Corporate Governance Report I

Corporate Fund-Raising General Operating Financial Review and Analysis of Financial Directory of Head Foreword Introduction and Operating Results‚ and Risk Special Notes Governance Report Activities Conditions Status Management Ofﬁce and Branches 13

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V . I I I V V V I I I Corporate Governance Report I. Organization System At the end of 2008 the BOT's management organization consisted of 19 departments, 12 offices, 171 domestic branches and overseas units (including Offshore Banking Branch, Los Angeles Branch, Hong Kong Branch, New York Agency, London Branch, Tokyo Branch, Singapore Branch, South Africa Branch, and the Trade Center of Taiwan in Panama). The total number of employees is 8,454 (including contract salespersons, contract workers, and overseas hirees.)

Organization Chart

Secretariat Board of Directors

Executive Vice Auditing office President and General Auditor Board of Directors

Department of Planning Department of Corporate Finance Department of Credit Management General Affairs Office

Department of Assets Management Secretariat

Department of Occupational Safety Wealth Management and Health Office Department of Circulation Human Resources Department of Office Public Treasury Department of Risk Management Ethics Office

Department of Business Accounting Office Department of Domestic Branches (162) International Banking Board of Directors Executive Offshore Banking Branch (1) Chairperson President Vice Overseas Branches (7) of the Board President Department of Trusts Trade Center of Taiwan in Panama (1)

Department of Economic Research Electronic Banking Office Department of Domestic Operations Credit Analysis Office Department of Consumer Finance Supervisors Resident Department Information Supervisor of Treasury Management Office Department of Real Estate Management Legal Affairs Office Department of Government Employees Insurance Department of Procurement

Department of Trade

Note: (1) Information in this Organization Chart was as of the end of December 2008. (2) On January 1, 2008, the Taiwan Financial Holdings was established on the basis of the Share Transfer Agreement, by which the Land Bank of Taiwan, the Export- Import Bank of R.O.C. and the Bank agreed to transfer all of their shares. On January 2, 2008 the Bank split its Department of Securities and Department of Life Insurance to organize the other two subsidiaries of Taiwan Financial Holdings, namely, BankTaiwan Securities Co., Ltd. and BankTaiwan Life Insurance Co., Ltd. (3) The Land Bank of Taiwan and the Export-Import Bank of the ROC withdrew from the Taiwan Financial Holdings Co. on Dec. 20, 2008.

14 F

Duties of Major Units o r e Major Units Duties w o r Secretariat, Board of d Handles important matters related to the Board of Directors, and documentary affairs. Directors I Auditing Ofﬁce, Board Takes care of planning, implementation, and examination of internal auditing matters, and participates in the n t r of Directors formulation and revision of operating and management regulations. o d u

Department of Responsible for systems, management regulations, operating directions, annual operating plans, and planning, c t i

Planning evaluation, and management of branch units. o n Department of Handles the matters of designing new products for corporate ﬁnance, planning for and promoting corporate Corporate Finance ﬁnance business, and the supply of consulting assistance services to operating branches. G C o o

Department of Credit r v p

Handles planning, supervision, examining, consulting assistance services, and management for loan business. e o

Management r n r a a t n

Department of Assets Takes care of planning, examination, supervision, and management related to non-performing loans, loans for e c

Management collection, and the clearing up of bad loans. e

R e

Department of Wealth p

Handles planning, marketing, evaluation, training and administration of wealth management. o

Management r t Department of Responsible for the issuance, distribution, arrangement, custodianship, and destruction of New Taiwan Dollar Circulation currency, and for the inventory and issuance-related businesses for all of the Bank's issuing units.

Department of Public Handles agency operations for public treasuries at all levels, custodianship of securities for government A F u c n Treasury agencies, and direction and supervision of the business of branch treasuries. t i d v i - t R

Department of Responsible for the planning and revision of risk management, handles formulation and integration of risk i a e i s

Risk Management management regulations. s i n

Department of g Takes care of general deposit, loan, remittance, and agency businesses. Business Department of Takes care of foreign exchange operations, foreign banking and overseas branch businesses, correspondent C G o International Banking banking relations, and operational planning and management for the foreign exchange business. e n n d e i r

Department of Trusts Controls trust businesses and auxiliary businesses. t a i o l

O Department of Responsible for planning, study, marketing, integration, supervision, and management and examination of the n s p

Electronic Banking electronic banking business and deposit business. e r a t

Department of Takes care of planning, promotion, review, management, and consultation assistance services for the general i n

Consumer Finance consumer banking business (general consumer loans, bank cards, and credit cards.) g

Department of Handles New Taiwan Dollar and foreign currency allocation, planning, and utilization, and securities investment. Treasury S F t i n Department of Real a a t

Takes care of maintenance of buildings and general management of real estate. u n

Estate Management s c i a l

Department of Handles procurement matters under concentrated system for government institutions, public schools and public Procurement enterprises. Department of Handles matters of deposit business, installation and evaluation of ABMs and branch units, and administration M a R

Domestic Operations of consulting system for operation units. n e a d v n i

e O a w

Department of g p e

Handles, under the Government's authorization, the general life insurance for civil servants and staffs in public e a m r

Government n a e d

or in private schools. t n i

n Employees Insurance A t g

a R l e

Department of Trade Handles the matters of international trade, commercial storage and parking lot business. y s s u i s l

t o

General Affairs Ofﬁce Handles general affairs, procurement of articles and appliances in ofﬁce, and cashier affairs. s f ‚

a F i n n

Secretariat Takes care of important affairs, documentation, chop management, meetings, editing, and public relations. d a

n R c i s Occupational Safety i a k l Takes care of labor safety and health affairs. and Health Ofﬁce Human Resources Carries out the planning, study, training, and implementation of personnel affairs.

Ofﬁce S p e

Looks after the propagation of ethics laws and regulations, and the formulation and revision of ethics c i

Ethics Ofﬁce a l

regulations. N o

Responsible for the planning and formulation of accounting systems, budgets, statistics, internal auditing, and t Accounting Office e bank-wide accounts and interest matters. s Economic Research Carries out surveys and analyses of domestic and overseas economic, financial, and industrial conditions, Office business research and development, and the compilation of economic publications. O D i Responsible for the collection, surveying, and editing of data related to the loan business, as well as overseas f r fi Credit Analysis Office e c credit investigation services. c e t o

a r n Information y

In charge of planning, design, and management of automation. o

f Management Ofﬁce B

r H a e Legal Affairs Ofﬁce Handles legal matters as well as the collection and study of domestic and overseas laws and regulations. n a c d h

e s

15 II. Directors, Supervisors, President, Executive Vice Presidents, and Heads of Departments and Branches 1. Directors and Supervisors （） Information on Directors and Supervisors 1 Dec. 31, 2008 Shareholding Shareholding Shareholding Present by Spouse and Being the Spouse or Relative at Time of in the Name of Date of Term of Date of First Shareholding Dependent within 2 Tiers of Other Position Name Appointment Other People Education and Career Positions Currently Held in the BOT and other Companies Employment Employment Appointment Children Managers, Directors, or Supervisors No. Ratio No. Ratio No. Ratio No. Ratio

M.A.in Economics,National Taiwan University Vice Chairperson, Financial Supervisory Commission, Executive Yuan Chairperson, Taiwan Financial Holding Co., Ltd. Administrative Deputy-Minister, Ministry of Finance Chairperson, Bank of Taiwan Susan S. Director General, National Treasury Agency, Ministry of Finance Director-General, the Bankers Association of the Republic of China Chairperson July 14, 2008 July 30, 2009 July 14, 2008 Chang Deputy Director General, Bureau of Monetary Affairs, Ministry of Finance Director, Joint Credit Information Center - Deputy Director, Department of Monetary Affairs, Ministry of Finance Director, Securities & Futures Institute Deputy Director, Economic Research Department Council for Economic Director, Taiwan External Trade Development Council (TAITRA) Planning and Development

M.A. in Economics, Chinese Culture University President and Director, Taiwan Financial Holding Co.,Ltd. Acting Chairman, Taiwan Business Bank President, Bank of Taiwan Tse-Cheng President, Taiwan Business Bank Supervisor, Bankers Association of the R.O.C. Managing Director Jan. 02, 2007 July 30, 2009 Jan. 02, 2007 Lo Supervisor, Taiwan Business Bank Director, Taiwan Small Business Integrated Assistance Center - Director, Taiwan Life Insurance Co., Ltd. Director, Taiwan Stock Exchange Executive Vice President, Bank of Taiwan Managing Director, Cathay United Bank

Ph.D. in Economics, National Taiwan University Research Fellow, Research Center for Humanities and Social Sciences, Managing Director Jun-Ji Shih June 29, 2007 July 30, 2009 June 29, 2007 Chairman, Financial Supervisory Commission, Executive Yuan Academia Sinica - Commissioner, Fair Trade Commission, Executive Yuan Director, Taiwan Financial Holding Co., Ltd.

M.A. of Economics, University of Iowa, USA Administrative Deputy Minister, Ministry of Finance Political Deputy Minister, Ministry of Finance Sheng-Ford Director General, Department of Taxation, Minstry of Finance Managing Director June 06, 2008 July 30, 2009 June 06, 2008 Adjunct Associate Professor, Dept. of Accounting, College of Management, Chang Director-General, Taipei National Tax Administration, Ministry of Finance - National Taiwan University Director-General, National Tax Administration of the Northern, Taiwan Province, Ministry of Finance

Ph.D. in Economics, Virginia Tech. University Rescarch Fellow, Institute of Economics, Academia Sinica Cheng- Chen Distinguished Research Fellow, Institute of Economics, Academia Sinica Managing Director Aug. 31. 2007 July 30, 2009 Aug. 31. 2007 Associated Research Fellow, Institute of Economics, Academia Sinica Yang - Teaching Assistant, Department of Economics, Virginia Tech. University Instructor, Tunghai University

Associate Professor, Department of International Trade, National Chengchi Director Ph.D. in Economics, Yale University, U.S.A. University Hsiu-Hua Rau July 31, 2006 July 30, 2009 July 01, 2003 Assistant Professor, Rice University, U.S.A. National Income Statistics Committee, Directrate-General of Budget, - Accounting and Statistics, Executive Yuan

MBA in Statistics, National Chengchi University Statistician-General, of Statistics, Judicial Yuan Chih-Hung Director-General, Dept. of Budget, Accounting and Statistics, Kaohsiung Director July 31, 2006 July 30, 2009 July 01, 2003 Accountant-General, Dept. of Accounting, Judicial Yuan Chang City Government - Director-General, Dept. of Budget, Accounting and Statistics, Taiwan 1. The Taiwan Financial Holding Co., Ltd. holds 100% shares of the Bank Province Government of Taiwan. (4.5 billion shares) 2. The Ministry of Finance holds 100% shares of the Taiwan Financial Dr. sc. Pol. Institute of Public Finance, Christian-Albrechts University, Kiel, Holding Co., Ltd. (9.0 billion shares) Germany Professor, Department of Public Finance, National Taipei University Director Shin-Hsin Huang July 31, 2006 July 30, 2009 July 01, 2003 Member of Council of Labor Affairs Director, Chinese Television System - Member of Research, Development and Evaluation Commission, Executive Supervisor, Taiwan Public Television Service Foundation Yuan

Director General, Dept. of Banking, Central Bank of the Republic of China (Taiwan) Member, Directions for Planning and Promoting, Utilization of Executive Master of Business Administration college of Management, Long-Term Funding, Council for Economic Planning and Development, National Taiwan University Director Jiin-Tarng Yue Apr. 23, 2008 July 30, 2009 Apr. 23, 2008 Executive Yuan Director General, Dept.of the Treasury, Deputy Director - Member, Mobilization of Financial Resources Preparatory Business Meetimg, General, Dept. of Banking, Central Bank of the Republic of China (Taiwan) MOF Member, Central Government Debt Service Fund Committee, MOF Independent Director, Agricultural Bank of Taiwan

Director-General, Bank of Taiwan Employees Union Bachelor of Law, Soochow University Chairman, Labor Union of Bank of Taiwan（Taipei） Director Chang-Sheng Lin July 31, 2006 July 30, 2009 July 05, 2005 Councilor, Changhua County Council Commissioner, Consulting and Supervisory Commission for Privatization of - Court Clerk, Taiwan Taipei District Court Government Own Enterprise, Executive Yuan

Banking Insurance Dept., Kaohsiung Kuochi Junior College of Commerce Deputy Manager, Kaohsiung Branch of Bank of Taiwan Director Hsi-Chuan Chen July 31, 2006 July 30, 2009 Aug. 19, 2005 Assistant Banking Ofﬁcer, Kaohsiung Branch of Bank of Taiwan Managing Director, Labor Union of Bank of Taiwan（Kaohsiung） -

