See Page 14 for Regental approval THE UNIVERSITY OF TEXAS SYSTEM ADMINISTRATIONV~~ the Business Affairs and Audit CHANCELLOR'S DOCKET NO, 63 Committee.

March 9, 1992

TO MEMBERS OF THE BUSINESS AFFAIRS AND AUDIT COMMITTEE:

Tom Loeffler, Chairman Robert J. Cruikshank Zan W. Holmes, Jr.

The Docket for The University of Texas System Administration and the Dockets recommended by the Chi ef Admini strati ve Offi cers concerned and prepared by the component institutions listed below are herewith submitted for ratification or approval , as appropri ate, at the meeting of the U. T. System Board of Regents on Aprll 9, 1992. The appropriate Executive Vice Chancel7ors and I concur in these recommendations.

Institutions Paqes The University of Texas System Administration C- 1 through C-19

The University of Texas at Arlington AR-I through AR-I1

The University of Texas at Austin A-1 through A-38

The University of Texas at Brownsvi 11 e 0-1 through 8-7

Thp University of Texas at Dallas D-1 through 0-10 The University of Texas at El Paso EP-1 through EP-6

The University of Texas - Pan American PA-1 through PA 7

The University of Texas of the Permian Basin FB-1 through PB-6

The University of Texas at San Antonio SA-1 through SA-12

The University of Texas at Tyler TA-1 through PA-6 The Uni versi ty of Texas Southwestern Medical Center at Oall as HO-1 through HD-12

The University of Texas Medical Branch at Galveston G- 1 through G-13

The University of Texas Health Science Center at Houston HH-1 through HH-14

The University of Texas Health Science Center at San Antonio HS-l through HS-14

The University of Texas M. D. Anderson Cancer Center CC-1 through CC-16

The University of Texas llealth Center at Tyler HT-1 through HT-4

Hans Mark Chancel 1 or

HM: at xc: Sam Sarshcp Bernard Rapopart Louis A. Beecherl, Jr, Ellen C. Ter,ple W. A. "Tex" Moncrief, Jr. James P. Duncan Mario E. Ramirez, M.D. Charles B. Mull ins, M.D. THE UNIVERSITY OF TEXAS SYSTEM ADHI N t STRAT 1ON U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

Business Contracts for Service ...... C-3 Land Matters, incl udi ng Standard Easements , Surface Leases Permits and Water Contracts ...... C-4 Contracts and Grants for Research, Development, Cl ini ca7 and Educat ional Services ...... C- 15 Changes to the 1991-92 System-wide Personnel Pay Plan ...... C-16 Amendments to the 1992 System Administration Operating Budget (Including staff appointments, changes of status and transfers of funds within existing budget total) ...... C-17 Land and Investment Report ...... C-19 (See attachment L & I 1-109) THE UNl VERSIN OF TEXAS SYSTEM ADM IHISTRATION U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTRACTS FOR SERVICES

The following contracts have been awarded, have been administratively approved by the appropri ate Executive Vice Chancel 1 or, and are recommended for ratification by the U. T. Board of Regents:

(FUNDS GOING OUT)

1. Agency: First City, Texas - Houston, N.A. Funds : As per the Master Trust Custody Fee Schedule for the Permanent University Fund Peri od : April 3, 1992 through April 3, 1994 Titl e/Oescrl pti on : Second Amendment to Master Trust Custody Agreement and Securities Lending Supplement and Extension Agreement

2. Agency: Texas General Land Office Funds : Not to exceed $15,000 Period: February 13, 1992 through March 31, 1993 Titl e/Descri ption: Provide inspect i on servi ces (unauthorized uses, dumping, etc. ) for UT System lands in El Paso County THE UNIVERSITY OF TEXAS SYSTEM ADMINISTRATION

U. T. BOARD OF REGENTS' MEETING APRIL 9, 1992 LAND MATTERS, IHCLUDING STANDARD EASEMEHTS,

SURFACE LEASES, PERHITS AND HATER CONTRACTS LAND MATTERS Easement and Surface Lease Nos. 8045 - 8073, Assignment of Lease Nos. 5705, 5764, 5776, 5850, 5864, 5897, 5968, 5978, 6018' 6072, 6204, 6217, 6248, 6317, 6323, 6415, 6425, 6607, 6827, 6876, 6884, 6941, 7074, 7200, 7410, 7986, 8011, Material Source Permit NOB. 715 & 716, Amended Flexible Grazing Lease Hoe. 0131, 0143, 0171, Flexible Grazing Mase Nos. 0215 - 0217, Salt Water Disposal Contract ma. 28D, 29D, 31D, & 35D, Geophysical Permit Nos. 4322 - 4324. --It is recommended by the Vice Chancellor for Business Affairs that the following applfcationa for easements, and surface leases, aaaignment of leaarse, material source permits, amended flexible grazing leases, flexible grazing leases, ealt water disposal contracts, and geophy~icalpermits ha ratified and the appropriate filing fees be accepted, All have hen approved as to content by the appropriate officials. Payment for each has been received unless othemiee indicated, and each document is on the University's standard form when applicable and is at the atandard rate effective February 1, 1986, unless otherwise indicated. Eaaementa and Surface Leases Nos. 8045 - 8073

t~ Block # Dfstan~e P8e Pipe Line Andrew8 1, 5, 2, 5,881.52 rods $45,581.78 (Renerral of #5631) Gae L Gaines 8, & 6 of 24" line 1/31/2002 8046 Enaerch Corporation Pipe Line Ward 20 1.22 rcda of 2/1/92 400.00 (Renewal of 15632) Gas 4" line 1f 31/2002 (nin.)

8047 Ross W. Woodworth Pipe Line Pecos 17 6 18 1,897.21 rods 7/1/09 12,138.39 (Renewal of 14973) Gas 4 112" line b 6/30/1999 800.21 roda of 2" line 8048 Mobil Producing Texas & Pipe Line Ward 18 296.70 rode of 2/1/92 1,335.15 Hew Mexico Inc. Gas 2 1/2" line 1/31/2002 (Renewal of #5633) No. Company Type County Block t Distance Period Fee 8049 Phillips 66 Natural Gas Co. Pipe Line Andrews 9 & 1 24.42 rods of 2/1/92 $724.64 (Renewal of .5592) Gas 4 1/2" line' 1/31/2002 136.61 rods of 2" line

8050 Phillips 66 Natural Gas Co. Pipe Line Crane 30 231. SO rods of 2/1/92 2,560.50 (Renewal of #5606) Gas 4 1/2" line & 1/31/2002 337.50 rods of 3 1/2" line 8051 Phillips 66 Natural Gas Co. Pipe Line Andrews 14 & 30 155.88 rods of 2/1/92 846.65 Gas & Crane 3 1/2" line & 1/31/2002 13.45 rods of 4 1/2'· line

8052 Texas Utilities Electric Co. Power Line Andrews 13 81. 11 rods of 1/1/92 486.66 n, Transmission H-Frame line 12/31/2001 0> 8053 Texas-New Mexico Pipe Line Pipe Line Crane 30 2,220.80 rods 2/1/92 9,993.60 (Renewal of #5600) Oil of 8 5/8" line 1/31/2002

8054 Southwestern Public Service Power Line Andrews 9, 10, 6,347.45 rods 2/1/92 38,084.70 Company Transmission 11 & 12 of H-Frame line 1/31/2002 8055 Canoco Inc. Pipe Line Schleicher 53 39.21 rods of 1/1/92 400.00 Gas 4 1/2" line 12/31/2001 (Min. )

8056 Winnifred L. Pilgrim Surface Lease Pecos 23 0.11 acres 1/1/92 400.00* Sign Site approximately 12/31/92 *Renewable from year to year, but not to exceed a total of ten years. Negotiated by the Manager of University Lands - Surface Interests. No. Company 'lYpe County Block • Distance Period Fee 8057 West Texas Utilities Co. Power Line Upton 3 & 58 604.00 rods of 4/1/92 $ 845.60 (Renewal of #5556) Distribution single line 3/31/2002 8058 West Texas Utilities Co. Power Line Reagan 8 " 9 758.70 rods of 4/1/92 1,707.07 (Renewal of f5573) Transmission single line 3/31/2002 8059 Chevron Pipe Line Co. Pipe Line Ward 16 2,012.26 rods of 4/1/92 9,055.17 (Renewal of '5603) Gas 4 1/2" line 3/31/2002 8060 Texas-New Mexico Power Co. Power Line Ward 18 21.15 rods of 2/1/92 400.00 Distribution single line 1/31/2002 (Min. ) 8061 El Paso Natural Gas Co. Surface Lease Andrews 9 5.007 acres 3/1/92 4,000.00 (Renewal of '5582) Compressor approximately 2/28/2002 Station & Road n I 8062 J.L. Davis Pipe Line Crockett 48 120.48 rods of 1/1/92 602.40 -J Gas 2" line 12/31/2001 8063 WJC, Inc. Pipe Line Crane 30 100.00 rods of 9/1/91 450.00 (Renewal of #5458) Water 2 3/8" line 8/31/2001 8064 Delhi Gas Pipeline Corp. Pipe Line Pecos 26 220.60 rods of 4/1/92 992.70 (Renewal of #5595) Gas 8 5/8" line 3/31/2002 8065 Shell Pipe Line Corporation Pipe Line Crane, 35, 1, 4,622.19 rods of 1/1/92 31,639.45 Oil/Gas Andrews, & 9 4 l/S" line, 12/31/2001 & Ector 1,194.91 rods of 6 5/8" line, & 510.79 rods of 8 5/B" line N N ~ No. Company Type County Block I Distance Period Fee 8066 Shell Pipe Line Corporation Pipe Line Crockett, 15, 4, 1, 20,481. 30 rods 3/1/92 $158,730.07 (Renewal of #5607) Gas/Oil Reagan, 8, 7, 12, of 24/1 line 2/28/2002 Upton, & 49, 50, 48, Schleicher 47, 44, 41, 39, 55, 54, & 57 8067 Phillips 66 Natural Gas Co. Pipe Line Andrews 1 131.15 rods of 3/1/92 590.18 (Renewal of #5629) Gas 4 1/2" line 2/28/2002 8069 Phillips 66 Natural Gas Co. Pipe Line Andrews 11 894.10 rods of 4/1/92 4,023.45 (Renewal of '5636) Gas 6 5/8" line 3/31/2002 8069 T.L.J. Inc. Pipe Line Reagan 49 337.94 rods of 2/1/92 1,689.70 SWD 2" line 1/31/2002 n I 8070 Texas Utilities Electric Power Line Crane 31 60.12 rods of 2/1/92 400.00 co Company Distribution single line 1/31/2002 (Min. ) 8071 Conoco Inc. Pipe Line Schleicher 53 303.27 rods of 4/1/92 1,364.72 (Renewal of #5645) Gas 4 1/2" line 3/31/2002

8072 Amtex Energy, Inc. Pipe Line Ward 18 196.36 rods of 3/1/92 98L80 SWD 2 •. line 2/28/2002 8073 Remuda Operating Company Pipe Line Ward 17 133.00 rods of 2/1/92 665.00 Water 2" line 1/31/2002 Assignment of Leases Nos. 5705, 5764, 5776, 5850, 5864, 5897, 5968, 5978, 6018, 6072, 6204, 6217, 6248, 6317, 6323, 6415, 6425, 6607, 6827, 6876, 6884, 6941, 7074, 7200, 7410, 7986, & 8011 No. Assignor Assignee Type Permit County Consideration 5705 Union Texas Petroleum Western Gas Resources, Inc. Pipe Line Reagan $400.00 Corporation 5764 Union Texas Petroleum Western Gas Resources, Inc. Pipe Line Upton 400.00 Corporation 5776 Union Texas Petroleum Western Gas Resources, Inc. Pipe Line Upton 400.00 Corporation 5850 Union Texas Products Western Gas Resources, Inc. Pipe Line Upton 400.00 Corporation

<>, 5864 Union Texas Products Western Gas Resources, Inc. Pipe Line Upton 400.00 ~ Corporation

5897 Union Takas Products Western Gas Resources, Inc. Pipe Line Reagan 400.00 Corporation

5968 Union Texas Petroleum Western Gas Resources, Inc. Pipe Line Upton 400.00 Corporation

5978 Vanquard Pipeline Cor- Hanley Petroleum Inc. Pipe Line Crockett 400.00 poration

6018 Vanguard Pipeline Cor- Hanley Petroleum Inc. Pipe Line Crockett 400.00 poration

6072 Chevron U.S.A. Ine. Southland Royalty Company Surface Lease Ector 400.00 N N -J N No. ABsignor Assignee Type Permit County Consideration 6204 Union Texas Products Western Gas Resources, Inc. Pipe Line Reagan $400.00 Corporation

6217 Vanguard Pipeline Cor- Hanley Petroleum Inc. Pipe Line Crockett 400.00 poration 6248 Union Texas Products Western Gas Resources, Inc. Pipe Line Upton 400.00 Corporation 6317 Union Texas Products Western Gas Resources, Inc. Pipe Line Upton 400.00 Corporation

6323 Union Texas Products Western Gas Resources, Inc. Pipe Line Upton 400.00 Corporation n .....I 0 6415 Vanguard Pipeline Cor- Hanley Petroleum Inc. Pipe Line Crockett 400.00 poration

6425 Union Texas Products Western Gas Resources, Inc. Pipe Line Upton 400.00 Corporation

6607 Union Texas Products Western Gas Resources, Inc. Pipe Line Upton 400.00 Corporation

6827 Union Texas Products Western Gas Resources, Inc. Pipe Line Reagan 400.00 Corporation

6876 Union Texas Products Western Gas Resources, Inc. Pipe Line Upton 400.00 Corporation

N N -J c.J NQ. Assignor Assignee Type Permit County Consideration 6884 Union Texa8 Products Western Gas Resources, Inc. Pipe Line Reagan $400.00 Corporation 6941 William Orville Row, Hilda Ann Henriques Surface Lease Reaqan 400.00 TOmmy Barrett Tims r & Patsy Ruth Tims 7074 Union Texas Products western Gas Resources, Inc. Pipe Line Upton 400.00 Corporation

7200 Caprock Oil & GelS Inc. Lowe Partners, L.P. Pipe Line Andrews 400.00 7410 Pacific Enterprises Oil Mid-Continent Energy, Inc. Power Line Upton 400.00 Company U.S.A.

7986 Union Texas Products Western Gas Resources, Inc. Pipe Line Upton 400.00 n Corporation I - 8011 Union Texas Products Western Gas Resources, Inc. Pipe Line Reagan 400.00 - Corporation

Material Source Permit No. 715-716

No. Grantee County Block Quantity CODsiC1erAt1on 715 Cotton's Dirt & Paving, Inc. Ward 16 3,000 cubic yards $ 6,000.00 of chip base

716 H&P Construction Company Crane 30 600 cubic yards 540.00 of caliche Amended Flexible Grazing Lease Nos. 0131, 0143, 0171 Minimum Minimum Semi- Rental Annual Annual NQ. Lessee county Block Acreage Period Per Acre Bernal Rental 0131 Way & Schneemann, A Crockett 7, 8, 11, 19,506.00 1/1/84 $1.15 $22,431.90 $11,215.95 Partnership Ii Reaqan & 12 12/31/93 0143 John Hilton Puckett Pecos 165 & 27 4,560.60 1/1/90 0.36 1,641.82 820.91 12/31/99 0171 Susan Woodvard Lloyd , Schleicher 54, 55, 5,459.80 7/1/90 0.80 4,367.84 2,183.92 Gayle Woodward Gerlach & 56 6/30/200D Amendment of these leases includes U.T.'s changes in its hazardous waste, hunting & recreation, default and

("'I notice, venue of suit, taxes and captions clauses...... I N

Flexible Grazinq Lease Nos. 0215 - 0217 Mini.urn Minimum Semi­ Rental Annual Annual No. Lessee CQunty Block Acreage Period Per ACre Rentol Rentol 0215 Walter w. Owens I. Crockett 29 11,911.00 $0.91 $10,839.01 $5,419.51 Linda Ovens Gage (Renewal of '0091)

0216 r.M. Elkins, Mike Elkins, Crockett, 40, 43 19,653.50 7/1/92 0.89 17,491.62 9,745.81 " Steve Elkins Reagan, " 44 6/30/2002 Irion " Minimum Minimum Semi­ Rental Annual Annual No. Lessee County Block Acreage Period Per Acre Rental Bental 0217 R.B. Ferguson, Crockett 43, 41, 16,736.287 $7,447.65 Robert B. Ferguson III, & Reagan , 48 William R. Ferguson, , Liss J. Thomss

Salt Water Disposal Contract No. 280, 290, 310, & 350 Location Distance No. Company TYpe Permit County (Block) or Area Period Consideration 28D C.De Poynor 5 $ 5,000.00* (""l SWD Reagan 11 acres 1/1/92 I (Renewal of '280) 12/31/92 -w 29D Energy Production Corp. SWD Reagan 8 1 acre 12/10/91 1,500.00* (Renewal of f29O) 12/9/92 31D Hanley Petroleum Inc. SWD Andrews 3 1 acre 2/1/92 1,000.00* (Renewal of 4310) 1/31/92 350 BTA Oil Producers SWD Andrews 6 1 acre 4/8/92 1,000.00* (Renewal of '350) 4/7/93

*A.nnual advance rentale Renewable from year to year, but not to exceed a total of five years. Negotiated by Manager of UniversIty Lands - 011, Gas and Minerel Interests. Geophysical Permit Fees No. 4322 - 4324 No Company Area Blocks and Counties Period Consideration 4322 Arca Oil , Gas Company Six Blks 1 through 15 , 58, Crockett, 1/17/92 $400.00 for Arco Oil & Gas Reagan, and Upton Counties 4/16/92 4323 Meo Oil , Gas Company One Blks 1 through 14, Andrews, Gaines, 2/17/92 400.00 for Areo Oil & Gas and Martin Counties 5/16/92 4324 Dawson Geophysical Company One Blks 1 through 14, Andrews, Gaines, 2/06/92 400.00 for Oilfield Management, Inc. and Martin Counties 5/07/92 2278 THE UNIVERSITY OF TEXAS SYSTEM ADMINISTRATION U. T. BOARD OF REGENTS' MEETING APRIL 9, 1992

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT, CLINICAL AND EDUCATIONAL SERVICES

Since the Docket for the previous meeting of the U. T. Board of Regents, the following activity has taken place with regard to Contracts and Grants for Research, Development, Clinical and Educational Services;

FUNDS COMING IN

I. Non-Governmental, State and Local Government and Federal Government Contracts and Grants a. Number of Initial Grant and Contract Awards $ Value of Awards b. Number of Fiscal Amendments to Grant and Contract Awards (Increasing or Decreasing by $10,000) Total of Increased Funding $ Total of Reduced Funding

FUNDS GOING OUT

II. Non-Governmental, State and Local Government and federal Government Contracts and Grants 3. 1992 Cl Number of Initial Grant and Contract Awards ~ 29,863 Value of Awards b. Number of Fiscal Amendments to Grant and Contract Awards (Increasing or Decreasing by $10,000) 1 Total of Increased Funding $ Total of Reduced Funding

C-15 2279 THE UNIVERSITY OF TEXAS SYSTEM ADMINISTRATI OH U. T. BOARD OF RE6EHTSr REETING APRIL 9, 1992

SYSTEM-W ID€ PERSONNEL PAY PLAN RECOMMENDAT ION

Ratification is requested for the following adjustments to the 1991-92 System-wide Personnel Pay PIan:

--Code Title ~nnualSalary Ranqe 1682 Electroneurodiagnostic Technologist I11 27,336 - 42,216 1683 Electroneurodiagnostic Technologist 11 1684 Electroneurodiagnostic Technoloqist I 1685 ~lectroneurodiagnostic~echnic~an 1698 Technical Services Coordi nator 1987 Medical Office Receptionist 3029 Director, Student Health Services 5128 Ut i 1 iti es Operations Foreman 5279 Control Shop/Sheetmetal Supervisor 9140 Grants and Contracts Accounting Speci a?i st

ADJUSTMENTS IN SALARY RANGE

System-wlde Annual Sal arv Ranse From -To Sheetmetal LeaderjForeman 24,708 - 38,196 22,368 - 34,584 Senior Sergeant, Un ivers ity Pol ice 26,436 - 42,216 21,624 - 46,680 UTSA addition with institutional range of 21,624 - 30,216 SMC Dallas addition with institutional range of 30,216 - 46,680 Senior Pol ice Offi cer/Corporal/Pol ice Officer 111, University Police 23,112 - 36,924 18,912 - 42,216 UTSA addition with institutional range of 18,912 - 26,436 SMC Dallas addition with institutional range of 27,336 - 42,216 Police Officer I, University Police 20,232 - 20,232 17,148 - 24,708 UTSA additlon with institutional range of 17,148 - 23,904 SMC Dallas addition wlth institutional range of 24,708 - 24,708 Events Manager 23,112 - 38,196 21,624 - 38,196 UTSA addition with institutional range of 21,624 - 30,216 Pub1 ications Editor 24,708 - 45,156 23,904 - 45,156 UTSA addition with institutional range of 23,904 - 33,408 Executl ve Assistant 20,904 - 49,908 20,904 - 72,108 SMC Dallas addltion with institutional range of 30,216 - 72,108 Computer User Services Specialist I1 21,624 - 48,264 19,548 - 48,264 UTSA addition with institutional range of 39,548 - 27,336 Computer User Servl ces Ass istant/Hel p Desk Customer Services Representat ive 18,300 - 38,196 16,116 - 38,196 UTSA addition with jnstitutlonal range of 16,116 - 22,368

The above referenced adjustments reflect those actions necessary to establish or maintain internal and external equity and/or accurately define and cl ass1 fy jobs. Salary ranges are supported by compensation data for the area concerned, These adjustments have been initiated by the various component institutions, appropriately reviewed, and have received the approval of the Office of the Chancellor. THE UNIVERSITY OF TEXAS SYSTEM ADMIHISTRATION U. 1. BOARD OF REGMS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET

The term "rate" is the full-time twelve-month rate, the appointee receiving a proprotionate amount depending upon the fraction of time for which he is appointed and the period of his appointment. Source of funds for payment of salaries, unless otherwise shown, is the departmental salarfes account.

Full -time Sal arv Effect t ve % No. 1 ternDePartment, Name J&c Time Mos. Rate -RBC APPOINTMENTS, PROMOTIONS-

OFFICE OF THE BOARD OF REGENTS 1, Margaret A. Glover

From: Ass i stant Secretary 100 12 70,000

To: Assistant Secretary 01/01 100 12 75,000

SYSTEM ADMINISTRATION OFFICES Office of the Chancellor - Pub7 ic Affairs and Devel opment Director of News and Public Information 1. Douglas J. Holley 02/15 100 12 58,563 0136 THE UNIVERSITY OF TEXAS SYSTEN ADMINISTRATION U. T. BOARD OF REGENTS' HEETIffi APRIL 4, 1992

AMENDMENTS TO THE 1992 BUDGK

-Transfer of Funds PLANT FUNDS 3. Amount of Transfer - $318,452 From: Bi1 ly Carr Endowment - Investment Account ($220,452) West Texas Lands - Gravel and Line Abandonment ($98,000) To: Bilty Carr Endomnent - Investment Income Transfers provided for reclassification of funds into restricted accounts, i ncorrect post ing of income , and archaeol ogy projects on Uni vers i ty Lands. THE UNlVERSITY OF TEXAS SYSTEH ADMINISTRATION U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992 LAND AND IMVESTHENT REPORT LAND AND INVESTMENT REPORT

Meeting of A~ril9, 1992

PAGE INDEX L & I REPORT

1. PERMANENT UNIVERSITY FUND A. IfJVESTKENT HATTERS - MONTH ENDED DECEM3ER 31, 1991 1. Report on Securities Transactions 2. Comparison Summary of Assets 3. Summary of Income from Investments 4. Statement of Cash Receipts and Disbursements B. INVESTMNT UTTERS - MONTH ENDED JANUARY 31, 1992 1. Report on Securities Transactions 2. Comparison Summary of Assets 3. Summary of Income from Investments 4. statement of Cash Receipts and Disbursements

11, COMMON TRUST FUND A. INVESTLIENT UTTERS - MONTH ENDED DECEHBER 31, 1991 1. Report on Securities Transactions 2. Comparison Summary of Assets 3, Summary of Income from Investments 4. Statement of Cash Receipts and Disbursements B. IWESTHENT MATTERS - MONTII ENDED JANUARY 31, 1992 1. Report on Securities Transactions 2. Comparison Summary of Assets 3. Summary of Income from Investments 4. Statement of Cash Receipts and Disbursements

A. INVESTMENT HATTERS - MONTE ENDED DECEMBER 31, 1991 1. Report on Securities Transactions 2. Comparison Summary of Assets 3, Summary of Income from Investments 4. Statement of Cash Receipts and Disbursements B. INVESTKENT MATTEflS - MOHTB ENDED JAWARY 31, 1992 1. Report on Securities Transactions 2. Comparison Summary of Assets 3. Summary of Income from Investments 4. Statement of Cash Receipts and Disbursements

IV. INSTITUTIONAL mS A. fNVESTmMT MATTERS - HONTB ENDED DECEMEEB 31, 1991 1. Report on Securities Transactions B. INVESTMENT MATTERS - MOHTH ENDED JBMTARY 31, 1992 1. Report on Securities Transactions

V. OTHER TRUST AND SPECIAL FUNDS A. INVESTMElJT HATTERS - MONTE ENDED DECEKBER 31, 1991 1. Report on Securities Transactions B. INVESTWWT HATTEXS - MONTH ENDED JANUARY 31, 1992 1. Report on Securities Transactions

VI. TRUST FUND REAL ESTATE TRANSACTIONS

B - LEASES

D. PROPERTY HANAGEmT AGREEMENT I. PERMANENT UNIVERSITY FUND 2285 PERMANENT UNIVERSITY FUND SUHHARY OF SECURITIES TRANSACTIONS (December 1-31, 1991)

REPORT ON SECURITIES TRANSACTIONS. -- The following securities transactions have been made for the Permanent University Fund in December, 1991 The Executive Vice Chancellor for Asset Management recommends approval by the Board of Regents of these transactions. COST YIELD PURCHASES: (BOOK VALUE) AT COST

DEBT SECURITIES-- U. S. Govt. Obligations (Dir.) $ 2,994,090.00 5.11Z Municipal and County Bond 4,000,000.00 9.00% Corporate Bonds 3,571,557-20 7.75% TOTAL DEBT SECURITIES 10,565.647.20 7.472 EQUITY SECURITIES-- Convertible Preferred Stocks Common Stocks Other Equities

TOTAL EQUITY SECURITIES TOTAL ACQUISITIONS

GAIN SALES : PROCEEDS - EQUITY SECURITIES-- Common Stacks Other Equities

Total Sales

MATURITIES b PREPAYMENTS: DEBT SECURITIES-- U. S. Govt. Obligations (Gtd.) FHA Mortgages

Total U. S. Govt. Obligations

U. S. Govt. Agencies (Non-Gtd.] Corporate Bonds Total Maturities and Prepayments

Total Long Term Securities SHORT TERM SECURITIES/INVE;STMENTS:

Comme rc ia 1 Paper ( Net )

TOTAL DISPOSITIONS

1 Yield on Common Stocks based on cost price and indicated dividend rate as of 12/31/91.

L Current yield is not calculated on Other Equities due to the absence of scheduled interest and dividend payments.

L&I3 PEJlI>4ANENT UN I VERSITY FUHD Comparlson Summary or Assets D~cember 31, 1990 December 31, 1991 ,,_._------~------Book Market Book M3rkct Security Book Value Yield Marl:et VaLue Yield Book Value )'1e1d Held ------_._------LONG TERM S~GURITIES: DElJ1' SEeD HIT I ES -- U. S. GOVT. O~LIG~TIONS: Ulrcc~ - Treasuries $ 617,4;>:i,660.35 9.20$ $ 652,353,248.10 7. 781- $ 433,568,078.12 9.311 $ 492 ,937,973.00 5·93% Gtd. - VarLous Bonds 133,214,788.63 9.57$ 135,566,928.87 9.49% 122,265,125.~6 9.49" 132,827,982.05 8.46% PHA Mortgages 2,823.786.~0 7.02% 2,564,950.48 l.Q..:.lli 2,39 6,216.7f, 7.03'; 2,255,248.48 11.0U Total U. S. Govls 751,464,235.38 9.25% 790 , ~85, 627 . 4S -LQU 558,229,420.44 q. --\4'; 628,021, 20 3.53 6.47% U. S. GOVT. AG[NCJES: Non-Gw, r·an t~ed 312,300,132·52 9.72% 318,717,788.21 9.45" 356,496,345.22 9.55% 385,305,472.56 8.411> CORPORATE BONDS 755,100,579.2L 9.87$ 754,~O9.281·15 9.98~ 8')8,520,600.41 9.34% 930,633,996.46 8.17$ TO'l'AL DEBT SECURI TI ES 1,820,864,947.11 9.59% 1,863,612,697.21 9.08% 1,773,2116,]66.07 9.38% 1,91/4,010.672.55 7.67% PHEFERRED STOCKS 6,974,741.88 12.87'" 8,541,86.:3.16 10.5H: 5,826,!q8.89 13.51% 9,402,'1(10.00 8,17% TOTAL PIXED INCOME SECURITIES 1,827,839,688.99 9.60," 1,672,154,565.37 9.09% 1,779,012,844.96 9.40% 1,9':>3,413,772.55 7.68% ...... EQUITY SRCURITIES -­ Convf!r~lble Debentures 619,359.66 7.83' 518,750.00 9.35% 607,567.00 25.75% 577,000.0(1 27.11% Convertible Preferred Stocks 9,436,169.66 10.44% 7.551,220.15 13.04% &,532,909.00 8.55% 9,680,~'47·35 7.53% Common Stocks 891,391,861.53 4.26% 1,047,906,224.73 3.62% 1,131,107,400.49 3·43% 1, 481/ ,52S, 2~4 .99 2.62% O:.tl"r Equl~ies 58,15~.720.~~ 0.00% 58,154,720.34 0.00% 73,267,173.45 (I,aor. 73,267.113.4<; 0.00%

TOTAL EQUITY SECURITIES 1159,602,111.19 4.06% 1,114,130,91').22 3·5°% 1,21'1,515,0')7.94 3·27:11 1,568,052 ,675. 7 ') _2.54%

fi Q TOTAL !.OHG TERM 2,187,441,800.18 7.70% 2,986.285.480.59 7.0U 2,992,587,'102.90 .91% ",521 ,466,248.34 5·1 " CASH & EQUIVALENT: u. S. Governments (Dir ~ Old) 43,279,617.03 11.43% 44 ,43L 517 .59 7.39% 2~7,122.28S.34 8.57:10 253,040,100.00 ... 60% U. S. Governmen~s (Non-Old) 39,826,823.45 7. 73% 39,827,800.00 7.73% 10,000,000.00 6.60% 10,059,400.00 4.22% CorpDrate Bonds 19,756,006.62 12.53% 20,036,808.45 8.35% 25,l22,596.1f:J 11. 96% 25,975,346.53 (,.4 D% Coltmerc1al Paper 407,000,000.00 8.03% 487, f~c.rJ, 000.00 8.03% 260,000,000.00 5.79% 260,000,000.00 5·79" U. S. Trea~ury B111& 9,629,175.00 7.72% 9,629,175.00 7.7n 0.00 0.00% 0.00 0.00% Cash 30,922,441.14 9.50% 30,922,441. ,,4 9.50% 29,909,611.93 7.0"1% 29,909,611.93 7.03'

TOTAL SRORT 1'fi;nM 630,414. 06 3. 44 8.44% 6 U ,849,742. ~a 8.04% 572,154.494.05 7.-,3'£ /78,28",45il.46 ';.33% 'rO'rAL SECUiH'I'LES, CASH & F,QlI r'! P[. r N'l' $3.417,8?5.863.62 J.SH $3,618,135,222.97 7.19% $3,564 ,742.396.95 E;.98% $~t100,4S0,706.Ro 5.36% N N 00 ~ PERMANENT UNIVERSITY FUND SUMMARY OF INCONE FROM INVESTNENTS December 1-31, 1991

CASH ACCRUED TOTAL

FROM FIXED INCOME SECURITIES U. S. Treasuries U. S. Govt. Obligations (Gtd.) FHA Hortgages U. 5. Govt. Agencies (Nan-Gtd) Corporate Bonds Preferred Stocks

Total from Fixed Income Securities

FROM EQUITY SECURITIES convertible Debentures Common Stocks Other Eguities

Total from Equity Securities

Totel From Long Term Invtatmtnts

FROH SHORT TEAM INVESTMENTS U. S. Gout. Obligations (Dir.) U. 5. Govt. Agencies Short Term Hotes Corporate Bonds Commercial Paper Securities Lending

Total From Short Term Investments

TOTAL INCOME FRM INVESTMENTS

INTEREST ACCRUED

AS of 12filfll As of 11/30/91 NET

U. S. Treasuries U. 5. Gwt. Obligations (Gtd.) U. S. Govt. Agencies (Non-Gtd) Carporate Bonds Convertible Debentures U. S. Govt. Oblig. (Dir.) U. S. Govt. Agencies - Shor t Term Notes Corporate Bonds Comercia 1 Paper PERMANENT UNIVERSITY FUND STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS (December 1-31, 1991)

CASH RECEIPTS

RECEIPTS INCREASING THE FUND: Mineral Royalties Oi 1 Gas uattr Brine Mineral Lease Other

Total University Lands Receipts

RECEIPTS FROM SECURITIES SOLD, CALLED, MATURED OR EXCHANGED: LONG TERM SECURITIES-- U. S. Gout. Obligations (Gtd.1 FHA Mortgages U. S. Govt. Agencies (Non-Gtd.) Corporate Bonds Commn Stocks Other Equities SHORT TERM SECURITIES-- Commercial Paper (Net]

Total RECEIPTS FROM NET AMORTIZATION OF WMDS Jotai Cash Receipts

CASH OH HAND: November 30 , 1W1 December 31 , 1991

Decrease in Cash Balance (Add)

Total Cash Accounted For PERMANENT UNIVERSITY FUND STATEUENT OF CASH RECEIPTS AND DISBURSEMENTS (Continued) (December 1-31, 1991 )

CASH DISBURSEMENTS

ASSETS PURCHASED: U. S. Gout. Obligations (Direct) (63.Q00.000 par value) Municipal and County Bonds ($4,000,OW par value) Corporate Bonds ($3,510,000par valut) Convertible Preferred Stack (12,m shares) Common Stocks (2,087,500 shares) Other Equities Total Cash Disbursements

SUMMARY

Book Value of Permanent University Fund Investments

November 30, 1991 Balance f3,560.161,990.26 Additions for December, 1991: From West Texas Lands S 5.988.166.60 Realized Net Gain or (Loss) on Security Transactions (1,41)7.759.91) 4,580,406.69

(See Cash Receipts Increasing the Fund for Detail) December 31, 1W1 Balance PERMANENT UNIVERSITY FUHD SCHEDULE OF SECURtTIES PURCHASED (DECENBER I. 1991 THROUGH DECEMBER 31. 1-1) TOTAL YIELD SECURITY PAR VALUE PRINCIPAL COST AT COST

LON6 TERM SECURITIES:

DEBT SECURlTIES

U.S. GOVERNMENT OBLIGATIONS (DIRECT AND GUARANTEED): U.S.TREASURIES 5.MX NOTES. DUE 12/31/93 ...... 6 3.W.W.M $ 2.994.090.00 5.71%

MUNICIPAL AND COUNTY BONDS: TEX PUB FINANCE AUTHORITY (TAXABLE) 9.00% WCI FUHD REV. DUE 12/D1/06 ......

CORPORATE BONDS:

MONTANA POWER CO 8.95% 1 ST MTGE. DUE 2/0'1/22 ...... 2.350.000. 2.368.778.00 B.96 PHILLIPS PETROLEUM CO 14.75% SUB DEBS. DUE 3/15 /00 ...... 1.160.aM).M3

TOTAL CORPORATE BONDS...... 3.51O.W.9[3 3.571.557.20 7.75 TOTAL DEBT SECURITIES ...... 10.565.647.20 7.47

NO . SHARES. YIELD SECURITY PURCHASED TOTAL COST AT COST 2 EQUITY SECURITIES CONVERTIBLE PREFERRED STOCKS:

TIME WARNER PFD C COW PFD ...... COMMON STOCKS: ADT LIMITED ...... ADVANTA CORP ...... AILEEN INC ...... ALLIANT TECHSYSTERS. INC ...... AHERICAN BRANDS INC ...... AMERICAN EXPRESS CO ...... AMERICAN HOME PRODUCTS COUP ...... AHERICAN INTERNATIONAL GROUP INC ...... AMERICAN STORES CO ...... AHERICAM TEL & TEL CO ...... AHERITECH CORP ...... AHDCO U)RP ...... AMP INC ...... ANHEUSER-BUSCH COHPRNIES IMC ...... ARCHER-DANIELS-MIDLAND CO ...... ATKIHINSDN (GUY FJ C(> . CAL ...... ATLANTIC RICHFIELD CO ...... BALDUIN TECHNOLOGY INC . CL A...... BAMTER INTERHATIOHAL IMC ...... BECTDN DICKlNSDN & CO ...... BELL ATLANTIC CORP ...... BERfLEV (UR) CORP ...... BRISTOL-MYERS SPUlBB CD ...... CAHPBELL SOUP CO ...... CARDLIHA POUER k LIGHT CD ...... CBS IHC ...... CENTEX CORP ...... CHAMPION INTERHATIONAL CORP ...... CHEVRON CORP ...... CLUB MED INC ...... COCA-COLA CO ...... COLGATE-PALROLIVE CO ...... COLUMBIA GAS SYSTE~S...... CONSOLIDATED NATURAL GAS CO ...... COOPER IHOUSTRIES [NC ...... DEERE P CO ...... DELTA UOODSIOE INOS INC ...... DEVCON IHTERHATIONAL CORP ...... DIGITAL EQUIPMENT CORP ...... DISCOUNT CORP OF NY ...... DOLE FOOD CO ...... DOMINION RESOURCES IHC ...... OU PONT (E.I.) DE NEMOURS & CO ...... EASTMAN KODAK M ...... EMERSON ELECTRIC CO ...... EQUIFAX INC ...... EKXON COUP ...... FLUOR CORP ...... GATX CORP ...... GENERAL MILLS INC...... GENERAL MOTORS MAP ...... GENETICS INSTITUTE ...... GENUINE PARTS CO ...... GEORGIA-PACIFIC CORP ...... GERMANTOWN SAVINGS BANK ...... GMXO HOLDINGS PLC SPONSORED ADR ...... HANSON PLC ADR ...... HEIHZ (H.J.) M ...... HERSHEY FOODS CORP ...... HEWLETT-PACKARD CO ...... PERNANENT UNIVERSITY FUND SCHEDULE OF SECURITIES PURCHASED (CONTINUED) (DECENBER 1. 1991 THROUGH DECEMBER 31. 1991)

NO . SHARES, Y l EL0 SECURITY PURCHASED TOTAL COST AT COST

connoN STOCKS: (CONTINUED)

HOUSEHOLD INTERNATIONAL INC ...... 6.300 INSTITUFORM-NORTH AMER CLA ...... 70. 4DO INTERNATIONAL PAPER CO ...... 18. 700 JOHNSON L JOHNSON ...... 4. 800 K MART CORP ...... 31. 500 LAKE SHORE BANCORP . INC . ILL ...... 33. 175 LAWTER INT'L rnc ...... to. 000 LrLLy (ELI) 8 co ...... 19 700 LIMITED (THE) INC...... LOTUS DEVELOPMENT...... HCDONALD'S CORP ...... MICROSOFT CORP ...... HINE SAFETY APPLIANCES CO ...... MOTOROLA INC...... MULTIMEDIA IHC ...... NYNEX CORP ...... PETROLEUM HELICOPTERS-VOTING ...... PHILIP MORRIS COMPAHIES INC ...... PHILLIPS PETROLEUM CO ...... PRIMARK COUP...... PROCTER. . 8 GAMBLE.... CO ...... PS GROUP ...... RICHFOOD HOLOINGS INC ...... RLI CORP ...... ROYAL DUTCH PETROLEUM CO ...... SCECORP tiQLD[HG CO ...... SCHLUMBERGER LTD ...... SCUUAB (CHARLES ) CORP ...... SERVICE CORP INTERNATIONAL ...... SHELL TRAHSPORT 8 TRADING PLC ...... SPX CORP ...... STERLING CHEHICALS IHC ...... STEYART ENTERPRISES CLA ...... TEKfROHIX INC...... TEXACO INC ...... TOYS 'R' US 1HC ...... TREMONT CORP ...... TYCO LARDRATORJES INC...... UJB FINANCIAL MRP ...... US WEST INC ...... UALGREEN CO ...... UASTE HAHAGEHENT INC ...... UILFCOX e ~reesINC ...... WHS INDUSTRIES INC ...... WOLVERINE UORLD UIDE INC ...... TOTAL connoN STOCKS ...... OTHER EQUITIES:

HELLHAN 8 FRIEDMAN CAPITAL PNTRS L P MT PARTMERSHP ...... TOTAL SECURITIES PURCHASED ......

Reflects shares actuelly purchased . Does not reflect shares- received as a result of stock splits and div~dendssubsequent to date of purchase .

Yield on Common Stocks haled on cast price and indicated dividend rate as of 12/31/91

Current yield is not calculatd on Other Equities due to the absence of scheduled interest and dividend payments . PkRMPEIENT IIEIIYERRTT'~ FtIHD EQUITIES -- O'I'HEH UHAIIGES !DECEMEER 1-31. l'j'jl)

STOCK SPLITS, DTVTDENDS At:n DTSTRIDUTIOHS SHARES RECEIVED

Campbell Soup, 2-1 stuck split Kellogg, 2-1 stock split Lawter Internation~l, 5-3 srnck split Mercury Plr~tlr~ce,4-3 stock split PERMANENT UNIVERSITY FUND SCHEWLE OF SECURITIES SOLD, CALLED OR MATURED (DECEMBER 1, 1W1 THAOUGH DECEMBER 31, 1991)

GAIN OR PAR VALUE Oil BOOK VALUE NET SALES (LOSS) OVER SECURITY NO. SHARES OF HOLDING PROCEEDS BOOK VALUE

LONG TERM SECURITIES: DEBT SECURITIES

U.S. GOVERNMENT OBLIGATIONS (GUARANTEED):

GNMA PASS- THROUGHS POOL #002455,5.50%, DUE 2/15/99.. POOL #002084.7.00%, DUE 9/15/02. . POOL #016676.8.DOX, DUE 4/15/07.. POOL #182539,8.002, DUE 1/15/02.. POOL #ia369i,a.~0x, DUE 1/15/02.. POOL #189916,8.QOf, DUE 1/15/02.. POOL #194952.8.00%. DUE 1/15/02.. PmL #201307.8.MX, DUE 3/15/02.. POOL #ZW~~,~.M)X,DUE I/IS/OZ.. P(ML #0a87W,8.2511, DUE 4/15/05.. PWl #009323.8.25%,DUE 6/15/06. . POOL #009675.8.25'1;, DUE 4/15/06.. FWL #009804,8.25%, DUE 5/15/&.. POOL #009813,8.25%, DUE 4/15/06.. POOL #010215,8.252, DUE 6/15/06.. PWL #010770,8.25X, DUE 5/15/06.. PWL #01M34,8.25%, DUE 6/15/06.. PWL #139698,9.00%, DUE 8/15/01.. POOL #152730,9.00f, DUE 6/15/01.. POOL #160183.9.25%, DUE 2/15/99.. POOL #?87121,9.25X, WE 1[1/15/21. PoOL #1PORR1,9.2Sr, DUE 11/12/21. POOL #180552.9.50%, DUE 9/15/21.. POOL U290652.9.501, DUE 8/15/20.. PWL #151185,10.00%, DUE 2/15/16. PODL #233778,10.00%, DUE 2/15/18. POOL #249880,10.00%, DUE 1/15/23. WOL #PS24#,1O.OOX, DUE 6/15/19. POOL #271412,10.00%, DUE 6/15/19. POOL #291147,10.00%, DUE 5/15/20. POOL #224630,11).50%, DUE fQ/15/17 POOL #102782,10.75%, DUE 8/35/18, PmF #035288,11.MIX, DUE 3/15/10. POOL #131670,11.50%, DUE 5/15/45. PCQL #049551.12. (30%. DUE 7/15/11 ?, POOL #04W16,12.50%, DUE 4/15/10. POOL #040744,12.50%, DUE 5/15/40. PmL #043162,12.502, DUE 11/15/20 PODL #046298,12.50%, DUE 11/15/10 FWL #044370,12.501, DUE 11/15/10 POOL #045386,13.WX, DUE 4/15/11. POOL #045915,13.M1%, DUE 4/15/11. POOL #047171.13.W3%, DUE 4/15/11. PUOL #047219,13.W%, DUE 4/15/11. POQL #049550,13.00%, DUE 7/15/11. POOL #038584,13.50%, WE 5/15/10. PWL #039589,13.50%, DUE 8/15/10, POOL #040153,13.50%, DUE 5/15/10. POOL #040310,13.50%, DUE 5/15/10. WOL #041007,13.50X, DUE 7/15/10. POOL #041570,13.50%, DUE 5/15/t0. PMC #045053,13.503. DUE 5/15/11. POOL #045236.13.502. DUE 5/15/11. POOL #045940.23.50X, DUE 5/15/11. PDOL #046652,13.50X, DUE 5/15/11. POOL #047339,13.50%, DUE 4/15/11. PWL #0475b3,15.50%, DUE 5/15/11. PWL #047634,13.50%, WE 5/15/11. FWL #048143,13.50X, WE 5/15/31. POOL #048879,13.50%. DUE 5/15/11. POOL #04W1)3,13.50%, DUE 5/15/11. POOL #049208,15.50X, DUE 5/15/11. PML #049276,13. SO%, DUE ?/?$/I2. PML #G49491,13.5OX, DUE 5/15/11. PML #052285,14.00%, DUE 2/15/12. POOL #054207,14.DOX, DUE 3/15/12. PWF #055789,14.W%, DUE 4/15/12. POOL #05599Z,14.WX, DUE 6/q5/12.

TOTAL GNHA PASS-THADUGHS ......

