Review Ferroelectricity in Simple Binary Crystals
Akira Onodera * and Masaki Takesada
Department of Physics, Faculty of Science, Hokkaido University, Sapporo 060-0810, Japan; [email protected] * Correspondence: [email protected]; Tel.: +81-11-706-2680
Academic Editor: Stevin Snellius Pramana Received: 28 April 2017; Accepted: 23 May 2017; Published: 28 July 2017
Abstract: The origin of ferroelectricity in doped binary crystals, Pb1−xGexTe, Cd1−xZnxTe, Zn1−xLixO, and Hf1−xZrxO2 is discussed, while no binary ferroelectrics have been reported except for two crystals, HCl and HBr. The ferroelectricity is induced only in doped crystals, which shows an importance of electronic modification in chemical bonds by dopants. The phenomenological and microscopic treatments are given for the appearance of ferroelectric activity. The discovery of ferroelectricity in binary crystals such as ZnO and HfO2 is of high interest in fundamental science and also in application for complementary metal–oxide semiconductor (CMOS) technology.
Keywords: ferroelectric; binary crystal; ZnO; HfO2; mixed bond
1. Introduction Ferroelectrics are expected as a key material for next-generation nonvolatile ferroelectric memories (FeRAM), piezoelectric actuators, high-k gate-materials for high-speed FET (field effect transistor), and optoelectronic devices [1–6]. Particularly, ferroelectric thin films such as perovskite PZT (PbZr1−xTixO3) and Bi-layered perovskite SBT (SrBi2Ta2O9) have been investigated extensively for FeRAM, because of their excellent dielectric properties, i.e., high dielectric constant and large spontaneous polarization. However, it is not so easy to fabricate good quality ferroelectric thin films on silicon substrate and integrate into devices overcoming degradation of ferroelectric properties due to the so-called size effect. Many ferroelectrics have crystal structures consisting of more than three atoms. For example, BaTiO3, known as a typical ferroelectric with a perovskite structure, consists of three atoms. New materials with a simple structure are not only preferable for understanding the microscopic origin of ferroelectricity, but are also easy for integrating into modern ferroelectric devices. No ferroelectrics with two atoms have been reported except for two molecular crystals, HCl and HBr (Table1)[ 7]. In 1969, Cochran developed the theory of lattice dynamics for alkali halide crystals such NaCl and discussed the possibility of ferroelectricity, which revealed a real alkali halide crystal is not a ferroelectric, because a short-range restoring contribution is about twice as great as a long-range Coulomb contribution as discussed later [8–10]. However, it is important to point out that these two contributions are the same order for alkali halide crystals. We will show in this article that this balance of these two contributions may be modified by introducing some dopants, strain or defects in crystals.
Crystals 2017, 7, 232; doi:10.3390/cryst7080232 www.mdpi.com/journal/crystals Crystals 2017, 7, 232 2 of 15
Table 1. Phase diagram of HCl and HBr after Hoshino et al. [7]. Crystals 2017, 7, 232 2 of 14 Phase III Phase II Paraelectric Phase I Liquid FerroelectricTable 1. Phase diagram of HCl and HBr after Hoshino et al. [7]. Orthorhombic-Bb21m Cubic-Fm3m Liquid HCl Phase III Ferroelectric Phase II Paraelectric Phase I Liquid Orthorhombic-Below 98Bb2 K1m Cubic- 98~159Fm3 Km AboveLiquid 159 K HCl Below 98 K Phase IIc 98~159 K Phase IIa Above 159 K Orthorhombic-Bb2 m Phase IIb Cubic Liquid HBr 1 Orthorhombic-Phase IIc Bbcm Cubic-Fm3m Orthorhombic-Bb21m Phase IIb Cubic Phase IIa Cubic-Fm3m Liquid Orthorhombic-Bbcm HBr Below 90 K 90~114 K 114~117 K 117~186 K Above 186 K Below 90 K 90~114 K 114~117 K 117~186 K Above 186 K
