Product Risk re-categorization
Contents Downgrades ...... 2 Upgrades ...... 8
April 2021
Downgrades Old New Name ISIN Category Category Exchange MYSTATE LTD MYS.AX C D Australian Securities Exchange (ASX) SKYCITY ENTERTAINMENT GROUP SKC.AX B C Australian Securities Exchange (ASX) MARR MARR.MI B C Borsa Italiana S.p.A. SARAS SRS.MI C D Borsa Italiana S.p.A. 2G ENERGY AG 2GBG.F C D Borse Frankfurt ACTIVISION BLIZZARD INC. ATVI.F C D Borse Frankfurt CECONOMY AG ST O.N. CECG.F C D Borse Frankfurt DEUTSCHE WOHNEN SE INH DWNG.F B C Borse Frankfurt HELLA GMBH+CO. KGAA O.N. HLE.F C D Borse Frankfurt HORNBACH BAUMARKT AG O.N. HBMG.F C D Borse Frankfurt INTUITIVE SURGIC. DL-,001 ISRGD.F C D Borse Frankfurt MERCK KGAA O.N. MRCG.F B C Borse Frankfurt SAP SE ADR/1 O.N. SAPGy_p.F C D Borse Frankfurt SOFTWARE AG NA O.N. SOWGn.F C D Borse Frankfurt SONY CORP 6758.F C D Borse Frankfurt TAKE-TWO INTERACT. SOFTW. TTWO.F C D Borse Frankfurt TWILIO INC. TWHG.F C D Borse Frankfurt ZALANDO SE ZALG.F B C Borse Frankfurt AGFA-GEVAERT AGFB.BR C D Euronext Brussels SOFINA SOF.BR B C Euronext Brussels Dassault Aviation FR0000121725 B C Euronext Paris INNATE PHARMA IPH.PA C D Euronext Paris LDC LOUP.PA C D Euronext Paris TECHNICOLOR TCH.PA C D Euronext Paris AGRICULTURAL BANK OF CHINA-H 1288.HK A B Hong Kong Stock Exchange A-LIVING SERVICES CO LTD-H 3319.HK B C Hong Kong Stock Exchange ASIAINFO TECHNOLOGIES LTD 1675.HK B C Hong Kong Stock Exchange April 2021
BEIJING CAPITAL INTL AIRPO-H 0694.HK B C Hong Kong Stock Exchange CATHAY PACIFIC AIRWAYS 0293.HK B C Hong Kong Stock Exchange CHINA BLUECHEMICAL LTD - H 3983.HK C D Hong Kong Stock Exchange CHINA COSCO HOLDINGS-H 1919.HK C D Hong Kong Stock Exchange CHINA LESSO GROUP HOLDINGS L 2128.HK B C Hong Kong Stock Exchange CHINA PACIFIC INSURANCE GR-H 2601.HK B C Hong Kong Stock Exchange CHINA PHARMACEUTICAL GROUP 1093.HK A B Hong Kong Stock Exchange CHINA RAILWAY SIGNAL & COM-H 3969.HK A B Hong Kong Stock Exchange CHINA RESOURCES ENTERPRISE 0291.HK A B Hong Kong Stock Exchange CHINA RESOURCES LAND LTD 1109.HK A B Hong Kong Stock Exchange CHINA SOUTHERN AIRLINES CO-H 1055.HK B C Hong Kong Stock Exchange C-MER EYE CARE HOLDINGS LTD 3309.HK C D Hong Kong Stock Exchange DONGYUE GROUP 0189.HK C D Hong Kong Stock Exchange FRONTAGE HOLDINGS CORP 1521.HK C D Hong Kong Stock Exchange GF SECURITIES CO LTD-H 1776.HK A C Hong Kong Stock Exchange HONGKONG & SHANGHAI HOTELS 0045.HK C D Hong Kong Stock Exchange HUIFU PAYMENT LTD 1806.HK C D Hong Kong Stock Exchange JIAYUAN INTERNATIONAL GROUP 2768.HK C D Hong Kong Stock Exchange JS GLOBAL LIFESTYLE CO LTD 1691.HK C D Hong Kong Stock Exchange KWG LIVING GROUP HOLDINGS LT 3913.HK C D Hong Kong Stock Exchange LI NING CO LTD 2331.HK B C Hong Kong Stock Exchange PRADA S.P.A. 1913.HK B C Hong Kong Stock Exchange SAMSONITE INTERNATIONAL SA 1910.HK C D Hong Kong Stock Exchange S-ENJOY SERVICE GROUP CO LTD 1755.HK C D Hong Kong Stock Exchange SHANGRI-LA ASIA LTD 0069.HK B C Hong Kong Stock Exchange SINOTRANS LIMITED-H 0598.HK B C Hong Kong Stock Exchange SUNNY OPTICAL TECH 2382.HK B C Hong Kong Stock Exchange SWIRE PACIFIC LTD-A 0019.HK A B Hong Kong Stock Exchange VST HOLDINGS LTD 0856.HK B C Hong Kong Stock Exchange WYNN MACAU LTD 1128.HK A B Hong Kong Stock Exchange YADEA GROUP HOLDINGS LTD 1585.HK C D Hong Kong Stock Exchange April 2021
YUEXIU TRANSPORT INFRASTRUCT 1052.HK B C Hong Kong Stock Exchange ACCESSO TECH ACSO.L C D London Stock Exchange (LSE) ACCSYS TECH ACCS.L C D London Stock Exchange (LSE) ALPHA FX GROUP PLC AFX.L C D London Stock Exchange (LSE) APPLEGREEN APGNA.L C D London Stock Exchange (LSE) BEXIMCO PHARMA BXPq.L C D London Stock Exchange (LSE) BLANCCO TECHNOLOGY GROUP PLC BLTGB.L C D London Stock Exchange (LSE) BODYCOTE BOY.L B C London Stock Exchange (LSE) BUSHVELD BMNB.L C D London Stock Exchange (LSE) CALISEN (WI) CLSN.L C D London Stock Exchange (LSE) CITY LON INV CLIG.L C D London Stock Exchange (LSE) Direct Line Insurance GB00BY9D0Y18 A B London Stock Exchange (LSE) DIVERSIFIED GAS & OIL PLC DGOC.L B C London Stock Exchange (LSE) GLOBALTRANS S GLTRq.L B C London Stock Exchange (LSE) IBSTOCK IBST.L B C London Stock Exchange (LSE) INT DIAG HLD IDHC.L C D London Stock Exchange (LSE) JSC HALYK REG S HSBKq.L B C London Stock Exchange (LSE) P2P GLOBAL INVESTMENTS ACI.L C D London Stock Exchange (LSE) POLYPIPE GROUP PLP.L B D London Stock Exchange (LSE) PZ CUSSONS PZC.L B C London Stock Exchange (LSE) SECURE INCOME SIRE.L B C London Stock Exchange (LSE) SIG SHI.L C D London Stock Exchange (LSE) SILENCE THER. SLN.L C D London Stock Exchange (LSE) TOUCHST EX DI TXP.L C D London Stock Exchange (LSE) TRUSTPILOT (WI) TRST.L C D London Stock Exchange (LSE) ACADIA PHARMACEUTICALS ACAD.O C D NASDAQ AVIDITY BIOSCIENCES INC. - COMMON STOCK RNA.OQ C D NASDAQ BILIBILI INC-ADR BILI.O C D NASDAQ CECO ENVIRONMENTAL COR CECE.O C D NASDAQ CITI TRENDS INC. - CO CTRN.O C D NASDAQ Discovery Communications Inc US25470F1049 B C NASDAQ April 2021
Discovery Communications-C US25470F3029 B C NASDAQ FIBROGEN INC - COMMON FGEN.O C D NASDAQ GLOBAL INDEMNITY GROUP LLC - CLASS A COMMON STOCK GBLI.O C D NASDAQ GREENSKY INC. - COMMO GSKY.O C D NASDAQ HUAZHU GROUP LTD-ADR HTHT.O B C NASDAQ Illumina US4523271090 A B NASDAQ INTERNATIONAL MONEY EX IMXI.O C D NASDAQ IONIS PHARMACEUTICALS IONS.O B C NASDAQ Lam Research Corporation US5128071082 B C NASDAQ LATTICE SEMICONDUCTOR LSCC.O B C NASDAQ LORAL SPACE AND COMMUN LORL.O C D NASDAQ MEIRAGTX HLDS ORD MGTX.O C D NASDAQ MYRIAD GENETICS INC. MYGN.O C D NASDAQ ORBCOMM INC. - COMMON ORBC.O C D NASDAQ PACTIV EVERGREEN INC. - COMMON STOCK PTVE.O B C NASDAQ POWERFLEET INC PWFL.OQ C D NASDAQ SPARK ENERGY INC. - C SPKE.O C D NASDAQ STOCK YARDS BANCORP I SYBT.O B C NASDAQ TALEND S.A. ADR TLND.OQ C D NASDAQ UNIVERSAL DISPLAY CORP OLED.O A B NASDAQ VERTEX INC. - CLASS A COMMON STOCK VERX.OQ C D NASDAQ VIACOMCBS INC - CLASS A VIACA.O C D NASDAQ VIACOMCBS INC - CLASS B VIAC.O C D NASDAQ BANCO BBVA ARGENTINA S.A. ADS BBAR.K C D New York Stock Exchange BOSTON PROPERTIES INC BXP_pb C D New York Stock Exchange DENBURY INC. COMMON STOCK DEN B C New York Stock Exchange DESPEGAR.COM CORP DESP.K C D New York Stock Exchange EMBRAER S.A. COMMON ST ERJ C D New York Stock Exchange INVACARE CORPORATION C IVC C D New York Stock Exchange KB FINANCIAL GROUP INC KB A B New York Stock Exchange April 2021
