SECURITIES AND EXCHANGE COMMISSION

FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers

Filing Date: 2021-08-13 | Period of Report: 2021-06-30 SEC Accession No. 0001420506-21-001133

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FILER Sigma Planning Corp Mailing Address Business Address 300 PARKLAND PLAZA 300 PARKLAND PLAZA CIK:1449126| IRS No.: 382472558 | State of Incorp.:MI | Fiscal Year End: 0131 ANN ARBOR MI 48103 ANN ARBOR MI 48103 Type: 13F-HR | Act: 34 | File No.: 028-16541 | Film No.: 211171451 734-663-1611

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE OMB Number: 3235-0006 COMMISSION Expires: July 31, 2015 Washington, D.C. 20549 Estimated average burden hours per response: 23.8 FORM 13F

FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06-30-2021 Check here if Amendment: ☐ Amendment Number: This Amendment (Check only one.): ☐ is a restatement. ☐ adds new holdings entries.

Institutional Investment Manager Filing this Report: Name: Sigma Planning Corp Address: 300 Parkland Plaza ANN ARBOR, MI 48103 Form 13F File Number: 028-16541

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager: Name: Randolph Pistor Title: Chief Compliance Officer Phone: 734-663-1611

Signature, Place, and Date of Signing: Randolph Pistor, Chief Compliance Officer ANN ARBOR, MICHIGAN 08-13-2021 [Signature] [City, State] [Date]

Report Type (Check only one.): ☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information table Entry Total: 1413 Form 13F Information table Value Total: 3355093 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

NONE

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0006 Washington, D.C. 20549 Expires: July 31, 2015 Estimated average burden FORM 13F hours per response: 23.8

FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE 22ND CENTY GROUP INCCOM Stock 90137F103 443 95,600 SH SOLE 0 0 95,600 2U INC COM Stock 90214J101 346 8,304 SH SOLE 0 0 8,304 360 DIGITECH INC AMERICAN DEP ADR 88557W101 224 5,350 SH SOLE 0 0 5,350 3M CO COM Stock 88579Y101 5,639 28,388 SH SOLE 0 0 28,388 ABB LTD SPONSORED ADR ADR 000375204 758 22,296 SH SOLE 0 0 22,296 ABBOTT LABS COM Stock 002824100 3,605 31,095 SH SOLE 0 0 31,095 ABBVIE INC COM Stock 00287Y109 13,884 123,263 SH SOLE 0 0 123,263 ABERDEEN AUSTRALIA CEF 003011103 76 11,789 SH SOLE 0 0 11,789 ABERDEEN STANDARD BLOOMBERG ALL COMMODITY STRATEGY K-1 FREE ETF ETF 003261104 360 13,637 SH SOLE 0 0 13,637 ABRAXAS PETE CORP Stock 003830304 260 80,490 SH SOLE 0 0 80,490 ACACIA RESH CORP AR ACACIA TECHNOLOGIES COM Stock 003881307 72 10,700 SH SOLE 0 0 10,700 ACADEMY SPORTS & OUTDOORS INC COM Stock 00402L107 292 7,071 SH SOLE 0 0 7,071 ACCENTURE LTD BERMUDA CL A Stock G1151C101 2,123 7,202 SH SOLE 0 0 7,202 ACTIVISION INC Stock 00507V109 857 8,978 SH SOLE 0 0 8,978 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR ADR 00653A107 43 10,209 SH SOLE 0 0 10,209 ADOBE SYS INC Stock 00724F101 9,390 16,034 SH SOLE 0 0 16,034 ADVANCE AUTO PARTS INC Stock 00751Y106 1,030 5,021 SH SOLE 0 0 5,021 ADVANCED MICRO DEVICES INC COM Stock 007903107 4,589 48,854 SH SOLE 0 0 48,854 ADVENT CLAYMORE CONVERTIBLE SECS & INC CEF 00764C109 227 11,767 SH SOLE 0 0 11,767 ADVISORSHARES PURE CANNABIS ETF ETF 00768Y495 293 13,886 SH SOLE 0 0 13,886 ADVISORSHARES PURE US CANNABIS ETF ETF 00768Y453 543 13,571 SH SOLE 0 0 13,571 ADVISORSHARES Q DYNAMIC GROWTH ETF ETF 00768Y438 407 14,450 SH SOLE 0 0 14,450 AES CORP Stock 00130H105 270 10,341 SH SOLE 0 0 10,341 AEVA TECHNOLOGIES INC COM Stock 00835Q103 410 38,770 SH SOLE 0 0 38,770 AFLAC INC COM Stock 001055102 1,149 21,410 SH SOLE 0 0 21,410 AGEX THERAPEUTICS INC COM Stock 00848H108 80 51,700 SH SOLE 0 0 51,700 AIR PRODS & CHEMS INC COM Stock 009158106 2,190 7,614 SH SOLE 0 0 7,614 AIRBNB INC COM CL A Stock 009066101 1,451 9,474 SH SOLE 0 0 9,474 ALASKA AIR GROUP INC COM Stock 011659109 330 5,464 SH SOLE 0 0 5,464 ALBEMARLE CORP Stock 012653101 653 3,877 SH SOLE 0 0 3,877 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 4,566 20,136 SH SOLE 0 0 20,136 ALIGN TECHNOLOGY INC Stock 016255101 1,180 1,931 SH SOLE 0 0 1,931 ALLEGHANY CORP MD COM Stock 017175100 295 442 SH SOLE 0 0 442 ALLEGION PLC Stock G0176J109 402 2,889 SH SOLE 0 0 2,889 ALLIANCE DATA SYSTEMS Stock 018581108 209 2,005 SH SOLE 0 0 2,005 ALLIANCE RESOURCE PARTNERS L P UNIT Stock 01877R108 164 22,750 SH SOLE 0 0 22,750 ALLIANT ENERGY CORP COM Stock 018802108 258 4,634 SH SOLE 0 0 4,634 ALLSTATE CORP Stock 020002101 2,011 15,418 SH SOLE 0 0 15,418 ALLY FINL INC COM Stock 02005N100 427 8,576 SH SOLE 0 0 8,576 ALPHABET INC CAP STK CL C Stock 02079K107 18,492 7,378 SH SOLE 0 0 7,378 ALPINE GLOBAL PREMIER PROPERTIES FD CEF 00302L108 209 32,845 SH SOLE 0 0 32,845 ALPINE TOTAL DYNAMICDIVID FD COM SH BEN INT CEF 00326L100 184 18,103 SH SOLE 0 0 18,103 ALPS CLEAN ENERGY ETF ETF 00162Q460 496 6,544 SH SOLE 0 0 6,544 ALPS ETF TR SECTOR DIVIDEND DOGS ETF ETF 00162Q858 632 11,934 SH SOLE 0 0 11,934 ALPS TRUST ETF ALERIAN MLP ETF 00162Q452 2,133 58,585 SH SOLE 0 0 58,585 ALTRIA GROUP INC COM Stock 02209S103 7,720 161,917 SH SOLE 0 0 161,917 AMAZON.COM INC Stock 023135106 5,504 1,600 SH Call SOLE 0 0 1,600 AMAZON.COM INC Stock 023135106 64,947 18,879 SH SOLE 0 0 18,879 AMCOR PLC ORD Stock G0250X107 712 62,147 SH SOLE 0 0 62,147 AMERICAN AIRLS GROUP INC COM Stock 02376R102 368 17,354 SH SOLE 0 0 17,354 AMERICAN AIRLS GROUP INC COM Stock 02376R102 848 40,000 SH Call SOLE 0 0 40,000 AMERICAN CAPITAL AGENCY CORP. REIT 00123Q104 297 17,610 SH SOLE 0 0 17,610 AMERICAN CENTURY FOCUSED DYNAMIC GROWTH ETF ETF 025072810 1,044 12,866 SH SOLE 0 0 12,866 AMERICAN ELEC PWR CO INC COM Stock 025537101 1,235 14,598 SH SOLE 0 0 14,598 AMERICAN EXPRESS CO COM Stock 025816109 2,733 16,541 SH SOLE 0 0 16,541 AMERICAN FIN TR INC COM CLASS A REIT 02607T109 264 31,102 SH SOLE 0 0 31,102 AMERICAN TOWER CORP REIT 03027X100 2,478 9,171 SH SOLE 0 0 9,171 AMERICAN WATER WORKS CO Stock 030420103 1,977 12,827 SH SOLE 0 0 12,827 AMERISOURCEBERGEN CORP COM Stock 03073E105 257 2,244 SH SOLE 0 0 2,244 AMGEN INC Stock 031162100 3,302 13,548 SH SOLE 0 0 13,548 AMMO INC COM Stock 00175J107 186 19,010 SH SOLE 0 0 19,010 AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF ETF 032108409 347 9,679 SH SOLE 0 0 9,679

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AMPLIFY ONLINE RETAIL ETF ETF 032108102 907 6,993 SH SOLE 0 0 6,993 AMPLIFY TRANSFORMATIONAL DATA SHARING ETF ETF 032108607 657 13,774 SH SOLE 0 0 13,774 ANALOG DEVICES INC COM Stock 032654105 590 3,426 SH SOLE 0 0 3,426 ANGI INC COM CL A NEW Stock 00183L102 148 10,925 SH SOLE 0 0 10,925 ANHEUSER BUSCH ADR 03524A108 544 7,554 SH SOLE 0 0 7,554 ANNALY CAPITAL MANAGEMENT INC REIT 035710409 737 82,966 SH SOLE 0 0 82,966 ANSYS INC Stock 03662Q105 356 1,027 SH SOLE 0 0 1,027 ANTERO MIDSTREAM CORP COM Stock 03676B102 352 33,875 SH SOLE 0 0 33,875 ANTHEM INC COM Stock 036752103 925 2,421 SH SOLE 0 0 2,421 APOLLO COMMERCIAL REAL ESTATE REIT 03762U105 160 10,015 SH SOLE 0 0 10,015 APOLLO INVT CORP COM SH BEN INT CEF 03761U502 482 35,284 SH SOLE 0 0 35,284 APPLE INC Stock 037833100 135,026 985,877 SH SOLE 0 0 985,877 APPLIED MATLS INC COM Stock 038222105 2,595 18,223 SH SOLE 0 0 18,223 APTARGROUP INC Stock 038336103 290 2,056 SH SOLE 0 0 2,056 APTOSE BIOSCIENCES INC COM NEW Stock 03835T200 1,262 380,044 SH SOLE 0 0 380,044 APTUS DEFINED RISK ETF ETF 26922A388 253 8,531 SH SOLE 0 0 8,531 APTUS DRAWDOWN MANAGED EQUITY ETF ETF 26922A784 205 5,156 SH SOLE 0 0 5,156 AQUA METALS INC COM Stock 03837J101 124 41,250 SH SOLE 0 0 41,250 ARBOR RLTY TR INC REIT 038923108 203 11,418 SH SOLE 0 0 11,418 ARBUTUS BIOPHARMA CORP COM Stock 03879J100 79 26,000 SH SOLE 0 0 26,000 ARCHER DANIELS MIDLAND CO COM Stock 039483102 898 14,818 SH SOLE 0 0 14,818 ARES CAPITAL CORP COM CEF 04010L103 1,730 88,324 SH SOLE 0 0 88,324 ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF ETF 00214Q203 4,390 50,927 SH SOLE 0 0 50,927 ARK FINTECH INNOVATION ETF ETF 00214Q708 1,316 24,312 SH SOLE 0 0 24,312 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 5,864 63,396 SH SOLE 0 0 63,396 ARK INNOVATION ETF ETF 00214Q104 19,226 147,006 SH SOLE 0 0 147,006 ARK NEXT GENERATION INTERNET ETF ETF 00214Q401 3,771 24,473 SH SOLE 0 0 24,473 ARKANSAS BEST CORP Stock 03937C105 204 3,499 SH SOLE 0 0 3,499 ARLO TECHNOLOGIES INC COM Stock 04206A101 1,667 246,200 SH SOLE 0 0 246,200 ARTISAN PARTNERS ASSET MGMT IN CL A Stock 04316A108 958 18,843 SH SOLE 0 0 18,843 ASHFORD HOSPITALITY TR INC COM SHS REIT 044103877 150 32,950 SH SOLE 0 0 32,950 ASHLAND GLOBAL HLDGS INC COM Stock 044186104 204 2,330 SH SOLE 0 0 2,330 ASTRAZENECA PLC- SPONS ADR ADR 046353108 1,073 17,906 SH SOLE 0 0 17,906 AT&T INC COM Stock 00206R102 11,955 415,408 SH SOLE 0 0 415,408 ATLANTICA SUSTAINABLE INFR PLC SHS Stock G0751N103 316 8,479 SH SOLE 0 0 8,479 ATLASSIAN CORP PLC CL A Stock G06242104 581 2,261 SH SOLE 0 0 2,261 ATMOS ENERGY CORP Stock 049560105 405 4,214 SH SOLE 0 0 4,214 ATOMERA INC COM Stock 04965B100 286 13,350 SH SOLE 0 0 13,350 AULT GLOBAL HOLDINGS INC COM Stock 05150X104 175 62,100 SH SOLE 0 0 62,100 AUTODESK INC Stock 052769106 1,327 4,546 SH SOLE 0 0 4,546 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 1,969 9,913 SH SOLE 0 0 9,913 AUTONATION INC Stock 05329W102 1,082 11,411 SH SOLE 0 0 11,411 AUTOZONE INC NEV Stock 053332102 1,640 1,099 SH SOLE 0 0 1,099 AVAGO TECHNOLOGIES LTD Stock 11135F101 3,143 6,590 SH SOLE 0 0 6,590 AVANTIS INTERNATIONAL SMALL CAP VALUE ETF ETF 025072802 321 4,960 SH SOLE 0 0 4,960 AVANTIS U.S. SMALL CAP VALUE ETF ETF 025072877 256 3,362 SH SOLE 0 0 3,362 AVID BIOSERVICES INC COM Stock 05368M106 205 8,000 SH SOLE 0 0 8,000 AXIS CAPITAL HOLDINGS LTD Stock G0692U109 300 6,130 SH SOLE 0 0 6,130 AYTU BIOPHARMA INC COM NEW Stock 054754874 58 11,674 SH SOLE 0 0 11,674 B&G FOODS INC CLASS A Stock 05508R106 226 6,879 SH SOLE 0 0 6,879 B2GOLD CORP COM Stock 11777Q209 622 147,633 SH SOLE 0 0 147,633 BABCOCK & WILCOX ENTERPRISES I COM Stock 05614L209 382 48,500 SH SOLE 0 0 48,500 BAIDU COM ADR ADR 056752108 1,964 9,630 SH SOLE 0 0 9,630 BANK NEW YORK MELLON CORP COM Stock 064058100 1,164 22,729 SH SOLE 0 0 22,729 BANK OF NOVA SCOTIA CMN Stock 064149107 228 3,502 SH SOLE 0 0 3,502 BAOZUN INC SPONSORED ADR ADR 06684L103 1,078 30,428 SH SOLE 0 0 30,428 BARRICK GOLD CORP F Stock 067901108 1,282 61,976 SH SOLE 0 0 61,976 BASSETT FURNITURE INDS INC COM Stock 070203104 616 25,280 SH SOLE 0 0 25,280 BAXTER INTL INC COM Stock 071813109 546 6,781 SH SOLE 0 0 6,781 BCE INC COM NEW Stock 05534B760 581 11,787 SH SOLE 0 0 11,787 BEAM THERAPEUTICS INC COM Stock 07373V105 208 1,616 SH SOLE 0 0 1,616 BECTON DICKINSON & CO COM Stock 075887109 1,837 7,552 SH SOLE 0 0 7,552 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 12,364 44,486 SH SOLE 0 0 44,486 BEST BUY INC Stock 086516101 257 2,231 SH SOLE 0 0 2,231 BIG 5 SPORTING GOODS CORPORATION Stock 08915P101 298 11,613 SH SOLE 0 0 11,613 BIG LOTS INC Stock 089302103 211 3,197 SH SOLE 0 0 3,197 BIOGEN IDEC INC Stock 09062X103 819 2,365 SH SOLE 0 0 2,365 BIOHAVEN PHARMACTL HLDG CO LTD COM Stock G11196105 709 7,308 SH SOLE 0 0 7,308 BIOLIFE SOLUTIONS INC COM NEW Stock 09062W204 216 4,850 SH SOLE 0 0 4,850 BIONTECH SE SPONSORED ADS ADR 09075V102 254 1,135 SH SOLE 0 0 1,135 BIOSIG TECHNOLOGIES INC COM NEW Stock 09073N201 112 29,120 SH SOLE 0 0 29,120

