IAMP News Bulletin July 2020
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1 Bounded and Unbounded Operators
1 1 Bounded and unbounded operators 1. Let X, Y be Banach spaces and D 2 X a linear space, not necessarily closed. 2. A linear operator is any linear map T : D ! Y . 3. D is the domain of T , sometimes written Dom (T ), or D (T ). 4. T (D) is the Range of T , Ran(T ). 5. The graph of T is Γ(T ) = f(x; T x)jx 2 D (T )g 6. The kernel of T is Ker(T ) = fx 2 D (T ): T x = 0g 1.1 Operations 1. aT1 + bT2 is defined on D (T1) \D (T2). 2. if T1 : D (T1) ⊂ X ! Y and T2 : D (T2) ⊂ Y ! Z then T2T1 : fx 2 D (T1): T1(x) 2 D (T2). In particular, inductively, D (T n) = fx 2 D (T n−1): T (x) 2 D (T )g. The domain may become trivial. 3. Inverse. The inverse is defined if Ker(T ) = f0g. This implies T is bijective. Then T −1 : Ran(T ) !D (T ) is defined as the usual function inverse, and is clearly linear. @ is not invertible on C1[0; 1]: Ker@ = C. 4. Closable operators. It is natural to extend functions by continuity, when possible. If xn ! x and T xn ! y we want to see whether we can define T x = y. Clearly, we must have xn ! 0 and T xn ! y ) y = 0; (1) since T (0) = 0 = y. Conversely, (1) implies the extension T x := y when- ever xn ! x and T xn ! y is consistent and defines a linear operator. -
Spectral Analysis of Quasiperiodic Schrödinger Operators
UNIVERSITY OF CALIFORNIA, IRVINE Spectral analysis of quasiperiodic Schr¨odingeroperators DISSERTATION submitted in partial satisfaction of the requirements for the degree of DOCTOR OF PHILOSOPHY in Mathematics by Shiwen Zhang Dissertation Committee: Professor Svetlana Jitomirskaya, Chair Professor Anton Gorodetski Professor Abel Klein 2016 c 2016 Shiwen Zhang Dedication This thesis is dedicated to my beloved parents. For their endless love, support and encouragement. ii Table of Contents Acknowledgements v Curriculum Vitae vi Abstract of the Dissertation x Introduction 1 0.1 Discrete Schr¨odingeroperators . 1 0.2 Motivation and Background . 1 1 Quantitative continuity of singular continuous spectral measures and arithmetic criteria. 5 1.1 Introduction . 5 1.1.1 Main application . 9 1.1.2 Spectral singularity, continuity and proof of Theorem 1.1.4 . 10 1.1.3 Relation with other dimensions; Corollaries for the AMO, Stur- mian potentials, and Transport exponents. 14 1.1.4 Preliminaries . 18 1.2 Spectral Continuity . 22 1.2.1 Proof of Theorem 1.1.6 . 22 1.2.2 Proof of Theorem 1.2.1 . 26 1.2.3 The hyperbolic case: Proof of Lemma 1.2.4 . 27 1.2.4 Energies with Trace close to 2: Proof of Lemma 1.2.5 . 33 1.2.5 Proof of Lemmas 1.2.2 and 1.2.3 . 39 1.3 Spectral Singularity . 40 1.3.1 Power law estimates and proof of Theorem 1.1.5 . 40 1.3.2 Proof of the density lemmas . 45 1.4 Sturmian Hamiltonian . 47 2 Mixed spectral types for the one frequency discrete quasi-periodic Schr¨odingeroperator 50 2.1 Introduction . -
On the Origin and Early History of Functional Analysis
U.U.D.M. Project Report 2008:1 On the origin and early history of functional analysis Jens Lindström Examensarbete i matematik, 30 hp Handledare och examinator: Sten Kaijser Januari 2008 Department of Mathematics Uppsala University Abstract In this report we will study the origins and history of functional analysis up until 1918. We begin by studying ordinary and partial differential equations in the 18th and 19th century to see why there was a need to develop the concepts of functions and limits. We will see how a general theory of infinite systems of equations and determinants by Helge von Koch were used in Ivar Fredholm’s 1900 paper on the integral equation b Z ϕ(s) = f(s) + λ K(s, t)f(t)dt (1) a which resulted in a vast study of integral equations. One of the most enthusiastic followers of Fredholm and integral equation theory was David Hilbert, and we will see how he further developed the theory of integral equations and spectral theory. The concept introduced by Fredholm to study sets of transformations, or operators, made Maurice Fr´echet realize that the focus should be shifted from particular objects to sets of objects and the algebraic properties of these sets. This led him to introduce abstract spaces and we will see how he introduced the axioms that defines them. Finally, we will investigate how the Lebesgue theory of integration were used by Frigyes Riesz who was able to connect all theory of Fredholm, Fr´echet and Lebesgue to form a general theory, and a new discipline of mathematics, now known as functional analysis. -
