ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 1/31 NM A

Annex D Public Redacted Version List of authorities ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 2/31 NM A

A. Filings and Decisions in The Prosecutor v. Bosco Ntaganda, Case No. ICC-01/04-02/06

Short-title Reference Confirmation-Decision-309 Decision Pursuant to Article 61(7)(a) and (b) of the Rome Statute on the Charges of the Prosecutor Against Bosco Ntaganda, 9 June 2014, ICC-01/04- 02/06-309.

DCB or Defence-Closing-Brief-2298-Anx1 Annex 1 to Defence Closing Brief, 09 July 2018, ICC-01/04-02/06-2298-Conf-Anx1-Corr.

Decision-410 [REDACTED], ICC-01/04-02/06-410-Conf-Exp- Red-Corr.

Decision-459 [REDACTED], ICC-01/04-02/06-459-Conf-Exp.

Decision-604 Decision on Defence request for leave to appeal the Chamber's decision on postponement of the trial commencement date, 21 May 2015, ICC- 01/04-02/06-604.

Decision-652-Anx Annex to Decision on witness preparation, 16 June 2015, ICC-01/04-02/06-652.

Decision-731 [REDACTED], ICC-01/04-02/06-731-Conf-Exp.

Decision-754 [REDACTED], ICC-01/04-02/06-754-Conf-Exp- Red.

Decision-761 [REDACTED], ICC-01/04-02/06-761-Conf-Exp.

No.ICC-01/04-02/06 2/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 3/31 NM A

Decision-777 [REDACTED], ICC-01/04-02/06-777-Conf-Exp.

Decision-785 Decision on Prosecution requests to impose restrictions on Mr Ntaganda’s contacts, 18 August 2015, ICC-01/04-02/06-785-Conf-Exp.

Decision-786 Decision on restrictions in relation to certain detainees, 18 May 2017, ICC-01/04-02/06-786- Conf-Red5.

Decision-1039 Decision on Defence request for leave to appeal the 'Decision on Defence requests seeking disclosure orders and a declaration of Prosecution obligation to record contacts with witnesses', 27 November 2015, ICC-01/04-02/06-1039.

Decision-1115 Decision on Defence request to modify the schedule for the third and fourth evidentiary blocks, 28 January 2016, ICC-01/04-02/06-1115- Conf.

Decision-1143 Decision on Defence request for reconsideration of the decision on the schedule for the third and fourth evidentiary blocks, 3 February 2016, ICC- 01/04-02/06-1143-Conf.

Decision-1364 Decision on Defence request seeking certain material relating to review of restrictions placed on Mr. Ntaganda’s contacts, 3 June 2016, ICC-01/04- 02/06-1364-Conf.

Decision-1494 Decision reviewing the restrictions placed on Mr Ntaganda’s contacts, 7 September 2016, ICC- 01/04-02/06-1494-Conf-Exp.

Decision-1513 Decision on Defence request for leave to appeal the ‘Decision reviewing the restrictions placed on Mr Ntaganda’s contacts’, 16 September 2016, ICC-01/04-02/06-1513.

Decision-1677 Decision on request for leave to appeal the Chamber’s decision rejecting the Defence request for a stay of proceedings, 12 December 2016, ICC- 01/04-02/06-1677.

No.ICC-01/04-02/06 3/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 4/31 NM A

Decision-1791 Decision on Defence request for recall of Witness P-0290, 17 February 2017, ICC-01/04-02/06-1791- Conf.

Decision-1826 Decision on Defence request for access to ex parte material, 16 March 2017, ICC-01/04-02/06-1826.

Decision-1883 Decision on Defence request for stay of proceedings with prejudice to the Prosecution, 28 April 2017, ICC-01/04-02/06-1883.

Decision-1931 Decision on Defence request for leave to file a ‘no case to answer’ motion, 1 June 2017, ICC-01/04- 02/06-1931.

Decision-1955 Decision on Defence request for leave to appeal the ‘Decision on Defence request for stay of proceedings with prejudice to the Prosecution’, 13 June 2017, ICC-01/04-02/06-1955. Decision-1973 Decision on Prosecution request for reconsideration of, or leave to appeal, decision on use of certain material during the testimony of Mr Ntaganda, 23 June 2017, ICC-01/04-02/06-1973. Decision-1968 Decision on suspensive effect, 19 June 2017, ICC- 01/04-02/06-1968.

Decision-2191 Decision on presentation of evidence pursuant to Articles 64(6)(b) and (d) and 69(3) of the Statute, 23 January 2018, ICC-01/04-02/06-2191.

Decision-2451 Decision on Defence request in relation to ex parte filings, 11 December 2019, ICC-01/04-02/06- 2451.

Decision-2451-Anx Annex to the Decision on Defence request in relation to ex parte filings, 11 December 2019, ICC-01/04-02/06-2451-Conf-Anx.

Defence-Notice-673 [REDACTED], ICC-01/04-02/06-673-Conf-Exp.

Defence-Notice-717 [REDACTED], ICC-01/04-02/06-717-Conf-Exp.

Defence-Notice-773 [REDACTED], ICC-01/04-02/06-773-Conf-Exp.

No.ICC-01/04-02/06 4/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 5/31 NM A

Defence-Notice-799 [REDACTED], ICC-01/04-02/06-799-Conf-Exp.

Defence-Notice-807 Notice on behalf of Mr Ntaganda informing the Chamber of the assignment of a new Defence investigator and a new Defence resource person, and the consequences thereof , 1 September 2015, ICC-01/04-02/06-807-Conf-Exp.

