arXiv:2108.07382v1 [math-ph] 17 Aug 2021 uierltos nadto otetredmninlmac polarizatio three-dimensional r example the ext key several to and the a variant, addition plays in one-dimensional operator In seen star typically relations. Hodge is tutive the As equations, Maxwell’s Hamiltonian. of independ the orientation and in metric rul contained is chain bracket the Poisson using the established that is are forms respe differential densities, with to over differentiation spect integrals functional as form between top stated relationship twisted are (i.e. twi which densities and over pairings, straight taken between be distinguish integrals in to all di variables choose of We calculus language vector detail. in the the in translating equat for stated Maxwell procedure is macroscopic magnetization the and for larization theory field Hamiltonian A Abstract aitna oe o h arsoi awl equations Maxwell macroscopic the for model Hamiltonian A 1 dnIsiuefrCmuainlEgneigadSciences and Engineering Computational for Institute Oden 2 eateto hsc n nttt o uinSuis The Studies, Fusion for Institute and Physics of Department ila Barham William 4 ehiceUiesta ¨nhn etu Mathematik Universit¨at M¨unchen,Technische Zentrum 1 3 hlpJ Morrison J. Philip , a-ln-ntttf¨ur Plasmaphysik Max-Plank-Institut sn xeircalculus exterior using uut1,2021 18, August 1 2 n rcSonnendr¨ucker Eric and , h nvriyo ea tAustin at Texas of University The , saeconsidered. are ns ) hsesrsta h duality the that ensures This s). odffrnilfrsi discussed is forms differential to tt etrfilsadwt re- with and fields vector to ct .Teter sdvlpdsuch developed is theory The e. n ihalmti dependence metric all with ent ocpcMxeleutos a equations, Maxwell roscopic retto needn.The independent. orientation nvriyo ea tAustin at Texas of University tddffrnilfrss that so forms differential sted eeta om.Teprecise The forms. fferential l nmdln h consti- the modeling in ole oswt ul eea po- general fully with ions ro aclsformulation calculus erior 3,4 Contents
1 Introduction 3
2 Mathematical context 4 2.1 Functionalderivatives ...... 5 2.1.1 The Fr´echet and Gˆateaux derivatives ...... 5 2.1.2 Chainrule...... 6 2.1.3 Functional chain rule examples ...... 7 2.2 Exteriorcalculus ...... 8 2.2.1 Tangent space and cotangent space ...... 8 2.2.2 Differentialforms...... 11 2.2.3 Orientation and orientability of manifolds ...... 14 2.2.4 Twisted forms: a dual space of differential forms ...... 15 2.2.5 A correspondence between vectors and differential forms...... 18 2.2.6 The adjoint of the flat and sharp operators ...... 19 2.2.7 Vector calculus in R3 anddifferentialforms ...... 20 2.3 Functional calculus with respect to differential forms ...... 23 2.3.1 First variation with respect to a differential form ...... 23 2.3.2 Maps between differential forms ...... 25 2.3.3 Second variation with respect to a differential form ...... 26 2.3.4 Partial functional derivatives ...... 29 2.3.5 Change of variables from (E, B) to (D, B) ...... 31
3 Geometrized macroscopic Maxwell equations 33 3.1 Macroscopic Maxwell equations ...... 34 3.1.1 Hamiltonianstructure ...... 35 3.2 3D geometrized Maxwell equations ...... 36 3.2.1 Hamiltonianstructure ...... 38 3.2.2 Derivatives of the Hamiltonian ...... 38 3.2.3 Equations of motion and Casimir invariants ...... 40 3.3 On the Poisson bracket: the correspondence between the two versions . . . 41 3.4 Theoryusingonlystraightforms ...... 43 3.4.1 Codifferentialoperator...... 43 3.4.2 Hamiltonian structure with straight forms ...... 43 3.5 1D geometrized Maxwell equations ...... 44 3.5.1 1DMaxwellequations ...... 44 3.5.2 Differentialformsin1D ...... 45 3.5.3 1D Maxwell’s equations as differential forms ...... 47
2 4 Example energy functional 49 4.1 Linearmodelforpolarization ...... 49 4.2 Linear polarization with dependence on derivatives ...... 50
5 Conclusion 53
6 Acknowledgements 55
1 Introduction
A host of electromagnetic phenomena occur in polarized and magnetized media. As the rational of introducing polarization and magnetization amounts to the hiding complicated microscopic behavior in constitutive laws, the equations describing electromagnetism in a medium are often called the macroscopic Maxwell equations. Typically, an empirical linear model is used for these constitutive models. However, in many plasma models, it is useful to consider a self consistent model that can account for more complex couplings between the material, e.g. a charged particle model, and the fields. A systematic theory for lifting particle models to kinetic models and the Hamiltonian structure of these lifted models