NOAH HOLDINGS LIMITED NOAH.K B C New York Stock Exchange NRG Energy US6293775085 A B New York Stock Exchange SHAW COMMUNICATIONS IN SJR A C New York Stock Exchange SONY CORPORATION COMMO SNE A C New York Stock Exchange TAIWAN SEMICONDUCTOR M TSM A B New York Stock Exchange TENCENT MUSIC ENTERTAI TME B C New York Stock Exchange TWO HARBORS INVESTMENT TWO_pe C D New York Stock Exchange AMERICAS GOLD AND SILVER CORPORATION COMMON SHARES USAS.K C D NYSE MKT - Amex Spar Nord Bank SPNO.CO C D OMX Copenhagen Orion Corporation A ORNAV.HE C D OMX Helsinki ONCOPEPTIDES AB ONCO.ST C D OMX Stockholm ATLANTIC SAPPHIRE AS ATLH.OL C D Oslo Børs Kahoot As KAHOT-ME.OL C D Oslo Børs MULTICONSULT ASA MULI.OL C D Oslo Børs CHINA SUNSINE CHEMICAL HLDGS CHSN.SI C D Singapore Exchange (SGX) DELFI LTD DELF.SI C D Singapore Exchange (SGX) HONGKONG LAND HOLDINGS LTD HKLD.SI A B Singapore Exchange (SGX) MANDARIN ORIENTAL INTL LTD MOIL.SI C D Singapore Exchange (SGX) Flughafen Zurich CH0319416936 B C Swiss Stock Exchange (SWX) Peach Property Group Ltd PEAN.S C D Swiss Stock Exchange (SWX) VP Bank AG VPBN.S C D Swiss Stock Exchange (SWX) Zug Estates Holding AG ZUGN.S C D Swiss Stock Exchange (SWX) ACOM CO LTD 8572.T A B Tokyo Stock Exchange (TSE) BANK OF THE RYUKYUS LTD 8399.T C D Tokyo Stock Exchange (TSE) Bellsystem24 Holdings Inc 6183.T B C Tokyo Stock Exchange (TSE) CHIYODA CO LTD 8185.T C D Tokyo Stock Exchange (TSE) JAPAN PETROLEUM EXPLORATION 1662.T B C Tokyo Stock Exchange (TSE) Kansai Mirai Financial Group Inc 7321.T C D Tokyo Stock Exchange (TSE) KAWAI MUSICAL INSTRUMENTS MF 7952.T C D Tokyo Stock Exchange (TSE) KEISEI ELECTRIC RAILWAY CO 9009.T A B Tokyo Stock Exchange (TSE) April 2021
PS MITSUBISHI CONSTRUCTION 1871.T C D Tokyo Stock Exchange (TSE) RAKUTEN INC 4755.T A C Tokyo Stock Exchange (TSE) Rever Holdings Corporation 5690.T C D Tokyo Stock Exchange (TSE) System Research Co Ltd 3771.T C D Tokyo Stock Exchange (TSE) TOKYO DOME CORP 9681.T C D Tokyo Stock Exchange (TSE) TOSHIBA CORP 6502.T B C Tokyo Stock Exchange (TSE) YUMESHIN HOLDINGS CO LTD 2362.T C D Tokyo Stock Exchange (TSE) YUSHIN PRECISION EQUIPMENT 6482.T C D Tokyo Stock Exchange (TSE) AMERICAS GOLD AND SILVER COR USA.TO C D Toronto Stock Exchange (TSX) CASCADES INC CAS.TO B C Toronto Stock Exchange (TSX) HIGH LINER FOODS INC HLF.TO C D Toronto Stock Exchange (TSX) KNIGHT THERAPEUTICS INC GUD.TO C D Toronto Stock Exchange (TSX) MAGELLAN AEROSPACE CORP MAL.TO C D Toronto Stock Exchange (TSX) PREMIER GOLD MINES LTD PG.TO C D Toronto Stock Exchange (TSX) SHAW COMMUNICATION B CNV NPV SJRb.TO A C Toronto Stock Exchange (TSX) TOUCHSTONE EXPLORATION INC TXP.TO C D Toronto Stock Exchange (TSX) KERNEL KER.WA B C Warsaw Stock Exchange PLAY COMMUNICATIONS SA PLY.WA B D Warsaw Stock Exchange Cts Eventim AG & Co KgaA EVDG.DE B C Xetra Danone SA DANO.DE B C Xetra Isra Vision AG ISRG.DE C D Xetra Patrizia AG PATGn.DE B C Xetra Pfizer Inc PFE.DE A B Xetra PNE AG PNEGn.DE C D Xetra Sto SE & Co KgaA STOG_p.DE C D Xetra Wheaton Precious Metals Corp SIIG.DE C D Xetra
April 2021
Upgrades Name ISIN Current category New Category Exchange ADELAIDE BRIGHTON LTD ABC.AX C B Australian Securities Exchange (ASX) BEACH ENERGY LTD BPT.AX C B Australian Securities Exchange (ASX) BIGTINCAN HOLDINGS LTD BTH.AX D C Australian Securities Exchange (ASX) BLUESCOPE STEEL LTD BSL.AX B A Australian Securities Exchange (ASX) CENTURIA CAPITAL LTD CNI.AX C B Australian Securities Exchange (ASX) IDP EDUCATION LTD IEL.AX C B Australian Securities Exchange (ASX) INDEPENDENCE GROUP NL IGO.AX C B Australian Securities Exchange (ASX) LOVISA HOLDINGS LTD LOV.AX D C Australian Securities Exchange (ASX) MEDIBANK PRIVATE LTD MPL.AX B A Australian Securities Exchange (ASX) MEDICAL DEVELOPMENTS INTERNA MVP.AX D C Australian Securities Exchange (ASX) MEGAPORT LTD MP1.AX D C Australian Securities Exchange (ASX) NORTHERN STAR RESOURCES LTD NST.AX C B Australian Securities Exchange (ASX) OZ MINERALS LTD OZL.AX B A Australian Securities Exchange (ASX) QANTAS AIRWAYS LTD QAN.AX C B Australian Securities Exchange (ASX) REDBUBBLE LTD RBL.AX D C Australian Securities Exchange (ASX) SANTOS LTD STO.AX C B Australian Securities Exchange (ASX) SEVEN GROUP HOLDINGS LTD SVW.AX B A Australian Securities Exchange (ASX) STOCKLAND SGP.AX B A Australian Securities Exchange (ASX) WEST AFRICAN RESOURCES LTD WAF.AX D C Australian Securities Exchange (ASX) WISETECH GLOBAL LTD WTC.AX C B Australian Securities Exchange (ASX) WORLEYPARSONS LTD WOR.AX C B Australian Securities Exchange (ASX) Aena SME SA ES0105046009 B A Bolsa de Madrid BBVA ES0113211835 C B Bolsa de Madrid DIA DIDA.MC D C Bolsa de Madrid Euskaltel ES0105075008 C B Bolsa de Madrid Repsol SA ES0173516115 C A Bolsa de Madrid Telefonica SA ES0178430E18 B A Bolsa de Madrid
April 2021
BANCA FARMAFACTORING BFF.MI C B Borsa Italiana S.p.A. BCA MPS BMPS.MI D C Borsa Italiana S.p.A. CNH Industrial NV NL0010545661 B A Borsa Italiana S.p.A. DATALOGIC . DAL.MI C B Borsa Italiana S.p.A. ESSILOR INTERNATIONAL ESSI.MI D C Borsa Italiana S.p.A. Leonardo IT0003856405 C B Borsa Italiana S.p.A. SABAF SABF.MI D C Borsa Italiana S.p.A. STMICROELECTRONICS STM.MI B A Borsa Italiana S.p.A. Telecom Italia IT0003497168 B A Borsa Italiana S.p.A. UniCredit IT0005239360 C A Borsa Italiana S.p.A. UNIPOLSAI US.MI B A Borsa Italiana S.p.A. A.P.MOELL.-M.NAM B DK1000 MAERSKb.F D C Borse Frankfurt ADVA OPT.NETW.SE O.N. ADAG.F D C Borse Frankfurt ADVANCED MIC.DEV. DL-,01 AMD.F C B Borse Frankfurt ALBEMARLE CORP. DL-,01 ALLE.F D C Borse Frankfurt ALIBABA GR.HLDG SP.ADR 8 AHLAy.F C B Borse Frankfurt ALTERYX INC. A DL-,0001 3AI.F D C Borse Frankfurt AMAZON.COM INC. DL-,01 AMZN.F B A Borse Frankfurt APPLE INC AAPL.F B A Borse Frankfurt AURELIUS EQ.OPP. O.N. AR4G.F D C Borse Frankfurt BAIDU INC.A ADR DL-,00005 BIDUy.F D C Borse Frankfurt BARRICK GOLD CORP. ABX.F C B Borse Frankfurt BECHTLE AG O.N. BC8G.F D C Borse Frankfurt BEIERSDORF AG O.N. BEIG.F C B Borse Frankfurt BIOGEN INC. DL -,0005 BIIB.F D C Borse Frankfurt BRISTOL-MYERS SQUIBBDL-10 BMY.F D C Borse Frankfurt CAMECO CORP. CCO.F D C Borse Frankfurt CANCOM SE O.N. COKG.F D C Borse Frankfurt CD PROJEKT S.A. C ZY 1 CDR.F D C Borse Frankfurt CHEVRON CORP. DL-,75 CVX.F D C Borse Frankfurt CHINA MOBILE LTD. 0941.F D C Borse Frankfurt April 2021