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document BK OF AMERICA CORP COM Stock 060505104 7,975 193,429 SH SOLE 0 0 193,429 BLACKBERRY LTD COM Stock 09228F103 154 12,566 SH SOLE 0 0 12,566 BLACKBERRY LTD COM Stock 09228F103 263 21,500 SH Call SOLE 0 0 21,500 BLACKROCK CORE BD TR SHS BEN INT CEF 09249E101 396 23,995 SH SOLE 0 0 23,995 BLACKROCK CORPORATE HIGH YIELD FD VI INC CEF 09255P107 1,491 121,042 SH SOLE 0 0 121,042 BLACKROCK CREDIT ALLOC INCOME TRUST CEF 092508100 262 16,798 SH SOLE 0 0 16,798 BLACKROCK ENHANCED DIVID ACHIEVERS TR COM CEF 09251A104 274 27,091 SH SOLE 0 0 27,091 BLACKROCK INC Stock 09247X101 1,426 1,629 SH SOLE 0 0 1,629 BLACKROCK MUNI INCOME TR II COM CEF 09249N101 454 28,810 SH SOLE 0 0 28,810 BLACKROCK MUNIASSETS CEF 09254J102 433 25,652 SH SOLE 0 0 25,652 BLACKROCK RES & COMMODITIES STRATEGYTR SHS CEF 09257A108 212 22,518 SH SOLE 0 0 22,518 BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF ETF 46431W838 1,320 26,293 SH SOLE 0 0 26,293 BLACKROCK ULTRA SHORT-TERM BOND ETF ETF 46434V878 6,850 135,592 SH SOLE 0 0 135,592 BLACKROCK UTIL & INFRASTRCTURE TR COM CEF 09248D104 234 9,075 SH SOLE 0 0 9,075 BLACKSTONE GROUP LP Stock 09260D107 6,135 63,151 SH SOLE 0 0 63,151 BLACKSTONE MORTGAGE TRUST INC 4.375 05/05/2022 Convertible 09257WAB6 15 15,000 SH SOLE 0 0 15,000 BLACKSTONE MTG TR INC COM CL A REIT 09257W100 377 11,822 SH SOLE 0 0 11,822 BLDRS INDEX FDS TR EMERGING MKTS 50 ADR INDEX FD ETF 46090C305 202 3,478 SH SOLE 0 0 3,478 BLOOM ENERGY CORP COM CL A Stock 093712107 275 10,246 SH SOLE 0 0 10,246 BLOOMIN BRANDS INC COM Stock 094235108 260 9,569 SH SOLE 0 0 9,569 BOEING CO COM Stock 097023105 311 1,300 SH Call SOLE 0 0 1,300 BOEING CO COM Stock 097023105 16,979 70,874 SH SOLE 0 0 70,874 BOQI INTL MED INC COM Stock 099501108 30 22,500 SH SOLE 0 0 22,500 BOSTON BEER CO CL A Stock 100557107 364 357 SH SOLE 0 0 357 BOYD GAMING CORP Stock 103304101 226 3,676 SH SOLE 0 0 3,676 BP PLC SPONSORED ADR ADR 055622104 1,561 59,065 SH SOLE 0 0 59,065 BREAKWAVE DRY BULK SHIPPING ETF ETF 26923H200 531 18,086 SH SOLE 0 0 18,086 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 5,691 85,169 SH SOLE 0 0 85,169 BRITISH AMERICAN TOBACCO ADR 110448107 399 10,141 SH SOLE 0 0 10,141 BROADRIDGE FIN SOL Stock 11133T103 382 2,362 SH SOLE 0 0 2,362 BROOKFIELD INFRASTRUCTURE CORP COM SB VTG SHS A Stock 11275Q107 654 8,674 SH SOLE 0 0 8,674 BROOKFIELD INFRASTRUCTURE PARTNERS LPISIN #BMG162521014 SEDOL #B2NHY98 Stock G16252101 431 7,767 SH SOLE 0 0 7,767 BROOKFIELD REAL ASSETS INCOME SHS BEN INT CEF 112830104 509 23,255 SH SOLE 0 0 23,255 BROOKFIELD RENEWABLE CORP CL A SUB VTG Stock 11284V105 274 6,537 SH SOLE 0 0 6,537 BROOKS AUTOMATION INC Stock 114340102 298 3,124 SH SOLE 0 0 3,124 BROWN FORMAN CORP CL B Stock 115637209 1,622 21,637 SH SOLE 0 0 21,637 BUMBLE INC COM CL A Stock 12047B105 536 9,309 SH SOLE 0 0 9,309 CABOT OIL & GAS CP COM Stock 127097103 511 29,276 SH SOLE 0 0 29,276 CACI INTL INC CL A Stock 127190304 202 792 SH SOLE 0 0 792 CALAMOS CONV & HIGH INCOME FD COM SHS CEF 12811P108 574 35,179 SH SOLE 0 0 35,179 CALAMOS CONV OPPORTUNITIES & INCOME FD CEF 128117108 1,529 100,760 SH SOLE 0 0 100,760 CALAMOS GLOBAL DYNAMIC INCOME FD CEF 12811L107 532 48,568 SH SOLE 0 0 48,568 CALAMOS STRATEGIC TOTAL RETURN FD CEF 128125101 426 23,403 SH SOLE 0 0 23,403 CALLAWAY GOLF CO Stock 131193104 511 15,146 SH SOLE 0 0 15,146 CALLON PETROLEUM CORP Stock 13123X508 306 5,306 SH SOLE 0 0 5,306 CAMBRIA CANNABIS ETF ETF 132061821 300 16,539 SH SOLE 0 0 16,539 CAMBRIA ETF TR SHAREHOLDER YIELD ETF ETF 132061201 231 3,614 SH SOLE 0 0 3,614 CAMPING WORLD HLDGS INC CL A Stock 13462K109 220 5,370 SH SOLE 0 0 5,370 CANOPY GROWTH CORP COM Stock 138035100 428 17,716 SH SOLE 0 0 17,716 CAPITAL ONE FINANCIAL CORP Stock 14040H105 7,194 46,505 SH SOLE 0 0 46,505 CARDINAL HEALTH INC Stock 14149Y108 373 6,535 SH SOLE 0 0 6,535 CARLOTZ INC COM CL A Stock 142552108 63 11,500 SH SOLE 0 0 11,500 CARNIVAL CORP Stock 143658300 3,979 150,951 SH SOLE 0 0 150,951 CARRIER GLOBAL CORPORATION COM Stock 14448C104 1,283 26,389 SH SOLE 0 0 26,389 CARVANA CO CL A Stock 146869102 205 678 SH SOLE 0 0 678 CASSAVA SCIENCES INC COM Stock 14817C107 267 3,123 SH SOLE 0 0 3,123 CATERPILLAR INC COM Stock 149123101 8,935 41,057 SH SOLE 0 0 41,057 CBRA CLARION GLOBAL REAL ESTATE INCOME CEF 12504G100 123 14,005 SH SOLE 0 0 14,005 CBS CORP CL B Stock 92556H206 1,463 32,359 SH SOLE 0 0 32,359 CDW CORP COM USD0.01 Stock 12514G108 314 1,795 SH SOLE 0 0 1,795 CENTENE CORP DEL Stock 15135B101 252 3,461 SH SOLE 0 0 3,461 CENTURY CMNTYS INC COM Stock 156504300 291 4,370 SH SOLE 0 0 4,370 CF INDUSTRIES HOLDINGS, INC. Stock 125269100 268 5,211 SH SOLE 0 0 5,211 CHAMPIONX CORPORATION COM Stock 15872M104 711 27,709 SH SOLE 0 0 27,709 CHARLES SCHWAB CORP Stock 808513105 551 7,561 SH SOLE 0 0 7,561 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 639 885 SH SOLE 0 0 885 CHEGG INC COM Stock 163092109 494 5,941 SH SOLE 0 0 5,941 CHEMBIO DIAGNOSTICS INC COM NEW Stock 163572209 53 17,800 SH SOLE 0 0 17,800 CHEMOURS CO COM Stock 163851108 367 10,557 SH SOLE 0 0 10,557 CHEVRON CORP NEW COM Stock 166764100 5,260 50,215 SH SOLE 0 0 50,215 CHICAGO MERCANTILE HLDGS INC Stock 12572Q105 2,166 10,186 SH SOLE 0 0 10,186

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CHIPOTLE MEXICAN GRILL INC Stock 169656105 490 316 SH SOLE 0 0 316 CHUBB LIMITED COM Stock H1467J104 319 2,008 SH SOLE 0 0 2,008 CHURCH & DWIGHT INC Stock 171340102 506 5,943 SH SOLE 0 0 5,943 CHURCHILL CAPITAL CORP IV CL A Stock 171439102 399 13,844 SH SOLE 0 0 13,844 CIGNA CORP Stock 125523100 333 1,406 SH SOLE 0 0 1,406 CINCINNATI FINL CORP COM Stock 172062101 787 6,751 SH SOLE 0 0 6,751 CINTAS CORP Stock 172908105 361 944 SH SOLE 0 0 944 CIRRUS LOGIC INC Stock 172755100 263 3,090 SH SOLE 0 0 3,090 CISCO SYS INC Stock 17275R102 4,821 90,954 SH SOLE 0 0 90,954 CITIGROUP INC Stock 172967424 1,440 20,357 SH SOLE 0 0 20,357 CLAYMORE EXCHANGE TRADED FD TR 2 ALPHASHARES CHINA TECHNOLOGY ETF ETF 46138E800 671 7,968 SH SOLE 0 0 7,968 CLEVELAND-CLIFFS INC NEW COM Stock 185899101 589 27,324 SH SOLE 0 0 27,324 CLOROX CO DEL COM Stock 189054109 3,894 21,641 SH SOLE 0 0 21,641 CLOUDFLARE INC CL A COM Stock 18915M107 2,622 24,771 SH SOLE 0 0 24,771 CMS ENERGY CORP COM Stock 125896100 3,860 65,335 SH SOLE 0 0 65,335 COACH INC Stock 876030107 6,243 143,583 SH SOLE 0 0 143,583 COCA COLA CO COM Stock 191216100 6,284 116,126 SH SOLE 0 0 116,126 COCA COLA FEMSA SA SPON ADR SPONSORED ADR ADR 191241108 627 11,845 SH SOLE 0 0 11,845 COEUR MNG INC COM NEW Stock 192108504 686 77,246 SH SOLE 0 0 77,246 COHEN & STEERS INFRASTRUCTURE FUND CEF 19248A109 315 10,962 SH SOLE 0 0 10,962 COHEN & STEERS QUALITY INCOME RLTY FD INC CEF 19247L106 224 14,271 SH SOLE 0 0 14,271 COHEN & STEERS TOTAL RETURN FUND CEF 19247R103 164 10,048 SH SOLE 0 0 10,048 COLGATE PALMOLIVE CO COM Stock 194162103 1,047 12,869 SH SOLE 0 0 12,869 COMCAST CORP NEW CL A Stock 20030N101 2,184 38,306 SH SOLE 0 0 38,306 COMERICA INC COM Stock 200340107 436 6,118 SH SOLE 0 0 6,118 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 3,939 48,653 SH SOLE 0 0 48,653 COMMVAULT SYSTEM Stock 204166102 837 10,704 SH SOLE 0 0 10,704 CONAGRA BRANDS INC COM Stock 205887102 608 16,701 SH SOLE 0 0 16,701 CONOCOPHILLIPS COM Stock 20825C104 1,267 20,808 SH SOLE 0 0 20,808 CONSOLIDATED EDISON INC COM Stock 209115104 1,542 21,497 SH SOLE 0 0 21,497 CONSTELLATION BRANDS INC CL A Stock 21036P108 1,633 6,983 SH SOLE 0 0 6,983 CONSTRUCTION PARTNERS INC COM CL A Stock 21044C107 202 6,429 SH SOLE 0 0 6,429 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 4,186 23,444 SH SOLE 0 0 23,444 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 5,379 76,880 SH SOLE 0 0 76,880 CONTEXTLOGIC INC COM CL A Stock 21077C107 752 57,077 SH SOLE 0 0 57,077 CORBUS PHARMACEUTICALS HLDGS I COM Stock 21833P103 59 32,000 SH SOLE 0 0 32,000 CORNERSTONE BLDG BRANDS INC COM Stock 21925D109 234 12,870 SH SOLE 0 0 12,870 CORNING INC COM Stock 219350105 365 8,912 SH SOLE 0 0 8,912 CORSAIR GAMING INC COM Stock 22041X102 215 6,444 SH SOLE 0 0 6,444 CORTEVA INC COM Stock 22052L104 975 21,986 SH SOLE 0 0 21,986 COSTAR GRP INC Stock 22160N109 773 9,330 SH SOLE 0 0 9,330 COSTCO WHOLESALE CORP Stock 22160K105 8,025 20,282 SH SOLE 0 0 20,282 COUPA SOFTWARE INC COM Stock 22266L106 228 870 SH SOLE 0 0 870 COUSINS PPTYS INC COM NEW REIT 222795502 393 10,682 SH SOLE 0 0 10,682 CRACKER BARREL INC Stock 22410J106 237 1,598 SH SOLE 0 0 1,598 CRANE CO COM Stock 224399105 345 3,734 SH SOLE 0 0 3,734 CREDIT SUISSE INCOME FD CEF 224916106 685 194,636 SH SOLE 0 0 194,636 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER Stock 226344208 1,609 53,653 SH SOLE 0 0 53,653 CRISPR THERAPEUTICS AG NAMEN AKT Stock H17182108 366 2,263 SH SOLE 0 0 2,263 CROCS INC Stock 227046109 7,160 61,450 SH SOLE 0 0 61,450 CROWDSTRIKE HLDGS INC CL A Stock 22788C105 4,114 16,369 SH SOLE 0 0 16,369 CROWN CASTLE INTL CORP REIT 22822V101 2,307 11,823 SH SOLE 0 0 11,823 CSX CORP Stock 126408103 1,362 42,452 SH SOLE 0 0 42,452 CTRIP.COM INTL LTD AMERICAN DEP SHS ADR 89677Q107 543 15,302 SH SOLE 0 0 15,302 CUE BIOPHARMA INC COM Stock 22978P106 952 81,701 SH SOLE 0 0 81,701 CULLEN FROST BANKERSINC Stock 229899109 877 7,828 SH SOLE 0 0 7,828 CUMMINS INC COM Stock 231021106 1,235 5,063 SH SOLE 0 0 5,063 CUMULUS MEDIA INC COM CL A Stock 231082801 473 32,273 SH SOLE 0 0 32,273 CVS HEALTH CORP COM Stock 126650100 4,769 57,149 SH SOLE 0 0 57,149 D R HORTON INC Stock 23331A109 1,103 12,201 SH SOLE 0 0 12,201 DANAHER CORP Stock 235851102 2,269 8,454 SH SOLE 0 0 8,454 DARDEN RESTAURANTS INC Stock 237194105 293 2,009 SH SOLE 0 0 2,009 DATADOG INC CL A COM Stock 23804L103 293 2,815 SH SOLE 0 0 2,815 DB COMMODITY INDEX TRACKING ETF 46138B103 1,157 60,127 SH SOLE 0 0 60,127 DBX ETF TR MSCI EAFECURRENCY HEDGED EQUITY FD ETF 233051200 1,228 32,712 SH SOLE 0 0 32,712 DEERE & CO COM Stock 244199105 4,280 12,135 SH SOLE 0 0 12,135 DEFIANCE NEXT GEN CONNECTIVITY ETF ETF 26922A289 598 15,707 SH SOLE 0 0 15,707 DELL TECHNOLOGIES INC CL C Stock 24703L202 327 3,276 SH SOLE 0 0 3,276 DELTA AIR LINES INC DEL CMN Stock 247361702 3,916 90,519 SH SOLE 0 0 90,519 DEVON ENERGY CORP Stock 25179M103 7,995 273,908 SH SOLE 0 0 273,908 DEXCOM INC COM Stock 252131107 205 479 SH SOLE 0 0 479