Defence-Notice-813 [REDACTED], ICC-01/04-02/06-813-Conf-Exp.

Defence-Notice-987 [REDACTED], ICC-01/04-02/06-987-Conf-Exp.

Defence-Notice-1081 [REDACTED], ICC-01/04-02/06-1081-Conf-Exp.

Defence-Observations-533 Observations on behalf of Mr Ntaganda on the post-factum review of the phone conversations made by Mr Ntaganda, 24 March 2015, ICC- 01/04-02/06-533-Conf-Exp.

Defence-Observations-568 Corrected version of “Observations on behalf of Mr Ntaganda on the Addendum to the First Report on the post-factum review of the phone conversations made by Mr Ntaganda”, 22 April 2015, ICC-01/04-02/06-568-Conf-Exp-Corr.

Defence-Observations-625 Observations on behalf of Mr Ntaganda on the Second Report on the post-factum review of the phone conversations made by Mr Ntaganda, 4 June 2015, ICC-01/04-02/06-625-Conf-Exp. Defence-Observations-759 Final Observations on Prosecution Requests for Restrictions on Mr Ntaganda’s Communications, 3 August 2015, ICC-01/04-02/06-759-Conf-Exp.

Defence-Observations-1312 Observations on behalf of Mr Ntaganda on restrictions on his contacts in detention, 9 May 2016, ICC-01/04-02/06-1312-Conf-Exp.

No.ICC-01/04-02/06 5/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 6/31 NM A

Defence-Reply-718 [REDACTED], ICC-01/04-02/06-718-Conf-Exp.

Defence-Reply-Brief-2307 Corrected version of “Defence Reply to the Prosecution’s Response to the Defence Closing Brief” dated 1 August 2018, ICC-01/04-02/06- 2307, 11 August 2018, ICC-01/04-02/06-2307- Conf-Corr. Defence-Request-LtA-734 [REDACTED], ICC-01/04-02/06-734-Conf-Exp.

Defence-Request-LtR-2017 [REDACTED], ICC-01/04-02/06-2017-Conf.

Defence-Request-LtR-711 [REDACTED], ICC-01/04-02/06-711-Conf-Exp.

Defence-Request-541 Urgent request on behalf of Mr NTAGANDA seeking to postpone the presentation of the Prosecution’s Case until 2 November 2015 at the earliest with Public Annex A, 7 April 2015, ICC- 01/04-02/06-541-Conf-Exp.

Defence-Request-691 [REDACTED], ICC-01/04-02/06-691-Conf-Exp.

No.ICC-01/04-02/06 6/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 7/31 NM A

Defence-Request-677 Corrected version of ‘Urgent motion on behalf of Mr Ntaganda seeking immediate adjournment of the proceedings until the necessary conditions are in place to ensure a fair trial’, 26 June 2015, ICC- 01/04-02/06-677-Conf-Exp, 26 June 2015, ICC- 01/04-02/06-677-Conf-Exp-Corr.

Defence-Request-709 Application on behalf of Mr Ntaganda seeking lea ve to appeal the Chamber’s oral decision on “Urge nt motion on behalf of Mr Ntaganda seeking imme diate adjournment of the proceedings until the nece ssary conditions are in place to ensure a fair trial”, 10 July 2015, ICC-01/04-02/06-709-Conf-Exp. Defence-Request-737 [REDACTED], ICC-01/04-02/06-737-Conf-Exp.

Defence-Request-755 [REDACTED], ICC-01/04-02/06-755-Conf-Exp.

Defence-Request-1102 Request on behalf of Mr Ntaganda seeking Trial Chamber VI to modify the schedule for evidentiary blocks 3 and 4, 25 January 2016, ICC-01/04- 02/06-1102-Conf.

Defence-Request-1122 Application on behalf of Mr Ntaganda seeking reconsideration of “Decision on Defence request to modify the schedule for the third and fourth evidentiary blocks”, 1 February 2016, ICC-01/04- 02/06-1122-Conf. Defence-Request-1315 [REDACTED], ICC-01/04-02/06-1315-Conf-Exp- Corr.

Defence-Request-1629 Urgent Request for Stay of Proceedings, 14 November 2016, ICC-01/04-02/06-1629-Conf.

Defence-Request-1645 Request on behalf of Mr Ntaganda seeking leave to appeal oral decision on “Urgent request for stay of proceedings”, 22 November 2016, ICC-01/04- 02/06-1645.

Defence-Request-1751 Request on behalf of Mr Ntaganda seeking Trial Chamber VI to recall Witness P-0290, 24 January 2017, ICC-01/04-02/06-1751-Conf-Exp.

No.ICC-01/04-02/06 7/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 8/31 NM A

Defence-Request-1790 [REDACTED], ICC-01/04-02/06-1790-Conf.

Defence-Request-1830 Defence Request for stay of proceedings with prejudice to the Prosecutor, 20 March 2017, ICC- 01/04-02/06-1830-Conf.

Defence-Request-1830-AnxA [REDACTED], ICC-01/04-02/06-1830-Conf- AnxA.

Defence-Request-1879 [REDACTED], ICC-01/04-02/06-1879-Conf.

Defence-Request-1888 Request on behalf of Mr Ntaganda seeking leave to appeal “Decision on Defence request for stay of proceedings with prejudice to the Prosecution”, 4 May 2017, ICC-01/04-02/06-1888.

Defence-Request-2120 [REDACTED], ICC-01/04-02/06-2120-Conf.

