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DENVER CAPITAL MATRIX Funding sources for entrepreneurs and small business. Introduction

The Office of Economic Development (OED) is pleased to release this sixth annual edition of the Denver Capital Matrix.

This publication is designed as a tool to assist business owners and entrepreneurs with discovering the myriad of capital sources in and around the Mile High City. As a strategic initiative of the OED’s JumpStart strategic plan, the Denver Capital Matrix provides a comprehensive directory of financing sources, from traditional bank Definitions lending, to firms, firms, angel investors, Venture Capital – Venture capital is capital provided by investors to small businesses and start-up firms that demonstrate possible high- mezzanine sources and more. growth opportunities. Venture capital investments have a potential for considerable loss or profit and are generally designated for new and Small businesses provide the greatest opportunity for job creation speculative enterprises that seek to generate a return through a potential today. Yet, a lack of needed financing often prevents businesses from or sale of the company. implementing expansion plans and adding payroll. Through this updated resource, the OED strives to help connect businesses to start- – An angel investor is a high net worth individual active in up and expansion capital so that they can thrive in Denver. venture financing, typically participating at an early stage of growth.

Private Equity – Private equity is an individual or consortium of investors and funds that make investments directly into private companies or initiate of public companies. Private equity is ownership in private companies that is not listed or traded on public exchanges. This is considered an illiquid and long-term investment.

Mezzanine Financing – Mezzanine financing is a hybrid of debt and equity financing that is typically used to finance the expansion of existing companies. Mezzanine financing is basically debt capital that gives the lender the rights to convert to an ownership or equity interest in the company if the loan is not paid back in time and in full. It is generally subordinated to debt provided by senior lenders such as banks and venture capital companies.

Denver Capital Matrix – Sept. 2017 | 2 Venture Capital Firms - Name Website Address Phone Investment Focus 3Lines Venture Fund www.3Lines.vc 1415 Park Ave W, Denver, 720-280-2571 Multi-region fund with investment area of focus Soft- CO ware Technology (AI, IoT, SaaS) in Colorado, USA and AgriTech in India 5280 Partners www.5280partners.com 360 S. Monroe St., Ste. 600, 303-333-1215 Early Stage Technology: Software; Business Process Denver, CO Outsourcing 9th Street Capital www.9thstreetcapital.com 14143 Denver West Pkwy, 720-328-8623 Hardwood, winery, active lifestyle, restaurants Ste. 570, Golden, CO Altira Group LLC www.altiragroup.com 1675 , Ste. 2400, 303-592-5500 Energy Technology: Oil & Gas; IT for the Energy Industry; Denver, CO Electric Power; Renewable Energy Aravaipa Ventures www.aravaipaventures.com Cleantech Appian Ventures, Inc. www.appianvc.com 4810 Prospect, Littleton, CO 303-830-2450 Software and technology Aweida Venture Partners www.aweida.com 500 Discovery Pkwy., Ste. 303-664-9520 Data Storage; Software; Life Sciences; Medical Tech 300, Superior, CO Blue Note Ventures www.bluenotevc.com 831 Pearl St., Boulder, CO Technology Boulder Ventures www.boulderventures.com 1941 Pearl St., Ste. 300, 303-444-6950 Early Stage; Life Sciences; IT; Software & Applications; Boulder, CO Storage & Communications Centennial Ventures www.centennial.com 10901 W Toller Dr., Ste. 206, 303-405-7500 Early & Later-Stage; Network Businesses; Enabling Soft- Littleton, CO ware & Technology Colorado Impact Fund www.coloradoimpactfund.com 1555 Blake St. Ste. 200, 303-226-1717 Local companies with positive impact Denver, CO Cypress www.cypressgrowthcapital.com 100 Fillmore St., Ste. 500, 303-385-8653 Technology, software Denver, CO Delta-v Capital www.deltavcapital.com 1941 Pearl St., Ste. 200, 303-405-7544 Technology Boulder, CO eonBusiness Corporation www.eoncapital.com 7430 East Caley Ave., Ste. 303-850-9300 Seed & Early Stage; SaaS; Mobile Apps 200, Centennial, CO Farmore Capital Group www.farmorecapitalgroup.com Boulder, CO Clean tech, health care Frasier McCombs Capital www.fmcap.com 1035 Pearl St., Ste. 401 Boul- Early-Stage Technology Companies in the Automotive der, CO Industry. Foundry Group LLC www.foundrygroup.com 1050 Walnut St., Ste. 210, 303-642-4050 Early Stage; IT; Internet, and Software Boulder, CO Greenline Ventures LLC www.greenlineventures.com 1324 15th St., Denver, CO 303-586-8000 Real Estate

Denver Capital Matrix – Sept. 2017 | 3 Venture Capital Firms - Colorado Name Website Address Phone Investment Focus Greenmont Capital Part- www.greenmontcapital.com 1634 Walnut St., Ste. 301, 303-444-0599 Branded Consumer Products: Food & Beverage, Natural ners Boulder, CO Products; Alternative Energy; CleanTech Grotech Ventures www.grotech.com 1685 S. Colorado Blvd. Unit 720-399-4952 High-Potential Technology; Approach is Personal and S-251, Denver, CO Long-Term, not Institutional High Country Venture LLC highcountryventure.com 831 Pearl St., Boulder, CO 303-381-2638 Unique Technologies & Concepts Infield Capital www.infieldcapital.com 1002 Walnut St., Ste. 202, 303-449-2921 CleanTech; Internal Combustion; Stored Energy; Mobile Boulder, CO Energy Transmission; New Materials Iron Gate Capital www.irongatecapital.com 3000 Pearl St., Ste. 201, 303-395-1335 Growth stage Boulder, CO iSherpa Capital http://isherpa.com 6400 S. Fiddler’s Green 303-645-0500 Wireless Media; Entertainment Circle #975, Greenwood Village, CO Lacuna, LLC www.lacuna.com 1100 Spruce St., Ste. 202, 303-447-1700 Early Stage; Undiscovered Opportunities Boulder, CO Meritage Funds www.meritagefunds.com 1675 Larimer St., Ste. 400, 303-352-2040 Communications; Data Centers; Hosting; Cloud Comput- Denver, CO ing; SaaS; Internet; Financial Technology; E-Commerce Point B Capital www.pointbcap.com 1035 Pearl St., Ste. 428, 206-577-7221 Early-stage growth-oriented companies Boulder, CO Resource Capital Funds www.resourcecapitalfunds.com 1400 Sixteenth St., Ste. 200, 720-946-1444 Mining Denver, CO Rockies Venture Fund LP www.rockiesventurefund.com 1415 Park Ave West, Denver, 720-353-9350 Seed & Early Stage; life science; software; medical; con- CO sumer products; impact investments Roser Ventures www.roserventures.com 1105 Spruce St., Boulder, 303-443-7924 Early Stage; IT CO Rutt Bridges VC Fund http://www.ucdenver.edu/academ- The University of Colorado Seed Stage; Companies associated with CU Denver's ics/colleges/business/industry- Business School; 1250 14th Bard Center programs/entrepreneurship/Pages/ St., 2nd Fl., Denver, CO Funding.aspx Sequel Venture Partners www.sequelvc.com 4430 Arapahoe St., #220, 303-546-0400 Healthcare; Internet & Enterprise IT; CleanTech; Internet Boulder, CO Based Services Service Provider Capital www.serviceprovidercapital.com Boulder, CO Technology Techstars www.techstars.com 1050 Walnut St., Boulder, CO 303-720-6559 Technology Vista Ventures www.vistavc.com 1011 Walnut St., 4th Fl., 303-543-5716 Early-Stage Software; Digital Media; Network Compa- Boulder, CO nies *SOURCE: National Venture Capital Association, S&P Capital IQ Denver Capital Matrix – Sept. 2017 | 4 Venture Capital Firms - National Name Website Address Phone Investment Focus Aberdare Ventures www.aberdare.com 235 Montgomery St., Ste. 415-392-7442 Healthcare Technology 1230, , CA ABS Capital Partners www.abscapital.com 1700 Montgomery St., Ste. 415-989-5100 Late stage growth 440, San Francisco, CA Access Venture Partners www.accessventurepartners.com 8787 Turnpike Dr., Ste. 260, 303-426-8899 Early stage technology companies excluding pharma- Westminster, CO ceuticals and medical devices Adams Street Partners www.adamsstreetpartners.com UBS Tower 1, N. Upper 312-578-0415 software, mobile, healthcare, security and financial Wacker Dr., Ste. 2200, Chi- technology cago, IL Advantage Capital Partners www.advantagecap.com 190 Carondelet Plaza, Ste. 314-725-0800 Small Business: , Manufacturing; Health Services & 1500, St. Louis, MO Energy; CleanTech; IT; Internet; Telecommunications Alliance Consumer Growth www.acginvestors.com 655 Madison Ave., 20th Fl., 212-940-9630 High Growth Consumer Companies: Food & Beverage; , NY Health & Beauty; Household; Pet, Apparel & Leisure; Retail & Services Alsop Louie Partners www.alsop-louie.com 943 Howard St., San Fran- 650-520-6325 Entrepreneurs; Technology cisco American Family Ventures www.amfamventures.com 6000 American Parkway 800-692-6362 Data, Analytics and AI, Internet of Things Block 100 Madison, WI Amgen Ventures www.amgen.com One Amgen Center Dr., 805-447-1000 Healthcare; Bioscience; Pharmaceutical Thousand Oaks, CA Arsenal Venture Partners www.arsenalvp.com 270 West New England 407-838-1439 Early-Stage Companies Avenue, Winter Park, FL Atlas Venture LP www.atlasventure.com 400 Technology Sq., 10th Fl., 857-201-2700 Early Stage; Technology; Life Sciences Cambridge, MA Azure Capital Partners www.azurecap.com 1050 Battery St., Ste. 100, 415-276-5500 Technology; Media San Francisco, CA Baird Capital www.bairdcapital.com 227 West Monroe St., Ste. 888-792-0477 Healthcare, Technology & Services, and Industrial Solu- 1900, , IL tions Battery Ventures www.battery.com One Marina Park Dr., Ste. 617-948-3600 Software; Financial Services; IT; Communications; Inter- 1100, , MA net & Digital Media; Industrial Technology Bee Partners www.beepartners.vc 25 Taylor St., San Francisco, 415-519-4707 Genesis & Seed Stage CA Bessemer Venture Partners www.bvp.com 525 Brannan St., Ste. 100, 415-800-8982 Cloud, cyber security, financial services, healthcare, San Francisco, CA space tech