FARMERS HONE ADMINISTRATION 6.m%INSURED NOTES, DUE 12/16/91 PERMANENT UNIVERSITY FUND SCHEOUCE OF SECURITIES SOLD, CALLED OR MATURED (CONTINUED) (DECEMBER 1, 1991 THROUGH DECEMBER 31, 1991)

GAIN OR PAR VALUE OR BOOK VALUE NET SALES (LOSS) OVER SECURITY NO. SHARES OF HOLDING PROCEEDS BOOK VALUE

SHIP FINANCING BONDS (TITLE XI):

HHC OWNER TRUSTEE ISSUE I 5ER A 69.WX, DUE 6/30/02 ...... S 32,720.19 S 32,702.91 F 32,720.19 $ 17.28 PATRIOT IV SHIPPING COUP SER C 68.05%. DUE 12/07/04, ...... 65,000.W 65 ,W3.00 65.000.00 -0- WILMINGTON TRUST CO LNG ARIES 68.20%. DUE 12/19/02 ...... 67,000.GO 67,m.o~ 67 ,[10[1.[10 -0-

TOTAL SHIP FINANCING BONDS (TITLE XI) ...... 164,720.19 164,702.91 164,720.19 17.28

FHA RORTGAGES PRIHCIPAL PAYMENTS...... 27.069.31 27,059.3'1 27,069.31 -0-

TOTAL U.S. GOVERHMENT OBLIGATIONS (DIRECTANDGUAWHTEEO) ...... 992,220.74 977,791.55 992.220.74 14,429.19

U.S. GOVERNMENT AGENCIES (HON-GLIARAHTEED):

FED HOME LOAN HTGE COAP HUL FAH PL C PARTICIPATION CERTIFICATES GROUP #m135,8.75%, DUE 5/15m 1,672.50 FED HOME LOAN MTGE CORP BALLOON PARTICIPATION CERTIFICATES GROUP #08(M37,8.50X, DUE 3/01/98 38,W6.40 FEDERAL HOME LOAN MORTGAGE CORP PARTICIPATION CERTIFICATES GROUP #17M337.13.50%, DUE 10/01/10 ...... 5,407.60 GROUP #170047,16.25%, DUE 5/01/11 ...... 1,153.40 GROUP #170051,15.50%, DUE 6fl1/11 ...... 2,882.40 GROUP #170139,11.50%, DUE 8/01/15 ...... 6.124.00 GROUP #170747.11.WX. DUE 11/01/25 ...... 17,453.39 FEDERAL HOME LOAN MTGE CORP GNOME PARTICIPATION CERTIFICATES GROUP #ZWD69,9.DDX, DUE 12/oi/oi ...... 82,355.59 FEDERAL HOME LOAN HTGE CORP ?I, SER PARTICIPATION CERTIFICATE5 GROUP #215711,9.5DX, DUE 12/01/01 ...... 106.2W.90 FEDERAL HOME LOAN HTGE CORP MULT-FAR PARTICIPATIOH CERTIFICATES GROUP #22[lO22,9.25%, DUE 6/01/02 26,502.W GRWP#2Z[X323,9.75%,DUE8/01/02 323,104.10 GROUP #24000?,9.50%. DUE 11/01/97 ...... 6,388.00 FEDERAL HOME LOAN MTGE MRP GNOME PARTICIPATION CERTIFICATES GROUP #3800(13,9.50%, DUE 6/01/02 206,852.31 GROUP #380W35,9.50%, DUE 7/01/02 540,791.99 GROUP#380008,9.50X,DUE9/01/02 347.824.80 GRWP #38UO46,10.50%, DUE 5/01 /P4...... 83,752.63 GROUP #380095,9.00%, DUE 8/01 /05 44.592.05 FEDERAL HDnE LOAN HOATGAGE CORP TPH PARTICIPATION CERTIFICATES GROUP #735015,1O.WX, WE 6/01/05 ...... 40.164.00

TOTAL U.S. GOVERMMEHT IGENCIES (NQN-GUARANTEED] ...... 1,881,327.96

CORPORATE BONDS:

AMERICAN MEDICAL INTERNATIONAL IHC 9.75% NOTES, DUE 2/01/93 ...... l,blO,M30.M) C I T FINANCIAL CORP 9.85% SR SUB DEBS. DUE 8/15/04.. 3,500,000.00 HORTHERH INDIANA PUBLIC SERVICE CO 9.875X 1ST HTG SER BB, DUE 4/15/04 ...... 5O,OOO.M3 ONTARIO CANADA 9.125X DEBS, DUE 6/15/05 ~,~,OOO.W3 PENNSYLVANIA POUER & LIGHT CO 4.625X 1ST HTGE, DUE 12/01/91 ... 693,000.00 RJR NABISCO INC 10.75% NOTES, DUE 8/01/93 ...... 2.OM3.W.W

TOTAL CORPORATE BQHDS ...... 10,b53,OM).W TOTAL DEBT SECURITIES ...... $13,526.548.70 PEAHAHEHT UNLVERSITY FUND SCHEDULE OF SECURITIES SOLD . CALLEO OR MATURED (CONTINUED) (DECEMBER 2. 1991 THROUGH DECEHBER 31. 1941)

GAIN OR BcK)K VALUE NET SALES (LOSS) OVER SECURITY NO . SHARES OF HOLDING PROCEEDS BOOK VALUE

EQUITY SECURITIES

COMMON STOCKS:

ABERICAH FRUCTOSE CLA ...... AMWEST INSURANCE GROUP INC ...... ARROU ELECTRONICS ...... CALFEP INC ...... COMCAST CLASS A...... COMCAST CLASS A SPECIAL ...... CUMNINS ENGINE CO ...... DIAMOND SHAMROCK INC ...... FEDERAL HOME LOAN MTG . CORP ...... FIDELITY NATIONAL FINL INC ...... GOODYEAR TIRE g RUBBER CO ...... HAUSON PLC ADR ...... HI-SHEAR INDUSTRIES rnc ...... INTELLIGENT ELECTRONICS INC ...... INTERNATIONAL RECTIFIER CORP ..... ITT CORP ...... LAWTER INT'L INC ...... LILLIAN VERNON CORP ...... HANUFACTUAERS HANOVER CORP ...... MCDONHELL DOUGLAS CORP ...... NATIONAL CONVENIENCE STORES INC .. PET INC ...... SEA CONTAINERS LTD ...... SEAGRAM CO LTD ...... SECURITY PACIFIC CORP ...... SUPERIOR INDUS INT'L ...... TANDY MRP ...... UNIFI INC...... UHION CARBIDE CORP ......

TOTAL COMMON STOCKS ......

OTHER EQUITIES:

6N PARTNERS LIT PARTNERSUP ...... GOLDSTON OIL-GLADEWATER JETER MINERAL RDYAL ...... GOLDSTON OIL GLADEUATER JETER/RDYAL LMT PARTHERSHP ......

TOTAL OTHER EQUITIES ......

TOTAL EQUITY SECURITIES ......

TOTAL LONG TERM SECURITIES CALLS. OR MATURITIES ......

SHORT TERM SECURITIES:

COMMERCIAL PAPER (Net) ......

TOTAL CASH SALES. CALLS. OR HATURITIES ...... PERMANENT UNIVERSITY FUND SUMMARY OF SECURITIES TRANSACTIONS (January 1-31, 1992)

REPORT ON SECURITIES TRANSACTIONS. -- The following securities transactions have been made for the Permanent University Fund in January, 1992 The Executive Vice Chancellor for Asset Management recommends approval by the Board of Regents of theae transactions.

COST YIELD PURCHASES: (BOOK VALUE) AT COST DEBT SECURITIES-- Foreign Governments Corporate Bonds TOTAL FIXED INCOME SECURITIES EQUITY SECURITIES-- Convertible Preferred Stocks Common Stocks Other Equities TOTAL EQUITY SECURITIES TOTAL ACQUISITIONS sz 5.431

GAIN SALES : A OR (LOSS) DEBT SECURITIES-- U. S, Govt. Obligations (Dir.) $ 2,000,000.00 $ 0.00 U. S. Govt. Obligations (Gtd.) 877,827.28 8,708.33 FHA Mortgages 69,120.10 0.00 Bond Exchanges (Net) 11.268.40 0.00

Total U. S. Govt. ObLigations U. S. Govt. Agencies (Non-Gtd.) Corporate Bonds TOTAL DEBT SECURITIES EQUITY SECURITIES-- Convertible Debentures Common Stacks Other Equities TOTAL EQUITY SECURITIES TOTAL LONG TERM SECURITIES SHORT TERM SECUmIES/INVESTMENTS:

Commerc ial Paper TOTAL DISPOSITIONS

1 Yield on Common Stocks based on cost price and indicated dividend rate as of 01/31/92.

2 Current yield is not caLcuLated on Other Equities due to the absence of scheduled interest and dividend payments. PERMANENT UN IVEnSlTY FUND Comparison Summary of Assets

January 31, 1991 January 31, 1992

Book Market Book Security Book Value Fleld Market Value Yleld Book Value Yield Market Value .. "- LONG TERM SECURITIES: DEBT SECURITIES -- U. S. GO1JT. OBLIGATIONS: Direct - Treasuries Ct,d. - Various Bonds FHA MoYtEaEeS

U. 5. GOVT. ACENCTES: Lon-Guaranteed CORPORATE BONUS

TOTAL DEBT SECURITIES r PFEFERRED STOCKS w TCTRI, SECURITIES H FIXED INCQPIE r EQUITY SECURITIES -- Ln Convertlhle Debentures Convert 1 ble Preferred Stocks Common Stocks Othcr Equi Lies

TmAL EQlllTY SECLlFlTlES

TOTAI, LONG TERM

CASH & EQUIllA!.EFIT: U. S. Cc~vernments (Dfr & GEd) U. S. Governments (Non-Gtd) Corporate Ronds Commerc 1 a1 Paper U. S. Treasury Bills Cash

TOTAI, SHORT TEi1M TOTAL SECURITlES, CASH 4 EQUIVALENT PERMANENT UNIVERSITY FUHO SUMMARY OF INCOKE FROM INVESTMENTS January 1-31, 1992

CASH ACCRUED TOTAL

FROM FIXED INCOME SECURITIES U. S. Treasuries f 2,873,178.12 S 1.029,252.57 5 3,9112,430.69 u. S. Govt. Obligations (Gtd.) 924,370.13 (85,522.57) 838,847.56 U. S. Gavt. Agencies [Non-Gtd) 3,059,317.99 (239,312.53) 2,820.OO5.46 FHA Hortgayes 12.861.09 0.00 12,&7 .D9 Corporate Wnds 5,973,636.18 1,004,216.44 6,977.852.62

Total from Fixed Income 12,843.363.51 1,708,633.9t 14,551,997.42 Securities

FROM EQUITY SECURITIES Convertible Debentures Convertible Preferred Stocks Common Stocks other Equities

Total from Equity Securities

Total From Long Term Inves tmcnr 5

FROM SHORT TERM INVESTMENTS D. S. Govt. Obligations (Dir.) U. S. Govt. Agencies Short Term Notes Corprate Bonds Commercial Paper Securities Lending

Total From Short Term Investments

TOTAL INCOME FROM INVESTMENTS

INTEREST ACCRUED

As of 01/31/92 As of 12/31/91 NET

U. S. Treasuries u. S. Govt. Obligations (Gtd.) U. S. Govt. Agencies (Non-Gtd) Corporate Bonds Convertible Debentures U. S. Govt. Oblig. (Dir.) U. 5. Govt. Agencies Short Term Notes Corporate Rands Commercial Paper PERMAHEUT UHIVERSITY FUND STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS (Jenuary 2-31, 1992)

CASH RECEIPTS

RECEIPTS INCREASING THE FUND: Mineral Royalties Oi1 Gas Suiphur Water Brine Rental Mineral Leasc Other Oil and Gas Lease Sales

Total University Lands Receipts

RECEIPTS FROM SECURITIES SOLD, CALLED, MATURED OR EXCHANGED: LONG TERH SECURITIES-- U. S. Govt. Obligations (Direct) U. S. Govt. Obligations (Gtd.) U. S. Govt. Agencies (Hon-Gtd.) Corporate Bonds FHA Mortgages Bond Exchanges (Net) Convertible Debentures Common Stocks Proceeds Received from Class Action Suit - Phitips NV Liquidating Payment - UC Corp Other Equities SHORT TERH SECURITIES-- Coamercial Paper (Net)

Total

RECEIPTS FROM NET AMORTIZATION OF BONDS

Total Cash Receipts

CASH ON HAND: December 31, 1991 January 31, 1W2

lncraase in Cash Balance (Subtract)

Total Cash Accounted For PERHANENT UNIVERSITY FUND STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS (Continued) (January 1-31, I%!)

CASH DISBURSEHEMTS

ASSETS PURCHASED: Foreign Governments (91,400,000 par value) Corporate Bonds (919,500,900 par value) Convertible Preferred stock (6,8(#3 shares) Cammon Stocks 1858,510 shares) Prior Month Correctinn- IBP Rights Other Equities Tatnl Cash Disbursements

SUNHARY

bkValue of Permanent University Fund Investments

December 31, 1991 Balance $3.564.742.396.95 Additions for January, 9942: From Uest Texas Lands 0 6.089.380.74 Realized Net Gain or (Loss) on Security Trensactions 9,708,193.69 15,797,574.43

(See Cash Receipts Increasing the Fund for Detail)

January 31, 1992 BeLance PERMANENT UHIVERSITY FUND SCHEDULE OF SECURITIES PURCHASED (JANUARY 1. 1W2 THROUGH JANUARY 31 . 1W2)

TOTAL YIELD

LONG TERM SECURITIES:

DEBT SECURITIES

FOREIGH GOVERMMEHTS

HYDRO QUEBEC ELECTRIC COMHISSIQN 8.4% DEBS . 1/15/22 ...... S 1.4M3.W.N 0 1.381.990.OC, 8.522

CORPORATE BONDS:

COMMONWEALTH EDISON CO 8.25% 1ST MTGE. DUE 12/01/07 ...... 4.0M.OCX1.00 4.WO.OOO.W 8.25 ML TRUST 11 8.401 FHLMC CHO 'I 1 -F. DUE 7/E0/38 ...... I2.W. 000.00 11.970.M#3.W 8.42 OHEOK IHC 8.44% SENIOR NOTES. DUE 1/31/04 ...... 3.500.m.M) 3.!iOO.OM3.00 8.44

TOTAL CORPORATE BDNOS...... 19.500.000.00 19.470. OW. 00 6.39

TOTAL DEBT SECURITIES ...... S 20.m- 20.851 .WO.00 8.40

NO . SHARES YIELD SECURITY PURCHASED ' TOTAL COST AT COST

EQUITY SECURITIES

COUVERTIBLE PREFERRED STOCKS:

USF&G CORP CONV PFD C COMMON STOCK ......

CDnWOH STOCKS:

ALLlANT TECHSYSTEMS. IHC ...... AMERICAN BRANDS INC ...... AMERICAN PRESIDEHT COS ...... ASHlAHD OIL INC ...... AUTODESK. INC ...... BALDVIM TECHNOLOGY INC . CL A ...... BELLSOUTH CDRP ...... BEST BUY M. INC ...... BET HOLDLUGS CLASS A ...... CAMPBELL SOUP CO ...... CAROLIHA POUER & LIGHT CO ...... CIGMA mRP ...... DISCOUNT COW OF NY ...... WU CHEMICAL CO ...... MIKE POWER CO ...... GENERAL CINEMA COW ...... GREAT ATUNTIC & PACIFIC TEA CO ...... HERSHEY FOODS CORP ...... LA QUINTA ROTOR IWS INC...... LAKE SHORE BANCORP . IHC . ILL ...... LUBY'S CAFETERIAS IHC ...... MATRIX SERVICE CO ...... MERCHANTS GROW IHC ...... MERRILL LYNCH & Cil INC...... NEYS CORP . LTD - ADR ...... HYNEX COW ...... PENN TRAFFIC COMPANY (THE) ...... QVC NETWORK IHC ...... RICHFOOD HOLDINGS INC ...... RLI COUP ...... ROWAN COMPANIES INC ...... RUSS BERRfE & CO INC...... SANWZ LTD ADR ...... SCECORP HOLDING CO ...... SILICON VALLEY BANCSHARES ...... SOTHEBYS HOLDINGS rnc CLA ...... STANDARD FEDERAL BANK HICH ...... STERLIHG CHEMICALS IHC ...... TELEFOHICA DE ESPANA ADS ...... WJOHN CO ...... U.S. TAUST CORP ...... WAL-HART STORES INC ...... WARMER-LARBERT CO ...... WILLCOX & GIBBS INC ...... PRIOR MONTH CORRECTION - IW RIGHTS ......

TOTAL COMMON STOCKS ...... PERMANENT UNIVERSITY FUND SCHEDULE OF SECURITIES PURCHASED (Continued) (JANUARY 1, 1992 THROUGH JANUARY 51. 1W2)

NO. SHARES YIELD gEcuRr TY PURCHASED TOTAL COST AT COST

OTHER EPUITJES:

ELECTRA PRIVATE EQUITY PARTNERS D...... INT'L CARGO METWORK-LFC 12X SUB DEBT PROJECT FINANC...... UHITHEY 19W EQUITY FUND, L.P. LMT PAnTFIERSHP......

TOTAL OTHER EQUITIES: ......

TOTAL EQUITY SECURITIES......

TOTAL SECURITIES PURCHASED ......

' Reflects shares actually purchased. Does not reflect shares received as a result of stock spLits and dividends subsequent to date of purchase.

Yield on Common Stocks based on cast price and indicated dividend rate as of 01/31/92

Current yield is not calculated on Other Equities due to the absence of scheduied interest and div~dendpayments PEHMANENT UNI'JERSITY WINE EQUITIES -- OTHER CHANGES (.Tanuary 1-31, 1992)

STOCK SPT.TTS, iIIVIDENDS .AN11 U LS'I'RIBUTTONS SHARES ~ECE~VED

Dominlon Resvurccs 1;~.3-2 stock spl l t NBU Bar~corp3-2 stock f;lllt UST Inc. 2-1 st,ork split PERMANENT UNIVERSITY FUND SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (JANUARY 1, 1992 THROUGH JANUARY 31, 1992)

GAIN OR BOOK VALUE NET SALES (LOSS) OVER SECURITY PAR VAl.Uf PROCEEDS OOK VALUE -

DEBT SECURITIES

U.S. GOVERNHEHT OBLIGATIONS (DIRECT AND GUARANTEECI :

U.S.TREASURIES 8.125% NOTES. DUE 1/31/92 ...... S 2.000.000.00 3 2.000,OW.M3S 2,MX),000.00 GUARANTEED

GNMA PASS-THROUGHS PmL #002455,5.5QX, DUE 2/15/99.. POOL #WZOBC,7.MX,DUE 9/15/02.. POOL #016676,8 .Mf , DUE 4/15/07. . POOL #182539,8.M)%, DUE 1/15/02.. PWL #I83691 ,8.00%,DUE 1/15/92. . POOL #189914,8.002, DUE 1/15/02.. POOL 1194952,8.03%, DUE 1/15/02.. POOL #201307,8.M)X, DUE 3/15/02.. POOL #20&065,8.00%. DUE 1/15/02.. POOL #908790.8.Z5%, DUE 4/15/06.. POOL #009323.8.25X, DUE 6/15/06.. POOL #049675,8.25X, OUE 4/15/06.. PO31 #009806,8.25%, DUE 5/15/06.. POOL #009813,8.251, DUE 4/15/06.. POOL #010215.8.25X, DUE 6/15/06.. POX #010770.8.252, DUE 5/15/06. . PML #010834,8.25%, DUE 6/75/05.. PWL #139698,9.003, DUE 8/15/01 . . POOL #152730,9.00%, DUE 6/15/01.. POOL #160183,9.25%, DUE 2/15/99.. PWL #187121,9.25%, DUE 10/15/22. PWL #IW881,9.25%, DUE 11/15/21 . POOL #180552,9.502, DUE 9/15/21.. FWL #290652,9.50%. DUE 8/15/20.. Pam #151185,10.w~,DUE 2/15/16. POOL #233778,10.00%, DUE 2/15/18. POOL #249880,10.00X, DUE 1/15/23. POOL #252468,10.002, DUE 6/15/79, POOL #271412,10.00X, DUE 6/15/19. P~OL#291147,10.~11~, DUE 5/15/20. POOL #224630,ia.50~,DUE 10/15/17 POOL #102782.10.75X,DUE 8/15/18. POOL #035288.11.W%, DUE 3/15/10. POOL #131670,?1.5d%,DUE 5/15/15. POOL #049551,12.00%, DUE 7/15/11. POOL #040D16,12.50X,DUE 6/15/10. POOL #Ok0744,12.50%, DUE 5/15/70. POOL #043162,12.50X, DUE 11/15/10 POOL #044298,12.50%, DUE 11/15/10 POOL #[344370,12.5[32,DUE 11/iS/l0 POOL #045386,13.0031, DUE 4/15/11. PML #045915,13.00%.DUE 4/75/11. PWL #047171,13.00%, DUE 4/15/11. P~L#047219,13.0OX, DUE 4/15/11. PML #049550,13.00X,DUE 7/15/21. PV3L #038584,13.50%.DUE 5/15/10. PWL #039589,13.50%, OUE 8/15/10. POOL #060153,13.502, DUE 5/15/10. POOL #040310,13.505, DUE 5/15/10. POOL #041W7,73.50X, DUE 7/15/10. POOL #(341570,13.50%. DUE 5/15/10. PWL #045053,13.50%, DUE 5/15/11. PWL #045236,13.50%, DUE 5/15/11. POOL #045940,13.50%, DUE 5/15/11. POOL #046652,13.50%, DUE 5/15/11. POOL #067335r,11.50%, DUE 4/15/11. POOL #047563,13.5ilX,WE 5/15/11. POOL #047634,13.50%, DUE 5/15/11. PML #048143,13.502, DUE 5/15/11. POOL #04#79,13.50%. DUE 5/15/11. POOL #045033,13.50%, DUE 5/15/11. POOL #049208,13.50%, DUE 5/15/11. PML #049276,23.50%, DUE 1/15/12. POOL #!049491,13.5(1%, DUE 5/15/11 . POOL #052285.14.WX. DUE 2/15/12. pmL #OS~ZO~,IC.OL~X,DUE 3/15/12. POOL #055789,14.00%, DUE 4/15/12. POOL #05599Z.14.00X, DUE 6/15/12.-

TOTAL GNMA PASS-THROUGHS ...... -

VARIOUS

BLUE RIDGE HOSPITAL SYSTEM INC 9.m%HILL-BURTON NT, DUE 7/14/00 ...... 65,584.13 65,584.13 65,584.13 -0- PERMANENT UNIVERSITY FUND SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (ContinuEd) [JANUARY 1, 1992 THROUGH JANUARY 31. 1992)

GAIN OR BOM( VALUE NET SALES [LOSS) OVER SECURITY PAR VALUE OF HOLGING PROCEEDS BOOK VALUE _____*______"------L------+------*------+------+------**------U.S. GOVERNMENT OBLIGATION5 (GUARANTEED) : VARIOUS (Cont~nued) HARCUS DALY HEWDRIAL HOSPITAL 8.25% HILL-BURTON FIT, WE 1/24/99 ...... 5 47,675.4 S 47,615.00 1 47,615.00 6 -0-

TOTAL VARIOUS ...... 113,1*.13 113,199.13 113.199.13 -0-

FHA MORTGAGES

PRIHClPAL PAYMENTS ...... 69,'IPO.lD 69,120.10 69,120.10- -0-

TOTAL GUARANTEED OBLIGATIONS... - 946,947.38 938.2m 946,947.38 8,708.35

TOTAL U.S. GOVERNMENT OBLIGATIONS (DIRECT AND GUARANTEED) ..... 2,966,947.38 2.938.239.05 2.946,947.38 8,708.33

U.S. GOVERNMENT AGENCIES (NOH-GUARANTEED):

FEDERAL HOME LOAN HTGE CCRP CHO PARTICIPATION CERTIFICATES GROUP #M30IX13.11.875%, DUE 1/31/94 ...... FED HOME LOAH MTGE WRP HUL FAM PL C PARTICIPATION CERTIFICATES GROUP #Om135,8.75%, DUE 5/15/OQ FED Honk LOAN HTGE CORP miLoon PARTlClPATION CERTIFICATES GROUP #080037,8.50!4, DUE 3/01/98 FEDERAL HOME LOAH MORTGAGE CORP PARTICIPATION CERTIFICATES GROUP #17W37,13.50%, DUE 10fl?/t0...... GROUP #570047,16.25%. DUE 5/01/11 ...... GROUP #170051,15.50%, DUE 6/01/11 ...... GROUP #170139,11.50%, DUE 8/01/15 ...... GROUP #170147,11.00%, DUE 11/01/75 ...... fEDERAL HOME LOAN MTGE CORP GNOME PARTICIPATION CERTIFICATES GROUP #20DObD,9.00%, DUE lZ/olfll...... FEDERAL HOME LOAN HTGE CORP 21 SER PARTlCIPATION CERTIFICATES GROUP #215711,9.50%, DUE 12/M/O1 ...... 76,320.55 76,065.70 76,320.85 255.15 PRIOR MONTH CORRECTION ...... 0.M (0.08) 0.00 (0.D8) FEDERAL HOME LOAN MTGE CORP MULT-FAH PARTICIPATIOH CERTIFICATES GROUP#220022,9.~SX,DUE6/01/02 111,103.80 110,066.18 111,103.80 2,037.62 GROUP #22M23,9.75%, DUE 8/01/Q2 50.623.61 50.155.93 50,623.61 467.68 GROUP #240001,9.50X. DUE 11/01/97 ...... 6.317.05 6,237.49 6,317.M 79.51 FEDERAL HOME LOAN HTGE CORP GHOHE PAATIClPATIOH CERTIFICATES GROUP #3@3003,9.5O%, DUE 6/01/02 222,576.15 220,885.28 222,576.75 l.bW.87 GROUP #380005.9.50%, DUE 7/01/02 685,257.08 684.226.56 685.257.08 1,030.52 GROUP #38WB,P.SQX, DUE 9/01/02 565,940.00 544.615.0 545,940.W 7,325.00 CROUP #38M)L6,10.50%, DUE 5/01/04 ...... 206,075.92 205,980.16 206,075.92 95.76 GROUP #380095,P.OOX, DUE 8/D1/05 93.688.99 93,601 -88 93,688.W 87.11 FEDERAL HOME LOAN MOHTGAGE CORP TPH PARTICIPATION CERTIFICATES GROUP #735015,10.W%, DUE 6fl1/05 ...... 78,713.60 - 78,113 10 78.713.60 -- 600.50

TOTAL U.5. GOVERNMENT AGENCIES (NON-GUARANTEED) ...... 2.722.894.37 2,713.028.92 Z,722,896.37 9,865.65

CORPORATE BONDS:

CONSUHERS POWER CO 10.625% 1ST FTGE, DUE 7/01/99. .. 400.OMl.00 Ct10,000.(#J 415,W.OO 15,680.W OOW CHEHICAL ESOP TRUST 9.42X NOTE (GTD DDW), DUE 12/31/04 ...... llP,564.8& 119,564.84 119,564.84 -0- UNION ELECTRtC CO 9.35% 1ST HTGE. DUE 8/01/& ... 4.252.OW.00 L,252,000.00 6.47:,403.20 219,&03.20

TOTAL CORPORATE BONDS ...... 4,771,564.84 4,771,564.84 5,W16,648& 235.083.29

TOTAL DEBT SECURITIES...... 8 10,441k06.59 10,422,832.81 10.676.&89,79 253,656.98 PERMANENT UNIVERSITY FUND SCHEDULE OF SECURITIES SOLD. CALLEL) OR MATURED (Continued) (JANUARY 1. 1992 THROUGH JANUARY 31. 1992)

GAIN OR PAR VALUE OR BOOK VALUE NET SALES (LOSS) OVER SECURITY HO . SHARES OF HOLPING PROCEED5 BOOK VALUE

EQUITY SECURITIES

COHVERTIBLE DEBENTURES:

BUILDER'S TRANSPORT INC 6.50% COMV SUB DEB. DUE 5/01/11.5 100.000.00 $ 56.857.50 f 53,MXl.W S (1,857.50) HUDSON GENERAL CORP 7.001 CONV DEB. DUE 7/15/11 ... 350.00O.M3 514.709.5C 257.250.00 (57.459.50)

TOTAL CONVERTIBLE DEBENTURES .. S 450.a.W 369.567.00 310.250.00 (59.317.00)

COMMON STOCKS:

ALEXANDER ALEXANDER SERVICES INC ...... AMERICAN GENERAL COAP ...... AMERICAN HOME PRODUCTS CORP ...... ATLAS CORP ...... CML GROUP ...... CENTEL COUP ...... CHUBB COUP ...... COUNTRYWIDE CREDIT INDUS ...... ECHLIN INC ...... FIDELITY HATIONAL FINL INC ...... FIRST MISSISSIPPI CORP ...... FRUIT OF THE LCOM INC...... GENERAL CINEMA CORP ...... GENERAL ELECTRIC EO ...... GENETICS INSTITUTE ...... HOUSE OF FABRICS INC ...... LAWYERS TITLE CORP ...... LILLIAN VERNON CORP ...... LUBRIZOL CORP ...... MCMNNELL DOUGLAS CORP ...... HOTOROLA INC...... NATIONAL SEMICONOUCTOA CORP ...... ORACLE SYSTEMS CORP ...... PFIZER INC ...... RYDER SYSTEM INC...... SUN CO IHC ...... SUNRISE HEDICAL INC ...... WABAN INC...... UARNER-LAMBEAT CO ...... WELLS FARGO S CO ...... PRIOR WONTH CORRECTIOHS - AMERICAN IHTERNATlONAL GROUP ... SOLOMON ...... HALLIBURTDH ...... GRAPHIC SCANNING ...... PROCEEDS RECEIVED FROM CLASS ACTION SUIT - PnrLIPs NV ...... LtaUIDATIHG PAYMENT- UC CORP ...

TOTAL COMMON STOCKS ......

OTHER EQUITIES:

GOLDSTOH OIL-GLADEWATER JETER MINERAL ROYAL ...... 34.343.80 34.343.80 4- GOLDSTOH 01 L GLADEWATER JETER/ROYAL LHT PARTMERSHP...... 3. 885 -07 3.885.07 -a- HELLMAN & FRIEDMAN CAPITAL PNTRS L P LHT PARTNERSHP ...... 516.090.03 516.OPO.OD -0- INTERHATZONAL CARGO NETWORK - LFC 122: WRITE DOWN DUE TO PERMANENT DECLINE IN VALUE ...... 9.296.60 0.m (9.296.60)

TOTAL OTHER EQUITIES ...... 563.615.47 554.318.87 (9.296.60)

TOTAL EQUITY SECURITIES ...... 12.074.474.26 21.529.010.95 9.454.536.71

TOTAL LONG TEM CASH SALES. CALLS. OR MATURITIES ......

SHORT TERM SECURITIES INVESTMENT

COHMERCIAL PAPER ...... 40.~0o.ow1.0~ ~O.WO.QQQ.(X~ -a-

TOTAL CASH SALES. CALLS. OR MATURtTIES ...... 5 62.497.307.05 1 72.205.50[3.74 $ 99.08.793.69 PERMANENT UNIVERSITY FUND SUMMARY OF BOND EXCHANGES (JANUARY 1, 1992 THROUGH JANUARY 32, 1992)

BOOK VALUE

PRtNC IPAL INCREASE PAR VALUE ISSUE ISSUE TAKEOUT IN ANNUALZ EXCHANGE5 EXCHAHGED EXCHANGE0 RECEIVED [PAYUP) INCOME

CORPORATE BONDS FOR: CORPORATE BONDS...... S 130,000 S 116,178.77 104,850.37 d 11,268.40 5 356.92

Total Income improvement represer~t., Improvement with takmut (payup) considered at current investment rates

LA125 11. COMMON TRUST FUND COMMON TRUST FUND SUMMARY OF SECURITIES TRANSACTIONS (December 1-31, 1991)

REPORT ON SECURITIES TRANSACTIONS. -- The following securities transactions have been made for the Common Trust Fund in December, 1991, The Executive Vice Chancellor for Asset Management recommends approval by the Board of Regents of these transactions. COST YIELD PURCHASES: (BOOK VALUE) AT COST DEBT SECURITIES-- U. S. Govt. Obligations (Dir.) $ 998,030.00 5.11% Municipal and County Bonds 1,000,000.00 9.00% Corporate Bonds a 8.96z TOTAL DEBT SECURITIES EQUITY SECURITIES-- Convertible Preferred Stocks Common Stocks Other Equities

TOTAL EQUITIES 46.274.730.60 2.91I

TOTAL LONG TERM SECURITIES 49,272,240.60 3.202

SHORT TERM SECURLTLES/INVESTMENTS :

Galdman Sachs (Net) TOTAL ACQUISITIONS

GAIN SALES : PROCEEDS OR [LOSS) EQUITY SECURITIES-- Common Stocks Other Equities

Total Sales

MATURITIES & PREPAYMENTS: DEBT SECURITIES-- U. S. Govt. Obligations (Gtd.) U. S. Govt. Agencies (Non-Gtd.) Foreign Governments Corporate Bonds Total Maturities and Prepayments

TOTAL DISPOSITIONS

1 Yield on Common Stocks based on cost price and indicated dividend rate as of 12/31/91.

2 Current Yield is not calculated on Other Equities due to the absence of scheduled interest and dividend payments. COMMON l'RUS'1' FUND Comparison SUllmtlry of Asset.:; Decello-or H. 1990 December 31. 1991 Book Mar\(eL !:look Market Security Book V!llue Yield MarK€t. Value Yield Book Value Yield Mal'ket Value Yield ------_. LONG TERM SECURITIES: DEBT SECURI'rIES -~ U. S. GOV'l' . OBLIQI\'rIONS: Direct. - Treasuries $ 51.572.968.65 10.13% $ 56.675,460.00 7.99% $ 54,119.:-73·19 9.98% $ 62,554.572.00 5.90% Gtd. - Varlous Bonds 11,321,214.68 9.82% 11,580,945,72 --2..:.ill 10,781.01,.92 -----2..:.ill 11,796,900.28 L..ll! Total U. S. Govts 62.894,183.33 10.07% 68,256,405.72 -.1L:..ill 64,901,187.11 --9...:..ill 711,351,412.28 6. ,5% u. S. GOVT. AGENCIES: Non-GiJflrantced 77.816,962.26 9·73$. 79,392,836.33 9.47% 86,647,8]4.82 9·57% 93,6EH.583.25 8.50$ CORPORATE BDNDS 220,8119,209.35 1.Q..d.U 223,693,81j4.65 lL.llJ 243,947,844.4] ...i.:.lli 266.973,277.51 8.:10$ 1'01' AL DEBT :-"Ii.CURI TI ES 361,560.3511.94 10.121 371 , J 43 , 086 . ]0 9.77': 39').496,866·36 9.B5~ 1135,006.333,10 8.13% PREl"ERm:n STOCKS 1.?18,367.96 ll..:.lli 1,636,450.00 9.11'/; 1,168,718.31 1.l.:.lli 1,877,900.00 ~ r TOTAL FIXEO INCOME SECURITIES 362,838,122.9D ~ U2,979,,36,]O -...!h.l1j 396,6V',584.67 --.2..:.lli 4::£,884 !n~.10 lL.1.ll !<"" EQUITY SECURI'r1ES -- ...... Convertible Cebcntures 847,260.24 18.62" 616.750.00 25,5]$ 104.589.04 21.16% 46,500.00 41.!iU N Convert1 b1e Pre ferred Stoclcs 195,968.93 11.40% 252.393·75 8.851 1,586,352.91 9,62% 1,988,825.06 7,67% CD Common StOCKS 151.8911 .912.36 3.57% 15'L 73 4 .482.22 3·391 285,481.001·55 2,94$ 318,428,546.97 2.64" OLher Equ1tles 47.921.~3a.79 0.00% 41,921,430.79 -.JL..QQJ IIg,321,227.62 ~ 42,321,227.62 ..J!..:.QQ1

TO'I'I\L EQUTTY SECUIlITIRS 200,859,572.32 ~ 208.';25,056.76 -L.ill 336.493,171.12 -1..:.ill 369. 7H5 J I 9? 6'1 ...£.,3ll REAL ESTATE 2,67<;.000.00 6.00% 2.675,000.00 --i.:.lill! 2,615,000.0(\ ~ 2,790,000, DC ~ TOrn LotJG TERM 566.373.295·22 7.48t; 58li, 179,593,46 --L1.Q1 13'i,833,155.1'.l -.i..:..2Q! !309,459,]lZ.75 ....s.ill

CASt'! & EQIJIVALEN'I': U, S. Goverllffients (Oir & Gl.d) 0,00 n.oo,; 0.00 0.00% 997.689.69 B.27% 1,022,500.00 11.17% u. S. Govcrnmelit:; (Non-Gtd) 0.00 O.DD" 0.00 0.00% 99B,9liD.]8 11.81$ 1,023,750.00 4.25% C"rporatc Bonos 2,808,401.88 13.25$ 2.841.731.118 3·32$ 8.952,966.59 11.03% 9 , 253,961.+ .5-0 Ii. 37% S~lDrl. 1'erm Inve:;t.menl:. FundS 81.938.236·92 7.84$ 81,938,236.92 7.8liS 51.041,420.69 5.1.3% 51.041,420.69 ').13% Commercial raper 20,000.000.00 8.62$ 2I),OOO.UOO.OO 8.62S 0.00 0.00% 0.00 0.00% Cash 1.57 ~ 7·57 u.OO% 0.00 0.00% 0.00 ~ TOTAL SHORT TERM 104,74(,,6116,37 ----LU1 104,7H5,975.91 8.00% 61,991,Ol7.3'i --Lill 62.',111,635.19 5.28$ TO'Tl\L SECUIU'J'JES, CASH & Io,QUIVflLEWr $ 071,119,941.59 7.60% $ 6!1.9,965.569.-43 7.34% $ 797 ,824,773 .1!1 6.47% $ 871 , eo 0 •9G7 ,gli ~ N UNl'I' r~ARKF'I' VALUE $ 2.7384668 $ 3.1460~D9 ~ I-l'o 0 CDHHON TRUST FUND SUHHARY OF INCOME FROH INVESTMENTS December 1-31, 1991

CASH ACCRUED TOTAL

FROM FIXED INCOME SLCURITIES U. S. Treasuries U. 8. Govt. Obligations (Gtd.) U. 5. Govt. Agencies (Non-Gtd) Corwrate Bonds Preferred Stocks

Total from Fixed Income Secur~ties

FROH EQUITY SECURITIES Convertible Debentures Commn Stocks Other Equities

Total ftbm Equ4ty Securities

FROM REAL ESTATE

Total From Long Term Investments

FROH SHORT TERM IAVESTMENTS Short Term Investment Fund - Goldman Sachs Securities Lending

Total From Short Term Investments

TOTAL INCOME FROM INVESTMENTS

INTEREST ACCRUED

As of 12/31/91 As of 11/3Q/9l NET

U. S. Treasuries 1 1,251,288.35 1 835,825.36 $ 415,462.99 U. 5. Gout. Obligati~ns(Gtd.) 66.193.99 56,130.65 lO,aW.34 U. 5. Govt. Agencies (Hon-Gtd) 552,084.26 516,574.19 35.570.07 Cormrate Bonds 6,202,179.18 6,352,167.04 (149,987.86) Convertible Debentures 14.947.W 9,102.M 1,845.00 Short Term Investment Fund - Goldman Sachs 356,155.92 3CQ.608.75 $3,547.17 s S 8,U70,407.99 1 366,437.71 COMMON TRUST FUND STATERENT OF CASH RECEIPTS AND DISBURSEHEHTS (December 1-31, 1W1)

CASH RECEIPT5

RECEIPTS INCREASING THE FUND: Net ~ddition5(Withdrauals) to the CTF

RECEIPTS FROM SALES OF SECURITIES: Common Stocks Other Equities

Total RECEIPTS FRM MATURING SECURITIES AND ARDRTIZATION: U. 5. Govt. obligations (Grd.) U. S. Govt. Agencies (Non-Gtd.) Foreign Governments Corporate Bonds

Totat Net Amortization on Bonds (Discount in Excess of Premium)

Total Cash Receipts CASH OH HAt4D: November 30 , 1991 Oecember 31 , 7991

Decrease in Cash Balance (Add}

Total Cash Accounted For

CASH DISBURSEMENTS

ASSETS PURCHASED : U. 5. Gavt. Obligetions {Direct) (Sl,OW,MM par value) Municipal and County Bonds (S1.000.OM3 par value) Corporate londs (Sl.MXI,PW par value) Canverr4ble Preferred Stock (5.300 shares) Common Stock (1,022,275 shares) Other Equities Short Term Investment Fund - Goldman Sachs (Net)

Total Cash Disbursements COMMON TRUST FUND SUMMARY

poak Value of The Common Trust Fund

November 30,1991 Balance

Additions: Net Additions (Uithdrawalr) to the CTF Cash S &6,782,269.88 Realized Net Gain or (Lnss) on Security Transacttons 1,423,036.63 48,205.306.51

December 31, 1991 Balance S 797,824,773.?4

NUMBER OF UNITS*

November 30,1991 Balance

Net Donations (12/01/91) Market Value per Unit (11/30/91) Het units Added (lZ/01,'91) Accounting Adjustmmnts

December 31 ,1991 Balance

DISTRIBUTIONS TO UNIT HOLDERS* (December 1-31.1991)

Distribution from Current Income

Distribution from Income Reserve

Total Distribution

f Units are added to the CTF quarterly on 3/1, 6/1, 9/1, and 12/1. Distribution ia paid quarterly on 2/28. 5/31, 8/31 and 11/30. connoly TRUST FUND SCHEDULE OF SECURITIES PURCHASED (DECEMBER 1 . 1991 THROUGH DECEMBER 31. 1991)

TOTAL YIELD SECURITY PAR VALUE PRINCIPAL COST AT C05T

LONG TfRM SECURITIES;

DEBT SECURITIES

U.S. GOVERNHEHT OOLIGATIONS (DIRECT AND GUARANTEED):

MUNICIPAL AND COUNTY BONDS:

TEX PUB FINANCE AUTHORITY (TAXABLE) 9.WX WCI FUND REV. DUE 12/91/96 ...... 1 .M#I.m.MI 1 .0~.000.00 9.M)

CORPORATE BONDS:

MONTANA Pawm co 8.95% ?ST MTGE. DUE 2/01/22 ...... 1 .~D.~.0(1 999.480.03 8.96

TOTAL DEBT SECURITIES ......

NO . SHARES YIELD SECURITY PURCHASED TOTAL MST AT COST EQUITY SECURITIES

CONVERTIBLE PREFERRED STOCKS:

TIHE WARNER PFD C CONV PFD ...... 5. 300 238.980.50 9.71

MRMON STOCKS:

ABBOTT LABDRATORIES ...... AOT LIMITED ...... ALLIANT TECHSYSTEMS. INC ...... AMERICAN EXPRESS CO ...... AMERlCAU HOME PRODUCTS CORP ...... AMERICAN INTERNATIONAL GROUP INC ...... AHEAICAN TEL & TEL CO ...... AHEAITECH CORP ...... AMOCO CORP ...... AMP IHC ...... ANHEUSER-BUSCH COHPAHIES [NC ...... ARCHER-DANIELS-MIDLAND CO ...... ATKININSOH (GUY F) CO . CAL ...... ATLANTIC RICHFIELD CP ...... BALDWIN TECHNOLOFY INC . CL A ...... BAXTER INTERNATIOHAL INC ...... BECTON DICKINSON & CD ...... BELL ATLANTIC CORP ...... BELLSOUTH CORP ...... BERKLEY (UR) COUP ...... BRISTOL-MYERS SWIBB CO ...... CAMPBELL SOUP to ...... CAROLINA POUER & LIGHT M...... CBS IHC ...... CENTEL CORP ...... CHAHPIDN INTERNATIONAL CORP ...... CHEVRON CORP ...... COCA-COLA CO ...... COLGATE-PALMOLIVE CO ...... COLUMBIA GAS SYSTEMS ...... CONSOLIDATED NATURAL GAS CO ...... COOPER INDUSTRIES 1MC ...... DEERE & CO ...... DEVCON IffTERHATIONAL COAP ...... DISNEY (WALT) CO ...... DOMINION RESWRCES IHC ...... DOU CHEMICAL CO ...... DUKE POWER CO ...... au PONT (€.I.) PE HEMOURS g M...... EASTHAN KODAK CO ...... EATON CORP ...... EMERSON ELECTRIC M ...... EQUIFAX INC ...... EXXON CORP ...... FLUOR CORP ...... GENERAL ELECTRIC CO ...... GENERAL HILLS INC ...... GENERAL HOWAS CORP ...... GENETICS INSTITUTE ...... GENUINE PARTS CO ...... GEORGIA-PACIFIC CORP ...... GERMANTOWN SAVINGS BANK ...... GlAXO HOLDINGS PLC SPONSORED AOR ...... HANSOM PLC ADR ...... HEINZ (H.J.) CO ...... COPLMON TRUST FUND SCHEDULE OF SECURITIES PURCHASED (CONTINUED) (DECEMBER f . 1991 THROUGH DECEMBER 31 . IS91 )

NO . SHARES. YIELD SECURITY PURCHASED TOTAL COST AT COST

COMMON STOCKS (CONTINUED):

HERSHEY FOODS CORP ...... HEULETT-PACKARD CO ...... HUHANA INC ...... INTEL CORP ...... INTERNATIONAL BUSINESS MACHlNES COAP ...... INTERNATIONAL PAPER CO ...... JOHNSON & JOHNSM ...... K HART COUP ...... LILLY (ELI] & CO ...... LIMITED (THE) INC ...... LOTUS DEVELOPMENT ...... RCWNALO'S CORP ...... MELVILLE CORP ...... HERCK L CO INC ...... HERRILL LYNCH & CO INC ...... MICROSOFT CORP ...... MOBIL COUP ...... MOTOROLR INC ...... HVLTIMEDIA INC ...... WYNEX CORP ...... PACIFIC TELESIS GROUP ...... PEPSICO 1HC ...... PETROLEUM HELICOPTERS-VOTING ...... PFIZER INC ...... PHILIP MORRIS COHPAHIES INC ...... PHILLIPS PETROLEUM CO ...... PROCTER L GAMBLE CO ...... PS GROUP ...... RICHFWD HOLDlNGS INC ...... RLI CORP ...... ROYAL DUTCH PETROLEUH CO ...... SCEWRP HOLDING LO...... SCHLUHBERGER LTO ...... SHELL TRANSPORT & TRADING PLC ...... SOUTHERN CO ...... SOUTHWESTERN BELL COUP ...... STERLING CHEMICALS 1MC ...... TEXACO IHC ...... TOPPS CD tHC ...... TOYS 'R* US INC ...... TYCO LABORATORIES INC ...... UPJOHN CO ...... US UEST INC ...... WALGREEN CC)...... UARNER-LANERT CO ...... UASTE MANAGEMENT INC ...... WILLCOX & GIBBS lMC ......

TOTAL COHHON STOCKS ......

OTHER EQUITIES:

HEL-LHAN & FRIEDMAH CAPITAL PNTRS 1 P LHT PARTNERSHP ...... INTERNATIMAL CARGO NETUORK - LFC 12X .....

TOTAL OTHER EQUITIES 550. 512 -50

TOTAL LONE TERM INVESTMENTS ......

TOTAL S €CUR I TY PAR VALUE PRINCIPAL COST

SHORT TERH SECURITIES:

GOLDMAN SACHS (Net) ...... f 5.048.379.87 5.048.379.87

TOTAL SECURITIES PURCHASED ......

Refiects hares actually purchased . bes not reflect shares received as a result of stock spLits and dividends subsequent to date of purchase .

Yield on Corn- stacks based oh cost price and indicated dividend rate as of 12/31/91 .

