STRATEGIC DEVELOPMENT PLAN RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES

2017 - 2022 RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES SDP 2017-2022 SDP 2017-2022

CONTENTS 5 1. RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES TODAY AND ITS STRATEGIC DEVELOPMENT PLAN 9 10 2. STRATEGIC FRAMEWORK 2.1 Strategic Positioning 11 2.2 Demographic Development 2.3 University Funding 2.4 Job Market, Educational Equity and Diversity 2.5 Interdisciplinarity and Innovation 12 2.6 Internationalisation CONTENTS 2017-2022 PLAN DEVELOPMENT STRATEGIC CONTENTS 2017-2022 PLAN DEVELOPMENT STRATEGIC 2.7 Sustainability 15 13 3. SPECIFIC ACTION AREAS FOR STRATEGIC DEVELOPMENT 16 3.1 Facilitate Multidisciplinary Education 3.2 Strengthen Applied Research and Knowledge Transfer 20 3.2.1 Research 22 3.2.2 Knowledge Transfer 24 3.3 Shape HSRW as a Social Space 3.3.1 Values and Culture 3.3.2 Rhine-Waal University of Applied Sciences as an Employer 25 3.3.3 A Partner for the Region 3.3.4 Transparent Internal Communication 26 3.4 Optimise Structures and Use Resources Sustainably

27 29 4. ACADEMIC SCORECARD AND STRATEGIC MANAGEMENT 33 4.1 Dimensions and Goals of the Academic Scorecard

ANNEX: STRATEGIC DEVELOPMENT – PROCESS AND CHALLENGES

PUBLICATION DETAILS 36 39

2 3 RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES SDP 2017-2022 SDP 2017-2022 1. RHINE-WAAL UNIVERSITY OF RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES UNIVERSITYAPPLIED OF RHINE-WAAL CAMPUS APPLIED SCIENCES TODAY AND ITS STRATEGIC DEVELOPMENT PLAN

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1. RHINE-WAAL UNIVERSITY All the curricula of Rhine-Waal University of Applied Sciences were developed from the ground up according to three overarching principles: innovation, inter- disciplinarity and internationality. Both the content of the curricula, as well as OF APPLIED SCIENCES TODAY the teaching and research methods used within the degree programmes, focus on a high standard of quality, scientific consistency and real-world relevance. AND ITS STRATEGIC DEVE- Moreover, we are open to integrating innovative ideas and developments. Rather than cultivating traditional academic disciplines, teaching and research methods LOPMENT PLAN are characterised by their problem-based as well as interdisciplinary approach of linking various methods and bodies of knowledge. In this vein, besides spe- cialisation in the individual field of study, knowledge is also acquired in neigh- Rhine-Waal University of Applied Sciences (HSRW) is one of the most newly- bouring subject areas and scientific disciplines. This approach is augmented by established universities in the academic sector of North Rhine-Westphalia (NRW). modern didactic methods, good teaching practice and numerous collaborations Taking into account its nearly 7,000 students from over a 100 different countries with local, national and international organisations in academia and the private it is, at the same time, one of the most international universities of . sector. In addition to its regional roots, the University is also characterised by its The founding of the University, which currently includes two campus locations in international profile. At present, internationality is mainly achieved by the large Kleve and Kamp-Lintfort, resulted from proposals individually submitted to the proportion of international students and teachers, as well as the sheer number State of North-Rhine-Westphalia by the County of Kleve and the nearby Lower of courses offered entirely in English. In addition, a number of individual areas in Rhine cities of Kamp-Lintfort, Neukirchen-Vluyn, Moers, Rheinberg and Wesel. the fields of research and knowledge transfer also demonstrate an international Decisive factors for the State’s vote in favour of Kleve County’s concept for the focus. AND ITS STRATEGIC DEVELOPMENT PLAN DEVELOPMENT STRATEGIC ITS AND 1. RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES TODAY TODAY SCIENCES UNIVERSITYAPPLIED OF RHINE-WAAL 1. AND ITS STRATEGIC DEVELOPMENT PLAN DEVELOPMENT STRATEGIC ITS AND 1. RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES TODAY TODAY SCIENCES UNIVERSITYAPPLIED OF RHINE-WAAL 1. establishment of a new regional institution of higher education included not only the substantial support for the concept shown by the region, but also the distinct This shared view of the successful establishment of the University and its Fa- lack of regionally available academic education. The swift establishment of the culties is reflected in our overarching mission statement, which is dedicated to University and its eventual two campus locations was backed by both material upholding the University’s innovative, interdisciplinary and international cha- and immaterial support from the region. racter in addition to acting as a framework for a unified campus culture. With heartfelt gratitude to all those who enabled and supported this swift development The founding of the four Faculties in their respective areas of responsibility, all parties involved in the University’s • Faculty of Technology and Bionics establishment agree that this phase has now come to a successful conclusion. • Faculty of Life Sciences • Faculty of Society and Economics Qualitative advancement in all of the University’s performance dimensions will be • Faculty of Communication and Environment at the forefront of the dawning consolidation phase. Top priority will involve the consolidation of successful structures and core processes as well as the dynamic and their range of degree programmes followed the recommendations made by improvement of these structures and processes. Above all, we will pay special a jury appointed by North Rhine-Westphalia. In addition, both the degree pro- focus to the question of where the University and its Faculties strive to be in five grammes already available at neighbouring universities, as well as the limits on years’ time: situated in a rapidly changing world, the University’s goal must be the potential number of local applicants had to be taken into account. Within just to establish, consolidate and improve the best possible competitive position at a few years, a departmental structure and accompanying degree programmes all levels of performance – teaching, research, knowledge transfer and further emerged at both locations. These are designed to meet the demands of the region, qualification opportunities. to avoid redundancy in terms of courses offered at nearby universities and to con- stitute an innovative university profile. In essence, Rhine-Waal University strives All members of the University were invited to participate in the university-wide to link the to a larger global network by not only providing an consultations regarding this challenging undertaking and many actively contributed innovative contribution to the existing range of degree programmes offered by to the goal of outlining a Strategic Development Plan (SDP) for the University. other universities of applied sciences in Germany, but also by promoting interna- The strategic roadmap of Rhine-Waal University of Applied Sciences for the next tionally-oriented academic research and teaching. five years has been outlined with passionate commitment to its objectives, with prudence and in the spirit of mutual respect among educators, students and all other members of the University. This SDP represents the summarised outcomes

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of this process, which was coordinated by a steering committee comprised of specialists from various areas and prepared by the committee’s editorial group. A detailed overview of the entire process, which was designed to allow compre- hensive participation, can be referred to in the annex to this SDP.

At the outset, the Executive Board of Rhine-Waal University of Applied Sciences issued guiding principles to guide the Faculties towards strategic goals, as well as outlines aiming to sharpen the contours of the University’s profile, which the Faculties then took into consideration and integrated into their individual strategic Faculty Development Plans (FDP). By submitting their detailed, reflexive as well as prospective development plans, the Faculties provided their own bottom-up contributions to the process of devising the SDP. In addition to a critical review of their own achievements, each Faculty engaged in a future-oriented discussion of the strategic goals proposed by the Executive Board. The Faculties unanimously emphasised the importance of all proposed strategic goals by reflecting upon and amending them with regard to their respective subject-specific contexts. Above all, they specified these goals by formulating measures in accordance with their respective expertise and focus. The feedback gathered from the Faculties signalled across-the-board approval and support for a series of strategic concepts which AND ITS STRATEGIC DEVELOPMENT PLAN DEVELOPMENT STRATEGIC ITS AND 1. RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES TODAY TODAY SCIENCES UNIVERSITYAPPLIED OF RHINE-WAAL 1. are ripe for implementation. 2. The Faculties exercised great care in identifying numerous opportunities both in all performance dimensions as well as in areas dedicated to the advancement of the University as an organisation. Potential areas of development were pinpointed STRATEGIC by the Faculties both on and off campus – in the local region, the German-Dutch Rhine-Waal Euroregion, as well as internationally. The SDP provides direction and strategic objectives for the evaluation and utilisation of these opportunities and encourages openness to innovative ideas. All processes and framework con- FRAMEWORK ditions should be aligned with these objectives.

The planning approaches developed by each Faculty have been integrated into the SDP, and in doing so the steering committee refrained from making detailed references to individual FDPs to avoid any impression of implicit assessment.

In reference to the Faculties’ feedback, the steering committee also re-evaluated the objectives originally proposed by the Executive Board to subsequently present a coherent, well-structured, comprehensible and clear Strategic Development Plan allowing straightforward communication and in turn ensuring a common direction for the activities of the University. The perception of the University commonly shared is that of a learning organisation, able to flexibly confront and adapt to a changing environment – be they legal or financial framework condi- tions of North Rhine-Westphalia, student demand, challenges regarding curri- cula, larger international developments or the local government’s expectations regarding the performance of the University.

