Index

Absolute Return, 193 Black box strategy, 81 Absolute return strategy, 59, 84 Bloomberg terminals, 14 Access International Advisors, 23, 29, 45, Boilermaker’s Union, 117 92, 103, 218, 219, 244. See also de Bounty program, 56 –57, 128 la Villehuchet, Rene-Thierry Broker-dealer profi ts, 52–53 Accounting fi rms, 47– 48 Brown, Jerry, 264 Ackerman, Gary L., 232–233, 235 Broyhill, Paul H., 40 Adelman, Jim, 61– 62 Broyhill All-Weather Fund, 40 Adelphia case, 138 Bull spreads, 27 Advisors Act, 160 Burns, Pat, 149–150, 152–153, 168, Affi nity scheme, 114 225 –226, 248 Alarm systems, 144 Bush administration, 220 Arthur Treacher’s Fish and Chips Restaurant, 8, 10 Call options, 16 –17 Arvedlund, Erin, 86, 152 Capito, Shelly, 229 Asian investors, 76 Casey, Frank, 3, 12, 175, 203, 217 Association of Certifi ed Fraud background of, 20 –22 Examiners, 252 careers at Rampart, 178 Audit opinions, 181 Chicago Art Museum, 164 Avellino & Bienes, 254, 256 continued activities of, 148 and Dave Fraley, 21 Bachenheimer, Doria, 138, 140, 155 –156 discovers Bernie cash needs, 190 Bank foreclosures,COPYRIGHTED 200 –201 discovers MATERIAL fraudulent trades, 92–94 Barron, Charles, 51 discussion on , 198 –200 Barron’s, 86 – 87, 154 and Harry Markopolos, 22 Bates, Harry, 143–144, 207–208 helps Neil Chelo relocate, 115 Becker, David, 234, 248 –250, 347 impact of Bernie Madoff case on, 264 Benchmark Plus fund, 95, 115, 178 leaves Benchmark, 198 Bergers, David, 132 leaves Rampart, 94, 95 Bernard L. Madoff Investment Securities London based funds of funds avoids LLC, 161 Bernie Madoff, 47 Bid/ask spreads, 54 on Madoff operations, 28 –29

345

bbindex.inddindex.indd 345345 11/11/10/11/10 44:12:07:12:07 PPMM 346 INDEX

Casey, Frank (continued ) Citigroup, 132 meets Mike Ocrant, 67– 68, 70 Client redemptions, 201–202 meets Paul H. Broyhill, 40 – 41 Clinton, Hillary, 68 meets Scott Franzblau, 130 Cohen, Steve, 250, 347 and mobsters, 106 –110 Collars, 27 on , 36 Commodities straddle, 106 on Ponzi scheme vs. front-running, 52 Commodity Futures Trading post Bernie Madoff arrest, 205 –206 Commission, 72 public acknowledgment of role, 227 Congress: and Rene-Thierry de la Villehuchet, call to SEC, 141 24 –26, 90 –91 Harry Markopolos testimony, 226 –231 on reporting to SEC, 57 investigation by, 217, 222 on reverse engineering, 37 SEC established by, 55 role of, 253 SEC in hearings by, 231–235 sailing disaster, 123 –126 Congressional Record, 222 on SEC failure, 259 Contacts and relationships, 23 Journal, 212 Cook, Boyd, 44 warns individual investors, 199–200 Correlation coeffi cient, 34 –35 Casey, Judy, 123 Corruption: Cattle trading scam, 68 as business as usual, 12 Charles, Prince, 99 drug cartels, 6, 105 Chelo, Neil: incompetence vs., 243 business education of, 17–19 municipal bonds, 63 careers at Rampart, 178 organized crime, 105 continued activities of, 148 regulatory, 229 early career of, 20 reporting on, 153 –154, 166 impact of Bernie Madoff case on, 264 Russian mafi a, 6, 105 information gathering, 129–130 vs. stupidity, 259 leaves Rampart, 115 Wall Street crimes, 129 OPRA tapes, 75 See also Taxpayers Against Fraud; on payment for order fl ow, 45 – 46 on Ponzi scheme vs. front-running, 53 Court, Andy, 238 post Bernie Madoff arrest, 205 –206 Covered call writing program, 23 public acknowledgment of role, 227 Cox, Christopher, 213 on quants, 9–10 Criminal investigation, 239 on reporting to SEC, 57 CSPAN3, 224 reviews strategy analysis, 35 Cuomo, Andrew, 110 role of, 253 talks to Amit Vijayvergiya, 184 –189 Danger, concerns about, 105 –106, Wall Street Journal, 212 117–118, 141–145 warns individual investors, 197 Darien Capital Management, 15 –16 Cheung, Meaghan, 138 –141, 155 –157, Data analysis, 130 –131 161–162, 192, 195, 255 Data collection, 44 – 45 Chicago Art Museum, 164 DeBello, Nicole, 1 Chicago Board of Options Exchange de la Villehuchet, Bertrand, 218 (CBOE), 42 de la Villehuchet, Claudine, 218 Chinese vitamin suppliers scandal, 164 de la Villehuchet, Rene-Thierry:

bbindex.inddindex.indd 346346 11/11/10/11/10 4:12:074:12:07 PMPM Index 347

on Bernie Madoff, 26 –28 Financial industry functions, 245 and Frank Casey, 90 –91 Financial industry practices, 244 and Harry Markopolos, 98 –101 Financial Industry Regulatory Authority meets Frank Casey, 24 –26 (FINRA), 224, 246 suicide, 218, 263 Financial investigations, 47 Department of Justice, 248, 250 Financial products, 54 –55 Derivative experts, 163 Financial regulators, 8 Devoe, George, 97, 123 Firearms, 143 –144 diBartolomeo, Dan, 35, 43, 162–163, 217 Firearms permit, 143, 145 Dickens, Charles, 50 Flaghac, François de, 98 –101 Direct accounts, 197 Forbes, 78 –79 Discrepancies, 75 Fortune, 39 Documentation, 53 Fraley, Dave, 16, 21, 30, 36 –38, 90 Documentation and literature, 73 –74 Frangipane, Noelle, 1–2, 238, 241 Dominelli, David, 51 Frank, Barney, 217, 219, 223, 237 Donnelly, Joe, 229 Franzblau, Scott, 130 Drosos, Elaine, 209 Fraud, 92–94, 164: Drug cartels, 6, 105 fi nancial, 169 Due diligence, 29, 47, 77, 93, 101, 183, fi nancial experts response to, 176 –177 197, 244, 257 implicit knowledge of, 104 Dumb equity, 52 market timing, 119 medical, 169 Ebbers, Bernie, 129 pharmaceutical, 170 Effi cient markets hypothesis, 18, 55, 264 widespread knowledge of, 45 Electronic , 169 See also Madoff, Bernie Electronic trading, 26 Fraud examiners, 161 European banks, 133 Fraud investigation, 8, 119, 121–123, European investors, 76, 91, 114, 183, 171–172, 193. See also Markopolos, 218, 244 Harry; Taxpayers Against Fraud; Excuses for investing with Bernie Madoff, whistleblowers 48, 132 Fraud investigation team, 119, 120, 175 Friehling, Dave, 47– 48 Fairfi eld Emerald, 202 Fritz, Jeff, 93 Fairfi eld Greenwich Group, 77, 130, 160, Front-running, 34, 37, 45, 48, 52, 78, 189–190, 244 82, 86 Fairfi eld Greenwich Sentry Fund, 73 –74, Front-running vs. Ponzi scheme, 49 76, 82, 181 Fund investment levels, 113 False Claims Act cases, 150, 162, 169, 170, Fund sizes, 113 210, 221, 253, 261 Fax machines, 209 Gabelli, Mario, 162 Federal Bureau of Investigation (FBI), 7, Galvin, William, 110, 118, 128 93, 129, 158, 166, 202 Gamma, 10 Feeder funds, 39, 45, 48, 76, 103, Garrett, Scott, 226 112–113, 129, 197, 217, 230, 257 Garrity, Mike, 132, 136 –137 Fielder, David, 244 competency of, 140 Financial frauds, 169. See also front- public acknowledgment of role, 227 running; Ponzi schemes support from, 237

