This document is being provided for the exclusive use of PAUL BANDONG at BLOOMBERG/ PRINCETON

GLOBAL CAPITAL MARKETS LEAGUE TABLES

1st 3Q 2015 This document is being provided for the exclusive use of PAUL BANDONG at BLOOMBERG/ PRINCETON

1st 3Q 2015

MANAGER RANKINGS GLOBAL CAPITAL MARKETS

The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans, bonds, equity and M&A transactions; according to Bloomberg standards.

LEAG for a full range of league tables

MA for a full range of merger & acquisition tables

NI LEAG CRL or http://www.bloomberg.com/ for a full range of market-specific league table publications

Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service.

DATA SUBMISSIONS AND QUERIES

Contact Phone Email Americas Paul Bandong +1 609 279 5187 [email protected] EMEA Sami Arafeh +971 4 4492349 [email protected] Asia-Pacific Hung Truong +65 6212 1326 [email protected]

© 2014 Bloomberg Finance L.P. All rights reserved. This document is being provided for the exclusive use of PAUL BANDONG at BLOOMBERG/ PRINCETON

Corporate & Financial Bonds: Industry Breakdown Global Fixed Income Review

21%

6% Corporate & Financial Bonds 52% 7%

1st 3Q 2015 1st 3Q 2014 7% 7% Mkt Volume (USD Deal Prev Prev Mkt Mkt Share Firm Rank 5

Share(%) Mln) Count Rank Share(%) Chg(%) 1 0 2

JP Morgan 1 6.81 210,971 1,286 1 5.95 0.86 Financials 52% Bank of America Merrill Q 2 5.76 178,387 1,075 2 5.32 0.44 3 Lynch Consumer Discretionary 7% t

Energy 7% s

Citi 3 5.06 156,622 1,038 3 5.00 0.06 1

Industrials 7% | Deutsche Bank 4 4.84 149,816 953 4 4.94 -0.10 s

Health Care 6% t

Goldman Sachs 5 4.82 149,149 814 7 4.37 0.45 e

Others 21% k Morgan Stanley 6 4.47 138,404 928 6 4.45 0.02 r a

Barclays 7 4.17 129,072 867 5 4.46 -0.29 M

l

Corporate & Financial Bonds: Manager Rankings a HSBC 8 3.97 122,828 907 8 3.97 0.00 t i

Credit Suisse 9 3.63 112,263 629 9 3.73 -0.10 History p a C

Wells Fargo 10 2.85 88,152 517 12 2.25 0.60 2015 2014 2013 l 10 BNP Paribas 11 2.65 81,950 564 10 2.95 -0.30 a b

8 o UBS 12 2.64 81,835 438 11 2.35 0.29 l ) % G (

e

r 6

RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 a h

S

t

e

Societe Generale 14 1.71 52,835 336 16 1.70 0.01 k 4 r a g M

Credit Agricole CIB 15 1.54 47,820 335 15 1.77 -0.23 r 2 e

Mizuho Financial 16 1.38 42,818 488 18 1.11 0.27 b 0 i n h it k s y a c n h le m CITIC Securities Co Ltd 17 1.08 33,553 123 23 0.88 0.20 rg n C a c n o y B a a L e S t M ll h n S P ri c a n o J r s a e t m g M u ld r UniCredit 18 1.06 32,764 241 19 1.09 -0.03 e o o a D o ic G M

r l e m A f Mitsubishi UFJ Financial 19 1.06 32,737 277 26 0.80 0.26 o B k n a B RBS 20 1.03 31,897 242 13 2.03 -1.00

TOTAL 100% 3,096,807 11,335 100%

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Corporate Bonds Financial Bonds 1st 3Q 2015 1st 3Q 2014 1st 3Q 2015 1st 3Q 2014

Mkt Volume (USD Deal Prev Prev Mkt Mkt Share Mkt Volume (USD Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) Firm Rank Share(%) Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) JP Morgan 1 8.27 124,686 869 1 6.95 1.32 JP Morgan 1 5.43 86,284 417 1 5.14 0.29 Bank of America Merrill Lynch 2 7.70 116,098 750 2 5.84 1.86 Citi 2 4.82 76,531 404 4 4.66 0.16 Deutsche Bank 3 5.92 89,308 586 4 5.10 0.82 Goldman Sachs 3 4.34 69,040 301 7 4.13 0.21 Goldman Sachs 4 5.31 80,109 513 5 4.66 0.65 Bank of America Merrill 4 3.92 62,290 325 2 4.90 -0.98 Citi 5 5.31 80,091 634 3 5.42 -0.11 Lynch Barclays 6 5.27 79,403 544 7 4.50 0.77 HSBC 5 3.92 62,251 426 8 3.98 -0.06 5 Morgan Stanley 7 5.24 78,937 588 6 4.55 0.69 Deutsche Bank 6 3.81 60,507 367 3 4.81 -1.00 1 Morgan Stanley 7 3.74 59,467 340 6 4.37 -0.63