Defence-Request-LtR-1904 Request on behalf of Mr Ntaganda seeking leave to reply to “Prosecution’s response to the ‘Defence Request on behalf of Mr Ntaganda seeking leave to appeal Decision on Defence request for stay of proceedings with prejudice to the Prosecution’” (ICC-01/04-02/06-1898), 15 May 2017, ICC- 01/04-02/06-1904.

Defence-Response-638 [REDACTED], ICC-01/04-02/06-638-Conf-Exp.

Defence-Response-767 [REDACTED], ICC-01/04-02/06-767-Conf-Exp.

Defence-Response-1940 Response to “Prosecution’s request to use non- privileged Detention Centre communications during the testimony of Bosco Ntaganda” (ICC- 01/04-02/06-1925-Conf) and “Prosecution’s supplemental request to use non-privileged Detention Centre communications during the testimony of Bosco Ntaganda” (ICC-ICC-01/04- 02/06-1930-Conf), 6 June 2017, ICC-01/04-02/06- 1940-Conf.

No.ICC-01/04-02/06 8/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 9/31 NM A

Defence-Response-2012 [REDACTED], ICC-01/04-02/06-2012-Conf.

Defence-Response-2048 [REDACTED], ICC-01/04-02/06-2048-Conf.

Defence-Response-2181 [REDACTED], ICC-01/04-02/06-2181-Conf.

Expert-Report-798 [REDACTED], ICC-01/04-02/06-798-Conf-Exp.

Order-382 Order Scheduling a Status Conference and Setting the Commencement Date for the Trial, 9 October 2014, ICC-01/04-02/06-382.

Order-508 [REDACTED], ICC-01/04-02/06-508-Conf-Exp.

Order-667 [REDACTED], ICC-01/04-02/06-667-Conf-Exp.

Order-697 [REDACTED], ICC-01/04-02/06-697-Conf-Exp.

OTP-Sentencing-Brief-2425 Submissions on Sentence, 30 September 2019, ICC-01/04-02/06-2425-Conf.

PCB or Prosecution-Closing-Brief-Anx1 Annex 1 to Prosecution’s Final Closing Brief, 20 April 2018, ICC-01/04-02/06-2277-Conf-Anx1- Corr.

Prosecution-Communication-1616 Prosecution’s Communication of the Disclosure of Evidence obtained pursuant to Article 70, 7 November 2016, ICC-01/04-02/06-1616.

Prosecution-Communication-1760 Prosecution’s Communication of the Disclosure of Evidence, 30 January 2017, ICC-01/04-02/06- 1760.

Prosecution-Communication-2013 Prosecution’s Communication of the Disclosure of Evidence, 22 August 2017, ICC-01/04-02/06- 2013.

No.ICC-01/04-02/06 9/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 10/31 NM A

Prosecution-Provision-422 [REDACTED], ICC-01/04-02/06-422-Conf.

Prosecution-Provision-431 [REDACTED], ICC-01/04-02/06-431-Conf.

Prosecution-Provision-565 [REDACTED], ICC-01/04-02/06-565-Conf-Red.

Prosecution-Provision-618 [REDACTED], ICC-01/04-02/06-618-Conf.

Prosecution-Reply-1948 [REDACTED], ICC-01/04-02/06-1948-Conf.

Prosecution-Reply-2190 [REDACTED], ICC-01/04-02/06-2190-Conf.

Prosecution-Request-LtR-1942 [REDACTED], ICC-01/04-02/06-1942-Conf.

Prosecution-Request-LtR-2014 [REDACTED], ICC-01/04-02/06-2014-Conf.

No.ICC-01/04-02/06 10/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 11/31 NM A

Prosecution-Request-LtR-2183 [REDACTED], ICC-01/04-02/06-2183-Conf.

Prosecution-Request-348 [REDACTED], ICC-01/04-02/06-348-Conf.

Prosecution-Request-349 [REDACTED], ICC-01/04-02/06-349-Conf-Red4.

Prosecution-Request-349-AnxA [REDACTED], ICC-01/04-02/06-349-Conf- AnxA-Red2.

Prosecution-Request-349-AnxB [REDACTED], ICC-01/04-02/06-349-Conf-AnxB- Red2.

Prosecution-Request-371 Second confidential redacted version of “Prosecution’s Submission of Additional Evidence in Support of “Prosecution’s urgent request for measures under regulation 101(2) of the Regulations of the Court” dated 8 August 2014”, 18 September 2014, ICC-01/04-02/06-371-Conf- Exp, 14 March 2017, ICC-01/04-02/06-371-Conf- Red3. Prosecution-Request-609 Second Confidential Redacted version of “Corrected version of the ’Prosecution request for in-court protective measures’”, 27 May 2015, ICC- 01/04-02/06-609-Conf-Exp, 19 January 2016, ICC-01/04-02/06-609-Conf-Corr-Red3. Prosecution-Request-638 [REDACTED], ICC-01/04-638-Conf-Red.

No.ICC-01/04-02/06 11/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 12/31 NM A

Prosecution-Request-658 Confidential redacted version of “Prosecution’s urgent request for immediate suspension of Defence investigators and other measures”, 19 June 2015, ICC-01/04-02/06-658-Conf-Exp, 26 June 2015, ICC-01/04-02/06-658-Conf-Red.

Prosecution-Request-658-Anx2 [REDACTED], ICC-01/04-02/06-658-Conf-Anx2- Red.

