Environmental and Social Monitoring Report

Environmental Monitoring Report

Project Number: 47047-002 July–December 2020 February 2021

People’s Republic of China: Shandong Groundwater Protection Project

Prepared by the Shandong Provincial Project Management Office for the Asian Development Bank.

This environmental monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

SUMMARY PROJECT INFORMATION GENERAL INFORMATION Project title: Shandong Groundwater ProtectionProject

Date of project January 10, 2017 effectiveness: Executing TheShandong Provincial Government agency: Implementing Five counties(or county level city) government agency: respectivelyofShouguang; Huantai; Qingzhou; Changle; Gaomi PPMO (name International Project Cooperation Center, Water Resources of agency): Department of Shandong Province

PPMO Mr.Zhao Xin (dicector) Environment Mr. Shi Weinan(Section Chief) Officer (name, Mr. Yan Jiancheng email): Email：[email protected]

Loan Liu Huaiquan (individual) implementation consultant Construction Shandong Keyuan engineering construction supervision center for (Environment) construction (Environment) supervision. supervision company(ies): Beijing Linfengyuan ecological environment planning and Design Institute Co. Ltd. For soil and water conservation monitoring of the five subprojects

Qingdao JingchengTesting Technology Co., Ltd ；responsible for external* environment monitoring Contractor(s): Qingzhou Subproject: Shandong Water Conservancy Engineering Bureau Co., Ltd., Qingzhou Water Conservancy Construction Corporation,

HuantaiSubproject: Shandong Dayu Engineering Construction Co., Linyi Water Conservancy Engineering Corporation, Sinopec Yanwei Construction Engineering Company Limited , Xiashanreservoir water conservancy construction engineering limited company

Gaomi Subproject: China Hydropower Construction Group Navigation Construction Co., Ltd., Shandong Yellow River Engineering Group Co., Ltd.

Changle Subproject: Linyi Water Conservancy Engineering Co., 2

BeijingJingshui Co. Ltd.

Shouguang Subproject; Beijing Jingshui Co., Jiangsu Xinmei Environmental Construction Co., Ltd., Li Liang. ADB web link https://www.adb.org/projects/documents/prc-47047-002-eia-1 to EMP: Domestic web http://www.sdwr.gov.cn/xwzx/gsgg/201709/t20170926_247536.html link to EMP:

ENVIRONMENTAL SAFEGUARD MONITORING ADB environment safeguard A category: Environmental report prepared as per Environmental Impact Assessment ADB requirements for this category: Domestic safeguard report: Five Environmental Impact Assessment Reports for the Five Sub-projects at five counties(or county level city) respectively Quarterly period covered bythis The 3rd and 4th Quarter of 2020 report: # EMRs to date including this report: July1，2020 --- December 31，2020 Agency/person responsible for Five PIUs of subproject at the five counties internal* environmental monitoring: respectivelyof Shouguang; Huantai; Qingzhou; Changle; Gaomi and the construction contractors. Agency/person responsible for Qingdao JingchengTesting Technology Co., external* environment monitoring: Ltd Agency/person responsible for Five County (or county level city) EPBs, LIEC, compliance* environment monitoring: PPMO Agency/person responsible for Shandong Keyuan engineering construction independent compliance* monitoring: supervision centerfor construction (Environment) supervision. Beijing Linfengyuan ecological environment planning and Design Institute Co. Ltd. For soil and water conservation monitoring of the five subprojects Overall status of environmental On track safeguards: ADB = Asian Development Bank, EMP = environmental management plan, EMR = environment monitoring report, LIEC = loan implementation environment consultant, PMO = project management office. *See Section III.3 for definitions of internal, external, compliance, and independent compliance monitoring.

Table of Contents

EXECUTIVE SUMMARY ...... 5 I. INTRODUCTION...... 8 A. Purpose of report ...... 8 B. Project outcome, outputs and subcomponents ...... 8 II. SUMMARY OF THE PROJECT ENVIRONMENTAL MANAGEMENT PLAN ...... 14 III. ENVIRONMENTAL MANAGEMENT DURING THE REPORTING PERIOD 17

A. IMPLEMENTATION OF THE PROJECT MITIGATION MEASURES ...... 17 B. CONSTRUCTION ...... 21 B. IMPLEMENTATION OF THE PROJECT MONITORING PROGRAM ...... 36 C. PUBLIC CONSULTATIONS AND GRIEVANCE REDRESS MECHANISM ...... 46 D. TRAINING AND CAPACITY BUILDING ...... 50 E. COMPLIANCE WITH LOAN AND PROJECT ASSURANCES ...... 50 F. REPORTING ...... 54 IV. LESSONS LEARNED ...... 57 V. GENERAL CONCLUSIONAND NEXT STEPS ...... 58

APPENDIX 1. EXTERNAL ENVIRONMENTAL TESTING RESULTS ...... 60 APPENDIX 2. INTERNAL MONITORING DATA ...... 60 APPENDIX 3. SOIL AND WATER CONSERVATION MONITORING RESULTS AND ANALYSIS ...... 76 APPENDIX 4. PHOTOGRAPHS...... 81 APPENDIX 5. PUBLIC CONSULTATIONS AND GRIEVANCE REDRESS ...... 92 APPENDIS 6. DAM SAFETY SUPPORTING DOCUMENTS ...... 104

EXECUTIVE SUMMARY

Overview

1 This semi-annual report presents the status of compliance with the environment managementplan (EMP) during the project implementation from July to December 2020.The key environment issues caused by project construction have been discussed, and corresponding improvement measures and follow up actions have been suggested with respect to the issues found. Progress in Implementing the EMP

2 The project has been implemented in accordance with EMP requirements, and relevant environmental provisions have been included in the bidding document and contract. PPMO has distributed both the EMP and design documents to PIUs, contractors, and supervisors before the commencement of construction. 3 At the project preparation stage, PPMO, PIUs, design institute, EIA Institute, and EPBs have conducted related public consultation activities in accordance to ADB requirements. The GRM has beenestablished and carried out by PPMO.Nocomplaintshave been received during this reporting period.

4 Environmental officers of PPMO and PIUs have been working effectively on the project withthe support of Loan Implementation Environmental Consultant (LIEC). EMP trainings have been provided to relatedstaffs in PMO, PIUs, contractors and supervisors. PPMO andrelated PIUs conducted the environment impact assessment process for the proposed new components at Mid Term Review. The new components (2019) included the following Proposed new components; Qingzhou—Heihushan Reservoir Capacity Expansion, Shouguang—Judian Lake Water Diversion Works, Huantai—Recharge works by diverting water from Xiaoqing River to Mata Wetland.

Key issues 5 There is river section dredging construction at Huantai—Recharge works by diverting water from Xiaoqing River to Mata Wetland in this reporting period, sediment monitoring has been carried out before dredging in this reporting period according to the updated-EMP requirement and ADB Mission (for 15–16 October 2020, ie,second round of sediment sampling for new subcomponents)requirement. The monitoring parameters included heavy metals and pesticides. The monitoring results were provided in the Appendix 1External environmental monitoring results. The monitoring results show that the sediment meets the corresponding treatment standards. For the previous reporting periods - a total of 7 monitoring reports before - the sediment monitoring has been carried out for the corresponding river sections, and the sediment of 13 sections in 4 counties has been monitored. All the monitoring results show that the sediment meets the corresponding treatment standards. Allof the dredged sediment was used for backfill of embankment and road construction. The dredged sediment was not disposed of into farmland in the previously construction periods.The construction contractors have conducted some engineering protection measures to control the soil and water erosion, and gained effective performances of the construction activities of 3 new components (2019) in this repoting period.

6 Covid-19 prevetion. Contractors have prepared H&S plan, which is aligned with relevant PRC government’s regulations and guidelines on COVID-19 prevention and control, or with international good practice guidelines as updated in the future. 5

The H&S plan was reviewed by the supervision consultant in consultation with relevant local public health inspectors, local medical officers, or other relevant health specialists, with a recommendation forwarded to the EA/IA for clearance. The Plan includes COVID-19 prevention and control measures, including disinfection/cleaning of offices, construction sites and labor camps, on-site body temperature checks, social distancing measures, mandatory use of personal protective equipment such as facemasks, provision of handwashing stations and hand sanitizers etc., and procedures to be adopted in the event any worker is infected with COVID-19.

7 The field observations showed that in at a few of construction sites, trucks carried muddy substance onto public roads. No wheel washing equipment or washing wheel at exit was found. A few of work camp site littering was found.

Lessons learned

8The sub-project construction supervision- environmental supervisions are undertaken by several agencies respectively. The independent compliance monitoring of sub-projects is also undertaken by a number of engineering supervisors fromenvironmental supervision agencies and soil and water conservation agency.Through bidding, Beijing Linfengyuan ecological environment planning and Design Institute Co., Ltd. has carried out external monitoring on soil and water conservation of engineering construction activities in 5 sub project areas. Qingdao Jingcheng Testing Technology Co., Ltd. carries out external environmental monitoring, and Shandong Keyuan engineering construction supervision center carries out construction site environmental supervision. The sub project areas scattered in five counties are monitored or supervised by a unified unit, which is convenient for organization and coordination.

9 To take the high attention to Covid-19, and to conduct the mitigations on control and prevent the Covid-19 as effectively as possible at early stage of the Covid-19 infection at project construction sites.

Next steps 10Covid-19 prevetion; The special COVID-19 prevention and control measures should be conducted according the when and where needed as following;  Management for COVID-19 infection containment at site and related information disclosure;  The contractor should appoint a supervisor for COVID-19 disinfection controlling;  The information pertaining to requirement on COVID-19 disinfection controlling should be disclosed at construction site;  The contractorsshould keep in touch with the local medical authorities and the CDC in terms of epidemic control;  The contractorsshould prepare the facility installation of hand sanitizer stations at key entry, exit, and access routes on work sites;  The contractorshould provide the facilities to manage the social distancing for catering and accommodation;  confirmation of infection-free status required for all project staff and contractors prior to accessing work sites;  To have the notice posted on the construction site - prohibit irrelevant personnel to enter the construction site.  To establish an inspection system at key entrances, exits and access ways of the work site, and measure the body temperature and check the 6

mobile health QR code of the entry personnel.

11The following are suggested to enhance solid waste management:  Provide waste collection and storage containers at locations away from surface water or sensitive receivers;  Arrange with municipal waste collection services for regular collection of waste;  Properly remove and dispose residual materials, wastes and contaminated soils. Provide sufficient garbage bins at strategic locations and ensure that they are protected from birds and vermin, and emptied regularly by the municipal waste collection systems.

12 It is recommended that construction waste disposal sites be better considered to reduce soil erosion during rainy seasons before the construction started. To continue strengthening the monitoring the sediments when the dredging activities are conducted for the relevant construction activities. All of these mitigation measures should be implemented according to EMP requirements. PPMO and related PIUs need to enforce the environment management process for the 3 new components proposed in2019 at Mid Term Review.In addition, since construction of several reservoirs has been completed and the water storage has begun, the domestic completion environmental protection inspection and acceptance is to be prepared. After they are put into operation, the environmental monitoring will continue,and the results will be reported to ADB for at least one year according to the EMP.

I. INTRODUCTION A. Purpose of report 13 The purpose of this environmental monitoring report (EMR) is to describe and assess progress for implementation of the environmental management plan (EMP) for the PRC: Shandong GroundwaterProtectionProject, for the reporting periodJuly to December 2020.This EMR is submitted in compliance with the Safeguard Policy Statement (SPS)of the Asian Development Bank (ADB) and the loan agreement between ADB and the project executing agency.

14 This is the 8thEMR for the project. It covers part of the construction phase of the project. The report describes: (i)implementation of mitigation measures; (ii)monitoring activities; (iii)public consultations (including grievance redress); (iv)training and capacity building; (v)reporting; and (vi) an overall assessment of key achievements, challenges, issues, corrective actions, and lessons learned, during the reporting period.

B. Project outcome, outputs and subcomponents

15 The municipalities of Weifang and Zibo are serious water scarce areas, where water per capita is about one-sixth of the average in the PRC, depending heavily on groundwater, especially for its intensive and high value agricultural production. The project area, part of the Northern China Plain (NCP), is a main vegetable production base for Beijing, Tianjin and other cities in NCP with a high concentration of vegetable greenhouses. In some downstream areas, agricultural production, in particular，the vegetable cultivation already stopped due to lack of suitable water sources. Domestic and industrial water demands, although still less than agricultural water use, are also on the rise as a result of the rapid economic development and urbanization in the area.

16 The consequences of the current unsustainable groundwater utilization are serious: (i) pumping costs have increased, (ii) groundwater quality is deteriorating due to seawater intrusion and environmental pollution, (iii) domestic water supplies and agricultural production are at risk, and (iv) the area is suffering from significant financial and economic damages caused by land subsidence. Seawater intrusion in the north has extended 35 km inland from the coast, and some areas have already experienced subsidence of more than two meters. The process of land subsidence is irreversible, and urgent action is needed to avoid worsening.

Brief Description of Project Components

17 Output 1: Groundwater recharged and conserved. Output 1 will support the introduction of groundwater recharge technologies in the project area to increase shallow groundwater recharge and reduce usage of deep groundwater. Output 1 will have two components: (i) rehabilitation and construction of about 880 hectares of

wetland areas, including canals, which will contribute to the recharge of shallow groundwater resources; and (ii) technological innovation for monitoring shallow groundwater recharge in Huantai County. Under component 1, two wetland areas will be rehabilitated in Huantai County and Shouguang City to improve the reservoir and ecological functions of the wetlands and increase shallow groundwater recharge through the canal network. These wetland areas currently suffer from water shortages and are not operational. Component 2 includes the development of a comprehensive management information system for water resources monitoring and management in Huantai County, including monitoring and dissemination of groundwater levels, quality, and abstraction. The management information system will be developed to complement an existing urban water supply management system. The existing system will be expanded to include monitoring of water resources, data analysis, optimizing the allocation of water resources, water regime forecasting, and decision-making support for flood control.

18 Output 2: Surface water allocation improved and monitored. Output 2 will improve water allocation and monitoring to increase water availability in water-scarce parts of the project area and indirectly reduce the pressure on groundwater resources. The output will have three components: (i) improvement of surface water allocation, (ii) retention of storm water, and (iii) establishment of hydrological facilities in Changle County. Through the improvement of surface water resources allocations, the exploitation of groundwater can be reduced. Component 1 will support Gaomi and Qingzhou cities and Huantai County to rehabilitate surface water flow systems and construct connections between the wide network of small rivers, canals, and small-sized reservoirs that exist in the Weifang-Zibo area. The connections will enable the local governments to supply areas with additional surface water resources to reduce the pressure on groundwater resources. Similarly, component 2 will support Changle County and Gaomi City to increase their reservoir capacity for improved storage of surface water. It is envisaged that the total storage capacity of the Nanzhai and Juchenghe reservoirs will be increased from 3.7 million m 3 per year to 8.3 million m3 per year. Component 3 will support Changle County to establish precipitation and flow monitoring capabilities in the Nanzhai Reservoir watershed.

19 Output 3: Capacity development for water resources management enhanced. Output 3 will have two components: (i) institutional strengthening of ADB’s project management procedures and policy development support, and (ii) project management. Component 1 will provide support for and training on groundwater policy and new approaches and techniques in water management, including wetland management, water-saving technologies for the agriculture sector such as smart greenhouses, the establishment of a groundwater trading system through pilot water user associations, and an integrated circuit card-controlled water usage system to be developed in Huantai County for monitoring and managing groundwater demand for agricultural and rural water users. Knowledge products will be prepared to document

the experiences and achievements. Component 1 will also support capacity development and training of staff from the SPG and local governments in ADB project management procedures, technical design and implementation, and safeguard supervision and monitoring. Component 2 will provide overall project implementation support for staff from the SPG and cities and counties, including the implementation of land acquisition and resettlement.

20In the design stage the PMO passed this EMP to the design institutes for incorporating mitigation measures into the detailed designs. To ensure that bidders respond to the EMP’s provisions, the PMO and local project implementation units (PIOs) prepared and provided the following specification clauses for incorporation into the bidding documents: (i) a list of environmental management requirements to be budgeted by the bidders in their proposals, (ii) environmental clauses for contractual terms and conditions, and (iii) component DEIAs, and project EIA including EMP for compliance. In Mid Term Review, PPMO and related PIUs proposed 3 new components (in 2019). PPMO and related PIUs conducted the environment impact assessment process for the proposed new components of Mid Term Review. The new components included the following new components; Qingzhou—Heihushan Reservoir Capacity Expansion, Shouguang—Judian Lake Water Diversion Works, Huantai—Recharge works by diverting water from Xiaoqing River to Mata Wetland. The environmental management measures framework for the 3 new components(2019) civil construction activities were presented in operation requirements.

21The construction activities of 3 new components(2019) is include;

1) Judian Lake and Ta River Rehabilitation (Shouguang) - new component in 2019 a) Ecological rehabilitation of Judian Lake and tributaries of Ta River: (i) river training, including 4 rivers/channels with a total length of 14.625 km (bank slope improvement, curve cutoff works, riverbed cleanup and greening); (ii) rebuild 3 sluice gates and 5 bridges; b) Diversion work for irrigation of mechanized wood farm, including construction of 1 lifting pump station and 2 km water transmission pipeline; c) Road rehabilitation around Judian Lake, including pavement treatment with a total length of 4.411 km (using bituminous concrete); d) Demolish and construct a bridge on Leibu Channel.

2) Mata Lake Water Connection and Replenishing (Huantai) - new component in 2019 a) River improvement with a total length of 37.083 km (including dredging), bank slope improvement with a total length of 73.69 km (including greening), and embankment maintenance for dangerous sections with a total length of 13.378 km; b) Construct 58 auxiliary structures: (i) maintain 4 culvert gates; (ii) rebuild 4 culvert gates and 29 bridge culverts; (iii) construct 10 culvert gates, 9 bridge culverts, 1 aqueduct and 1 sluice gates.

3) Heihushan Reservoir(Qingzhou) – new component in 2019---to reinforce the dam, spillway and dewatering tunnel; Expansion of Heihushan Reservoir (Qingzhou) – new component in 2019 a)Lift the field with the elevation between 163.00 m and 165.70 m to 165.70 m, covering the total area of 441.34 mu and slope treatment near the water; b)Rebuild 6.727 km roads within the reservoir area; widen partial roads; rebuild Xipangyu Bridge; C) Reconstruct 10 drainage culverts.