Denver Capital Matrix – Sept. 2017 | 5 Venture Capital Firms - National Name Website Address Phone Investment Focus Boat House Capital www.boathousecapital.com 353 W. Lancaster Ave, Suite 610.688.6314 B2B SaaS, Cloud Infrastructure, Data Analystics and AI, 200, Wayne, PA Digital Healthcare, IT Security Braemar Energy Ventures www.braemarenergy.com 350 Madison Ave., 18th Fl., 212-697-0900 Energy Technology New York, NY Broadview Ventures www.broadviewventures.com 125 High St., 9th Fl., Boston, 617-457-5944 Cardiovascular and Neurovascular Disease Technology MA Bullpen Capital www.bullpencap.com 215 2nd St, San Francisco, Adtech, B2B SaaS, Cloud Infrastructure, Consumer CA Internet, Data, Analytics and AI, Data Storage, Internet of Things, IT Security BVM Capital , LLC www.bvmcap.com New York, NY 914-588-7200 Early and Expansion Stage Companies with Proprietary Technology Platforms Canal Partners www.canalpartners.com 7114 E Stetson Dr, Scotts- 480-264-0238 B2B SaaS, Data, Analytics and AI dale, AZ Catalyst Investors www.catalyst.com 711 Fifth Ave, Ste. 600, New 212-863-4848 Technology-enabled business sectors York, NY Core Capital Partners www.core-capital.com 1717 K St. NW, Ste. 920, 202-589-0090 mobile technology; cybersecurity; datacenter technol- , DC ogy and cloud infrastructure; Data analytics Costanoa Venture Capital www.costanoavc.com 160 Forest Ave, Palo Alto, CA 650-388-9310 Seed, Series A, and Series B Software firms Crawley Petroleum www.crawleypetroleum.com 105 N Hudson Ste. 800, 405-232-9700 Oil and gas Oklahoma City, OK Crossroads Capital Inc www.xroadscap.com 128 N 13th St., Ste 1100 720-889-0139 Companies in growth industries Lincoln, NE Crosslink Capital, Inc. www.crosslinkcapital.com Two Embarcadero Center, 415-617-1800 Alternative energy; cloud tech; connected hardware; Ste. 2200, San Francisco, CA digital marketing; fintech; internet firms; lighting; next- gen marketplace; SAAS Cypress Growth Capital www.cypressgrowthcapital.com 3899 Maple Avenue 214-304-7645 Adtech, B2B SaaS, Data, Analytics and AI, Digital Health- Suite 100, Dallas, TX care, IT Security DAG Ventures LLC www.dagventures.com 251 Lytton Avenue, Ste. 200, 650-543-8180 Early-stage tech companies Palo Alto, CA DBL Investors www.dblinvestors.vc One Montgomery St., Ste. 415-568-2901 Cleantech, information technology, sustainable prod- 2375, San Francisco, CA ucts and services, and healthcare D. E. Shaw & Co., L.P. www.deshaw.com 1166 Ave. of the Americas, 212-478-0000 Investment & Technology Development Firm Ninth Fl., New York, NY

Denver Capital Matrix – Sept. 2017 | 6 Venture Capital Firms - National Name Website Address Phone Investment Focus DN Capital www.dncapital.com 2882 Sand Hill Road, Suite 650 561 9300 Software and digital media 210, Menlo Park, CA

Docomo Innovations www.docomoinnovations.com 3240 Hillview Ave, Palo Alto, 650-493-9600 Pharmaceuticals; diagnostics; medical devices; health- CA care IT; healthcare economics Domain Associates www.domainvc.com 1 Palmer Sq., Ste. 515, Princ- 609-683-5656 Pharmaceuticals; diagnostics; medical devices; health- eton, NJ care IT; healthcare economics Draper Fisher Jurvetson www.dfj.com 2882 Sand Hill Rd., Ste. 150, 650-233-9000 Energy & CleanTech; Enterprise Applications & Services; Menlo Park, CA Media & Advertising; Life Sciences; Nanotechnology; Mobile/Wireless; Consumer Services & Transactions Dundee Venture Capital www.dundeeventurecapital.com 1111 N 13th St., Studio 119, 402-850-1802 Early stage tech. Focused on e-commerce, B2B SaaS, Omaha, NE and consumer networks Emerald Technology Ven- www.emerald-ventures.com 661 University Ave., Ste. 445, 416-900-3453 Advanced materials; agriculture; energy; industrial IT; tures , ON water Emergence Capital Part- www.emcap.com 160 Bovet Rd, Ste. 300, San 650-573-3100 Early and growth-stage enterprise cloud companies. ners Mateo, CA Epic Ventures www.epicvc.com 15 W South Temple, Ste. 801-524-8939 Technology 500, Salt Lake City, UT Excel Venture Management www.excelvm.com 800 Boylston St., Ste. 2825, 617-450-9800 Healthcare IT and services; diagnostics; medical devices; Boston, MA life science Fairhaven Capital www.fairhavencapital.com 31 Milk Street, Suite 515, 617-452-0800 Technology Boston, MA FirstMark Capital www.firstmarkcap.com 100 5th Ave., 3rd Fl., New 212-792-2200 Advertising; E-Commerce; education; fintech; gaming; York, NY hardware; healthcare; media; mobile Flyover Capital www.flyovercapital.com 5700 W. 112th St., Ste. 500, 913-904-5700 Midwest region; Technology Overland Park, KS Flywheel Ventures www.flywheelventures.com 341 East Alameda St., Santa 505-225-1618 Digital Services; Infrastructure Technology; Energy Tech- Fe, NM nology; Water Technology Focus Ventures www.focusventures.com 525 University Ave, Ste. 225, 650-325-7400 Technology Palo Alto, CA Frazier Healthcare and www.frazierhealthcare.com 601 Union, Two Union 206-621-7200 Healthcare; Biopharma Therapeutics Technology Ventures Square, Ste. 3200, , WA Frontier Capital www.frontiercapital.com 525 N Tryon St., Suite 1900, 704-414-2880 Software and technology Charlotte, NC

Denver Capital Matrix – Sept. 2017 | 7 Venture Capital Firms - National Name Website Address Phone Investment Focus FTV Capital www.ftvcapital.com 555 St., Ste. 2850, 415.229.3000 High growth companies offering innovative solutions; San Francisco, CA enterprise technology & services, financial services, and payments & transaction processing Galen Partners www.galen.com 680 Washington Boulevard, 203-653-6400 Internet; mobile technology 10th Floor, Stamford, CT 06901 GIV Venture Partners www.givventurepartners.com 150 N. Radnor Chester Rd., 484- 823-8008 Enterprise Software & Services; Broadband Technolo- Ste. F-200, Radnor, PA gies; CleanTech Globespan Capital www.globespancapital.com One Boston Place, Ste. 2810, 617-305-2300 IT; Mobile Communications; Internet/Infrastructure; Boston, MA Software; Systems & Peripherals Goldman Sachs www.gs.com/gsgrowth Technology Grayhawk Capital www.grayhawkcapital.us 5050 N. 40th St., Suite 380, 602-956-8700 Early and growth stage companies located in the south- Phoenix, AZ west; Mobile; SAAS; software; security software; finance; healthcare IT HealthCare Ventures LLC www.hcven.com 47 Thorndike St., Ste. B1-1, 617-252-4343 Healthcare: Late Preclinical and Early Clinical-stage Cambridge, MA Hercules Technology www.htgc.com 400 Hamilton Avenue, Ste. 650-289-3060 Technology; life sciences; sustainable and renewable Growth Capital 310, Palo Alto, CA technology Highland Capital Partners www.hcp.com One Broadway, 16th Floor, 617-401-4500 Consumer Products, Services & Retail; Healthcare; IT & LLC Cambridge, MA Communication Technology; Internet & Digital Media Highway 12 Ventures www.highway12ventures.com 802 West Bannock, 7th Fl., 208-345-8383 Not sector-focused; High-Growth Companies in Inter- Hoff Bldg, Boise, ID mountain West Region HLM Venture Partners www.hlmvp.com 222 Berkeley St., 21st Fl., 617-266-0030 Healthcare: IT, Services, Medical Devices Boston, MA I2BF Global Ventures www.i2bf.com 304 Park Ave. S., 9th Fl., New 212-226-7320 International Clean Technology York, NY Insight Venture Partners www.insightpartners.com 1114 Avenue of the Ameri- 212-230-9200 Growth-stage firms; Software; internet; data services cas, 36th Fl., New York, NY Institutional Venture Part- www.ivp.com 3000 Sand Hill Rd., Building 650-854-0132 Later-Stage; Technology; Media ners 2, Ste. 250, Menlo Park, CA Intel Capital www.intelcapital.com Seed stage or growth

Interwest Venture Partners www.interwest.com 2710 Sand Hill Road Ste. 650-854-8585 Healthcare; IT 200, Menlo Park, CA

Denver Capital Matrix – Sept. 2017 | 8 Venture Capital Firms - National Name Website Address Phone Investment Focus Investcorp Technology www.investcorp.com 280 Park Ave., New York, NY 212-599-4700 Internet; Digital Media; Enterprise IT; Mobile & Commu- Partners nications; Later-Stage VC & Growth Equity KBS Ventures www.kbsp.vc 160 Varick St., New York, NY 212-633-0080 Seed-stage, B2B technology startups. Khosla Ventures www.khoslaventures.com 2128 Sand Hill Rd., Menlo 650-376-8500 Technology Park, CA Kleiner Perkins Caufield & www.kpcb.com 2750 Sand Hill Rd., Menlo 650-233-2750 Seed, Early, & Growth Stage; Digital; GreenTech; Life Byers Park, CA Sciences Lambert Private Equity www.lambertfunds.com 1332 Santa Barbara St., 805-688-1982 General High Growth Investments Santa Barbara, CA Lightspeed Venture Part- www.lsvp.com 2200 Sand Hill Road, Menlo 650-234-8300 Technology; storage; mobile; e-commerce; media; SAAS ners Park, CA Limestone Capital Advisors www.limestoneca.com 98 San Jacinto Blvd, Ste. 512-346-7111 Technology 320, Austin, TX Longworth Venture Part- www.longworth.com 1050 Winter St., Ste. 2600, 781-663-3600 Early stage and startup technology ners Waltham, MA Mercato Partners www.mercatopartners.com 6550 South Millrock Dr. Ste 801-220-0055 Technology; digital media; branded consumer markets 125, Salt Lake City, UT Millennium Technology www.mtvlp.com 32 Avenue of the Americas, 646-521-7800 Technology Value Parthers 17th Fl., New York, NY Mercury Fund www.mercuryfund.com One Greeway Plaza, Ste. 713-715-6820 Early stage firms in the Southwest, Midwest, and Rocky 930, Houston, TX Mountains; SAAS; cloud computing; big data Mohr Davidow Ventures www.mdv.com 3000 Sand Hill Rd., 3-290, 650-854-7236 IT; Life Sciences; CleanTech Menlo Park, CA Morgenthaler Ventures www.morgenthaler.com 3200 Alpine Road, Portola 650-388-7600 IT: Internet Services; Mobile Platform Services; Enter- Valley, CA prise Services; Life Sciences: Biotech, Medical Devices; Healthcare Services New Enterprise Associates, www.nea.com 2855 Sand Hill Rd., Menlo 650-854-9499 IT; Healthcare; Energy Technology Inc. Park, CA New Venture Partners www.nvpllc.com 430 Mountain Avenue Ste. 908-464-0900 Proprietary technology 404, Murray Hill, NJ North Bridge Venture www.northbridge.com 9500 Winter St., Waltham, 781-290-0004 Communications & Infrastructure; Software; Materials; Partners MA Healthcare; Digital Media Noro-Mosley Partners www.noromoseley.com 3284 Northside Pkwy. NW, 404-233-1966 Healthcare; Tech Ste. 525, , GA