TheThe electronicelectronic ferroelectricityferroelectricity was was foundfound inin wide-gapwide-gap semiconductorsemiconductor ZnOZnO byby introducingintroducing aa smallsmall amountamount ofof Li Li dopants, dopants, although although pure pure ZnO ZnO does does not no showt show any any evidence evidence of ferroelectricity of ferroelectricity [11–15 [11–15].]. ZnO hasZnO a has simple a simple binary binary AB AB structure structure with with high-symmetry high-symmetry (wurtzite structure). structure). Besides Besides ZnO, ZnO, Ge- Ge-dopeddoped PbTe, PbTe, a aIV-VI IV-VI narrow-gap narrow-gap semiconducto semiconductorr [16], [16], and and Zn-doped Zn-doped CdTe, CdTe, a II-VIII-VI wide-gapwide-gap semiconductorsemiconductor [[17],17], havehave beenbeen investigatedinvestigated asas materialsmaterials ofof binarybinary crystalscrystals accompanyingaccompanying ferroelectricityferroelectricity (Figure(Figure1 ).1). Moreover,Moreover, recent recent works works showed showed that that thin thin films films of of HfO HfO2-ZrO2-ZrO2 2systems systems exhibitexhibit ferroelectricityferroelectricity [[18,19].18,19]. HafniaHafnia (HfO(HfO22)) andand ZirconiaZirconia (ZrO(ZrO22) havehave beenbeen wellwell studiedstudied asas high-high-kk dielectricdielectric materialsmaterials inin CMOSCMOS (complementary(complementary metal–oxidemetal–oxide semiconductor)semiconductor) technology.technology. PurePure HfOHfO22 crystalcrystal isis monoclinicmonoclinic withwith spacespace groupgroupP P221/1/c at roomroom temperaturetemperature andand atmosphericatmospheric pressure.pressure. OnlyOnly HfOHfO22 thinthin filmsfilms dopeddoped withwith Si,Si, Y,Y, AlAl andand ZrZr changechange thethe monoclinicmonoclinic crystalcrystal structurestructure toto aa polarpolar orthorhombicorthorhombic structure. structure. The The discovery discovery of of ferroelectricity ferroelectricity in in binary binary crystals crystals such such as ZnOas ZnO and and HfO HfO2 is2 of is highof high interest interest in fundamental in fundamental science science and alsoand inalso application in application fields. fields. Our concern Our concern is to study is to thestudy origin the oforigin this unexpectedof this unexpected appearance appearance of ferroelectricity of ferroelectricity in doped in doped binary binary crystals. crystals. We will We discusswill discuss why why the ferroelectricitythe ferroelectricity does does not appearnot appear in pure in pure systems systems but inbut doped in doped crystals. crystals.
(a) (b) (c)
Figure 1. Crystal structures of (a) Pb1-xGexTe, (b) Cd1-xZnxTe and (c) Zn1-xLixO. The lower figures are Figure 1. Crystal structures of (a) Pb Ge Te, (b) Cd Zn Te and (c) Zn Li O. The lower figures plots of cation (blue lines) and anion1− (redx xlines) layers1− alongx x the polar rhombohedral1−x x [111] direction are plots of cation (blue lines) and anion (red lines) layers along the polar rhombohedral [111] direction for Pb1-xGexTe and Cd1-xZnxTe, and polar [001] direction for Zn1-xLixO [15]. for Pb1−xGexTe and Cd1−xZnxTe, and polar [001] direction for Zn1−xLixO[15]. 2. Ferroelectricity in Binary Semiconductors 2. Ferroelectricity in Binary Semiconductors Ferroelectrics, in general, have complicated crystal structures, which undergo a phase transition fromFerroelectrics, a paraelectric inhigh-temperature general, have complicated phase with crystal decreasing structures, temperature, which undergo breaking a phasethe symmetry transition of from a paraelectric high-temperature phase with decreasing temperature, breaking the symmetry of inversion. The dielectric constant (ε) and the spontaneous polarization (Ps) are characterized in the mean field approximation as
ε = C/(T − Tc) (1)
Ps = Po (T − Tc)1/2 (2)
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inversion. The dielectric constant (ε) and the spontaneous polarization (Ps) are characterized in the mean field approximation as ε = C/(T − Tc) (1) 1/2 Ps = Po (T − Tc) (2) where Tc is a critical temperature. Ferroelectrics are generally classified into order-disorder, displacive and improper types, though multiferroic materials have been reported recently. According to these types, they show the following characteristic dielectric properties as summarized in Table2[20].