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Please Consider the Environment Before Printing This Document DIAGEO PLC ADR 25243Q205 829 4,326 SH SOLE 0 0 4,326 DIAMONDBACK ENERGY INC Stock 25278X109 756 8,057 SH SOLE 0 0 8,057 DICERNA PHARMACEUTICALS INC COM Stock 253031108 590 15,800 SH SOLE 0 0 15,800 DICKS SPORTING GOODS INC Stock 253393102 231 2,305 SH SOLE 0 0 2,305 DIGITAL REALTY TRUST INC REIT 253868103 1,891 12,565 SH SOLE 0 0 12,565 DIGITAL TURBINE INC COM NEW Stock 25400W102 1,085 14,266 SH SOLE 0 0 14,266 DIMENSIONAL U.S. CORE EQUITY 2 ETF ETF 25434V708 289 10,724 SH SOLE 0 0 10,724 DIMENSIONAL U.S. EQUITY ETF ETF 25434V401 397 8,416 SH SOLE 0 0 8,416 DIMENSIONAL U.S. TARGETED VALUE ETF ETF 25434V609 309 6,902 SH SOLE 0 0 6,902 DINE BRANDS GLOBAL INC COM Stock 254423106 695 7,787 SH SOLE 0 0 7,787 DISCOVER FINANCIAL SERVICES LLC Stock 254709108 616 5,207 SH SOLE 0 0 5,207 DISNEY WALT CO COM Stock 254687106 387 2,200 SH Call SOLE 0 0 2,200 DISNEY WALT CO COM Stock 254687106 18,759 106,723 SH SOLE 0 0 106,723 DNP SELECT INCOME FD INC CEF 23325P104 238 22,760 SH SOLE 0 0 22,760 DOCUSIGN INC COM Stock 256163106 3,418 12,227 SH SOLE 0 0 12,227 DOLLAR GEN CORP Stock 256677105 4,161 19,230 SH SOLE 0 0 19,230 DOMINION RESOURCES INC Stock 25746U109 3,262 44,340 SH SOLE 0 0 44,340 DOUBLELINE INCOME SOLUTIONS FUND CEF 258622109 556 30,710 SH SOLE 0 0 30,710 DOUBLELINE OPPORTUNISTIC CR COM CEF 258623107 362 18,028 SH SOLE 0 0 18,028 DOVER CORP COM Stock 260003108 259 1,716 SH SOLE 0 0 1,716 DOW INC COM Stock 260557103 3,003 47,453 SH SOLE 0 0 47,453 DRAFTKINGS INC COM CL A Stock 26142R104 3,177 60,888 SH SOLE 0 0 60,888 DROPBOX INC CL A Stock 26210C104 761 25,092 SH SOLE 0 0 25,092 DTE ENERGY CO COM Stock 233331107 6,078 46,898 SH SOLE 0 0 46,898 DTE ENERGY CO UNIT 11/01/22 Stock 233331842 283 5,733 SH SOLE 0 0 5,733 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 4,662 47,219 SH SOLE 0 0 47,219 DUPONT DE NEMOURS INC COM Stock 26614N102 2,706 34,957 SH SOLE 0 0 34,957 DXC TECHNOLOGY CO COM Stock 23355L106 1,875 48,152 SH SOLE 0 0 48,152 DYCOM INDS INC COM Stock 267475101 465 6,236 SH SOLE 0 0 6,236 EATON CORP PLC SHS Stock G29183103 4,204 28,370 SH SOLE 0 0 28,370 EATON VANCE LTD DURATION INCOME FD CEF 27828H105 308 23,258 SH SOLE 0 0 23,258 EATON VANCE RISK MANAGED DIVERSIFIED EQUITY CEF 27829G106 302 26,176 SH SOLE 0 0 26,176 EATON VANCE SR FLTNG CEF 27828Q105 388 27,424 SH SOLE 0 0 27,424 EATON VANCE T/M GL BUY-WR IN CEF 27828X100 180 10,700 SH SOLE 0 0 10,700 EATON VANCE TAX MANAGED CEF 27828N102 163 11,608 SH SOLE 0 0 11,608 EATON VANCE TAX MANAGED GLOBAL EQUITY CEF 27829F108 102 10,021 SH SOLE 0 0 10,021 EBAY INC Stock 278642103 279 3,978 SH SOLE 0 0 3,978 ECOLAB INC COM Stock 278865100 591 2,870 SH SOLE 0 0 2,870 EDISON INTL COM Stock 281020107 350 6,048 SH SOLE 0 0 6,048 EDITAS MEDICINE INC COM Stock 28106W103 400 7,061 SH SOLE 0 0 7,061 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 1,664 16,067 SH SOLE 0 0 16,067 EIGER BIOPHARMACEUTICALS INC COM Stock 28249U105 136 15,950 SH SOLE 0 0 15,950 ELASTIC N V ORD SHS Stock N14506104 547 3,755 SH SOLE 0 0 3,755 ELDORADO GOLD CP Stock 284902509 169 17,032 SH SOLE 0 0 17,032 ELECTRIC LAST MILE SOLUTNS INC CLASS A COM Stock 28489L104 121 12,048 SH SOLE 0 0 12,048 ELECTRONICS ARTS Stock 285512109 899 6,247 SH SOLE 0 0 6,247 ELEMENTS ROGERS TOTAL RETURN ETF 870297801 209 32,985 SH SOLE 0 0 32,985 EMERSON ELEC CO COM Stock 291011104 1,609 16,717 SH SOLE 0 0 16,717 EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF ETF 301505889 445 7,022 SH SOLE 0 0 7,022 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN Stock 292480100 456 50,000 SH Call SOLE 0 0 50,000 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN Stock 292480100 596 65,401 SH SOLE 0 0 65,401 ENBRIDGE INC COM Stock 29250N105 2,536 63,338 SH SOLE 0 0 63,338 ENCANA CORPORATION Stock 69047Q102 228 7,233 SH SOLE 0 0 7,233 ENCORE CAPITAL GROUP INC Stock 292554102 386 8,153 SH SOLE 0 0 8,153 ENDEAVOUR SILVER CORP F Stock 29258Y103 949 155,115 SH SOLE 0 0 155,115 ENERGY INCOME & GROWTH FD COM CEF 33738G104 544 37,527 SH SOLE 0 0 37,527 ENERGY SELECT SECTOR SPDR ETF 81369Y506 13,621 252,852 SH SOLE 0 0 252,852 ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP Stock 29273V100 259 24,367 SH SOLE 0 0 24,367 ENPHASE ENERGY INC COM USD0.00001 Stock 29355A107 441 2,399 SH SOLE 0 0 2,399 ENSTAR GROUP LIMITED SHS Stock G3075P101 297 1,245 SH SOLE 0 0 1,245 ENTERPRISE PRODS PARTNERS L P Stock 293792107 684 28,352 SH SOLE 0 0 28,352 EOG RESOURCES INC Stock 26875P101 336 4,032 SH SOLE 0 0 4,032 ESSENTIAL UTILS INC COM Stock 29670G102 527 11,532 SH SOLE 0 0 11,532 ETFMG ALTERNATIVE HARVEST ETF ETF 26924G508 627 30,443 SH SOLE 0 0 30,443 ETFMG PRIME CYBER SECURITY ETF ETF 26924G201 506 8,336 SH SOLE 0 0 8,336 ETFMG PRIME JUNIOR SILVER MINERS ETF ETF 26924G102 525 34,546 SH SOLE 0 0 34,546 ETFMG PRIME MOBILE PAYMENTS ETF ETF 26924G409 1,880 26,691 SH SOLE 0 0 26,691 ETFS GOLD TRUST ETF ETF 00326A104 1,451 85,405 SH SOLE 0 0 85,405 ETFS PALLADIUM TR SHBEN INT ETF 003262102 235 905 SH SOLE 0 0 905 ETSY INC COM Stock 29786A106 480 2,331 SH SOLE 0 0 2,331 EURO TECH HOLDINGS CO LTD SHS NEW Stock G32030127 85 24,600 SH SOLE 0 0 24,600

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Please Consider the Environment Before Printing This Document EURONET WORLDWIDE INC COM Stock 298736109 209 1,544 SH SOLE 0 0 1,544 EVOGENE LTD SHS Stock M4119S104 86 25,110 SH SOLE 0 0 25,110 EXACT SCIENCES CORP Stock 30063P105 665 5,350 SH SOLE 0 0 5,350 EXCHANGE TRADED CONCEPTS TR YIELDSHARES HIGH INCOME ETF ETF 032108847 285 16,177 SH SOLE 0 0 16,177 EXELON CORP COM Stock 30161N101 913 20,612 SH SOLE 0 0 20,612 EXICURE INC COM Stock 30205M101 23 15,000 SH SOLE 0 0 15,000 EXP WORLD HLDGS INC COM Stock 30212W100 1,295 33,404 SH SOLE 0 0 33,404 EXPEDIA INC DEL COM Stock 30212P303 670 4,090 SH SOLE 0 0 4,090 EXPEDITORS INTL WASH INC Stock 302130109 333 2,632 SH SOLE 0 0 2,632 EXTRA SPACE STORAGE INC REIT 30225T102 238 1,451 SH SOLE 0 0 1,451 EXXON MOBIL CORP COM Stock 30231G102 7,231 114,637 SH SOLE 0 0 114,637 EZCORP INC-CL A Stock 302301106 65 10,758 SH SOLE 0 0 10,758 FACEBOOK INC CL A Stock 30303M102 19,181 55,163 SH SOLE 0 0 55,163 FARFETCH LTD ORD SH CL A Stock 30744W107 257 5,095 SH SOLE 0 0 5,095 FASTENAL CO Stock 311900104 661 12,712 SH SOLE 0 0 12,712 FASTLY INC CL A Stock 31188V100 1,960 32,893 SH SOLE 0 0 32,893 FEDERAL REALTY INVST TR SH BEN INT NEW REIT 313747206 823 7,024 SH SOLE 0 0 7,024 FEDEX CORP Stock 31428X106 4,040 13,543 SH SOLE 0 0 13,543 FIDELITY BLUE CHIP GROWTH ETF ETF 316092352 395 12,110 SH SOLE 0 0 12,110 FIDELITY COMWLTH TR ETF 315912808 5,148 91,361 SH SOLE 0 0 91,361 FIDELITY CORPORATE BOND ETF ETF 316188101 559 10,032 SH SOLE 0 0 10,032 FIDELITY DIVIDEND ETF FOR RISING RATES ETF 316092832 438 10,367 SH SOLE 0 0 10,367 FIDELITY HIGH DIVIDEND ETF ETF 316092840 710 18,832 SH SOLE 0 0 18,832 FIDELITY LIMITED TERM BOND ETF ETF 316188200 988 18,871 SH SOLE 0 0 18,871 FIDELITY LOW VOLATILITY FACTOR ETF ETF 316092824 270 5,716 SH SOLE 0 0 5,716 FIDELITY MSCI CONSUMER DISCRETIONARY INDEX ETF ETF 316092204 3,366 41,514 SH SOLE 0 0 41,514 FIDELITY MSCI CONSUMER STAPLES INDEX ETF ETF 316092303 1,213 28,481 SH SOLE 0 0 28,481 FIDELITY MSCI ENERGY INDEX ETF ETF 316092402 4,853 329,043 SH SOLE 0 0 329,043 FIDELITY MSCI FINLS INDEX ETF ETF 316092501 1,449 27,678 SH SOLE 0 0 27,678 FIDELITY MSCI HEALTH CARE INDEX ETF ETF 316092600 9,644 151,301 SH SOLE 0 0 151,301 FIDELITY MSCI INDL INDEX ETF ETF 316092709 1,936 35,701 SH SOLE 0 0 35,701 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF ETF 316092808 5,220 44,313 SH SOLE 0 0 44,313 FIDELITY MSCI MATLS INDEX ETF ETF 316092881 1,441 31,194 SH SOLE 0 0 31,194 FIDELITY MSCI REAL ESTATE INDEX ETF ETF 316092857 3,813 125,293 SH SOLE 0 0 125,293 FIDELITY MSCI TELECOMMUNICATIONS SVCS INDEX ETF ETF 316092873 1,516 27,826 SH SOLE 0 0 27,826 FIDELITY MSCI UTILS INDEX ETF ETF 316092865 1,000 24,373 SH SOLE 0 0 24,373 FIDELITY QUALITY FACTOR ETF ETF 316092790 218 4,408 SH SOLE 0 0 4,408 FIDELITY TOTAL BOND ETF ETF 316188309 4,015 75,280 SH SOLE 0 0 75,280 FIFTH THIRD BANCORP Stock 316773100 770 20,140 SH SOLE 0 0 20,140 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 9,464 257,935 SH SOLE 0 0 257,935 FIRST HORIZON CORPORATION COM Stock 320517105 195 11,288 SH SOLE 0 0 11,288 FIRST MAJESTIC SILVER CORP Stock 32076V103 615 38,925 SH SOLE 0 0 38,925 FIRST SOLAR INC Stock 336433107 505 5,584 SH SOLE 0 0 5,584 FIRST TR ETF IV FIRST TR HIGH YIELD LONG/SHORT ETF ETF 33738D408 1,011 20,841 SH SOLE 0 0 20,841 FIRST TR EXCH TRADED FD CONSUMER DISCRETIONARY ETF 33734X101 3,269 53,844 SH SOLE 0 0 53,844 FIRST TR EXCH TRADED FD FINANCIALS ALPHADEX FD ETF 33734X135 4,239 97,059 SH SOLE 0 0 97,059 FIRST TR EXCH TRADED FD HEALTH CARE ALPHADEX FD ETF 33734X143 743 6,345 SH SOLE 0 0 6,345 FIRST TR EXCH TRADED FD TECHNOLOGY ALPHADEX FD ETF 33734X176 335 2,701 SH SOLE 0 0 2,701 FIRST TR EXCH TRADEDALPHADEX FD II EUROPE ALPHADEX FD ETF 33737J117 1,917 44,922 SH SOLE 0 0 44,922 FIRST TR EXCH TRD ALPHA FD II DEV MRK EX US ETF 33737J174 434 6,930 SH SOLE 0 0 6,930 FIRST TR EXCHANGE TRADED ALPHADEX FD II EMERGING MKTS ALPHADEX FD ETF 33737J182 2,246 80,295 SH SOLE 0 0 80,295 FIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX ETF 33733E203 1,810 10,483 SH SOLE 0 0 10,483 FIRST TR EXCHANGE TRADED FD DB STRATEGIC VALUE INDEX FD ETF 33733E104 10,255 135,740 SH SOLE 0 0 135,740 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD ETF 33733E302 11,910 48,640 SH SOLE 0 0 48,640 FIRST TR EXCHANGE TRADED FD II ENERGY ALPHADEX FD ANNUAL ETF 33734X127 314 27,546 SH SOLE 0 0 27,546 FIRST TR EXCHANGE TRADED FD II FIRST TR DOW JONES GLOBAL SELECT ETF 33734X200 1,838 70,846 SH SOLE 0 0 70,846 FIRST TR EXCHANGE TRADED FD II INDXX NEXTG ETF ETF 33737K205 1,577 20,666 SH SOLE 0 0 20,666 FIRST TR EXCHANGE TRADED FD NASDAQ CLEAN EDGEINDEX FD ETF 33733E500 2,562 37,022 SH SOLE 0 0 37,022 FIRST TR EXCHANGE TRADED FD VI DORSEY WRIGHT FOCUS 5 ETF ETF 33738R605 1,341 28,295 SH SOLE 0 0 28,295 FIRST TR EXCHANGE TRADED FD VI FIRST TR NASDAQ RISING DIVI ACHIEVER ETF ETF 33738R506 8,906 185,382 SH SOLE 0 0 185,382 FIRST TR EXCHANGE TRADED FD VI MULTI ASSET DIVERSIFIED INCOME INDEX FD ETF 33738R100 1,378 81,227 SH SOLE 0 0 81,227 FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV ETF 33738R118 3,239 56,510 SH SOLE 0 0 56,510 FIRST TR EXCHANGE-TRADED ALPHADEX FD MID CAP ETF 33737M102 1,689 22,417 SH SOLE 0 0 22,417 FIRST TR EXCHANGE-TRADED ALPHADEX FD MID CAP VALUE ALPHADEX FD ETF 33737M201 1,674 37,660 SH SOLE 0 0 37,660 FIRST TR EXCHANGE-TRADED ALPHADEX FD SMALL ETF 33737M300 3,033 41,392 SH SOLE 0 0 41,392 FIRST TR EXCHANGE-TRADED ALPHADEX FD SMALL CAP VALUE ALPHADEX ETF 33737M409 4,298 84,416 SH SOLE 0 0 84,416 FIRST TR EXCHANGE-TRADED FD II INDLS PROD DURABLALPHADEX FD ANNUAL ETF 33734X150 1,993 33,793 SH SOLE 0 0 33,793 FIRST TR EXCHANGE-TRADED FD II ISE CLOUD COMPUTING INDEX FD ETF 33734X192 3,967 37,440 SH SOLE 0 0 37,440 FIRST TR EXCHANGE-TRADED FD III FIRST TR PFD SECS & INCOME ETF ETF 33739E108 6,562 318,554 SH SOLE 0 0 318,554 FIRST TR EXCHANGE-TRADED FD IV NORTH AMERN ENERGY ETF 33738D101 1,314 53,705 SH SOLE 0 0 53,705 FIRST TR EXCHANGE-TRADED FD VI S&P INTL DIVID ETF 33738R688 625 34,446 SH SOLE 0 0 34,446

