Social Monitoring Report

# 1 November 2015

People’s Republic of : Urban–Rural Infrastructure Development Demonstration Project II — External Monitoring Report(No.1)

Prepared by Halcrow (Chongqing) Engineering Consulting Co. Ltd. for the People’s Republic of China and the Asian Development Bank.

This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

ADB-Financed Chongqing Urban–Rural Infrastructure Development Demonstration Project II

Social Assessment and Project Performance

External Monitoring ReportNo.1

(June 2015 -2015 November)

Halcrow (Chongqing) Engineering Consulting Co. Ltd. November, 2015

CONTENT

I PROJECT PROFILE ...... 2

2 THE IMPLEMENTING SITUATION OF THE SURVEY AND EVALUATION TO PROJECT SOCIAL ASSESSMENT AND PERFORMANCE INDICATORS ...... 3

2.1 Survey steps on monitoring evaluation ...... 3 2.2 Main indicators and content of monitoring and evaluation ...... 4 2.3 Monitoring and evaluation methods ...... 4 2.4 Period of monitoring evaluation ...... 5 2.5. Scope of the monitoring evaluation...... 6

3. SAMPLING SURVEY OF THE CURRENT SITUATION ...... 6

3.1 Scope of survey and sampling base ...... 6 3.2 Household Demographics ...... 7 3.3 The Distribution of Affected Minorities ...... 7 3.4 Education of the Surveyed People ...... 8 3.5 Religious Belief and Language Culture ...... 8 3.6 Labor Skills ...... 17 3.7 Supporting Infrastructure Facilities ...... 17

4 THE IMPLEMENTATION OF SOCIAL ACTION PLAN AND GENDER ACTION PLAN...... 18

4.1 Social Action Plan ...... 18 4.2 Gender Action Plan ...... 22 4.3 Ethnic Moniriy Development Plan

5. PERFORMANCE INDICATOR ...... 26

5.1 Socio-economic Development ...... 32 5.2 Per Capita Dispensable Income ...... 36 5.3 Poverty Reduction Performance ...... 37 5.4 Highway Investment and Operation ...... 41 5.5 Convenience of Infrastructure Facilities ...... 43 5.6 The Water Supply and Drinking in Water Supply Project Areas ...... 43 5.7 Flood History in Project Areas ...... 46 5.8 Construction Capability Assessment of Implementing Agencies ...... 47

6 CONCLUSION AND RECOMMENDATIONS ...... 49

6.1 Conclusion ...... 49 6.2 Recommendations ...... 49

1 Project Profile

The ADB-financed Chongqing urban–rural infrastructure development demonstration II project includes seven components: (i) Chengkou urban-rural road network improvement; (ii) Shizhu urban-rural road network improvement; (iii) Fuling urban-rural road network improvement; (iv)

Wanzhou Yangliu water supply; (v) Youyang Longtan River flood management; (vi) Wulong Wujiang

River flood management; and (vii) Rongchang Rongfeng River flood management; .By the end of

November, 2015, the project implementation progress is summarized in Table 1-1 below.

Table 1-1 Summary Project Implementation Progress

Subproject Resettlement Implementation Subproject Name Project Implementation Progress Category Progress Chengkou urban-rural Construction drawing design. It is road network predicted that bidding will begin in Not start yet improvement the beginning of 2016. 50% of land acquisition and resettlement has been completed. The project is divided into two The construction drawing design has sections: the resettlement work of Shizhu urban-rural road been completed; C01 bidding the first has basically ended; the network improvement Road project document has been completed totally statistical work of requisition (section from Yuelai to and 45% of the bidding has been measurement has been done; and Huangshui) completed. land compensation fees will be delivered on after there is no objection in public information disclosure period Fuling In preliminary design, bidding will be Jiaoshi-Damu road not start yet taken in 2016. improvement Stepping in the stage of biding, the Only one household impacted in Wanzhou Yangliu water contract of C01 has been signed and Wanzhou Project, and before the Water Supply supply begins water management project commencement, the construction with 30% amount. resettlement had been completed. Youyang Longtan River Preliminary design not start yet Flood Control Wulong Zuo’an area The construction drawing design has It is informed that the resettlement (Damu section) Flood been completed; the work of bidding plan is to be changed significantly Control has finished 90%. Flood The project has turned into an Management implementary stage and Table: the first section starts in May, acquisition activities were Rongchang Flood 2015, with 7% (percentage of finished, which the area of 150 mu Control contract amount) of the completion of collective land acquired reduced to 97.52 mu after river embankment design plan adjusting The geographical location can be referred in the figure 1-1. Among the areas, Youyang Cunty and

Shizhu County involves ethnic minorities.

2 The Implementing Situation of the Survey and Evaluation to Project

Social Assessment and Performance Indicators

The project’s external monitoring and evaluation is conducted by Halcrow (Chongqing) engineering consulting co., LTD.

2.1 Survey steps on monitoring evaluation

The field survey on external monitoring and evaluation I of this project is carried out based on the following steps:

(1)The design of sampling plan

According to the ADB requirements, sampling questionnaires are made, including land acquisition, demolition, family status, the situation of economic income expenditure and resettlement willingness, etc.

(2)Survey

A survey shall be conducted in terms of general situations of economy in all districts involved in the project and the project areas.

(3) Establishing information system

According to the investigation, the corresponding data shall be established for contrastive analysis with data relevant to that in the basal investigation monitoring.

(4) Preparing monitoring and evaluation report

According to the relevant data and information from the survey, the first social assessment and project performance monitoring report has been prepared according to the ADB’s requirements.

2.2 Main indicators and content of monitoring and evaluation

(1) Basic situation of the affected people, including family structure, education, property, land status, income and expenditure and status in quo of affected people’s participation;

(2) Public facilities and supporting services in the project area,, including: traffic, electric power, medical treatment, education and regional economic development situation, etc.;

(3) Poverty reduction: including the number of poor people hired in project implementation;

(4) The number of local farmers hired by the contractor in the project implementation, including the proportion of women and their poverty and income level, etc.;

(5) Status of water tariff mechanism in the districts involved in water supply project;

(6) Frequency, time, place and women's number of public participation in the meeting during the project implementation;

(7) Prevention training of disease and sexual knowledge for constructors in project areas;

(8) Environmental health and sanitation awareness training;

(9) Evaluation to the construction ability of implementing agency, including number of training people and content;

(10) Status of women’s participation in the project implementation including publicity, employment and training, etc.;

(11) Monitoring of performance indicator

This is the first monitoring and evaluation report. The status of the indicators above will be surveyed in the investigation and made contrastive analysis with basal research situation.

2.3 Monitoring and evaluation methods

The following methods will be used in the monitoring and evaluation.

(1) Literature study. Referring to all kinds of reports as well as the implementation and schedule of the project, funds utilization, statistical statement, social and economic statistical yearbook of the project area, etc., examined and approved by the ADB.

(2) Sampling investigation. Making a sampling plan and questionnaires. By using purposive sampling methods, the monitoring and evaluation team went to the families in the project areas, conducting the questionnaire survey to different groups (gender, income, nationality, etc.).The main content of the investigation is the basic population and family structure, income and expenditure, etc.

(3) Face to face discussion. Respectively having an informal discussion with the affected township, the village committee and villager representatives to understand the impact of the projects, the needs and willingness of villagers to the project, change the way of livelihood and public participation.

(4) The interview to the key informants. For example, the interview to the project office, civil affairs bureau, director or secretary of the village and villagers (women, the elderly, the poor group) in each district and county shall be made, mainly to understand the situation of the implementation of the project, publicity, training and employment opportunities offered by the government departments at all levels, village ethnic composition, production and living conditions, the condition of women to participate in.

(5) Personal interviews. An in-depth interview shall be made for affected villagers with different nationalities, gender, and economic status to understand their awareness of the project, participation, sustainable arrangement of livelihoods measures.

2.4 Period of monitoring evaluation

Chongqing ADB Demonstration II involves seven districts and counties. Due to the different progress of design, report and approval in different stages of the project as well as the local adjustment of the plan, the period of the monitoring evaluation cannot reach synchronism. Therefore, the current monitoring time has lasted more than three months, starting from June 2015 to November 2015. In this period, surveys are made successively in all project districts and counties, in some of which for many times.

2.5. Scope of the monitoring evaluation

The current monitoring projects include the country road from Yanhe village to Shuanghe village in

Chengkou County, the country road from Yuelai to Huangshui in Shizhu County, three road subprojects of Jiaoda Road in , a water supply component of Yangliu Water Plant in

Wanzhou District, Longtan river flood management in Youyang County, Wujiang River flood management in Wulong County, three components of Rongchang Rongfeng river flood management.

Field investigations cover 23 villages of 11 towns involving land requisition and demolishing in seven components.

3. Sampling Survey of the Current Situation

3.1 Scope of survey and sampling base

The scope of survey is 23 villages of 11 towns in 7 districts/counties. The follow-up survey is on the basis of the sampling bases of affected families, with 69 valid questionnaires, the population of 295.

The sampling ratio is 73.4% of the original basal investigation, including 15 households involved in demolition, at 21.73% of total sample survey.

The details are shown in table 3-1.

Table 3-1 The sampling table of social action plan monitoring report 1

Sampling Affected Household No. household No. Item of project household involving in house (valid NO. demolition questionnaires)

Chengkou-road 73 14 9

Shizhu-road 289 24 5

Fuling road 244 7 4

Wanzhou water supply 1 1 1

Youyang- 85 6 0

flood management

Wulong- 19 2 0 flood management

Rongchang flood 190 15 0 management

Total 901 69 15

3.2 Household Demographics

This staging investigation will keep track of the affected families in basal samplings. According to statistics, there are 69 effective questionnaires and a population of 295 involved in. Details are shown in table 3-2.

(i) Gender of the surveyed people—female are 146, accounting for 49.4% of the total surveyed

populationmale are 149, accounting for 50.6%.