Table 2. Typical values of the Curie-Weiss constant (C), the dielectric constant around Tc (εmax), and the spontaneous polarization (Ps) according to the type of ferroelectrics.
2 Type of Ferroelectrics C [K] εmax at Tc Ps [µC/cm ] Example Order-disorder 1~3 × 103 103 3~5 TGS § 5 4 Displacive 10 10 10~30 BaTiO3 Improper 10 10 Small ACS # Electronic - 21 0.9 ZnO § # TGS (NH3CH2COOH)3H2SO4), ACS ((NH4)2Cd2(SO4)3).
Binary ferroelectric crystals show different but common dielectric behavior from those of the usual ferroelectrics described above; a small dielectric anomaly at Tc and relatively large Ps. We will review the ferroelectric properties of the ferroelectric binary semiconductors, PbTe, CdTe and ZnO, and a high-k dielectric HfO2, briefly in this section. More detailed discussion should be referred in a monograph [15].
2.1. Narrow-Gap Ferroelectric Semiconductor PbTe The PbTe-GeTe system has been investigated extensively about its ferroelectricity among IV-VI semiconductors [16], which has a rock-salt type structure (Fm3m, a = 6.46 Å) at room temperature. The energy gap (Eg) is 0.3 eV, which is comparable to the Lorentz field (4π/3)P. The ferroelectricity 2+ 2− is observed in solid solution Pb1−xGexTe. The stacking Pb cation and Te anion layers dimerize along the rhombohedral [111] direction, as shown in Figure1. The crystal changes to a rhombohedral structure (R3m) which allows it to exhibit ferroelectric activity Pb1−xGexTe with x = 0.003 shows a large dielectric anomaly at T = 100 K. The large dielectric anomaly and the existence of the soft mode suggest the ferroelectric activity.
2.2. Wide-Gap Ferroelectric Semiconductor CdTe
Cd1−xZnxTe is a II-VI wide-gap semiconductor with Eg = 1.53 eV. Weil et al. discovered the ferroelectric activity in Cd1−xZnxTe, as shown in Figure2[ 17,21]. The cubic zinc-blende structure (space group F4 3m, a = 6.486 Å) of pure CdTe crystal changes to a rhombohedral one (R3m, a = 6.401 Å, ◦ α = 89.94 ) in Cd1−xZnxTe, as shown in Figure1b. The dielectric anomaly at Tc (393 K) is smaller by two orders than that of typical ferroelectric BaTiO3 (~14,000). The spontaneous polarization is about 5 µC/cm2 along the rhombohedral [111] direction. Doped Zn ions locate at off-center positions [22] which cause rhombohedral distortion of about 0.01 Å in Cd1−xZnxTe [22]. No soft mode has been observed in Cd1−xZnxTe, and the dielectric anomaly is small. Although the behavior of off-center ions plays an important role in this ferroelectricity like Pb1−xGexTe, the occurrence of phase transition seems to be driven in a different way from that of Pb1−xGexTe. Crystals 2017, 7, 232 3 of 14 where Tc is a critical temperature. Ferroelectrics are generally classified into order-disorder, displacive and improper types, though multiferroic materials have been reported recently. According to these types, they show the following characteristic dielectric properties as summarized in Table 2 [20].
Table 2. Typical values of the Curie-Weiss constant (C), the dielectric constant around Tc (εmax), and
the spontaneous polarization (Ps) according to the type of ferroelectrics.
Type of Ferroelectrics C [K] εmax at Tc Ps [µC/cm2] Example Order-disorder 1~3 × 103 103 3~5 TGS § Displacive 105 104 10~30 BaTiO3 Improper 10 10 Small ACS # Electronic - 21 0.9 ZnO
§ TGS (NH3CH2COOH)3H2SO4), # ACS ((NH4)2Cd2(SO4)3). Binary ferroelectric crystals show different but common dielectric behavior from those of the usual ferroelectrics described above; a small dielectric anomaly at Tc and relatively large Ps. We will review the ferroelectric properties of the ferroelectric binary semiconductors, PbTe, CdTe and ZnO, and a high-k dielectric HfO2, briefly in this section. More detailed discussion should be referred in a monograph [15].