Denver Capital Matrix – Sept. 2017 | 9 Venture Capital Firms - National Name Website Address Phone Investment Focus Novak Biddle Venture www.novakbiddle.com 7501 Ave., Ste. 240-497-1910 Communications; Internet; Education; Security; services Partners 1380-E, Bethesda, MD Oak Investment Partners www.oakinv.com 901 Main Ave., Ste. 600, 203-226-8346 Clean Energy; Financial Services Technology; Health- Norwalk, CT care; Information Technology; Internet; Consumer OCA Ventures www.ocaventures.com 351 W Hubbard St., Ste. 600, 312-327-8400 Early stage (Seed, Series A, and Series B). Technology; Chicago, IL financial services; education; healthcare technology Okapi Venure Partners www.okapivc.com 1590 S. Coast Hwy, Ste. 10, 949-715-5555 Early-stage technology and life science based compa- Laguna Beach, CA nies OrbiMed www.orbimed.com 601 Lexington Ave., 54th Fl., 212-739-6400 All Sectors of Healthcare; Biotechnology; Medical De- New York, NY vices Origin Ventures www.originventures.com 549 W Randolph St., Ste. 312-644-6449 E-commerce; digital media/ad technology; SAAS 601, Chicago, IL Pelion Ventures www.pelionvp.com 2750 E. Cottonwood Pkwy., 801-365-0262 SAAS; infrastructure and storage; security; open source; Ste. 600, Salt Lake City, UT digital media Polaris Venture Partners www.polarisventures.com One Marina Park Drive, 10th 855-787-3500 Seed, Early-Stage: Technology; Life Sciences; Estab- Fl., Boston, MA lished: Technology; Healthcare; Manufacturing; Media; Communications; Business Services PrairieGold Venture Part- www.pgvp.com 5708 S. Remington Pl., Ste. 605-275-2999 Early stage firms in the Midwest; life sciences; greentech ners 600, Sioux Falls, SD Pritzker Group www.pritzkergroup.com/venture- 111 South Wacker Dr., Ste. 312-447-6000 Commerce Technologies; Enterprise Applications; capital 4000, Chicago, IL Interactive Health; Social, Mobile & Internet Technology; Energy IT PV Ventures, LLC www.pvventuresllc.com/ 630 Southpointe Court, 719.238.0853 Invests in seed stage technology companies Suite 200, Colorado Springs, CO QED Investors www.qedinvestors.com Atlanta, GA 404-601-3420 Seed, Early, & Middle Stage; Internet; Information Tech- nology Questmark Partners www.questmarkpartners.com 2850 Quarry Lake Dr., Ste. 410-895-5800 Enterprise software; cloud software; mobile software; 301, , MD security; financial technology; consumer internet; healthcare IT Quotidian Ventures www.quotidian.co 16 W 22nd St., 6th Fl., New Technology York, NY Razor's Edge Venture www.razorsvc.com 1750 Presidents St., Ste. 205, 703-672-3863 Defense; intelligence; homeland security; law enforce- Capital Reston, VA ment

Denver Capital Matrix – Sept. 2017 | 10 Venture Capital Firms - National Name Website Address Phone Investment Focus Remeditex www.remeditex.com 2727 North Harwood, Ste. 214-506-2662 Early Stage Biomedical Science 200, Dallas, TX Resonant Venture Partners www.resonantvc.com 425 N. Main St., Ann Arbor, Early stage firms; Deep stack technology; security; IoT, MI, 48104 cloud services RHO Ventures www.rhoventures.com Tower 212-751-6677 New media; communications; healthcare; information 152 West 57th St., 23rd Fl., technology; energy technology New York, NY River Cities Capital Funds www.rccf.com 221 E Fourth St., Ste. 2400, 513-621-9700 Healthcare, IT Cincinnati, OH Riverwood Capital Man- www.riverwoodcapital.com 70 Willow Road, Ste. 100, 650-618-7300 Technology agement Menlo Park, CA RTP Ventures www.rtp.vc 885 , 24th Fl., 646-568-7206 Technology New York, NY SAIL Capital Partners, LLC www.sailcapital.com 3161 Michelson Dr., Ste. 750, 949-398-5100 Energy; Water; Green Innovation Irvine, CA Samsung Venture Invest- www.samsungventures.com 75 W. Plumeria Dr., San Jose, 408-544-4470 High Tech ment CA Sapphire Ventures www.sapphireventures.com 3408 Hillview Ave, Bldg 5, 650-849-3950 Growth Stage Information Technology Palo Alto, CA Second Avenue Partners www.secondave.com 1301 2nd Avenue, Ste. 2850, 206-332-1200 Early Stage; High Tech Emerging Internet Businesses Seattle, WA Scale Venture Partners www.scalevp.com 950 Tower Lane, Ste. 700, 650-378-6000 Technology Foster City, CA Sierra Ventures www.sierraventures.com 1400 Fashion Island Blvd., 650-854-1000 Big data; SaaS; devices and materials; infrastructure; Ste. 1010, San Mateo, CA media; mobile technology Sigma Partners www.sigmapartners.com 156 Diablo Road, Ste. 320, 650-853-1700 Early Stage; Software; Communications; Semiconduc- Danville, CA tors; Storage; Mobile Computing; Electronics; Infrastruc- ture; Software; Internet Services Signal Lake Management, www.signallake.com 606 Post Rd. E., Ste. 667, 203-454-1133 Early Stage; Broadband Telecom; Networking Infrastruc- LLC Westport, CT ture Signal Peak Ventures www.signalpeak.com 2755 E Cottonwood Pkwy., 801-942-8999 Integrated circuit firms; telecommunications equip- Ste #520, Salt Lake City, UT ment; software; optoelectronic packaging; telecommu- nications services

Denver Capital Matrix – Sept. 2017 | 11 Venture Capital Firms - National Name Website Address Phone Investment Focus SoftTech VC www.softtechvc.com 530 Lytton Ave, 2nd Fl., Palo 650-688-1801 Gaming; Social Media; Real-Time Web & Commerce; Alto, CA Cloud Services & Infrastructure; Mobile Services & Infra- structure; Search, Local, & Monetization SOSventures www.sosventures.com 174 Nassau St., Ste. 3000, General Investment Focus Princeton, NJ Southern Cross Venture www.sxvp.com 285 Hamilton Ave, Palo Alto, 650-561-7150 Seed, early and growth stage firms; technology; energy; Partners CA resources Split Rock Partners www.splitrock.com 10400 Viking Dr., #250, Eden 650-617-1500 Software and internet services Prairie, MN

Susquehanna Growth www.sgep.com 401 City Ave., Bala Cynwyd, 610-617-2600 Saas; fintech; healthtech; internet; info services; market- Equity PA places Sutter Hill Ventures www.shv.com 755 Page Mill Rd., Ste. 650-493-5600 Technology A-200, Palo Alto, CA TCV www.tcv.com 528 Ramona St., Palo Alto, 650-614-8200 Technology CA Trinity Ventures www.trinityventures.com 2480 Sand Hill Road, Ste. 650-854-9500 Cloud/Mobile Infrastructure, Digital Media, Software-as- 200, Menlo Park, CA a-Service, and Social Commerce and Entertainment Technology Partners www.technologypartners.com 550 University Ave., Palo 650-289-9000 CleanTech; Life Sciences Alto, CA Toba Capital www.tobacapital.com 33 New Montgomery, Ste. Business Applications and IT & Internet Infrastructure 1500, San Francisco, CA TTV Capital www.ttvcapital.com 1230 Peachtree St., Ste. 404-347-8400 Financial Services Technology 1150, Atlanta, GA U.S. Venture Partners www.usvp.com 1460 El Camino Real, Menlo 650-854-9080 Healthcare; enterprise; consumer technology Park, CA Valhalla Partners www.valhallapartners.com 8000 Towers Crescent Dr., 703-448-1400 Digital Media; Next Generation Infrastructure; Technol- Ste. 1225, Vienna, VA ogy Buy Outs and Spin Outs Velocity Venture Capital, www.velocityvc.com 909 Mormon St., Folsom, CA 888-292-4748 Hightech LLC Versant Ventures www.versantventures.com One Sansome, Ste. 3630, 415-801-8100 Life Sciences; Medical Devices; Biopharmaceuticals Menlo Park, CA Village Ventures www.villageventures.com 1 Bank St., 2nd Fl., William- 413-458-1100 Financial Services; Media stown, MA

Denver Capital Matrix – Sept. 2017 | 12 Venture Capital Firms - National Name Website Address Phone Investment Focus Vodafone Ventures www.vodafone.com/content/xone/ 275 Shoreline Dr., Ste. 400, Mobile Technology index/ventures.html Redwood City, CA Vulcan Capital capital.vulcan.com 505 5th Ave. S., Ste. 900, 206-342-2000 Financial services; IT, life sciences, media and communi- Seattle, WA cations W Capital Partners www.wcapgroup.com 400 Park Ave., New York, NY 212-561-5240 Growth stage Warburg Pincus www.warburgpincus.com 450 Lexington Ave., 34th Fl., 212-878-0600 Healthcare, consumer products, technology, media, New York, NY business services Zelkova Ventures www.zelkovavc.com 667 Madison Ave., New Seed, Early Stage Venture, Later Stage Venture, and York, NY Debt Financing Investments; software; finance; enter- prise software *SOURCE: National Venture Capital Association, S&P Capital IQ

