chair of Prof. Dr. Herbert Dawid. since 08/2001 Member of the CESifo, Research Network, Munich. Member ID: 35 10/2016–03/2017 Lecturer at , Faculty of Business Administration and Economics Field of teaching: for economists 10/2009–09/2014 Associate Professor for Economics (temporary for 5 years) at the Mercator School of Management, University Duisburg-Essen Fields of teaching: microeconomics, labour economics, public economics, resource and environmental economics 10/2008–03/2009 Visiting Full Professor for Public Finance at the Johann Wolfgang Goethe-University in Frankfurt a. M. Fields of teaching: environmental economics, microeconomics 04/2003–09/2009 Hochschuldozentur (equivalent to an Adjunct Associate Professors w/o tenure), Insti- tute of Mathematical Economics (IMW), Bielefeld University Fields of teaching: resource and environmental economics, public economics, mi- croeconomics, capital markets, mathematical methods 04/2002–03/2003 Visiting Full Professor at the Interdisciplinary Institute for Environmental Economics, University of Heidelberg Fields of teaching: environmental economics, resource economics, microeconomics 09/1996–03/2002 Assistant Professor, IMW, Bielefeld University 12/1992–08/1996 Research Assistant, IMW, Bielefeld University 10/1988–03/1992 Teaching Assistant Faculty of Economics and Management, Bielefeld University 08/1984–07/1986 Bankkaufmann (qualified bank clerk), professional training, Deutsche Bank AG

University

02/2002 Habilitation at the Department of Economics and Management, Bielefeld University. Habilitation treaties on the theory of taxation, environmental economics and monopolistic firms. Referees: Prof. Dr. W. Trockel, Prof. Dr. W. Wiegard, Prof. Dr. R. König Awarding of the Facultas docendi and the Venia legendi in Economics. 08/1996 Doctorate in Economics (Dr. rer. pol.) at the Department of Economics and Management, Bielefeld University. Thesis: ‘Interjurisdictional Competition and Environmental Policy’. Referees: Prof. Dr. W. Trockel, Prof. Dr. G. Schwödiauer, Prof. Dr. T. Requate 11/1992 Diplom-Volkswirt (Master degree in Economics, MSc/Econ). Thesis: ‘On the Theory of Efficient Provision of Public Goods with an Application to Tutorials’. Grade: with distinction

1 HIFMB, Ammerländer Heerstr. 231 PD Dr. Thorsten Upmann 26129 Oldenburg [email protected]

Research visits, domestic and abroad (since 2009)

02/2012–12/2014 multiple research visits at the Erasmus University Rotterdam, NL 07 and 10/2012 research visits at the University Heidelberg 11/2012 research visit at the TU Vienna, Austria 2009–2011 multiple research visits at the University Heidelberg

Reviewing and editorial activities

Editorial Activities: Associate Editor of the Economics Bulletin (since 02/2020) Member of the Editorial Board of SN Business & Economics (since 04/2020)

Refereeing Activities for Academic Journals: American Economic Journal: Economic Policy, Automatica, B. E. Journal of Economic Analysis & Policy, Bulletin of Economic Research, Czech Economic Review, Dynamic Games and Applications, Economic Journal, Economic Theory, Economics of Governance, Environmental and Resource Economics, Environmental Economics and Policy Studies, European Eco- nomic Review, European Journal of Political Economy, FinanzArchiv, Games and Economic Behavior, Homo Oeconomicus, International Game Theory Review, International Economic Review, International Review of Economics Education, International Tax and Public Finance, Jahrbücher für Nationalökonomie und Statistik, Japanese Economic Review, Journal of Business Economics, Journal of Development Economics, Journal of Economic Dynamics and Control, Journal of Economic Studies, Journal of Eco- nomics, Journal of Environmental Economics and Management, Journal of Institutional and Theoretical Economics, Journal of Mathematical Economics, Journal of Public Economic Theory, Journal of Re- gional Science, Manchester School, Natural Resource Modeling, Oxford Economic Papers, Regional Science and Urban Economics, Regional Studies, Review of Urban & Regional Development Studies, Scandinavian Journal of Economics

Book Proposals, Publishers: Edward Elgar, Cheltenham, UK; Routledge, London, UK

Scientific Organisation and Academic Self-Administration

• Organizer of a scientific session for the EURO 2019, 30th European Conference on Operational Re- search in Dublin. • Organizer of multiple scientific sessions for the 13. and the 14. Viennese Conference on Optimal Con- trol and Dynamic Games in 2015 and 2018. • Organizer of the international Workshop Renewable Resources, Sustainability and Search, IWH, Hei- delberg, 12.–14. Dec. 2013. • Since 1993 multiple and frequently longtime memberships in various committees of the faculty (aca- demic self-administration): board of directors of the IMW, board of the faculty, faculty appointment committees, committee for teaching evaluations, teaching reform committee, and others.