Currant yietd is not calculared on Other Equities due to the absence of scheduled interest and divided payments COMMON TRUS'P P'UND EQUITIES -- OTHER CHANGES (DECEMBER 1-31, lggl)

STOCK SPLITS. DIVIDENDS AND DTSTRIBUTIUNS SHARES RECElVPD

Campbell Soup, 2-1 stock split Kcllugg, 2-1 st,nc~split Lawler International, 4-3 stock ~plit Mercury Flnancc, 4-3 stock spllt. COMMON TRUST FUND SCHEWLE OF SECURITIES SOLD, CALLED OR HATURED (DECEMBER 1 , 1W1 THROUGH DECERBER 31, t991)

GAIN OR PAR VALUE OR HWKVALUE NET SALES (LOSS) OVER SECUR T PROCEEDS BW)K VALUE LONG TERH SECURITIES: DEBT SECURITIES

U.S. GOVERNMENT OBLIGATTONS (GUARANTEED):

GNHA PASS-THROUGUS PWL #030095,8.M)L, DUE 12/15/00.S POOL #000163.8.005. DUE 2/75/01.. POOL #010942,8.00X, DUE 7/15/06.. POOL #013627,8.00%, DUE 11/15/06. POOL #187121,9.25%, DUE 10/15/2f. POOL #2=52,9.503, DUE 8/15/20., POOL #233778,10,WX. DUE 2/15/18. PODL #291147,10.W%, WE 5/15/20. POOL #130675,1 E .WX . DUE 6/15/15.

TOTAL U.S. GOVERNMENT OBLlGATIDHS (DIRECT AND GUARANTEED) ...... 65,392.03 65.095.92 65,392.03 296.11

U.S. GOVERNMENT AGENCIES (FION-GUARANTEED):

FED HOME LOAN RTGE CORP BALLOON PARTICIPATION CERTlFICRTES GROUP #=37,8.50X, DUE 3/01/98 FEDERAL HOnE LOAN HORTGAGE CORP PARTICIPATIOEl CERTIFICATES GROUP #185618,11.50!L, DUE 7/01/13 ...... GROUP #IMO30,12.00X. DUE 7/01/11 ...... GROUP #186288,12.W%, WE 9/01/14 ...... FEDERAL HOME LOAN MTGE CORP GWME PARTICIPATION CERTIFICATES GROUP #ZMK)50,9.MX, DUE 9/01 /01 FEDERAL HOME LOAN MTGE CORP MULT-FAM PARTIClPATlOH CERTtFlCATES GROUP #220022.9.25%, DUE 6/Q1/02 GROUP #225923,9.75%, DUE 8/01/02 GROUP #24MM1,9.50%, WE 11/01/97 ...... FEDERAL HOME LOAN MTGE CORP GNOME PARTICIPATION CERTIFICATES GROUP #38MM5,9.50%, DUE 7/01/02 GRWP #380008,9.50%,DUE 9/01/02 FEDERAL HOME LOAN MTGE CORP MULT-FAH PARTIC!PATfDN CERTIFICATES GROUP #4W011,10.00%, DUE 9/01/97 ...... FEDERAL HOME LOAN MORTGAGE CORP TPI PARTICIPATION CERTIFICATES GROUP #735015,10.03%, DUE 6/01/05 ...... -

TOTAL U.S. GOVERNHEHT AGENCIES (MN-GUARANTEED) ...... -

FOREIGN GOVERNMENTS:

OHTAR10 CANADA 9.125X DEBS, DUE6/?5/05 ...... 1,MXl,MX).00 9S8.385.12 9,03?,0- 72,614 -88

CORPORATE BONDS:

APPLETREE NARKETS INC (SAFEUAY) 9.00% PURCHASE LEASE, DUE 5/01 /% ...... 4,467.59 6,467.59 4,467.59 -0- C I T FINANCIAL CORP 9.85% SR SUB DEBS. DUE 8/15/04.. 630,0~).00 629,304.02 640,OSD.M) 10,775.98 GEORGIA POUER CO 10.50% 1ST MTGE, DUE 2/01/09 .... 3.WP,MlO.M3 2,442,064.83 3,184,800.00 542,755.17

TOTAL CORPOWTEBONDS...... 3,634.467.59 3,275,856.44 3,899,347.59 553,511.15

TOTAL DEBT SECURITIES ...... 5,231,493.80 4.826,413.64 -5,457,373.80 630,%0.14 COMMON TRUST FUND SCHEDULE OF SECURITIES SOLO, CALLED OR MATURED (CONTINUED) (DECEUBER 1, 1991 THROUGH DECEMBER 31, 1W1)

GAf N BOOK VALUE NET SALES (LDSS) OVER SECURITY NO. SHARES OF MOLDING PROCEEDS -BOOK- VAL EQUITY SECURITIES

COMMON STOCKS:

AMWEST INSURANCE GROUP INC...... CALFED INC...... FEDERAL HOME LOAN HTG. CORP...... FIDELITY HATIONAL FINL INC ...... FIRST ILLINOIS CORP ...... GCODYEAR TIAE 8 RUBBER CO...... LILLIAN VERNON CORP...... MCDONNELL DOUGLAS CORP ...... NATIOHAL CONVENIENCE STORES INC.. PET tNC...... SUPERIOR INDUS INT'L......

TOTAL CDblMON STOCKS ......

OTHER EQUITIES:

CAROTEX TRUST 11 LHT PARTNERSHP ...... CHEYENNE 111 BROG LN CHEY UHPROMT IN ROYALTY PURCHS...... CHEYENNE PARTNERS LMT PARTNERSHP ...... CHEYENNE I1 ROYALTY PURCHS ...... GY PARTNERS LHT PARTNERSHP...... GOLDSTON OIL-GLADEWATER JETER MINERAL ROYAL ...... GOLDSTON OIL GLADEWATER JETER/ROYAL LMT PARTNERSHP ...... SARATOGA PARTNERS 11. L.P. LHT PARTNERSHP ...... INTERNATIONAL CARGO NETUORK - LFC 1ZL: WRITE DOUN DUE TO PERMANENT DECLINE IN VALUE

TOTAL OTHER EQUITIES ......

TOTAL EQUITY SECURITIES ......

TOTAL CASH SALES, CALLS, OR MATURITIES ...... $ 6.167,102.89 $ 7,590,139.X $ 3,423.036.63 COMMON TRUST FUND SUMMARY OF SECURITIES TRANSACTIONS (January 1-31. 1992)

REPORT ON SECURITIES TRANSACTIONS. -- The following securities transactions have been made for the Common Trust Fund in January, 1992. The Executive Vice Chancellor for Asset Management recommends approval by the Board of Regents of these transactions. COST YIELD PURCHASES: (BOOK VALUE) AT COST

DEBT SECURITIES-- Foreign Governments Corporate Bonds

TOTAL DEBT SECURITIES EQUITY SECURITIES-- Convertible Preferred Stocks Common Stocks Other Equities

TOTAL EQUITY SECURITIES

TOTAL ACQUISITIONS

GAIN SALES : PROCEEDS OR (LOSS) DEBT SECURITIES-- U. S. Gavt, Obligations (Gtd.) U. S. Govt. Agencies (Non-Gtd.) Corporate Bonds Bond Exchanges (Net)

TOTAL DEBT SECURITIES EQUITY SECURITIES-- Common Stocks Other Equities

TOTAL EQUITY SECURITIES

TOTAL LONG TERM SECURITIES SHORT TERM SECURITIES/IWESTMENTS: Goldman Sachs (Net)

TOTAL DISPOSITIONS

1 Yield on Common Stocks is based on cost price and indicated dividend rate as of 01/31/92. L Current Yield is not calculated on Private Placements due to the absence of scheduled interest and dividend payments.

L&I37 COMMON 'l'IlU ST Plnm Comparl son 511mllllry of !,5SCts January 31, 1991 January 31. 1992

Book Market 1'10011 Mfjr~f't SeC:lJrl~v Book Value Yleld Market Value Viel r:l Book Value Yj el{l Mat'Kct va I lit'" HeJ d --_._._----- ,. L.ONG 1'ERM ~mCUIIITIES: DEB'I' SF.ClJRT1'T F.S -- U. S. GOV'I'. OBLIGATIONS: IJ tree t-1'I'f~ac;lJf'II'~ 51,571,202.73 10.13% :J 56,861.245.00 1.33% $ 511,124,17[1,76 9.98:1. $ 61,HO,L?4.(~l\ 6.31% Gtd.-YHrlolis Bonds l1,297,347.46 9.H2% 11,705,10 3.68 9.55% 10,697,121.99 9.7'!". 11 .521 .294.4(( 3.n' ']'uLaJ U. S. Govis 62 ,H74 ,550.19 10.08% 68,'.i7~,343.68 8.12% 64,321,300,75 9.9,)S 1'2,6Bl,HB.4B 6.7U

U. ~. GOV'I'. IIGENe T1'.5; ~JOll-Gu (l ra [I teed 77,327,3H.57 9·73% 79, 50 ~ , 997 . 35 9.40% 86,161,619.91 9.571 89,671.120.05 3.72% f:ORI'ORA'I'R lJONDS 218,237.156.46 10.22% 221,371,605.26 10.14% 246,380,906.0fo -q~ 264 J,16, 70fo. 9D 3.73%

1'OT~.I. DEBT SF.CUHlor I ES 358,489,543.22 10.09% ]69,953,951.29 9.61% 397,363,826.72 9.83% 426,':171,445.43 fl.19%

P 1lI~ P Ii IlImlJ S1'Oe KS 1,218,012. 93 12.43J 1,648,U'j.UO 9.64% 1,168,718·31 lJ.4n l,fl33,662.')O 3.')0%

'J'O'f'AL I~ 1 XEo:D 1 NCOMl~ SECURIT I ES ]')9,761,621.15 10.10% 371 ,f,02. 326.29 9.61% 393,532,')4').03 9.H4J 428,305,107.91 8.'j!'l%

J.>.QLll'I"i SECUH1'I'lES -- Con Vt' f' L j I) I P n"t-'f'lIlll r'f~S 8111,260.211 18.62" 62'L750.00 2').29" 104,58g.04 21.16S 51,000.00 43.41% CO[l'if'r'! 1111" I'I',:,r,.,rred StOCKS 195,963.9:i 11.401 263,325.00 8.118% 1,677,191.91 9.66% 2,135,147.75 7.41$ CUllm':ill ~:, Lo<.' ~:; 1511,133.986.96 3.4U 167,361,1j62.84 ].HJ 284,:;15,313.04 2.991 316,038,115.311 2.69$ Ott!(,t' FqllI t I f'~; ~7,5115,676·56 o.ll(1! ~7,5~5,676·56 0.00$ ~,O, ';d1, 1156 .52 0.00'; 50,531,lI')G.B'l 0.00.)$

1'01'[11, l',QlI I'I'Y ,:iECllIlJ11 r,:S 202.712.892.69 2.6Hl 215.7911.214.40 2.52$ ]If) ,R2B. 5">0 .88 <'. ",BS 368, HO') l 719. 9H 2.yi$ w CO 2.675.000.00 6.ooJ 2,675.000.00 6.00$ :' , &7~', 000.00 6.00'; 2,790,000.00 6.00S

'I'UI''',[, L.:1NI1 1'1',RM ')65,215.513.84 7.42$ 5<)0,011,')110.69 7.00$ 7'38.036. 09'j. 91 6.')1$ KOO,400.1-l27.91 'j. rJu~

c.~ SIl ~ EQIlI y "LF.~IT : Il. ;:.. GuvcrllHJCllt:; (IJlr '" Gtd) 0.00 D.OO$ 0.00 0.00$ 997, (,B'). 69 8.27J l,019.060.1lQ ~ .24$ U. ~" GO'h' T'1l1:,ent s (~Jon -Gl d) 0.00 0.00$ 0.00 0.00$ 995,940.]0 11.87$ l,OIH,750.00 :\. J{,$ (:1 ')').'01'11 L r:: lJonds 2, ')58, 37fo . 30 13.111 2,588,828.95 8.02% fl.9')4,167.IHI 11 .03" 9,214 ,n 3,50 7,01$ ::'ith\[·:. Tl,l'm 111 OJ C 0, tmr::1l t Fu nd:; 102,520,]J6.10 1.30$ 102,520,336.10 7.30% 49.~02.211.04 4.~9S 49,402,211.il~ 4 .4 Q'l Cf-jSt1 2.90 O.OOS 2.90 0.00$ 0.00 O.oos O.llO (l.(lIiZ

'1'01'/\ I, :;;'1011'1' 'I'EHM 7. 45S 105,109, Hi1. 95 7. -J2$ 60,353,003.99 ').fo4:t 60,654,254.J4 ~,J'}'l 'I'O'I'~I, ~;r:I:IJI':l '['1 ~~S, CASII & 1':c;U j'lAI.l':N'J' 7.42S $ 695,lHO,708.611 7.05$ $ 7 Cjil, 389,104.90 6.4')$ $ 861,055,OH2.4", '}. ')',1

uti I 'I' ~'A Ii K1':1' V.A. I ,lJ~: $ 2.7631704 $ ].1072724 N Co) N 0 COMMON TRUST FUND SUMMARY OF INCOME FROH INVESTMENTS January 1-31, 1w2

Cdf H ACCRUED TOTA t

FROH FIXED INCOME SECURITIES U. S. Trearurieh U. S. Govt. Obligations (Gtd.) U. S. Gout. Agencies (Non-Gtd} Corporate Bonds Preferred Stockc

Total from Fixed Income Securities

FROM EQUITY SECURITIES Convertible Debentures Corlver t ible Preferred Stocks Common Stocks Other Equities

Total frm Equity Securities

FROH REAL ESTATE

Total From Long Term Investments

FROM SHORT TERM INVESTMENTS Short Term Investment Fund - Goldman Sachs securitie~Lending

Totat From Short Term Investments

TOTAL lNCOME FROH INVESTfiEHTS

INTEREST #RUED

As of 12/31/91 NET

U. S. Treasuries $ 1,504,497.93 U. S. Govt. ~bligetiuns (Gtd.) M),O2L .48 U. S. Govt. Agencies (Ham-Gtd) 565,610.66 Corporate Bonds 6,646.505.91 Convertible Debentures 18,319.50 Short Term Investnent Fund - Goldman Sachs 206,530.21 5 9,M1,487.79 COHHOH TRUST FUND STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS (January 1-31, 1992)

CASH AECFIPTS

RECEIPTS FROH SALES OF SECURITIES: Common 5tockf Prior Month Corrections - Cupertino Lawter Tele-Communication Nercury Finance Return of Capital - Comcast Liquidating Payment - UC Corp Proceeds Reccived From Class Action Suit - Philips NV Other Equitic6 Prior Month Correction - Morningstar Short Term Investment fund - Goldman Sachs (Net) Tota L RECEIPTS FROM MATURING SECURITIES AND AMORTIZATION: U. S. Govt. Obtigations {Gtd.) U. s. Govt. Agencies (Non-Gtd.) Corporate Bonds Bond Exchanges (Net)

Total Net Amortization an emds (Oiscount in Excess of Premium)

Total Cash Receipts

CASH OH HAHD: December 31, 1991 January 31, lQQ2

Total Cash Accounted For

CASH DISBURSEMENTS

ASSETS PURCHASED: Forejgn Governments (9375,000 par value) Corporate Bonds (s3,5w.W(Ipar ualu*) Convertible Preferred Stock (1.900 shares) Comn Stock (101,265 shares] Other Equities

Totat Cash Oisbursements CONHON TRUST FUND SUMMARY

Book Value of The Common Trust Fund

December 31, 1991 8alance

Additions: Net Additions (Withdrawals) to the CTF Cahh $ 0.W Realized Net Gain or (Loss) on Security Transactions 564,331.76 566,331.76

January 31, 1992 Balance

HURBER OF UNITS*

December 31 ,1991 Bal ance

Met Donations (01/01/92) Market Value per Unit (11/30/91) Net Units ~dded(Ot/01/92) Accounting Adjustments

January 31,1W2 Balance

DISTRIBUTIONS TO UNIT HOLDERS* (January 1-31.1992)

Distribution from Current Income

Distribution from Income Reserve

Total Distribution

Units are added to the CTF quarterly on 3/1, 6/t, 9/1, and 12/1. Distribution is paid quarterly on 2/28, 5/31, 8/31 and 11/30.

COMMDN TRUST FUND EQuI'I'LES -- O'I'HEH CHANGES (JANUARY I - 31, 1992)

nomlnion Resources Inc. 3-2 stock spilt McCormick L Lo. lnc. - No11 Voting 2-1 stock split COMMON TRUST FUND SCHEDULE Of SECURITIES SOLD, CALLED OR MATURE0 (JANUARY 1, 1992 THROUGH JANUARY 31, 19921 GAIN OR PAR VALUE OR BDDK VALUE NET SALES (LOSS) OVER SECURITY NO. SHARES OF HOl DING PROCEEDS BOOK VALUE LONG TERM SECURITIES

DEBT SECURITIES

U.S. GOVERNMENT OBLIGATIOHS (GUARANTEED):

GNMA PASS-THROUGHS PML #000095,8.M)X, DUE 12/15/00. POOL #W?63,8.0(3%.DUE 2/15/01.. PWL #01QP42,8.00X, DUE 7/15/06. . PWL #013627.8.0(l%. DUE 11/35/06. POOL #187121,9.25%, DUE 10/15/21. POOL #290652.9.50X, DUE 8/15/20.. POOL UZ33778, IO.WX, DUE 2/15/18. PmL #Z91147,10.002, DUE 5/15/20. POOL #130675,12.00X, DUE 6/15/15.

TOTAL GHMA PASS-THROUGH5 ......

U.S. GOVERNMENT AGENCIES (NON-GUARANTEED):

FEO HOME LOAN MTGE CORP BALLOON PARTICIPATION CERTIFICATES GROUP #080037,8.502, DUE 3/01/98 FEDERAL HOME LOAN MORTGAGE CORP PARTICIPATION CERTIFICATES GROUP #185618.11.50%. DUE 7/01/13 ...... GROUP #18M33D,12.[X)X, DUE 7/01/11 ...... GROUP #186288,12.00X, WE 9/01/13 ...... FEDERAL HOME LOAN MTGE CORP GNOME PARTICIPATION CERTIFICATES GROUP #2OM150,9.DOX, DUE 9JDI/D1 FEDERAL HOME LOAM MTGE CORP HULT-FAV PARTICIPATION CERTIFICATES GROUP #22W22,9.25%,DUE 6/01/Q2 GROUP #220023,9.75%, DUE 8/09/02 GROUP #240001,9.50%. DUE 11/01p7 ...... FEDERAL HOME LOAN HTGE CORP GNOME PARTICIPATIdt4 CERTIFICATES GROUP #38W[15,9.50!4. DUE 7/01/02 GROUP #380008.9.50%, DUE 9/01/02 FEDERAL HOME LOAN HTGE CORP HUtT-FAH PARTICIPATION CERTIFICATES GROUP #490011 ,IQ.OOX, DUE 9/01/97 ...... FEDERAL HOME LOAN MORTGAGE CORP TPH PARTICIPATION CERTIFICATES GROUP #735015,10.M)%, DUE 6/01/05 ...... -

TOTAL U.S. GOVERNMENT AGENCIES (HON-GUARANTEED) ...... 492,073.18 490.040.89 492,073.18

ARIZONA PUBLIC SERVICE CO IZ.WX 1ST HTGE, OUE 1/15/95 .... 1,500.000.00 1,476,047.65 1.5M).mA

TOTAL DEBT SECURITIES ...... 2'078,422.25 2,052.15f.61 9,078,422.25

EQUITY SECURITIES

COHRON STOCKS:

ALEXANDER & ALEXANDER SERVICES INC...... AHEFlICAN HOME PRODUCTS CORP ...... ATUS CORP...... CEHTEL CORP ...... FIDELITY NATIONAL FINL INC ...... GENERAL ELECTRIC CO...... GENETICS IISTITUTE ...... INTERUARK IHC...... LAWYERS TITLE CORP ...... LILLIAN VERNON CORP...... HBNA MRP...... MCCAU CELLULAR COMMUNICATIONS INC MOTOROLA IHC ...... ORACLE SYSTEMS CORP...... PFIZER INC ...... PRIOR WHTH CORRECTIONS - CUPERTINO ...... LAWTER ...... TELE-COMMUNICATIONS...... HERCUAY FINANCE...... 2327 COMMON TRUST FUND SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (CONTINUED) (JANUARY 1. 1992 THROUGH JANUARY 31, 1992) GAIN OR BOOK VALUE NET SALES (LOSS) OVER SECURITY NO. SHARE5 OF HOLDING PROCEEDS mKVALUE COHHOH STOCKS:(CONTINUED)

LIQUIDATING PAYMENT - UC COUP .... 0.0 f 9,306.00 S 9,306.m $ 0.00 RETURN OF CAPITAL - CURCAST...... 0.0 1,085.88 1,085.88 0.00 PROCEEDS RECEIVED FROM CUSS ACTION SUIT - PHILIPS HV...... 0. 00 809.28 809.28 0,OO

TOTAL COHHOU STOCKS ...... 3,426,753-30 4,742,969.75 778,216.65

OTHER EQUITIES:

CHEYEHHE 111 BRDG LN CHEV UHPROMT IN ROYALTY PURCUS ...... CHEYENNE PARTNERS LHT PARTNERSHP ...... CHEYENNE I1 ROYALTY PURCHS ...... GOLDSTON OIL-GLADEWATER JETER MINERAL ROYAL...... GOLDSTON OIL GLADEUATER JETER/ROYAL LMT PARTNERSHP...... HELLHAM 8 FRIEDUAN CAPITAL PNTRS L P LMT PARTNERSHP ...... TCW SPECIAL PLACEMENT FUND 11 LIT PARTMERSHP...... PRIOR MONTH CORRECTION - MORNINGSTAR INTERNATIONAL CARGO NETWORK - LFC 12%: WRITE CQWH DUE TO PERMANENT DECLINE IH VALUE ......

TOTAL OTHER EQUITIES......

TOTAL EQUITY SECURITIES ......

TOTAL LOK TERH SECURITIES...... CALLS, OR MATURITIES ......

SHORT TERH SECURITIES: GOLDMAN SACHS (Met) ......

TOTAL CASH SALES, CALLS, OR MATURITIES...... $ 7.716,262.82 S 8,280,594.58 f 564,331.76 ConnoN TWST FUND SUHHAPY OF BOND EXCHANGES (JANUARY 1 - 31. 1992)

WOK VALUE

PRINCIPAL INCREASE PAR VALUE ISSUE ISSUE TAKEOUT

CORPORATE BOND5 FOR: CORPORATE BONDS...... $ 56,000 S 48,957.42 $ 44,103.3 6 C,85&.m S 5L.41

Total inrme improvement represents improvement with take~ut(Payup) c~nsideredat current investment rates. 111. MEDICAL LIABILITY SELF-INSURANCE FUND MEDICAL LIABILITY SELF-INSURANCE FUND SUMMARY OF SECURITIES TRANSACTIONS {December 1-31, 1991)

ElEPORT ON SECURITIES TRANSACTIONS. -- The following securities transactions have been made for the Medical Liability Self Insurance Fund in December, 1991. The Executive Vice Chancellor for Asset Management recommends approval by the Board of Regents of these transactions.

COST YIELD PURCHASES: (BOOK VALUE) AT COST

DEBT SECURITIES-- u, 5, Govt. Obligations (Dir.) $ 997,840.00 corporate Bonds 499,740.00 TOTAL DEBT SECURITIES 1,497,580.00 6.402

EQUITY SECURTTIES-- Common Stocks TOTAL ACQUISITIONS

GAIN SALES : PROCEEDS OR (LOSS)

~ORTTERM SECURITIES/INVESTMENTS: Goldman Sachs (Net) $ TOTAL DISPOSITIONS

1 Yield on Common Stocks is based on cost price and indicated dividend rate as of 12/31/91. MEDICAL LIABILITY SELP-INSUflANCE fUND Comparison SUMmary ~r Assets

DecerHwr 31, 1990 December 31, 1991 Book Market Book Market Security Book Value YIeld Market Value 'ileid Book Value He] d Mar'ket Valile Yield

- _._----~-~ LONG TEI1M SECURIT1ES: DEll'1' ~ECURI1' 1ES -- U, S. GO'lT. 08LIGATIONS: (Ji ree t - Treasuries $ 27,707, h64 ,27 1'1. 54 J $ 28,574,090.00 7.88% $ 31,417,496.04 8. 35~ $ 34,620,632.00 6.07% ------U. S. G01f'l'. .~GENCIfS: --- Non-cuaranteed 1,499,318.61 8.45% 1.49B,125.1111 0.63% a.Oll 0.00% 0.00 o. (1)% CORPOH.~TI!: AONDS 14,602,109.62 9·74% 14,334,3Bo.50 10.38% 16.615,228.]0 9.10% 18,Oj5,492.40 8.291

TDTAL OE'B'l' SECURITIES 43,K09,092.56 8.94% 44.406,595.50 8.71% 48,092,724.34 8.HH 52,656,124.J.:.Q -6.32%

EQUITY SEC UI!1 TI FoS -- Convert.~llie Prefer'red Stacks 75,929.00 12.69% 78,650.00 12.25% 120,592.00 11.62% 145,200,00 9.6')J'j (;ommotl StockS 21,844.256.55 3.72'; 21,940,475.13 3,71% 38,087,039.71 3·28% 44,':021,096.25 2.80J'j r 'J'O 1'.1\ L EQUTTY SECURITTES 21 . 920, HIS· 55 ~5'; 22,019,125.13 3.74% 38,207,631.71 ].]0% 44,666,296.25 2.[\2'); Q':> ...... 'I'01'AL LOtW 'I'ERM 65,729,278.11 7.2U 66.1.\25.720.63 7.05$ 86,300,356.05 6.37% 97,322,420.65 4. ~1~1% ~ CASH I:, EQU1 VALF,N'T': l,D U. S. Governments (Dir /} Ot.d) 0,00 O.OOJ 0.00 0.00% lJ,499,129·B7 7.79J 4,598,280.00 4.18% Shor't. Term ] Jl\'f'stment FUTJds 20,572,1'1'0,75 7.84% 20.572,170.75 7.84% 16,356.1]1.77 5.13J 16.356,1]1.17 5.13% CoIT,mcrc j a I Paper 8,000,000.00 0.62% 8,000,000.00 8.62% 0.00 0.00% 0.00 0,00%

TOTAL SIlOI1T 'rr:RM 28,572,17U.75 8.05~ 28,572 ,170.75 8.05% 20,855,261.64 5.70% 20,954,411.77 ".92·f TOTAL SECURJ'l'IES, CASH & EQUIVfo.L1mT $ 94,301,448.86 7·47:t $ 94,997,091.3R 7.36% $ 107.155,617.69 6.2')% s lllJ ,27& ,fH2 . 42 4.y8jt MEDICAL LIABILITY SELF-INSURANCE FUND SUMMARY OF INCOME FROM INVESTMENTS member 1-31 , 1W1 .

CASH ACCRUED TOTAL

FROM FIXED INCOME SECURITIES U. S. Treasuries Corprate Bonds

Total from Fixed Income Securities

FROH EQUITY SECURITIES Corn stocks

Total from Equity Secur i ties

Total From Long Term Investments

FROM SHORT TERM INVESTHENTS Short Term Investment Fund - Goldman Sachs Securities Lending

Total From Short Term InvCstmentS

TOTAL INCOME FROM INVESTMENTS hmrt4ration of Discount In Excess of Premium

INTEREST ACCRUED

AS of 12/31/91 As of 11/30/91 NET

U. 5. Treasuries 5 7W,166.06 S 629,376.71 $ 169,789.35 Corporate bnds 398,349.06 327,922.32 70,426.74 Short Term Investment Fund - Goldman Sachs 71,075.57 78,613.41 (7,537.84) MEDICAL LIABILITY SELF-IHSURAHCE FUND STATEMENT OF CASH RECEIPTS AND DI5BURSEMENTS (December 1-31, 1991)

CASH RECEIPTS

RECEIPTS INCREASING THE FUND: Net Additions (Withdrawals) to the Fund Income

Total

RECEIPTS FROM SALES OF SECURITIES: Short Term Investment Fund- Goldman Sachs (Net)

RECEIPTS FROM MATURIHG SECURITIES AND AMORTIZATION: Net Amortization on Bonds (Discount in Excel3 of Premium)

Total Cash Receipts

CASH ON HAND: November 30 . 1991 December 31 , 1W1

Decrease in Cash Balance (Add)

Total Cash Accounted For

ASSETS PURCHASED: U. S. Gout. Obligations (Direct) (Sl,DOO,M3D per valut) Corporate Bonds [S500,D00 par value) Common Stocks (11,M30 sherer)

Total Cash Disbursements

Book Value of Medical Liability Self-Insured Fund Inve~tmentt

November 30 , 1991 Balance Additions December, 1991: Net Additions to the Fund Realized Net Gain or (Loss) on Security Transactions Income

December 31 , 1991 Balance 1 107,155,617.69 MEDICAL LIABILITY SELF-INSURANCE FUND SCHEDULE OF SECURITIES PURCHASED (DECEMBER 1. 1W1 THROUGH DECEMBER 31. 1991 )

TOTAL YIELD SECURITY PAR VALUE PRl NCIPAL COST AT COST

LONG TERM SECURITIES:

MET SECURITIES

U.S. GOVERHHENT OBLIGATIONS (DIRECT AND GUARANTEED):

U.S.TREASURIES 5.MX NbTES. DUE 72/31/93 ...... S 1.000.000.00 $ W7. 8Lb [IQ 5.12%

CORPORATE BONDS:

MONTANA POWER M 8.95% IST MTGE. DUE 2/01/22 ...... 500.000.00 4W. 740 -00 8.96

TOTAL DEBT SECURITIES ...... S 1.5~.000.00 1.497.580.00 6.40

NO . SHARES? YIELD SECURITY PURCHASED TOTAL COST AT COST

EQUITY SECURITIES

MMROH STOCKS:

AMERICAN EXPRESS CO ...... AMERICAN TEL e TEL co ...... AMOCO CORP ...... ATLANTIC RICHFIELD CO ...... BECTON DICKINSOH & CO ...... CBS INC ...... CHEVRON COUP ...... CONSOLIOATED NATURAL GAS CO ...... COOPER IMOUSTRIES INC...... DEERE 8 CO ...... GENERAL norous COUP ...... GEORGIA-PACIFIC CORP ...... HANSON PLC ADR ...... INTEAf4AtIONAt PAPER CO ...... K HART CORP ...... LruY (ELI) $ co ...... SCHLUMBERGER LTD ...... TEXACO INC......

TOTAL COMHON STOCKS ...... 494. 431 -10

TOTAL SECURITIES PURCHASED ...... 1 1.992. 011 . 10

Reflects shares actually purchasd . Doer not refLect shares received as s result of stock splits and dividends subsequent to date of purchase .

Yield on Common Stockr bared on cost price and ~nd~cattddividend rate as of 72/31191

L&I52 MEDICAL LLAHlLITY SELF - IHSUDANCE FUND EQUITIES -- OTHER CHANGES (DECEMBER 1-31, 1991)

STOCK SPI.TTS AND DIVIDENDS AND DlS'l'HIBU'P1L~NS SHARES RECETVED

Ctln~pbell Soup, 2-1 stock spllt 6,200 MEDICAL LIABILITY SELF-INSURANCE FUND SCHEDULE OF sEcuurriEs SOLD, CALLED OR MATURED (DECEMBER 1. 1991 THROUGH DECEMBER 31, 1997)

GAIN OR BOOK VALUE NET SALES (LOSS) OVER OF HOLDING PROCEEOS EmVALUE

GOLDHAM SACHS (Ner] ...... 1 372,166.27 0 372.166.27 $ -0- TOTAL CASH SALES. CALLS, OR MATURITIES ...... 322.166 277372,166.27 MEDICAL LIABILITY SELF-INSURANCE FUND SUMMARY OF SECURITIES TRANSACTIONS (January 1-31, 1992)

REPORT ON SECURITIES TRANSACTIONS. -- The following securities transactions have been made for the Medical Liahility Self Insurance Fund in January , 1992 . The Executive Vice Chancellor for Asset Management recommends approval by the Board of Regents of these transactions.

COST YIELD PURCHASES: BOOK VALUE) AT COST

EQUITY SECURITIES-- Common Stocks

SHORT TERM SECURITIES/INVESTMENTS: Goldman Sachs (Net) 1,199.703.54

TOTAL ACQUISITIONS $ 1,444,561.24

GAIN SALES : PROCEEDS OR (LOSS) EQUITY SECURITIES-- Common Stocks MATURITIES & PMPAYMENTS:

DEBT SECURITIES-- U. S. Govt. Obligations (Dir.) 500,000.00 0.00

TOTAL DISPOSITIONS

1 Yield on Common Stocks is based on cost price and indicated dividend rate as of 01/31/92.

L&I55 MEDlCAL LIABILITY SELF-INSURANCE FUND ComparLson Summary of Assets

Januan' 31, 1991 January 31, 1992 ------~- - .- - -_ ... _------Book Market Book Market Security Dook Value Yield Market Value Yield Book Value YIeld Market Value 'l'1eJd

LONG TERM SECURITIES: DEBT SECURITIES -- U. S. GOVT. OBLIGATIONS: Direct - Treasuries 20.218.418.88 31,483.368,16 ~ s 33,789,7~8.00 ~ u. S. GOVT. AGENCIES, Non-Guaranteed 1.~99.357.l5 1.514,535,00 0.00 0,00$ 0.00 0.00% CORPORATE BONDS 14,852.3 Q 3.91 14,733. 043,30 16,615,539,64 ~ 17,643,203.10 ~

TOTAL DEBT SECURITIES ~4,510,170,16 45 ,4~7, 113,30 48,098,907.80 ~ 51 ,432,931,10 ~ EQUITY SECURITIES -­ ConvertIble Preferred Slocks 15,929.00 12.69% 87,450,00 11,01% 120,592.00 11.62% 155,200,00 9.03% COllmon St.ocks 23. '2LIt49.17 ~ 24,266,g86.00 ---l.:.ill 37,913,973.84 ~ ~3,655,905.00 ~ TOTAL EQUITY SECURITIES 23,39Q,378.37 ~ 38,034 ,565.84 ~ ~3,811,105,OO

...... TOTAL LONG 'I'EUM 67,969,<;48.53 69!801,5~9,30 86.133,473,64 95,244,036 .10 CASII Il EQUIVALENT: U. S. Goverllrnents (Dlr '" GLd) 498.103,74 506,560.00 7.40% 4,000,196,62 7.70% 4.082.800,00 4.211 Short. Term Investment Funds 26,863,1160,32 26.863,460.32 --L..3.Q1 17,555,[1"3'),31 --.!Llli 17.55'./.83':'>, ·il ~

TOTAl.. SHORT TERM 27,361,564.06 ~ 27,370,020.3 2 ~ 21,5')6,031.93 ~ 21,638,615.31 ~ TOTAL SECUUlTIES. CASH Il EQUIVALENT $ 95,331,112,59 ~ $ 97.171.?6~.62 ~ $ 107,689,5°5'77 6,1~% $ 116.8B2,671.41 5,11% MEDICAL LIABILITY SELF-INSURANCE FUND SUMMARY OF INCOME FROM INVESTMENTS January 1-31, 1w2

CASH ACCRUED TOTAL

FROM FlXED INCOME SECURITIES d.S. Govt. Obtig. - Direct Corporate Bonds

Total from Fixed Income Securities

FROM EWITY SECURITIES Convettible preferred Stocks Common Stocks

Total from Equlty Securitiee

Total From Long Term Investments

FROM SHORT TERM INVESTMENT5 Short Term Investment Fund- Goldman Sachs Securltitt Lending

Total from Short Term Investments

TOTAL INCOME FROM INVESTMENTS

Amortization of Discount in Excess of Premium

INTEREST ACCRUE0 As of 01/31/92 As of 12331/91 NET

U. 5. Govt. Oblig. (Dir.) f 809,510.26 f 799,166.06 S 10,344.50 Corporate Bands 470,639.70 398,349.06 72,290.64 short Term Investment Fund - Goldman Sachs 65.026.84 71,075.57 16.048.73) $ 1,345.176.80 S 1.268.5W.69 -S 76,586.11 MEDICAL LIABILITY SELF-INSURANCE FUND STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS (January 1-31. 1992)

CASH RECEIPTS

RECEIPTS INCREASING THE FUND: Het Additions (btithdrawals) to thc Fund Income

Total

RECEIPTS FROM SALES OF SECURITIES: Comm Stocks

RECEIPTS FROM MATURING SECURITIES AND AMORTIZATION: u. S. Gout. Obligations (Direct) Net Amortization on Bonds (Discount in Excess of Premium]

Total

Total Cash Receipts

CASH ON HAND: December 31, 1991 January 31, 1992

Decrease in Cash Balance (Add)

Total Cash Accounted For

CASH DISBURSEMENTS

ASSETS PURCHASED: Common Stocks (5,1M3 shares) Short Term Investment Fund - Goldman Sachs (Net)

Total Cash Disbursements

Book Value of Medical Liability Self-Insured Fund Investments

December 31, 1991 Balance Additions January, 1W1: Het Add~tionsto the Fund Realized Net Gain or (Loss) on Security Transactions Income

January 31, 1WP Balance NEDICAF LIABILITY SELF-INSURANCE FUND SCHEDULE OF SECURITIES PUACUASED (JANUARY 1, 1WZ THROUGH JAHUAAY 31. (992)

PAR VALUE TOTAL YIELD SECURITY HO. SNARES PURCHASED ' PRINCIPAL COST AT COST

LONG TERM SECURITIES:

EQUITY SECURITIES

COMMON STOCKS:

BELLSOUTH MRP ...... CAMPBELL SOUP CO ...... CAROLINA POWER & LIGHT CO...... DUKE POWER CO ...... HEASHEY FOODS CORP ...... UYNEX CORP ...... SCECORP ttoLoInt co ...... WAANER-URBERT CO......

SHORT TERM SECURITIES:

GOLDMAN SACHS (Het) ...... $ 1,199,703.54 1,199,703.54

TOTAL SECURITIES PURCHASED ......

' Refkectr shares actually purchesd. Does not reflect shares received as e result of stock split^ end dividends subsequent to date of purchase.

Yield an Common Stocks based on tost price and indicated dividend rate as of 01/31/92. MEUlCAL LInRTI.1TY SELF - INSUHANCE FUND EQUI'I'IEY -- OTHER CHANGES I JANUABI 1-31, 1932)

STOCh SPLl'l'S AND PTVTDEbIDS AND DISl'HlLIII'I'IONS SIIARES KECEllJEU nominion Resuur.ucs 111c. , 3-2 ~.tncespliL 2,000 MEDICAL LIABILITY SELF-INSURANCE FUND SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (JANUARY 1, f99t THROUGH JANUARY 31, 1992)

GAIN OR PAR VALUE OR BOOK VALUE NET SALES (LDSS) OVER SECURITY NO. SHARES OF HOLDING PROCEEDS BOOK VALUE LONG TERM SECURITIES:

DEBT SECURITIES

U.S. GMERNRENT OBLlGATIONS (DIRECT AND GUARANTEED):

U.S.TREASURIES 8.125% NOTES, DUE 1/31/92 ...... f 500,000.00 $ 5DD,WO.OO S 500,W.OD $ -0-

EQUITY SECURITIES

COMMON STOCKS:

CENTEL CORP ...... 5K)o 28,232.73 42,458.78 14,226.05 GENERAL ELECTRIC CO...... 6,3W 389.690.84 488,038.28 98,347.44

TOTAL COMMON STOCKS...... 41 7,923.57 530,697.OQ 112.573.49

TOTAL CASH SALES, CALLS, OR WATURITIES ...... IV. INSTITUTIONAL FUNDS INSTITUTIONAL FUNDS

REPORT ON SECURITIES TRANSACTIONS.--The following securities transactions have been made for the Institutional Funds in December, 1991. The Executive Vice Chancellor for Asset Management rec~mmendsapproval by the Board of Regents of these transactions.

INVESTMENTS ACQUIRED (December, 1991)

TOTAL YIELD DESCRIPTION AND FUND PRINCIPAL COST AT COST (DETAILED SCHEDULES FOLLOW) U. T. SYSTEM: U. S. Government Obligations (Direct)

U. T. ARLINGTON: Net Purchase of Short Term Securities

U. T. AUSTIN: Net Purchasa of Short Term Securities

U. T. SAN ANTONIQ: Met Purchase of Short Term Securities y, T. HEALTH SCIENCE CENTER - DALLAS: Net Atrchass of Short Term Securities

U. T. MEDICAL BRANCH - GALVESTON: U. S. Government Obligations (Direct)

U. T. HEALTH SCIENCE CENTER - SAN ANTONIO: U. S. Government Agencies (Non-Gtd)

U. T. SYSTEM CANCER CENTER - HOUSTON: Net Purchase of Short Term Securities

U. T. HEALTH GENTER - TYLER: U. S. Government Obligations (Direct) U. S. Government Agencies (Non-Gtd)

U. T. SYSTEM DEBT SERVICE: U. S. Government Agencies (Non~Gtd)

Net Purchase of Short Term Securities INSTITUTIONAL FUNDS INVESTMENTS DISPOSED OF (December, 1991)

TOTAL NET GAIN OR DESCRIPTlON AND FUND BOOK VALUE PROCEEDS (LOSS) (DETAILED SCHEDULES FOLLOW) U. T. SYSTEM: Net Reduction of Short Term Securit les $480,572.53 $480,572.53 =--==== x-le====

U. T. AUSTIN: U. S. Government Agencies (Non-Gtd.) $10,005,000.00$10,005,000.00 ------=--=------==-==--==

U. T. DALLAS: U. S, Government Agencies (Non-Gtd.) $340.69 $341.17 Bet Reducrion of Short Term Securfties 607,176.23 607,176.23

U. T. EL PASO: U . S . Government Agencies (Non-Gtd.) Net Reduction of Short Term Securities

U. T. PAN WRICAN: U. S. Government Obligations (Direct) $2,025,000,00 $2,025,000.00 Net Reduction of Short Term Securities 2,539,626.86 2,539,625.86

U. T. SAN ANTONIO: U. S. Government Agencies (Non-Gtd,)

U. T. TYLER: Net Reduction of Short Term Securities

U. T. HEALTH SCIENCE CENTER - DALLAS: U. S. Government Agencies (Nun-Gtd.)

5: U. S. Government Obligations (Direct) $15,167,598.91 $15,508,736.88 U. S. Government Agencies (Non-Gtd,) 10,699,062.81 11,033,151.93 Net Reduction of Short Term Securities 13,384,654.89 13,384,654.89 INSTITUTIONAL FUNDS INVESTMENTS DISPOSED OF (Continued) (December, 1991)

TOTAL NET DESCRIPTION AND FUND BOOK VALUE PROCEEDS U. T. HEALTH SCIENCE CENTER - HOUSTON: U. S. Government Agencies (Non-Gtd.) $21,542.09 $21,655.27 Net Reduction of Short Term Securities 1,997,029.88 1,997,029.88

U. T. HEALTH SCIENCE CENTER - SAN ANTONIO: U. S. Government Agencies (Non-Gtd. ) $9,742.96 $9,742,96 Net Reduction of Short Term Securities 1,929,586.26 1,929,586.26

U. T. SYSTEM CANCER CENTER - HOUSTON: U. 6. Government Agencies (Non-Gtd.) $84,805.59 $85,256.37 ----======-mu-- -

- TYLER: -Net Reduction of Short Term Securities ----$2,121,119.46 $2,121,119.46 U. T. SYSTEM PUF BOND PROCEEDS: Net Reduction of Short Term Securities $6,383,183.42 $6,383,183.42 t-=.---==- =II--==

U. T. SYSTEM REVENUE BOND PROCEEDS: Net Reduction of Short Term Securities $1,259,013.56 $1,259,013.56

---411s=== e======s=-

U. T, SYSTEM DEBT SERVICF: U. S. Government Agencies (Non-Gtd.) $1,975,000.00 $1,975,000.00

C~=-====~- =---= INSTITUTIONAL Fwns DETAIL SCHEDULE OF SECURITIES ACQUIRED (December, 1991)

TOTAL YIELD ISSUE AND FUND T COST U. T. SYSTEM: U. S. Treasury 5% Notes,

U. T. ARLINGTON: Net Short Term Securities

U. T. AUSTIN: Net Short Term Securities

U, T. SAN ANTONIO: Net Short Term Securities

U. T. HEALTH SCIENCE CENTER - DALLAS: Net Short Term Securities $607.143.63 $607,143.63 -=w-= ==--=-=

U. T, WEDICAL BRANCH - GALVESTOB: U. S. Treasury Notes: 5-1/2%, 11/30/93 5%, 12/31/93 8-1/2%, 6/30/94 8%, 7/15/94

U70HIO: Federal Home Loan Bank 5.89% Debs., 11/25/94 $1,000.000.00 Federal Farm Credit Bank 5.50% Debs., 11/2/92 1,970,000.00

U. T. SYSTEM CANCERCENTER - HOUSTON: Net Short Term Securities $1,582,027.20 -===-an-

CR: U. S. Treasury 5-112% Notes, 11/30/93 $1,000,000.00 Federal Home Loan Bank 5.89% Debs., 11/25/94 1,480,000.00 Federal National Mortgage Assoc. 7.05% Debs., 10/10/96 2,500,000.00

9: Federal National Mortgage Assoc. 4.225% Discount Note, 6/25/92 $970,000.00

Net Short Term Securities 1,086,794.85 INSTITUTIONAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (December, 1991)

GAIN OR BOOK VALUE NET SALES (LOSS) OVER ISSUE ND FUN BOOK VALUE U. T. SYSTEM: Net Short Term Securities

U. T. AUSTIN: Federal Home Loan Bank 5.42% Discount Note, 12/11/91 $10,005,000.00 $10,005,000.00 $10,005,000.00 $0.00 ==-=-==--rr- mI--==-- --=n

U. T. DALUS: FHLMC Balloon Gold 7% PC, 11/1/46 $341.17 $340.69 $341.17 $0.48 Net Short Term Securities 607,176.23 607,176.23 607,176.23 0.00

U. T. EL PASO: FHLMC Balloon Gold 8-1/2% PC, 3/1/96 $9,742.96 $9,742.96 $9,742.96 $0.00 FHUC Balloon Gold 8% PC, 5/1/96 14,706.15 14,623.43 14,706.15 82.72 FHI-MC Balloon Gold 7% PC, 11/1/96 682.35 681.39 682.35 0.96 Net Short Term Securities 508,442.87 508,442.87 508,442.87 0.00

-ANu. : U. S. Treasury 7-5/8% Notes, 12/31/91 $2,025,000,00 $2,025,000.00 $2,025,000.00 $0.00 Net Short Term Securities 2,539,626.86 2,539,626.86 2,539,626.86 0.00

-: -: FHLMC Balloon Gold 8-1/23 PC, 3/1/9 6 $4,871.48 $4,871.48 $4,871.48 $0.00 FHLMC Balloon Gold 7% PC, 11/1/96 682.35 681.39 682.35 0.96