bbindex.inddindex.indd 347347 11/11/10/11/10 4:12:084:12:08 PMPM 348 INDEX

Givenchy family, 100 Investigation questions, 163 –164, Global Alliance, 263 184 –185 Global Financial Alliance, 246, 247 Golar Freeze, 125 Jewish charities, 217 Goldman Sachs, 132, 162, 194 Jewish community, 256 Grant, James, 17 Jewish T-bill, 114, 197 Graphology, 29 Jones, Alfred Winslow, 39 Greek heritage, 17 JPMorgan, 194 Greek-Turkish relationship, 17 Jurisdictional problems, 137 Green, Al, 230 Greenspan, Alan, 56 Kachroo, Gaytri, 203, 245 Gross, Leon, 36, 43, 140, 162, 191 Congressional investigation, 223, 224 early life of, 172 Handwriting analysis, 29 education of, 172–173 Haslett, Bud, 140 Harry Markopolos meets, 170 –171 Hearings, 217 impact of Bernie Madoff case on, 264 Hedge funds, 22, 39– 40, 46, 79, 194 Inspector General investigation, 237, Hedge funds of funds (HFOF), 23 –24, 182 238, 241–242 Henry, Dave, 6, 204, 217 international fi nancial court, 263 Hermès family, 100 and Kotz, 222 Heyman-Kantor, Reuben, 238 meeting with Shapiro, 248, 249 Hill, Chuck, 110 post Bernie Madoff arrest, 207 Holland, Daniel E., III, 162 represents Harry Markopolos, 220 Home security, 109, 144 on SEC excuses, 225 Hootman, Debbi, 16 on SEC legal incompetency, 254 House Finance Services Committee, 219 Senate Banking Committee hearing, Housing bubble, 200 261–262 Hyrb, Greg, 15 Kanjorski, Paul, 227, 231, 255 Kennedy, Kelly, 110 Income, 169 Khuzami, Robert, 234, 261 Incompetence vs. corruption, 243 Kotz, David, 244 Incredibly consistent profi table returns. See BDO mishandling of Harry Markopolos Ponzi schemes complaint, 75 Indirect investors, 198 –200 Congressional investigation, 223 Individual investors, 197–198 on Grant Ward, 245 Information risk, 217 Harry Markopolos and, 220 Insider information, 42 Inspector General investigation, 222, Inspector General, 220 –221 237–240, 246 fi ndings, 192 Inspector General report, 252–259 investigation, 222, 237–242, 246 Mike Ocrant interviewed, 245 report, 252–259 report by, 155 review, 214 visits Bernie Madoff, 1–2, 260 –261 See also Kotz, David Kozlowski, Dennis, 129 Institutional Investor, 151 Kroft, Steve, 251 Integral Investment Management fund, 164 (IRS), 248, 250 Lamoure, Peter, 157 International Court of Justice, 242 Lawyers, 120, 169, 267–268

bbindex.inddindex.indd 348348 11/11/10/11/10 4:12:084:12:08 PMPM Index 349

Lay, Ken, 129 Rene-Thierry de la Villehuchet on, Leary, Kevin, 123 26 –28 Le Monde, 207 reputation of, 48, 53 Line of credit, 85 returns, 33, 133 Littaye, Patrick, 24, 100, 218 on SEC competence, 158, 159 Little Dorrit (Dickens), 50 SEC investigation of, 7– 8 Locks, 144 second set of books, 258 Logue, Ron, 264 SEC visits, 158 Long-Term Capital Management crisis, 59 size of fraud by, 76 Long volatility, 95 trading records, 254 L’Oreal family, 100 troubles of, 133 Lynch, Peter, 58 Madoff investigation team, 7–9, 12, Lynch, Steven, 230 –231 66 – 67, 70, 73, 78, 101, 105, 116, 123, 128, 148, 152, 154, Madoff, Bernie: 162, 165 –167, 169, 172, 281. See admits fraud, 202, 203 also Casey, Frank; Chelo, Neil; arrest by FBI, 202 Kachroo, Gaytri; Markopolos, arrest in news, 6 Harry; Ocrant, Mike asset management fi rm, 43 Madoff Investment Securities LLC, 26 audited fi nancial statements, 179 Madoff Securities, 13 audit fi rms, 179–181 Makefi eld Securities, 11 cash shortage, 192 Maloney, Carolyn, 234 damage done by, 217 Mamis, Justin, 17 de la Villehuchet on, 26 Manion, Edward: employee treatment, 67 bounty program, 118 in Europe, 101–102 competency of, 140 excuses for investing with, 48 frustration, 74 explanations by, 84 – 85 Harry Markopolos and, 78, 132 family members involvement, 259–260 Harry Markopolos meets Mike feeder funds, 39 Garrity, 134 as fraud, 36 Harry Markopolos on, 57–58 fund sizes, 178 Harry Markopolos visits SEC, on Harry Markopolos, 2 61– 62, 64 – 65 industry knowledge about, 72–73, 176 position risk, 219–220 investigation of, 218 –219 post Bernie Madoff arrest, 211 investment levels, 73 public acknowledgment of role, 227 Kotz visits in jail, 1–2 support from, 140, 237 leveraged money, 190 –191 Manion, Mary Ann, 58, 87 London-based funds of funds avoids, 47 Marcelino, Juan, 118, 245 Mike Ocrant interviews, 79– 83, MARHedge, 67– 68, 69, 154 87– 88 Bernie Madoff interview in, 83 modeling of, by others, 38 database, 77 news reports of, 5 reporting, 86 – 87, 257 operations of, 7 Market crash of 1987, 11 origins of investigation of, 22–29 Market intelligence, 83, 85 rates charged by, 131 Market makers, 13, 26, 53, 77 registers with SEC, 161 Market timing, 85, 117–118, 119