C. Summary of Physical Progress

22 General. Physical implementation of the project has made very good progress already in accordance to planned timelines.Project implementation is on track despite the unavailability of the loan fund due to delay in the opening of the advance account.All of the civil works have started construction. Details of the current status of each output are given below.

Output 1 - Groundwater recharged and conserved 23 Component 1: rehabilitation and construction of about 900 hectares of wetland areas.(1)Huantaicounty:Mata Lake wetland rehabilitation was started in December 2016and completed with a physical progress of 100%. There are no construction activity and no external monitoring for this reporting period.(2) Shouguangcounty:Judian Lake wetland rehabilitation was started in December 2017 with a physical progress of100%at the end of June 2020. There are no construction activities after April 2020 and no external monitoring conducted for this reporting period.

24 Component 2: technological innovation for monitoring shallow groundwater recharge in Huantai County. The comprehensive MIS for water resources monitoring and management in Huantai County has not yet been fully started, due to the requirement of the Huantai county government for the MIS to be combined with theHuantai county’s Smart City Construction MIS platform for data sharing. The design revision of this component has been completed, and it is unnecessary to adjust the procurement plan. The employed IT specialist is assisting for the development and implementation of the comprehensive MIS. At present, the bidding documents of this component is being prepared. This is not the civil works. There are no construction activity and no external monitoring for this reporting period.

Output 2: Surface water allocation improved and monitored 25 Component 1: improvement of surface water allocation;（1）Gaomi county: The civil works of the connection between Wangwu, Juchenghe, and Chengnan reservoirs are in a state of construction basically completed in June of 2021,there isexternal monitoring conducted for this reporting period.(2) Qingzhou county: The main works on the river diversions from the Renhe, Heihushan, and Qiyi reservoir are

basically completed.There are no construction activity and no external monitoring for this reporting period.The irrigation channel works for diversion of Mihe River to Bagouzi Reservoir are already completed. There are no construction activity and no external monitoring for this reporting period.(3) Huantaicounty: The construction for both Xiaofu river first stage and Wu river first stage rehabilitation activities are already completed. The works of Dongzhulong river, water diversion channel (North Trunk Channel), Matahu wetland, and Wu river second stage are completed. The channel cleanout of Laozihe is also completed.There are no construction activity and no external monitoring for this reporting period.（4）Shouguang county: The Ta River rehabilitations and river ecological control engineering works are completed.There are no construction activity and no external monitoring for this reporting period.

26 Component 2: retention of storm water. (1) Changlecounty:The majorities of the activitieshad been completed. Recent estimates are that the physical progress has reached more than 98%.There are no construction activity and no external monitoring for this reporting period.(2) Gaomi county: The two civil works for construction of the water transmission pipes from Xiashan reservoir to Chengbeireservoir have been 100% completed. The civil works of Juchenghe reservoir completed in third quarter of 2019.There are no construction activity and no external monitoring for this reporting period.

27 Component 3: establishment of hydrological facilities in ChangleCounty, all other works have been completed. Additionally, the contract of the monitoring system has been awarded. This is not the civil works.There are no construction activity and no external monitoring for this reporting period.

Output 3: Capacity development for water resources management enhance 28 Component 1: institutional strengthening of ADB’s project management procedures and policy development support. Work is progressing well for this output. The pilot groundwater trading system using a card-controlled water usage system and related site investigations have been completed. Preparatory activities started on smart greenhouses incorporating underground reservoirs. The two international consultants engaged are assisting for the implementation of these works. This is not the civil works. There are no construction activity and no external monitoring for this reporting period.

29 Component 2: project management. Three national individual consultants were recruited in July 2016. At present, these consultants are assisting Shandong Provincial PMO for the implementation of project management, resettlement, and environment. This is not the civil works. There are no construction activity and no external monitoring for this reporting period.

30 The new components-2019 included the following construction activities: • Qingzhou—Heihushan Reservoir Capacity Expansion—civil works completed in June 2020. There are no construction activity and there are external

monitoring for this reporting period. • Shouguang—Judian Lake Water Diversion Works-- civil works completed in about 70% by the end of December 2020. There are construction activity and there are external monitoring for this reporting period. • Huantai—Recharge works by diverting water from Xiaoqing River to Mata Wetland civil works completed in about 60% at the end of December 2020. There are construction activity and there are external monitoring for this reporting period.

II. SUMMARY OF THE PROJECT ENVIRONMENTAL MANAGEMENT PLAN

31The project environmental management plan (EMP) is the primary reference document for the government and ADB for all envirnment-related mitigation, monitoring, reporting, and training activities for this project. Timely and effective implementation of the EMP is a key condition of the loan agreement between the government and ADB. The originalEMP was prepared as part of the Environmental Impact Assessment in 2014. The originalEMP is being implemented over construction and operation.The contents of the EMP includes: institutional roles and responsibilities for EMP implementation; mitigation measures for environmental safeguard risks; environmental monitoring and reporting; training and capacity building; grievance redress mechanism (GRM); public consultation; cost estimates; and, other information e.g. terms of reference for key positions.

32 Project institutional arrangements (Section B of the EMP). The section of the EMP describes the roles and responsibilities of relevant agencies for EMP implementation. For this project, the principal person responsible for EMP coordination is the PPMO Environment Officers Mr. Zhao Xin (dicector); Mr. JiangDeping(Section Chief) , Mr. Shi Weinan, Mr. Yan Jiancheng acting on behalf of the PPMO. On-site implementation of the EMP is by the implementing agencies, contractors, and construction supervision companies (CSCs). Guidance and supervision to the PPMO Environment Officer is given by the Loan Implementation Environment Consultant (LIEC) Mr. Liu Huaiquan; Research Fellow of Eco-Environmental Science; Registered EIA Engineer.

33Project readiness assessment (Section Bof the EMP). This is the first key step prior to the start of project civil works, to ensure that preparations for EMP implementation have been completed.

34Potential impacts and mitigation (SectionCoftheEMP). This section of the EMP summarizes the potential environmental impacts and mitigation measures for the different phases of the project: detailed design and pre-construction phase; construction phase; and operations phase. Table EMP-2: Potential Impacts and Mitigation Measures during Pre-construction and Construction Phasesin the EMP summarizes the environmental risks and mitigation measures, and agencies responsible for implementation and supervision of these measures. For this project, the key potential impacts and/or issues of concern are: Surface water pollution--impact of embankment and dredging construction on river hydrology; solid waste generated by construction activities and from workers’ camps; and biological resources-- protection of flora and fauna around construction sites.

35Training (SectionEof the EMP). This section of the EMP describes the training program for environmental safeguards, including the recipients and frequency of training.

36Consultation and participation plan (Section G of the EMP). This section of the EMP identifies the mechanisms by which consultations will be accomplished (e.g., through workshops, questionnaires, etc.), the frequency of consultations, topics, and target audiences.

37Environmental monitoring program (Section D of the EMP). The program comprisesfour types of monitoring: (i) internal monitoring; (ii) external monitoring; (iii) compliance monitoring; and (iv) independent compliance monitoring. Internal monitoring is assessment by the project implementation units (PIUs) and construction contractors to ensure the contractors are implementing mitigation measures as described in their contractual arrangements and EMP. External monitoring is the measurement of specific environmental variables (e.g. air quality, dust levels, noise emissions) to ensure that the construction activities do not exceed the legal parameters and standards specified for the project. This is being conducted by a certified monitoring agency, the PPMO has appointed Qingdao Jingcheng Testing Technology Co., Ltd. to conduct environmental external monitoring, Compliance monitoring is the overall assessment of whether all EMP measures are being complied with, and is conducted by the PPMO Environment Officer, supported by the LIEC. This monitoring does not involve quantitative measurement of environmental variables, but is based on visual inspection, site visits, and review of the progress reports for internal and external monitoring.

38Independent compliance monitoring is the same as compliance monitoring, but which is being conducted by an entirely independent agencies which are construction supervision and soil and water conservation monitoring agencies. They are as following; (a) Shandong Keyuan engineering construction supervision center for construction (Environment) supervision. (b) Beijing infengyuan ecological environment planning and Design Institute Co. Ltd. for soil and water conservation monitoring of the five subprojects.

39 This additional monitoring is being conducted due to the project’s status as safeguard category “A” for the environment under ADB’s Safeguard Policy. The independent compliance monitoring comprises a combination of quantitative measurement of selected variables (to verify the results of the external monitoring) and visual inspections, site visits, and review of available reports (to verify the results of the internal, external, and compliance monitoring).

40 Costs (Section H of the EMP). This section of the EMP describes the estimated costs for EMP implementation over 5 years. The cost estimates in the EMP include the costs for the mitigation measures, training, and monitoring.

41 Reporting (Section D of the EMP). This section of the EMP describes the reporting requirements for the project, including the responsible agencies and reporting frequency.

III. ENVIRONMENTAL MANAGEMENT DURING THE REPORTING PERIOD

42This section summarizes the progress made to implement the project EMP during thecurrent reporting period.

A. Implementation of the project mitigation measures

43 Implementation of the mitigation measures in the EMP is summarized in Table1. This table is the same as Table 2 Potential Impacts and Mitigation Measures during Pre-construction and Construction Phases of the EMP but has 3 additional columns, to summarize the implementation status and compliance for each listed mitigation measurewithinthe reporting period.

Table 1:Potential Impacts and Mitigation Measures during Pre-construction and Construction Phases Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? A. DESIGN AND CONSTRUCTION PHASES Detail Institutional At least 6 months before construction: The Yes, design strengthening (i) appoint PMO Environmental Officers required Complied stage for EMP to coordinate EMP implementation; (ii) activities with Implementatio appoint at least 1 Environment Officer were coved Institutional n & in each of the five PIOs; (iii) draft Terms in the strengthenin supervision of Reference for these positions are in related g was Appendix 1 of EMP; documents conducted At least 6 months before any and by the construction, PMO engages LIEC; activities trainings At least 6 months before any construction, train these staff for EMP implementation; The 5 PIOs have contracts with local EMSs to conduct the EMP compliance monitoring; All EMSs are qualified centers which are part of county-level or higher EPBs; Train relevant staff of PMO, IAs, PIOs, contractors, and CSCs on the EMP. Updating EMP Update mitigation measures defined in Updating Yes this EMP based on final detailed EMP for design; the 3 Complied Submit the updated EMP to ADB for 2019 new with review; subprojects In case of major changes of project and 17

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? location and/or additional physical accepted component, form an EIA team to by ADB conduct additional EIA and public consultation. The revised EIA should be submitted to EPD and ADB for approval and disclosure. To determine whether the change is minor or major under assistance of LIEC, PMO and PIOs should consult with ADB Second round Conduct sediment sampling in all sites The Yes of sediment planned for dredging (previous + new required sampling sites); activities Complied If any spoil exceeds the standards, it were with will be categorized as “hazardous covered in waste” and require assessment and the related disposal by Shandong Provincial documents Hazardous Wastes Disposal Center. and Such spoil will be disposed at activities. specialized sites in accordance with No PRC Pollution Control on the Security exceedanc Landfill - Hazardous Wastes (GB e was 18598-2001). identified.

To conduct second round of sediment sampling for Shouguang subcompo nents, the parameters should include heavy metals and pesticides (i.e. BHC and DDT). The results 18

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? should be included in the next EMRs

Environmental Prior to construction, each PIU hires All of the Yes monitoring local EMS to conduct environment measures Complied plan monitoring in accordance with the defined in with monitoring plan defined in this EMP; the EMP Conducted Prepare detailed monitoring plan in have been 8 rounds of accordance with the monitoring plan in covered in external t h i s E M P. the related moniterongs documents such as the contracts between PIU and external momintorin g agency

B. Bidding and Mitigation measures in the EMP are .Measures Yes Construct contract incorporated in all bidding documents; defined in Complied ion documents Bidding documents are sent to ADB for EMP with Preparatio review; included in Occupation n Prepare environmental contract clauses tender, al health for contractors. biddng and documents safety-COVI D-19 prevention required and practiced at the construction sites. Specialized Bid documents for dredging will specify equipment and the different dredge methods and dredge specialist equipment required, methods especially the “ecological cutter head” and sufficient experience.

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? A qualified bidder may own the required equipment or rent it; if the latter, the lease contract will be shown in the tender document. EMP training LIEC, or invited environment specialists Four Yes and/or officials from EPDand EPBs trainings Complied provide training on construction have been with environmental management, completed. implementation, supervision, to Others will contractors and CSCs, in accordance be with the training plan in this EMP conducted according to the plan. Establish Responsibility for GRM implementation The GRM Yes GRM is assigned to the PMO and PIO has been Complied Environmental Officers and PMO Social established with Officers and is included in their terms of reference (Appendix 1 of EMP); All PMO and PIO personnel will be aware of, and trained in, the GRM, and will help support the environmental and social officers when necessary; Key contact details for the GRM (phone number, fax, address, email) will be provided on the PMO, PIO and/or EPB public websites and information boards at construction sites. Land Update LARP after detail design Measures Yes acquisition Establish resettlement office of defined in Complied and government officials to manage LARP; EMP with resettlement Conduct information dissemination and wereinclud community consultation programs in ed in land accordance with the PRC Land acquisition Administration Law (1999) and ADB and SPS; resettleme Ensure that all resettlement activities nt are reasonably completed before documents construction starts on any component.

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? Soil and For the new component in Shouguang, The Yes sediment the top soil of Mihe Diversion Channel required and Zhongshui Diversion Channel is activities Complied proposed to be cleaned up and utilized were with for the bank slope improvement and covered in greening after being dried up. the related For the new component in Huantai, documents sixteen channels/rivers are proposed to and conduct dredging, which include No. activities 1-4 Channel, A-G Channel, Yulong (for details Channel, Liujiadaokou Channel, please see Xiaoshahe River, Jiuzhi Channel and Appendix Dajia River. The sediment of A Channel 1). A

will be pre-treated and transported to Channel Linzi Solid Waste Incineration Plant for works will disposal 1 . The sediment of other start in channels/rivers will be used to backfill 2021. the disused ponds nearby. Heihushan Reservoir(Qingzhou) – new component in 2019---to reinforce the dam, spillway and dewatering tunnel;Expansion of Heihushan Reservoir (Qingzhou)---soil erosion control and water quality protection for the civil works phase and

Construction Topograp Earthwork, soil Define spoil disposal sites, dredged Most of the Yes, hy and erosion, soil sediment disposal sites, and borrow pit measures ingerneral Soils contamination. locations, in the construction tender defined documents; have been Most of Construct intercepting ditches and implement them drains to prevent construction runoff ed to complied entering wetlands, reservoirs and reduce with rivers; dust Divert runoff from sites to sedimentation emission ponds or existing drainage; during

1The concentration of cadmium for the sediment of A Channel slightly exceeds the relevant value for risk screening listed in Soil Environmental Quality - Risk Control Standard for Soil Contamination of Agricultural Land (GB15618-2018). 21

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? Limit construction and material handling constructio during periods of rains and high winds; n. Stabilize cut slopes, embankments, and other erosion-prone areas during Issues. works; It is noticed Minimize active open excavation areas afew of for trenches and use appropriate constructio compaction techniques for pipe n sites, trenches construction; trucks Properly store petroleum products, carried hazardous materials and wastes on muddy impermeable surfaces in secured and substance covered areas; onto public Rehabilitate all dredged sediment, roads. No channel soil and spoil disposal sites, wheel embankments, and revetments, after washingeq completion (or full in the case of the uipment or disposal sites); washing All landscaping will only use native wheel plant species; atexit is Locate temporary construction camps found. and storage areas to minimize the land area required and impact on soil erosion; Remove construction wastes from the site to the approved disposal sites; Establish emergency preparedness and response plan for spills including cleanup equipment at each construction site and training in emergency spill response procedures; Stabilize earthwork areas within 30 days after earthworks have ceased at the sites. Ambient Dust Equip material stockpiles and concrete Most of the Yes Air generated by mixing equipment with dust shrouds, measures ,ingeneral construction maintain shrouds regularly; defined activities, Spray water on construction sites and have been Most of gaseous air earth/material handling routes where implement them pollution (SO2, fugitive dust is being generated; ed to complied CO, NOx) from For odor impact control during sediment reduce with 22

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? construction dredging, dredged sediment will be dust machinery and immediately transported to disposal emission asphalt site, in vehicles equipped with sealed during pavement containers–there will be no storage at constructio after pipeline construction sites; n. laying Cover materials during truck transport, in particular, the fine material, to avoid Issues. spillage or dust generation; It is noticed Purchase pre-mixed asphalt for road a few of surface paving after water diversion constructio pipeline laying; if asphalt is heated and n site, mixed onsite, asphalt mixers must be trucks located at least 200 m away from carried villages, residential areas and other muddy sensitive receptors; substance Store petroleum or other harmful onto public materials in appropriate places and roads. No covering to minimize fugitive dust and wheel emission; washingeq Ensure emissions from vehicle and uipment or construction machineries are in washing compliance with the PRC standards of wheel GB18352-2005, GB17691-2005, atexit is GB11340-2005, GB2847-2005, and found. GB18285-2005; Provide high-horsepower equipment with tail gas purifiers; and Conduct ambient air monitoring including H2S caused by sediment dredging. Noise Noise Ensure that noise levels from Mitigation Yes generated construction equipment and machinery measures Complied from conform to PRC standard of have been with construction GB12523-90; implement activities Properly maintain vehicles and ed to Ensure that machineries to minimize noise; reduce noise levels Apply noise reduction devices or noise from from methods where piling equipment is constructio construction operating, such as construction of n. equipment bridges and other hydraulic structures, and within 300 m of sensitive sites; Such as machinery 23

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? Locate sites for rock crushing, Prohibit conform to concrete-mixing, and similar activities operation PRC at least 1000 m away from sensitive of standard of areas; machinery GB12523-9 Prohibit operation of machinery generating 0; generating high levels of noise, such as high levels Properly piling, and movement of heavy vehicles of noise, maintain along urban and village roads between such as vehicles and 20:00 and 06:00; piling, and machineries Place temporary hoardings or noise movement to minimize barriers around noise sources during of heavy noise; construction, in particular for the vehicles wetland constructions; along Monitor noise at sensitive areas and urban and consult potentially affected people at village regular intervals (see monitoring plan in roads this EMP). If noise standards are between exceeded, equipment and construction 20:00 and conditions shall be checked, and 06:00 mitigation measures shall be implemented to rectify the situation; Conduct interviews with residents living adjacent to construction sites to identify community complaints about noise, and seek suggestions from community members to reduce noise annoyance. Community suggestions will be used to adjust work hours of noise-generating machinery. Surface Impact of A dredging plan will be prepared, to be During the Yes water embankment approved by local EPBs and reservoir reporting Complied pollution and dredging authorities. period, with construction Technical requirements and mitigation there is Samplingan on river measures for dredging will be included embankme dmonitoring hydrology in the bidding documents and nt the river construction contracts. constructio sediments The contractor site EMP will included n and there at dredge machinery maintenance, is construction de-watering, emergency preparedness dredging sections of 5 and response mechanism. constructio counties Dredging will only be conducted in the n activity. for the past 24

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? dry season (late September to late The related 4 years March). mitigation Dredging sections will be <300 m to measures minimize extent of the disturbance at defined any one time. have been At Judian wetland, Nanzai and implement Juchenghe Reservoirs, Judian Lake ed to and Ta River Rehabilitation protect (Shouguang) - new component in 2019 surface and sections of river channels, water “environmental dredging method” will quality. be applied (see EIA Section V.B.3), Mata Lake Water Connection and Replenishing (Huantai) - new component in 2019, Heihushan Reservoir – new component in 2019(Qingzhou).