HSBC 8 4.02 60,577 481 8 3.96 0.06 0

Credit Suisse 9 3.53 53,250 369 9 3.52 0.01 UBS 8 3.73 59,361 259 10 2.88 0.85 2

Wells Fargo 10 3.49 52,652 375 12 2.60 0.89 Credit Suisse 9 3.71 59,013 260 9 3.90 -0.19 BNP Paribas 11 3.07 46,306 362 10 3.23 -0.16 Barclays 10 3.13 49,669 323 5 4.44 -1.31 Q 3

Mizuho Financial 12 2.23 33,573 333 16 1.64 0.59 BNP Paribas 11 2.24 35,644 202 11 2.72 -0.48 t RBC Capital Markets 13 2.17 32,655 304 13 2.14 0.03 Wells Fargo 12 2.23 35,500 142 12 1.97 0.26 s RBC Capital Markets 13 1.96 31,220 181 15 1.63 0.33 Mitsubishi UFJ Financial 14 1.77 26,685 224 18 1.49 0.28 1

Societe Generale 15 1.77 26,644 210 14 1.90 -0.13 Credit Agricole CIB 14 1.79 28,390 145 13 1.94 -0.15 |

CITIC Securities Co Ltd 15 1.72 27,405 89 18 1.25 0.47

UBS 16 1.49 22,475 179 15 1.68 -0.19 s Credit Agricole CIB 17 1.29 19,431 190 17 1.56 -0.27 Societe Generale 16 1.65 26,191 126 16 1.54 0.11 t e RBS 18 1.22 18,448 160 11 2.82 -1.60 Natixis 17 1.52 24,215 134 14 1.71 -0.19 k

Industrial & Comm Bank of 19 1.04 15,739 108 31 0.69 0.35 UniCredit 18 1.34 21,373 135 19 1.23 0.11 r China Nomura 19 1.06 16,911 200 22 1.01 0.05 a

China Construction Bank 20 1.04 15,651 107 21 1.11 -0.07 Commerzbank 20 1.03 16,297 119 21 1.08 -0.05 M

TOTAL 100% 1,507,476 4,606 100% TOTAL 100% 1,589,331 6,729 100% l a t Syndicated Government Bonds International Bonds i p

1st 3Q 2015 1st 3Q 2014 1st 3Q 2015 1st 3Q 2014 a

Mkt Volume (USD Deal Mkt Volume (USD C

Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) l a

Barclays 1 9.71 94,449 225 1 7.68 2.03 JP Morgan 1 7.86 225,868 1,229 2 7.01 0.85 b

HSBC 2 7.34 71,453 392 3 7.13 0.21 Barclays 2 7.03 202,138 895 3 6.65 0.38 o l Deutsche Bank 3 5.63 54,808 244 2 7.51 -1.88 Bank of America Merrill 3 6.31 181,414 994 7 5.25 1.06 G

JP Morgan 4 5.50 53,546 260 4 5.73 -0.23 Lynch

Citi 5 5.38 52,348 213 5 5.25 0.13 Deutsche Bank 4 6.21 178,597 953 1 7.09 -0.88

Bank of America Merrill 6 4.87 47,410 302 8 3.66 1.21 Citi 5 6.15 176,700 998 5 6.06 0.09

Lynch HSBC 6 6.12 175,972 1,013 4 6.09 0.03 g

TD Securities 7 4.64 45,173 265 11 3.29 1.35 Goldman Sachs 7 5.67 163,059 795 6 5.31 0.36 r

Goldman Sachs 8 4.28 41,688 142 6 4.75 -0.47 Morgan Stanley 8 4.58 131,659 677 8 4.26 0.32 e

BNP Paribas 9 3.78 36,829 166 7 3.90 -0.12 Credit Suisse 9 3.90 111,953 602 10 3.69 0.21 b Nomura 10 3.44 33,458 232 12 3.05 0.39 BNP Paribas 10 3.86 111,029 664 9 4.25 -0.39 m Morgan Stanley 11 3.37 32,781 288 10 3.39 -0.02 Credit Agricole CIB 11 2.46 70,826 450 13 2.61 -0.15 o RBC Capital Markets 12 2.76 26,825 139 13 2.94 -0.18 Societe Generale 12 2.44 70,185 401 12 2.68 -0.24 o

UniCredit 13 2.54 24,742 80 9 3.53 -0.99 Wells Fargo 13 2.38 68,542 366 19 1.38 1.00 l Credit Agricole CIB 14 2.43 23,667 125 17 2.16 0.27 UBS 14 2.23 64,024 314 16 1.76 0.47 B Wells Fargo 15 2.07 20,130 361 45 0.41 1.66 RBC Capital Markets 15 1.96 56,245 366 15 1.92 0.04 Societe Generale 16 1.80 17,516 61 14 2.55 -0.75 UniCredit 16 1.86 53,400 304 14 2.45 -0.59 Credit Suisse 17 1.80 17,515 105 15 2.47 -0.67 RBS 17 1.62 46,537 277 11 2.76 -1.14 RBS 18 1.78 17,368 100 16 2.39 -0.61 Nomura 18 1.43 40,968 284 18 1.45 -0.02 National Bank Financial Inc 19 1.40 13,606 96 23 1.17 0.23 Natixis 19 1.39 39,835 255 17 1.74 -0.35 BMO Capital Markets 20 1.35 13,092 51 26 0.99 0.36 TD Securities 20 1.32 38,019 195 25 0.98 0.34 TOTAL 100% 973,067 4,135 100% TOTAL 100% 2,874,199 7,280 100%