DAIMLER AG NA O.N DAIGn.F B A Borse Frankfurt DEUTSCHE BANK AG NA O.N DBKGn.F C A Borse Frankfurt DISNEY (WALT) CO. DIS.F D C Borse Frankfurt DT.PFANDBRIEFBK AG PBBG.F D C Borse Frankfurt DWS GROUP GMBH+CO.KGAA ON DWSG.F D C Borse Frankfurt ELI LILLY LLY.F D C Borse Frankfurt ELRINGKLINGER AG NA O.N. ZILGn.F D C Borse Frankfurt ETSY INC. DL-,001 3E2.F D C Borse Frankfurt EXXON MOBIL CORP. XON.F D C Borse Frankfurt FIRST SOLAR INC. D -,001 FSLR.F D C Borse Frankfurt FREENET AG NA O.N. FNTGn.F C B Borse Frankfurt FREEPORT-MCMORAN INC. FCXb.F D C Borse Frankfurt HAPAG-LLOYD AG NA O.N. HLAG.F D C Borse Frankfurt IMPALA PLATINUM O.N. IMPJ.F D C Borse Frankfurt JD.COM SP.ADR A1 DL-00002 013Ay.F C B Borse Frankfurt JOHNSON + JOHNSON DL 1 JNJ.F D B Borse Frankfurt JUST EAT TAKEAWAY. EO-,04 T5W.F D C Borse Frankfurt LANXESS AG LXSG.F D C Borse Frankfurt LENZING AG LENV.F D C Borse Frankfurt LUKOIL SP.ADR RL-,025 LKOHy.F D C Borse Frankfurt MICROSOFT DL-,00000625 MSFT.F B A Borse Frankfurt MTU AERO ENGINES NA O.N. MTXGn.F C B Borse Frankfurt NETFLIX INC. DL-,001 NFLO.F C B Borse Frankfurt PAN AMER. SILVER CORP. PAA.F D C Borse Frankfurt PAYPAL HDGS INC.DL-,0001 2PP.F C B Borse Frankfurt PORSCHE AUTOM.HLDG VZO PSHG_p.F C B Borse Frankfurt PROSIEBENSAT.1 NA O.N. PSMGn.F C B Borse Frankfurt ROYAL DUTCH SHELL A EO-07 RDSa.F C A Borse Frankfurt RWE AG INH O.N. RWEG.F C A Borse Frankfurt SALESFORCE.COM DL-,001 FOO.F C B Borse Frankfurt SALZGITTER AG O.N. SZGG.F D C Borse Frankfurt April 2021
SARTORIUS AG VZO O.N. SATG_p.F D C Borse Frankfurt SEA LTD CL.A(ADR)/1 931.F D C Borse Frankfurt SHOPIFY A SUB.VTG 307.F D C Borse Frankfurt SIBANYE STILLWATER LTD. 47V.F D C Borse Frankfurt SILTRONIC AG NA O.N. WAFGn.F D B Borse Frankfurt SIXT SE ST O.N. SIXG.F D C Borse Frankfurt SQUARE INC. A SQ3.F D C Borse Frankfurt TALANX AG NA O.N. TLXGn.F D C Borse Frankfurt TESLA INC. DL -,001 TSLA.F D C Borse Frankfurt THE TRA.DESK A DL-,000001 TT8.F D C Borse Frankfurt TOYOTA MOTOR CORP. 7203.F D C Borse Frankfurt TWITTER INC. DL-,000005 TWTR.F D C Borse Frankfurt URW (STAPLED SHS) EO-,05 1BR1.F D C Borse Frankfurt VERTEX PHARMAC. DL-,01 VRTX.F D C Borse Frankfurt WELLS FARGO + CO.DL 1,666 NOB.F D C Borse Frankfurt YANDEX N.V. CL.A DL -,01 YNDX.F D C Borse Frankfurt ZOOM VIDEO COMM. A -,001 5ZM.F D C Borse Frankfurt ABN AMRO NL0011540547 C B Euronext Amsterdam Accell Group NL0009767532 D C Euronext Amsterdam ING Groep NL0011821202 C B Euronext Amsterdam Nedap NL0000371243 D C Euronext Amsterdam Royal Dutch Shell A GB00B03MLX29 B A Euronext Amsterdam Takeaway.com NL0012015705 C A Euronext Amsterdam Unibail-Rodamco FR0013326246 D C Euronext Amsterdam Anheuser Busch Inbev BE0974293251 B A Euronext Brussels BEFIMMO BEFB.BR C B Euronext Brussels KBC BE0003565737 C A Euronext Brussels TESSENDERLO TESB.BR C B Euronext Brussels WDP WDPP.BR B A Euronext Brussels EDP RENOVAVEIS EDPR.LS C B Euronext Lisbon Aeroports De Paris FR0010340141 C A Euronext Paris April 2021
ALD AIW ALDA.PA C B Euronext Paris BIOMERIEUX BIOX.PA B A Euronext Paris CNP Assurances FR0000120222 B A Euronext Paris Credit Agricole FR0000045072 B A Euronext Paris ELIS ELIS.PA C B Euronext Paris Fonciere des Regions FR0000064578 C B Euronext Paris GROUPE FNAC FNAC.PA C B Euronext Paris ICADE FR0000035081 C B Euronext Paris Klepierre FR0000121964 D C Euronext Paris METROPOLE TV MMTP.PA C B Euronext Paris Natixis FR0000120685 D A Euronext Paris ROTHSCHILD & CO ROTH.PA D C Euronext Paris Safran FR0000073272 B A Euronext Paris SARTORIUS STED BIO STDM.PA B A Euronext Paris SCOR FR0010411983 B A Euronext Paris Societe Generale FR0000130809 C B Euronext Paris Sodexo FR0000121220 C A Euronext Paris STELLANTIS STLA.PA B A Euronext Paris STMicroelectronics NL0000226223 B A Euronext Paris Total FR0000120271 B A Euronext Paris Vinci FR0000125486 B A Euronext Paris WAVESTONE WAVE.PA D C Euronext Paris AGILE PROPERTY HOLDINGS LTD 3383.HK C A Hong Kong Stock Exchange BANK OF CHINA LTD-H 3988.HK B A Hong Kong Stock Exchange BANK OF COMMUNICATIONS CO-H 3328.HK B A Hong Kong Stock Exchange BEIJING CHUNLIZHENGDA MEDI-H 1858.HK D C Hong Kong Stock Exchange BLUE MOON GROUP HOLDINGS LTD 6993.HK D C Hong Kong Stock Exchange BOC HONG KONG HOLDINGS LTD 2388.HK B A Hong Kong Stock Exchange CHINA RESOURCES POWER HOLDIN 0836.HK B A Hong Kong Stock Exchange CHINA ZHESHANG BANK CO LTD-H 2016.HK C B Hong Kong Stock Exchange CITIC TELECOM INTERNATIONAL 1883.HK C B Hong Kong Stock Exchange April 2021
DONGJIANG ENVIRONMENTAL-H 0895.HK D C Hong Kong Stock Exchange JACOBSON PHARMA CORP LTD 2633.HK D C Hong Kong Stock Exchange JD.COM INC - CL A 9618.HK C B Hong Kong Stock Exchange PRUDENTIAL PLC 2378.HK D C Hong Kong Stock Exchange RAZER INC 1337.HK D C Hong Kong Stock Exchange SHANDONG FENGXIANG CO LTD-H 9977.HK D C Hong Kong Stock Exchange SINO-OCEAN LAND HOLDINGS 3377.HK C B Hong Kong Stock Exchange SINOPEC ENGINEERING GROUP-H 2386.HK D B Hong Kong Stock Exchange Ryanair Holdings IE00BYTBXV33 C B Irish Stock Exchange (ISE) APTITUDE APTD.L D C London Stock Exchange (LSE) ARROW GLOBAL ARWA.L D C London Stock Exchange (LSE) AVEVA GRP AVV.L B A London Stock Exchange (LSE) AXIS BANK REGS AXBKq.L C B London Stock Exchange (LSE) Barclays GB0031348658 C B London Stock Exchange (LSE) BH GLOBAL £ BHGG.L D C London Stock Exchange (LSE) BIOPHARMA CRED. BPCR.L C B London Stock Exchange (LSE) BOVIS HOMES VTYV.L C B London Stock Exchange (LSE) BURFORD CAP LD BURF.L D B London Stock Exchange (LSE) Capita GB00B23K0M20 D C London Stock Exchange (LSE) Capital&Counties GB00B62G9D36 D C London Stock Exchange (LSE) Centamin JE00B5TT1872 C B London Stock Exchange (LSE) CHESNARA CSN.L D C London Stock Exchange (LSE) CMC MARKETS PLC CMCX.L C B London Stock Exchange (LSE) CROSSRIDER KAPE.L D C London Stock Exchange (LSE) DE LA RUE DLAR.L D C London Stock Exchange (LSE) ESSENTRA ESNT.L C B London Stock Exchange (LSE) EVRAZ EVRE.L B A London Stock Exchange (LSE) FIRSTGROUP FGP.L D C London Stock Exchange (LSE) FRASERS GROUP FRAS.L C B London Stock Exchange (LSE) FUNDING CIRC.WI FCH.L D C London Stock Exchange (LSE) FUTURE FUTR.L C B London Stock Exchange (LSE) April 2021
