- ! 95
Registrations Removed !
SECURITIES DEALERS !" Individual
Date Individual Address
Jul 2002 Mr AU Kim Fung AAI313 Room 1501, AON China Building, 29 Queen's Road Central, Hong Kong
Mr BYE Ferris Charles AAD800 33/F Jardine House, 1 Connaught Place, Central, Hong Kong
Mr CHAN Kin Fung, Phil ADM459 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Hong Kong
Mr CHAN Sai Ping, Ricky ACE690 1511-12 The Center, 99 Queen's Road Central, Hong Kong
Mr CHAN Siu Keung AAD023 Room 905, Shui On Centre, 6-8 Harbour Road, Wanchai, Hong Kong
Mr CHAN Tai Wai, David AAC495 1301-3 & 1306 Unicorn Trade Centre, 127-131 Des Voeux Road Central, Hong Kong
Mr CHAU Cheuk Wah ABS419 3202 Office Tower Convention Plaza, 1 Harbour Road, Wanchai, Hong Kong
Mr CHEUNG Ka Li ACP951 Unit 902, AON China Building, 29 Queen's Road Central, Hong Kong
Mr CHEUNG Kok Leung ABA553 607 Melbourne Plaza, 33 Queen's Road Central, Hong Kong
Ms CHIA Bee Yong ABS048 Suite 3601, 36/F Cheung Kong Centre, 2 Queen's Road Central, Hong Kong
Mr DING Shaw-Tzeng AFE147 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Hong Kong
Mr ENDO Hideaki AEV257 18/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
Mr FERGUSON Anthony John AGM844 17/F Citic Tower, 1 Tim Mei Avenue, Central, Hong Kong
Mr FUNG Hing Sheung AAC056 1601-5, 16/F Wing Shan Tower, 173 Des Voeux Road Central, Central, Hong Kong
Mr GRAF Thomas AEY644 4011-12 Jardine House, 1 Connaught Place, Central, Hong Kong
Mr HUI Chiu Chung AAB312 Suite 3601, 36/F, Cheung Kong Center, 2 Queen's Road Central, Hong Kong
!" 2002 96 Bulletin Board - Registrations Removed
SECURITIES DEALERS !" Individual
Date Individual Address
Jul 2002 Mr KOO Benson Kwok-kee AEK462 704 Tai Sang Bank Building, 130-132 Des Voeux Road Central, Hong Kong
Mr LAM Chun Ngok ABA552 607 Melbourne Plaza, 33 Queen's Road Central, Hong Kong
Mr LIN Sching Lih ADV343 Level 38, One Pacific Place, 88 Queensway, Hong Kong
Ms LIN Susan Shui Shien ACD720 68/F Cheung Kong Center, 2 Queen's Road Central, Hong Kong
Mr LOWE Evans Carrera AAB426 37A Bank of China Tower, 1 Garden Road, Central, Hong Kong
Ms MAK Lai Ling, Ada AAJ497 17/F Asia Pacific Finance Tower, 3 Garden Road, Central, Hong Kong
Mr MOGHE Jay AFU978 27/F Cheung Kong Center, 2 Queen's Road Central, Hong Kong
Mr PARK Jun Heum AFD966 Suite 1618, Jardine House, 1 Connaught Place, Central, Hong Kong
Mr POON Chiu Kwok AET865 42/F Jardine House, 1 Connaught Place, Central, Hong Kong
Mr REICHENBACH Peter AFB791 4011-12 Jardine House, 1 Connaught Place, Central, Hong Kong
Mr RIGBY Simon John AEO842 19/F Two Exchange Square, 8 Connaught Place, Central, Hong Kong
Mr RO Yo Seph AEK479 Suites 2203-04, St. George's Building, 2 Ice House Street, Central, Hong Kong
Ms SO Wai Yin, Irene AAB434 37A Bank of China Tower, 1 Garden Road, Central, Hong Kong