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demographic change and does not expect a note- ment with state universities to secure a portion of 2. STRATEGIC FRAMEWORK worthy decline in demand with regard to its degree Higher Education Pact funding for an extended period programmes in the future. of time: starting in 2021, an additional 250 million 2.1 STRATEGIC POSITIONING euros will be allocated annually to NRW universities on top of basic funding. This prospect of funding 2.3 UNIVERSITY FUNDING security would improve our strategic capabilities An ever-changing social, economic and political have regularly been revised upwards due to both the by giving us financial means in the form of central framework constitutes the backdrop for Rhine-Waal growing inclination of young people to pursue a de- As is the case with all universities in North Rhine- strategic funds which can be directed towards op- University’s strategic positioning. Influential external gree and the increasing number of qualified interna- Westphalia, the financial resources of Rhine-Waal portunities as they arise, enabling testing and pro- factors are, above all, demographic development, the tional applicants. Opportunities to unlock previously University of Applied Sciences primarily rest on the moting of innovative ideas and boosting as well as employment system as well as higher education fun- untapped regional potential for student recruitment three pillars of permanent basic funding, quality pre-financing structural developments, even before ding and legislation. In particular, we seek to address require further strategic evaluation. improvement funding as well as Higher Education they are budgeted. 2. STRATEGIC FRAMEWORK STRATEGIC 2. UNIVERSITY FUNDING 2.3 2. STRATEGIC FRAMEWORK STRATEGIC 2. POSITIONING STRATEGIC 2.1 the challenges posed by the job market and educa- Pact 2020 funding, which is based on an agreement tional equity in developing our strategic orientation. Taking into account its 40 per cent share of inter- between German state governments and the federal The SDP provides objectives, the framework and de- The strategic objectives focus on interdisciplinarity national students, Rhine-Waal University of Applied government signed in 2007. These three pillars are scriptions of the criteria by which this future funding while assigning leading roles to internationalisation Sciences currently ranks among the most successful supplemented by additional funding from external can be allocated. It forms the basis on which to dis- and sustainability. In this sense, the two aspects of universities in Germany regarding first-year students sources. As a recently established institution, the cuss which additional capacities can and should be internationalisation and sustainability form the pillars holding a foreign university entrance qualification. At University does not yet participate in the perfor- made permanent. Thus far the temporary increase of the strategic framework of Rhine-Waal University present, this achievement benefits from the current mance-based allocation of funds (LOM) offered by of personnel, for example, could only be facilitated of Applied Sciences, which is further broken down form of higher education funding; recent develop- North Rhine-Westphalia. The criteria regulating the with the help of a large number of fixed-term con- into four operational dimensions: Facilitate Multi- ments, however, indicate changes regarding these allocation of performance-related funds, such as tracts for professorships and other positions. The disciplinary Education, Strengthen Applied Research funding structures, such as the allocation of funds Strategic Budgeting, are currently being discussed resulting high turnover of staff impairs our commit- and Knowledge Transfer, Shape HSRW as a Social according to metrics for academic success, calling at HSRW. Moreover, we will take additional proactive ment to quality and causes additional consumption Space, and Optimise Structures and Use Resources for corresponding measures. steps to prepare for the upcoming performance- of resources due to expenses for recruitment and

2. STRATEGIC FRAMEWORK STRATEGIC 2. DEVELOPMENT DEMOGRAPHIC 2.2 Sustainably. oriented competition for funding which is likely to training of new personnel etc. The prospect of ad- The current demographic development, which indi- start before the expiration of funding via the Higher ditional, secure funding permits us to create new These operational dimensions promote and strengthen cates, among other things, a dwindling proportion Education Pact. permanent positions in priority areas according to

the University’s identity. In order to communicate of younger people leading in turn to a shortage of specific criteria. FRAMEWORK STRATEGIC 2. EQUITYDIVERSITY AND EDUCATIONAL MARKET, JOB 2.4 these dimensions on a large scale, the Executive skilled workers, will force industry in the long term The two pillars of funding not available on a permanent Board is developing an extensive marketing concept to recruit specialists from abroad. Consequently, the basis currently represent the main financial challen- in collaboration with the Faculties, focusing both on potential appeal of recruiting international graduates ges facing the University. Quality improvement funding 2.4 JOB MARKET, EDUCATIONAL achieving more effective use of the University’s cor- as skilled workers will increase at the regional, na- was granted to compensate for tuition fees abolished porate design across all spheres and, above all, on tional and European level. This development could in Germany since winter semester 2011/12, while EQUITY AND DIVERSITY achieving consistency with regard to the University’s create a competitive advantage for Rhine-Waal Uni- the Higher Education Pact funding is set to expire in website and its general presence in online media. versity if international students can be successfully 2023, or during the proposed implementation phase The state government’s policy approach towards encouraged to acquire German language proficiency of this Strategic Development Plan. The amount of addressing the impending shortage of skilled wor- during their studies and remain in Germany after allocated Higher Education Pact funds is linked to kers by establishing additional STEM universities 2.2 DEMOGRAPHIC graduation. the agreed-upon additional number of first-year stu- inspired the foundation of Rhine-Waal University dents newly enrolled at the University, and further of Applied Sciences. To this day, we adhere to this DEVELOPMENT For this reason and in light of the fact that at least determined by a bonus granted for graduation success founding principle, even though from the outset the the County of Kleve, where the University’s adminis- rates; this funding is therefore both expense- and University was not conceived as a purely STEM-based Current nationwide forecasts project a drop in the tration is seated, is projecting an increase in popula- performance-related. university, but one based on a broad, interdisciplina- number of applications for enrolment from German tion, Rhine-Waal University of Applied Sciences, as a ry academic foundation. Accordingly, since its foun- nationals. However, the forecasts of the Conference part of the academic landscape of North Rhine-West- With the Higher Education Agreement NRW 2021, ding the University has actively pursued a policy of of Ministers of Education and Cultural Affairs (KMK) phalia, sees itself as well-prepared for the coming North Rhine-Westphalia entered into an arrange- attracting local groups of people from non-academic

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backgrounds to enrol in a degree programme at Rhine- has also fostered a sense of community and identifi- students, lecturers and researchers from all degree 2.7 SUSTAINABILITY Waal University of Applied Sciences. Following these cation with the University among students and staff, programmes as a permanent and integral fixture in initial years, we are now intent on expanding this in addition to ensuring public attention. the curricula, cross-faculty flagship partnerships Rhine-Waal University of Applied Sciences views itself approach by, for example, intensifying collaboration with outstanding universities, the advancement as an important engine in the process of developing with secondary schools, optimising part-time study These developments represent the basis from which of the double degree programmes as well as the and institutionalising awareness for sustainable deve- programmes and establishing our range of further we will progress and grow stronger. All members of University’s duty to improve international students’ lopment in the region, as well as on a national and qualification opportunities. the University are encouraged to ensure a common ability to acquire German and thus access a wider international level. Much has been done and achieved understanding of internationalisation and internati- range of (very good) employment prospects in Ger- towards this objective. For example, principles of We do not view HSRW solely as a place of acade- onality in all areas of activity (academics, teaching, many. At the same time, we seek to tap the potential sustainable management were integral to the de- mics and research, but also as a social space jointly further qualification, research and knowledge transfer), in our immediate vicinity more effectively by establi- velopment of each Faculty’s degree programmes. shaped by all our members. Accordingly, from the including central support processes and institutions shing a network between Dutch and German univer- Moreover, we rely on future-oriented teaching and re- start we have been committed to promoting diver- as well. The aim here is to use the change in pers- sities in the Rhine-Waal Euroregion as an ‘academic search practices and take into account the necessary 2. STRATEGIC FRAMEWORK STRATEGIC 2. SUSTAINABILITY 2.7 sity, equal opportunities and family-friendly policies pective that internationalisation brings about to im- melting pot’ for students and all other members of interplay of social, economic and environmentally above and beyond our legal requirements. prove the overall quality of work. Considering and in- the University. compatible issues. tegrating as many different perspectives, ranges of