International Trading Dept., Feng Chia University Assistant Vice President and Deputy General Manager, Sheng-Tien Director Aug. 20, 2008 June 30, 2009 Aug. 20, 2008 Assistant Vice President and Assistant General Manager, Fengyuan Branch of Bank of Taiwan Yang - Taichung Branch of Bank of Taiwan Director, Labor Union of Bank of Taiwan（Taipei）

BC in Accounting, National Chengchi University Resident Ming-Shyang Controller and Chief Executive Ofﬁcer, Accounting Management Center, Controller and Director, Second Department, DGBAS, Executive Yuan OCT. 23, 2008 July 30, 2009 OCT. 23, 2008 Supervisor Yang DGBAS, Executive Yuan Supervisor, Chunghwa Telecom Co., Ltd - Comptroller, Ministry of Economic Affairs

Master of Laws, National Taiwan University Chin-Chen Director General, Training Institute, Ministry of Finance Chief Secretary, Ministry of Finance Supervisor Cheng June 28, 2007 July 30, 2009 June 28, 2007 Chief Secretary, Ministry of Finance Director, Trade-Van Information Services Co. - Vice Director-General, National Treasury Agency, Ministry of Finance Supervisor, Taiwan Financial Holding Co., Ltd Legal Affairs Committee, Ministry of Finance

Bachelor of Business Administration, National Taiwan University General Director of Department of Foreign Exchange, Central Bank of the Deputy Govemor Central Bank of the Republic of China (Taiwan) Supervisor A-Ting Chou Aug. 7, 2007 July 30, 2009 Aug. 7, 2007 Republic of China (Taiwan) Supervisor, Taiwan Financial Holding Co., Ltd - Chief Representative of London Representative ofﬁce, Central Bank of the Republic of China (Taiwan) Note: All Directors and Supervisors are assigned by the Ministry of Finance.

16 F o r e w

Dec. 31, 2008 o r d Shareholding Shareholding Shareholding Present by Spouse and Being the Spouse or Relative Date of Term of Date of First at Time of in the Name of within 2 Tiers of Other

Shareholding Dependent I

Position Name Education and Career Positions Currently Held in the BOT and other Companies n Employment Employment Appointment Appointment Other People Managers, Directors, Children t r

or Supervisors o No. Ratio No. Ratio No. Ratio No. Ratio d u c

M.A.in Economics,National Taiwan University t i Vice Chairperson, Financial Supervisory Commission, Executive Yuan Chairperson, Taiwan Financial Holding Co., Ltd. o n Administrative Deputy-Minister, Ministry of Finance Chairperson, Bank of Taiwan Susan S. Director General, National Treasury Agency, Ministry of Finance Director-General, the Bankers Association of the Republic of China Chairperson July 14, 2008 July 30, 2009 July 14, 2008 Chang Deputy Director General, Bureau of Monetary Affairs, Ministry of Finance Director, Joint Credit Information Center - Deputy Director, Department of Monetary Affairs, Ministry of Finance Director, Securities & Futures Institute G C o o r Deputy Director, Economic Research Department Council for Economic Director, Taiwan External Trade Development Council (TAITRA) v p e o

Planning and Development r n r a a t

M.A. in Economics, Chinese Culture University President and Director, Taiwan Financial Holding Co.,Ltd. n e c Acting Chairman, Taiwan Business Bank President, Bank of Taiwan e

Tse-Cheng President, Taiwan Business Bank Supervisor, Bankers Association of the R.O.C. R Managing Director Jan. 02, 2007 July 30, 2009 Jan. 02, 2007 Lo Supervisor, Taiwan Business Bank Director, Taiwan Small Business Integrated Assistance Center - e p

Director, Taiwan Life Insurance Co., Ltd. Director, Taiwan Stock Exchange o r

Executive Vice President, Bank of Taiwan Managing Director, Cathay United Bank t

M.A. of Economics, University of Iowa, USA c n t

Administrative Deputy Minister, Ministry of Finance i d Political Deputy Minister, Ministry of Finance v i -

Sheng-Ford Director General, Department of Taxation, Minstry of Finance t R

Managing Director June 06, 2008 July 30, 2009 June 06, 2008 Adjunct Associate Professor, Dept. of Accounting, College of Management, - i a Chang Director-General, Taipei National Tax Administration, Ministry of Finance e i National Taiwan University s s

Director-General, National Tax Administration of the Northern, Taiwan i n

Province, Ministry of Finance g

Teaching Assistant, Department of Economics, Virginia Tech. University o e n Instructor, Tunghai University n d e i r t a

Associate Professor, Department of International Trade, National Chengchi i o l

O Director Ph.D. in Economics, Yale University, U.S.A. University n

Hsiu-Hua Rau July 31, 2006 July 30, 2009 July 01, 2003 s Assistant Professor, Rice University, U.S.A. National Income Statistics Committee, Directrate-General of Budget, - p e

Accounting and Statistics, Executive Yuan r a t i

MBA in Statistics, National Chengchi University n Statistician-General, of Statistics, Judicial Yuan g

Chih-Hung Director-General, Dept. of Budget, Accounting and Statistics, Kaohsiung Director July 31, 2006 July 30, 2009 July 01, 2003 Accountant-General, Dept. of Accounting, Judicial Yuan Chang City Government - Director-General, Dept. of Budget, Accounting and Statistics, Taiwan 1. The Taiwan Financial Holding Co., Ltd. holds 100% shares of the Bank Province Government S F of Taiwan. (4.5 billion shares) t i n a a 2. The Ministry of Finance holds 100% shares of the Taiwan Financial t

Dr. sc. Pol. Institute of Public Finance, Christian-Albrechts University, Kiel, u n

Holding Co., Ltd. (9.0 billion shares) s Germany Professor, Department of Public Finance, National Taipei University c i Director Shin-Hsin Huang July 31, 2006 July 30, 2009 July 01, 2003 Member of Council of Labor Affairs Director, Chinese Television System a - l Member of Research, Development and Evaluation Commission, Executive Supervisor, Taiwan Public Television Service Foundation Yuan

Director General, Dept. of Banking,

Central Bank of the Republic of China (Taiwan) M a R n e a Member, Directions for Planning and Promoting, Utilization of d v n i

Executive Master of Business Administration college of Management, e O a

Long-Term Funding, Council for Economic Planning and Development, w g National Taiwan University p e

Director Jiin-Tarng Yue Apr. 23, 2008 July 30, 2009 Apr. 23, 2008 Executive Yuan a - m r Director General, Dept.of the Treasury, Deputy Director n a e Member, Mobilization of Financial Resources Preparatory Business Meetimg, d t n i General, Dept. of Banking, Central Bank of the Republic of China (Taiwan) n A

MOF t g

Member, Central Government Debt Service Fund Committee, MOF R l e y s

Independent Director, Agricultural Bank of Taiwan s u i s l

t o s f

Director-General, Bank of Taiwan Employees Union ‚

Bachelor of Law, Soochow University a （） F i Chairman, Labor Union of Bank of Taiwan Taipei n n

Director Chang-Sheng Lin July 31, 2006 July 30, 2009 July 05, 2005 Councilor, Changhua County Council - d Commissioner, Consulting and Supervisory Commission for Privatization of a

n Court Clerk, Taiwan Taipei District Court R c Government Own Enterprise, Executive Yuan i s i a k l

Assistant Vice President and Deputy General Manager,

International Trading Dept., Feng Chia University S

Sheng-Tien p Director Aug. 20, 2008 June 30, 2009 Aug. 20, 2008 Assistant Vice President and Assistant General Manager, Fengyuan Branch of Bank of Taiwan Yang - e Taichung Branch of Bank of Taiwan （） c

Director, Labor Union of Bank of Taiwan Taipei i a l

BC in Accounting, National Chengchi University N

Resident Ming-Shyang Controller and Chief Executive Ofﬁcer, Accounting Management Center, Controller and Director, Second Department, DGBAS, Executive Yuan o OCT. 23, 2008 July 30, 2009 OCT. 23, 2008 t Supervisor Yang DGBAS, Executive Yuan Supervisor, Chunghwa Telecom Co., Ltd - e s Comptroller, Ministry of Economic Affairs

Master of Laws, National Taiwan University Chin-Chen Director General, Training Institute, Ministry of Finance Chief Secretary, Ministry of Finance

Supervisor Cheng June 28, 2007 July 30, 2009 June 28, 2007 Chief Secretary, Ministry of Finance Director, Trade-Van Information Services Co. - O D i f

Vice Director-General, National Treasury Agency, Ministry of Finance Supervisor, Taiwan Financial Holding Co., Ltd r ﬁ e c

Legal Affairs Committee, Ministry of Finance c e t o

Bachelor of Business Administration, National Taiwan University r n y

General Director of Department of Foreign Exchange, Central Bank of the d o

Deputy Govemor Central Bank of the Republic of China (Taiwan) f Supervisor A-Ting Chou Aug. 7, 2007 July 30, 2009 Aug. 7, 2007 Republic of China (Taiwan) B

- r Supervisor, Taiwan Financial Holding Co., Ltd H Chief Representative of London Representative ofﬁce, Central Bank of the a e n a

Republic of China (Taiwan) c d h

Note: All Directors and Supervisors are assigned by the Ministry of Finance. e s

17 Major Institutional Shareholders Dec.31, 2008 Name of Institutional Shareholder Major Shareholder of Institutional Shareholder Taiwan Financial Holding Co., Ltd. Ministry of Finance

Information on Directors and Supervisors（2） Dec.31, 2008

Conditions Has at Least Five Years' Work Experience and the Status of Conformity with Independence Following Professional Qualiﬁcations (Notes)

Business, legal Judge, Work experience Number of affairs, finance, prosecutor, in business, legal Independent accounting, attorney, CPA, affairs, finance, Directorships or lectureship or professional accounting, or on Other or above in or technical other discipline Publicly Listed a discipline certification needed for Companies needed for awarded after the company's 1 2 3 4 5 6 7 8 9 10 the company's national testing business business at a in a discipline public or private needed for Name university or the company's college business.

Susan S. Chang ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Tse-Cheng Lo ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Jun-Ji Shih ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Sheng-Ford Chang ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Cheng-Chen Yang ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Hsiu-Hua Rau ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Chih-Hung ˇ ˇ Chang ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Shin-Hsin Huang ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Jiin-Tarng Yue ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Chang-Sheng Lin ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Hsi-Chuan Chen ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Sheng-Tien Yang ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Ming-Shyang Yang ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ Chin-Chen Cheng ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ A-Ting Chou ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ ˇ

Notes: Check" "the space below the code number for which the director or supervisor conforms for the period of two years prior to appointment and during period of appointˇment. 1. Not employed by the bank or its related enterprise. 2. Not a director or supervisor of the bank or its related enterprise (however, an independent director of the bank or its parent company, or of a subsidiary in which the bank directly or indirectly holds more than 50% of the voting stock, is exempt from this restriction). 3. The person himself or his or her spouse or underage children, in their own names or in the name of another person, owning 1% or more of the bank's issued shares or being one of the 10 biggest natural-person shareholders. 4. Not the spouses, relative to the second degree, or lineal blood relative to the fifth degree of someone listed in the previous three items. 5. Not the director, supervisor, or employee of a corporate person directly owning 5% or more of the bank's shares, or director, supervisor, or employee of a corporate person which is among the five biggest corporate shareholders. 6. Not the director, supervisor, or manager of, or holder of 5% or more of the shares in, a specified company or institution which has financial or business dealings with the bank. 7. Not a professional person or the owner, partner, director, supervisor, or manager of a wholly-owned enterprise, partnership, company, or institution, or spouse of any of the persons aforementioned, which provides commercial, legal, financial, or accounting services to the bank or its related enterprise. 8. Not having a spousal or other relationship up to the second degree of another director. 9. Not conforming to any of the conditions listed in Article 30 of the Company Law. 10. Not having been elected, as stipulated by the provisions of Article 27 of the Company Law, as director for the government, a corporate person, or their representative.