For artificial channels, conventional dredging or dry excavation methods will be used. Earth berms or drainage channels will be constructed around the perimeter of the dredge sediment storage and disposal sites to prevent washing away from rainfall. On-site storage will be limited to de-watering. All sediment will then be transported to the spoil disposal sites. Supernatant water from the spoil will be treated to meet PRC Integrated Wastewater Discharge Standard (GB 8978-1996). Odor impacts will be minimized by: (i) timely public consultations for awareness prior to dredging; (ii) rapid on-site treatment of dredge spoil to minimize time near communities; (iii) transport in sealed containers; (iv) dredging in short sections (<300 m) at

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? any one time. Once de-watered, sediment will be transported in sealed containers to disposal sites to minimize odor and leakage onto roads. Spoil will be used in farmland, landscaping, and soil reclamation. Before the construction of the dredging construction of the river channel in some construction sites of the new project, the heavy metals and other components of the river sediment (especially in the river section exceeding the standard in Huantai) shall be monitored (see the requirements of the EIA Report). Impact of For embankment and dredging, pump Mitigation Yes wastewater slurry to shore and dispose spoil; measures Complied pollution Construction wastewater collected in defined with retention ponds and filter tanks to have been At all of the remove silts, oil; implement construction Machine wash-down sites are equipped ed to sites. with water collection basins and protect sediment traps; surface Locate storage / cleaning areas for fuel, water machinery and vehicles >500 m from quality. waterways; Storage facilities for fuels, oil, and other SuchWaste hazardous materials will be within water from secured areas on impermeable constructio surfaces, and provided with bunds and n activities cleanup installations; collected in Contractors’ fuel suppliers must be sedimentati licensed and follow protocol for fuel on tanks, transfer and PRC JT3145-88 retention (Transportation, Loading and Unloading ponds, and of Dangerous or Harmful Goods); filter tanks All earthworks along waterways will be to remove accompanied by measures to minimize silts and sediment runoff, including sediment oil; traps. Fuel 26

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? Labor camps will be located >500 m storage, from waterways; maintenan Portable toilets and on-site wastewater ce shop pre-treatment systems will be installed and vehicle at construction camps along with proper cleaning maintenance protocols; are as Water quality (for pollutants such as stationed

SS, CODcr, NH3-N and petroleum) in at least 500 the project waterways will be monitored m away by local EMS during construction (Table from the EMP-8); and nearest For Storage Capacity Expansion of rivers and Heihushan Reservoir Project, the wetlands; on-site wastewater should not be Storage discharged directly, including: facilities for (i) Wastewater produced from the fuels, oil, concrete mixing will be settled (≥2 h) and other with the addition of the flocculating hazardous agent and reused on-site; materials (ii) Wastewater produced from the were within vehicle washing and machinery secured maintenance will be treated by the oil areas on separation installation which trapped impermeab waste oil will be collected and le surfaces, transported for disposal and the and pre-treated wastewater without oil will provided be reused for the on-site dust control with bunds and/or greening; and (iii) Domestic wastewater will be cleanup pre-treated by the septic tank with the installation anti-seepage treatment and regularly s collected and transported by the municipal sanitation department for disposal; Drainage of the foundation pit will be settled and discharged.

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? Solid Solid waste Provide waste collection and storage Most of the Yes, Waste generated by containers at locations away from measures ingeneral construction surface water or sensitive receivers; defined in activities and Arrange with municipal waste collection the EMP Most of from workers’ services for regular collection of waste; have been them camps Properly remove and dispose residual implement complied materials, wastes and contaminated ed. with soils. Paving or vegetating shall be done as soon as the materials are Issue. removed to stabilize the soil; A few of Burning of waste is strictly prohibited; work camp Provide sufficient garbage bins at site strategic locations and ensure that they littering is are protected from birds and vermin, found. and emptied regularly by the municipal waste collection systems; The spoil will be disposed within the land acquisition area behind the dam or on the left bank of the spillway or used for filling the temporary road (for Expansion of Heihushan Reservoir). Biological Protection of Prior to construction, demarcate Most of the Yes, resources flora and fauna existing vegetation and fauna habitats measures Complied around e.g. vegetated roadsides, trees, defined in with construction riverbanks; the EMP At all of the sites At Judian wetland, prior to construction, have been construction clearly demarcate the natural area in implement sites the north of the lake to avoid damage to e, To the reed beds; protect the As far as possible avoid clearance of flora and any vegetation; fauna After construction, immediately replant around vegetation in any sites subject to constructio clearance; n sites Comply with PRC Forestry Law i.e. the planting must be same or larger than area cleared; Use only native plant species of local provenance for all re-vegetation. The aquaculture is prohibited at Heihushan Reservoir. 28

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? Socio- Impact on Establish chance-find procedures for All of the Yes economic physical physical cultural resources; measures Complied resources cultural If a new site is unearthed, work shall be defined in with resources stopped immediately and local BCR the EMP At all of the and the PIU promptly notified. have been construction implement sites ed.

Temporary Use coffer dams and temporary All of the Yes interruption to diversion channels to maintain measures Complied water supply continued water flow while works are defined in with from pipeline conducted; the EMP At all of the or Prior to works, re-confirm the planned have been construction embankment construction schedule and site EMP implement sites construction actions; ed. Inform residents at least two days before any planned water interruptions; Assist residents if requested with community water storage during the interruption period; Interruptions to water supply should not be longer than one (1) day; In case of accidental interruption (e.g. damage of a pipeline), immediately inform affected communities and assist with water supply until the issue is resolved. Community Traffic management. A traffic control All of the Yes health and and operation plan will be prepared, to measures Complied safety be approved by the local traffic defined in with management administrations before the EMP At all of the construction. The plan will include have been construction diverting or scheduling construction implement sites traffic to avoid morning and afternoon ed. peak traffic hours, regulating traffic at road crossings, selecting transport routes to reduce disturbance to regular traffic, reinstating roads, and opening them to traffic when construction is completed; Underground facilities survey and protection. Pipeline construction 29

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? activities will be planned so as to minimize disturbances to utility services. Three-dimensional detection of underground facilities will be conducted before construction where appropriate; Information disclosure. Villagers, residents and businesses will be informed in advance through media and information boards at construction sites of the construction activities, given the dates and duration of expected disruption; and Construction sites protection. Clear signs will be placed at construction sites in view of the public, informing people about the project GRM, warning people against potential dangers such as moving vehicles, hazardous materials, excavations etc., and raising awareness on safety issues. Heavy machinery will not be used at night. All sites will be secured, disabling access by the public through appropriate fencing whenever appropriate. Community Prepare and implement a traffic control All of the Yes health and plan, for approval by the county traffic measures Complied safety management administration before defined in with construction. To include scheduling or the EMP At all of the diverting construction traffic to avoid have been construction peak hours, regulating traffic at road implement sites crossings, selecting routes to reduce ed. disturbance, reinstating roads, and opening them to traffic when construction is completed; Plan pipeline construction to minimize disturbances to utility services. Three-dimensional detection of underground facilities will be conducted before construction where appropriate. Residents and businesses will be 30

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? informed in advance through media and information boards of the construction activities, dates and duration of expected disruption; and Signs will be placed at construction sites informing people of the project GRM, potential dangers (e.g. moving vehicles, hazardous materials, excavations) and safety issues. Heavy machinery will not be used at night. All sites will be secured from unauthorized public access. Occupational Prepare environmental, health and All of the Yes health and safety management plan for the measures Complied safety--- construction works. The plan will defined in with include the following provisions: the EMP At all of the Clean water. Provide a clean and have been construction sufficient supply of fresh water for implement sites construction sites and for all camps, ed. offices and workshops; Sewage and wastewater. Provide an adequate number of latrines and other sanitary arrangements at construction sites and work camps, and ensure that they are cleaned and maintained in a hygienic state; Solid waste. Garbage receptacles at construction sites and camps will be set up, which will be periodically cleared to prevent outbreak of diseases; Personal protection. Provide personal protection equipment, such as safety boots, helmets, gloves, protective clothing, goggles, and ear protection, in accordance with relevant health and safety regulations for workers; Emergency preparedness and response. An emergency response plan to take actions on accidents and emergencies will be prepared, including 31

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? environmental and public health emergencies associated with hazardous material spills and similar events, and submitted to the local EPBs for review and appraisal. Emergency phone link with hospitals in the three project towns will be established. A fully equipped first-aid base in each construction camp will be organized; Records management. A records management system that will store and maintain easily retrievable records against loss or damage will be established. It will include documenting and reporting of occupational accidents, diseases, and incidents. The records will be reviewed during compliance monitoring and audits; Safety communication. Ensure that occupational health and safety matters are given a high degree of publicity to all persons regularly or occasionally on each construction site. Posters will be displayed prominently in relevant areas of the site; and Training, awareness and competence. Train all construction workers in basic sanitation, general health and safety matters, and on the specific hazards of their work. Implement site HIV/AIDS and other communicable diseases awareness and prevention program to target the local community and construction workers.

Covid-19 Contractors will prepare a H&S plan, All of the Yes prevention which will be aligned with relevant PRC measures Complied government’s regulations and defined in with guidelines on COVID-19 prevention the EMP At all of the and control, or with international good have been constructin practice guidelines as updated in the implement sites 32

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? future (footnote 19). The H&S plan shall ed. be reviewed by the supervision consultant in consultation with relevant local public health inspectors, local medical officers, or other relevant health specialists, with a recommendation forwarded to the EA/IA for clearance. The Plan will include COVID-19 prevention and control measures, including disinfection/cleaning of offices, construction sites and labor camps, on-site temperature checks, social distancing measures, mandatory use of personal protective equipment such as facemasks, provision of handwashing stations and hand sanitizers etc., and procedures to be adopted in the event any worker is infected with COVID-19.

The some special COVID-19 prevention and control measures should be conducted according the when and where needed as following; Management for COVID-19 infection contain at site information disclosure; The contractor appointed an supervisor for COVID-19 infection controlling; The information pertaining to requirement on COVID-19 infection controlling disclosed at construction site; the project contractor keeps in touch with the local medical authorities and the CDC in terms of epidemic control; the contractor prepared the facility installation of hand sanitizer stations at key entry, exit, and access routes on work sites; the contractor to provide the facilities to manage the social distancing for

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? Catering and accommodation; confirmation of infection-free status required for all project staff and contractors prior to accessing work sites; the Notice posted on the construction site - refuse irrelevant personnel to enter the construction site; To Establish an inspection system at key entrances, exits and access ways of the work site, and measure the body temperature and check the mobile health code of the entry personnel;

Operation Embankments • Implement annual (as a minimum) All of the Yes stages – inspections of all project embankments measures Complied Stability for physical integrity. If signs of failure defined in with are discovered, implement a repair the EMP At all of the program immediately. have been operation implement sites ed. (for details, please see para. 56~57 and Appendix 6) Embankments • Integrate routine maintenance All of the Yes – activities into existing work program of measures Complied Routine the county WRB teams; defined in with maintenance • Monthly maintenance (at least in the EMP At all of the of summer) of re-vegetated embankments have been operation embankment –pruning, weeding and replacement of implement sites and dead or dying plants; ed. landscaping • Inspect for signs of plant disease (for details, and/or pests and implement control please see measures as necessary; para. • At least once a year in May-June (i.e. 56~57,App before the rainy season) remove solid endix 4 and waste and debris –dispose in municipal Appendix 34

Work Potential Mitigation measures Implement In phase impacts / ation compliance issues status ? landfill; 6) • Prohibit or remove any illegal structures which are found, to maintain free water flow.

Reservoirs • Comply with existing ecological flow All of the Yes –water requirements for Nanzai (0.98 measures Complied allocations m/minute) and Juchenghe (0.29 defined in with and ecological m/minute) reservoirs;24 the EMP At all of the flows • Control flush spills; have been operation • Maintain safe and sustainable implement sites reservoir levels during dry and wet ed. seasons (for details, please see para. 58~59 and Appendix 4) Reservoirs • Establish the emergency plan for All of the Yes –protection of sudden pollution accidents; measures Complied water quality • Set up the monitoring points within the defined in with reservoirs timely and strengthen the the EMP At all of the water quality monitoring. have been operation implement sites ed.

Noise –from • Maintain acoustic barriers and sound All of the Yes operation of absorbing materials; measures Complied pumping • Consult nearby residents in first 3 defined in with stations months of operation and assess any the EMP At all of the noise impacts have been operation implement sites ed. Management • Conduct comprehensive training for All of the Yes –insufficient EMP implementation measures Complied capacity for defined in with EMP the EMP At all of the have been operation implement sites ed.

CSC = construction supervision company, EA = executing agency, EPB = environment protection bureau, EMU = environmental management unit, EMS = Environmental Monitoring Station (of the five project counties), EPD = Shandong provincial environment protection department, IA = implementing agency, LARP = Land acquisition and resettlement plan, LARO = Land Acquisition and Resettlement Office (in each of the five project counties), LIEC = loan implementation environment consultant, PIU = project implementation unit, PMO = project management unit, PPCU = project complaints unit, WRB = water resource bureau.

44 Predominant environmental impacts observed to be resulting from these works included: solid waste production (demolition spoil and construction solids), noise, wastewater, dust from earth excavation, exhaust from vehicles and equipment, and land clearance for construction site establishment. In general, impacts were of similar scale at each site and adherence to EMP requirements was of a similar standard at all. Most of the measures defined in the EMP have been implemented.In general, most of them are compliancewith EMP.

Conclusions and next steps

45Major construction activities have been ongoing for five sub-projects. The environmental management activities during project construction were satisfactory. During this reporting period, the execution of the plan forthisstage of the projectimplementation was satisfactory. Land clearance is well kept with no excess vegetation disruption. Some areas have already been re-vegetated in accordance with EMP requirements. Construction noise control was arranged the construction during 7:00 am to 21:00 pm.

46 PPMO done its best efforts in corrective actions to mitigate impacts of its subprojects and provided remedial actions in the case of unanticipated environmental impacts, unresolved environmental issues or grievances; PPMO supervised the Subproject IAs to engage in a continual and appropriate public information program related to the company’s environmental management activities. No environmental incidents have been reported and there have been no complaint received with respect to environmental impacts from potentially affected persons.The related measurements of the EMP required on Codid-19 prevetion have been well conducted and gained effective permormance at all of the 5 Sub-project counties construction sites. The measures to prevent and control the COVID-19 are included in the local unified- normal management and control of the COVID-19.

B. Implementation of the project monitoring program 47 The following environment safeguard monitoring was conducted in the reporting period: Internal monitoring; Internal monitoring; Compliance monitoring; Independent compliance monitoring. Summary data are presented in Table 2. Raw

data are in Appendix 1. Photographs from site inspection and monitoring activities are in Appendix 4. A summary of the monitoring activities is presented here.

Internal environmental monitoring 48 Internal environmental monitoring including routine or periodic inspection of construction waste treatment and implementation of mitigation measures, include ensuring adequate environmental supervision. The Loan Implementation Environmental Consultant Specialist provides training to ensure that contractors and construction supervision company may conduct internal environmental monitoring and preparation of related reports. The Loan Implementation Environmental ConsultantSpecialistprovides detailed internal environmental monitoring program and various reports formats and data entry requirements. Environmental Site Inspection Checklists were used to conduct the Internal environmental Monitoring and Independent compliance monitoring. The internal monitoring and Independent compliance monitoring were conducted at the all of the subprojects related construction sites for this reporting period. The Environmental Site Inspection Checklist form is provided in the Appendix 2.

49 The Loan Implementation Environmental Consultant Specialist assist PPMO compiled and submit semi-annual environmental reports to the Asian Development Bank.

External Environmental Monitoringand Summary of Results 50 The project office has appointed Qingdao Jingcheng Testing Technology Co., Ltd(qualified units) to conduct environmental external monitoring. In this reporting period, some sub projects have been carried out civil engineering, and the external monitoring of the site for civil engineering construction has been completed.Due to the influence of COVID-19, it is necessary to suspend civil engineering construction before the winter cold season (December) arrives. The civil engineering construction period of this report period is concentrated between in the middle of August (the end of rainy season) and the end of November（before the frost season）. Because the actual construction period of civil engineering is short, and the influence period is also short, only one sampling test of the external environment of the civil construction site was carried out in this report period.Results of external monitoring are provided in the Appendix 1of this Report. The summary of external environmental monitoring is provided in the Table 2.