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Corporate High Yield Bonds Global Bonds 1st 3Q 2015 1st 3Q 2014 1st 3Q 2015 1st 3Q 2014

Mkt Volume (USD Deal Mkt Volume (USD Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) JP Morgan 1 8.81 30,616 247 1 8.86 -0.05 JP Morgan 1 11.48 94,751 402 1 11.72 -0.24 Bank of America Merrill 2 8.04 27,921 216 3 7.40 0.64 Barclays 2 9.97 82,269 237 2 10.63 -0.66 Lynch Bank of America Merrill 3 9.95 82,055 379 4 8.58 1.37 Citi 3 7.94 27,598 184 4 7.36 0.58 Lynch Goldman Sachs 4 7.76 26,967 199 5 7.35 0.41 Citi 4 8.30 68,495 295 3 9.12 -0.82 Deutsche Bank 5 7.40 25,701 212 2 8.68 -1.28 Goldman Sachs 5 8.13 67,100 275 5 8.17 -0.04 Morgan Stanley 6 6.25 21,733 160 6 6.97 -0.72 Morgan Stanley 6 7.65 63,116 233 7 6.74 0.91 5 1 Barclays 7 6.21 21,576 175 7 6.70 -0.49 Wells Fargo 7 6.05 49,902 219 9 3.69 2.36 0

Credit Suisse 8 5.80 20,160 163 8 6.67 -0.87 Deutsche Bank 8 5.65 46,588 182 6 7.94 -2.29 2 Wells Fargo 9 3.59 12,486 110 9 3.27 0.32 HSBC 9 5.51 45,497 132 8 6.51 -1.00

UBS 10 3.50 12,148 69 10 3.25 0.25 Credit Suisse 10 3.34 27,585 138 11 3.04 0.30 Q 3

RBC Capital Markets 11 3.41 11,859 111 14 2.50 0.91 TD Securities 11 3.21 26,468 78 12 2.66 0.55 HSBC 12 2.58 8,959 99 12 3.00 -0.42 RBC Capital Markets 12 2.92 24,121 104 10 3.39 -0.47 t s BNP Paribas 13 2.37 8,249 94 13 2.62 -0.25 BNP Paribas 13 2.39 19,734 85 13 2.45 -0.06 1

Credit Agricole CIB 14 1.87 6,484 76 11 3.05 -1.18 Mizuho Financial 14 1.71 14,069 86 22 0.56 1.15 |

UniCredit 15 1.80 6,243 38 18 1.11 0.69 Mitsubishi UFJ Financial 15 1.62 13,340 79 19 0.84 0.78 s

SunTrust Robinson 16 1.54 5,356 54 19 0.94 0.60 UBS 16 1.50 12,408 59 18 0.86 0.64 t Humphrey Nomura 17 1.30 10,760 23 15 1.76 -0.46 e k

Jefferies 17 1.54 5,347 38 17 1.27 0.27 Scotiabank 18 0.92 7,619 32 16 1.16 -0.24 r

Nomura 18 1.38 4,800 45 27 0.64 0.74 BMO Capital Markets 19 0.92 7,613 22 17 1.00 -0.08 a Societe Generale 19 1.26 4,393 49 16 1.45 -0.19 US Bancorp 20 0.75 6,222 60 21 0.64 0.11 M

RBS 20 1.20 4,185 43 15 1.72 -0.52 TOTAL 100% 825,025 899 100% l

TOTAL 100% 347,479 682 100% a t i p a C

l a b o l G

g r e b m o o l B

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Global Equity, Equity Linked & Rights: Industry Global Equity Review Breakdown

11%

8% 35%

Global Equity, Equity Linked & Rights 8%

1st 3Q 2015 1st 3Q 2014 8%

Mkt Volume (USD Deal Prev Prev Mkt Mkt Share 8% Firm Rank 12% 5

Share(%) Mln) Count Rank Share(%) Chg(%) 11% 1 0 2

Goldman Sachs 1 9.62 57,800 254 1 9.38 0.24 Financials 35% Morgan Stanley 2 8.47 50,898 294 3 8.26 0.21 Q 3

Health Care 12% JP Morgan 3 8.46 50,838 304 2 8.60 -0.14 t Consumer Discretionary 11% s 1