The Absolutely Continuous Spectrum of the Almost Mathieu Operator
THE ABSOLUTELY CONTINUOUS SPECTRUM OF THE ALMOST MATHIEU OPERATOR ARTUR AVILA Abstract. We prove that the spectrum of the almost Mathieu operator is absolutely continuous if and only if the coupling is subcritical. This settles Problem 6 of Barry Simon’s list of Schr¨odinger operator problems for the twenty-first century. 1. Introduction This work is concerned with the almost Mathieu operator H = Hλ,α,θ defined on ℓ2(Z) (1.1) (Hu)n = un+1 + un−1 +2λ cos(2π[θ + nα])un where λ = 0 is the coupling, α R Q is the frequency and θ R is the phase. This is the6 most studied quasiperiodic∈ \ Schr¨odinger operator, arisin∈ g naturally as a physical model (see [L3] for a recent historical account and for the physics back- ground). We are interested in the decomposition of the spectral measures in atomic (corre- sponding to point spectrum), singular continuous and absolutely continuous parts. Our main result is the following. Main Theorem. The spectral measures of the almost Mathieu operator are abso- lutely continuous if and only if λ < 1. | | 1.1. Background. Singularity of the spectral measures for λ 1 had been pre- viously established (it follows from [LS], [L1], [AK]). Thus| | the ≥ Main Theorem reduces to showing absolute continuity of the spectral measures for λ < 1, which is Problem 6 of Barry Simon’s list [S3]. | | We recall the history of this problem (following [J]). Aubry-Andr´econjectured the following dependence on λ of the nature of the spectral measures: arXiv:0810.2965v1 [math.DS] 16 Oct 2008 (1) (Supercritical regime) For λ > 1, spectral measures are pure point, (2) (Subcritical regime) For λ| <| 1, spectral measures are absolutely continu- ous. -
Semi-Classical Analysis and Harper's Equation –An Introduction
Semi-classical analysis and Harper's equation {An introduction{ Crash course1 at Tsinghua University Bernard Helffer Universit´ede Nantes and CNRS Laboratoire de Math´ematique J. Leray. 44322 Nantes Cedex, France November 9, 2018 1The author was kindly invited by YanHui Qu Abstract Since the description in 1976 of the beautiful butterfly by the physicist Hofstadter interpreted as the spectra of a family of operators (called almost Mathieu or Harper's operator) parametrized by some flux, a huge literature has been written for understanding the properties of these spectra. After a presentation of the subject, these lectures will be devoted to the description of the results of Helffer-Sj¨ostrand(at the end of the eighties) based on an illuminating strategy proposed by the physicist M. Wilkinson in 1985. This leads to the proof of the Cantor structure of the spectrum for the Harper model for a some specific family of irrational fluxes (characterized on its expansion in continuous fractions). This was a very particular case of the ten Martinis conjecture of M. Kac popularized by B. Simon and which was finally proved in (2009) by A. Avila, S. Jitomirskaya and coauthors for any irrational. The goal is to explain how semi-classical analysis appears in the analysis of this problem. The analysis of the spectrum of the Harper's model can indeed be done for some fluxes by semi-classical analysis and in this case can give a more precise information on the spectrum than simply its Cantor structure. If it seems to be impossible in these lectures to give a complete proof of the results (the use of the FBI techniques mainly due to J. -
Dissipative Operators in a Banach Space