18 2. Information on the President, Executive Vice Presidents, and Heads of Departments and Branches F o r

Jan. 31, 2009 e w

Shares o r Held by Shares Held The Spouse or Relative d Shares Spouse and in Name of within 2 Tiers in the Bank Held Date of Dependent Others Positions Held with as a Manager

Position Name Education I Employment Children Other Companies n t r o

Relation- d

No. Ratio No. Ratio No. Ratio Position Name u ship c t i President Lo, 2007.01.02 M.A. in Economics, Chinese President and Director, Taiwan o n Tse-Cheng Culture University Financial Holding Co., Ltd. President, Bank of Taiwan Supervisor, Bankers Association G C o

of the R.O.C. o r v

Director, Taiwan Small Business p e o r

Integrated Assistance Center n r a a

Director, Taiwan Stock Exchange t n e c

Managing Director, Cathay e

United Bank R e

Executive Vice Tsai, Fu-Chi 2005.07.25 Dept. of Business Executive Vice President, p o

President Administration, Fengchia Taiwan Financial Holding Co. r t College Supervisor, Taiwan Asset Management Co. Director, Taipei Forexinc

Executive Vice Chiang, 2007.11.23 Dept. of International Trade, Director, Taiwan Fire & Marine A F u c n President Shih-Tien Tamkang University Insurance Co. t i d v i - t Executive Vice Chang, 2007.07.01 Dept. of Shipping Managing Director, Taiwan R i a e i President Kuo-Ching* and Transportation Business Bank s s i

Management, National n Taiwan Ocean University g

Executive Vice Hsieh, 2006.05.12 Dept. of Banking & Director, First Financial President Teng-Lung Insurance, National Taichung Holding Co. Institute of Commerce Managing Director, First C G o e n Commercial Bank n d e i r t a

Executive Vice Wei, Jan-Lin 2007.07.01 Master of Economics, Soo Director, Mega Financial i o l

O President Chow University Holding Co. n s p e

Executive Vice Chen, 2007.11.23 Dept. of Banking and Director, Taiwan Life Insurance r a

President Min-Chang Insurance, Feng Chia College Co. t i n g

Executive Vice Yang, Li-Yen 2007.11.23 Dept. of Bussiness Supervisor, Hua Nan Financial President Administration, National Holdings Co. Taiwan University Supervisor, Hua Nan 100% of Shareholding: Commercial Bank S F t i n

Taiwan Financial Holding Co., Ltd. a a

Auditing Chang, 2006.05.12 Master of Agricultural Supervisor, Taiwan Power t u n

Ofﬁce, Board Hong-Chi Economics, National Chung- Company s c i

of Directors Hsing University Director, Mega Bills Finance a l Executive Vice Corp. President and General Auditor

Secretariat, Chuang, 2008.07.21 Dept. of Business Supervisor, First Financial M a R n e a d v

Board of Kao-Chen Administration, National Holding Co. n i

e O a w g

Directors SVP Chengchi University Supervisor, First Commercial p e

e a m

and Chief Bank r n a e d t

Secretary n i

n A t g

a Department of Wu, 2007.11.23 Dept. of Business Supervisor, Taiwan Handicraft R l e y s s

Planning SVP Mu-Ying Administration, National Promotion Center u i s l

t and General Chengchi University Supervisor, BankTaiwan o s f ‚

a Manager Securities Co. F i n n d a

n Department Chiou, 2007.11.19 Dept. of Economics, National Director, Small and Medium R c i s i a of Credit Ye-Chin Taiwan University Business Credit Guarantee k l

Management Fund SVP and General Director, BankTaiwan Manager Securities Co. S Department of Lu, Te-Fu 2005.11.18 College of Business, Director, The Taiwan Payments p e

Business SVP Tamkang University Clearing System Development c i a

and General Foundation l

Manager Director, First Financial N o

Holding Co. t e s Department of Hsu, 2009.01.21 Dept. of Industrial and Circulation Chao-Hsiung Business Administration, SVP and General Tatung University Manager O D i f r ﬁ Department of Hung, 2008.09.15 Dept. of Business, National Resident Supervisor, Taiwan e c c e Public Treasury Hsien-Ming Open University Business Bank t o

a r

SVP and General n y

Manager o

f B

r H a e n a c d h

e s *EVP Kuo-Ching Chang assumed the Position of Chairperson of BankTaiwan Life Insurance on February 20, 2009.

19 Shares Held by Shares Held The Spouse or Relative Shares Spouse and in Name of within 2 Tiers in the Bank as Date of Held Positions Held with Position Name Dependent Others Education a Manager Employment Children Other Companies

Relation- No. Ratio No. Ratio No. Ratio Position Name ship

Department of Yeh, 2008.03.20 Dept. of Bussiness Director, Taiwan Life Insurance Treasury Shiou-Jsu Administration, National Co. SVP and General Taiwan University Manager

Department of Chen, 2008.03.20 Master of Public Finance, Director, United Taiwan Bank International Su-Tien National Chengchi University S.A. Banking SVP and General Manager

Department of Liu, Yu-Chih 2007.07.01 Dept. of International Trade, Trusts National Taiwan University SVP and General Manager

Department Yu, 2006.11.07 Dept. of Accounting, Director, Taiwan Fire & Marine of Consumer Yung-Chuan Tamkang University Insurance Co. Finance SVP and General Manager

Secretariat Pan, 2009.01.21 Dept. of Accounting, SVP and General Jen-Chieh National Chung Hsing Manager University

General Affair Liang, 2005.01.10 Dept. of Banking and Ofﬁce SVP Chien-Yi Insurance, Provincial Tai- and General Chung Commercial Junior Manager College

Department Chen, 2007.07.01 Dept. of Laws, Soo Chow Director, Taiwan Development of Real Estate Ching-Jui University Co. Management SVP and General Manager

Human Chiang, 2006.08.01 Supplementary Open Director, Taiwan Business Bank Resources Ofﬁce Chih-Jen Junior College for Public SVP and General Administration, National Manager 100% of Shareholding: Chengchi University Taiwan Financial Holding Co., Ltd. Ethics Ofﬁce Hu, 2003.05.16 Master of Laws, National Supervisor, China Daily News SVP and General Yeh-Liang Chengchi University Manager

Accounting Liu, 2006.03.20 Dept. of Accounting, Director, Taiyi Real Estate Ofﬁce Hsi-Kuang Tamkang University Management Co., Ltd. SVP and General Manager

Economic Yang, Li-Yen 2008.09.15 Dept. of Bussiness Supervisor, Hua Nan Financial Research Ofﬁce Administration, National Holdings Co. SVP and General Taiwan University Supervisor, Hua Nan Manager Commercial Bank

Credit Analysis Ou, 2008.09.15 Ph.D in Economics, Georgia Managing Director, Tang Eng Ofﬁce Shing-Shiang State University, U.S.A. Iron Work Co. SVP and General Director, China Development Manager Financial Holding Corp.

Information Song, 2003.07.15 Dept. of Chemistry, National Director, Bankpro E-Service Management Shiao-Shuan Cheng Kung University Technology Co. Ofﬁce Director, Financial eSolution SVP and General Co., Ltd. Manager

Legal Affairs Lin, Su-Lan 2004.01.15 Master of Laws, New South Director, Tang Eng Iron Work Co. Ofﬁce Wales Unversity Director, China Development SVP and General Financial Holding Corp. Manager

Department Lin, Tieh-Hai 2007.07.01 Dept. of Banking and Director, Hua Nan Financial of Assets Insurance, Chinese Culture Holdings Co. Management Unversity Director, Hua Nan Commercial SVP and General Bank Manager

Offshore Hsieh, 2008.03.19 Dept. of Economics, National Director, United Taiwan Bank Banking Branch Hsiu-Hsien Chunghsing University S.A. SVP and General Manager

20 F

Shares o r Held by Shares Held The Spouse or Relative e Shares w

Spouse and in Name of within 2 Tiers in the Bank o Held Date of Positions Held with r Position Name Dependent Others Education as a Manager d Employment Children Other Companies

Relation- I

No. Ratio No. Ratio No. Ratio Position Name n

ship t r o

Department Ku, 2005.09.21 Dept. of Economics, Chinese Supervisor, Small Business d u of Risk Chao-Chu Cultural College Integrated Assistance Center c t i

Management o

SVP and General n Manager

Department Wang, 2007.07.16 Dept. of Mathematics, G C o of Electronic Hsin-Ping National Tsing Hua University o r v p Banking e o r n SVP and General r a a t Manager n e c

Department Kang, Fan 2007.07.01 Master of Economics, Director, BankTaiwan Life R of Wealth Indiana State University Insurance Co. e p

Management o r

SVP and General t Manager

Department of Yu, 2007.07.01 Dept. of Laws, National Director, Taiyi Real Estate Procurement Ho-Hsiung Taiwan University Management Co., Ltd. A F

SVP and General u c n t

Manager i d v i - t R i a Department of Chang, 2007.07.01 Dept. of International Trade, Supervisor, Taiwan Sugar Co. e i s

Trade Wu-Ren Tamkang University s i SVP and General n g

Manager

Department of Liu, 2007.07.01 Dept. of Sociology, National Supervisor, BankTaiwan Life Government Shu-Rong Chung Hsing University Insurance Co. C G o Employees e n n d

Insurance e i r t

SVP and General a i o l

Manager O n s p

Department Hsieh, 2007.08.31 Master of Finance, National Director, Hua Nan Financial e r of Corporate Chuan- Taiwan University Holdings Co. a t i

Finance Chuan Managing Director, Hua Nan n SVP and General Commercial Bank g

Manager

Department Huang, 2007.11.20 100% of Shareholding: Dept. of Technology Director, BankTaiwan Life of Domestic Jui-Mu Mechanical Engineering, Insurance Co. S F t i n

Taiwan Financial Holding Co., Ltd. a Operations Mingchi University a t u SVP and General n s c i

Manager a l

Occupational Liang, 2005.01.10 Dept. of Banking and Safety And Chien-Yi Insurance, Provincial Tai- Health Ofﬁce Chung Commercial Junior

SVP and General College M a R n e a Manager d v n i

e O a w g p e

New York Wu, 2008.04.01 Master of Business e a m r n a e

Agency Kang-Chin management, Department d t n i

n A

VP and General Asian Institute of Technology t g

a Manager R l e y s s u i s l

Los Angeles Yeh, 2006.03.20 Dept. of Accounting, t o s f ‚

Branch Ton-Yuan National Cheng-Kung

a F i n

SVP and General University n d a

n Manager R c i s i a k l

Hong Kong Hsu, 2007.11.16 Dept. of Economics, Soo Branch Chi-Wen Chow University VP and General Manager S p

Tokyo Branch Shih, 2002.05.10 Graduate School of e c i

SVP and General Ying-Yen International Trade, National a l

Manager Chengchi University N o t

Singapore Ho, 2006.03.13 Master of Business e Branch Kai-Cheng Administration, National s SVP and General Chengchi University Manager

South Africa Chen, Hung 2007.10.17 Master of Business O D i f r

Branch Administration, Southern ﬁ e c VP and General California University c e t o

Manager a r n y

d o

London Branch Chen, 2006.08.30 M.A in Business f B

r SVP and General Tsung-Jen Management, National Sun H a e Manager Yat-Sen University n a c d h

e s

21 Shares Held by Shares Held The Spouse or Relative Shares Spouse and in Name of within 2 Tiers in the Bank Date of Held Positions Held with Position Name Dependent Others Education as a Manager Employment Children Other Companies

Relation- No. Ratio No. Ratio No. Ratio Position Name ship

Ofﬁce in Francis Y Liu 2007.07.01 Dept. of Business Panama Administration, National Representative Chengchi University VP and General Manager

Guancian Chi, 2008.01.01 Dept. of Business Supervisor, Taiyi Real Estate Branch Yen-Shan Administration, Tamkang Management Co., Ltd. SVP and General College of Arts and Sciences Manager

Tainan Branch Leu, 2009.01.21 Dept. of Business, National SVP and General Yaw-Neng Open University Manager

Taichung Dai, 2007.01.15 Dept. of Business Branch Cheng-Wen Administration, National SVP and General Taichung Institute of Manager Commerce

Kaohsiung Huang, 2007.01.15 Dept. of International Trade, Branch Wen-Tao Feng Chia University SVP and General Manager

Keelung Branch Yang, 2008.09.15 Dept. of Economics, Fujen SVP and General Chi-Lung Catholic University Manager

Chung Hsin New Wang, 2009.01.21 Dept. of Accounting, Village Branch Yuan-Yuan Fengchia University SVP and General Manager

Chiayi Branch Huang, 2008.09.15 Master of Business SVP and General Wen-Ming Administration, National Manager Cheng Kung University

Hsin Chu Branch Chen, 2007.01.15 Dept. of Public SVP and General Wei-Chi Administration, National Manager Open University

Chang Hua Wang, 2007.07.16 Dept. of Banking and Branch Tzu-Tung 100% of Shareholding: Insurance, Provincial Tai- SVP and General Taiwan Financial Holding Co., Ltd. Chung Commercial Junior Manager College

Pingtung Branch Lee, 2009.01.21 Supplementary Open VP and General Chao-Ming Junior College for Public Manager Administration, National Chengchi University

Hualien Branch Cheng, 2004.07.16 Dept. of Insurance, National SVP and General Chun-Liang Taipei Junior College of Manager Business Open Business Junior College

Yen Ping Branch Teng, 2008.10.17 Dept. of Insurance, National VP and General Heng-Te Taipei Junior College of Manager Business Open Business Junior College

Chung-Shan Chiang, 2009.01.21 Dept. of Accounting Branch Man-Li and Statistics, National SVP and General Chengkung University Manager

K.E.P.Z. Branch Chen, 2008.02.14 Dept. of Accounting and VP and General Cheng-Lung Statistics, Tamkang College Manager

Yi Lan Branch Yu, 2004.07.16 Dept. of Industrial VP and General Ching-Lung Management, Chung Yuan Manager University

Tai Tung Branch Shen, 2009.01.21 Dept. of Finance and VP and General Cheng-Chung Taxation, Fengchia University Manager

Penghu Branch Chang, 2006.07.14 Dept. of International VP and General Chiu-Huang Trade, Open Junior College Manager of Commerce of National Cheng Kung Univerdity

Feng Shan Ma, 2006.07.14 Master of Business Branch Jen-Shiau Adminstration, North SVP and General Western State University of Manager L.A.