UBS 4 6.93 41,631 187 7 5.67 1.26 Energy 8% |

Bank of America Merrill s 5 6.47 38,901 251 5 7.31 -0.84 Industrials 8% t

Lynch e

Technology 8% k Citi 6 5.69 34,223 229 4 7.78 -2.09 r Communications 8% a

Credit Suisse 7 5.49 33,003 223 8 5.55 -0.06 Others 11% M

l a

Deutsche Bank 8 5.19 31,163 180 6 6.53 -1.34 t i

Barclays 9 4.16 25,016 167 9 4.31 -0.15 p Global Equity, Equity Linked & Rights: Manager a C

RBC Capital Markets 10 2.03 12,177 135 10 2.31 -0.28 Rankings History l Wells Fargo 11 1.71 10,275 102 13 1.47 0.24 a b o Nomura 12 1.68 10,091 98 11 1.84 -0.16 2015 2014 2013 l 15 G

HSBC 13 1.40 8,387 54 12 1.81 -0.41

Macquarie 14 1.36 8,175 57 20 0.78 0.58 )

% 10 (

g e r r a

Jefferies 15 1.19 7,157 117 14 1.10 0.09 h S

e t e k r b Societe Generale 16 1.08 6,466 35 15 1.04 0.04 a 5 M

BNP Paribas 17 1.04 6,253 39 16 0.85 0.19 m o BMO Capital Markets 18 0.82 4,924 59 18 0.84 -0.02 0 o

i l s y n S h it h le a B c c n rg n C a a o U y Mizuho Financial 19 0.77 4,624 42 28 0.41 0.36 S t L n S M ll B a n P ri a J r m g e ld r M o o a G M c CITIC Securities Co Ltd 20 0.73 4,379 29 26 0.45 0.28 ri e m A f o k TOTAL 100% 600,942 3,188 100% n a B

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Global Equity & Equity Linked Global Equity Offerings 1st 3Q 2015 1st 3Q 2014 1st 3Q 2015 1st 3Q 2014

Mkt Volume (USD Deal Mkt Volume (USD Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Goldman Sachs 1 9.64 53,833 245 1 9.62 0.02 Goldman Sachs 1 10.38 51,312 225 1 9.45 0.93 Morgan Stanley 2 8.39 46,868 284 3 8.36 0.03 Morgan Stanley 2 8.66 42,787 256 3 8.17 0.49 JP Morgan 3 8.39 46,847 287 2 8.39 0.00 JP Morgan 3 7.55 37,337 249 4 7.98 -0.43 UBS 4 6.59 36,826 173 8 5.56 1.03 UBS 4 7.25 35,840 165 8 5.95 1.30 Bank of America Merrill 5 6.46 36,059 242 5 7.45 -0.99 Bank of America Merrill 5 6.16 30,442 214 5 7.35 -1.19 Lynch Lynch Citi 6 5.92 33,046 223 4 8.02 -2.10 Citi 6 6.01 29,696 207 2 8.49 -2.48 5 1 Credit Suisse 7 5.56 31,035 209 7 5.89 -0.33 Credit Suisse 7 5.65 27,911 194 7 6.06 -0.41 0

Deutsche Bank 8 5.30 29,604 172 6 6.75 -1.45 Deutsche Bank 8 5.21 25,726 159 6 7.03 -1.82 2 Barclays 9 4.24 23,705 163 9 4.27 -0.03 Barclays 9 3.93 19,405 147 9 4.28 -0.35

RBC Capital Markets 10 2.18 12,177 135 10 2.46 -0.28 RBC Capital Markets 10 2.09 10,344 122 10 2.20 -0.11 Q 3

Wells Fargo 11 1.84 10,275 102 12 1.61 0.23 Nomura 11 1.47 7,277 80 11 1.55 -0.08 Nomura 12 1.78 9,945 96 11 1.90 -0.12 Wells Fargo 12 1.43 7,046 90 12 1.54 -0.11 t s HSBC 13 1.40 7,814 49 13 1.48 -0.08 Jefferies 13 1.30 6,401 108 14 1.14 0.16 1

Jefferies 14 1.28 7,157 117 14 1.11 0.17 HSBC 14 1.25 6,199 37 13 1.21 0.04 |

Macquarie 15 1.05 5,869 50 19 0.83 0.22 Macquarie 15 1.11 5,509 45 17 0.91 0.20 s

Societe Generale 16 0.93 5,192 32 17 0.87 0.06 CITIC Securities Co Ltd 16 0.85 4,210 26 25 0.53 0.32 t BMO Capital Markets 17 0.88 4,915 58 15 0.92 -0.04 BMO Capital Markets 17 0.80 3,957 50 15 1.01 -0.21 e k

BNP Paribas 18 0.86 4,802 31 22 0.72 0.14 Societe Generale 18 0.76 3,762 22 23 0.58 0.18 r

Mizuho Financial 19 0.83 4,624 42 27 0.45 0.38 Sumitomo Mitsui Financial 19 0.66 3,247 53 18 0.84 -0.18 a

CITIC Securities Co Ltd 20 0.75 4,210 26 26 0.47 0.28 Daiwa Securities 20 0.61 3,015 38 22 0.64 -0.03 M

TOTAL 100% 558,502 3,014 100% TOTAL 100% 494,212 2,755 100% l a t Global Equity IPO Global Equity Linked i p