GCP ASSET BACKED INCOME FUND GABIG.L D C London Stock Exchange (LSE) Glencore JE00B4T3BW64 C A London Stock Exchange (LSE) Hargreaves Lansdown GB00B1VZ0M25 B A London Stock Exchange (LSE) InterContinental Hotels GB00BHJYC057 B A London Stock Exchange (LSE) INTERNATIONAL PERSONAL FINAN IPF.L D C London Stock Exchange (LSE) Investec GB00B17BBQ50 C B London Stock Exchange (LSE) JD SPORTS JD.L C B London Stock Exchange (LSE) JOULES GRP JOUL.L D C London Stock Exchange (LSE) JUST EAT TAKEAW JETJ.L B A London Stock Exchange (LSE) KAINOS GROUP KNOS.L C B London Stock Exchange (LSE) Kingfisher GB0033195214 B A London Stock Exchange (LSE) Land Securities GB00BYW0PQ60 C B London Stock Exchange (LSE) Legal & General GB0005603997 C A London Stock Exchange (LSE) LIONTRUST A.M. LIO.L C B London Stock Exchange (LSE) LLOYDS GRP 9.25 LLOY_pb.L B A London Stock Exchange (LSE) LLOYDS GRP 9.75 LLOY_pa.L D C London Stock Exchange (LSE) LUKOIL PJSC-SPON ADR LKOHyq.L B A London Stock Exchange (LSE) Marks & Spencer GB0031274896 C B London Stock Exchange (LSE) Micro Focus MCRO.L D C London Stock Exchange (LSE) MITCHELLS & BUT MAB.L D C London Stock Exchange (LSE) MORGN SINDL GRP MGNS.L C B London Stock Exchange (LSE) Morrison Supermarkets GB0006043169 B A London Stock Exchange (LSE) NETWORK (WI) NETW.L D C London Stock Exchange (LSE) Next GB0032089863 B A London Stock Exchange (LSE) NORCROS NXR.L D C London Stock Exchange (LSE) OCTOPUS RENEW. ORIT.L D C London Stock Exchange (LSE) PETS AT HOME PETSP.L C B London Stock Exchange (LSE) PJSC MAG. S MGNTq.L B A London Stock Exchange (LSE) Polymetal International JE00B6T5S470 B A London Stock Exchange (LSE) POLYUS PJSC-REG S-GDR PLZLq.L B A London Stock Exchange (LSE) Prudential GB0007099541 B A London Stock Exchange (LSE) April 2021
QUARTIX HLDS QTX.L D C London Stock Exchange (LSE) QUILTER PLC QLT.L C B London Stock Exchange (LSE) RBS PLC GB00B7T77214 C A London Stock Exchange (LSE) RDS 'B' RDSb.L B A London Stock Exchange (LSE) Reach Plc RCH.L D C London Stock Exchange (LSE) RELIANCE GDR RELIq.L B A London Stock Exchange (LSE) ROSNEFT ROSNq.L B A London Stock Exchange (LSE) Royal Dutch Shell A GB00B03MLX29 C A London Stock Exchange (LSE) SCHRODERS NV SDRt.L C B London Stock Exchange (LSE) SIGMAROC SRC.L D C London Stock Exchange (LSE) SMART METERING SMSS.L C B London Stock Exchange (LSE) STAND.CHART.8Q% STAN_pa.L D B London Stock Exchange (LSE) TATNEFT PAO-SPONSORED ADR TATNxq.L B A London Stock Exchange (LSE) TED BAKER TED.L D C London Stock Exchange (LSE) THG HOLD (WI) THG.L C B London Stock Exchange (LSE) TOTAL PRODUCE T7O.L D C London Stock Exchange (LSE) VIVO ENERGY WI VVO.L C B London Stock Exchange (LSE) Whitbread GB00B1KJJ408 C B London Stock Exchange (LSE) WIZZ AIR WIZZ.L C B London Stock Exchange (LSE) WPP JE00B8KF9B49 B A London Stock Exchange (LSE) ABIOMED INC. - COMMON ABMD.O B A NASDAQ ACADIA HEALTHCARE COMP ACHC.O C B NASDAQ Alexion Pharmaceuticals US0153511094 B A NASDAQ A-MARK PRECIOUS METALS AMRK.O D C NASDAQ AMERICAN NATIONAL BANK AMNB.O D C NASDAQ AMERICAN WOODMARK CORP AMWD.O C B NASDAQ AMERIS BANCORP - COMMO ABCB.O C B NASDAQ APOLLO MEDICAL HOLDING AMEH.O C B NASDAQ ARCH CAPITAL GROUP LTD ACGL.O B A NASDAQ ARCO PLATFORM CMN A ARCE.O D C NASDAQ ARKO CORP. - COMMON STOCK ARKO.O C B NASDAQ April 2021
ASPEN TECHNOLOGY INC. AZPN.O B A NASDAQ ASTRONICS CORPORATION ATRO.O D C NASDAQ ATLANTIC UNION BANKSHARES CORPORATION - COMMON STO AUB.O C B NASDAQ ATLAS AIR WORLDWIDE HO AAWW.O C B NASDAQ AVIS BUDGET GROUP INC CAR.O D C NASDAQ AXONICS MODULATION TEC AXNX.O D C NASDAQ BANCFIRST CORPORATION BANF.O C B NASDAQ BANK OZK OZK.O C B NASDAQ BANNER CORPORATION - C BANR.O C B NASDAQ BENEFITFOCUS INC. - C BNFT.OQ D C NASDAQ BJ'S RESTAURANTS INC. BJRI.O D C NASDAQ BROOKFIELD PROPERTY PA BPY.O C A NASDAQ BROOKLINE BANCORP INC BRKL.O C B NASDAQ BRP INC. - COMMON SUBO DOOO.O C B NASDAQ CARDTRONICS PLC - COMM CATM.O D C NASDAQ CATHAY GENERAL BANCORP CATY.O C B NASDAQ CAVCO INDUSTRIES INC. CVCO.O C B NASDAQ CENTURY BANCORP INC. CNBKA.O D C NASDAQ Cincinnati Financial Corp US1720621010 B A NASDAQ CIVISTA BANCSHARES IN CIVB.O D C NASDAQ COASTAL FINANCIAL CORP CCB.O D C NASDAQ COLUMBIA BANKING SYSTE COLB.O C B NASDAQ COLUMBIA SPORTSWEAR CO COLM.O C B NASDAQ CONCENTRIX CORPORATION - COMMON STOCK WHEN ISSUED CNXC.O D C NASDAQ DENTSPLY Sirona US24906P1093 B A NASDAQ DIAMONDBACK ENERGY IN FANG.O D C NASDAQ DISH Network Corp US25470M1099 C B NASDAQ DIVERSIFIED HEALTHCARE TRUST - COMMON SHARES OF B DHC.O D C NASDAQ DZS INC DZSI.O D C NASDAQ
April 2021
EAGLE BULK SHIPPING INC. - COMMON STOCK EGLE.O D C NASDAQ EAST WEST BANCORP INC EWBC.O C B NASDAQ ENTERPRISE FINANCIAL S EFSC.O C B NASDAQ ERICSSON - ADS EACH RE ERIC.O B A NASDAQ EURONET WORLDWIDE INC EEFT.O C B NASDAQ FALCON MINERALS CORPOR FLMN.O D C NASDAQ FIESTA RESTAURANT GROU FRGI.O D C NASDAQ Fifth Third Bancorp US3167731005 C B NASDAQ FIRST BANCORP - COMMON FBNC.O C B NASDAQ FIRST BANCORP INC (ME FNLC.O D C NASDAQ FIRST CASH INC. COMMO FCFS.O D B NASDAQ FIRST FINANCIAL BANCOR FFBC.O C B NASDAQ FIRST FINANCIAL BANKSH FFIN.O B A NASDAQ FIRST HAWAIIAN COMM FHB.O C B NASDAQ FIRST INTERNET BANCORP INBK.O D C NASDAQ FIRST MERCHANTS CORPOR FRME.O C B NASDAQ FIRST MIDWEST BANCORP FMBI.O C B NASDAQ FOCUS FINANCIAL PARTNE FOCS.O C B NASDAQ FRANCHISE GROUP INC. - COMMON STOCK FRG.OQ D C NASDAQ FULTON FINANCIAL CORPO FULT.O C B NASDAQ GAMING AND LEISURE PRO GLPI.O B A NASDAQ GERMAN AMERICAN BANCOR GABC.O C B NASDAQ G-III APPAREL GROUP L GIII.O D C NASDAQ GREEN BRICK PARTNERS GRBK.O D C NASDAQ GRUPO AEROPORTUARIO DE OMAB.O C B NASDAQ GRUPO FINANCIERO GALIC GGAL.O D C NASDAQ HALOZYME THERAPEUTICS HALO.O C B NASDAQ HEARTLAND FINANCIAL US HTLF.O C B NASDAQ Hologic US4364401012 B A NASDAQ HOME BANCORP INC. - C HBCP.O D C NASDAQ HOME BANCSHARES INC. HOMB.O C B NASDAQ April 2021