Mr SZE Tsai Ping, Michael AAV280 27/F Asia Pacific Finance Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Ms TAM Yuk Ching, Jenny ABF438 4/F Henley Building, 5 Queen's Road Central, Hong Kong
Mr TSUI Wa Sang AGN548 12/F, 83 Des Voeux Road Central, Hong Kong
Mr TUNG George Shiu Yung ADZ055 Room 1112 New World Tower, 18 Queen's Road Central, Hong Kong
Mr TUNG Henry AAC175 Room 1112 New World Tower, 18 Queen's Road Central, Hong Kong
Mr WONG Kit Ho AFY144 Suite 703, 1063 King's Road, Quarry Bay, Hong Kong
SFC QUARTERLY BULLETIN AUTUMN 2002 - ! 97
SECURITIES DEALERS !" Individual
Date Individual Address
Aug 2002 Mr WONG Leung Wan AAC485 Flat A & B, 5/F, Wing Yee Comm Building, 3-7 Wing Kut Street, Central, Hong Kong
Ms WOO PONG Wai Fun ! AAE115 607 Melbourne Plaza, 33 Queen's Road Central, Hong Kong
Ms AU Suet Ping, Judy ABY831 Unit A, 14/F, Two Chinachem Plaza, 68 Connaught Road Central, Hong Kong
Mr CHAN King Tat, Albert AAC115 19/F Far East Finance Centre, 16 Harcourt Road, Hong Kong
Ms CRADDOCK Julie Anne ABN312 45/F, Two Exchange Square, 8 Connaught Place, Central, Hong Kong
Mr FLYNN Geoffrey Anthony Paul ADO998 1508 Two Exchange Square, 8 Connaught Place, Central, Hong Kong
Mr FOK Ming Fuk ABP775 2/F, 88 Lockhart Road, Wanchai, Hong Kong
Mr FUJINUMA Shigeru ABS921 32/F Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Mr HASEGAWA Andrew Raymond AEY863 3108 Two Exchange Square, 8 Connaught Place, Central, Hong Kong
Mr HO Cho Hing, Franco AAE421 5/F Hutchison House, 10 Harcourt Road, Central, Hong Kong
Mr HUEN Wing Ming, Patrick AAD147 17/F Guangdong Investment Tower, 148 Connaught Road Central, Hong Kong
Mr KWAN Pok Tat ABP958 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Hong Kong
Ms KWOK Angela Wai Yee ACM703 Room 1205-1206 Regent Centre, 88 Queen's Road Central, Hong Kong
Mr LEE Deng Charng ACZ539 3208-9 & 36/F Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, Hong Kong
Mr LEE Po Wing AAC494 Room 1205-1206 Regent Centre, 88 Queen's Road Central, Hong Kong
Mr LEUNG Man Tat AFQ229 4001-3 Tower 2, Lippo Centre, 89 Queensway, Central, Hong Kong
Mr LIAO Chuen-Yun AGJ933 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Hong Kong
Mr LIU Chi Ming, Eric AAF427 Flat A & B, 5/F, Wing Yee Comm Building, 3-7 Wing Kut Street, Central, Hong Kong
!" 2002 98 Bulletin Board - Registrations Removed
SECURITIES DEALERS !" Individual
Date Individual Address
Aug 2002 Mr LO King Yan ACO545 12/F Asia Financial Centre, 120 Des Voeux Road Central, Hong Kong
Mr LOO Kwok Wing AAV946 36/F Asia Pacific Finance Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Mr LUI Hing Yip, Andy AAE573 1302B Fairmont House, 8 Cotton Tree Drive, Central, Hong Kong
Mr MA Tor Fuk, Dick AAH269 20/F Henley Building, 5 Queen's Road Central, Hong Kong
Mr MAKI Takeshi AEP604 Unit 3702, Tower 1, Lippo Centre, 89 Queensway, Hong Kong
Mr NAM Kie Yul ABY792 Suite 1610-1613 Jardine House, 1 Connaught Place, Central, Hong Kong