was given in [13]. It has been shown that many kinetic models of interest fit into this framework such as guiding center drift kinetics [13] or gyrokinetics [4]. Frequently, such models include nonlinear field dependent polarizations. Recently, structure preserving discretizations which replicate aspects of the continuous Hamiltonian structure in a discrete system have been a popular area of research [14]. In particular, such a discretization was found for the Maxwell-Vlasov equations [9]. These structure preserving methods generally rely on the characterization of Maxwell’s equations using differential forms (e.g. [7], [1], [10]). The Maxwell component of the model given in [13] involves a somewhat complicated expression for the relationship between the polar- ization and magnetization with the electric and magnetic fields through functional deriva- tives of an energy functional. This adds difficulty when incorporating this model into the geometric language of differential forms necessary for structure preserving discretization. In particular, some care is needed when interpreting functional derivatives with respect to differential forms. This work seeks to provide a sound geometric interpretation of the macroscopic Maxwell equations and their Hamiltonian structure. A structure preserving discretization of the macroscopic Maxwell equations in Hamiltonian form is given in the accompanying paper [2]. The macroscopic Maxwell equations obtained from [13] are a Hamiltonian field theory. This paper seeks to express this Hamiltonian field theory in terms of differential forms. Hence, it follows that one must investigate the meaning of variational derivatives with respect to differential forms. Given a Banach space X, the variational derivative of a functional on this space, e.g. K : X R, lives in the dual space X∗. Hence, in order → to properly understand derivatives with respect to differential forms, it is necessary to
3 give some attention to the pairing between differential forms and linear functionals on differential forms. One may consider spaces of differential forms on a Riemannian manifold to be self-dual through the metric dependent L2-inner product. Alternatively, one may use Poincar´eduality to pair differential k-forms with orientation dependent twisted (n k)- − forms (a pairing which does not utilize a metric). These two alternative identifications of the functional derivative are related to each other through the Hodge star operator and are thus Poincar´eduals of each other. Inspired by the formalism presented in [5], representation of functional derivatives via Poincar´eduality is taken in this paper because it provides a richer description of Maxwell’s equations. In particular, the use of twisted differential forms yields a Hamiltonian field theory which is orientation independent and whose Poisson bracket is explicitly metric independent. Each variable is associated with a space of differential forms on either the primal de Rham complex of straight differential forms or the dual de Rham complex of twisted differential forms. These two complexes are related to each other through the Hodge star operator. The resulting Hamiltonian theory is easily converted into a format based only on the primal complex, but certain features (e.g. explicit metric independence of the Poisson bracket) are lost in this conversion. Treatment of the constitutive relations in electromagnetism through Poincar´eduality is also found in [7]. While we largely refrain from discussion of rigorous functional analytic concerns in order to focus discussion on the Hamiltonian structure of Maxwell’s equations in a geometric context, [7] discusses the appropriate rigorous mathematical setting in greater detail. We begin with a discussion of variational calculus (2.1) and differential geometry (2.2) to fix notation. The relationship between functional differentiation with respect to vector fields and with respect to differential forms is given (2.3). With the mathematical con- text thus established, the Hamiltonian structure of the macroscopic Maxwell equations is presented. First, in terms of vectors (3.1) and subsequently in terms of differential forms (3.2). The structure of the Poisson bracket is then discussed in greater detail (3.3). Next the Hamiltonian structure previously developed using both straight and twisted forms is rewritten in a format that only utilizes straight forms (3.4). An analogous discussion is presented for a simple one-dimensional version of Maxwell’s equations (3.5). Finally, we discuss several example energy functionals (4).
