P.O. Box 506 Niamey – Niger Telephone: (227) 75 30 98 E-mail: [email protected] [email protected] Public Disclosure Authorized
Office of the President of the Republic Office of the Prime Minister Permanent Secretariat of the PRSP
Public Disclosure Authorized Participatory Poverty Assessment Niger Public Disclosure Authorized
Cabinet National D’Expertise en Sciences Sociales CNESS-Bozari Public Disclosure Authorized
Africa Region
Office of the President of the Republic Office of the Prime Minister Permanent Secretariat of the PRSP
Participatory Poverty Assessment Niger
Cabinet National D’Expertise en Sciences Sociales CNESS-Bozari Niger
Africa Region
TABLE OF CONTENTS
PAGE
FOREWORD ...... i ABSTRACT ...... iii PREFACE ...... vi ACKNOWLEDGEMENTS ...... viii ABBREVIATIONS AND ACRONYMS...... ix
INTRODUCTION I. Background and Rationale for the Study...... 1 II. Objectives and Anticipated Results ...... 2 III. Brief Overview of the Evaluation Methodology...... 3 IV. Topics of Investigation ...... 4
CHAPTER I. IDENTIFYING POVERTY 1.1 Perceptions and Judgments about Living Standards and Quality of Life ...... 5 1.2 Poverty: Definitions, Conceptions and Manifestations...... 8 1.3 Mobility...... 10 1.4 Scope and Profile of Poverty ...... 10 1.5 Determinants and Causes of Poverty...... 13 1.6 Poverty: Effects and Impacts ...... 17 1.7 Attitudes and Reactions to Poverty, and Survival Strategies and Mechanisms...... 19
CHAPTER II. POVERTY AND INTERVENTIONS 2.1 Summary Diagnostic of Interventions ...... 23 2.2 Interventions and Poverty ...... 23 2.3 Poverty, Mobility, Prostitution and AIDS ...... 24 CHAPTER III. BASIC NEEDS AND SECTORAL PRIORITIES 3.1 Food security ...... 27 3.2 Health ...... 29 3.3 Agriculture ...... 30 3.4 Livestock...... 31 3.5 Environment ...... 32 3.6 Water Supply ...... 33 3.7 Education...... 34 3.8Employment and Training...... 35 3.9 Income-generating Activities (IGAs) and Micro-credit...... 36 3.10 Transport ...... 36 3.11 Capacity-building ...... 36
CONCLUSIONS AND RECOMMENDATIONS I. Generating Ongoing Dialogue ...... 40 II. Making Poverty Reduction a Vision and a Philosophy that Inspires Hope ...... 41 III. Improving the Mechanisms for Monitoring Poverty Reduction Efforts ...... 41
ANNEXES
ANNEX 1GENERAL CHARACTERISTICS OF THE SAMPLE AND TARGET GROUPS ...... 45
ANNEX 2IMPLEMENTATION OF THE STUDY...... 47
ANNEX 3SAMPLE TARGET SITES AND THEIR CHARACTERISTICS ...... 48
ANNEX 4INTERVIEW GUIDE ...... 52 FOREWORD
In the Republic of Niger, a country that ranks about it, is critical to designing approaches to 161 out of 162 countries listed in the UNDP’s development that can really work. Human Development Report, poverty deter- mines the lifeline of the average individual vir- The Participatory Poverty Assessment (PPA) tually before he or she is born. The income for Niger goes far in helping us achieve this poverty figures (showing that the average indi- understanding. Its unique approach, combin- vidual subsists on less than US$200 per year) ing quantitative and qualitative research meth- tell only part of the story; it is the human face ods, but above all based on listening to people, of poverty that compels urgent action on the has allowed the research team to shed new part of the international community. Some light on the nature of poverty in Niger. It tells examples: In Niger, 40 percent of children us that development programs can succeed or under 5 years old are malnourished. fail, regardless of the quality of their technical Statistically, a child born in Niger stands a bet- preparation, when they do not address the ter chance of dying before the age of 5 than of existential realities of life for the poor. These ever attending school. Adult illiteracy remains include their personal beliefs about the nature high at 84 percent and gross primary enroll- of development problems; whether their social ment rates low at 42 percent. The burden of standing (or gender) allow them a voice in the poverty and low social development falls design and implementation of projects, what disproportionately on women, whose access kind of hope they possess for their own future to land, credit, technology, and social and that of their children, their levels of trust in services remains very limited, despite some government and donor-financed programs, recent progress. and the sense of powerlessness felt by the poor in an institutional structure that is per- How can an institution like the World Bank, ceived as favoring the rich. Understanding whose mandate it is to reduce poverty in all its these beliefs, perceptions and feelings, can help forms, contribute to reversing these trends? guide us to interventions better adapted to the Past approaches, not just of the Bank’s but of realities of poor people, improving their the broader donor community, have had limit- chances for success. ed impact. While there are many ways of improving the impact of donor assistance – This PPA is already having an impact. It serves including much fuller coordination of their as the diagnostic basis for the depiction of approaches – a critical part of the formula is to poverty in Niger’s Poverty Reduction Strategy achieve a better understanding of poverty and Paper, which is serving to anchor coordinated how it is perceived by the poor themselves. donor interventions aiming to increase their Too often in the past, donor programs have overall impact in the fight against poverty, and failed to address the realities of daily existence it informs the Bank’s recent Country Assistance on the part of ordinary people, and in conse- Strategy for Niger 2003-2005. In concrete form, quence have failed to win their interest in the PPA is helping the government of Niger getting involved in programs of which and the Bank design the Community Action they are supposed to be the beneficiaries. Program, designed specifically to increase the Understanding how people experience poverty power and ability of people living in (mostly) at a personal level, how they explain its rural communities to design and implement sources, and what they believe can be done development projects according to needs that
i they voice themselves. A separate study, fol- ventions to have a real impact we must contin- lowing the same methodology with a focus on ue to listen, and not be afraid of what we may listening, is also informing the design of a sig- hear. This important document is therefore nificant multisectoral program to fight the only a first step toward what must become a spread of HIV/AIDS in Niger. systematic process of listening, one that we believe has a chance of bringing about hope in Listening to the poor at the design phase of people that – as this study demonstrates – all development strategy and project formulation too often have too little. is necessary but not sufficient. For our inter-
Antoinette M. Sayeh Country Director for Niger, Benin and Togo The World Bank
ii ABSTRACT