2.1. Narrow-Gap Ferroelectric Semiconductor PbTe The PbTe-GeTe system has been investigated extensively about its ferroelectricity among IV-VI semiconductors [16], which has a rock-salt type structure (Fm3m, a = 6.46 Å) at room temperature. The energy gap (Eg) is 0.3 eV, which is comparable to the Lorentz field (4π/3)P. The ferroelectricity is observed in solid solution Pb1-xGexTe. The stacking Pb2+ cation and Te2− anion layers dimerize along the rhombohedral [111] direction,n as shown in Figure 1. The crystal changes to a rhombohedral structure (R3m) which allows it to exhibit ferroelectric activity Pb1-xGexTe with x = 0.003 shows a large dielectric anomaly at T = 100 K. The large dielectric anomaly and the existence of the soft mode suggest the ferroelectric activity.
2.2. Wide-Gap Ferroelectric Semiconductor CdTe
Cd1-xZnxTe is a II-VI wide-gap semiconductor with Eg = 1.53 eV. Weil et al. discovered the ferroelectric activity in Cd1-xZnxTe, as shown in Figure 2 [17,21]. The cubic zinc-blende structure (space group 4 3 , a = 6.486 Å) of pure CdTe crystal changes to a rhombohedral one (R3m, a = 6.401 Å, α = 89.94°) in Cd1-xZnxTe, as shown in Figure 1b. The dielectric anomaly at Tc (393 K) is smaller by two orders than that of typical ferroelectric BaTiO3 (~14,000). The spontaneous polarization is about 2 5 µC/cmCrystals along2017, 7, 232the rhombohedral [111] direction. Doped Zn ions locate at off-center positions4 of 15 [22] which cause rhombohedral distortion of about 0.01 Å in Cd1-xZnxTe [22].
Crystals 2017, 7, 232 4 of 14
FigureFigure 2. Dependence 2. Dependence of dielectric of dielectric constant constant and and inverse inverse dielectric dielectric constantconstant in in Cd Cd1−1-xxZnZnxxTeTe (x(x= = 0.1)0.1) on No soft mode has been observed in Cd1-xZnxTe, and the dielectric anomaly is small. Although temperatureon temperature [17]. Reprinted [17]. Reprinted figure figure with with permission permission from from R. Weil, R. R. Nkum, Nkum, E. E. Muranevich, Muranevich, and and L. L. the behavior of off-center ions plays an important role in this ferroelectricity like Pb1-xGexTe, the Benguigui,Benguigui, Physical Physical Review Review Letters Letters,, 62, 62, 2744, 2744, 1989. 1989. Copyright (1989) (1989) by by the the American American Physical Physical Society. Society. occurrence of phase transition seems to be driven in a different way from that of Pb1-xGexTe.
2.3. II-VI Wide-Gap Semiconductor ZnO 2.3. II-VI Wide-Gap Semiconductor ZnO Zinc Oxide (ZnO), a II-VI wide-gap semiconductor, is a well-studied electronic material with a Zinc Oxide (ZnO), a II-VI wide-gap semiconductor, is a well-studied electronic material with a large piezoelectric constant [23–27]. ZnO has been studied as materials for solar cells, transparent large piezoelectric constant [23–27]. ZnO has been studied as materials for solar cells, transparent conductors and blue lasers [28,29]. This crystal has a wurtzite structure (P63mc) (Figure3). This conductors and blue lasers [28,29]. This crystal has a wurtzite structure (P63mc) (Figure 3). This space space group is non-centrosymmetric and is allowed to exhibit ferroelectricity, although no D-E loop group is non-centrosymmetric and is allowed to exhibit ferroelectricity, although no D-E loop has has been observed until melting point. Introduction of a small amount of Li-dopants results in been observed until melting point. Introduction of a small amount of Li-dopants results in the the ferroelectricity. ferroelectricity.
FigureFigure 3. 3. CrystalCrystal structure structure of of ZnO. ZnO. The The observed observed polarization polarization (p (p) )is is shown shown by by a a yellow yellow arrow arrow [15]. [15].