Private Equity Firms - Colorado Name Website Address Phone Investment Focus Back Country Capital www.backcountrycapital.com 1616 17th St, Ste. 376, Den- 720-443-2030 Owner/operator seeking liquidity and/or exit; Long ver, CO term, operationally focused view; Business to business service companies BaseCamp Capital, LLC www.basecampcapital.com 2401 15th St, Ste. 350, Den- 303-468-0520 Real Estate; Technology & Telecom; Outdoor Industry ver, CO Bow River Capital www.bowrivercapital.com 1780 S. Bellaire St., 8th Fl 303-861-8466 Lower middle market; Prospective investments must Denver, CO have strong products or services, a defined market niche and the potential for significant growth in rev- enue and cash flow Braddock Holdings Com- www.braddockholdings.com 1200 17th St., Ste. 880, 303-308-6400 Financial Services Industry pany Denver, CO Cactus Capital www.cactuscapitalpartners.com 25 Downing St., Denver, CO 970-274-6716 Service businesses; Light or niche manufacturing; Value added distribution companies Cheyenne Capital www.cheyennefund.com/ 1430 Wynkoop St., Ste. 200, 303-454-5453 Manufacturing; Financial Services; Business Services; Denver, CO Consumer Products & Services; Media; Energy Colorado Financial Hold- www.coloradofinancialholdings. 2595 Canyon Blvd, Ste. 420, 303-962-4900 Agricultural sector ings com Boulder, CO Consumer Capital Partners www.consumercp.com 3900 E. Mexico, Ste. 1350 303-592-3800 Restaurant; Beverage; Leisure; Personal Care, Lifestyle Denver Capital Matrix – Sept. 2017 | 13 Private Equity Firms - Colorado Name Website Address Phone Investment Focus Cornerstone Holdings, LLC www.cstoneholdings.com 385 Interlocken Crescent, 303-410-2500 Middle Market; Niche markets; Recapitalizations, LBOs & Ste. 250, Broomfield, CO MBOs, growth capital, real estate Deer Creek Group, LLC www.deercreekgroup.com 3680 Hoyt Ct., Wheat Ridge, Small & Middle Market; Industrial & Transportation CO Related Excellere Partners www.excellerepartners.com 3033 E. First Ave., Ste. 700, 303-765-2400 Business Services; Education & Training; Healthcare; Denver, CO Industrial Technology & Services; Specialty Food FirstCity Crestone www.fccrestone.com 8490 E. Crescent Pkwy, Suite 720-407-4401 Special situations investments in a variety of lower 230 Greenwood Village, CO middle market assets; Financial or operational distress; Unique or difficult to value assets; Rapid closing times; Unconventional deal structures Fisher Capital Partners, Ltd. www.fisher-capital.com 7887 E. Belleview Ave., Ste. 303-414-9900 Niche Businesses; Talented & Developed Management 810, Englewood, CO Team; Traditional Businesses & Real Estate GF Private Equity Group, www.gfprivateequity.com 14929 Hwy. 172, Ste. 302, 970-563-5000 Early-stage venture capital to leveraged buyouts LLC Ignacio, CO Greenline Ventures www.greenlineventures.com 1324 15th St., Denver, CO 303-586-8000 Economic Development Activities Greenmont Capital Part- www.greenmontcapital.com 1634 Walnut St., Ste. 301, 303-444-0599 Branded Consumer Products: Food & Beverage, Natural ners Boulder, CO Products; Alternative Energy; CleanTech The Gores Group www.gores.com 6260 Lookout Road, Boul- 303-531-3100 Technology; Telecommunications; Business Services; der, CO Industrial; Healthcare; Media; Consumer & Retail Grey Mountain Partners, www.greymountain.com 1470 Walnut St., Ste. 400, 303-449-5692 Family-held businesses, entrepreneur-backed com- LLC Boulder, CO panies, corporate carve-outs, management buyouts, financial restructurings, operational turnarounds, take- privates ZJM Equity www.zjmequity.com 1512 Larimer St., Ste. 200, 303-522-6687 , mature, middle markets, recapitalization, Denver, CO growth investments Iron Gate Capital LLC www.irongatecapital.com 842 W. South Boulder Rd., 303-395-1335 Bottom-up strategy across multiple industries & stages Suite 200, Louisville, CO J2 Partners www.j2partners.com 2595 Canyon Blvd., Ste. 420, 303-962-4950 Western ; Manufacturing; Distribution & Boulder, CO Business Services; KRG Capital www.krgcapital.com 1800 Larimer St., Ste. 2200, 303-390-5001 Healthcare Services, MedTech & Life Sciences; Advertis- Denver, CO ing & Marketing; Industrials/Specialty Manufacturing; Construction; Business & Industrial Services; Energy; Transportation; Aerospace Defense; Packaging & Label- ing KSL Capital Partners www.kslcapital.com 100 St. Paul St., Ste. 800, 720-284-6400 Travel & Leisure Denver, CO Denver Capital Matrix – Sept. 2017 | 14 Private Equity Firms - Colorado Name Website Address Phone Investment Focus Lion Equity Partners www.lionequity.com 3003 East First Ave., Ste. 201, 303-847-4100 Small to Middle Market; Business Services; Manufac- Denver, CO turing; Software; Telecommunications; Distribution; Healthcare; Transportation Mantucket Capital www.mantucket.com 5251 DTC Pkwy., Ste. 995, 303-397-8902 Wide ranging transaction types and size; Wide industry Greenwood Village, CO focus Meritage Funds www.meritagefunds.com 1530 Blake St., Suite 200 303-352-2040 Tech Startups Denver, CO 80202 Montis Capital www.montiscapital.com 1330 Songbird Ct., Boulder, 303-440-3456 Lower-Middle Market Businesses in the Rocky Mountain CO Region Ogdon Ventures http://www.ogdonventures.com/ 720-484-8861 Business acquisition Point B Capital www.pointbcap.com 1035 Pearl St., Ste. 302 Boul- 206-577-7221 Capture value and leverage the relationships that Point der, CO B has developed Platte River Equity www.platteriverventures.com 200 Fillmore St., Ste. 200, 303-292-7300 Aerospace Manufacturing & Services; Industrial Prod- Denver, CO ucts & Services; Metals, Chemicals & Natural Resources; Energy Progress Equity Partners www.progressequity.com 7887 E. Belleview Ave., Ste. 303-297-1701 Healthcare; Food; Franchisors 1100, Englewood, CO Revelry Brands www.revelrybrands.com 2897 Mapleton Ave., Ste. 303-444-4426 Unique, innovative businesses; Natural Foods; Con- 100 Boulder, CO sumer Products SDR Ventures www.sdrventures.com 5613 DTC Pkwy., Ste. 830, 720-221-9220 Lower Middle Market; Manufacturing; Distribution; Greenwood Village, CO Business Services Silver Peak Partners www.silverpeakpartners.com 621 17th St., Ste. 1710, 303-475-4165 Infrastructure; Environmental & Recycling; Aerospace & Denver, CO Defense; Niche/Precision Manufacturing; Agriculture SFC Energy Management, www.sfcepartners.com 1225 17th St., Ste. 2575, 303-893-5007 Energy L.P. Denver, CO Triple Creek Capital www.triplecreekcapital.com 120 Ninth Ave., Longmont, 303-951-1467 Recurring revenue customer base; Large & growing CO market; Stable industry with limited technology risk Vestar Capital Partners www.vestarcapital.com 1555 Blake St., Ste. 200, 303-292-6300 Middle-market management buyouts and growth capi- Denver, CO tal investments Volante Capital LLC www.volantecapital.com 6000 E. Evans Ave., Ste. 303-358-0300 Healthcare Services 2-400, Denver, CO *SOURCE: S&P Capital IQ

Denver Capital Matrix – Sept. 2017 | 15 Private Equity Firms - National Name Website Address Phone Investment Focus Abingworth LLP www.abingworth.com 3000 Sand Hill Road, B1-145, 650-926-0600 Life Sciences; Healthcare Menlo Park, CA ABRY Partners www.abry.com 888 Boylston, Ste. 1600 617-859-2959 Media; Communications; Business & Information Ser- Boston, MA vices Accel-KKR www.accel-kkr.com 2500 Sand Hill Road, Ste. 650-289-2460 Multi-Industry 300, Menlo Park, CA Adams St. Partners LLC www.adamsstreetpartners.com One North Wacker Dr., Ste. 312-553-7890 Technology: Internet, Software, Business Services, 2200, Chicago, IL CleanTech, Financial, Communications, Components; Life Sciences: Medical Devices, Biopharmaceuticals Alara Capital www.alaracap.com 5001 Plaza on the Lake Dr., 512-795-5893 Semiconductors; Communications; Software; Digital Ste. 103, Austin, TX Media; Wireless Aldine Capital Partners www.aldinecapital.com 30 W. Monroe St., Ste. 710, 312-346-3950 Lower middle market; 3+ years of successful operation; Chicago, IL Buyouts; Acquisitions financings; Shareholder liquidity events; Recapitalizations; Growth financings Alliance Consumer Growth www.acginvestors.com 655 Madison Ave., 20th Fl., 212-940-9630 High-Growth Consumer Companies New York, NY Angelo, Gordon & Co. www.angelogordon.com 245 Park Ave., New York, NY 212-692-2000 Non-Traditional Investments Audax Group www.audaxgroup.com 101 Huntington Ave., Bos- 617-859-1500 Middle Market Companies; Business Services; Financial ton, MA Services Avenue Capital Group www.avenuecapital.com 399 Park Ave., 6th Fl., New 212-878-3500 Distressed & Undervalued Equity Opportunities York, NY Avista Capital Partners www.avistacapitalpartners.com 65 E. 55th St., 18th Fl., New 212-593-6900 Energy; Healthcare; Communications & Media; Con- York, NY sumer and Industrial Battery Ventures www.battery.com 2884 Sand Hill Road, Ste. 650-372-3939 Software; Financial Services; Tech-enabled Businesses; 101, Menlo Park, CA IT; Communications; Internet & Digital Media; Industrial Technology BHMS Investments www.bhmsinvestments.com 126 East 56th St., 19th Fl., 646-481-6214 Lower Middle Market New York, NY 10022 Bregal Investments www.bregal.com 277 Park Ave., 29th Fl., New 212-573-6235 Multi-Industry Mid Level Businesses York, NY Bruckman, Rosser, Sherrill www.brs.com 126 E. 56th St., 29th Fl., New 212-521-3700 Consumer Products & Services; Restaurants; Specialty & Co. York, NY Retail; Commercial Products & Services Capital Partners www.capitalpartners.com 301 Merritt 7, Norwalk, CT 203-625-0770 Small & Mid-sized; Manufacturing; Distribution; Busi- ness Services; Franchises; Education; Food;