bbindex.inddindex.indd 349349 11/11/10/11/10 4:12:084:12:08 PMPM 350 INDEX

Market timing cases, 173 Bernie Madoff confession activities, Market Wizards (Schwager), 17, 40 212 Markopolos, Faith, 65 – 66, 120, 122, 145, plan to expose Bernie Madoff, 89 169, 178, 211, 228 post Bernie Madoff arrest, 205 –206 Markopolos, Harry: reverse engineering, 36 –38 career role of, 253 broker experience, 11–12 WSJ story, 214 –215 at Darien Capital Management, meetings with 15 –16 Gaytri Kachroo, 170 –171 European trip, 109 John Wilke, 154, 162 fraud investigation beginnings, 126 , 246 –250 fraud investigation efforts, 193 Mike Garrity, 134 fraud investigation experience, Scott Franzblau, 130 8–10 opinions leaves Rampart, 122 Bernie Madoff on, 2 post Bernie Madoff arrest, 205 –206 on SEC, 8, 56, 63, 161, 174, 224 at Rampart, 178 SEC contact reverse engineering, 36 –38 fi nal submission to SEC, 192 role of, 253 SEC deposition, 238 –243 work future, 265 second fraud complaint, 121 Congress summary of reports to SEC by, congressional investigation, 223 256 –257 congressional testimony, 226 –231 support for NY SEC offi ce, 139–140 Senate Banking Committee hearing, “The World’s Largest Is a 261–263 Fraud,” 134 early life visits SEC, 61– 62, 132–133 background of, 7 See also Casey, Frank; Chelo, Neil; de early career of, 15 –17 la Villehuchet, Rene-Thierry; early life of, 12–13 Kachroo, Gaytri; Ocrant, Mike early years of, 9 Markopolos, Louie, 43, 45, 211 paternal lessons on right and wrong, Markopolos, Pam, 225 147–148 Massachusetts Securities Division, 128 family Math error, 97 carries gun to protect, 110, 142 Matter Under Inquiry (MUI), 158 children of, 111, 115 McCarter & English, 221, 226, 244 danger, concerns about, 105 –106, McKeefrey, Mark, 158 117–118, 141–145 Media leaks, 224 family at risk, 6 Medical frauds, 169 Louie Markopolos, 14 Mehta, Andre, 6, 204, 217 marriage of, 66 Merkley, Jeff, 261 threat response, 148 Merrill Lynch, 132 François de Flaghac, 98 –101 Michael, Phil, 210, 220, 224, 225, 238, friendships, 217 240 interview by friends, 217 Michel, Prince, 99, 100 Jonathan Sokobin, 195, 213, 215 Mick, Joe, 57–58 Madoff investigation Military experience, 22, 44, 142, 208, 223 on Bernie Madoff, 30 –31 Minding Mr. Market (Grant), 17

