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United States District Court for the Eastern District of Texas Tyler Division Case 6:11-cv-00470-LED Document 1 Filed 09/08/11 Page 1 of 38 PageID #: 1 IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF TEXAS TYLER DIVISION DataTreasury Corporation § Plaintiff § § v. § CIVIL ACTION NO: § JURY DEMANDED Austin Bancorp, Inc.; § Austin Bank Texas, N.A.; § BOK Financial Corp.; § Bank of Texas, N.A.; § Bank of the Ozarks, Inc.; § Bank of the Ozarks; § Cathay General Bancorp; § Cathay Bank; § Community Trust Financial Corporation; § Community Trust Bank of Texas; § Coppermark Bancshares,Inc. § Coppermark Bank; § Fifth Third Bancorp; § Fifth Third Bank; § First Financial Bankshares, Inc.; § First Financial Bank, N.A.; § First National of Nebraska, Inc.; § First National Bank of Omaha; § First National Bank Southwest; § Durant Bancorp, Inc.; § First United Bank and Trust Company d/b/a § First United Bank; § Inwood Bancshares, Inc.; § Inwood National Bank; § Marquette Financial Companies; § Meridian Bank Texas; § Metrocorp Bancshares, Inc,: § MetroBank, N.A.; § North Dallas Bank and Trust Co.; § PlainsCapital Corporation; § PlainsCapital Bank; § Texas Capital Bancshares, Inc.; § Texas Capital Bank, N.A.; § The ANB Corporation; § The American National Bank of Texas; § Central Bancorp, Inc.; § United Central Bank; § Woodforest Financial Group, Inc.; and § Woodforest National Bank § Defendants § _________________________________________________________________________________ Original Complaint for Patent Infringement Page 1 Case 6:11-cv-00470-LED Document 1 Filed 09/08/11 Page 2 of 38 PageID #: 2 ORIGINAL COMPLAINT FOR PATENT INFRINGEMENT I. BACKGROUND 1. The patents in suit – U.S. Patent No. 5,910,988 and 6,032,137 (collectively the “Ballard patents”) – are among the most thoroughly validated and valuable patents in the United States. The Ballard patents have been credited as being foundational to modern day, image-based check processing, enabling technological improvements that save the banking industry billions of dollars annually. 2. A vast majority of the top twenty-five banking institutions in America – including Bank of America, Citibank, J.P. Morgan Chase Bank, Wells Fargo Bank, and many others – have licensed the Ballard patents in recognition of the significant contribution of the Ballard patents to modern image-based check processing. It has been publicly reported that these banks have collectively paid more than $350 million to license the Ballard patents. 3. Industry leading J.P. Morgan Chase Bank has agreed to a Consent Judgment, confessing in Federal Court that the Ballard patents are valid, enforceable and infringed. Other large financial institutions such as PNC Bank have made similar confessions of validity in open court. 4. Dozens of prior litigants have spent hundreds of millions of dollars attempting to invalidate the Ballard patents or to prove them unenforceable. Despite this concerted joint effort by the banking industry, not a single bank has ever prevailed against the Ballard patents. 5. The only bank in the nation that has been sued for infringing the Ballard patents and then refused to pay for a license to use the patents all the way up through a jury _________________________________________________________________________________ Original Complaint for Patent Infringement Page 2 Case 6:11-cv-00470-LED Document 1 Filed 09/08/11 Page 3 of 38 PageID #: 3 trial was U.S. Bank. In March 2010, U.S. Bank was found guilty of willfully infringing the Ballard patents by a federal jury, and subsequently ordered to pay over $50 million dollars for its willful infringement of the patents. The same federal jury also unanimously found that the Ballard patents were not invalid. 6. The Ballard patents have been re-examined by the United States Patent and Trademark Office (“USPTO”), to determine their validity. Ultimately, each and every claim of the Ballard patents was upheld in full, and issued as valid for a second time by the USPTO. 7. The Ballard patents have had press coverage ranging from The Wall Street Journal and The Washington Post to industry publications such as The American Banker. Claudio Ballard, inventor of the Ballard patents was recognized as the 2010 Inventor of the Year by the United States Business and Industry Council in Washington, D.C. 8. The United States Congressional Budget Office has independently determined the value of the Ballard patents to be more than $1 billion. 