A dielectric anomaly in Zn1-xLixO (x = 0.09) was found at 470 K (Tc) (Figure 4), though pure ZnO A dielectric anomaly in Zn1−xLixO(x = 0.09) was found at 470 K (Tc) (Figure4), though pure ZnO shows no anomaly from 20 K to 700 K. The small dielectric anomaly (εmax = 21) is the same order with shows no anomaly from 20 K to 700 K. The small dielectric anomaly (εmax = 21) is the same order with Cd1-xZnxTe (εmax = 50). Cd1−xZnxTe (εmax = 50). 2 The spontaneous polarization is 0.9 µC/cm [30,31]. The phase diagram between Tc and x is shown in Figure5, which reminds us of a phase diagram of quantum ferroelectrics such as KTa1−xNbxO3 and Sr1−xCaxTiO3. Raman scattering measurements showed no soft modes [32,33].
Figure 4. Temperature dependence of the dielectric constant of Zn1-xLixO (x = 0.09) [15].
The spontaneous polarization is 0.9 µC/cm2 [30,31]. The phase diagram between Tc and x is shown in Figure 5, which reminds us of a phase diagram of quantum ferroelectrics such as KTa1- xNbxO3 and Sr1-xCaxTiO3. Raman scattering measurements showed no soft modes [32,33].
Crystals 2017, 7, 232 4 of 14
No soft mode has been observed in Cd1-xZnxTe, and the dielectric anomaly is small. Although the behavior of off-center ions plays an important role in this ferroelectricity like Pb1-xGexTe, the occurrence of phase transition seems to be driven in a different way from that of Pb1-xGexTe.
2.3. II-VI Wide-Gap Semiconductor ZnO Zinc Oxide (ZnO), a II-VI wide-gap semiconductor, is a well-studied electronic material with a large piezoelectric constant [23–27]. ZnO has been studied as materials for solar cells, transparent conductors and blue lasers [28,29]. This crystal has a wurtzite structure (P63mc) (Figure 3). This space group is non-centrosymmetric and is allowed to exhibit ferroelectricity, although no D-E loop has been observed until melting point. Introduction of a small amount of Li-dopants results in the ferroelectricity.
Figure 3. Crystal structure of ZnO. The observed polarization (p) is shown by a yellow arrow [15].
A dielectric anomaly in Zn1-xLixO (x = 0.09) was found at 470 K (Tc) (Figure 4), though pure ZnO showsCrystals 2017no anomaly, 7, 232 from 20 K to 700 K. The small dielectric anomaly (εmax = 21) is the same order5 with of 15 Cd1-xZnxTe (εmax = 50).
Crystals 2017, 7, 232 5 of 14 FigureFigure 4.4.Temperature Temperature dependence dependence of of the the dielectric dielectric constant constant of of Zn Zn1−1-xLiLixxOO( (xx == 0.09) 0.09) [15]. [15].
The spontaneous polarization is 0.9 µC/cm2 [30,31]. The phase diagram between Tc and x is shown in Figure 5, which reminds us of a phase diagram of quantum ferroelectrics such as KTa1- xNbxO3 and Sr1-xCaxTiO3. Raman scattering measurements showed no soft modes [32,33].
Figure 5. Phase diagram of the ferroelectric transition temperature (Tc) vs. Li molar ratio (x) in ZnFigure1−xLi x5.O[ Phase15]. diagram of the ferroelectric transition temperature (Tc) vs. Li molar ratio (x) in Zn1- xLixO [15].