Mr PAREKH Nitin Bhikhu ADN925 15/F Citibank Tower, 3 Garden Road, Central, Hong Kong
Mr PARK Hyun Kuk AGH368 Suite 1610-1613, Jardine House, 1 Connaught Place, Central, Hong Kong
Mr PAU Sze Fat, Alan AAP362 28/F, Bank of China Tower, 1 Garden Road, Central, Hong Kong
Mr SUGIYAMA Takeshi AAD741 18/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
Mr TAM Kin Kam AAF044 2/F Hong Kong House, 17-19 Wellington Street, Central, Hong Kong
Mr TSANG Tak Chiu, Terence AEU860 17/F Asia Pacific Finance Tower, 3 Garden Road, Central, Hong Kong
Mr TSOI Kap ADN448 Unit 6503 The Center, 99 Queen's Road Central, Hong Kong
Mr WAN Ka Cheong ABH093 20/F G.D. Real Estate Tower, 143 Connaught Road Central, Hong Kong
Mr WU Chun Hei, Wilson AAB271 1702-3 Kwangtung Provincial Bank Building, 409-415 Hennessy Road, Wanchai, Hong Kong
Mr WU I Kwei, Daniel ABU360 3403-3407 Edinburgh Tower, 15 Queen's Road Central, Hong Kong
Mr XU Mingshe AEP352 42/F Jardine House, 1 Connaught Place, Central, Hong Kong
Mr YU Shijie ADX149 Room 1205-1206 Regent Centre, 88 Queen's Road Central, Hong Kong
Mr ZHANG Weidong AFD981 42/F, Jardine House, 1 Connaught Place, Central, Hong Kong
SFC QUARTERLY BULLETIN AUTUMN 2002 - ! 99
SECURITIES DEALERS !" Individual
Date Individual Address
Sep 2002 Mr CHAU Pui Yan AAF622 21/F Low Block, Grand Millenium Plaza, 181 Queen's Road Central, Hong Kong
Mr CHENG Tsan Lung, Pierre AAU879 2612-3A One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
Ms DIXEY LAU Hang Mei, Dorothy 19/F Far East Finance Centre, 16 Harcourt Road, AAD412 Hong Kong
Mr HENG Hian Mok AAB598 8/F New World Tower I, 18 Queen's Road Central, Hong Kong
Mr KANUK Alan Robert ACP566 39/F, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
Mr LAU Ming Chan AAF699 21/F Low Block, Grand Millenium Plaza, 181 Queen's Road Central, Hong Kong
Mr LEE Kin Wai ACI631 Suites 1309-1310 Prince's Building, 10 Chater Road, Central, Hong Kong
Mr MONFRONT Regis Jean Paul ADO042 43/F One Exchange Square, 8 Connaught Place, Central, Hong Kong
Ms NG Ka Pik, Betty AAJ686 8/F, Dorset House, Taikoo Place, 979 King's Road, Quarry Bay, Hong Kong
Mr PARK Byung Moon AFB294 613-4 One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
Mr TAM Shiu Hon AAB273 5-6/F Malahon Centre, 10-12 Stanley Street, Central, Hong Kong
Mr TANG Chi Hong AAF883 Suite 703, 1063 King's Road, Quarry Bay, Hong Kong
Mr YAM David ACJ708 10/F New World Tower II, 18 Queen's Road Central, Hong Kong
!" 2002 100 Bulletin Board - Registrations Removed
SECURITIES DEALERS !" Corporation
Date Corporation Address
Jul 2002 HSBC Republic Securities (Hong Kong) Limited Level 37 HSBC Main Building, 1 Queen's Road Central, ABE642 Hong Kong
Lee Wai Securities Limited Room 2104A, Admiralty Centre Tower I, !"#$% ACT740 18 Harcourt Road, Hong Kong
Liberty Pacific Direct Investments Limited 33/F Jardine House, 1 Connaught Place, Central, AFR383 Hong Kong