2 Mathematical context
In this section, we present a brief overview of the mathematical tools needed to develop a Hamiltonian theory for the macroscopic Maxwell equations using the language of differen- tial forms.
4 2.1 Functional derivatives We begin by considering functional derivatives on a general Banach space. We will later specialize to the case of derivatives on spaces of differential forms.
2.1.1 The Fr´echet and Gˆateaux derivatives Definition 1. Suppose that X and Y are normed linear spaces. Let B(X,Y ) be the space of bounded linear operators from X to Y . Let U X. Consider Φ : U Y . Let x U ⊂ → ∈ and h U. We say that Φ is Fr´echet differentiable at x if there exists a bounded linear ∈ operator D Φ[x] B(X,Y ) such that X ∈ Φ[x + h] Φ[x] D Φ[x]h k − − X kY 0 as h 0. (1) h → k kX → k kX
We call DX Φ[x] the Fr´echet derivative of Φ at x. If Φ is Fr´echet differentiable at every x U, then we say that Φ is differentiable on U. Since ∈ we assumed that the derivative is a bounded linear operator, this means that Φ C1(X,Y ). ∈ If we further assume that Φ is a bijection between U and V Y and D Φ−1(y) is exists, ⊂ Y then Φ is a C1-diffeomorphism between U and V .
Definition 2. We define the Gˆateaux derivative, D Φ[x] : U Y at x, to be the X → bounded linear operator D Φ[x] B(X,Y ) such that for t R 0 and h X X ∈ ∈ \ { } ∈ 1 Φ[x + th] Φ[x] tD Φ[x]h 0 as t 0. (2) t k − − X kY → → If Φ is Fr´echet differentiable, then it is Gˆateaux differentiable, but the reverse is not nec- essarily true. For our purposes throughout this article, we assume that Φ is Gˆateaux differentiable. Notice, if f : X R, then D f[x] X∗, the space of bounded linear functionals on → X ∈ X. If a duality pairing , ∗ has been specified, we use the following notation: h· ·iX ,X δf DX f[x]h = , h . (3) δx ∗ X ,X Throughout this article, the notation on the left side of the equality is used to emphasize that the quantity is independent of the duality pairing used, whereas the notation on the right is dependent on our choice of duality pairing. This will become useful in situations where there are multiple convenient identifications of the dual space.
5 2.1.2 Chain rule Theorem 1. (Chain Rule) Let X,Y,Z be normed linear spaces. Let U X and V Y ⊂ ⊂ be open. Suppose f : U Y and g : V Z. Let y = f[x] V . Suppose g is Fr´echet → → ∈ differentiable at y and f is Gˆateaux (Fr´echet) differentiable at x. Then g f is Gˆateaux ◦ (Fr´echet) differentiable at x and
D (g f)[x]= D g[y] D f[x]. (4) X ◦ Y ◦ X Corollary 1. Let X,Y be normed linear spaces. Let Φ : X Y be a C1-diffeomorphism. → Then −1 −1 (DX Φ[x]) = DY Φ [y]. (5) Proof: id = D (Φ−1 Φ)[x]= D Φ−1[y] D Φ[x]. (6) X X ◦ Y ◦ X
Corollary 2. Let X,Y be normed linear spaces. Let K : Y R and let Φ : X Y be a → → C1-diffeomorphism. Suppose y = Φ[x]. Then
D K[y] = ((D Φ[x])−1)∗D (K Φ)[x]. (7) Y X X ◦ That is, if h Y , ∈
D K[y], h ∗ = ((D Φ[x])−1)∗D (K Φ)[x], h ∗ h Y iY ,Y h X X ◦ iY ,Y = D (K Φ)[x], (D Φ[x])−1h ∗ . h X ◦ X iX ,X Proof: By the chain rule,