Table 2Summary of External Environmental Monitoring Activities and Results For second hailf of 2020 Shouguang Subproject Frequency Monitoring Results and Activities compliant with meet the EMP? Y/N required standards

Y/N Environment Noise;( sampling at Y, partly, Met the frequency not required November 2020) One activity at meet the standards 3 sampling requirement,due noise limitation [LAeq dB(A)] points to the during COVID-19, construction short construction period need to monitoring Ambient air quality;( sampling at Y, partly , Met the frequency not required November 2020) Two activities meet the standards at requirement, NOx；TSP； PM10 two sampling due to the points COVID-19, during short construction construction period need to monitoring Domestic wastewater;( sampling at Y, partly at Met the November 2020) 2 activities at frequency not required 3 sampling meet the standards pH, SS, CODcr, Ammonia nitrogen,, requirement, points animal and vegetable oil, Petroleum due to the oil during COVID-19, construction short construction period need to monitoring Gaomi Subproject Subject and Parameters Frequency Monitoring Results and Activities compliant with meet the EMP? Y/N required standards Y/N Ambient air quality;( sampling at 1 activity at Y, partly at Met the 1 sampling frequency not required November 2020) point meet the standards during requirement, TSP construction due to the COVID-19, short construction period need to monitoring Environment Noise;( sampling at Y, partly at Met the 1 activitiy at frequency not required November 2020) 1 sampling meet the standards point requirement, noise limitation [LAeq dB(A)] during due to the construction COVID-19, short construction period need to monitoring 38

Groundwater;( sampling at Four times per Y, partly at Met the year, once/day frequency not required November 2020) during meet the standards pH, Total hardness, Total dissolved construction requirement, solid,sulfate, chloride, Permanganate due to the 1 activity at COVID-19, index, Nitrate nitrogen, Nitrite 1 sampling short nitrogen, Ammonia nitrite, Fluoride, construction point Volatile phenol, Cyanide, PD, As, Mg, period need to during monitoring Fe, Mn, Cr6+, Total coliform group construction

Qingzhou Subproject sampling at November 2020 Subject and Parameters Frequency Monitoring Results and Activities compliant with meet the EMP? Y/N required standards Y/N Groundwater;( sampling at Four times per Y, partly at Met the year, once/day frequency not required November 2020) during meet the standards pH, Total hardness, Total dissolved construction requirement, solid,sulfate, chloride, Permanganate due to the Two activities COVID-19, index, Nitrate nitrogen, Nitrite at short nitrogen, Ammonia nitrite, Fluoride, two sampling construction period need to Volatile phenol, Cyanide, PD, As, Mg, points monitoring Fe, Mn, Cr6+, Total coliform group Domestic wastewater;( sampling at Four times per Y, partly at Met the year, once/day frequency not required November 2020) during meet the standards BOD5, CODcr, SS, TP, Ammonia construction requirement, nitrogen, Fecal coliform bacteria due to the 1 activities at COVID-19, 2 sampling short construction points period need to monitoring Ambient air quality;( sampling at Four times per Y, partly at Met the year, once/day frequency not required November 2020 ) during meet the standards construction requirement, TSP due to the 1 activities at COVID-19, 3 sampling short point construction period need to monitoring Environment Noise;( sampling at Four times per Y, partly at Met the year, once/day frequency not required November 2020) during meet the standards noise limitation [LAeq dB(A)] construction requirement, due to the 1activity at COVID-19, 39

3 sampling short point construction period need to monitoring

Huantai Subproject Subject and Parameters Frequency Monitoring Results and Activities compliant with meet the EMP? Y/N required standards Y/N Ambient air quality;( sampling at Y, partly at Met the 1 activity at frequency not required November 2020) 1 sampling meet the standards point requirement, TSP due to the during COVID-19, construction short construction period need to monitoring Environment Noise;( sampling at Y, partly at Met the 1 activity at frequency not required November 2020) 1 sampling meet the standards point requirement, noise limitation [LAeq dB(A)] due to the during COVID-19, construction short construction period need to monitoring Groundwater;( sampling at Y, partly at Met the 1 activity at frequency not required November 2020) 1 sampling meet the standards pH, Total hardness, Total dissolved point requirement, solid,sulfate, chloride, Permanganate due to the during COVID-19, index, Nitrate nitrogen, Nitrite construction short nitrogen, Ammonia nitrite, Fluoride, construction Volatile phenol, Cyanide, PD, As, Mg, period need to monitoring Fe, Mn, Cr6+, Total coliform group Domestic wastewater;(sampling at Four times per Y, partly at Met the year, once/day frequency not required November 2020) during meet the standards BOD, CODcr, SS, TP, Ammonia construction requirement, nitrogen, Fecal coliform bacteria due to the 1 activity at COVID-19, 1 sampling short construction point period need to during monitoring construction Sediment (sampling at November 1 activity at Y, partly at Met the frequency not required 2020) 3 sampling meet the standards points pH, Hg, Cd, As, Ni, Pd, Cu, Cr,Zn requirement, 40

Benzo (a) pyrene; during due to the p,p'-DDE; p,p'-DDD; p,p'-DDD construction COVID-19, short p,p'-DDT; construction a-666;B-666; y-666 period need to monitoring

51 The monitoring results are used to evaluate the: (i) extent andseverity of environmental impacts; (ii) compliance with related rules and regulations; and(iii) overall effectiveness of the Project EMP. Required actions will be taken based on themonitoring results.

Compliance monitoring 52 The LIEC was recruited on Feb 2017 as part of the loan implementation company. During the implementation period the LIEC: (i) conductedmany visits to the project sites; (ii) held discussions with the PPMO Environment Officer and PIUs; and (iii) assisted the PPMO Environment Officer in preparing the semi-annual EMR to ADB.The main contents include: (i) introduction; (ii) summary of the project environmental management plan; (iii) environmental management during the reporting period; (iv) lessons learned; and (v) general conclusion and next steps. The reports also list: (i) compliance with environmental assurances; (ii) monitoring data; (iii) photographs and (iv) public consultations and grievance redress.

53 Covid-19 prevention;No Covid-19 cases occurred in the construction sites and offices of all projects. The project site is compliant to the local unified management and control of Covid-19. From the outbreak risk period of the Covid-19 from end of January 2020 to mid-May 2020, all construction sites were in a suspension state. The main reason is that the movement of construction personnel from other places are strictly restricted. Construction logistics and transportation are also strictly restricted. After the resumption of work and production in June to November end, construction management has been strengthened and construction progress has been accelerated. Before the end of November 2020, all construction sites have basically completed this year's construction activities. The main impact is that the construction volume of the original plan (10 months) must be completed in a relatively short time (6 months). This goal has been basically achieved. The impact is slight and in a controlable state.The some special COVID-19 prevention and control measures should be conducted according the when and where needed. Site Inspection Checklist for COVID-19 infection control have been provided to record the COVID-19 prevention and control measures conducted.

Independent compliance monitoring 54 Through bidding, Beijing Linfengyuan ecological environment planning and Design Institute Co., Ltd. has carried out external monitoring on soil and water conservation of engineering construction activities in 5 sub project areas. Qingdao 41

Jingcheng Testing Technology Co., Ltd. carries out external environmental monitoring, and Shandong Keyuan engineering construction supervision center carries out construction site environmental supervision. The sub project areas scattered in five counties are monitored or supervised by a unified unit, which is convenient for organization and coordination.

55 These agencies (i) conducted about 5 visits to the project sites; (ii) held discussions with the PPMO Environment Officer, PIUs, environment monitoring agency, and LIEC; (iii)reviewed the internal, and compliance reports.Beijing Linfengyuan ecological environment planning and design institute Co. Ltd. hasformulatedthe related corrective requirements to control the soil erosion at these construction sites which with very serious and serious soil erosion issues. The enforced mitigation measures（corrective measures） on controling erosion from construction sites are strip and stockpile topsoil; provide temporary detention ponds or containment to control silt runoff; construct intercepting ditches and drains o prevent outside runoff entering construction sites and diver runoff from sies and diver runoff from sites to existing drainage system; rehabilitate construction sites into landscaping at completion.At the construntion activities during this reporting period, most of the measures were conducted.

Dam safety. 56 During the project construction and operation phases, the three reservoir management officers of Juchenghe Reservoir at Gaomi; Nanzai Reservoir at Changle and Heihushan Reservoir at Qingzhou have conducted regular field check to assess project progress and any issues on dam safety of dam structural integrity, existing emergency plans, and potential issues with the project designs and construction and reservoir operations, which concluded that: (i) probabilities of dam failure for three reservoirs are very low; (ii) in the event of a dam failure, the width of dam-break and maximum release flows for the three Reservoirs would be at controllable level; (iii) in the event of dam failure, the time for the flood peak to reach the nearest settlement would be 1 hour to 12 hours respectively. There are sufficient time for notification and rescue activities, and the dams have well established emergency response plans, and, the project designs and operation adequately address the need for improved structural integrity to deal with increased water volumes.

57 The PMO and three Reservoir management officers confirmed that (i) dam safety appraisal reports have been prepared by technical specialists for Juchenghe Reservoir, Nanzai Reservoir and Heihushan Reservoir including (a) safety appraisal reports before water storage; (b) technical appraisal reports for project completion acceptance will be prepared after two years of trial operation; (ii) reservoir operation manuals and emergency response plans have been developed by design institutes including: (a) emergency plan for dam safety management; (b) emergency

plan for flood control and emergency rescue; (c) reservoir operation manual; (d) flood season operation plan; (iii) technical reservoir safety panel organized by the SWRD and Shandong Emergency Response Department conducted regular annual operation safety inspection to all medium and large reservoirs in Shandong Province, moreover, SWRD conducted random pre-flood safety inspection during the period of 30 May to 30 September each year, i.e. the technical panel visited 2-5 times to Juchenghe Reservoir, Nanzai Reservoir and Heihushan Reservoir in 2020; (vi) when the Severe Tropical Storm Ampil, Typhoon Rumbia and Super Typhoon Lekima hit Shandong in August 2018 and in August 2019, the three Reservoirs played a very important role in flood control, and after that, the reservoirs are safely operating. The PPMO verified that the water storage safety appraisal reports and emergency plans for the three Reservoirs are in place and in maintaining dam safety and addressed the need to continually review the dam safety during the operation. The related suppoting material on the Processes of reservoir dam safety appraisal have been provided at the Appendix 6.

Ecological flows.

58 Maintaining minimum ecological flows. The official operational guidelines for Nanzai, Qingzhou—Heihushan and Juchenghe reservoirs require that minimum ecological flows respectively are maintained. The following measures are being taken in the three reservoirs: (i) during project operation, official flow requirements have been complied with and checked as part of the overall dam panel monitoring and assessment; (ii) the cost of annual assessment is included in the EMP (Table EMP-10); and (iii) compliance with official flow guidelines is included as a project-specific assurance (Section X). The LIEC visited Nanzi reservoir, Qingzhou—Heihushan reservoir and Juchenghe reservoir and confirmed that ecological flows are being maintained. The status of ecological flow allocations and the monitoring results are provided at the Appendix 4 as the photos forms.

59 During the operation period, the monitoring results of ecological discharge and vegetation restoration of the completed reservoirs to prevent the invasion of alien species show that the flow of the dam spillway of the three completed reservoirs is greater than the minimum ecological flow, and there is continuous flow in the corresponding reaches during the dry season.The monitoring of vegetation restoration on the compaleted construction site shows that all vegetation restoration species (tree species and grass species) are local wide varieties, and there is no invasion of alien species. The monitoring results are shown in the relevant photos (Annex 4).

Conclusions and next steps

60The conclusions and Performance on the conducted 4 types of monitoring are provided as following Table 3.

Table3: Summary of environmental monitoring activities and results Between Julyand December 2020 Type of SubjectandParameter Monitoring Corrective monitoring Monitoringform compliant with actions and Frequency EMP program? Y/N Internal Site EMP, GRM Construction Y No more Environmental information disclosure site Inspection; Monitoring Soil erosion and Environmental contamination and the site Inspection mitigation check list Air quality control and mitigation Monthly at Noise control and construction mitigation stage Surface water pollution control and mitigation Solid waste management and mitigation Health and safety and management Eco-environment and vegetation management Physical cultural resources management External Surface water quality and Construction Y, partly at Environmental drinking water quality and site frequency. Due to monitoring Monitoring meet the standard Environmental the COVID-19, the compliant with limitation sampling and construction activity EMP Air emission and air monitoring and started after April, program-need quality and meet the chemical short construction to standard limitation analysis period need to monitoring—two Noise emission and monitoring—another times and Sound environment Quarter one time moreparamites quality and meet the for half year and standard limitation more Ground water quality and paramiters such meet the standard as surface limitation water quality Sediment and meet the standard limitation Compliance Environmental procedure Construction Y No more 44

monitoring. review site Inspection; Environment Institution Document and responsibility Review Environmental safeguard Workshop performance discussion Environmental assurancecompliance Quarter COVID-19 prevention inspection Independent Soil erosion and Construction Y On soil erosion compliance contamination and the site Inspection; controling monitoring. mitigation Environmental Air quality control and site Inspection mitigation check list Noise control and mitigation Monthly at Surface water pollution construction control and mitigation stage Solid waste management and mitigation Health and safety and management Eco-environment and vegetation management Physical cultural resources management

61The internal monitoring implemented by the Construction contractors and the Independent compliance monitoringassigned to the construction supervision agency and soil and water conservation monitoring agency showed that the most constructors have taken proper mitigation measures to alleviate the potential impacts of construction activities on air, noise, solid waste, soil erosion and surface water.

62External Environmental Monitoring on environmental quality (Appendix 1) showed that the water environment quality, air quality and sound environment quality can meet the related national standards. The construction activity impacts to the local environmental qualities are at slight level and are very un- significant.

In the next stage 63 Continue implement the 4 types of monitoring. To strength the monitoring the sediment contents of Dredging activities will be enforcedwhen the dredging construction occurring, especially for the 3 new -2019 Subproject.The monitoring on the soil erosion and soil and water conservation should be enforced either.

64 The ADB mission emphasized that the on-site occupational health and safety —including the Covid-19 prevention should be further strengthened according to the relevant national laws and regulations, mainly including (i) the employment injury insurance should be paid for every construction worker; (ii) the regular medical 45

check-up for occupational diseases should be conducted if necessary (such as welder); and (iii) close attention should be paid to the management of special operators (such as the operation of welding, cutting and lifting activity) and the worker is prohibited to conduct these operations without the relevant certificate.

C. Public Consultations and Grievance Redress Mechanism

65This section describes the public consultations undertaken during the reporting period and implementation of the project grievance redress mechanism (GRM). During implemetation period, contracts of the 3subprojectscommencedseveral rounds formal public consultation in the form of questionnaireand workshops conducted in the reporting periods. Between July and December 2020, 3 formal public consultation meetings were conducted. There are many informal consultation (home visiting questionnaires) were conducted during the construction and operation stages of the 4counties/cities. The aim of these meetings and questionnaires were to get the information and comments on the construction and operation activities impact and the mitigation. The meetings and questionnaires provided residents and other stakeholders within and near the project sites the opportunity to learn more about the project, including the schedule of works and activities in the coming months. The project GRM was again presented to stakeholders, including key contact details. The following key aspects were consulted by the PIUs and contractors: 1, By the implementation of this project (including construction and operation), the negative impact on water resources and the water environment. and the related mitigation effects; 2, By the implementation of this project, the negative impact on atmosphere: such as the emission of fuel gas from construction machinery, the dust caused by the construction, the odor and the related mitigation effects; 3, By the implementation of this project, the negative impact on sound environment; ascribed by such as noise caused by construction activities (earthwork excavation); noise caused by transportation of construction machinery vehicle and the related mitigation effects; 4, By the implementation of this project construction, the negative impact at constructionwaste treatment, ascribed by such as construction waste, construction workers' living waste and the related mitigation effects; 5, The impact of construction activities on the ecological environment; such as on vegetation (trees, grass); wild animals (rabbits, snakes and other small animals) on aquatic animals and plants (fish, frogs, aquatic plants and the related mitigation effects. The Statistic on the Public consultation people is provided at following table. The consultation results revealed that the residents are satisfied with the implementation of mitigations measures. (See details in Appendix 5)

Table4:StatisticSummary of the Public Consultation Results for the period between July 2020 to December 2020 County or City Villages (Institution, school Total of People femals males or other agency) and families visited Huantai County 5 26 9 17 (components under construction stage). Shouguang City 3 20 8 12 (construction

stage). Gaomi city 8 40 12 28 (operation stage) Huantai County 5 26 9 17 (components under operation stage). Qingzhou 7 20 7 13 City(operation stage). Total 28 132 45 87

66Grievance redress mechanism. The indicative GRM proposed in the EIA is displayed as below. Currebtly the project is under implementation stage. Each IA’s GRM syatem, including the focal point, procedures, timelines for different institutions involved, and so on, have ben established and should be gradually improved. The procedure and timeframe for the GRM is as follows.

• Stage 1: If a concern arises during construction, the affected person submits a written or oral complaint to the contractor directly. Whenever possible, the contractor shall resolve the issue directly with the affected person. The contractor shall give a clear reply within five (5) working days. If successful, the contractor shall inform the PIU accordingly.

• Stage 2: If no appropriate solution can be found after the Stage 1 process applied (i.e., after 5 days), the contractor has the obligation to forward the complaint to the PPCU. The affected person may also decide to submit a written or oral complaint to the PIU, either directly or via one of the GRM entry points (local EPB, CSC, village committees, or community leaders). For an oral complaint, proper written records must be made. The PIU shall assess the eligibility of the complaint, identify the solution and provide a clear reply for the complainant within five (5) working days. The LIEC shall assist the PIU in replying to the affected person, if needed. The PPCU shalll also inform the ADB project manager and submit all relevant documents. Meanwhile, the PPCU shall timely convey the complaint/grievance and suggested solution to the contractors or OPFs. The contractors during construction and the OPFs during operation shall implement the agreed upon redress solution and report the outcome to the PPCU within seven (7) working days.

• Stage 3: In case no solution can be identified by the PPCU, or the complainant is not satisfied with the proposed solution, the PPCU shall organize, within ten (10) working days, a multi-stakeholder hearing (meeting) involving all relevant stakeholders (including the complainant, contractor, local EPB, PIU, PPMO). The hearing shall identify a solution acceptable to all, and formulate an action plan. The contractors during construction and the OPFs during operation shalll implement the agreed-upon redress solution and report the outcome to the PIU, PPMO and ADB within the agreed upon timeframe.

67 The PPMO and the five PIUs which subprojects under construction or operation follow the procedures as as presented above. Under the project, any APs eligible to file the complaints or claims are entitles to complain to the IAs, which will take every case in serous and cordial manner to make every effort toward the solution 47

according to the above indicative RRM system. In case the problem is not solved, the complaints or claims may be further filed to the environmental protection bureau and/or the relevant government department of the five subproject counties/cities. The department staffs are responsible for making satisfactory reply and taking necessary actions toward solution.

68 The following table provides contact details of designed staff at each PIU to be responsible for operating and managing GRM. Table5:Environmental Responsible Officers(ERO) on GRM Entrance Points Subproject ERO Person Phone or Phone or Email EROPersonforGriev Email of Local EPB anece Redress Mechanism (GRM) Provinvial Email: xmb502 Yan Jiancheng PMO Shi Weinan 0531-869744 [email protected] 15688877652 47

Huantai Zhou Hui 13792153126 Ren Lianzhou Zhou Hui county 13853314996 Sub-POM Changle Changle county 13721956059 County EPB ： Sub-POM Ding Bingxue 13721956059 GaoChenping Ding Bingxue @126.com 13586364560 [email protected] om Gaomi city Ma Chenyan gmyhxmb@1 Guang Hong Guang Hong Sub-POM 63.com [email protected] [email protected] 13864699528 m 0536-2505513 0536-2505513 Qingzhou Yao Lvcheng Sdqzfxb@16 qzshbj001@16 Liu Qingjun city 3.com 3.com Sub-POM Shouguan Ma Changzhao sggs5257011 Wang Tingxian SinopecShengli g city @163.com18 15689188175 Construction Firm Sub-POM 253611398 Liao Jinggong 18605467498

China Hydropower Construction Group Harbour Construction Co., Ltd. Zhang Yuangjing 13516362157

69During this report covered period,there wasno grievance occurred.Gender equality was considered for the public consultation.