Aug 2002 Gottardo Asset Management (H.K.) Limited 4011-12 Jardine House, 1 Connaught Place, !"#$%&'()*+,- AEY643 Central, Hong Kong
MITSUI SUMITOMO INSURANCE Asset Unit 3702, Tower 1 Lippo Centre, 89 Queensway, Management (Hong Kong) Limited Hong Kong !"#$%&'()*+,-./ AAK014
Sep 2002 2cube Securities Limited c/o J.P. Morgan !"#$%&' AFK573 48/F One Exchange Square, 8 Connaught Place, Central, Hong Kong
A-trade.com (HK) Limited AFP700 12/F Asia Financial Centre, 120 Des Voeux Road Central, Hong Kong
Grand Fortune Securities & Investment 13/F Guangdong Investment Tower, Company Limited !"#$%&' 148 Connaught Road Central, Hong Kong ABP540
Kokusai Securities (Hong Kong) Limited 18/F One International Finance Centre, !() ! AAD756 1 Harbour View Street, Central, Hong Kong
SFC QUARTERLY BULLETIN AUTUMN 2002 - ! 101
INVESTMENT ADVISERS ! Individual
Date Individual Address
Jul 2002 Ms CHEUNG Wai Fun, Fanny ADE609 3/F St. John's Building, 33 Garden Road, Central, Hong Kong
Ms CHIANG Lily ABA415 2201-2206 Worldwide House, 19 Des Voeux Road Central, Hong Kong
Mr CHIU Bruce ABZ912 2104 Two Exchange Square, 8 Connaught Place, Central, Hong Kong
Mr CHIU Ying Man, Stanley ACE768 602 Dina House, 11Duddell Street, Central, Hong Kong
Mr DICKSON Charles Henry ABV213 1202 Tung Wah Mansion, 199-203 Hennessy Road, Wanchai, Hong Kong
Mr DING Shaw-Tzeng AFE147 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Hong Kong
Mr ENDO Hideaki AEV257 18/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
Mr GRAF Thomas AEY644 4011-12 Jardine House, 1 Connaught Place, Central, Hong Kong
Mr HUI Chiu Chung AAB312 3601 Cheung Kong Center, 2 Queen's Road Central, Hong Kong
Mr KOH Choy ACF185 3/F St. John's Building, 33 Garden Road, Central, Hong Kong
Mr LEE Tze Hau, Michael AAB360 Unit B 19/F Entertainment Building, 30 Queen's Road Central, Hong Kong
Mr LO Kin Ching, Joseph AFB646 21/F, Wing On Centre, 111 Connaught Road Central, Hong Kong
Mr LUK Kin Yu, Peter AAG959 14/F One Pacific Place, 88 Queensway, Admiralty, Hong Kong
Mr LUK Man Wa, Caesar AAV934 22/F, Entertainment Building, 30 Queen's Road Central, Hong Kong
Mr LYNCH Philip ACP539 Level 38, One Pacific Place, 88 Queensway, Hong Kong
Mr NG Michael Chiu Ho ADA727 Suite 601, 701-4A Asia Pacific Finance, Tower Citibank Plaza, 3 Garden Road, Hong Kong
Mr PARK Jun Heum AFD966 Suite 1618, Jardine House 1 Connaught Place, Central, Hong Kong
Mr REICHENBACH Peter AFB791 4011-12 Jardine House, 1 Connaught Place, Central, Hong Kong
Mr RIGBY Simon John AEO842 19/F Two Exchange Square, 8 Connaught Place, Central, Hong Kong
!" 2002 102 Bulletin Board - Registrations Removed
INVESTMENT ADVISERS ! Individual
Date Individual Address
Jul 2002 Mr RO Yo Seph AEK479 Suites 2203-04, St. George's Building, 2 Ice House Street, Central, Hong Kong