D (K Φ)[x]= D K[y] D Φ[x] X ◦ Y ◦ X Let k X. Let h Y such that h = D Φ[x]k. Thus, ∈ ∈ X D (K Φ)[x], k ∗ = D K[y], D Φ[x]k ∗ = D K[y], h ∗ . h X ◦ iX ,X h Y X iY ,Y h Y iY ,Y −1 But since k = (DX Φ[x]) h, it follows that
D K[y], h ∗ = D (K Φ)[x], (D Φ[x])−1h ∗ h Y iY ,Y h X ◦ X iX ,X = ((D Φ[x])−1)∗D (K Φ)[x], h ∗ . h X X ◦ iY ,Y
6 2.1.3 Functional chain rule examples Example 1. (functional derivative of object in the dual space) Let (X, ) be a normed k · kX linear space and let X∗ be its dual. Let f, g : X R. Moreover, assume that the space → is reflexive so that X∗∗ = X. Denote their Fr´echet derivative at v X in the direction ∈ u X by ∈ δf DX f[v]u = , u . δv ∗ X ,X If (X, ( , ) ) is an inner product space, then there exists a linear isomorphism R : X∗ X · · X → such that u, v ∗ = (Ru, v) . h iX ,X X Hence, if f ∗ : X∗ R, and we define → δf ∗ ∗ ∗ ∗ ∗ ∗ DX f [v ]u = u , ∗ , δv ∗ X ,X where we have used reflexivity of X, then if we let u = Ru∗, v = Rv∗ and f = f ∗ R−1, ◦ then by the chain rule, we have
∗ ∗ ∗ DX∗ f [v ]u = DX f[v]u.
Hence,
∗ ∗ δf δf u , ∗ = , u δv ∗ δv ∗ X ,X X ,X δf ∗ δf δf δf ∗ = Ru∗, = R , u = R = . (8) ⇒ δv∗ δv ⇒ δv δv∗ X X
The above makes it clear that if one is in Hilbert space, it makes little difference whether one defines the functional derivative with respect to the duality pairing , ∗ or the h· ·iX ,X inner product ( , ) as the two representations are related via the Riesz map. Likewise, · · X the functional derivative of a functional on the dual space may be recast on the primal space via the Riesz representation.
Example 2. (functional derivative with respect to gradient) Let K : C∞(Rn, Rn) R → such that g C∞(Rn, Rn), f C∞(Rn) such that K[g] = K[ f]. Note that g ∀ ∈ ∃ ∈ ∇ ∀ ∈ C∞(Rn, Rn) and f C∞(Rn), we have ∈
(g, f) 2 Rn Rn = ( g,f) 2 Rn . ∇ L ( , ) − ∇ · L ( )
7 So, we find that, the L2 adjoint of the gradient is the negative divergence. Let Kˆ = K ◦∇ so that Kˆ [f]= K[ f]. The chain rule implies ∇ δKˆ [f] δK[ f] DKˆ [f]ξ = ,ξ = ∇ , ξ δf δ f ∇ 2 Rn Rn !L2(Rn) ∇ L ( , ) δKˆ [f] δK[ f] = = ∇ . (9) ⇒ δf −∇ · δ f ∇
Comment 1. This example assumed infinite regularity and an infinite domain. However, with some delicacy, this result may be extended to spaces on a finite domains (with appro- priate boundary conditions) and limited regularity. For the purposes of this paper, we do not need to generalize to finite domains or situations with limited regularity. However, we will later generalize this result to obtain an analogous expression for differential forms.
2.2 Exterior calculus In what follows, only enough exposition is given to fix our notation. Nearly all proofs are omitted since they may be found in most differential geometry books. For a more complete discussion of exterior calculus, see [6] [11].
2.2.1 Tangent space and cotangent space Definition 3. Given a set M, a chart on M is a an ordered pair (U, φ) where U M and ⊆ φ : U φ(U) Rn is a bijection. Given x M, we call the vector φ(x) = (x1, ,xn) → ⊂ ∈ · · · the coordinates of x.