2. STRATEGIC FRAMEWORK STRATEGIC 2. INTERDISCIPLINARITYINNOVATION AND 2.5 knowledge, experiences and applications as possible In the course of enhancing the international focus of Our understanding of sustainability synergises with 2.5 INTERDISCIPLINARITY into the general practice of the University, as well as research and knowledge transfer, we are planning to our activities in the areas of education and science, making an effort to understand, respect and accept increase the number of invitations to guest lecturers the management of our campuses and our commit- AND INNOVATION differences, go hand in hand with our broad under- and researchers from abroad, particularly to female ment to society. standing of diversity. candidates in the event of equal suitability, but also As with the core goal of internationalisation, which to Humboldt Fellows funded by the Alexander von Where reasonable and possible, we will continue to has come to be a widely recognised aspect of the As part of our social mission, we strive to review and Humboldt Foundation. Similarly we encourage the incorporate into our curricula the complex issue of University‘s profile, its other two core goals – inter- intensify activities which increase the proportion of international activities of our professors by promo- sustainable development as well as our responsibility disciplinarity and innovation – have been essential underrepresented groups in our degree programmes ting work at outstanding foreign universities as well to the future with regard to our own actions as well to Rhine-Waal University of Applied Sciences since (gender balance included). Ensuring modern campus as international publications, projects and doctorate as those of our future graduates. The breadth of the its conception. Interdisciplinarity in particular has accessibility will be an asset to this mission as well. programmes. offered degree programmes and professional exper- 2. STRATEGIC FRAMEWORK FRAMEWORK STRATEGIC 2. INTERNATIONALISATION 2.6 shaped the academic structure of the four Facul- tise does, of course, give rise to a variety of different ties, many of the degree programmes as well as The University will focus both existing and untapped As part of the goal to strengthen our further quali- perspectives on sustainability. In the coming years, we the University’s daily operations. After their initial potential in a coordinated internationalisation stra- fication opportunities, we plan to concentrate the aim to use this diversity of thought even more effec- years of development, the Faculties now see many tegy and systematically incorporate internationality diverse international know-how and intercultural tively to improve the quality of our teaching practices opportunities to utilise their fully-developed, interdis- in all its areas of activity. By employing this strategy, competencies of our members in a Centre of inter- by way of a dialogue among the disciplines, which will ciplinary organisational structures more effectively the University seeks to develop into a centre of ex- national Excellence dedicated to promoting intercul- include the topic of sustainability within curricula. to engage in joint research projects and strengthen cellence for all aspects connected to the internatio- tural skills, language acquisition, teaching and lear- As part of the UNESCO Global Action Programme their interdisciplinary approach to teaching, thereby nalisation of science. In this context, we are also ning methods, inclusion strategies and much more on Education for Sustainable Development (ESD), intensifying their cross-faculty and cross-campus examining possibilities for developing our own scho- as needed across the Faculties and the University. the follow-up to the UN’s Decade of ESD, a German collaborations. larship programme for international exchange. The University’s online image, particularly with regard steering committee called the National Platform to internationality, will undergo revision. The practices was brought together in order to define objectives The Faculties support the University’s strategic road- of other internationally-oriented universities will and measures for the implementation of the Global 2.6 INTERNATIONALISATION map and wish to contribute their own set of priority provide good examples and serve as additional in- Action Programme on ESD in all areas and at all levels measures in accordance with the given framework. spiration. of the German education system. Rhine-Waal Uni- Rhine-Waal University of Applied Sciences has made To this end, they have identified potential areas of versity will closely follow the didactic and systematic its mark as an international university and positioned opportunity in their respective fields of expertise in recommendations for the implementation of ESD, as itself accordingly. The strategic objective of interna- line with the University’s overarching strategy, par- defined by the National Platform, and integrate ex- tionalisation has contributed significantly not only to ticularly with regard to the degree programmes. amples of good ESD practices into its own activities the University’s rapid growth over these past years, but These areas include the international exchange of and performance portfolio.

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In order to meet the complex social requirements of- opportunities may emerge to help tackle the pres- future-oriented, sustainable development, the Uni- sing issues of our time mentioned above. versity has relied on a both transdisciplinary as well as interdisciplinary research profile since its founding. In order to continue developing, structuring and re- As a university of applied sciences, we consider it alising this roadmap in the coming years, a susta- therefore a matter of utmost importance to approach inability concept for Rhine-Waal University will be our future-oriented research questions together prepared and established over the course of the SDP with our regional, national and international off- implementation period. Making this concept a reality campus partners in a trusting and transparent manner will require the active collaboration of all stakeholders in order to achieve our objectives. Collaborative re- of the University, regardless of group affiliation or search across organisational borders and disciplines administrative area. The resulting activities will be must also be strengthened. Sustainable development documented in a sustainability report prepared ac- 2. STRATEGIC FRAMEWORK STRATEGIC 2. SUSTAINABILITY 2.7 can today only be achieved on an international level, cording to the Sustainability Code for Higher Education which is why we attach great importance to an active Institutions, developed by the German Council for exchange with researchers from abroad, today and Sustainable Development (RNE) in collaboration with in the future. 50 other universities

Particularly with regard to the management of our campuses and daily campus life, we continue to make every effort to meet our organisational, eco- nomic and social responsibilities. To this end, the University will approach resource management in 3. an energy efficient way, take into account fair-trade products in purchasing processes where possible and work towards an environmentally sound (re-) SPECIFIC ACTION structuring of its campuses. We are also dedicated to fulfilling our social responsibility as a University at both campus locations. Thus, we are committed to achieving our social and ethical aspirations of being AREAS FOR a gender-balanced, non-discriminatory, family-friendly, open-minded and cosmopolitan university which treats its students, partners and staff fair and just. Social responsibility will also play an increasingly vital STRATEGIC role for Rhine-Waal University as an employer in the years to come. DEVELOPMENT As a university, we play an important role in society. Our efforts in research and knowledge transfer are dedicated to making lasting contributions to the social challenges of our time, such as climate change, re- source depletion, the advancing internationalisation of markets, digitalisation, demographic change and many more key issues. New solutions can only be approached in a dialogue with other social stakehol- ders, through which new sustainable development

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ated according to overarching criteria. Accordingly, speedy development of these 3. SPECIFIC ACTION criteria represents a fundamental, highly prioritised step in the strategic deve- lopment of the University; as these are a necessary prerequisite for the Faculties AREAS FOR STRATEGIC to evaluate, update and implement their respective strategic development plans.

DEVELOPMENT Given the increasingly heterogeneous background of first-semester students, the intake phase deserves special attention, a fact which is further stressed by feedback from the Faculties. In that vein, self-assessment options, preparatory 3.1 FACILITATE MULTIDISCIPLINARY courses and additional advice and guidance options appeared as suggestions. EDUCATION An overarching and cohesive intake phase is an integral part of a teaching and academic concept that makes the University an attractive destination for pros- Over the course of the SDP drafting process, members of the University, the Fa- pective students and encourages their academic success over the course of the culties and the Executive Board took an intensive and differentiated look at its subsequent semesters. strengths and weaknesses in the areas of academics, teaching and further edu- cation opportunities. Time and time again, quality was considered the highest Ensuring both a high standard and the continued improvement in the quality of all priority in all identified opportunities and suggestions for new offers and services degree programmes are particularly imperative for the development of the FDPs for students. in the current consolidation phase, as demonstrated by the Faculties’ own guide- lines and the official guiding principles of the Executive Board. A high standard of Based on a broad understanding of academics and teaching, the FDPs incorpo- quality begins with the selection and qualification of educators. For that reason, the 3. SPECIFIC ACTION AREAS FOR STRATEGIC DEVELOPMENT STRATEGIC FOR AREAS ACTION SPECIFIC 3. EDUCATION MULTIDISCIPLINARY FACILITATE 3.1 DEVELOPMENT STRATEGIC FOR AREAS ACTION SPECIFIC 3. EDUCATION MULTIDISCIPLINARY FACILITATE 3.1 rate nearly all necessary processes. On the one hand, they are dedicated to the existing processes for appointing new professors should be examined in terms of Faculties’ many academic responsibilities, which begin with the many challenges their effectiveness in evaluating candidates’ teaching abilities. Teaching deficits awaiting first-semester students, then on to providing expert support and guidance should also be systematically addressed as part of the quality assurance process. until graduation and subsequent career success. On the other hand, they are also To that end, the Executive Board, in collaboration with the deans, will develop and dedicated to institutional areas of responsibility, which include, for example, re- implement an overarching procedure for quality improvement. The possibility of cruitment of prospective students, establishing initial administrative contact and publishing lectures in connection with the ongoing professorial appointment pro- assisting with enrolment, providing advisory services to students as well as a cess for members of the University will also be explored. great many necessary administrative processes. The University considers it an Based on a common understanding of the role and the importance of sessional urgent priority to incorporate the very welcome, manifold initiatives and challenges lecturers for the University, overarching guidelines addressing the formal require- identified in the SDP preparation phase into an overarching strategic context; ments and the selection of sessional lecturers will be developed. The University particularly due to the fact that external accreditation processes, though stimu- will verify with the Faculties whether it would be advisable to provide organisa- lating individually, are oriented towards their respective degree programmes and tional support to complement the responsibility of the Faculties with regard to not the University as a whole. Inspired by how teaching and academics is prio- curricular matters. ritised in the FDPs, and given their sheer importance as a core mission of the University, Rhine-Waal University of Applied Sciences will develop a new concept An important topic in quality assurance is feedback from students and educa- that lays forth common standards and core processes while also respecting the tors, which promotes improvements in teaching quality, reduces drop-out rates Faculties’ final say in curricular matters. and helps more students achieve academic success. To that end, the University’s evaluation process will be reviewed and updated accordingly. Moreover, the Uni- The University’s portfolio of degree programmes and available modes of study versity will develop an overarching information system on study progression and are crucial aspects of its attractiveness as an institution. There is a consensus, success which transparently supplies relevant quality data to the Faculties and however, that both aspects must be continuously and critically examined with statistical data to the Executive Board for future funding distribution decisions. regard to student demand, the skills currently in demand in industry and the This system will also systematically incorporate graduates’ success on the job demands of the employment sector. The Faculties have already discovered nu- market, feedback from alumni and the reasons for dropping out determined by merous opportunities, for example programmes for working professionals such the Faculties. The University’s large proportion of international students challenges as part-time study, dual study and additional postgraduate programmes. As part it to develop a comprehensive and integrated concept of service offers at the central of the common development of the University, these opportunities will be evalu- and decentral levels in order to provide a full range of support services to students,

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be it initial advising after first contact, to academic and social guidance in advanced semesters, to assisting students seeking out internships, or to remaining in contact with graduates via an alumni network. Fortunately, high degrees of commitment towards this goal and a keen awareness for the need for collective action exist at all levels of the University.