Conclusions and next steps 70 Public consultations; There were consultation meetings held during the reporting period. The 4 PIUsstaffand contractors consulted with residents visited construction site to seek for their comments and suggestion on the environmental mitigation measures in informal consultation discussion. The residents are satisfiedwith the implementation of mitigations measures. However, the consultation process and results are not recorded. The formal consultation meeting results are provided in Appendix 5.

71 Public consultation should be strengthened based on the public consultation plan defined in the EMP. The record form has been prepared as following. Next steps include; to encourage more female participating the public consultation; to focuse on people affected by the noise, dust ascribed by the project construction activities; to enforce the recording of the Public consultations and Grievance Redress Mechanism.TheprepardRecordFormof Petitions and/or Complaints(GRM) is provide at the Appendis 4.

72GRM for environment. No public complaints were received by both the PMO and government during the reporting period. The sample record form for GRM has been established by the LIEC and distributed to the PMO, which contents mainly include: (i) basic information of complainant; (ii) source of complaint; (iii) detailed environmental complaint issue and the number of affected persons; (iv) corrective action to be taken; (v) processed result; and (vi) feedback.

73 Corrective Actions and Next Steps. In general, the GRM has been well established and informed to the public. However, there is still space for improvement. The existing information board erected at the construction site only provided contact information of the PIUs CIO, environmental, social and resettlement officers. The contact information of environmental staff of PPMO, contractors, LIEC and CSCs are not provided. Next step:Contractors disclose contact information on the GRM information board of appointed environment person of PPMO, contractors, CSCs. and the LIEC follow up with the implementation before the construction started. Some informal consultation meetings were held during the reporting period. However, the consultation process and results are not recorded. Public consultation should be strengthened based on the public consultation plan defined in EMP. The record form has been prepared as following. Next steps include enforce the recording of the Public consultations and Grievance Redress Mechanism. The prepared Record Form of Petitions and/or Complaints(GRM) is provided at the Appendix 5.

D. Training and capacity building

74During the October 2020 ADB review mission, the formal training was conducted by the ADB staff consultantat Huantai construction sites field investigations. About more than 20 personnel from PPMO, PIUs, contractors participated the the training meeting. The training Topics were about at EMP environmental monitoring program; second round of sediment sampling for new subcomponents;and compliance with project assurances and covenants etc.

75 Due to the requirements of COVID-19's control, strict restrictions on personnel flow and social activities are unnecessary, without personnel gathering and conference activities. During the reporting period, no training activities in the form of meetings were conducted by the LIEC. The LIEC provided the trainings by the forms of mobile interaction communications and Email communication on ADB’s requirements on Covid-19 control and prevention for the ADB financed project. Training was conductedon Site Inspection Checklist for COVID-19 infection controland to fill in the check list of Covid-19 prevention and control measures. Training was also provided for environmental monitoring and public participation during the operation period of the project in the form of mobile interactive communication and online communication.It emphasizes that the contents of previous training are basically effective and need to be implemented.

76During the reporting period, the LIEC provided the trainings by the forms of mobile video interaction communications and Email communication on ADB’s requirements on Covid-19 control and prevention for the ADB financed project.

77 Conclusions and next steps. In general the Trainings are successes. Trainees gained good understanding of regulatory frameworks on ADB Loan Project environmental Management. They got more understanding of GRM and public participation concepts. PIUs, Contractors expressed appreciation for training, requested further guidance especially regarding how to implement corrective actions. Further guidance concerning monitoring procedures and practise should be trained in the next steps.

E. Compliance with loan and project assurances

78The loan agreement and project agreement between the government and ADB includes 14 assurances (or “covenants”) for environmental safeguards and/or related to environmental issues. These relate to the timely and effective implementation of the EMP, as well as project-specific assurances tailored to the current project. Compliance with these assurances is a condition of the loan and project agreements. For the current reporting period is:(i) 14 of the assurances are being complied with; (ii)

0 are not yet applicable; and (iii) for 14 assurances, compliance should already be initiated or achieved. Following table lists the environmental safeguard assurances for the project and the status of compliance with these assurances during the reporting period.

Table 6 result of compliance with environment assurance Page / Assurance Section Status of Compliance Reference LOAN AGREEMENT SCHEDULE 4 – Procurement of Goods,works and Consulting Servoces

Conditions for Award of Contract The Borrower shall, through SPG, cause the Complied with. Project Implementing Agencies not to award SPG has granted the final any Works contracts untile: approval of the EIAs, SPG has granted the fin approval of the EIA; and include the 3 new-2019 17, 18 SPG and The Project Implementing Agencies have subprojects. caused the relevant provisions to be incorporated from the EMP into the Works contract

PROJECT AGREEMENT–Execution of

Environmental Matters 1. SPG shall Ensure that the preparation, design, Being complied with. construction, commissioning, implementation and operation of project, and all project, facilities The domestic EIAs for 3 comply with(a) all applicable laws and regulations new 2019 subproject were of the Borrower relating to environment, health and approved. The updated safety; (b) The Environment safeguards and (c) all EMP was completed. measures and requirement set forth in the EIA, the EMP, and any corrective or preventative actions 3 and set forth in the Safeguards Monitoring Report, or (d) which are subsequently agreed between ADB and SPG. In case of any discrepancy or inconsistency among the Borrower’s laws, regulations, and procedures relating to environment, heath and safety and SPS, the SPS shall prevail. 4. SPG shall continue the implementation of its Being complied with. ongoing water saving and conservation programs Water saving and for the agricultural, industrial and residential 6 conservation actions have sectors to reduce groundwater abstraction each been conducted. year during the Project implementation and

thereafter, and SPg shall continue its programs to 51

Page / Assurance Section Status of Compliance Reference close industrial well dields to protect groundwater resources in the Project area. 5. SPG shall ensure that the policy and To be complied with. regulatory changes needed for the establishment of trial regional market for water right trading in the The policy and regulatory Project area are formalized by the end of this changes needed for the project. establishment of trial regional market for water right trading in the Project 6 area.

PPMO will provide detailed information. And this will be reported in the future EMRs.

6. SPG shall ensure adequate water allocation Being complied with. and management for the Judian and Mata lake Currently, adequate water areas and maintain adequate water levels. allocation for Mata lake areas are provided. But 7 Judian lake is still under construction and adequate water will be allocated later.

7. SPG shall ensure, and make the Project counties to ensure, that no conversion of farmland to other land use, or restriction of access to or use of farm land will happen as a result of the Project, Being complied with. or as result of increased water supply by the 7 Project, as such a conversion would be considered as “involuntary restriction on land use” under SPS and require preparation of mitigation measures.

8. SPS shall ensure that Project construction Being complied with. and operation shall not result in any changes to the SPG shall ensure and availability or freshwater to downstream have ensured that Project communities, which might negative impact their 8 construction and operation water security or livelihood. shall not result in any changes to the availability or freshwater to 52

Page / Assurance Section Status of Compliance Reference downstream communities,

9. Before any Project dredging, SPG shall Being complied with. conduct a second round of sediment sampling, to confirm and expand the results of the first round of Second round of sediment sampling. The environment protection bureaus in sampling already done for the Project Implementing Agency shall supervise several existing (original) the sampling, which will be conducted by a subprojects. Second round certified agency. In particular, sampling on one of sediment sampling was river, the Yang in Shouguang County, shall clarify done for newly added the extent, risk of dredging, and remedial, Hauntai component, (see measures associated with benzopyrene, a Appendix 1) and will be 8 dangerous pollutant found in the project sites in done for Shouguang the first sampling. Results and subsequent subcomponents. The actions under the Project, including whether or not parameters should include dredging should be undertaken, shall be jointly heavy metals and reviewed and decide by the SPG and ADB. pesticides (i.e. BHC and DDT). The results should be included in the next EMRs.

10. SPG shall ensure that all Project activities Being complied with requiring the use of plants, use only native SPG have ensured that all species from Shandong Province, and they are Project activities requiring sourced locally (I.E. in or near the Project sites) to the use of plantsof native ensure local genetic provenance. This shall species from Shandong include the Project re-vegetation components, Province, and they are 8 landscaping, and rehabilitation of construction sourced locally (I.E. in or sites. If the use of fast-growing non-native species near the Project sites) to (e.g. grasses) is required for stabilizing bare ensure local genetic construction surfaces, only sterilized seedlings provenance. (i.e. connot propagate) shall be used.

11. Shall any changes be made to Associated Being complied with Facilities which might impact their capacity or have reviewed and functioning , and subsequently the Project viability, identified without changes SPG and SDB shall jointly review and identify 8 be made to Associated follow-up action。 Facilities which might impact their capacity or functioning , and 53

Page / Assurance Section Status of Compliance Reference subsequently the Project viability

12. SPG shall ensure that no large-scale Being complied with infra-structure development shall be implemented no large-scale in Judian wetland, in order to protect its infra-structure hydrological and ecological. development were 8 implemented in Judian wetland, in order to protect its hydrological and ecological. 13. SPG shall ensure that during the operation of Being complied with the Project, official (existing) ecological flow ecological flow requirements for Nanzhai and Juchenghe requirements for Nanzhai reservoirs shall be complied with 8 and Juchenghe reservoirs have been complied with (see para. 58-59)

14. SPG shall ensure that all structures shall be Being complied with constructed to a flood protection standard of one in all structures and 20 years or in 50 years and embankments shall be embankments designed to be porous for infiltration. 8 constructed to a flood protection standard of one in 20 years or in 50 years.

Grievance and Redress Mechanism Being complied with 23. SPG shall ensure that safeguards grievance within the timeframes redress mechanism acceptable to ADB are specified the relevant EIA, established in accordance with the provisions of EMP and RP, considered 11 the EIA and RP at the project management office, safeguards complaints. within the timeframes specified the relevant EIA, EMP and RP, to consider safeguards complaints.

F. Reporting 79EMP implementation monitoring and progress reporting. The LIEC reviewed project progress and compliance with the EMP based on field visits, and the review of the environmental monitoring conducted by the external monitoringagency. The findings of the LIEC have reported to ADB through the semi-annual EMP monitoring and progress reports. The reports included (i) progress made in EMP implementation, 54

(ii) overall effectiveness of the EMP implementation, (iii) environmental monitoring and compliance, (iv) institutional strengthening and training, (v) public consultation and GRM, and (vi) any problems encountered during construction and operation, and the relevantcorrective actions undertaken. The LIEC assisted PPMO prepare the reports and submit the English report to ADB for appraisal and disclosure. The project reporting requirements for environmental safeguards are summarized in following Table.

Table7:Project reporting requirements for environmental safeguards Progress this Reports From To Frequency Comments reporting period Construction phase Progress report – Contractors, PIUs Monthly July–December. 2020 internal CSCs Completed monitoring of EMP implementation As above PIUs PPMO Quarterly Q34 2020, reports submitted

Progress report – External PPMO Quarterly Q3,42020 report external monitoring submitted monitoring of agencies environmental variables EMR (overall PPMO ADB Semi-annual The previous 7 progress of EMP This is the 8th reports have implementation) semi-annual EMR for been second-semi-annual2020 submitted

Acceptance Licensed 5 Once per Not applicable Within three report / audit institute county sub-component months after report – EPBs (within 1 year of component completion of PPMO works) completion facilities PIUs Operation phase Progress report – LIEC PIUs, Quarterly Completed for Annually internal PMO operational subprojects monitoring of in 2020 EMP implementation EMR (overall PPMO ADB Annual Completed for Annually progress of EMP operational subprojects 55

implementation) in 2020 Project PPMO ADB Once (project Completed for Annually completion report completion) operational subprojects – includes safeguards in 2020 ADB = Asian Development Bank, CSC = construction supervision company, EMP = environmental management plan, EMR = environment monitoring report, EPB = environment protection bureau, LIEC = loan implementation environment consultant, PIU = project implementation unit, PMO = project management office.

80Conclusions and next steps. Progress reporting from the PPMO to ADB complies with the EMP reporting schedule. In general, the quality of the EMRs is improving. The next EMR will be for the periodJan.to Jun.2021 and will be submitted to ADB at end of July. 2021.

IV. LESSONS LEARNED 81The sub-project construction supervision- environmental supervision are undertaken by several agencies respectively. The independent compliance monitoring of sub-projects is also undertaken by a number of engineering supervisors - environmental supervision agencies and soil and water conservation agency.

82 During the construction process, construction contractors minimized the occurrence of dust ascribed by surface development, leveling, temporary waste, material storage, dust caused by wind blowing, dust generated by transport vehicles, and exhaust gas from construction machinery and transport vehicles.

83Temporary and simple domestic facilities are mainly temporary kitchens and dry latrines. The main pollutants in domestic sewage are COD, BOD5, SS, ammonia nitrogen and petroleum. Kitchen wastewater was pretreated by oil barrier pools and used locally in surrounding farmland. Dry latrines were regularly cleaned and transported by villagers nearby. Domestic sewage and production wastewater was disposed of reasonably and effectively to avoid the impact on surface water and groundwater environment.

84Reasonable construction time was arranged, construction plan was conducted out in advance, so as to avoid the simultaneous construction of a large number of high-noise equipment as far as possible. Construction time of high-noise equipment was arranged in the daytime as possible, and construction at night should be prohibited.Reasonable layout of construction site avoided arranging a large number of power machinery and equipment in the same place, and excessive local noise level.Selection of low noise equipment and technology fundamentally reduced the source strength, regularly check, maintained mechanical equipment, lubrication, fastened components, reduced running vibration and noise, kept the overall equipment stable, and maintained good contact with the ground. Vibration absorption foundation was used to reduce noise when conditions permit.

85The IAs and contractors take the highly attention to Covid-19, and conduct the mitigations on control and prevent the Covid-19 as effectively as possible at early stage of the Covid-19 infection at project construction sites and offices. They established an inspection system at key entrances, exits and access ways of the work site, and measured the body temperature and checked the mobile health QR code of the entry personnel.

V. GENERAL CONCLUSIONAND NEXT STEPS 86Predominant environmental impacts observed resulting from these civil works included: solid waste production (demolition spoil and construction solids), noise, wastewater, dust from earth excavation, exhaust from vehicles and equipment, and land clearance for construction site establishment. In general, impacts were of similar scale at each site and adherence to EMP requirements was of a similar standard. Most of the measures defined in the EMP have been implemented. In general, most of them are compliance with EMP.

87Based on observations from site inspections, It can be found that the construction activities have fulfilled the environmental protection and management obligations required by both PRC and ADB. The internal monitoring implemented by the Construction contractors and the Independent compliance monitoring assigned to the construction supervision agency and soil and water conservation monitoring agency showed that the most constructors have taken proper mitigation measures to alleviate the potential impacts of construction activities on air, noise, solid waste, soil erosion and surface water. The following are suggested to enhance solid waste management: • Provide waste collection and storage containers at locations away from surface water or sensitive receivers;

• Arrange with municipal waste collection services for regular collection of waste;

• Properly remove and dispose residual materials, wastes and contaminated soils. Provide sufficient garbage bins at strategic locations and ensure that they are protected from birds and vermin, and emptied regularly by the municipal waste collection systems.

88External Environmental Monitoring on environmental quality (Appendix 1) showed that dredging sediment soil, the water environment quality, air quality and sound environment quality can meet the related national standards. The construction activity impacts to the local environmental quality are at slight level and are very un- significant.

89Water and soil conservation monitoring exercises have been carried out with the results showing that efforts on soil erosion control are still a little bit deficient and should to be strengthened in the next stage. It is recommended that construction waste disposal sites be better considered and strengthened to reduce soil erosion during rainy seasons. The construction contractors have conducted some engineering protection measures as mitigation measures to control the soil and water erosion, gained effective permormance. For this monitoring perid, the construction contractors have conducted some engineering protection measures to control the soil and water erosion, and gained effective performance of the construction activities of 3 new components (2019) in the Appendix 3 of this repoting period.

90No environmental incidents have been reported and there have been no complaints received with respect to environmental impacts from potentially affected persons.

91In the environmental management aspects, the PPMO should take the more responsibilities to establish clear work processes and procedures or guidelines covering four maintasks of management: Planning, Implementation, Monitoring, and Corrective Actions.

92 Although there are no noise emissions exceeded the related noise standard, it is needed to strengthen the mainatenance on construction machinery.

93It was noted that some of sub-porjects have been completed their construction or near the construction completion and entered the stage of operation. This Project EMP has environmenttmanagmenet and environmental monitoring requirements for bothconstruction phase and operational phase. Therefore, the consulting teamand the PPMO suggested that each sub projects should begin to consider the environmental monitoring for the operation phase, and try to define the distinction of responsibilities, supervision commissions of themonitoring work, and relevant budget. It is expected that in the projectcompletion report will cover both the content of environmental managementand monitoring for construection phase, and also relevant contents for operation phase.

94 PPMO shall ensure that each subproject follows environmental health andsafety procedures consistent with internationally recognized practices and PRC labor laws and regulations. PPMO and related PIUs need to enforce the environment management process for the new components of Mid Term Review. The new components included the following new components; Qingzhou—Heihushan Reservoir Capacity Expasion, Shouguang—Judian Lake waterDiversionWorks, Huantai—Recharge works by diverting water from Xiaoqing River to Matahu Wetland.

95In general, the COVID-19 epidemic has a slight impact on the project implementation. There is no epidemic spread in the project area (4 county areas), and there is noinfection of people at the sub-project construction site. After the outbreak, timely prevention and control measures were taken, and sanitation and epidemic prevention were carried out to ensure the smooth progress of the project as planned.

96 Since construction of several reservoirs has been completed and the water storage has begun, the domestic completion environmental protection inspection and acceptance is to be prepared. After they are put into operation, the environmental monitoring will continue,and the results will be reported to ADB for at least one year according to the EMP.