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Please Consider the Environment Before Printing This Document FIRST TR IPOX 100 INDEX FD SHS ETF 336920103 6,659 52,237 SH SOLE 0 0 52,237 FIRST TR ISE REVERE NAT GAS INDEX FD ETF 33733E807 269 16,396 SH SOLE 0 0 16,396 FIRST TR ISE WTR INDEX FD ETF 33733B100 1,158 13,864 SH SOLE 0 0 13,864 FIRST TR LARGE CAP CORE ALPHADEX FD COMSHS ETF 33734K109 10,082 117,410 SH SOLE 0 0 117,410 FIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHS ETF 33735J101 4,113 62,654 SH SOLE 0 0 62,654 FIRST TR MID CAP CORE ALPHADEX FD ETF 33735B108 3,250 32,462 SH SOLE 0 0 32,462 FIRST TR MORNINGSTARDIVID LEADERS INDEX FD SHS ETF 336917109 1,078 32,503 SH SOLE 0 0 32,503 FIRST TR NASDAQ 100 EQUAL WEIGHTED INDEXISIN#US3373441050 FD SHS ETF 337344105 334 2,973 SH SOLE 0 0 2,973 FIRST TR NASDAQ 100 TECHNOLOGY INDEX FD SHS ETF 337345102 2,015 12,671 SH SOLE 0 0 12,671 FIRST TR SMALL CAP CORE ALPHADEX FD COMSHS ETF 33734Y109 3,492 37,439 SH SOLE 0 0 37,439 FIRST TR STOXX EUROPEAN SELECT DIVID INDEX FD COMMON SHS ETF 33735T109 816 56,471 SH SOLE 0 0 56,471 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF ETF 33740Y101 901 29,643 SH SOLE 0 0 29,643 FIRST TRUST DORSEY WRIGHT DYNAMIC FOCUS 5 ETF ETF 33738R878 371 10,214 SH SOLE 0 0 10,214 FIRST TRUST DORSEY WRIGHT MOMENTUM & LOW VOLATILITY ETF ETF 33741L108 338 12,442 SH SOLE 0 0 12,442 FIRST TRUST DOW 30 EQUAL WEIGHT ETF ETF 33733A201 422 13,768 SH SOLE 0 0 13,768 FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF ETF 33734X770 287 6,066 SH SOLE 0 0 6,066 FIRST TRUST EMERGING MARKETS LOCAL CURRENCY BOND ETF ETF 33739P202 623 17,876 SH SOLE 0 0 17,876 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 4,330 72,239 SH SOLE 0 0 72,239 FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND ETF 33739H101 4,744 200,590 SH SOLE 0 0 200,590 FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND CEF 33718W103 216 8,582 SH SOLE 0 0 8,582 FIRST TRUST INTERNATIONAL EQUITY OPPORTUNITIES ETF ETF 33734X853 8,258 120,770 SH SOLE 0 0 120,770 FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND ETF 33735K108 2,186 19,908 SH SOLE 0 0 19,908 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 8,725 171,410 SH SOLE 0 0 171,410 FIRST TRUST LOW DURATION STRATEGIC FOCUS ETF ETF 33740F870 715 35,242 SH SOLE 0 0 35,242 FIRST TRUST MANAGED FUTURES STRATEGY FUND ETF 33739G103 729 14,948 SH SOLE 0 0 14,948 FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 740 12,917 SH SOLE 0 0 12,917 FIRST TRUST MULTI-MANAGER LARGE GROWTH ETF ETF 33740F789 1,999 75,421 SH SOLE 0 0 75,421 FIRST TRUST NASDAQ BANK ETF ETF 33738R860 794 25,593 SH SOLE 0 0 25,593 FIRST TRUST NASDAQ CEA CYBERSECURITY ETF ETF 33734X846 2,607 55,742 SH SOLE 0 0 55,742 FIRST TRUST NASDAQ CLEAN EDGE SMART GRID INFRASTRUCTURE INDEX FUND ETF 33737A108 226 2,437 SH SOLE 0 0 2,437 FIRST TRUST NASDAQ GLOBAL AUTO INDEX FUND ETF 33734X309 1,177 19,432 SH SOLE 0 0 19,432 FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETF ETF 33738R704 650 15,848 SH SOLE 0 0 15,848 First Trust Senior Loan Fund ETF 33738D309 2,206 45,941 SH SOLE 0 0 45,941 FIRST TRUST SHORT DURATION MANAGED MUNICIPAL ETF ETF 33739P830 519 24,843 SH SOLE 0 0 24,843 FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF ETF 33741X102 320 10,995 SH SOLE 0 0 10,995 FIRST TRUST SSI STRATEGIC CONVERTIBLE SECURITIES ETF ETF 33739Q507 430 8,342 SH SOLE 0 0 8,342 FIRST TRUST STRATEGIC INCOME ETF ETF 33739Q309 305 6,058 SH SOLE 0 0 6,058 FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF ETF 33740F805 16,592 309,372 SH SOLE 0 0 309,372 FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF ETF 33740F888 3,125 117,198 SH SOLE 0 0 117,198 FIRST TRUST VALUE LINE DIVIDEND FUND ETF 33734H106 17,112 430,264 SH SOLE 0 0 430,264 FIRSTENERGY CORP Stock 337932107 2,128 57,192 SH SOLE 0 0 57,192 FISERV INC Stock 337738108 453 4,239 SH SOLE 0 0 4,239 FLAGSTAR BANCORP INC Stock 337930705 415 9,824 SH SOLE 0 0 9,824 FLAHERTY & CRUMRINE / CLAYMORE PFD SECS CEF 338478100 225 9,882 SH SOLE 0 0 9,882 FLEXSHARES CORE SELECT BOND FUND ETF 33939L670 523 19,830 SH SOLE 0 0 19,830 FLEXSHARES GLOBAL UPSTREAM NATURAL RESOURCES INDEX FUND ETF 33939L407 243 6,338 SH SOLE 0 0 6,338 FLEXSHARES HIGH YIELD VALUE-SCORED US BOND INDEX FUND ETF 33939L662 372 7,415 SH SOLE 0 0 7,415 FLEXSHARES INTERNATIONAL QUALITY DIVIDEND DYNAMIC INDEX FUND ETF 33939L829 560 18,023 SH SOLE 0 0 18,023 FLEXSHARES QUALITY DIVIDEND INDEX FUND ETF 33939L860 218 3,887 SH SOLE 0 0 3,887 FLEXSHARES TRUST QUALITY DIVID DEFENSIVE INDEX FD ETF 33939L845 906 16,839 SH SOLE 0 0 16,839 FLOOR & DECOR HLDGS INC CL A Stock 339750101 287 2,718 SH SOLE 0 0 2,718 FORCE PROTECTION INC Stock 358039105 949 5,821 SH SOLE 0 0 5,821 FORD MOTOR COMPANY Stock 345370860 9,802 659,595 SH SOLE 0 0 659,595 FORTINET INC COM Stock 34959E109 380 1,596 SH SOLE 0 0 1,596 FORTIVE CORP COM Stock 34959J108 204 2,921 SH SOLE 0 0 2,921 FRANCO NEVADA CORP COM NPV ISIN #CA3518581051 SEDOL #B29NF31 Stock 351858105 1,067 7,354 SH SOLE 0 0 7,354 FRANKLIN RES INC Stock 354613101 300 9,372 SH SOLE 0 0 9,372 FREEPORT MCMORAN COPPER Stock 35671D857 6,396 172,364 SH SOLE 0 0 172,364 FS INVESTMENT CORPORATION CEF 302635206 2,243 104,270 SH SOLE 0 0 104,270 FT CBOE VEST FUND OF BUFFER ETFS ETF 33740F755 2,623 114,361 SH SOLE 0 0 114,361 FT CBOE VEST FUND OF DEEP BUFFER ETFS ETF 33740U703 1,531 73,764 SH SOLE 0 0 73,764 FT CBOE VEST U.S. EQUITY BUFFER ETF - FEBRUARY ETF 33740F763 259 7,130 SH SOLE 0 0 7,130 FT CBOE VEST U.S. EQUITY BUFFER ETF - MAY ETF 33740F748 272 7,521 SH SOLE 0 0 7,521 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - FEBRUARY ETF 33740F771 2,043 59,685 SH SOLE 0 0 59,685 FUBOTV INC COM Stock 35953D104 959 29,878 SH SOLE 0 0 29,878 FUELCELL ENERGY INC Stock 35952H601 289 32,429 SH SOLE 0 0 32,429 FUTU HLDGS LTD SPON ADS CL A ADR 36118L106 387 2,162 SH SOLE 0 0 2,162 GABELLI DIV AND INC TR CEF 36242H104 614 23,342 SH SOLE 0 0 23,342 GABELLI EQUITY TRUST INC CEF 362397101 169 24,450 SH SOLE 0 0 24,450 GABELLI GLOBAL GOLD NAT RES & INCOME TR CEF 36465A109 220 55,101 SH SOLE 0 0 55,101 GABELLI GLOBAL UTIL & INCOME TR COM SH CEF 36242L105 254 12,151 SH SOLE 0 0 12,151

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Please Consider the Environment Before Printing This Document GATOS SILVER INC COM Stock 368036109 518 29,619 SH SOLE 0 0 29,619 GENERAC HLDGS INC COM Stock 368736104 2,904 6,994 SH SOLE 0 0 6,994 GENERAL DYNAMICS CORP COM Stock 369550108 843 4,477 SH SOLE 0 0 4,477 GENERAL ELECTRIC CO COM Stock 369604103 2,141 159,047 SH SOLE 0 0 159,047 GENERAL MLS INC COM Stock 370334104 3,265 53,586 SH SOLE 0 0 53,586 GENERAL MOTORS CORP Stock 37045V100 444 7,500 SH Call SOLE 0 0 7,500 GENERAL MOTORS CORP Stock 37045V100 2,808 47,458 SH SOLE 0 0 47,458 GENTEX CORP Stock 371901109 690 20,848 SH SOLE 0 0 20,848 GENUINE PARTS CO COM Stock 372460105 549 4,341 SH SOLE 0 0 4,341 GENWORTH FINL INC COM CL A Stock 37247D106 305 78,312 SH SOLE 0 0 78,312 GEO GROUP INC REIT 36162J106 100 13,990 SH SOLE 0 0 13,990 GEVO INC COM PAR Stock 374396406 190 26,200 SH SOLE 0 0 26,200 GILEAD SCIENCES INC Stock 375558103 2,650 38,476 SH SOLE 0 0 38,476 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 2,179 54,720 SH SOLE 0 0 54,720 GLOBAL E ONLINE LTD SHS Stock M5216V106 639 11,200 SH SOLE 0 0 11,200 GLOBAL NET LEASE INC COM NEW REIT 379378201 458 24,754 SH SOLE 0 0 24,754 GLOBAL PAYMENTS INC Stock 37940X102 212 1,132 SH SOLE 0 0 1,132 GLOBAL X CLOUD COMPUTING ETF ETF 37954Y442 453 15,884 SH SOLE 0 0 15,884 GLOBAL X ETF ETF 37950E549 946 66,971 SH SOLE 0 0 66,971 GLOBAL X FDS GLOBAL X LITHIUM ETF ETF 37954Y855 1,421 19,614 SH SOLE 0 0 19,614 GLOBAL X FDS GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF ETF 37954Y293 517 14,225 SH SOLE 0 0 14,225 GLOBAL X FDS GLOBAL X URANIUM ETFNEW ETF 37954Y871 224 10,563 SH SOLE 0 0 10,563 GLOBAL X FINTECH THEMATIC ETF ETF 37954Y814 801 16,808 SH SOLE 0 0 16,808 GLOBAL X GENOMICS & BIOTECHNOLOGY ETF ETF 37954Y434 455 18,296 SH SOLE 0 0 18,296 GLOBAL X NASDAQ 100 COVERED CALL ETF ETF 37954Y483 1,556 69,377 SH SOLE 0 0 69,377 GLOBAL X SILVER MINERS ETF ETF 37954Y848 339 7,949 SH SOLE 0 0 7,949 GLOBAL X SUPERDIVIDEND REIT ETF ETF 37950E127 574 58,036 SH SOLE 0 0 58,036 GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF ETF 37954Y673 5,151 200,032 SH SOLE 0 0 200,032 GLOBAL X U.S. PREFERRED ETF ETF 37954Y657 219 8,386 SH SOLE 0 0 8,386 GOLDEN OCEAN GROUP LTD SHS NEW Stock G39637205 144 13,056 SH SOLE 0 0 13,056 GOLDMAN SACHS EQUAL WEIGHT U.S. LARGE CAP EQUITY ETF ETF 381430438 541 8,045 SH SOLE 0 0 8,045 GOLDMAN SACHS GROUP INC Stock 38141G104 1,898 5,000 SH Put SOLE 0 0 5,000 GOLDMAN SACHS GROUP INC Stock 38141G104 2,194 5,781 SH SOLE 0 0 5,781 GOOGLE INC Stock 02079K305 14,942 6,119 SH SOLE 0 0 6,119 GRAINGER W W INC COM Stock 384802104 202 461 SH SOLE 0 0 461 GRANITESHARES BLOOMBERG COMMODITY BROAD STRATEGY NO K-1 ETF ETF 38747R108 330 11,642 SH SOLE 0 0 11,642 GREEN PLAINS PARTNERS LP COM REP PTR IN Stock 393221106 175 13,679 SH SOLE 0 0 13,679 GROWGENERATION CORP COM Stock 39986L109 210 4,369 SH SOLE 0 0 4,369 GTX INC DEL Stock 68236P107 60 12,658 SH SOLE 0 0 12,658 GUARDANT HEALTH INC COM Stock 40131M109 871 7,012 SH SOLE 0 0 7,012 GUGGENHEIM BUILD AMERICA BONDSMANAGED DURATION TR CEF 401664107 328 13,286 SH SOLE 0 0 13,286 GUGGENHEIM ENHANCED EQT INCM COM CEF 40167B100 140 16,317 SH SOLE 0 0 16,317 GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT ETF 46137V357 22,043 146,239 SH SOLE 0 0 146,239 GUGGENHEIM STRATEGIC OPPORTUNITY FUND CEF 40167F101 2,190 101,008 SH SOLE 0 0 101,008 HALLIBURTON CO COM Stock 406216101 956 41,358 SH SOLE 0 0 41,358 HARLEY DAVIDSON INC Stock 412822108 299 6,529 SH SOLE 0 0 6,529 HARTFORD FINL SVCS GROUP INC Stock 416515104 444 7,157 SH SOLE 0 0 7,157 HEALTH ASSURN ACQUISITION CORP UNIT EX Stock 42226W208 269 25,850 SH SOLE 0 0 25,850 HEALTH CARE PPTY INVS INC REIT 42250P103 209 6,275 SH SOLE 0 0 6,275 HEALTH CARE REIT INC REIT 95040Q104 722 8,693 SH SOLE 0 0 8,693 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 6,934 55,050 SH SOLE 0 0 55,050 HEALTHCARE TRUST OF AMERICA, INC. CLASS A REIT 42225P501 482 18,057 SH SOLE 0 0 18,057 HEAT BIOLOGICS INC COM Stock 42237K409 77 11,457 SH SOLE 0 0 11,457 HECLA MNG CO COM Stock 422704106 716 96,265 SH SOLE 0 0 96,265 HERCULES CAPITAL INC COM CEF 427096508 2,839 166,388 SH SOLE 0 0 166,388 HERSHEY CO COM Stock 427866108 748 4,291 SH SOLE 0 0 4,291 HIGH YIELD ETF ETF 30151E814 1,162 35,732 SH SOLE 0 0 35,732 HIGHLAND INCOME FD HIGHLAND INCOME CEF 43010E404 953 87,344 SH SOLE 0 0 87,344 HILTON WORLDWIDE HLDGS INC COM Stock 43300A203 426 3,533 SH SOLE 0 0 3,533 HOEGH LNG PARTNERS LP COM UNIT LTD Stock Y3262R100 532 30,265 SH SOLE 0 0 30,265 HOLOGIC INC Stock 436440101 339 5,088 SH SOLE 0 0 5,088 HOME DEPOT Stock 437076102 16,526 51,823 SH SOLE 0 0 51,823 HONEYWELL INTL INC Stock 438516106 5,437 24,787 SH SOLE 0 0 24,787 HORIZON THERAPEUTICS PUB L SHS Stock G46188101 671 7,163 SH SOLE 0 0 7,163 HORMEL FOODS CORP COM Stock 440452100 1,346 28,198 SH SOLE 0 0 28,198 HP INC COM Stock 40434L105 334 11,056 SH SOLE 0 0 11,056 HUBSPOT INC COM Stock 443573100 1,420 2,437 SH SOLE 0 0 2,437 HUMANA INC COM Stock 444859102 542 1,223 SH SOLE 0 0 1,223 HUNTINGTON BANCSHARES INC COM Stock 446150104 818 57,325 SH SOLE 0 0 57,325 HUNTSMAN CORP Stock 447011107 891 33,608 SH SOLE 0 0 33,608 ICICI BANK LTD ADR ADR 45104G104 489 28,608 SH SOLE 0 0 28,608

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Please Consider the Environment Before Printing This Document ICON PLC SHS Stock G4705A100 342 1,655 SH SOLE 0 0 1,655 IDEX CORP Stock 45167R104 446 2,027 SH SOLE 0 0 2,027 IDEXX LABS INC COM Stock 45168D104 937 1,484 SH SOLE 0 0 1,484 II-VI INC Stock 902104108 261 3,602 SH SOLE 0 0 3,602 ILLINOIS TOOL WKS INC COM Stock 452308109 1,904 8,515 SH SOLE 0 0 8,515 ILLUMINA INC Stock 452327109 2,633 5,564 SH SOLE 0 0 5,564 INARI MED INC COM Stock 45332Y109 375 4,025 SH SOLE 0 0 4,025 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 9,874 96,423 SH SOLE 0 0 96,423 INGERSOLL RAND INC COM Stock 45687V106 264 5,406 SH SOLE 0 0 5,406 INMODE LTD SHS Stock M5425M103 471 4,978 SH SOLE 0 0 4,978 INNOVATIVE INDL PPTYS INC COM REIT 45781V101 2,348 12,291 SH SOLE 0 0 12,291 INNOVATOR GROWTH 100 ACCELERATED ETF - QUARTERLY ETF 45783Y608 244 8,750 SH SOLE 0 0 8,750 INNOVATOR GROWTH 100 ACCELERATED PLUS ETF ETF 45783Y509 399 14,241 SH SOLE 0 0 14,241 INNOVATOR LOUP FRONTIER TECH ETF ETF 45782C862 728 13,132 SH SOLE 0 0 13,132 INNOVATOR MSCI EAFE POWER BUFFER ETF - JANUARY ETF 45782C524 289 10,812 SH SOLE 0 0 10,812 INNOVATOR MSCI EMERGING MARKETS POWER BUFFER ETF - JANUARY ETF 45782C516 225 7,234 SH SOLE 0 0 7,234 INNOVATOR NASDAQ-100 POWER BUFFER ETF - JANUARY ETF 45782C466 210 5,171 SH SOLE 0 0 5,171 INNOVATOR S&P 500 BUFFER ETF - JANUARY ETF 45782C409 303 8,451 SH SOLE 0 0 8,451 INNOVATOR S&P 500 BUFFER ETF - OCTOBER ETF 45782C771 2,668 82,676 SH SOLE 0 0 82,676 INNOVATOR S&P 500 POWER BUFFER ETF - JULY ETF 45782C813 322 10,863 SH SOLE 0 0 10,863 INNOVATOR S&P 500 POWER BUFFER ETF - JUNE ETF 45782C748 496 15,968 SH SOLE 0 0 15,968 INNOVATOR S&P 500 POWER BUFFER ETF - MAY ETF 45782C318 288 9,784 SH SOLE 0 0 9,784 INNOVATOR S&P 500 POWER BUFFER ETF - OCTOBER ETF 45782C797 208 7,158 SH SOLE 0 0 7,158 INSPIRE 100 ETF ETF 66538H534 1,190 27,878 SH SOLE 0 0 27,878 INTEL CORP COM Stock 458140100 6,495 115,686 SH SOLE 0 0 115,686 INTERCONTINENTAL EXCHANGE INC COM Stock 45866F104 395 3,324 SH SOLE 0 0 3,324 INTERDIGITAL COMM CORP Stock 45867G101 506 6,922 SH SOLE 0 0 6,922 INTERNATIONAL PAPER CO COM Stock 460146103 1,346 21,946 SH SOLE 0 0 21,946 INTL BUSINESS MACHINES Stock 459200101 4,662 31,805 SH SOLE 0 0 31,805 INTL GAME TECHNOLOGY Stock G4863A108 277 11,557 SH SOLE 0 0 11,557 INTUIT INC Stock 461202103 319 650 SH SOLE 0 0 650 INTUITIVE SURGICAL, INC. Stock 46120E602 4,624 5,028 SH SOLE 0 0 5,028 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF ETF 46138J700 388 18,409 SH SOLE 0 0 18,409 INVESCO BULLETSHARES 2021 USD EMERGING MARKETS DEBT ETF ETF 46138J684 537 21,555 SH SOLE 0 0 21,555 INVESCO BULLETSHARES 2022 CORPORATE BOND ETF ETF 46138J882 2,839 131,480 SH SOLE 0 0 131,480 INVESCO BULLETSHARES 2022 HIGH YIELD CORPORATE BOND ETF ETF 46138J874 1,140 48,833 SH SOLE 0 0 48,833 INVESCO BULLETSHARES 2022 USD EMERGING MARKETS DEBT ETF ETF 46138J676 703 27,314 SH SOLE 0 0 27,314 INVESCO BULLETSHARES 2023 CORPORATE BOND ETF ETF 46138J866 2,693 123,942 SH SOLE 0 0 123,942 INVESCO BULLETSHARES 2023 HIGH YIELD CORPORATE BOND ETF ETF 46138J858 1,236 48,525 SH SOLE 0 0 48,525 INVESCO BULLETSHARES 2023 USD EMERGING MARKETS DEBT ETF ETF 46138J668 870 33,222 SH SOLE 0 0 33,222 INVESCO BULLETSHARES 2024 CORPORATE BOND ETF ETF 46138J841 2,740 123,457 SH SOLE 0 0 123,457 INVESCO BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF ETF 46138J833 1,173 46,613 SH SOLE 0 0 46,613 INVESCO BULLETSHARES 2024 USD EMERGING MARKETS DEBT ETF ETF 46138J650 876 33,257 SH SOLE 0 0 33,257 INVESCO BULLETSHARES 2025 CORPORATE BOND ETF ETF 46138J825 2,690 120,576 SH SOLE 0 0 120,576 INVESCO BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF ETF 46138J817 1,130 45,716 SH SOLE 0 0 45,716 INVESCO DYNAMIC LARGE CAP VALUE ETF ETF 46137V738 306 6,895 SH SOLE 0 0 6,895 INVESCO KBW BANK ETF ETF 46138E628 2,174 33,755 SH SOLE 0 0 33,755 INVESCO MORTGAGE CAPITAL INC COM REIT 46131B100 112 28,660 SH SOLE 0 0 28,660 INVESCO MSCI SUSTAINABLE FUTURE ETF ETF 46137V407 238 3,436 SH SOLE 0 0 3,436 INVESCO NASDAQ NEXT GEN 100 ETF ETF 46138G631 384 11,145 SH SOLE 0 0 11,145 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 1,407 70,026 SH SOLE 0 0 70,026 INVESCO PLC NEW SPONSORED ADR Stock G491BT108 593 22,196 SH SOLE 0 0 22,196 INVESCO S&P 500 QUALITY ETF ETF 46137V241 449 9,242 SH SOLE 0 0 9,242 INVESCO S&P MIDCAP MOMENTUM ETF ETF 46137V464 2,264 26,437 SH SOLE 0 0 26,437 INVESCO S&P MIDCAP QUALITY ETF ETF 46137V472 247 3,187 SH SOLE 0 0 3,187 INVESCO S&P MIDCAP VALUE WITH MOMENTUM ETF ETF 46137V456 796 17,561 SH SOLE 0 0 17,561 INVESCO S&P SMALLCAP ENERGY PORTFOLIO ETF 46138E164 216 26,840 SH SOLE 0 0 26,840 INVESCO S&P SMALLCAP HEALTH CARE PORTFOLIO ETF 46138E149 736 3,798 SH SOLE 0 0 3,798 INVESCO S&P SMALLCAP MOMENTUM ETF ETF 46137V498 611 11,173 SH SOLE 0 0 11,173 INVESCO SOLAR ETF ETF 46138G706 1,221 13,666 SH SOLE 0 0 13,666 INVESCO TOTAL RETURN BOND ETF ETF 46090A804 239 4,195 SH SOLE 0 0 4,195 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 2,499 49,510 SH SOLE 0 0 49,510 INVESCO VARIABLE RATE PREFERRED ETF ETF 46138G870 428 16,281 SH SOLE 0 0 16,281 INVITAE CORP COM Stock 46185L103 1,045 30,971 SH SOLE 0 0 30,971 IQVIA HLDGS INC COM Stock 46266C105 722 2,981 SH SOLE 0 0 2,981 IRIDIUM COMMUNICATIONS Stock 46269C102 237 5,932 SH SOLE 0 0 5,932 IROBOT CORP COM Stock 462726100 456 4,884 SH SOLE 0 0 4,884 IRON MOUNTAIN INC REIT 46284V101 767 18,116 SH SOLE 0 0 18,116 IS GUGGENHEIM S&P 500 PURE GROWTH EFT ETF 46137V266 471 2,556 SH SOLE 0 0 2,556 ISHARES 20 YR TREASURY ETF ETF 464287432 3,065 21,232 SH SOLE 0 0 21,232 ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 46434V100 3,927 75,772 SH SOLE 0 0 75,772