(ii) The Aging of the Surveyed People—among all the surveyed people, 16 are below 6 years

old, about 5%; 68 are between 7 and 15 years old, accounting for 23%; 161 are between 16

and 60 years old, which is 55% of the total; while 50 people are above 60 years old, about 17%

of the surveyed sample.

(iii) Labor forces

According to the survey, the sampling population covers 208 labor forces (including the forces who are in mandatory retirement age but still engaged in labor), accounting for 70.50% of the total population; people doing farm works at home are 119 (mainly are aging workforces over 45 years old and in mandatory retirement age), accounting for 57.21%; people working outside are 89, accounting for 42.79%; people without labor ability are 87(including children); school students are 72. What’s more, the survey found that almost each household has migrant workers.

3.3 The Distribution of Affected Minorities

The southeast wing of Chongqing belongs to the ethnic minority area in which the Youyang Tujia and

Miao Ethnic Minority and Shizhu Tujia and Miao Ethnic Minority Autonomous

County are affected by this Project. All the affected 6 sample households in Youyang are ethnic minority families, including 15 people of 4 households are Tujia while 8 people of 2 households are

Miao; for Shizhu road component, all the 115 people of 24 households are Tujia.

3.4 Education of the Surveyed People

According to the statistical analysis, of 295 people in 69 households, 9 people are illiteracy, accounting for 3.05% of the total; 108 people are primary school education, accounting for 36.61%;

101 are middle school education, about 34.23 %; 50 are high school, vocational school education, around 16.95%; 11 people have junior college degree, accounting for 3.72%; while the number with university education is 0.

With the analysis of the population in different education levels, we found that, apart from the students, the illiterate people are mainly the old people above 65 years old. The primary school education group are usually between the age 50-65; the middle school education are common for the people between

35-50 while the high school education are almost found among the people between 18-35, which is also in line with the general trend in China. The detailed summary is shown in Table 3-2.

3.5 Religious Belief and Language Culture

As for religious belief, of 69 households in the tracking survey, there was no one with religious beliefs.

Details are shown in table 3 - 2.

The ethnic minority area in this Project—Youyang County and Shizhu County have been assimilated with the Han culture about 2000 years ago. It is found that the ethnic minority people in this area speaks Mandarin and bear the same habits and customs with the Han people except wearing the traditional clothes in some particular circumstances like weddings or conferences.

Village/communi Town/Township

Villagergroup Number of People Gender(People) Education for age 6 and above (People) Age(people) Component Outwork for 60and above Agricultural percentage vocational Name Illiteracy Inschool schoolor No work No Primary College Female Female Middle Middle college ability junior school school works Doing ty 16 Total Male 7- 0-6

- 15 60

Youpin Zhou g 7 2 2 3 3 4 3 43% 0 0 1 1 5 0 0 3 3 1 Youwan Zhou

4 6 1 1 4 2 3 3 50% 0 0 0 0 6 0 0 2 3 1 Hongyou Tang Tang 4 2 0 2 2 2 2 50% 0 0 1 1 2 0 0 2 2 0 YinghongVillage Yanhe Township Chengkou Road LiuYik uan 4 2 1 1 1 3 1 25% 0 0 0 1 1 1 1 0 3 0 Yiwu Liu 5 3 1 1 1 3 2 40% 0 0 0 1 4 0 0 1 2 2 6 Wanyou Wu Wu 5 1 3 1 1 2 3 60% 0 0 0 4 1 0 0 1 2 2 Wanfu Wu Wu 4 3 0 1 0 3 1 25% 0 0 0 1 1 1 1 0 3 0 Village

Xiaosh Towns Chang Shuan shan uiba ghe ghe hip Xu Xu 1 6 3 1 2 2 4 2 33% 0 0 0 1 5 0 0 2 2 2

Xianyi Wang 7 3 2 2 1 4 3 43% 0 0 1 2 1 2 1 1 3 2 Deshe Wang ng

3 3 0 0 0 1 2 67% 0 0 0 1 1 0 1 0 2 0 Xianshan Xu Xu g 3 1 1 1 1 1 2 67% 0 0 0 1 1 0 1 1 1 0 Dichang Mou Mou 5 2 2 1 1 2 3 60% 0 0 0 4 1 0 0 0 4 1 gang Wen Jian 4 3 0 1 0 3 1 25% 0 0 0 1 1 1 1 0 2 1 Longfe ng Li Li

5 3 1 1 1 2 3 60% 0 0 0 1 4 0 0 1 3 1 14

Subtotal 68 32 15 21 16 37 31 46% 0 0 3 20 34 5 6 14 35 13

Proportion - - 47% 22% 31% 24% 54% 46% - 0% 0% 4% 29% 50% 7% 8% 21% 51% 19% Jiping Tan unsu omnt Huangshui Community

Dachuan group 4 2 1 1 1 2 2 50% 0 0 1 2 1 0 0 1 2 1 Huangshui Town Zeh g Jian Shizhu Road 4 1 2 1 1 2 2 50% 0 0 1 2 1 0 0 1 2 1 xian ming Peng 4 3 0 1 1 1 3 75% 0 0 2 1 1 0 0 1 2 1 village Jinhua Zhong Wang group Jintai ying 5 3 0 2 1 2 3 60% 0 0 1 0 3 0 1 1 2 1

Shizho Ma Ma ng

2 2 0 0 0 1 1 50% 0 0 0 0 1 1 0 0 1 1 anhong Baijin Baijin group Tan 6 2 1 3 3 3 3 50% 0 0 1 2 3 0 0 3 2 1 heng heng Haiz Zou 5 2 2 1 1 2 3 60% 0 0 0 2 3 0 0 1 4 0 GuchengGroup Huazh Zou eng 5 2 2 1 1 3 2 40% 0 0 0 4 1 0 0 0 4 1 XinchengVillage Jinson Tan g 4 2 1 1 1 3 1 25% 0 0 0 2 2 0 0 1 2 1

Peichang 马培长 Ma Ma 6 2 2 2 1 4 2 33% 0 0 1 1 3 0 1 1 4 0 YuelaiTown

QinglongGroup Zhuan g g qian Ma Ma 4 1 2 1 1 1 3 75% 0 0 1 1 2 0 0 1 2 1 Dayou Xiang Xiang 2 0 2 0 0 1 1 50% 0 0 2 0 0 0 0 0 2 0 Zhan Caih g 5 2 2 1 1 3 2 40% 0 0 1 1 3 0 0 1 3 1 YongweiGroup Peijiao Ma Ma 6 2 2 2 2 2 4 67% 0 0 1 2 2 1 0 2 3 1 黎遗 Yika 康 ng Li Li 6 2 2 2 2 3 3 50% 0 0 0 1 5 0 0 2 2 2

Zhaoqi Chen n 4 2 1 1 1 2 2 50% 0 0 0 2 2 0 0 1 2 1

Xinyo Tan u 6 2 1 3 2 4 2 33% 0 0 0 3 2 0 1 2 3 0

Qiyun Jiang 5 2 2 1 1 3 2 40% 0 0 0 2 3 0 0 1 3 1 Zesh ang Ma Ma 6 3 1 2 1 3 3 50% 0 1 0 3 1 0 1 1 3 1 ngze Gua Lei Lei 6 2 2 2 2 3 3 50% 0 0 1 2 2 1 0 2 2 2 ShuangjianGroup Xiaofu YuelaiVillage Li Li 6 3 1 2 2 2 4 67% 0 0 1 3 2 0 0 2 2 2 Qinji Ma Ma an

4 1 2 1 1 3 1 25% 0 0 0 2 2 0 0 1 2 1 Qiny ong Ma Ma 6 2 2 2 1 2 4 67% 0 0 2 2 1 0 1 1 2 2 Xian Che lin n 4 2 1 1 1 2 2 50% 0 0 1 2 1 0 0 1 3 0

24

Subtotal 115 47 34 34 29 57 58 50% 0 1 17 42 47 3 5 28 59 23

Proportion - - 41% 30% 30% 25% 50% 50% - 0% 1% 15% 37% 41% 3% 4% 24% 51% 20% Village Youmi Jiaoshi Huang Fuling Xinjin Town Road ng 7 g

7 2 2 3 2 4 3 43% 0 0 0 2 4 0 1 1 3 2

Zhixiu Luo 6 2 1 1 0 0 1 1 50% 0 0 1 1 0 0 0 0 2 0 Yifeng Chen 3 4 1 2 1 1 1 3 75% 0 0 1 1 2 0 0 1 2 1 sheng Yang Community 5

Yuelai 4 1 1 2 1 2 2 50% 0 0 1 1 1 0 1 1 2 0 Puqu Yua an n 1

3 1 2 0 0 2 1 33% 0 1 1 1 0 0 0 0 3 0 Damu Damu township Yun Ran Yingxin Village 4 3 0 1 1 2 2 50% 0 0 0 0 3 1 0 1 2 1 2 Ying huai Liu 5 3 0 2 1 3 2 40% 0 0 0 3 1 0 1 1 2 1

Subtotal 7 29 12 8 9 6 15 14 48% 0 1 4 9 11 1 3 5 16 85

Proportion - - 41% 28% 31% 21% 52% 48% - 0% 3% 14% 31% 38% 3% 10% 17% 55% 17% Zhon Xian gyan ngca Tow villa Gua gdu gdu Liu ge WanzhouWater supply n 9 i i

9 1 4 4 4 4 5 56% 0 0 3 2 3 0 1 3 3 2

Subtotal 1 9 1 4 4 4 4 5 56% 0 0 3 2 3 0 1 3 3 2

Proportion - - 11% 44% 44% 44% 44% 56% - 0% 0% 33% 22% 33% 0% 11% 33% 33% 22% contr muni Zhao yang Com zhua Floo Tow Shih gtan Lon ng ua Li Li ty d n 5

3 1 1 1 1 2 1 33% 0 0 1 1 1 0 0 1 2 0

Qingw Kong Meishu VillgeMeishu 4 u 4 1 2 1 1 1 3 75% 0 0 2 1 1 0 0 1 2 1

Hong Liu 4 3 0 1 1 2 2 50% 0 0 1 2 1 0 0 1 3 0

Maohu Zhao Zhao 3 a a 4 2 0 2 2 2 2 50% 0 0 1 2 1 0 0 2 2 0 Tian Tian Fen 4 4 3 0 1 1 1 3 75% 0 0 0 2 2 0 0 1 2 1