Prosecution-Request-658-Anx5 [REDACTED], ICC-01/04-02/06-658-Conf-Anx5- Red.

Prosecution-Request-705 [REDACTED], ICC-01/04-02/06-705-Conf-Exp.

Prosecution-Request-737 [REDACTED], ICC-01/04-737.

Prosecution-Request-782 Second Prosecution request for in-court protective measures, 17 August 2015, ICC-01/04-02/06-782- Conf-Exp.

Prosecution-Request-843 Third Prosecution request for in-court protective measures, 18 September 2015, ICC-01/04-02/06- 843-Conf-Exp.

Prosecution-Request-883 Fourth Prosecution request for in-court protective measures, 2 October 2015, ICC-01/04-02/06-883- Conf.

Prosecution-Request-899 Confidential redacted version of “Prosecution’s submission pursuant to regulation 35 to vary the time limit for the sixth request for in-court protective measures concerning Prosecution Witness P-0039”, 14 October 2015, 14 October 2017, ICC-01/04-02/06-899-Conf-Red.

Prosecution-Request-900 Confidential redacted version of “Corrected version of “Fifth Prosecution request for in-court protective measures””, 14 October 2015, ICC- 01/04-02/06-900-Conf-Exp-Corr, 15 October 2015, ICC-01/04-02/06-900-Conf-Corr-Red.

No.ICC-01/04-02/06 12/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 13/31 NM A

Prosecution-Request-913 Confidential redacted version of “Prosecution’s submission pursuant to regulation 35 to vary the time limit for the seventh request for in-court protective measures concerning Prosecution Witness P-0886”, 20 October 2015, ICC-01/04- 02/06-913-Conf-Exp, 20 October 2015, ICC- 01/04-02/06-913-Conf-Red.

Prosecution-Request-973 Prosecution applications for protective/special measures under rule 87 or rule 88, and for leave to appeal the “Decision on Prosecution’s request for in-court protective measures for Witness P-0039”, 3 November 2015, ICC-01/04-02/06-973-Conf. Prosecution-Request-978 Prosecution application for rule 88 special measures in relation to Prosecution Witness [REDACTED], 4 November 2015, ICC-01/04- 02/06-978-Conf. Prosecution-Request-1066 Confidential redacted version of “Prosecution’s ninth request for in-court protective or special measures,” 15 December 2015, 18 December 2015, ICC-01/04-02/06-1066-Conf-Red.

Prosecution-Request-1071 Confidential redacted version of “Prosecution’s tenth request for in-court protective measures,” 23 December 2015, ICC-01/04-02/06-1071-Conf- Exp, 24 December 2015, ICC-01/04-02/06-1071- Conf-Red.

Prosecution-Request-1074 Confidential redacted version of “Additional submissions for protective and special measures concerning Prosecution Witness P-800“, 6 January 2016, ICC-01/04-02/06-1074-Conf-Exp, 11 January 2016, ICC-01/04-02/06-1074-Conf-Red.

Prosecution-Request-1196 Confidential redacted version of “Additional Submissions for Special and Protective Measures for Witness P-0815”, 4 March 2016, 4 March 2016, ICC-01/04-02/06-1196-Conf-Red.

Prosecution-Request-1212 Confidential redacted version of “Prosecution’s additional request for in-court protective measures for [REDACTED]”, 15 March 2016, ICC-01/04- 02/06-1212-Conf-Exp, 16 March 2016, ICC- 01/04-02/06-1212-Conf-Red.

Prosecution-Request-1218 Confidential redacted version of “Prosecution’s eleventh request for in-court protective and special measures”, 17 March 2016, ICC-01/04-02/06- 1218-Conf-Exp, 18 March 2016, ICC-01/04- 02/06-1218-Conf-Red.

No.ICC-01/04-02/06 13/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 14/31 NM A

Prosecution-Request-1224 Confidential redacted version of “Prosecution’s Twelfth request for in-court protective measures”, 22 March 2016, ICC-01/04-02/06-1224-Conf-Exp, 14 April 2016, ICC-01/04-02/06-1224-Conf-Red2.

Prosecution-Request-1310 Confidential redacted version of “Prosecution’s thirteenth request for in-court protective measures”, 6 May 2016, 9 May 2016, ICC-01/04- 02/06-1310-Conf-Red2.

Prosecution-Request-1323 Confidential redacted version of “Prosecution’s fourteenth request for in-court protective measures”, 18 May 2016, ICC-01/04-02/06-1323- Conf-Exp, 20 May 2016, ICC-01/04-02/06-1323- Conf-Red. Prosecution-Request-1332 Confidential redacted version of "Prosecution’s fifteenth request for in-court protective measures", 23 May 2016, ICC-01/04-02/06-1332-Conf-Exp, 24 May 2016, ICC-01/04-02/06-1332-Conf-Red. Prosecution-Request-1336 Confidential redacted version of “Prosecution’s sixteenth request for in-court protective measures”, 26 May 2016, ICC-01/04-02/06-1336-Conf-Exp, 27 May 2016, ICC-01/04-02/06-1336-Conf-Red.

Prosecution-Request-1349 Confidential redacted version of “Additional submissions for protective and special measures concerning Prosecution Witness P-0018”, 30 May 2016, ICC-01/04-02/06-1349-Conf-Exp, 1 June 2016, ICC-01/04-02/06-1349-Conf-Red. Prosecution-Request-1353 Confidential redacted version of “Prosecution’s seventeenth request for in-court protective measures”, 31 May 2016, ICC-01/04-02/06-1353- Conf-Exp, 1 June 2016, ICC-01/04-02/06-1353- Conf-Red.