bbindex.inddindex.indd 350350 11/11/10/11/10 4:12:094:12:09 PMPM Index 351

Mobsters, 106 –110 One-third rule, 19 Mollohan, Alan, 164 Open interest, 39 , 105 Oppenheimer Funds, 195 Moran, Matt, 162 Oprah, 217 Morgan Stanley, 132 -based product development, Mortgage-backed securities, 201 94 –97 Mortgages, 200 –201 Option Price Reporting Authority (OPRA) Municipal bonds, 63 tapes, 75, 196. See also trade tickets Options, 21 NakedShorts (Internet site), 175 Option transactions, 41– 42 National Association of Securities Dealers Order fl ow, 45, 104 (NASD), 14 –15, 229 and market intelligence, 85 New option trading scheme, 90 –92 payments for, 26, 53 News reports, 6 Organized crime, 105 New York Times, 68, 165 Over-the-counter market, 42 Ng, Tim, 16, 23 –24 Numerical assessment, 10 Parkway Capital, 178 Payne, Gerald, 51 Obama, Barack, 220, 246 –247 Pearlman, Lou, 51 Ocrant, Mike, 140, 152 Penna, Nick, 122 on Bernie Madoff ’s Jewish connection, Personal danger, 207 197 Petters, Tom, 51 calls Bernie Madoff, 79, 87– 88 Pharmaceutical fraud, 170 Clinton cattle trading scam, 68 – 69 Picower, Jeffrey, 263 continued activities of, 148 Plaintiff ’s fi rms, 120 early life of, 70 –71 Plan administrators, 182 education and early career, 71 Police department, 142–143 Fairfi eld Greenwich returns, 77 Ponzi, Charles, 49–51 Greg Zuckerman, 205 Ponzi schemes, 2, 5, 7, 31, 37, 71 hedge funds investigation, 71–72 examples of, 51 impact of Bernie Madoff case on, 264 Harry Markopolos describes to at Institutional Investor, 151 SEC, 135 interviews Bernie Madoff, 79– 83 human damage from, 72 joins team, 70 mechanics of, 49–50 meets Frank Casey, 70 new money requirements, 52 meets John Wilke, 154 Weisman on, 78 post Bernie Madoff arrest, 205 –206 Ponzi scheme vs. front-running, 49, public acknowledgment of role, 227 103 –104 reports to Commodity Futures Trading Potemkin trading desk (front), 74 Commission, 72 Professional ethics, 181, 182 role of, 253 Proof, legal vs. mathematical, 157 SEC interview, 245 Prospect Capital, 190 urges reporting, 165 Putnam Investments, 117, 118 OEX index call options, 41 OEX index put options, 41– 42 Quants (quantitative analysts), 9, 63 Offi ce of Economic Analysis, 138 Qui tam cases, 220 Offshore funds, 104 –105 Qui tam provisions, 150

bbindex.inddindex.indd 351351 11/11/10/11/10 4:12:094:12:09 PMPM 352 INDEX

Rampart Investment Management criminal investigation, 239 Company, 16 –17, 92, 94, 95 damage by inaction of, 241 Rampart Option Management System, 23 danger from, 204 Rampart Option Statistical Advantage, disregards Harry Markopolos complaint, 95, 112 75 –76 Rating agencies, 46 Division of Enforcement actions, 160 Red fl ags, 59, 131, 134, 135, 151, 155, 157, double standard, 161 178, 180, 190, 228, 243, 257 examination team, 243, 252–253 Regulatory corruption, 229 excuses, 213 –214 Reid, Douglas, 194 fi rst report to, 58 – 60 Realtors, 150, 173 Harry Markopolos meets Garrity, 134 Renaissance Technologies LLC, 257–258 Harry Markopolos on, 8, 224 Reporting, 152 Harry Markopolos reports fraud to, Reverse engineering, 36 –38, 54 3, 55 Rewards, 56 Harry Markopolos visits, 132–133 Ricciardi, Walter, 137–138 ignores Harry Markopolos Rich, Mark, 100 complaint, 110 Richards, Lori, 234 impact on, 7 Risk assumption, 90 incompetence of, 62– 64, 217 Roosevelt, Franklin Delano, 55 informal inquiry, 152 Rosenthal, Stu, 115 Inspector General, 220 –221 Royal Bank of Canada, 133 Inspector General fi ndings, 192 Royalty, 24, 91, 98, 99, 114, 141 Inspector General investigation, 237 Russian default, 59 Inspector General review, 214 Russian mafi a, 6, 105 investigation of Bernie Madoff, 7– 8, 63, 158 S&P 500, 59, 201 jurisdictional problems, 65 S&P 500 options, 41 liability of, 242 Sailing, 25 MARHedge reporting, 86 Scannell, Peter, 6, 117 market timing complaint, 118 Schadt, Rudi, 195 New York regional offi ce, 137, 138 Schapiro, Mary, 246 –250, 252 New York offi ce incompetence, Schulman, Diane, 219 155 –159 Schumer, Chuck, 141, 243, 261–262 Offi ce of Economic Analysis, 139 Schwager, Jack, 17, 40 origins of, 55 Secrecy, 38–39, 104, 132 post BM arrest cover-up, 211 Securities and Exchange Commission powers of, 56 (SEC): regulatory priorities, 127 2005 submission disclosure, 151 rejects Harry Markopolos market timing audits, 62 investigation, 126 BDO mishandles Harry Markopolos resignations from, 234 fi ling, 74 sovereign immunity and negligence, Bernie Madoff and, 2 242 bounty program, 118 systemic incompetence, 114 –115 changes at, 252–253 visits Madoff, 158 Chuck Schumer call to, 141 warnings from others, 257–258 in congressional hearings, 231–235 program, 247