Internationalisation geared towards a diversity of perspectives is an important and unique characteristic of the University which should be found at all levels of teaching and academics. The concept of sustainability, which itself links inter- national and regional perspectives under one banner should also be explicitly addressed in the University’s degree programmes. Internationalisation forms a key strategic element of the University’s profile, and as such each degree pro- gramme should demonstrate an international undercurrent in terms of content or medium of instruction. In addition to manifold programme-specific matters, other potential areas of development include the establishment of a stronger connection between degree programmes and the realities and practices of re- gional industry, expanding services and offers dedicated to improving students’ RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES UNIVERSITYAPPLIED OF RHINE-WAAL CAMPUS KAMP-LINTFORT soft skills and greatly increasing the importance of research-based learning as a principle of knowledge transfer, in particular in master’s degree programmes. 3. SPECIFIC ACTION AREAS FOR STRATEGIC DEVELOPMENT STRATEGIC FOR AREAS ACTION SPECIFIC 3. EDUCATION MULTIDISCIPLINARY FACILITATE 3.1 All degree programmes should incorporate entrepreneurial and science commu- nication skills as existing strengths into their curricula in an appropriate fashion. This also applies to the topics of sustainability and diversity in general.

All spheres of the University see digitalisation as a challenge, though one which is addressed on the basis of a competitive existing infrastructure. As new eLearning solutions are introduced, the Executive Board is keen to avoid isolated and expen- sive curricular-specific solutions by spearheading the development of a compre- hensive technical concept for the University which includes IT infrastructure and accompanying advising services for the Faculties. The initial step will involve defining the goals, vision, required measures and resources needed for eLearning at the University, as well as establishing processes to promote the development of best practice examples and ensure their successful implementation. The recruitment of prospective students according to the strategic criteria of the University is essen- tial for its planned marketing concept. Here, greater focus should be put on the University’s coordinated presence in various online media.

In its swiftly-paced foundation phase, the newly-established Rhine-Waal Univer- sity of Applied Sciences prioritised degree programme development. Now, the University as a whole is ready and motivated to turn its eyes towards the develop- ment of further qualification opportunities. The University aims to develop a new further qualification strategy which incorporates current considerations regarding potential offers, target groups and commercialisation models. New services (accompanied by appropriate marketing support) are set for development and later implementation over the course of the SDP period in the form of a central umbrella organisation for further qualifications.

18 19 20 3.2 STRENGTHEN APPLIED RESEARCH AND KNOWLEDGE TRANSFER 3.2.1 RESEARCH University is already partnered with enterprises and tionally andglobally. Here itshould benoted thatthe as well asotherresearch institutions regionally, na- work withcommercial andnot-for-profit enterprises should strive to develop andmaintain astrong net- partners from therespective fields of application. We possible, i.e.developed inclose cooperation with develop practical solutionsthatare asrecursive as At theheartofourresearch activitiesisthedrive to members oftheUniversity. cant potential ofallresearchers, students and other velop aresearch strategy whichtaps into thesignifi- suggests that the University should collectively de- performance dimensionintheeyes ofallstakeholders applied research. Theimportance ofresearch asa lyses which showed great potential inthefield of culties conducted theirown strength-weakness ana- In theirindividualcontributions to theSDP, theFa- cation. bridge between basicresearch andreal-world appli emphasised byembracing appliedresearch asa insight isastandard ofquality, onewhichisfurther tackling real issues. Generating new knowledge and rather onaninterdisciplinary approach capable of founded onmeticulously separated disciplines,but The University’s performance dimensionsare not that embraces industry outside of the scientific system. in allperformance dimensionsthanks to anapproach between academia andindustry). HSRWstands out discovery ofnew knowledge (research andtransfer the demic education andfurtherqualification) with tutions whichunite knowledge-based(aca- training Universities ofappliedsciences are the only insti continuous generation ofnew knowledge andinsight. training for upcoming generations aswell asthe Modern societiesrequire soundknowledge-based 3.2.1 RESEARCH 3.2 STRENGTHEN APPLIED RESEARCH AND KNOWLEDGE TRANSFER - - ZFIT will be adjusted to new content requirements applied research. The organisational structure of development to tap into the significant potential in enabling andsupportstructures whichwillseefurther (ZFIT), theUniversity hasdeveloped cross-faculty With the Centre for Research, Innovation andTransfer the future. tensive andstrategic fashion isanessential task for competitive advantages. Utilisingtheseinamore in- activities, whichinturnprovides theUniversity with sulted inanoutstanding infrastructure for research much ofits attention to promoting research. Thisre- Since its establishment, theUniversity hasdedicated active role ininternational research communities. researcher exchange agreements andtaking amore and colleagues abroad, for example bystrengthening encourage and support networking amongresearchers As arule, boththeUniversity andtheFaculties should (particularly intheEUandRhine-Waal Euroregion). the numberofapplications for international projects these efforts should become visiblein asanincrease framework ofourresearch strategy. Inthefuture, placed oninternational research links withinthe ture oftheUniversity, particularemphasismust be To promote internationality asadistinguishing fea- national levels. - inter and universities operating atthelocal, national with businesses, socialorganisations and partner practical semesters andcollaborative thesisprojects research anddevelopment projects, internships, boration can beseenintheregion atlarge withjoint ment projects with cross-border impact. This colla- potential for collaborative research anddevelop- offer anotherdistinctive possibility, asthey provide rations. Relations andnetworks withtheNetherlands institutions whenitcomes to international collabo- RHINE-WAAL OF UNIVERSITY APPLIED SCIENCES SDP 2017-2022 SDP opportunities will be overseen byresearchers, procedures neededfor thesecentralised incentive will encourage new research activities.Theawarding These centrally distributed, project-oriented funds sible). University’s own juniorresearchers, wherever pos- onally-oriented research (incollaboration withthe projects andadditionalsupport for existing, internati binational PhDagreements, collaborative research ternational collaboration. Thiswould allow for new for thepurposeofinitiatingand/orstrengthening in- the University should develop aninternal seedfund The Executive Board andtheFaculties agree that in nature andbasedonperformance criteria. tralised awarding procedure thatisbothtransparent incentives, theUniversity aimsto develop anew cen - more hours for research. To take advantage ofthese professors to reduce teaching hours in exchange for incentives were introduced withlegislation enabling of boththeExecutive Board andthe Faculties. New Generating space for research isacommon objective in anadvisorycapacity. which ZFITwillpromote viaaccompanying support also considered equivalent research achievements posium contributions and patent submissions are projects. Outputfactors suchaspublications, sym- placed onthescientificandsocialbenefitofproposed funding andapplications, emphasiswillalsobe addition to theaforementioned increase in external increasing its innovative potential andperformance. In versity, thusexpanding its research strengths and nary collaboration andnetworking withintheUni- ning periodandasignificant boost to interdiscipli- amount ofexternal fundingobtained over theplan- This isexpected to produce asharpincrease inthe for research funding,securingexternal fundingetc. how through staff workshops focused onapplying feature a structured transfer of expertise and know- with theapplication process, inthefuture ZFITwill In additionto improved service offers inconnection key areas ofresearch supportandknowledge transfer. and prioritiesoftheUniversity, inparticularthetwo SDP 2017-2022 SDP RHINE-WAAL OF UNIVERSITY APPLIED SCIENCES - search achievements for both internal and external To systematically andcomprehensively catalogue re- employed inadecentralised manner. remain centrally funded,butresearchers would be seen byresearchers. Essentially, thepositionswould allocated upon application via a review process over searchers onfixed-term contracts, whichcould be central poolofposts for doctoral candidates andre- currently evaluating thepossibility ofdeveloping a be involved intheprocess aswell. TheUniversity is Graduate Institute ofNorthRhine-Westphalia should fessional development as researchers, and that the should bepredictably linked to theircontinued pro- corporated into research projects, thatthisprocess the University’s research staff (WiMis)should bein- cular, doctoral studies. Allstakeholders agree that based scholarly work, thesisprojects and,inparti- tions ofresearchers through mandatory research- The University trains andencoura gesnew genera- graduate, butprimarily atthepostgraduate level. approaches incurricula,where- possible attheunder it supports efforts to embedresearch-based learning inclusion ofstudents in research projects. To thatend, The University strives to systematically promote the the establishment of these new internal structures. propriate and issue guidelines, where applicable, for Act ofNorthRhine-Westphalia are necessary orap- measures madepossible bytheHigherEducation versity will also examine which other institutional Gardens. Inconnection withthisstrategy, theUni- Tropical Greenhouse withShowcase andShowpiece projects, for example FabLab/GreenFabLab orthe rate into its efforts existing andrepurposed flagship (HRK). Atthesametime,University willincorpo- research mapoftheGermanRectors’ Conference profile, reflected, for example, onthenation-wide foci that contribute to its unmistakable research identify its fields ofcompetence anddistil research Through abottom-up approach, theUniversity will Research andKnowledge Transfer. themselves willbereviewed bytheCommission for andcompetitive;application-based theapplications -

