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Return of Organization Exempt from Income efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493129014284 Return of Organization Exempt From Income Tax OMB No 1545-0047 Form 990 Under section 501 (c), 527, or 4947( a)(1) of the Internal Revenue Code ( except black lung 2 benefit trust or private foundation) 201 Department of the Treasury Internal Revenue Service 1-The organization may have to use a copy of this return to satisfy state reporting requirements A For the 2012 calendar year, or tax year beginning 07-01-2012 , 2012, and ending 06-30-2013 C Name of organization B Check if applicable D Employer identification number DIA CENTER FOR THE ARTS INC F Address change 23-7397946 Doing Business As F Name chang e DIA ART FOUNDATION 1 Initial return Number and street (or P 0 box if mail is not delivered to street address) Room/suite E Telephone number 535 WEST 22ND STREET 4TH FLOOR p Terminated (212)989-5566 (- Amended return City or town, state or country, and ZIP + 4 NEW YORK, NY 10011 F_ Application pending G Gross receipts $ 23,764,202 F Name and address of principal officer H(a) Is this a group return for NATHALIE DE GUNZBURG affiliates? (-Yes No 535 WEST 22ND STREET 4TH FLOOR NEW YO RK, NY 10011 H(b) Are all affiliates included? F Yes (- No If "No," attach a list (see instructions) I Tax-exempt status F 501(c)(3) 1 501(c) ( ) I (insert no ) (- 4947(a)(1) or F_ 527 H(c) Group exemption number 0- J Website :1- WWWDIAARTORG K Form of organization F Corporation 1 Trust F_ Association (- Other 0- L Year of formation 1974 M State of legal domicile NY Summary 1 Briefly describe the organization's mission or most significant activities DIA ART FOUNDATION IS COMMITTED TO ADVANCE, REALIZE, AND PRESERVE THE VISION OF ARTISTS DIA'S NAME COMES FROM THE GREEK WORD FOR "THROUGH," WHICH REFLECTS ITS ROLE AS A CONDUIT FOR VISIONARY ART PROJECTS SINCE ITS FOUNDING IN 1974, DIA HAS COMMISSIONED, SUPPORTED, PRESENTED, AND PRESERVED EXCEPTIONAL ARTWORKS, AND FOSTERED LASTING RELATIONSHIPS WITH INDIVIDUAL ARTISTS DISTINGUISHED BY ITS CONSTELLATION OF SITES, DIA ADVANCES THE EXPERIENCE, APPRECIATION, AND SCHOLARSHIP OF ART THROUGH IN-DEPTH, SINGLE-ARTIST EXHIBITIONS, PERFORMANCES, PUBLICATIONS, PUBLIC AND EDUCATIONAL PROGRAMS, AND THE MAINTENANCE OF PERMANENT SETTINGS OF WORKS OF ART 2 Check this box Of- if the organization discontinued its operations or disposed of more than 25% of its net assets of 3 Number of voting members of the governing body (Part VI, line 1a) . 3 13 4 N umber of independent voting members of the governing body (Part VI, line 1 b) . 4 13 5 Total number of individuals employed in calendar year 2012 (Part V, line 2a) . 5 132 6 Total number of volunteers (estimate if necessary) 6 14 7aTotal unrelated business revenue from Part VIII, column (C), line 12 . 7a 0 b Net unrelated business taxable income from Form 990-T, line 34 . 7b 0 Prior Year Current Year 8 Contributions and grants (Part VIII, line 1h) . 3,518,353 6,398,144 9 Program service revenue (Part VIII, line 2g) . 1,113,802 595,194 N 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d . 