This study is a Participatory Poverty analytical substance of the responses gathered Assessment (PPA). It should be pointed out is labeled as such. Past, present and future that the objective of this investigation is to pro- standards of living were judged in various vide persons working in this area with basic ways by 86 percent of respondents in ‘II’ situa- data on poverty that can be used to develop tions and by 79 percent of those approached via strategies and to carry out future activities. FGs. According to 76 percent of those persons interviewed individually, the standard of living This study is both qualitative and quantitative was better in the past than it is today, because in nature, and was conducted on a representa- of the plentiful rainfall and abundant produc- tive population sample in sites in all regions of tion potential and because, in the past, people the country. There were a total of 49 sites, of had a certain amount of control over their liv- which 19 were urban and/or peri-urban and ing conditions. Also, many respondents the rest rural. Data collection was organized acknowledged and mentioned several signifi- around topics of interest and was done with the cant areas in which the quality of life is improv- help of interviewing guides and sheets on ing, e.g., the proliferation of infrastructures, which participants’ remarks were recorded. new forms of political/administrative organi- When all target groups are combined, a total of zation, and the reduction or elimination of cer- 3,950 persons were interviewed. This sampling tain endemic diseases, due to progress in is differentiated by type of interview format health care. (i.e., individual interview (II) or focus group (FG)). Individual interviews (IIs) involved About 35 percent of respondents in IIs, and 12 1,181 people, while 1,787 people were inter- percent of opinion leaders and other local viewed via focus groups. In addition, 982 actors, are apparently uncertain as to what the resource persons (e.g., local actors, administra- future holds in terms of quality of life. Some tive authorities, women’s leaders, etc.) were remarked: also interviewed. Young people predominate in the sample of respondents, accounting for “…urgently-needed solutions to the chronic food 67.2 percent, with adults making up 28.4 per- shortage have still not been found …“ cent and the elderly only 3 percent. The gender “…development partners interventions have limit- breakdown of respondents, for all types of ed impact in most cases …“ interviews combined, was 48.5 percent “…reforms that could help a lot of people to devel- female and 51.5 percent male. Broken down by op are slow in coming …“ milieu, 54.5 percent of interviewees were from rural areas, and 47.5 percent were urban In sum, life in Niger fails to provide enough job dwellers. All of the country’s main ethnic opportunities, according to urban respondents, groups were amply represented in the inter- while rural respondents were more concerned views. Discussions were free and open and with things such as the organization of the pop- dealt essentially with the standard of living, the ulace, food, people’s respect for them, and the diagnostic of poverty, the interrelationship lack of trust between development workers between poverty and development interven- and beneficiaries. tions, and the sectoral needs of the communities. Overall, 59 percent of respondents saw living Overall, the interviewees provided adequate conditions as a sort of sieve that has allowed feedback on the above-mentioned topics. The poverty to seep in. Poverty, which is closely
iii associated with quality of life, is perceived by ly. Poverty is more widespread and more beneficiaries and actors as a process of ongoing severe in urban areas, since rural poverty pro- deterioration in living conditions. It exists vides a steady supply of people to fuel urban along a continuum that begins with penury, poverty. Thirty-eight (38) percent of the poor then turns into an inability to act, and finally are engaged in marginal activities. leads to dependency and destitution. In other words, the population does not view poverty According to beneficiaries and based on as a static condition, but instead as a process. It the results of case studies, the following is first an economic phenomenon that then takes (non-exhaustive) list of determinants or on a social dimension, and in the end becomes a causes, in order of importance, seem to lead to reality with psychological repercussions. impoverishment:
The effects and impacts of poverty include, • explosive population growth that is not among other things: precarious housing, mal- accompanied by economic growth; nutrition, poor sanitation conditions, and a lack • recurrent droughts that compromise the of capital and property. More specifically, the efforts of farmers in particular; victims of poverty are subject to social exclu- • the deterioration of productive potential, sion and marginalization such that poor people which has a significant impact on produc- are not well represented within community tion factors; structures and have difficulty garnering the • Inadequate investment, which reduces the benefits of the services offered. In short, pover- scope of opportunity; ty is a major obstacle that unarguably dimin- • Physical remoteness. ishes the level of utilization of health services, education, micro-credit, etc. Moreover, AIDS • In addition, factors such as widowhood, is a by-product of poverty, in a manner of divorce, lack of job opportunities, old age, speaking. In more precise terms, bad living outmigration, as well as certain beliefs and conditions drive a large number of poor people socio-cultural attitudes, exacerbate the vul- to emigrate, to have multiple sex partners, and nerability of a substantial segment of society. to take little interest in disease-prevention measures. The effects of poverty are felt: The investigation revealed that there are a mul- titude of completed or ongoing interventions • at the level of the individual (in the form of aimed at improving living conditions. Fewer dependency, subservience, despair, avoidant interventions are carried out in the urban behaviors, precarious housing and sanita- milieu than in the rural milieu. While develop- tion conditions, food insecurity and lack of ment activities have definitely had various capital, etc.); effects and impacts, these impacts have not • at the level of the family (in the form of been very significant where the poor are con- decreased willingness/ability to assume cerned. responsibility, family dislocation, shame, etc.); • at the level of the community (where they A correlation between the areas in which initia- manifest themselves in social injustice, tives have been completed or are underway, on exclusion, marginalization, fragmentation, the one hand, and the vast field of poverty on loss of the socio-cultural values of solidarity the other – i.e., causes and effects, survival and mutual aid, under-representation in mechanisms and strategies, etc.— seems to Grassroots Community Organizations indicate that the range of operations recorded (GCOs), etc.). does not include enough activities targeting poverty. However, there are various areas in In terms of a profile of poverty, the people most which projects and programs are strengthening affected by the deterioration in living condi- survival mechanisms and strategies, e.g., IGAs, tions are women, young people and the elder- market gardening, etc.