Definition 4. A differentiable n-manifold is a set M, along with a collection of coordi- nate charts (U , φ ) such that, given two charts (U, φ ), (V, φ ) such that U U = ∅, α Uα Uα Uβ α ∩ β 6 φ (U U ) and φ (U U ) are open subsets of Rn and Uα α ∩ β Uβ α ∩ β φ φ−1 : φ (U U ) φ (U U ) Uα Uβ Uβ α β Uα α β ◦ φU (Uα∩Uβ) ∩ → ∩ β and −1 φUβ φU : φUα (Uα Uβ) φUβ (Uα Uβ) ◦ α φUα (Uα∩Uβ) ∩ → ∩ ∞ are C . Moreover, the integer n is called the dimension of M. We may define the space C∞(M) to be the space of functions f : M R such that → f φ−1 C∞ for every coordinate chart φ. A curve on a manifold is simply a function ◦ ∈ c : R M. →
8 Definition 5. Given two curves c , c : R M, they are called equivalent at x M if 1 2 → ∈ d d c (0) = c (0) = x and (φ c ) = (φ c ) . 1 2 dt ◦ 1 dt ◦ 2 t=0 t=0
This defines an equivalence class of curves on the manifold. This equivalence class is called the tangent space to M at x, denoted T M. An element X T M is called a tangent x ∈ x vector. Given a coordinate chart such that φ(x) = (x1, ,xn) and a curve c which gives · · · rise to X T M as described above, the coordinates of X are ∈ x d Xi = (φ c)i . dt ◦ t=0
i n Given a local coordinate system on M, x , TxM has basis vectors that we shall denote { }i=1 ∂ n . This basis will also frequently be denoted { i}i=1 n ∂ i ∂ ∂ = = X TxM is written in coordinates as X = X . (10) i ∂xi ⇒ ∈ ∂xi Xi=1 Definition 6. The collection
T M = (x,y) : x M y T M { ∈ ∈ x } is called the tangent bundle of M.
Definition 7. If X : M T M is a smooth map, then we will call this a smooth vector → field. We will denote the space of smooth vector fields on M by X(M).
Smooth vector fields of this space will frequently be denoted with capital letters. We may equip a manifold with a pointwise inner product on the tangent space.
Definition 8. A Riemannian manifold is an ordered pair (M, g) where M is a manifold, and g, called the Riemannian metric, is a pointwise inner product on the tangent space. Since g depends on the base point in M, we shall frequently denote it gx. Hence, given x M, g : T M T M R linear, symmetric, and positive definite. ∈ x x × x → This inner product may be written for X,Y X(M), ∈ n g(X,Y )= X Y = Xig Y j (11) · ij Xi=1 where the second expression is in local coordinates. Occasionally, one uses the notation g = gx in order to make dependence of the metric on the base point in M explicit.
∗ Definition 9. The dual space to TxM is called the cotangent space and is denoted Tx M.
9 In local coordinates, it has a basis dxi n which is dual to ∂ n . Hence, dxi, ∂ = δi { }i=1 { i}i=1 h j i j and n ω T ∗M = ω = ω dxi. (12) ∈ x ⇒ i Xi=1 Definition 10. The collection
T ∗M = (x,y) : x M y T ∗M { ∈ ∈ x } is called the cotangent bundle. Analogous to the space of smooth vector fields, which were smooth maps M T M, we → may define a collection of smooth maps M T ∗M. → Definition 11. The space of differential 1-forms to be smooth maps ω : M T ∗M. → We will use Λ1(M) to denote this space. We typically denote elements of Λ1(M) with greek letters or lowercase letters. If X X(M) ∈ and ω Λ1(M), then ∈ ω(X)= ω X = ω, X = ω Xi (13) · h i i Xi are all notations for evaluating ω at X. Notice that the value of this expression depends on the base point x M on the manifold. Hence, Λ1(M) may be thought of either as a ∈ smooth map from M to T ∗M or a map sending X(M) to smooth functions on M. ij Definition 12. Because gij is positive definite, it has an inverse: g . That is,
kj j ik i gikg = δi and g gkj = δj. Hence, we may define an inner product on Λ1(M) as follows:
n ω, η Λ1(M) = g−1(ω, η)= ω η = ω gijη . (14) ∈ ⇒ · i j Xi=1 where the notation g−1 is used to emphasize that the matrix representation of the metric on 1-forms is the inverse of that on vector fields. One can see that the dot product notation can mean different things depending on its arguments. It can mean a pairing between a vector and a covector, the inner product of two vectors, or the inner product between two covectors. Context will usually make the intended meaning obvious. In coordinates, we may write
g( , )= g dxi dxj · · ij ⊗ and ∂ ∂ g−1( , )= gij . · · ∂xi ⊗ ∂xj
10 Definition 13. Given f : M R, we may define its differential by → n ∂f df(x) v = vi (15) · ∂xi Xi=1 where v X(M). Hence, df Λ1(M). ∈ ∈ Notice that if we consider the basis vectors of a vector field to be differential operators, then n ∂f X[f]= Xi = df(x) X. ∂xi · Xi=1 2.2.2 Differential forms Definition 14. For k 1, the space of differential k-forms on M, Λk(M), is defined ≥ to be the space of smooth, anti-symmetric, k-linear forms on T M. That is, ωk Λk(M) x ∈ if ωk :T M T M R x ×···× x → n times where for any permutation of σ : 1,...,k 1,...,k , and any X k T M, we {| }{z → { } } { i}i=1 ⊂ x have k k ω (X1,...,Xk)= sign(σ)ω (Xσ(1),...,Xσ(k)). We define Λ0(M) to be the space of scalar functions on M. For k < 0 and k>n, we define Λk(M)= ∅.