bbindex.inddindex.indd 352352 11/11/10/11/10 4:12:104:12:10 PMPM Index 353

See also Cheung, Meaghan; Taylor, Hunt, 73 Garrity,Mike; Kotz, David; Teahan, Kathleen, 128 Manion, Edward; Ward, Grant: Teams. See fraud investigation team; Securities and Exchange Commission Madoff investigation team (SEC) teams: Terrorists, 142 accounting, 273 Tewksbury Investment Fund, 194 audit, 74 Theft, 8 –9 enforcement, 61, 281 The Nature of Risk (Mamis), 17 examination, 61, 63, 273, 278, 281 “The World’s Largest Hedge Fund Is a inspection, 272 Fraud” (Harry Markopolos), 134 investigative, 7, 60, 65, 137, 155, Thomsen, Linda, 232–234 157–158 Thorp, Edward, 75 Securities Exchange Company, 50 “To Catch a Thief” (Absolute Return), 193 Security, 109 To Catch a Thief (movie), 194 Segel, Jim, 219 Trade tickets, 14, 28, 47, 53, 74 –75, 96, Seghers, Conrad, 164 102, 177, 195 –196 Self-regulation, 75 Trading violations, 13 –15 Senate Banking Committee, 261 Treasury bill (T-bill) holdings, 82, Sennen (sailing vessel), 123 –126 180 –181, 183 Sherman, Brad, 228 –229 Tremont (fund), 130, 195, 197 Short volatility, 95 , 217, 224, 238, 251–252 U.S. Coast Guard, 125 Skilling, Jeff, 129 Slatkin, Reed, 51 Venus Cafe, 209 Social networking, 19 Vijayvergiya, Amit, 158 –159, 244 Société Générale, 101, 133 Neil Chelo talks with, 184 –189 Sokobin, Jonathan, 195, 213, 215, 257 Volatility, 35 –36, 95, 96 Sorkin, Ira Lee, 1 Vollmer, Andrew, 234 Sovereign immunity and negligence, 242 Spitzer, Eliot, 110, 111, 118 Wall Street crimes, 129 Split-strike conversion strategy, 27, 30, 34, Wall Street Journal, 69, 152, 153, 162, 164, 41, 59, 77, 82 165 –166, 167–168, 205, 208, State Street Corporation, 264 211, 214 Steiber, Heide, 238, 245 Walsh, John, 234, 261 Stein, Ben, 165 –166 Ward, Grant, 62, 74, 132, 245 Stock picking, 85 Washington Post, 212 Strategy analysis, 34 –35 Wedding ring, 65 – 66 Structured products, 63 Weil, Joseph, 49 Subsidization theory, 46, 82 Weisman, Andrew, 77–78 Suh, Simona, 140, 155 –157, 192, 255, 258 Werner, Chuck, 27 Suicides, 218 –219, 263 Whistleblower program, 248 Sutton, Willie, 49 Whistleblowers, 3, 50, 64, 119, 120, 173 compensation, 169 Tax havens, 104 –105 fate of, 149–150 Taxpayers Against Fraud, 149, 154, funds to reward, 252 210 –211, 225, 226. See also hotline for industry, 230 whistleblowers White, Jeb, 225

bbindex.inddindex.indd 353353 11/11/10/11/10 4:12:104:12:10 PMPM 354 INDEX

Whitman, Massachusetts police Winnick, Burt, 221 department, 142–143 Witherspoon, David, 244 Wickford Fund, 190 Wilke, John, 152, 153 –155, 162, Yardley Financial Services, 11 166 –168, 213 activities of, 165 Zucker, Bill, 226 cancer, 204 Zuckerman, Greg, 205, 208, 212, 214 Wilson, Chris, 23

bbindex.inddindex.indd 354354 11/11/10/11/10 4:12:104:12:10 PMPM