Denver Capital Matrix – Sept. 2017 | 16 Private Equity Firms - National Name Website Address Phone Investment Focus Catterton Partners Corpo- www.catterton.com 599 W. Putnam Ave., Green- 203-629-4901 Middle Market Consumer Sector ration wich, CT CCMP Capital Advisors, LLC www.ccmpcapital.com 277 27th Floor 212-600-9600 Consumer, Retail & Media; Industrial; Energy; Healthcare New York NY CFG Investment Bank www.carofin.com 1111 Haynes St., Suite 205, 919-348-2905 , Merchant Banking, CFO & COO Raleigh, NC Services Charlesbank Capital Part- www.charlesbank.com 200 Clarendon St., 54th Fl., 617-619-5400 Middle Market; Multi-Sector ners Boston, MA CIVC Partners www.civc.com 191 North Wacker Dr., Ste. 312-873-7300 Middle Market Companies; Business Services; Financial 1100, Chicago, IL Services Clarion Capital Corp. www.clarion-capital.com 527 Madison Ave., 10th Fl., 212-821-0111 Business Services;Healthcare Services; Specialty Finan- New York, NY cial Services; Consumer Products; Specialty Retail;Media and Entertainment Clayton, Dubilier, & Rice, www.cdr-inc.com 375 Park Ave., 18th Fl., New 212-407-5200 Long-term Collaboration Inc. York, NY Cowen Capital www.cowen.com 599 Lexington Ave., New 646-562-1000 Aerospace, Defense & Industrials; Clean Technology; York, NY Consumer; Healthcare; Technology; Telecommunica- tions; EnCap Investments www.encapinvestments.com 1100 Louisiana St., Ste. 4900 713-659-6100 Oil & Gas Houston, TX Encore Consumer Capital www.encoreconsumercapital.com 111 Pine St., Ste. 1825, San 415-296-9850 Consumer Products: Food & Beverage; Health & Beauty Francisco, CA Care; Pet Food & Pet Products; Direct Selling; Automo- tive Aftermarket; Infant & Children's Products; House- hold Products; Environmental and Sustainable Products Energy Capital Partners www.ecpartners.com 12680 High Bluff Drive, 858-703-4400 Energy Infrastructure; Power Generation; Suite 400 , CA Electric Transmission; Midstream Gas Energy Trust Partners www.energytrustpartners.com 551 Fifth Ave., 37th Fl., New 212-557-0875 Oil & Gas York, NY Equity Group Investments, www.egizell.com 2 North Riverside Plaza, Ste. 312-454-1800 Distressed; Turnaround; primarily Real Estate LLC 600, Chicago, IL Firelake Capital www.firelakecapital.com 575 High St., Ste. 330, Palo 650-321-0880 Early stage CleanTech; Alternative Energy; Water; Mate- Alto, CA rial Sciences; Global Supply Chains Fireman Capital Partners www.firemancapital.com 800 S St., Ste. 600, Waltham, 617-671-0555 Consumer Focused Companies MA

Denver Capital Matrix – Sept. 2017 | 17 Private Equity Firms - National Name Website Address Phone Investment Focus Flexpoint Ford www.flexpointford.com 676 N Ave., Ste. 312-327-4520 Healthcare, Financial Services 3300, Chicago, IL Freeman Spogli & CO www.freemanspogli.com 11100 Santa Monica Blvd, 310-444-1822 Consumer and Distribution Industries , CA FTV Capital www.ftvcapital.com 555 California St., Ste. 2900, 415-229-3000 Business Services; Financial Services; Payments & Trans- San Francisco, CA action Processing; Technology GE Energy Financial Ser- www.geenergyfinancialservices. 500 W Monroe St., 10th Fl., 312-441-6875 Essential, long-lived, & capital-intensive energy assets vices com Chicago, IL General Catalyst Partners www.generalcatalyst.com 20 University Rd., 4th Fl., 617-234-7000 Clean Energy; Consumer, New Media, & Internet; Soft- Cambridge, MA ware, Systems, & Services Generation Investment www.generationim.com 1 Bryant Park, 48th Fl., New 212-584-3650 Long term Investing; Sustainability; Client Alignment Management LLP York, NY Geneva Glen Capital www.genevaglencapital.com 123 N. Wacker Dr., Suite 820, 312-525-8500 Multiple Industries Chicago, IL GI Partners www.gipartners.com 188 The Embarcadero, Ste. 415-688-4800 Consumer products – durables, food, pet and house- 700, San Francisco, CA hold products Golden Gate Capital www.goldengatecap.com One Embarcadero Center, 415-983-2700 Environmental services 39th Fl., San Francisco, CA Grandbanks Capital www.grandbankscapital.com 75 Second Ave., Ste. 360, 781-997-4300 Internet Infrastructure, Software and Software Services, Needham, MA Security and Storage Applications, Mobile Media, Finan- cial Technologies and Services, and Wireless Technolo- gies and Services Greenbriar Equity Fund www.greenbriarequity.com 555 Theodore Fremd Ave., 914-925-9600 Healthcare – services, lower-tech products and distribu- Ste. A-201, Rye, NY tion GTCR www.gtcr.com 300 N. LaSalle St., Ste. 5600, 312.382.2200 Niche industrial manufacturing – highly-engineered Chicago, IL products with leading market positions GSO Capital Partners www.blackstone.com/our-business- 345 Park Ave., 31st Fl., New 212-583-5000 , media and information services (Blackstone) es/aam/credit-businesses-(gso) York, NY Hale Capital Partners www.halecapital.com 17 State St, Ste. 3230, New 212-751-1201 Non Traditional Private Equity York, NY Harbert Management Cor- www.harbert.net 2100 Third Ave. North, Ste. 205-987-5500 Real Estate poration 600, Birmingham, AL HCI Equity Partners www.hciequity.com 1730 Ave. NW, 202-371-0150 Industrial Product and Service Companies Ste. 525, Washington, DC

Denver Capital Matrix – Sept. 2017 | 18 Private Equity Firms - National Name Website Address Phone Investment Focus HIG Capital www.higcapital.com 1450 Brickell Ave., 31st Fl., 305-379-2322 Specialty Miami, FL Highland Capital Partners www.hcp.com 1 Broadway, 16th Fl., Cam- 617-401-4500 Value-added distribution bridge, MA Housatonic Partners www.housatonicpartners.com One Post St., Ste. 2600, San 415-955-9020 Francisco, CA Intel Capital www.intel.com/capital 2200 Mission College Blvd 408-765-8080 Channel Platform; Computing; Internet; Manufacturing; RN6-37, Santa Clara, CA Mobility; CleanTech; Health; Software & Services IN-Q-Tel, Inc. www.iqt.org PO Box 749, Arlington, VA 703-248-3000 Commercial Technology for the Intelligence Com- munity; Information & Communication Technologies; Physical & Biological Technologies The Invus Group www.invus.com 750 Lexington Ave., 30th Fl., 212-371-1717 Partnership with Owner-Managers New York, NY Iroquois Capital Group www.iroquoiscapitalgroup.com 401 Commerce St, Ste. 740, 615-467-7200 Healthcare; Financial Services Nashville, TN J.P. Morgan Partners, LLC www.jpmorganpartners.com 1221 Ave. of the Americas, 212-270-6000 Consumer, Retail, & Services; Financial Services; Indus- New York, NY trial Growth; Life Sciences & Healthcare; Technology, Media, & Telecommunications Jump Capital www.jumpcap.com 600 W Chicago Ave. Ste. 312-205-8390 Multi-Industry 825, Chicago, IL King Hill Capital www.kinghillcapital.com Boston, MA 617-803-5597 Cleantech & Renewable Energy Lee Equity Partners www.leeequity.com 650 Madison Ave., 21st Fl., 212-888-1500 Business Services; Consumer/Retail; Distribution/Logis- New York, NY tics; Financial Services, Leeds Equity Partners www.leedsequity.com 350 Park Ave., 23rd Fl., New 212-835-2000 Healthcare Services, Media York, NY Leonard Green & Partners, www.leonardgreen.com 11111 Santa Monica Blvd., 310-954-0444 Consumer & Business Services; Consumer Products; L.P. Ste. 2000, Los Angeles, CA Distribution; Financial; Healthcare; Retail Lime Rock Partners, LLC www.lrpartners.com 274 Riverside Ave, Ste. 3, 203-293-2750 Oil & Gas Westport, CT Lincoln Park Capital www.lincolnparkcapital.com 440 N. Wells St., Ste. 410, 312-822-9300 Early & Mid-Stage; Public & Private Chicago, IL Linx Partners www.linxpartners.com 100 Galleria Pkwy., Ste. 770- 818-0335 Industrial Manufacturing; Business services; Specialty 1150, Atlanta, GA Distribution Companies Lovell Minnick Partners, www.lovellminnick.com 150 N. Radnor Chester Road, 610-995-9660 Financial Services Industry LLC Ste. A200, Radnor, PA Denver Capital Matrix – Sept. 2017 | 19 Private Equity Firms - National Name Website Address Phone Investment Focus Lubar & Co. www.lubar.com 700 N. Water St., Ste. 1200, 414-291-9000 Niche Manufacturing; Business Services; Energy; Food; Milwaukee, WI Architecture; Asset Management; Healthcare; Banking Main St. Capital www.mainstcapital.com 1300 Post Oak Blvd, Ste. 800, 713-350-6000 Lower Middle Market Houston, TX Matrix Partners www.matrixpartners.com 260 Homer Ave, Ste. 201, 650-798-1600 Enterprise Software & Services; Networking & Commu- Palo Alto, CA nications; Hardware Systems & Storage; Internet & Con- sumers; Semiconductors; CleanTech; Mobile & Wireless MCM Capital www.mcmcapital.com 25201 Chagrin Blvd., Ste. 216-514-1840 Analytical Instruments, Thermoplastics, Specialty Chem- 360, Cleveland, OH icals, Contract Manufacturing, Electronics, Engineered Materials, Flexible Packaging, Home Décor, Industrial Finishing Equipment, Medical Device, Metal Forming, Precision Machining, Temporary Staffing, - ing, Technical Ceramics Medimmune Ventures www.medimmuneventures.com One MedImmune Way, 301-398-3000 Healthcare and Medical Devices Gaithersburg, MD MK Capital www.mkcapital.com 40 Skokie Blvd, Ste. 430, 312-324-7700 Digital Media; Data Center Automation; Software; Edu- Northbrook, IL cation Technology Monitor Clipper Partners, www.monitorclipper.com 116 Huntington Ave, 9th Fl., 617-638-1100 Middle Market LLC Boston, MA Monroe Capital www.monroecap.com 311 South Wacker Dr., Ste. 312-258-8300 Lower/Middle Market 6400, Chicago, IL Morgan Stanley Private www.morganstanley.com/institu- 1585 Broadway, 38th Fl., 212-761-6003 Middle Market; Multi-Sector Equity tional/invest_management/pri- New York, NY vate_equity Morgenthaler Private www.morgenthaler.com/private- 600 Superior Ave E, Ste. 216-416-7500 Traditional management buyouts and leveraged recapi- Equity equity 2500, Cleveland, OH talizations; Industry build-ups; Growth equity invest- ments in the lower middle market New Energy Capital www.newenergycapital.com 53 South Main St., Third Fl., 603-643-8885 Renewable Energy; CleanTech; Environmental Infra- Hanover, NH structure Assets NewWorld Capital Group www.newworldcapital.net 527 Madison Ave, 24th Ave, 212-486-3400 Energy Efficiency; Clean Energy; Water Resources & Rec- New York, NY lamation; Waste-to-Value; Environmental Services NGN Capital www.ngncapital.com 396 Lexington Ave, 26th Fl., 212-972-0077 Healthcare and Biotechnology New York, NY Oak Hill Capital Partners www.oakhillcapital.com 65 East 55th St., 32nd Fl., 212-527-8400 Business & Financial Services; Consumer, Retail, & Distri- New York, NY bution; Healthcare; Media & Telecom; Technology