iv In addition, 21 percent of completed or ongo- along with capacity-building efforts, can help ing interventions are focused on the recurrent diminish poverty. In order to do this, initia- causes of poverty, whereas 16 percent are tives are required that improve living condi- geared to its endemic causes. tions by making the poor a priority target. Also, efforts to boost the capacities of target The following factors diminish the effective- groups must be continued and even stepped ness of development initiatives in poverty up. Finally, efforts must be made to see that reduction: development interventions actually reach the poor. Solutions must be found for problems • the extreme mobility of the populace; related to the vertical organization of grass- • the fact that communities have little control roots structures and of the funds generated by over the initiatives; the various local development initiatives. • the cumbersome logistics of gaining access to proposed services; In this connection, the following points should • the fact that opportunities are too central- be noted: ized; • the under-representation of poor people in • Poverty reduction must become a defined community entities; and objective; • the institutional framework within which • There must be a plan for genuine communi- development operations occur, which up cation with all actors, both public and to now has not done much to promote private; partnerships and/or contractual arrange- • An efficient and effective system of poverty ments. monitoring/evaluation must be put in place; and Prospects for the poor are still limited. The • Partnerships and contractual arrangements poor are indirectly affected by interventions, must be promoted and developed, not only convened without really being involved, and to better ‘operationalize’ the actions identi- are not well represented in GCOs. With that in fied, but also to address the multisectoral mind, only concerted and harmonious actions, dimension of poverty.
v PREFACE
Poverty, as seen by the people of Niger, is administration, educational infrastructure and severe, endemic to their country, and difficult health, and, countering characterizations of to eradicate. This Participatory Poverty passivity, two out of three persons sampled has Assessment (PPA) was conducted by CNESS- dealt with his or her (the sample was divided Bozari, a private consulting firm located in roughly equally by gender) poverty by leaving Niamey, Niger under the leadership of its their place of residence. director, Mamane Bozari. Interviews were con- ducted with roughly 4,000 persons – slightly While the high rate of mobility of the people of over half individually, the remainder in focus Niger can be seen as a sign of hope in a will- groups – during the months of December, 2001 ingness to change habitat, it can also be seen as and January, 2002. The purpose of this work a sign of despair in being forced to relinquish was to systematically listen to the poor and one’s home and community. Surely, this mobil- other key stakeholders regarding poverty, as ity – much of it from country to town or city – they experienced it, as they saw it being blurs the lines between rural and urban popu- approached by government and others and as lations. The urban dwellers perceived far less they thought it should be approached, so that attention to their needs on the part of govern- their perspectives could serve as input to poli- ment and others than did their compatriots in cy formation in the country. The work was the countryside. Given the pervasive poverty supervised by the Social Development and general lack of hope of the majority, mobil- Department of the World Bank with the collab- ity is most likely more a reflection of a per- oration of the Country Economist for Niger, ceived lack of opportunity for advancement Jean-Luc Bernasconi, and the Bank’s Resident in one’s place of residence than a clear, Representative, Geoffrey Berger under the aus- positive urge to continue one’s self-betterment pices of the Prime Minister’s Office, in the per- process. The PPA depicts an impoverishment son of Malla Ari. Results of this assessment process undergone by many in the country have been incorporated into the Poverty which begins with material want, penury, Reduction Strategy Paper (PRSP) and have had descends to paralysis, and ends in dependency an influence on macro-economic policy forma- and utter destitution; seen thus, poverty begins tion for the country of Niger. as an economic condition, becomes social in nature as it worsens and ends up as a psycho- With an average per capita GDP of $260 Niger logical state. is one of the three poorest countries of the world. The outlook for improvement in this This PPA discusses all of the major sectors situation is bleak. Over three quarters (76%) of related to poverty reduction, four of which the persons interviewed individually said that stand out: their living conditions had been better in the past than at present. They attributed the Food security was seen by almost everyone decline in conditions to decreased rainfall, (95%) as being the top priority for any attack on desertification, and, interestingly, a lessened poverty. While rural people saw the solution in control over their living conditions. Fully 83% terms of enhancing agricultural productivity, of those interviewed had little or no hope of via improved techniques and inputs, urban improving their living conditions. Still, over dwellers quite naturally saw the solution more half of the sample stated that there had been in terms of increased employment. All were improvements in a number of areas: public unanimous in saying that without access to
vi needed food all other development activity little relevance to getting people out of poverty. would mean little. Many persons voiced the opinion that educa- tion “should be able to incorporate local reali- Health, the second sector in importance, was ties”, that the quality of teaching should seen as both undergoing improvement but still improve, and that apprenticeship centers inaccessible to many. Betterments were per- should be created. ceived particularly in the opening of new health centers with surgical units, increased The Office of the Prime Minister of the outreach, more availability of drugs due to cost Government of Niger has disseminated this recovery, and enhanced participation in health PPA widely and modified its economic devel- activities. Many, however, especially commu- opment policies as a result of its findings. nity leaders, expressed the important caveat Beyond incorporating key findings from this that most of the people of Niger do not have assessment into the PRSP, the Prime Minister’s enough income to avail themselves of these office has instituted several changes directly as improvements in the health sector. a result of this PPA: a) given the widespread appreciation for this systematic listening Agriculture, the third priority sector, was seen approach – and expressions of discontent at the as the riskiest economic