22 F

Shares o r Held by Shares Held The Spouse or Relative e Shares w

Spouse and in Name of within 2 Tiers in the Bank o Held Date of Positions Held with r Position Name Dependent Others Education as a Manager d Employment Children Other Companies

Relation- I

No. Ratio No. Ratio No. Ratio Position Name n

ship t r o

Taoyuan Branch Liao, 2007.01.15 Dept. of Accounting and d u

SVP and General Hong-Yen Statistics, National Taichung c t i

Manager Institute of Technology o n Panchiao Branch Chu, 2005.07.11 Dept. of Shipping SVP and General Chung-Chih and Transportation

Manager Management, National G C o o r Taiwan Ocean University v p e o r n r

Hsin Ying Jen, Kun-Fa 2008.09.15 Dept. of Economics, National a a t n

Branch Taiwan University e c

VP and General e

Manager e p

Miao Li Branch Chen, 2008.09.15 Graduate Institute of o r SVP and General Wen-Yu Management, Tamkang t Manager University

Fengyuan Lin, 2007.07.16 Dept. of Business, National

Branch Yuan-Tung Open University A F u c n SVP and General t i d Manager v i - t R i a e i Touliu Branch Wu, Ah-Jou 2005.07.16 Dept. of Accounting and s s i VP and General Statistics, National Open n g

Manager College of Continuing Education Afﬁliated To National Taichung Institute

of Technology C G o e n n d Nantou Branch Huang, 2009.01.21 Dept. of Banking, Overseas e i r t VP and General Yeou-Nan Chinese Business College a i o l

O Manager n s p e

Nan Men Branch Chuang, 2007.07.16 Master of Business r a

SVP and General Ching-Jiang Administration, Chang Gung t i Manager University n g

Kung Kuan Yang, 2009.01.21 Dept. of Cooperative Branch Yeong-Maw Economics, Fengchia SVP and General University

100% of Shareholding: S F t i n

Manager a a

Taiwan Financial Holding Co., Ltd. t u n s Zuoying Branch Huang, 2008.02.14 National Changhua Senior c i VP and General Shui-Chen School of Commerce a l Manager

Peitou Branch Liao, 2007.07.16 Dept. of Shipping VP and General Yun-Kuang and Transportation M a R n e

Manager Management, National a d v n i

e O Taiwan Ocean University a w g p e

e a m r n

Wu Feng Branch Hsieh, 2009.01.21 M.B.A in Finance, National a e d t n i

n VP and General Hua-Ching Yunlin University of Science A t g

Manager and Technology R l e y s s u i

Kinmen Branch Tsai, 2008.02.14 Dept. of Accounting and s l

t o s f VP and General Wen-Liang Statistics, Tatung Junior ‚

a F i n

Manager Technological College of n d a

n Commerce R c i s i a k l

Matsu Branch Kuo, 2006.07.14 Dept. of Banking and VP and General Wen-Son Insurance, Provincial Tai- Manager Chung Commercial Junior

College S p e

Anping Branch Hsu, 2007.11.26 Dept. of International Trade, c i a

VP and General Ming-Hui Feng Chia University l

Manager N o t e

Chungli Branch Yeh, 2007.07.16 Supplementary Open s SVP and General Gang-Feng Junior College for Public Manager Administration, National Chengchi University O D i Sanchung Chan, 2006.01.27 Dept. of Banking and f r ﬁ e c Branch Yen-Tsang Insurance, Tamkang c e t o

VP and General University a r n Manager y

d o

f B

r Toufen Branch Wu, 2007.07.16 Dept. of Industrial H a e VP and General Shiou-Rumg Management, Tamsui Oxford n a c d Manager College h

e s

23 Shares Held by Shares Held The Spouse or Relative Shares Spouse and in Name of within 2 Tiers in the Date of Held Positions Held with Position Name Dependent Others Education Bank as a Manager Employment Children Other Companies

Relation- No. Ratio No. Ratio No. Ratio Position Name ship

Chien Chen Wang, 2008.09.15 Dept. of Business Kaohsiung Wang, Sister Branch Yung-Shan Management, National Airport Mei-Yuh VP and General Chenkung University Branch Manager VP and General Manager

Cheng Chung Chen, 2008.09.15 Supplementary Open Branch Yung-Hsien Junior College for Public VP and General Administration, National Manager Chengchi University

Minchuan Kang, 2007.07.16 Dept. of Business Branch Hsieh-Yi Administration, Soo-Chow SVP and General University Manager

Tantzu Branch Yu, 2005.01.14 Dept. of Business SVP and General Hsin-Hsing Administration, Fengchia Manager College

Yungho Branch Tseng, 2005.08.17 Dept. of Finance and VP and General Jau-Tai Taxation, Fengchia University Manager

Yuanlin Branch Hung, 2009.01.21 National Open College of VP and General Chi-Ho Continuing Education Manager

Sung Chiang Ho, 2007.07.16 Bliss College, Ohio, U.S.A Branch Chung-Huei VP and General Manager

Kusan Branch Lin, Ping-Ho 2008.02.14 Dept. of Finance and VP and General Taxation, Fengchia University Manager

Lung Shan Chen, 2007.07.16 Dept. of Banking, National Branch Jung-Hsien Chengchi University VP and General Manager 100% of Shareholding: Chunghsiao Chang, 2006.08.01 Taiwan Financial Holding Co., Ltd. Dept. of Business, National Branch Sen-Yei Open University SVP and General Manager

Hsin Yi Branch Chen, 2006.11.07 Dept. of Accounting and SVP and General Yung-Chia Statistics, Tamkang College Manager

Fu Hsing Branch Wen, 2008.03.05 Dept. of Business VP and General Jer-Shuan Administration, Tunghai Manager University

Sanmin Branch Chen, 2007.07.16 M.A in Business VP and General Chun-Hsiung Management, National Sun Manager Yat-Sen University

Taichung Harbor Yen, 2009.01.21 Dept. of Economics, Tunghai Branch VP Quei-Tien University and General Manager

Lotung Branch Jeng, 2005.12.06 National Taipei College of VP and General Guo-Huei Business Open Business Manager Junior College

Puli Branch Wang, 2009.01.21 Dept. of Sociology, National VP and General Wen-Kung Open University Manager

Kang Shan Chen, 2007.07.16 Dept. of Business, National Branch Chin-Sheng Open University VP and General Manager

Hsingsing Lee, 2008.09.15 Dept. of Business, National Branch Huan-Hsun Open University VP and General Manager

Ling Ya Branch Lin, 2006.07.14 Dept. of Public Finance, SVP and General Ruey-Dian National Cheng-Chi Manager University

24 F

Shares o r Held by Shares Held The Spouse or Relative e Shares w

Spouse and in Name of within 2 Tiers in the Bank o Held Date of Positions Held with r Position Name Dependent Others Education as a Manager d Employment Children Other Companies

Relation- I

No. Ratio No. Ratio No. Ratio Position Name n

ship t r o

Sung Shan Wu, 2004.07.16 Chihlee Institute of d u

Branch Chin-Huan Technology c t i

VP and General o Manager n

Chine Hsing Tseng, 2006.01.18 Dept. of Economics, Tunghai Branch Chin-Tsan University G C o o r VP and General v p e o Manager r n r a a t n Dept. of Banking and e

Chung Ho Fu, Shan-Kuo 2007.01.15 c

Insurance, Tamkang e

Branch R

VP and General University e Manager p o r t Tai Pao Branch Hsieh, 2005.07.16 Dept. of Accounting and VP and General Tien-Fu Statistics, Tatung Junior Manager Technological College of Commerce A F u c n Chupei Branch Chu, 2007.01.15 M.A. in Insurance, Fengchia t i d University v i VP and General Hsi-Chin - t R i a Manager e i s s i Dept. of International Trade, n

Shihlin Branch Chen, 2007.01.15 g

VP and General Chin-Lin Open Business College with Manager NTCB

Hsin Chuang Chen, 2005.01.10 Dept. of International Trade, Ying Long Lin, brother- C G o Kuochi Junior College of Branch Cheng-Chang in-law e n

Branch Jin-Jinn n d VP and General Commerce VP and e i r t a

Manager General i o l

O Manager n s p e

Taiwan Police Academy r

Ta Chia Branch Lee, 2009.01.21 a t

VP and General Chun-Hsi i n

Manager g

Science-Based Lin, 2007.07.16 Dept. of Banking and Insurance, Feng Chia College Industrial Park Chang-Fu 100% of Shareholding:

Branch SVP S F t i n and General Taiwan Financial Holding Co., Ltd. a a t u Manager n s c i a l

Shu Lin Branch Fan, 2007.01.15 Dept. of Business VP and General Chun-Hsiung Administration, National Manager Taipei Junior College of Business Open Business

Junior College M a R n e a d v n i

e O Dept. of Economics, Soo a Hsin Tien Branch Yau, 2007.01.15 w g p e

Chow University a

VP and General Ming-Ren m r n a e d

Manager t n i

n A t g

a Dept. of International Trade, R

Li Ming Branch Hsu, 2006.01.16 l e y s Tamkang University s u VP and General Tsuey-Hwa i s l

t o

Manager s f ‚

a F i n n d

Min Sheng Chen, 2009.01.21 Dept. of Laws, Chinese a

n R c Branch Chun-Yen Culture University i s i a k l VP and General

Manager

Yungkang Ho,Wen-Shu 2006.07.14 Tatung Institute of S

Branch Commerce and Technology p e

VP and General c i Manager a l

Dept. of Business, National o

San Dou Branch Huang, 2008.09.15 t Open University e VP and General Hsii-Hsiang s Manager

Taipei World Cheng, 2006.07.14 Dept. of Economics, Soo Chow University

Trade Center Kuen-Der O D i f

Branch r ﬁ e c

VP and General c e t o Manager a r n y

d o

Ta An Branch Shih, 2009.01.21 Master of Business, National f B

r VP and General Mei-Kuei Taiwan University H a e Manager n a c d h

e s

25 Shares Held by Shares Held The Spouse or Relative Shares Spouse and in Name of within 2 Tiers in the Bank Date of Held Positions Held with Position Name Dependent Others Education as a Manager Employment Children Other Companies

Relation- No. Ratio No. Ratio No. Ratio Position Name ship

Hua Chiang Wu, 2007.01.15 Dept. of Business Branch Tsang-Tay Management, National VP and General Chenkung University Manager

Chao Chou Tsao, 2009.01.21 Dept. of Economics, Fujen Branch Che-Jen Catholic University VP and General Manager

Su Ao Branch Fan, 2007.03.30 Dept. of Business VP and General Jen-Long Administration, Tamkang Manager College of Arts and Sciences

Daya Branch Chen, 2007.07.16 Dept. of International Trade, VP and General Chin-Cheng Overseas Chinese Business Manager College

Nantze Branch Chen, 2007.01.15 Dept. of Business VP and General Chi-An Administration, Fujen Manager Catholic University

Taichung Chen, 2009.01.21 Dept. of Banking and Industrial Park Tsung-Hsin Insurance, Feng Chia College Branch VP and General Manager

Tun Hwa Branch Lin, 2007.09.26 Dept. of Banking and VP and General Chun-Liang Insurance, Tamkang Manager University

Nan Kang Wu, 2008.02.19 Dept. of Chinese Language Branch Kung-Min and Literature, National VP and General Taiwan Normal University Manager

Hoping Branch Liu, 2005.08.30 Dept. of Business VP and General Tung-Chen Administration, Soo-Chow Manager University

Shui Nan Branch Kuo, Te-Ming 2008.09.15 Dept. of Accounting and VP and General Statistics, Fujen Catholic Manager 100% of Shareholding: University Taiwan Financial Holding Co., Ltd.