In the previous section, we defined Λ1(M). Notice that the definition here is consistent with our previous definition. When it is helpful we will frequently indicate a differential k-form with a superscript: ωk Λk(M). However, to avoid notational clutter this superscript will ∈ be used only when confusion is possible or multiple kinds of differential forms are at play.
Proposition 1. Given a manifold M with dim(M)= n, Λk(M) is a vector space and
n dim(Λk(M))) = . (16) k Definition 15. The wedge product is a mapping : Λk(M) Λl(M) Λk+l(M) with ∧ × → the following properties:
1. Linearity: ω (aη + bν)= aω η + bω ν ∧ ∧ ∧ 2. Anticommutativity: ωk ηl = ( 1)klηl ωk ∧ − ∧ 3. Associativity: ω (η ν) = (ω η) ν. ∧ ∧ ∧ ∧
11 Note, anticommutativity plus linearity implies bilinearity. Linearity also implies distribu- tivity of scalar multiplication. Finally, anticommutativity implies that ωk ωk = 0 when ∧ k is odd or when k >n/2. Recall, the canonical basis for Λ1(M) was denoted dxi n . Hence, the canonical basis { }i=1 for Λk(M) is
dxi1 dxik : i k 1,...,n and i = i for l = m . (17) ∧···∧ { l}l=1 ⊂ { } l 6 m 6 n o Comment 2. One can see that the differential defined in the previous section is an opera- tion taking 0-forms to 1-forms: d : Λ0(M) Λ1(M). This idea may be generalized to all 0 → k-forms.
Definition 16. An exterior derivative: d : Λk(M) Λk+1(M) which satisfies the k → following:
1. For f Λ0(M), df Λ1(M) is the differential of f. ∈ ∈ 2. The spaces (Λk(M), d ) form a cochain complex: i.e. d d = 0. k k+1 ◦ k 3. The exterior derivative satisfies the Leibniz rule:
d(ωk ηl)= dωk ηl + ( 1)kωk dηl. (18) ∧ ∧ − ∧ Although the above definition does not directly give a formula to compute the exterior derivative of a general ωk Λk(M), one may recursively compute the exterior derivative ∈ using its three defining characteristics. We will typically omit the k-subscript from the exterior derivative notation, but it is important to remember that d : Λk(M) Λk+1(M) → refers to a hierarchy of operators acting on a sequence of interrelated vector spaces.
Definition 17. A differential form ωk such that ωk = dηk−1 is called exact. A differential form such that dωk = 0 is called closed.
Because the exterior derivative is a nilpotent operator, it is clear that every exact differential form is closed. The reverse is not true in general; however, the Poincar´elemma tells us that on a contractible manifold, all closed differential forms are exact.