3.2 STRENGTHEN APPLIED RESEARCH AND KNOWLEDGE TRANSFER 21 3.2.1 RESEARCH RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES SDP 2017-2022 SDP 2017-2022

publication, the University will build from the ground and know-how themselves. Participative formats conducting regular evaluations and communicating processes of the University’s new knowledge transfer up a new core set of research data (a recommendation for research and knowledge transfer are only em- it more effectively both internally and externally. It is strategy will be built upon existing ZFIT structures of the German Council of Science and Humanities) ployed in a select few projects; there is still a lack of often impossible to delineate clearly between know- and formats in the interest of open innovation systems which is fed relevant data by all participants and ser- efficient mechanisms for including knowledge from ledge transfer activities and research projects, parti- and their stakeholders (as described in our under- ves to support the Faculties in their efforts to expand the region directly into research and academics. The cularly at a university of applied sciences, which is why standing of knowledge transfer). research activities. This will also serve as a proactive lecture series ‘Studium Generale’ in winter semester they will be systematically recorded in the planned step towards opening new avenues of third-party 2016-2017, which was dedicated to sustainability core data set for research. To complement the central coordination of know- funding with advanced eligibility requirements such themes, provided a good example of how this could ledge transfer and innovation activities, decentra- as a core data set. be accomplished. As a long-term effect of these measures, we envision lised support systems will be developed in the Fa- a lasting and reciprocal expansion of perspectives culties to offer targeted help to their students and Building upon its strengths, the University will de- between the University and the region. In addition, educators engaged in knowledge transfer activities. 3.2.2 KNOWLEDGE TRANSFER velop its knowledge transfer strategy for the coming we strive for a greater inclusion of regional develop- years in order to make full use of its related opportu- ment concepts in research and knowledge transfer By promoting the transfer of know-how and brain The continued development of knowledge transfer nities and potential. We are guided by the conviction activities. This will include a strengthening of collabo- power, students and alumni become ever more im- as a performance dimension has been eagerly anti- that, in an innovative knowledge transfer system, all ration between the University and Rhine-Waal Euro- portant resources for the region. This results in an cipated by the region since the first founding concepts persons involved in the innovation process should region in the future – an important development increased number of projects, internships and theses were presented, and has thus been an important not only generate and share new knowledge, but also objective within the context of internationality at the being conducted in connection with the private sector goal of the University from the beginning. take advantage of external knowledge and integrate University. and other external partners. To that end, the Career it into the innovation process as well. Collaboration Service will see a strengthening of its role as a link During the SDP drafting process, the University took with political, cultural and civic society is considered Accompanying processes, for example advising ser- between the University and the private sector. part in the publicly announced programme ‘Innova- just as important as collaboration with industry. vices regarding the exploitation of results or steps to 3.2 STRENGTHEN APPLIED RESEARCH AND KNOWLEDGE TRANSFER KNOWLEDGE AND RESEARCH APPLIED STRENGTHEN 3.2 TRANSFER KNOWLEDGE 3.2.2 TRANSFER KNOWLEDGE AND RESEARCH APPLIED STRENGTHEN 3.2 TRANSFER KNOWLEDGE 3.2.2 tive University of Applied Sciences’ launched by the founding a startup, will be strengthened across the Providing adequate time and support are hurdles German federal and state governments. As part of The University will begin to emphasise a broader un- board and in cooperation with internal and external for both research and knowledge transfer which the application process, the Executive Board and the derstanding of knowledge transfer across the board. partners in order to contribute to regional startups the University will tackle. Knowledge transfer is a accompanying steering committee were required to The phases of research, development and application needing a boost in innovative potential as well. These scientific achievement appreciated both on and off flesh out existing transfer approaches into a cohesive will be recursively linked to one another. This requires services are available to students, but also profes- campus. As part of the new transfer strategy, all and competitive knowledge transfer strategy with not only appropriate structures and formats for colla- sors and researchers at the University who wish to tried and true incentive systems found in the area elements eligible for funding. borating with external partners, but also the ability commercialise the results of a successful research of research support will be developed for the area of for all participants to work on problems together as project. By generating a better understanding of knowledge transfer as well. The University’s current positioning as a partner for a network. This important skill – the ability to work the details surrounding inventions and intellectual research and knowledge transfer is clearly visible with others in a network in order to generate new property rights, the University aims to increase the in its many collaborative agreements with regional insights and transform them into innovations – is number of high-quality, patentable inventions and enterprises as well as civic partners at the municipal already practiced and encouraged at the University applications for similar intellectual property rights, and regional levels. Many collaborative agreements via research-based learning. thus increasing its supra-regional impact on innova- focus directly on regional needs, aiming to proactively tion. In addition, professors with expertise in entre- tackle current and future issues and making positive Neither the Faculties nor the University know the full preneurship and startups as well as ideas for other contributions to regional economic and social deve- extent of the many commendable knowledge transfer ways to spark the entrepreneurial spirit at the Uni- lopment. With a broad understanding of innovation activities being conducted on an individual basis. versity will be systematically incorporated into this that includes both technological and social aspects, Knowledge transfer will continue to rely on an indivi- development process. the University has grown from a socio-economic en- dual initiative that is shown appropriate appreciation gine for regional development to a supra-regional and support by the University. To increase our effec- ZFIT was founded in 2010 to provide professional sup- driving force in the areas of interdisciplinary research tiveness in this field, however, the University must port and encouragement to the knowledge transfer and the ‘Third Mission’. However, many at the Univer- take a different approach towards knowledge transfer activities of staff and students at the University. This sity too often assume that off-campus stakeholders as a performance dimension by organising it in a more laid the cornerstone for an active network between should come to us and ‘scoop up’ our information strategic and systematic fashion, documenting it, the University and industry. Future structures and