Prosecution-Request-1362 Confidential Redacted Version of “Prosecution’s eighteenth request for in-court protective measures”, 2 June 2016, ICC-01/04-02/06-1362- Conf-Exp, 3 June 2016, ICC-01/04-02/06-1362- Conf-Red.

Prosecution-Request-1383 Confidential redacted version of “Prosecution’s twentieth request for in-court protective and special measures”, 10 June 2016, 10 June 2016, ICC-01/04-02/06-1383-Conf-Red.

Prosecution-Request-1385 Confidential redacted version of “Prosecution’s nineteenth request for in-court protective and special measures”, 10 June 2016, 10 June 2016, ICC-01/04-02/06-1385-Conf-Red.

No.ICC-01/04-02/06 14/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 15/31 NM A

Prosecution-Request-1397 Confidential, EX PARTE, redacted version of “Prosecution’s twenty-first request for in-court protective and special measures”, 14 June 2016, ICC-01/04-02/06-1397-Conf-Exp, 13 July 2016, ICC-01/04-02/06-1397-Conf-Exp-Red4. Prosecution-Request-1475 Confidential redacted version of “Corrected version of “Prosecution’s request for in-court protective measures for Prosecution witnesses testifying in the 6th evidentiary block”, 17 August 2016, ICC-01/04-02/06-1475-Conf-Exp, 19 August 2016, ICC-01/04-02/06-1475-Conf-Corr- Red.

Prosecution-Request-1500 Confidential redacted version of “Prosecution’s request for in-court protective measures for Witnesses P-0245 and P-0301”, 9 September 2016, ICC-01/04-02/06-1500-Conf-Exp, 13 September 2016, ICC-01/04-02/06-1500-Conf-Red.

Prosecution-Request-1576 Confidential redacted version of “Prosecution’s request for in-court protective measures for Witness [REDACTED]”, 10 October 2016, ICC- 01/04-02/06-1576-Conf-Exp, 11 October 2016, ICC-01/04-02/06-1576-Conf-Red. Prosecution-Request-1579 Confidential Redacted Version of “Prosecution’s request for in-court protective measures and special measures for Prosecution witnesses testifying in the 7th evidentiary block”, 11 October 2016, ICC-01/04-02/06-1579-Conf-Exp, 14 October 2016, ICC-01/04-02/06-1579-Conf-Red.

Prosecution-Request-1652 Confidential redacted version of “Prosecution’s submission pursuant to regulation 35 to vary a time limit and request for in-court protective measures for Witnesses P-0868 and P-0863”, 24 November 2016, ICC-01/04-02/06-1652-Conf-Exp, 28 November 2016, ICC-01/04-02/06-1652-Conf- Red.

Prosecution-Request-1686 Lesser redacted confidential version of “Prosecution’s request for in-court protective measures for Prosecution Witnesses P-0005, [REDACTED] and P-0857”, 15 December 2016, ICC-01/04-02/06-1686-Conf-Exp, 18 January 2017, ICC-01/04-02/06-1686-Conf-Red3.

Prosecution-Request-1756 Confidential redacted version of “Prosecution’s submission pursuant to regulation 35 to vary the time limit and request for in-court protective measures for Prosecution Witness P-0551”, 27 January 2017, 30 January 2017, ICC-01/04-02/06- 1756-Conf-Red.

No.ICC-01/04-02/06 15/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 16/31 NM A

Prosecution-Request-1925 [REDACTED], ICC-01/04-02/06-1925-Conf.

Prosecution-Request-1925-AnxA [REDACTED], ICC-01/04-02/06-1925-Conf- AnxA.

Prosecution-Request-1925-AnxB [REDACTED], ICC-01/04-02/06-1925-Conf- AnxB.

Prosecution-Request-1930 [REDACTED], ICC-01/04-02/06-1930-Conf.

Prosecution-Request-1930-AnxA [REDACTED], ICC-01/04-02/06-1930-Conf- AnxA.

Prosecution-Request-1930-AnxB [REDACTED], ICC-01/04-02/06-1930-Conf- AnxB.

Prosecution-Request-2010 [REDACTED], ICC-01/04-02/06-2010-Conf.

Prosecution-Request-2044 [REDACTED], ICC-01/04-02/06-2044-Conf.

Prosecution-Request-2171 [REDACTED], ICC-01/04-02/06-2171-Conf.

Prosecution-Response-744 [REDACTED], ICC-01/04-02/06-744-Conf-Exp.

Prosecution-Response-746 [REDACTED], ICC-01/04-02/06-746-Conf-Exp.

No.ICC-01/04-02/06 16/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 17/31 NM A

Prosecution-Response-1318 Confidential redacted version of “Prosecution’s response to the “Urgent request on behalf of Mr Ntaganda seeking disclosure of the annexes to the Prosecution’s submissions on the restrictions to Mr Ntaganda’s contacts and related requests”,16 May 2016, ICC-01/04-02/06-1318-Conf-Exp, 28 November 2016, ICC-01/04-02/06-1318-Conf- Red2.