U. T. TYLER; Net Short Term Securities

9: FHUC Balloon Cold 7% PC, 11/1/96 $3,411.78 $3,406.98 $3,411.78 $4.80

-==51== Pr= c- -= INSTITUTIONAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (Continued) (December, 1991) GAIN OR BOOK VALUE NET SALES (LOSS) OVER ISSUE AND FUND PROCEEDS BO K VALUE U. T. MEDICAL BRANCH - GALVESTON: U. S. Treasury 7% Notes, 4/15/94 $14,652,000.00 $15,167,598.91 $15,508,736.88 $341,137.97 FHMC Balloon Gold 8-1/22 PC, 3/1/96 19,485.93 19,485.93 19,485.93 0.00 FHLMC Balloon Gold 8% PC, 5/1/9 6 98,041.00 97,489.52 98,041.00 551.48 FNMA 8-1/23 Debs., 6/10/96 5,000,000.00 5,274,763.60 5,437,500.00 162,736,40 FNMA 8-5/03 Debs., 9/10/9 6 5,000,000.00 5,307,323.76 5,478,125.00 170,801.24 Net Short Term Securities 13,384,654.89 13,984,654.89 13,384,654.89 0.00

U. T. HEALTH SCIENCE CENTER - HOUSTON: FHLMC Balloon Gold 8% PC, 5/1/96 $19,608.20 $19,497.90 $19,608.20 $110.30 FHLMC Balloon Gold 7% PC, 11/1/96 2,047.07 2,044.19 2,047.07 2.88 Net Short Term Securities 1,997,029.88 1,997,029.88 1,997,029.88 0.00

B: FHLMC Balloon Gold 8-1/2% PC, 3/1/96 $9,742.96 $9,742.96 $9,742.96 $0.00 Net Short Term Securfties 1,929,586.26 1,929,586.26 1,929,586.26 0.00

U. T. SY-R - HOUSTON: FHLMC Balloon Gold 8% PC, 5/1/96 $78,432.80 $77,991.62 $78,432.80 $441.18 FHUC Balloon Gald 7% PC, 11/1/96 6,823.57 6,813.97 6,823.57 9.60

U. T. HULTH CENTER - TYLER: Net Short Term Securities $2,121,119.46 $2,121,119.46 $2,121,119.46

=E=--I=-== z=z===s== ItE=-m=sm

y. T. SYSTEM PUF BOND PROCEEDS: Net Short Term Securities $6,383,183.42 $6,383,183.42 $6,383,183.42

c=-_=ss= =-RE=-*== --= -- Is

U. T. SYSTEM REVENUE BOND PROCEEDS: Net Short Term Securities $1,259,013.56 $1,259,013.56 $1,259,013.56

----el=--- tl=E==Sm I--=-

U. T. SYSTEM DEBT SERVICE: Federal Farm Credit Bank 5.8% Discount Note, 12/30/91 $1,975,000.00 $1,975,000.00 $1,975,000.00 INSTITUTIONAL FUNDS

RJ3PORT OW SECURITIES TRANSACTIONS.--The following securities transactions have been made for the Institutional Funds in January, 1992. The Executive Vice Chancellor for Assat Management recommends approval by the Board of Regents of these transactions,

INVESTMENTS ACQUIRED (January, 1992)

TOTAL YIELD DESCRIPTION AND FUND PRINCIPAL COST AT COST (DETAILED SCHEDULES FOILOW) PURCHASES U. T. SYSTEM: U. S. Government Agencies (Non-Gtd)

U. T. ARLINGTON: U. S. Government Obligations (Direct)

U. T. AVSTIN: U, S. Government Agencies (Non-Gtd)

Net Purchase of Short Term Securities

U. T. DALLAS: U. S. Government Agencies (Non-Gtd)

U. T. TYLER: Net Purchase of Short Term Securities c: U. S. Government Obligations (Direct)

U. T. MEDICAL BRANCH - GALVESTON: U. S. Government Obligations (Diract) U. S. Government Agencies (Non-Gtd)

IJ. T. HEALTH SCIENCE CENTER - HOUSTON: Net Purchase of Short Term Securities

U. T. SYSTEM CANCER CENTER - HOUSTB: U. S. Government Obligations (Direct)

-EM -EM PUF BOND PROCEEDS: Net F'urchase of Short Term Securities

U. T. SYSTEM DEBT SERVICE: U. S. Government Agencies (Non-Gtd) INSTITUTIONAL FUNDS INVESTMENTS DXSPOSED OF (January, 1992)

TOTAL NET GAIN OR DESCRIPTION AND FUND BOOK VALUE PROCEEDS (LOSS) (DETAILED SCHEDULES FOLLOW) U. T. SYSTEEI: Net Reduction of Short Term Securities $1,263,953.46 $1,263,953.46 --4-1-1 ==------

U. T. ARLINGTON: lNet Reduction of Short Term Securities $1,819,565.06 $1,819,565.86 ==31u--=s===s==+-=-r

U. T. AUSTIN: U. S. Government Agencfes (Nan-Gtd.) $36,220,000.00 $36,220,000.00 -======I=--====

U. T. DALLAA: U. S. Government Agencies (Non-Gtd.) $348.54 $349.03 Net Reduction of Short Term Securities 1,566.892.31 1,566,892.31

U. T. EL PASO: U. S. Government Agencies (Non-Gtd.) $41.981.61 $42,032.71 Net Raduction of Short Term Securities 720,452.69 720,452.69

U. T. PAN AMERICAN: Net Reduction of Short Term Securities $198,948.70 $198,948.70 J====- 5+==r=- m: U. S. Government Agencies (Won-Gtd.) $16,909.03 $16,910.01 Net Reduction of Short Term Securities 1,319,067.30 1,319,067.30

UJ: U. S. Government Obligations (Direct) $9,990,000.00 $9,990,000,00 0. S. Government Agencies (Non-Gtd.) 3,485.44 3,490.35 Net Reduction of Short Term Securities 14,767,889.32 14,767,889.32 INSTITUTIONAL FUNDS INVESTHENTS DISPOSED OF (continued) [January, 1992)

TOTAL NET DESCRIPTION AND FUND BOOK VALUE _ PROCEEDS --U. T. HEDICAL BRANCH - GALVESTON: U, S. Government Agencies (Non-Gtd.) $20,862,270.05 $21,471,127.78 Net Reduction of Short Term Securities 18,482,856.82 18,482,856.82

p. T. HEALTH SCIENCE CENTER - HOUSTON: U. S. Government Agencies (Non-Gtd. ) $13,905.44 $13,975.21 .r;b===z-= -=3=- ====

U. TLIO: U. S. Government Agencies (Non-Gtd.) $32,423.89 $32,423.89 Net Reduction of Short Term Securities 2,004,775.45 2,004,775.45

W. _T. SYSTEM CANCER CEN-: U. S. Government Agencies (Non-Gtd . ) $54,227.57 $54,504.71 Net Reduction of Short Term Securities 15,923,459.23 15,923,459.23

UEALTH C-: Net Reduction of Short Term Securities

U. T. SYSTEM REVENUE BOND PROCEEDS: Net Reduction of Short Term Securities

-: u. -: U. S. Government Agencies (Non-Gtd.) $27,195,000,00 $27,195,000.00 Net Reduction of Short Term Securities 19,439.65 19,439.65 INSTITUTIONAL FUNDS DETAIL SCHEDULE OF SECURITIES ACQUIRED (January, 1992)

TOTAL YIELD ISSUE AND FUND PAR VALUE PRINCIPAL COST -AT COST U. T. SYSTEM: Federal National Mortgage Assoc. 8% Debs., 7/10/96 $1,000,000.00 $2,051,875.00 ---u-- --==L====

U. T. ARLINGTON: U. S. Treasury 4-7/8% Notes, 1/31/94

U. T. AUSTIN: Federal Home Loan Bank 3.98p~lscountNote, 5/27/92 $15,000,000,00 $14,805,000.00 Federal Home Loan Bank 3.91% Discount Note, 5/26/92 10,945,000.00 10,807,105.16 Federal Natlonal Mortgage Assoc. 3.825% Discount Note, 5/8/92 9,970,000.00 9,843,941.81 Federal Natfonal Mortgage Assoc. 3.9% Discount Note, 5/14/92 15,000,000.00 14,803,375.01

Net Short Term Securities 2,721,780.63 2,721,780.63

17. T. DALTAS: Federal National Mortgage Assoc. 8% Debs., 7/10/96 $1,400,000.00 $1,472,625.00 -====- Pt-====

U. T. TYLEq: Net Short Term Securities

U. T. HEALTH SCIENCE CENTER - DALLAS: U . S . Treasury 4-7/8% Notes, 1/31/94 $5,000,000.00 $4,977,700.00 * -- ==--- d U. T. : -U. S. Treasury Notes: 53, 12/31\93 $5,000,000.00 $5,007,031.25 4-7/8%, 1/31/94 15,000,000.00 14,963,250.00 7%, 5/15/94 ~0,000,000.00 10,443,750.00 6-7/8%, 8/15/94 15,000,000.00 15,637,500.00 8-3/8%, 4/15/95 2~,110,000.00 22,938,654.69 Federal National Hortgage Assoc. 8% Debs., 7/10/96 16,050,000.00 16,958,531.25

U, T. HEALTH SCIENCE CENTER - HOUSTON: Net Short Term Securitias $3,402,036.39 $3,402,036.39 ===--ll === II INSTITUTIONAL FUNDS DETAIL SCHEDULE OF SECURITIES ACQUIRED (Continued) (January, 1992)

TOTAL YIELD ISSUE AND FUND PAR VALUE PRINCIPAL COST AT COST U. T. SYSTEM CANCER CENTER - HOUSTON: U. S. Treasury 4-7/8% Notes, 1/31/94 $5,000,000.00 $4,977,700.00 5.01% ymEP-==r ---=--=---- I-=

U. T. SYSTEM PUF BOND PROCEEDS: Net Short Term Securities $3,344,327.64 $3,344,327,64 =----c I--

U. T. SYSTEM DEBT SERVICE: Federal Home Loan Bank 3.77% Discount Note, 7/1/92 $6,310,000.00 $6,194,360.49 3.89% Federal Home Loan Bank 3.96% Discount Note, 7/30/92 21,160,000.00 20,738,704.40 4.10% INSTITUTIONAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (January, 1992)

GAIN OR BOOK VALUE NET SALES (LOSS) OVER VEOF HOLDINGSSOOK VALUE U. T. SYSTEM: Net Short Term Securities $1,263,953.46 $1,263,953.46 $1,263,953.46 $0.00 -----.=a===PI--=-$ =-======-==

U. T. ARLINGTON: Net Short Term Securities $1,819,565.86 $1,819,565.86 $1,819,565.86 $0.00 ===--====s----.I- E======- ====

U. T. AUSTIN: Federal National Mtge., 5.4% Discount Note, 1/6/92 $L5,275,00Q.00 $15,275,000.00 $15,275,000.00 $0.00 Federal National Mtge., 5.25% Discount Note, 1/10/92 9,995,000.00 9,995,000.00 9,995,000.00 0.00 Federal National Mtge., 5% Pfscount Note, 1/3 1/9 2 10,950,000.00 10,950,000.00 10,950,000.00 0.00

U. T. DALZAS: FHLMC Balloon Gold 7% PC, 11\1/96 $349.03 Net Short Term Securities 1,566,892.31

$1,567,241.34 --=--==

U. T. EL PASO: FNLMC Balloon Gold 8-1/2% PC, 3/1/96 $32,423.89 FHLMC Balloon Gold 8% PC, 5/1/96 8,910.75 FHLMC Balloon Gold 7% PC, 11/1/96 698.07 Net Short Term Securities 720,452.69

$762,485.40

=-=-I=

-: -: Net Short Term Securities $198,948.70 $198,948.70 $198,948.70 $0.00 - --=--1 =-====*I= --.!===-- -

U, ANTONIO : FHLMC Balloon Gold 8-1/2% PC, 3/1/96 $16,211.94 $16,211.94 $16,211.94 $0,00 FHtMC Balloon Gold 7% PC, 11/1/96 698.07 697.09 698.07 0.98 Net Short Term Securities 1,319,067.30 1,319,067.30 1,319,067.30 0.00 INSTITUTIONAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (Continued) (January, 1992)

GAIN OR BOOK VALUE NET SALES {MSS) OVER JSSUE AND FUND PAR VALUE OF HOLDINGS PROCEEDS BOOK VALUE U. T, HEALTH SCIFNCE CENTER - DALLAS: U. S. Treasury 8-1/8% Notes, 1/31/92 $9,990,000.00 $9,990,000.00 $9,990,000.00 $0.00 FHLMG Balloon Gold 7% PC, 11/1/96 3,490.35 3.485.44 3,490.35 4,91 Yet Short Term Securities 14,767,889.32 14,767,889.32 14,767,8&9,32 0.00

U. T. MEDICAL BRANCH - GALVESTON: FHMC Balloon Gold 8-1/2% PC, 3/1/96 $64,847.78 $64,847.78 $64,847.78 $0.00 FHLHC Balloon Gold 8% PC, 5/1/96 59,405 .OO 59,070.85 59,405 .OO 334.15 PNMA 8% Debs. , 7/10/96 20,000,000.00 20,738,351.42 21,346,875,OO 608,523.58 Net Short Term Securities 18,482,856-82 18,482,856.82 18,482,856.82 0.00

U, T. HEALTH SCIENCE CENTER - HOUSTON: FHLMC Balloon Gold 8% PC, 5/1/96 $11,081.00 $11,814.17 $11,881.00 $66.83 FHLMC Balloon Gold 7% PC, 11/1/96 2,094.21 2,091.27 2,094.21 2.94

U.NTON10 : FHLMC Balloon Cold 8-1/2% PC, 3/1/96 $32,423.89 $32,423.89 $32,423.89 $0.00 Net Short Term Securities 2,004,775,45 2,004,775.45 2,004,775.45 0.00

U. T. SYSTEM CANCER CENTER - HOUSTON: FHLHC Balloon Gold 8% PC, 5/1/96 $47,524.00 $47,256.68 $47,524.00 $267.32 FHLMC Balloon Gold 7% PC, 11/1/96 6,980.71 6,970.89 6,980.71 9.82 Net Short Term Securities 15,923,459.23 15,923,459.23 15,923,459.23 0.00

CR: Net Short Term Securities $41,607.62 $41,607.62 $41,607.62 $O,OO --== -- ---

U. T. SYSTEM REVENUE BOND PROCEEPS: Net Short Term Securities $4,764,034.89 $4,764,034.89 $4,764,034.89 $0. 00 -=5=- u------= INSTITUTIONAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (Continued) (January, 1992)

GAIN OR BOOK VALUE NET SALES (LOSS) OVER ISSUE AND FUND PAR VALUE OF HOLDINGS PROCEEDS BOOK VALUE U. T. SYSTEM DEBT SERVICE: Federal Farm Credit Bank 4.72% Discount Note, 1/31/92 $100,000.00 $lOO,OOO.OO $100,000.00 $O,OO Federal Home Loan Bank 4.73% Discount Note, 1/31/92 20,820,000.00 20,820,000.00 20,820,000.00 0.00 Federal National Mtge., 4.7% Discount Note, 1/2/92 6,275,000.00 6,275,000.00 6,275,000.00 0.00 Net Short Term Securities 19,439.65 19,439.65 19,439.65 0.00 V. OTHER TRUST AND SPECIAL FUNDS OTHER TRUST AND SPECIAL FUNDS

REPORT ON SECURITIES TRANSACTIONS.--The following securities transactions have been made for the Trust and Special Funds not in the Common Trusr Fund, Medical Liability Self-Insurance Fund or Institutional Fund in December, 1991. The Executive Vice Chancellor for Asset Management racommends approval by the Board of Regents of these transactions,

INVESTMENTS ACQUIRED (December, 1991)

TOTAL YIELD DESCRIPTION AND FUND PRINCIPAL COST AT COST (DETAILED SCHEDUUS FOLLOW) PLTRCHASES CORPORATE BONDS : Poolad Income Fund R. D. Woods Unftrust Charles A. Stacey Charitable Remainder Unitrust R. D. Woods Unitrust #2 Surginer Family Charitable Remainder Trust

TOTAL - Corporate Bonds

COMMON STOCKS: Ima Hogg Foundation

ppBOOK VALUE Agency Funds $1,946,162.02 OTHER TRUST AND SPECIAL FUNDS INVESTMENTS DISPOSED OF (December, 1991)

TOTAL NET GAIN OR DESCRIPTION AND FUND BOOK VALUE PROCEEDS Ask (DETAILED SCHEDULES FOLLOW) MATURITIES AND PREPAmENTS CORPORATE BONDS: Jack G. Taylor Endowment Fund $19,975.83 $20,320.00 Ima Hogg ~oundation 199,781.22 203,200.00 3,418.78 Robertson Poth Foundation 50.734.50 50,800.00 65.50 TOTAL - Corporate Bands $270,491.55 $274,320.00 $3,828 .= wm====

SALES OTHER EQUITIES: UTSCC-H - Gift of Mr. & Mrs. Philip Timmons $10,304.00 $4,097.86 ($6,206.14)

------I-== f.-==sn==

COMMON STOCKS: Ralph B. Thomas Regents Professorship in International Studies in Bus iness $4,875 .OO $32,570.41 $27,695.41 Walter Prescott Webb Chair in History 10,074.00 5,791.30 (4,282.70) Ima Hogg Foundation 291,328.50 225,958.43 (65,370.07)

$306,277.50 ($41,957.36) -- --9--== - -= Securities Received by Gift or Bequest 1,235,924.97

TOTAL - All Common Stocks

TOTAL NET PET REDUCTION OF PROCEEDS SHORT TERM SECURITIES (BOOK VALUE) Designated Funds $28,755.77 Current Purpose. Funds 1,867,017.13 Endowment Funds 39,140,309,39 Annuity and Life Income Funds 34,833.05 Estates and Held in Trust by Others 111,068.71

TOTAL - Net Reduction of Short Term Securities OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES PURCHASED (December, 1991)

PAR VALUE OR TOTAL YIELD P INCIPAL COST AT COST DEBT SECURITIES POOLJ3P INCOME FUND: -====s----= Montana Power 8.95% 1st Htge, 2/1/22

R. D. WOODS UNITRUST: ------s==-IU Nontana Power 8.95% 1st Mtge, 2/1/22

CHARLES A. STAGEY CHARITABLE REMAINDER UNITRUST: ---======-==-=-mw=-- Montana Power 8.95% 1st Htge, 2/1/22

R. D. WOODS UNITRUST #2: ---e====--m=-mm Montana Power 8.95% 1st Htge, 2/1/22

SURGINER FAMILY CHARITABLE REMINDER TRUST:

-=.E--=------Montana Power 8.95% 1st Mtge, 2/1/22 $50,000.00

-l--==

mITY SECURITIES IMA HOGG FOUNDATION:

----.,-I-- Bankers Trust New York BioVhfttaker Fisher Scisntif ic International OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (December, 1991)

GAIN OR PAR VALUE OR BOOK VALUE NET SALES (LOSS) OVER ISSUE AND FUND NO. OF SHARES OF HOLDINGS PROCEEDS BOOK VALUE DEBT SECURITIES JACK G. TAYLOR ENDOWMENT FUND: =---r-qCR-==-======-= CIT Financial 9.85% Sr. Sub. Debs,, 8/15/04 $20,000.00 $19,975.83 $20,320.00 $344.17 ------=I= way---- - ==-- ==f ===

IMA HOGG FOUNDATION: =--s=---- CIT Financial 9.85% Sr. Sub. Debs., 8/15/04 $200,000.00 $199,781.22 $203,200.00 $3,418.78

--==== --I---- -====-= nL--s-

ROBERTSON POTH FOUNDATION:

Ul-====F=l--1=91 CIT Financial 9.85% Sr, Sub. Debs., 8/15/04 $50,000.00 $50,734,50 $50,800.00 $65.50 =f*-=xx- I- -r-.------s=

EQUITY SECURITIES U. T. SYSTEM CANCER CENTER - HOUSTON - GIFT OF MR. & MRS. PHILIP TIMMINS: lllPI-r~--1111-----=~== TL&H Investment $10,304.00 $4,097.86 ($6,206.14)

-----m --^-5==i--- -=s==

RALPH B. THOMAS REGEETS PROFESSORSHIP IN INTERNATIONAL STUDIES IN BUSINESS: =-=--_==-=-,=--===s-c== Diasonics 1,300 $4,875 .OO $32,570.41 $27,695.41

---f- -=!=!=!==== =-==

WALTER PRESCOTT WEBB CHAIR IN HISTORY: - -- FE- Browning - Ferris Industries

IMA HOGG FOmDATION: -* P---- British Airways PLC-ADR Whittaker

SES OR BEQUEST: CLASP - VARIOUS DONORS - DEPARTMENT OF GERMANIC LANGUAGES: =--=- rllPE-====e Deposit Guaranty 67

MOFPETT GIFT :

?==I-- Freeport McMoran OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (Continued) (December, 1991)

NET SALES ISSUE AND FUND NO. OF SHARES PROCEEDS SECURITIES RECEIVED BY GIFT OR BEQUEST (continued) : OSMAR ABIB ENDOWED SCHOURSHIP FUND:

Oklahoma Gas & Electric 2 5

U. T. - EL PASO - ALZHEIMER'S RESEARCH GIFT FUND: ------.---===ll-lltlmu= American Brands 100

U. T. HEALTH SCIENCE CENTER - DALLAS - "MEDICAL ILLUSTRATION'i IN THE GRADUATE SCHOOL: III---L--====G=S=T=UP=='===11=5====-1== Disney (Walt) 100

U. T. HEALTH SCIENCE CENTER - DALLllS - DR. MONTGOMERY'S RESEARCH PROGRAM: s------===-=-a Oryx Energy 5 2 Sun 52

U. T. SYSTEM CANCER CENTER - HOUSTON - HERMAN N. HIPP RESEARCH FUND: -=---u -=---u - ---=--n-- Coca-Cola 15

U. T. SYSTEM CANCER CENTER - HOUSTON - H. D. ANDERSON CANCER CENTER ANNUAL CAMPAIGN: E==---mIL-.====F=-I- Proctor & Gamble 3

JUDD H. AND CYNTHIA S. QUALLINE CENTENNIAL LECTURESHIP IN P ETROLEtTM GEOLOGY : I-=-----=- Telefonos de Mexico ADR 100

THRUST 2000 ENGINEERING GRADUATE FELLOWSHIP FUND: ---a==- ---a==- -===== Heinz (H.J.) 100

HEAD BASEBALL COACH ENDOWMENT:

----II== -- Time Warner Convertible Preferred Freeport McMoran OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES SOWS, CALLED OR MATUFtED (Continued) (December, 1991)

NET SALES ISSUE AND FUND NO. OF SHARES PROCEEDS SECURITIES RECEIVED BY GIFT OR BEQUEST Icontinuedl: U. T. - SAN ANTONIO - ROLAND K. AND JANE W. BLUMBERG PROFESSORSHIP IN BIOSCIENCES:

Victoria Bankshares 2,000

U. T. HEALTH SCIENCE CENTER - DALUS - ROBERT S. STERNBERG ENDOVKENT FUND FOR EMERGENCY CARDIAC CARE: hidlaw Transportation Limited - Class B 1,667

U. T. SYSTEM CANCER CENTER - HOUSTON - SUE AND RADCLIFFB KILLIAH PROFESSORSHIP:

Block (H&R) Olsten OTHER TRUST AND SPECIAL FUNDS

REPORT ON SECURITIES TRANSACTIONS.--The following securities transactions have been made for the Trvst and Special- Funds not in the Common Trust Fund, Medical Liability Self-Insurance Fund or Institutional Fund in January, 1992. The Executive Vice Chancellor for Asset Management recommends approval by the Board of Regents of thesa transactions.

INVESTMENTS ACQUIRED (January. 1992)

TOTAL YIELD DESCRIPTION AND FUND PRINCIPAL COST AT COST (DETAILED SCHEDULES FOLLOW) PURCHASES FOREIGN: Mike and Haxine K. Mebane Endowed Traveling Scholarship in Architecture KeLsey Charitable Remainder Trust Surginer Family Charitable Remainder Trust UTHC - T - Hellar Charitable Remainder Trust Ima Hogg Foundation Winedale Stagecoach Inn Fund

TOTAL - Foreign Governments

COMYON STOCKS: UTMB - C - Cecfl H. and Ida M. Green Chair in Biomedical Institute fma Hogg Foundation

#ETT TERM SECURITIES BOOK VALUE Dasignated Funds $10,113.65 Current Purpose Funds 569,516.37 Endowment Funds 7,187,834.72 Estares and Held in Trust by Others 82,144.16 OTHER TRUST AND SPECIAL FUNDS INVESTMENTS DISPOSED OF (January, 1992)

TOTAL NET GAIN OR DESCRIPTION AND FUND PROCEEDS (LOSS) (DETAILED SCHEDULES FOLLOW) MATURITIES AND PREPAYMENTS UTD - Excellence in Education Chair in the Erik Jonsson School of Engineering and Computer Sciences NO. 1 UTD - Excellence in Education Chair in the Erik Jonsson School of Engineering and Computer Scfences No. 2 UTD - Excellence in Education Chair in the Erik Jonsson School of Natural ScLence and Mathematics No. 1 UTD - Excellence in Education Chair in the Erik Jonsson School of Natural Science and Mathematics No. 2 UTD - ExcelLence in Education Fellowship Enduument No. 1 UTD - Excellence in Education Fellowship Endowment No. 2 UTD - Excellence in Education Research Endowment No. 1 UTP - Excellence in Education Research Endowment No. 2 UTD - Endowment for the Cecil and Ida Green Center for the Study of Science and Society

SALES OTHER EQUITIES: UTSCC-H - Shannon Timmins Endowment for Laukernfa Research $19,964.00 $8,349.31 ==5==-=== --===-cs=

-: -: Ima Hogg Foundatfon

--I== Securities Received by Gift or Bequest 3,703,492.87

TOTAL - All Equity Securities

TOTAL NET PROCEEDS 5- 5- (BOOK VALUE) Annuity and Life Income Funds $46,541.18 Agency Funds 718.205.63

TOTAL - Net Reduction of Short Term Securities OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES PURCHASED (January, 1992)

PAR VALUE OR TOTAL YIELD 1PRINC PAL COST AT COST DEBT SECURITIES MIKE AND MAXINE K. MEBANE ENDOWED TRAVELING SCHOURSHXP IN ARCHITECTURE:

Hydro Quebec Electric Commission 8.4% Debs., 1/15/22

KELSEY CHARITABLE REMINDER TRUST: ==--xS==--3-111E===x-== Hydro Quebec Electric Commission 8.4% Debs., 1/15/22 $50,000.00 -$mu==-

SURGINER FAMILY CHARITABLE REMINDER TRUST: -=-~-mp~==a=====31==== Hydro Quebec Electric Commission 8.4% Debs., 1/15/22 $50,000.00 =-1II-=

U. T. HEALTH CENTER - TYLER - HELLAR CHARITABLE REMAINDER TRUST:

Hydro Quebec Electx ic Commission 8.4% Debs. , 1/15/22 $25,000.00

IMA HOGG FOUNDATION: =--=I.S--EB= Hydro Quebec Electric Commission 8.4% Debs,, 1/15/22 $50,000.00 ===-=-I

WINEDALE STAGECOACH INN FUND:

-=s=L*---5==-1F= Hydro Quebec Electric Commission 8.4% Debs., 1/15/22

EQUITY SEGURITSFS U. T, HEDICAL BRANCH - GALVESTON - CECIL H, AND IDA M. GREEN CHAIR WINE BIOMEDICAL INSTITUTE: -=------Y -----=-=z=-.cLI- Common Fund Account

IMA HOGG FOUNDATION: --3== BioWhittaker California Microwave Shared Medical Systems Stanford Telecommunications OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (January, 1992)

GAIN OR FAR VALUE OR BOOK VALUE NET SALES (LOSS) OVER ISSUE AND FUND NO. OF SHARES OF HOLDINGS PROCEEDS BOOK VALUE DEBT SECURITIES U. T. DALIAS - EXCELLENCE IN EDUCATION CHAIR IN THE ERIK JONSSON SCHOOL OF ENGINEERING AND COMPUTER SCIENCES NO. 1:

==C==e=-=--loC-====--~rSc Federal Home Loan Mtge. Participation Certificate 490010, 9%, 6/1/97 $406.67 $414.56 $406.67 ($7.89) Federal Home Loen Htge. CHO 125-A, 8-3/4%, 3/15/00 147.91 149.03 147.91 (1.12)

U. T. DALLAS - EXCELLENCE IN EDUCATION CHAIR IN THE ERIK JONSSON SCHOOL OF ENGINEERING AND COMPUTER SCIENCES NO. 2: w=-=-==--mtW-e===--==- Federal Home Loan Mtge. Participation Certificate 490010, 9%, 6/1/97 $406.66 $414.54 $406.66 ($7.88) Federal Home Loan Mtge. CMO 125-A, 8-3/4%, 3/15/00 147.91 149.02 147.91 (1.11)

U. T. DALLAS - EXCELLENCE IN EDUCATION CHAIR IN THE ERIK JONSSON SCHOOL OF NATURAL SCIENCE AND HATHEMATICS NO. 1: P=EF===-1ICIII-=u==-e_=---=='D Federal Home Loan Mtge. Participatfon Certificate 490010, 9%, 6/1/97 $406.66 $414.54 $406.66 ($7.88) Federal Home Loan Mtge. CHO 125-A, 8-3/4%, 3/15/00 147.91 149.02 147.91 (1.11)

Us T. DALLAS - EXCELLENCE IN EDUCATION CHAIR IN THE ERIK JONSSON SCHOOL OF NATURAL SCIENCE AND MATHEMATICS NO. 2: raE=-==--m--==---- Federal Home Loan Wtge. Participation Certificate 490010, 98, 6/1/97 $406.66 $414.54 $406.66 ($7.88) Federal Home Loan Mtge. CMO 125-A, 8 - 3/4% . 3/15/00 147,.91 149.02 147.91 (1.11) OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (Continued) (January, 1992) GAIN OR PAR VALUE OR BOOK VALUE NET SALES (LOSS) OVER ISSUE AND FUND NO .~HOLDLDINGSPROCEEDS DEBT SE- U. T. DALUS - EXCELLENCE IN EDUCATION FELLOWSHIP ENDOWMENT NO. 1:

==~EF==--=S=-F=S==~~=~=II-= Federal Home Loan Htge. Participation Certificate 490010, 9%. 6/1/97 $813.33 $829.08 $813.33 ($15.75) Federal Home Loan Htge. CMO 125-A, 8-3/4%, 3/15/00 295.81 298.03 295.81 (2.22)

U. T. DALUS - EXCELLENCE IN EDUCATION FELLOWSHIP ENDOWMENT NO. 2: --=c===s--=----.-l---=----==zr===p-e== Federal Home ban Mtge. Participation Certff icate 490010, 9&, 6/1/97 $813.33 $829.08 $813.33 ($15.75) Federal Home Loan Mtge. CMO 125-A, 8-3/4%, 3/15/00 295.81 298.03 295.81 (2.22)

U. T. DALLAS - EXCELLENCE IN EDUCATIDX RESEARCH ENDOWMENT NO. 1:

==a--lD=-===-=-II Federal Home Loan Mtge. Participation Certiftcate 490010, 93, 6/1/97 $284.65 Federal Home Loan Mtge. CMO 125-A, 8-3/43, 3/15/00 103.53

U. T. DALLAS - EXCELLENCE IN EDUCATION RESEARCH ENDOWHENT NO. 2:

==rr=---===- ----===E=- Federal Home Loen Mtge. Participation Certificate 490010, 93, 6/1/97 $284.66 Federal Home Loan Mtge. CMO 125-A, 8-3/4%, 3/15/00 103.53

U. T. DALLAS - ENDOWMENT FOR THE CECIL AND IDA GREEN CENTER FOR THE STUDY OF SCIENCE AND SOCIETY; ------==--=--c==,Z Federal Home Loan Mtge. Participation CertLf icate 490010, 98, 6/1/97 $284.66 Federal Home Loan Mtge. CMO 125-A, 8-3/4%, 3/15/00 103.53 OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (Continued) (January, 1992)

GAIN OR PAR VALUE OR BOOK VALUE NET SALES (LOSS) OVER ISSUE AND FUND NO. OF SHARES OF HOLDINGS PROCEEDS BOOK VALIJE mUITY SECURITIES U. T. SYSTEM CANCER CENTER - HOUSTON - SHANNON TIKMINS ENDOWMENT FOR LEUKEMIA RE SEARCH : ----=--==-s==---===-===== TWM Investment

IMA HOGG FOUNDATION: ------=--= Fleetwood Enterprises Modine Manufacturing Scitsx

SEGUR- OR BEQUEST: CHANCELLUR'S COUNCIL UNRESTRICTED ACCOUNT:

53-- =---=-===-==41 Belo (A. H.) 34.00 Cooper Industries 94.42 Pfizer 24.00

U. T. ARLINGTON - BIOMEDICAL ENGINEERING: -==-=-=----===== Lilly (Eli)

LIBERAL ARTS - VARIOUS DONORS/ PURPOSES ACCOUNT:

S-=- - -l--1E==-==== Abbott Laboratories 2 5

MCDONAD OBSERVATORY AND ASTRONOMY BOARD OF VISITORS: -==--- -. ==--I Apple Computer 10 OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (Continued) (January, 1992)

NET SALES PROCEEDS -SECURITIES RECEIVED BY GIFT 08 BEQUEST (continued): EX-STUDENTS' MATCHING PROGRAM - VARIOUS PURPOSES: ==-=--L-C==S======--s91 Arkla 200 Henley Group 8 Medical Care International 30 Waste Management 4 Wheelabrator Technologies 10

JAMES GOODSON PROFESSORSHIP FUND: ----I--=,===--IPI_=== Be10 (A. H.) 3 4

THE LONGHORN FOUNDATION: =IILL-=-===-=--= Belo (A. H.) Bristol-Myers Squibb Forest Labs Telefonos de Mexico ADR

SCHOOL OF NURSING: m-=-=-- Greyhound Lines

PRESIDENT'S ASSOCTATES: IIC -- ,!=5=a---L3-===F Medical Care International 70 Oracle Systems 39

GRADUATE SCHOOL OF BUSINESS STUDENT/ FACULTY EXCELLENCE FUND:

-=.-=ILCI--=--I Oracle Systems 147

TEXAS LONGHORN EDUCATION FOUNDATION: h---=s-a-.=~311u==s==== Pogo Producing 6 3 0

U. T. DALLAS - CALLIER CENTER OF COMHlTNIGATION DISORDER, PENNARD FUND: P--.-==--l-lis=x-- Pepsico 3 5 OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (Continued) (January, 1992)

NET SALES

- ISSUE AND FUND NO. OF SHARES -- PROCEEDS SECURITIES RECEIVED BY GIFT OR BEQUEST (continued'L: U. T. SAN ANTONIO - PRESIDENT'S ASSOCIATES: ==s------=--=C==--f=---L=E-= American Express 22.83

U. T. SAN ANTONIO - DEAN'S FUND COLLEGE OF FINE ARTS AND HUHANITIES, KEYBOARD PROMOTIONS: -l===a===~II-~s======~=_1=IIh=s=~=~== American Express 47.17

U. T. SAN ANTONIO - UNRESTRICTED USE: -==-.C.se==3====-I-s--======Georgia- Pacific 20

U. T. SAN ANTONIO - INSTITUTE OF TEXAN CULTURES : --4erte-x==---- Pfizer 15

U. T. HEALTH SCIENCE CENTER - DALLAS - FRIENDS OF THE CENTER FOB MINERAL METABOLISM: ~-==-s,311--=-s==~==P11 Century Te lephme Enterpr Lses 20

U. T. HEALTH SCIENCE CENTER - DALLAS - SUSPENSE ACCOUNT FOR WIDENTIFIED DEVELOPMENT CHECKS: -=--E===V1Cll-==F===I=smE-f =__ Sysco 35,000

U. T. MEDICAL BRANCH - GALVESTON : -~-=-=~==S==p.l-===r=c=- Cooper Industries 17.58

U. T. MEDICAL BRANCH - GALVESTON - JAMES EDWIN THOMPSON MOLECULAR BIOLOGY UBORATORY:

ES=S- =f=--=UUS=S=S=F=911M-;S Irnpertal Holly 300

U. T. SYSTEM CANCER CENTER - HOUSTON - ANNUAL CAMPAIGN: =s= -=m--...-m===F====r=- Battle Mountain Gold 78 Fluor 16 Penneoil 195

U. T. SYSTEM CANCER CENTER - HOUSTON - GENERAL INSTITUTIONAL SUPPORT:

-CP =,SeF-=c===s=== Intergraph 525 OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (Continued) (January, 1992)

NET SALES ISSUE AND FUND NO. OF SHARES - PROCEEDS SECURITIES RECEIVED BY GIFT OR BEQUEST (continued): J. 3. "JAKE" PICKLE CONGRESSIONAL SCHOLARSHIP PROGRAM: =n-==--===-=-e-rr===----= Oracle Systems 3 9

SAM RAYBURN LIBRARY ENDOWMENT: I-=====-==-I-======. -Convert i-9 : Baker Hughes $25,000,00 Browning Ferris 10,000.00 Carolina Freight 50.000.00 Dixie Yarns 25,000.00 Gruman 20,000.00 Loral 35,000.00 Texas Industries 25,000.00 Travelers 25,000.00 Union Carbide 40,000.00

-- $255, Om ------1u Common Stocks : American Express 400 Ameritach 150 Amoco 500 Automatic Data Processing 600 Bard (C. R.) 700 Bergen Bwnswig - Class A 603 Central h South West 1,000 Citicorp 1,200 Dow Chemical 300 Dun & Bradstreet 2 00 Emerson Electric 400 Ford Hotor 300 Gannet t 400 Genuine Parts 400 Hewlett-Packard 300 Houston Industries 1,000 International Business Machines 200 K Mart 400 Laidlaw Transportation Limited - Class B I,300 Luby's Cafeterias 800 New England Bus iness Service 6 00 Nynex 100 Occidental Petroleum 500 Peps1co 500 Schering-Plough 300 Southwestern Bell 150 Texaco 200 Texas Utilities 1,500 US West 200 OTHER TRUST AND SPECIAL FUNDS SCHEDULE OF SECURITIES SOLD, CALLED OR MATURED (Continued) (January, 1992)

NET SALES PROCEEDS -1VED BY GIFT OR BEQUEST ( cont lnue dl : THE EDITH BLANCHE SENNINGS BURNS SCHOLARSHIP IN NURSING: =~===S-IPEI~=-.-==T=~==~~~ Amoco 204

THE JOANNE MARYE TWNENDOWED PRESIDENTIAL SCHOURSHIP: f=-.-;;c-lllt=-===s=-=-P-L= Exxon 1,000

NANCY LEE AND PERRY R. BASS REGENT'S CHAIR IN MOLECULAR BIOLOGY:

==IT==-"-=-==G====-=-===~-:=== Iomega 77,742

NANCY LEE AND PERRY R. BASS CONCERT HALL ENDOWMENT FUND: =I--e===-=====LRC=F====;== Iomega 33,318

WHITWORTH-HOLLOWAY ENDOWED SCHOLARSHIP: ------==eI----5====11m-s===== Allied-Signal 156

U. T. SAN ANTONIO - THE ROLAND K. AND JANE W. BLIfMBERG PROFESSORSHIP IN BIOSCIENCES :

=S==~~I-F=5~==pl-~F~===== Victoria Bankshares 5.000

U. T. HEALTH SCIENCE CENTER - DALTAS - ROBERT S. STERNBERG ENDOWMENT FUND FOR EHERGENCY CARDIAC CARE: --=-91--==u;c-======-=-c= International Business Machines 56

U. T. HEALTH CENTER - TYLER - THE MARTIN W. AND MARY JANE HELIAR CHARITABLE REMINDER TRUST: ll--5P=F=----===-C==-== General Electric 1,514 VI. TRUST FUND FWAL ESTATE TRANSACTIONS LAND AND INVESTMENT REPORT

For Month Ended February 29, 1992

TRUST FUND REAL ESTATE TRANSACTIONS

following documents have been executed pursuant to the U. T. System Trust ~d Real Estate Policy Statement vhich was approved at the April 14, 1988, sting of the Board of Regents. The Executive Vice Chancellor for Asset nagement requests the approval of each transaction.

mponent : U, T. Austin

nor/Fund Name: Wolf and Janet Jessen Centennial Lectureship in Architecture, Art, Drama, and Music

;set ID:

)B Acceptance Date:

ie of Funds: Proceeds from the sale shall be used to establish The Wolf and Janet Jessen Centennial Lectureship in Architecture, Art, Drama, and Music in the College of Fine Arts.

?gal Description: 50X interest in Lots 23, 24, and 25, Blk 77, Plat 4 of Daytana National Gardens Park, a subdivision of the SE/4 of Section I, Township 14, South Range 31, East of the Tallahassee Meridian, according to a plat filed of record in Plat Book 10, Page 48, Public Records, Volusia County, Florida

rantor: The Board of Regents of the University of Texas System

rantee: Gran Central Corporation P. 0, Drawer 1048 1 Malaga Street St. Augustine, Florida 32085-1048

'erms : Gross Sales Price: $2,700.00

Net Sale Proceeds: $2,641.63

Closing Costs: $ 58.37

Financing: Cash Sale

Pro Rata Share: 502 share of net sale proceeds being $1,320.82

Background Information:

This property was received through the Testamentary Trust created by the Will of Janet Jessen. -SALE

lponent :

lor/Fund Name: Fred Hervey

jet ID:

1 Acceptance Date:

a of Funds: Unrestricted Use for U.T. El Paso

gal Description: 3002 interest in Lot 24, Blk 22, Fairmont Park Addition, Midland, Midland County, Texas

The Board of Regents of the University of Texas System

John Farris Construction Co., Inc. 4308 Country Club Drive Midland, Texas 79703

Gross Sales Price: $9,400.00

Net Sale Proceeds: $9,051.00

Closing Costs: $ 349.00

Financ ing : Cash Sale

ickground Information:

lis lot was part of the larger gift of property received from Fred Hervey, which mtained 22 lots in the Pairvay Park Addition and 9 lots in the Fairmont idition, Midland, Texas -SALE

nponent : U. T. Health Center - Tyler

~orjFundName: Lucille E. Meystedt Estate

;et ID:

3 of Funds: Funds used to establish the Lucille E. Meystedt Memorial Scholarship Endowment in Nursing

gal Description: 1001 in .31 Acres, Beverly Pool Survey, Cherokee County, Texas

The Board of Regents of the University of Texas System

antee: B, J. Nicholson P. 0. Box 973 Rusk, Texas 75785

rms : Gross Sales Price: $4,375.00

Net Sale Proceeds: $ 0.00

F inanc ing : $4,375.00 @ 91 interest over 2 yrs, with 23 monthly payments of $199.88 and a final payment of $199.63

ickground Information: lis property was received through the Estate of Lucille E. Meystedt. The roperty contains a 500 square foot frame house and is located north of Rusk on ighvay 69 next to a junk pard. Mr. Nicholson agreed to buy the property as is f UTHC Tyler financed the sale, Mr. Nicholson will pay the utility transfer nsts of $200 and possible costs of $1,000 - $2,500 to bring the existing septic ystem into compliance with county regulations. nponent r U. T. M.9. Anderson Cancer Center

lor /Fund Name : Homer Ammann Trust

set ID:

R Acceptance Date:

e of Funds: Specific research programs to be determined at a later date

gal Description: 252 interest in 418,7511 acres out of a 684.55 acre tract, SY AB&M No. 791, Abst 72, Colorado County, Texas

The Board of Regents of the University of Texas System

Edvard H, Gold P. 0, Box 423 Garvood, Texas 77442

Gross Sales Price: $309,995.00

Net Sale Proceeds: $303,984.12

Financ in& : Cash Sale

Pro Rata Share: 25X of net sale proceeds being $75,996.07

lckground Information: le Homer Ammann Trust is comprised of real estate holdings, mineral and royalty Iterests, farm equipment, livestock, and cash investments. The U.T. M.D. aderson Cancer Center's 25% share of the Trust vas valued at approximately $1.1 illion in 1987. The mineral interest associated with this property vas retained y U.T. and the other beneficiaries. -SALE

nponen t : U. T. M.D. Anderson Cancer Center

nor/Fund Name: Mr. and Mrs. Philip M, Timmins

set ID:

R Acceptance Date: April 10, 1986

e of Funds: Funds used to establish a professorship in leukemia research at U.T. Cancer Center in the name of Shannon Timrnins, their daughter

gal Description: 46X limited partnership interest in 7.358 acres, a portion of vhich is known as Lot 23, Fox Chase Farms Subdivision, as recorded in Vol. 1 Page 120-121, KendaLL County, Texas

-antor: The Board of Regents of the University of Texas System

rantee: David A. Dyal 202 Yoalana Boerne, Texas 78006

Gross Sales Price: $19,900.00

Closing Costs: $ 1,749.33

Net Sale Proceeds: $ 2,250.67

Financing; $15,900 note with monthly payments of $201.45 at 9f interest for 5 years

Pro Rata Share: $7,314 note with monthly payments of $92.67 which is U.T.'s 462 limited partnership share

lackground Information:

:n April 1986, the Board of Regents accepted from flr, and Mrs. Philip M. Timmins 1 462 limited partnership interest in TL&M Investments, a limited partnership :hat ouned four lots in Kendall County. -SALE

nponen t : U. T. M.D* Anderson Cancer Center

nor/Fund Name : Mr. and Mrs. Philip M. Timmins

set ID:

R Acceptance Date: April 10, 1986

e of Funds: Funds used to esrablish a professorship in leukemia research at U.T. Cancer Center in the name of Shannon Timmins , their daughter

gal Descript~lon: ' 462 limited partnership interest in 3.502 acres, a portion of vhich is kr~own as Lot 25, Fox Chase Farms Subdivision, as recorded in Vol, 1 Page 120-121, Kendall County, Texas

The Board of Regents of the University of Texas System

Bobby D. and Kay Caldwell 13018 Heimer Rd. 1918 San Antonio, Texas 78216

Grass Sales Price: $9,900,00

Closing Costs: $ 991.60

Net Sale Proceeds: $8,908.40

Financ ing : Cash Sale

Pro Rata Share: 46Z limited partnership share of Net Sale Proceeds being $4,097.86

ackground Information: n April 1986, the Board of Regents accepted a 462 interest in TLLM Investments, limited partnership that owned four lots in Gendall County, from Mr. and Mrs. hilip M. Timmins. SALE

rnponent : U. T. System

nor/Fund Name : Laurence E. Baker Memorial Schalarship Fund

set ID:

R Acceptance Date:

e of Funds: Income is to be divided equally with 1/2 going to U .T, HeaLth Science Center - Sen Antonio and 1,/6 each going to U.T. Austin, U.T. Arlington and U.T. El Paso (for a total of 112).

Future income will be divided equally each year with 1/2 going to health institutions and 112 gaing to academic institutiofis.

Until further notice, the distribution to the academic institutions vill be divided equally each year among U.T, Austin, U.T. Arlington and U.T. El Paso. The distributions to the academic institutions will be as directed each year by the Executive Vice Chancellor for Academic Affairs. The distributions to the health institations vill be as directed each year by the Executive Vice Chancellar for Health Affairs.