Pacific Journal of Mathematics DISSIPATIVE OPERATORS IN A BANACH SPACE GUNTER LUMER AND R. S. PHILLIPS Vol. 11, No. 2 December 1961 DISSIPATIVE OPERATORS IN A BANACH SPACE G. LUMER AND R. S. PHILLIPS 1. Introduction* The Hilbert space theory of dissipative operators1 was motivated by the Cauchy problem for systems of hyperbolic partial differential equations (see [5]), where a consideration of the energy of, say, an electromagnetic field leads to an L2 measure as the natural norm for the wave equation. However there are many interesting initial value problems in the theory of partial differential equations whose natural setting is not a Hilbert space, but rather a Banach space. Thus for the heat equation the natural measure is the supremum of the temperature whereas in the case of the diffusion equation the natural measure is the total mass given by an Lx norm. In the present paper a suitable extension of the theory of dissipative operators to arbitrary Banach spaces is initiated. An operator A with domain ®(A) contained in a Hilbert space H is called dissipative if (1.1) re(Ax, x) ^ 0 , x e ®(A) , and maximal dissipative if it is not the proper restriction of any other dissipative operator. As shown in [5] the maximal dissipative operators with dense domains precisely define the class of generators of strongly continuous semi-groups of contraction operators (i.e. bounded operators of norm =§ 1). In the case of the wave equation this furnishes us with a description of all solutions to the Cauchy problem for which the energy is nonincreasing in time. -
Equilibrium Measures and Capacities in Spectral Theory
EQUILIBRIUM MEASURES AND CAPACITIES IN SPECTRAL THEORY BARRY SIMON∗ Abstract. This is a comprehensive review of the uses of potential theory in studying the spectral theory of orthogonal polynomials. Much of the article focuses on the Stahl–Totik theory of regular measures, especially the case of OPRL and OPUC. Links are made to the study of ergodic Schr¨odinger operators where one of our new results implies that, in complete generality, the spectral measure is supported on a set of zero Hausdorff dimension (indeed, of capacity zero) in the region of strictly positive Lyapunov exponent. There are many examples and some new conjectures and indications of new research directions. Included are appendices on potential the- ory and on Fekete–Szeg˝otheory. 1. Introduction This paper deals with applications of potential theory to spectral and inverse spectral theory, mainly to orthogonal polynomials especially on the real line (OPRL) and unit circle (OPUC). This is an area that has traditionally impacted both the orthogonal polynomial community and the spectral theory community with insufficient interrelation. The OP approach emphasizes the procedure of going from measure to recursion parameters, that is, the inverse spectral problem, while spectral theo- rists tend to start with recursion parameters and so work with direct spectral theory. Potential theory ideas in the orthogonal polynomial community go back at least to a deep 1919 paper of Faber [35] and a seminal 1924 paper of Szeg˝o[107] with critical later developments of Kalm´ar [63] and Date: August 23, 2007. 2000 Mathematics Subject Classification. Primary: 31A15, 05E35, 34L05. Sec- ondary: 31A35, 33D45, 34P05. -
Resolvent and Polynomial Numerical Hull
Helsinki University of Technology Institute of Mathematics Research Reports Espoo 2008 A546 RESOLVENT AND POLYNOMIAL NUMERICAL HULL Olavi Nevanlinna AB TEKNILLINEN KORKEAKOULU TEKNISKA HÖGSKOLAN HELSINKI UNIVERSITY OF TECHNOLOGY TECHNISCHE UNIVERSITÄT HELSINKI UNIVERSITE DE TECHNOLOGIE D’HELSINKI Helsinki University of Technology Institute of Mathematics Research Reports Espoo 2008 A546 RESOLVENT AND POLYNOMIAL NUMERICAL HULL Olavi Nevanlinna Helsinki University of Technology Faculty of Information and Natural Sciences Department of Mathematics and Systems Analysis Olavi Nevanlinna: Resolvent and polynomial numerical hull; Helsinki University of Technology Institute of Mathematics Research Reports A546 (2008). Abstract: Given any bounded operator T in a Banach space X we dis- cuss simple approximations for the