1st 3Q 2015 1st 3Q 2014 1st 3Q 2015 1st 3Q 2014 a

Mkt Volume (USD Deal Mkt Volume (USD C

Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) l a

Morgan Stanley 1 6.60 8,273 54 1 9.34 -2.74 JP Morgan 1 14.79 9,511 38 1 10.88 3.91 b

JP Morgan 2 4.92 6,169 54 3 8.40 -3.48 Bank of America Merrill 2 8.74 5,617 28 4 8.03 0.71 o l Goldman Sachs 3 4.86 6,087 58 2 8.92 -4.06 Lynch G

Deutsche Bank 4 4.71 5,908 46 4 7.78 -3.07 Barclays 3 6.69 4,300 16 8 4.18 2.51

Citi 5 4.67 5,848 55 6 6.37 -1.70 Morgan Stanley 4 6.35 4,081 28 3 9.50 -3.15

UBS 6 4.63 5,804 36 7 4.86 -0.23 Deutsche Bank 5 6.03 3,877 13 6 4.97 1.06

Bank of America Merrill 7 4.46 5,594 56 8 4.23 0.23 Citi 6 5.21 3,351 16 5 5.14 0.07 g Lynch Wells Fargo 7 5.02 3,228 12 15 2.02 3.00 r

Credit Suisse 8 2.81 3,518 47 5 7.34 -4.53 Credit Suisse 8 4.86 3,124 15 7 4.81 0.05 e

HSBC 9 2.69 3,369 19 10 1.71 0.98 Nomura 9 4.15 2,668 16 9 4.10 0.05 b Barclays 10 2.44 3,053 31 9 3.17 -0.73 Goldman Sachs 10 3.92 2,520 20 2 10.71 -6.79 m CITIC Securities Co Ltd 11 1.66 2,080 14 18 1.14 0.52 BNP Paribas 11 3.11 1,998 13 13 2.76 0.35 o Everbright Securities Co 12 1.63 2,040 6 98 0.08 1.55 Mizuho Financial 12 2.95 1,896 9 26 0.46 2.49 o

Ping An Insurance Group Co 13 1.60 2,003 19 164 0.03 1.57 RBC Capital Markets 13 2.85 1,833 13 10 4.05 -1.20 l Huatai Securities Co Ltd 14 1.42 1,784 8 49 0.26 1.16 HSBC 14 2.51 1,614 12 12 3.14 -0.63 B Jefferies 15 1.40 1,756 29 11 1.65 -0.25 Societe Generale 15 2.22 1,430 10 14 2.64 -0.42 RBC Capital Markets 16 1.35 1,696 27 17 1.15 0.20 UBS 16 1.53 986 8 11 3.21 -1.68 Banco Santander 17 1.25 1,562 7 60 0.18 1.07 BMO Capital Markets 17 1.49 957 8 31 0.33 1.16 China Merchants Securities 18 1.18 1,483 14 20 0.71 0.47 Sumitomo Mitsui Financial 18 1.41 905 5 23 0.81 0.60 Guosen Securities Co Ltd 19 1.11 1,396 17 33 0.51 0.60 Jefferies 19 1.18 757 9 21 0.88 0.30 BNP Paribas 20 1.00 1,248 10 22 0.67 0.33 Daiwa Securities 20 1.14 736 7 16 1.52 -0.38 TOTAL 100% 125,340 923 100% TOTAL 100% 64,290 259 100%

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Global Loans: Industry Breakdown

Global Loans Review 5% 5% 20% 6%

7%

13% Global Loans (Bookrunner) 8%

1st 3Q 2015 1st 3Q 2014 10% 13% Mkt Volume (USD Deal Prev Prev Mkt Mkt Share 12% Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%)

Bank of America Merrill 1 9.88 232,388 1,311 2 9.08 0.80 Lynch Financials 20%

JP Morgan 2 9.81 230,865 1,120 1 11.05 -1.24 Consumer Discretionary 13% Energy 13% Citi 3 6.34 149,182 604 3 6.24 0.10 Industrials 12% Wells Fargo 4 5.47 128,731 780 4 4.90 0.57 Health Care 10% HSBC 5 3.65 85,989 681 10 2.71 0.94 Materials 8% Deutsche Bank 6 3.31 77,815 602 5 4.56 -1.25 Consumer Staples 7% Barclays 7 3.28 77,169 568 6 4.08 -0.80 Communications 6% Goldman Sachs 8 3.04 71,419 403 13 2.29 0.75 Utilities 5%

BNP Paribas 9 2.98 70,012 633 7 3.32 -0.34 Technology 5% Others 1% Mitsubishi UFJ Financial 10 2.92 68,783 411 14 2.17 0.75

RBC Capital Markets 11 2.85 67,081 426 9 2.79 0.06

Morgan Stanley 12 2.78 65,402 322 11 2.56 0.22 Global Loans: Bookrunner Rankings History Credit Suisse 13 2.37 55,850 393 8 3.09 -0.72 2015 2014 2013 Scotiabank 14 1.83 42,977 250 20 1.17 0.66 15 Global Capital Markets | 1st 3Q 2015