APPENDIX1.EXTERNAL ENVIRONMENTAL TESTING RESULTS

External environmental testing results (abstract)

The Second Half of 2020 Test Report for ADB Loan: PRC. Shandong Groundwater Protection

Project

Qingdao JingchengTesting Technology Co., Ltd

December 2020

采用的方法标准 Methods and standards adopted （1）环境空气质量标准 Ambient air quality standard 区域环境空气执行《环境空气质量标准》（GB3095-2012）中二级标准。主要指标及其限值见表 2-1。 The regional ambient air is in accordance with the secondary standard of ambient air quality standard (GB3095-2012). The main indexes and their limits are shown in Table 2-1. 表 2-1 环境空气质量执行标准单位：μg/m3 Table 2-1 executive standard units of ambient air quality 标准名称 standard TSP 日均值 daily average

《环境空气质量标准》（GB3095-2012）中二级标准 the

secondary standard of ambient air quality standard 300

(GB3095-2012) （2）地下水质量标准地下水质量执行《地下水质量标准》（GB/T14848-2017）中表 1 III 类限值。主要指标及其限值见表 2-2。 Groundwater quality standard 地下水质量执行《地下水质量标准》（GB/T14848-2017）中表 1 III 类限值。主要指标及其限值见表 2-2。 The groundwater quality shall be in accordance with the class III limits in Table 1 of the quality standard for groundwater (GB / t14848-2017). The main indexes and their limits are shown in Table 2-2.

表 2-2 地下水质量执行标准耗氧量总硬度标准名称 pH 值溶解性总固体 SO42- DO Totalhardne Cl-（mg/L） F-（mg/L） standard （无量纲） SS（mg/L）（mg/L）（mg/L） ss（mg/L）

6.5~8.5 3.0 450 1000 250 250 1.0

硝酸盐氮亚硝酸盐氮挥发酚氰化物 Nitrate Nitrite Volatile 六价铬汞铅《地下水质量标准》 cyanide nitrogen nitrogen phenol Cr6+（mg/L） Hg（mg/L） Pd（mg/L）（GB/T14848-2017）class III （mg/L）（mg/L）（mg/L）（mg/L） limits in Table 1 of the 20.0 1.00 0.002 0.05 0.05 0.001 0.01 quality standard for 氨氮 groundwater (GB / 砷锰铁总大肠菌群 Ammonia t14848-2017) As Mn Fe Total coliform nitrogen （mg/L）（mg/L）（mg/L）（MPN/100mL）（mg/L）

0.01 0.10 0.3 0.50 3.0

（3）污水排放标准

污水排放执行《农田灌溉水质标准》（GB5084-2005）中表 1 农田灌溉用水水质基本控制项目标准值中旱作类标准。主要指标及其限值见表 2-3。 Sewage discharge standard

污水排放执行《农田灌溉水质标准》（GB5084-2005）中表 1 农田灌溉用水水质基本控制项目标准值中旱作类标准。主要指标及其限值见表 2-3。 The sewage discharge shall be in accordance with the dry farming standard in Table 1 of basic control project standard value of irrigation water quality in "water quality standard for farmland irrigation" (GB 5084-2005). The main indexes and their limits are shown in Table 2-3.

表 2-3 污水排放执行标准粪大肠菌 pH 值化学需氧量五日生化需氧量标准名称悬浮物（mg/L）群 Fecalcoliform （无量纲） COD（mg/L） BOD5（mg/L）（个/L）

《农田灌溉水质标准》

（ GB5084-2005 ） "water quality 5.5~8.5 200 100 100 40000

standard for farmland irrigation （4）声环境质量标准施工期执行《建筑施工厂界环境噪声排放标准》（GB12523-2011），项目区周围声环境质量执行《声环境质量标准》（GB3096-2008）中 2 类标准。主要指标及其限值见表 2-4。 Quality standard of acoustic environment 施工期执行《建筑施工厂界环境噪声排放标准》（GB12523-2011），项目区周围声环境质量执行《声环境质量标准》（GB3096-2008）中 2 类标准。主要指标及其限值见表 2-4。 During the construction period, the emission standard for noise at the boundary of construction plant (GB12523-2011) shall be implemented, and the acoustic environment quality around the project area shall comply with the class II standard in the acoustic environment quality standard (GB3096-2008). The main indexes and their limits are shown in Table 2-4.

表 2-4 声环境质量执行标准 Quality standard of acoustic environment 单位：dB（A）标准名称 standard 昼间 day 夜间 night

《建筑施工厂界环境噪声排放标准》（GB12523-2011）

the emission standard for noise at the boundary of 70 55

construction plant

《声环境质量标准》（GB3096-2008 ） the acoustic 60 50 environment quality standard （5）土壤质量标准土壤环境质量执行《土壤环境质量建设用地土壤污染风险管控标准（试行）》（GB36600-2018）中土壤污染风险筛选值和管制值中第一类标准。主要指标及其限值见表 2-5。 Soil quality standard 土壤环境质量执行《土壤环境质量建设用地土壤污染风险管控标准（试行）》（GB36600-2018）中土壤污染风险筛选值和管制值中第一类标准。主要指标及其限值见表 2-5。 62

The soil environmental quality is in accordance with the first class standard of soil pollution risk screening value and control value in the standard for soil environmental quality risk control of construction land (Trial) (gb36600-2018). The main indexes and their limits are shown in Table 2-5.

表 2-5 土壤环境质量执行标准 Soil quality standard 单位：mg/kg 氰化物镉砷汞镍标准名称 cyanide Cd As Hg Ni

土壤环境质量建设用地土壤污染风险管 22 20 20 8 150

控标准（试行）》（GB36600-2018）铜锌 Zn 苯并（a）芘铅 Pd 铬 Cr the standard for soil environmental Cu Benzo (a) pyrene quality risk control of construction land 2000 / 0.55 400 / (Trial) 监测内容 Monitoring Results （1）寿光 Shouguang

1）噪声 noice

检测项目 Item 采样日期检测点位采样时间噪声 sampling date Samplingsites Time noice Leq[dB(A)] 1# 牛头村 2020-11-22 09:24-09:34 45 Niutou village 2020-11- 1#牛头村 22:02-22:12 40 22 2020-11- 2# 郎家营村 10:03-10:13 47 22 Lianjiaying village 2020-11- 2#郎家营村 22:34-22:44 42 22 2020-11- 3# 太平庄村 10:38-10:48 46 22 Yaipingzhuan village 2020-11- 3#太平庄村 23:13-23:23 41 22 施工期间噪声污染排放满足《建筑施工厂界环境噪声排放标准》（GB12523-2011）标准要求，项目区周围声环境质量满足《声环境质量标准》（GB3096-2008）中 2 类标准。 During the construction period, the noise pollution emission meets the requirements of "emission standard for noise at boundary of construction sites" (GB12523-2011), and the acoustic environment quality around the project area meets the class II standard in "acoustic environment quality standard" (GB3096-2008).

环境空气 Ambient air 采样日期检测点位检测项目 Items

sampling date Sampling sites 氮氧化物 TSP PM 日均值日均值(Daily 日均值(Daily ₁₀ NOx average) average) (Daily average) 3 3 3 μg/m μg/m μg/m

2020-11-18 1#牛头村 Niutou village 58 267 137

2#清水泊农场一分场居民 2020-11-19 区 Qingshuibu farm residence 47 243 118 community

限值 standard Limitation 100 300 150 各敏感点所测 TSP 浓度均符合《环境空气质量标准》（GB3095-2012）二级标准限值，说明施工对周围环境造成影响较小。The TSP concentration measured at each sensitive point is in line with the secondary standard limit of ambient air quality standard (GB3095-2012), indicating that the construction has little impact on the surrounding environment.

2）污水 Wastwater 采样日期采样时间检测点位检测项目检测结果限值 Sampling sampling 单位 sampling sites items results limitatiobn date time 1#巨淀湖及塌河治理配置工程施工营地生活污水 JudianLake and Tai river Treatment of pH 值 2020-11-18 10:24 无量纲 7.49 6.5~9.5 domestic pH value sewage in construction camp of configuration project 1#巨淀湖及塌河氨氮 2020-12-18 治理配置工程施 10:24 ammonia mg/L 0.314 45 工营地生活污水 nitrogen 1#巨淀湖及塌河石油类 2020-12-18 治理配置工程施 10:24 mg/L 0.06L 15 Petroleum Oil 工营地生活污水动植物 1#巨淀湖及塌河油 Animal 2020-12-18 治理配置工程施 10:24 and mg/L 0.06L 100 工营地生活污水 vegetable oils 64

采样日期采样时间检测点位检测项目检测结果限值 Sampling sampling 单位 sampling sites items results limitatiobn date time 1#巨淀湖及塌河 2020-12-18 治理配置工程施 10:24 悬浮物 SS mg/L 18 400 工营地生活污水 1#巨淀湖及塌河化学需氧量 2020-12-18 治理配置工程施 10:24 mg/L 17 500 COD 工营地生活污水 2#牛头闸施工排水 pH 值 2020-12-18 Construction 11:01 无量纲 8.18 6.5~9.5 pH value site drainage of Niutou sluice 2#牛头闸施工排石油类 2020-12-18 11:01 mg/L 0.06L 15 水 Petroleum oil 2#牛头闸施工排动植物油 2020-12-18 11:01 mg/L 0.06L 100 水 2#牛头闸施工排悬浮物 2020-12-18 11:01 mg/L 28 400 水 SS 3#巨淀湖配置工程施工营地生活污水 domestic pH 值 pH 2020-11-19 sewage in 12:17 无量纲 7.86 6.5~9.5 value Allocation construction camp of JudianLake 3#巨淀湖湿地动氨氮 2020-12-19 植物配置工程施 12:17 ammonia mg/L 5.03 45 工营地生活污水 nitrogen 3#巨淀湖湿地动石油类 2020-12-19 植物配置工程施 12:17 mg/L 0.11 15 Petroleum oil 工营地生活污水动植物油 3#巨淀湖湿地动 Animal and 2020-12-19 植物配置工程施 12:17 mg/L 4.37 100 vegetable 工营地生活污水 oils 3#巨淀湖湿地动悬浮物 2020-12-19 植物配置工程施 12:17 mg/L 26 400 SS 工营地生活污水 3#巨淀湖湿地动化学需氧量 2020-12-19 12:17 mg/L 381 500 植物配置工程施 COD 65

采样日期采样时间检测点位检测项目检测结果限值 Sampling sampling 单位 sampling sites items results limitatiobn date time 工营地生活污水

4#巨淀湖湿地动植物配置工程施工排水 domestic pH 值 2020-12-19 sewage in 12:45 无量纲 8.09 6.5~9.5 pH value Allocation construction camp of JudianLake 4#巨淀湖湿地动石油类 2020-12-19 植物配置工程施 12:45 mg/L 0.06L 15 Petroleum oil 工排水动植物油 4#巨淀湖湿地动 Animal and 2020-12-19 植物配置工程施 12:45 mg/L 0.06L 100 vegetable 工排水 oils 4#巨淀湖湿地动 SS 2020-12-19 植物配置工程施 12:45 mg/L 21 400 悬浮物工排水

污水排放均满足《农田灌溉水质标准》（GB5084-2005）中表 1 农田灌溉用水水质基本控制项目标准值中旱作类标准。The sewage discharge meets the dry farming standard in Table 1 of the standard value of basic control items of irrigation water quality in "water quality standard for farmland irrigation" (GB 5084-2005).

2# 郎家营村3# 太平庄村 TaipingZhuang 1#牛头村 Niutou village Liangjiaying village Niutouvillage

1#巨淀湖及塌河治理 2#清水泊农场一分场居民 4#巨淀湖湿地动植物配置工程施配置工程施工营地生区工排水活污水

施工期间噪声污染排放满足《建筑施工厂界环境噪声排放标准》（GB12523-2011）标准要求，项目区周围声环境质量满足《声环境质量标准》（GB3096-2008）中 2 类标准。During the construction period, the noise pollution emission meets the requirements of "emission standard for noise at boundary of construction plant" (gb12523-2011), and the acoustic environment quality around the project area meets the class II standard in "acoustic environment quality standard" (gb3096-2008).

（2）高密 Gaomi Sub-project

1）环境空气 Ambient air

检测项目 items 采样日期检测点位 TSP sampling date sampling sites 日均值(Daily average ) mg/m3 1#道乡村 2020-11-26 0.246 Daoxiangvillage 山东省高密市利用亚行贷款地下水漏斗区域综合治理示范工程 2020 年施工期间，各敏感点所测 TSP 浓度均符合《环境空气质量标准》（GB3095-2012）二级标准限值，说明施工对周围环境造成影响较小。During the construction of the demonstration project of comprehensive treatment of groundwater funnel area with ADB loan in

Gaomi City of Shandong Province in 2020, the TSP concentration measured at each sensitive point conforms to the secondary standard limit of ambient air quality standard (gb3095-2012), indicating that the construction has little impact on the surrounding environment. 2）噪声 noise

检测项目 Items 采样日期检测点位采样时间噪声 noise Sampling date Sampling sites sampling time

L eq [dB(A)]

1#道乡村 2020-11-26 13:09-13:19 47 Daoxiangvillage

2020-11-26 1#道乡村 22:03-22:13 41

3）地下水 Groundwater

采样日期检测点位采样时检测项目 monitoring items Sampling date Sampling sites 间 pH 值总硬度溶解性总固体硫酸盐氯化物铁锰挥发酚耗氧量 time 无量纲 mg/L mg/L mg/L mg/L mg/L mg/L mg/L mg/L pH value Total Total dissolved sulfate chloride Fe Mn volatile phenol DO hardness solid

2020-11-26 1#高密市王吴水库-拒城 11:35 7.64 306 691 116 134 0.01L 0.01L 0.0003L 0.71 河水库联通工程青州市水利建筑总公司项目部 Project Department of Qingzhou Water Conservancy Construction Corporation of Wangwu reservoir Juchenghe reservoir interconnection project 采样日期检测点位采样时检测项目 monitoring items Sampling date Sampling sites 间氨氮总大肠菌群亚硝酸盐氮硝酸盐（以 N 氰化物氟化物汞砷铬（六价）铅 Time mg/L MPN/100mL mg/L 计） mg/L mg/L μg/L μg/L mg/L μg/L mg/L Hg As Pd amm Total Nitrate chloride Fluoride Cr6+ onia coliform nitroge nitro group n gen 2020-11-26 1#高密市王吴水库-拒城 11:35 0.025L 未检出 0.003L 18.0 0.001L 0.703 0.04L 1.05 0.004L 0.11 河水库联通工程青州市 Not 水利建筑总公司项目部 detected

地下水各项监测因子均满足《地下水质量标准》（GB/T14848-2017）中表 1 III 类限值，说明施工活动对水质影响较小。 All the monitoring factors of groundwater meet the class III limits in Table 1 of "groundwater quality standard" (GB / t14848-2017), indicating that the construction activities have little impact on water quality.

4）污水 wastwater

采样日期检测点位采样时间检测项目 items 59

氨氮 ammonia 粪大肠菌群 Fecal 五日生化需氧量化学需氧量 COD 总磷 TP 悬浮物 SS （BOD ） nitrogen coliform mg/L mg/L mg/L mg/L MPN/L mg/L ₅ 1#高密市王吴水库-拒城河水库联通工程青州市水利建筑总公司项目部 Project Department of Qingzhou Water Conservancy 2020-11-26 Construction 12:24 1.56 90 58 0.42 35 17.1 Corporation of Wangwu reservoir Juchenghe reservoir interconnection project

污水排放均满足《农田灌溉水质标准》（GB5084-2005）中表 1 农田灌溉用水水质基本控制项目标准值中旱作类标准。

1#高密市王吴水库-拒城河水库联通工程 1#高密市王吴水库-拒城河水库联通工程青州市水利建筑总公司项目部 1#高密市王吴水库-拒城河水库联通工程青青州市水利建筑总公司项目部 Project Department of Qingzhou 州市水利建筑总公司项目部 Project Department of Qingzhou Water Water Conservancy Construction GaomiWangwu reservoir-Juchenghe Conservancy Construction Corporation Corporation of Wangwu reservoir construction site of Wangwu reservoir Juchenghe Juchenghe reservoir interconnection reservoir interconnection project project

（3）青州 Qingzhou

1）环境空气 envirnmental air test

检测项目 items

采样日期检测点位 TSP

Sampling date sampling sites 日均值 Daily average

mg/m3

1#大田庄村 2020-11-22 0.188 Datiazhuanvillage

2#小章庄村 2020-11-22 0.220 Xiaozangzhuang village

3#曾家溜村 2020-11-22 0.205 Zhengjialiu village 利用亚行贷款地下水漏斗区域综合治理示范工程 2020 年施工期间，各敏感点所测 TSP 浓度均符合《环境空气质量标准》（GB3095-2012）二级标准限值。 During the construction of the demonstration project of comprehensive treatment of groundwater funnel area loaned by ADB in 2020, the TSP concentration measured at each sensitive point conforms to the secondary standard limit of the ambient air quality standard (gb3095-2012). 2）地下水 2) Groundwater

2）地下水

检测项目 items

采样时总硬度溶解性总固挥发酚氨氮采样日期检测点位 pH 值硫酸盐氯化物间 Totl 体铁 Fe 锰 Mn volatile 耗氧量 DO anmmonia Sampling date Sampling sites Ph sulfate chloride Time Hardness SS mg/L mg/L phenol mg/L nitrogen 无量纲 mg/L mg/L mg/L mg/L mg/L mg/L

1#黑虎山水库增容工程（二期）

黑虎山水库运行维护中心项目部 2020-11-22 Heihushang reservoiroffice 11:26 7.76 364 534 66.6 44.1 0.01L 0.01L 0.0003L 0.63 0.025L site

2#黑虎山水库增容工程（二期）黑虎山水库运行维护中心在建用

2020-11-22 房施工区 12:11 7.45 367 541 67.0 44.3 0.01 0.01L 0.0003L 1.13 0.025L Heihushang reservoir construction site

检测项目

采样时总大肠菌群硝酸盐氰化物氟化物铬（六价）采样日期检测点位亚硝酸盐氮汞 Hg 砷 As 铅 Pd 间 total coliform （以 N 计） cyanide fluoride Cr6+ mg/L μg/L μg/L μg/L MPN/100mL mg/L mg/L mg/L mg/L 1#黑虎山水库增容工程（二期）黑虎山水库运行维护中心项目部 Heihushang reservoiroffice 11:26 未检出 0.003L 19.5 0.001L 0.245 0.04L 0.26 0.004L 0.09L site

2020-11-22 2#黑虎山水库增容工程（二期）黑虎山水库运行维护中心在建用房施工区 Heihushang 12:11 未检出 0.003L 19.8 0.001L 0.258 0.04L 0.12L 0.004L 0.09L reservoir construction site

地下水各项监测因子均满足《地下水质量标准》（GB/T14848-2017）中表 1 III 类限值，说明施工活动对水质影响较小。

All the monitoring factors of groundwater meet the class III limits in Table 1 of "groundwater quality standard" (GB / t14848-2017), indicating that the construction activities have little impact on water quality. 3）污水 3) Sewage

3）污水检测项目 items

采样日期采样时间氨氮粪大肠菌群总磷悬浮物五日生化需氧量检测点位 sampling sites 化学需氧量 COD Sampling date Time ammonia nitrogen Total coliform TP SS （BOD ） mg/L mg/L MPN/L mg/L mg/L mg/L ₅ 1#黑虎山水库增容工程（二期）

黑虎山水库运行维护中心项目部 2 2020-11-22 Heihushang reservoiroffice 10:15 0.260 4.9×10 26 0.08 26 5.5 site

2#黑虎山水库增容工程（二期）黑虎山水库运行维护中心在 2020-11-22 建用房施工区 Heihushang 12:33 0.272 3.3×102 38 0.03 23 7.4 reservoir construction site

污水排放均满足《农田灌溉水质标准》（GB5084-2005）中表 1 农田灌溉用水水质基本控制项目标准值中旱作类标准。

The sewage discharge meets the dry farming standard in Table 1 of the standard value of basic control items of irrigation water quality in "water quality standard for farmland irrigation" (GB 5084-2005).