Denver Capital Matrix – Sept. 2017 | 20 Private Equity Firms - National Name Website Address Phone Investment Focus Oaktree Capital Manage- www.oaktreecapital.com 333 South Grand Ave., 28th 213-830-6300 Less Efficient Markets; Alternative Investments ment Fl., Los Angeles, CA Oakwood Medical Inves- www.oakwoodmedical.com 10411 Clayton Road, Ste. 314-991-7979 Healthcare tors 302 , St. Louis, OHA Investment Corpora- www.ohainvestmentcorporation. 1114 Ave. of the Americas, 212-852-1900 Middle market tion com 27th Fl., New York, NY OrbiMed www.orbimed.com 601 Lexington Ave., 54th Fl. 212-739-6400 Healthcare and Medical Devices New York, NY Pangaea Ventures, Ltd. www.pangaeaventures.com 390 Amwell Road, Bldg 3 - 908-751-1360 Advanced Materials Ste. 308, Hillsborough, NJ Parthenon Capital Partners www.parthenoncapitalpartners. Four Embarcadero Center, 415-913-3900 Financial Services; Healthcare com Ste. 3610, San Francisco, CA Pegasus Capital www.pcalp.com 99 River Road, Cos Cob, CT 203-869-4400 Building Materials; Consumer Products/Services; Ener- gy; Financial Services; Health & Living; IT; Media; Metals & Minerals; Security; Sustainable Business Solutions Petra Capital Partners www.petracapital.com 3825 Bedford Ave., Ste. 101, 615-313-5999 Healthcare; Business Services Nashville, TN Pine Brook Road Partners www.pinebrookpartners.com 60 East 42nd St., 50th Fl., 212-847-4333 Energy; Financial Services New York, NY Pitango Venture Capital www.pitango.com 540 Cowper St., Ste. 200, 650-322-2201 Innovation Technology Palo Alto, CA Platinum Equity www.platinumequity.com 360 North Crescent Dr., 310-712-1850 Distribution; Entertainment; Equipment Rental & Ser- Beverly Hills, CA vice; Industrials; IT Services & Software PNC Erieview Capital www.pnc.com/erieview/english/ 1900 East Ninth St., 17th Fl., 216-222-3763 Multi-Industry home.html Cleveland, OH ProQuest Investments www.proquestvc.com 2430 Vanderbuilt Beach 609-919-3560 Healthcare; Seed to Late Stage Road, Ste. 108-190, Naples, FL Quad-C Management www.quadcmanagement.com 200 Garrett St, Ste. M, Char- 434-979-2070 Healthcare; Light Industrial; Packaging; Specialty lottesville, VA Chemicals; Transportation/Logistics Quilvest Private Equity www.quilvestprivateequity.com 527 Madison Ave., 11th Fl., 212-920-3800 Multiple industries; Energy New York, NY Range Light www.rangelightllc.com 2795 Pearl St, Ste 200, Boul- 303-444-4420 Active Lifestyle; Nat. Food & Bev; natural consumer der, CO 80302 packaged goods

Denver Capital Matrix – Sept. 2017 | 21 Private Equity Firms - National Name Website Address Phone Investment Focus Rho Capital Partners, Inc. www.rho.com 152 West 57th St., 23rd Fl., 212-751-6677 Energy Technology; Healthcare; New Media; IT & Com- New York, NY munications Riverstone Holdings www.riverstonellc.com 712 Fifth Ave., 36th Fl., New 212-993-0076 Exploration & Production, Midstream, Oilfield Services, York, NY Power and Renewable RRE Ventures LLC www.rre.com 130 East 59th St., 17th Fl., 212-418-5100 IT; Software; Internet Technology; Hardware New York, NY Serent Capital www.serentcapital.com 1 Embarcadero Center, Ste. 415-343-1050 Business; Healthcare; Financial; Education; Tech-enabled 1680, San Francisco, CA Services Shamrock Capital Advisors, www.shamrockcap.com 1100 Glendon Ave, Ste. 310-974-6600 Media; Entertainment; Communications LLC 1600, Los Angeles, CA Social Leverage LLC www.socialleveragellc.com 2159 India St, Ste. 200, San Technology Diego, CA Southridge Partners www.southridge.com 850 3rd Ave., New York, NY 212-508-2100 Small & Middle Market Companies in Emerging Growth Areas Spring Mountain Capital www.springmountaincapital.com 650 Madison Ave., 20th Fl., 212-292-8300 Alternative Asset Investing New York, NY Strategic Value Partners www.svpglobal.com 100 West Putnam Ave., 203-618-3500 Distressed, Deep Value, & Turnaround Greenwich, CT Stellus Capital Manage- www.stelluscapital.com 4400 Post Oak Pkwy., Ste. 713-292-5400 Energy, consumer products, environmental ment 2200, Houston, TX Sterling Investment Part- www.sterlinglp.com 285 Riverside Ave., Ste. 300, 203-226-8711 Business Services, Industrial and Consumer Value-Add- ners Westport, CT ed Distribution, Niche Manufacturing, and Transporta- tion and Logistics Summit Partners www.summitpartners.com 222 Berkeley St., 18th Fl., 617-824-1000 Business services; Communications Technology & Ser- Boston, MA vices; Consumer, Education; Energy; Financial Technol- ogy & Services, Healthcare Sun Capital Partners, Inc. www.suncappart.com 5200 Town Center Circle, 561-394-0550 Consumer products and services, food and beverage, Ste. 600, Boca Raton, FL industrial, packaging, chemicals, building products, automotive, restaurant and retail sectors. Susquehanna Growth www.sgep.com 401 City Ave., Ste. 612, Bala 610-617-2600 Software & Internet; Payments & Transaction Process- Equity Cynwyd, PA ing; Capital Markets Technology & Financial Services; Information Services Sweetwater Capital Corp. www.sweetwatercg.com 42 Broad St., Red Bank, NJ 732-345-1122 Service businesses;Wireless and data transmission; internet infrastructure

Denver Capital Matrix – Sept. 2017 | 22 Private Equity Firms - National Name Website Address Phone Investment Focus Teachers' Private Capital www.otpp.com 5650 Yonge St., Toronto, 416-226-2700 Energy, Retail, Business Services, Healthcare Technology Ontario & Media Tonka Bay Equity www.tonkabayequity.com 301 Carlson Pkwy., Ste. 325, 952-345-2030 Highly-engineered manufacturing; Value-added distri- Minnetonka, MN bution; Business Services Companies Triangle Capital Corpora- www.tcap.com 3700 Glenwood Ave., Ste. 919-719-4770 Lower Middle Market; Manufacturing; Distribution; tion 530, Raleigh, NC Transportation; Energy TVC Capital www.tvccapital.com 11452 El Camino Real, Ste. 858-704-3261 Software Companies and Software-Enabled Service 450, San Diego, CA Firms US Renewables Group www.usregroup.com 2425 Olympic Blvd., Ste. 310-586-3900 Renewable Energy: Power Generation, Biofuels & Bio- 4050 W, Santa Monica, CA chemicals, Infrastructure & Services Vantage Point Capital www.vpcp.com 1001 Bayhill Dr., Ste. 300, 650-866-3100 Energy Innovation; Energy Efficiency; IT; Internet & Digi- Partners San Bruno, CA tal Media; Healthcare VMG Partners www.vmgpartners.com 39 Mesa St., Ste. 310, San 415-632-4200 Food, Beverage; Wellness; Pet & Persona Care; Lifestyle Francisco, CA Brands Volcano Capital www.volcanocap.com 3 , 15th Fl., 212-404-2406 Early to Mid Stage; Healthcare; Medical Devices New York, NY Wand Partners www.wandpartners.com 260 Crandon Blvd, Ste. 32 212-909-2620 Financial Services #75, Key Biscayne, FL Warburg Pincus, LLC www.warburgpincus.com 450 Lexington Ave., New 212-878-0600 Consumer, Industrial & Services (CIS); Energy; Financial York, NY Services; Waud Capital Partners www.waudcapital.com 300 North LaSalle St., Ste. 312-676-8400 Healthcare, consumer products 4900, Chicago, IL Wells Fargo Energy Capital www.wellsfargo.com/com/indus- Houston, TX Oil; Gas; Petrochemicals; Domestic Exploration & Pro- try/energy duction Wharton Equity Partners www.whartonequity.com 505 Park Ave., 18th Fl., New 212-570-5959 Real Estate & Corporate Investments York, NY x112 *SOURCE: S&P Capital IQ

Denver Capital Matrix – Sept. 2017 | 23 Mezzanine Sources Name Website Address Phone Investment Focus Advantage Capital Partners www.advantagecap.com 190 Carondelet Plaza, Ste. 314-725-0800 Small Business: Retail; Manufacturing; Health Services; 1500 St. Louis, MO Energy; CleanTech; IT, Internet; Telecommunications Aldine Capital Partners www.aldinecapital.com 30 W. Monroe St., Ste. 710, 312-346-3950 Lower middle market; 3+ years of successful operation; Chicago, IL Buyouts; Acquisitions financings; Shareholder liquidity events; Recapitalizations; Growth financings Audax Mezzanine www.audaxmezzanine.com 320 Park Ave., 19th Fl., New 212-703-2700 Junior debt securities of private middle market busi- York, NY nesses Bow River Capital www.bowrivercapital.com 1780 S Bellaire St, 8th Fl., 303-861-8466 Lower middle market; Prospective investments must Denver, CO have strong products or services, a defined market niche and the potential for significant growth in rev- enue and cash flow Central Valley Fund (CVF) www.centralvalleyfund.com 1590 Drew Ave., Ste. 110, 530-757-7004 Midsized Business Focus; Multiple industry Davis, CA GE Energy Financial Ser- www.geenergyfinancialservices. 800 Long Ridge Rd., Stam- Essential, long-lived, & capital-intensive energy assets vices com ford, CT GSO Capital Partners www.blackstone.com/our-business- 345 Park Ave., New York, NY 212-503-2100 Credit oriented alternative asset managers (Blackstone) es/aam/credit-businesses-(gso) Harbert Mezzanine Part- www.harbert.net/private-capital/ 618 Church St., Ste. 500, 615-301-6400 Private middle market companies ners mezzanine-capital Nashville, TN SDR Ventures www.sdrventures.com 5613 DTC Pkwy., Ste. 830, 720-221-9220 Lower Middle Market; Manufacturing; Distribution; Greenwood Village, CO Business Services Solar Capital Ltd. www.solarcapltd.com 500 Park Ave., 3rd Fl., New 212-993-1670 Senior secured loans, mezzanine loans and equity York, NY securities Stellus Capital Manage- www.stelluscapital.com 4400 Post Oak Pkwy., Ste. 713-292-5400 Middle market companies, management teams, finan- ment 2200, Houston, TX cial sponsors, leading institutions, mezzanine and first/ second lien *SOURCE: S&P Capital IQ