:gal Description: 14.282: undivided interest in a 6.16 acre tract known as Tract lC, Abst 1311, W.U. Williams SY, Harris Co, TX

14.283 undivided interest in a 119.11a acre tract knoun as Tract 2, Abst 1311, W,W. Villiams SY, Harris Co, TX

rantor: The Board of Regents of the University of Texas System

rantee : F. Donald Baygood 1120 Regency Lane Tyler, Texas 75703 erms : Gross Sales Price: $10,000.00

Net Sale Proceeds: $10,000.00

Financing ; Cash Sale

~ackground Information:

'his property is being sold to Dr. Haygood. who is one of twelve omers in the rroperty. The property presents @any potential liabilities to V.T. and is .herefore being sold "as is." The title history of the tract indicates U.T.'s lvnership may have a cloud on the title records as early as 1894. This ~nimpravedtract presents potential environmental problems due to previous oil ind gas activity. A 1929 Oil and Gas Lease is still in effect, although no income has been received since 1989 and the wells of record are not in compliance rith Railroad Commission rules and regulations. LEASE

aponent : U, T. hustin

lor/Fund Name : George W. Brackenridge

set ID: 101100

2 of Funds: Unrestricted Use for U.T. Austin

gal Description: 3826 Lake Austin, Blvd. Travis County, Texas

nant : Oyster Investment Corporation

rms : Rent : $15OO/Month

Rent Schedule: Mo. to Mo. Commencing 12/16/91

Taxes : Paid by U.T. System

Insurance : Paid by Tenant

Haintenancei Paid by Tenant

~ckground Information:

1 9/14/91 fifty-six of the seventy-five existing boat slips suffered uninsured image as a result of fire. At the time of the fire, the tenant, Mr. Louie kven, was paying $3.500 per month with a triple-net lease, vhereby all the tpenses were paid by the tenant. After the fire, the rent was reduced to $1,500 :r month with a triple-net lease. Vhen Hr, Raven later terminated the lease on 2/15/91, the property was re-leased on an interim basis to the present tenant ffective 12/16/91. U.T. is negotiating with the present tenant for a longer Zrrn lease that will involve complete redevelopment of the property. Until a new zase becomes effective, the interim arrangement provides security for the roperty and the boats vhich are moored in the remaining boat slips. Because of ne reduced earning capacity of the property which resulted from the 1991 fire, ,T. could only obtain $1,500 per month, with the tenant responsible for nsurance and maintenance. U.T. is responsible for the taxes until the effective ate of the new ground lease. mponent : U. T. Health Center - Tyler

nor/Fund Name: Lucille E. Meystedt Estate

set ID:

e of Funds: Eunds used to establish the Lucille E. Meystedt Memorial Scholarship Endowment in Nur 6 ing

gal Description; One acre tract, Daniel Joslin Survey, ABST 461, Cherokee County, Texas, also known as 1302 N. Ellis, Rusk, Texas

snant : Carolyn Johnson Route 1, Box 224 Rusk, Texas 75785

Rent :

Rent Schedule ; Mo. to Mo. Commencing 11/1/91

Taxes : Paid by Lessor

Insurance: Paid by Lessee

Maintenance: Paid by Lessee

sc kground Information: his property was received through the Estate of Lucille E. Meystedt and will be nld as soon as a buyer can be found. mponant : U. T. Health Center - Tyler

nor/Fund Name: Lucille E. Meystedt Estate

set ID:

e of Funds: Fund-? used to establish the Lucille E. Meys tedt Memorial Scholer ship Endowment in Nurs ing

One acre cract, Daniel Joslin Survey, ABST 461, Cherokee County, Texas, also knou2 as 1334 N. Ellis, Rusk, Texas

Pamela L. Vaughan Doug Parker Route, 1. Box 855 Rusk, Texas 75785

Rent :

Rent Schedule : Ho, to Ma. Commencing 11/1/91

Taxes : Paid by Lessor

Insurance : Paid by Lessee

Maintenance : Paid by Lessee

lckground Information: his property vas received through the Estate of Lucille E. Meystedt and will be 3ld as soon as a buyer can be f~und. LEASE

nponent : U.T. M.D. Anderson Cancer Center

aor/Fund Name: Estate of Anna C. Simpson

set ID: 800028 and 800029

gal Description: L:s 5-7, Elk 18, Institute Addition. Harris County, Texas, Also knovn as 7119, 7121, and 7125 Cecil St., Houston, Texas

Lts 11 and 12, Blk 19, Institute Addition, Harris County, Texas, Also knovn as 7118 and 7120 Selma St., Houston, Texas

nan t : Augusto and Independencia De La Cruz 7125 Cecil St. Houston, Texas 77030

rms :

Rent : N /A

Rent Schedule : 11/12/91 - 1/9/96

Taxes : Paid by Lessee

Insurance: Paid by Lessee

Utilities: Paid by Lessee

ickground Information:

ais tract is part of the Phase 11 future land acquisition plan for UTMIACC pproved by the BOR on 4/12/90. This plan titled Phase 11 involves the purch~se f several parcels of land located between the main campus facilities and the Sditional campus land owned by UTMDACC located south of Old Spanish Trail. Part E the consideration received by Hr. and Mrs, De la Cruz involved a no cost easeback whereby the lessee pays only taxes and insurance. LEASE

mponent : U.T. System

nd Name: Common Trust Fund

set ID: 031000

R Acceptance Date: Foreclosure dated 6/5/90

e of Funds: Investment purposes

cation: 3001 Lake Austin Blvd.

ite #: 305

nant : The Insurance Connection. fnc.

rm : 12 months

mmenc emen t : 1/1/92

:piration: 12/31/92

pare Feet: 1,579 net rentable area

lnua 1 Rate : $11. so

?riod Rent Applies to: MOS. 1-12

?w Rent Amount : N /A

rpense Stop: $5.25

?posit: N /A

ross Income for Term: $18,158.50

Less Construction Allovance: < 250.00>

Less Commissions: ~363.17r

Less Parking/Free Rent: N /A otal Income for Term: $17.545.33

omments on Terms : n additional $1,125 will be paid for parking during the lease term. LEASE

mponent : U.T. Syst.em

nd Name: Common Trust Fund

set ID: 031000

R Acceptance Date: Foreclosure dated 6/5/90

e of Funds: Inv2 s tment purposes

cation: 3001 Lake Austin Blvd.

itt! #: 205

nant: Dan Price

'rrn I 12 months

~mmencement: 12/1/91

:piration: 11/30/92

pare Feet: 2,385 net rentable area

mual Rate: $10.75

jriod Rent Applies to: MOS. 1-12

rw Rent Amount : N /A

rpense Stop: $5.25

?posit : N /A

ross Income for Term: $25,638.84

Less Construction Allowance: < 0 .oo>

Less Commissions: < 1,025.55>

Less ParkinglFree Rent: N /A

otal Income for Term: $24,613.293

omments on Terms:

onant hes right to terminate if he merges with another firm vith 90 days notice. n additional $300 will be paid for parking during the Lease term. mponen t : U, T. Austin

norjFund Name: Bettie Margaret Smith Chair in Environmental Health Engineering

set ID:

IR Acceptance Date: June 12, 1981

,e of Funds: Funds to be used for the College of Engineering at U.T. Austin

?gal Description: Lot 4, Elk 158, Pemberton Heights, Sec. 12, Austin, Travis County, Texas

Also known as 2402 Pemberton Parkway, Austin, Texas

George Strandtmann and wife, Villie Mae Strandtmann 2402 Pemberton Parkway Austin, Texas 78703

rincipal Amount:

ackground Information: nder the terms of the Will of Bettie Margaret Smith, Mr. and Mrs. Strandtmann ere given the right to lease the property for 30 years at $350/month. The Board f Regents approved a sale of this property by a Contract for Deed to Mr. and .rs. Strandtmann for $126,000 at its June 1981 meeting. Since that time, the trandtmanns have been unable to demonstrate an equity interest in this property n the event they wished to secure funds for improvements. By execution of the .ev documents, the University's interest uill be secured by a Note and Deed of 'rust with a Vendor's Lien. The monthly payment will continue to benefit the iollege of Engineering as provided under the Uill of Bettie Margaret Smith, PROPERTY MANAGEMENT AGREEMENT

nponent : University of Texas System

lor/Fund Name : Common Trust Fund Asset Lake Austin Centre Office Building

set ID:

R Acceptance Date: June 5, 1590 (foreclosure date)

e of Funds: Common Trust Fund Inke~tment

gal Description: Lot 1, Baker Dale Addn, Ahst 313, Sy 8, Gilbert D.J., Travis County. Texas

nagement Company: Trammell Crov Management Services

rms : Management Fee: Limited to 3X of gross collection or $1,500 per month.

Trammell Crow has the right to lease space for a 42 commission on a new lease, 2X on renewals, and 62 with a broker.

Schedule : 9/1/91 - 8/31/92 30 day cancellation period

ackground Information: ince the foreclosure date of June 5, 1990, U.T. System for the benefit of the ommon Trust Fund has managed the office building known as Lake Austin Centre ith property management services provided by Austin Off ice Overhead Limited DBA rammell Crov Management Services. All monthly employment expenses are Limited o a maximum of $2,000 per month excluding employment tax. No commission is ayable in the event a lease is structured with another state agency. The greement also provides that all income and expense items shall be deposited and ithdrawn through the HCNB - Dallas and the U.T. Austin accounting office espectively , THE UNIVERSZTY OF TEXAS AT ARLINGTON

February 28, 1992

Dr. James P. Duncan Executive Vice Chancellor for Academic Affairs The University of Texas System 601 Colorado Street Austin, Texas 78701

Attn: System Budget Office Dear Dr. Duncan:

The docket for the April 9, 1992 meeting of the Board of Regents is submitted for your recommendation and presentation to the Board. I recommend approval. Sincerely,

H, Nedderman

WHN: js THE UNIVERSITY OF TEXAS AT ARLINGTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

Paqe No.

Gifts from Private Donors and Foundations ...... AR- 3 Substantive Catalog Changes ...... AR- 4 Standard Affll~ationAgreements ...... AR- 5 Trademark License Agreements ...... AR- 6 Contracts and Grants for Research, Development, Clinical and Educational Services ...... AR- 7 Amendments to the 1992 Budget ...... AR- 8 (including faculty and staff appointments and changes in status and transfers of funds within existing budget totals) Other Fiscal Items ...... AR-11 THE UNIVERSITY OF TEXAS AT ARLINGTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

GIFTS FROM PRIVATE DONORS AND FOUNDATIONS

The following glfts have been received and are recommended for acceptance by the U. T. Board of Regents:

Donor Purpose Arnoun t

1. Sid Richardson Foundation Research support for $ 57,529.00* Mr. Valleau Wilkie, Jr, Jenkins Garrett Collection 309 Main Street Library Fort Worth, TX 76102

The following nonmonetary gifts have also been received:

2, Hewlett-Packard Company Research Support Dr. Bruce Donecker Software for the Lab Manager Center for Advanced 1400 Fountai ngrove Electron Devices Santa Rosa, CA 95401-1799

3, Mr. Franklin Madis Manuscript/Prlnted 28,255.00* 715 Delphi Drive Items for Research ** Ouncanville, TX 75137 Jenkins Garrett Collection Library

4. Research Engineers, Inc, Software to support the 59,940.00* Mr. Jyotl Chatterjee Civil Engineering k* Vice President Structures Program 1570 North Batavia Street Orange, CA 92667

*No letter of transmittal from the donor **Noncash gift - other. The amount stated is the estimated value on the date of receipt by the institution. THE UNIVERSITY OF TEXAS AT ARLINGTON

U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

SUBSTANTIVE CATALOG CHANGES

The following listing summarizes the substantive changes proposed to the catalog of The University of Texas at Arlington. These catalog changes have been administratively approved by the appropriate Executive Vice Chancellor,

Paqe tJurnber(s1 Summary of Proposed Substantive Change Undergraduate Catalog for 1993-95

General Use Fee is increased from $6 to 8 per semester credit hour. The base tuition rate for nonresident students is increased from $128 to $162 per semester credi t hour.

Graduate Catalog for 1992-94

General Use Fee is increased from $6 to 8 per semester credit hour.

The base tuition rate for nonresident students is increased from $128 to $162 per semester credit hour. THE UNIVERSITY OF TEXAS AT ARLINGTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

STANDARD AFFILIATION AGREEMENTS

The agreements recommended for approval by the U. T, Board of Regents are based on the model agreement adopted on Aprll 12, 1990. 1. Facility: Dallas Helps Oal 1as, Texas Date; January 24, 1992 Purpose: To provide social work related educational experiences

2. Facility: Dal ]as Tenants Association Dal 1as, Texas Date: January 31, 1992 Purpose: To provide social work related educational experiences

3. Facility: Evins Regional Juvenlle Center Edinburg, Texas Oate: January 31, 1992 Purpose: To provide social work related educational experjences

4. Facility: HCA South Arlington Medical Center Arlington, Texas Date: January 27, 1992 Purpose : To provide social work related educational experiences

5. Facility: Laredo State Center Laredo, Texas Oate: January 15, 1992 Purpose: To provide social work related educational experiences

Well Mill Rehabilitation Agency Fort Worth, Texas Date: January 27, 1992 Purpose: To provide soci a1 work related educational experiences THE UNIVERSITY OF TEXAS AT ARLINGTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TRADEMARK LICENSE AGREEMENTS

The following agreements have been awarded and are recommended for approval by the U. T. Board of Regents, A11 product approvals are in accordance with Paragraphs 10,1(C) and (0) and 11.1 of the Trademark Agreement,

1. Licensee: ATAPCO Offfce Products Group Division of American Trading & Production Corp. Washfngton, Missouri 63090 Fee-Royal ty: $50.00, 6% Per! od: January 1, 1992 through December 31, 1994 Descriptjon: Desk folders, ring binders, pad holders

2. Licensee: Genes i s Creations, Inc. d/b]a Collegiate Pencil Portraits Parkersburg, West Virginia 26101 Fee-Royalty: $50.00, 6% Period: December 1, 1991 through December 31, 1994 Oescription: Portrait 1 ithographs

3. Licensee: Wellington Apparel Corporation Miami, Florida 33172 fee-Royal ty: $100.00, 7% Per! od : December 1, 1991 through December 31, 1994 Oescription: T-shirts, sweatshirts, shorts, and other apparel THE UNIVERSITY OF TEXAS AT ARLlNGTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT, CLINICAL AND EDUCATIONAL SERVICES

Slnce the Docket for the previous meeting of the U. T. Board of Regents, the f~llowingactivity has taken place with regard to Contracts and Grants for Research, Oevelopment, Clinlcal and Educational Services:

FUNDS COMING IN

I, Mon-Governmental, State and Local Government and Federal Government Contracts and Grants a, i992 AR 35-57 Number of Initial Grant and Contract Awards $Value of Awards

b. 1992 AR 58-68 Number of Fiscal Amendments to Grant and Contract Awards ( Increasl ng or Decreas inq .. by- $10,000) 865,012.00 Total of '~ncreased-funding -0- Total of Reduced Funding

FUNDS GOING OUT

11. Non-Governmental, State and Local Government and Federal Government Contracts and Grants a. -0- Number of Initial Grant and Contract Awards $ - - Value of Awards

b. -0- Number of Fiscal Amendments to Grant and Contract Awards ( Increas f ng or Oecreasi ng by $10,000) -0- Total of Increased Funding -0- Total of Reduced Funding THE UNIVERSITY OF TEXAS AT ARLINGTON

U. T, BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET

The term "rate" for academic instjtutions is the full-tlme nine-month base rate and for health institutions is the full-time twelve month base rate; for all other personnel it is the full-time rate, the appointee receiving a proportionate amount depending upon the fraction of time for which he is appointed and the period of his appointment, Source of funds for payment of salaries, unless otherwise shown, is the departmental salaries account.

Full-time Sal ary Effective % No. Item, Department, Title, Name ate --Tlme Mor. Rate -RBC APPOINTMENTS, PROMOTIONS, AN0 SALARY INCREASES

GENERAL ADMINISTRATION AND STUDENT SERVICES Office of the Vdce President for Business Affairs Personnel Office 1, Carol Snjder

From: Associate Director of Personnel 100 12 $36,924

To: Acting Director of Personnel 3/1 100 12 45,000

AUXILIARY ENTERPRISES AND OTHER ACTIVtTlES Recreational Sports and Maverick Stadium 2. Jimmy W, Garrett

From: Director, Recreational Sports 100 12 47,430 and Manager of Special Facilities To: Dl rector, Recreat iona1 Sports and Manager of Special Faci 1 ities 1/1 100 12 50,000

DESIGNATED FUNDS Development and University Relations 3. Margaret Ann Abbe From: Director of Constituency Re1 ations

To: Oirector of Constituency Relations 7/1 100 12 46,149

:URRENT RESTRICTED FUNDS Continuing Education 4. Nancy Kinsey

From: Director of Cont inu ing Education

To: Director of Continuing Education THE UNIVERSITY OF TEXAS AT ARLINGTON

U. T, BOAR0 OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued)

TRANSFERS OF FUNOS -RBC ADVANCED RESEARCH AND ADVANCED TECHNOLOGY PROGRAMS

5. Amount of Transfer: $2,604,400

From: Allocation of General Revenue by Coordinating Board

To: Advanced Research/Technology Programs for: Modular Controls and Hardware Design for Manufacturing Uorkstations $ 248,407

Novel Blosensors for Intraoperative and Postoperative Monitoring 178,600

Optical Guided-Mode Resonance Dev ices 156,961

A Oigital System for Data Acquisition in the Detectors at the Superconducting Super Colllder 190,454

PARSA: A Scheduling Environment for Para1 1 e 1 Systems Programming and Assessment 115,656

Fluid Jet Technology for Precision Placement of Solder and Liquid Metals for Electronics Manufacturing and Assembly 370,667

Mlcro-Scale Heat Transfer Enhance- ment Technique of Thermal Management of Microelectronlcs 117,000 The Dynamically Reconfigurable Assembly System 293,969

Evaluation of Cardiac Function Using 3-D Processing of Multi-Planar MR Images of the Heart Produced Using Grid Taggfng Technique 71,000

Tai 1ari ng of Surf ace Molecular Compositions Via Pulsed RF Plasma Polymerizations: A New Approach 124,936

Electronic Fuel Injection of Natural Gas for Spark Ignition Engines 164,350

Distributed Robotics Systems Integration with Fault Tolerance 124,400

Extended Area, Real-Time Air Pollution Man1 taring Using an Enhanced FTIR Spectrometer 243,000 THE UNIVERSITY OF TEXAS AT ARLINGTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued)

TRANSFERS OF FUNDS -RBC ADVANCED RESEARCH AND ADVANCED TECHNOLOGY PROGRAMS (Continued)

5. Amount of Transfer: $2,604,400 15

Studies of Surfaces and Ultra-Thin Films Using High Resolution and Spin Polarized Positron Annihilation Induced Auger Electron Spectroscopy $ 125,000

Design and Analysis of Lunar and Mars Landing Vehicles 80,000

TOTAL $2,604,400

Transfer funds to establish budgets for various Coordinating Board Advanced Research/Technology Program projects as awarded by competitive review.

AR- 10 THE UN LVERSITY OF TEXAS AT ARLINGTON

U. T. BOAR0 OF REGENTS' MEETING

APRIL 9, 1992

OTHER FISCAL ITEMS

The following agreements have been awarded by U. T. Arlington, with the concurrence of the appropriate Executive Vice Chancellor, and are recommended for approval by the U. T. Board of Regents:

1. Item: Head Volleyball Coach

Funds: Current salary rate with legislative mandated cost of living increases Perlod: January 1, 1992 through December 31, 1993

Descript ion: Agreement for employment of Head Vol leybal 1 Coach, Cathy George, for the above designated period. During such period, Ms. George shall perform such duttes and responsibilities as may be assigned from time to time by the Athletlc Oirector. Her performance shall be subject to periodic review by the Athletic Oirector and, at his dfscretion, she may be relieved of duties as Head Volleyball Coach and assigned to other duties within the Athletic Department for the period remaining under this agreement. Such employment under this agreement 1s subject to the Constitution and Bylaws of the National Collegiate Athletic Association and the Trans Amerlca Athletic Conference, the Rules and Requlations of the Board of Regents of The University of Texas System and The University of Texas at Arlington. The vlolatian of the provisions of such constitution, bylaws, rules or regulations shall be grounds for suspension without pay or dismissal,

AR- 11 THE UNIVERSITY OF TEXAS AT AUSTIN

Office of the President February 25, 1992

Dr. James P. Duncan Executive Vice Chancel 1 or for Academic Affairs The University of Texas System 201 West 7th Street Ashbel Smith Hall - 8th Floor Austin, Texas 78701

Attn: System Budget Office

Dear Dr. Duncan:

The docket for the April 9, 1992 meeting of the Board of Regents is submitted for your recommendation and presentation to the Board.

President i''

WHC: jw Enclosures THE UNIVERSITY OF TEXAS AT AUSTIN U.T. BOARD OF REGENTS' MEETING April 9, 1992 TABLE OF CONTENTS

Gifts from Private Donors and Foundations ...... -..+....A- 3 Fees and Miscellaneous Charges ...... A- 7 Substantive Cataiogue Changes ...... A-10 Busrness Contracts for Services ...... A-11 Funds Coming In Funds Going Out Construction Contracts of $300.000 or Less Standard Affiliation Agreements ...... A-15 Trademark License Agreements ...... A-16

Patent and Technology License Agreement ...... A-20 Academic Software License Agreements ...... A-21 Contracts and Grants for Research. Devel oprnent, Cl inlcal and Educational Services: Over $500,000 (Funds Coming In and/or Funds Going Out ...... A-22 Foreign (Funds Coming In and/or Funds Going Out) ...... A-25 All Others ...... ~...... -...... A-27 Endowed Chairs and Named Professorships 1991-92...... A-28 Non-Initial, Nun-Budgeted Appointments

Amendments to the 1991-1992 Budget ...... A-30 (including faculty and staff appointments and changes in status and transfers of funds within existing budget totals) THE UNIVERSITY OF TEXAS AT AUSTIN U. T. BOARD OF REGENTS' MEETING

April 9, 1992

GIFTS FRCM PRIVATE DONORS AND FOUNDATIONS

The followdng gifts have been received and are recommended for acceptance by the U. T. Board of Regents:

Donor J3uQx Amount

1. * Or, Nasser I. A1 -Rashid Intercollegiate Athletics for 6200.000.00 Rashid Engjneering Men for the Head Football Coach post Office Box 4354 Endowment RIyadh 11491 Saudi Arabia

2. Arthur Andersen & Co. The University - gifts matching 76.752,09 Foundation employee contributions William J. Hughes Andersen Consulting 711 Louisiana Suite 1300 Houston. Texas 77002

3. M. D. Anderson Foundation Graduate School of Business and 30.000.00 Gibson Gayle. Jr. College of Business Pres ident Admini stration Board of Trustees Post Office Box 809 Houston. Texas 77001

4. AT&T Foundation Graduate School Roorn 2710 550 Madison Avenue New York, New York 10022-3297

5. J. W. Bartholow. Jr. College of Engineering for the 34,000.00 3614 ti ndenwood Thrust 2000 Engi neeri ng Dallas, Texas 75205 Graduate Fellowship Fund 6. bosque Foundation Three graduate fellowships in 102,000.00 Louis A. Beecherl , Jr. the Coll ege of Engineering for Trustee the Thrust 2000 Engineering Park Place on Turtle Graduate Fell owshi p fund. Creek 2911 Turtle Creek Boulevard Suite 900 Oallas. Texas 75219 7. The Brown Foundation, Lyndon 8. Johnson School of I~c. Public Affairs for the J. J. Ka t her i ne 8. Dobel man "Jake" Pickle Scholarship Executi ve Director Program Post Office Box 130646 Houston. Texas 77219- 064 6

8. The Ex-Students' The tx-Students' Association 193,699.25 Association for The Ex-Students' Roy Vaughan Associ a tion Endowed Fxecutive Di rector Schol arshi ps Post Office Box 7278 Austin, Texas 78713-7278

* No letter of transmittal from the donor. THE UNIVERSITY OF TEXAS AT AUSTIN Gifts from Private Donors and Foundati Ons U. T. Board of Regents' Meeting April 9, 1992

9. Exxon Educat i on The University - gifts matching $28.807.50 Foundati on employee contributions Post Office Box 500 Florharn Park. New Jersey 07932-0153

10. * Glitsch, Inc. Center for Energy Studies for 90,000.00 Post Office Rox 660053 theSeparations Research Dall as. Texas 75266-0053 Program 11. F. Hoffmann-La Roche Ltd. College of Pharmacy for the 36.000 .OO Or. I. Kompis Drug Dynamics Institute Dr. R. Then CH -4002 Basel Swi trerl and 12. Houston Endowment Inc. Lyndon 0. Johnson School of 33,000.00 H. Joe Nelson I11 Public Affairs for the J. J. Post Office Box 52338 *Jaken Pickle Scholarship Houston, Texas 77052- Program 2338 Janssen Research College of Pharmacy Founda ti on Jacqueline D. Terry Clinical Research Associate 40 Kingsbridge Road Piscataway , New Jersey 08855-3998 14. * Bobby L. Lackey Intercollegiate Athletics for 30,000,OO Post Office Box 568 Men Weslaco. Texas 78596

15. = Mike Mebane School of Architecture 30,000.00 1621 Chri stoval Road for the Mike and Maxine K. San Angel o, Texas 76903 Mebane Endowed Travel i ng Scholarship in Architecture 16. James R. Moffett Intercollegiate Atnleti cs for 300.000.00** 1615 Poydras Street Men for the Head Baseball Coach New ~rleans.Louisiana Endowment 70112

17. James R. Moffett Col 1 ege of Natural Sciences for 739.062.50** 1615 Poydras Street the Natural Sciences Project New Orleans, Louisiana 70112

18. The Plvmsock Fund University of Texas Press for 70,000.00 9292 N. Meridian Street pub1 icati on of the Historical Suite 312 Atlas of Centra7 America Indianapolis. Indfafia 46260

19. Sid U. Richardson The University of Texas at Founda t i on ust tin for the Pforzheimer C indy At exa nde r Library Busi ness Manager 309 Main Street Fort Worth, Texas 76102

ir No letter of transmittal from the donor. ** Non-cash gift - unsold stock. The amount stated is the value of the stock on the date of receipt by The University of Texas at Adstin.

THE UNIVERSITY OF TEXAS AT AUSTIN Gifts from Private Donors and Foundations U. T. Board of Regents' Meeting April 9. 1992

The fallowing nonmonetary gifts have also been received:

28. + ATLT Equipment to the Department of 6954,813.35*** 8911 Capitol of Texas El ectri cal and Computer Highway Engineering in the College of Suite 1200 Engineering and to the Austin. Texas 78759 Department of Computer Sciences in the College of Natural Sciences 29. Dell Corporate Services Michael S. Dell Computer Lab in 55.346.55*** Corpora tion the College of Engineering Lanette J. Hansard Manager Community Relations 9505 Arboretum Boulevard Austin, Texas 78759-7299 30. Motorola, Inc. Used equipment for the 46,600.00*** Jim Carroll Department of Electrical and Manager Computer Engineering in the Equipment Donations College of Engineering Motorola Sernlconductor Products Sector Equipment Donation Program 3102 North 56th Street Phoenix. Arizona $5018- 6606

II No letter of transmittal from the donor. *** Kon-cash gift - other. The amount stated is the estimated value on the dat of receipt by The University of Texas at Austin. THE UNIVERSITY OF TEXAS AT AUSTIN

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

LABORATORY FEE CORRECTIONS

Approval is recommended for the follawlng corrections to the 1 ist of laboratory fees for the 1992-93 academic year. The new and deleted fees were not forwarded by the institution for approval in February 1992 because of an admini strative error. The corrections have been admini stratively approved by the appropriate Executive Vice Chancel 1 or and will be included in the February 1993 cumulative 1 isting.

Course Current Proposed tJ umber Course Title Fee Fee

MFW FEES

COLLEGE OF FINE ARTS

A Rt VAS 1210 Children's Artistic Devl. 1: Lab VAS 1220 Chiidren's Artistic Devl. II: Lab

COLLEGE OF ENGINEERING

AEROSPACE ENGINEERING AND ENGINEERING MECHANICS ASE 311 Engineering Computation 64 $0 ASE 120K Appl i cations of Fluid Mechanics $2 SO ASE !61M Aircraft Design Ldboratory 5 2 b 0

GRADUATE SCHOOL OF LIBRARY AND 1 W FORMATiON SCIENCE

,IS 322T Chi ldren' s Literature 5 2 I. I5 3 33 Pascal Programming and Data Structures $8 L I S 382L. 12 Intro to Information Resources & Serv. 5 8 LIS 3821.13 Seminar in Information Resources and Serv 68 :IS 382L. 18 On- Line Information Resources 58 i 15 384K.8 Organi zation of Materi a?s I 58 L I S 384K.10 Information Networks $8 L I S 385T. 9 Introduction to Informati on Processing $8 LTS 357 Topic 11: Mgmt. of Library Automation 5 8 I15 388K.7 Medical Libraries 58 L I S 397 Research in Library & Information Science 58

COLLEGE OF PHARMACY

PHR 173L Pharmacology Laboratory 8 2 5 0

SCHOOL OF SOCIAL WORK

SW 328 Social Work Statistics E 15 5 0 SW 388C Research in 5W Practice, Topic 1 $15 SO SU 390R.4 HSO Mgrnt. Skills Development II 6 15 %a THE UNIVERSITY OF TEXAS AT AUSTIN

U. T. BOARD OF REGENTS' MEETING

APRIL 9. 1992

COURSE SPECIFIC INCIDENTAL FEE CORRECTIONS

Approval is recommended for the following corrections to the list of course specific incidental fees for the 1992-93 academic year. The new fees were not forwarded by the institution for approval in February 1992 because of an administrative error. The corrections have been admini stratjvel y approved by the appropri ate Executive Vice Chancel 1 or and will be included in the February 1993 cumulative listing.

Course Current Proposed Number Course Title Fee Fee

NEW FEES

COLLEGE OF COMMUNICATION RADIO-TELEVISION-FILM RTF 488M Practicum in Filrn/TY Pruducti an RTF 390G Introduction to Media Aesthetics RTF 390N Issues in New Forms of Media

COLLEGE OF EDUCATION

CURRICULUM AH0 INSTRUCTION EDC 997P Graduate Internship: Early Childhood Educ $0 530

EDUCATIONAL PYSCHOLOGY EDP 331 School Org~nization& Classroom Mgrnt. 8 0 625

COLLEGE OF ENGINEERING

AEROSPACE ENGINEERING AND ENGINEERING MECHANICS ASE 211 Engineer1 fly Computation S 0 5 5 ASE 384P Structural & Solid Mechanics. Topics 1-12 $0 6 5

BIOMEDICAL ENGINEERING

BME 1975 Biomedical Engineering Seminar S 0 b 10

MECHANICAL ENGINEERING ME 3810 Thermodynamics , Top1 c 4 : Mol ~cular $0 6 5 Processes

COLLEGE OF FINE ARTS

ART VAS 1210 Children'z Artistic Development I: Lab 5 0 5 12 VAS 122D Children's Artistic Development 11: Lab S 0 6 12

COLLEGE OF LIBERAL ARTS

ORIENTAL AND AFRICAN LANGUAGES AND LITERATURES HEB 312K Second Year Hebrew I HER 312L Second Year Hebrew I I

SPAN1 SH AND PORTVGUESE PUR 603 Accel. First fear Portuguese I FOR 406 First Year Portuguese I POR 407 firat Year Portuguese I1 FOR 408 Alternate First Year Portuyuese for Spdnish Students THE UNIVERSITY OF TEXAS AT AUSTIN U.T. Board of Regents' Meeting April 9. 1992

COURSE SPECIFIC INCIDENTAL FEES Course Current Proposed Number Course Titl e , Fee Fee

SPANISH AND PORTUGUESE (continued) SPN 604 Accelerated Beginners' Spanish SPN 506 First Year Spanish I SPN 507 First Year Spanish 11 SPN 508K A1 ternate First Year Spanish I1

COLLEGE OF NATURAL SCIENCES

BIOLOGICAL SCIENCES BIO 331 Lab Studies in Molecular Biology 50 $50

BOTANY BOT 394C LabMethodsinMolecularSystematics S 0 650

GEOLOGICAL SCIENCES GEO 347K Gem and Gem Minerals b 0 $15 GEO 248K Train. Crui se Marine Geophysical Research $0 525

HUMAN ECOLOGY HE 3520 Fie1 d Experience in Apparel Design $0 6 3 5 NTR 380K Research Methods in Nutrftional Sciences. SO $33 Topics 1, 2, 4 NTR 392 Research Problems in Nutritional Sciences $0 $7 Topic 8: Developmental Nutrition

FEES WITH CHAW

COLLEGE OF EDUCATION

KINESIOLOGY AND HEALTH EDUCATION KIN 119 Movement Competence, Topic 6: Golf $24 $34 PED 106C Conditioning: Topics 2-8 & all 54 $10 unnumbered topi cs PED 107H Gol f $24 4 34

COLLEGE OF ENGINEERING

AEROSPACE ENGINEERING AND ENGINEERING MECHANICS ASE 224L Aerospace Materi a1 s Laboratory $50 $75

COLLEGE OF NATURAL SCIENCES

BOTANY BOT 331 Lab Studies in Molecular Biology % 2 0 150

HUMAN ECOLOGY NTR 380K Research Problems in Nutritional Sciences 530 $33 Topic 3

DELFTED FEES

COLLEGE OF FINE ARTS

THEATRE AND DANCE DRM 149F Topics in Dance Technique

FEES WITH NO CHANGES

SCHOOL OF LAW

LAW 323 Criminal Law 1 TUE UNIVERSITY OF TEXAS AT AUSTIN

U.T. BOARD OF REGENTS' MEETING Awril 9, 1992

CATALOG CHANGES

The following listing summarizes the changes proposed to the Catalog of The University of Texas at Austin. Thls catalog chdnge has been approved by me and approved by the Executive Vice Chancellor for Academi c Af f a1 rs .

GPneral Infomtlon Bulletin for Current bulletin arv ~f Pro~osedChannes -46- 55 Change Is requested to Increase the General Use Fee from $8.00 to $10,00 per semester credit hour effective wlth the fall semester. 1992. This change Is made pursuant to the authority glven in Section 4, S.B. 887. Seventy-Second Legislature, THE UNIVERSITY OF TEXAS AT AUSTIN

U. T. BOARD OF REGENTS' MEETING

Apri 1 9, 1992

BUSINESS CONTRACTS FOR SERVICES

(FUNDS COMING IN1

The following contracts have been awarded, have been admirlistrative7y approved by the appropriate Executive Vice Chancellor. and are recommended For ratification by the U. T. Board of Regents:

1. Agency: United States Fish and Wi Id1 ife Service Funds: 5 1 Peri ud: February 1, 1992 throuyt\ January 31. 2007 Title/Description: Lease one acre, more or less, of land dnd improvements si tua ted in Nueces County. Texas for construction and operation of a field station in an ongoing coll abotati on with the Marine jcience Institute at Port Aransas' faculty and staff in such areas as biology and chemistry

2. Agency: Dobie. LTD runds: $11,421.76 per month Period: Febrjary 1, 1992 through August 31. 1992 Title/Description: Leas2 the 15th and 16th floors of Dobie Center located at 2021 Guadalupe, Austin, Texas as office space for the Department: of Middle Eastern Studies, Asi an Studies and Mexi can- Ameri can 7t.ildi es THE UN1VERS;TY OF TEXAS AT AUSTIN Yus i ness Contracts for Serv i ces U. [. Board of Regents' Peeting April 9. 1992

MINOR CONSTRUCTlON PROJECTS, as authorized by U.T. Board of Regents' Rules and Reaklations. Pdrt Two, Chapter VI 1 I. Section 2 l?rojects pteviausly approved by the Board of Regents andlor those f~rMinor Repair and Remodeling for 5300.U00.00 or less.1

3. Contractor: Automati on Energy T~chnology. Inc. Amount: $24,787 Source of Funds: 102- 589 Revol . Ecan , 07 dg . FCMS Interface, 36-9058-9033and Utility Plant Rev. Fund MO&E. 18-2300-0050 Date of Cor~tract: January 2, 1992 Estimated Completion Date: April 30, 1992 Project Title: Installation of FCMS at Economics 8ui lding Brtef Oescrfption: Install a computer rentered energy monitcring control system for the newly renbva ted Ecnomi cs hi l di ng

3. Contrzctur: Century Weatherproofing, Inc. Amount : 520,000 Source uf Funds: MSI - Exterior Masonry Rep. Phy. P7t. Complex, 36-9062-1521 Date of tuntract: December 10, 1991 Estimated Conpletion Date: March 10. 1992 Project Title: Physical Plant Building, Masonry Resto+ation dnd Waterproofing, Marine Science Institute Brief Description: Remove all unsound concrete to sound rubstrate. patch all spalled areas. pressJre clean all exposed concrete. epoxy inject all areas having cracks. remove and install sealant at all joints and window perimeters. dppl y concrete coating and masonr:t sealer. do tuckpointing and paint woodwork to match @xisting

5. Contractor: Ceramic Coo;ing Tower Amount : $26.233 Source of Funds: Gov Cff i/1089, 102-711 Chilling Station #2, 36-9000-8522 Date of Conzract: November 26. 1991 Estimated Cornpleti3n Date: April 17, 1992 Project Title: Change Order !I2 - Replace Cooling Tower, Chil'ing Station #2 Brief Description: Change the current contract to allow for an increase in wdge rates to comply with Davis-Bacon requirements THE UNIVERSITY OF TEXAS AT AUSTIN Busiqess Contracts for Services U. T. Board of Regents' Meeting April 9, 1992

6 Contractor: J. C. Evans Construction Co,, Inc. Amount: 192.503 Source of Funds: Minor Const. Proj., Interest Earned - Villa Capri Parking Lot, 36-0319-9242 Date of Contract: December 13, 1991 Estimated Completion Date: April 20. 1992 Project Title: Construction of New Parking Lot, 24th Street and Red River Brief Description: Construct a new asphalt parking iot to i nc7 ude test i ng . excava t i on, subgrade compaction and installation of perimeter concrete strip. light pole bases and conduit, compacted base, zsphalt paving, striping and 7 ighting

7. Contractor: Racal-Chvbb Security Systems, In:. Amount : S52.600 Source of Funds: Other SRC - Iltil. ERC lot 108 - Surveillance System, 36-0729-9121 Ddte of Contract: November 5, 1991 Estlmated Completion Date: January 19. 1992 Projezt title: Frank Erwin Center Parking Lot 5urvei 11 ancc Sys tern arief Description: Install a CCTV video surveillance monitoring aqd control system ir the Frank Erwin Center Parking Lot Ill08 THE UNIVERSITY OF TEXAS AT AUSTIN Business Contracts for Services U. T. Board of Regents' Meering Apvi l 9. 1992

8. Contract2r: Workman Corporation Amount : 1S29.502) Source of Funds: SSB - Elevator Instal lation, 36-9062 - 1442 Date of Contract: January 17. 1992 Estimated Completion Ddte: February 7. 1992 Froject Title: Change Order /I4 - Provider Elevator for handicap access to Student Services Building Brief Description: Terminate the current contract providjng for the installation of an elevator in the Studert Services Building due to potential structura; problems THE UNIVERSITY OF TEXAS AT AUSTIN

U.T. BOARD OF REGENTS' MEETING April 9. 1992

STANDARD AFFILIATION AGREEMENT

The following agreements recommended for approval by the U.T. Board of Regents is based on the model agreement adopted on April 12, 1990:

1. Facility: The Institute for Rehabilitation and Research Houston, Texas Date: May 1. 1991 Purpose: To allow some of our graduate speech pathology and audiology students to take their professional training in The Institute for Rehabilitation and Research facility.

Faci l ity: Northwest Mediplex Austin. Texas Date: October 15, 1991 Purpose: To allow some of our undergraduate and graduate nursing students the opportunity to gdin professional nursing experiences in the Northwest Mediplex facility.

3. Facility: Kimberly Services. Inc. Boston. Massachusetts, d/b/a Kimberly Quality Home Health Care Austin. Texas Date: December 1. 1992 Purpose : To allow some of our undergraduate and graduate nursing students the opportunity to gain professional nursing experiences in the Kimberly Qua1 ity Home Health Care facility.

4, Facility: Gracy Woods Nursing Center Austin. Texas Date: December 1. 1991 Purpose: To allow some of our undergraduate and graduate nursing students the opportunity to gain professional nursing experiences in the Gracy Woods Nursing Center facility.

5. Faci 1 ity : Westminster Manor Austin. Texas Date: October 29. 1991 Purpose: To allow some of our undergraduate and graduate nursing students the opportunity to gain professional nursing experiences in the Westmi ns ter Manor faci 1 ity .

6. Faci1 ity: Healthcare Rehabilitation Center of Austin. Inc. d/b/a HRC Austin, Texas Date: February 1. 1992 Purpose : To allow some of our undergraduate and graduate nursing students the opportunity to gain professional nursing experiences in the Healthcare Rehabilitation Center of Austin. Inc. facility. THE UNIVERSITY OF TEXAS AT AUSTIN

U. T. BOARD OF REGENTS' MEETING April 9. 1992

TRADEMARK LlCENSE AGREEMENTS

The following agreements have been awarded and are recommended for approval by the U. T. Board of Regents. All product approvals are in accordance with Paragraphs 10.1IC) and (0) and 11.1 of the Trademark Agreement.

1. Licensee: 1st Street Graphics. Inc. St. Joseph. Missouri 64503 Fee-Royal ty: $0.00. $0.35 per heat transfer Period: January 1, 1992 through December 31, 1994 Description: Heat-applied transfers, which are manufactured, individually packaged and sold by the licensee as "finished" products.

2. Licensee: American Needle & Novelty, Inc. Buffalo Grove. Illinois 60089-4504 Fee-Royal ty: 50.00, 7% Period: January 1. 1992 through December 31, 1994 Description: Caps. various styles and sizes. 3. Licensee: ArtcarvedIR, Johns Ltd. A Division of CJC Holdings Austin, Texas 78745 Fee - Roya 1ty : $0.00. 6% Period: January 1. 1992 through December 31, 1994 Description: Class rings and class jewelry.

4. Licensee: ATAPCO Office Products Group, A Division of American Trading and Production Corp. Washington, Missouri 63090 Fee-Royal ty: $50.00, 6% Period: December 1, 1991 through December 31. 1994 Description: Desk folders. ring binders, pad holders and other Hazel & Cardinal brand products,

5. Licensee: Countryside Products Company Col umbus. Ohi o 43213 Fee-Royal ty: SO.OO. 64, Peri od: January 1, 1992 through December 31. 1994 Description: Plastic athletic squeeze bottles known as Chug- A-Jugs. 6. Licensee: Crable Sportswear, Inc. Cincinnati , Ohio 45249 Fee-Royalty: $0.00. 7% Period: January 1. 1992 through December 31. 1994 Description: Wearing apparel . whi ch incl udes a 11 kinds of clothing. 7. Licensee: Cracked Pot Ceramic Manufacturing Company Austin, Texas 78736 Fee - Roya l ty : $0.00. 6% Period: January 1, 1992 through December 31, 1994 Description: Ceramic products. 8. Licensee: Cross Land. Inc. d/b/a Cross Land Sportswear Fort Wayne. Indiana 46825 Fee-Royal ty: $0.00. 7% Period: January 1, 1992 through December 31, 1994 Description: Wearing apparel. which includes t-shirts and sweatshirts. THE UNIVERSITY OF TEXAS AT AUSTIN Trademark License Agreements U. T. Board of Regents' Meeting April 9, 1992

9. Licensee: Cushion Craft. Inc. East Newark, New Jersey 07029 Fee-Royal ty: 550.00, 6% Period: October 1. 1991 through December 31, 1993 Description: Floor cushions . 10. Licensee: Danskin. Inc. New York, New York 10018 Fee-Royal ty: $100.00, 7% Period: January 1. 1992 through December 31, 1994 Descri ntion: Women's activewear stretch garments.

11. Licensee: Drew Pearson Companies d/b/a Drew Pearson Marketing Dallas, Texas 75244 Fee-Royal ty: $100.00. 7% Period: December 1, 1991 through December 31, 1994 Description: Headwear.

12. Licensee: Ed's West. Inc. St. Louis, Missouri 63122 Fee-Royal ty: $0.00. 7% for items in Category A and 6% for items in Category B Peri od: January 1. 1992 through December 31. 1994 Description: Category A consists of wearing apparel , which includes all types of clothing. Category 0 consists of sports related accessories. which include bags and other accessories.

13. Licensee: EnjoyLife. Inc. Morton Grove. Illinois 60053 Fee-Royal ty: $50.00, 6% Period: February 1. 1992 through December 31. 1994 Description: Golf balls, 14. Licensee: Fertitta Collegiate Apparel Carrollton, Texas 75006 Fee - Roya 1 ty : 6100.00. 79, Period: November 1. 1991 through December 31, 1993 Description: Apparel , which includes t-shi rts and other types of apparel.

15. Licensee: Golden Strokes Golf, Inc. San Diego, California 92121 Fee-Royal ty: 650.00, 6% Period: August 1, 1991 through December 31, 1993 Descriotion: Lapel pins.

16. Licensee: Heirloom Needlecraft, Inc. Fenton. Missouri 63026 Fee-Royal ty: $0.00, 6% Period: January 1. 1992 through December 31, 1994 Description: Needl ecraft kits.

17. Licensee: J. 8 J. Golf Accessories Dear Park, Texas 77536 Fee-Royal ty: 650.00. 6% Period: December 1, 1991 through December 31, 1994 Description: Golf brush and other go1 f accessories.

18. ticensee: L. G. Balfour Corn~anv Attleboro, ~assachusetts 02703 Fee- Royalty: $0.00, 6% Period: January 1, 1992 through December 31, 1994 Description: Class rings, other ernbl ernatic jewel ry and graduation announcements. THE UNIVERSITY OF TEXAS AT AUSTIN Trademark License Agreements U. T. Board of Regents' Meeting April 9, 1992

19. Li censee: Manual Woodworkers Gerton, North Carolina 28735 Fee-Royal ty: 650.00. 6% Period: February 1. 1992 through December 31. 1994 Description: Cotton afghans, pillows. note pads and other novel tieslcol lectables.

20. Licensee: Mitre Sports Nashville. Tennessee 37202 Fee-Royal ty: $100.00. 7% Period: November 1, 1991 through December 31. 1993 Description: Shorts. t-shirts and other apparel.

21. Licensee: Mr. Idea. Inc. Plainville, Massachusetts 02762 Fee - Royal ty : $0.00. 6% Period: 3anuary 1. 1992 through December 31. 1994 Description: Wall banners, streamers. umbrellas. ponchos, rain jackets and other nove~ties/collectables,

22. ti censee: N. E. Wear, Inc. Tyler, Texas 75701 Fee-Royalty: 8100.00, 7% Period: October 1. 1991 through December 31, 1993 Description: Wearing apparel. which includes all types of clothing, capslhats, hosiery and footwear.

