Thresholds and Criteria for Developments of National
Total Page:16
File Type:pdf, Size:1020Kb
5(325712 5(6($5&+,1727+( 7+5(6+2/'6$1' &5,7(5,$)25 '(9(/230(172) 1$7,21$/6,*1,),&$1&(,1 :$/(6 35(6&5,%(' 81'(56'2)7+(72:1 $1'&28175<3/$11,1* $&7 ),1$/5(3257 -81( 5(6($5&+,1727+( 7+5(6+2/'6$1'&5,7(5,$ )25'(9(/230(172) 1$7,21$/6,*1,),&$1&(,1 :$/(6 35(6&5,%('81'(5 6'2)7+(72:1$1' &28175<3/$11,1*$&7 ),1$/5(3257 :HOVK*RYHUQPHQW 3URMHFWQR 'DWH-XQH :63_3DUVRQV%ULQFNHUKRII &DSLWDO4XDUWHU 7\QGDOO6WUHHW &DUGLII &)%= ZZZZVSSEFRP QUALITY MANAGEMENT ISSUE/REVISION FIRST ISSUE REVISION 1 FINAL Remarks Date December 2016 January 2017 June 2017 Prepared by Gavin Lewis Gavin Lewis Gavin Lewis Signature Checked by Delyth Toghill Delyth Toghill Delyth Toghill Signature Authorised by Clare Hennessey Clare Hennessey Clare Hennessey Signature Project number 70025875 70025875 70025875 Report number File reference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Æ 7KH\ZHUHVXJJHVWHGGXULQJFRQVXOWDWLRQXQGHUWDNHQE\WKH:HOVK*RYHUQPHQWSULRUWRWKH FRPLQJLQWRIRUFHRIWKHWKUHVKROGVDQGFULWHULDEXWZHUHQRWFDUULHGIRUZDUGLQWRWKH 5HJXODWLRQVDWWKHWLPHGXHWRODFNRIHYLGHQFHWRVXSSRUWWKHLULQFOXVLRQ Æ 7KHUHKDYHEHHQDQXPEHURISUHDSSOLFDWLRQTXHULHVDQGIRUPDOQRWLILFDWLRQV&RQFHUQKDV EHHQH[SUHVVHGE\VRPHGHYHORSHUVWKHFXUUHQWWKUHVKROGVPD\QRWEHQHFHVVDULO\VXLWDEOH RUSURSRUWLRQDWH Æ 7KHUHKDYHEHHQGHYHORSPHQWVLQDYDLODEOHWHFKQRORJLHVIRUH[DPSOHHQHUJ\VWRUDJH WHFKQRORJ\ $VDUHVXOWWKHOLVWRIFDWHJRULHVFRQVLGHUHGLQWKLVUHYLHZFRPSULVHV Æ 2SHQFDVWFRDOPLQLQJ Æ 'HYHORSPHQWLQYROYLQJWKHRQVKRUHH[SORUDWLRQRUSURGXFWLRQRIXQFRQYHQWLRQDORLODQGJDV Æ 1HZURDGSURMHFWVFRQVHQWHGXQGHUWKH7RZQDQG&RXQW\3ODQQLQJ$FW Æ 2LOUHILQHULHVDQGIXHOWHUPLQDOV Æ /DUJHVFDOHTXDUULHV Æ *HRORJLFDOGLVSRVDOIDFLOLWLHVIRUKLJKHUDFWLYLW\ZDVWH Æ /DUJHVFDOHFRPPHUFLDOOHLVXUHRUUHWDLOGHYHORSPHQW RYHUVTIW Æ 1HZVHWWOHPHQWV Æ (QHUJ\VWRUDJH LQFOXGLQJOLWKLXPLRQEDWWHULHVOHDGDFLGEDWWHULHVIO\ZKHHOVFRPSUHVVHGDLU HQHUJ\VWRUDJHK\GURJHQWKHUPDOVWRUDJHSXPSHGVWRUDJH Æ 8QGHUJURXQGFRDOJDVLILFDWLRQ Æ *DVSRZHUHGWXUELQHHQHUJ\JHQHUDWLRQ Æ 'LHVHOSRZHUHGWXUELQHHQHUJ\JHQHUDWLRQDQG Æ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Æ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Æ $GGLWLRQDOVXEPLVVLRQVDQGUHTXHVWVIRUIXUWKHULQIRUPDWLRQWKURXJKWKHFRQVXOWDWLRQSURFHVV ZKLFKZHUHPDGHSRVWVXEPLVVLRQZHUHDQRWKHUNH\UHDVRQIRUDSURORQJHGSODQQLQJ SURFHVV0RUHRIWHQWKDQQRWWKHDGGLWLRQDOLQIRUPDWLRQZDVLQUHODWLRQWRWKHHQYLURQPHQWDO LPSDFWRIWKHSURSRVHGGHYHORSPHQWDQGPLWLJDWLRQPHDVXUHVWREHPDGHRQFHRSHUDWLRQDO Æ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µIRUPDO¶SODQQLQJSURFHVVIRUZHHNVEXWKDVQHYHUEHHQJUDQWHGFRQVHQW Æ &DWHJRULHVZKLFKZHUHFRQVLGHUHGWRKDYHDGHWHUPLQDWLRQWLPHZKLFKZHUHRQDYHUDJH ZLWKLQRUQHDUWRWKH/3$WDUJHWVZHUHURDGRUKLJKZD\VFKHPHVODUJHVFDOHTXDUULHVDQG JDVGLHVHOSRZHUHGHQHUJ\JHQHUDWLRQ )RUQHZURDGSURMHFWVWKHORFDODXWKRULW\LVRIWHQWKHDSSOLFDQWDQGWKLVNLQGRI GHYHORSPHQWLVFRQVLGHUHGWREHHVVHQWLDOLQIUDVWUXFWXUHZKLFKLVLQUHVSRQVHWRLQFUHDVHV LQWUDIILFRUFRQJHVWLRQWKHUHIRUHWKHVHSURMHFWVDUHPRUHOLNHO\WREHGHWHUPLQHGZLWKRXW