Miscellaneous

• Additional qualification as Business Mediator at the Mesh-Academy, München; completion Nov. 2017. • Participation in several courses for didactic skill enhancement • Leisure time activities: racing bicycle, mountain bike, jogging, bridge • Voluntary service: engagement for pupil in the course of the programme “aufwind” of the Bielefelder Bürgerstiftung; engagement for creative writing and literature of mentally disabled persons in the soci- ety Die Wortfinder

2 HIFMB, Ammerländer Heerstr. 231 PD Dr. Thorsten Upmann 26129 Oldenburg [email protected]

• Linguistic proficiency: German: mother tongue; English: excellent (C2); Spanish: intermediate (B1); Latin: advanced Latin proficiency exam

December 16, 2020

3 HIFMB, Ammerländer Heerstr. 231 PD Dr. Thorsten Upmann 26129 Oldenburg [email protected]

1 List of Publications

Monographs

[1] ‘Fiscal Policy and Environmental Welfare: Modelling Interjurisdictional Competition’, in series: New Horizons in Environmental Economics (edited by Wallace E. Oates and Henk Folmer), Edward Elgar, Cheltenham, UK, 1998. https://www.e-elgar.com/shop/fiscal-policy-and-environmental-welfare, [2] ‘Interjurisdictional Competition and Environmental Policy’, Dissertation Thesis, University Biele- feld, April 1996.

Articles in Refereed Journals

[3] ‘Optimal Stock Enhancement Activities for a Spatially Distributed Renewable Resource’ (joint with Hannes Uecker, Liv Hammann and Bernd Blasius), forthcoming in Journal of Economic Dynamics and Control. [4] ‘Harvesting a Remote Renewable Resource’ (joint with Stefan Behringer), Theoretical Ecology 13, 459–480, 2020. https://doi.org/10.1007/s12080-020-00453-y [5] ‘Optimal Fishery with Coastal Catch’ (joint with Hannes Uecker and Dieter Grass), Natural Resource Modeling 32(4):e12235, 2019. https://doi.org/10.1111/nrm.12235 [6] ‘Optimal Harvesting of a Spatially Distributed Renewable Resource with Endogenous Pricing’ (joint with Sebastian Ani¸ta, Stefan Behringer and Ana-Maria Mo¸sneagua), Mathematical Modelling of Natural Phenomena 14(1:101), 1–13, 2019. https://doi.org/10.1051/mmnp/2018050 [7] ‘Price Effects on Compound Commodities’ (joint with Junichi Minagawa), The Scandinavian Journal of Economics 121(2), 630–646, 2019. https://doi.org/10.1111/sjoe.12297 [8] ‘Optimal Taxation under a Consumption Target’ (joint with Junichi Minagawa), Social Choice and Welfare 50(4), 663–676, 2018. https://doi.org/10.1007/s00355-017-1100-6 [9] ‘Centralised Labour Market Negotiations: Strategic Behaviour Curbs Employment’ (joint with Julia Müller), Journal of Institutional and Theoretical Economics 174(2), 278–302, 2018. https://doi.org/10.1628/093245617X14930170168706 [10] ‘The Generalized Alchian-Allen Theorem: A Slutsky Equation for Relative Demand’ (joint with Junichi Minagawa), Economic Inquiry, 53(4), 1893–1907, 2015. https://doi.org/10.1111/ecin.12205 [11] ‘Optimal Harvesting of a Spatial Renewable Resource’ (joint with Stefan Behringer), Journal of Eco- nomic Dynamics and Control, 42, 105–120, 2014. https://doi.org/10.1016/j.jedc.2014.03.008 [12] ‘A Single Parent’s Labor Supply: Evaluating Different Child Care Fees within an Intertemporal Frame- work’ (joint with Junichi Minagawa), B. E. Journal of Theoretical Economics, 14(1), 177–215, 2014. https://doi.org/10.1515/bejte-2012-0026 [13] ‘Pro-Social Behavior in the TV Show Come Dine with Me: An Empirical Investigation’ (joint with David Schüller, Harald Tauchmann and Daniel Weimar), Journal of Economic , 45, 44–55, 2014. https://doi.org/10.1016/j.joep.2014.07.005 [14] ‘The Structure of Firm-Specific Labour Unions’ (joint with Julia Müller), Journal of Institutional and Theoretical Economics, 170(2), 336–364, 2014. https://doi.org/10.1628/093245614X13941110635976