2,856,672 4,535,134 11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 1,752,749 1,785,687 12 Total revenue-add lines 8 through 11 (must equal Part VIII, column (A), line 12) . 9,241,576 13,314,159 13 Grants and similar amounts paid (Part IX, column (A), lines 1-3) . 240,971 135,322 14 Benefits paid to or for members (Part IX, column (A), line 4) . 0 0 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) 4,924,835 5,236,521 16a Professional fundraising fees (Part IX, column (A), line 11e) 164,174 125,000 b Total fundraising expenses (Part IX, column (D), line 25) 0-1,048,480 LLJ 17 Other expenses (Part IX, column (A), lines h1a-11d, 11f-24e) . 5,295,827 17,440,799 18 Total expenses Add lines 13-17 (must equal Part IX, column (A), line 25) 10,625,807 22,937,642 19 Revenue less expenses Subtract line 18 from line 12 -1,384,231 -9,623,483 Beginning of Current End of Year Year 20 Total assets (Part X, line 16) . 124,849,079 129,810,935 M %TS 21 Total liabilities (Part X, line 26) . 12,798,300 25,445,555 ap U. 22 Net assets or fund balances Subtract line 21 from line 20 Signature Block Under penalties of perjury, I declare that I have examined this return, includin my knowledge and belief, it is true, correct, and complete Declaration of preps preparer has any knowledge Signature of officer Sign Here NATHALIE DE GUNZBURG CHAIRMAN Type or print name and title Print/Type preparer's name Preparers signature FREDERICK MARTENS Paid Firm's name 1- LUTZ AND CARR CPAS LLP Pre pare r Use Only Firm's address -300 EAST 42ND STREET NEW YORK, NY 10017 May the IRS discuss this return with the preparer shown above? (see instructs For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2012) Page 2 Statement of Program Service Accomplishments Check if Schedule 0 contains a response to any question in this Part III .F 1 Briefly describe the organization's mission DIA ART FOUNDATION IS COMMITTED TO ADVANCE, REALIZE, AND PRESERVE THE VISION OF ARTISTS DIA'S NAME COMES FROM THE GREEK WORD FOR "THROUGH," WHICH REFLECTS ITS ROLE AS A CONDUIT FOR VISIONARY ART PROJECTS SINCE ITS FOUNDING IN 1974, DIA HAS COMMISSIONED, SUPPORTED, PRESENTED, AND PRESERVED EXCEPTIONAL ARTWORKS, AND FOSTERED LASTING RELATIONSHIPS WITH INDIVIDUAL ARTISTS DISTINGUISHED BY ITS CONSTELLATION OF SITES, DIA ADVANCES THE EXPERIENCE, APPRECIATION, AND SCHOLARSHIP OF ART THROUGH IN-DEPTH, SINGLE-ARTIST EXHIBITIONS, PERFORMANCES, PUBLICATIONS, PUBLIC AND EDUCATIONAL PROGRAMS, AND THE MAINTENANCE OF PERMANENT SETTINGS OF WORKS OF ART 2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-EZ? . fl Yes F No If"Yes,"describe these new services on Schedule 0 3 Did the organization cease conducting, or make significant changes in how it conducts, any program services? . F Yes F7 No If"Yes,"describe these changes on Schedule 0 4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported 4a (Code ) (Expenses $ 18,703,101 including grants of $ 135,322 ) (Revenue $ 890,075 EXHIBITIONS AND LONG-TERM PROJECTS DIA'S LARGEST EXHIBITION FACILITY IS DIA BEACON, LOCATED IN BEACON, NEW YORK DIA BEACON HOUSES 240,000 