Credit Agricole CIB 15 1.71 40,293 391 16 1.78 -0.07

Mizuho Financial 16 1.47 34,582 256 19 1.24 0.23 10

Bank of China 17 1.46 34,241 152 22 1.09 0.37

5

RBS 18 1.40 32,951 252 12 2.53 -1.13 Market Share (%)

US Bancorp 19 1.32 31,127 278 30 0.97 0.35 Bloomberg

CIBC 20 1.31 30,786 144 31 0.94 0.37 0 Citi TOTAL 100% 2,353,147 6,521 100% HSBC JP Morgan Wells Fargo Deutsche Bank

Bank of America Merrill Lynch

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Global Loans (Bookrunner) Global Loans (Mandated Lead Arranger) 1st 3Q 2015 1st 3Q 2014 1st 3Q 2015 1st 3Q 2014

Mkt Volume (USD Deal Mkt Volume (USD Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Bank of America Merrill 1 9.88 232,388 1,311 2 9.08 0.80 JP Morgan 1 8.78 231,910 1,209 1 9.78 -1.00 Lynch Bank of America Merrill 2 8.70 229,724 1,462 2 7.95 0.75 JP Morgan 2 9.81 230,865 1,120 1 11.05 -1.24 Lynch Citi 3 6.34 149,182 604 3 6.24 0.10 Citi 3 6.16 162,712 744 3 5.68 0.48 Wells Fargo 4 5.47 128,731 780 4 4.90 0.57 Wells Fargo 4 4.78 126,312 852 4 4.37 0.41 HSBC 5 3.65 85,989 681 10 2.71 0.94 HSBC 5 3.49 92,139 1,072 7 3.25 0.24 Deutsche Bank 6 3.31 77,815 602 5 4.56 -1.25 Barclays 6 3.48 91,840 758 5 3.78 -0.30 5 1 Barclays 7 3.28 77,169 568 6 4.08 -0.80 Mitsubishi UFJ Financial 7 2.89 76,222 624 11 2.49 0.40 0

Goldman Sachs 8 3.04 71,419 403 13 2.29 0.75 Deutsche Bank 8 2.84 74,964 735 6 3.73 -0.89 2 BNP Paribas 9 2.98 70,012 633 7 3.32 -0.34 BNP Paribas 9 2.74 72,367 913 8 2.98 -0.24

Mitsubishi UFJ Financial 10 2.92 68,783 411 14 2.17 0.75 RBC Capital Markets 10 2.64 69,685 505 12 2.40 0.24 Q 3

RBC Capital Markets 11 2.85 67,081 426 9 2.79 0.06 Goldman Sachs 11 2.55 67,243 439 13 2.18 0.37 Morgan Stanley 12 2.78 65,402 322 11 2.56 0.22 Morgan Stanley 12 2.53 66,809 337 15 2.12 0.41 t s Credit Suisse 13 2.37 55,850 393 8 3.09 -0.72 Credit Suisse 13 2.25 59,460 439 9 2.62 -0.37 1

Scotiabank 14 1.83 42,977 250 20 1.17 0.66 Credit Agricole CIB 14 1.67 44,240 643 16 1.79 -0.12 |

Credit Agricole CIB 15 1.71 40,293 391 16 1.78 -0.07 Mizuho Financial 15 1.62 42,830 450 19 1.22 0.40 s

Mizuho Financial 16 1.47 34,582 256 19 1.24 0.23 Scotiabank 16 1.58 41,859 304 21 1.17 0.41 t Bank of China 17 1.46 34,241 152 22 1.09 0.37 Bank of China 17 1.58 41,857 305 20 1.21 0.37 e k

RBS 18 1.40 32,951 252 12 2.53 -1.13 Societe Generale 18 1.43 37,759 565 17 1.57 -0.14 r

US Bancorp 19 1.32 31,127 278 30 0.97 0.35 Sumitomo Mitsui Financial 19 1.43 37,739 415 14 2.17 -0.74 a

CIBC 20 1.31 30,786 144 31 0.94 0.37 RBS 20 1.40 36,849 444 10 2.53 -1.13 M

TOTAL 100% 2,353,147 6,521 100% TOTAL 100% 2,641,316 7,807 100% l a t Global Sponsor-Led Loans (Bookrunner) Global Sponsor-Led Loans (Mandated Lead Arranger) i p

1st 3Q 2015 1st 3Q 2014 1st 3Q 2015 1st 3Q 2014 a

Mkt Volume (USD Deal Mkt Volume (USD C

Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) l a

Deutsche Bank 1 6.94 19,240 215 1 9.17 -2.23 Barclays 1 6.26 18,420 183 7 5.06 1.20 b

Goldman Sachs 2 6.72 18,606 194 6 6.06 0.66 Goldman Sachs 2 6.23 18,355 196 5 6.24 -0.01 o l Bank of America Merrill 3 6.63 18,364 222 2 9.15 -2.52 Deutsche Bank 3 6.22 18,324 236 2 8.18 -1.96 G