Denver Capital Matrix – Sept. 2017 | 24 Angel Investors Name Website Address Phone Description Angel Capital Association www.angelcapitalassociation.org 10977 Granada Lane, Ste. 913-894-4700 North American trade association of angel groups and 103, Overland Park, KS private investors that invest in high growth, early-stage ventures Golden Seeds LLC www.goldenseeds.com 830 Third Ave., 2nd Fl., New 888-629-6774 A discerning group of investors, seeking and funding York, NY high-potential, women-led businesses

High Altitude Investors www.highaltitudeinvestors.com 559 Pikes Peak Ave., Ste. 719-685-7877 Organization of accredited investors who seek private 101, Colorado Springs, CO investment opportunities, largely in Southern Colorado and the Front Range Impact Angel Group www.impactangelgroup.com Boulder, CO Network of impact investors who provide capital and expertise to social entrepreneurs to make a difference and realize a financial return Kaufman Foundation www.kauffman.org 4801 Rockhill Rd., Kansas 816-932-1000 World's largest foundation devoted to entrepreneurship City, MO KAYWEB Angels www.kaywebangels.com 1330 Avenue of the Ameri- 212-653 0391 Angel investment group providing development cas, 23rd Fl., New York, NY services and mentoring to web and mobile startups in exchange for equity Keiretsu Forum www.keiretsuforum.com 425 Market St., San Fran- 415-493-9875 World's largest angel investor network: 850 accredited cisco, CA investor members Rockies Venture Club www.rockiesventureclub.org 1415 Park Ave. West, Den- 720-353-9350 Non-profit that connects entrepreneurs, service profes- ver, CO sionals, investors, venture capitalists and other funding sources Seed Angel www.seedangel.co National Dedicated to providing entrepreneurs with access to the angel investor community through events nation- wide; Also strive to build collaboration between angel investors and to inspire high-net worth individuals to become angels TechStars www.techstars.com 1050 Walnut St., Boulder, CO 303-720-6559 Web portal for investment opportunities and capital connections

Denver Capital Matrix – Sept. 2017 | 25 Commercial Banks Name Website Address Phone Services Offered Alpine Bank www.alpinebank.com 252 Dillon Ridge Rd., Dillon, 970-568-4701 SBA; Loans & Lines of Credit; Commercial Loans CO ANB Bank www.anbbank.com 3033 E. First Ave., Denver, 303-394-5400 Line of Credit; Business Loans; SBA; Agriculture CO Bank of America www.bankofamerica.com 1801 16th St. Denver, CO Individual & commercial deposits, business loans, vari- ous investment products Bank of Denver www.thebankofdenver.com 810 E 17th Ave, Denver, CO 303-572-3600 SBA; Loans & Lines of Credit; Commercial Loans Bank of the West www.bankofthewest.com 621 Seventeenth St., Ste. 303-202-5535 SBA; Agriculture; Construction; Lines of Credit; Equip- 103, Denver, CO ment Leases; Long-Term Financing Bank SNB https://www.banksnb.com 3001 Brighton Blvd., Ste. 718 303.754.5385 Revolving Lines of Credit; Term & Equipment Loans; Denver, CO SBA; Letters of Credit; Real Estate & Construction Loans; Healthcare Loans BBVA Compass www.bbvacompass.com 999 18th St, Denver, CO 303-308-9912 Healthcare, Attorney/CPA, Professional, Retailer Fi- nancial Solutions, Nonprofits; SBA Loans; Term Loans; Business Leasing; Business Lines of Credit; Asset Based Lending Centennial Bank www.centennialbanking.com 717 17th St. #100, Denver, 303-680-1600 Business Revolving Lines of Credit; Business Term Loan; CO Real Estate Loan; Construction Draw Loan; Letter of Credit; Business Credit Cards; SBA: SBLF www.chase.com 1125 17th St., Denver, CO 303-244-3283 Individual & commercial deposits, business loans, vari- ous investment products Citywide Banks www.citywidebanks.com 44 Cook St., #110, Denver, 303-365-3870 Commercial Loans & Lines of Credit; Construction Lend- CO ing Collegiate Peaks Bank www.collegiatepeaksbank.com 855 S Colorado Blvd, Den- 303-481-1301 SBA; Loans & Lines of Credit; Commercial Loans ver, CO Colorado Business Bank www.cobizbank.com 821 17th St., Denver, CO 303-293-2265 Business Check & Credit Cards; Revolving Lines of Cred- it; Letters of Credit; Term Loans; SBA; Real Estate Loans Colorado State Bank and www.csbt.com 1600 Broadway, Denver, CO 303-861-2111 SBA; Loans & Lines of Credit; Areas of Expertise: Com- Trust mercial Real Estate, Healthcare, Energy, Food and Com- modities, Correspondent Banking Community Banks of Colo- www.cobnks.com 7800 E Orchard Rd, Suite 720.529.3352 Business Line of Credit; Term Loan; SBA Loans & Lines; rado 300, Greenwood Village, CO CSA; Business Overdraft Line of Credit; Real Estate Financing; Business Credit Card Evolve Bank & Trust www.getevolved.com 999 18th St, Ste. 1415N, 855-259-0747 SBA; Loans & Lines of Credit; Commercial Loans Denver, CO

Denver Capital Matrix – Sept. 2017 | 26 Commercial Banks Name Website Address Phone Services Offered FHL Bank Topeka www.fhlbtopeka.com 1 SW Security Benefit Pl., 785-223-0507 Individual & commercial deposits, business loans, vari- #100, Topeka, KS ous investment products First National Bank www.firstnationaldenver.com 1573 Market St, Denver, CO 303-297-0333 Individual & commercial deposits, business loans, vari- ous investment products FirstBank www.efirstbank.com 100 St. Paul St., Denver, CO 303-333-1000 Business FirstLine of Credit; Construction Loans; Letters of Credit; Single Payment Loans Flatirons Bank www.flatironsbank.com 1095 Canyon Blvd., Suite (303) 590- Individual & commercial deposits, business loans, vari- 100, Boulder, CO 4999 ous investment products Guaranty Bank & Trust www.guarantybankco.com 1331 17th St., Denver, CO 303-298-6977 SBA; Loans & Lines of Credit; Commercial Loans JP Morgan Chase www.chase.com 1125 17th St., Denver, CO 303-244-3283 Business Line of Credit; Term Loan; SBA Loans & Lines; CSA; Business Overdraft Line of Credit; Real Estate Financing; Business Credit Card KeyBank www.key.com 1675 Broadway, Denver, CO 303-298-1234 SBA; Lines of Credit; Equipment Financing & Leasing; Small Business Loans MidFirst Bank www.midfirst.com 101 Cook St., Denver, CO 303-376-3800 Commercial; Mortgage; Construction Loans; Equipment Financing; Lines & Letters of Credit Mountain View Bank of www.mvbofc.com 12365 Huron Street, West- (303) 243- Individual & commercial deposits, business loans, vari- Commerce minster, CO 5400 ous investment products Mutual of Omaha Bank www.mutualofomahabank.com 5675 DTC Blvd., Suite 250, 303-986-5575 Relationship driven Business Loans and Lines of Credit, Greenwood Village, CO SBA Loans, Commercial Real Estate Loans, Credit Cards, Cash Management, Home Equity Loans and Lines, Resi- dential Mortgages Native American Bank www.nabna.com 999 18th Street Suite 2460, 303-988-2727 Individual & commercial deposits, business loans, vari- Denver, CO 80202 ous investment products New Resource Bank www.newresourcebank.com 885 Arapahoe Drive, Boul- 303-339-0399 Business Loans for Environmental, Health & Wellness, der, CO Education and Sustainably-Managed Organizations, in- cluding Lines of Credits, Term Loans, SBA Loans, Project or Real Estate Financing Northstar Bank of Colorado www.northstarbankco.com 7979 E Tufts Ave., Ste. 850, 720-387-3900 Commercial; Mortgage; Construction Loans; Equipment Denver, CO Financing; Lines & Letters of Credit Pueblo Bank & Trust www.pbandt.com 2351 S Colorado Blvd. Den- 303-758-5617 Individual & commercial deposits, business loans, vari- ver, CO ous investment products Redstone Bank www.redstonebankco.com 15765 E Arapahoe Road, 720-880-5000 Individual & commercial deposits, business loans, vari- Centennial, CO ous investment products

Denver Capital Matrix – Sept. 2017 | 27 Commercial Banks Name Website Address Phone Services Offered Solera Bank www.solerabank.com 319 S Sheridan Blvd., Lake- 303-209-8600 Individual & commercial deposits, business loans, vari- wood, CO ous investment products Sunflower Bank www.sunflowerbank.com 1573 Market St., Denver, CO 303-297-0333 Individual & commercial deposits, business loans, vari- ous investment products TCF Bank https://www.tcfbank.com 640 16th St., Denver, CO 800-823-2265 Home Equity Loans & Lines of Credit; Inventory Financ- ing; Equipment Leasing; Business Credit Cards UMB Bank www.umb.com 1670 Broadway St. Denver, 303-839-1300 Individual & commercial deposits, business loans, vari- CO ous investment products US Bank www.usbank.com 950 17th St, Denver, CO 303-585-7340 Term, SBA, & Agricultural Loans; Equipment Leasing; Quick Credit; Credit Card or Line of Credit; Tax Credit Financing Valley Bank & Trust www.valleybankandtrust.com 6171 North Washington St., 303-289-3088 Lines of Credit; Business Expansion, Equipment, Land & Denver, CO Building Loans; Business Credit Cards Vectra Bank Colorado www.vectrabank.com 1650 S. Colorado Blvd, 720-947-7500 SBA Loans; Business Loans; Lines of Credit; Equipment Denver, CO Leasing Verus Bank of Commerce www.verusboc.com 3700 S. College Ave., Fort 970-204-1010 SBA; Loans & Lines of Credit; Commercial Loans Collins, CO Wells Fargo www.wellsfargo.com , Denver, CO 303-863-4631 Wells Fargo BusinessLoan; Lines of Credit; SBA; Equip- ment Express Loan; Healthcare Loans *SOURCE: Colorado Bankers Association/internal research