activity by 80% of absence of such attention previously – the those interviewed one-on-one due to a decline Government is now strengthening its decen- in rainfed crop yields and the paucity of com- tralization program to allow for an expanded mercial outlets for market garden products. dialogue with the people; b) food security has Nevertheless, close to three quarters of respon- now become a major priority of Government dents voiced enthusiasm for the potential ben- policy directed at poverty reduction, which efits coming out of measures including the had previously been centered around health Government’s recent initiative, Programme and education; c) increased attention on the Speciale du President de la Republique, aimed at part of Government will now be given to proj- flood recession agriculture, the creation of ects and programs in urban development mini-dams and dikes. reflecting the expressed neglect of such in the PPA. Finally, and in confirmation of the signif- Education, significantly, was seen as only the icance of this systematic listening and consulta- seventh priority for poverty reduction. The tion for policy formation, the Prime Minister’s strongest felt needs in this area were, not sur- Office has stated its intention to help sponsor prisingly, for more schools, improved water and oversee the reiteration of this PPA at two- points in schools, and classrooms. Yet, under- year intervals to assure that feedback comes lying much of the low priority for education from the people to help improve the efficacy of was the concern that what children learn had poverty reduction policies as they evolve.
Lawrence F. Salmen Lead Social Development Specialist Social Development Department The World Bank
vii ACKNOWLEDGEMENTS
The consulting firm Cabinet National d’Expertise istries and technical services, who made en Sciences Sociales (CNESS-Bozari) wishes to every effort to ensure the smooth progress of express its sincere appreciation to the World our work. Bank Resident Mission in Niger, the Office of the Prime Minister, and the Permanent In addition, CNESS-Bozari thanks the adminis- Secretariat of the PRSP for the trust that they trative and traditional authorities, the citizenry, placed in CNESS-Bozari in connection with this and the partners and resource people in the Participatory Evaluation of Poverty in Niger. target regions, locales and sites, who were willing to make themselves available and CNESS-Bozari also expresses its heartfelt without whom this study would not have thanks to the staff and managers of the min- been possible.
viii ABBREVIATIONS AND ACRONYMS
AAs Administrative authorities LAs Local Actors BA Beneficiary Assessment MWP Modern water point CN City of Niamey NGO Non-governmental organization CNESS Cabinet National d’Expertise en NRHD National Report on Human Sciences Sociales Development DSCN Direction de la Statistique et des OL Opinion leader Comptes Nationaux (National PCLCP Framework Program to Combat Statistics Department) Poverty (Programme cadre de lutte EDF European Development Fund contre la pauvreté) EIG Economic interest group PEP Participatory Evaluation of Poverty ERP Economic Recovery Program PRSP Poverty Reduction Strategy Paper FG Focus group STD Sexually Transmitted Disease FP Family planning TGs Target groups GCO Grassroots Community TOR Terms of reference Organization UN United Nations GDP Gross domestic product UNDP United Nations Development HIPC Highly Indebted Poor Countries Program IGAs Income-generating Activities UNICEF United Nations Children’s Fund IHC Integrated Health Center II Individual interview (or individual interviewees)
ix
INTRODUCTION
I. BACKGROUND AND RATIONALE the Africa-wide average of 52 years. The FOR THE STUDY infant/child mortality rate and birth rate are among the world’s highest, at 303 and 52.8 per The West African nation of Niger occupies a 1000, respectively (sources: EDSN 1998). land area of 1,267,000 km2. The country’s total population as of 2000 was estimated at Other indicators are also fairly discouraging. 9,976,000 million inhabitants. In 1977, this pop- The rate of coverage of potable water require- ulation was growing at an average annual rate ments was 51 percent as of 2000, and 70 percent of 2.8 percent, which had risen to 3.2 percent by of that coverage went to urban populations, 1988. This means that Niger’s population is without counting the fact that many existing doubling every 26 years. The population is 52 hydraulic infrastructures are non-functional. percent female and 48 percent male. The gross literacy ratio is 19.19, compared to an average of 51 percent for Africa as a whole. Average density is about 7.75 inhabitants per The school enrollment ratio has increased sig- km2, but this figure does not accurately reflect nificantly, from 27 percent in 1996 to 34 percent the great disparities between regions: in in 2000. This rate is higher in urban areas than nomadic areas, for example, population in rural areas, and is very low in herding areas. density is barely 3 inhabitants per km2. Young Overall, boys are being schooled at a higher people make up over 70 percent of the popula- rate (19.33 percent) than girls (12.69 percent). tion, half of which is under the age of 15. Niger’s population is thus extremely young, The health situation is still controversial, with which means that there is great development nutritional and infectious diseases highly potential, but that there is at the same time a prevalent. In 2000, endemic malaria accounted great need for investment in education, for 37.38 percent of illness, diarrhea 7.69 per- employment, etc. cent, meningitis 7.36 percent, and pneumonia 13.69 percent. Although current levels of AIDS Niger is also becoming increasingly urbanized. and STD prevalence are among the lowest in Indeed, the urban population, which was esti- the sub-region (1.37 percent in 1992 and 3.4 mated in the 1960s at about 5 percent of the percent in 1993, according to data from health total population, had risen to 17 percent by agencies and statistical surveillance programs), 1998 and is expected to exceed 25 percent by they have made the public health picture more the year 2020. complex. However, these figures on preva- lence should be regarded with caution, given In addition to these rather limiting socio-demo- the deficiencies of the epidemiological surveil- graphic factors, Niger is one of the world’s lance system. poorest countries, with a per capita GDP of less than US$260 p.a. and a human development In addition, the level of utilization of health index of 0.311 in 1999, which puts it 172nd place services is low due to difficulties associated among 174 countries. The extent of poverty is with the sociocultural context, physical accessi- apparent in such indicators as life expectancy bility and financial affordability, which have at birth, which stood at 48 years in 1999, below caused wide fluctuations in utilization rates:
1 e.g., 32 percent in 1994, versus 48 percent in poverty through greater investment efforts and 2000. The preceding implies that, while Niger’s the implementation of macro-economic and standard of living has certainly undergone sectoral policies that can create conditions con- some changes due to development activities ducive to growth within the economic sphere in various socio-economic sectors, it is still of poor people. plagued by various constraints that are objectively verifiable by means of the afore- The content and objectives of the aforemen- mentioned indicators. These constraints tioned Program began to be implemented in include a slowdown in the growth of per the field in 1998, through several initiatives car- capita GDP, which stood at 5.9 percent in 1987, ried out by UNDP, the ADB and other donors. and had barely changed by 1991-92, when it In 2000-2001, Niger re-focused its poverty was 6.1 percent. reduction strategies and presented its develop- ment partners with an interim Poverty As for increasing impoverishment, the severity Reduction Strategy Paper (PRSP: Document de and scope of poverty in Niger has worsened strategies intermédiaires de lutte contre la pauvreté) over the past ten years. According to data followed by medium- and long-term Poverty derived from budget/consumption surveys Reduction Strategy Papers that are currently conducted by the Direction de la Statistique et des being finalized. Comptes Nationaux (DSCN) in 1992 and 1998, 63 percent of Niger’s people are poor, 83 per- cent of those poor are in rural areas, and 34 per- II. OBJECTIVES AND ANTICIPATED cent of the population is living below the RESULTS poverty line. Various human development reports (HDRs) also reveal, via the human An unprecedented volume of basic data is poverty index, the extent of the poverty affect- required to refine the above-mentioned docu- ing Niger: the figure for 1997 was 64.31 ments and to implement their recommenda- percent, for 1998 66.73 percent, and in 1999 tions. Therefore, a set of studies in various 1 62.16 percent . areas, including this Participatory Poverty Assessment (PPA), were commissioned with In order to meet these challenges, Niger the support of development partners. The PEP embarked in 1986 upon a policy of stabilization is the concrete expression and embodiment of followed by structural adjustment, but these the popular consultations that occurred initiatives failed to produce significant results throughout the process of developing the PRSP. due to the 1983-1993 economic slump caused This investigation offers a valuable opportuni- by a sharp drop in the price of uranium, the ty for beneficiaries and actors to have their recurrence of poor agro-sylvo-pastoral seasons, voices heard, so that they are not only used as and deteriorating terms of trade, to cite only a points of reference, but also taken into account few factors. in the activities implemented.
Niger recently (i.e., in 1996-1997) undertook General objectives of the study efforts to stem the rising tide of poverty by redefining poverty reduction strategies and The Government of Niger, through the perma- orientations with the help of its development nent secretariat of the PRSP and the World partners. These efforts resulted in the prepara- Bank, embarked upon this evaluation in tion of an Economic Recovery Program (ERP). order to:
The fight against poverty assumed a more con- • obtain clear and precise information on crete form at the Geneva Round Table of 1998, improving living conditions; at which the Framework Program to Combat • learn about the perceptions and opinions of Poverty (Programme cadre de lutte contre la pau- intended beneficiaries of development pro- vreté, PCLCP) was adopted. It aims to reduce grams and policies concerning activities being implemented at all levels; 1 PRSP, Niamey, January 2002, op.cit. page 11, para. 5 • render future policy and development ini-
2 tiatives more efficient and effective; eficiaries and the essential priority needs of • obtain the basic data needed to assess communities in the main socio-economic the implementation and monitoring of sectors, and a record of their expectations the PRSP. and suggestions; • A description of the judgments, perceptions Specific objectives of the study and perspectives of actors and beneficiaries concerning lifestyle, poverty and develop- This qualitative study is intended to further ment interventions; those goals by identifying the priority needs of • An analysis of interventions and of service the relevant populations, as well as accom- utilization, along with explanations of the plishments, problems and opportunities, so determining factors; that the population’s expectations and aspira- • An identification and assessment of the tions for the future can be more realistically main constituents of the institutional sector taken into account. (i.e., decision-makers, current and potential partners, etc.); The study is also intended to yield some • A description of the impact and scope of insight into beneficiaries’ and actors’ opinions interventions; on the phenomenon of poverty and on • A description of the status of community the quality of services offered (e.g., their avail- participation, a definition of the roles of ability, utilization, etc.), as well as on recently- local institutional actors, and a list of the introduced changes and reforms in various activities that can be entrusted to them; socio-economic sectors. All of this is ultimate- • Proposals concerning the indicators and ly intended to help assess the actual impact database to be used for monitoring and eval- of the various completed and/or ongoing uating poverty; interventions. • Strategic recommendations for poverty reduction efforts in Niger. In addition, this research is aimed at gauging the level and degree of participation, on the part of communities and actors, in activities III. BRIEF OVERVIEW OF THE intended to improve living conditions, a deter- EVALUATION METHODOLOGY mination which could undoubtedly help to redefine and/or re-focus the mechanisms and The investigated method used in this is that of strategies employed. PPA evaluation on the basis of beneficiary sur- veys. This qualitative methodology attempts to In other words, this study is intended to: place data in a descriptive and explanatory • conduct an evaluation of poverty; context. It utilizes the observations of partici- • inventory and analyze the population’s pants, who are asked to evaluate a completed judgments, perceptions and suggestions; or ongoing development activity, or, in the • determine essential priority needs; words of its originator Lawrence Salmen: • gauge the extent and impact of poverty reduction measures; “…it is an information-gathering approach that • identify the factors that encourage or limit determines the value of an activity as perceived by the trend towards impoverishment; its main users. It is a systematic inquiry into peo- • develop operational proposals and strategic ple’s values and behaviors, … for purposes of social themes for the execution, monitoring and or economic change…..“ evaluation of poverty reduction actions.