2.4. High-k Materials HfO2 and ZrO2 2.4. High-k Materials HfO2 and ZrO2 HfO2 and ZrO2 are well-known high-temperature dielectrics. The thin films of HfO2 and ZrO2 have beenHfO2 studiedand ZrO extensively2 are well-known as a high- high-temperaturek gate dielectric dielectrics. film in CMOSThe thin technology. films of HfO The2 and crystal ZrO2 have been studied extensively as a high-k gate dielectric film in CMOS technology. The crystal structure is monoclinic with space group P21/c at room temperature and atmospheric pressure, which structure is monoclinic with space group P21/c at room temperature and atmospheric pressure, which transforms to a tetragonal structure (P42/nmc) at ~1990 K, and then to a cubic Auorite structure (Fm3m) attransforms ~2870 K. Otherto a tetragonal two orthorhombic structure (P phases42/nmc) haveat ~1990 been K, and reported then to under a cubic high Auorite pressure structure near ( 4Fm and3m) at ~2870 K. Other two orthorhombic phases have been reported under high pressure near 4 and 14 14 GPa [34]. Figure6 shows a P-T phase diagram of HfO2. GPa [34]. Figure 6 shows a P-T phase diagram of HfO2. The monoclinic P21/c structure is centrosymmetric, which does not show any ferroelectric activity. The monoclinic P21/c structure is centrosymmetric, which does not show any ferroelectric Thin films of HfO2 undergo a phase transition to a noncentrosymmetric orthorhombic structure, breakingactivity. theThin symmetry films of ofHfO inversion2 undergo when a phase the films transition are doped to a withnoncentrosymmetric Si, Y, Al, or Zr [orthorhombic18,19,35–38]. structure, breaking the symmetry of inversion when the films are doped with Si, Y, Al, or Zr The X-ray diffraction patterns of HfO2, Hf0.5Zr0.5O2 and ZrO2 thin films are shown in Figure7[ 38]. [18,19,35–38]. The X-ray diffraction patterns of HfO2, Hf0.5Zr0.5O2 and ZrO2 thin films are shown in Four space groups (Pmn21, Pca21, Pbca, and Pbcm) are proposed for this orthorhombic ferroelectric Figure 7 [38]. Four space groups (Pmn21, Pca21, Pbca, and Pbcm) are proposed for this orthorhombic phase. Among these space groups, it is considered that Pca21 is the most probable. The sequence of phaseferroelectric transitions phase. and Among crystal these structures space aregroups, shown it is in considered Figure8. The that ferroelectricity Pca21 is the most was probable. confirmed The sequence of phase transitions and crystal structures are shown in2 Figure 8. The ferroelectricity was by D-E hysteresis measurements, which revealed Ps of 16 µC/cm as shown in Figure9. The Curie confirmed by D-E hysteresis measurements, which revealed Ps of 16 µC/cm2 as shown in Figure 9. temperature (Tc) was estimated to be about 623 K [39,40]. The Curie temperature (Tc) was estimated to be about 623 K [39,40].
2500 HfO2
2000 Tetragonal
Orthorhombic II 1500
Temperature (K) Temperature 1000 Orthorhombic I Monoclinic 500
0 5 10 15 20 25 Pressure (GPa)
Figure 6. P–T phase diagram of HfO2 [34].
Crystals 2017, 7, 232 5 of 14
Figure 5. Phase diagram of the ferroelectric transition temperature (Tc) vs. Li molar ratio (x) in Zn1-
xLixO [15].
2.4. High-k Materials HfO2 and ZrO2
HfO2 and ZrO2 are well-known high-temperature dielectrics. The thin films of HfO2 and ZrO2 have been studied extensively as a high-k gate dielectric film in CMOS technology. The crystal structure is monoclinic with space group P21/c at room temperature and atmospheric pressure, which transforms to a tetragonal structure (P42/nmc) at ~1990 K, and then to a cubic Auorite structure (Fm3m) at ~2870 K. Other two orthorhombic phases have been reported under high pressure near 4 and 14 GPa [34]. Figure 6 shows a P-T phase diagram of HfO2. The monoclinic P21/c structure is centrosymmetric, which does not show any ferroelectric activity. Thin films of HfO2 undergo a phase transition to a noncentrosymmetric orthorhombic structure, breaking the symmetry of inversion when the films are doped with Si, Y, Al, or Zr [18,19,35–38]. The X-ray diffraction patterns of HfO2, Hf0.5Zr0.5O2 and ZrO2 thin films are shown in Figure 7 [38]. Four space groups (Pmn21, Pca21, Pbca, and Pbcm) are proposed for this orthorhombic ferroelectric phase. Among these space groups, it is considered that Pca21 is the most probable. The sequence of phase transitions and crystal structures are shown in Figure 8. The ferroelectricity was confirmed by D-E hysteresis measurements, which revealed Ps of 16 µC/cm2 as shown in Figure 9. Crystals 2017, 7, 232 6 of 15 The Curie temperature (Tc) was estimated to be about 623 K [39,40].