4）噪声 Noise 检测点位检测项目 Items

采样日期 Sampling Sites 采样时间噪声 Sampling date time Leq[dB(A)]

1#大田庄村

2020-11-23 Datianzhuang 09:45-09:55 45

village

2020-11-23 1#大田庄村 22:01-22:11 40

2#小章庄村

2020-11-23 Xiaozhangzhuang 10:37-10:47 46

village

2020-11-23 2#小章庄村 22:32-22:42 41

3#曾家溜村

2020-11-23 zhengjialiu 11:42-11:52 46

village

2020-11-23 3#曾家溜村 23:04-23:14 41

1#黑虎山水库增容工程（二期）黑虎山水库运行维护中 1#大田庄村 2#小章庄村心项目部 Datianzhuang Xiaozhangzhuang Heihushang village village reservoiroffice site

施工期间噪声污染排放满足《建筑施工厂界环境噪声排放标准》（GB12523-2011）标准要求，项目区周围声环境质量满足《声环境质量标准》（GB3096-2008）中 2 类标准。

During the construction period, the noise pollution emission meets the requirements of "emission standard for noise at boundary of construction plant" (gb12523-2011), and the acoustic environment quality around the project area meets the class II standard in "acoustic environment quality standard" (gb3096-2008). （4）桓台 Huantai

1）环境空气 envirnmental air test

检测项目 items

采样日期检测点位 TSP(daily average)

Sampling date sampling sites 日均值

mg/m3

2020-11-23 1#西三村 Xishangcheng village 0.242

利用亚行贷款地下水漏斗区域综合治理示范工程 2020 年施工期间，各敏感点所测 TSP 浓度均符合《环境空气质量标准》（GB3095-2012）二级标准限值。During the construction of the demonstration project of comprehensive treatment of groundwater funnel area loaned by ADB in 2020, the TSP concentration measured at each sensitive point conforms to the secondary standard limit of the ambient air quality standard (GB3095-2012). 2）噪声 noise 检测项目 items 采样日期检测点位采样时间噪声 Sampling date Sampling sites time Leq [dB(A)] (daily average)

1#西三村 2020-11-23 09:45-09:55 46 Xishangcheng village

2020-11-23 1#西三村 22:01-22:11 41

3）地下水 groundwater

检测项目 test items

溶解性总固总硬度采样时体氯化物挥发酚采样日期检测点位 pH 值 Total 硫酸盐铁锰砷铬（六价）间 Total volatile Sampling date Sampling sites pH value hardness sulfate Fe Mn As Cr6+ Time dissolved chloride phenol 无量纲 mg/L mg/L mg/L μg/L mg/L solid mg/L mg/L mg/L mg/L

1#马踏湖水系连

通补水工程 2020-11-23 10:13 7.24 19.1 22 4.16 3.79 0.01L 0.01L 0.0003L 0.12L 0.004L Mata drainage

channels

检测项目 test items

总大肠菌群氟化物氨氮亚硝酸盐氮硝酸盐采样日期检测点位采样时耗氧量 Total 氰化物 mg/L 铅 ammonia Nitratenitroge Nitrate 汞 Hg Sampling date Sampling sites 间 time DO coliform group chlorid Fluoride Pd nitrogen n （以 N 计） μg/L mg/L mg/L μg/L mg/L mg/L mg/L MPN/100mL

1#马踏湖水系连

通补水

2020-11-23 工程 Mata 10:13 0.81 0.025L 未检出 0.003L 0.627 0.001L 0.083 0.04L 0.09L

drainage

channels

4）污水 wastwater 检测项目 test items 采样日期采样时间检测点位 sampling sites 氨氮 ammonia 粪大肠菌群 Fecal 化学需氧量 COD 总磷悬浮物 SS 五日生化需氧量 Sampling date time nitrogen，mg/L coliform，MPN/L mg/L TPmg/L mg/L （BOD ）mg/L

1#马踏湖水系连通补水工程 ₅ 2020-11-23 项目部 Mata drainage 10:32 0.992 <20 24 0.12 24 4.4

channels Project office site 污水排放均满足《农田灌溉水质标准》（GB5084-2005）中表 1 农田灌溉用水水质基本控制项目标准值中旱作类标准。The sewage discharge meets the dry farming standard in Table 1 of the standard value of basic control items of irrigation water quality in "water quality standard for farmland irrigation" (GB 5084-2005).

1#马踏湖水系连通补水工程项目部 1#西三村 Xishangchung village 1#西三村 Xishangchung village Mata drainage channels Project office site 68

5）底泥 Sediment

检测项目 test items 采样日苯并芘检测点位 (a) BHP 期汞镉砷镍铅铜 Sampling Benzo (a) Samplin sites Hg Cd As Ni Pd Cu g date mg/kg mg/kg mg/kg mg/kg mg/kg pyrene mg/kg μg/kg 1#一号沟 2020-11 未检出 No. 1 0.132 0.08 7.86 25 34 24 -23 Not detected Channel 2#F 号沟 2020-11 未检出 No. F 0.079 0.10 8.48 32 30 26 -23 Not detected Channel 3#四号沟 2020-11 未检出 No. 0.067 0.12 8.58 18 21 18 -23 Not detected 4Channel 检测项目 test items 六六六 β-六六六采样日 p,p'-D γ-六六六检测点位 p,p'-DDD o,p'-DDT p,p'-DDT 铬 pH 值锌 a-666 -666 期 DE β -666 mg/kg mg/kg mg/kg mg/kg 无量纲 mg/kg γ mg/kg mg/kg mg/kg mg/kg 未检出 1#一号沟未检出未检出未检出未检出未检出未检出 2020-11 Not No. 1 Not Not Not 58 7.94 69 Not Not Not -23 detect Channel detected detected detected detected detected detected ed 未检出 2#F 号沟未检出未检出未检出未检出未检出未检出 2020-11 Not No. Not Not Not 40 7.96 72 Not Not Not -23 detect FChannel detected detected detected detected detected detected ed 未检 3#四号沟未检出未检出未检出未检出未检出未检出 2020-11 出 Not No. 33 7.64 53 -23 Not Not Not Not Not Not 4Channel detect detected detected detected detected detected detected ed Mata Lake Water Connection and Replenishing (Huantai) - new component in 2019

1 号沟 No. 1 Channel F 沟 No. F Channel 4 号沟 No. 4 Channel

APPENDIX 2. INTERNAL MONITORING DATA 现场环境检查清单 Environmental Site Inspection Checklist

注意：本表格专为项目实施单位环境监督员现场工作设计，可能并不详尽。个别子项目可能需要修改和补充，以解决具体的环境问题，确保环境减缓措施得以实施。 Note: This form is designed for the on-site work of environmental supervisors of the project implementation unit and may not fully reflect all details. Individual sub-projects may need to be modified and supplemented to solve specific environmental problems and ensure that environmental mitigation measures are implemented.

One of the results provided as the example

子项名称Sub ‐ Project Name ：寿光巨淀湖道路及建筑物 Shouguang---JudianLake wetland- 现场位置SiteLocation：巨淀湖道路及建筑物wetland—road construction 施工分阶段Constructionstage：主副坝栽植草皮护坡、坝顶道路改造检查日期Inspection Date：2020年8月—11月 August to November 2020 ______检查人 Inspected by：董光清 Dong Guangqing from the project implementation unit

检查内容是否不适用备注（如发现的问题、可 Inspection Item Yes No N.A. 能的原因或建议的纠正/ 或不存预防措施）在该问 Remarks (i.e. problem 题 observed, possible cause of nonconformity and/or proposed corrective/ preventative actions)

现场环境管理计划、申述机制和信息披露 Site EMP, GRM, information disclosure

1. 工程承包商是否指定了环境监管员？该环境监管员在现场吗？ √ Has contractor appointed an environment supervisor and is the supervisor on-site? 2. 工程承包商制定现场环境管理计划了吗？

√ Is Site EMP established?

3. 与施工有关的信息在现场公布了吗（包括工期、承包商信息等）？ √

Is information pertaining to construction disclosed at construction site (including construction period, contractor information, etc)?

4. 申诉机制在现场公布了吗？ Is Grievance Redress Mechanism √ (GRM) disclosed at construction site?

土壤侵蚀和污染 Soil erosion and contamination

5. 承包商制定了土壤侵蚀管理计划吗？ √ Has the contractor prepared a soil erosion management plan?

6. 是否建有防止径流进入施工现场 √ 及将现场径流引至现有排水设施的截水沟和排水沟？

Are intercepting ditches and drains constructed to prevent runoff entering construction sites, and divert runoff from sites to existing drainage?

7. 受干扰的地区在土方工程停止后

是否稳定？植被是否恢复？

Are disturbed areas stabilized after √ earthworks have ceased, and re-vegetated?

8. 化学品、危险物品和废弃物是否存 √ 放在防渗透的安全地带？是否有覆盖？

Are chemicals/hazardous products and waste stored on impermeable surfaces in secure, covered areas?

9. 是否有漏油迹象? √

Is there evidence of oil spillage?

10. 是否准备了堵漏工具、堵漏沙或锯 √ 屑吸收泄露的化学物质？

Are spill kits / sand / saw dust used for absorbing chemical spillage readily accessible?

11. 化学品是否妥善存放并标识? √

11. Are chemicals stored and labelled properly?

空气质量控制 Air quality control

12. 施工现场定期洒水吗？

Are construction sites regularly √ watered?

13. 易产生灰尘的建筑材料是否有遮盖或洒水？水泥袋解袋过程是否是在有遮蔽的地方进行？

Are stockpiles of dusty materials √ covered or watered and cement debagging process undertaken in sheltered areas?

14. 运送土石、沙料的卡车是否有油布 √ 或其它遮盖物覆盖避免溢出？

Are trucks carrying earth, sand or stone covered with tarps or other suitable cover to avoid spilling?

15. 设备是否得到良好的维护？（是否观察到黑烟，如果有，请说明设备的名称和位置）

Are plant and equipment well √ maintained? (any black smoke observed, please indicate the plant/equipment and location)

16. 产生扬尘的主要施工活动是否有围栏？ √ Are there enclosures around the main dust-generating activities?

17. 承包商是否定期与项目实施单位、村庄社区及附近的居民交流，了解是否对空气质量是否有任何不满？

Does contractor regularly consult with √ PIU, TVET administration, students as well as nearby residents to identify concerns?

18. 上一次检查后是否进行过空气质 √ 量监测？如果有，请列明监测结果；如果没有，请标明下一次监测时间。

Was air quality monitoring conducted since the last inspection? If yes, present results. If no, indicate date of next monitoring campaign.

噪音 Noise

19. 是否有噪音超标的迹象？如果有，请说明噪音产生的地点和设备。

Is there evidence of excessive noise? If √ yes, describe location and equipment.

20. 承包商是否对设备进行定期检修，保证遵守 GB 12523-90?

Does the contractor undertake regular √ equipment maintenance, ensure compliance with PRC standard of GB

12523-90

21. 混凝土搅拌等类似施工活动是否距离敏感区至少 300 米？

Are sites for concrete-mixing and similar √ activities located at least 300 m from sensitive areas?

22. 施工噪声许可在限制时段是否有效？ √ Is the CNP (Construction Noise Permit) valid for work during restricted hours?

23. 空气压缩机和电机运行时房门是 √ 否关闭？

Do air compressors and generators operate with doors closed?

24. 不用的设备是否关闭或将油门调小，降低速度？ √ Is idle plant/equipment turned off or throttled down?

25. 是否采取了任何能够减弱噪音的活动（如隔音罩、屏障等）？ adopted (e.g. use noise barrier / √ enclosure)?

26. 上一次检查后是否进行过噪声监 √

测？如果有，请列明监测结果；如果没有，请标明下一次监测时间。

Was noise monitoring conducted since the last inspection? If yes, present results. If no, indicate date of next monitoring campaign.

27. 承包商是否定期与项目实施单位、学校学生及附近的居民交流，了解是否对声环境是否有任何不满？

27. Does contractor regularly consult √ with PIU, TVET administration, students as well as nearby residents to identify concerns related to noise?

地表水污染 Surface water pollution

28. 承包商是否制定了汽油和其它危 √ 险物质临时管理计划（泄露管理计划）？

Did the contractor develop a contingency plan for control of oil and other dangerous substances (Spill Management Plan)?

29. 现在污水处理设施（沉砂池）维护 √ 是否得当？

Are wastewater treatment systems

30. 施工废水和施工现场的生活污水是否排入污水管网或现场处理设施以确保达标排放？

Is construction wastewater and domestic wastewater discharged to √ sewer systems (if possible), or are on-site treatment facilities provided to ensure compliance with effluent discharge standard?

31. 是否有污水排入到雨水管？

Are there any wastewater discharged to √ the storm drains?

固体废弃物管理 Solid waste management

32. 现场是否整洁？（是否有垃圾、清扫是否及时）

Is the site kept clean and tidy? (e.g. litter √ free, good housekeeping)

33. 腐蚀性和非腐蚀性废弃物是否分 √ 开？

Are separate chutes used for inert and non- inert wastes?

34. 垃圾是否分类存放以促进回收利用？

Are separated labeled containers/ areas √ provided for facilitating recycling and waste segregation?

35. 建筑垃圾、可循环利用的废弃物及一般垃圾是否定期清运？

35. Are construction wastes / recyclable √ wastes and general refuse removed off site regularly?

36. 化学品废弃物（如果有）是否由有 √ 资质的单位收集并妥善处置？

Are chemical wastes, if any, collected and disposed of properly by licensed collectors?

健康和安全 Health and safety

37. 承包商是否制定比提交了环境、健康和安全管理计划？

Did the contractor prepare and submit √ an Environmental, Health and Safety Management Plan (HSMP)?

38. 现场是否提供了安全的洁净水？ √ 是否为工人提供了足够的厕所？

Is safe supply of clean water and an adequate number of latrines provided for workers?

39. 施工现场是否有垃圾收集设施？

Are garbage receptacles provided at √ construction site?

40. 是否按照健康和安全有关规定向工人提供了个人防护设备？

Is personal protection equipment (PPE) √ provided for workers in accordance with relevant health and safety regulations?

41. 承包商是否制定事故和紧急事件的应急响应预案？

Does the contractor have emergency √ response plan to take actions on accidents and emergencies?

42. 在施工现场粘贴明显的标识，提醒师生和公众可能出现的危险，如车辆、有害物质、开挖等，提高安全意识；

Are clear signs placed at construction sites in view of the TVET students and √ staff as well as the public, warning people of potential dangers such as moving vehicles, hazardous materials, excavations etc, and raising awareness on safety issues?

43. 是否有围栏等措施保证施工现场 √ 的安全，防止随意进出？

Are all construction sites made secure, discouraging access through appropriate fencing?

44. 是否采取了交通管理措施（限速、限行等）？

Are traffic control measures (speed √ control, access control) applied?

45. 灭火器、消防设施是否维护并在有效期内？消防通道是否被阻断或堵塞？ √ Are fire extinguishers / fighting facilities properly maintained and not expired? Escape not blocked / obstructed?

植被 Vegetation

46. 无施工活动的地区是否有过度破坏植被的迹象？

Is there any evidence of excessive √ destruction of existing vegetation where no construction activity is occurring?

47. 土建工程完工后是否恢复受干扰区的植被？

47. Are disturbed areas properly √ re-vegetate after completion of civil works?

文物古迹 Physical cultural resources

48. 是否有可能发现文物古迹？如果有，确保采取合理的措施保护文物古迹。 √ Are they any chance found relics? If yes, ensure appropriate measures taken to preserve them.

其它 Others

49. 其它问题或意见

Any other problems identified or observations made? √

Date, Name and Signature of Site Inspector

现场检查人员签字、日期：董光清

现场新冠肺炎疫情管控清单 Site Inspection Checklist for COVID-19 infection control

子项名称 Sub‐Project Name：青州市黑虎山水库增容工程 QingzhouHeihushang reservoir subproject 现场位置SiteLocation：青州市黑虎山水库Heihushang reservoir

检查日期Inspection Date：2020年10月 October 2020 ______检查人 Inspected by：高前进 Gao Qianjingfrom the project implementation unit

检查内容是否不适用备注（如发现的问题、 Inspection Item Yes No N.A. 不存在该问题可能的原因或建议的纠正/预防措施）现场疫情未达到要启 Remarks (i.e. 动该措施 problem observed, possible cause of Not applicable nonconformity N.A. and/or proposed N. A. there is no corrective/ such problem preventative actions)

The measures should not be started due to the epidemic situation on site is not up to standard.

现场疫情管控制度和信息披露 Management for COVID-19 infection contain And site information disclosure

1，工程承包商是否指定了现 √ 场疫情管控人员？该员在管控人员现场吗？

Has contractor appointed an supervisor for COVID-19 infection controlling? 与管控疫情有关的信息在现场公布了吗（）？ √

The measures should not be started due to the epidemic situation on site is not up to standard.

Is information pertaining to requirement on COVID-19infection controllingdisclosed at construction site ?