HOPE BANCORP INC. - C HOPE.O C B NASDAQ Huntington Bancshares Incorporated US4461501045 C B NASDAQ Incyte Corp US45337C1027 C B NASDAQ INDEPENDENT BANK GROUP IBTX.O C B NASDAQ INOVALON HOLDINGS INC INOV.O C B NASDAQ INTERNATIONAL BANCSHAR IBOC.O C B NASDAQ KFORCE INC. - COMMON KFRC.O C B NASDAQ KINSALE CAPITAL GROUP KNSL.O C B NASDAQ LAMAR ADVERTISING COMP LAMR.O B A NASDAQ LHC GROUP - COMMON STO LHCG.O B A NASDAQ Liberty Media Corp - Liberty Formula One FWONA.O C B NASDAQ LIBERTY SIRIUS GROUP-C LSXMK.O B A NASDAQ LIBERTY SIRIUSXM GROUP LSXMA.O B A NASDAQ LKQ Corporation US5018892084 B A NASDAQ LPL FINANCIAL HOLDINGS LPLA.OQ B A NASDAQ LULULEMON ATHLETICA IN LULU.O B A NASDAQ META FINANCIAL GROUP CASH.O C B NASDAQ MISSION PRODUCE INC. - COMMON STOCK AVO.O C B NASDAQ MR COOPER GROUP INC COOP.O C B NASDAQ Navient Corp US63938C1080 C B NASDAQ NCINO INC. - COMMON STOCK NCNO.O D C NASDAQ Newell Brands US6512291062 C B NASDAQ NEWTEK BUSINESS SERVIC NEWT.OQ D C NASDAQ NEXSTAR BROADCASTING G NXST.OQ C B NASDAQ NLIGHT INC. - COMMON LASR.O D C NASDAQ Northern Trust Corp US6658591044 B A NASDAQ OAKTREE SPECIALTY LENDING CO OCSL.O D C NASDAQ OASIS PETROLEUM INC. - COMMON STOCK OAS.O D C NASDAQ OLD SECOND BANCORP IN OSBC.O D C NASDAQ ORASURE TECHNOLOGIES OSUR.O D C NASDAQ OZON HOLDINGS PLC - ADS EACH ADS REPRESENTING ONE OZON.O D C NASDAQ April 2021
PACIFIC PREMIER BANCOR PPBI.O C B NASDAQ PATTERSON COMPANIES I PDCO.O D C NASDAQ People's United Financial Inc US7127041058 C B NASDAQ PINNACLE FINANCIAL PAR PNFP.O C B NASDAQ POOL CORPORATION - COM POOL.O B A NASDAQ PRIMIS FINANCIAL CORP. - COMMON STOCK FRST.OQ D C NASDAQ PROOFPOINT INC. - COM PFPT.OQ C B NASDAQ RBC BEARINGS INCORPORA ROLL.O C B NASDAQ REALPAGE INC. - COMMO RP.O B A NASDAQ ROCKY BRANDS INC. - C RCKY.O D C NASDAQ RUTH'S HOSPITALITY GRO RUTH.O D C NASDAQ RYANAIR HOLDINGS PLC-SP ADR RYAAY.O C B NASDAQ S&T BANCORP INC. - CO STBA.O C B NASDAQ SABRA HEALTHCARE REIT SBRA.O C B NASDAQ SANDY SPRING BANCORP SASR.O C B NASDAQ SCIENTIFIC GAMES CORP SGMS.O D C NASDAQ SERVICE PROPERTIES TRUST - SHARES OF BENEFICIAL IN SVC.O D C NASDAQ SIGNATURE BANK - COMMO SBNY.O C B NASDAQ SIMMONS FIRST NATIONAL SFNC.O C B NASDAQ SKYWEST INC. - COMMON SKYW.O D C NASDAQ SOUTH STATE CORPORATIO SSB.O C B NASDAQ STONECO LTD-A STNE.O D C NASDAQ STONEX GROUP INC SNEX.O C B NASDAQ STRATEGIC EDUCATION INC STRA.O C B NASDAQ SURGERY PARTNERS INC. SGRY.O D C NASDAQ SYNEOS HEALTH INC SYNH.O B A NASDAQ TABULA RASA HEALTHCARE TRHC.OQ D C NASDAQ TCF FINANCIAL CORPORATION - COMMON STOCK TCF.O C B NASDAQ THE CHEFS' WAREHOUSE CHEF.O D C NASDAQ THE ENSIGN GROUP INC. ENSG.O C B NASDAQ THE MIDDLEBY CORPORATI MIDD.O C B NASDAQ April 2021
THE RMR GROUP INC. - C RMR.O C B NASDAQ THERAVANCE BIOPHARMA TBPH.OQ D C NASDAQ TIPTREE FINANCIAL INC. TIPT.O D C NASDAQ TRAVELCENTERS OF AMERICA LLC - COMMON STOCK TA.O D C NASDAQ U S CONCRETE INC. - C USCR.O D C NASDAQ UNITED BANKSHARES INC UBSI.O C B NASDAQ UNITED COMMUNITY BANKS UCBI.O C B NASDAQ VERITEX HOLDINGS INC. VBTX.OQ C B NASDAQ VERRA MOBILITY CORPORA VRRM.O C B NASDAQ VIRTUS INVESTMENT PART VRTS.O D C NASDAQ VITAL FARMS INC. - COMMON STOCK VITL.OQ D C NASDAQ WESBANCO INC. - COMMO WSBC.O C B NASDAQ WHOLE EARTH BRANDS INC. - CLASS A COMMON STOCK FREE.O D C NASDAQ WOODWARD INC. - COMMO WWD.O B A NASDAQ WSFS FINANCIAL CORPORA WSFS.O C B NASDAQ ZEALAND PHARMA A/S-ADR ZEAL.O D C NASDAQ Zions Bancorporation US9897011071 C B NASDAQ ZOOM VIDEO COMMUNICATIONS-A ZM.O D C NASDAQ AARONS HOLDINGS COMPANY INC. COMMON STOCK WHEN IS AAN D C New York Stock Exchange AECOM COMMON STOCK ACM B A New York Stock Exchange ALAMOS GOLD INC. CLASS AGI C B New York Stock Exchange Alliance Data Systems Corporation US0185811082 D C New York Stock Exchange ALLY FINANCIAL INC. CO ALLY.K C B New York Stock Exchange AMBEV S.A. AMERICAN DE ABEV.K C B New York Stock Exchange AMERICAN AXLE & MANUFA AXL D C New York Stock Exchange AMERICAN CAMPUS COMMUN ACC B A New York Stock Exchange American Express Company US0258161092 B A New York Stock Exchange AMERICAN FINANCIAL GRO AFG C B New York Stock Exchange American International Group US0268747849 C A New York Stock Exchange AMERIPRISE FINANCIAL SERVICES US03076C1062 B A New York Stock Exchange April 2021
ANHEUSER-BUSCH INBEV S BUD B A New York Stock Exchange ANNALY CAPITAL MANAGEM NLY B A New York Stock Exchange Anthem US0367521038 B A New York Stock Exchange APOLLO COMMERCIAL REAL ARI C B New York Stock Exchange APOLLO GLOBAL MANAGEMENT INC. CLASS A COMMON STOC APO C B New York Stock Exchange ARBOR REALTY TRUST COM ABR C B New York Stock Exchange ASSOCIATED BANC-CORP C ASB C B New York Stock Exchange ASSURED GUARANTY LTD. AGO D C New York Stock Exchange ATHENE HOLDING LTD. CL ATH C B New York Stock Exchange ATLAS CORP ATCO.K C B New York Stock Exchange AUTOLIV INC. COMMON S ALV B A New York Stock Exchange AXOS FINANCIAL INC. C AX C B New York Stock Exchange BANCO BILBAO VIZCAYA A BBVA.K C B New York Stock Exchange BANCO SANTANDER BRASIL BSBR.K C B New York Stock Exchange BANCOLOMBIA S.A. COMMO CIB B A New York Stock Exchange Bank of America Corporation US0605051046 B A New York Stock Exchange BANK OF N.T. BUTTERFIE NTB C B New York Stock Exchange Bank Of New York Mellon Corporation (The) US0640581007 B A New York Stock Exchange BARCLAYS PLC COMMON ST BCS C B New York Stock Exchange BARNES GROUP INC. COM B C B New York Stock Exchange BARRICK GOLD CORPORATI GOLD.N B A New York Stock Exchange BELDEN INC COMMON STOC BDC C B New York Stock Exchange Best Buy Co US0865161014 B A New York Stock Exchange BONANZA CREEK ENERGY INC BCEI.K D C New York Stock Exchange Boston Properties US1011211018 B A New York Stock Exchange BRF S.A. BRFS.K C B New York Stock Exchange BRINKS COMPANY (THE) C BCO C B New York Stock Exchange BRIXMOR PROPERTY GROUP BRX C B New York Stock Exchange BROOKFIELD ASSET MANAG BAM B A New York Stock Exchange BUNGE LIMITED BUNGE LI BG C B New York Stock Exchange April 2021