Lynch JP Morgan 4 5.97 17,571 159 4 6.83 -0.86

Barclays 4 6.52 18,052 179 7 5.49 1.03 Bank of America Merrill 5 5.75 16,931 233 1 9.45 -3.70

Credit Suisse 5 6.08 16,844 209 3 7.81 -1.73 Lynch

JP Morgan 6 6.03 16,712 156 4 6.87 -0.84 Credit Suisse 6 5.73 16,872 212 3 7.39 -1.66 g

Morgan Stanley 7 5.19 14,371 147 5 6.28 -1.09 RBC Capital Markets 7 4.88 14,384 163 10 3.53 1.35 r

Jefferies 8 4.53 12,539 132 13 2.87 1.66 Morgan Stanley 8 4.76 14,015 142 6 5.48 -0.72 e

RBC Capital Markets 9 4.49 12,452 152 9 4.19 0.30 Citi 9 4.70 13,850 94 8 4.43 0.27 b Citi 10 4.47 12,377 93 8 4.45 0.02 Jefferies 10 4.26 12,555 134 13 2.63 1.63 m Wells Fargo 11 4.00 11,096 102 10 3.54 0.46 Wells Fargo 11 3.68 10,843 103 12 3.12 0.56 o UBS 12 2.42 6,710 63 11 3.53 -1.11 UBS 12 2.24 6,600 66 9 3.86 -1.62 o

Macquarie 13 2.36 6,547 68 24 0.90 1.46 Macquarie 13 2.19 6,458 64 27 0.77 1.42 l SunTrust Robinson 14 2.20 6,091 86 21 1.14 1.06 SunTrust Robinson 14 2.13 6,274 93 20 1.17 0.96 B Humphrey Humphrey Nomura 15 2.14 5,927 68 17 1.59 0.55 BNP Paribas 15 1.95 5,730 168 14 2.24 -0.29 BNP Paribas 16 1.92 5,318 117 14 1.98 -0.06 Nomura 16 1.91 5,623 68 17 1.52 0.39 HSBC 17 1.92 5,317 103 16 1.90 0.02 HSBC 17 1.88 5,538 129 15 1.86 0.02 BMO Capital Markets 18 1.83 5,083 93 19 1.24 0.59 BMO Capital Markets 18 1.80 5,312 118 18 1.29 0.51 Credit Agricole CIB 19 1.45 4,026 82 18 1.40 0.05 Credit Agricole CIB 19 1.69 4,977 144 19 1.26 0.43 UniCredit 20 1.26 3,497 98 22 1.10 0.16 Societe Generale 20 1.33 3,922 118 23 1.06 0.27 TOTAL 100% 277,074 1,396 100% TOTAL 100% 294,478 1,543 100%

7 This document is being provided for the exclusive use of PAUL BANDONG at BLOOMBERG/ PRINCETON

Global Bridge Loans (Bookrunner) Global Bridge Loans (Mandated Lead Arranger) 1st 3Q 2015 1st 3Q 2014 1st 3Q 2015 1st 3Q 2014

Mkt Volume (USD Deal Mkt Volume (USD Firm Rank Share(%) Mln) Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Firm Rank Share(%) Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Morgan Stanley 1 16.17 27,708 12 7 6.59 9.58 Morgan Stanley 1 14.51 28,457 16 7 5.29 9.22 Goldman Sachs 2 13.63 23,353 12 6 6.65 6.98 Goldman Sachs 2 9.51 18,648 13 5 6.70 2.81 Citi 3 8.59 14,726 12 5 7.18 1.41 Citi 3 8.80 17,248 17 3 7.70 1.10 JP Morgan 4 7.86 13,471 13 1 23.13 -15.27 Bank of America Merrill 4 6.66 13,061 21 6 5.65 1.01 HSBC 5 7.53 12,911 9 15 0.89 6.64 Lynch Bank of America Merrill 6 5.56 9,527 13 8 6.16 -0.60 Mitsubishi UFJ Financial 5 6.13 12,012 11 19 1.32 4.81 Lynch Credit Suisse 6 4.63 9,075 10 4 6.70 -2.07 5 1 Mitsubishi UFJ Financial 7 5.43 9,300 3 32 0.24 5.19 Barclays 7 4.10 8,034 15 2 8.36 -4.26 0

UBS 8 4.15 7,107 5 14 0.94 3.21 HSBC 8 3.50 6,855 20 8 3.64 -0.14 2 Credit Suisse 9 4.04 6,920 4 4 7.43 -3.39 UBS 9 3.46 6,789 5 25 0.84 2.62

Deutsche Bank 10 3.96 6,787 11 3 8.10 -4.14 JP Morgan 10 3.33 6,537 16 1 19.13 -15.80 Q 3

Barclays 11 2.50 4,289 5 2 9.70 -7.20 BNP Paribas 11 3.03 5,938 21 10 2.21 0.82 Mizuho Financial 12 2.49 4,266 2 9 3.72 -1.23 Sumitomo Mitsui Financial 12 2.80 5,485 9 17 1.35 1.45 t s BNP Paribas 13 2.19 3,750 11 10 3.23 -1.04 Mizuho Financial 13 2.72 5,328 5 13 1.70 1.02 1