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Please Consider the Environment Before Printing This Document ISHARES 0-5 YR TIPS BOND ETF ETF 46429B747 3,066 28,837 SH SOLE 0 0 28,837 ISHARES 10 YEAR CREDIT BOND FUND EFT ETF 464289511 210 2,986 SH SOLE 0 0 2,986 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 5,764 105,168 SH SOLE 0 0 105,168 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 19,782 229,590 SH SOLE 0 0 229,590 ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 1,861 14,255 SH SOLE 0 0 14,255 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 464288638 1,536 25,386 SH SOLE 0 0 25,386 ISHARES 7-10 YR TREASURY BOND ETF ETF 464287440 2,480 21,473 SH SOLE 0 0 21,473 ISHARES AGGREGATE BOND ETF ETF 464287226 34,668 300,594 SH SOLE 0 0 300,594 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 13,292 113,413 SH SOLE 0 0 113,413 ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF ETF 46435U853 281 6,727 SH SOLE 0 0 6,727 ISHARES COHEN & STEERS REIT ETF ETF 464287564 478 7,315 SH SOLE 0 0 7,315 ISHARES COMMODITIES SELECT STRATEGY ETF ETF 46431W853 1,187 34,417 SH SOLE 0 0 34,417 ISHARES CONVERTIBLE BOND ETF ETF 46435G102 1,892 18,554 SH SOLE 0 0 18,554 ISHARES CORE INTERNATIONAL AGGREGATE BOND FUND ETF 46435G672 1,070 19,410 SH SOLE 0 0 19,410 ISHARES CORE LONG-TERM U.S. BOND ETF ETF 464289479 225 3,108 SH SOLE 0 0 3,108 ISHARES CORE MSCI EAFE ETF 46432F842 17,595 235,044 SH SOLE 0 0 235,044 ISHARES CORE MSCI EMERGING MKTS ETF 46434G103 16,748 250,012 SH SOLE 0 0 250,012 ISHARES CORE MSCI EUROPE ETF ETF 46434V738 353 6,155 SH SOLE 0 0 6,155 ISHARES CORE S&P MID CAP ETF ETF 464287507 22,916 85,274 SH SOLE 0 0 85,274 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 2,071 20,505 SH SOLE 0 0 20,505 ISHARES CORE S&P U.S. VALUE ETF ETF 464287663 6,595 91,653 SH SOLE 0 0 91,653 ISHARES CORE TOTAL USD BOND MARKET ETF ETF 46434V613 2,504 46,806 SH SOLE 0 0 46,806 ISHARES CORE U.S. REIT ETF ETF 464288521 655 11,234 SH SOLE 0 0 11,234 ISHARES CREDIT BOND ETF ETF 464288620 504 8,321 SH SOLE 0 0 8,321 ISHARES DJ SELECT DIVIDEND ETF 464287168 4,699 40,295 SH SOLE 0 0 40,295 ISHARES DJ TRANSPORTATION AVERAGE ETF 464287192 668 2,567 SH SOLE 0 0 2,567 ISHARES DJ U.S. FINANCIAL SECTOR ETF ETF 464287788 1,347 16,615 SH SOLE 0 0 16,615 ISHARES DJ US BASIC MATERIALS ETF 464287838 2,269 17,403 SH SOLE 0 0 17,403 ISHARES DJ US ENERGY ETF 464287796 1,300 44,673 SH SOLE 0 0 44,673 ISHARES DJ US HEALTH CARE PROVIDERS ETF 464288828 339 1,271 SH SOLE 0 0 1,271 ISHARES DJ US OIL EQUIPMENTINDEX ETF 464288844 204 13,328 SH SOLE 0 0 13,328 ISHARES DJ US TECHNOLOGY ETF 464287721 1,882 18,930 SH SOLE 0 0 18,930 ISHARES DOW JONES US HOME CONST (ETF) ETF 464288752 503 7,265 SH SOLE 0 0 7,265 ISHARES DOW JONES US REGIONAL BANKS ETF 464288778 341 5,928 SH SOLE 0 0 5,928 ISHARES DOW JONES US UTILITIES ETF 464287697 1,041 13,257 SH SOLE 0 0 13,257 ISHARES EMERGING MKT ETF ETF 464286319 202 5,203 SH SOLE 0 0 5,203 ISHARES ESG AWARE 1-5 YEAR USD CORPORATE BOND ETF ETF 46435G243 626 24,042 SH SOLE 0 0 24,042 ISHARES ESG AWARE MSCI USA ETF ETF 46435G425 5,329 54,117 SH SOLE 0 0 54,117 ISHARES ESG SCREENED S&P 500 ETF ETF 46436E569 278 8,453 SH SOLE 0 0 8,453 ISHARES EVOLVED U.S. TECHNOLOGY ETF ETF 46431W648 217 3,951 SH SOLE 0 0 3,951 ISHARES EXPONENTIAL TECHNOLOGIES ETF ETF 46434V381 1,792 28,327 SH SOLE 0 0 28,327 ISHARES FALLEN ANGELS USD BOND ETF ETF 46435G474 1,607 53,644 SH SOLE 0 0 53,644 ISHARES FLOATING RATE BOND ETF ETF 46429B655 5,049 99,352 SH SOLE 0 0 99,352 ISHARES FTSE CHINA ETF ETF 464287184 252 5,449 SH SOLE 0 0 5,449 ISHARES FTSE NAREIT MORTGAGE PLUS CAPPED INDEX FD (ETF) ETF 46435G342 468 12,610 SH SOLE 0 0 12,610 ISHARES FTSE NAREIT RESID PLUS CP IDX ETF 464288562 1,125 13,496 SH SOLE 0 0 13,496 ISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF ETF 46435U192 293 5,633 SH SOLE 0 0 5,633 ISHARES GLOBAL HEALTHCARE SECTOR INDEX ETF 464287325 381 4,582 SH SOLE 0 0 4,582 ISHARES GOLD TRUST ETF ETF 464285204 4,879 144,746 SH SOLE 0 0 144,746 ISHARES GSCI COMMODITY INDEXED TR ETF ETF 46428R107 212 13,202 SH SOLE 0 0 13,202 ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF ETF 46435G755 254 9,690 SH SOLE 0 0 9,690 ISHARES IBONDS DEC 2023 TERM MUNI BOND ETF ETF 46435G318 227 8,698 SH SOLE 0 0 8,698 ISHARES IBONDS DEC 2024 TERM MUNI BOND ETF ETF 46435U697 227 8,406 SH SOLE 0 0 8,406 ISHARES IBONDS DEC 2025 TERM MUNI BOND ETF ETF 46435U432 226 8,087 SH SOLE 0 0 8,087 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 43,588 324,409 SH SOLE 0 0 324,409 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 11,162 126,778 SH SOLE 0 0 126,778 ISHARES INC MSCI ALLCOUNTRY WORLD MIN VOLATILITY IN ETF 464286525 5,285 51,379 SH SOLE 0 0 51,379 ISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD ETF 46429B689 7,641 101,148 SH SOLE 0 0 101,148 ISHARES INC MSCI EMERGING MARKETS SMALL CAP INDEX FD ETF 464286475 718 11,455 SH SOLE 0 0 11,455 ISHARES INC MSCI MEXICO ETF 464286822 212 4,407 SH SOLE 0 0 4,407 ISHARES INTEREST RATE HEDGED CORPORATE BOND ETF ETF 46431W705 204 2,113 SH SOLE 0 0 2,113 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 1,199 37,017 SH SOLE 0 0 37,017 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 833 7,411 SH SOLE 0 0 7,411 ISHARES KLD SEL SOC FD ETF 464288802 1,443 15,106 SH SOLE 0 0 15,106 ISHARES MBS ETF ETF 464288588 1,415 13,072 SH SOLE 0 0 13,072 ISHARES MORNINGSTAR LARGE GROWTH ETF ETF 464287119 705 10,889 SH SOLE 0 0 10,889 ISHARES MORNINGSTAR SMALL VALUE INDEX ETF 464288703 417 7,096 SH SOLE 0 0 7,096 ISHARES MSCI ACWI EX US ETF 464288240 303 5,275 SH SOLE 0 0 5,275 ISHARES MSCI ASIA EX JAPAN ETF 464288182 230 2,436 SH SOLE 0 0 2,436 ISHARES MSCI BRAZIL INDEX FD ETF ETF 464286400 356 8,770 SH SOLE 0 0 8,770 ISHARES MSCI EAFE ETF ETF 464287465 7,566 95,913 SH SOLE 0 0 95,913

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Please Consider the Environment Before Printing This Document ISHARES MSCI EAFE GROWTH INDEX ETF ETF 464288885 4,572 42,614 SH SOLE 0 0 42,614 ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 2,419 32,623 SH SOLE 0 0 32,623 ISHARES MSCI EAFE VALUE INDEX ETF ETF 464288877 2,981 57,592 SH SOLE 0 0 57,592 ISHARES MSCI EM ESG SELECT ETF ETF 46434G863 2,041 45,205 SH SOLE 0 0 45,205 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 2,199 39,870 SH SOLE 0 0 39,870 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF ETF 464286533 378 5,897 SH SOLE 0 0 5,897 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF ETF 46434G848 259 5,726 SH SOLE 0 0 5,726 ISHARES MSCI INTL QUALITY FACTOR ETF ETF 46434V456 1,728 44,800 SH SOLE 0 0 44,800 ISHARES MSCI JAPAN ETF ETF 46434G822 212 3,146 SH SOLE 0 0 3,146 ISHARES MSCI USA MOMENTUM FACTOR ETF 46432F396 37,747 217,651 SH SOLE 0 0 217,651 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 2,976 22,394 SH SOLE 0 0 22,394 ISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETF ETF 46435G433 2,457 64,599 SH SOLE 0 0 64,599 ISHARES MSCI WORLD ETF ETF 464286392 218 1,718 SH SOLE 0 0 1,718 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 1,448 8,848 SH SOLE 0 0 8,848 ISHARES ROBOTICS AND ARTIFICIAL INTELLIGENCE MULTISECTOR ETF ETF 46435U556 850 18,928 SH SOLE 0 0 18,928 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 2,985 10,995 SH SOLE 0 0 10,995 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 1,377 8,681 SH SOLE 0 0 8,681 ISHARES RUSSELL 2000 ETF ETF 464287655 17,242 75,172 SH SOLE 0 0 75,172 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 4,675 14,999 SH SOLE 0 0 14,999 ISHARES RUSSELL 2000 VALUE ETF 464287630 1,415 8,536 SH SOLE 0 0 8,536 ISHARES RUSSELL 2500 ETF ETF 46435G268 431 6,502 SH SOLE 0 0 6,502 ISHARES RUSSELL 3000 ETF ETF 464287689 1,624 6,345 SH SOLE 0 0 6,345 ISHARES RUSSELL MICROCAP INDEX ETF 464288869 550 3,601 SH SOLE 0 0 3,601 ISHARES RUSSELL MIDCAP GROWTH ETF ETF 464287481 3,795 33,525 SH SOLE 0 0 33,525 ISHARES RUSSELL MIDCAP VALUE INDEX ETF 464287473 1,985 17,267 SH SOLE 0 0 17,267 ISHARES S&P 500 GROWTH ETF ETF 464287309 34,096 468,796 SH SOLE 0 0 468,796 ISHARES S&P 500 INDEX ETF 464287200 127,123 295,691 SH SOLE 0 0 295,691 ISHARES S&P 500 VALUE ETF ETF 464287408 23,829 161,397 SH SOLE 0 0 161,397 ISHARES S&P GLOBAL ENERGY ETF 464287341 2,685 100,982 SH SOLE 0 0 100,982 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 5,920 73,152 SH SOLE 0 0 73,152 ISHARES S&P MIDCAP 400 VALUE ETF ETF 464287705 8,471 80,411 SH SOLE 0 0 80,411 ISHARES S&P NORTH AMER TECHNOLOGY ETF 464287549 373 922 SH SOLE 0 0 922 ISHARES S&P NORTH AMER TECH-SOFTWARE ETF 464287515 2,888 7,404 SH SOLE 0 0 7,404 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 34,324 303,807 SH SOLE 0 0 303,807 ISHARES S&P SMALLCAP 600 GROWTH ETF ETF 464287887 9,594 72,334 SH SOLE 0 0 72,334 ISHARES S&P SMALLCAP 600 VALUE ETF ETF 464287879 11,524 109,303 SH SOLE 0 0 109,303 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 4,321 109,857 SH SOLE 0 0 109,857 ISHARES SEMICONDUCTOR FUND ETF 464287523 4,306 9,479 SH SOLE 0 0 9,479 ISHARES SILVER TRUST ETF ETF 46428Q109 3,953 163,212 SH SOLE 0 0 163,212 ISHARES TIPS BOND ETF ETF 464287176 11,313 88,373 SH SOLE 0 0 88,373 ISHARES TR 0-5 YR HIGH YIELD CORP BD ETF ETF 46434V407 1,556 33,780 SH SOLE 0 0 33,780 ISHARES TR CORE DIVID GROWTH ETF ETF 46434V621 38,381 762,130 SH SOLE 0 0 762,130 ISHARES TR DOW JONES U S FINL SVCS ETF 464287770 261 1,409 SH SOLE 0 0 1,409 ISHARES TR DOW JONES U S HEALTHCARE ETF 464287762 1,487 5,448 SH SOLE 0 0 5,448 ISHARES TR DOW JONES U S TOTAL MKT INDEX ETF 464287846 1,501 13,900 SH SOLE 0 0 13,900 ISHARES TR DOW JONES US MEDICAL DEVICES INDEX ETF 464288810 11,917 33,008 SH SOLE 0 0 33,008 ISHARES TR DOW JONESUS AEROSPACE & DEF ETF 464288760 653 5,961 SH SOLE 0 0 5,961 ISHARES TR HIGH DIVID EQUITY FD ETF 46429B663 3,800 39,362 SH SOLE 0 0 39,362 ISHARES TR KLD 400 SOCIAL INDEX FD ETF 464288570 1,014 12,243 SH SOLE 0 0 12,243 ISHARES TR LEHMAN AGENCY BOND FD ETF ETF 464288166 989 8,350 SH SOLE 0 0 8,350 ISHARES TR LEHMAN SHORT TREA BDFD ETF 464288679 909 8,224 SH SOLE 0 0 8,224 ISHARES TR LRGE CORE INDX ETF ETF 464287127 346 5,701 SH SOLE 0 0 5,701 ISHARES TR MID CORE INDEX FD ETF 464288208 683 10,185 SH SOLE 0 0 10,185 ISHARES TR MID GRWTH INDX ETF ETF 464288307 818 11,878 SH SOLE 0 0 11,878 ISHARES TR MSCI ACWIINDEX FD ETF 464288257 1,426 14,097 SH SOLE 0 0 14,097 ISHARES TR MSCI INDIA INDEX FD ETF 46429B598 396 8,942 SH SOLE 0 0 8,942 ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD ETF 46429B697 21,741 295,353 SH SOLE 0 0 295,353 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 726 2,997 SH SOLE 0 0 2,997 ISHARES TR RUSSELL MIDCAP INDEX FD ETF 464287499 2,517 31,770 SH SOLE 0 0 31,770 ISHARES TR S&P 100 INDEX FUND ETF 464287101 1,075 5,481 SH SOLE 0 0 5,481 ISHARES TR S&P 1500 INDEX FD ETF 464287150 22,809 230,953 SH SOLE 0 0 230,953 ISHARES TR S&P ASIA 50 INDEX FD ETF 464288430 242 2,642 SH SOLE 0 0 2,642 ISHARES TR S&P CONSERVATIVE ALLOCATION FD ETF 464289883 1,353 33,993 SH SOLE 0 0 33,993 ISHARES TR S&P GLOBAL 100 INDEXFD ETF 464287572 1,973 27,793 SH SOLE 0 0 27,793 ISHARES TR S&P GLOBAL CLEAN ENERGY INDEX ETF 464288224 868 36,977 SH SOLE 0 0 36,977 ISHARES TR S&P GLOBAL FINLS SECTOR ETF 464287333 690 8,892 SH SOLE 0 0 8,892 ISHARES TR S&P MODERATE ALLOCATION FD ETF 464289875 540 11,980 SH SOLE 0 0 11,980 ISHARES TR S&P/CITIGROUP INTL TREASURY BD ETF ETF 464288117 2,388 45,701 SH SOLE 0 0 45,701 ISHARES TR SMLL CORE INDX ETF ETF 464288505 330 5,633 SH SOLE 0 0 5,633 ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FD ETF 464288158 568 5,269 SH SOLE 0 0 5,269 ISHARES TRUST CORE MSCI TOTAL INTL STK ETF ETF 46432F834 4,328 59,039 SH SOLE 0 0 59,039

