RA ID: CR0099

CHANGE REQUEST

FOR THE UPDATE OF ISO 20022 FINANCIAL REPOSITORY ITEMS (U-043) A. Origin of the request: A.1 Submitter : NMPG / Italy A.2 Contact person: Andrea Milanesio [email protected] +393479837483

B. Related messages: *AccountOpeningInstructionV02 acmt.001.001.02 *AccountModificationInstructionV02 acmt.003.001.02 *AccountDetailsConfirmationV02 acmt.002.001.02

C. Description of the change request: Add in ‘Investment Account’ a new multiple optional building block [0..n] with the following two sections: 1. a structured code list to specify whether the account is locked : SUBS_locked for Subscription order REDM_locked for Redemption order SWIF_locked for leg out order SWIT_locked for leg in order TRIN_locked for Transfer IN TRIN_locked for Transfer OUT ALLL_locked for All orders type UNLK_unlocked 2. a structured code list to specify the reason due to locked account: CMMT_commitment PLDG_pledge CNFS_confiscation BKRP_bankruptcy TRAI_mortis causa TRAO_transfer TRPE_re-registration OTHR_other D. Purpose of the change:

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An account could be locked (also temporary) during the creation of the account or in a following stage. Actually this option is not available but it’s required to properly handle account holdings.

E. Urgency of the request: Next year cycle (2012/2013)

F. Business examples:

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G. SEG recommendation:

Consider Y Timing - Next yearly cycle: 2011/2012 Priority: (the change will be considered for implementation in the high yearly maintenance cycle which starts in 2011 and medium completes with the publication of new message versions in low the spring of 2012) - At the occasion of the next maintenance of the Y messages (the change will be considered for implementation, but does not justify maintenance of the messages in its own right – will be pending until more critical change requests are received for the messages) - Urgent unscheduled (the change justifies an urgent implementation outside of the normal yearly cycle) - Other timing:

Comments: To be considered in 2013/2014 maintenance cycle. Unlock codes should be added and we should be able to lock Transfers as well. 26 June 2012 comments: release 2013 In the proposed codes, for transfer out, the code 'TRON' should be used.

Reject Reason for rejection:

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