Chunglun Wang, 2007.07.16 Graduate Institute of Branch Suh-Er Management, Tamkang VP and General University Manager

Tu Cheng Lin, 2006.11.30 Dept. of Shipping Branch Min-Chien and Transportation VP and General Management, National Manager Taiwan Ocean University

Taoyuan Airport Liu, Hui-Hsin 2009.01.21 Dept. of Accounting and Branch VP Statistics, Tamkang College and General Manager

Dahchang Liu, 2006.07.14 Dept. of Banking and Branch Sheng-Hsiung Insurance, Open Junior VP and General College of Commerce Manager National Chengkung University

Wu Chia Branch Chang, 2008.03.05 M.A in Business VP and General Kuo-Chiang Management, National Sun Manager Yat-Sen University

Bo Ai Branch Lee, 2007.07.16 Dept. of Statistics, Fengchia VP and General Sheng-Hsiung University Manager

Chungchuang Su, Chiu-Hui 2007.03.30 Dept. of Accounting, Branch National Chengchi University VP and General Manager

Ping Chen Chen, 2006.01.18 Dept. of Banking and Branch Chen-Fang Insurance, Feng Chia College VP and General Manager

Jen-Ai Branch Chen, 2008.03.05 Master of Business VP and General Ying-Kuei Administration, National Manager Chengchi University

26 F

Shares o r Held by Shares Held The Spouse or Relative e Shares w

Spouse and in Name of within 2 Tiers in the Bank o Held Date of Positions Held with r Position Name Dependent Others Education as a Manager d Employment Children Other Companies

Relation- I

No. Ratio No. Ratio No. Ratio Position Name n

ship t r o

Nankan Branch Lee, 2007.07.16 Dept. of Banking and d u

VP and General Ming-Chih Insurance, FengChia c t i

Manager University o n Yuanshan Wang, 2007.10.16 M.A. in Insurance, Fengchia Branch Chun-Te University

SVP and General G C o o r

Manager v p e o r n Wuku Branch Pan, 2007.07.16 Master of Public Finance, r a a t n

VP and General Rong-Yaw National Chengchi University e c

Manager e

Ｔ e a Li Branch Wang, 2008.09.15 Master of Finance, National p

VP and General Shih-Chien Chung Hsing University o r Manager t

An Nan Branch Tsai, Fu-Ming 2007.03.30 Dept. of International Trade, VP and General Kuochi Junior College of

Manager Commerce A F u c n t i

Hsitwun Branch Tsai, Jin-Yuan 2006.07.14 Dept. of Business, National d v i - t VP and General Open University R i a e i Manager s s i n

Tienmou Branch Tsai, Hui-Lien 2008.04.03 Dept. of Bussiness g VP and General Administration, National Manager Taiwan University

Lukang Branch Wung, 2007.07.16 Tatung Junior Technological C G o e n VP and General Te-Ching College of Commerce n d e i Manager r t a i o l

O Nei Li Branch Yu, Kuo-Yu 2006.07.14 Dept. of Economics, National n s VP and General Chengchi University p e r

Manager a t i Tainan Science- Hung, 2008.10.17 Dept. of Economics, Fujen n g

Based Industrial Teng-Kui Catholic University Park Branch VP and General 100% of Shareholding: Manager S F t i n Taiwan Financial Holding Co., Ltd. a a t u

Hu Wei Branch Bair, 2008.01.21 Dept. of International Trade, n s c

VP and General Rong-Hwa National Taichung Institute i a l

Manager of Commerce

Tamsui Branch Ho, 2007.01.15 Master of Business VP and General Chwan-Ming Management, National

Manager Taipei University M a R n e a d v n i

e O Neihu Branch Kang, 2007.07.16 Dept. of Statistics, Tamkang a w g p e

VP and General Cheng-Chuan University e a m r n a e Manager d t n i

n A t g

Chia Bei Branch Wen, 2006.01.18 Tatung Institute of a R l e y

VP and General Jeng-Hui Commerce and Technology s s u i s l

Manager t o s f ‚

a F i n

Tunh Kang Chen, 2008.10.17 Dept. of Business n d a

n Branch Kuo-Tung management, Department R c i s i a VP and General Kuochi junior college of k l

Manager Commerce

His Chih Branch Juang, 2008.02.19 Dept. of Business

VP and General Chyong-Ling Administration, National S p

Manager Chung Hsing University e c i Wu Chi Branch Lu, Heng-Du 2008.10.20 Dept. of Economics, Tunghai a l

VP and General University N o

Manager t e s Chunhsien Tsai, Ming-Te 2006.07.14 Dept. of Cooperative Branch Economics, Tamkang VP and General University

Manager O D i f r ﬁ Peitalu Branch Hsu, 2007.07.16 Dept. of Economics, Tunghai e c c e t o

VP and General Chiu-Mu University a r n Manager y

d o

f B

Tai Ping Branch Young, 2007.04.04 Dept. of Economics, Tunghai r H a e

VP and General Ying-Ling University n a c d

Manager h

e s

27 Shares Held by Shares Held The Spouse or Relative Shares Spouse and in Name of within 2 Tiers in the Bank Date of Held Positions Held with Position Name Dependent Others Education as a Manager Employment Children Other Companies

Relation- No. Ratio No. Ratio No. Ratio Position Name ship

Defang Branch Chang, 2006.01.18 M.B.A . National Taipei VP and General Kuo-Hsun University Manager

Chien Kuo Hsieh, 2009.01.21 Dept. of International Trade, Branch Kuo-Yi National Taichung Institute VP and General of Commerce Manager

Yenpu Branch Wang, 2006.07.14 National Taipei VP and General Wen-Li Teachers' College Manager

Chenhsing Yang, 2007.01.03 Dept. of Accounting and Branch Chao-Chia Statistics, Kuochi Junior VP and General College of Commerce Manager

Hsinyuan Branch Tsai, 2005.04.21 Dept. of Accounting and VP and General Ching Chang Statistics, Open Junior Manager College of Commerce of National Cheng Kung University

Ying Long Lin, 2008.01.14 Dept. of Banking and Hsin Chuang Chen, brother- Branch Cheng-Chang Insurance, Open Junior Branch VP Jin-Jinn in-law VP and General College of Commerce and General Manager National Chengkung Manager University

East Taoyuan Yang, 2008.03.18 Dept. of Laws, National Branch Charng-Chyi Cheng Chi University VP and General Manager

Lu Jou Branch Chou, Shao-I 2006.07.14 Dept. of Business, National VP and General Open University Manager

100% of Shareholding: Kaohsiung Wang, 2007.07.16 M.A in Business Chien Chen Wang, Brother Airport Branch Mei-Yuh Taiwan Financial Holding Co., Ltd. Management, National Sun Branch Yung-Shan VP and General Yat-Sen University VP and Manager General Manager

Taichung Hsu, Pi-Chih 2005.11.30 M.B.A in Finance, National Science Park Yunlin University of Science Branch and Technology VP and General Manager

Kaohsiung Cheng, 2006.04.17 Dept. of Finance and Science Park En-Tzu Taxation, Fengchia University Branch VP and General Manager

Wenshan Wu, 2007.08.06 Dept. of Shipping Branch Ruey-Ming and Transportation VP and General Management, National Manager Taiwan Ocean University

Donghu Branch Nien, 2007.09.20 Dept. of Accounting, VP and General Chung-Huan National Chung Hsing Manager University

Hsiao Kang Wu, 2007.09.14 Master of Finance Branch Bing-Song Management, National VP and General Kaohsiung First University of Manager Science and Technology

Taipei Port Wang, 2007.08.06 Dept. of Banking, Tamkang Branch Chuen-An University VP and General Manager

Longtan Branch Shih, Che-Yu 2007.09.14 Dept. of Business VP and General Administration, Fengchia Manager University

28 F

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Spouse and in Name of within 2 Tiers in the Bank o Held Date of Positions Held with r Position Name Dependent Others Education as a Manager d Employment Children Other Companies

Relation- I

No. Ratio No. Ratio No. Ratio Position Name n

ship t r o

Gaorong Branch Chiu, 2007.09.20 Dept. of Economics, Chinese d u

VP and General Chin-Cheng Cultural College c t i

Manager o n Rende Branch Lee, 2007.09.19 Dept. of Business, National VP and General Fang-Ming Open University

Manager G C o o r v p

Wuchang Lin, Ing-Lieh 2009.01.21 Dept. of Banking and e o r n

Branch Insurance, Chinese Culture r a a

SVP and General Unversity t n e c

Manager e

Jisin Branch Wu, 2008.02.19 Dept. of Industrial e VP and General Jin-Chuan Management, Department p o

Manager Lunghwa Junior College of r t Technology

Taipei Branch Chen, 2007.07.01 Dept. of Economics, National SVP and General Chun-Ming Chung Hsing University

Manager A F u c n t i d Jinshan Branch Wang, 2007.07.01 Dept. of International Trade, v i - t R

VP and General Chia-Tsai Fengchia University i a e i Manager s s i n

Sinan Branch Chen, 2009.01.21 Master of Enterprise g

VP and General Wen-Chang Management, Tamkang Manager University

Jiantan Branch Hwang, 2008.02.14 Dept. of Economics, National C G o e n VP and General Yu-Fen Taiwan University n d Manager e i r t a i o l

O Wanhua Branch Lin, Fu-Yen 2007.07.01 Dept. of Industrial and n s VP and General Business Administration, p e

Manager Tamkang University r a t i Bansin Branch Wang, 2008.01.01 Dept. of International Trade, n g

VP and General Chuan Tamkang University Manager

Shuang He Hsu, 2007.07.01 Dept. of International Trade,

100% of Shareholding: S F

Branch Feng-Tien Tamkang University t i n a

Taiwan Financial Holding Co., Ltd. a VP and General t u n s

Manager c i a l

Chongsin Huang, 2007.12.11 Dept. of Business, National Branch Pei-Ming Open University VP and General Manager M a R n e a

Taosing Branch Tseng, 2007.07.01 Master of Business d v n i

e O a

VP and General Jeng-Yi Administration, New York w g p e

e a

Manager Institute of Technology m r n a e d t n i

n A

Sinming Branch Tsao, 2007.07.01 Dept. of Public Policy and t g

VP and General Chin-Ho Management, Chinese R l e y s Manager Culture University s u i s l

t o s f Jhucheng Hou, Fu-Sou 2007.07.01 Dept. of Business ‚

a F i n

Branch Administration, Fujen n d a

n SVP and General Catholic University R c i s i a Manager k l

North Taichung Lin, 2007.07.01 Dept. of International Trade, Branch Mao-Hong Fengchia University VP and General S

Manager p e c i

Central Taichung Wang, 2007.07.01 Master of Three People's a l

Branch SVP Jung-Chou Principles, Sun Yat-sen N and General Chinese Culture University o t Manager e s

Yuanjhong Huang, 2007.07.01 Dept. of International Trade, Branch Hsi-Shun Open Business College with VP and General NTCB

Manager O D i f r ﬁ e c Jianan Branch Chang, 2007.07.01 Master of Business c e t o

VP and General Chun-Yuan Administration, National a r n Manager Cheng Kung University y

d o

f B

r Nandu Branch Lin, 2007.07.01 Dept. of Accounting, H a e VP and General Shiuh-Rong National Chengchi University n a c d Manager h

e s

29 Shares Held by Shares Held The Spouse or Relative Shares Spouse and in Name of within 2 Tiers in the Bank Date of Held Positions Held with Position Name Dependent Others Education as a Manager Employment Children Other Companies

Relation- No. Ratio No. Ratio No. Ratio Position Name ship

Cianjin Branch Chang 2007.07.01 Dept. of Accounting, SVP and General Chien, National Cheng Kung Manager Feng-Chou University

North Chen, 2007.07.01 Master of Business Kaohsiung Wu-Cheng Administration, National Branch VP Cheng Kung University and General Manager

Chenggong Lin, 2007.07.01 Master of Business Branch Ming-Yuh Administration, National VP and General Cheng Kung University Manager

North Hualien Hwang, 2007.07.01 Dept. of Business Open Branch Huoo-Chyan Business, College with NTCB VP and General Manager

Nankang Lee, 2008.10.27 Dept. of Business Software Park Wen-Ying Administration, National Branch Chung Hsing University VP and General Manager

Linkou Branch Hung, 2008.01.28 Master of Business VP and General Jien-Jien Administration, National Manager Dong Hwa University

Muzha Branch Lee, Tang-An 2008.12.16 Dept. of Cooperative VP and General Economics, National Chung Manager Hsing University

Tainan Chen, 2008.06.13 Master of Transportation Innovation and Ching-Shan and Communication Research Park Management, Science Branch 100% of Shareholding: Department National Cheng VP and General Taiwan Financial Holding Co., Ltd. Kung University Manager

Chungping Chang, 2007.07.16 Dept. of Economics, Soo Branch Ching-Tsun Chow University VP and General Manager

Pei Fu Mini Chu, 2005.07.11 Dept. of Shipping Branch Chung-Chih and Transportation SVP and General Management, National Manager Taiwan Ocean University

Jueng Jii Mini Chiang, 2009.01.21 Dept. of Accounting Branch Man-Li and Statistics, National SVP and General Chengkung University Manager

Tung Men Mini Chen, 2006.11.07 Dept. of Accounting and Branch Yung-Chia Statistics, Tamkang College SVP and General Manager

Aiguo Mini Chen, 2006.11.07 Dept. of Accounting and Branch Yung-Chia Statistics, Tamkang College SVP and General Manager

Bao-Qing Mini Lu, Te-Fu 2005.11.18 College of Business, Director, The Taiwan Branch Tamkang University Payments Clearing System SVP and General Development Foundation Manager Director, First Financial Holding Co.