Anticipated results This survey method was recently developed by the World Bank in order to prepare or develop As stated in the terms of reference, this assign- programs that respond to populations’ needs. ment is expected to produce, upon its comple- It has been used in over three hundred projects tion, a report containing the following: throughout the world, from 1983 up to the • An inventory and analysis of groups of ben- present. It was first applied in the area of hous-
3 ing and urban development and then gradually six (6) to twelve (12) people with homogenous expanded to other sectors, such as agriculture, concerns and characteristics; health and education. In 1991, this approach began • Participant observation within target commu- to be deployed in the area of poverty reduction, nities, in order to better understand the where it is most often called PPA (Enquête contextual framework and identify additional Participative sur la Pauvreté, EPP). items required for analysis, beyond the opinions gathered. It has been used to evaluate programs in about 60 countries. With its emphasis on listening to the poor, the PPA seeks to corroborate and clarify IV. TOPICS OF INVESTIGATION quantitative data through direct observation, and allows beneficiaries to freely express their opin- The PPA is always organized around themes, of ions, values, convictions, feelings and emotions. which the most important for this study were the From this standpoint, it differs from traditional following: methods in that it gives more weight to beneficiar- ies’ opinions and perceptions. • Quality of life/standard of living (present, past and future); The key techniques upon which this approach is • essential priority needs, by sector; based are the following: • assessment of poverty reduction efforts; • Channels and means by which needs are • a review of documents; expressed; • individual interviews in dialogue format; • Concepts and manifestations of poverty; • Focus groups, i.e., group discussions involving • Poverty and AIDS.
4 CHAPTER 1
IDENTIFYING POVERTY
Poverty, which is fundamentally linked to qual- Although these interviewees feel that living ity of life and affects both rural and urban areas, conditions were better in the past, two-thirds of is a multidimensional phenomenon and can them still acknowledge that the current situa- assume various forms. People beset by poverty tion is improving due to some of the factors are living below the minimum threshold and mentioned in the table below. have certain characteristics. Many factors create and encourage poverty, which in turn generates Table 1.1 Areas of Progress Stated various effects and impacts. by IIs and FGs
In the country’s seven regions and the Niamey Frequency Urban Area, where the poverty diagnostic was Areas of progress of mention conducted, a number of elements emerge from II FG the investigation. Socio-cultural, political and 80% 15% administrative changes Social and educational 63% 71% 1.1 PERCEPTIONS AND infrastructures JUDGMENTS ABOUT LIVING Interventions in the area of 43% 30% STANDARDS AND QUALITY OF LIFE health
The notion of a “standard of living: past, present Clothing 20% - and future” was interpreted in diverse ways by the sample of 1,013 (86 percent) of respondents Training and outreach 20% - covered by Individual Interviews (IIs) and was Other, e.g., electricity, discussed by 160 Focus Groups that accounted 12% - miscellaneous wares for 79 percent of respondents. In addition, 66 percent of opinion leaders and administrative authorities gave their opinions. Of the benefici- It should be pointed out that this table shows aries expressing an opinion, 61 percent were significant disparities in the frequency of rural and 39 percent city dwellers. Seventy-six responses given by II respondents and FGs. (76) percent of II respondents, 58 percent of FG This is because interviewees gave certain respondents and 47 percent of opinion leaders responses depending on whether they were and administrative authorities agreed that being interviewed individually or in a group. “…the standard of living in the past was better than For example, only respondents in individual the current one…”. The reasons given in support interviews mentioned issues related to clothing, of this view were the following: rain was abun- training/outreach and miscellaneous matters. dant, the productive potential (i.e., land, water, On the other hand, socio-educational infrastruc- vegetation) was adequate, but the main thing tures and health-related interventions were was the fact that in the past “…people had a cer- extensively discussed in the FGs. This indicates tain control over their living conditions that they no that the IIs elicited information of a more per- longer have today …” sonal nature, while the FGs drew out perspec-
5 tives that were shared. Some of the respondents’ es, snack foods, various decorative articles, actual comments on the subject of significant standpipes, modern construction materials (e.g., progress in quality of life were as follows: cement, corrugated metal), radio transmitters in the Integrated Health Centers (IHCs), according • efforts made to create and rehabilitate road to about 100 interviewees, and particularly infrastructures and to increase road traffic have according to the women. brought different places closer to one another. This has therefore lessened the severity of Despite these generally positive judgments about famines, according to 43 percent of those living conditions, about one interviewee in three queried in FGs. One person observed: “… felt that progress in quality of life is not benefiting nowadays, with the paved roads and dirt tracks, most people, and most of those interviewees famine is not as serious. Food can be instantly avail- backed up this opinion by saying, in substance: able, whereas one used to have to spend weeks travel- “…not everyone can get health care today, nor can they ing on an animal’s back to get to the supply point get access to this or that thing that improves quality of while the famine raged …“; life …“. In this sub-set of respondents, others attrib- uted this state of affairs to the fact that “…people • socio-cultural, political and administrative now have less control over the physical, social and cul- changes have expanded individual liberties, tural