23. Licensee: Oval Framecraft. Inc. d/b/a Sportstime Distributors Warren. Michigan 48093 Fee-Royal ty: $50.00. 6% Period: January 1. 1992 through December 31. 1994 Description: Clocks . 24. Licensee: P M Enterprises, Inc. Poca. West Virginia 25159 Fee- Royalty: $0.00. 72 Period: January 1, 1992 through December 31. 1994 Description: Wearing apparel, which includes all types of clothing, hats, caps, footwear and hosiery. 25. Licensee: Perry 8lackburne. Inc. Pawtucket, Rhode Island 02860 Fee-Royal ty: $0.00, 6% Period: January 1. 1992 through December 31. 1994 Description: Novel tiesjcoll ectibles. including key chains. tie tacs. money clips, earrings, pins and other novel ties/collectibles.

26. Licensee: Rossrnor Industries. Inc. Twinsburg, Ohio 44087 Fee-Royal ty: SO.00. 7% Period: January 1. 1992 through December 31, 1994 Oescri ption: Wearing apparel , which incl udes a1 1 types of clothing, headwear, footwear and hosiery. 27. Licensee: S S Designs, Inc. Winter Haven, Florida 33880 Fee - Royal ty: $0.00, 7% Period: January 1, 1992 through December 31, 1994 Description: Wearing apparel. which includes all types of clothing. 28. Licensee: Sahara Sportswear. Inc. El Paso, Texas 79932 Fee-Royal ty: $0.00, 7% Period: January 1, 1992 through December 31, 1994 Description: Wearing apparel, which includes all types of clothing, hats, caps, visors, footwear and hosiery . THE UNIVERSITY OF TEXAS AT AUSTIN Trademark License Agreements U. T. 0oard of Regents' Meeting April 9, 1992

29. Licensee: Salamander Company Santa Cruz. California 95062 Fee-Royal ty: 60.00, 6% Period: January 1. 1992 through December 31. 1994 Description: Household accessories. which include aprons and hot mitts.

30. Licensee: Signature Golf Company tA Partnership) Austin. Texas 78705 Fee-Royal ty: $50.00. 62 Peri od: January 1, 1992 through December 31, 1994 Description: Golf clubs and golf ball s.

31. Licensee: Signature Sportswear. Inc, Parsons. Kansas 67357 Fee-Royal ty: 10.00, 7% Period: January 1. 1992 through December 32. 1994 Description: Wearing apparel , which includes a1 1 types of clothing, hatslcaps. footwear and hosiery,

32. Licensee: The Concertina Group Austin. Texas 78705 Fee-Royal ty: $0.00, 6% Period: January 1, 1992 through December 31. 1994 Description: Sports gloves and cycling gloves.

33. Li censee: Weekend 2000. Inc. Austin. Texas 78701 Fee-Royal ty: 50.00, 6% Period: July 1, 1991 through December 31. 1993 Description: Hatches, i.e., "Squatch Watch".

34. Licensee: Whirley Industries. Inc. Warren. Pennsylvania 16365 Fee- Royalty: $0.00, 6'1, Period: January 1. 1990 through December 31. 1994 Description: Plastic mugs, cups and travel mugs. 35. Licensee: Wincraft Incorporated Winona , Mi nnesota 55987 Fee-Royal ty: $0.00, 6% Period: January 1. 1992 through December 31, 1994 Description: Nove?ties/collectibles, which include pennants. banners, team logo buttons. seat cushions. spirit strips. mugs, tankards, can holders. lapel pins, key chains and other novelties/ collectibles. THE UNIVERSITY OF TEXAS AT AUSTIN U.T. BOARD OF REGENTS' MEETING Aprll 9, 1992

PATENT AND TECHNOLOGY LICENSf NG AGREEMENT

The following agreement has been awarded and Is recommended for approval by the U,T, Board of Regents:

1, ti censee : Exxon Cheml cal Company Oar1 en, Connect1 cut Fee- Roy a1 ty : Llcense Fee of $10,000 upon approval by Board of Regents to cover the first two exclusive years of the license. If Exxon elects to rnalntaln an excluslve 1 lcense for a thl rd year, or any addittonal year beyond that, it will pay The University $10,000 per year. In addltion. running royalties will be (1) 2.08% of net sales costs to outsfde enti ties and (2) 2.08% of costs for licensed products used, transferred. or dl sposed of 1 nternal ly by Exxon, its Af f i 1 i ates , and sub1 Icensees . Descrlptton: Royalty-bearlng , worldwlde exclusi ve 11 cense to manufacture, have manufactured, and/or sell llcensed products comprlslng technology related to membrane separations products and pol ypyrrol one pol ymers . THE UNIVERSITY OF TEXAS AT AUSTIN

U.T. BOARD OF REGENTS' MEETING

ACADEMIC SOFTWARE LICENSE AGREEMENTS

The following agreements have been awarded and are recommended for approval by the U.T. Board of Regents: 1. Licensee : Alliant Tech Systems Fee-Royal ty : License Fee of 5200.00 upon execution of Agreement. Peri od : September 6, 1991 through the discontinuance of internal research use. Description: License to use for Internal research purposes on1 y , wf th no rlghts to distribute further. academlc computer software program jdentlfled as "CODE/ROPE Parallel Programming System.'

Licensee : Mercury Computer Systems, Inc. Fee-Royal ty : License Fee of $200.00 upon execution of Agreement. Perf od: October 16, 1991 through the discontinuance of i nternal research use. Description: License to use for internal research purposes only, wlth no rights to distribute further, academic computer software program identlfled as 'CODE/ROPE Paral 1el Programmi ng System. ' 3, Llcensee: Unl versl ty of Call forni a. San Diego Fee- Royal ty : Llcense Fee af $200.00 upon executlon of Agreement (subsequently waived). Per4 od : September 6, 1991 through the discontinuance of Internal research use. Descrlptlon: Llcense to use for internal research purposes only, wlth no rl ghts to dl strl bute further, academic computer software program identified as *CODE/ROPE Parallel Programming System." 4. 11 censee : Unl versl ty of South Carolina Fee-Royalty : License Fee of $200,00 upon execution of Agreement (subsequently walved), Period: April 17, 1991 through the discontinuance of internal research use, Description: License to use for internal research purposes only. with no rlghts to distribute further, academl c computer software program ident i fied as "CODEIROPE Parallel Programming System."

5. Ll censee : University of Wales, College of Cardiff Fee- Royal ty : License Fee of $200.00 upon executlon of Agreement (subsequently waived). Period : December 12, 1931 through the discontinuance of internal research use. Description: License to use for internal research purposes only, with no rlohts to dlstri bute further, academic computer software program identified as "CODE/ROPE Paral 1el Programming Sys tem . " 6. Llcensee : N RC Corpora t i on Fee-Royal ty : Llcensee to provlde reports to faculty with faedback on research use of the software. Period: January 7, 1992 through the dlsccntlnuance of Internal resehrch use. Description: License to use for internal research purposes only, wjth no rlghts to distribute further. academic computer software program Identified as the "Algernon' software package. THE URIVERSITY OF TEXAS AT AUSTIN 1. T. BOARD Of REGENTS MEETING April 9. 1992

CONTRACTS OR GRANTS OVER $500.000

(FUNDS COMING IN)

The following contracts or grants in an amount over $500,000 have been awarded, have been adminjstratively approved by the Executive Vice Chancellor far Academl c Affaf rs. and are recommended for approval by the Board of Regents.

1, Grantor : Department of the Army No.: DAAAZ 1- 90 - D- 0009 - Modi f icat i on 00060 1 New funds: %500,000 additional Current period : [Unchanged] 5/25/90 - 5/24/95 Titl elDescrl pti on: Research & Development Center for Long Term Research In Electrornechanl cs and Hypervel oci ty Mechant cs

2. Grantor : Department of the Army No. : DAAA21-90-0-0009 - Hodiflcatjon 000602 Hew funds: 61,877,000 add1 tional Current per1 od: [Unchanged] 5/25/90 - 5/24/95 TItl elDescrI pt Ion : Research & Development Center for Long Term Research In Electromechanlcs dnd Hypervel oci ty Mechanics

Grantor : National Aeronaut Ics & Space Admlnl strati on (Goddard Space Fl l ght Center) No. : RAG5-1603 - Supplement No. 1 New funds : 41,272,104 additional Current period: 1/1/92 - 10/31/92 TI tl e/Descrlptton Hubble Space Telescope Astrometry Sclence Team - Guaranteed Time Observl ng Program

4. Grantor : Gas Research Instltute NO.: 5091-214-2261 New funds : $1,319.642, Current peri od: 3/1/91 - 7/31/93 Titl e/Descrlpti on: Geol ogl c & Hydrol ogi c Control s on Coalbed Methane Production: Western Basin

5. Grantor: Department of the NavylORR NO. : N00014-92-J-1161 New funds : $864,532. Current period: 1/1/92 - 12/31/94 Titl elDescr1pt ion : Highly Accurate Adaptive Computational Methods for Large-Scale Structural Acoustics Simulations The Universl ty of Texas at Austin Contracts or Grants over 6500,000 UT Regents' Meeting Aprll 9, 1992

6. Grantor : Department of the Navy/Space & Naval Warfare Systems Command No. : N00039-91-C-0082 - Hodificatlan PO0017 New funds: $3,624,100 add1 ti onal Current period: [Unchanged] 12/30190 - 12/31/95 Titl e/Descri ption: ARL:SPAWAR Omnlbus Contract 1991-95

Department of the NavylSpace & Naval Warfare Systems Command No. : N00039-91 -C-0082 - Hod1 f ication PO0018 New funds : $2,620,600 additional Current per1 od: [Unchanged] 12/30190 - 12/31/95 Tttle/Description: ARL:SPAWAR Omnibus Contract 1991-95

8. Grantor: Foundatlon for Research No, : Grant Letter dated January 24, 1992 New funds : $1.007.900. Current pertod: 1/1/92 - 6/30/92 Tit1elDescription: Cl ayton Foundation 8lochemi cal lnstltute / Research In Bl ochemi stry

9. Grantor: Natlonal Aeronautics & Swace Admini strat ton No.: NAS5-30942 - Amendment No. 8 New funds: $809,561 additional Current per1 od: 3/1/91 - 2/28/93 Ti tl e/Descrlpti on: Management, Operation. Maintenance & Engineering Development of the MLRS

10. Grantor: Cal S forni a Ins t 1 tute of Techno1 ogyl Jet Propul sjon laboratory No. : 956689 - Modification No, 28 New funds : 5709.000 addi tlonal Current period: 10/1/91 - 9/30/92 Tltle/Descrl wtion: Investlgat~onsSupporting Topex Precl $1on Orb1 t Determi nat ion

11. Grantor: Department of Education No. : P063P16599 Hew funds : S1,447,436 add1 tional Current per1 od : 9/1/91 - 8/31/92 TItl e/Oescrl pt i on: Pell Grant Program The Unlversi ty of Texas at Austln Contracts or Grants over $500,000 UT Regents' Meeting April 9, 1992

Grantor : Texas Low-Level Radioactive Waste Dlsposal Author1 ty No. : IAC(92-93) 0910 New funds : $1,342,378. Current per1 od : 1215191 - 8/31/92 Titl e/Descrl pti on: Bureau of Economl c Geology has agreed to provl de character1 zation & base1 lne monltorlng data for determining the sul tabill ty of the Eagle Flat region to host a low-level radioactive waste reposi tory.

(FUNDS GOING OUT)

NONE THE UNIVERSITY OF TEXAS AT AUSTIN

U. T. BOARD OF REGENTS MEETING April 9. 1992

FOREIGN CONTRACTS AND GRANTS FOR RESEARCH, DEV ELOPHENT , CLINICAL AN0 EDUCATIONAL SERVICES

(FUHDS CONING IN)

The following i terns have been awarded and are recommended for approval by the U. T. Board of Regents:

1. Country: Canada BusinesslEnti ty : Yarlous Donors - Ontarlo Hydro No.: Grant Letter dated 11/25/91 New funds: $30,000. Current period: 1/1/92 - 12/31/92 Titl e/Descrl pti on : 1992 Construction Industry Institute Members hi p

2. Country: Engl and Business/Entl ty: Industrial Assocl ates :BP International No, : Check 2713 New funds: $30,000 additional Current period; 1/1/92 - 12/31/92 Titl e/Oescrl pti on : Characteriratlon of San Andres & Gray- burg Reservol rs

3. Country: Flnl and Bus7 ness/ Enti ty : Varjous Donors: Neste Oy No.: Research Part1clpatl on Agreement - Amendment New funds : $40,000 add1 tf onal Current period: 1/1/92 - 12/31/93 Ti tle/Descriptf on: Separations Research Program

4. Country: France Buslness/Ent~ty: Various Donors : El f Aqui tal ne No. : Research Participation Letter Agree- ment - Amendment No. 3. New fcrnds : S 20,000 add1 t 1 onal Current per1 od: 1/1/91 - 12/31/91 TItl e/Descri ption: We1 lbore Stab1 1 lty f n Devl ated Borehol es

5. Country: France Busi ness/Enti ty : Various Donors: Societe Nationale Elf Aquitaine Productlon No. : Research Part1 clpation Agreement - Extension (SNEA(P)No7708A3) New funds: $30,000 addi tiona l Current period: 1/16/92 - 1/15/93 Ti tl e/Description : Stimulation. Logging. & Formation Damage Research Program The University of Texas at Austln Foreign Contracts and Grants for Research, Development. Clinical and Educational Services UT Regents' Meeting Aprll 9, 1992

6 Country : France Bus1 nessl Enti ty : Industrial Associates: Compagnie Francai se des Petrol es No. : Check No. 462173 New funds: * $30,000 additional Current perjod: 1/1/92 - 12/31/92 Titl e/Descri ptl on: Characterization of San Andres & Grayburg Reservol r s

Country : Italy Bus1 ness/Enti ty: Various Donors : En1 ri cerche S .p .A. (renewal of Snamprogettl) No.: Research Partlcfpation Agreement - Amendment New funds: 540,000 add1 tional Current per1 od: 1/1/92 - 12/31/93 TItl e/Descri pti on: Separations Research Program

8. Country: Italy Busl ness/Entt ty : Industri a1 Assocj ates : Aql p, S .p .A. No. : Memorandum of Agreement New funds: $30.000 addi ti onal Current period: 1/1/91 - 12/31/91 Titl e/Descri ption : Character1 zatl on of San Andres & Grayburg Reservoi rs

9. Country: Italy Busi ness/ En t 1 ty : Uni versi ty of 001 ogna No.: Hflel ds Lf cence Agreement New funds : None Current period: 11/18/91 - 12/31/99 TitlelDescription: Hf1 el ds Licence Agreement

10. Country: Japan BusinesslEnti ty: Industrl a1 Associates : Japan National 01 1 Corporati on No.: Hemorandurn of Agreement New funds: 530,000. Current period: 1/1/92 - 12/31/92 Ti tl elDescription: Characterization of San Andres & Grayburg Reservoi rs

(FUNDS GOING OUT)

NONE THE UNIVERSITY OF TEXAS AT AUSTIN

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992 CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT , CLINICAL AND EDUCATIONAL SERV ICES

Sjnce the Docket for the prevlous meeting of the U, T. Board of Regents, the following actlvlty has taken place with regard to Contracts and Grants for Research, Development . Cl inl cal and Educat lonal Servl ces :

FUNDS COMING IN

I. Non-Governmental, State and Local Government and Federal Government Contracts and Grants

a. 1997 703 - 413 Number of In1tial Grant & Contract Awards $ 9971.284.33 Value of Awards

b. 1997 413 - 545 Number of Flscal Amendments to Grant and Contracts Awards (Increasing or Decreasing by $10.000) $ 1?.126,643.16 Total of Increased Fundlng 6 ( 71.000.001 Total of Reduced fundi ng

FUNDS GOING OUT

IT Non-Governmental, State and Local Government and Federal Government Contracts and Grants

a. 1991 546 - 565 Number of lnltial Grant 8 Contract Awards NOTE: 6173 not used,

Value of Awards b. -1997 566 Number of Ft scal Amendments to Grant and Contract Awards (Increasing or Decreasl ng by 6 10,000) f 28.234.0Q TotaloTIncreasedFunding $ D Total of Reduced Fundlng THE UNIVERSITY OF TEXAS AUSTIN

LIT BOARD OF REGENTS' MEETING April 1992

ENDOWED CHAIRS AND NAMED PROFESSORSH I PS 1991-92 NON- IN I TIAL . NON-BUDGETED APPOINTMENTS

Col 1 ege\S chool Architecture Endowed Position Meadows Foundatton Centennial Professorship in Architecture Name Michael L.Benedikt Current Tit1e Harwell Hamil ton Harris Fellowship [Professor Benedikt will retaln thls fellowship for 1991-92. )

Department n/ a Person Belng Rep1 aced Vacant Effective Date 911191

Col 1 ege\School Law Endowed Position Rex G. Baker and Edna Hefl in Baker Professorship in Constitutional Law Name Bernhard Grossfel d Current Title Visiting Professor

Department Person Baing Replaced Vacant Effective Date 1/16/92-5/31/92

to1 lege\School Liberal Arts Endowed Poslt Ion Edward Larocque Tinker Chair in Latln American Studies Name Orlandina de Oliveira Current Title Visiting Professor

Department Soclol ogy Person Belng Rep1 aced Vacant Effective Date 1116192-5/31/92

NOTE: Personnel and Payroll Information will be included in "Amendments to the 1991-92 Operating Budget" as appropriate in thls or subsequent dockets. A-28 Col 1 ege\School Natural Sciences Endowed Posltlon Admiral 0. R, Inman Centennial Chair in Computing Theory Name David A, Turner Current TItl e Visltlng Professor

Department Computer Sciences Person Be tng Rep1 aced Vacant Effective Date 1/16/92-5/31/92

to7 l ege\S chool Natural Sciences Endowed Positfon Beatrdce M. Tinsley Centennial Visiting Professorship in Astronomy Name Robert P. Kraft Current Title Visiting Professor

Department Astronomy Person Being Rep1 aced Vacant Effective Date 9/1/91-5/31/92

Col 1 ege\S chool Natural Sciences Endowed Position Regents Chair in Computer Sciences (No. 1)

Name Jayadev Misra Current Titlt Professorship in Computer Sciences (No, 2) Dr. Mi sra will re1 inquish this Professorship effective January 15, 1992.

Department Computer Sci enccs Person Being Replaced Vacant Effective Date January 16. 1992

NOTE: Personnel and Payroll information will be incl uded in "Amendments to the 1991-92 Operating Budget" as appropriate in this or subsequent dockets A-29 THE UNIVERSITY OF TEXAS AT AUSTIN

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 OPERATING BUDGET

The term "rate" for academic institutions is the full-time nine-month base rate and for health institutions is the full-time twelve month base rate; for all other personnel it is the full-time rate, the appointee receiving a proportionate amount depending upon the fraction of time for which he is appointed and the period of his appointment. Source of funds for payment of salaries, unless otherwise shown, is the departmental salaries account. 1. APPOINTMENTS TO NAMED PROFESSORSHIPS, ENDOWED FELLOWSHIPS, ENDOWED PROFESSORSHIPS, AND ENDOWED CWIRS - 1992 BUDGET

Appointments were approved through Agenda or Docket action at prior meetings of the Board of Regents, as follows:

Nine Months Chair or Professorship or Chair and Academic Professorship Effective Department or School Rate Appointment Date COLLEGE OF LIBERAL ARTS Economics Murray Johnson Chair In Economics 1. Kozmetsky, George (RBC 82, 83)

COLLEGE OF NATUML SCIENCES Chemistry and Biochemistry M June And J Virgil Waggoner Regents Chair In Chemistry 2. Fox, Harye Anne (RBC 86, 87)

COLLEGE OF EDUCATION Educational Administration A M Aikin Regents Chair In Jr. And Community Col lege Leadership 3. Moore, William (RBC 84, 85) THE UNIVERSITY OF TEXAS AT AUSTIN

U. T. BOARD OF REGENTS' MEETING April 9, 1992 AMENDMENTS TO THE 1992 OPERATING BUDGET (Continued)

UNSFERS OF FUNDS

ZNERAL ADMINISTRATION AND STUDENT SERVICES Vice President for Business Affairs

4. Amount of Transfer: $300,000

From: Office of the President-Special Equipment and Operations To: Special Equipment

To provide funds for equipment purchases.

3LLEGE OF LIBERAL ARTS Oriental and African fanguages and Literature

5. Amount of Transfer: $219,995

From: Linguistics Faculty Salaries To: Faculty Salaries

To provide funds for appointment of Assistant Instructors for Spring, 1992.

Germanic Languages

6. Amount of Transfer: $171,245

From: English Teaching Assistants

To: Faculty Salaries

To provide funds for appointment of Assistant Instructors for Spring, 1992.

Spanish and Portuguese

7, Amount of Transfer: $351,878

From: Psychology Faculty Salaries To: Faculty Salaries

To provide funds for appointment of Assistant Instructors for Spring, 1992.

ILLEGE OF NATLTRAL SCIENCES Physics

8. Amount of Transfer: $125,000

From: Office of the Dean - Special Equipment To: Start-up Funds - Raizen Funds for start-up equipment purchases. THE UNIVERSITY OF TUViS AT AUSTIN

U. T. BOARD OF REGENTS' MEETING

April 9, 1992

AMENDMENTS TO THE 1992 OPERATING BUDGET (Cant inued)

ZHOOL OF NURSING

9. Amount of Transfer: $129,484 From: Ralston Nursing Student Loan Fund

To: Ralston Nursing Scholarship Fund

Transfer of funds to establish funding for the newly created Ella Kate and Wallace Ralston Medical and Nursing Students Scholarship Fund which was established at the December 5, 1991 meeting of the Board of Regents.

ARIOUS ELEMENTS OF COST, VARIOUS DEPARTMENTS

10. Amount of Transfer; $29,952,388

From: Various Accounts

To: Various Accounts

To requesr that selected 1990-91 fund balances which have commitments be reapprapriated to the 1991-92 budget. $17,908,544was reappropriated to various 14 accounts. $12,043,844was reappropriated to various 20 accounts.

NALMCATED ACCOUNTS

11. Amount of Transfer: $500,000

From: Office of the President-Computer Equipment Acquisition

To: Computer Acquisition-Faculty Computer Committee

Funds for computer equipment aequis5tions

DVANCED RESEARCH AND ADVANCED TECHNOLOGY PROGRAMS

12. Amount of Transfer: $13,931,567

From: Estimated Income via General Revenue

To: Advanced Research/Technology Programs for: ARP-009 (Bard) ARP-275 (Beckner) ARJ - 514 (Bengston) ARP - 100 (Bose) ARP - 44 5 (Browne) ARP- 178 (Campbell) ARP- 157 (Carlson) ARP-368 (Echols) ARE'-230 (Fink) ARP-499 (Foss) ARP- 243 (Fox) ARP-481 (Frisbic) ARP - 46 3 (Geislcr) ARP-212 (Gloyna) ARP - 440 (Gottlieb) THE UNIVERSITY OF TEXAS AT AUSTIN U. T. BOARD OF REGENTS' MEETING April 9, 1992

AMENDMENTS TO THE 1992 OPERATING BmGET (Continued)

MSFERS OF FUNDS lVANCED RESEARCH AND ADVANCED TECHNOLOGY PROGRAMS (continued) ARP-186 (Grady) 123,305 ARP- 339 (Gutierrez) 60,640 ARP-263 (Hall) 136,861 ARP-184 (Hester) 44,000 ARP-470 (Ho) 205,040 ARP-086 (Iverson) 150,000 ARP- 225 (Lambert) 130,000 ARP-131 (Land) 93,500 ARP-215 (Laude) 125,000 ARP-089 (Mallouk) 100,000 ARP-002 (Marder) 138,000 ARP-403 (Markert) 125,000 ARP-085 (Matzner) 180,000 ARP-453 (McDevitt) 150,000 ARP-485 (Meier) 54,794 ARP-219 (Misra) 95,200 ARP-114 (Mooney) 91,800 ARP - 196 (Niu) 46,571 ARP-476 (Polchinski) 80,000 ARP-113 (Radin) 55,648 ARP-480 (Ramachandran) 153,950 ARP-424 (Rankin) 133,000 ARP-235 (Rosanthal) 51,440 ARP-154 (Rassky) 85,000 ARP-040 (Ruppel) 86,700 ARP-231 (Sanchez) 125,680 ARP-129 (Sasaki) 187,100 ARP-105 (Sharp) 87,000 ARP-075 (Skipper) 85,222 MP-079 (Streetman) 161,360 ARP-462 (Thomas) 99,000 ARP- 357 (Tucker) 198,400 ARP- 343 (Tyler) 73,100 ARP-236 (Vaaler) 52,960 ARP-059 (Wheeler) 72,000 ARP-133 (Young) 150,000 ARF-286 (Zakon) 189,000 ATP-217 (Anslyn) 152,389 ATP-006 (Bard) 101,520 ATP-261 (Bergman) 102,020 ATP-145 (Bittner) 180,073 ATP-121 (Brown) 350,260 ATP-415 (Busch-Vishnis) 193,000 ATP-426 (Buskey) 500,000 ATP-412 (Campbell) 192,000 ATP-442 (Daniel) 130,000 ATP-140 (deLozanne) 179,100 ATP-399 (Downer) 155,511 ATP-074 (Edgar) 295,880 ATP-080 (Ekerdt) 181,845 ATP-136 (Fink) 218,000 ATP-498 (Fowler) 247,564 ATP-134 (Gilbert) 228,792 ATP-292 (Goodenough) 138,258 ATP-250 (Gouda) 225,704 ATP- 506 (Jones) 143,450 ATP- 220 (Jurcic) 117,412 ATP-035 (Koros) 227,700 ATP-469 (Kwong) 171,000 THE UNIVERSITY OF TEXAS AT AUSTIN

U. T. BOARD OF REGENTS' MEETING

April 9, 1992

AMENDMENTS TO THE 1992 OPERATING BUDGET (Continued)

lVANCED RESEARCH AND ADVANCED TECHNOLOGY PROGRAMS (continued) ATP-066 (kgowski) 258,205 ATP-495 (Lawler) 127,952 ATP-106 (Lloyd) 146,300 ATP- 122 (Iaehr) 160,000 ATP- 386 (Halek) 95,323 ATP-118 (Martin) 128,250 ATP-379 (Pope) 225,000 ATP-024 (Silberschatz) 154,242 ATP-076 (Streetman) 227,000 . ATP-303 (Tapley) 222,000 ATP- 228 (Tasch) 262,000 ATP-331 (Tassoulas) 105,000 ATP-267 (Tssar) 124,400 ATP-395 (Tien) 117,176 ATP-344 [Tyler) 285,000 ATP-388 (Walker) 102,980 ATP-338 (Walser) 224,280 ATP-245A (Webber) 108,749 ATP - 245B (FOX) 63,502 ATP-418 (Weldon) 374,482 ATP-271 (White) 219,000

To record the transfer of research funds from the Coordinating Board to the University of Texas at Austin.

ZS IGNATED FUNDS University Interscholastic League

13. Amount of Transfer: $179,625

From: General Fee Account

To: Building Fund Account

Transfer funds to Building Fund Account for the purpose of a new ULL Building.

JXILIARY ENTERPRISES Intercollegiate Athletics for Women

14. Amount of Transfer: $400,000

From: Intercollegiate Athletics for Men-Operating Income

To: Operating Income

To meet additional funding needs not known in 1991-92 budget preparation.

15. Amount of Transfer: $100,000

From: Improvements, Remodeling and Major Repairs

To: FAG 2nd Floor Renovation

To provide funds for renovarions in the Flaw Academic Center to relocate the Dean of Students Office. THE UNIVERSITY OF TEXAS AT AUSTIN

U. T. BOARD OF REGENTS' MEETING April 9, 1992

AMENDMENTS TO THE 1992 OPERATING BUDGET (Continued)

WSFERS OF FUNDS ANT FUNDS (Continued)

16. Amount of Transfer: $293,000

From: Proceeds from Sale of BRC Land-Unallocated

To : Ferguson Laboratory Annex Proj ect- UnaLlocaced

To provide total project cost funding for the Fergusan Laboratory Annex Project at Balcones Research Center. U.T. Board d Flrgonlr' Meetlng 9,1992

Mertt Wary lnueasas AJI Fw.AdmlnlWatke and Prol~lonilStall Wn

No. No. Tltb, Name Rate Rate Immlse I-sa Date GENERAL AWtNbSTRATDN AND STUMNT SERVICES Ortb d the Presknt Vla Presldenl tu ~tranon 4 9 Sharp, mbl R, Jr.

*Special admini strati ve rate for period 1/1/92 - 8/31/92. Base salary rate is $100,000, -1 W Olredw m 31 3 Ekhg. Randy E.

WEPRESIDENT AHD DEAN OF GRADUATE STUDIES Assktantm 126.127 10.1 BM. Sarlta E. $ 3%m (121 $ 39,736 (12) f 3.750 10.4

SCHOOLOFUW L+dum Md ProlesPknil Lbrarlan 113 Ratter, Jonrthan 4, 5 (Sehoold -Law Ukuy) IWE UNIVERSITY OF TEXAS AT AUSTIN

U.T. Board of Regenis' Meeting Apf1l9,1992

Merlt Salary Increases All Faculty, Adminlstratlve and Professional Staff M-rs

Budget Budget 1992 Page item CollegeAhpartment 1992 Recommended Amount Percent Effedlve No. No. Tltle, Name Rate Rate lncrease Increase Date LIBRARY Proiesslonal Llbrarlan McFarland, Stephen Mark

Law Library Professional Lbrarlan ? 723 6 Gunn, David L. W --I 724 17 Robinson, Marlyn

724 18 Wash&, Barbara

AUX ILlARY ENTER PRlSES Intercollegiate Athletics for Men Assistant Coach (Football} wMm,sobby A.

Texas Student Publications Superintendenl-Produetion TSP Rinn. Atthur J. THE UNIVERSITY OF TEXAS AT AUSTIN

U.T. Board of Regents' Meetlng April 9,1992

Meril Salary Increases Ail Faculty, Administrative and Professional Staff Menhrs

Budge1 Budget 1992 Pago Item CoNegelDepartrnent 1992 Recwnmended Anwum Pemnt Eflective No. No. Title, Name Rate Rate Incmase Increase Date

NON-BUDGFTED PERSONNEL (bnlrads and Grants)

COLLEGE OF NATURAL SCIENCES Zoology Research Sdenttst Skipper, James

COLLEGE OF PHARMACY Postdoctoral Fellow haves, Patricia H. OFFICE OF THE YWSIDENT 2441 THE UNIVERSITY OF TEXAS AT BROWNSVILLE

1614 Rid& Road-Bmwnsville, Texas 78520-4991-L. 15 12) 982-01 1OwFAX (512) 982-01 15

Harch 3, 1992

Dr. James P. Duncan Executive Vice Chancellor for Academic Affairs The University of Texas System 601 Colorado Street Austin, Texaa 78701

Attn: System Budget Office Dear Dr. Duncan:

The docket for the April 9, 1992 meeting of the Board of Regents is submitted for your recommendation and presentation to the Board. I recommend approval.

Sincerely,

~ulihtV. Garcia Prerrrident THE UNIVERSITY OF TEXAS AT BROWNSVILLE

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

Page No.

SubstantlveCatalog Changes ...... 8- 3 Trademark License Agreements ...... 8- 4 Amendments to the 1992 Budget ...... R- 5 (including faculty and staff appointments and changes in status and transfers of funds within existing budget totals) THE UNIVERSITY OF TEXAS AT BROWNSVILLE

U. T. BOARD QF REGENTS' MEFTTNG

SUBSTANlIVE CATALOG CHANGES

The fol lowing 1 isti ng summari 2es the substantive changes proposed to the catalog of The University of Texas at Brownsvil le, These catalog changes have been administratively approved by the appropriate Executjve Vice Chancellor.

Undergraduate Catalog for 1992-93

. - Page Number(s) Summary of Proposed Substantive Change

70 The Texas Higher Education Coordlnati ng Board has determined the cost of education to be $162 per semester credit hour for 1992-93. Thus, the base tuition rate for nonresident and foreign students is $162 per semester credit hour for 1992-93. THE UNIVERSITY OF TEXAS AT BROWNSVILLE

U. T. BOARD OF REGENTS' MEETING

TRADEMARK LICENSE AGREEMENTS

2 following agreements have been awarded and are recommended for approval by : U. T. Board of Regents. A1 1 product approvals are in accordance with -agraphs 10.1(C) and (0) and 11.1 of the Trademark Agreement.

Cicensee : J & M Sportswear, Inc. 6800 West 153rd Street Over1 and Park, Kansas 66223 Fee-Royalty: $25, 7% (Minlmum $50 per contract year) Period: November 1, 1991 through December 31, 1993 Description: Nonexclus~ve license to utilize certain marks owned now and previously used by The University of Texas at Brownville. THE UNIVERSITY OF TEXAS AT BROWNSVILLE

U. T. BOARD OF REGENTS' MEETlHG

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET

Full-time Salary Effective % No. tern, Department, Title, Name -. Date --Time Mas. Rate -RBC WlMTME#TS, PROMOTIONS* AND ILARY INCREASES lERAL ADMINISTRATION AND STUDENT lRVICES Iffice of the President President 1. Juliet V. Garcia THE UNIVERSITY OF TEXAS AT BROWNSVILLE

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Cont inued)

;ted below are faculty members who are teaching "overloads." They are npensated $1,380 for each 3 hour course or Its equivalent. FTE effort remains 100%; appointees wi11 revert to thelr academic rate upon completion of course 2rload. : 1009 Spring 1992 Overloads Academic Effective Overload >artmen++,Name Title -. .Rate Date P aymn t ts & Sciences lormand~inder Professor $43,236 01-20-92 $ 1,380 ieorge K. Green Assoc Professor 37,668 0 1- 20-92 1.380 lark - ~agee Assist Professor 32 ;460 01-20-92 1 ;380 dilliam V. Wilkinson Assoc Professor 36,048 01-20-92 1,380

;fness Administration I1 ise Buettgen Assoc Professor $37,680 01-20-92 $ 1,380 Iivian K. Permenter Assoc Professor 41,580 01-20-92 1,380 iB Vinson Assoc Professor 39,288 01-20-92 1,380

cat ion iva Alejandro Assist Professor $31,704 01-20-92 $ 1.380 hyle L. Orogdon Assoc Professor 33; 564 01-20-92 1 ;380 ,eopoIdo A. Coronado Chai r/Assoc Prof 36,192 01-20-92 1,380 lbel Gonzalez Assist Professor 31,884 01-20-92 1,380 lernon Kostohryz Professor 45,744 01-20-92 1,380 idgar H. Rodriguez Professor 40,572 01-20-92 1,380 ;raclela P, Rosenberg Assi st Professor 30,432 01-20-92 1,380 TAL Spring 1992 Overloads $19,320 THE UNIVERSITY OF TEXAS AT BROWNSVILLE

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued)

lNSFER OF FUNDS

4DVANCEO RESEARCH AND ADVANCED TECHNOLOGY PROGRAMS 1. Amount of transfer - $57,500 RBC #007 From: A1 location af General Revenue by Coordinating Baard $57,500

To: Advanced Research/Technology Programs for:

Specjf ication of a structural, cognl tive and $57,500 behavioral model of early detection for breast & cervical cancer among women working in Texas- Mexlco border twin plants implications for health policy.

TOTAL

Transfer funds to establish budgets for varlous Coordinating Board Advanced Research/Technology Program projects as awarded by compet it ive revqew. THE UNIVERSITY OF TEXAS AT DALLAS

February 26, 1992

. James P. Duncan ecutive Vice Chancellor r Academic Affairs e University of Texas System 1 Colorado Street .stin, Texas 78701 n: System Budget Office ar Dr. Duncan:

The docket for the April 9, 1992 meeting of the Board of Regents is submitted for your ommendation and presentation to the Board.

I recommend approval.

Sincerely,

Robert R. Rutford President THE UNIVERSITY OF TEXAS AT OALLAS

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

-Page No. fts from Private Donors and Foundations ...... 0- 3 hstantive Catalog Changes ...... 0- 4 siness Contracts for Services ...... D- 5 Funds Comlng In Funds Going Cut sdemark License Agreements ...... 0- 6 ntracts and Grants for Research, Development, Clinical nd Educational Services

All Others ...... 0- 7 endments to the 1992 Budget ...... D- 8 (Including faculty and staff appointments and changes in status and transfers of funds within existing budget totals) THE UNIVERSITY OF TEXAS AT DALLAS

U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

GIFTS FROM PRIVATE DONORS AND FOUNDATIONS

2 following gifts have been received and are recommended for acceptance by e U. T, Board of Regents:

Donor Purpose Amount Cecil ti, Green Construction of the Cecll $ 20U,000,00 3525 Turtle Creek Boulevard and Ida Green Center for Apartment 20-A the Study of Science and Dallas, Texas 75219 Soc-lety

Cecil H, Green Construction of the Cecll 100,000.00 3525 Turtle Creek Boulevard and Ida Green Center for Apartment 20-A the Study of Sclence and Oallas, Texas 75219 Soclety

Rockwell Internat lonal Corp. Campaign to Make History 50,000,OO Kent M. Black Executive Vice President and Chief Operating Officer P,O, Box 568842 Dallas, Texas 75356-8842

Texas Instruments, Inc. Erik Jonsson School of Defense Systems and Engineering and Computer Electronics Group Science P.O. Box 660425 Dal Ias, Texas 75266 United Way of Metropolitan Callier Center for Dallas, Inc, Communi cat ion Disorders 901 Ross Avenue Dal 1 as, Texas 75202-1998 e following nonrnonetary gifts have also been received: Mr. Robert Gleichenhaus Wineburgh Phi 1 ate1 ic Museum 53,136.09*** 7602 Vinewood Swiss Classic Stamp Collection San Antonio, Texas 78209

John G, Scales (deceased) Geosciences Program 175 ,000.00*** 1241 Lausanne Collection of fossils, Dallas, Texas 75208 minerals, seashells and related natural hfstory items

*No letter of transmittal from the donor ***Noncash glft - other. The amount stated is the estimated value on the date of receipt by the institution. THE UNIVERSITY OF TEXAS AT DALLAS

U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

SUBSTANTIVE CATALOG CHANGES

: fo1lowing 1 isting summarizes the substantive changes proposed to the :alog of The University of Texas at Dallas. These catalog changes have been ainistratively approved by the appropriate Executive Vice Chancellor.

Undergraduate Cata 1 og for 1992-93 le Number(s1 Summary of Proposed Substant ive Change

Increase in General Use Fee from $8 to $10 per semester credit hour effective wlth the Fall 1992 term (per Senate Bi11 8871, Graduate Catalog for 1992-93

Summary of Proposed Substantive Chanqe

lncrease in General Use Fee from $8 to $20 per semester credit hour effective with the Fall 1992 term (per Senate Bill 887). THE UNIVERSITY OF TEXAS AT DALLAS

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTRACTS FOR SERVICES

11 following contracts have been awarded, have been administratively approved the appropriate Executive Vice Chancellor, and are recommended for tification by the U. T. Board of Regents:

(FUNDS GOING OUT)

Agency: Cit icorp Cred i t Serv ices, Inc. Funds: $1680 yearly rental, 1.69% Period: October 1, 1991 through April 1, 1993 Title/Description: Credit Card Sales Processing and Terminal Rental

Agency : First City, Texas Funds: Per contract Period: January 28, 1992 Title/Descri ption: Computerized cash management information and reporting system

Agency: Xerox Corporation Funds : Per contract Period: December 1, 1991 through December 31, 1993 TItle/Description: Copy management services THE UNIVERSITY OF TEXAS AT DALLAS

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TRAO EMARK LICENSE AGREEMENTS

! following agreement has been awarded and is recommended for approval by ! U. T. Board of Regents. All product approvals are in accordance wlth -tigraphs 10,1(C) and (D) and 11, l of the Trademark Agreement. Licensee: Artcarved/R. Johns Ltd. A Division of CJC Holdings Austin, Texas 78745 Fee-Royal ty : $0, 6% (minlmum $50/per contract year) Period: January 1, 1992 through December 31, 1994 Description: Class Rings, Class Jewelry THE UNIVERSITY OF TEXAS AT DALLAS

U. T, BOARD OF REGENTS' MEETING

APRI t 9, 1992

CONTRACTS ANU GRANTS FOR RESEARCH, DEVELOPMENT, CLIN I GAL AND EDUCATIONAL SERVICES

Ice the Docket for the previous meeting of the U. T. Board of Regents, the llowfng activity has taken place with regard to Contracts and Grants for iearch, Development, Clinical and Educational Services: FUNDS COMING IN

I. Non-Governmental, State and Local Government and Federal Government Contracts and Grants a. 1992 D 27-48 Number of Initial Grant and Contract Awards 91,804,415 Value of Awards

b. 1992 Il 49-55 Number of Fiscal Amendments to Grant and Contract Awards ( Increasi ng or Decreas i ng by $10,000) $ $532,900 Total of Increased Funding I None Total of Reduced Funding

FUNDS GOING OUT

I I. Non-Governmental , State and Local Government and Federal Government Contracts and Grants a. 1992 D 56 Number of Initial Grant and Contract Awards $ $ 1,000 Value of Awards b, 1992 D None Number of Fiscal Amendments to Grant and Contract Awards (Increasi ng or Decreasing by $10,000) None Total of Increased Fundlng None Total of Reduced Funding THE UNIVERSITY OF TEXAS AT DALLAS

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO TliE 1992 BUDGET

YNSFER OF FUNDS -RBC REMEOEAL EDUCATION

1, Amount of Transfer: $306 D 1

From; E&G Income State Appropriation To: Maintenance and Operation

To increase the Educational and General Budget for Remedjal Education Maintenance and Operation U.T. BOARD OF REGENTS' MEEXING

APRIL 9,1992 i I Merit Salary Increases 1992 i All Faculty, Administrative and Professional Sbff Members I ! 1992 h Budget Budget Page Item wment, 1992 Rammended Amount Percent Effective I No. Title and Name Ihk Rate hGEax bEmJs Date

GENERAL ADMINISTRATION AND SmENT SERVICES

ADMISSIONS Director of Admissions 001 Samsula, &my L.

SCHOOL OF SOCIAL SCIENCES Visiting bfessor 012 Kain, John F.

CONTINUING EDUCATION Program Cmrd'itor 002 Caldd, Barbara

RECORDS AND REGISTRATION Director of Records and Registration 001 Stuart, Jean R. U.T. BOARD OF REGENTS' MEIXING

APRIL 9, 1992

Merit Salary Increases 1992 All Faculty, Administrative and Professional Staff Members

Budget Budget 1992 Page Item Department, 1992 Recommended Amount Percent Effective A Title and Name Rate Rate InGEZS WEaX Date

CONTRACTS AND GRANTS u I NATURAL SCENCES AND MATHEMATICS oF Project Supervisor 609 Of6 Harmon, Larry L.

Manager 609 014 -Lippinwet, Charles R. THE UNIVF,RSITY OF TEXAS AT EL PASO

March 3, 1992

. James P. Duncan scutive Vice Chancellor 3r Academic A£ faira e ~nivereityof Texaa System 1 Colorado Street stin, Texas 78701 tn: System Budget Off ice

ar Dr. Duncan:

The dockat for the April 9, 1992 meeting of the Board of Regents ia bmitted for your recommendation and presentation to the Board. I recommend approval. Sincerely, A

Diana Natalicio President THE UNIVERSITY OF TEXAS AT EL PAS0

U. T. BOARD OF REGENTS' MEETING APRIL 9, 1992

TABLE OF CONTENTS

paae NO. fte from Private Donare and Foundations ...... EP- 3 uineae Contract6 for Services ...... EP- 5

Funds Coming In Fund8 Going Out ademark Licmnaei Agreements ...... EP-6 ntracts and Granta for Raeearch, Developent, Clinical nd Educational Servicea All Others ...... EP-7 THE UNIVERSITY OF TEXAS AT EL Paso

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

GIFTS FROM PRIVATE DONORS RND FOUNDATIONS

3 following gifts have been received and are recommended for acceptance by 5 U. T. Board of Regenta:

Donor Purpose Amount

Mr. and ma. Julian Bernat The 1991 Excellence Fund 25,000.00* 1078 Loe Jardines For the Presidential $1 Paao, Texaa 79912 Scholarship Program Fund

e following non-monetary gifts have also been received:

Hewlett-Packard Company Computer Equipment for $ 58,640.00* Attn: Mrs. Barbare D. the Department of ~hemietry *rt* Williame (Item f010001, 01002, 01003, Equipment Gift Coordinator 01004, 020001, 030001, P.O. BOX 10301 030002, 040001 and 040002 Palo Alto, CA 94303-0890

*No letter of tranemittal from the donor ***Noncash gift - other. The amount etated is the estimated value on the date of receipt by the institution. THE UNIVERSITY OF TEXAS AT EL PASO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTRACTS FOR SERVICES

The following contracte have been awarded, have been administratively approved by the appropriate Executive Vice Chancellor, and ate recommended for ratification by the U. T. Board of Regente:

1. Agency: G.E.M. Conceasiona, Inc. Funds : As per contract, Section VII. Period: November 5, 1991 through May 1, 1992 ~itle/~eecription: G.E,M. to provide for the aale of food and non- alcoholic beverages at certain Univereity events or University-sponaored evente.

(FUNDS GOING OUT)

2. Agency: Alvidree AssocFates, Inc. Funds: $21 500 Period: January 17, 1992 through completion of project Tit le/Deecript ion: To provide architectural, structural, mechanical and electrical engineering services for renovation of a portion of the basement of the College of Nureing and Allied Health building to houee the OccupatFonal & Phyaieal Therapy Programs.

3. Agency : Fischer-Cordova Partners, Ine. Funda: $33,000 Period: January 16, 1992 through completion of project Title/~eacription: To provide architectural, structural, mechanical and electrical engineering services for renovation of the Old Geology building on campua.

4. Agency: Fluid Syeteme, Inc. Funds t $15,675 Period I January 27, 1992 through completion of project Title/Deacription: To provide servicee for replacement of the WAC ~y6temin the old portion of the Administration building on campus.

5. Agency: sun City Analytical, InC. Funds : $7,975 Period : December 17, 1991 through January 23, 1992 TitlejDeacription: To furnish plana, air monitoring, drawings and specifications tailored for aabeatos abatement at the Union Weat Basement.

MINOR CONSTRUCTION PROJECTS, as authorized by U. T. Board of Regente' Rulea and Reuulationa, Part Two, Chapter VIII, Section 2 (Projects previously approved by the Board of Regente and/or those for Minor Repair and Remodeling for $300,000.00 or lees.)

6. Contractor : Acme Environmental system^ Amount : 548,733 Source of Fund8: Unexpended Plant Funds Date of Contract: January 9, 1992 Estimated Completion Data: February 11, 1992 Project Title: Asbestos abatement at the Union West Basement Brief Description: Removal of asbestos. THE UNIVERSITY OF TEXAS AT EL PAS0

U. T. BOARD OF REGENTS' BWETING APRIL 9, 1992

TRADEMARK LICENSE AGREEMENTS

The following agreements have been awarded and are recommended for approval by the 0. T. 8oard of Regents. All product approvals are in accordance with Paragraph6 10.1(C) and (D) and 11.1 of the Trademark Agreement.

