CONTACT DETAILS Mrs Baljeet Basra Professional Standards Manager ILEX Professional Standards Ltd Kempston Manor Kempston Bedford MK42 7AB Tel: 01234 845776 07792 774937 Email:
[email protected] ILEX Professional Standards Ltd company registration number: 6712409 CILEx company registration: RC000850 Page 1 Page 2 CONTENTS PART 1 – Introduction ………………………………………………………………………….……… 5 PART 2 – CILEx, IPS and CILEx members ……………………………………………………… 13 PART 3 - Regulatory objectives & better regulation principles…………………………… 31 PART 4 - Qualification scheme……………………………………………………………………… 51 PART 5 - Entity regulation……………………………………………………………………………… 75 PART 6 - Outcomes focused regulation………………………………………………………… 147 PART 7 - Compliance with s.112 & s.145 Legal Services Act 2007…………………… 175 PART 8 - Enforcement arrangements…………………………………………………………… 183 PART 9 - Indemnification arrangements………………………………………………………… 193 PART 10 – Compensation arrangements……………………………………………………… 205 PART 11 – Delivery of the scheme ……………………………………………………………… 211 Page 3 Page 4 PART 1 - INTRODUCTION PART 1 INTRODUCTION Page 5 PART 1 - INTRODUCTION PART 1 – INTRODUCTION THE APPLICATION 1. The Chartered Institute of Legal Executives (CILEx) is an approved regulator under the Legal Services Act 2007 (the Act). In accordance with the Act CILEx has separated its regulatory functions from its representative functions by delegating its regulatory functions to ILEX Professional Standards Ltd (IPS). 2. CILEx awards rights of audience to Chartered Legal Executives and Associate Prosecutor members; and rights to conduct litigation to Associate Prosecutor members. 3. This application is made, in accordance with rules issued by the Legal Services Board under Part 3 of Schedule 4 of the Act, by IPS to the Legal Services Board (LSB) for approval to amend its regulatory arrangements for CILEx to grant rights to conduct litigation to Chartered Legal Executives; and rights of audience to Chartered Legal Executives who obtain rights to conduct litigation.