UniCredit 14 1.69 2,891 10 27 0.35 1.34 Deutsche Bank 14 2.23 4,374 13 11 2.18 0.05 |

RBC Capital Markets 15 1.62 2,772 3 17 0.78 0.84 RBC Capital Markets 15 1.87 3,669 5 27 0.73 1.14 s

Sumitomo Mitsui Financial 16 1.58 2,700 1 20 0.61 0.97 Societe Generale 16 1.87 3,660 15 12 1.72 0.15 t Banco Santander 17 1.48 2,537 5 31 0.29 1.19 RBS 17 1.60 3,134 11 9 2.37 -0.77 e k

Intesa Sanpaolo 18 1.16 1,993 5 42 0.08 1.08 Banco Santander 18 1.58 3,103 13 24 0.85 0.73 r

China Construction Bank 19 1.11 1,906 2 - - - Commerzbank 19 1.53 3,001 12 23 0.97 0.56 a

Wells Fargo 20 1.09 1,865 4 40 0.12 0.97 UniCredit 20 1.35 2,650 13 15 1.42 -0.07 M

TOTAL 100% 171,391 74 100% TOTAL 100% 196,069 91 100% l a t i p a C

l a b o l G

g r e b m o o l B

8 This document is being provided for the exclusive use of PAUL BANDONG at BLOOMBERG/ PRINCETON

Bloomberg – League Tables Criteria

General Guidelines

Credit is based on the total amount of the offering sold to the public. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers; unless a full, explicit breakdown of bookrunning is provided by an involved party. Regional and local tables are identified based on factors such as currency, market of issuer and/or country of risk/incorporation.

Fixed Income

All transaction must have a maturity or a call/put option of minimum 18 month. Make-whole calls, provisional calls/puts are exempt from this rule. Note: criteria may vary for some local and/or regional tables. USD denominated 144A/REG S issues are credited 100% to the 144A tranche and 0% to the REG S tranche. Non-USD denominated 144A/REG S issues are credited 100% to the REG S tranche and 0% to the 144A tranche.

New money portions of exchange offers are eligible for credit.

Exclusions: Accredited investor tranches, asset-backed issues, auction note agencies, collateralized bond obligations, collateralized loan obligations, commercial paper, municipal bonds, mortgage-backed issues, remarketed issues, repackaged bonds, government borrowing scheme retained bonds, variable principal redemption issues, variable interest equity-linked issues, and credit linked notes, selling group agency issues, strips, units, warrants, self-led under USD 50 million. Note: criteria may vary for some local and/or regional tables.

Equities-Linked

Equity-linked transactions: convertible bonds, convertible preferred stock and exchangeable bonds. Only issues that mature and are callable/puttable in 12 months or longer are included. Make-whole calls, provisional calls, and provisional puts are exempt from this rule. Convertible bonds with attached warrants are included. These are defined as synthetic convertibles with the combination of a fixed income instrument and warrants which can be converted into shares. The embedded warrant can be detachable or non-detachable but the bond and the warrant must be sold as a unit, i.e. there cannot be separate book building for the warrant and the bond.

Exclusions: Redemption-linked instruments, reverse convertibles or similar instruments, synthetics convertibles, issues convertible into participation in an underlying fund or investment trust, pre-IPO convertible instruments, certain lower hierarch titles, i.e. Jr Bookrunner.

Equities

Equity market transactions: initial public offerings, additional offerings of common stocks, units, and depositary receipts (ADRs, GDRs, etc) and rights offerings. Exclusions: Non-underwritten/best efforts, privately placed transactions, funds, self-led, preferred offerings, pre-negotiated offerings, certain lower hierarch titles, i.e. Jr Bookrunner. Note: Criteria may vary for some local and/or regional table.

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service. This document is being provided for the exclusive use of PAUL BANDONG at BLOOMBERG/ PRINCETON

Bloomberg – League Tables Criteria

Loans

Includes executed syndicated loans transactions. Full credit is awarded to the sole bank satisfying the highest of the titles. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers; unless a full, explicit breakdown of bookrunning is provided by an involved party. Credit is allocated to amended or amended and restated transactions, where each modification is 100% at the lender’s option and not as a result of events already built into the original credit agreement. Credit is awarded to following structural changes only: three months or more maturity extensions, incremental basis for increased in deal size, reduction in pricing, full release of security.

Exclusions: Bilateral transactions, guaranteed deals (including but not limited to Letter of Guarantee, Performance Bond, CP Guarantee or Bank Guarantee), deals with a maturity of less than three months (limit of one amended maturity per loan ,per year), cancelled or withdrawn transactions that are not executed prior to deal’s cancellation or withdrawal.

The full version of Bloomberg’s League table Standards & Guidelines can be accessed and subscribed to on the Reports tab on LEAG.

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.