BURFORD CAPITAL LIMITED ORDINARY SHARES BUR D C New York Stock Exchange BWX TECHNOLOGIES INC. BWXT.K B A New York Stock Exchange CACI INTERNATIONAL IN CACI.K B A New York Stock Exchange CAE INC. ORDINARY SHAR CAE C B New York Stock Exchange CALIFORNIA RESOURCES CORPORATION COMMON STOCK CRC C B New York Stock Exchange CANTEL MEDICAL CORP. C CMD C B New York Stock Exchange Capital One Financial Corporation US14040H1059 C B New York Stock Exchange CarMax Inc US1431301027 C B New York Stock Exchange CATALENT INC. COMMON CTLT.K B A New York Stock Exchange Centene Corporation US15135B1017 B A New York Stock Exchange CenterPoint Energy US15189T1079 B A New York Stock Exchange CENTRAIS ELC BRAZ PFB EBRb D C New York Stock Exchange Chevron Corp US1667641005 C A New York Stock Exchange CHINA ONLINE EDUCATION COE D C New York Stock Exchange CIENA CORPORATION COMM CIEN.K B A New York Stock Exchange CIGNA CORPORATION COMM CI B A New York Stock Exchange Citizens Financial Group/RI US1746101054 C B New York Stock Exchange CLOUDERA INC CLDR.K D C New York Stock Exchange CNH INDUSTRIAL N.V. CO CNHI.K C B New York Stock Exchange COCA-COLA EUROPEAN PAR CCEP.K B A New York Stock Exchange COLFAX CORPORATION COM CFX C B New York Stock Exchange COLONY NORTHSTAR CREDI CLNC.K D C New York Stock Exchange COLUMBIA PROPERTY TRUS CXP C B New York Stock Exchange Comerica Inc US2003401070 C B New York Stock Exchange COMFORT SYSTEMS USA I FIX C B New York Stock Exchange COMMERCIAL METALS COMP CMC C B New York Stock Exchange COMP EN DE MN CEMIG AD CIG C B New York Stock Exchange COMPANHIA DE SANEAMENT SBS C B New York Stock Exchange CORE LABORATORIES N.V. CLB D C New York Stock Exchange CRAWFORD & COMPANY COM CRDa D C New York Stock Exchange CREDICORP LTD. COMMON BAP B A New York Stock Exchange April 2021
CRH PLC AMERICAN DEPOS CRH B A New York Stock Exchange CUSTOM TRUCK ONE SOURCE INC. COMMON STOCK CTOS.K D C New York Stock Exchange CVR ENERGY INC. COMMON CVI.N D C New York Stock Exchange DEUTSCHE BANK AG COMMO DB C A New York Stock Exchange Devon Energy Corp. US25179M1036 D C New York Stock Exchange DIEBOLD INCORPORATED DBD D C New York Stock Exchange DINEEQUITY INC COMMON DIN D C New York Stock Exchange Discover Financial Services-W/I US2547091080 C B New York Stock Exchange DOW INC. COMMON STOCK DOW B A New York Stock Exchange ECOPETROL S.A. AMERICA EC C B New York Stock Exchange ENERPLUS CORPORATION C ERF D C New York Stock Exchange ENI S.P.A. COMMON STOC E B A New York Stock Exchange ENLINK MIDSTREAM LLC ENLC.K D C New York Stock Exchange ENTRAVISION COMMUNICAT EVC D C New York Stock Exchange EPAM SYSTEMS INC. COM EPAM.K B A New York Stock Exchange EPR PROPERTIES COMMON EPR D C New York Stock Exchange EQUINOR ASA EQNR.K B A New York Stock Exchange Equity Residential US29476L1070 B A New York Stock Exchange ESSENT GROUP LTD. COMM ESNT.K C B New York Stock Exchange EVERI HOLDINGS INC. CO EVRI.K D C New York Stock Exchange ExxonMobil Corp US30231G1022 C A New York Stock Exchange F.N.B. CORPORATION COM FNB C B New York Stock Exchange Federal Realty Investment Trust US3137472060 C B New York Stock Exchange FEDERATED INVESTORS I FHI C B New York Stock Exchange FIRST BANCORP. NEW COM FBP C B New York Stock Exchange FIRST HORIZON NATIONAL FHN C B New York Stock Exchange FirstEnergy Corp US3379321074 B A New York Stock Exchange FLEETCOR TECHNOLOGIES FLT B A New York Stock Exchange FLOOR & DECOR HOLDINGS FND C B New York Stock Exchange Flowserve Corp US34354P1057 C B New York Stock Exchange Fluor Corp. (New) US3434121022 D C New York Stock Exchange April 2021
Fortune Brands Home & Security US34964C1062 B A New York Stock Exchange FRONTLINE LTD FRO D C New York Stock Exchange General Motors Company US37045V1008 C B New York Stock Exchange Global Payments Inc US37940X1028 B A New York Stock Exchange GRAY COMMUNICATIONS SY GTN C B New York Stock Exchange GREEN DOT CORPORATION GDOT.K C B New York Stock Exchange GREENBRIER COMPANIES GBX C B New York Stock Exchange GREENHILL & CO. INC. GHL D C New York Stock Exchange GRUPO AEROPORTUARIO DE PAC C B New York Stock Exchange GUESS? INC. COMMON ST GES D C New York Stock Exchange HARSCO CORPORATION COM HSC D C New York Stock Exchange HC2 HOLDINGS INC. COM HCHC.K D C New York Stock Exchange HCA Healthcare US40412C1018 B A New York Stock Exchange HEALTHPEAK PROPERTIES INC PEAK.K B A New York Stock Exchange HEICO CORPORATION COMM HEI B A New York Stock Exchange HERITAGE INSURANCE HOL HRTG.K D C New York Stock Exchange Hewlett Packard Enterprise Company US42824C1099 C A New York Stock Exchange HILLTOP HOLDINGS INC. HTH C B New York Stock Exchange Hilton Worldwide Holdings Inc US43300A2033 B A New York Stock Exchange HNI CORPORATION COMMON HNI C B New York Stock Exchange HOWMET AEROSPACE INC. COMMON STOCK EX- DISTRIBUTION HWM C B New York Stock Exchange IAMGOLD CORPORATION OR IAG C B New York Stock Exchange ING GROUP N.V. COMMON ING C B New York Stock Exchange Ingersoll-Rand plc (Ireland) US45687V1061 B A New York Stock Exchange INGEVITY CORPORATION C NGVT.K C B New York Stock Exchange INSPERITY INC. COMMON NSP C B New York Stock Exchange INTERCONTINENTAL HOTELS-ADR IHG C A New York Stock Exchange INTERNATIONAL GAME TEC IGT D C New York Stock Exchange International Paper Company US4601461035 B A New York Stock Exchange Interpublic Group of Companies US4606901001 B A New York Stock Exchange April 2021
INVESCO MORTGAGE CAPIT IVR D C New York Stock Exchange INVESCO MORTGAGE CAPIT IVR_pa D C New York Stock Exchange Invesco Plc BMG491BT1088 C B New York Stock Exchange ITAU UNIBANCO BANCO HO ITUB.K C B New York Stock Exchange JOHN BEAN TECHNOLOGIES JBT C B New York Stock Exchange JONES LANG LASALLE INC JLL C B New York Stock Exchange KeyCorp US4932671088 C B New York Stock Exchange KILROY REALTY CORPORAT KRC B A New York Stock Exchange Kimco Realty Corporation US49446R1095 C B New York Stock Exchange Kinder Morgan US49456B1017 B A New York Stock Exchange KINROSS GOLD CORPORATI KGC C B New York Stock Exchange KT CORPORATION COMMON KT B A New York Stock Exchange LAMB WESTON HOLDINGS LW B A New York Stock Exchange LLOYDS BANKING GROUP P LYG C B New York Stock Exchange Loews Corporation US5404241086 B A New York Stock Exchange LUFAX HOLDING LTD AMERICAN DEPOSITARY SHARES TWO LU D C New York Stock Exchange LyondellBasell Industries NV NL0009434992 C A New York Stock Exchange M&T Bank Corporation US55261F1049 C B New York Stock Exchange Marathon Oil Corporation US5658491064 D C New York Stock Exchange Martin Marietta Materials US5732841060 B A New York Stock Exchange MASONITE INTERNATIONAL DOOR.K C B New York Stock Exchange MASTEC INC. COMMON ST MTZ C B New York Stock Exchange MATSON INC. COMMON ST MATX.K C B New York Stock Exchange MEREDITH CORPORATION C MDP D C New York Stock Exchange MetLife Inc US59156R1086 B A New York Stock Exchange MFA FINANCIAL INC. MFA D C New York Stock Exchange MGIC INVESTMENT CORPOR MTG C B New York Stock Exchange Mohawk Industries US6081901042 C B New York Stock Exchange MOLINA HEALTHCARE INC MOH B A New York Stock Exchange MOOG INC. CLASS A COMM MOGa C B New York Stock Exchange MSCI INC COMMON STOCK MSCI.K B A New York Stock Exchange April 2021