Tai Dian Mini Yang, 2009.01.21 Dept. of Cooperative Branch Yeong-Maw Economics, Fengchia SVP and General University Manager

30 F o

3. Compensation Paid to Directors, Supervisors, President, and Executive Vice Presidents for 2008 r e w

Compensation Paid to Directors o r d Dec. 31, 2008 Unit: NT$1,000

Compensation Paid to Directors Compensation Paid to Concurrently Serving Employees Ratio of I Ratio of Total of A, n t

Salary, No. of Shares r

Total of A,B, B, C, D, E, o R Retirement Proﬁts Business C, and D Bonus, Purchasable d Compensation Retirement Proﬁts Distributed F, and G to e u i

pension Distributed to Administration to After tax Special via Employee After tax n pension (F) to Employees (G) c v

(A) t (B) Directors (C) Costs (D) Net Proﬁt Expenses Stock Net Proﬁt s i t o (E) Warrants (H) (%) e d n

Name E

Position n C C C C C C C C C (Note) t e o o o o o o o o o A A A A A A A A A n n n n n n n n n r l l l l l l l l l l l l l l l l l l

All Companies p s s s s s s s s s

C C C C C C C C C o o o o o o o o o G C r l l l l l l l l l o o o o o o o o o

i i i i i i i in Consolidated i i

BOT i d d d d d d d d d o m m m m m m m m m s o a a a a a a a a a Report e p p p p p p p p p t t t t t t t t t r v e e e e e e e e e s a a a a a a a a a p

BOT d BOT d BOT d BOT d BOT d BOT d BOT d BOT d BOT d n n n n n n n n n e

i i i i i i i i i o R R R R R R R R R e e e e e e e e e r e e e e e e e e e s s s s s s s s s n r

p p p p p p p p p i i i i i i i i i n n n n n n n n n a o o o o o o o o o a

r r r r r r r r r t t t t t t t t t t n

Cash Stock Cash Stock e c

Bonuses Bonuses Bonuses Bonuses e

Chairman Jer-Shyong Tsai e p o r

Chairperson Susan S. Chang t

Managing Director Tse-Cheng Lo

Managing Ruey-Tsang Lee

Director A F u c n Managing Sheng-Ford t i d Director Chang v i - t R

Managing i a Jun-Ji Shih e i Director s s i Managing Cheng-Chen n Director Yang g

Chih-Hung Director Chang

Director Chia-Cheng Lin C G o e n n d Director Hsiu-Hua Rau 4,107 None None None None None 1,188 None 0.0650 None 9,158 None None None None None None 0.1773 None 120 e i r t a i o l

O Director Jin-Tung Lee n s p e

Director Jiin-Tarng Yue r a t i Director Shin-Hsin Huang n g

Yeong-Yuh Director Chiang

Director Chin-Long Yang S F t i n a a t

Director Hsi-Chuan Chen u n s c i Director Chang-Sheng a l

Lin

Director Her-Jong Lin

Director Sheng-Tien

Yang M a R n e a d v n i

Note: 1. All Directors are assigned by the Ministry of Finance. e O a w g 2. The monthly rental for the chairperson's residence is NT$111,000; the chairperson's sedan was purchased in October of 2001 at a cost of NT$986,900, and the monthly p e

e a m r

expense for the chauffeur is NT$39,507. n a e d t n i 3. The monthly rental for the president's residence is NT$170,800; the president's sedan was purchased in October of 2002 at a cost of NT$798,800, and the monthly n A t g

expense for the chauffeur is NT$46,019. n

a R l e y s s u i s l

t o

Names of Directors s f ‚

a F i n Compensation Bracket Paid to Total of Previous Four Items (A+B+C+D) Total of Previous Seven Items (A+B+C+D+E+F+G) n d a

n BOT Directors R c All companies included All companies included i s i a BOT BOT k l in consolidated report in consolidated report

Jer-Shyong Tsai, Susan S. Chang Jer-Shyong Tsai, Susan S. Chang Ruey-Tsang Lee, Sheng-Ford Chang Ruey-Tsang Lee, Sheng-Ford Chang S

Jun-Ji Shih, Cheng-Chen Yang Jun-Ji Shih, Cheng-Chen Yang, Chih-Hung Chang p e

Chih-Hung Chang, Chia-Cheng Lin Chia-Cheng Lin, Hsiu-Hua Rau, Jin-Tung Lee c Under NT$2,000,000 i a l

Hsiu-Hua Rau, Jin-Tung Lee, Jiin-Tarng Yue Jiin-Tarng Yue, Shin-Hsin Huang, Yeong-Yuh Chiang N

Shin-Hsin Huang, Yeong-Yuh Chiang Chin-Long Yang, His-Chuan Chen o t

Chin-Long Yang Chang-Sheng Lin, Her-Jong Lin, Sheng-Tien Yang e s

NT$2,000,000 – NT$5,000,000

NT$5,000,000 –NT$10,000,000 Tse-Cheng Lo O D i f

NT$10,000,000–NT$15,000,000 r ﬁ e c c e t o NT$15,000,000–NT$30,000,000 a r n y

NT$30,000,000–NT$50,000,000 o

f B

r H

NT$50,000,000–NT$100,000,000 a e n a c d Over NT$100,000,000 h

e s Total 14 persons 19 persons

31 Compensation Paid to Supervisors Dec. 31, 2008 Unit: NT$1,000 Compensation Paid to Supervisors Ratio of Total of A, B, Any Business C, and D to After tax Compensation Compensation (A) Retirement pension Proﬁts Distributed Administration (B) to Supervisors (C) Net Proﬁt (%) Paid by Name Costs (D) Invested Position （Note） All All All All All Enterprises Companies in Companies in Companies in Companies in Companies in Other than BOT Consolidated BOT Consolidated BOT Consolidated BOT Consolidated BOT Consolidated Subsidiaries Report Report Report Report Report Resident Bing-Huang Shih Supervisor Supervisor Chan-Jane Lin 1,020 None None None None None None None 0.0125 None None Supervisor Yang Ming-Shyang Supervisor Chin-Chen Cheng Supervisor A-Ting Chou

Note: All Supervisors are assigned by the Ministry of Finance.

Names of Supervisors Compensation Bracked Paid to BOT Supervisors Total of Previous Four Items (A+B+C+ D) BOT All companies included in consolidated report

Bing-Huang Shih, Chan-Jane Lin Under NT$2,000,000 Yang Ming-Shyang, Chin-Chen Cheng A-Ting Chou

NT$2,000,000 – NT$5,000,000

NT$5,000,000 – NT$10,000,000

NT$10,000,000– NT$15,000,000

NT$15,000,000– NT$30,000,000

NT$30,000,000– NT$50,000,000

NT$50,000,000– NT$100,000,000

Over NT$100,000,000

Total 5 persons

Compensation Paid to President and Executive Vice Presidents Dec. 31, 2008 Unit: NT$1,000 Ratio of Total of A, Retirement pension Bonus, Special Proﬁt Distributed as Employee Amount of Employee Salary (A) B, C, and D to After (B) Expenses (C) Bonuses (D) Stock Warrants tax Net Proﬁt（％） Rein- All Companies vested Position Name All All All BOT in Consolidated All All Enter- Companies in Companies in Companies in Companies in Companies in BOT BOT BOT Report BOT BOT prises Consolidated Consolidated Consolidated Consolidated Consolidated Report Report Report Cash Stock Cash Stock Report Report Bonuses Bonuses Bonuses Bonuses

Tse-Cheng President Lo

Executive Vice Fu-Chi Tsai President

Executive Vice Teng-Lung President Hsieh

Executive Vice Jan-Lin Wei President

Executive Vice Kuo-Ching President Chang 15,352 None None None 7,603 None None 0.2816 None None None 1,080 Executive Vice Shih-Tien President Chiang

Executive Vice Min-Chang President Chen

Executive Vice Li-Yen Yang President

Executive Vice President Hong-Chi and General Chang Auditor

32 F o

Names of President and Executive Vice Presidents r

Compensation Bracket Paid to BOT e President and Executive Vice Presidents w BOT All Companies in Consolidated Report o r d Under NT$2,000,000 I Fu-Chi Tsai, Teng-Lung Hsieh, Jan-Lin Wei n t r NT$2,000,000 – NT$5,000,000 Kuo-Ching Chang, Shih-Tien Chiang o d u

Min-Chang Chen, Li-Yen Yang, Hong-Chi Chang c t i o NT$5,000,000 – NT$10,000,000 Tse-Cheng Lo n NT$10,000,000 – NT$15,000,000 G C o o r

NT$15,000,000 – NT$30,000,000 v p e o r n NT$30,000,000 – NT$50,000,000 r a a t n e c NT$50,000,000 – NT$100,000,000 e

Over NT$100,000,000 e p o

Total 9 persons r t A F

4. Analysis of remuneration paid to directors, supervisors, president, and executive vice presidents u c n t i d during the most recent two years as a percentage of net income；Explanation of remuneration v i - t R i a e i payment policies, standards, and combinations, procedures for determination, and relationship with s s i n

business performance g

Because the Ministry of Finance holds 100% of the Bank's shares, this item is not applicable. C G o e n n d e i III. Corporate Governance Operations r t a i o l

O n s 1. Board of Directors Operations p e r

The Board of Directors met a total of 12 times in 2008. Attendance by directors was as follows: a t i n g

Times of Actual Times of Ratio of Attendance Position Name Commissioned Notes Attendance (%) Attendance S F

Chairman Jer-Shyong Tsai 7 0 100.00 Relief on July 14, 2008 t i n a a t u Chairperson Susan S. Chang 5 0 100.00 Assumed on July 14, 2008 n s c i President Tse-Cheng Lo 12 0 100.00 a l

Managing Ruey-Tsang Lee 5 0 100.00 Relief on June 6, 2008 Director

Managing M a R n e a

Jun-Ji Shih 11 1 91.67 d v n i

Director e O a w g p e

e a

Managing m r n Sheng-Ford Chang 7 0 100.00 Assumed on June 6, 2008 a e d t n i Director n A t g

a Managing R l e Cheng-Chen, Yang 8 3 66.67 y s s u i

Director s l

t o s f ‚

Director Chia-Cheng Lin 5 1 71.43 Relief on July 14, 2008 F i n n d a

Director Hsiu-Hua Rau 12 0 100.00 R c i s i a k l Director Chih-Hung Chang 11 1 91.67

Director Jin-Tung Lee 9 0 90.00 Relief on Sep. 30, 2008 Director Shin-Hsin Huang 11 0 91.67 S p

Director Chin-Long Yang 3 0 100.00 Relief on Apr. 23, 2008 e c i a

Director Jiin-Tarng Yue 4 3 44.44 Assumed on Apr. 23, 2008 l

Director Yeong-Yuh Chiang 8 1 88.89 Relief on Sep. 30, 2008 o t e

Director Chang- Sheng Lin 12 0 100.00 s Director Hsi-Chuan Chen 12 0 100.00 Director Her-Jong Lin 7 0 100.00 Relief on July 4, 2008 O D i f

Director Sheng-Tien, Yang 4 0 100.00 Assumed on Aug. 20, 2008 r ﬁ e c c e Other items of record: t o