Mr SEE Lee Seng, Reason AAV138 Room 2002-5, Tung Ning Building, 2 Hillier Street, Sheung Wan, Hong Kong
Mr SUGIYAMA Takeshi AAD741 18/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
Mr TANG Wing Kin ADN455 3/F, 139 Queen's Road Central, Hong Kong
Mr TEOH Eng Chooi ACR807 3601 Cheung Kong Center, 2 Queen's Road Central, Hong Kong
Ms TSANG Sze Man, Carol AET868 3208-9 & 36/F Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, Hong Kong
Mr WAI Chee Leung ACR504 2201-2206 Worldwide House, 19 Des Voeux Road Central, Hong Kong
Mr YANG Changbo AGZ997 2307 One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
Mr YIN YEUNG CHO, Philippe Hone Chung Suite 2904A-2907 One Exchange Square, AAF455 8 Connaught Place, Central, Hong Kong
Mr YUNG Lynn Ronald ABL775 36/F Asia Pacific Finance Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Aug 2002 Mr CANY Alain Xavier ACH863 15/F Citibank Tower, 3 Garden Road, Central, Hong Kong
Mr CHAN King Tat, Albert AAC115 19/F Far East Finance Centre, 16 Harcourt Road, Hong Kong
Mr CHAN Yau Hing, Robin AAJ871 16/F World-Wide House, 19 Des Voeux Road Central, Hong Kong
Ms CRADDOCK Julie Anne ABN312 45/F, Two Exchange Square, 8 Connaught Place, Central, Hong Kong
Ms FONG WONG Kut Man, Nellie 21/F Edinburgh Tower, The Landmark, Central, ! ABL711 Hong Kong
Mr FUJINUMA Shigeru ABS921 32/F Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Mr HASEGAWA Andrew Raymond AEY863 3108 Two Exchange Square, 8 Connaught Place, Central, Hong Kong
Mr LAMAISON Peter Laurens AAG199 35/F One Pacific Place, 88 Queensway, Hong Kong
Mr LEE Deng Charng ACZ539 3208-9 & 36/F Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, Hong Kong
SFC QUARTERLY BULLETIN AUTUMN 2002 - ! 103
INVESTMENT ADVISERS ! Individual
Date Individual Address
Aug 2002 Mr LEUNG Chi Chiu, Sammy AAV031 21/F Edinburgh Tower, The Landmark, Central, Hong Kong
Mr LI Pak Tam ADZ733 1702 K. Wah Centre, 191 Java Road, North Point, Hong Kong
Mr LIAO Chuen-Yun AGJ933 Suite 1101, 1120-1122 Two Pacific Place, 88 Queensway, Hong Kong
Mr LO King Yan ACO545 12/F Asia Financial Centre, 120 Des Voeux Road Central, Hong Kong
Mr LOWE Jonathan Christopher AAC687 45-47/F Jardine House, 1 Connaught Place, Central, Hong Kong
Mr MAKI Takeshi AEP604 Unit 3702, Tower 1 Lippo Centre, 89 Queensway, Hong Kong
Mr NASH Trevor Paul AFZ396 68/F Cheung Kong Center, 2 Queen's Road Central, Hong Kong
Mr NIE Qingping ADZ252 36/F, Far East Finance Centre, 16 Harcourt Road, Hong Kong
Mr PAREKH Nitin Bhikhu ADN925 15/F, Citibank Tower, 3 Garden Road, Central, Hong Kong
Mr PARK Kyung Rak AFD768 2116 Hutchison House, 10 Harcourt Road, Central, Hong Kong
Ms PAU Yuen Ling, Elsa ABX468 1901-02 One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
Mr STEVENS Joseph Patrick ACO639 68/F Cheung Kong Center, 2 Queen's Road Central, Hong Kong
Mr TANG Suk Ngao, Raymond ACH856 Suite 601, 701-4A Asia Pacific Finance, Tower Citibank Plaza, 3 Garden Road, Hong Kong