9. Despite this unimpeachable validity, significant financial value, and widespread recognition as the cornerstone intellectual property underlying modern image- based check processing, the Ballard patents are being willfully infringed by the Defendants in this case. DataTreasury files this lawsuit to continue to protect its intellectual property and prevent these Defendants from continuing to willfully violate DataTreasury‟s intellectual property rights and the U.S. patent laws. II. THE PARTIES 10. The allegations of paragraphs 1-9 above are incorporated by reference as if fully set forth herein. _________________________________________________________________________________ Original Complaint for Patent Infringement Page 3 Case 6:11-cv-00470-LED Document 1 Filed 09/08/11 Page 4 of 38 PageID #: 4 11. Plaintiff DataTreasury Corporation ("DataTreasury") is a Delaware corporation that maintains its principal place of business at 2301 W. Plano Parkway, Ste. 106, Plano, Texas 75074. 12. Defendant Austin Bancorp, Inc. is a Texas corporation with its principal place of business at 200 East Commerce St., P.O. Box 951, Jacksonville, Texas 75766. This Defendant does business in Texas and can be served with process through its Chairman, Jeff Austin, Jr., at 200 E. Commerce St., Jacksonville, TX 75766. 13. Defendant Austin Bank Texas, National Association is a subsidiary of Austin Bancorp, Inc. with its principal place of business located at 200 East Commerce Street, Jacksonville, Texas 75766. This Defendant does business in Texas and can be served with process through its Registered Agent for Service, Debbie Colville, 200 East Commerce Street, Jacksonville, Texas 75766. 14. Defendant BOK Financial Corp. is an Oklahoma Corporation with its principal place of business located at Bank of Oklahoma Tower, Tulsa, Oklahoma 74192. This Defendant does business in Texas and can be served with process through its Registered Agent for Service, Frederic Dorwart, 124 E. 4th Street, Tulsa, Oklahoma 74103-5010. 15. Defendant Bank of Texas, National Association is a national banking association with its principal place of business at 5956 Sherry Lane, Suite 1100, Dallas, Texas 75225. This Defendant does business in Texas and can be served with process through any officer, member or managing agent at 5956 Sherry Lane, Suite 1100, Dallas, Texas 75225. 16. Defendant Bank of the Ozarks, Inc. is an Arkansas Corporation with its principal place of business located at 17901 Chenal Parkway, Little Rock, Arkansas 72223. This Defendant does business in Texas and can be served with process through its Registered _________________________________________________________________________________ Original Complaint for Patent Infringement Page 4 Case 6:11-cv-00470-LED Document 1 Filed 09/08/11 Page 5 of 38 PageID #: 5 Agent for Service, George G. Gleason II, 17901 Chenal Parkway, Little Rock, Arkansas 72211. 17. Defendant Bank of the Ozarks is a wholly owned subsidiary of Bank of the Ozarks, Inc. with its principal place of business located at 17901 Chenal Parkway, Little Rock, Arkansas 72211. This Defendant does business in Texas and can be served with process through its Registered Agent for Service Dan Thomas, 5949 Sherry Lane, Ste. 1075, Dallas, Texas 75225. 18. Defendant Cathay General Bancorp is a Delaware Corporation with its principal place of business located at 777 N. Broadway St., Los Angeles, California 90012- 2819. This Defendant does business in Texas and can be served with process through its Registered Agent for Service, Perry Oei, 9650 Flair Drive, El Monte, California 91731. 19. Defendant Cathay Bank is a California state chartered commercial bank with its principal place of business located at 777 N. Broadway St., Los Angeles, California 90012-2819. This Defendant does business in Texas and can be served with process through its Registered Agent for Service Herbert Ng, Vice President and Manager, 10375 Richmond Avenue, Suite 1600, Houston, Texas 77042. 20. Defendant Community Trust Financial Corporation is a Louisiana Corporation with its principal place of business located at 1511 N. Trenton St., Ruston, Louisiana 71270. This Defendant does business in Texas and can be served through its Registered Agent for Service, John F. Emory, 1511 N. Trenton St., Ruston, Louisiana 71270. 21. Defendant Community Trust Bank of Texas is a wholly owned subsidiary of Community Trust Financial Corporation with its principal place of business located at 8222 Douglas Avenue, Ste. 1, Dallas, Texas 75225. This Defendant does business in Texas and _________________________________________________________________________________ Original Complaint for Patent Infringement Page 5 Case 6:11-cv-00470-LED Document 1 Filed 09/08/11 Page 6 of 38 PageID #: 6 can be served with process through its Registered Agent for Service, Van E. Pardue, 8222 Douglas Avenue., Ste. 1, Dallas, Texas 75225. 22. Defendant Coppermark Bancshares, Inc. is an Oklahoma Corporation with its principal place of business located at 4631 NW 23rd Street, Oklahoma City, Oklahoma 73127-2103. This Defendant does business in Texas and be served with process through its Registered
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