resolvent (λ − T )−1, rational in λ and polynomial in T . We link the convergence speed of the approximation to the Green’s function for the outside of the spectrum of T and give an application to computing Riesz projections. AMS subject classifications: 47A10, 47A12, 47A66 Keywords: resolvent operator, spectrum, polynomial numerical hull, numerical range, quasialgebraic operator, Riesz projection Correspondence Olavi Nevanlinna Helsinki University of Technology Institute of Mathematics P.O. Box 1100 FI-02015 TKK Finland olavi.nevanlinna@tkk.fi ISBN 978-951-22-9406-0 (print) ISBN 978-951-22-9407-7 (PDF) ISSN 0784-3143 (print) ISSN 1797-5867 (PDF) Helsinki University of Technology Faculty of Information and Natural Sciences Department of Mathematics and Systems Analysis P.O. Box 1100, FI-02015 TKK, Finland email: math@tkk.fi http://math.tkk.fi/ 1 Introduction Let T be a bounded operator in a complex Banach space X and denote by σ(T ) its spectrum. -
Spectral Decimation of a Self-Similar Version of Almost Mathieu-Type Operators
SPECTRAL DECIMATION OF A SELF-SIMILAR VERSION OF ALMOST MATHIEU-TYPE OPERATORS RADHAKRISHNAN BALU, GAMAL MOGRABY, KASSO A. OKOUDJOU, AND ALEXANDER TEPLYAEV Abstract. We introduce self-similar versions of the one-dimensional almost Mathieu operators. Our defi- nition is based on a class of self-similar Laplacians instead of the standard discrete Laplacian, and includes the classical almost Mathieu operators as a particular case. Our main result establishes that the spectra of these self-similar almost Mathieu operators can be completely described by the spectra of the corresponding self-similar Laplacians through the spectral decimation framework used in the context of spectral analysis on fractals. In addition, the self-similar structure of our model provides a natural finite graph approximation model. This approximation is not only helpful in executing the numerical simulation, but is also useful in finding the spectral decimation function via Schur complement computations of given finite-dimensional matrices. The self-similar Laplacians used in our model were considered recently by Chen and Teplyaev [23] who proved the emergence of singularly continuous spectra for specific parameters. We use this result to arrive at similar conclusions in the context of the self-similar almost Mathieu operators. Finally, we derive an explicit formula of the integrated density of states of the self-similar almost Mathieu operators as the weighted pre-images of the balanced invariant measure on a specific Julia set. Contents 1. Introduction 1 2. Self-similar Laplacians and almost Mathieu operators4 2.1. Self-similar p Laplacians on the half-integer lattice4 2.2. The self-similar almost Mathieu operators7 3. -
Limiting Absorption Principle for Some Long Range Perturbations of Dirac Systems at Threshold Energies
LIMITING ABSORPTION PRINCIPLE FOR SOME LONG RANGE PERTURBATIONS OF DIRAC SYSTEMS AT THRESHOLD ENERGIES NABILE BOUSSAID AND SYLVAIN GOLENIA´ Abstract. We establish a limiting absorption principle for some long range perturbations of the Dirac systems at threshold energies. We cover multi-center interactions with small coupling constants. The analysis is reduced to studying a family of non-self-adjoint operators. The technique is based on a positive commutator theory for non self-adjoint operators, which we develop in appendix. We also discuss some applications to the dispersive Helmholtz model in the quantum regime. Contents 1. Introduction 1 2. Reduction of the problem 5 2.1. The non self-adjoint operator 5 2.2. From one limiting absorption principle to another 7 3. Positive commutator estimates. 9 4. Main result 12 Appendix A. Commutator expansions. 14 Appendix B. A non-selfadjoint weak Mourre theory 16 Appendix C. Application to non-relativistic dispersive Hamiltonians 19 References 20 1. Introduction We study properties of relativistic massive charged particles with spin-1=2 (e.g., electron, positron, (anti-)muon, (anti-)tauon,:::). We follow the Dirac formalism, see [17]. Because of the spin, the configu- ration space of the particle is vector valued. To simplify, we consider finite dimensional and trivial fiber. Let ≥ 2 be an integer. The movement of the free particle is given by the Dirac equation, @' i = D '; in L2( 3; 2 ); ~ @t m R C where m > 0 is the mass, c the speed of light, ~ the reduced Planck constant, and 3 2 X 2 (1.1) Dm := c~ ⋅ P + mc = −ic~ k@k + mc : k=1 Here we set := ( 1; 2; 3) and := 4. -