Subtotal 6 23 12 4 7 7 11 12 52% 0 0 6 10 7 0 0 7 13 3

Proportion - - 52% 17% 30% 30% 48% 52% - 0% 3% 26% 43% 30% 0% 0% 30% 57% 13% Guang hua Chengdong Li Li Xiangkou Lannituo Village

Town 5 2 1 2 2 2 3 60% 0 0 1 3 1 0 0 2 2 1 WulongFlood Control Jianl Zhe ng an

3 1 1 1 1 1 2 67% 0 0 0 2 1 0 0 1 2 0

Subtotal 2 8 3 2 3 3 3 5 63% 0 0 1 5 2 0 0 3 4 1

Proportion - - 38% 25% 38% 38% 38% 63% - 0% 0% 13% 63% 25% 0% 0% 38% 50% 13% Fengga Contro Comm Dongh Block Flood Siyin unity hang Ye o u 1 l l 4 1 2 1 0 2 2 50% 0 0 2 1 1 0 0 1 2 1

Daiming Li Li 4 1 2 1 1 1 3 75% 0 0 2 1 1 0 0 1 3 0 Tianch Huang eng 3 1 1 1 1 2 1 33% 0 1 1 1 0 0 0 1 2 0 Zihua Luo 3 1 2 0 0 1 2 67% 0 0 2 1 0 0 0 0 2 1 Shenkui Liao Liao 2 0 2 0 0 1 1 50% 0 1 1 0 0 0 0 0 2 0 Xingh Jian ua

3 1 1 1 1 1 2 67% 0 1 1 0 1 0 0 1 2 0 Wen Bao xue 2 3 1 1 1 0 2 1 33% 0 0 1 1 0 0 1 0 2 0 Zhiyou Ao Ao 3 2 0 1 1 2 1 33% 0 2 0 1 0 0 0 1 2 0 Qingz Dai Dai hi

2 0 2 0 0 1 1 50% 0 0 1 1 0 0 0 0 2 0 ChangzhouBlock Fugui Peng Huangjinpo 2 1 1 0 0 1 1 50% 0 1 0 1 0 0 0 0 2 0 11

Shiji Liao Liao e e 3 1 1 1 1 2 1 33% 0 1 1 1 0 0 0 1 2 0 GUang rong Liu 2 0 2 0 0 1 1 50% 0 0 1 1 0 0 0 0 2 0

Lianyi Tang Tang ng

2 0 2 0 0 1 1 50% 0 0 2 0 0 0 0 0 2 0 Degui Wu Wu 3 1 1 1 1 1 2 67% 0 1 0 1 1 0 0 1 2 0 Yang Li

4 1 2 1 1 3 1 25% 0 1 1 2 0 0 0 1 2 1 15

Subtotal 43 12 22 9 7 22 21 49% 0 9 16 13 4 0 1 8 31 3

Proportion - - 28% 51% 21% 16% 51% 49% - 0% 21% 37% 30% 9% 0% 2% 19% 72% 7%

69 329

Total 119 89 87 72 149 146 49% 0 11 50 101 108 9 16 68 161 50 5

Proportion - - 40% 30% 29% 24% 51% 49% - 0% 4% 17% 34% 37% 3% 5% 23% 55% 17%

Note: people with no working abilities include the school students and the children under 6 years old.

3.6 Labor Skills

Of 295 people in the sampling survey, labor forces (not including those who have already reached legal and emeritus age but still engaged in work) are 208, accounting for 70.50% of the total population. Among the labor forces, there are 89 migrant workers and 119 people doing agricultural work at home. Among the former, 78 people work outside all year round serving as: workers, bricklayers, security guards, miners, repairers, hourly employees, baby-sitters and other professionals;11 people perennially work in local areas, mainly engaging in decoration, car washing, cleaning and so on; temporary migrant workers are mainly engaged in the transportation, dishes washing in hotels and cleaning, etc. of the people doing agricultural work, those have secondary skills such as carpenters and stonemen total 16, and the rest 103 basically live on farming. Details are shown in table 3-3.

Table 3-3 Table of labor category and labor skills

Population of doing farming Migrant workers Total Secondary skill Subtotal Population of Population of of Subtotal of Component of perennially perennially labor farming migrant working working in force population Carpenter Stoneman butcher else workers outside local area Chengkou 47 32 1 2 2 0 15 13 2 Road Shizhu Road 81 47 2 1 1 0 34 30 4

Fuling Road 20 12 0 1 0 0 8 7 1 Wanzhou 5 1 0 0 0 0 4 4 0 Water Supply Youyang flood 16 12 0 0 0 0 4 3 1 Management Wulong Flood 5 3 1 0 0 0 2 2 0 Management Rongchang Flood 34 12 0 0 5 0 22 19 3 Control Total 208 119 4 4 8 0 89 78 11

3.7 Supporting Infrastructure Facilities

The ADB-financed Chongqing urban-rural infrastructure improvement II project is aimed at improving the status quo of poor infrastructure, change people's living conditions and accelerate economic growth. At present, the

roads in the project area basically are mud-gravel, and water supply mainly relies on wells or backward water supply factory; the poor transport facilities increase great difficulties for local people’s travel; well water and tap water with simple treatment process create more health risks to the local people. Meanwhile, due to inconvenient traffic and lagging economic development, the hardware and software of all supporting services measures such as medical and health care, schools, cultural activities are relatively backward.

Overall, it is ubiquitous in project areas that economy is relatively backward and the various facilities are imperfect.

4 The Implementation of SAP,GAP and EMDP

4.1 Social Action Plan

The areas that the project involves in are the places where economic conditions and infrastructure are relatively backward. Local residents there have many difficulties in traveling; their drinking water is unsafe and flood disaster occurs frequently. The project is aimed at improving the conditions of the traffic, drinking and flood disasters to increase regional economy. In the preparation stage, the social action plan is made in order to put forward measures of mitigate social negative influence and social risks, including the measures of increasing or improving project benefits. In addition, training plans of STD and HIV/AIDS awareness and prevention are also carried out; the consciousness of health and hygiene of the poor and vulnerable people are promoted and trained; and there are capacity requirements of implementing agencies, etc.

4.1.1 Local labor forces’ participation in the project

According to the ADB approved Project Agreement, 1865 work jobs will be provided to the local people (the female employers should be no less than 30%) during the construction. By the end of the report period, the related

IUs have absorbed about 999 local people into the construction, among which 207 are the female (20% of the total employers). Based on the survey, the wages of employers are different from 2500/per month to 4800/per month, which are reasonable and higher than the average wages of each county and district. The details are as follows:

Table 4-2 Summary of labor force absorbed in the project

Labor force absorbed by the report period Item Total Number of Female Comments wageYuan payments population female ratio Chengkou There are no / / / / / Road project differences in

Shizhu Road wage between 510 110 20% 4800/month Cash Project male and Fuling Road female in the / / / / / project same work Wanzhou type. Water supply 409 63 15% 3900/month Cash project Youyang Flood / / / / / management Wulong Flood 50 25 50% 2500/month cash management Rongchang flood 30 9 30% 2600/month cash management Total 999 207 20% - -

When calling for local residents to participate in the project construction, the construction unit has taken the following measures:

(1) Pre-job safety education and simple skill training;

(2)Temporary work agreement shall be signed with them in accordance with requirements of the time limit for a project;

(3) There are no differences on wage between male and female in the same work type. In general, local employees may obtain income of 2500 yuan to 4800 yuan a month, paid daily or monthly.

4.1.2 Public Participation

By the end of report period, people participating in the projects that come into operation total 3900, including

1871 women, accounting for 47.97%, specific information are shown in Table 4-3

Table 4-3 publicity and affected people’s participation of all project districts/ counties Participation numbers

Item Time Main means of publicity Women’s participation total proporti number aging on The IUs, County Land and Resources Bureau and September,2 township staff go to make 540 198 37% 16-66 013 field measurement of demolished on requisitioned Wulong Flood land area on the site. management Land and Resources Bureau, the IU, and township staff post December,2 announcement of land 520 275 53% 18-65 013 requisition and demolition on the site, and hold villagers

assembly.

The IU, township staff and December, village cadres undertake 540 295 55% 17-65 2014 compensation of land requisition and demolition. January to Encouraging local labors to 185 115 62% 18-40 May, 2015 participate in the construction. Subtotal of Wulong 1785 883 52% The IU, County Land and Resources Bureau and November, township staff go to make 300 98 33% 16-66 2012 field measurement of demolished on requisitioned land area on the site. Land and Resources Bureau, IU and township staff post January,201 announcement of land Chengkou 300 111 37% 16-65 3 requisition and demolition on Road project the site, and hold villagers assembly. IUs, township staff undertake April, 2013 compensation of land 400 318 80% 16-60 requisition and demolition. January-June Encouraging local labors to 125 51 41% 18-39 , 2013 participate in the construction. Subtotal of Chengkou 1125 578 51% The IU and township staff post announcement of land January, requisition and demolition on 200 120 60% 16-65 2013 the site, and hold villagers assembly. IU and township staff Shizhu Road undertake compensation of April, 2013 300 160 53% 16-60 land requisition and demolition. January Encouraging local labors to 200 20 10% 18-39 -June, 2013 participate in the construction. Subtotal of Shizhu project 700 300 43% IU, District Land and Resources Bureau, staff of sub-district, members in August, relevant community or group 50 10 35% 40—55 2015 representative go to the site for field investigation of land requisition red line. Rongchang

Flood Land and Resources Bureau, Management contractors and staff of September, sub-district office post 200 80 40% 20—65 2015 announcement of land requisition and hold villager assembly. October- Staff of Land and Resource 40 20 50% 20—65 November, Bureau and sub-district office

2015 implement compensation for land acquisition Subtotal of Rongchang project 290 110 38% Wanzhou / / / / / / project Youyang / / / / / / Project Fuling Project / / / / / /

4.1.3 Disease prevention & ant epidemic and environmental health training

During the construction, large numbers of people gather at the construction site, including the construction personnel, subordinate staff of construction units (service personnel following the construction unit to engage in the tertiary industry, etc.) and local ethnic minority residents in project area. Therefore, scientific management needed to be conducted for public sanitation and population health. The corresponding measures are shown in table 4-4 for details.