4 HIFMB, Ammerländer Heerstr. 231 PD Dr. Thorsten Upmann 26129 Oldenburg [email protected]

[15] ‘Failure of Ad Valorem and Specific Tax Equivalence under Uncertainty’ (joint with Laszlo Goerke and Frederik Herzberg), International Journal of Economic Theory, 10(4), 387–402, 2014. https://doi.org/10.1111/ijet.12046 [16] ‘The (Im)Possibility of Overprovision of Public Goods in Interjurisdicitional Tax Competition’ (joint with Thomas Eichner), FinanzArchiv / Public Finance Analysis, 70(2), 218–248, 2014. https://doi.org/10.1628/001522114X681360 [17] ‘A Note on Parental Time Allocation’ (joint with Junichi Minagawa), Labour Economics, 25, 153–157, 2013. https://doi.org/10.1016/j.labeco.2013.03.004 [18] ‘A Conditional Demand Approach to the Alchian-Allen Effect’ (joint with Junichi Minagawa), Economics Letters, 120(3), 546–551, 2013. https://doi.org/10.1016/j.econlet.2013.06.017 [19] ‘No Pain, no Gain? Effort and Productivity in Professional Soccer’ (joint with Pamela Wicker, Joachim Prinz, Daniel Weimar and Christian Deutscher), International Journal of Sport Finance 8(2), 124– 139, 2013. http://fitpublishing.com/content/no-pain-no-gain [20] ‘Pricing Onion Options: A Probabilistic Approach’, International Journal of Financial Research 4(4), 11–25, 2013. https://doi.org/10.5430/ijfr.v4n4p11 [21] ‘Labour Markets and Capital Tax Competition’ (joint with Thomas Eichner), International Tax and Public Finance 19(2), 203–215, 2012. https://doi.org/10.1007/s10797-011-9180-1 [22] ‘A Positive Analysis of Labor-Market Institutions and Tax Reforms’, International Tax and Public Fi- nance, 16(5), 621–646, 2009. https://doi.org/10.1007/s10797-008-9079-7 [23] ‘Market Entry Regulation and International Competition’, (joint with Frank Stähler), Review of Interna- tional Economics, 16(4), 611–626, 2008. https://doi.org/10.1111/j.1467-9396.2008.00767.x [24] ‘Bargaining Solutions at Work: Qualitative Differences in Policy Implications’, (joint with Anke Gerber), Mathematical Social Sciences, 52(2), 162–175, 2006. https://doi.org/10.1016/j.mathsocsci.2006.06.002 [25] ‘Unemployment and Pollution: Is One Policy Suited for Two Problems?’, (joint with Matthias G. Raith), The Economic Record, 81(255), 378-393, 2005. https://doi.org/10.1111/j.1475-4932.2005.00276.x [26] ‘Existence of Equilibria in a Basic Tax-Competition Model’, (joint with Abderrahmane Ziad), Regional Science and Urban Economics, 35(1), 1–22, 2005. https://doi.org/10.1016/j.regsciurbeco.2003.01.001 [27] ‘On the Double Dividend under Imperfect Competition’, Environmental and Resource Economics, 28(2), 169–194, 2004. https://doi.org/10.1023/B:EARE.0000029917.57621.df [28] ‘Strategic Environmental Policy Under Free Entry of Firms’, Review of International Economics, 11(2), 379–396, 2003. https://doi.org/10.1111/1467-9396.00389 [29] ‘Should High-Tax Countries Pursue Revenue-Neutral Ecological Tax Reforms?’, (joint with Matthias G. Raith), European Economic Review, 47(1), 41–60, 2003. https://doi.org/10.1016/S0014-2921(01)00193-3 [30] ‘Derived Factor Demand Under Monopoly’, Economic Theory, 20(3), 629–636, 2002. https://doi.org/10.1007/s001990100220 [31] ‘The (Non-)Equivalence of Input and Output Taxes Under Monopoly’, Bulletin of Economic Research, 53(3), 191–205, 2001. https://doi.org/10.1111/1467-8586.00130

5 HIFMB, Ammerländer Heerstr. 231 PD Dr. Thorsten Upmann 26129 Oldenburg [email protected]

[32] ‘Do Monopolies Justifiably Fear Environmental Tax Reforms?’, FinanzArchiv, 57(4), 459–484, 2000. https://doi.org/10.1628/0015221012904832 [33] ‘Two Games of Interjurisdictional Competition when Local Governments Provide Industrial Public Goods’, International Tax and Public Finance, 5(4), 471–487, 1998. https://doi.org/10.1023/A:1008694605822 [34] ‘Interjurisdictional Competition in Emission Taxes under Imperfect Competition of Local Firms’, Euro- pean Journal of Political Economy, 14(2), 345–368, 1998. https://doi.org/10.1016/S0176-2680(98)00011-1 [35] ‘Interjurisdictional Tax Competition, Provision of Two Local Public Goods, and Environmental Quality’, Finanzarchiv, 52 (NF), 379–400, 1995.

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