MULTIPLAN CORPORATION CLASS A COMMON STOCK MPLN.K D C New York Stock Exchange NATIONAL RETAIL PROPER NNN B A New York Stock Exchange Nucor Corp US6703461052 B A New York Stock Exchange NVR INC. COMMON STOCK NVR B A New York Stock Exchange OMEGA HEALTHCARE INVES OHI B A New York Stock Exchange Omnicom Group Inc US6819191064 B A New York Stock Exchange ONEOK Inc US6826801036 C B New York Stock Exchange OOMA INC. COMMON STOC OOMA.K D C New York Stock Exchange OSHKOSH CORPORATION (H OSK B A New York Stock Exchange OVINTIV INC. (DE) OVV D C New York Stock Exchange PAGERDUTY INC. COMMON STOCK PD D C New York Stock Exchange PAMPA ENERGIA S.A. PAM PAM C B New York Stock Exchange Parker-Hannifin US7010941042 B A New York Stock Exchange PEMBINA PIPELINE CORP. PBA C A New York Stock Exchange PENNYMAC FINANCIAL SERVICES PFSI.K D C New York Stock Exchange PENSKE AUTOMOTIVE GROU PAG C B New York Stock Exchange PGT INNOVATIONS INC. PGTI.K C B New York Stock Exchange PNC Financial Services Group (The) US6934751057 B A New York Stock Exchange PRIMERICA INC. COMMON PRI.N B A New York Stock Exchange PROSPERITY BANCSHARES PB B A New York Stock Exchange Prudential Financial US7443201022 C A New York Stock Exchange PRUDENTIAL PUBLIC LIMI PUK B A New York Stock Exchange PulteGroup Inc US7458671010 C B New York Stock Exchange Quanta Services Inc. US74762E1029 B A New York Stock Exchange RADIAN GROUP INC. COMM RDN C B New York Stock Exchange Ralph Lauren Corp US7512121010 C B New York Stock Exchange Raymond James Financial US7547301090 B A New York Stock Exchange RAYTHEON TECHNOLOGIES CORPORATION COMMON STOCK RTX C A New York Stock Exchange Ready Capital RC D C New York Stock Exchange REALOGY HOLDINGS CORP. RLGY.K D C New York Stock Exchange Regency Centers Corp US7588491032 C A New York Stock Exchange April 2021
Regions Financial US7591EP1005 C B New York Stock Exchange REINSURANCE GROUP OF A RGA C B New York Stock Exchange Robert Half International US7703231032 B A New York Stock Exchange ROGERS CORPORATION COM ROG C B New York Stock Exchange ROYAL DUTCH SHELL PLC RDSa C A New York Stock Exchange Salesforce.com Inc US79466L3024 B A New York Stock Exchange SANTANDER CONSUMER USA SC C B New York Stock Exchange SAP SE ADS SAP B A New York Stock Exchange SCORPIO TANKERS INC. C STNG.K D C New York Stock Exchange SCOTTS MIRACLE-GRO COM SMG B A New York Stock Exchange SEABRIDGE GOLD INC. O SA D C New York Stock Exchange SENSATA TECHNOLOGIES HOLDING ST B A New York Stock Exchange SITEONE LANDSCAPE SUPP SITE.K C B New York Stock Exchange SKECHERS U.S.A. INC. SKX C B New York Stock Exchange SLACK TECHNOLOGIES INC. CLASS A COMMON STOCK WORK.K C A New York Stock Exchange SOCIEDAD QUIMICA Y MIN SQM C B New York Stock Exchange SPIRIT REALTY CAPITAL INC SRC C B New York Stock Exchange State Street Corporation US8574771031 B A New York Stock Exchange STIFEL FINANCIAL CORPO SF B A New York Stock Exchange STMICROELECTRONICS N.V STM C B New York Stock Exchange SUNCOKE ENERGY INC. C SXC D C New York Stock Exchange SUNSTONE HOTEL INVESTO SHO D C New York Stock Exchange SUZANO PAPEL E CELULOS SUZ.N D C New York Stock Exchange Synchrony Financial US87165B1035 C B New York Stock Exchange SYNOVUS FINANCIAL CORP SNV C B New York Stock Exchange Sysco Corporation US8718291078 B A New York Stock Exchange TEEKAY CORPORATION COM TK D C New York Stock Exchange TELEDYNE TECHNOLOGIES TDY B A New York Stock Exchange TELEFONICA SA COMMON S TEF B A New York Stock Exchange TEMPUR SEALY INTERNATI TPX C B New York Stock Exchange TENNECO INC. COMMON ST TEN D C New York Stock Exchange April 2021
The Charles Schwab Corporation US8085131055 B A New York Stock Exchange TIDEWATER INC TDW D C New York Stock Exchange TOLL BROTHERS INC. COM TOL C B New York Stock Exchange TOTAL S.A. TOT B A New York Stock Exchange TURQUOISE HILL RESOURCES LTD TRQ D C New York Stock Exchange TUTOR PERINI CORPORATI TPC D C New York Stock Exchange U.S. Bancorp US9029733048 B A New York Stock Exchange United Rentals US9113631090 C B New York Stock Exchange Universal Health Services US9139031002 B A New York Stock Exchange Unum Group US91529Y1064 C B New York Stock Exchange V.F. Corporation US9182041080 B A New York Stock Exchange VAIL RESORTS INC. COM MTN B A New York Stock Exchange VALHI INC. COMMON STOCK VHI D C New York Stock Exchange VICI PROPERTIES INC. C VICI.K B A New York Stock Exchange Vulcan Materials Company US9291601097 B A New York Stock Exchange W.R. GRACE & CO. COMMO GRA C B New York Stock Exchange Walt Disney Company (The) US2546871060 C A New York Stock Exchange WEBSTER FINANCIAL CORP WBS C B New York Stock Exchange Welltower Inc US95040Q1040 C A New York Stock Exchange WESTERN ALLIANCE BANCO WAL C B New York Stock Exchange WESTINGHOUSE AIR BRAKE WAB.N B A New York Stock Exchange Weyerhaeuser Company US9621661043 B A New York Stock Exchange Williams Companies US9694571004 B A New York Stock Exchange WORTHINGTON INDUSTRIES WOR C B New York Stock Exchange WYNDHAM HOTELS & RESOR WH C B New York Stock Exchange ZUORA INC. CLASS A CO ZUO D C New York Stock Exchange B2GOLD CORP BTG C B NYSE MKT - Amex CHENIERE ENERGY INC LNG B A NYSE MKT - Amex SIERRA METALS INC SMTS.K D C NYSE MKT - Amex VIRNETX HOLDING CORP VHC D C NYSE MKT - Amex Metso Outotec Oyj MOCORP.HE B A OMX Helsinki April 2021