Prosecution-Response-2123 Prosecution’s response to the Defence “Request for clarification and directions concerning potential recall of Prosecution Witness P-0290”, ICC-01/04- 02/06-2120, 20 November 2017, 22 November 2017, ICC-01/04-02/06-2123-Conf. Prosecution-Submission-1313 Confidential redacted version of “Prosecution’s submissions on the restrictions to NTAGANDA’s contacts”, 9 May 2016, ICC-01/04-02/06-1313- Conf-Exp, 28 March 2017, ICC-01/04-02/06- 1313-Conf-Red3. Prosecution-Submission-1313-AnxA Annex A to the Confidential redacted version of “Prosecution’s submissions on the restrictions to NTAGANDA’s contacts”, 9 May 2016, ICC- 01/04-02/06-1313-Conf-Exp, 28 November 2016, ICC-01/04-02/06-1313-Conf-AnxA-Red3. Prosecution-Submission-1313-AnxB Annex B to the Confidential, EX PARTE, redacted version of “Prosecution’s submissions on the restrictions to NTAGANDA’s contacts”, 9 May 2016, ICC-01/04-02/06-1313-Conf-Exp, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxB-Red. Prosecution-Submission-1313-AnxC Annex C to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxC.

Prosecution-Submission-1313-AnxD Annex D to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxD.

Prosecution-Submission-1313-AnxE Annex E to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxE.

Prosecution-Submission-1313-AnxF Annex F to the Confidential redacted version of “Prosecution’s submissions on the restrictions to NTAGANDA’s contacts”, 9 May 2016, ICC- 01/04-02/06-1313-Conf-Exp, 28 November 2016, ICC-01/04-02/06-1313-Conf-AnxF-Red.

Prosecution-Submission-1313-AnxG Annex G to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxG.

No.ICC-01/04-02/06 17/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 18/31 NM A

Prosecution-Submission-1313-AnxH Annex H to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxH.

Prosecution-Submission-1313-AnxI Annex I to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxI.

Prosecution-Submission-1313-AnxJ Annex J to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxJ.

Prosecution-Submission-1313-AnxK Annex K to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxK.

Prosecution-Submission-1313-AnxL Annex L to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxL.

Prosecution-Submission-1313-AnxM Annex M to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2019, ICC-01/04-02/06-1313-Conf-AnxM.

Prosecution-Submission-1313-AnxN Annex N to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxN.

Prosecution-Submission-1313-AnxO Annex O to the Prosecution’s submissions on the restrictions to NTAGANDA’s contacts, 9 May 2016, ICC-01/04-02/06-1313-Conf-AnxO.

Provision-995-Anx [REDACTED], ICC-01/04-02/06-995-Conf-Anx.

Registry-Report-748 [REDACTED], ICC-01/04-02/06-748-Conf.

SJ or Sentencing-Judgment-2442 Sentencing Judgment, 7 November 2019, ICC- 01/04-02/06-2442.

UDCC or Prosecution-Submission-458-Anx1 Annex A to Prosecution’s Submission of an Updated Document Containing the Charges pursuant to ICC-01/04-02/06-450, 16 February 2015, ICC-01/04-02/06-458-AnxA. Urgent-Defence-Request-1937 Urgent Request for leave to appeal “Decision on Defence request for leave to file a ‘no case to answer’ motion”, 1 June 2017, ICC-01/04-02/06- 1931, 5 June 2017, ICC-01/04-02/06-1973.

No.ICC-01/04-02/06 18/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 19/31 NM A

TJ Judgment, 8 July 2019, ICC-01/04-02/06-2359.

B. Other jurisprudence of this Court

Short-title Reference Abu-Garda-Confirmation-Decision-243 The Prosecutor v. Bahar Idriss Abu Garda, Decision on the Confirmation of Charges, 8 February 2010, ICC-02/05-02/09-243-Red.

Al-Bashir-Decision-3 The Prosecutor v. Omar Hassan Ahmad Al Bashir, Decision on the Prosecution’s Application for a Warrant of Arrest against Omar Hassan Ahmad Al Bashir, 4 March 2009, ICC-02/05-01/09-3. Al-Mahdi-Confirmation-Decision-84 The Prosecutor v. Ahmad Al Faqi Al Mahdi, Decision on the confirmation of charges against Ahmad Al Faqi Al Mahdi, 24 March 2016, ICC- 01/12-01/15-84-Red.

Al-Mahdi-Prosecution-Submission-70-AnxA Le Procureur c. Ahmad Al Faqi al Mahdi, Annex A au Dépôt de la traduction en anglais du Chef d’Accusation retenu par l’accusation contre Ahmad Al Faqi Al Madhi, 8 January 2016, ICC- 01/12-01/15-AnxA-Corr.

Al-Mahdi-TJ-171 The Prosecutor v. Ahmad Al Faqi Al Mahdi, Judgment and Sentence, 29 September 2016, ICC- 01/12-01/15-171.

Banda-Jerbo-Confirmation-Decision-121 The Prosecutor v. Abdallah Banda Abaker Nourain and Saleh Mohammed Jerbo Jamus, Corrigendum of the “Decision on the Confirmation of Charges”, 7 March 2011, ICC- 02/05-03/09-121-Corr-Red.

Bemba-AJ-3636 The Prosecutor v. Jean-Pierre Bemba Gombo, Judgment on the appeal of Mr Jean-Pierre Bemba Gombo against Trial Chamber III’s “Judgment pursuant to Article 74 of the Statute”, 8 June 2018, ICC-01/05-01/08-3636-Red.