Random Schroedinger Operators Arising from Lattice Gauge Fields [PDF]
Random Schr¨odinger operators arising from lattice gauge fields II: determinants Oliver Knill ∗ december 3, 1997, Revised January 12, 1999 Abstract We introduce and study the variational problem to maximize the determinant of a random selfadjoint operators obtained from discrete abelian or nonabelian lattice gauge fields. We prove the existence of minima and give rough estimates of the functional for multi-particle operators. Keywords: Random lattice gauge fields, potential theory of the spectrum, Discrete random Schr¨odinger operators. 1 Introduction A class of random Schr¨odinger operators is obtained from abelian or nonabelian discrete random fields on Zd [13]. These operators have finite determinants. We introduce the prob- lem to minimize log detL among this class of random operators. As we will point out, this variational problem− j is mathematicallyj similar to entropy problems in the ergodic the- ory of statistical mechanics. It also has relations with lattice gauge fields, random matrix theory, random Schr¨odinger operators and potential theory in the complex plane. Because the problem of this paper seems not have been addressed yet, we mention some motivations: 1) Classical equilibrium statistical mechanics of lattice gauge fields. 1) A basic variational problem in statistical mechanics is the problem to maximize the en- tropy h(µ) on the set of invariant measures of an expansive topological dynamical system (X; T ) where T is a Zd action. Because this functional is upper semi-continuous, it takes its maximal value, the topological entropy (see [26]). A related problem is to maximize h(µ) X H dµ, if X is a compact set of configurations like lattice gauge fields and where H−dµ is the mean of an interaction Hamiltonian H. -
A Survey of Kotani Theory and Its Applications
LYAPUNOV EXPONENTS AND SPECTRAL ANALYSIS OF ERGODIC SCHRODINGER¨ OPERATORS: A SURVEY OF KOTANI THEORY AND ITS APPLICATIONS DAVID DAMANIK Dedicated to Barry Simon on the occasion of his 60th birthday. Abstract. The absolutely continuous spectrum of an ergodic family of one- dimensional Schr¨odinger operators is completely determined by the Lyapunov exponent as shown by Ishii, Kotani and Pastur. Moreover, the part of the theory developed by Kotani gives powerful tools for proving the absence of absolutely continuous spectrum, the presence of absolutely continuous spectrum, and even the presence of purely absolutely continuous spectrum. We review these results and their recent applications to a number of prob- lems: the absence of absolutely continuous spectrum for rough potentials, the absence of absolutely continuous spectrum for potentials defined by the dou- bling map on the circle, and the absence of singular spectrum for the subcritical almost Mathieu operator. 1. Introduction Schr¨odinger operators with ergodic potentials have enjoyed quite some popularity for several decades now. This is in no small part due to Barry Simon’s contributions to the field, through research articles on the one hand, but also through survey articles and his way of putting his personal stamp on results and conjectures on the other hand. Ergodic Schr¨odinger operators continue to be dear to him as seven of the fifteen Schr¨odinger operator problems he singles out in [60] for further investigation in the 21st century deal with them. Moreover, the immense activity in the area of ergodic Schr¨odinger operators is reflected by the fact that the ratio 7/15 improves to 3/4 when it comes to the problems from that list that have been solved so far.