1. Liceneee: ARTCARVED/R. Johns Ltd.(A Division of CJC Holdinga) 7500 South IH 35 Austin, Texae 78745 Fee-Royalty: $0, 6% Period r January 1, 1992 through December 31, 1994 Deecript ion: Claea Rings; Class jewelry

2. Liceneee: LaMODE Du Golf 13301 South Main Street Los Angales, California 90061 Fee-Royalty: $100.00, 7% Period: November 1, 1991 through Decembrr 31, 1993 Demcription: Embroidered Caps and Sportswear

3. Licensee: Galt Sand Company 951 32nd Avenue Southwest Cedar Rapids, Iowa 52404 Fee-Royalty : SO? 7% Period : January 1, 1992 through December 31, 1994 Description: Wearing apparel, which ineludee Sweats, T-shirts, Tank tope/shirta, and shorts

4. Licensee: About Time Producta, Inc. 8868 Research Blvd., Suite 406 Austin, Texas 78758 Fee-Royalty: $50, 6% Period: February 1, 1992 through December 31, 1994 Description: WATA WATCH brand watehea

5. Licensee: Image Deeigne 900-D Hawkine Blvd., Suite 2 El Paeo, Texae 79915 Fee-Royalty: $100, 7% Period: February 1, 1992 through December 31, 1994 Description: Embraidarmd and Screen printed Apparel, which ineludea cape and various types of aportswear 6. Lieenaee: Geneeie Creations, Inc . d/b/a/ ~ollagiatePencil Portraits 1301 Avery Street Parkereburg, West Virginia 26101 Fee-Royalt y: $50, 6% Period : Decambmr 1, 1991 through December 31, 1994 Description: Portrait Lithograph8 THE UNIVERSITY OF TEXAS AT EL PAS0

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT, CLINICAL AND EDUCATIONAL SERVICES

Since the Docket for the previous meeting of the U. T. Board of Regenta, the following activity ham taken place with regard to Contracte and Grante for Reeearch, Development, Clinical and Educational Services: (FUNDS COMING IN)

I. Non-Governmental, State and Local Government and Federal Government Contracts and Grante

a. 1992 EP 33-42 Number of Initial Grant and Contract Award6 5 162.168.00 Value of Awards

b. 1992 EP 43-46 Number of Fiscal Amendments to Grant and Contract Awarde (Increasing or Decreasing by $lO,OOO) S 52,711.36 Total of Increased Funding None Total of Reduced Funding

(FUNDS GOING OUT)

11. Non-Governmental, State and Local Government and Federal Government Contracts and Grants

a. 1992 EP 47 Number of Initial Grant and Contract Awards 5 11,000~00 ValueofAwards

b. None Number of Fiscal Amendments to Grant and Contract Award# (Inereasing or Decreesing by $10,000) 5 NQOe Total of Increaaed Funding 5 None Total of Reduced Funding February 26, 1992

Dr. James P. Duncan Executive Vice Chancellor for Academic Affairs The University of Texas System 601 Colorado Street Austin, Texas 78701

Attn: System Budget Office Dear Dr. Duncan: The docket for the April 9, 1992, meeting of the Board of Regents is submitted for your recommendation and presentation to the Board. I recommend approval. Sincerely,

v Miguel A. Hevarez President THE UNIVERSITY OF TEXAS - PAN AMERICAN U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

Page No,

Business Contracts for Servlces ...... PA- 3 Funds Coming In Funds Going Out Construct Ion Contracts of $300,000 or Less Standard Affiliation Agreements ...... PA- 4 Trademark License Agreements ...... PA- 5 Contracts and Grants for Research, Development, Clinical and Educational Services Over $500,000 (Funds Coming In and/or Funds Going Out) , . , . , , PA- 6 All Others ...... PA- 7 THE UNIVERSITY OF TEXAS - PAN AMERICAN

U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTRACTS FOR SERVICES

(FUNDS GOING OUT)

The f 01 low4 ng contracts have been awarded, have been admi nlstrati vely approved by the appropriate Executive Vice Chancel lor, and are recommended for ratif ication by the U. T. Board of Regents:

1. Agency: Goett i ng and Associates Funds: $48,200.00 Per1 od : February 17, 1992 through completion (estimated to be September 30, 1993) Title/Oescription: Implementatfon of Energy Conservation Retrofit Measures - Loan Star Program

2. Agency: Rike-Ogden-Figueroa-Euerra Funds: 7% of actual construction cost which Is estimated at $280,000.00 Per4 od : December 12, 1991 through completion (estimated to be September 1, 1992 Tit1 e/Descr ipt i on: Architectural and engineering design work on Engineering Start-Up Program Fac i11 t 4 es

MINOR CONSTRUCT1 ON PROJECTS, as authorized by U. T. Board of Regents ' Rules and Regu 1 at ions, Part Two, Chapter VIII, Section 2 (Projects previously approved by the Board of Regents and/or those for Minor Repair and Remodeling for $300,000.00 or less.)

3. Contractor: Dover E 1 evator Company Amount: $19,948.00 Source of Funds: Institutional Project Funds Date of Contract: September 20, 1991 Estimated Completion Date: June 16, 1992 Project Title: Elevator Renovations for Handicapped Accessibility Brlef Description: Elevator renovations for handicapped a~~e~~lbilltyIn the L,A, Building, Science Building, and L.R.C. Building

4. Contractor: Amwest Surety Insurance Company Amount : $44,085.90 Source of Funds: Institutional Project Funds Date of Contract: October 31, 1991 Estimated Completion Date: June 1, 1992 Project Title: Sprayed in Place Polyurethane Foam Roof System - Project 189 Brfef Oescrlptlon: Orfginal Contractor, Vega Roofing Company, was unable to meet obligations of contract, therefore, Vega was declared to be in default and rights to proceed were terminated by the University. The Surety, Amwest, was called upon to discharge its obligations under the performance bond. THE UNIVERSITY OF TEXAS - PAN AMERICAN

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

STANDARD AFFILIATION AGREEMENTS

The agreements recommended for approval by the U. T. Board of Regents are based on the model agreement adopted on Apri 1 12, 1990. I. Facility: Valley Baptist Medical Center Harlingen, Texas Date: July 18, 1991 Purpose: To provide a hospital setting in communication d isorders re1 ated educat Ion exper Iences for The University of Texas-Pan American students.

2. Facility: McAllen Independent School Distrlct McAllen, Texas Date: January 1, 1992 Purpose: To provide a school setting in communication disorder related education experiences for The University of Texas-Pan Amerlcan students. THE UNIVERSITY OF TEXAS - PAN AMERICAN

U, T. BOARD OF REGENTS' MEETING

TRADEMARK LICENSE AGREEMENTS

The following agreements have been awarded and are recommended for approval by the U, T. Board of Regents. A1 1 product approvals are in accordance with Paragraphs 10.1 (C) and (0) and 11.1 of the Trademark Agreement.

1. Licensee: Vel va-Sheen Manuf actur ing Co. 3860 Virginia Avenue Cincinnati, Ohio 45227 Fee-Royal ty : $100.00, 7% Period: November 1, 1991 through December 31, 1993 Descr Iptlon: Wearing apparel

2. Licensee: Bill Martin Sales, Inc. 6228 Kemberly Street Columbia, South Carolina 29209 Fee-Royalty: $50.00, 6% Perf od: January 1, 1992 through December 31, 1994 Description: Novelties, collectables, and paper products 3. Licensee: Product Centre - S.W., Inc. d/b/a The Texas Postcard Company 801 Jupiter, Suite 204 Plano, Texas 75074 Fee-Royal ty : $50.00, 6% Peri od : January 1, 1992 through December 31, 1994 Descript I on: Post Cards and/or Greetlng Cards, Glass and Ceramjc Products, Collegiate-spirit Buttons and other novelties THE UNIVERSITY OF TEXAS - PAN AMERICAN

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS 08 GRANTS OVER $500,000

(FUNDS COMING IN) the fol lowing contract or grant in an amount over $500,000 has been awarded, has been administratively approved by the Executive Vice Chancellor for Academic Affairs, and is recommended for approval by the Board of Regents. 1. Grantor: U. S. Department of Education No.: P063P 16490 New funds: $3,745,423 Current period: 9/1/91 - 8/31/92 Title/Description: Pel 1 Grant Program THE UNIVERSITY OF TEXAS - PAN AMERICAN

U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPHEHT, CLINICAL AND EDUCATIONAL SERVICES

Since the Docket for the prevlous meeting of the U, T. Board of Regents, the following activity has taken place with regard to Contracts and Grants for Research, Development, Clinical and Educational Services:

FUNDS COMING IN

I, Non-Governmental, State and Local Government and Federal Government Contracts and Grants a. 1992 PA 10-15 Number of Initial Grant and Contract Awards $323,244.00 Value of Awards

b. None Number of Fiscal Amendments to Grant and Contract Awards ( Encreasi ng or Decreasl ng- by $10,000) $ None Total of ' ~ncreased-fund ing 5 None Total of Reduced Funding

FUNDS GOING OUT

I I. Non-Governmental , State and Local Government and Federal Government Contracts and Grants a. 1992 PA 16-19 Number of Inftial Grant and Contract Awards 90,533.84 Value of Awards

b. None Number of Flscal Amendments to Grant and Contract Awards (Increasing or Oecreasi ng by $10,000) $ None Total of Increased Fund 1ng $ None Total of Reduced Funding March 2, 1992

Dr. James P. Duncan Executive Vice Chancellor for Academtc Affairs The Un i vers ity of Texas System 601 Colorado Street Austin, Texas 78701

Attn: System Budget Office Dear Dr. Duncan:

The docket for the April 9, 1992 meeting of the Board of Regents is submitted for your recommendat i on and presentation to the Board. I recommend approval . Sincerely ,

Edwin R. Sharpe ' Interim President

ERS :kl THE UNIVERSITY OF TEXAS OF THE PERMIAN BASIN

U. T. BOARD OF REGENTS' MEETING

APRI 1 9,1992

TABLE OF CONTENTS

Page No,

Substantive Catalog Changes . . . . . , . , . . . . , ...... PB- 3

Sale of University-Owned Property ...... , ...... , . PO- 4 Trademark Llcense Agreements ...... PB- 5 Amendments to the 1990 Budget . . . , , ...... P8- 6 (including faculty and staff appointments and changes in status and transfers of funds within existing budget totals) THE UNIVERSITY OF TEXAS OF THE PERMIAN BASIN

U. T. BOAR0 OF REGENTS' MEETING

APRIL 9,1992

SUBSTANTIVE CATALOG CHANGES

The following listing summarizes the substantive change proposed to the catalog of The University of Texas of the Permian Basin. This catalog change has been admlnlstrat~velyapproved by the appropriate Executive Vice Chancel lor,

Undergraduate Catalog for 1992-93

Paqe Number(s) Summary of Proposed Substant f ve Change

46 The base tuition for nonresident and forelgn students is $162 per semester credit hour, THE UNIVERSITY OF TEXAS OF THE PERMIAN BASIN 2474

U, T, BOARD OF REGENTS' MEETING

APRIL 9,1992

SALE OF UNIVERSITY-OWNED PROPERTY

1, Item Sold: Sound Modules (4) Amount : $16,000 Purchaser: The Midland Independent School District Department: Purchasing Oepartment Exp 1 anat ion: These four(4) sound modules no longer needed. THE UNIVERSITY OF TEXAS OF THE PERMIAN BASIN

U. T. BOARD OF REGENTS' MEETING

APRIL 9,1992

TRADEMARK LICENSE AGREEMENTS

The following agreement has been awarded and is recommended for approval hy the U. T, Board of Regents, All product approvals are in accordance with Paragraphs 10. I (C) and (0) and 11.1 of the Trademark Agreement.

1. Licensee: Artcarved/R. Johns Ltd. A dlvision of CJC Holdings Austin, Texas 78745 Fee-Royal ty: $0.00, 6% Perlod: 01/01/92 - 12/31/44 Description: The nonexclusive right and license to utilize the licensed marks in the territory solely on and in connection with the licensed products of quality. THE UNIVERSITY OF TEXAS OF THE PERMIAN BASIN 2476 U. T, BOARD OF REGENTS' MEETING

APRIL 9,1992

AMENDMENTS TO THE 1992 BUDGET

Full-time Sa1 ary Effective % No. Item, Department, Title, Name Date --Time Mos. Rate -RBC APPOINTMENTS, PROMOTIONS, AND SALARY INCREASES

GENERAL ADMlNlSTRATION AND STUDENT SERU ICES Office of the President Interim President 1, Edwin R. Sharpe Development Office Director of Development 2, Michael A, Barker THE UNIVERSITY OF TEXAS AT SAN ANTONIO

March 3, 1992

Dr, James P. Duncan Executive Vice Chancellor for Academic Affairs The University of Texas System 601 Colorado Street Austin, Texas 78701

Attn: System Budget Office

Dear Dr, Duncan:

The docket for the April 9, 1992 meeting of the Board of Regents is submi tted for your recommendati on and present at1on to the Board. I recommend approval. Sincerely,

Samuel A, Kirkpatrick President

SAK :dmc

SA- 1 THE UNIVERSITY OF TEXAS AT SAN ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

Page No.

Gifts from Private Donors and Foundations ...... SA- 3 Substantive Catalog Changes ...... SA- 4 Purchases by University Employees ...... SA- 5 Business Contracts for Services ...... SA- 6

Funds Coming In Funds Going Out Construct ion Contracts of $300,000 or Less Trademark License Agreements ...... SA- 7 Contracts and Grants for Research, Development, Clinical and Educational Services Over $500,000 (Fund Coming In and/or Funds Going Out) ...... SA- 8 All Others ...... SA- 9 Amendments to the 1992 Budget ...... SA-10 (including faculty and staff appointments and changes in status and transfers of funds within existing budget totals) THE UNIVERSITY OF TEXAS AT SAN ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

GIFTS FROM PRIVATE DONORS AND FOUNDATIONS

The following gift has been received and is recommended for acceptance by the U. T. Board of Regents: Donor Purpose Amount

1. Mrs. Elmo J. Burke, Jr. Fulfillmentof the 1991 $ 49,181.00* P. 0. Box 23247 commitment on the pledge San Antonio, Texas 78223 endowlng the Elmo James Burke, 3r. Chair in Building/ Development in the College of Business

*No letter of transmittal from the donor THE UNIVERSITY OF TEXAS AT SAN ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

SUBSTANTIVE CATALOG CHANGES

The fol lowing 1 isti ng summarizes the substant lve change proposed to the catalog of The University of Texas at San Antonio. This catalog change has been administratively approved by the Executive Vlce Chancellor for Academic Affairs,

Graduate Catalog for 1991-93

Page Number (s) Summary of Proposed Substantive Chanqe

7 1 A candidate for the Master's degree may apply a maximum of six semester hours of credit for upper- division (junior or senior) courses with grades of "A" or "B" to a Master's degree. Returning to the catalog statement approved for 1989-91. THE UNIVERSITY OF TEXAS AT SAN ANTONIO

U, T, BOARD OF REGENTS' MEETING

APRIL 9, 1992

PURCHASES BY UNIVERSITY EMPLOYEES

Item Purchased: Property located at 209 Sir Arthur Court In San Antonio, Texas Amount: $196,000 Employee Name: Dr. Robert G. Horn and spouse, Sandra Horn Department: Vice President for University Advancement Explanation: Former presidents' residence was leased to Robert and Sandra Horn In September, 1990, This sale is in accordance with authorization granted by the Board of Regents on February 8, 1990. THE UNIVERSITY OF TEXAS AT SAN ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTRACTS FOR SERVICES

(FUNDS GOING OUT)

The following contract has been awarded, has been administratively approved by the Executive Vice Chancellor for Academic Affairs, and is recommended for ratiflcatfon by the U, T, Board of Regents:

1. Agency: Tower Life Insurance Company Funds: $2,910 per month Period: December 19, 1991 through December 18, 1992 Title/Description: Lease of building space by The University of Texas at San Antonlo/San Antonio Alliance for Education to meet the objectives of furthering the South Texas Initiative THE UNIVERSITY OF TEXAS AT SAN ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TRADEMARK LICENSE AGREEMENTS

The following agreements have been awarded and are recommended for approval by the U. T. Board of Regents. A1 1 product approval s are in accordance with Paragraphs 10.1(C) and (D) and 11.1 of the Trademark Agreement. 1, Licensee: L. G. Balfour Company Attleboro, Massachusetts 02703 Fee-Royal ty : $0, 6% Period: January 1, 1992 through December 31, 1994 Description: Class rings

2. Licensee: Galt Sand Company Cedar Rapids, Iowa 52404 Fee-Royalty: $0, 7% Perlod: January 1, 1992 through Oecember 31, 1994 Description: Wearing apparel, which includes sweats, t-shirts, tank tops/shi rts and shorts

3. Licensee: Trau & Loevner, Enc. Pittsburgh, Pennsylvania 15206 Fee-Royal ty : $0, 7% Period : January 1, 1992 through December 31, 1994 Oescriptfon: Wearing apparel, which includes all types of clothing

4. Licensee: Artcarved/R. Johns Ltd. A Division of CJC Holdings Austln, Texas 78745 Fee-Royalty: $0, 6% Period : January 1, 1992 through December 31, 1994 Description: Class rings and class jewelry

5. Licensee: M V Corp., Inc, d/b/a M V Sport Bay Shore, New York 11706 Fee-Royalty: $100, 7% Period : November 1, 1991 through December 31, 1993 Description: Apparel, which Includes jackets, sweatshirts, t- shlrts and golf shirts, shorts, hooded sweatshirts and tank tops THE UNIVERSITY OF TEXAS AT SAN ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS OR GRANTS OVER $500,000

(FUNDS COMING IN)

The following contract or grant in an amount over $500,000, has been awarded, has been administratively approved by the Executive Vice Chancellor for Academic Affairs, and is recommended for approval by the U, T, Board of Regents. I. Grantor: U.S. Department of Commerce NO.: 99-26-07309-31 New Funds : $600,900 Current Period: February 1, 1992 through January 31, 1993 Title/Description: To extend the completion date and provide additional funding for operat ion of the Southwest Trade Adjustment Assistance Center THE UNIVERSITY OF TEXAS AT SAN ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT, CLINICAL AND EDUCATIONAL SERVICES

Since the Docket for the previous meeting of the U. T. Board of Regents, the following activity has taken place with regard to Contracts and Grants for Research, Oevelopment, Clinical and Educational Services:

FUNDS COMING IN

I. Non-Governmental, State and Local Government and Federal Government Contracts and Grants a, 1992 SA 12-24 Number of Ini t Ia1 Grant and Contract Awards 972,416 Value of Awards

b, 1991 SA 25-28 Number of Fiscal Amendments to Grant and Contract Awards IIncreasina or Decreasing bv $10.0001 I Y 344,490 Total of'1ncreased-~undin~ None Total of Reduced funding

FUNDS GOING OUT

I I. Non-Governmental , State and Local Government and Federal Government Contracts and Grants a. None Number of Initial Grant and Contract Awards % None Value of Awards

b. None Number of Fiscal Amendments to Grant and Contract Awards (Increasing or Oecreas ing by $10,000) Hone Total of Increased Funding None Total of Reduced Funding THE UNIVERSITY OF TEXAS AT SAN ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET

The term "rate" for academic institutions is the full-time nine-month base rate and for health institutions is the full-tfme twelve month base rate; for all other personnel it is the full-time rate, the appointee receiving a proportionate amount depending upon the fraction of time for which he is appointed and the perlod of his appoSntment. Source of funds for payment of salaries, unless otherwise shown, is the departmental salaries account.

Full-time Sa 1 ary Effective % No. Itern, Department, Tit1 e , Name Date --The Mos. Rate -RBC APPOINTMENTS, PROMOTIONS, AND SALARY INCREASES-

GENERAL ADMINISTRATION AND STUDENT SERVICES Office of the Provost and Vice President for Academic Affairs 1. James F, Gaertner

From: Dean (College of Business) 100 12 86,321

To: Interim Provost and Vice President for Academic Affairs 1/1 100 12 91,000

Office of the Associate Provost for Program Development 2. Leonard A. Valverde

From: Vice President for Academic Affairs 100 12 90,386

To: Associate Provost for Program Development 1/1 100 12 90,386

COLLEGE OF BUSINESS Office of the Dean 3. Wayne D. Bodensteiner

From: Professor and Director 100 9

To: Acting Oean (College of Business) 1/1 100 12 Management and Marketing 4. Robert H. Lengel From: Associate Professor 100 9

To: Associate Professor and Actlng Director 1/ 1 100 9 Administrative Stipend S 9

COLLEGE OF SOCIAL AND BEHAVIORAL SCIENCES 0ehavioral and Cultural Sciences 5. Woodruff D. Smith From: Professor

To: Professor and Acting Director Administratfve Stlpend

SA- 10 THE UNIVERSITY OF T€XAS AT $AN ANTON TO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued) Full-time Salary Effective X No, Item, Department, Title, Name - Dale --Time -Mos. Rate -RBC APPOINTMENTS, PROMOTIONS, AND SALARY INCREASES

COLLEGE Of SOCIAL AND BEHAV [ORAL SCIENCES Behavioral and Cultural Sciences 6. Raymond R. Balrd

From: Professor and Director Administrative Stipend

To: Professor THE UNIVERSITY OF TEXAS AT SAN ANTONIO

U. T, BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued)

TRANSFERS OF FUMS -RBC ADVANCED RESEARCH AN0 ADVANCED TECHNOLOGY PROGRAMS

7. Amount of Transfer: $309,022 14

from: Allocation of General Revenue by Coordinating Board

To: Advanced Research/Technol ogy Programs for:

Proposal No. 010115-006 $184,041 Brenda Claiborne Development of the Computational Capability of Cortfcal Neurons

Proposal No. 010115-005 74,892 Ming-Ying Leung Urn Models and Computational Algorithms for Bio-Molecular Sequence Analysis

Proposal No. 010115-024 Patrick Nash Optimal Irradiation of In-Vitro Rat Hippo Campal Fetal Neurons Implanted with Recording Micro Electrodes

TOTAL $309,022

Transfer funds tc establish budgets for various Coordinating Board Advanced Research/Technal ogy Program projects as awarded by competitive review. THE UNIVERSITY OF TEXAS AT TYLER

March 2, 1992

Dr. James P. Duncan Executive Vice Chancellor for Academic Affairs The University of Texas System 601 Colorado Street Austin, Texas 78701

Attn: Office of Budget and Fiscal Policy

Dear Dr. Duncan:

The docket for the April 9, 1992, meeting of the Board of Regents is submitted for your recammendation and presentation to the Hoard.

I recommend approval.

George F . hamin /Pres iden t GFH: mw THE UNIVERSITY OF TEXAS AT TYLER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

Page No.

Substantive Catalog Changes...... fA- 3 Business Contracts for Services ...... TA- 4 Construction Contracts of $300,000 or Less Trademark License Agreements ...... TA- 5 Contracts and Grants for Research, Development, Cl inical and Educational Servl ces...... TA- 6 THE UNIVERSITY OF TEXAS AT TYLER

U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

SUBSTANTIVE CATALOG CHANGES

The following listing summarizes the substantive changes proposed to the catalog of The Unfversity of Texas at Tyler. These catalog changes have been administratively approved by the Executive Vice Chancellor for Academlc Affalrs.

Undergraduate Catalog for 1992-94

Page Number (s) Summary of Proposed Substantive Change

2 1 Amounts should be changed to reflect an increase in base tuitlon rate for nonresident and foreign students to $162 per semester hour for the 1992-93 academic year.

TA- 3 THE UNIVERSITY OF TEXAS AT TYLER

U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTRACTS FOR SERVICES

MINOR CONSTRUCTION PROJECTS, as authorized by U, T. Board of Regents' Rules and Requl at ions, Part Two, Chapter VI11, Section 2 (Projects previously approved by the Board of Regents andlor those for Minor Repair and Remodeling for $300,000.00 or less.)

Contractor: Electrical Enterprises, Inc. Amount : $757.68 Source of Funds: Permanent University Funds Date of Contract: December 6, 1991 Estimated Completion Date: February 29, 1992 Project Tit 1e: 13.5 KV Electrical Loop Brief Oescript i on: Change Order dl to orqglnal contract dated October 7, 1991.

2. Contractor: Electrical Enterprises, Inc. Amount : $1,795.00 Source of Funds: Permanent University Funds Date of Contract: January 2, 1992 Estimated Completion Date: March 5, 1992 Project Title: 13.5 KV Electrical Loop Brief Description: Change Order #2 to orjginal contract dated October 7, 1991. 3. Contractor: Hart General Contractors Amount: $131,397 .OO Source of Funds: Permanent Uni vers ity Funds Date of Contract: December 12, 1991 Estimated Completion Date: July 18, 1992 Project Title: Skylight Remodeling for University Center Brief Description: Renovation of Univers i ty Center sky1 ight 4. Contractor: Hart General Contractors Amount : $45,302.00 Source of Funds: Permanent University Funds Date of Contract: January 10, 1992 Estlmated Completion Date: May 22, 1992 Project Title: New Signage and Stair Renovation Brief Oescription: Additlon of 3 signs to campus and renovation of Universf ty Center stairs THE UNIVERSITY OF TEXAS AT TYLER

U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TRADEMARK LICENSE AGREEMENTS

The following agreements have been awarded and are recommended for approval by the U. T, Board of Regents. All product approvals are in accordance with Paragraphs 10,1(C) and (D) and 11.1 of the Trademark Agreement.

1. Licensee: ArtcarvediR. Johns, Ltd. Austin, Texas 78745 Fee-Royalty: 6% of gross sales price; minimum royalty of $50.00 during each contract year Period: January 1, 1992, through December 31, 1994 Oescrfption: Class jewelry

2. Licensee: Genesis Creations, Inc., d/b/a Collegiate Pencil Portraits Parkersburg, WV 2610 1 Fee-Royal ty : $50, 6% of gross sales price: minimum royalty of $50.00 during each contract year Period: December 1, 1991, through December 31, 1994 Description: Portrait lithographs THE UNIVERSITY OF TEXAS AT TYLER

U. T. BOARil OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT, CLINICAL AND EDUCATIONAL SERVICES

Since the Docket for the previous meeting of the U, T. Board of Regents, the following activity has taken place with regard to Contracts and Grants for Research, Development, Clinical and Educational Services:

FUNDS COMING IN

I. Non-Governmental, State and Local Government, and Federal Government Contracts and Grants a. 1992 TA-4-6 Number of Initial Grant and Contract Awards $ 10,000 Value of Awards

b, None Number of Fiscal Amendments to Grant and Contract Awards ( Increasl ng or Decreasing by $10,000) $ Total of -increased-Funding $-- Total of Reduced Funding FUNDS GOING OUT

11. Non-Governmental, State and Local Government, and Federal Government Contracts and Grants a, 1992 TA-7 Number of Initlal Grant and Contract Awards $ 125,000 Value of Awards

b, None Number of Ffscal Amendments to Grant and Contract Awards (I ncreasi ng or Decreasing by $10,000) $ None Total of Increased Funding - None Total of Reduced Funding February 28, 1992

Dr. Charles 6. Mulljns Executive Vice Chancellor for Health Affairs The University of Texas System 601 Colorado Street Austin, TX 78701

Attn: System Budget Office

Dear Dr. Mull ins:

The docket for the April 9, I992 meeting of the Board of Regents is submitted for your recommendat ion and presentat ion to the Board. I recommend approval. Sincerely,

Kern Wildenthal , M.D., Ph.D. President 2.196 THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT DALLAS

U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

Page No. Gifts from Private Donors and foundations ...... HO- 3 Business Contracts for Servlces ...... HO- 5 Funds Coming In Funds Going Out Construction Contracts of $300,000 or Less Standard Affiliatlon Agreements ...... HD- 6 Trademark License Agreements ...... HD- 7 Contracts and Grants for Research, Development , Cl ini cal and Educatlonal Services Over $500,000 (Fund Coming In and/or Funds Going Out) ...... HO- 8 Foreign (Fund Comlng In and/or Funds Going Out) ...... HD- 9 All Others ...... ,...... HD-10 Endowed Chairs and Named Professorships (Non-Initial, Non-Budgeted Appointments) ...... HD-11 Amendments to the 1992 Budget ...... HD-12 (including faculty and staff appointments and changes in status and transfers of funds within existing budget totals) 2497 THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT DALLAS

U. T. BOARD OF REGENTS' MEETING APRIL 9, 1992

GIFTS FROM PRIVATE DONORS AND FOUNDATIONS

The following gifts have been received and are recommended for acceptance by the U, T, Board of Regents:

Donor Purpose Amoun t

1. Anonymous Oonor Endowment Chal 1 enge $ 2,000,000.00 Campaign. Payment on pledge of $25,000,000

2. Anonymous Donor Molecular Cardiology $ 300,000.00 research. Second payment on pledge

3, Anomymous Donor Ophthalmology research $ 64,922.00

4. Anonymous Oonor Research in mol ecul ar $ 75,000.00 transport. First payment on pledge of $150,000

5. Anonymous Donor Dr. Cavanagh' s ophthal- $ 360,000.00 mology research project. First payment on pledge of $480,000

6 Anonymous Donor Support for Dr. Frenkel's $ 100,000.00 Tamoxifen program

7. Chi ldren ' s Medical Fdn. Pediatric research $ 119,220.00 2777 Stemmons, Suite 1233 programs Dal 1 as, TX 75207-22 14

8. Communities Foundation Support for Pharmacology $ 275,000.00 of Texas Chair fund 4605 Live Oak Dallas, TX 75204

9. Susan G. Komen Fdn. Breast cancer research $ 30,000.00 5005 LBJ Freeway Suite 730, LB 74 Dall as, TX 75244

10. Burton J, Lee, 111, M.D. Support the JulieGould $ 40,000.00 Physician to the President Fellow in the Simmons The White House Cancer Center under Dr, Washington, DC 20500 John Minna

11. Eli Lilly and Company SupportforthePediatr~c $ 50,000.00 Li1 1y Corporate Center Infectious Disease Seminar Indianapolis, IN 46285 in Washington, D.C.

12, NCNB Texas Heart research Trustees of Harry S. Moss Heart Trust 901 Main Street Oal 1 as, TX 75283-0241 2398 THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT DALLAS

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

GIFTS FROM PRIVATE DONORS AND FOUNDATIONS

The following glfts have been received and are recommended for acceptance by the U. T, Board of Regents:

Donor - Purpose-- Amount 13. The Perot Foundat ion Programs I and 2 of the $ 325,000 -00 1700 Lakeside Square Perot Family Gift 12377 Merit Drive Dallas, TX 75251

14. Presbyterian Hospital of Arthritis research $ 47,560.75* 041 1as 8200 Walnut Hill Lane Dallas, TX 75231

15, Harold Slmrnons Foundation Distinguished Chatrs at $ 300,000,00 Three Lincol n Centre Cancer Center. Payment 5430 LBJ Freeway, Ste. 1700 on pledge of $2,000,000 Dallas, TX 75240-2697

16. Harold Sjmmons Foundation FundingfortheSimmons $2,500,000.00 Three Lincoln Centre Biomedical Research 5430 LBJ Freeway, Ste. 1700 Building. Final payment Dal 1 as, TX 75240-2697 on pledge of $5,000,000

17. Southwestern Medlcal Fdn. Pediatric research $ 32,680.00 6303 Forest Park Suf te 1000 Dallas, TX 75235

18. Southwestern Medical Fdn. Support for Dr. $ 35,250.00 6303 Forest Park Green 1 ee ' s research Su ite 1000 project on stroke Dallas, TX 75235

19. Southwestern Medical Fdn, Schizophrenla research $ 50,000.00 6303 Forest Park Suite 1000 Dal las, TX 75235

20. Southwestern Medlcal Fdn. Semi-annual payment on $ 462,500,OO 6303 Forest Park grant for 1992-93 academic Suite 1000 year Dallas, TX 75235

21. Sweetheart Ball Proceeds to support the $ 47,000.00* Carol H. Poston, Chmn. Gall Griffiths Hill Chair 5103 Brookview in cardiology Dallas, TX 75220

22. Zale Foundatfon Abe (Brunky) Morr f s and $ 250,000.00 3102 Maple Avenue Willlam Zale Distinguished Suite 160 Chair. Third payment on Dallas, TX 75201 pledge of $1,000,000

*No letter of transmittal from donor

HD-4 2399 THE UNIVERSITY OF TEXAS SOUTHWESTERA MEOICAL CENTER AT DALLAS

U. T, BOARD OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTRACTS FOR SERVICES

(FUNDS GOING OUT)

The following contracts have been awarded, have been administratively approved by the appropriate Executive Vice Chancellor, and are recommended for ratificatfan by the U. T, Board of Regents:

1. Agency: Collin County Commissioner's Court Funds: $1,200 Period: January 1, 1992 through December 31, 1992 Title/Description: Lease of space in the Col 1 in County Medical Examiner ' s Building for recovering tissue for transplants from cadavers for use by the Transpl ant Services Center

2. Agency: Gehrung Associates, Inc. Funds: $36,000 Period; December 1, 1991 through November 30, 1992 Title/Description: Counsel ing services for UT Southwestern adrnini strative officials and faculty on media communications

3. Agency: Warren Lee & Associates Funds: $10,oao Period: January 6, 1992 through March 31, 1992 Tit1 e/Oescri pt ion: Company will conduct a review of the effectiveness and efficiency of services in Human Resources as ft affects mi nor! ty recruitment and retention

MINOR CONSTRUCTION PROJECTS, as authorized by U. T, Board of Regents' Rules and Regulations, Part Two, Chapter VIII, Sectlon 2 (Projects previously approved by the Board of Regents and/or those for Minor Repair and Remodeling for $300,000.00 or less.)

1. Contractor: Leo Blahuta Company Amount: $28,156 Source of Funds: Microbfology M&O Date of Contract: January 21, 1992 Estimated Completion Date: Undesignated Project Title: Alterations to L4.148 Lab for Dr. Baer (Casework Subcontract) Brief Descriptfon: Provlde and install lab casework and tops 2. Contractor: Holzem, Inc. DBA Holzem Constructlon Amount : $21,350 Source of Funds: Special Equipment funds Date of Contract: January 24, 1992 Estimated Completion Date: March 24, 1992 Project Title: Installation of Rolling Servlce Doors for ARC at K1.7 Loading Dock Brlef Description: Provide and Install roll-up door at K Building loading dock 2500 THE UNIVERSITY OF TEXAS SOUTHWESTERN ME0 ICAL CENTER AT DALLAS

U, T, BOARD OF REGENTS' MEETING

APRIL 9, 1992

STANDARD AFFILIATION AGREEMENTS agreements recommended for approval by the U. T. Board of Regents are based on model agreement adopted on April 12, 1990.

Faci 1 ity: Angelo Community Hospital San Angelo, Texas Date: July 2, 1991 Purpose: Provide experiences in an acute care facility for UT Southwestern health care students

Faci 11ty: HCA Medical Center of Plano Plano, Texas Date: May 23, 1991 Purpose: Provide acute care experiences to health care students

Faci 1i ty: The Institute for Rehabilitation and Research Houston, Texas Date: May 23, 1991 Purpose : Provide educational experiences at a rehabilitation center for UT Southwestern Allied Health students

Faci 1 ity: Warm Springs Rehabilitation Hospital, Inc, San Antonio, Texas Date: May 20, 1991 Purpose: Provide educational experlences in a rehabilitation hospital for students 2501 THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT DALLAS

U. T, BOARD OF REGENTS' MEETING

APRIL 9, 1992

TRADEMARK LICENSE AGREEMENTS

fol lowing agreement has been awarded and is recommended for approval by the U. loard of Regents. All product approvals are in accordance with Paragraphs (C) and (D) and 11.1 of the Trademark Agreement.

Licensee: Artcarved/R, Johns ttd, (A Division of CJC Holdjngs) Austin, Texas 78745 Fee-Royal ty : 6% of gross sales Period: January 1, 1992 through December 31, 1994 Descrlption: Class rfngs and class jewelry 2502 THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT DALLAS

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS OR GRANTS OVER $500,000

following contracts or grants In any amount over $500,000 have been awarded, ! been administratively approved by the appropriate Executive Vice Chancellor, are recommended for approval by the U. T. Board of Regents:

Grantor: Children's Medical Center of Dallas No.: None New Funds: $1,589,090 Current Period: September 1, 1991 through August 31, 1992 Title/Descrlption: For professional services rendered to CMCD by UT Southwestern

Grantor : Parkland Memorial Hospital No. : None New Funds : $18,330,543 Current Period: October 1, 1991 through September 30, 1992 Title/Description: To provide professional services for patient care at Park 1and

Grantor: Texas Department of Human Servlces No, : 051-01-P-00, Amendment 13 New Funds : $2,334,582 Current Period: January 1, 1992 through August 31, 1992 Title/Description: Extension of the Family Planning Contract for provision of cl inical care and services

Grantor : Department of Health and Human Services National Cancer Institute NO.: 2 PO1 CA44016-04A2 New Funds : $595,804 Current Period: December 20, 1991 through November 30, 1992 Title/Description: Immunoglobulin Variable Region Genes and Proteins Grantor : Department of Health and Human Services National Institute of Child Health and Human Oevel opment NO. : 5 P50 HD11149-15 New Funds: $968,839 Current Period: January 1, 1992 through December 31, 1992 Tit 1 e/Descri pt ion: Initiation of Human Labor: Prevention of Prematurity Grantor: Oepartment of Health and Human Services National Heart, Lung, and Blood Institute NO.: 5 P50 HL17669-18 New Funds : $1,653,893 Current Period: January 1, 1992 through December 31, 1992 Title/Description: SCOR in Coronary and Vascular Diseases

Grantor: Department of Health and Human Services National Center for Research Resources NO. 5 M01 RR00633-20 New Funds: $2,202,128 Current Period: January 31, 1992 through November 30, 1992 Title/Descrlption: General Cl i nical Research Center 2503 THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT DALLAS

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

FOREIGN CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT AND EDUCATIONAL SERVICES

(FUNDS COMING IN)

following items have been awarded and are recommended for approval by the r. Board of Regents: Country: Canada Buslness/Entity: Robarts Research Institute No.: None New Funds: $1,756,67 (2 checks) Current Period: December 17, 1991 Title/Description: North American Cooperative Study of Symptomatic Carotid Endarterectomy

Country: Germany Business/Ent ity: Hoechst AG No.: None New Funds: $17,741.94 Current Period: December 30, 1991 Title/Oescrlption: Drug Effects on LOL Metabolism 2 5011 THE UNIVERSITY OF TEXAS SOUTHWESTERN MEUICAL CENTER AT DALLAS

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT, CLINICAL AND EDUCATIONAL SERVICES

:e the Docket for the previous meeting of the U.T. Board of Regents, the owing activity has taken place with regard to Contracts and Grants for !arch, Development, Clinlcal and Educatjonal Services:

FUNDS COMING IN

Non-Governmental , State and Local Government and Federal Government Contracts and Grants a, 1992 HD 224-386 Number of Initial Grant and Contract Awards $8,875,388.54 Value of Awards

b. 1992 HO 387-395 Number of Fiscal Amendments to Grant and Contract Awards (Increasing or Decreas Ing by $10,000) $ 744,621.70 Total of Increased Funding 123,156 Total of Reduced Funding

FUNDS GOING OUT

Non-Governmental , State and Local Government and Federal Government Contracts and Grants a, 1992 HD 396-413 Number of Inltial Grant and Contract Awards 929,424 Value of Awards

b. NONE Number of Fiscal Amendments to Grant and Contract Awards ( Increasing or Oecreas ing by $10,000) HONE Total of Increased Funding NONE Total of Reduced Funding

HD- 10 2505 THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT DALLAS

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET

term "rate" for academic institutions is the full-time nine-month base rate and health lnstitutjons is the full-time twelve month base rate; for all other ionnel it is the full-time rate, the appointee receiving a proportjonate amount ~ndlngupon the fraction of tlme for which he is appolnted and the period of his rintment. Source of funds for payment of salarjes, unless otherwise shown, is the irtrnental sal ari es account.

1 INTMENTS TO NAMED PROFESSORSHIPS, ENDONE0 FELLOWSHIPS, ENDOWED 'ESSORSHIPS, AND ENDOWED CHAIRS - 1992 BUDGET ~intmentswere approved through Agenda or Docket action at prior meet1 ngs of the -d of Regents, as follows:

Chair or 'essor or Chair and Professorship Effective irtment or School -Rate Appointment Date FHWESTERN MEDICAL SCHOOL icroblology Mary Nell and Ralph Rogers Professorship in Immunology and Professor of Microbiology 1. JamesM. Forman (Tenure) (RBC 8)

Source of Funds: % 67,400 - State 30,300 - NIH Grants 10 300 - American Cancer Society P108.000 - Total Compensation 2506 THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT DALLAS

U. 1. 80ARO OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET Continued)

Ful I-time Salary Effective % No. :- :- Title, Name Time Mos. Rate RBC - Date - -- - IINTMENTS, PROMOTIONS, AND WCHANGES

'HWESTERN ME0 ICAL SCHOOL ~milyPractice and Community Medicine 2. Marion R, Zetzman

From: Professor and Vice Chairman of Family Practice and Community Medicine, Chairman, Division of Community Medlci ne, and Pro- fessor of Obstetrics and Gyneco 1ogy (Tenure) 100 12 108,800

To: Professor and Vice Chairman of Famlly Practice and Comrnunjty Medicine, Chairman, Division of Cornrnunfty Medicine, and Professor of Obstetrics end Gyneco 1 ogy (Tenure) 11/1 100 12 128,800 Source of Funds: $108,800 - State 20 000 - University of Texas System 5128,800 - Total Compensation THE UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON

February 17, 1992

~rles0. Muilins, M.D. xutive Vice Chancel 1 or )r Health Affairs ! University of Texas System 1 Colorado Street ;tin, Texas 78701 tn: System Budget Office ir Dr. Mulllns:

The docket for the April 9, 1992 meeting of the Board of Regents is mi tted for your recommendation and presentation to the Board. I recommend approval. Sincerely,

Thomas N. ~ames,M.D. President THE UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

Page No, from Private Oonors and Foundations ...... G- 3 ?ss Contracts for Services...... G- 4 Is Coming In 1s Going Out jtruction Contracts of $300,000 through $600,000 3rd Affiliation Agreements ...... G- 6 nark License Agreements ...... G- 7 acts and Grants for Research, Development, Clinical Educat ional Services All Others...... G- 8 dments to the 1992 Budget ...... G- 9 ~cludingfaculty and staff appointments and nges in status and transfers of funds wlthln sting budget total s) THE UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

GIFTS FROM PRIVATE DONORS AND FOUNDATIONS

llowing gifts have been received and are recommended for acceptance by the Board of Regents:

Donor Purpose Amount

mmie Halley Smith Research Trust Fund 0. Box 830241 I I l as, TX 75283-0241

ie Sealy & Smith Foundation Payment against a $ 250,000.00t )r the John Sealy Hospital $500,000 grant 30 University Boulevard to continue support of ~ite 1006 a work/schol arship alveston, TX 7550 program leading to a BSN degree from the UTMB School of Nursing

heSealy&SmithFoundation Fortheacquisitionand $ 875,000.00t or the John Sealy Hospital implementation of a new 00 Uni vers Ity Bou 1 evard computer system for the uite 1006 John Sealy Hospital alveston, TX 77550

'eter K. Thompson, M.D. Payment against a '550 Fannin $250,000 pledge to louston, TX 77054 establish "The James E. Thompson Molecular Laboratory for Surgical Research"

letter of transmittal from the donor THE UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTOH

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTRACTS FOR SERVICES

(FUNDS COMING IN)

11lowing contracts have been awarded, have been administratively approved ~e appropriate Executive Vlce Chance1 lor, and are recommended for ication by the U. T. Board of Regents:

jency : Joe S, Lopez ~nds: $4,233.60 per year 2riod: February 1, 1992 through January 31, 1994 itle/Description: Lease of 392 square feet of space in the the John Sealy Hospital for the operation of a barber shop

(FUNDS GOING OUT)

gency : Marriott Management Services Corp. unds: $1,283,304 eriod: January 13, 1992 through January 12, 1995 'itle/Oescriptlon: For Marriott Management Services to provide professional management services for UTMB's housekeeping operations

Igency : St, John Hospital :unds : $37,109.40 per year 'er i od : August 1, 1991 through July 31, 1992 ritle/Description: Lease of 2,435 square feet of space to support UTMB's Center for Clinical Studies

lgency : The Sealy & Smith Foundation for the John Sealy Hospital Funds : $60,000.00 per year Period: September 11, 1989 through September 10, 1999 Title/Description: Extension of the space lease agreement for the operation of the R. Waverley Smdth Pavilion and the Jennie Sealy Hospital

R CONSTRUCTION PROJECTS, as authorfred by U. T. Board of Regents' Rules and 1 ations, Part Two, Chapter VI11, Section 5 (Projects previously approved by Board of Regents and/or those for Minor Repa ir and Remodel ing for $300,000 ugh $600,000. )

Contractor: Holliday Builders, Inc. Amount : $581,173 Source of Funds : Institutional Plant Funds Date of Contract: October 14, 1991 Estimated Completion Date: March 1, 1992 Project Title: Core Laboratories Brief Description: Partially remodel the 2nd floor of the Child Health Center THE UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

MINOR CONSTRUCTION PROJECTS (Continued)

ntractor: Ho? 1 iday Builders, Inc, ount: $403,070 urce of Funds Institutional Plant Funds .te of Contract: November 18, 1991 .timated Completion Date: December 1, 1991 .eject Title: P-3 Lab Basic Science Building *ief Description: Renovation THE UNIVERSITY OF TEXAS MEOICAL BRANCH AT GALVESTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

STANDARD AFFILIATION AGREEMENTS

reements recommended for approval by the U. T. Board of Regents are based

I model agreement adopted on April 12, 1990.

ici lity: Baylor College of Medicine Houston, Texas ite: January 17, 1992 Irpose: To provide a UTMB Oepartment of Neurology resident with certain educational opportunities

~ci1 ity: The Central Texas Medical foundation Austin, Texas ate: October 25, 1991 urpose: To provide UTMB junior medical students from the School of Medicine with certain educational opportunities in family medicine

aci 1 i ty: Plastic Surgery Associates, P.A. Miami, Florida ate: January 17, 1992 urpose: To provide one UTMB Plastic Surgery resident with certain educational opportunities

'aci 1 ity: The University of Texas Health Science Center Houston, Texas late: January 27, 1992 )urpose: To provide four Psychiatry residents certain educational opportuni tes THE UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TRADEMARK LICENSE AGREEMENTS

~llowingagreement has been awarded and is recommended for approval by the Board of Regents. All product approvals are in accordance with Paragraphs :) and (0) and 11.1 of the Trademark Agreement. icensee: Artcarved/R. Johns, Ltd. (A Division of CJC Holdings) +Royalty : 6% of the gross sales price of a1 1 l icensed products ~riod: January 1, 1992 through December 31, 1994 ?scription: Class rings 2514 THE UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT, CLINICAL AND EDUCATIONAL SERVICES

the Docket for the previous meeting of the U. T. Board of Regents, the rlng activity has taken place with regard to Contracts and Grants for *ch, Development, Clinical and Educational Services:

FUNDS COMING IN

Non-Governmental , State and Local Government and Federal Government Contracts and Grants a. 1992G 121-170 Number of Initial Grant and Contract Awards $ 2,083,326,25 Value of Awards

b. 1992 G 171-204 Number of Fiscal Amendments to Grant and Contract Awards ( I ncreas ing or Decreasing by $10,000) $ 2,901.162.25 Total of Increased Funding None Total of Reduced Funding

FUNDS GOING OUT

. Non-Governmental , State and Local Government and Federal Government Contracts and Grants a. 1992 G 205-209 Number of Initlal Grant and Contract Awards 539,013.00 Value of Awards

b. None Number of fiscal Amendments to Grant and Contract Awards (Increasing or Decreasing by $10,000) None Total of Increased Funding None Total of Reduced Funding THE UNIVERSITY OF TEXAS MEOtCAL BRANCH AT GALVESTON

U. T, BOARD OF REGENTS' MEETING

AMENDMENTS TO THE 1992 BUDGET

rm "rate" for academic institutions is the full-time nine-month base rate Ir health institutions is the full-time twelve month base rate; for all personnel It Is the full-time rate, the appointee receiving a proportionate . depending upon the fraction of time for which he is appointed and the I of his appointment. Source of funds for payment of salaries, unless ~iseshown, is the departmental salaries account, Full-time Sa 1 ary Effective % No. , Department, Title, Name Date -Tlme Mos.- Rate -RBC NTMENTS, PROMOTIONS, AND RY INCREASES t OF MEDICINE iatrics 1. Mary Ann Bakos

m: Instructor

0: Assistant Professor of Pediatrics (Non-Tenure Research)

Source of Funds: $ 1,211 - MSRDP Grant 38 409 - OHHS Grant 1391620 - Total Salary diatrics and Obstetrics d Gyneca 1ogy (08-GY N ) 2. Carol J. Richardson om: Professor (Tenure)

To: Professor (Tenure)

Source of Funds: $ 31.518 - State 113-220 - MSRDP Grant m4,738 - Total Salary THE UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued) Ful I-time Sal dry Effective % No. Department, Title, Name Date Time Mos. Rate -RBC

. OF MEDICINE ,ology and Pediatrics 3. Leonard E. Swischuk

R: Professor (Tenure) 100 12 214,167

3: Chairman Ad- Interim (Tenure), Radiology; Professor (Tenure), Pediatrics 12/1 100 12 225,000

Source of Funds: $102,000 - State 22 574 - MSRDP Grant 9124,574 - Total Salary 100 426 - MSRDP Fund $225,000 - Total Compensation

IL OF MEDICINE; iRSITY HOSPITALS lf atri cs and Prevent ive Med i cine j Community Health (PM&CH); inical Research Center 4. John N, Isenberg om: Professor (Tenure) Pediatrics and PM&CH; Associate Director, Cllnlcal Research Center

To: Professor (Tenure) Pediatrics and PM&CH; Associate Director, Cl ini cal Research Center 11/1 100 12 110,000

Source of Funds: $ 61,200 - State 6,572 - MSRDP Grant 32,436 - DHHS Grant 9 792 - Cystic Fibros is Foundation $110,000 - Total Salary 2517 THE UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON

U, T, BOARD OF REGENTSf MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued)

Full -time Salary Effective % No. , Department, Title, Name Date -Time Mos.-- Rate -R0C

OF ALLIED HEALTH SCIENCES; - OF MEDICINE 2 Curriculum; siology and Biophysics 5. Salah Ayachi

m: Associate Professor and Chairman (Tenure), Core Curri cul urn; Adjunct Assistant Professor (Non-Tenure) , P hys 101 ogy and Biophysics 100 12 47,651

0: Associate Professor (Tenure), Core Curriculum; Adjunct Assistant Professor (Non-Tenure) , Physiology and Biophysics 1011 100 12 47,651

3L OF ALLIED HEALTH SCIENCES; OL OF MEDICINE; UATE SCHOOL; ATEONAL CANCER CENTER fice of the Oean of Allied Health iences and Core Curriculum; eventive Medicine and Community la1 th (PM&CH) ; .aduate School ; lucatfonal Cancer Center 6, Billy V, Philips, Jr.