Table 4-4 Disease prevention measures

Components Measures of disease control and prevention

Chengkou Road Propagandizing and popularizing the transmission of STD and prevention of AIDS

Shizhu Road Propagandizing and popularizing the transmission of STD and prevention of AIDS Wanzhou Water Propagandizing and popularizing the transmission of STD and prevention of AIDS Supply Wulong Flood Propagandizing and popularizing the transmission of STD and prevention of AIDS Control Rongchang Flood Propagandizing and popularizing the transmission of STD and prevention of AIDS Control

The hygienic security measures that construction units takes include: setting up fixed trash cans in camp areas; piling up all life garbage in one place; disposing comprehensively the dump of refuse on a regular basis; building a toilet; covering vehicles of transporting aggregates and cement which are liable to produce dust with tarpaulin.

4.1.4 Protection of eco-environment

This section will focus on the EMP implementation of Rongchang Rongfeng River flood control and revetment project and Wanzhou Yangliu Water Supply.

To reduce the destruction to ecological environment, the local government, IUs and construction units have conducted publicity and education about ecological environmental protection to the contractors. Civil engineering contractors take temporary and permanent measures of environmental protection and soil and water conservation measures. Noise level reaches to the national standard and the construction causes no pollution to agricultural

crops.

According to the monthly report and semiannual report of environmental monitoring as well as loan implementation environmentalists’ fieldwork, environmental mitigation measures of Rongchang and Wanzhou subprojects have correspondingly completed. The achievements of environmental management and water resource protection are of great significance.

Table 4-5 Situations of ecologically environmental protection

Sub-projects This PeriodDemonstration I Comments Chengkou Road Carrying out ecological environment protection according to the measures in environmental impact No ecological environment destruction; assessment and the soil and water conservation plan, and conducting environmental monitoring; Shizhu Road Carrying out ecological environment protection according to the measures in environmental impact assessment and the soil and water conservation plan, No ecological environment destruction; and conducting environmental monitoring; Fuling Road Carrying out ecological environment protection according to the measures in environmental impact assessment and the soil and water conservation plan, No ecological environment destruction; and conducting environmental monitoring; Wanzhou Water Carrying out ecological environment protection Supply according to the measures in environmental impact assessment and the soil and water conservation plan, No ecological environment destruction; and conducting environmental monitoring; Youyang Flood Carrying out ecological environment protection Control according to the measures in environmental impact assessment and the soil and water conservation plan, No ecological environment destruction; and conducting environmental monitoring; Wulong Flood Carrying out ecological environment protection Control according to the measures in environmental impact assessment and the soil and water conservation plan, No ecological environment destruction; and conducting environmental monitoring; Rongchang Flood Carrying out ecological environment protection Control according to the measures in environmental impact assessment and the soil and water conservation plan, No ecological environment destruction; and conducting environmental monitoring;

4.2 Gender Action Plan

Gender action plan is made based on the result of female group counseling: some basic training requirements are:

health (with a focus on the women's health issues), disease prevention (especially aquatic infection), hygienic and environmental consciousness, the small business skills and calculating ability.

Gender action plan focuses on environment and hygienic awareness program, which will directly address the needs of women, promote women's performance in the decision-making process and strengthen the knowledge of public hygiene and health, including the awareness and prevention of HIV/AIDS and STDS.

4.2.1 Age and education of affected women

There are 69 effective questionnaires in this period, a total population of 295 including 146 women, accounting for 49.50% of the total sample population.

According to statistics, among the 146 sampling women, there are 9 in 0-6 years old, 39 in 7-16, 110 in 17-60 and

38 above 60 years old. In terms of education background, there are 6 in the level of junior college or above, 33 of high school and technical secondary school, 65 of middle school, 71 of primary school and 21 of illiteracy.

Specific information of all sub-projects can be seen in table 4-6

Table 4-6 Age and Education of Sampling Women

oa apigFml Total sampling Female Aging distribution people Education people Middleschool Highschool/technical Total Total sampling secondaryschool Primaryschool population semi-illiteracy Junior college Abovecollege Illiteracy/ Above 60 16 7- Component 0-6 - 15 60

Chengkou Road 68 31 2 6 16 7 0 1 5 7 14 4

Shizhu Road 115 58 1 12 31 12 0 2 8 14 24 10

Fuling Road 29 14 1 3 7 3 0 1 3 3 5 2

Wanzhou Water 9 5 0 1 2 2 0 0 1 1 2 1 Supply Youyang Flood 23 12 1 4 6 1 0 0 1 3 6 2 Control Wulong Flood 8 5 0 1 3 1 0 1 0 1 2 1 Control Rongchang 43 21 2 4 10 3 0 1 4 6 8 2 Flood Control

total 295 146 7 31 75 29 0 6 22 35 61 22

4.2.2 Women’s participation in skill training

Through the field survey, we found that in the monitoring some related departments in districts and counties train

the villagers every year by teaching them technologies like breeding, cultivation, mechanic, catering, cleaning, repair and other technical trainings. The affected people’s participation in the training is shown in table 4 -7.

Table 4-7 affected people’s participation in labor skill training Participation number Training Training Women’s participation Component comment content agencies Total Number of Aging Women rate women distribution and Car wash Wanzhou and repair、 information electric technology welder、 training 250 110 44% 18——55 gardening、 center、 cooking、 Shizhu and rural vocational Shizhu Road tourism education center、 Shizhu Party school

subtotal 250 110 44% Bureau of Breeding Animal 78 42 54% 18-41 industry Husbandry planting and Agricultural 92 53 58% 18-40 breeding Bureau Vocational Employment 61 29 48% 18-38 Chengkou training Agency

Road planting、 Poverty breeding、 Alleviation 72 33 46% 18-38 technician Office The breeding 、 Women’s 67 67 100% 18-39 handwork Federation Subtotal 370 224 61% Bureau of Breeding Animal 12 7 58% 20—40 industry Husbandry Planting and Agricultural 18 11 61% 20—40 breeding Bureau Rongchang Vocational Employment Flood 36 20 55% 18—35 training Agency Control planting、 Poverty breeding、 alleviation 40 24 60% 18—35 technician office breeding、 The 15 15 100% 20—40 handwork Women’s

Federation

Subtotal 121 77 64% Vocational al training 82 41 50% 18-40 training Poverty technician Alleviation 65 32 49% 18-39 Office Planting and Agricultural Wulong 72 33 46% 18-40 breeding Bureau Flood The Control Breeding, Women’s 78 57 73% 18-39 handwork Federation Bureau of Breeding animal 80 40 50% 18-44 husbandry 377 203 54%

Most participated women are less than 40 or around 40. However, the related trainings have no age limitation, and women over 40 have the same rights to participate the trainings. Since those women have to take of the old and the young, they pay more attention on the family, but if they prefer trainings and work outside, they have the same rights with others. Bedsides, the Women’s Federation will give them more guidance, and the report will update the related information in the next report.

During the external monitoring, no discrimination against women were found out through the interviews to the

Women's Federation, Poverty Relief Office and Public Security Department. In the survey, investigators had asked affected families about the ideas of nourishing kids and most of them said they didn’t care about the gender of babies and there existed no sex selection during pregnancy period since the modern society advocates gender equity.

Besidesthe local government and the Women’s Federations in all the project counties have conduct the sanitation training on women, especially on syncopation prevention training. Furthermore, the governments also have provided the free physical examination for the local women.

4.2.3 Women’s participation in the project construction

It must be ensured that women’s full participation in the project construction and enjoy the project benefits.

Implementing agencies and construction units as well as the community hold together to help women gain opportunities to work in physical labor and comply with all the provisions of the China labor law like “equal pay for equal work” and no employment of child labor or labor trafficking. According to current survey, women employment rate in the construction stage has reached more than 40%. As for temporary employment, local

residents (mainly relocated households) should be much hired. When hiring unskilled workers, priorities should be given women in affected families under the same conditions. Due to their main housework including laundry, cooking and taking care of children and older people, women don't have time to work in the construction site.

Local labors absorbed in each project are shown in table 4-8.

Table 4-8 Female Labor Forces Taken in the Project Female labor forces in this period Components Females Wage Payment Type of comment workers yuan pattern work Chengkou Road / / / / 4800/mont Unskilled Shizhu Road 110 cash h labourer There are no differences Fuling Road / / / / in female wages W anzhou Water 3900/mont regardless of gender. All 63 cash choreman Supply h projects comply with the Youyang Flood principle of equal pay / / / / Management for equal work. Wulong Flood 2500/mont Contract 25 cash Management h worker Rongchang Flood 2600/mont Ordinary 9 cash Management h labor

4.3 EMDP Implementation

Among 7 districts and counties, Shizhu and Youyang are the ethnic minority counties, which had been prepared the EMDP in the PPTA stage. During the survey, Youyang County still remained the preparation stage and had no any action on EMDP. Therefore, the report only described the related action of Shizhu County.

4.3.1 The Affected Ethnic Monitories under the Project

According to the EMDPs, 915 people of 245 households would directly have impact on the Project. During the survey, the data has been updated due to the project scope and design variation. The details are as follow:

4.3.2 Evaluation on Implementation of Action Plan

In EMDP, the action plans and adopted measures can be categorized in 3 aspects: the measures to avoid and mitigate the negative impacts; the measure to strengthen the positive impacts; the measures in favor of the ethnic minorities to ensure that, with priority, the ethnic minority people can be benefited from the Project or can gain the equal benefits from the Project.