Ms TRAN Elizabeth Xao Quyen AAH618 35/F One Pacific Place, 88 Queensway, Hong Kong
Mr TURNER Stuart Brian AGZ773 17/F Citic Tower, 1 Tim Mei Avenue, Central, Hong Kong
Mr WU I Kwei, Daniel ABU360 3403-3407 Edinburgh Tower, 15 Queen's Road Central, Hong Kong
Sep 2002 Ms CHAN Lai Ling, Anita AAU814 3206 Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, Hong Kong
Mr CHEUNG Kin Yeung, Christopher 9/F Richmake Commercial Building, ACO330 198-200 Queen's Road Central, Hong Kong
Mr CHUNG Kin Shun, Jimmy ADK252 8/F Hong Kong Diamond Exchange Building, 8 Duddell Street ,Central, Hong Kong
!" 2002 104 Bulletin Board - Registrations Removed
INVESTMENT ADVISERS ! Individual
Date Individual Address
Sep 2002 Ms DIXEY LAU Hang Mei, Dorothy 19/F Far East Finance Centre, 16 Harcourt Road, AAD412 Hong Kong
Mr HUDSON David Wood AAE717 39/F, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
Mr JOHNSTON James Robert AFU520 32/F NatWest Tower, Times Square, 1 Matheson Street, Causeway Bay, Hong Kong
Mr KHOO Ken Wee AAY398 21/F Low Block, Grand Millenium Plaza, 181 Queen's Road Central, Hong Kong
Mr KLEINER Hans Ulrich AEU160 6107-6108 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong
Mr LAI Sung Ziang, John ACB606 3701 Tower One, Lippo Centre, 89 Queensway, Hong Kong
Mr LAW Kwong Chau AGB118 21/F Edinburgh Tower, The Landmark, Hong Kong
Ms LEE Wai Fun, Patra ADU032 Suite 2501 One International Finance Center, 1 Harbour View Street, Central, Hong Kong
Mr LEUNG Tze Kin AAZ272 Room 501 5/F, 113 Argyle Street, Mongkok, Hong Kong
Mr LI Chak Yan, Francis AGB228 16/F Man Yee Building, 68 Des Voeux Road, Central, Hong Kong
Ms LIM Chwee Suan, Corrina Doris AFP852 Level 16 & Level 17, 1 Queen's Road Central, Hong Kong
Ms NG Ka Pik, Betty AAJ686 8/F, Dorset House, Taikoo Place, 979 King's Road, Quarry Bay, Hong Kong
Mr NG Kai Yuen Kelvin AFW037 37A Bank of China Tower, 1 Garden Road, Central, Hong Kong
Mr NG Wai Huk, Allan AAY716 35/F Bank of China Tower, 1 Garden Road, Central, Hong Kong
Mr NISHIDA Seiichiro ADZ811 16/F, Tower I, Admiralty Centre, 18 Harcourt Road, Hong Kong
Mr PARK Byung Moon AFB294 613-4 One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
Mr REGAN Trevor Christopher AGP374 13/F, Cityplaza 1, 1111 King's Road, Taikoo Shing, Hong Kong
Mr SCHMITT Charles Lee ACH211 3601 Cheung Kong Center, 2 Queen's Road Central, Hong Kong
Mr TAYLOR Mark Barri AGD539 27/F Alexandra House, 16-20 Chater Road, Central, Hong Kong
SFC QUARTERLY BULLETIN AUTUMN 2002 - ! 105
INVESTMENT ADVISERS ! Individual
Date Individual Address
Sep 2002 Mr TONG Ying Yung, James ACZ627 Room 1511, 15/F, Tung Ying Building, 100 Nathan Road, Tsim Sha Tsui, Hong Kong
Mr WHITWORTH Charles Peter ABE595 40/F Cheung Kong Center, 2 Queen's Road Central, Hong Kong
Mr ZHANG Bingxun AEV065 35/F Bank of China Tower, 1 Garden Road, Central, Hong Kong