就疫情管控，工程承包商是 √ 否与当地医疗当局和疾控中心保持联系。 Whether the project contractor keeps in touch with the local medical authorities and the CDC in terms of epidemic control. 对工作场所和工地的人员采取的保护措施 Protection measures for personnel in the workplace and construction site

在工作现场的关键入口、出口和进出通道安装洗手液站吗？ √ Has the contractor prepared the facility installation of hand sanitizer stations at key entry, exit, and access

The measures should not be started due to the epidemic situation on site is not up to standard. routes on work sites?

承包商是否在告示了当需要时必须带口罩的面说明和实施了该要求？ Has the contractor prepared √ the new instructions for the use of mask mandate when and where needed.

6，承包商是否提供设施来管理餐饮和住宿的社 √ 会距离？ Has the contractor to provide the facilities to manage the social distancing forCatering and accommodation?

所有项目工作人员，和承包 √ 商和工人在进入施工，办公工作现场前必须确认无感染状态。 confirmation of infection-free status

The measures should not be started due to the epidemic situation on site is not up to standard.

required for all project staff and contractors prior to accessing work sites

现场检查人员签字、日期：高前进 2019年10月与外界和社会人员的限制接近措施 Limited access measuresfrom the outside of construction site and social personnel

8, 施工现场贴出了告示—限制外界无关人员进入施工现场吗？ Notice posted on the construction √ site - refuse irrelevant personnel to enter the construction site? 9, 在工作现场的关键入口、出口和进出通道建立检查制度和对进入人员测量体温和检查手机健康码？ Establish an inspection system at √ key entrances, exits and access ways of the work site, and measure the body temperature and check the mobile health code of the entry personnel? Date, Name and Signature of Site Inspector

APPENDIX 3. SOIL AND WATER CONSERVATION MONITORING RESULTS AND ANALYSIS 水土保持监测结果与分析

Beijing Lin Fengyuan ecological environment planning and Design Institute Co., Ltd. July 2020

简介为了及时准确的了解、掌握项目建设过程中的水土流失及水土保持情况，我公司成立了山东省利用亚行（Asian Development Bank --ADB）贷款地下水漏斗区域综合治理示范项目水土保持监测项目部，下设 5 个子项目监测项目分部。各监测项目分部技术人员首先编制完成了各子项目水土保持监测实施方案，于 2016 年 8 月底正式开始进行水土保持监测工作, 伴随着各子项目的土木工程的进展，水土保持监测工作一直持续到本年度的 12 月。今后还将进行下去。 Introduction In order to understand timely and accurately the situation of soil erosion and soil and water conservation in the process of project construction, our company established the project Department of water and soil conservation monitoring on of Shandong groundwater Protection Project --ADB loan project—An area comprehensive management demonstration project, and set up 5 sub project monitoring projects division. The technical personnel of each monitoring project first completed the implementation plan of soil and water conservation monitoring for each sub projectand began to carry out the monitoring of soil and water conservation at the end of August 2016.Along with the progress of civil engineering of each subproject, the monitoring work of soil and water conservation continuesuntil December of this year. It will continue in the future.

监测工作开展情况 Monitoring work

2020 年下半年，我公司“山东省利用亚行贷款地下水漏斗区域综合治理示范工程水土保持监测项目部”各项目组，按照各项目区监测实施方案，继续对 5 个项目区开展了水土保持监测工作。主要工作内容如下。 In the second half of 2020, our company to carry out the soil and water conservation monitoring work in the 5 sub-project areas. The main contents of the work are as follows. 通过与各项目区建设单位、施工单位收集施工月报的资料，汇总新增扰动占地、土石方数量、水土保持措施数量等数据，定期赴工程建设现场开展了调查监测和定位观测，

对扰动占地面积、土石方工程和水土保持措施量等指标进行核实，并通过监测点对土壤流失情况进行监测，及时掌握工程现场的水土流失情况。 By collecting the data from the construction units and construction units of each project area, the data of the newly added area of disturbed land, the quantity of earth and stone, the quantity of soil and water conservation measures are collected, and the survey monitoring and positioning observation are carried out regularly to the construction site of the project, and the measures of the area of the disturbed land, the earthwork project and the measure of soil and water conservation are carried out. Verify and monitor the soil loss through monitoring points, and timely grasp the soil erosion situation at the project site.

监测结果与分析 Monitoring results and analysis

地表扰动面积监测 Surface disturbance area monitoring

2020 年下半年，山东省利用亚行（ADB）贷款地下水漏斗区域综合治理示范工程共新增扰动地表面积 38.07hm²，累计共扰动地表面积 1211.15m²。 In the second halfyear of 2020, the disturbance are is to add a total of disturbing

surface area 38.07hm², and a Accumulativetotal of 1271.79hm². 地表扰动范围监测结果见表 1。

The results of monitoring the range of surface disturbances are shown in Table 1. 表 1 项目建设区扰动面积监测结果表 Monitoring result table of disturbed area of project construction area 扰动面积 Disturbed area（hm2）项目区监测分区 Monitoring 本半年度新增 Newly added in 累计 Sub-Project area Division thisperoid Accumulative （1）河道治理工程 River 0.0 308.73 control project （ 2 ）湿地治理工程（一）桓台项目 Wetland management 0.00 40.88 区 project HuantaiSubproje （3）其他临时占地 ct Other temporary 0.00 38.79 occupying space 小计 subtotal 0.00 388.39 （1）大坝及建筑物工程（二）昌乐南寨 Dam and building 0.0 19.29 水库 engineering 扩建工程（2）泵站及生产桥工程 Changle Nan Pumping station and 0.0 0.67 Zhai reservoir production Bridge Extension Engineering （3）抬田造地区 Farm 0.0 44.46

表 1 项目建设区扰动面积监测结果表 Monitoring result table of disturbed area of project construction area 扰动面积 Disturbed area（hm2）项目区监测分区 Monitoring 本半年度新增 Newly added in 累计 Sub-Project area Division thisperoid Accumulative field making area （4）管理机构区 0.0 0.53 Office management area （ 5 ）水库淹没区 Reservoir inundation 0.0 62.18 area （6）其他临时占地 Other temporary 0.0 1.02 occupying space 小计 subtotal 0.0 128.15 （1）峡山水库向城北水库供水工程区 Water diversion pipeline from Xiashan 0.0 94.80 Reservoir to Chengbei Reservoir –Gaomi

（三）高密项目区（2）拒城河水库增容工程 Connection of GaomiSub-proje Reservoirs of Wangwu, 0.0 135.46 ct area Chengnan and Juchenghe - Gaomi

（3）三库串联输水工程 Water works to connect Wanwu Reservoir, 1.20 29.97 Juchenghe Reservoir and Chengnan Reservoir 小计 subtotal 1.20 260.23 （1）仁河、黑虎山、七一水库、尧王湖水库串联工程 Water diversion from RenheReservoir to 0.00 35.77 Heihushan Reservoir and Qiyi Reservoir - （四）青州项目 Qingzhou: 区（2）引弥干渠向坝沟子水库供水工程监测区 Irrigation Channels works for water diversion from Mi River 0.00 19.35 to Bagouzi Reservoir - Qingzhou

表 1 项目建设区扰动面积监测结果表 Monitoring result table of disturbed area of project construction area 扰动面积 Disturbed area（hm2）项目区监测分区 Monitoring 本半年度新增 Newly added in 累计 Sub-Project area Division thisperoid Accumulative （3）北阳河生态河道治理工程 Beiyang River 0.0 0.00 Rehabilitation- Qingzhou 小计 subtotal 0.00 55.12 （1）巨淀湖湿地功能的修（五）寿光项目复工程 Juding Lake 37.89 216.79 Rehabilitation 区（2）塌河河道及其支流的 Shouguang 治理工程 0.28 162.47 subproject Tai River Rehabilitation 小计 38.17 379.26 合计 Total 39.37 1211.15

弃土弃渣情况监测 Monitoring of abandoned soil and abandoned slag 2020 年下半年，山东省利用亚行贷款地下水漏斗区域综合治理示范工程新增土石方挖填总量 151.37 万 m³，其中工程挖方 53.52 万 m³、填方 97.85 万 m³，产生弃方 3.49 万 m³。累计土石方挖填总量 3078.93 万 m³，其中工程挖方 1973.26 万 m³、填方 1093.38 万 m³，产生弃方 879.88 万 m³。 In the second half of 2020, the total amount of new earth and stone excavation in the project area was1513，700 m³. Among them , 535，200m³ of the excavators, 978，500m³ of the fillers and produced 34.900m³ of the abaned ones.

The cumulative total amount of earth and rock excavation and filling is 307,899,300m³ of which 19,732,600m³ is excavated and10,933,800m³is filled, resulting in 8,798,800m³ is discarded.

工程开工以后，对于土方工程本着本项目各工程区之间优先利用，周边工程及村庄就近消化利用的原则，通过当地政府协商，将产生弃方用于工程周边荒沟坑塘填洼，平整后进行综合开发利用。 After the construction of the project, in accordance with the principle of the priority utilization between the various engineering areas of this project, the principles of the near digestibility of the surrounding projects and villages, through the consultation of the local government, the abandoning side will be produced in the waste pit filling and the comprehensive exploitation and utilization. 本项目土石方工程及弃土弃渣情况详见表 Details of earthwork works and spoil and slag disposal are shown in the Table2。表 2 土石方工程统计表 Statistical table of earthwork

土石方挖填总量挖方量弃方量 Discarded Total amount of earth 填方量 Fill Excavation square and volume（km3）项目区 volume（km3） quantity（km3） stone excavation（km3） subproject 本半年度本半年度本半年度累计本半年度累计累计累计 this half this half this half Accumu this half Accumul Accumulative Accumulative year year year lative year ative （一）桓台项目 0.0 525.90 0.0 373.19 0.0 152.70 0.00 220.49 区 Huantai （二）昌乐南寨水库 0.00 617.26 0.00 372.91 0.00 243.87 0.00 129.04 扩建工程 Changle （三）高密项目 0.0 597.45 0.0 405.71 0.0 186.53 0.00 219.18 区 Gaomi （四）青州项目 0.00 20.15 0.0 5.15 0.0 3.2 0.00 1.95 区 Qingzhou （五）寿光项目 151.37 1323.38 53.52 816.3 97.85 507.08 3.49 309.22 区 Shouguang 合计 Toal 151.37 3078.93 53.52 1973.26 97.85 1093.38 3.49 879.88

水土流失状况监测 Monitoring and control of soil and water loss 通过监测分区扰动土地面积、不同区域土壤侵蚀模数、监测周期三项指标，采用通用方程式计算工程建设区土壤流失量。每个子项目采用的土壤侵蚀模数是根据有关侵蚀量定位观测和调查情况，结合综合分析不同时期水土流失强度及其影响因素的基础上确定的平均土壤侵蚀模数。 The soil loss of construction area was calculated by using three indexes by monitoring the area of disturbed land, the modulus of soil erosion in different regions and the monitoring cycle. The soil erosion modulus used by each sub project is based on the observation and investigation of the relative erosion amount, combining with the comprehensive analysis of the average soil erosion modulus based on the soil erosion intensity and its influencing factors at different periods. 2020 年下半年，山东省利用亚行（ADB）贷款地下水漏斗区域综合治理示范工程共产生土壤流失量 1016t，其中第 3 季度 602t，第 4 季度 414t。 In the second half year of 2020, the amount of soil loss 1016t was produced, which was 6021t in the first quarter and 414t in the second quarter. 具体计算见表 3。The specific calculation is shown in Table 3.

表 3，2020 年下半年土壤流失量统计表 Statistics of soil loss in the firsthalf of the 2020 监测时段侵蚀面积平均侵蚀模土壤侵蚀量时段（a） Monitoring 项目区 subproject Eroded 数 Average Soilerosion period period area（hm2） erosion （t）

modulus （t/km2•a) 254.26—29. 高密项目区 Gaomi 189--500 0.25 120--150 97 265.06—12 寿光项目区 Shouguang 200--1404 0.25 130--452 8.76 小计 subtotal 158．73 602 2020 年第 4 季高密项目区 Gaomi 29.97 200 0.25 130 度寿光项目区 Shouguang 96.75 1173 0.25 284 4 quarterof 小计 subtotal 126.72 414 2020 合计 total 285.45 1104 1016

水土保持措施建设 2020 年下半年，山东省利用亚行（ADB）贷款地下水漏斗区域综合治理示范工程 5 个项目区继续施工，随主体工程进度积极落实各项水土保持措施。昌乐县南寨水库扩建工程于 2018 年 10 月全部竣工。桓台项目区于 2019 年 12 月基本完工。高密项目区于 2020 年 7 月基本完工。寿光项目区巨淀湖湿地修复工程中围堤工程、水系构建工程，益寿新河、塌河生态修复工程中堤防工程、生态防护工程继续施工，完成了土地整治，栽植乔木、撒播植草等水土保持措施，加大了对扰动区域的防尘网遮盖。青州市项目区于 2019 年 6 月底基本完工。

Construction of soil and water conservation measures in the second half of 2020, five demonstration projects of comprehensive treatment of groundwater funnel area with ADB loan in Shandong Province will continue to be constructed, and various soil and water conservation measures will be actively implemented along with the progress of the main project. The expansion project of Nanzhai reservoir in Changle County was completed in October 2018. Huantai project area will be basically completed in December 2019. Gaomi project area will be basically completed in July 2020. In the wetland restoration project of Judian Lake in Shouguang project area, the dike project and water system construction project, and the dike project and ecological protection project in the ecological restoration project of Yishou New River and collapse River continued to be constructed. The soil and water conservation measures such as land consolidation, planting trees and grass were completed, and the dust-proof net covering of the disturbed area was increased. The project area of Qingzhou City will be basically completed by the end of June 2019.

APPENDIX 4. PHOTOGRAPHS 2020 年下半年度监测成果 Monitoring results in the second half of 2020

监测点信息监测结果 Monitoring 现场照片 Site photos Monitoring point results information

鸟岛填筑及植被寿光--河道配置建设完成生态修复工程 91％。91% of the Shouguang-Riv construction of er Ecological the bird island's Restoration reclamation and Project vegetation has

been completed.

老织女河、新织女河、乌阳河、寿光项目区塌河、阳河植物养河道生态修护管理中Plant 复工程 conservation and Shouguang-Riv management of er Ecological the Old Zhinv Restoration River, New Zhinv Project River, Wuyang River, Ta River, and Yang River

监测点信息监测结果 Monitoring 现场照片 Site photos Monitoring point results information

River, Ta River, and Yang River

老织女河、新织女河、乌阳河、塌河、阳河植物养护管理中 Plant conservation and management of the Old Zhinv River, New Zhinv River, Wuyang River, Ta River, and Yang River

昌乐南寨水库已经完成水土保持监测工作，水土保持设施已经验收。扩建工程 The soil and water conservation monitoring work has been Changle Nan completed, and the water and soil conservation facilities have Zhai reservoir been accepted. Extension

监测点信息监测结果 Monitoring 现场照片 Site photos Monitoring point results information

高密弃土区堆放植被恢复 Vegetation restoration of piled up in Gaomi

弃土区堆放植被恢复 Vegetation restoration of piled up in spoil

area

监测点信息监测结果 Monitoring 现场照片 Site photos Monitoring point results information

本地植被品种 Native vegetation

varieties

本地植被品种 Native vegetation

varieties

监测点信息监测结果 Monitoring 现场照片 Site photos Monitoring point results information

高密巨城湖水库枯水期生态流量 Ecological flow of Gaomi

Juchenghu reservoir in dry season

监测点信息监测结果 Monitoring 现场照片 Site photos Monitoring point results information

防疫设施 Covid-19 高密 Gaomi epidemic prevention facilities

Officers and workers at the Shouguang construction sites 寿光施工现场的工作人员

Officers and workers at the 寿光施工现场的工作人员 Shouguang Officers and construction sites workers at the Management Shouguang for COVID-19 construction infection contain at site sites information disclosure; 防治信息告示

监测点信息监测结果 Monitoring 现场照片 Site photos Monitoring point results information

寿光施工现场的工作人员 Officers and 承包商是告 workers at the 示了当需要时必 Shouguang 须带口罩的面说 construction 明和实施了该要 sites 求。 The contractor prepared the new instructions for the use of mask mandate when and where needed.

在工作现场的关键入口、出口和进出通道建立检查制度和对进入人员测量体温和检查手机健康码。寿光施工现场的 Establish an 工作人员 inspection Officers and system at key workers at the entrances, exits Shouguang and access ways construction of the work site, sites and measure the body temperature and check the mobile health code of the entry personnel

监测点信息监测结果 Monitoring 现场照片 Site photos Monitoring point results information

拒城河水库增容拒城河水库增容工程已于2019年9 工程月完工。高密项目区 Connection of Connection of Reservoirs of Reservoirs of Wangwu,

Wangwu, Chengnan and Chengnan and Juchenghe Juchenghe works works Have completed At Gaomi and land project Area recovery

王吴、拒城河、管道铺设完成后城南水库三库串土地整治恢复原联输水工程地貌。已完成总工高密项目区程量的96%。 Water works to After the connect completion of Wanwu pipeline laying, Reservoir, the original Juchenghe landform will be Reservoir and restored. 96% of Chengnan the total work Reservoir quantity has At Gaomi been completed project Area

监测点信息监测结果 Monitoring 现场照片 Site photos Monitoring point results information

巨淀湖湿地功能巨淀湖湿地功能的修复工程的修复工程完成寿光项目区 85%。

Juding Lake Juding Lake Rehabilitation Rehabilitation Have completed

85% and the land At Shouguang recovery project area

监测点信息监测结果 Monitoring 现场照片 Site photos Monitoring point results information

益寿新河、塌河益寿新河、塌河新生态修复工程增栽植乔木、灌寿光项目区木 Newly planted

trees and shrubs Tai River in yishouxinhe Rehabilitation River and At Shouguang collapse River project area

APPENDIX 5. PUBLIC CONSULTATIONS AND GRIEVANCE REDRESS 附件 5 公众参与和投诉处理

利用亚行贷款地下水漏斗区域综合治理示范项目施工活动环境影响公众咨询结果统计表 public consultation results statistics on Construction activity environment impact of this project for the period between July to December 2020( Shouguang and Huantai) 作答人数 the 人数 The number

调查问题 consultation questions 选项内容 Answer Option number of ofpeople

Answer people participated

A:影响轻微 The impact is 43 slight

B: 影响较小 1, 本项目的实施，对水资源和环境产生的负面 2 Theimpactisless 影响是 By the implementation of this 46 C: 影响一般 there are projectconstruction, thenegative impact on 1 someimpact water resources and the water environment.Is