SQUARE-FEET OF EXHIBITION AND PUBLIC PROGRAM SPACE USED FOR PUBLIC VIEWING OF PERMANENT COLLECTION AND TEMPORARY EXHIBITIONS, A BOOKSHOP AND CAFE DIA MAINTAINS 8 LONG-TERM, SITE-SPECIFIC PROJECTS LOCATED IN VARIOUS STATES ACROSS THE COUNTRY INCLUDING WALTER DE MARIA'S THE LIGHTNING FIELD (1977) LOCATED IN NEW MEXICO, ROBERT SMITHSON'S SPIRAL JETTY (1970) LOCATED IN THE GREAT SALT LAKE IN UTAH, TWO PERMANENT GALLERY INSTALLATIONS IN NEW YORK CITY BY WALTER DE MARIA, THE NEW YORK EARTH ROOM (1977) AND THE BROKEN KILOMETER (1979), AND THE DAN FLAVIN ART INSTITUTE LOCATED IN BRIDGEHAMPTON, NEW YORK THESE INSTALLATIONS ARE FREE TO THE PUBLIC, WITH THE EXCEPTION OF THE LIGHTNING FIELD, FOR WHICH AN OVERNIGHT STAY IS REQUIRED THE LIGHTNING FIELD UNDERWENT A PREVENTATIVE MAINTENANCE PROJECT IN FISCAL YEAR 2013 IN 2013, DIA ACQUIRED, AS PARTIAL GIFT PARTIAL PURCHASE, 30 MAJOR ARTWORKS THAT WERE ON LONG-TERM LOAN AT DIA BEACON FROM THE LANNAN FOUNDATION 4b (Code ) (Expenses $ 878,569 including grants of $ ) (Revenue $ 4,009 PUBLIC PROGRAMS AND EDUCATION DIA OFFERS EDUCATIONAL AND PUBLIC PROGRAMS IN NYC AND BEACON DIA'S 535 WEST 22ND STREET BUILDING HOSTS ARTISTS ON ARTISTS LECTURE SERIES, READINGS IN CONTEMPORARY POETRY, AND DISCUSSIONS IN CONTEMPORARY CULTURE DIA BEACON HOSTS AN ANNUAL ARTS EDUCATION PROGRAM, AN EDUCATIONAL OUTREACH PROGRAM IN PARTNERSHIP WITH EVERY SCHOOL IN THE BEACON CITY SCHOOL DISTRICT, SERVING ROUGHLY 350 STUDENTS A YEAR THE PROGRAM EMPLOYS 6-8 TEACHING ARTISTS ANNUALLY WHO DEVELOP ORIGINAL CURRICULA BASED ON DIA'S COLLECTION DIA BEACON ALSO OFFERS GUIDED TOURS, MONTHLY GALLERY TALKS FREE WITH MUSEUM ADMISSION, AND QUARTERLY COMMUNITY FREE DAYS, WHICH PROVIDE FREE ADMISSION AND A RANGE OF PROGRAMS TO RESIDENTS OF 9 COUNTIES IN UPSTATE NEW YORK 4c (Code ) (Expenses $ 347,506 including grants of $ ) (Revenue $ GRAMSCI PROJECT COMMISSIONDIA COMMISSIONED A NEW WORK, "GRAMSCI MONUMENT" BY ARTIST THOMAS HIRSCHHORN THE ARTWORK TOOK THE FORM OF AN OUTDOOR STRUCTURE COMPRISED OF NUMEROUS PAVILIONS, WHICH INCLUDED EXHIBITION SPACE, A LIBRARY, A STAGE, AN EDUCATION WORKSHOP, AND A LOUNGE THE STRUCTURE WAS CONSTRUCTED BY RESIDENTS OF FOREST HOUSES, AND THE RESIDENTS AND THE ARTIST RAN A PUBLIC PROGRAM WITHIN THE STRUCTURE OPEN 7 DAYS A WEEK FROM JULY 1 THROUGH SEPTEMBER 15, 2013 (Code ) (Expenses $ 282,202 including grants of $ ) (Revenue $ PUBLICATIONS DIA'S PUBLICATION PROGRAM, IMPLEMENTED IN 1987, HAS PRODUCED OVER 75 VOLUMES INCLUDING MONOGRAPHS, ANTHOLOGIES, AND COLLECTIONS OF CRITICISM AND SCHOLARSHIP THROUGH THESE PUBLICATIONS DIA HAS ESTABLISHED A TRADITION OF RIGOROUS SCHOLARSHIP AND IN-DEPTH EXPLORATIONS OF ITS EXHIBITIONS, SITES, AND PERMANENT COLLECTION 4d Other program services (Describe in Schedule 0 ) (Expenses $ 282,202 including grants of $ ) (Revenue $ 4e Total program service expenses - 20,211,378 Form 990 (2012) Form 990 (2012) Page 3 Checklist of Required Schedules Yes No 1 Is the organization described in section 501(c)(3) or4947(a)(1) (other than a private foundation)? If "Yes," Yes complete Schedule As .
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