22 23 24 3.3 SHAPE HSRW AS A SOCIAL SPACE 3.3 SHAPE HSRW AS A SOCIAL SPACE 3.3.2 RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES AS AN EMPLOYER 3.3.1 VALUES AND CULTURE 3.3.1 VALUES AND CULTURE 3.3 SHAPE HSRW AS A SOCIAL tainability andinternationality, anew range- ofleader With particular regard to equal opportunities, sus- equal footing asmuchpossible. their distribution amongtheFaculties willbekept on sors, confidantes for students, willbeincreased and expanded in thefuture. ThenumberofLinkProfes - for students; theseservices willbeenhanced and The Faculties offer numerous trust-building services Foundation. good scientificpractice issued bytheGermanResearch in research isverified according to theguidelinesfor ethical standards. Observance ofethical standards velop ways to ensure theday-to-day observance of characteristic. Further deliberation isneededto de- basis ofgender, race, ethnicityoranyotherdiversity dents which protects against discrimination on the lop acode ofconduct for its educators, staff andstu- Building uponthisdialogue, theUniversity willdeve- culture endorsed byeveryone involved. at allpossible, to come to aconsensus onuniversity regularly discuss thevalues we strive for and,where in friction.Thus,itisimportant to continuously and ences offers enormous potential, butcan alsoresult presented atRhine-Waal University ofAppliedSci- sible. Therichtapestry ofcultural backgrounds re- should be as transparent and participative as pos- and responsible manner. Decision-makingprocesses treat eachotherinanopen,respectful, attentive, fair should beanenvironment inwhichallits members of a sustained effort to drive improvement. HSRW social relationships andcommunication are part SDP drafting process prove thatbehaviour-guided shape its truequality. Themanycontributions to the teractions inday-to-day contexts andincommittees University’s identityamongits members, whosein- Values andculture are essential parts ofthe SPACE central administrators andtheheadsof Faculties. This alsoserves to improve communication between programme for employees in managerial positions. will bedeveloped andimplemented viaaworkshop New personnel managementguidelinesandrules sures for (potential) employees are inplace andactive. through collaborative effort. Genderequalitymea- framework planwas developed andimplemented vancement ofwomen inallareas, acorresponding our goalofactively promoting theprofessional ad- dards are implanted inaunifiedmanner. Inline with continue to work together to ensure thatnew stan - Board, theFaculties andadministrative staff will developed or updated in other areas. TheExecutive bargaining agreements, similarstandards must be clear standards are given inthearea ofcollective versity uses this leeway to pursue its goals.While small amountofleeway here. Nevertheless, theUni- funding conditions; the University isafforded only a lated bylaw, collective bargaining agreements and Many aspects oftheworking relationships are regu- competitive employer for allgroups ofemployees. We strive to beanattractive, socially responsible and 3.3.2 RHINE-WAAL UNIVER many international students studying inEnglish. Similar measures are plannedinGermanfor our among asmanymembers oftheUniversity as possible. aim to facilitate a broad collaboration (in English) This includesEnglishcourses for employees which based measures to address thechallenges ofdiversity. mittees, theUniversity willintroduce new language- To ensure low thresholds for participationinits com- aspired to. of values anddiscusses theculture ofcommunication workshop for new employees whichclarifiesits canon port). TheUniversity plansto offer an introductory the University willbedeveloped (withoutside sup- ship seminars for people inmanagerialpositionsat AS AN EMPLOYER OFSITY APPLIED SCIENCES RHINE-WAAL OF UNIVERSITY APPLIED SCIENCES SDP 2017-2022 SDP - search staff, theUniversity willdevelop acompre- and innovative thinkingof administrative andre- To promote andimprove themotivation, productivity for women). intended to promote more professorship opportunities of theUniversity, whichissupported byfederal funds competition for innovative genderequalityprojects planned for implementation as part of an internal idea a mentoring concept for female researchers (this is to participate. TheUniversity alsoplansto develop development options,andprovide more opportunities University willbothincrease its range ofprofessional contracts given current legislation. Inresponse, the largely restricted inthenumberofavailable unlimited quent employment opportunities,astheUniversity is professional development serves to improve subse- tions for researchers onfixed-term contracts whose staff. TheUniversity aimsto implement similarop- development willalsobeintroduced for research services. Additional opportunities inprofessional transfer, as well as providing support and tutelage promote exceptional work inteaching, research and wide guidelines on reductions in teaching hours to strives for improvements intheshapeofuniversity- unlimited contracts. Nevertheless, theUniversity ditions for bothprofessors andresearchers with The University offers attractive employment con- suitability –isagoalwe strive for. preferably female candidates inthecase ofequal national professors (e.g.from theUnited States) – recruitment ofqualifiedjuniorresearchers andinter fields of expertise. The methodical and systematic derations regarding future professorships andtheir porates budgetary constraints andstrategic consi - parison of future degree programmes which incor Faculties thatthey conduct aresource-neutral com- paration, theExecutive Board hassuggested to the personnel-oriented goalsandopportunities. Inpre- University willdevelop anew structural concept for nical andadministrative personnel. To thatend,the and expanding thequalifications ofresearch, tech- cate alarge portionoftheirattention to recruiting The University andFaculties willcontinue to dedi- SDP 2017-2022 SDP RHINE-WAAL OF UNIVERSITY APPLIED SCIENCES - - vantage ofoursportandmusicopportunities. create new opportunities for employees to take ad- ment system willbeintroduced andwe willaimto as well. Inaddition,anew corporate healthmanage- friendly measures willbeimplemented for students, appropriate to address employees’ needs.Family- Childcare services will continue to be expanded as office, telecommuting andnew working timemodels. all employees, which can include, for example, home improved, family-friendly forms ofemployment for will work together withthestaff councils to develop participate in related audits and the Executive Board friendly institution, theUniversity willcontinue to codex for good employment conditions. As a family- The University willimplement thejointly developed area aswell. of alearning organisation willbeestablished inthis ment system willbeimplemented, andtheculture opportunities. Auniversity-wide feedback manage- groups aswell asindividualsandtheirdevelopment hensive personnel development concept focused on paragraphs, prioritisingtheregion inallstrategies opportunities and potential outlined in the previous both centrally and in the Faculties. In addition to the and utilisedinasystematic andcollaborative manner mance dimensions,whichare identified,evaluated to thesurrounding region. Thisapplies to allperfor by strengthening theUniversity’s strategic connection thatenormousopportunitiescan beunlocked agree All persons involved intheSDPdrafting process tional. positioning is simultaneously regional and interna- our proximity to theNetherlands,University’s educator andapotential driver ofinnovation. With needs theregion. We are anemployer, apartner, an The region needstheUniversity andtheUniversity 3.3.3 A PARTNER FOR THE REGION -

3.3 SHAPE HSRW AS A SOCIAL SPACE 25 3.3.3 A PARTNER FOR THE REGION RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES SDP 2017-2022 SDP 2017-2022

of the University presents an enormous opportunity as clarity in its approach to online communication, for development. Ongoing regionally-focused initia- particularly email. Accordingly, comprehensive com- 3.4 OPTIMISE STRUCTURES tives are met with both appreciation and support. In munication guidelines will be developed on the basis the future, the University will systematically identify of the University’s commonly shared values in order AND USE RESOURCES and record these efforts in order to drive continued to achieve the highest possible transparency in de- strategic development in this spectrum of services, cisions, communication channels and areas of respon- SUSTAINABLY as well as for official reporting purposes and mar- sibility both within and without the University (ticket keting campaigns. Regional development processes, systems, process descriptions, service point schemes as well as existing network structures such as the etc.) These guidelines will address existing deficits The swift manner in which the University was established was only possible through Rhine-Waal Euroregion, will see more active, coor- with regard to clear employee substitution rules and the strong commitment and intrinsic motivation of all staff members. During this dinated involvement from both the Executive Board scheduled communication between sessional lectu- first phase, the main priority was to establish and ensure the operational capacity and other members of the University in the future. rers and professors, as well as the regular commu- of the University at all levels and in equal measure. In the interest of goal-oriented nication of central reports and key figures to all staff management of the annual budget, existing instruments must be continuously As part of a planned networking management, the members. Further, the flow of information between reviewed and amended. For that reason, the University will introduce new acade- University aims to systematically summarise and administrators and researchers will be intensified in mic controlling mechanisms and expand its existing financial controlling struc- consolidate its many existing contacts according to order to promote a mutual understanding of opera- tures. A shared reporting system will be developed to provide key information in

3.3 SHAPE HSRW AS A SOCIAL SPACE SOCIAL A AS HSRW SHAPE 3.3 COMMUNICATION INTERNAL TRANSPARENT 3.3.4 their respective collaborative activities, as sugges- tional processes, priorities and necessities. Regular a systematic and targeted manner to all decision-makers at the University, thus ted by the Faculties during the SDP process. A free communication events will also be introduced on strengthening their ability to steer the University and develop new strategies. exchange of information across the entire University crosscutting themes such as gender and diversity, as forms the backbone of an effective and efficient net- well as the rights and responsibilities of staff mem- Just as the state government would impose budget cutbacks on the University for 3.4 OPTIMISE STRUCTURES AND USE RESOURCES SUSTAINABLY RESOURCES USE AND STRUCTURES OPTIMISE 3.4 work of contacts to the region, which is an essential bers. lack of performance, similar consequences could result with regard to the internal part of the HSRW knowledge transfer strategy. distribution of funding. We are therefore dedicated to optimising our structures and using our resources in a sustainable manner to secure and consolidate our In this regard, the University will examine good ex- position as a forward-thinking and competitive institution in a diverse, globalised amples of regional education networks as well as world and in an era of demographic change. The anticipatory planning of resource suggestions for mentoring partnerships with schools requirements and distribution (derived from the goals in the SDP/FDPs), e.g. for new and innovative forms of exchange via events. A particu- teaching staff, materials and space, as well as a needs-based investment bud- lar strength of our University lies in future-oriented geting for technical facilities, equipment etc. should be used to ensure optimal areas such as Industry 4.0, 3D manufacturing and quality and performance in academics, teaching and research within the scope of ecological sustainability, which offer a diverse range the University’s resource framework. of possibilities for strengthening our role as a driver of innovation both in and for the region. Students will The University enjoys a top notch, modern infrastructure. However, in areas with be incorporated into all activities, which in turn will shorter innovation cycles, for example IT, reinvestment issues are now beginning strengthen the role of Career Service as an impor- to emerge. In addition, the University’s actual growth considerably exceeded the tant interface between the University and the region. figure of 5,000 students used for initial planning purposes, pushing our facilities Both the local region and the Rhine-Waal Euroregion to their limits and requiring additional off-campus facilities. To achieve our goal will be key elements of our future marketing strategy. of offering a modern, reliable infrastructure, the University must introduce a new reinvestment plan geared towards common needs, and budget its available re- sources accordingly. Planning for future facilities will be determined based on 3.3.4 TRANSPARENT the teaching concept of the University and how the Faculties utilise their existing capacity. INTERNAL COMMUNICATION Though it operates largely independently, as a public institution the University is The University strives to increase clarity regarding subject to specific laws which define its many duties, rights and responsibilities. areas of responsibility and contact persons, as well How these apply to members of the University, for example the rights and duties

26 27 RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES SDP 2017-2022 SDP 2017-2022

concerning secondary employment, mail or travel expenses, should be made more clear and understandable.