PIHLAJALINNA OYJ PIHLIS.HE D C OMX Helsinki TAALERITEHDAS OYJ-B TAALA.HE D C OMX Helsinki Tikkurila Oyj TIK1V.HE D C OMX Helsinki Wartsila Oyj Abp FI0009003727 B A OMX Helsinki BIOTAGE BIOT.ST C B OMX Stockholm Bygghemma Group First AB BHGF.ST C B OMX Stockholm EQT EQTAB.ST C B OMX Stockholm HEBA B HEBAb.ST D C OMX Stockholm Lundin Petroleum SE0000825820 B A OMX Stockholm NORDNET SAVE.ST D C OMX Stockholm SCANDIC HOTELS GROUP AB-W/I SHOTE.ST D C OMX Stockholm VOLVO A VOLVa.ST B A OMX Stockholm ArcticZymes Technologies ARCZ.OL D C Oslo Børs AVANCE GAS HOLDING LTD AVANCE.OL D C Oslo Børs FRONTLINE LTD FRO.OL D C Oslo Børs NORWEGIAN FINANCE HOLDING AS NOFI.OL C B Oslo Børs SELVAAG BOLIG ASA SELV.OL D C Oslo Børs IFAST CORP LTD IFAS.SI D C Singapore Exchange (SGX) SABANA SHARIAH COMP IND REIT SABA.SI D C Singapore Exchange (SGX) SINGAPORE POST LTD SPOS.SI C B Singapore Exchange (SGX) Anglo American AAL.S D B Swiss Stock Exchange (SWX) Basellandschaftliche Kantonalbank BLKB.S D C Swiss Stock Exchange (SWX) BKW AG BKWB.S B A Swiss Stock Exchange (SWX) COSMO Pharmaceuticals NV COPN.S D C Swiss Stock Exchange (SWX) DOTTIKON ES HOLDING AG-REG DESN.S C B Swiss Stock Exchange (SWX) Feintool International Holding FTON.S D C Swiss Stock Exchange (SWX) Liechtensteinische Landesbank LLBN.S D C Swiss Stock Exchange (SWX) Logitech CH0025751329 B A Swiss Stock Exchange (SWX) Luzerner Kantonalbank LUKN.S D C Swiss Stock Exchange (SWX) AEON HOKKAIDO CORP 7512.T C B Tokyo Stock Exchange (TSE) AI Inside Inc 4488.T D C Tokyo Stock Exchange (TSE) April 2021
CAPCOM CO LTD 9697.T B A Tokyo Stock Exchange (TSE) CellSource Co Ltd 4880.T D C Tokyo Stock Exchange (TSE) CYBOZU INC 4776.T C B Tokyo Stock Exchange (TSE) EISAI CO LTD 4523.T B A Tokyo Stock Exchange (TSE) FUNAI ELECTRIC CO LTD 6839.T D C Tokyo Stock Exchange (TSE) HAKUHODO DY HOLDINGS INC 2433.T B A Tokyo Stock Exchange (TSE) HEIWADO CO LTD 8276.T C B Tokyo Stock Exchange (TSE) HINO MOTORS LTD 7205.T C B Tokyo Stock Exchange (TSE) HITACHI CONSTRUCTION MACHINE 6305.T B A Tokyo Stock Exchange (TSE) INVINCIBLE INVESTMENT CORP 8963.T C B Tokyo Stock Exchange (TSE) JAPAN AIRLINES CO LTD 9201.T C B Tokyo Stock Exchange (TSE) KATO SANGYO CO LTD 9869.T C B Tokyo Stock Exchange (TSE) KOBE BUSSAN CO LTD 3038.T B A Tokyo Stock Exchange (TSE) MarkLines Co Ltd 3901.T D C Tokyo Stock Exchange (TSE) MITSUI FUDOSAN CO LTD 8801.T B A Tokyo Stock Exchange (TSE) NEXTAGE CO LTD 3186.T C B Tokyo Stock Exchange (TSE) NGI GROUP INC 2497.T D C Tokyo Stock Exchange (TSE) NIPPON COKE & ENGINEERING CO 3315.T D C Tokyo Stock Exchange (TSE) Optorun Co Ltd 6235.T D C Tokyo Stock Exchange (TSE) OSAKA TITANIUM TECHNOLOGIES 5726.T D C Tokyo Stock Exchange (TSE) PAPERBOY&CO INC 3633.T D C Tokyo Stock Exchange (TSE) SG Holdings Co Ltd 9143.T B A Tokyo Stock Exchange (TSE) SUMITOMO REALTY & DEVELOPMNT 8830.T B A Tokyo Stock Exchange (TSE) T&D HOLDINGS INC 8795.T B A Tokyo Stock Exchange (TSE) TAIYO NIPPON SANSO CORP 4091.T B A Tokyo Stock Exchange (TSE) TAYCA CORP 4027.T D C Tokyo Stock Exchange (TSE) TOPCON CORP 7732.T C B Tokyo Stock Exchange (TSE) TOPPAN FORMS CO LTD 7862.T C B Tokyo Stock Exchange (TSE) TOPPAN PRINTING CO LTD 7911.T B A Tokyo Stock Exchange (TSE) AGNICO-EAGLE MINES LTD AEM.TO B A Toronto Stock Exchange (TSX) ALAMOS GOLD INC AGI.TO C B Toronto Stock Exchange (TSX) April 2021
B2GOLD CORP BTO.TO C B Toronto Stock Exchange (TSX) BARRICK GOLD CORP ABX.TO B A Toronto Stock Exchange (TSX) BROOKFIELD PROPERTY PARTNERS BPY_u.TO C A Toronto Stock Exchange (TSX) BRP INC/CA- SUB VOTING DOO.TO C B Toronto Stock Exchange (TSX) CRESCENT POINT ENERGY CORP CPG.TO D C Toronto Stock Exchange (TSX) CROMBIE REAL ESTATE INVESTME CRR_u.TO D C Toronto Stock Exchange (TSX) DUNDEE PRECIOUS METALS INC DPM.TO C B Toronto Stock Exchange (TSX) DYE & DURHAM LTD DND.TO D C Toronto Stock Exchange (TSX) ENDEAVOUR MINING CORP EDV.TO C B Toronto Stock Exchange (TSX) ENERPLUS CORP ERF.TO D C Toronto Stock Exchange (TSX) INTERTAPE POLYMER GROUP INC ITP.TO C B Toronto Stock Exchange (TSX) KINROSS GOLD CORP K.TO C B Toronto Stock Exchange (TSX) MAGNA INTERNATIONAL INC MG.TO B A Toronto Stock Exchange (TSX) NEW LOOK VISION GROUP INC BCI.TO D C Toronto Stock Exchange (TSX) OSISKO MINING INC OSK.TO D C Toronto Stock Exchange (TSX) PAREX RESOURCES INC PXT.TO C B Toronto Stock Exchange (TSX) PEMBINA PIPELINE CORP PPL.TO C A Toronto Stock Exchange (TSX) POLARIS INFRASTRUCTURE INC PIF.TO D C Toronto Stock Exchange (TSX) PRAIRIESKY ROYALTY LTD PSK.TO C B Toronto Stock Exchange (TSX) SANDSTORM GOLD LTD SSL.TO C B Toronto Stock Exchange (TSX) SEABRIDGE GOLD INC SEA.TO D C Toronto Stock Exchange (TSX) SENVEST CAPITAL INC SEC.TO D C Toronto Stock Exchange (TSX) SIERRA METALS INC SMT.TO D C Toronto Stock Exchange (TSX) TMX GROUP LTD X.TO B A Toronto Stock Exchange (TSX) TRICON CAPITAL GROUP INC TCN.TO C B Toronto Stock Exchange (TSX) TURQUOISE HILL RESOURCES LTD TRQ.TO D C Toronto Stock Exchange (TSX) VICTORIA GOLD CORP VGCX.TO D C Toronto Stock Exchange (TSX) Erste Group Bank AG AT0000652011 C A Vienna Stock Exchange (WBAG) OBERBANK AG ST. OBER.VI D C Vienna Stock Exchange (WBAG) OMV AG AT0000743059 B A Vienna Stock Exchange (WBAG) Raiffeisen Bank AG AT0000606306 B A Vienna Stock Exchange (WBAG) April 2021
TELEKOM AUSTRIA AG TELA.VI C B Vienna Stock Exchange (WBAG) BANK HANDLOWY W WARSZAWIE SA BHW.WA D C Warsaw Stock Exchange CELON PHARMA SA CLNP.WA D C Warsaw Stock Exchange DINO POLSKA SA DNP.WA B A Warsaw Stock Exchange ING BANK SLASKI SA INGP.WA D C Warsaw Stock Exchange PGNIG SA PGN.WA B A Warsaw Stock Exchange PKN ORLEN SA PKN.WA B A Warsaw Stock Exchange SANTANDER BANK POLSKA SA SPL1.WA C B Warsaw Stock Exchange X-TRADE BROKERS DOM MAKLERSK XTB.WA D C Warsaw Stock Exchange Advanced Micro Devices Inc AMD.DE C B Xetra Amazon.com Inc AMZN.DE B A Xetra Anglo American PLC AAL.DE D C Xetra Apple Inc AAPL.DE B A Xetra Applied Materials Inc AMAT.DE D C Xetra Aroundtown SA AT1.DE B A Xetra Atoss Software AG AOFG.DE C B Xetra Aurelius Equity Opportunities SE & Co KGaA AR4G.DE D C Xetra Barrick Gold Corp ABX.DE C B Xetra Bayerische Motoren Werke AG BMWG_p.DE B A Xetra BayWa AG BYWGnx.DE D C Xetra Biogen Inc BIIB.DE D C Xetra Boeing Co BA.DE D C Xetra Chevron Corp CVX.DE D C Xetra Continental AG DE0005439004 B A Xetra Daimler DE0007100000 B A Xetra Deutsche Bank AG DE0005140008 C A Xetra Deutsche Pfandbriefbank AG PBBG.DE D B Xetra Diageo PLC DGE.DE D C Xetra flatexDEGIRO AG FTKn.DE C B Xetra Ford Motor Co F.DE D C Xetra General Motors Co GMC.DE D C Xetra April 2021
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April 2021