Alacer’s experienced anti– specialists Anti-Money design, develop and implement effective process and system solutions for financial institutions. We help our clients Laundering strengthen AML and compliance controls while improving efficiency through the application of the right mix of people, Specialists process and technology.

The Alacer team’s specialized AML experience • Counseled governments on regulations, guidelines, investigations and reporting of money laundering, terrorist financing and fraud • Advised senior compliance and AML staff on regulatory and AML operations matters • Served as BSA/AML Examiner-In-Charge and Senior Risk Specialist in the Federal Reserve of New York • Developed and customized case and KYC system solutions • Investigated multibillion dollar money laundering schemes • Deployed and managed Transaction Monitoring and KYC remediation teams

People Alacer’s team members are at the top of their respective fields. We’ve worked with global , governments and regulatory agencies to identify risk, fraud and operational weaknesses. Alacer-driven initiatives save clients millions of dollars, mitigate reputational risk and streamline operations to reduce operational risk and the cost of compliance.

Practice Leaders

Joe Veckerelli Nyron Davidson Lutfur Rabbani

Detailed List of Services & Expertise

Program Development, Implementation or Enhancement

• Development of Risk Assessments • Performance of Risk & Control GAP Assessment • AML Metrics & Reporting Design • Acquisition Due Diligence & Risk Assessment

Seattle Dallas New York 1 800-414-5170 alacergroup.com • Customer Risk Assessment Model Design and Review • Customer Risk Rating and Risk Factor Review • AML Technology Solutions (Monitoring Software / Case Management Tools) • Training, Policy & Procedure Development

AML Program Examination, Testing & Remediation

• Design and implementation of comprehensive risk management programs • Regulatory Enforcement and Legal Order Remediation • Independent Audit & Testing • Offshore Bank AML Reviews for US Counterparties • Examination Management • Examination Response • Issues Tracking and Enforcement Action Remediation • Fraud Risk Assessment

Program Component Enhancement

• Trade-based AML Review • Offshore Subsidiary KYC File Review • OFAC Program Review • Account Opening and Renewal Process Design & Standards • Policies & Procedures Development / Implementation / Review • Design & Delivery of Training Programs for Management & Employee File Review Procedures & Templates • RFI Process Design, Procedures, Metrics & Reporting • QC & Compliance Testing Program Design & Review • SAR Workflow, Quality, & Data Analysis

Process Our goal is to ensure compliance while eliminating waste: wasted time, wasted resources, wasted money. While every institution has unique processes, we pride ourselves on customizing our process to your needs. Our Lean Kaizen approach and Six Sigma expertise enables streamlined procedures and added efficiency for bottom line results.

Technology Efficient systems rely on process-driven technology. Our custom system solutions mirror AML processes, focusing the power of big data technologies and advanced analytics to identify, investigate and combat money laundering and fraud with integrated solutions. Whether it’s assessing and revamping internal procedures or using big data to help financial institutions transform their AML operations, the Alacer team has the tools and knowledge to successfully complete projects, on time and on budget.

Seattle Dallas New York 1 800-414-5170 alacergroup.com