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Please Consider the Environment Before Printing This Document ISHARES TRUST CORE SHORT-TERM US BD ETF ETF 46432F859 11,500 224,224 SH SOLE 0 0 224,224 ISHARES TRUST MSCI USA VALUE FACTOR ETF ETF 46432F388 3,556 33,843 SH SOLE 0 0 33,843 ISHARES TRUST RUSSELL 200 GROWTH INDEX FD ETF 464289438 2,018 13,397 SH SOLE 0 0 13,397 ISHARES TRUST S&P GLOBAL CONSUMER STAPLES INDEX FD ETF 464288737 481 7,871 SH SOLE 0 0 7,871 ISHARES TRUST S&P GLOBAL INFO TECHNOLOGY ETF 464287291 1,984 5,878 SH SOLE 0 0 5,878 ISHARES U S ETF TR SHORT MATURITY BD ETF ETF 46431W507 1,376 27,423 SH SOLE 0 0 27,423 ISHARES U.S. INFRASTRUCTURE ETF ETF 46435U713 438 12,405 SH SOLE 0 0 12,405 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 4,897 184,107 SH SOLE 0 0 184,107 ISHARES US REAL ESTATE ETF ETF 464287739 1,690 16,582 SH SOLE 0 0 16,582 ITERUM THERAPEUTICS PLC SHS Stock G6333L101 40 17,153 SH SOLE 0 0 17,153 J M SMUCKER CO NEW Stock 832696405 829 6,394 SH SOLE 0 0 6,394 JANUS HENDERSON GROUP PLC ORD SHS Stock G4474Y214 539 13,881 SH SOLE 0 0 13,881 JANUS HENDERSON SHORT DURATION INCOME ETF ETF 47103U886 391 7,782 SH SOLE 0 0 7,782 JAZZ PHARMACEUTICALSINC Stock G50871105 263 1,478 SH SOLE 0 0 1,478 JEFFERIES FINL GROUP INC COM Stock 47233W109 306 8,961 SH SOLE 0 0 8,961 JOHN HANCOCK PREFERRED INCOME FUND III CEF 41021P103 236 12,286 SH SOLE 0 0 12,286 JOHNSON & JOHNSON COM Stock 478160104 17,499 106,221 SH SOLE 0 0 106,221 JOHNSON CTLS INC Stock G51502105 213 3,105 SH SOLE 0 0 3,105 JPMORGAN CHASE & CO COM Stock 46625H100 19,760 127,042 SH SOLE 0 0 127,042 JPMORGAN EQUITY PREMIUM INCOME ETF ETF 46641Q332 1,384 22,857 SH SOLE 0 0 22,857 JPMORGAN U.S. VALUE FACTOR ETF ETF 46641Q753 1,497 41,353 SH SOLE 0 0 41,353 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 5,525 108,895 SH SOLE 0 0 108,895 JUMIA TECHNOLOGIES AG SPONSORED ADS ADR 48138M105 947 31,220 SH SOLE 0 0 31,220 KBW REGIONAL BANKINGETF ETF 78464A698 2,160 32,962 SH SOLE 0 0 32,962 KCAP FINANCIAL, INC. CEF 73688F102 61 25,450 SH SOLE 0 0 25,450 KELLOGG CO COM Stock 487836108 1,551 24,105 SH SOLE 0 0 24,105 KEURIG DR PEPPER INC COM Stock 49271V100 310 8,793 SH SOLE 0 0 8,793 KEYCORP COM Stock 493267108 307 14,883 SH SOLE 0 0 14,883 KIMBERLY-CLARK CORP COM Stock 494368103 3,836 28,675 SH SOLE 0 0 28,675 KINDER MORGAN INC Stock 49456B101 1,061 58,226 SH SOLE 0 0 58,226 KINROSS GOLD CORP NEW COM Stock 496902404 596 93,865 SH SOLE 0 0 93,865 KIRKLAND LAKE GOLD LTD COM Stock 49741E100 990 25,703 SH SOLE 0 0 25,703 KKR & CO LP Stock 48251W104 301 5,076 SH SOLE 0 0 5,076 KKR INCOME OPPORTUNITIES FD COM CEF 48249T106 221 13,253 SH SOLE 0 0 13,253 KLA-TENCOR CORP Stock 482480100 285 880 SH SOLE 0 0 880 KONINKLIJKE PHILIPS N V NY REGIS SHS NEW ADR 500472303 388 7,808 SH SOLE 0 0 7,808 KRAFT HEINZ CO COM Stock 500754106 465 11,395 SH SOLE 0 0 11,395 KRANESHARES BOSERA MSCI CHINA A ETF ETF 500767405 1,394 29,134 SH SOLE 0 0 29,134 KROGER CO COM Stock 501044101 1,476 38,536 SH SOLE 0 0 38,536 L BRANDS INC COM Stock 501797104 8,779 121,828 SH SOLE 0 0 121,828 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 1,054 4,875 SH SOLE 0 0 4,875 LA Z BOY INC COM Stock 505336107 677 18,266 SH SOLE 0 0 18,266 LABORATORY CORP OF AMERICA Stock 50540R409 262 951 SH SOLE 0 0 951 LAM RESEARCH CORP Stock 512807108 2,660 4,088 SH SOLE 0 0 4,088 LAS VEGAS SANDS CORP Stock 517834107 267 5,065 SH SOLE 0 0 5,065 LEGGETT & PLATT INC COM Stock 524660107 414 7,982 SH SOLE 0 0 7,982 LENNAR CORP CL A Stock 526057104 895 9,012 SH SOLE 0 0 9,012 LIBERTY GLOBAL PLC SHS CL A Stock G5480U104 281 10,343 SH SOLE 0 0 10,343 LIBERTY MEDIA CORP Stock 531229870 272 6,371 SH SOLE 0 0 6,371 LIBERTY MEDIA CORP DEL COM A SIRIUSXM Stock 531229409 407 8,736 SH SOLE 0 0 8,736 LIGHTINTHEBOX HLDG CO LTD SPONSORED ADR ADR 53225G102 36 18,200 SH SOLE 0 0 18,200 LILLY ELI & CO COM Stock 532457108 3,534 15,398 SH SOLE 0 0 15,398 LINCOLN NATL CORP IND COM Stock 534187109 988 15,727 SH SOLE 0 0 15,727 LINDE PLC SHS Stock G5494J103 594 2,054 SH SOLE 0 0 2,054 LIQUIDIA CORPORATION COM NEW Stock 53635D202 99 34,490 SH SOLE 0 0 34,490 LIVE VENTURES INC COM NEW Stock 538142308 744 12,082 SH SOLE 0 0 12,082 LLOYDS TSB GROUP PLC ADR 539439109 74 28,864 SH SOLE 0 0 28,864 LOCKHEED MARTIN CORP Stock 539830109 6,308 16,672 SH SOLE 0 0 16,672 LOUISIANA PACIFIC Stock 546347105 229 3,798 SH SOLE 0 0 3,798 LOWES COS INC COM Stock 548661107 4,689 24,172 SH SOLE 0 0 24,172 LTC PROPERTIES INC REIT 502175102 219 5,691 SH SOLE 0 0 5,691 LULULEMON ATHLETICA INC Stock 550021109 1,161 3,181 SH SOLE 0 0 3,181 LUMEN TECHNOLOGIES INC COM Stock 550241103 348 25,581 SH SOLE 0 0 25,581 LYONDELLBASELL Stock N53745100 726 7,053 SH SOLE 0 0 7,053 M D C HOLDING INC Stock 552676108 200 3,957 SH SOLE 0 0 3,957 MACROGENICS INC COM USD0.01 Stock 556099109 650 24,200 SH SOLE 0 0 24,200 MAG SILVER CORP COM Stock 55903Q104 569 27,176 SH SOLE 0 0 27,176 MAGELLAN MIDSTREAM PARTNERS LP Stock 559080106 419 8,566 SH SOLE 0 0 8,566 MAGNA INTL INC CL A Stock 559222401 660 7,123 SH SOLE 0 0 7,123 MAGNITE INC COM Stock 55955D100 215 6,345 SH SOLE 0 0 6,345 MAIN SECTOR ROTATION ETF ETF 66538H591 1,445 35,075 SH SOLE 0 0 35,075

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Please Consider the Environment Before Printing This Document MAIN STR CAP CORP COM CEF 56035L104 1,749 42,560 SH SOLE 0 0 42,560 MAKEMYTRIP LIMITED MAURITIUS SHS Stock V5633W109 535 17,818 SH SOLE 0 0 17,818 MAMMOTH ENERGY SVCS INC COM Stock 56155L108 101 22,000 SH SOLE 0 0 22,000 MANCHESTER UTD PLC NEW ORD CL A Stock G5784H106 563 37,049 SH SOLE 0 0 37,049 MANULIFE FINL CORP COM Stock 56501R106 380 19,289 SH SOLE 0 0 19,289 MARATHON OIL CORP COM Stock 565849106 6,635 487,166 SH SOLE 0 0 487,166 MARATHON PETE CORP Stock 56585A102 578 9,563 SH SOLE 0 0 9,563 MARKET VECTORS ETF HIGH YIELD MUNI INDEX ETF 92189H409 1,330 20,910 SH SOLE 0 0 20,910 MARKET VECTORS ETF TR JR GOLD MINERS ETF NEW ETF 92189F791 1,362 29,138 SH SOLE 0 0 29,138 MARKET VECTORS ETF TR LEHMAN BROS AMT-FREE INTERMED ETF 92189H201 295 5,685 SH SOLE 0 0 5,685 MARKET VECTORS ETF TR PFD SECS EX FINLSETF ETF 92189F429 217 10,148 SH SOLE 0 0 10,148 MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF ETF 92189H805 233 2,747 SH SOLE 0 0 2,747 MARKET VECTORS ETF TR STEEL ETF ETF 92189F205 270 4,356 SH SOLE 0 0 4,356 MARKET VECTORS ETF TRMORNINGSTAR WIDE MOAT RESEARCHETF ETF 92189F643 5,440 73,456 SH SOLE 0 0 73,456 MARKET VECTORS FALLEN ETF 92189F437 1,180 35,870 SH SOLE 0 0 35,870 MARKET VECTORS GOLD MINERS INDEX ETF ETF 92189F106 1,318 38,790 SH SOLE 0 0 38,790 MARRIOTT INTL INC Stock 571903202 2,319 16,990 SH SOLE 0 0 16,990 MARSH & MCLENNAN COS INC COM Stock 571748102 224 1,593 SH SOLE 0 0 1,593 MARVELL TECHNOLOGY GROUP LTD Stock 573874104 2,070 35,495 SH SOLE 0 0 35,495 MASCO CORP COM Stock 574599106 230 3,906 SH SOLE 0 0 3,906 MASTERCARD INC Stock 57636Q104 5,235 14,339 SH SOLE 0 0 14,339 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 6,040 73,380 SH SOLE 0 0 73,380 MAXIM INTEGRATED PRODS Stock 57772K101 265 2,513 SH SOLE 0 0 2,513 MCCORMICK & CO INC COM NON VTG Stock 579780206 661 7,481 SH SOLE 0 0 7,481 MCDONALDS CORP COM Stock 580135101 6,006 26,002 SH SOLE 0 0 26,002 MCEWEN MINING INC COM Stock 58039P107 824 597,288 SH SOLE 0 0 597,288 MCKESSON CORP Stock 58155Q103 250 1,305 SH SOLE 0 0 1,305 MEDICAL PROPERTIES TRUST INC REIT 58463J304 1,232 61,274 SH SOLE 0 0 61,274 MEDTRONIC PLC SHS Stock G5960L103 2,510 20,216 SH SOLE 0 0 20,216 MEI PHARMA INC COM NEW Stock 55279B202 241 84,450 SH SOLE 0 0 84,450 MERCADOLIBRE INC Stock 58733R102 665 427 SH SOLE 0 0 427 MERCK & CO INC Stock 58933Y105 5,930 76,248 SH SOLE 0 0 76,248 MERLYN.AI SECTORSURFER MOMENTUM ETF ETF 02072L862 579 20,770 SH SOLE 0 0 20,770 META FINL GROUP INC COM Stock 59100U108 1,756 34,690 SH SOLE 0 0 34,690 METLIFE INC COM Stock 59156R108 1,015 16,965 SH SOLE 0 0 16,965 MFA MTG INVTS INC REIT 55272X102 145 31,676 SH SOLE 0 0 31,676 MGM RESORTS INTERNATIONAL Stock 552953101 1,056 24,767 SH SOLE 0 0 24,767 MICROCHIP TECHNOLOGY INC Stock 595017104 604 4,035 SH SOLE 0 0 4,035 MICRON TECHNOLOGY Stock 595112103 255 3,000 SH Call SOLE 0 0 3,000 MICRON TECHNOLOGY Stock 595112103 2,798 32,927 SH SOLE 0 0 32,927 MICROSOFT Stock 594918104 623 2,300 SH Call SOLE 0 0 2,300 MICROSOFT Stock 594918104 58,911 217,462 SH SOLE 0 0 217,462 MISSION PRODUCE INC COM Stock 60510V108 265 12,790 SH SOLE 0 0 12,790 MITEK SYSTEMS INC NEW Stock 606710200 254 13,200 SH SOLE 0 0 13,200 MKT VECTORS OIL SERVICES ETF 92189H607 1,423 6,500 SH Call SOLE 0 0 6,500 MKT VECTORS OIL SERVICES ETF 92189H607 2,984 13,629 SH SOLE 0 0 13,629 MODERNA INC COM Stock 60770K107 3,108 13,225 SH SOLE 0 0 13,225 MOELIS & CO CL A Stock 60786M105 656 11,533 SH SOLE 0 0 11,533 MOGO INC COM Stock 60800C109 79 10,000 SH SOLE 0 0 10,000 MOLSON COORS BEVERAGE CO CL B Stock 60871R209 351 6,542 SH SOLE 0 0 6,542 MONDELEZ INTL INC CL A Stock 609207105 1,459 23,373 SH SOLE 0 0 23,373 MONSTER BEVERAGE CORP Stock 61174X109 221 2,422 SH SOLE 0 0 2,422 MORGAN STANLEY Stock 617446448 1,695 18,483 SH SOLE 0 0 18,483 MP MATERIALS CORP COM CL A Stock 553368101 1,207 32,735 SH SOLE 0 0 32,735 MSCI INC COM Stock 55354G100 679 1,274 SH SOLE 0 0 1,274 MUNIYIELD MICH INSD FD INC CEF 09254V105 661 42,875 SH SOLE 0 0 42,875 MV OIL TR UNITS Stock 553859109 88 10,326 SH SOLE 0 0 10,326 NANO DIMENSION LTD SPONSORD ADS NEW ADR 63008G203 94 11,382 SH SOLE 0 0 11,382 NASDAQ PREM INCOME & GROWTH FD INC CEF 670699107 322 10,953 SH SOLE 0 0 10,953 NATIONAL GRID TRANSCO PLC ADR 636274409 334 5,227 SH SOLE 0 0 5,227 NATIONAL RETAIL PPTYS REIT 637417106 736 15,704 SH SOLE 0 0 15,704 NAVIENT CORPORATION COM Stock 63938C108 226 11,707 SH SOLE 0 0 11,707 NETAPP INC Stock 64110D104 1,079 13,193 SH SOLE 0 0 13,193 NETFLIX COM INC Stock 64110L106 5,416 10,252 SH SOLE 0 0 10,252 NEW GERMANY FD INC COM CEF 644465106 263 12,985 SH SOLE 0 0 12,985 NEW GOLD INC CDA Stock 644535106 517 285,749 SH SOLE 0 0 285,749 NEW MOUNTAIN FIN CORP CEF 647551100 1,439 109,233 SH SOLE 0 0 109,233 NEW RESIDENTIAL INVESTMENT CORP REIT 64828T201 180 17,034 SH SOLE 0 0 17,034 NEW YORK MORTGAGE TRUST REIT 649604501 92 20,504 SH SOLE 0 0 20,504 NEWELL BRANDS INC COM Stock 651229106 274 9,985 SH SOLE 0 0 9,985 NEWMONT CORP COM Stock 651639106 1,034 16,317 SH SOLE 0 0 16,317