Denver Capital Matrix – Sept. 2017 | 28 Nonprofit & Other Institutions Name Website Address Phone Services Offered Accion Colorado us.accion.org/accion-near-you/ 1441 18th St., Suite 150, 303-904-9362 Loans and lines of credit to start-up and existing busi- colorado/denver Denver, CO nesses across all industries - Hablamos español Bellco Credit Union www.bellco.org Multiple 303-689-7800 Small business loans, business lines of credit, commer- cial real estate loans Cedco www.cedco.org 800 W 8th Ave., Ste. 103, 303-893-8989 Colorado non-profit corporation certified by the Small Denver, CO Business Administration to provide loans under the 504 program City & County of Denver - www.denvergov.org/oed 201 W. Colfax Ave., Dept. 720-913-1999 Gap financing small business loans from $25,000 to Office of Economic Devel- 208, Denver, CO $350,000 opment (OED) Colorado Enterprise Fund www.coloradoenterprisefund.org 1888 Sherman St., Ste. 530, 303-860-0242 Statewide lending source specializing in loans for small Denver, CO and emerging businesses unable to secure traditional bank financing Colorado Housing & Fi- www.chfainfo.com 1981 Blake St., Denver, CO 303-297-2432 Small Businesses; Individuals; Developers; Industrial nance Authority (CHFA) Revenue Bonds for Manufacturers Colorado Lending Source www.coloradolendingsource.org 1441 18th St., Ste. 100, 303-657-0010 Provides financing in partnership with the Small Busi- Denver, CO ness Administration, US Department of Agriculture, banks, foundations and other sources for expanding or startup businesses; microloans; loans range from $5,000 to $5.5 million; also provides entrepreneurial develop- ment training Community Enterprise www.cedsfinance.org 1450 S. Havana St. #504, 303-569-8165 Assists refugees, immigrants, and low to moderate Development Services Aurora, CO income people in metro Denver who desire to own or strengthen businesses, develop assets, and empower themselves financially CRF USA www.crfusa.com 801 Nicollet Mall, Ste. 1700 800-475-3050 Provide small business loans not found elsewhere for W, , MN people living in underserved communities Denver Community Credit www.denvercommunity.coop Multiple 303-573-1170 Small Business Loans Union Denver Retail Incubator http://drigoods.org 110 16th St., Ste. 1300, Den- 720-480-4592 Incubator programs; loan capital; retail real-estate ver, CO 80202 Investors Circle www.investorscircle.com 919-296-1166 Kiva Zip www.kivazip.org 875 Howard St., Ste. 304, 828- 479-5482 Character-based, 0% interest and no fee crowdfunded San Francisco, CA loans of up to $5,000 ($10,000 for agricultural loans)

Denver Capital Matrix – Sept. 2017 | 29 Nonprofit & Other Institutions Name Website Address Phone Services Offered Mi Casa www.micasaresourcecenter.org 345 Grove St., Denver, CO 303-573-1302 80219 Mile High Community Loan www.mhclf.org 1905 Sherman St., Ste. 210, 303-860-1888 Nonprofit and for profit developers of affordable hous- Fund Denver, CO ing. Nonprofits serving low-income communities. Ours to Own www.ourstoown.org Public Service Credit Union www.pscu.org 7055 E. Evans Ave., Denver, 303-639-2150 Small Business Loans; Lines of Credit CO Region 10- Micro Loan www.region10.net 300 N. Cascade Ave., Mon- 970-249-2436 Small Business; Nonprofits; Loans that or retain Lender trose, CO jobs or that establish or expand businesses needed in our growing regional economy Rocky Mountain MicroFi- www.rmmfi.org 1441 18th St., Denver, CO 720-941-5037 RMMFI helps curious people transform into serious nance Institute (RMMFI) entrepreneurs through skill building, mentorship, and microlending. Women’s Business Center www.micasaresourcecenter.org/ 345 Grove St., Denver, CO 303-573-1302 The Women’s Business Center is a one-stop shop for at Mi Casa Resource Center business-development/ 80219 small business development with comprehensive busi- ness services in English and Spanish including entre- preneurial training, one-on-one counseling, access to capital, technology training, financial education, legal support, and networking opportunities; Resources are available to men and women; Microloan program $500 to $3,000

Denver Capital Matrix – Sept. 2017 | 30 Alternative Lenders Name Website Address Phone Services Offered Associated Receivables www.arfunding.com 21334 East Nassau Ave., 888-250-2107 Accounts Receivable Factoring Funding, Inc. Aurora, CO Dynamic Funding, Inc. www.dynamicfundinginc.com One Inverness Dr. East, 303-754-2007 Flexible equipment leasing options, including operat- Englewood, CO ing leases and capital leases Greenline Ventures www.greenlineventures.com 1324 15th Street, Denver, (303) 586- Small business loans CO 80202 8000 Liquid Capital of Colorado www.liquidcapitalofco.com 1401 Onyx Circle, Long- 303-774-7623 Accounts receivable lending, factoring, purchase mont, CO finance program, leasing, credit insurance, accounts payable processing program Montegra Capital Resourc- www.montegra.com 3200 Cherry Creek Drive 303-377-4181 Commercial real estate lender es, LTD South, Ste. 200, Denver, CO On Deck Capital www.ondeck.com 1400 Broadway, New York, 888-269-4246 Short term loans for businesses with physical store- NY fronts (dentist, restaurant, bar, auto body shop, etc.) Ours to Own www.ourstoown.org 7315 Wisconsin Ave, Ste. 800-248-0337 Impact investing 1000W, Bethesda MD P2Binvestor www.p2bi.com 899 Logan St., Ste. 210, 720-361-1500 Purchase Order Financing, Asset Backed Lines of Credit Denver, CO Premier Trade Solutions, www.premiertradesolutions.com 303 E. 17th Ave., Ste. 405, 303-308-0401 Accounts Receivable Financing (Factoring), Purchase Inc. Denver, CO Order Funding Riviera Finance www.rivierafinance.com 8400 E. Prentice Avenue, 720-838-5859 Cash flow solutions for early stage businesses Ste. 1500 Greenwood Vil- lage Square 1 Bank www.square1financial.com 406 Blackwell St, Ste. 240, 866-355-0468 Specializes in providing financial services to entrepre- Durham, NC neurs and venture capitalists Stratocapital Solutions www.stratocapitalsolutions.com 5445 DTC Parkway, PH 4, 303-258-7520 Services Offered: SBA, Business loans, commercial real- Greenwood Village, CO estate, Hard-money The Note Shop Loans www.tnsloans.com 1101 W Mineral Ave #101, 888-876-6732 Business loans for equipment, real estate and lines of Littleton, CO credit Money 360 https://www.money360.com/ 999 Corporate Dr., Ste. 110, 949-579-2200 Commercial real estate lender $1m to $20m Ladera Ranch, CA Lending Club https://www.lendingclub.com/ 71 Stevenson Street, Suite 855-846-0153 Business loans 300, San Francisco, CA Prosper https://www.prosper.com/ 221 Main Street, Suite 300 866-615-6319 Business loans San Francisco, CA

Denver Capital Matrix – Sept. 2017 | 31 Investment Banking Institutions Name Website Address Phone Services Offered Corporate Development www.cdcapital.bz 14680 Sterling Rd., Colorado 719-632-8341 Mergers & Acquisitions, Capitalizations, Financial Advis- Capital, LLC Springs, CO ing and Consulting Services Headwaters Merchant www.headwatersmb.com 1225 17th St., Ste. 1725, 303-572-6000 Merchant Banking Banking Denver, CO RBC Capital Markets www.rbccm.com 1801 California St., Ste. 303-595-1200 Asset Based Lending, Corporate Access 3850, Denver, CO SDR Ventures www.sdrventures.com 5613 DTC Pkwy., Ste. 830, 720-221-9220 Investment Banking, Business Consulting Greenwood Village, CO Integris Partners Ltd http://www.integris-partners.com 1099 18th St, Denver, CO 303-825-9618 Middle-market clients in North America: aerospace and defense, IT services, healthcare, media. Piper Jaffray & Co http://www.piperjaffray.com/ 1200 17th St #1250, Denver, 303-820-5865 Investment Banking, Business Consulting CO Peakview Partners http://peakviewpartners.com/ 1610 Wynkoop St #150, 303-545-9500 Middle-market clients Denver, CO W.G. Nielsen & Co. https://wgnielsen.com/ 3200 Cherry Creek S Dr 303-830-1515 Mergers & Acquisitions #470, Denver, CO Stifel Nicolaus & Co Inc http://www.stifel.com/ 1125 17th St Suite 1600, 303-296-2300 Financial services holding company that conducts its Denver, CO business through several wholly owned subsidiaries. Petrie Partners Llc http://www.petrie.com/ 1700 Lincoln St, Denver, CO 303-953-6768 Boutique investment banking firm offering financial advisory services to the oil and gas industry; mergers, divestitures and acquisitions and private placements. Quadriga Partners LLC http://quadrigapartners.com/ 200 Columbine St., Suite 303-446-7227 Advising on and capital rais- 200, Denver, CO ing transactions

Denver Capital Matrix – Sept. 2017 | 32 Foundations Name Website Address Phone Services Offered Bill & Melinda Gates Foun- https://www.gatesfoundation.org/ 440 5th Ave N., Seattle, WA 206-709-3140 America’s education system, extreme poverty and poor dation health in developing countries Calvert Foundation http://www.calvertfoundation.org/ 7315 Wisconsin Avenue 800-248-0337 Work is focused on connecting investors to organiza- Suite 1000W Bethesda, MD tions that strengthen communities and sustain the planet Colorado Health Founda- www.coloradohealth.org/funding/ 1780 Pennsylvania St, Den- 303-953-3600 Health tion private-sector-engagement ver, CO Daniels Fund http://www.danielsfund.org/ 101 Monroe Street Denver, 303-393-7220 Grants to support highly effective nonprofit organiza- Colorado tions in Colorado, New Mexico, Utah, and through the Daniels Fund Grants Program Denver Foundation’s Im- www.denverfoundation.org 55 Madison St., Denver, CO 303-300-1790 Basic Human Needs, Economic Opportunity, Education, pact Investing Fund and Community Leadership Gary Community Invest- www.garycommunity.org 1705 17th Street, Suite 200, 303-628-3800 Colorado’s low-income children and their families ments/The Piton Founda- Denver, CO tion Gates Family Foundation www.gatesfamilyfoundation.org 1390 Lawrence Street, #400, 303-722-1881 Education, healthy lifestyles, community enrichment, Denver, CO connection to nature and stewardship of Colorado’s natural inheritance W.K. Kellogg Foundation https://www.wkkf.org/ 1 Michigan Avenue, Battle 269-968-1611 Grantmaking supports thriving children, working fami- Creek, MI lies and equitable communities with a commitment to racial equity,developing leaders and engaging commu- nities in solving their own problems.

Denver Office of Economic Development 201 West Colfax Avenue, Department 204 Denver, Colorado 80202

Phone: 720-913-1999 Fax: 720-913-1802 Web: www.denvergov.org/oed Twitter: Twitter.com/DenverOED Facebook: Facebook.com/DenverOED