With its extensive documentation of process descriptions and workflows for its many day-to-day and ongoing tasks, the University has developed a solid foun- dation for operational efficiency. As a learning organisation, a content adjust- ment with regard to overarching goals and sub-goals will be conducted in order to achieve greater efficiency and control. In the day-to-day operations inherent to a higher education institution, the University considers quality service a high priority across the board. Good service requires customer-oriented, user-friendly support for teaching, research, transfer and professional development, particu- larly from the University’s administrative staff. This notion of service, and a culture of collaborative partnership, will be enshrined in a university-wide model of leadership. The aspired-to level of service will be clarified in more detail in order to ease implementation.

Implementing technical solutions to enhance the effectiveness and efficiency of work processes is a key component of the digitalisation strategy that we will con- tinue to pursue. This includes the digitalisation of administrative workflows in conjunction with affected employees. To that end, not only will the University con- 3.4 OPTIMISE STRUCTURES AND USE RESOURCES SUSTAINABLY RESOURCES USE AND STRUCTURES OPTIMISE 3.4 tinue to develop its IT infrastructure, but also continue to promote digitalisation across the board. 4. ACADEMIC SCORECARD AND STRATEGIC MANAGEMENT

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framework. The extent to which we achieve this will be tracked via the four dimen- 4. ACADEMIC SCORECARD sions of the ASC: Facilitate Multidisciplinary Education, Strengthen Applied Research and Knowledge Transfer, Shape HSRW as a Social Space, and Optimise AND STRATEGIC Structures and Use Resources Sustainably (see Fig. 1): MANAGEMENT

From the earliest stages of the SDP drafting process, the strategic goals deve- loped therein were intended to serve as a roadmap for the University over the next five years. With this in mind, the SDP steering committee discussed possible future strategic management mechanisms for the University. Over the course of numerous discussions, the Executive Board and the Faculties came to a con- sensus that the Academic Scorecard (ASC) would be a good way to structure the goals and track progress during the SDP implementation period. The ASC enjoys INTERNATIONALITY a proven track record at other universities in Germany and internationally, and we expect the same results from the ASC, namely a solid structuring of SDP goals and a clear overview of their implementation.

Facilitate Strengthen Applied

4. ACADEMIC SCORECARD AND STRATEGIC MANAGEMENT STRATEGIC AND SCORECARD ACADEMIC 4. The ASC is a university-specific variation on the ‘balanced scorecard’ (BSC), an MANAGEMENT STRATEGIC AND SCORECARD ACADEMIC 4. Multidisciplinary Research and evaluation instrument originally developed by Kaplan and Norton for companies Education Knowledge Transfer as an alternative to classic, figure-based instruments for strategic planning and management. As the name suggests, the balanced scorecard offers a ‘balanced’ look at various aspects of a company, with a particular emphasis on cause-effect relationships. Shape HSRW Optimise Structures as a and Use Resources Social Space Sustainably As internal discussion rounds progressed, participants came to realise that the ‘balance’ between various dimensions, for example research and teaching, was one of the many challenges facing universities which also defined the ASC as a strategic instrument. Other advantages, e.g. ordering of strategic goals, their operationalisation, defining measures to be implemented and subsequently measuring their degree of implementation, all address in their own right the SUSTAINABILITY challenges posed by a clear and transparent development process for the strategic management of the University. FIGURE 1: STRATEGIC FRAMEWORK AND DIMENSIONS OF THE ASC

As the decision to use the ASC was made during the ongoing drafting process for this SDP, a complete and final version of the ASC will not be presented here at this time. Nevertheless, the dimensions of the future ASC of Rhine-Waal Univer- sity of Applied Sciences have already been set out in writing and reflect the goals and measures planned within the scope of this SDP in the figure below. As agreed upon by the Faculties and committees, a participatory development process will commence shortly after ratification of the SDP in order to define the essential measures, responsibilities and indicators that will be used to measure the extent of implementation. Our strategic framework is built upon the principles of internationality and sustaina- bility, and our mission is to arrive at a unique selling point (USP) via this strategic

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The strategic framework was previously discussed in chapter 3, and the four di- 4.1 DIMENSIONS AND GOALS OF THE ACADEMIC SCORECARD mensions of the ASC correspond to the four sub-chapters of chapter 4. The Uni- versity must find a way to balance these four dimensions equally. The first two dimensions are derived from the University’s official mandate. As a university of applied sciences with a strong connection to research, we must endeavour to keep a proper balance between teaching and research. Yet offering modern, high- quality teaching is an essential goal which, as we perceive it, cannot be achieved DIMENSIONS STRATEGIC GOALS SPECIFIC GOALS without a hybrid approach combining teaching and research. At the same time, we value and appreciate the diversity of our members, the commendable colla- (1.1) Maintain our position in (1.1.1) HSRW is seen as an example of boration and communication, and our responsibility towards the region. These Germany as a leader in interna- good practice by other education goals are only achievable if we use both financial and non-financial resources in tionalisation institutions a sustainable manner and continually optimise our structures. (1.1.2) Increase the international character of degree programmes Strategic objectives are defined within each dimension and operationalised in turn through numerous specific goals. A group of measures is then defined to (1.2) Enshrine sustainability as a (1.2.1) HSRW imparts its stakeholders achieve each specific goal. Progress is measured through agreed-upon indica- core characteristic in our profile with expertise in the area of sustainability tors and target values.

(1.3) Ensure a high standard of (1.3.1) Define and implement quality

4. ACADEMIC SCORECARD AND STRATEGIC MANAGEMENT STRATEGIC AND SCORECARD ACADEMIC 4. The aforementioned indicator development process will serve to determine the teaching quality objectives for academics and teaching at extent to which specific target values should be allocated to achievement indica- SCORECARD ACADEMIC THE OF GOALS AND DIMENSIONS 4.1 HSRW tors or, alternatively, whether general target improvements would be preferable to begin with. (1.4) Respect our diversity of (1.4.1) Increase flexibility in study lifestyles locations and times Our strategic management strategy should be compatible with the dynamic of a learning university. Accordingly, the question of a continuous review and re- (1.4.2) Implement measures to improve vision cycle for our strategic goals should be considered with the framework of study-life balance our ASC-based strategic management strategy. After commencement of the SDP period, intervals will be set in order to verify the continued up-to-dateness of the (1.5) Optimise student recruit- (1.5.1) Ease academic transition period strategic and specific goals of the SDP and the appropriateness of the proposed ment, academic success and measures. graduate employability (1.5.2) Consolidate and expand dual-

FACILITATE MULTIDISCIPLINARY EDUCATION MULTIDISCIPLINARY FACILITATE vocational and part-time study options

(1.5.3) Qualified students are recruited, with special attention paid to gender balance

(1.5.4) Ensure the employability of graduates

(1.6) The University’s profile is (1.6.1) Develop a strategy for professional more clearly defined in terms of development and implement the first professional development steps

32 33 RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES RHINE-WAAL UNIVERSITY OF APPLIED SCIENCES SDP 2017-2022 SDP 2017-2022

DIMENSIONS STRATEGIC GOALS SPECIFIC GOALS DIMENSIONS STRATEGIC GOALS SPECIFIC GOALS

(2.1) Strengthen international (2.1.1) Empower international research (3.3) Establish needs-oriented (3.3.1) Continue to develop central and research projects via ‘brain power’ support for the strategic goals decentral processes of the University (2.1.2) Bolster research conducted jointly (3.3.2) Increase internationality among with international institutions members of the University

(2.2) Increase the visibility and (2.2.1) Develop solutions to issues facing (3.3.3) Update and implement new reputation of the University in society and industry marketing concept research and knowledge transfer

(2.2.2) Develop a research strategy (4.1) HSRW is an enjoyable place (4.1.1) Implement and establish audit of to work and study, and assumes family-friendly policies (2.2.3) Continue to develop space to freely responsibility for meaningful conduct research family and diversity policies (4.1.2) Embrace diversity on campus and (2.2.4) Strengthen knowledge transfer in in our organisation the region (4.2) The University treats its (4.2.1) Improve internal communication 4.1 DIMENSIONS AND GOALS OF THE ACADEMIC SCORECARD ACADEMIC THE OF GOALS AND DIMENSIONS 4.1 (2.2.5) Adjust support measures for members with respect and SCORECARD ACADEMIC THE OF GOALS AND DIMENSIONS 4.1 STRENGTHEN APPLIED RESEARCH AND AND RESEARCH APPLIED STRENGTHEN TRANSFER KNOWLEDGE research and knowledge transfer trust, and maintains a reliable (4.2.2) A clear customer and service culture of information orientation drives our staff (2.2.6) Embed the University in the Rhine-Waal Euroregion

(3.1) Offer a needs-based (3.1.1) Continue to develop infrastructure infrastructure according to current needs (4.3) The University is a (4.3.1) Strengthen personnel and ‘learning organisation’ organisational development to maintain (3.1.2) Permanently maintain a modern and improve productivity and innovative technical infrastructure, in particular IT potential of administrative and research (hard- and software) staff

