Equilibrium Measures and Capacities in Spectral Theory
EQUILIBRIUM MEASURES AND CAPACITIES IN SPECTRAL THEORY BARRY SIMON∗ Abstract. This is a comprehensive review of the uses of potential theory in studying the spectral theory of orthogonal polynomials. Much of the article focuses on the Stahl–Totik theory of regular measures, especially the case of OPRL and OPUC. Links are made to the study of ergodic Schr¨odinger operators where one of our new results implies that, in complete generality, the spectral measure is supported on a set of zero Hausdorff dimension (indeed, of capacity zero) in the region of strictly positive Lyapunov exponent. There are many examples and some new conjectures and indications of new research directions. Included are appendices on potential the- ory and on Fekete–Szeg˝otheory. 1. Introduction This paper deals with applications of potential theory to spectral and inverse spectral theory, mainly to orthogonal polynomials especially on the real line (OPRL) and unit circle (OPUC). This is an area that has traditionally impacted both the orthogonal polynomial community and the spectral theory community with insufficient interrelation. The OP approach emphasizes the procedure of going from measure to recursion parameters, that is, the inverse spectral problem, while spectral theo- rists tend to start with recursion parameters and so work with direct spectral theory. Potential theory ideas in the orthogonal polynomial community go back at least to a deep 1919 paper of Faber [35] and a seminal 1924 paper of Szeg˝o[107] with critical later developments of Kalm´ar [63] and Date: August 23, 2007. 2000 Mathematics Subject Classification. Primary: 31A15, 05E35, 34L05. Sec- ondary: 31A35, 33D45, 34P05.
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