2500 HfO2
2000 Tetragonal
Orthorhombic II 1500
Temperature (K) Temperature 1000 Orthorhombic I Monoclinic 500
0 5 10 15 20 25 Pressure (GPa)
Crystals 2017, 7, 232 FigureFigure 6.6.P–T P–Tphase phase diagramdiagram ofof HfOHfO22 [[34].34]. 6 of 14
X-ray Intensity (log Counts) (log X-ray Intensity
θ 2 (degree)
Figure 7. X-rayX-ray diffraction diffraction patterns patterns of of HfO HfO2,2 Hf, Hf0.50.5ZrZr0.5O0.52 Oand2 and ZrO ZrO2 thin2 thin films films on silicon on silicon substrates. substrates. The TheBragg Bragg reflections reflections are areassigned assigned as h as kh l kwith l with suffixes suffixes mm, ,o oandand t,t ,which which indicate indicate monoclinic, orthorhombic and tetragonal lattices,lattices, respectively [[38].38]. Reprinted with permission from Johannes
Müller, Tim S.S. Böscke,Böscke, UweUwe Schröder,Schröder, etet al.,al., FerroelectricityFerroelectricity inin SimpleSimple BinaryBinary ZrOZrO22 andand HfOHfO22, NanoNano Letters, 2012, 12, 4318–4323. Copyright (2012) American Chemical Society.
Figure 8. Sequence of phase transitions and crystal structures of HfO2.
Crystals 2017, 7, 232 6 of 14
X-ray Intensity (log Counts) (log X-ray Intensity
θ 2 (degree)
Figure 7. X-ray diffraction patterns of HfO2, Hf0.5Zr0.5O2 and ZrO2 thin films on silicon substrates. The Bragg reflections are assigned as h k l with suffixes m, o and t, which indicate monoclinic, orthorhombic and tetragonal lattices, respectively [38]. Reprinted with permission from Johannes
CrystalsMüller,2017, 7 ,Tim 232 S. Böscke, Uwe Schröder, et al., Ferroelectricity in Simple Binary ZrO2 and HfO2, Nano7 of 15 Letters, 2012, 12, 4318–4323. Copyright (2012) American Chemical Society.
Crystals 2017, 7, 232 Figure 8. Sequence of phase transitions and crystal structures of HfO2. 7 of 14 Figure 8. Sequence of phase transitions and crystal structures of HfO2.
FigureFigure 9. 9. P-EP-E hysteresishysteresis loops loops and and dielectric dielectric constant constant (ε ()ε )in in thin thin films films of of HfO HfO2-ZrO2-ZrO2 2systemsystem [38]. [38 ]. ReprintedReprinted with with permission permission from from Johannes Johannes Müller, Müller, Tim Tim S. S. Böscke, Böscke, Uwe Uwe Schröder, Schröder, et et al., al., Ferroelectricity Ferroelectricity
inin Simple Simple Binary Binary ZrO ZrO2 2andand HfO HfO2,2 ,Nano Nano Letters, Letters, 2012, 2012, 12, 12, 4318–4323. 4318–4323. Copyright Copyright (2012) (2012) American American ChemicalChemical Society. Society.