(3.2) Ensure a purposive use of (3.2.1) Secure a targeted distribution of (4.3.2) Institute a knowledge management budget funds budget funds system SHAPE HSRW AS A SOCIAL SPACE SOCIAL A AS HSRW SHAPE (3.2.2) Ensure adequate revenues (4.3.3) Develop a culture of giving and receiving feedback

(4.3.4) Continue to develop QM system (3.2.3) Ensure sustainable fiscal management

(3.2.4) Strengthen commercial, social and ecological effects in our areas of

OPTIMISE STRUCTURES AND USE RESOURCES RESOURCES USE AND STRUCTURES OPTIMISE SUSTAINABLY action, particularly in the interest of sustainability

34 35 36 ANNEX: STRATEGIC DEVELOPMENT – PROCESS AND CHALLENGES creating uncertainty among employees andcompli- only beusedfor fixed-term contracts. Inaddition to the HigherEducation Pact 2020funding,which can funding only for aspecificperiodoftime,for example contracts. In many cases, the University is allotted grammes, whichmakes itdifficultto offer permanent in politics offundingonthebasisfixed-term pro- This ismademore difficultbyanincreasing trend however. support structures require corresponding resources, pus andwithinthewiderregion. Theseenabling with locals andenjoy theirway oflife bothoncam- This alsoallows ourinternational students to engage guage tandems and other language-based services. support structures through language courses, lan- that end,theUniversity must ensure thenecessary to communicate inGermanatafunctionallevel. To Degree-seeking students in Germany should be able specific challenges. programmes andservices. Thisgrowth produces potential ofits campuses andits range ofdegree be interpreted asclear indicators for boththefuture year, andits continued growth since its founding, can at Rhine-Waal University ofAppliedSciences each The large numberof students whodecideto study ment process accordingly. incorporated into theUniversity’s strategic develop - new spatialaccommodations, isneededandhasbeen Responsive planning,focused particularly onacquiring numerous challenges aswell. a bitofrenown andrespect,quite butitresulted in bers. Theswiftgrowth oftheUniversity resulted in somewhat alarmingdevelopment for manymem- cord oftheprevious semester; animpressive,also but Each new semester setandbroke theenrolment re has grown andexpanded ataconsiderable pace. Since 2009,Rhine-Waal University ofAppliedSciences STRATEGIC DEVELOPMENT – PROCESS AND CHALLENGES ANNEX: - this first brainstorming process. – more thantwo-thirds ofHSRWstaff –engagedin entire group attheendofday. Over 200people of thedrafting process, andwere presented to the These in-depthdiscussions produced thefirst results to discuss pre-defined topics in numerous rounds. cipants splitoffinto small,interdisciplinary groups by President HeideNaderer. Afterwards, theparti- introduction to theproposed SDPdrafting process lopment andopenedwithawelcome address and dedicated to thetheme ofstrategic university deve- the picturesque Wasserburg Rindern. The event was dent committee representatives to akick-off event in 2015, theExecutive Board invited allstaff andallstu- fessor DrKlapdorasproject coordinator. On5October cess support.Thesteering committee namedPro- representatives ofCHEConsultGmbHasexternal pro- (AStA) andthe Student Parliament (StuPa), and finally the headsofbothGeneral StudentCommittee Equal OpportunitiesOfficer, theDisabilityOfficers, tatives ofacademic andnon-academic staff, the Executive Board, Senate Chair, thedeans,represen- of representative groups: the Board of Governors, steering committee was formed from a cross-section To encourage active participation across theboard, the responsible for thestrategic direction oftheprocess. The first step involved forming asteering committee the pathUniversity took to achieve thisobjective. veloped. The following paragraph offers insight into identification withthegoalsandstrategies beingde- a goalunto itself, butrather to achieve widespread mary goaloftheSDPdevelopment process. Notas planning. Ensuringactive participationwas thepri- little time for comprehensive and long-term, strategic the swiftgrowth of the University hasleft precious the University. Jugglingthesemanyissues linked to fluctuation of staff and disrupts the flow of work at cating planning,thissituationresults in acontinuous RHINE-WAAL OF UNIVERSITY APPLIED SCIENCES SDP 2017-2022 SDP members. Theseconferences thenproduced their with aninternal strategic conference opento allits the processes varied indetail, eachFaculty began own specificstrategic development plans.Though At thispoint,work beganinthe Faculties ontheir then distributed to allUniversity personnel. work for theFaculty Development Plans(FDPs), was version ofthe paper, representing theguidingframe - portions ofthepaperundergoing revision. Thefinal feedback and suggestions, which resulted in some At this point, the paper was given to the deans for tributions to produce aStrategic Guidance Paper. external moderator, combined theirindividualcon - Executive Board members, againwithsupportofan the working groups. Duringaday-long retreat, the hard work andcontributions ofourcolleagues in that theStrategic Guidance Paper would reflect the that notopic orquestion remained unaddressed and into hisorherown problem programme. Thisassured area ofresponsibility, whichwere thenincorporated the working groups for topics andissues inhisorher the Executive Board combed through theresults of velop a Strategic Guidance Paper. Each member of For thenext step, the Executive Board neededto de- reports viaanonlineforum. gage in continued discussion on the working groups’ were able to contribute ideasandsuggestions oren- not endhere, however, as members of the University the interest oftransparency. Thecreative process did and publishedfor allmembers oftheUniversity in tensive work was recorded ingroup-specific reports future strategic orientation to take shape.Thisex proposing remedies, allowing thefirst contours ofa weakness analysis focused onfindingdeficits and University’s profile was scrutinisedviaastrength- issues that move members of the University. The each oftheseeightgroups discussed thetopics and With (partial)supportfrom external moderators, group setits own agendaandappointed aspeaker. groups over thefollowing months.Eachworking went further development in eight different working quent steps intheSDPdrafting process, andunder These initialresults formed thebasisfor thesubse- SDP 2017-2022 SDP RHINE-WAAL OF UNIVERSITY APPLIED SCIENCES - - begin! members oftheUniversity. Letthecollaborative work will require muchcommitment andenergy from all over thenext five years. Achieving theseobjectives are meantto guideusandourorganisation asawhole mentation. Thestrategic objectives enshrinedhere activities, butthebeginningofanew phaseofimple does notsignifytheendofalldevelopment-related Last, but not least, it should benoted that the SDP would like to express its sincere thanks. taken for granted. Accordingly, theadministration to thiskindof development process should not be gement, theenergy andthewillingness to contribute tion across allspheres oftheUniversity. Theenga- endeavoured to introduce anew culture ofparticipa- volved. By choosingthispath,theExecutive Board in ofparticipation levels extraordinary the to show descriptions ofourSDPdevelopment process serve they dothisisupto their discretion. Thesedetailed by lawto develop aStrategic Development Plan.How All universities in North Rhine-Westphalia are required Applied Sciences. gic Development PlanofRhine-Waal University of steering committee thenproduced thisfirst Strate- working groups, an editorial group formed bythe cutive Board, theFaculties andthecolleagues inthe From these texts on the strategic goals of the Exe- questions orconcerns. stages, as well as to address attendees’ remaining second timeto discuss theprocess andits current University were invited to Wasserburg Rindernfor a content development process, allmembers ofthe respective Faculty Council.To conclude thelong the discussion dictated, andfinally ratified bythe in theFaculty Conference, revised andreworked as years. Thesecombined planswere furtherdiscussed lopment strategies oftheFaculties over thenext five combined into four FDPs whicharticulate thedeve- dual contributions of the working groups were then the optionofexternal support,aswell. Theindivi- within theirFDPs. Theseworking groups were given own working groups to develop individualchapters - -

ANNEX: STRATEGIC DEVELOPMENT – PROCESS AND CHALLENGES 37 38 IMPRESSIONS FROM AN ORIENTATION EVENT FOR FIRST YEAR STUDENTS AT KAMP-LINTFORT CAMPUS RHINE-WAAL OF UNIVERSITY APPLIED SCIENCES SDP 2017-2022 SDP Circle MattWhite, 100% Paper 52349 Düren Fritz-Erler-Straße 40 Schloemer &Partner GmbH grün-gedruckt.de Printed by © Rhine-Waal University ofAppliedSciences Photos Rebecca Hildenhagen Design President ofRhine-Waal University ofAppliedSciences Dr HeideNaderer Responsible Party 47475 Kamp-Lintfort, Germany Friedrich-Heinrich-Allee 25 Kamp-Lintfort Campus 47533 Kleve, Germany Marie-Curie-Straße 1 Kleve Campus Rhine-Waal University ofAppliedSciences Publisher Kleve/Kamp-Lintfort © 2017Rhine-Waal University ofApplied Sciences, SDP 2017-2022 SDP RHINE-WAAL OF UNIVERSITY APPLIED SCIENCES PUBLICATION DETAILS recycled paper

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