1. The Ministry of Finance has not yet appointed an independent director for the Bank. r n y

2. Because there were no independent directors, no auditing committee was formed to substitute for the supervisors. Changes of chairperson, president, or one-third of d o

f directors and supervisors, and resolutions exempt from the non-competition clause restrictions that were passed by the Board of Directors were, in accordance with the B

r H regulations, announced on a site open to the public. a e n a c d h

The actual ratio of attendance (%) is calculated as the ratio (%) of the number of Board of Directors meetings attended to the number held during the term in ofﬁce. e s

33 Attendance of Supervisors at Board of Directors' Meetings The Board of Directors met a total of 12 times in 2008. Attendance by supervisors was as follows:

Actual Times of Ratio of Attendance Position Name Notes Attendance (%)

Resident Supervisor Bing-Huang Shih 6 54.55 Relief on Oct. 23, 2008

Resident Supervisor Yang Ming-Shyang 1 100.00 Assumed on Oct. 23, 2008

Supervisor Chan-Jane Lin 6 60.00 Relief on Sep. 30, 2008

Supervisor Chin-Chen Cheng 11 91.67

Supervisor A-Ting Chou 1 8.33

Other items of record: Composition and duties of Supervisors: 1. All of the BOT's shares are held by a single government or institutional shareholder. The supervisors are appointed by the Ministry of Finance and approved by the Board of Directors of the Taiwan Financial Holdings Co. 2. The supervisors operate in accordance with the provisions of the BOT's Rules of Procedure for Supervisors. a. The supervisors' meeting is held once every three months, but a meeting may be called at any time in cases of emergency, important happenings, or request by supervisors. The president, vice presidents, and heads of related departments will attend. b. All audit reports presented by the Auditing Office of the Board of Directors will be relayed to the supervisors for documentary review. Opinions raised will be answered by the relevant departments, and will be collated for discussion and improvement at supervisors' meetings. c. The Accounting Office presents, at supervisors' meetings, accounting reports for the end of the previous month. After the Bank's final budget is examined and certified by a CPA office, it is raised for a resolution at a Board of Directors meeting and a supervisors' meeting is called where the signing CPA attends to make a financial report and discuss it with the supervisors. The actual ratio of attendance (%) is calculated as the ratio (%) of the number of Board of Directors meetings attended to the number held during the term in office.

2. Revealed items in the Corporate Governance Best-Practice Principles for the Banking Industry The Bank of Taiwan publishes information regarding corporate governance on its website, in accordance with the regulations. Please refer to the home page of the Bank's website "http://www.bot.com.tw" and click on "Financial Reports". 3. Status of Corporate Governance Operations, Deviations from "Corporate Governance Best-Practice Principles for the Banking Industry" and Its Reason Since the BOT is 100% owned by Taiwan Financial Holding Co., Ltd（100% of Shareholding: Ministry of Finance）, its directors and supervisors are appointed by the government and have an "independent" function. Deviations from the Corporate Governance Best-Practice principles for the Banking Industry are revealed in the Bank's website. 4. Other Important Information on the Bank's Corporate Governance Operations (1) Attendance of Directors and Supervisors at Board of Directors' Meetings a. The Bank's directors and supervisors attend meetings of the Board of Directors (Board of Managing Directors) in accordance with the "BOT Articles of Incorporation", "BOT Board of Directors Organizational Charter" and "BOT Board of Directors Conference Regulations". b. The Bank has a healthy operating system and financial structure, and established operating directions stipulate that the Bank should augment its self-owned capital in line with business growth so as to maintain an appropriate capital adequacy ratio and further strengthen its financial structure. A special independent unit has been set up to handle risk management, and it reports regularly to the Risk Management Committee. c. Article 27 of the BOT Charter, Article 9 of the Board of Directors Organizational Charter, and Article 14 of the Board of Directors Rules of Procedure all stipulate that directors should withdraw from cases in which they have a material interest. Directors have to fill out the "Parties of Material Interest" from as stipulated in Article 33-1 of the Banking Law, and the form is placed on a computer file by the Department of Credit Management. d. The parent company, the Taiwan Financial Holdings Co., has not yet designated an independent director for the BOT, so there has been no purchase of liability insurance for an independent director. The Bank has also not purchased liability insurance for its supervisors. e. The "Performance Evaluation Guidelines for Directors and Supervisors Appointed by the Ministry of Finance to Government and Private Enterprises and Foundations" promulgated by the Ministry of Finance, are used as the standard for evaluating the job performance of government-appointed directors and supervisors. A scheduled evaluation is carried out annually. f. The attendance of directors and supervisors at Board of Directors (Board of Managing Directors) meetings is reported to the Ministry of Finance every year.

34 F

(2) Consumer Protection o r e a. To protect consumer interests, the contracts signed with customers for the extension of consumer loans are drawn w o r up according to the "Items to be Included and Not Included in Personal Auto and Home Loan Model Contracts" d as formulated by the competent authority in accordance with the Consumer Protection Law and other relevant I laws and regulations. n t r o

b. The loan contracts signed by the borrowers of consumer loans contain a complaint hot line that consumers can d u c

use to lodge complaints after taking out loans. t i o c. The Bank has established "Standards for Exemption from Risk due to Loss or Theft of International Credit Cards" n and "Regulations for Writing Off Losses due to Fraudulent Use of International Credit Cards", so as to protect the G C o users of international credit cards. o r v p e o d. To expand services and carry through with the Bank's service-oriented operating principle, the Customer Service r n r a a t n Center provides round-the-clock ﬁnancial services, answers customer enquiries, and resolves customer complaints e c

and questions continuously. R e p

e. The BOT's credit card contracts detail (a) procedures for the disposition of questions about accounts and (b) o r methods of calculating credit card charges. t A F u c n t i

5. Revealed Items in the Implementation of Internal Control System d v i - t R

(1) Statement of Internal Controls i a e i s s i n g

Statement of Internal Controls of the Bank of Taiwan

On behalf of the Bank of Taiwan we declare that during the period from Jan. 1, 2008 through Dec. 31, 2008 C G o e n the Bank of Taiwan did conform to the provisions of the"Implementation Rules for Banks' Internal Control and n d e i r t a

Auditing Systems"by establishing an internal controls system and carrying out risk management, and by having i o l

O n s

auditing carried out by an impartial and independent auditing unit, with reports submitted on a regular basis p e r

to the Boards of Directors and Supervisors. In the operation of the securities business, the Bank assessed the a t i effectiveness of the design and implementation of its internal controls system in accordance with the items for n g

judgment of the effectiveness of internal controls systems as contained in the"Guidelines for the Establishment of Internal Controls Systems by Securities and Futures Enterprises"as promulgated by the Securities and Futures

Bureau of the Financial Supervisory Commission. Careful assessment shows that with the exception of the items S F t i n a a listed in the accompanying chart, the Bank's units effectively carried out internal controls and legal compliance t u n s c

during the period. This Statement will become an important part of the Bank's annual report and its public i a l announcements, and will be made public. Any fraudulence, undisclosed items, or illegality in the public content described above will incur legal responsibility under Articles 20, 32, 171, and 174 of the Securities Transaction Law.

Submitted to the Financial Supervisory Commission, Executive Yuan M a R n e a d v n i

e O a w g p e

e a m r n a e d t n i

Attestor A t g

a R l e

Chairperson y s s u i s l

t o s f ‚

a F i n n d a

n R c i

President s i a k l

Executive Vice President and General Auditor p e c i a l

N o t

Headquarters Legal Compliance Ofﬁcial e s O D i f r ﬁ e c c e t o

March 3, 2009 r n y

d o

f B

r H a e n a c d h

e s

35 Items in Need of Strengthening in the BOT's Internal Controls System, and Improvement Measures （Base date: Dec. 31, 2008）

Projected Date of Items for Strengthening Improvement Measures Completion

1. The Bank's business units have been charged with thoroughly June 30, 2009 carrying out Stardand Operating Procedure (SOP) for the collection of treasury funds and tax payments. 2. Executives are strengthening "management by walking about" June 30, 2009 Continued strengthening of internal to show care for employees' lives and financial situations, and control and auditing of the collection of video recordings of the locations of thermal printers are randomly treasury funds and tax fees, and placing inspected. more emphasis on legal and disciplinary education as well as on the investigation of 3. The Human Resources Office has strengthened legal and June 30, 2009 ethics. disciplinary training. 4. The Auditing Office, Department of Domestic Operations, and June 30, 2009 Department of Treasury send personnel according to plan to inspect and supervise the status of improvement measures, and SOP execution, for tax collection operations. 1. Executives at different levels are using Executive Cards and June 30, 2009 amending trading rules, and approving personnel must carefully examine trading documentation. Continued strengthening of review of trade amendments and trades released by 2. When deposit or withdrawal transactions are amended, the March 31, 2009 department heads. time of the original trade registration is entered on the trade amendment screen (UF3) and in the withdrawal and deposit document veriﬁcation column for use of the approving executive in swiping his card for release authorization. 3. New abnormalities in the use of Executive Cards and trade March 31, 2009 amendment data are followed up by approving executives. 1. The establishment of a "Monthly Fund Report Retrieval System" Sep. 30, 2009 has been outsourced to the Dimerco Data System Corp. Continued strengthening of examination by the Department of Trusts of securities 2. Manual checking operations will continue to be strengthened for Dec. 31, 2009 investment trust fund monthly reporting securities investment trust companies that have not completed check lists. information systems and do not provide information sources, and the securities investment trust companies will be asked to provide data on monthly report checking items for use in examination.

(2) Independent Auditors' Report

Independent Auditors' Report The Board of Directors Bank of Taiwan

Article 25, Item 1 of the Implementation Rules for Banks' Internal Control and Auditing Systems requires that when a bank is having its annual financial statements examined and certified by Certified Public Accountants, it should commission the CPAs to carry out an examination of its system of internal controls and to express an opinion about the accuracy of the data included in the statements reported to the competent authority, the implementation of the bank's internal control system and its regulatory conformance, and the appropriateness of the bank's policy on appropriations for bad debts.

We have been engaged by the Bank of Taiwan to carry out the examination described above and, in accordance with the stipulations of Article 28 of the Implementation Rules, hereby afﬁx the scope, content, and results of our examination in the attachment.

This examination report is provided solely to the Bank of Taiwan for reference. With the exception of being submitted to the competent Authority for supervisory reference, it may not be used for other purposes or distributed to other parties.

KPMG Certiﬁed Public Accountants March 20, 2009

36 F o

6. Legal Violations Incurring Punishment and Major Deﬁciencies of the Past Two Years, and Status of r e w

Improvement o r (1) Indictments of Ofﬁcials and Employees for Crimes Committed in the Performance of Duty During the Past Two Years d a. Clerk Hung of the Tzoyin Branch was sentenced by the Kaohsiung District Court for business embezzlement. I n t

b. Liu of the Board of Directors Auditing Ofﬁce and Senior Clerk Wang of the Department of Business were indicted r o d

for forgery and fraud by the Prosecutor's Ofﬁce of the Keelung District Court. u c t i c. Senior Clerk Deng of the Nantou Branch was indicted by the Prosecutor's Ofﬁce of the Nantou District Court for o n business embezzlement.

d. Associate Clerk Ning of the Jiantan Branch was indicted by the Prosecutor's Ofﬁce of the Shihlin District Court for G C o o r v

business embezzlement. p e o r n r a

(2) Violations of the Law Resulting in the Imposition of Fines by the Financial Supervisory Commission a t n e c

In the case of suspected embezzlement in collected funds by Clerk Cheng of the Pingtung Branch, the Financial e

Supervisory Commission imposed a ﬁne of NT$ 2 million in March 2008. e p o r

(3) Deﬁciencies Resulting in Severe Disciplinary Action by the Financial Supervisory Commission t (None) (4) Punishments Imposed by the Financial Supervisory Commission in Accordance with Article 61-1 of the Banking Law A F u c

a. In the case of suspected embezzlement in collected funds by Senior Clerk Teng, the Financial Supervisory n t i d v i - t Commission issued the opinion that Teng should be dismissed. R i a e i s s

b. In the case of suspected embezzlement in collected funds by Clerk Cheng of the Pingtung Branch, the Financial i n g

Supervisory Commission issued the opinion that Cheng should be dismissed. (5) Major Security Incidents Occurring During the Past Two Years as a Result of Staff Malpractice or Major Unexpected

Incidents, or of Failure to Observe the Guidelines for the Maintenance of Security in Financial Institutions, the Losses C G o e n n d from Which Exceeded NT$50 Million During One or Both of the Years e i r t a i o l

(None) O n s p

(6) Other Matters Requiring Disclosure as Directed by the Financial Supervisory Commission e r a t i