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Please Consider the Environment Before Printing This Document NEXTERA ENERGY INC COM Stock 65339F101 9,327 127,275 SH SOLE 0 0 127,275 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN Stock 65341B106 311 4,076 SH SOLE 0 0 4,076 NICE SYSTEMS LTD ADR ADR 653656108 558 2,255 SH SOLE 0 0 2,255 NIKE INC CLASS B Stock 654106103 3,581 23,177 SH SOLE 0 0 23,177 NIKOLA CORP COM Stock 654110105 458 25,371 SH SOLE 0 0 25,371 NIO INC SPON ADS ADR 62914V106 2,596 48,796 SH SOLE 0 0 48,796 NISOURCE INC COM Stock 65473P105 345 14,095 SH SOLE 0 0 14,095 NOKIA CORP ADR ADR 654902204 53 10,000 SH Call SOLE 0 0 10,000 NOKIA CORP ADR ADR 654902204 85 15,996 SH SOLE 0 0 15,996 NORDSTROM INC COM Stock 655664100 369 10,078 SH SOLE 0 0 10,078 NORFOLK SOUTHERN CRP Stock 655844108 1,925 7,252 SH SOLE 0 0 7,252 NORTHROP GRUMMAN CORP COM Stock 666807102 795 2,186 SH SOLE 0 0 2,186 NORWEGIAN CRUISE LINE HLDG LTD SHS Stock G66721104 400 13,590 SH SOLE 0 0 13,590 NOVARTIS AG ADR ADR 66987V109 1,052 11,532 SH SOLE 0 0 11,532 NOVAVAX INC Stock 670002401 259 1,220 SH SOLE 0 0 1,220 NU SKIN ENTERPRISES INC Stock 67018T105 296 5,228 SH SOLE 0 0 5,228 NUCOR CORP COM Stock 670346105 8,623 89,888 SH SOLE 0 0 89,888 NUVEEN DIV & INCOME FUND CEF 6706EP105 403 38,765 SH SOLE 0 0 38,765 NUVEEN ESG LARGE-CAP GROWTH ETF ETF 67092P201 1,061 16,449 SH SOLE 0 0 16,449 NUVEEN ESG MID-CAP GROWTH ETF ETF 67092P409 532 9,738 SH SOLE 0 0 9,738 NUVEEN ESG SMALL-CAP ETF ETF 67092P607 350 7,751 SH SOLE 0 0 7,751 NUVEEN FLOATING RATEINCOME OPPORTUNITY FD CEF 6706EN100 141 14,405 SH SOLE 0 0 14,405 NUVEEN INSD DIVID ADVANTAGE MUN FD CEF 67071L106 274 15,313 SH SOLE 0 0 15,313 NUVEEN INSD TAX FREE ADV TAX FREE ADVANTAGE MUNI CEF 670657105 563 35,851 SH SOLE 0 0 35,851 NUVEEN INTER DURATION MUN TERM COM CEF 670671106 153 10,200 SH SOLE 0 0 10,200 NUVEEN PFD & INCOME TERM FD COM CEF 67075A106 218 8,550 SH SOLE 0 0 8,550 NUVEEN QUALITY MUNCP INCOME FD COM CEF 67066V101 191 11,945 SH SOLE 0 0 11,945 NUVEEN QUALITY PFD INCOME FD 2 CEF 67072C105 507 50,904 SH SOLE 0 0 50,904 NUVEEN S&P 500 DYNAMIC OVERWRI COM CEF 6706EW100 333 18,383 SH SOLE 0 0 18,383 NUVEEN SR INCOME FD COM CEF 67067Y104 64 10,815 SH SOLE 0 0 10,815 NUVEEN TAX-ADVANTAGED DIVID GR COM CEF 67073G105 342 21,288 SH SOLE 0 0 21,288 NVIDIA CORP Stock 67066G104 20,201 25,247 SH SOLE 0 0 25,247 NXP SEMICONDUCTORS NV COM Stock N6596X109 226 1,099 SH SOLE 0 0 1,099 O REILLY AUTOMOTIVE INC Stock 67103H107 425 751 SH SOLE 0 0 751 OCCIDENTAL PETE CORP COM Stock 674599105 1,373 43,903 SH SOLE 0 0 43,903 OFS CAP CORP COM CEF 67103B100 501 50,329 SH SOLE 0 0 50,329 OKTA INC CL A Stock 679295105 1,311 5,356 SH SOLE 0 0 5,356 OMEGA HEALTHCARE INVESTORS INC REIT 681936100 1,206 33,240 SH SOLE 0 0 33,240 OMNICOM GROUP INC COM Stock 681919106 249 3,113 SH SOLE 0 0 3,113 ON SEMICONDUCTOR CORP COM Stock 682189105 478 12,500 SH Call SOLE 0 0 12,500 ONCOSEC MED INC COM Stock 68234L306 38 13,502 SH SOLE 0 0 13,502 ONEOK INC NEW COM Stock 682680103 536 9,641 SH SOLE 0 0 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714046109 759 4,916 SH SOLE 0 0 4,916

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FLOATING RATE INCOME FD COM CEF 72201H108 133 10,464 SH SOLE 0 0 10,464 PIMCO HIGH INCOME FD CEF 722014107 2,125 310,703 SH SOLE 0 0 310,703 PIMCO INCOME OPPORTUNITY FUND CEF 72202B100 3,307 124,075 SH SOLE 0 0 124,075 PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND ETF 72201R817 287 2,511 SH SOLE 0 0 2,511 PINTEREST INC CL A Stock 72352L106 4,641 58,788 SH SOLE 0 0 58,788 PIONEER NATURAL RESOURCES CO Stock 723787107 327 2,011 SH SOLE 0 0 2,011 PIONEER PWR SOLUTIONS INC COM NEW Stock 723836300 73 15,720 SH SOLE 0 0 15,720 PITNEY BOWES INC COM Stock 724479100 574 65,429 SH SOLE 0 0 65,429 PLATINUM GROUP METALS LTD COM Stock 72765Q882 73 20,250 SH SOLE 0 0 20,250 PLUG PWR INC Stock 72919P202 584 17,082 SH SOLE 0 0 17,082 PNC FINL SVCS GROUP INC COM Stock 693475105 1,267 6,641 SH SOLE 0 0 6,641 POINT BIOPHARMA GLOBAL INC COM Stock 88339T103 219 21,315 SH SOLE 0 0 21,315 POOL CORP COM Stock 73278L105 234 511 SH SOLE 0 0 511 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF ETF 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Please Consider the Environment Before Printing This Document SERVICE NOW INC Stock 81762P102 900 1,637 SH SOLE 0 0 1,637 SHAKE SHACK INC CL A Stock 819047101 349 3,263 SH SOLE 0 0 3,263 SHERWIN WILLIAMS CO COM Stock 824348106 2,269 8,326 SH SOLE 0 0 8,326 SHIFT4 PMTS INC CL A Stock 82452J109 328 3,500 SH SOLE 0 0 3,500 SHOPIFY INC CL A Stock 82509L107 7,242 4,957 SH SOLE 0 0 4,957 SILVER WHEATON CORP Stock 962879102 873 19,801 SH SOLE 0 0 19,801 SILVERGATE CAP CORP CL A Stock 82837P408 593 5,235 SH SOLE 0 0 5,235 SIMON PROPERTY GROUP INC REIT 828806109 695 5,328 SH SOLE 0 0 5,328 SIRIUS XM RADIO INC Stock 82968B103 148 22,688 SH SOLE 0 0 22,688 SIXTH STREET SPECIALTY LENDNIN COM CEF 83012A109 202 9,094 SH SOLE 0 0 9,094 SKYWORKS SOLUTIONS INC COM Stock 83088M102 2,466 12,861 SH SOLE 0 0 12,861 SLACK TECHNOLOGIES INC COM CL A Stock 83088V102 1,327 29,956 SH SOLE 0 0 29,956 SMITH & WESSON HLDG CORP Stock 831754106 395 11,389 SH SOLE 0 0 11,389 SNAP INC CL A Stock 83304A106 516 7,570 SH 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5,917 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF ETF 78468R739 470 9,484 SH SOLE 0 0 9,484 SPDR PORTFOLIO S&P 500 ETF ETF 78464A854 502 9,983 SH SOLE 0 0 9,983 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 695 11,029 SH SOLE 0 0 11,029 SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF ETF 78468R788 212 5,297 SH SOLE 0 0 5,297 SPDR PORTFOLIO S&P 600 SMALL CAP ETF ETF 78468R853 257 5,843 SH SOLE 0 0 5,843 SPDR S&P 1500 VALUE TILT ETF ETF 78464A128 2,048 13,988 SH SOLE 0 0 13,988 SPDR S&P 500 ETF ETF 78462F103 856 2,000 SH Call SOLE 0 0 2,000 SPDR S&P 500 ETF ETF 78462F103 985 2,300 SH Put SOLE 0 0 2,300 SPDR S&P 500 ETF ETF 78462F103 45,070 105,288 SH SOLE 0 0 105,288 SPDR S&P AEROSPACE & DEFENSE ETF ETF 78464A631 508 3,836 SH SOLE 0 0 3,836 SPDR S&P HEALTH CARE EQUIPMENT ETF ETF 78464A581 676 5,233 SH SOLE 0 0 5,233 SPDR S&P HOMEBUILDERETF ETF 78464A888 976 13,321 SH SOLE 0 0 13,321 SPDR S&P METALS & MNG ETF ETF 78464A755 218 5,071 SH SOLE 0 0 5,071 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 5,442 11,083 SH SOLE 0 0 11,083 SPDR S&P WORLD EX-US ETF 78463X889 357 9,701 SH SOLE 0 0 9,701 SPDR SER TR DJ WILSHIRE LARGE CAP VALUE ETF ETF 78464A508 1,231 31,136 SH SOLE 0 0 31,136 SPDR SER TR DJ WILSHIRE MID CAP GROWTH ETF ETF 78464A821 732 9,444 SH SOLE 0 0 9,444 SPDR SER TR DJ WILSHIRE SMALL CAP ETF ETF 78464A813 394 4,035 SH SOLE 0 0 4,035 SPDR SER TR DJ WILSHIRE SMALL CAP GROWTH ETF ETF 78464A201 884 9,959 SH SOLE 0 0 9,959 SPDR SER TR DJ WILSHIRE SMALL CAP VALUE ETF ETF 78464A300 906 10,575 SH SOLE 0 0 10,575 SPDR SER TR S&P 400 MID CAP VALUE ETF ETF 78464A839 440 6,514 SH SOLE 0 0 6,514 SPDR SER TR S&P DIVID ETF ETF 78464A763 2,589 21,170 SH SOLE 0 0 21,170 SPDR SER TR S&P SEMICONDUCTOR ETF ETF 78464A862 610 3,171 SH SOLE 0 0 3,171 SPDR SERIES TRUST NUVEEN S&P HIGH YLD MUN B ETF ETF 78464A284 801 13,171 SH SOLE 0 0 13,171 SPDR SERIES TRUST S&P OIL GAS EXPL & PRODTN ETF ETF 78468R556 663 6,854 SH SOLE 0 0 6,854 SPDR SERIES TRUST S&P RETAIL ETF ETF 78464A714 546 5,612 SH SOLE 0 0 5,612 SPDR SSGA U.S. SECTOR ROTATION ETF ETF 78470P408 1,248 28,097 SH SOLE 0 0 28,097 SPLUNK INC COM Stock 848637104 673 4,652 SH SOLE 0 0 4,652 SPROTT PHYSICAL GOLD TRUST CEF 85207H104 784 55,876 SH SOLE 0 0 55,876 SPROTT PHYSICAL SILVER CEF 85207K107 1,868 201,298 SH SOLE 0 0 201,298 SQUARE INC CL A Stock 852234103 8,727 35,794 SH SOLE 0 0 35,794

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Please Consider the Environment Before Printing This Document SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 78467V608 424 9,165 SH SOLE 0 0 9,165 SSR MNG INC COM Stock 784730103 456 29,259 SH SOLE 0 0 29,259 STAG INDL INC COM REIT 85254J102 241 6,441 SH SOLE 0 0 6,441 STAMPS COM INC Stock 852857200 566 2,828 SH SOLE 0 0 2,828 STARBUCKS CORP Stock 855244109 7,790 69,668 SH SOLE 0 0 69,668 STARWOOD PROPERTY TRUST REIT 85571B105 295 11,264 SH SOLE 0 0 11,264 STEEL DYNAMICS INC Stock 858119100 433 7,263 SH SOLE 0 0 7,263 STEM INC COM Stock 85859N102 720 20,000 SH Call SOLE 0 0 20,000 STEM INC COM Stock 85859N102 837 23,243 SH SOLE 0 0 23,243 STERLING CONSTRUCTION CO INC Stock 859241101 419 17,350 SH SOLE 0 0 17,350 STITCH FIX INC COM CL A Stock 860897107 1,121 18,591 SH SOLE 0 0 18,591 STMICROELECTRONICS NV SHS N Y REGISTRY ADR 861012102 205 5,639 SH SOLE 0 0 5,639 STOCK YDS BANCORP INC COM Stock 861025104 421 8,272 SH SOLE 0 0 8,272 STORE CAP CORP COM REIT 862121100 295 8,539 SH SOLE 0 0 8,539 STRYKER CORP Stock 863667101 2,529 9,735 SH SOLE 0 0 9,735 STURM RUGER & CO INC COM Stock 864159108 386 4,286 SH SOLE 0 0 4,286 SUBURBAN PROPANE PARTNERS LP Stock 864482104 382 24,918 SH SOLE 0 0 24,918 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP Stock 86765K109 1,625 43,110 SH SOLE 0 0 43,110 SUNRUN INC COM Stock 86771W105 716 12,833 SH SOLE 0 0 12,833 SYMANTEC CORP Stock 668771108 429 15,743 SH SOLE 0 0 15,743 SYNDAX PHARMACEUTICALS INC COM Stock 87164F105 433 25,240 SH SOLE 0 0 25,240 SYSCO CORP COM Stock 871829107 2,462 31,662 SH SOLE 0 0 31,662 T ROWE PRICE GROUP INC Stock 74144T108 1,086 5,486 SH SOLE 0 0 5,486 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 939 7,813 SH SOLE 0 0 7,813 TANDEM DIABETES CARE INC COM NEW Stock 875372203 381 3,907 SH SOLE 0 0 3,907 TANGER FACTORY OUTLET CTRS INC REIT 875465106 418 22,182 SH SOLE 0 0 22,182 TARGET CORP COM Stock 87612E106 1,209 5,000 SH Put SOLE 0 0 5,000 TARGET CORP COM Stock 87612E106 7,935 32,823 SH SOLE 0 0 32,823 TATTOOED CHEF INC COM CL A Stock 87663X102 1,419 66,135 SH SOLE 0 0 66,135 TCW STRATEGIC INCOME FD INC COM CEF 872340104 320 54,068 SH SOLE 0 0 54,068 TD HLDGS INC COM Stock 87250W103 28 28,000 SH SOLE 0 0 28,000 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 8,533 57,790 SH SOLE 0 0 57,790 TELADOC HEALTH INC COM Stock 87918A105 3,118 18,753 SH SOLE 0 0 18,753 TELEDYNE TECHNOLOGIES INC Stock 879360105 337 803 SH SOLE 0 0 803 TELLURIAN INC NEW COM Stock 87968A104 57 12,305 SH SOLE 0 0 12,305 TENNECO INC CL A VTG COM STK Stock 880349105 198 10,271 SH SOLE 0 0 10,271 TERNIUM SA ADR 880890108 284 7,382 SH SOLE 0 0 7,382 TESLA MOTORS INC Stock 88160R101 12,844 18,897 SH SOLE 0 0 18,897 TETRA TECHNOLOGIES DEL Stock 88162F105 106 24,481 SH SOLE 0 0 24,481 TEXAS INSTRS INC COM Stock 882508104 5,973 31,063 SH SOLE 0 0 31,063 TEXAS PACIFIC LAND TRUST SUB SHARE CERTIFICATES Stock 88262P102 206 128 SH SOLE 0 0 128 TEXAS ROADHOUSE INC Stock 882681109 276 2,869 SH SOLE 0 0 2,869 TFF PHARMACEUTICALS INC COM Stock 87241J104 691 71,950 SH SOLE 0 0 71,950 THE CARLYLE GROUP Stock 14316J108 2,524 54,302 SH SOLE 0 0 54,302 THE TRADE DESK INC COM CL A Stock 88339J105 5,948 76,890 SH SOLE 0 0 76,890 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 3,328 6,596 SH SOLE 0 0 6,596 TILRAY INC COM CL 2 Stock 88688T100 452 24,986 SH SOLE 0 0 24,986 TIMOTHY PLAN US LARGE/MID CAP CORE ETF ETF 887432359 1,880 53,850 SH SOLE 0 0 53,850 TIMOTHY PLAN US SMALL CAP CORE ETF ETF 887432342 764 22,916 SH SOLE 0 0 22,916 TJX COS INC NEW COM Stock 872540109 560 8,303 SH SOLE 0 0 8,303 T-MOBILE US INC COM Stock 872590104 1,179 8,139 SH SOLE 0 0 8,139 TOMI ENVIRONMENTAL SOLUTIONS I COM NEW Stock 890023203 60 21,000 SH SOLE 0 0 21,000 TORO CO COM Stock 891092108 227 2,067 SH SOLE 0 0 2,067 TORTOISE FUND INC. COMMON CEF 89148B200 293 9,784 SH SOLE 0 0 9,784 TOTAL SA ADR ADR 89151E109 320 7,067 SH SOLE 0 0 7,067 TPI COMPOSITES INC COM Stock 87266J104 340 7,017 SH SOLE 0 0 7,017 TRACTOR SUPPLY CO Stock 892356106 476 2,557 SH SOLE 0 0 2,557 TRANE TECHNOLOGIES PLC SHS Stock G8994E103 980 5,321 SH SOLE 0 0 5,321 TRANSOCEAN Stock H8817H100 69 15,159 SH SOLE 0 0 15,159 TRAVELERS COMPANIES INC COM Stock 89417E109 1,314 8,777 SH SOLE 0 0 8,777 TRIANGLE CAPITAL CORPORATION CEF 06759L103 107 10,136 SH SOLE 0 0 10,136 TRITON INTL LTD CL A Stock G9078F107 354 6,764 SH SOLE 0 0 6,764 TRUIST FINL CORP COM Stock 89832Q109 375 6,757 SH SOLE 0 0 6,757 TRUPANION INC COM Stock 898202106 263 2,288 SH SOLE 0 0 2,288 TWILIO INC CL A Stock 90138F102 1,290 3,272 SH SOLE 0 0 3,272 TWITTER INC COM Stock 90184L102 676 9,830 SH SOLE 0 0 9,830 TWO HARBORS INVESMENT CORP REIT 90187B408 130 17,141 SH SOLE 0 0 17,141 TYSON FOODS INC CL A Stock 902494103 521 7,056 SH SOLE 0 0 7,056 U.S. GLOBAL JETS ETF ETF 26922A842 1,227 50,764 SH SOLE 0 0 50,764 UBER TECHNOLOGIES INC COM Stock 90353T100 1,132 22,578 SH SOLE 0 0 22,578 ULTA SALON COSMETICS & FRAGRANCE INC COM Stock 90384S303 373 1,079 SH SOLE 0 0 1,079