INVESTMENT ADVISERS ! Corporation
Date Corporation Address
Jul 2002 Asia Pacific Financial Planning Limited Room 13-15, 2/F Block B Hi-Tech Industrial Center, ABN289 5-21 Pak Tin Par Street, Tsuen Wan, Hong Kong
PrimePartners Asset Management (HK) Limited 1201, Nine Queen's Road Central, Central, Hong Kong ACO603
Staunton Capital Limited Room 304, Yu To Sang Building, 37 Queen's Road Central, !"#$%& ACD381 Hong Kong
Aug 2002 BNP International Financial Services 15/F, 1601, 17/F & 18/F Central Tower, (Hong Kong) Limited 28 Queen's Road Central, Hong Kong !"#$ %&'()*+,-./ AAF612
BNP Paribas Asia Limited 15/F Central Tower, 28 Queen's Road Central, !"#$%&' AAG840 Hong Kong
Gottardo Asset Management (H.K.) Limited 4011-12 Jardine House, 1 Connaught Place, !"#$%&'()*+,- AEY643 Central, Hong Kong
ORIX Asia Limited !"#$%&'( 30/F United Centre, 95 Queensway, Hong Kong AAJ170
Zurich Scudder Investments Asia Limited 3408 One Exchange Square, 8 Connaught Place, !"#$%&' ACM094 Central, Hong Kong
Sep 2002 2cube Securities Limited c/o J.P. Morgan !"#$%&' AFK573 48/F One Exchange Square, 8 Connaught Place, Central, Hong Kong
Tokyo-Mitsubishi International (HK) Limited 16/F, Tower I, Admiralty Centre, !"#() ! AAA889 18 Harcourt Road,
!" 2002 106 Bulletin Board - Registrations Removed
COMMODITIES DEALERS ! Individual
Date Individual Address
Jul 2002 Mr BURDETT Scott ACL853 36/F, Two Pacific Place, 88 Queensway, Hong Kong
Mr CHAN Sai Ping, Ricky ACE690 Unit 1511-12 The Center, 99 Queen's Road Central, Hong Kong
Mr HUI Chiu Chung AAB312 3601 Cheung Kong Center, 2 Queen's Road Central, Hong Kong
Mr LEE Tak Lun AAG127 Room 2202, Admiralty Centre, Tower 1, 18 Harcourt Road, Hong Kong
Mr LIN Sching Lih ADV343 Level 38, One Pacific Place, 88 Queensway, Hong Kong
Ms LIN Susan Shui Shien ACD720 68/F Cheung Kong Centre, 2 Queen's Road Central, Hong Kong
Mr MAK Tat Cho AAJ601 Room 1605 Wing On Centre, 111 Connaught Road Central, Hong Kong
Mr MILLS William Joseph AFH088 20/F Three Exchange Square, 8 Connaught Place, Central, Hong Kong
Mr TANG Chee ACP601 35/F Bank of China Tower, 1 Garden Road, Central, Hong Kong
Aug 2002 Mr CHAN Pui Kwong, Simon AAA421 3202 Office Tower Convention Plaza, 1 Harbour Road, Wanchai, Hong Kong
Mr CHENG Fu Zay AAA793 7/F Wings Building, 110-116 Queen's Road Central, Central, Hong Kong
Mr CHUANG Henry Yueheng ACA318 31/F, China United Centre, 28 Marble Road, North Point, Hong Kong
Mr D'ARJUZON Laurent ACR579 4/F-14/F Central Tower, 28 Queen's Road Central, Hong Kong
Mr LEE Deng Charng ACZ539 3208-9 & 36/F Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, Hong Kong
Mr LEE Tai Hoi AAC101 19/F Far East Finance Centre, 16 Harcourt Road, Hong Kong
Mr LO King Yan ACO545 12/F Asia Financial Centre, 120 Des Voeux Road Central, Hong Kong
Sep 2002 Mr CHEONG Ying Chew, Henry AAB214 11/F Bank of America Tower, 12 Harcourt Road, Central, Hong Kong