'OM: Assoclate Dean of Allied Health Sciences, Office of the Oean of Allied Health Sciences; Faculty Associate, Core Curriculum; Professor (Tenure), PM&CH and Educational Cancer Center; Professor, Graduate School 100 12 79,400

To: Dean Ad-Interim, Office of the Dean of Allied Health Sciences; Faculty Associate, Core Curriculum; Professor (Tenure) , PM&CH and Educational Cancer Center; Professor, Graduate School lljl 100 12 84,400 THE UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON

U. T. BOARD OF REGENTS' MEETING

AMENDMENTS TO THE 1992 BUDGET (Continued) Full-time

- Sa 1ary Effective % No.

, Department, Tltle, Name- Date Time- Mos.-A Rate -RBC ICH ENHANCEMENT; - OF MEDICINE ice of the Vice President for Research; 3n Biological Cheml stry and Genetics (HBC&G) irector, John Sealy Molecular Sciences Znter, Office of the Vice President sr Research ; rofessor (Tenure), HBC&G 7. Samuel H. Wllson 11/1 100 12 140,000 13 Source of Funds: $140 000 - Sealy Memorlal Endowment Fund 6140,000 - Total Salary THE UNIVERSITY OF TEXAS MEDICAL BRANCH 4i GALVESTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO TklE 1992 BUDGET (Continued) ERS OF FUNDS -RBC :SETY HOSPITALS

I. Amount of Transfer: $255,969 17

From: Unallocated Appropriations - University Hospitals

To: Medical House Staff Non-Teaching Salaries

To provide funds for 3% salary increases The University of Texas Health Science Center at Houston

P 0.sow 20036 Houston, fanas 77225 (713) 7W-4975

March 3, 1992

les B. Mul!ins 3 Vice Chancellor th Affairs lersity of Texas System rado Street 'exas 78701

Istern Budget Office

e docket for the April 9, 1992 meeting of the Board of Regents is submitted for :ommendation and presentation to the Board. ecommend approval.

Sincerely,

M. David Low, M.D., Ph. D. President 2521 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

Paae No.

?ss Contracts for Services ...... HH- 3

ds Coming In is Going Out struction Contracts of $300,000 or Less ard Affiliatlon Agreements ...... HH- 5 mark License Agreements ...... HH- 6 IC License Agreements ...... HH- 7 'acts and Grants for Research, Development, Cllnical Educational Services Over $500,000 (Funds Comjng In) ...... HH- 8 Foreign (Funds Coming In) ...... HH- 9

3ments to the 1992 Budget ...... HH-11 ncluding faculty and staff appointments and anges in status, transfers of funds within isting budget totals and merit increase 1 ist) r Fiscal Items ...... HH-14 2522 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON

U. T. BOAR0 OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTRACTS FOR SERVICES

(FUNDS COMING IN)

31 l owi ng contracts have been awarded, have been admi nistrati vely approved e appropriate Execut ive Vice Chancel 1or, and are recommended for icatlon by the U. T. Board of Regents:

gency : Marriott Management Services Corporation unds: Minimum annual revenue of $50,000 eriod: September 1, 1991 through August 31, 1992 'itle/Descripiion: To provide and manage cash food services for The University of Texas Health Science Center at Houston

qency : South Texas Medical Clinics, P.A. :unds: According to fee schedule 'er iod : December 1, 1991 through Hovember 30, 1992 ritle/0escription: To provide gastroenterology services to South Texas Medical Clinics, P.A.

(FUNDS GOING OUT)

Agency: Sam H. Hawkins D/B/A Plaza Del Oro Business Center Funds: $2,200.00 per month Per4 od : January 1, 1992 through December 31, 1992 Title/Descript ion: To provide 4,920 square feet of office space and training conference rooms for staff development for Harrfs County Psychiatric Center

Agency : Prairie View A&M University Funds: $2,716.00 per month Period: Oecember 1, 1991 through November 30, 1992 Title/Description: To lease 2,716 square feet of office space in the Pralrle Vlew A&M Building to provide offices for faculty of the Developmental Cl inic for Pediatrics

OR CONSTRUCTION PROJECTS, as authorized by U. T, Board of Regents' Rules Regulations, Part Two, Chapter VIII, Section 2 (Projects previously roved by the Board of Regents and/or those for Mlnor Repair and Remodel ing , $300,000.00 or less.)

Contractor: Allied Interiors Incorporated Amount : $9,277.00 Source of Funds: Service Department Funds Date of Contract: December 2, 1991 Estimated Completion Date: December 27, 1991 Project Title: Operations Center Bu i1 d ing Brief Description: Install raised computer floor on the second floor in the computer room 2523 THE UNIVERSITY Of TEXAS HEALTH SCIENCE CENTER AT HOUSTON

U. T. BOAR0 OF REGENTS' MEETING

APRIL 9, 1992

MINOR CONSTRUCTlON PROJECTS (Continued)

~ntractor: Graco Mechanical Inc. ~ount: $55,042.00 ~urceof Funds: Service Department Funds ite of Contract: January 26, 1992 jtimated Completion Date: March 16, 1992 roject Tltle: Operations Center Bui ldi ng rief Description: Install ductwork ontractor: Pavers Plus mount: $6,670.00 ource of Funds: Auxiliary Enterprise Funds ate of Contract: January 8, 1992 stimated Completion Date: January 31, 1992 roject Title: U. T. Housing Facility ,rIef Description: Furnish and install pavers for walkways with concrete toe curb 2524 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON

U. T. 80ARD OF REGENTS' MEETING APRIL 9, 1992

STANDARD AFFILIATION AGREEMENTS

The agreements recommended for approval by the U, T, Board of Regents are based on the model agreement adopted on April 12, 1990.

1. Facility: Brownsville Community Health Center Brownsvllle, Texas Date: January 9, 1992 Purpose: Health Care Educational Experience Program establlshed primarily for the benefit of students in the Dental School

2. Facility: first Medlcal Faculty, Charles University Prague, Czechoslovakia Date: June 7, 1991 Purpose: Promote and provide the development of academic, scientjfic, clinical, and cultural educational experiences for students and faculty of both institutions

3. Facility: Gunma University Maebashl , Japan Date: November 27, 1991 Purpose: Health Care Educational Experience Program establlshed primarily for the benefit of students at The University of Texas Health Science Center at Houston

4. Facility: Houston Child Guidance Center Houston, Texas Date: January 2, 1992 Purpose : Health Care Educatfonal Experience Program established primarily for the benefit of students In the Medical School THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TRADEMARK LICENSE AGREEMENTS

The following agreement has been awarded and is recommended for approval by the U. T. Board of Regents. All product approvals are in accordance with Paragraphs 10,1(C) and (D) and 11.1 of the Trademark Agreement.

1. Licensee: Artcarved/R. Johns Ltd, (A dfvision of CJC Holdings) Austin, Texas 78745 Fee-Royalty: 6% of gross sales price of all licensed products sold and a minimum royalty of $50.00 during each contract year of the term Period: January 1, 1992 through December 31, 1994 Oescription: To use The University of Texas Health Science Center at Houston seal and logo on class rings and jewe 1 ry THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON

U. T. BOARD OF REGENTS' MEETING APRIL 9, 2992

PATENT LICENSE AGREEMENTS

The following agreement has been awarded and 1s recommended for approval by the U. T. Board of Regents:

ticensee: Nellcor, Inc, Hayward, California 94545 fee-Royal ty: A nonrefundable license documentation fee of $455,000; a royalty amount of s.22 or 4% of net sales amount, whichever value is greater for each sale of a licensed product; and $75,000 per year, for a minimum of 3 years, to fund a sponsored research agreement with the principal investigator, With respect to sublicenses, the fee-royalty is 1/2 of any consideration recei wed by Licensee from any Sub1 icensee that is not runnlng royalty for sales and $.22 or 4% of net sales as running royalty for each sale by a Subllcensee. Period: December 9, 1991 through December 8, 2006 Description: To allow Nellcor, Inc. to manufacture, use or sell any device Incorporating colorimetric carbon dioxide detection, fncluding but not limited to the specific patent entitled, "Devfce for the Determination of Proper Endotracheal Tube Placement" 2527 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS OR GRANTS OVER $500,000

(FUNDS COMING IN)

The following contract or grant in an amount over $500,000, has been awarded, has been administratively approved by the appropriate Executive Vice Chancellor, and is recommended for approval by the U. T. Board of Regents,

I. Grantor: Oepartment of Health and Human Services National Institute of Child Health and Human Development No.: 5 PO1 H013021-13 ENG New Funds: $841,10 1 Current Period: Oecember 1, 1991 through November 30, 1992 Title/Description: Role of Human Milk in Infant Nutritlon and Health 2528 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

FOREIGN CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT AND EDUCATIONAL SERVICES

(FUNDS COMING IN)

The following itern has been awarded and is recommended for approval by the U.T. Board of Regents:

1, Country: Austral ia Busi ness/Ent ity: Meat Research Corporation No. : M .I69 New Funds : $12,240.00 Current Period: January 12, 1991 through March 31, 1992 Title/Descrlption: Tenderness Screening Trials - Ultrasound E 1 astography 2529 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT hOUSTON

U, T. BOARD OF REGENTS' MEETING

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT, CLINICAL AND EDUCATIONAL SERVICES

Since the Docket for the previous meeting of the U. T, Board of Regents, the following activity has taken place wIth regard to Contracts and Grants for Research, Development, Clin-ical and Educational Services:

FUNDS COMING IN

I. Non-Governmental, State and Local Government and Federal Government Contracts and Grants a. 1992 HH 84-166 Number of Initial Grant and Contract Awards 37,198,904.94 Value of Awards

b. 1992 HH 167-182 Number of Fiscal Amendments to Grant and Contract Awards ( I ncreas i ng or Decreasing by $10,000) $ 862,261,OO Total of increased Funding None Total of Reduced Funding

FUNDS GOING OUT 11. Non-Governmental, State and Local Government and Federal Government Contracts and Grants a. 1992 HH 183-192 Number of Initial Grant and Contract Awards $Value of Awards

b. None Number of Fiscal Amendments to Grant and Contract Awards ( lncreasi ng or Decreasing by $10,000) None Total of Increased Fundlng None Total of Reduced Funding

HH- 10 2530 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON

U. T. BOARD OF REGENTS' MEETING

AMENDMENTS TO THE 1992 BUDGET

The term "rate" for academic institutions is the full-time nine-month base rate and for health institutions is the full-time twelve month base rate; for all other personnel it is the full-tlme rate, the appointee receiving a proportionate amount depending upon the fraction of time for which he is appointed and the period of his appointment. Source of funds for payment of salaries, unless otherwise shown, is the departmental salaries account.

Full-time Sal ary Effective % No. Item, Department, Title, Name Date --Time Mos, Rate . -RBC APPOINTMENTS, PROMOTIONS, AND SALARY INCREASES

HOUSTON HEALTH SCIENCE CENTER Office of Research Services 1. Karen M, Womack

From: Administrative Assistant I 100 12 27,336

To: Director, ResearchServices 11/1 100 12 33,000

HOUSTON GRADUATE SCHOOL Of BIOMEDICAL SCIENCES Instruction Sensory Sciences Center 2, Robert E. Marc

From: Professor (Tenure) and the Robert Greer Professorship in the Biomedical Sciences

To: Professor (Tenure) and the Robert Greer Professorship in the Biomedical Sciences 1211 100 12 84,088

Source of Funds: $ 76,888 - State 7 200 - Grant Funds $84,088 - Total Salary 2531 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENOMENTS TO THE 1992 BUDGET (Continued )

Full-time Sal ary Effective % No. rtem, Department, Title, Name Date Time Mas. Rate RBC

APPOINTMENTS, PROMOTIONS, AND SALARY INCREASES

PUBLIC HEALTH SCHOOL Instruction San Antonio Program 3. Alfonso H. Holguin

From: Professor (Tenure)

To: Professor (Tenure) and Assistant Dean for the San Antonio Satellite MPH Program

Source of Funds: $ 74,569 - State 15-273 - Grant Funds $89,842 - Total Salary

DESEGNATEO FUNDS Houston Medical School Anesthesiology 4. Alan S. Tonnessen

From: Professor (Tenure)

To: Professor (Tenure) and Interim Chairman

Source of Funds: $145,420 - MSROP Grant 72 580 - MSRDP Augmentation 1218,000 - Total Compensation

HH- 12 THE UNIVERSITY OF TEXAS HEAL.TH SCIENCE CENTER AT HOUSTON MtrI1 Salary Increases 1992 All Facut1y, Admlni8nM and Pr~uional Staff Membef't.

1982 Rat. 1992 AIoDrnm.nded Rat.

Budget Budg« Depwtrnen1 N8me Total Total Total TotIlI .,. Ittm EmpktywTtM SaIaty Augmen- Compen- s-y Augmen- Compen- Amount Pwoeftt ABC EftIlcfIw No. No. EmptgyM NuM RiItI muon aatIon RIM 1ation Iatiofl InoteuIs trv:r..- ~mber OatIl $ .. $ S S .. S MIOI'GbkJIogy .". Motecut- Gene&. :::I::: :r 129 2 PrDl...a.; ...... I SpJdIcft, John L 83,640 83,840 91,&40 91,840 8,200 024 11/1/V1 (.oJ 128 3 ...... ~ Plol"'" Vt1nkter. M8IooIm £ -'340 (l8,MJ 71_ 71. 3.3150 4.81r4 11/1/81

...... ancII AnatoMy 131 2 ProI,IlOl' Crow, Terry J. 78,808 70.a 11,110 11,110 2,304 3.QO'I. 032 12/1/91

...ychIetry Md ...... ScI.nOM 18 ~PIU""" lDwtand, I

FMniIy Prec'IIoe end CoIftrnunhy M..... 1 ~ P.o1eaor and Interim cnaftman HMMI, NMcy K. 101,554 101,554 104,724 104,124 3,170 3.1~ 028 12/1/91

Offtoe of the 0._ • Ac.',mic: AIf.... 121 3 AIIodate Dean b' Admlalone N Gunn. Albert E. 143,733 143,733 144,812 144,612 031 10/1/11 C/1 t.J l-J 011'345 11m 542''''' w.ms &48 ] - 2533 THE UNIVEAS 1 TY OF TEXAS IdEALTH SCIENCE CENTER AT HOUSTON

U. T, BOARD OF REGENTS' MEETING

APRIL 9, 1992

OTHER FISCAL ITEMS

RARRlS COUNTY PSYCHIATRIC CENTER

The following change in medical staff status was recommended by the Medical Staff Executive Committee of the Harris County Psychiatrjc Center on February 4, 1992.

Physician Name -From

Alan Swann Active Staff Courtesy Staff

The following provisional appointment to the medical staff was recommended by the Medical Staff Executive Comfllttee of the Harris County Psychiatric Center on February 4, 2992, for the period covering September 1, 1991 through August 31, 1992,

Physician Name --Status Category Privileqes Michelle S, Barratt Affiliate - - --

HH- 14 THE UNlVEHSITY OF TBXAS IIFLRL.Ttl SCIENCE CENTER AT SAN ANTONIO

Dr. Charles R. Mull ins Executive Vice Chancellor for Health Affairs The University of Texas Sys tern h01 Coloradu Street Austin, Texas 70704

Attr~: Systcm Eudget Off ice

Dear Dr

The docket for the April 9, 1992 meeting of the Board of Regents is submitted for your rccomnendation acd presentation to the Board.

T recornend approval. Sincef ely,

John P, Howe, 111, M.D. President

JPH :gb THE UNIVERSITY OF TEXAS HEALTH SCIENCE CEMTFR AT SAN ANTONLO

U. T. BOARD OF REGENTS' MEETING APRIL 9, 1992

TABLE OF CONTENTS

Page No. iifts from Private Oonors and Foundations ...... HS- 3 ;ale of University-Owned Property ...... HS- 4 3usiness Contracts for Services ...... HS- 5 Trademark License Agreements...... HS- 6 eatent License Agreements...... HS- 7 Contracts and Grants far Research, Development, Clinical and Educational Services

Over $500,000 (Fund Coming in and/or Funds Going Out). ..*a*. US- 8 foreign (Fund Coming In and/or Funds Going Out)...... HS- 9 All Others...... HS-lO Amendments to the 1992 Budget ...... HS-11 (including faculty and staff appointments and changes in status and transfers of funds nlthin existing budget totals) 2536 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTOHI0

U. T. BUARD OF REGENTS' MEETING

GIFTS FROM PRIVATE DONORS AND FOUNDATIONS he following gift has been received and is recommended for acceptance by the 1. 7. Board of Regents:

Donor - Purpose Amount

. . Anonymous Alzheimer's research $100,000.00 being conducted in the Dl v is ion of Neurol ogy 2537 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

SALE OF UNIVERSITY -OWNED PROPERTY

. . Item Sold: Oental Ritter Panoral Panoramic 1984 Model X-ray machine Amount : $4,250 Purchaser: Maurlcio Marchushamer, D.U.S., Resident Department : UTHSCSA Dental School Explanation: Surplus equipment 2538 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAH ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTRACTS FOR SERVICES

'he fo7 )OW: ng contract has been awarded, has been administratively approved by .he appropri ate Executive Vice Chancel lor, and is recommended for rati f ication ry the U, T. Board of Regents:

.. Agency: Bank One, Texas Funds: Cornpensat ion varies on month 1y transactions as specified in contract Period: January 8, 1992 through August 31, 1996 Tit1 e/Descri ption: Bank One, Texas agrees to furnish automatic teller machine on campus 2539 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER 4T SAN ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TRADEMARK LICENSE AGREEMENTS

The following agreement has been awarded and is recommended for approval by :he U. T. Board of Regents. All product approvals are in accordance with 'aragraphs 10,Z{C) and (0) and 11.1 of the Trademark Agreement.

1. Licensee: Artcarved/R. Johns ttd. (A Division of CJC Holdings) Austin, Texas 78745 Fee-Royal ty: $0, 6% Per-Iod: January I, 1992 through December 31, 1994 Description: Use of university seal on class rings and c 1 ass jewe 1ry 2540 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO

U. T. BOARD OF REGENTS' MEETING APRIL 9, 1992

PATENT LICENSE AGREEMENTS

'he following agreement has been awarded and is recammended far approval by :he U. T. 0oard of Regents: I. LJcensee: Associated Universities, Inc. Upton, New York 11973 Fee-Royal ty: None Period: January 14, 1992 through January 13, 1995 or through the life of the patent which ever is 1 onger Description: Exclusive license for joint patent venture - Cloning and Express ion of Borre l ia Lipoprotei ns ZS41 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAM ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS OR GRANTS OVER $500,000

(FUNDS COMING IN)

The followjng contracts or grants in an amount over $500,000, have been awarded, have been admi nistrat tvely approved by the appropriate Execut lve Vice Shancellor, and are recommended for approval by the U. T. Board of Regents. 1. Grantor: Memorial Medical Center No.: None New Funds: $948,163 Current Period: September 1, 1991 through August 31, 1992 Title/Oescription: Salary Reimbursement Agreement - Corpus Christ1 Family Practice Residency Program 2. Grantor: National Institute of Dental Research NO-: 5 PO1 DE08569-04 New Funds: $650,273 Current Period: January 1, 1992 through December 31, 1992 Title/Oescription: Modulators of Bone Cell Function 7n Oral Disease 25i12 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO

U. T, BOARD OF REGENTS' MEETING

APRIL 9, 1992

FOREIGN CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT AND EDUCATIONAL SERVICES (FUNDS COMING IN)

The fol lowlng i terns have been awarded and are recommended for approval by the J. 1. Board of Regents:

1. Country: Japan Busi ness/Ent ity : Tsumara and Company No.: Hone New Funds: $10,000 Current Period : January 1, 1992 through December 31, 1992 Ti tle/0escriptlon: Training for the Study of Heuroendocrine Effect of Kampo Medicine

2. Country: Canada Business/Enti ty: University of Montreal No.: None New Funds; $78,000 Current Period: November 1, 1991 through October 31, 1994 TitTe/Uescript~on: Acquired Readfng and Writing Disturbances in Brain-damaged Adults: Neurological, Cognitive, and Cu 1 tural Aspects 25.13 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO

U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT, CLINICAL AND EDUCATIONAL SERVICES

Since the Oocket for the prevlous meeting of the U. T. Board of Regents, the 'ollowlng activlty has taken place with regard to Contracts and Grants for Iesearch, Development, Clinlcal and Educational Services:

FUNDS COMING IM

I, Nan-Governmental, State and Local Government and Federal Government Contracts and Grants a. 1992 HS 78-156 Number of Initial Grant and Contract Awards 7,722,980.50 Value of Awards

b. 1992 HS 157-161 Number of FIscal Amendments to Grant and Contract Awards (Increasing or Decreasi ng by $10,000) 50631.00 Total of Increased Funding None Total of Reduced FundSng

FUNDS GOING OUT

1 I. Non-Government a1 , State and Local Government and Federal Government Contracts and Grants a. 1992 HS 162-166 Number of Initial Grant and Contract Awards -T9m Value of Awards

b. None Number of Flscal Amendments to Grant and Contract Awards (Increasing or Decreasing by $10,000) None Total of Increased Funding None Total of Reduced Funding 25.14 THE UNIVERSITY OF TEXAS HEALTH SCl ENCE CEHTER AT $AN ANTONIO

U. T, BOARD OF REGENTS' MEETING

AMENDMENTS TO THE 1992 BUDGET

e term "rate" for academic institutions is the full-time nine-month base .te and for health institutions Is the full-time twelve month base rate; for 1 other personnel it is the full-time rate, the appointee receiving a *oportionate amount depending upon the fraction of time for which he is pointed and the period of his appointment. Source of funds for payment of ~laries,unless otherwise shown, is the departmental salaries account.

Ful t -time Salary Effective X No. Item, Department, Tjtle, Name - Date -Time -Mos. ---Rate -RBC

PPOIHTMEHTS, PROMOTIONS, AND SALARY INCREASES

IED ICAL SCHOOL Office of the Dean 1, Sylvia Longoria From: Assistant Center Dlrector, Area Heal th Education Center

To: Center Dlrector, Area Health Education Center 211 200 12 50,490

Fami 1 y Practice 2 Robert D, Frey

From: Assistant Professor of Family Practice (Non-tenured clinical appointment) 100 12 69,360

To: Assistant Professor of Family Practice (Non-tenured clinical appointment) and Director of Programs 12/1 100 12 100,000 Source of Funds:

$100,000 - Corpus Christi Memorial Medical Center Grant Obstetrics and Gynecology 3. Arnon Samuel off

From: Visiting Assistant Professor 100 12 10,200

To: VisitingAssistantPrafessor 12/i 100 12 36,000 Microbiology 4. Vojo Deretic From: Assistant Professor (Non-tenure) 100 12 38,576

To: Associate Professor (Tenure) 1/1 100 12 54,891 25115 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAM ANTONIO

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (c~ntinued)

Ful I-time Sal ary Effective % No. ,'tern, Oepartment, Title, Name Date --Time Mos. Rate RBC

'POIHTMENTS, PROMOTIONS, AND iALAAY INCREASES-

JRSING SCHOOL 5. Mary L. Heye From: Assi stant Professor

To: Assistant Professor ZSb16 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO

U. T. BOARD OF REGENTS ' MEETING APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued)

ANSFERS OF FUNDS RBC

NERAL INSTITUTIONAL EXPENSE

9. Amount of Transfer: $54,920 10 From: General Institutional Salaries To: EEOIAA Office Salaries, Professional - $27,300 EEO/AA Office Salaries, Classified - $16,620 EEQ/AA Offlce Maintenance & Operation - $5,000 EEOlAA Office Computing Services - $3,000 EEO/AA Office Travel - $3,000

To establ ish the Equal Employment Opportunity and Aff lrmat ive Action Offlce at the Health Science Center, ERVICE DEPARTMENT - OUTPATIENT CLINIC-DENTAL IMPLANT

10. Amount of Transfer: $52,000 6

From: Sales and Service To: Purchase for Resale

To increase the budget due to an increased demand for dental implant at the Health Science Center. THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO

U. T. BOARD OF REGEfiTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUOGET (Continued) tANSFERS OF FUNDS R0C

IVANCED RESEARCH AND ADVANCED TECHNO LOGY PROGRAMS

11. Amount of Transfer: $869,314 11

From: A1 1ocat ion of General Revenue by Coordi nat ing Board To: Advanced Research/Technol ogy Programs for:

Characterization and Optimization of a Sequence that Protects Recomti nant Protei ns from Degradation - 65,075 DNA Fracti onat ian Techno 1ogy for Genome Mapping - 253,017 Development of Diagnostic Probes for Rapid Identification of Vjrulent Strains of Group 8 Streptococci - 165,060 Applfcations of Cytoscriptlon in Tissue Engineering - 183,726 Biodegradable Carriers of TGF-beta for Repairing Articular Cartilage Oef ects - 202 436 Total $869,314 Transfer Funds to establish budgets for various Coordinating Board Advanced Research/Technology Program projects as awarded by competitive review. CANCER CENER

February 25, 1992 Mice of the President

.. CharLea 8, Mullins :ecutive Vice Chancellor ior Health AfEairs le University of Texan System 11 Colorado Street istin, Texae 78701

:ten: Syatem Budget Off ice

The- docket for the April 9, 1992, meeting of the Board of Regents is ubmitted for your recommendation and presentation to the Board. I recommend approval.

S incarely,

(~,$~LQ.LM&Char e~ A. LeMaistre, M.D. Pree ident

1515 HOLCOMBE BOULEVARD HOUFTON, TEXAS 77030 (7 13) 791,212 1 THE UNIVERSlTY OF TEXAS M. D. ANDERSON CANCER CENTER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

Page No.

.frs from Private Donors and Foundations ...... CC- 3 lsiness Contracts for Services ...... CC- 4

Funds Corning and/or Going Out

tandard Easements ...... CC- 5

ontracts and Grants for Research, Development, Clinical and Educational Services

Over $500,000 (Funds Coming In endlor Funds Going out) ...... CC- 6 ALL Others...... CC- 7 jndowed Chairs and Named ProEessorships ...... CC- 8 hendments to the 1992 Budget ...... ,..CC- 9 (including faculty and staff appointments and changes in status and transfers of funds within existing budget totals)

3ther Fiscal Tterns ...... CC-16 TEE UFIIVERSITY OF TEXAS M. D. ANDERSON CANCER CEMTER

APRIL 9, 1992

GIFTS FROM PRIVATE DONORS AND FOUNDATIONS

The following gifts have been received and are recommended for acceptance by the U. T. Board of Regents: Donor - Purpose - Amount 1. Kimberly-Clark Foundation, First payment on a five $1,000,000.00 Inc, year pledge c/o Colleen B. Berrnan Vice President P.0, Box 619100 Dallas, TX 75261-9100

2. The Cockrell Foundation Bone marrow trans- c/n Mary McIntier plantation Executive Vice President 1600 Smith, Suite 4600 Houston, TX 77002-7348

3. *Estate of Dorothy E. Brown General institutional c/o The University of Texas suppor~ System 210 West 6th Street Austin, TX 78701

4. Schering Corporation Support drug information $ 50,000.00 c/o Marilyn ~avis buI1.etin Project Manager 2000 Galloping Hill Road Kenilworth, NJ 07033

5. *Homer arm Trust GeneraL institutional c/o The university of Texas support Sys tern 210 West 4th Street Austin, TX 78701

6. "Terry Fox Memorial Run Fund Osteosarcoma research $ 41,400.00 4 Riverway Houston, TX 77056

7. *Kellogg1s Cancer research P.O. Box 3599 Battle Creek, MI 49016

81 *Tesoro Petroleum Corporation Skin cancer research $ 30,000.00 8700 Tesoro Drive San Antonio, TX 78217

9. Susan G. Komen Breast Breast cancer research $ 30,000,OO Cancer Foundation c/o Raadi Halsell 1991 Chairman 3f the Board Occidental Tower 5005 LBJ Frwy., Suite 730 DalLas, TX 75244

10.>kMrs. Catherine Jacobus Leukemia refiearch c/o The University of Texas Sytem 210 West 6th Street Austin, TX 73701

"No letter cf tracsmittal from the donor THE UNIVERSITY OF TEXAS M. D. ANDERSON CANCER CENTER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTBP.CTS FOR SERV l CES

(FUNDS COMING IN)

The following contracts have been awarded, have been administratively approved by the appropriate Executive Vice ChanceLlor, and are recommended for ratification by the U. T. Board ~f Regents:

1. Agency: American Progressive Benefits, Inc, Funds : As per contract Period: November 1, 1991 through October 31, 1992 ~itle/~escri~tion: Agreement for provision of reinsurance coverage for members enroLLed under the HMO Plan

(FUNDS GOING OUT)

2. Agency: Camp Allen Funds : $52 ,ooa Period: November 29, 1991 through November 28, 1992 ~itle/Description: Agreement to provide summer camp experience for pediatric cancer patients THE UNIVERSITY OF TEXAS M. D. ANDERSON CANCER CENTER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

STANDARD EASEMENTS

The following easement has been approved by the Of £ice of General Counsel and is recommended for approval by the U.T. Board of Regents:

Grantee: Texas Medical Center Central Heating and Cooling Services Cooperative Association Locat ion: Harris County, Houston, Texas Funds : $10.00 Date: January 30, 1992 Description: An easement and right-of-way in and under those five certain tracts located in the P.W. Rose Survey, Abstract No. 645 for the purpose of constructing , reconstructing, operating, maiataining, repairing, altering, replacing, changing the size and removing pipes, pipelines, mecers, manholes, regulating devices and related facilities and all appliances deemed by Grantee r be necessary or convenient, for the transmission, regulation, measuremefit and return of chilled water and steam. THE UNIVERSITY OF TEXAS M. D. ANDERSON CANCER CENTER

U. T. 30ARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS OR GRANTS OVEH $500,000

(FUNDS COMING IN)

The following contract or grant in an amount over $500,(100, has been awarded, has been administratively approved by the appropriate Executive Vice Chancellor, and is recommended for approval by the U.T. Board of Regents.

1. Grantor; Department oE Health and Humau Services National Cancer Institute No. : 5 POI CA49639-03 SRC (J) New Funds: $1,005,526 Current Period: December 1, 1991 through NavernLer 30, 1992 ~itlel~escri~tion: Therapy of CML TdE UNIVERSITY OF TEXAS M. D. ANDERSON CANCER CENTER 2x34

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT, CLINICAL AND EDUCATTONAL SERVICES

Since the Docket for the previous meeting of the U. T. Board of Regents, the following activity has taken place with regard to Contracts and Grants for Research, Development, Clinical and Educational Services:

FUNDS COMING IN

1. Non-Governmental, State and Local Government and Federal Government Contracts and Grants a, 1992 CC 68-106 Number of Initial Grant and Contract Awards $3,565,760.00 Value of Awards

b, 1992 CC 107-109 Number of Fiscal Amendments to Grant and Contract Awards (Increasing or Decreaving by $10,000) $ 316,616.00 Total of Increased Funding L None Total of Reduced Funding

FUNDS GOING OUT

11. Non-Governmental, State and Local Government and Federal Government Contracts and Grants a. 1992 CC 110-113 Number of Initial Grant and Contract Awards $605.0a Value of Awards

b. 1992 CC 114-115 Number of Fircal Amendments to Grant and Contract Awards (Increasing or Decreasing by $10,000) $ 141,944.26 Total of Increased Funding $ None Total of Reduced Funding THE UNIVERSITY OF TEXAS M. D. ANDERSON CANCER CENTER

E. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

ENDOWED CHAIRS AND NAMED PROFESSORSHIPS 1992 NOH-INITIAL, NON-BUDGETED APPOINTMENTS

I. Position; Robert A. Welch Chair in Chemistry Appointee: Eric N. Olson, Professor Department: Biochemistry & Molecular Biology Person Being Replaced: Dr. Grady Saunders Effective Date: November 1, 1991 THE mIVEASITY OF TEXAS F. D. MDERSON CANCER CENTER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET

The term "rate" for academic institutions is the full-time nine-month base rare and for health institutions is the full-time twelve month base rate; for all other personnel it is the fulL rate, the appointee receiving a proportiona~e amount depending upon the fraction of time for which he is appointed and the period of his appointment, Source of funds far payment of salaries, unless otherwise shown, is the departmental salaries account.

APPOINTMENTS TO NAMED PROFESSORSHIPS, ENDOWED FELLOWSHIPS, ENDOWED PROFESSORSHIPS, AND ENDOWED CHAIRS - 1992 BUDGET

Appointments were approved through Agenda action at prior meeting of the Board of Regents, as f01Lows:

Chair or Professor or Chair and Twelve Morith Professorship Department or School Rate -Appointment Date- RESEARCH Biochemistry & Molecular Biology Professor 6 Robert A, Welch Chair in Chemistry 1. Eric W. Olson, Ph.D. (Professor, term) (RBC 17) THE UNIVERSITY OF TEXAS M. D. ANDERSON CANCER CENTER

U. T, BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (continued)

Full-time Salary Effective 2 No. Item, Department, Title, Name Date -Time Has. -Rate -RBC APPOINTMENTS, PROMOTIONS, AND SALARY INCREASES

PHYSICAL PLANT Facility Information Systems Assistant VP for Facilities & Director of Major Building Programs 2. Robert G. Woodyard 1/1/92 100 12 $ 85,000 19

RESEARCH Molecular Pathology 3. Ralph B. Arlinghaus, Ph.D. CProfessor, term) (RBC 18)

From; Professor S Abell-Hanger Professorship

TO; Professor 6 Hubert L. Stringer Chair 9/1/91 100 12 $151,512

Source of Funds :

$130,000 - State 6,000 - Stringer Chair 15,512 - PRS Staf Salaries $151,512 - Total Compensation

HOSPITAL AND CLINIC ACTIVITIES Office of Associate Vice President for Hospital & Clinic Operations 4. Karen L. Lorimor

From: Assistant Administrator for Patient Support Services

To ; Associate Administrator- Hospital Operations 11/15/92 100 12 $68,500 2558 THE UNIVERSITY OF TEXAS M. D. ANDERSON CANCER CENTER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued)

TRANSFER OF FUNDS -RBC

5. Amount of Transfer: $20,130,234.19 15

From: Patient Care Services Medical Oncology Patient Care Services Central Services-Sterile Processing Central Services-Linen Service Central Services-Linen Service Central Services-Administration Central services-Sterile Processing Central Services-sterile Processing Central Services-Sterile Processing Central Services-Sterile Processing Central Services-Materials Management Central Services-Materials Management Central Services-Materials Management Operating Room-Durable Medical Equip Operating Room-Durable Medical Equip Operating Room-Sterile Processing Clinical Isotopes Administration/Physics Cyclotron Isotopes Energy Management and Operations Total

To: Office Assoc VP for Building Program Office Assoc VP for Building Program Office Assoc VP for Building Program Medical Oncology Pediatrics Central Services-Linen Service Central Services-Patient Equipment Central Services-Patient Equipment Central Services-Materials Management Central Services- ater rials Management Operating Room-Durable Medical Equip Anderson center-~n~io/~nterventiDnal Anderson Center CAT Scan Magnetic Resonance Imaging ~dministration/Ph~sics Clark ~Linic-~adiograph~/Fluorosco~~ Clark Clinic-Ultrasound ~dninistration/~h~sics Clark Clinic-CAT Scan Clinical Isotopes Clinical Tsotopes Cyclotron Isotopes Cyclotron Isotopes Electricity Gas Steam Chilled Water Water Sewer Toea1

Budget change necessary to effect changes in operations not ~reviousl~ anticipated. This budget change does not involve the addition of any funds; it. is only a shift in allocation. 2559

THE UNIVERSITY OF TEXAS M. D. ANDERSON CANCER CENTER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued )

TRANSFER OF FUNDS -RBC

6. hounc of transfer: $1,843,354.52 20

From: Operations & Staff Quality Patient Care Services Medical Records Patient Care Services Director of Nursing Office Office of the President Internal Audit Exec VP for Admin & Finance Assoc VP for Admin Services Financial Systems Administration Budget Office Office of Director of Fiscal Services Human Resources Office of VP Patient Care Division of Surgery Division of Medicine Medical Oncology Radiation Physics Neuro-Oncology Thoracic Surgery Pat ho 1ogy Laboratory Medicine Pediatrics Radiotherapy Head & Neck Surgery General Surgery Anesthesiology Urology Office of VP for Research ~iochernistry& Molecular Biology Immunology Molecular Genetics Interferon Research Tumor Biology Catdio-Pulmonary Function Lab Molecular Diagnostic Lab Experimental Pediatrics Anderson Center CAT Scan Hematology Clinical Imrnunolgoy & Biological Therapy Veterinary Medicine and Surgery Biomathematics Office of VP for Academic Affairs Cancer Public Information Scientific Publications Office of Conf Services, Certification Office of Planning & Institut Studies Research Medical TAibrary Patient Referral, Appointments & Reg Office of VP for Patient Affairs Anesthesiology Service Transfusion Medicine Cardio-Pulmonary Function Service Patient Transportat ion Dencal Services Magnetic Revonance Imaging Nutrition 6 Food Service THE UNIVERSITY OF TEXAS M. D. ANDERSON CANCER CENTER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued)

TRANSFER TO CONTINUED (RBC 20 :

Applied Nutrition Services Respiratory Care Patient Care Information Systems Insurance Patient Accounts Medical Records social Work Anatomical Pathology Services Division of Pharmacy ~dministration/~h~sics Clinical Isotopes Anderson Center Radiography Radiotherapy Service Rehabilitation Medicine Services AIMS - Admissions Linen Service AIMS - Inpatient Management Services Clinic Administrative Services Central Services - Administration Central Services - Supply Distribution Central Services - Patient Equipment Operating Room - Sterile Process surgical Care Lab Credit and Collections Office of Assoc VP Hosp 6 Clinic chemistry Special Chemistry Hematology Hematopathology STAT Lab Cytogenetics Lab Immuno 1ogy Pheresi s Blood Bank CLark Clinic Radioqraphy/FLuoroscopy Clark Clinic CAT Scan Computing Resaurces Office of VP for Health Policy Internal Legal Services Special Projects Development Office Admin Information Systems Employee Health Service Strategic Information Systems Office of Public Affairs Biomedical Communications Purchasing Central Stores Office of Technology Development Science Park-Carcinogenesis Science Park-Veterinary Resources Science Park-Police Department Science Park-Physi cal Plant Physical Plant Operations Energy Management & Operations Facility Information Systems Environmental Health & Safety Facilities Resources Design & construction Services Building Services 2561

THE UNIVERSITY OF TEXAS M. D, ANDERSON CANCER CENTER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (continued)

TRANSFER TO CONTINUED (RBC 20):

Police Department Patient Studies Director of Nursing Office Total

To: Medical Records Cell Biology Medical Records Hematology Nursing service-~ospital Reserve for Vacancy Savings General ~urger~/~lastic Neuro-Surgery ~ivisionof Medicine Medical Oncology Medical Oncology ~adiationPhysics Neuro-Oncology Pathology Laboratory Medicine Head & Neck Surgery Anesthesiology Gynecology Dental Oncology Urology Urology Biochemistry & Molecular ~iology Irnrnunol ogy Molecular Genetics Interferon Research Tumor Biology Endocrinology Experimental Pediatrics Experimental Radiotherapy Experimental Surgery Hematology Hematology Hematology Clinical Immunology & Biol Therapy Veterinary Medicine & Surgery Cancer Public Education Patient Ref, Appoint & Registration Anesthesiology Service Cardio-Pulmonary Function Service Patient Transportation Electroencephalograph Nutrition & Food Service Respiratory Care Patient Accounts Social Work Anatomical Pathology Service Pharmacy ~drninistration/Physics Radio therapy Service Rehabilitation Service Director of Nursing Office Linen Services AIMS - Inpatient Management Services Clinic Outpatient Services Surgical Care Laboratory Quality Improvement 2562

THE UNIVERSITY OF TEXAS M. D. ANDERSON CANCER CENTER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

AMENDMENTS TO THE 1992 BUDGET (Continued)

TWSFER TO CONTINUED [RBC 20):

Employee Health Service Central Stores Science park-veterinary Resources Physical Plant Operations Environmental Health & Safety ~iornedical/~linicaLEngineering Facilities Resources Building Services Total

Budget change necessary to effect changes in operations not previously anticipated. This budget change does not involve the addition of any funds; it is only a shift in allocation, 2563 THE UNIVERSITY OF TEXAS M. D. ANDERSON CANCER CENTER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

OTHER FISCAL ITEMS

The following item has been recommended by President LeMaistre and Executive Vice Chancellor Mullins, and is submitted for approval by the U.T. Board of Regents:

The appointment of Mr. Donald R. Andrus, Chairman of Foley's, a division of the May Department Stores Company, to serve as Director of the Outreach Corporation.

The Bylaws of Outreach provide for the appointment of the Directors of the Outreach Corporation by the president of the Cancer Center subjecr to the prior approval of such nominee by the Board of Regents of The University of Texas. February 26, 1992

Dr. Charles B. Mullins Executive Vice Chancellor for Health Affairs The Univeraity of Texaa Syetem 601 Colorado street Austin, Texae 78701

Attn: Symtem Budget Office Dear Dr. Mullinm:

The docket for the April 9, 1992 meeting of the Board of Reqenta ia submitted for your recommendation and presrntation to the Board.

f recommend approval.

Sincerely,

George A. Huret, M.D. Director 2565 THE UNIVERSITY OF TEXAS HEALTH CENTER AT TYLER

U, T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

TABLE OF CONTENTS

Paqe No.

Business Contracts . . . . I ...... HT-3 Contracts and Grants for Research, Development, Clinical and Educational Services...... HT-4 k066;.at- THE UNIVERSITY OF TEXAS HEALTH CENTER AT TYLER

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

BUSINESS CONTRACTS FOR SERVICES

(FUNDS GO1 NG OUT)

The fol low1ng contract has been awarded, has been admi ni strati vely approved by the appropriate Vice Chancellor, and is recommended for ratification by the U,T, Board of Regents:

1. Agency: First Gibraltar Bank Funds: 2,000 sq. ft. of office space at $.54 per sq. ft. ($1,080 per month). Also, utllity bills and janitorial services. Period: September 1, 1991 to August 31, 1992 Title/Oescrlption: The use of office space located in the Airport Office Park, Houston, Texas for purpose of housing the Occupational and Environmental Training Program Offices, THE UNIVERSITY OF TEXAS HEALTH CENTER AT TYLER 2567

U. T. BOARD OF REGENTS' MEETING

APRIL 9, 1992

CONTRACTS AND GRANTS FOR RESEARCH, DEVELOPMENT, CLINICAL AND EDUCATIONAL SERVICES

Sfnce the Docket for the previous meeting of the U. T. Board of Regents, the following activlty has taken place wlth regard to Contracts and Grants for Research, Oevelopment, Clinical and Educational Services:

FUNDS GOING OUT

I. Non-Governmental, State and Local Government and federal Government Contracts and Grants

a, 1992 HT 4-6 Number of Initial Grant and Contract Awards -124,890 Value of Awards b. Number of Fiscal Amendments to Grant and Contract Awards ( Increas ing or Oecreas ing by $10,000) Total of Increased Funding Total of Reduced Funding