environment ….” Quite a few interviewees in according to the majority of opinion leaders, 80 the regions of Tahoua, Tillabery and Maradi percent of those questioned in IIs, and 15 per- agreed, saying: “…we are caught up in a whirlwind cent of those in FGs. These respondents often that is preventing us from making any headway …” emphasized that: “…nowadays, people are no longer at the mercy of a single traditional power. Urban dwellers mainly mentioned the absence of New avenues of political and legal recourse have opportunities, jobs and concrete assistance, where- been created …”; as rural dwellers who expressed an opinion on this provided an exhaustive list. With a few variations, • communications equipment and infrastruc- the following things were said to be basically lack- tures have allowed unprecedented access to ing from the quality of life: information through the mass-media, in the opinion of 63 percent of II respondents and 71 Trust between beneficiaries and the imple- percent of those in FGs; menters of development activities: “…projects and programs do not inspire our confidence (and vice-versa), • interventions in health care have significantly because they rarely honor their commitments… many reduced the frequency of certain human and promises have not been kept …”; livestock diseases, according to 49 percent of II respondents and one-third of those in FGs; Food: “…feeding oneself is currently a big problem …“, “…and the ability to feed oneself is one way of gauging • the standard of living has improved, especially affluence…“; in terms of the availability of clothing, according to an average of 5 respondents per site, who con- Respect: sixty respondents mentioned this, empha- sistently mentioned that: “…people have more sizing that the lack of respect for the populace is and more clothing, which was not the case a few years reflected in behaviors displayed and in the fact that ago… when several people had to share a single development activities are carried out with little wrap-around skirt, pair of trousers or shirt …”. consultation and involvement of the populace. It was also noted that initiatives are very often con- • training and outreach. According to 50 percent ducted exactly as planned, which leads to rigid and of opinion leaders and one-fifth of II respon- ill-suited approaches and strategies; dents “… people are now more open-minded because of school, and are aware of a lot of things …“; Organization of the population: this was men- tioned by about fifty respondents, 70 percent of • several other new elements have come along to whom were women. They mentioned that the improve the quality of life: electricity, mattress- changes underway have not allowed rural popula-
6 tions, and especially producers, to organize them- As this drawing illustrates, the quality of life in selves to present a united front and defend their Niger is in an unstable equilibrium maintained by interests vis-à-vis other groups or organizations. the State and its development partners. It is supported by an array of ropes representing the Overall, with all respondent milieus combined, various socioeconomic sectors, most of which are two main areas of progress in the quality of life either ready to break or have already done so. The were frequently mentioned: often spontaneous changes of strategy and policy have shaken the sieve (i.e., the quality of life) • basic social infrastructures (schools, integrated hard, and have strained the ties (i.e., the various health centers, youth centers, stadiums, etc.); socio-economic sectors) holding everything • the consultation of the population in identifying together. and implementing development initiatives. It goes without saying that the contents of the These judgments and perceptions seem to indicate ‘sieve’ – i.e., Niger’s human potential, resources, that Niger’s standard of living has undergone interventions and strategies – have been jostled some positive changes over the past few years in together to produce a sort of fine powder, i.e., the the areas of health, education and communications, poor, many of whom fall through the holes, as but that these improvements have not been lasting, related by this schema. due to endogenous and exogenous factors. The overall framework of life has remained like a sieve It should be noted in passing that poor people that has allowed the poor to fall through, according who have fallen outside the ‘sieve’ are isolated to 59 percent of II respondents and almost all of from life’s opportunities. If life continues to be those in FGs. This idea was illustrated in the fol- organized in a way that allows the poor to fall lowing way in Figure 1.1, with the help of some through the holes, they will end up forming a interviewees: large mass that can prevent the whole system
Figure 1.1 Status of Quality of Life and Poverty in Niger
7 from moving. And in order to function, the system Table 1.2 Poverty Defined by 669 IIs must keep moving. having nothing to eat 66% having no land 42% 1.2 POVERTY: DEFINITIONS, having nothing to do 40% CONCEPTIONS AND MANIFESTATIONS having no clothes 37% having no livestock (mentioned more 1.2.1 Definitions 32% often by herders) having no husband or children In general, poverty is defined by communities 21% (mentioned mostly by rural women) and opinion leaders as a state that is the opposite having no job (mentioned more often in of well-being – “Wadata” – , the latter being a state 12% urban areas than in rural ones) of equilibrium that permits the satisfaction of physical, social, economic and social/psycho- having no household equipment or home decor (mentioned specifically by rural as 6% logical needs. well as urban women) having no money (the response that came Three main definitions of poverty are often given 10% in last) by the rural and urban populations. An average of 27 percent of II respondents and 21 percent of FG respondents maintained that: 632 II respondents (67 percent) associated poverty with issues shown in the table below. “…poverty is a modern version of slavery, where people are increasingly reduced to working just to satisfy their Table 1.3 Issues Associated with Poverty basic food, clothing and housing needs …” by 632 IIs “…poverty is a dilemma that spares no one: rich and poor are affected to various degrees …” an inability to make