By the report period, these action plans have been partly conducted orderly as per the schedule. Some of these measures have been implemented and achieved the good effect; others have encountered the unexpected problems

during the implementation and it needs to prolong the implementation or improve the measures and, still others have yet been implemented due the shortage of funds or the delay of work. These situations will be evaluated in the following paragraphs:

I. Information Disclosure and Public participation

Participated people have been covered the related stakeholders EA, IA, IU, APs including the women and the valuable, the leaders of affected township, the Consultant. By the report period, at least 190 people (95 are women, accounting for 49% of total people) suffered from the project have been participated in determination of policy preparation, design alignment, compensation standard, and livelihood restoration and the related training to be held during the construction.

Up to now, 10 meetings and interviews have been held in the project site, the details are shown in Table 4-2.

Table 4-2

Among Interviewee Interviewer Time Participant Target Concern and suggestion s Total APs Women

IA, the 2011.11 Design The necessary survey for design; Design institution local 30 19 12 2012.6 alignment people, APs Collecting the design preference from the APs

Village Compensation rate and propose the possible leaders, Social and methods of livelihood restoration ; trainings RP preparation APs, 2011.11 40 19 22 economic and labor opportunities during the institute women and survey construction. the vulnerable

Compensatio IA n standard 2012.4 and The livelihood restoration for urbanized Consultant Leaders of 20 20 9 2013.3 livelihood people; township restoration method

2012.4 ADB, CPMO, IA 20 14 11 PR details Determination of RP 2013.5 CPMO, IA

Among Interviewee Interviewer Time Participant Target Concern and suggestion s Total APs Women

CPMO Livelihood IA restoration The local method and practices for house Consultant 2014.7 Leaders of 12 9 3 and house demolish; transmit compensation rate; special township demolish method for women and the vulnerable details APs

EM

Consultant Fund stability, Compensation status, and methods of livelihood restoration and CPMO Social and satisfactory of APs; External monitoring 2015.3 IA 37 24 16 economic agency The related actions such as training types and 2015.8-9 survey Leaders of work introductions as well as some small townships credit method by the government to help to and villages improve the life standard of APs

APs

APs have the right to know the compensation IA 2015.2 IA, APs 6 10 RP disclosure rate and the livelihood restoration method 14 timely

Land All APs have the right to clearly know the acquisition IA 2015.3-5 IA, APs 17 12 project information and progress of the land announcemen 14 acquisition t

Total 190 - - 125 95

II. Construction and Labor Force Status i) Preventing Ethnic Minority Communities from Construction Disturbs

According to survey, the related mitigated actions have been included in the EMP, which is the appendix of the

Contract. During the construction, the IU has conducted some actions based on the implementation progress including Prohibiting night construction, covering the construction materials transportation especially when transporting soil and sand, conduct water injection timely. By the report period, no complain occurred due to the construction interference.

ii) Infective Disease Control in the Project Site

Through the survey, few HIV/AIDS cases can also be found in the affected township, but the needs for training of

HIV/AIDS prevention has been included in the construction Contract requirements. By the report period, the IA and IU had attached high importance to the prevention work including held the meeting, putting up posters and, free of charge, distributing condoms to the construction personnel, so that the people could increased their self-protection consciousness. Up to now, 190 workers under the project have been trained, and it has not found the infection and spreading of HIV/AIDS among the construction personnel. The details are shown in the Table

4-3

Table 4-3 Mitigation Measures and Disease Control during Construction

Measures to be Budget Implementation Target/Indexes Benefited Group Schedule Adopted (yuan x 104) Course  Prohibiting night construction Conform to the Preventing Ethnic There are180 ethnic implementation Minority  Cover the construction material s minority people in7 Included in progress Communities during transportation 2015-2018 village groups of 2 EMP from Construction  Restoring damaged irrigation and villages. Disturbs drainage systems  Conduct water injection timely There are more than Measures are  Putting up posters 7300 residents and 190 taken as per  Carrying out education plans on construction workers plan. No Infected Disease Included in prevention influenced by Project 2015-2018 infection or Control the Project  Holding meetings and trainings spreading has  Distributing the condoms been found among workers

iii) Employment Opportunities for the Ethnic Minorities under the Project

In the EMDP, it has suggested that employing the ethnic minority labors as the non-skillful workers to work for the Project should serve as the potential article in the contract signed between IA and the contractors. It should be clearly stated in the contract that the contractor should recruit at least 80% of the local labors for its labor force.

During the construction, the employed local labors should be fully paid.

After the commencement of the Project, the construction units have employed 260farmers in the project site to engage in the non-technical work. So that it has provided them with work and increased their income.

In the EMDP, it has put forward that it should provide, as far as possible, the employment opportunities to the poverty-stricken people who can satisfy the working efficiency required by the job and provide the on-post training for these local workers. According to the survey, the IA and IU are all attaching high importance to the training for rural labor transfer. The attention is specially paid on the training of the resettled people. By the report period, 150 people trained under the project. The employment details are shown as Table 4-4.

Table 4-4 Employment Provided to Local Farmer Labors by Project

Culvert and The The Contract Unskilled Subgrade retaining wall Truck portion of Portion of Cook Total Section workers cleaner construction Driver women ethnic worker minority 46 23.3% 46.7% 1 14 19 4 5 88 2 24 16 14 3 5 16.7% 33.3% 62 Total 70 30 33 7 10 40% 80% 150 Data Source: The data are sorted out from the primary information provided by Shizhu Project Office The above Table shows that of the employed local farmer labors, 80% is the ethnic minoritiesand 40% people were women. The daily wage for them is 150-20 yuan, which meet the of Shizhu rural can be satisfied by the local

For those temporary workers, the contractors have signed the labor agreement with them and have gi

III. Capacity Building for the Local i) The Job Skill Trainings for the Local

The related departments such as agricultural bureau, animal husbandry bureau have provided plenty of training opportunities to the local ethnic minorities during the report period, the total number of participants are 469 (459 are the ethnic minority), among which 280 are women (220 are the ethnic minority), accounting for 59.7% of the total training persons. Details see Table 4-5.

Table 4-5 Trainings Organized for the APs

Phase I Notes

Components Participants from APs Organizing Training topic agency Total including, women participants

Ethnic Ethnic Proportion People Minority Age People Minority Age of the total People People

Each agency will Husbandry (pig, Husbandry 78 77 18-41 42 41 18-41 53.85% organize 2-5 cow) Bureau trainings each year. Invitations were Agricultural sent to the APs. Cultivation 92 90 18-42 53 51 18-40 57.61% Bureau The numbers are Shizhu HR and people-time, which Road Vocational Employment 61 61 18-39 29 29 18-38 47.54% means they can training Bureau join different Cultivation, trainings Poverty husbandry and repetitively. Alleviation 72 70 18-44 33 32 18-38 45.83% vocational Office training Husbandry(silk Women worm) and 67 67 18-40 67 67 18-39 100.00% Federation handicraft Total 469 459 280 220 59.70%

All the trained persons will obtain the certificate after training completion and will introduce the related jobs to

those who are trained well. Through survey, 220 participates are women, accounting for 59.7% of the total trained persons. Besides, the enterprises that prefer obtaining those employers are hotels, restaurants, mendery and toggery and the type of work covers housekeeping, repairmen and shop assistant, etc. ii) Trainings and Assistance provision of the labor right for the local

By the report period, the local labor bureau has provided the related trainings for the local people who conduct works under the project in the following aspects: guide the works to sign the labor contract; provide the information about the average income of the similar positions in Shizhu in order to help the local people gained a more equal chance in employment;

IV. Special Support and Implementation Strengthening Measures to the Local i) Special Support For the APs Suffering from House Demolish

For those APs suffering from the house demolish, they are entitled to select the new settlement sits. The time given to the selection is generally one year. During the transition time, the APs suffering from house demolish can be obtained CNY 800/month per person. Therefore, the APs are basically satisfied with this arrangement and they have the enough time to remove. ii) Micro-Credit

The government promised to provide the micro-credit below 50 thousand for those local who met the following requirements: goat feeding; bee feeding; pig feeding; cow feeding; fruit tree planting; farmland inn development.

Through survey, the advertisement or notice for obtaining the micro-credit have been tagged on the wall, where the local can make clearer to know the detailed information.

Some rural enterprises have obtained the loan including Tiantian farmland inn, Hao Fengjing farmland inn and

Lelai farmland inn.

5. Performance indicator

5.1 Socio-economic Development

5.1.1 Socio-economic conditions

Chongqing’s regional GDP totaled 1.42654 trillion yuan in 2014, an increase of 10.9% over the previous year and it includes 106.103 billion yuan of added value of the first industry, up by 4.4%, 653.186 billion yuan of added value of the secondary industry, up by 12.7%, 667.251 billion yuan of added value of the tertiary industry, an increase of 10.0%.Three industrial structure ratio was 7.4:45.8:46.8.Calculated on the population of permanent residents, the city’s per capita GDP reached 47,859 yuan, an increase of 10.0% over the previous year.

Urban consumer price rose 1.8% over the previous year, including an increase of 3.3% in food price and

0.3%in fixed-asset investment price, a decrease of 1.7% in industrial producer ex-factory price and 1.7% in industrial producer purchasing price, and an increase of 0.2% in agricultural producer price.

The newly increased employee in city totaled 701,000; 268,000people with urban registered unemployment obtained employment, an increase of 3.1% over the previous year; 306,000 migrant workers were introduced back for entrepreneurship; and the urban registered unemployment rate at the end of the year reached 3.5%.

By 2014, there were totally 1.719 million market entities in the city (including 481,700 domestic enterprises, 5100foreign-funded enterprises, 1.2096 million individual businesses and 22600 farmer specialized cooperatives), an increase of 12.2% over the previous year including 357,700miniature enterprises, an increase of 24.7%. In 2014, new-developed miniature enterprises were 70,900 households solving the employment of 497200 people.

The general public budget totaled 192.188 billion yuan, an increase of 13.9% over the previous year including tax revenue of 128.17 billion yuan, an increase of 15.2%; the general public spending were

330.372 billion yuan, an increase of 8.0% than the last year. Details are shown in table 5-1.