Definition 18. Let φ : M N be a smooth mapping between two manifolds of dimension → n. The pullback, denoted φ∗ of a differential k-form is given by
φ∗ωk(v , . . . , v )= ωk (D φ v ,...,D φ v ) (19) x 1 k φ(x) x · 1 x · k where the x-subscript is included to emphasize dependence on the base point x M and ∈ φ(x) N. ∈
12 Proposition 2. Let ωk, ηk Λk(N) and let φ : M N be a smooth mapping between ∈ → differential n-manifolds. Then the pullback φ∗ has the following properties: 1. Linearity: φ∗(ωk + ηk)= φ∗ωk φ∗ηk ∧ 2. Algebra homomorphism: φ∗(ωk ηk) = (φ∗ωk) (φ∗ηk) ∧ ∧ 3. Composition rule: (φ φ )∗ = φ∗ φ∗. 1 ◦ 2 2 ◦ 1 Proposition 3. Let φ : M N be a smooth mapping between differential k-manifolds → and let ωk Λk(N). Then ∈ ωk = φ∗ωk. (20) Zφ(M) ZM Therefore, it is through the pullback that one changes coordinates. ∗ k ∗ k Proposition 4. The exterior derivative commutes with the pullback: dk(φ ω )= φ (dkω ). Hence, we find that the exterior derivative is independent of our choice of coordinate system. Theorem 2. (Stokes’ theorem) Let ω Λk(M) and let Σ be a manifold of dimension ∈ k + 1 with boundary ∂M. Then dω = ω. (21) ZΣ Z∂Σ Hence, with respect to the pairing between a differential k-form and a k-manifold defined by integration Stokes’ theorem implies that the exterior derivative and the boundary operator are in a certain sense adjoints of each other. Definition 19. The interior product of a vector field, X, with a differential k-form is a map i : Λk(M) Λk−1(M) such that X → k k (iX ω )x(v2, . . . , vk)= ωx(X(x), v2, . . . , vk). (22) Anti-commutativity of the wedge product immediately implies: i (ωk ηl) = (i ωk) ηl + ( 1)kωk (i ηl). X ∧ X ∧ − ∧ X Definition 20. Let X (M). Then ϕ is the flow of X if ∈X t d ϕ = X(ϕ ). dt t t Definition 21. The Lie derivative of a k-form ωk is d £ ωk = ϕ∗ωk . (23) X dt t t=0
Proposition 5. (Cartan’s magic formula) Let ω Λk(M) and X X(M). Then ∈ ∈ £X ω = diX ω + iX dω. (24) Physically, the Lie derivative represents the instantaneous rate of change of a quantity as it is dragged by the flow of a vector field.
13 2.2.3 Orientation and orientability of manifolds A shortcoming of differential forms is that their integration is an orientation dependent procedure. If this is not addressed, physical theories built using differential forms may contain an artificial dependence of measurements on the arbitrarily selected orientation of the ambient space. This is the motivation for defining an orientation independent volume form from which twisted differential forms may be defined. To begin with, it is helpful to provide a rigorous definition of orientation. This notion is intimately connected with the notion of coordinate systems on a vector space and trans- formations of that coordinate system. That is, if u n and v n are two coordinate { i}i=1 { i}i=1 systems of basis vectors for a vector space V , then there exists a bijection T : X X such → that n vi = Tijuj. (25) Xj=1 Definition 22. Let V be a vector space of dimension n. Define an equivalence class on the set of all ordered sets of basis vectors on V as follows: n u n = v n T : X X such that v = T u where det(T ) > 0. { i}i=1 ∼ { i}i=1 ⇐⇒ ∃ → i ij j Xj=1 If two sets of basis vectors are in the same equivalence class, they are said to have the same orientation. Because the entries of T area all real, det(T ) R. Hence, because det(T ) takes one of ∈ two signs, it is clear that the above definition partitions the set of all basis vectors on a vector space into two equivalence classes. One may pick arbitrarily which of these two orientations is the positive orientation and which is negative. This notion may be extended to certain manifolds as follows: Definition 23. Consider a differentiable n-manifold, M. If there exists an atlas of M A such that for any two charts (U , φ ), (U , φ ) in such that U U = , the Jacobian α α β β A α ∩ β 6 ∅ determinant of φ−1 φ is positive, then the manifold is said to be orientable. β ◦ α The choice of the atlas selects an orientation for each tangent space, TxM, to the manifold. The orientation of a manifold M which has boundary ∂M induces an orientation on ∂M. It is important to note that Stokes’ theorem requires that one use the compatible induced orientation of ∂M. It is not always possible to define a global orientation on a manifold. Perhaps the most famous example of a non-orientable manifold is the M¨obius strip. Comment 3. There is a notion of inner and outer orientation of manifolds important in the field of mimetic discretization [10]. While this will not be discussed here, this idea is complementary to the discussion of straight versus twisted differential forms in the following section.
