The Maximum Weight Allotted to All the Questions Would Sum up to 720
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RISK PROFILING FORM–
Would you invest where a small return is earned Direct Questions to ascertain risk appetite associated with small risk instead of a high return associated with high risk?
Strongly prefer 0 Prefer 15 Indifferent 30 Do not prefer 45 Strongly do not prefer 60 When market is not performing well would you like to Direct Questions to ascertain risk appetite invest in more risky investment instead of less risky investment to earn high return?
Strongly prefer 60 Prefer 45 Indifferent 30 Do not prefer 15 Strongly do not prefer 0 High risk is associated with high return, Medium risk IsDirect Questions to ascertain risk appetite associated with medium returns and low risk is associated with low returns? What risks can you bear (not prefer)?
High 60 Medium 30 Low 0 What is the duration of investment you are looking forward to keep invested?
Short term Positional ( from 1 month to 6 15 months) Long term Positional (more than 1 year) 0 Intraday 30 In which of the following market segments have you For Selection of product traded previously?
Commodity Stock Derivatives Stocks Forex All What is your experience with equity investments? For selection of product
Extensive experience Moderate experience Very less experience No experience What is your experience with Commodity investments? For selection of product
Extensive experience Moderate experience Very less experience No experience What is your experience with Forex investments? For selection of product Extensive experience Moderate experience Very less experience No experience What is your Age Group? Weight Allotted Under 35 60 Under 45 45 46-55 30 55-60 15 60+ 0 Investment Goal Capital Appreciation 0 Regular Income 60 Capital Appreciation and Regular Income 30 Proposed Investment Amount <1 lacs 0 1-2 lacs 15 2-5 lacs 30 > 5 lacs 45 Gross Annual Income details:- Below 1 lac, 0 1-5 lac, 15 5-10 lac, 30 10-25 lac, 45 >25 lac 60 Sources of Income A. Primary Source Salary Business B. Secondary Source Royalties Rental Dividend Others Market Value of portfolio held <1 lacs 15 1-2 lacs 30 2-5 lacs 45 > 5 lacs 60 Investment Experience < 3 years 0 3-5 years 15 >5 years 30 How many dependents do you financially support?
None 30 Between 1-3 15 4+ 0 What is the size of your emergency fund? do not have 0 < 1 month income 0 1-3 months income 15 3-6 months income 30 > 6 months income 45 What is your experience with investments in past?
Very Good 60 Good 45 Moderate 30 Bad 15 Very Bad 0 What percentage of monthly income is allocated to pay off debt [All EMIs]?
None 60 Between 0% -20% 45 Between 20% - 35% 30 Between 35% - 50% 15 > 50% 0 Occupation (please select the appropriate) Private sector service, Public sector, Government sector, Business, Professional, Agriculturist, Retired, Housewife, Student, Dealer, Others Are you any of the following, or are directly or indirectly related to any of the following
Civil Servant, Politician, Current or former head of state Bureaucrat (Tax authorities, Foreign Services, IAS etc.), Current or former MP/MLA/MLC Connected to Media, Connected to any company/promoter group/ group of companies listed on any stock exchange
The Maximum weight allotted to all the questions would sum up to 720
Product Classification and client classification is as follows
Medium High Stock Cash Intraday Stock Futures calls Options Calls HNI Equity Combo Commodity Combo Equity Combo Calls NCDEX (Intraday) Calls MCX(Intraday )Calls HNI Commodity Combo Forex Beta Binary Future
Any client who has a risk appetite between 300-400is classified as medium risk appetite client and will be offered medium risk products, while a client with risk appetite score above 400 can select any product since the risk appetite is high.