5.2.1 General situation of industrial development

At the end of 2013, the total industrial output value of Chongqing was 157,854,080 yuan, increasing by 15% over the previous year; the industrial enterprise assets totaled 1.34621071 trillion yuan; comprehensive

index of the economic benefit was 254.1 and overall labor productivity reached 230,218 yuan/person per year. The general situations of industries in seven districts/ counties involved in the project have improved much more in 2013 than 2012. Specific information can be seen in table 5-2.

Table 5-1 Comparison of economic conditions in projects districts/counties

Year 2013 2014

Indicator Chongqin Wanzh Rong Youyan Chengk Chongqi Wanzh Rongch Youyan Chengk Area Fuling Wulong Shizhu Fuling Wulong Shizhu g ou chang g ou ng ou ang g ou

GDP (0.1 billion Absolute value 12656.69 702.02 690.04 261.03 107.91 107.43 100.25 44.9 14265.4 771 757.5 300.42 119.98 120 110.4 48.5

yuan) Variation (%) 12.3 12.5 13 14 13.5 13.2 10.1 10.2 10.9 11.1 12 12 10.7 10 7.5 8

Social fixed Absolute value 11205.03 507.62 501.46 306.49 141.6 140.42 112.9 72.51 13223.75 612 578.6 374.15 145.46 144.4 131.7 77.58 assets

investment (0.1 Variation (%) 19.5 23.7 14.1 24 12.5 6.2 8 24.4 18 20.6 11.3 22.1 2.7 2.8 14.6 7 billion yuan)

Public financial Absolute value 1692.92 47.6 44.82 20.12 9.79 19 23.6 4.27 1921.88 54.1 50.1 22.14 11.61 20 18.6 46.2 revenue0.1 Variation (%) 15.5 15.9 19.6 31 14.7 13.6 16 20.2 13.9 13.6 10.8 10 18.6 24.3 8.2 billion yuan

Total Deposit Absolute value 22202.1 743.32 531.23 200.67 117.31 136.71 119.2 64.93 25160.11 863.8 232.9 137 Balance0.1 Variation (%) 17.3 19.4 15.6 16.2 14.8 21.6 7.3 14 10.4 16.1 17.9 13 billion yuan

total agricultural Absolute value 1002.68 51.82 67.4 38.88 25.25 19.81 20.75 9.88 1061.03 72.8 26.79 output value0.1 Variation (%) 4.7 5.5 8.3 6.7 5.2 5.2 4.3 4.4 4.4 5.5 8 5.1 billion yuan

Total retail sales Absolute value 4511.77 219.37 179.69 70.7 36.09 41.18 38.39 10.2 5096.2 206.3 81.16 40.75 47.4 43.2 11.73 of consumer goods 0.1 Variation (%) 12 16 16.8 16 16.1 16.4 14 15.7 12 14.7 14.8 14.8 12.9 15 12.8 15 billion yuan data sourcesChongqing statistical yearbook 2014

Table 5-2 General situation of industrial development in Chongqing municipality and project districts/ counties (2014) Total Total Total assets of Whole labor industrial Comprehensi Rate of total industrial industrial; Products sales productivity Districts/ output index ve index of assets asset-liability output value enterprises rate yuan Counties the first economic contribution ratio% 10 10 % /person per half benefits % thousand thousand year year=100 All city 157854080 115 134621071 254.1 14.2 63.8 98.0 230218 Wanzhou 5795052 115 4109728 278.2 18.9 54.4 96.6 246101 Fuling 9801116 116 7424968 365.7 23.4 68.3 99.0 388038 Rongchang 4852777 119 2372966 331.9 33.2 41.3 97.5 209804 Chengkou 249464 105 405295 196.0 9.4 62.9 89.9 182499 Rongchang 411400 122 1172124 305.2 8.7 67.7 98.1 308164 Shizhu 777021 117 644260 277.9 23.4 65.1 98.0 200230 Youyang 562622 121 851547 287.6 14.5 63.0 99.3 242760

data sourcesChongqing statistical yearbook 2014

5.2 Per Capita Dispensable Income

The dispensable per capita income for urban residents is 25133 Yuan, a 9.0% increase over the previous year, among which the salary income increased 9.6%, the business net income increased

10.3%, the property net income grew by 2.8% and the transfer net income up by 9.3%. The dispensable per capita income for rural people is 9470 Yuan, up by 11.5%.

For the resident income, the urban and rural residents in Wanzhou, Fuling and Rongchang have exceeded the municipal average while both urban and rural residents in Wulong, Youyang, Shizhu and

Chengkou are below the average. From the Engel's Coefficient distribution, the expenditure on food still accounts for a large proportion of the total income, especially for the mountainous region where the spent on food even takes up nearly half of the income, which means that these regions are far from well beings. The per capita income of 2012-2014 for all the project districts/counties have increased significantly and the gap between the urban and rural are narrowing, especially for Fuling, Rongchang and Chengkou. The detailed statistics is shown in Table 5-3 below.

Table 5-3 the Urban and Rural per Capita Dispensable Income of the Project Districts/Counties Urban Residents per Rural Residents per Per Capita Housing Engel's Coefficient Index Capita Net Income Capita Net Income Area (%) (Yuan) (Yuan) (m2) Area Year Value ± % Value ± % Urban Rural Urban Rural 2012 22968 13.8 7383.27 13.9 41.5 44.2 32 41

Chongqing 2013 25216 9.8 8331.97 12.8 40.7 43.8 34 42 2014 25133 9 9470 11.5 2012 21823 12.9 7573 14.9 41 46 36 40

Wanzhou 2013 24224 11 8618 13.8 36 39 2014 25919 11.3 9562 13.6 2012 24108 14.6 7942 12.8 36.8 44.3 42 46

Fuling 2013 24650 9.6 8998 13.3 36.8 43.2 42 46 2014 26149 10.4 10200 13.6 35.3 41.8 2012 21805 13 9592 14.8 38.7 44.9 34 41 Rongchan 2013 24640 13 11031 15 38.5 42.3 35 43 g 2014 25152 9.8 11775 12.3 38.4 41.2 33 44 2012 20614 14.3 6695.8 15.6 41.5 45.41 37 42 Wulong 2013 22985 11.5 7873.4 13.7 40 41.41 36 41

2014 24526 11.2 8489 13.8 2012 19055 15.1 6848 14.5 42.8 48 38 41

Shizhu 2013 21170 11.1 7765 13.4 40.8 47.3 37 46 2014 23477 10.9 8828 13.7 2012 15293 14 5347 17.8 40.73 46.2 43 42

Youyang 2013 16790 10.5 5848 13.5 39.54 45.4 42 42 2014 18607 10.6 6479 13.6 42 42 2012 16078 13.2 5166 12.9 44.1 35 39

Chengkou 2013 17670 9.9 5843 13.1 44.2 35 39 2014 19355 10.3 6491 13 34 40

5.3 Poverty Reduction Performance

5.3.1Present state of poverty

In general, the rural infrastructure in Chongqing is poor and weak with wide spread poor population.

There are 33 counties with tasks of poverty alleviation in 40 districts in the whole city, which accounts for 82.5% 33 in the total number of the city's districts and counties. The city has 14 national key poverty alleviation counties, 4 municipal poverty alleviation and development key counties and 15 counties (including Wansheng economic development area) with the tasks of poverty alleviation and development. During the "12th Five Year Plan", there are 2000 poor villages in the city's plan which accounts for 22% of the administrative villages. The rural poverty reduction target is about 166 million people, the poverty rate is 6.5% which is 13.2% lower than that of the western region. The year to year tolls poverty rate due to illness and disasters is about 5%. What’s more, the distribution of poverty population is relatively concentrated which mainly distributes in the northeast area of

(Daba Mountain Districts) and the central area of Qianjiang district (Wuling mountain Districts).

Besides Rongchang, all other 6 counties or districts under this Projects are the national or municipal poverty-stricken counties; among which 3 are the national poverty-stricken counties (Youyang county,

Shizhu county and ) and 3 are the municipal poverty-stricken counties (Wanzhou district and Fuling district),..

According to national population census data, the poverty rate of the six poor districts and counties are all higher than that of Chongqing overall level. The specific situation is shown in Table 5-3.

Table 5-3 Rural poverty situation in the project districts Poor population 10 Districts thousand Poverty rate % Chongqing 166 6 Chengkou 3.61 17.3 Shizhu 6.7 12.41 Youyang 13.14 16.9 Wanzhou 3.26 8.7 Fuling 8.58 13.6 Wulong 5.02 16.9 Rongchang 1.4 3.8

In the field survey, the social evaluation team was deeply into the interview to the villagers groups that the project involved to learn about the status quo of the poor group, their main source of income, daily life as well as their poverty alleviation assistance and so on. Meanwhile, these poor groups are mainly consisted by the families with low income, the elderly people with no families, disabled people and female-headed households. The specific situation is shown in Table 5-4.