Bemba-Confirmation-Decision-424 The Prosecutor v. Jean-Pierre Bemba Gombo, Decision Pursuant to Article 61(7)(a) and (b) of the Rome Statute on the Charges of the Prosecutor Against Jean-Pierre Bemba Gombo, 15 June 2009, ICC-01/05-01/08-424. Bemba-Decision-3255 The Prosecutor v. Jean-Pierre Bemba Gombo, Decision on “Defence Request for Relief for Abuse of Process”, 17 June 2015, ICC-01/05- 01/08-3255.

No.ICC-01/04-02/06 19/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 20/31 NM A

Bemba-et-al-AJ-2275 The Prosecutor v. Jean-Pierre Bemba Gombo, Aimé Kilolo Musamba, Jean-Jacques Mangenda Kabongo, Fidèle Babala Wandu and Narcisse Arido, Judgment on the appeals of Mr Jean-Pierre Bemba Gombo, Mr Aimé Kilolo Musamba, Mr Jean-Jacques Mangenda Kabongo, Mr Fidèle Babala Wandu and Mr Narcisse Arido against the decision of Trial Chamber VII entitled “Judgment pursuant to Article 74 of the Statute”, 8 March 2018, ICC-01/05-01/13-2275-Red. Bemba-et-al-SAJ-2276 The Prosecutor v. Jean-Pierre Bemba Gombo, Aimé Kilolo Musamba, Jean-Jacques Mangenda Kabongo, Fidèle Babala Wandu and Narcisse Arido, Judgment on the appeals of the Prosecutor, Mr Jean-Pierre Bemba Gombo, Mr Fidèle Babala Wandu and Mr Narcisse Arido against the decision of Trial Chamber VII entitled “Decision on Sentence pursuant to Article 76 of the Statute”, 8 March 2018, ICC-01/05-01/13-2276-Red.

Bemba-et-al-TJ-1989 The Prosecutor v. Jean-Pierre Bemba Gombo, Aimé Kilolo Musamba, Jean-Jacques Mangenda Kabongo, Fidèle Babala Wandu and Narcisse Arido, Judgment pursuant to Article 74 of the Statute, 19 October 2016, ICC-01/05-01/13-1989- Red.

Bemba-Prosecution-Submission-169-Anx3A The Prosecutor v. Jean-Pierre Bemba Gombo, Annex 3A to Prosecution’s Submission of Amended Document Containing the Charges and Amended List of Evidence, 17 October 2008, ICC- 01/05-01/08-169-Anx3. Blé-Goudé-Confirmation-Decision-186 The Prosecutor v. Charles Blé Goudé, Decision on the confirmation of charges against Charles Blé Goudé, 11 December 2014, ICC-02/11-02/11-186.

Gbagbo-Confirmation-Decision-656 The Prosecutor v. Laurent Gbagbo, Decision on the confirmation of charges against Laurent Gbagbo, 12 June 2014, ICC-02/11-01/11-656-Red.

Gbagbo-Decision-432 The Prosecutor v. Laurent Gbagbo, Decision adjourning the hearing on the confirmation of charges pursuant to article 61(7)(c)(i) of the Rome Statute, 3 June 2013, ICC-02/11-01/11-432.

Gbagbo-Prosecution-Notice-of-Appeal-1270 The Prosecutor v. Laurent Gbagbo and Charles Blé Goudé, Corrected version of “Prosecution Notice of Appeal”, 16 September 2019, ICC- 02/11-01/15-1270.

Gbagbo-Opinion-Judge-Henderson-1263 The Prosecutor v. Laurent Gbagbo et Blé Goudé, Reasons of Judge Geoffrey Henderson, 16 July 2019, ICC-02/11-01/15-1263-AnxB-Red.

No.ICC-01/04-02/06 20/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 21/31 NM A

Katanga-Confirmation-Decision-717 The Prosecutor v. Germain Katanga and Mathieu Ngudjolo Chui, Decision on the confirmation of charges, 30 September 2008, ICC-01/04-01/07- 717.

Katanga-Judgment-476 The Prosecutor v. Germain Katanga, Judgment on the appeal of Mr Germain Katanga against the decision of Pre-Trial Chamber I entitled “First Decision on the Prosecution Request for Authorisation to Redact Witness Statements”, 13 May 2008, ICC-01/04-01/07-476.

Katanga-Judgment-2259 The Prosecutor v. Germain Katanga and Mathieu Ngudjolo Chui, Judgement on the Appeal of Mr Katanga Against the Decision of Trial Chamber II of 20 November 2009 Entitled “Decision on the Motion of the Defence for Germain Katanga for a Declaration on Unlawful Detention and Stay of Proceedings, 12 July 2010, ICC-01/04-01/07- 2259.

Katanga-Minority-Opinion-3436-AnxI The Prosecutor v. Germain Katanga, Minority Opinion of Judge Christine Van den Wyngaert, 23 May 2015, ICC-01/04-01/07-3436-AnxI.

Katanga-Prosecution-Submission-649-Anx1A The Prosecutor v. Germain Katanga and Mathieu Ngudjolo, Annex 1A to Submission of Amended Document Containing the Charges Pursuant to Decision ICC-01/04-01/07-648, 26 June 2008, ICC-01/04-01/07-649-Anx1A.

Katanga-TJ-3436 The Prosecutor v. Germain Katanga, Judgment pursuant to article 74 of the Statute, 7 March 2014, ICC-01/04-01/07-3436-tENG.

Lubanga-Confirmation-Decision-803 The Prosecutor v. Thomas Lubanga Dyilo, Decision on the confirmation of charges, 29 January 2007, ICC-01/04-01/06-803-tEN.