decisions 83% “… poverty is penury …it is a void… in short, it is a an inability to take initiatives 77% state of total destitution …” an inability to get food and clothing 61% On the other hand, 65 percent of administrative an inability to cover costs associated authorities define poverty exclusively in terms with ceremonies such as baptisms and 27% of its material aspects or in terms of inadequate marriages an inability to take advantage of social, educational, hydraulic and road infrastruc- 23% tures, etc. opportunities that exist an inability to invest 19% Overall, 93 percent of the 942 II respondents, rural and urban combined, gave definitions covering five dimensions (economic, social, psychological, 349 II respondents (37 percent) defined poverty in physiological, and behavioral), as shown in the fol- terms of marginalization as shown in the table lowing table of responses and their relative fre- below. quencies. However, it should be pointed out that, Table 1.4 Poverty Defined in Terms of with a few variations, certain poverty-related Marginalization by 349 IIs attributes were specific to certain milieus, genders or ethnic groups. A poor person is alone and without support 93%
669 II respondents (71 percent) define poverty as A poor person is like an orphan: he wears shown in the following table (Table 1.2). the pathetic expression of a motherless 81% child. A poor person is someone to whom nothing 67% matters A poor person is someone who is not 59% consulted
8 218 respondents (23 percent) added the idea of In other words, poverty is a vicious circle, and in dependency to their definitions as shown in the order to escape from it, one must proceed in steps, table below. which proceed backwards from deprivation to dependency, then to powerlessness and penury. In Table 1.5 Dependency Defined by 218 IIs short, there is no such thing as a poor person, but there are instead poor people. Figure 1.2 below was A poor person is always asking other people 80% developed with the help of community resource for something persons and bears out this idea: A poor person is someone who must always 58% work for others to survive
179 respondents (19 percent) associated poverty with certain restrictions on rights and liberties as shown in the table below.
Table 1.6 Certain Restriction on Rights and Liberties Associated with Poverty by 170 IIs A poor person has no right to speak 70% A poor person is one who can never prevail 67% in an argument A poor person is someone who cannot 32% assert of defend himself
1.2.2 Manifestations
In terms of its manifestations, poverty looks the same in urban areas as it does in rural ones. It Figure 1.2 Levels of Poverty occurs everywhere along a continuum that can be recapitulated as follows, according to 60 Seen from this vantage point, poverty is first of all percent of those queried in the 160 adult/elderly an economic problem that then assumes a social focus groups: dimension, before becoming psychological and social in nature. This phenomenon is present in all • Poverty begins with penury: something missing in societies or social groups, but its severity and scope the overall framework of life, and especially in the vary from one milieu to another and from one time minimum requirements of life (lack of land, capital, period to another, depending on the range of solu- livestock, resources, leisure, work, housing); tions and opportunities offered by the framework • It then evolves into an inability: i.e., an inability to of life, which is constantly changing. produce or to meet basic needs; • It then progresses towards dependency: i.e., The range of definitions dependency upon one’s relatives and neighbors, mentioned by the popu- and then results in marginalization and exclusion; lace seems to indicate that • It finally becomes deprivation: i.e., one is deprived poverty is one of the best of land, water, care, respect, a voice and any other known phenomena, prob- opportunity. ably because it is so com- mon in the milieu. The From these standpoints, poverty is not a situa- range of responses con- tion in and of itself, but is instead a set of living cerning the dimensions conditions that are continually deteriorating, and that are below the minimum survival Figure 1.3 The Funnel threshold. of Poverty Definition
9 and attributes of poverty can be represented by a Analysis indicates that the poor cannot be identi- funnel, as shown in Figure 1.3. fied exclusively on the basis of their places of resi- dence. The fact of situating them in space must be One might be justified in concluding that everyone accompanied by an awareness of their mobility, if in Niger is poor, since the great majority of people one is to come up with accurate information. The …“lack something or are unable to do one thing or anoth- latter dimension – i.e., mobility –is crucial in reach- er, and are dependent upon one thing or another…” ing the poor.
Given the current sluggish economic growth (1.9 The mobility of the poor underscores how difficult percent growth in 1990-20002) and the above-men- it is to reach them in their place of residence. It also tioned list of definitions, one can easily conclude complicates the task of establishing boundaries that talking about poverty in Niger is essentially between rural and urban poverty. This means that, the same thing as talking about the country itself, in Niger, urban poverty is fed to a great degree by especially since so many things are lacking in the rural poverty. Up to now, everything has been quality of life. The other important observation to based on the assumption that the urban milieu be drawn from the range of definition is that 100 (which is at the same time the neglected ‘stepchild’ percent of the items, attributes and indices make in terms of interventions) is the one that can pro- some kind of reference to the causes, effects and duce responses to the survival strategies and mech- consequences of poverty. It is thus a given, in rural anisms of the poor. The rural milieu, which is the as well as in urban communities, that poverty is the object of a greater number of development efforts, result of a process. In addition, all the definitions has not been able to generate a local response capa- provided by the populace are ultimately related to ble of reducing poverty. the general quality of life.