(None) n g 7. Major Resolutions of the Board of Directors During Year 2008 and to Date of Annual Report Publication S F t i n 1. Resolution passed by the 76th meeting of the 2nd Board of Standing Directors on Jan. 18, 2008: The Department of a a t u n s Trade's health products business, as previously approved by the Financial Supervisory Commission, is to be terminated, c i a l

following ﬁnal clearing of accounts, prior to the end of the period of merger adjustment (June 30, 2009). 2. Resolution passed by the 76th meeting of the 2nd Board of Standing Directors on Jan. 18, 2008: In reference to the

opinion of the Ministry of Finance, the BOT asked the Executive Yuan, through the Public Construction Commission, M a R n e a d v n i

e O for permission to continue handling the government procurement business prior to completion of government a w g p e

e a m r

reorganization. n a e d t n i

n A t g

3. Resolution passed by the 78th meeting of the 2nd Board of Standing Directors on Feb. 1, 2008: The BOT, the Export- n

a R l e y s s u

Import Bank of R.O.C., and Land Bank of Taiwan jointly established the Taiwan Financial Holdings Co. on Jan. 1, i s l

t o s f ‚

2008. The employee salary, preferential-rate retiree pension deposits, preferential employee and retiree deposits, and a F i n n d a

voluntary savings deposits that the Export-Import Bank had commissioned to Mega Bank were transferred to the BOT. n R c i s i a k l

4. Report submitted by the 10th session of the 2nd Board of Directors on Feb. 1, 2008: The Ministry of Finance has agreed for the BOT's current directors and supervisors to continue in ofﬁce until the end of their original terms. S

5. Report submitted by the 10th session of the 2nd Board of Directors on Feb. 1, 2008: The BOT has successfully p e c

completed the mission of operating the China United Trust and Investment Corp. entrusted to it by the Central i a l

Deposit Insurance Corp., and has concluded the operation of that business. N o t 6. Report submitted by the 11th session of the 2nd Board of Directors on Apr. 25, 2008: Chin-Long Yang of the Central e s Bank, who was appointed shareholder's representative director at the BOT, was relieved from ofﬁce because of a job change and was replaced by James J.T. Yue of the Central Bank's Department of Banking. O D i 7. Report submitted by the 17th extraordinary session of the 2nd Board of Directors on June 6, 2008: Deputy Minister f r ﬁ e c c e of Finance Ruey-Tsang Lee resigned his post on May 20, 2008 and was relieved of his position as BOT standing t o

a r n director. He was replaced by newly appointed Deputy Minister of Finance Sheng-Ford Chang. y

d o

f B

r 8. Report by the 18th extraordinary session of the 2nd Board of Directors on July 14, 2008: BOT Director Chia-Cheng H a e n a Lin resigned from the position of director. c d h

9. Report by the 18th extraordinary session of the 2nd Board of Directors on July 14, 2008: Tse-Chang Lo continued in s another term of office as BOT president. 37 10. Report by the 4th extraordinary session of the 2nd Board of Standing Directors on July 14, 2008: Susan S. Chang assumed the position of chairperson of the BOT on July 14, 2008. 11. Report by the 13th session of the 2nd Board of Directors on Aug. 22, 2008: Her-Jong Lin of the BOT industry union, originally appointed as labor-representative director in the 2nd Board of Directors, resigned the position and the union's Sheng-Tian Yang was chosen to fill the resulting vacancy (until the end of the original term on June 30, 2009). 12. Report by the 111th session of the 2nd Board of Standing Directors on Oct. 3, 2008: The BOT's Yeong-Yuh Chiang resigned from the position of BOT director. 13. Report by the 112th session of the 2nd Board of Standing Directors on Oct. 9, 2008: BOT Director Jin-Tung Lee resigned from the Board of Directors, and Chan-Jane Lin resigned from the position of supervisor. 14. Report by the 114th session of the 2nd Board of Standing Directors on Oct. 24, 2008: Due to a job change, the position of BOT supervisor held by former Director General Bing-Huang Shih of the Directorate General of Budget, Accounting and Statistics was switched to the Directorate General's new director general, Ming-Shyang Yang, who was unanimously chosen by the BOT's supervisors as resident supervisor. 15. Report by the 21st extraordinary session of the 2nd Board of Directors on Jan. 16, 2009: The signing CPAs for the "Commissioned CPAs for 2008 Financial, Taxation, and Internal Control Auditing Services," which was commissioned by the BOT to KPMG Certified Public Accountants, were Yen-Ling Fang and David Ding; since David Ding retired on Dec. 31, 2008, it was agreed that following KPMG's internal adjustment CPA Derek Hsu would take over the follow-up auditing work for this case. 16. Report submitted by the 21st extraordinary session of the 2nd Board of Directors on Jan. 16, 2009: The Bank has completed a recompilation of its legal budget for 2008 in compliance with a resolution of the Legislative Yuan. 17. Resolution of approval adopted by the 130th meeting of the 2nd Board of Standing Directors on Feb. 20, 2009: BOT Vice President Kuo-Ching Chang submitted a request to retire on Feb. 20 this year (2009). 18. Resolution of the 15th meeting of the 2nd Board of Directors on February 27, 2009: In view of the fact that the geographical advantage enjoyed by Macau as a hub for Taiwanese business people no longer exists because of the opening of direct flights across the Taiwan Straits, and because Macau has been deeply affected by the global economic recession, there is no longer felt to be a need to set up a branch there. Preparations for the Macau branch were to be halted and the Financial Supervisory Commission informed by letter. 19. Report by the 135th meeting of the 2nd Board of Standing Directors on Mar. 27, 2009: The Board of Directors of the Taiwan Financial Holdings Co. approved the removal of Ms. Chin-Chen Cheng as supervisor representing BOT shareholding, and her replacement as supervisor by Mr. Ho Rui-Fang. 8. Year 2008 and to Date of Annual Report Publication, Directors' or Supervisors' Dissenting Opinions About Resolutions Passed by the Board of Directors (None) 9. Resignation or Dismissal of Persons Related to Financial Reports in 2008 and up to the Date of Publication of the Annual Report Jan. 31, 2009 Date of Date of Reason for Resignation Position Name Employment Dismissal or Dismissal Chairperson Jer-Shyong Tsai Jan. 2, 2007 July 14, 2008 Personnel Changes Department of Treasury SVP and General Manager Chen, Su-Tien Mar. 20, 2006 Mar. 20, 2008 Personnel Changes

Note: "Persons related to ﬁnancial reports" refers to the chairperson, president, chief auditor, and chief internal auditor.

IV. CPA Information （major changes in CPA audit fees, change of CPA, employment of the chairperson, president, or manager responsible for financial or accounting duties at the attesting CPA's office or an affiliated enterprise, or other matters requiring disclosure） Unit: NT$1,000 Did the Audit Period Name of Non-auditing Fees Cover the Entire Fiscal Auditing Accounting Name of CPA Year? Notes Fees Firm System Business Human Others Subtotal Yes No Audit Period Design Registration Resources KPMG Yen-Ling David Ding Jan. 1, 2008~ Certiﬁed Public 5,555 990 990 ✓ Fang Derek Hsu Dec. 31, 2008 Accountants

Note: The commissioning of a CPA to provide professional services to the Taiwan Financial Holdings Co. and its subsidiaries.

38 F o r

V. Transfer of Equity and Changes in Equity Used as Collateral by Directors, Supervisors, e w o

Managers, and Others Required to Report Equity by the Provisions of Item 3, Article 25 of r d the Banking Law I (None) n t r o d u c t i

VI. Information on the Relationships between the 10 Largest Shareholders as Given in SFAS o No. 6 n

(None) G C o o r v p e o r n r a a t

VII. Numbers of Shares in the Same Reinvested Enterprises Held by the BOT and its Directors, n e c

Supervisors, President, Executive Vice Presidents, the Heads of Departments and R e p o

Branches, and Enterprises Controlled Directly or Indirectly by the Bank, and Ratios of r t Consolidated Shareholding Consolidated Shareholding Ratios A F u

Dec. 31, 2008 Unit: Share;% c n t i d v i Investment by Directors, - t R i a Supervisors, the President, e i s s

Executive Vice Presidents, Heads i Investment by the BOT Consolidated Investment n Reinvested Enterprise of Departments and Branches, g

(Note) and Enterprises Directly or Indirectly Controlled by the BOT

Ratio of Ratio of Ratio of C G o No. of Shares No. of Shares No. of Shares e n Shareholding Shareholding Shareholding n d e i r t

Taiwan Sugar Corp. 23,137,489 0.30 11,120,138 0.14 34,257,627 0.44 a i o l

O Taiwan Power Company 865,191,972 2.62 148,281,465 0.45 1,013,473,437 3.07 n s p

Taiwan Machinery Manufacturing Corp. 10,253,459 1.60 167 0.00 10,253,626 1.60 e r a

Taiwan Stock Exchange Corp. 55,615,941 10.01 16,665,309 3.00 72,281,250 13.01 t i n

First Financial Holding Co.,Ltd. 488,947,248 7.93 190,118,158 3.08 679,065,406 11.01 g

Hua Nan Financial Holdings Co.,Ltd. 1,514,088,852 24.86 282,106,291 4.63 1,796,195,143 29.49 Taiwan Business Bank 748,722,335 19.33 4,060,123 0.10 752,782,458 19.43 S F t i

Cathay Financial Holding Co.,Ltd. 89,083,257 0.91 2,212,357 0.02 91,295,614 0.93 n a a t u Mega Financial Holding Company 277,170,670 2.51 193,328 0.00 277,363,998 2.51 n s c i Taiwan Life Insurance Co.,Ltd. 134,571,722 24.96 18,873,750 3.50 153,445,472 28.46 a l

Taiwan Fire & Marine Insurance Co.,Ltd. 55,696,792 17.58 0 0.00 55,696,792 17.58 Tang Eng Iron Work Co.,Ltd. 74,822,414 21.38 16,074,512 4.59 90,896,926 25.97

Taiwan Development Corp. 36,219,000 12.07 0 0.00 36,219,000 12.07 M a R n e a d v n i

China Development Financial Holding e O a

234,057,193 2.08 289,698 0.00 234,346,891 2.08 w g Corp. p e

e a m r n a e d

Kaohsiung Ammonium Sulfate Co.,Ltd. 303,131,576 91.86 0 0.00 303,131,576 91.86 t n i

n A t g

Taiwan Chung Hsing Paper Corp. 25,035,822 9.54 0 0.00 25,035,822 9.54 n

a R l e y s Taiwan Shin-Sheng Press Enterprise s u i

355,005 0.23 21,735 0.01 376,740 0.24 s l

t Company o s f ‚

a F i China Trade & Development Corp. 1,250,110 1.91 0 0.00 1,250,110 1.91 n n d a

n China Daily News 62,882 0.14 0 0.00 62,882 0.14 R c i s i a k l

CSBC Corporation,Taiwan 1,612,980 0.24 3,380,000 0.51 4,992,980 0.75 Central Motion Picture Corp. 8,913,458 15.22 0 0.00 8,913,458 15.22 Yunta Financial Holding Co.,Ltd. 211,441,123 2.61 13,973,757 0.17 225,414,880 2.78 S p

Taiyi Real Estate Management Co.,Ltd. 1,500,000 30.00 0 0.00 1,500,000 30.00 e c i

United Taiwan Bank S.A. 146,250 10.00 0 0.00 146,250 10.00 a l

Taipei Forex Inc. 1,400,000 7.06 700,000 3.53 2,100,000 10.59 N o t

Taiwan Futures Exchange Corp. 4,812,170 2.05 4,617,335 1.97 9,429,505 4.02 e s Bankpro E-Service Technology Co.,Ltd. 450,000 3.33 0 0.00 450,000 3.33 Taiwan Asset Management Corp. 100,000,000 5.68 200,000,000 11.35 300,000,000 17.03 Taiwan Financial Asset Service Corp. 10,000,000 5.88 5,000,000 2.94 15,000,000 8.82 O D i f r Financial Information Service Co.,Ltd. 10,665,000 2.67 4,615,000 1.15 15,280,000 3.82 ﬁ e c c e Financial eSolution Co.,Ltd. 2,481,467 7.19 792,027 2.30 3,273,494 9.49 t o

a r n Taiwan Integrative Shareholder Service y

490,000 1.63 0 0.00 490,000 1.63 o

f Company B

r H a e

Sunny Asset Management Corp. 15,531 0.26 69,740 1.16 85,271 1.42 n a c d International Property & Finance Co., Ltd. 14,658 0.92 0 0.00 14,658 0.92 h

e *Investment according to Article 74 of the Banking Law s