14 2.2.4 Twisted forms: a dual space of differential forms It is also possible to show that orientability of a differentiable n-manifold is equivalent to the existence of a nowhere vanishing n-form: i.e. the existence of a volume form. However, there should be a way to define a volume measuring form that does not depend on orientation nor even requires orientability of a manifold. Indeed, one can imagine measuring areas of on M¨obius strip everywhere except on a set of measure zero: e.g. by cutting the strip and flattening it. This motivates the following discussion of densities.
Definition 24. If V is a vector space, a density on V is a map
ω :V V R ×···× → n times such that for any linear map A : V V , if Y = AX for i = 1,...,n, then →| {z i } i ω(Y ,...,Y )= det(A) ω(X ,...,X ). (26) 1 n | | 1 n Proposition 6. The space of densities associated with V , denoted Ω(V ), is a one-dimensional vector space.
Definition 25. A density such that ω(X ,...,X ) > 0 for all linearly independent X n 1 n { i}i=1 is called positive.
If ωn Λn(V ), then we may associate a unique positive density with ωn. Namely, ∈ ωn (X ,...,X )= ωn(X ,...,X ) . | | 1 n | 1 n | Definition 26. If M is a smooth manifold, then we may define a space of densities, known as the density bundle, associated with each tangent space as follows: x M, then ∈ Ω(TxM) is the space of densities on TxM. We define
Ω(M)= Ω(TxM). x [ Just as a vector field is a section of the tangent bundle, a density on M is defined to be a section of Ω(M).
Definition 27. We define the space of densities on M to be smooth maps ω : M → Ω(M). We will use Λ˜ n(M) to denote this space. Hence, if ω˜n Λ˜ n(M), then ω˜n ∈ x ∈ Ω(TxM). Proposition 7. For any smooth manifold Reimannian manifold (M, g), there exists a n unique positive density, call it vol , such that for any local orthonormal frame ∂ n , { i}i=1 n g vol (∂1,...,∂n) = 1. (27)
g 15 n Definition 28. This density, vol , will be called the volume form. The space Λ˜ n(M) is also known as the space of twisted n-forms. g Definition 29. Let ∂ n be a coordinate system on the tangent space (which we also { i}i=1 denote ∂). We define an operator o(∂) which encodes the orientation of the manifold. This operator transforms as
o(T ∂)= o(T ∂1,...,T∂n)= sign(det(T ))o(∂1,...,∂n)= sign(det(T ))o(∂). (28) This operator is useful in writing coordinate representations of twisted differential forms. Example 3. On a Riemannian manifold, (M, g), in local coordinates xi n , the volume { }i=1 form is written n vol = o(∂) det gdx1 . . . dxn. (29) ∧ ∧ Using the volume form, we may introducep a new hierarchy of vector spaces called the g twisted differential forms. To avoid confusion, we call the previously defined orientation independent differential forms straight forms. Twisted forms go by other names in the literature. Frankel calls them pseudoforms, and twisted top forms are called densities as noted above. The name, pseudoform, is perhaps preferable because it emphasizes the analogous character of pseudovectors and pseudoforms. However, because of prevalent usage, this paper will favor the term twisted forms. Moreover, we will usually represent twisted forms with a tilde and the space of twisted k-forms by Λ˜ k(M): e.g.ω ˜k Λ˜ k(M). ∈ The space of straight forms will continue to be denoted by Λk(M), and a k-form without a tilde will generally refer to a straight form. The space of twisted (n k)-forms, Λ˜ n−k(M), may be defined as a dual space to Λk(M) − as follows. Definition 30. The metric tensor induces a pointwise scalar product on k-forms. If
ω = ω dxik . . . dxik and η = η dxik . . . dxik i1,...,ik ∧ ∧ i1,...,ik ∧ ∧ i1<...