3.3. Phenomenological Phenomenological Treatment Treatment for for the the Appearance Appearance of of Ferroelectricity Ferroelectricity FirstlyFirstly following following the the Landau Landau theory, theory, we we consider consider the the free free energy energy (F (F) )for for the the paraelectric paraelectric phase phase of of binarybinary crystals crystals in in terms terms of of polarization polarization PP asas
FF= = 1/2 1/2ααPP22 + 1/4 ββPP4 4+ +…, . . . , (3) (3) wherewhere αα, ,and and ββ areare coefficients. coefficients. In In general, general, the the only only coefficient coefficient αα dependsdepends on on temperature temperature as as
α = αo (T − To), αo > 0 (4) α = αo (T − To), αo > 0 (4) In the case for paraelectric dielectrics, the critical temperature To is considered to be lower than 0 K, becauseIn the case of the for absence paraelectric of phase dielectrics, transitions the critical above temperature 0 K. When someTo is considereddopants are to introduced be lower than to crystals,0 K, because some ofstructural the absence changes of phase due transitions to a differ aboveence in 0 K.atomic When radii some and dopants bonding are electrons introduced are to modifiedcrystals, someby dopants. structural These changes may due induce to a differencesome local in changes atomic radii in electronic and bonding distribution electrons arein crystals. modified These extra contributions could be added to the above free energy as
F = 1/2αP2 + 1/4βP4 + gηP + 1/2α’η2…, (5) where the last term 1/2α’η2 is the contribution by dopants, and gηP is an interaction term between the host crystal and extrinsic dopants. From the stability condition ∂F/∂η = 0, η = −(g/α’)P, (6) The above free energy F can be rewritten as
F = 1/2(α − g2/α’)P2 + 1/4βP4 (7) Using Equation (4), we get
(α − g2/α’) = α0 (T − Tc) (8) where
Tc = To + g2/α0α’ (9)
As the critical temperature Tc increases when the coefficient α’ is positive, it should be possible to undergo a ferroelectric phase transition. Tc shows a rapid increase in the order of 102 K for large g and small α’ in the case of Pb1-xGexTe, Cd1-xZnxTe, and Zn1-xLixO. The appearance of ferroelectricity is realized in the doped binary crystals, while any phase transition does not occur in pure crystals.
4. Microscopic Consideration after Cochran’s Lattice Dynamical Theory Although the above phenomenological theory can explain well the appearance of ferroelectricity, it is not so easy for us to understand what kind of phenomena occurs in real crystals.
Crystals 2017, 7, 232 8 of 15 by dopants. These may induce some local changes in electronic distribution in crystals. These extra contributions could be added to the above free energy as
F = 1/2αP2 + 1/4βP4 + gηP + 1/2α’η2 . . . , (5) where the last term 1/2α’η2 is the contribution by dopants, and gηP is an interaction term between the host crystal and extrinsic dopants. From the stability condition ∂F/∂η = 0,
η = −(g/α’)P, (6)
The above free energy F can be rewritten as
F = 1/2(α − g2/α’)P2 + 1/4βP4 (7)
Using Equation (4), we get 2 (α − g /α’) = α0 (T − Tc) (8) where 2 Tc = To + g /α0α’ (9)
As the critical temperature Tc increases when the coefficient α’ is positive, it should be possible to 2 undergo a ferroelectric phase transition. Tc shows a rapid increase in the order of 10 K for large g and small α’ in the case of Pb1−xGexTe, Cd1−xZnxTe, and Zn1−xLixO. The appearance of ferroelectricity is realized in the doped binary crystals, while any phase transition does not occur in pure crystals.
4. Microscopic Consideration after Cochran’s Lattice Dynamical Theory
CrystalsAlthough 2017, 7, 232 the above phenomenological theory can explain well the appearance of ferroelectricity,8 of 14 it is not so easy for us to understand what kind of phenomena occurs in real crystals. For binary crystals Forsuch binary as NaCl, crystals Cochran such as proposed NaCl, Cochran a lattice proposed dynamical a lattice theory dynamical to elucidate theory the to origin elucidate of ferroelectric the origin phaseof ferroelectric transition phase based transition on the shell based model on the [9,10 shel]. Wel model review [9,10]. simply We Cochran’s review simply soft mode Cochran’s theory soft for modeferroelectrics theory for at first. ferroelectrics at first. Cochran calculated the frequencies of transverse and optic phonon modes in a diatomic cubic crystal using a shell model such as NaCl, as illustrated in Figure 1010.. The shell is originated from some local lattice deformation, electronic overlap forces, or covalency in chemical bonds. The core of the negative ion (charge Xe,, mass m2)) will will interact interact through through an outer shell (charge Ye,, massmass ~0)~0) with a force force constant k. The The positive positive ion (charge Ze, mass m1)) interacts interacts with with the the shell shell by by a a short short range range force force through through a force constantconstant RRoo. The The displacements displacements are are denoted as u1,, v2 andand u22 forfor the the positive ion, shell and negative core, respectively.
Figure 10. Schematic diagram of a shell model for a diatomic crystal.
The frequencies of the transverse and longitudinal optic modes, ωTO and ωLO are calculated as
4 2 μ (10) 9 8 2 μ (11) 9 where