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Please Consider the Environment Before Printing This Document UNDER ARMOUR INC CL C Stock 904311206 350 18,871 SH SOLE 0 0 18,871 UNILEVER PLC SPON ADR NEW ADR 904767704 750 12,823 SH SOLE 0 0 12,823 UNION PAC CORP COM Stock 907818108 2,233 10,151 SH SOLE 0 0 10,151 UNIQURE NV SHS Stock N90064101 1,149 37,290 SH SOLE 0 0 37,290 UNITED CONTL HLDGS INC Stock 910047109 820 15,676 SH SOLE 0 0 15,676 UNITED PARCEL SERVICE INC Stock 911312106 7,533 36,220 SH SOLE 0 0 36,220 UNITED RENTALS INC Stock 911363109 391 1,227 SH SOLE 0 0 1,227 UNITED STATES OIL FUND ETF 91232N207 454 9,105 SH SOLE 0 0 9,105 UNITED STATES STL CORP Stock 912909108 723 30,113 SH SOLE 0 0 30,113 UNITED STATES STL CORP Stock 912909108 734 30,600 SH Call SOLE 0 0 30,600 UNITEDHEALTH GROUP Stock 91324P102 9,149 22,847 SH SOLE 0 0 22,847 UNIVERSAL DISPLAY CORP Stock 91347P105 1,484 6,672 SH SOLE 0 0 6,672 UNUM GROUP Stock 91529Y106 1,058 37,248 SH SOLE 0 0 37,248 UP FINTECH HLDG LTD SPONSORED ADS ADR 91531W106 343 11,850 SH SOLE 0 0 11,850 UPSTART HLDGS INC COM Stock 91680M107 452 3,616 SH SOLE 0 0 3,616 UPWORK INC COM Stock 91688F104 914 15,675 SH SOLE 0 0 15,675 US BANCORP DEL COM NEW Stock 902973304 1,129 19,812 SH SOLE 0 0 19,812 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 4,614 72,965 SH SOLE 0 0 72,965 UWM HOLDINGS CORPORATION COM CL A Stock 91823B109 167 19,732 SH SOLE 0 0 19,732 VALERO ENERGY CORP Stock 91913Y100 757 9,699 SH SOLE 0 0 9,699 VALMONT INDS INC COM Stock 920253101 353 1,496 SH SOLE 0 0 1,496 VAN ECK MERK GOLD TRUST ETF 921078101 1,091 63,357 SH SOLE 0 0 63,357 VAN KAMPEN AMERICAN CAPITAL MUNICIPAL OPPORTUNITY TRUST COMMON STOCK CEF 46132C107 189 13,897 SH SOLE 0 0 13,897 VAN KAMPEN SENIOR INCOME TRUST CEF 46131H107 79 17,618 SH SOLE 0 0 17,618 VANECK VECTORS SOCIAL SENTIMENT ETF ETF 92189H839 207 7,745 SH SOLE 0 0 7,745 VANGUARD ADMIRAL FUNDS INC S&P 500 GROWTH INDEX ETF 921932505 3,246 12,370 SH SOLE 0 0 12,370 VANGUARD BOND INDEX FUND INC LONG TERM BD ETF ETF 921937793 444 4,311 SH SOLE 0 0 4,311 VANGUARD CONSUMER DISCRETIONARY ETF 92204A108 1,048 3,337 SH SOLE 0 0 3,337 VANGUARD CONSUMER STAPLES ETF ETF 92204A207 649 3,554 SH SOLE 0 0 3,554 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 6,199 40,048 SH SOLE 0 0 40,048 VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF ETF 921946885 342 4,288 SH SOLE 0 0 4,288 VANGUARD ENERGY ETF 92204A306 1,264 16,649 SH SOLE 0 0 16,649 VANGUARD EUROPEAN ETF 922042874 711 10,564 SH SOLE 0 0 10,564 VANGUARD EXTENDED MARKET ETF ETF 922908652 2,754 14,602 SH SOLE 0 0 14,602 VANGUARD FINANCIALS ETF ETF 92204A405 697 7,709 SH SOLE 0 0 7,709 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 2,729 43,046 SH SOLE 0 0 43,046 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 5,180 100,551 SH SOLE 0 0 100,551 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 3,712 68,348 SH SOLE 0 0 68,348 VANGUARD GROWTH ETF ETF 922908736 4,140 14,435 SH SOLE 0 0 14,435 VANGUARD HEALTH CARE ETF ETF 92204A504 2,688 10,875 SH SOLE 0 0 10,875 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 5,588 53,332 SH SOLE 0 0 53,332 VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF ETF 922908512 4,203 29,914 SH SOLE 0 0 29,914 VANGUARD INDUSTRIALS ETF 92204A603 497 2,528 SH SOLE 0 0 2,528 VANGUARD INFORMATION TECHNOLOGY ETF 92204A702 4,212 10,562 SH SOLE 0 0 10,562 VANGUARD INTERMEDIATE TERM GOVT BOND INDEX FD ETF ETF 92206C706 340 5,013 SH SOLE 0 0 5,013 VANGUARD INTERMEDIATE-TERM BOND ETF 921937819 6,455 71,756 SH SOLE 0 0 71,756 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 4,150 43,657 SH SOLE 0 0 43,657 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF ETF 921946810 786 8,986 SH SOLE 0 0 8,986 VANGUARD LARGE CAP ETF 922908637 1,690 8,420 SH SOLE 0 0 8,420 VANGUARD LONG TERM CORP BOND FD ETF ETF 92206C813 989 9,245 SH SOLE 0 0 9,245 VANGUARD MATERIALS ETF ETF 92204A801 2,744 15,175 SH SOLE 0 0 15,175 VANGUARD MEGA CAP 300 ETF ETF 921910873 653 4,286 SH SOLE 0 0 4,286 VANGUARD MID CAP ETF 922908629 9,157 38,578 SH SOLE 0 0 38,578 VANGUARD MID CAP GROWTH ETF ETF 922908538 1,541 6,521 SH SOLE 0 0 6,521 VANGUARD MORTGAGE BACKED SECURITIES ETF ETF 92206C771 592 11,096 SH SOLE 0 0 11,096 VANGUARD PACIFIC STOCK ETF 922042866 348 4,233 SH SOLE 0 0 4,233 VANGUARD REIT INDEX ETF ETF 922908553 3,975 39,050 SH SOLE 0 0 39,050 VANGUARD RUSSELL 1000 VALUE ETF ETF 92206C714 250 3,587 SH SOLE 0 0 3,587 VANGUARD RUSSELL 2000 ETF ETF 92206C664 1,233 13,318 SH SOLE 0 0 13,318 VANGUARD RUSSELL 2000 VALUE ETF ETF 92206C649 866 5,955 SH SOLE 0 0 5,955 VANGUARD S&P 500 ETF ETF 922908363 21,030 53,439 SH SOLE 0 0 53,439 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 2,635 31,856 SH SOLE 0 0 31,856 VANGUARD SHORT TERM INFL-PROTECTED ETF 922020805 1,512 28,843 SH SOLE 0 0 28,843 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 5,826 70,915 SH SOLE 0 0 70,915 VANGUARD SMALL CAP ETF ETF 922908751 8,498 37,722 SH SOLE 0 0 37,722 VANGUARD SMALL CAP VALUE ETF ETF 922908611 5,567 32,055 SH SOLE 0 0 32,055 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 1,040 3,588 SH SOLE 0 0 3,588 VANGUARD TAX-EXEMPT BOND ETF ETF 922907746 1,476 26,685 SH SOLE 0 0 26,685 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 5,038 58,660 SH SOLE 0 0 58,660 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 4,663 81,661 SH SOLE 0 0 81,661 VANGUARD TOTAL INTL STOCK IDEX ETF ETF 921909768 1,608 24,481 SH SOLE 0 0 24,481

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Please Consider the Environment Before Printing This Document VANGUARD TOTAL STK MKT ETF 922908769 7,173 32,192 SH SOLE 0 0 32,192 VANGUARD TOTAL WORLD BOND ETF ETF 92206C565 1,025 12,776 SH SOLE 0 0 12,776 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 1,490 14,377 SH SOLE 0 0 14,377 VANGUARD UTILITIES ETF 92204A876 1,698 12,238 SH SOLE 0 0 12,238 VANGUARD VALUE ETF ETF 922908744 15,417 112,156 SH SOLE 0 0 112,156 VANGUARD WORLD FD MEGA CAP 300 VALUE INDEX ETF ETF 921910840 1,133 11,369 SH SOLE 0 0 11,369 VANGUARD WORLD FUND ETF MEGA CAP 300 GROWTH ETF ETF 921910816 1,135 4,904 SH SOLE 0 0 4,904 VEEVA SYSTEMS INC COM CL A Stock 922475108 311 1,000 SH Call SOLE 0 0 1,000 VEEVA SYSTEMS INC COM CL A Stock 922475108 1,530 4,922 SH SOLE 0 0 4,922 VENTAS INC REIT 92276F100 840 14,712 SH SOLE 0 0 14,712 VERISIGN INC Stock 92343E102 3,314 14,553 SH SOLE 0 0 14,553 VERIZON COMMUNICATIONS Stock 92343V104 14,223 253,846 SH SOLE 0 0 253,846 VERMILLION ENERGY INC COM Stock 923725105 108 12,300 SH SOLE 0 0 12,300 VERTEX PHARMACEUTICALS IN Stock 92532F100 324 1,607 SH SOLE 0 0 1,607 VESPER US LARGE CAP SHORT-TERM REVERSAL STRATEGY ETF ETF 301505749 771 23,005 SH SOLE 0 0 23,005 VIATRIS INC COM Stock 92556V106 152 10,654 SH SOLE 0 0 10,654 VIDLER WATER RESOUCES INC COM Stock 92660E107 133 10,000 SH SOLE 0 0 10,000 VINCO VENTURES INC COM Stock 927330100 254 64,370 SH SOLE 0 0 64,370 VIRNETX HOLDING CORP Stock 92823T108 51 12,000 SH Call SOLE 0 0 12,000 VIRNETX HOLDING CORP Stock 92823T108 117 27,317 SH SOLE 0 0 27,317 VISA INC Stock 92826C839 15,068 64,444 SH SOLE 0 0 64,444 VISTA OUTDOOR INC COM Stock 928377100 578 12,487 SH SOLE 0 0 12,487 VIVOPOWER INTERNATIONAL PLC SHS Stock G9376R100 182 25,000 SH SOLE 0 0 25,000 VMWARE INC CL A CLASS A Stock 928563402 1,614 10,090 SH SOLE 0 0 10,090 VODAFONE GROUP NEW ADR F ADR 92857W308 388 22,647 SH SOLE 0 0 22,647 VUZIX CORP COM NEW Stock 92921W300 308 16,795 SH SOLE 0 0 16,795 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 1,775 33,746 SH SOLE 0 0 33,746 WALMART INC COM Stock 931142103 10,258 72,744 SH SOLE 0 0 72,744 WASHINGTON REAL ESTATE INVT TR REIT 939653101 464 20,155 SH SOLE 0 0 20,155 WASTE MANAGEMENT INC Stock 94106L109 7,976 56,924 SH SOLE 0 0 56,924 WEBSTER FINL CORP CONN COM Stock 947890109 295 5,525 SH SOLE 0 0 5,525 WEC ENERGY GROUP INC COM Stock 92939U106 630 7,079 SH SOLE 0 0 7,079 WELLS FARGO CO NEW COM Stock 949746101 3,114 68,764 SH SOLE 0 0 68,764 WESTERN ASSET TOTAL RETURN ETF ETF 52468L810 697 25,540 SH SOLE 0 0 25,540 WESTERN DIGITAL CORP. COM Stock 958102105 307 4,315 SH SOLE 0 0 4,315 WESTROCK CO COM Stock 96145D105 617 11,597 SH SOLE 0 0 11,597 WEYERHAEUSER CO REIT 962166104 422 12,272 SH SOLE 0 0 12,272 WHIRLPOOL CORP COM Stock 963320106 778 3,568 SH SOLE 0 0 3,568 WILLIAMS COS INC COM Stock 969457100 877 33,039 SH SOLE 0 0 33,039 WISDOMTREE CLOUD COMPUTING FUND ETF 97717Y691 563 10,067 SH SOLE 0 0 10,067 WISDOMTREE DIVIDEND EFA INDEX ETF ETF 97717W703 414 7,595 SH SOLE 0 0 7,595 WISDOMTREE EMERGING MARKETS EX-STATE-OWNED ENTERPRISES FUND ETF 97717X578 1,272 30,235 SH SOLE 0 0 30,235 WISDOMTREE LARGE CAP DIVIDEND ETF 97717W307 3,707 30,811 SH SOLE 0 0 30,811 WISDOMTREE MIDCAP DIVIDEND ETF 97717W505 567 13,518 SH SOLE 0 0 13,518 WISDOMTREE SMALLCAP DIVIDEND ETF 97717W604 513 16,094 SH SOLE 0 0 16,094 WISDOMTREE TR INTL DIVID TOP 100 FD ETF 97717W786 489 11,302 SH SOLE 0 0 11,302 WISDOMTREE TRUST U.S. DIVIDEND GROWTHFUND ETF 97717X669 265 4,441 SH SOLE 0 0 4,441 WISDOMTREE U.S. EFFICIENT CORE FUND ETF 97717Y790 909 22,360 SH SOLE 0 0 22,360 WISDOMTREE U.S. TOTAL DIVIDEND FUND ETF 97717W109 1,483 12,516 SH SOLE 0 0 12,516 WISDOMTREE WORLD EX-U.S. GROWTH FUND ETF 97717W844 391 9,393 SH SOLE 0 0 9,393 WISDOMTREE YIELD ENHANCED U.S. AGGREGATE BOND FUND ETF 97717X511 303 5,806 SH SOLE 0 0 5,806 WORKHORSE GROUP INC COM NEW Stock 98138J206 1,098 66,193 SH SOLE 0 0 66,193 WP CAREY INC COM REIT 92936U109 1,043 13,977 SH SOLE 0 0 13,977 WYNN RESORTS LTD Stock 983134107 943 7,714 SH SOLE 0 0 7,714 XCEL ENERGY INC COM Stock 98389B100 1,294 19,644 SH SOLE 0 0 19,644 XINYUAN REAL ESTATE CO LTD ADR 98417P105 55 20,658 SH SOLE 0 0 20,658 XPO LOGISTICS INC Stock 983793100 838 5,990 SH SOLE 0 0 5,990 X-TRACKERS MSCI EMERGING MARKETS HEDGED EQUITY ETF ETF 233051101 1,231 42,070 SH SOLE 0 0 42,070 XYLEM INC Stock 98419M100 270 2,251 SH SOLE 0 0 2,251 YAMANA GOLD INC Stock 98462Y100 70 16,676 SH SOLE 0 0 16,676 YETI HLDGS INC COM Stock 98585X104 625 6,802 SH SOLE 0 0 6,802 YUM! BRANDS INC Stock 988498101 407 3,542 SH SOLE 0 0 3,542 ZEBRA TECHNOLOGIES CORPORATION CL A Stock 989207105 1,042 1,968 SH SOLE 0 0 1,968 ZENDESK INC COM Stock 98936J101 1,094 7,582 SH SOLE 0 0 7,582 ZILLOW GROUP INC CL C CAP STK Stock 98954M200 225 1,840 SH SOLE 0 0 1,840 ZILLOW INC Stock 98954M101 402 3,283 SH SOLE 0 0 3,283 ZIMMER HLDGS INC Stock 98956P102 826 5,137 SH SOLE 0 0 5,137 ZOETIS INC COM CL A Stock 98978V103 2,287 12,269 SH SOLE 0 0 12,269 ZOGENIX INC Stock 98978L204 363 21,035 SH SOLE 0 0 21,035 ZOMEDICA CORP COM Stock 98980M109 82 98,450 SH SOLE 0 0 98,450 ZOOM VIDEO COMMUNICATIONS INC CL A Stock 98980L101 1,606 4,149 SH SOLE 0 0 4,149

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ZSCALER INC COM Stock 98980G102 390 1,804 SH SOLE 0 0 1,804 ZWEIG TOTAL RETURN FD INC CEF 92835W107 1,630 168,032 SH SOLE 0 0 168,032

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