Table 5-4 Family information of the vulnerable groups in the districts the projects directly affected tm Items Town Village Community Name Age number Family situation Influential reason Vulnerable

Chengkou Road Chengkou Town Yanhe Village Yinghong Tang Land Hongyo 43 4 acquisition, Poor

4 4 u removal Liu Land Yunkua 51 5 Poor acquisition n Wu Land 42 4

6 6 Wanfu acquisition Zhao Land 38 4 Poor Bingkui acquisition

Xiaoshuiba Xiaoshuiba 1 Wang Land Female-headed Shuanghe Shuanghe

Village Village 47 3 Town Town Desheng acquisition households Jian 2 2 Wengan 38 4 Removal Poor g

Fuling Road Fuling DamuTown Village Yingxin Luo Zhongg 64 2 Removal Poor ui 2 2 Liu Yinghua 45 5 Removal Poor i

Shizhu Road Shizhu Huangshui shui Huang group an Dachu Peng Land Elderly-headed labor Mingxia 62 2 acquisition force ng

Jinhua Jinhua unity comm Jintai Wang Land Zhongyi 52 5 Poor acquisition ng

i i ela Yu lag Vil ng he nc mu m co ng Tan Land 48 4 Poor Xiangbo acquisition prevention prevention flood Rongchang road ou ngzh Cha age Vill npo ngji Hua

11 Zhang Land Female-headed

52 3 Zhengqi acquisition households d d Roa ggao Fen ity mun com ghu Don

2 2 Ao Land Female-headed 41 2 Zhiyou acquisition households

prevention prevention flood Wulong Village Chengdong Lannituo Dai Land Xiangkou Xiangkou 52 5 Illness Town Town Minlan acquisition Huang Land Kanghu 42 3 Illness acquisition a Longtan Town Longtan u ish Me Youyang flood Youyang 5 5 Land

prevention prevention Liuhong 52 4 Poor acquisition Xintian

3 3 Zhao Land 48 4 Poor Maohua acquisition

4 4 Tianfen Land 57 4 Poor g acquisition 5.3.2 Poverty reduction measures in the project districts/ counties

According to the interviews to the Bureau of Civil Affairs, Poverty Alleviation Office and related streets in the counties and districts in the project areas, the major reasons for the poverty of county residents in the project area are including sickness, male labor disability, female headed households,

“sanwu” people (the ones without identification papers, a normal residence permit and a source of income) and so on. For the poverty alleviation, in addition to the minimum living security and social assistance system, some municipal poverty reduction projects are also under implementation, for example: i. "Spring breezing plan": This plan focuses on providing more work opportunities and work policy consultations to the rural people including the rural people live in Chongqing and those returning peasant workers. In 2015, the related Chongqing government will hold 900 job fairs, providing more than 1 million job opportunities to the rural people. Based on the survey, the wages are from CNY

2000 to CNY 6000 depending on the work type and position; ii. "Rain plan": This plan is to provide related skill trainings to the poor and the subsidies to the students of the poor families. In 2015, 79 thousand poor people have participated the trainings and more than 5000 poor people have been introduced to work under this plan. Besides, this plan will provide fund to the poor college students, and in 2015 1137 students have been subsidized;

iii. The small loans for women: In order to encourage the self-employed for women, Chongqing government push out this type of loan to women only. Women can apply for (no more than) 100 thousand with free interest, and the loan period is 2 years.

At the same time, each project county also established some poverty reduction measures according to the features and customs in the poverty-stricken areas; the specific measures are in Table 5-5:

Table 5-5 Summary of poverty reduction in all project districts/ counties

Poverty Reduction Output

Item Poverty Reduction Training in the Project districts and Poverty Reduction Measures in the Project area counties

In the affected Yinghong village, the output of bamboo is considerable. Since the fresh bamboo is very popular when having hot pot in Chongqing, the government organize and Designated labor skills training base with main courses Chengkou courage the local to conduct the cultivation training and help including computer training, catering service training, Road to contact the buyers in Chongqing. The local can obtain at marketing training and mine electrician training, home least CNY 5000 per year through bamboo cultivation, which economics training and so on. makes the local satisfactory.

Damu township where the ADB project is conducted is the key rural tourism development baseline. The government provided the local fund assistant for the local to develop the argritourism especially the farmland inn. the Fuling District Government has repeatedly carried out In Juandong township, one enterprise invests 230 thousand to re-employment training for farmers, and been the first in the build 130mu green vegetable planting base. The local can sign city to implement poverty alleviation pilot to form a model of Fuling Road the sale agreement with the enterprises, and the government “fund to households + shares of poverty” so as to strive to have would give the enterprise some policy or fund support on an innovation in poverty alleviation. condition that the enterprises sign the sale agreement with the poor or the vulnerable in priority. This project can directly benefit 200 people in 50 households, among which 26 poor households can get rid of poverty through this project. In project site Huangshui Township, based on the special Employment assistance: the "development of the public industry such as coptis and water shield planting industry and position" has provided some public welfare position to the agritourism industry, the government assist the poor obtain the employment-hardship people in sanitation, health care, job opportunities or help them create the related industry. By Shizhu Road education and other departments; the "Training delivery to the report period, the government has provided 12 times for enterprises to improve staff skills effectively" activities and 4300 poverty people, and besides, the government also other services targeted to the industrial park workers have also providge1.7million to 630 poverty people to develop the been provided. special agritourism and planting.

Designated trainings: the types of training involve the Rongchang government and the relevant departments have computer training, graphic design training, accounting also attached great importance, they have developed some Rongchang training, maintenance electrician training, domestic service employment plan each year, for example, "entrepreneurial Flood personnel training, SYB entrepreneurship training and micro Rongchang" has offered loans for small and micro enterprises, Management enterprises creation training and other project. These projects "Qingfeng plan" also encourages the youth entrepreneurship. are free for access. Wulong County Poverty Alleviation Office has coordinated Relying on the tourism industry, the local has established Karst with the Employment Bureau, Tourism Bureau and other Company, Impression Companies and other tourism relevant units for several times to carry out some diversified enterprises to provide employment opportunities for the local training, including ecological tourism and special tourism, and residents as far as possible. Some specialized area of business Wulong Flood integrated the political resources like Sunny Training, Labor and agricultural streets are also built in the areas including the Management Skills Training and so on. Fairy Mountain scenic spot to guide the surrounding the The departments have implemented some training to the local farmers to develop businesses like specialties and farm residents especially the poor villagers to develop the tourism characteristic businesses, agricultural products sales and service and farming as well as other skills, the main training tourism marketing and other business thus to greatly promote center is Wulong Employment Center. the local residents to get out of poverty. The employment agency develop the rural and urban Designated training units: the types of the training include employment through the "four strengthening" while Youyang Flood poultry breeding, car repairing, electronic technology implementing some employment assistance programs, for Management applications, restaurant service, and driver training, and example, employment and entrepreneurship platform, private vocational qualification training, car services training. enterprises special recruitment and migrant workers returning recruitment and so on.

Through the "spring action" and other measures, in order to encourage the local farmers and peasant to start their own The main training industries include kiwi fruit, plum, tea, businesses, the unit has provided interest free or low interest Wanzhou tobacco; meanwhile, other agricultural fields and modern small loan. At the same time, Wanzhou District Office of Water Supply agriculture as well as the rural tourism are also important Poverty Alleviation and Employment Bureau have also opened contents coming from the industries above. the "online employment channel" to help the relevant job hunters to find suitable jobs.

5.4 Road Investment and Operation

5.4.1 Rural roads accessibility

The Project includes three road components, namely the Chengkou Road Component, Shizhu Road

Component and Fuling Road Component. Among the three components, Chengkou and Shizhu are located in the northeast and southeast of Chongqing with complicated geological condition and sharp mountains and steep slopes, which hinders the construction of the roads. The road networks in these two counties are quite underdeveloped. Apart from Fuling, whose road network and rural road accessibility are better than the municipal average, the rural road accessibility of rest two counties are

lower, which has affected the normal transportation of the local people and the economic development.

It is therefore of great significant to further improving the rural road network in these two counties.

Based on the field research to 3 components above, the monitoring group found that the planed road network constructions of Chengkou and Shizhu are relatively backward, and there exist some potential risks in the roads of Chengkou subproject area, especially when the weather is not favorable, villagers cannot go to some places like school and hospital by vehicles but on foot instead. Although the construction of Fuling road networks is comparatively fine, its remote location from the county hinders the local economic development to a great extent. Therefore, it is of great significant to further improving the rural road network in these two counties.

5.4.2 Quality and conditions of road networks

By the end of 2014, the length of the newly built and upgraded rural road has reached 90 thousands km, providing accessibility to 800 towns/townships and 4,739 administrative villages. The rural road network density has reached 134 km/hundreds square kilometer, ranking no.1 in western China and no.5 in the whole country. The accessibility to the towns/townships and administrative villages have both reached 100% while to the natural village 83.9%. In 2014, 13,800 km rural roads have started the construction with 11,400 finished, accounting for 126.7% of the annual plan. The rural road development in the road component area is listed in table 5-6 below.

Table 5-6 2012-2014 Rural Road Networks Quality in Chongqing and other Project Districts/Counties

Whole Road network Rural Road District/County Year Increasing Degree Mileage(km) Mileage(km) Accessibility(%) (%) 2012 120728 1.79 8085 73.4 Chongqing 2013 122846 1.72 8270 82 2014 136646 10.1 13070 83.9 2012 4552 3.71 1936 74.6 Fuling 2013 4715 3.57 2967 84.5 2014 4923 4.42 - 92.5 2012 3193 3.5 526.1 64.5 Shizhu 2013 3275 2.6 966.1 76.1 2014 3500 6.9 1214.1 85% 2012 2662 28.02 1788 31 Chengkou 2013 2855 6.76 1837.3 51 2014 3113 8.29 2090.3 66 From the table, we can find that both road mileage and level have improved a lot in different degree

through the upgrading and new building to the roads, which laying a good foundation for improving

local transportation condition and increasing transport efficiency.

5.5 Convenience of Infrastructure Facilities

According to 51 sampling villages, the household electricity and tap water conditions have improved

to a greater extent, in the first half of 2014, compared with 2013, with electricity households reaching

100%. The villagers' travel conditions have changed much. Details are shown in table 5-7

Table 5-7 Statistics of social economy infrastructure arriving at half an Chengkou Fuling Shizhu Road Rongchang Wulong Youyang Wanzhou hour/ Item Road Road Flood Control Flood Flood Control Water supply Store √ √ √ √ √ √ √ Hospital; √ √ √ √ School √ √ √ √ √ √ √ Neighborhood committee √ √ √ √ √ √ √ Local police station √ √ √ √ √ √ √ Library √ √ √ Cybercafe √ √ √ √ Town √

At present, all components of the project have not completed their construction yet and the roads have

not come into operation, so that the economic and social benefits cannot be defined for the moment

and will be made analysis in the following staging report according to runnability of respective project

in different districts/ counties.

5.6 The Water Supply and Drinking in Water Supply Project Areas

5.6.1 The Water Supply Situation in the Project Areas

The water supply project covers Wanzhou District. In 2014, the rate of safe drinking water in Wanzhou

reached 100%; the coverage of pipe network in the district is 97% and the project area covers land of 98%.