Mr CHOW Lork Sang AAG364 8/F King Fook Building, 30-32 Des Voeux Road, Central, Hong Kong
SFC QUARTERLY BULLETIN AUTUMN 2002 - ! 107
COMMODITIES DEALERS ! Individual
Date Individual Address
Sep 2002 Ms DIXEY LAU Hang Mei, Dorothy 19/F Far East Finance Centre, 16 Harcourt Road, AAD412 Hong Kong
Mr FOK Kwong Hang, Terry AAD829 Room 1901 Bank of America Tower, 12 Harcourt Road, Central, Hong Kong
Mr KO Hon Tak AAD598 18/F China Insurance Group Building, 141 Des Voeux Road Central, Hong Kong
Mr LEE Kwok Ning, Lobo ABR565 28/F, Bank of China Tower, 1 Garden Road, Central, Hong Kong
Mr LUI Chi Chung, Josaphat AAD557 18/F China Insurance Group Building, 141 Des Voeux Road Central, Hong Kong
Mr YUEN Siu Tong, Manry ABM630 11/F Bank of America Tower, 12 Harcourt Road, Central, Hong Kong
COMMODITIES DEALERS ! Corporation
Date Corporation Address
Jul 2002 New Universe Futures (HK) Limited Room 1605 Wing On Centre, 111 Connaught Road Central, !"#$%&'() AHC601 Hong Kong
Aug 2002 I & P Commodities Limited AAW754 7/F Wings Building, 110-116 Queen's Road Central, Central, Hong Kong
Sassoon Futures Limited AAW460 Rooms 1207-8 Asia Pacific Finance Tower, 3 Garden Road, Central, Hong Kong
Yardley Futures Limited !"#$% 20/F, V-Heun Building, 138 Queen's Road Central, ABY485 Hong Kong
Sep 2002 Top Equity Derivatives Limited 18/F China Insurance Group Building, !"#$% ABS831 141 Des Voeux Road Central, Hong Kong
!" 2002 108 Bulletin Board - Registrations Removed
COMMODITIES TRADING ADVISERS !"# Individual
Date Individual Address
Jul 2002 Ms LIN Susan Shui Shien ACD720 68/F Cheung Kong Center, 2 Queen's Road Central, Hong Kong
Mr LUK Man Wa, Caesar AAV934 22/F, Entertainment Building, 30 Queen's Road Central, Hong Kong
Aug 2002 Mr FUJINUMA Shigeru ABS921 32/F Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Mr LI Pak Tam ADZ733 1702 K. Wah Centre, 191 Java Road, North Point, Hong Kong
Mr SEE Lee Seng, Reason AAV138 Room 2002-5, Tung Ning Building, 2 Hillier Street, Sheung Wan, Hong Kong
Mr SIT Yiu Sun AAI267 Level 15, 1 Queen's Road Central, Hong Kong
Mr TURNER Stuart Brian AGZ773 17/F Citic Tower, 1 Tim Mei Avenue, Central, Hong Kong
Ms WONG Mimi Monica AAF632 Level 15, 1 Queen's Road Central, Hong Kong
Sep 2002 Ms CHAN Lai Ling, Anita AAU814 3206 Cosco Tower, Grand Millennium Plaza, 183 Queen's Road Central, Hong Kong
Mr LAI Sung Ziang, John ACB606 3701 Tower One, Lippo Centre, 89 Queensway, Hong Kong
Mr LEE Kwok Ning, Lobo ABR565 28/F, Bank of China Tower, 1 Garden Road, Central, Hong Kong
COMMODITIES TRADING ADVISERS !"# Corporation
Date Corporation Address
Aug 2002 HSBC Investment Bank Asia Limited Level 15, 1 Queen's Road Central, Hong Kong !"#$%&'() AAF346
Sep 2002 CSI Investment Management Limited 909 Wing Shan Tower, 173 Des Voeux Road, !"#$%&'() AAI434 Central, Hong Kong
SFC QUARTERLY BULLETIN AUTUMN 2002