It is noticed that the existing 11 public water plants are located in the north part of the river. According

to the master plan, the south part will become a core development area in the future so that the

construction of a new water plant with larger coverage and capacity has become a necessity.

Because of the undulating topography of the main urban area, the water user groups are relatively scattered, resulting in this layout pattern of the water plants: “high water used at high levels, and low water used at low levels”. There are two largest water plants and the water supply facilities are mainly located in Longbao, Tiancheng, and Wuqiao (“Five Bridges”) District Areas of Wanzhou, and the towns near the urban area. The water supply area is about 105 square kilometers, with water supply coverage of nearly 100%. The total length of municipal water supply pipes of diameters of DN100 mm or more is about 525.0 km. The main water supply facilities are in the following table:

So far as we know, the integrated water price of household water-consumption is 3.50 yuan including

2.45 yuan of water charge, 1.00 yuan of collecting sewage treatment fee and 0.05 yuan of city development surcharge. The integrated water price of non-household water-consumption is 4.58 yuan including 3.23 yuan of water charge, 1.30 yuan of collecting sewage treatment fee and 0.05 yuan of city development surcharge.

Table 5-8 Statistics of Existing Municipal Public Water Plants in Main Urban Area

5.6.2 Investment, construction and progress of water supply project

WanzhouYangliu water supply plant and water treatment plant of supporting pipe networks (relocation of three water plants) cover the area of 151.2 mu (10.08 hectare), and the construction site locates in

Xuetangwan community, Shuanghekou Block, Wanzhou District. Total scale of the project is 350,000 m3/d, and a water treatment plant with daily supplying capacity of 200,000 tons will be newly built including sewage treatment facilities, water quality monitoring equipment, power supply and distribution system, offices and supporting equipment of other plants; The detailed designs of WA-01

C contract package project have been compiled and approved by consultant. The document draft of the contract has also been reviewed by the consultant before being submitted to ADB in September 2014.

On September 30, 2014, the tender documents called for bids on the Internet and the corresponding bidding evaluation report gained the "no objection" from ADB on December 2, 2014 after the review.

On December 10, 2014 the bid-winning notice was sent. After consulting with the winning bidder, the implementation unit and the winning bidder (contractor) signed a WA-C01 contract on February 25,

2015 after Chinese New Year. With the contractor’s preparation on the project site, the construction began on May 10 and will be completed in March 2016. The rest of the tender documents are being compiled.

The contract of WA-C01 was signed on February 25, 2015 and the project was carried out on May 10.

The paper pointed out that the contract period was ten months and the initial contract price is

59,635,428 yuan. The projects in WA-C01 contract include Yangliu Water Supply Project in Wanzhou

District (first phase of construction) and Changping construction including site formation, slope protection and channel wall for flood control. At the end of the project, preparations for construction site and about 10% earthwork in this contract have been completed. The achievements of major projects have not yet reached.

5.7 Flood History in Project Areas

(1) Rongchang

The project is located in the north new zone of the Rongchang County with frequent flood accidents.

The site survey found that the river reach basically has no flood control measures and the protection standard is lower than the once in 10 years. Landslide often happened due to the rush of the river and endanger to the safety of the local residents. Apart from the flood and storm, the poor infrastructure in the project areas also deteriorates the water quality of the Rongfeng River from the mixed rainwater and wastewater. The water and living environment was significantly affected.

According to county records, countywide flooding occurred six times from 1528 to 1881, seven times from 1882 to 1949, and 15 times in the 47 years from 1950 to 1996. On 17 July 1947 both river banks along the river in the were flooded, and houses and furniture were washed away, with an affected population of 4.4 million, 26 people dead and 27 people injured, and a loss of 5 billion Yuan.

On 3 July 1981 a devastating flood occurred in Laixi River. In the river section in the county seat the water level rose to 11.3 m. Most of the urban area was flooded, more than 10,000 residents were temporarily diverted, and the economic loss was CNY47.97 million. In the evening of 7 July 1996,

103.2 mm of rainfall fell; more than 500 meters of pipeline trenches of the county potable water plant technology transformation project were damaged, resulting in ceasing of production for 28 township enterprises, with economic loss of CNY1.28 million.

(2) Wulong

The Wulong Component is the extension to the upstream of the World Bank project on the left bank of the Wujiang River. The objectives are finishing the left bank protection works for Wujiang River (2.6

km embankment construction) so as to improve the urban infrastructure and upgrade the flood protection level to once in 20 years.

It is visited that the river in the new urban area is in a natural state. Floodwater can spread ashore easily. The proposed project area is located in the left bank; the bank slope is steep and suffered from flood immersion and erosion, liable to cause large amounts of soil erosion. Especially during the flooding season, the flood water rises and falls rapidly, which causes the river bank to crumble and slip continually, inducing subsidence, bank collapse, landslides, and other secondary disasters, endangering people's lives and property. Due to the lack of municipal infrastructure in the project area, sewage and garbage can be seen everywhere, the environmental hygiene is poor, the surrounding water quality and ecological environment is severely affected, and the reservoir banks’ landscape and image of the urban area have also been undermined.

(3) Youyang

The component in Youyang is located in Longtan Town. Floods occur frequently in Longtan River of

Youyang County, while the flood control projects in the Longtan River Basin are inadequate. Only in the river reaches of some towns and townships and important schools and river reaches, are scattered flood control revetment work. It is difficult to form an effective water basin flood control system.

According to Youyang County urban and rural master plan, Longtan Town will be a major area for future urbanization and development. It is one of “China's famous historical and cultural towns" and

"Chongqing’s ten historical and cultural towns”, but due to lack of municipal infrastructure, wastewater is discharged directly into Longtan River. On the river bank slope there is a lot of garbage.

The river water quality is in decline, greatly affecting Longtan Town’s water environment. In Longtan

Town, with increasing size of the urban area and economy, the population continues to increase, and losses in flood disasters will continue to increase. Most reaches of Longtan River are natural embankments. The flood control standards in the project river reach are less than one in 10 years, lower than the one-in-20-year standards required by the planning.

5.8 Construction Capability Assessment of Implementing Agencies

In order to implement the ADB project effectively and smoothly, a top-down organization system for project management should be established at all levels of governments, responsible for engineering

design, examination and approval, coordination, implementation and monitoring work.

1. Leading groups of ADB project in all districts/counties

In order to organize and guide the project preparation and construction, branch leaders from

Development and Reform Commission, Land and Resource Bureau and the Transportation Bureau work together to constitute leading groups of ADB project in all districts/counties under the overall planning of governmental sectors. In the group, the district/county major acts as group leader and director of Development and Reform Commission as deputy chief, in charge of the cooperation among different departments.

The main responsibilities are to strengthen the guidance to this project, making sure that ADB projects can progress well. Meanwhile, they are responsible for coordinating organizations at all levels. There are ADB project management offices (PMOs) under the leading group.

2. LPMOs

The subordinate project management office will represent all county government to charge the overall management of the project implementation, serving as decision-making and administrative agency for project execution. LPMOs comprise Development and Reform Commission, Land and Resources

Bureau, Water Conservancy Bureau, project IUs and township leaders. The main responsibilities are:

Taking charge of related personnel training to the project; organizing and coordinating preparation and implementation of all kinds of report; conducting public consultation and releasing resettlement policy; monitoring the management and use of various funds of the project; holding internal supervision activities and preparing internal monitoring report; participating in funds payment and annual audit; responsible for the specific work of project management including the contact with ADB..

3、IUs

IUs are responsible for implementing ADB projects and internal monitoring, raising funds for project construction, entrusting DIs to make design plan, drawing and relevant report and handing in design data and progress of works to ADB office and Foreign Funds office.

6 Conclusion and Recommendations

6.1 Conclusion

The results of investigation show that relevant competent units and the IUs in all sub-projects are vigorously doing the work of project publicity and mobilization of public participation:

(1) Each component in the whole project from initiation to implementation will be in the charge of specially-assigned personnel and there is also specialist responsible for the coordination in relevant departments. The team members made up cadres from different departments and responsible for carrying out the immigration are of high quality, playing an active role in the late project. In addition, the land acquisition staffs of each component show a good work style of conscientiousness and patience, which is helpful for communication of resettlement work among relevant implementing departments, and timely reflect and deal with the difficulties and problems of land acquisition work and strengthen local residents’ understanding of engineering and resettlement activities.

(2) From social actions carried out in all districts and counties, they mainly focus on project publicity, resettlement consultation and publicity of construction safety knowledge.

(3) Information disclosure of all subprojects should be made accordingly, such as posting announcement, holding a mass meeting and report and make the project and immigration work public through some media like television, newspaper and so on. In terms of Chengkou Water Supply project, for example, after a hearing, there arose some differences on the compensation for ground appendages, and then the IU and local village cadres held a meeting for coordination, which made the issue to be solved with openness and fairness and gained the understanding of the affected villagers.

Finally the resettlement work was completed successfully and got high unanimous praise.

6.2 Recommendations

In the monitoring and evaluation analysis to all targets above, some problems have been put forward and relevant recommendations on these them. As a summary, there will be several more important proposals and measures to guide the work in all levels and departments of the project and ensure the smooth realization of the goal of ADB project II.

(1) IUs need to strengthen the internal finance management and auditing management.

(2) IUs should strengthen personnel training, which is advantageous to better cooperate with the

ADB and other international consultancy for the IU and construction units.

(3) In accordance with requirements of environmental protection, the construction unit needs to ensure the construction of the project under environmental procedures and guidelines of ADB and government, ensure the implementation of the environmental monitoring plan and ensure to minimize adverse environmental impacts arising from the construction according to mitigation measures and monitoring plans in the environmental impact assessment.

(4) After the project is completed and put into use, IUs need to continue to hire local poor people at maximum, encouraging women in the project areas to participate in the activities of daily highway maintenance etc., and to guarantee men and women equal pay for equal work.

It is suggested that during the operation of subjects, corresponding policies be made to give allowance and remission to disadvantaged groups in project areas, especially those affected by the construction.