Lubanga-Decision-108 The Prosecutor v. Thomas Lubanga Dyilo, Decision Establishing General Principles Governing Applications to Restrict Disclosure pursuant to Rule 81(2) and (4) of the Rules of Procedure and Evidence, 19 May 2006, ICC- 01/04-01/06-108-Corr.

Lubanga-Decision-1058 The Prosecutor v. Thomas Lubanga Dyilo, Decision on the procedures to be adopted for ex parte proceedings, 6 December 2017, ICC-01/04- 01/06-1058. Lubanga-Decision-2434 The Prosecutor v. Thomas Lubanga Dyilo, Redacted Decision on Intermediaries, 31 May 2010, ICC-01/04-01/06-2434-Red2.

No.ICC-01/04-02/06 21/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 22/31 NM A

Lubanga-Prosecution-Submission-1573-Anx1 The Prosecutor v. Thomas Lubanga Dyilo, Annex 1 to Prosecution’s Provision of the Amended Document Containing the Charges, 23 December 2008, ICC-01/04-01/06-1573-Anx1.

Lubanga-TJ-2842 The Prosecutor v. Thomas Lubanga Dyilo, Judgment pursuant to Article 74 of the Statute, 14 March 2012, ICC-01/04-01/06-2482.

Lubanga-AJ-3121 The Prosecutor v. Thomas Lubanga Dyilo, Judgment on the appeal of Mr Thomas Lubanga Dyilo against his conviction, 1 December 2014, ICC-01/04-01/06-3121-Conf.

Muthaura-Confirmation-Decision-382 The Prosecutor v. Francis Kirimi Muthaura, Uhuru Muigai Kenyatta and Mohammed Hussein Ali, Decision on the Confirmation of Charges Pursuant to Article 61(7)(a) and (b) of the Rome Statute, 23 January 2012, ICC-01/09-02/11-382- Red. Ongwen-Confirmation-Decision-422 The Prosecutor v. Dominic Ongwen, Decision on the confirmation of charges against Dominic Ongwen, 23 March 2016, ICC-02/04-01/15-422- Red.

Kenya-Decision-19 Situation in The Republic of Kenya, Decision Pursuant to Article 15 of the Rome Statute on the Authorization of an Investigation into the Situation in the Republic of Kenya, 31 March 2010, ICC- 01/09-19-Corr.

Ruto-Kosgey-Sang-Confirmation-Decision-373 The Prosecutor v. William Samoei Ruto, Henry Kiprono Kosgey and Joshua Arap Sang, Decision on the Confirmation of Charges Pursuant to Article 61(7)(a) and (b) of the Rome Statute, 23 January 2012, ICC-01/09-01/11-373.

Ruto-Sang-Decision-1334 The Prosecutor v. William Samoei Ruto and Joshua Arap Sang, Decision No.5 on the Conduct of Trial Proceedings (Principles and Procedure on ‘No Case to Answer’ Motions),3 June 2014, ICC- 01/09-01/11-1334.

Ruto-Sang-Decision-2027 The Prosecution v. William Samoei Ruto and Joshua Arap Sang, Decision on Defence Applications for Judgments of Acquittal, 5 April 2016, ICC-01/09-01/11-2027-Red-Corr.

No.ICC-01/04-02/06 22/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 23/31 NM A

C. Jurisprudence of other jurisdictions

(a) ICTY

Short-title Reference ICTY-Blaškić-AJ Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-A, Judgement, 29 July 2004.

ICTY-Gotovina-AJ Prosecutor v. , Mladen Markač, Case No. IT-06-90-A, Judgement, 16 November 2012.

ICTY-Hadžihasanović-AJ Prosecutor v. Enver Hadžihasanović, Amir Kubura, Case No. IT-01-47-A, Judgement, 22 April 2018.

ICTY-Haradinaj-AJ Prosecutor v. Ramush Haradinaj, Idriz Balaj, Lahi Brahimaj, Case No. IT-04-84-A, Corrigendum to Judgement of 19 July 2010, 23 September 2010.

ICTY-Karadžić-TJ Prosecutor v. Radovan Karadžić, Case No. IT-95- 5/18-T, Public redacted version of Judgement issued on 24 March 2016, 24 March 2016.

ICTY-Krajišnik-AJ Prosecutor v. Momčilo Krajišnik, Case No. IT-00-39- A, Judgement, 17 March 2009. ICTY-Krajišnik-TJ Prosecutor v. Momčilo Krajišnik, Case No. IT-00-39- T, Judgement, 27 September 2006.

ICTY-Kunarac-AJ Prosecutor v. Dragoljub Kunarac, Radomir Kovač and Zoran Vukovići, Case No. IT-96-23/1-A, Judgement, 12 June 2002.

ICTY-Kupreškić-AJ Prosecutor v. Zoran Kupreškić, Mirjan Kupreškić, Vlatko Kupreškić, Drago Josipović, Vladimir Šantić, Case No. IT-95-16-A, Appeal Judgement, 23 October 2001. ICTY-Kvočka-AJ Prosecutor v. Miroslav Kvočka, Mlađo Radić, Zoran Žigić, Dragoljub Prcać, Case No. IT-98-30/1-A, Judgement, 28 February 2005.

ICTY-Limaj-TJ Prosecutor v. Fatmir Limaj, Haradin Bala, Isak Musliu, Case No. IT-03-66-T, Judgement, 30 November 2005.

ICTY-Lukić-AJ Prosecutor v. Milan Lukić, Sredoke Lukić, Case No.IT-98-32/1-A, Judgement, 4 December 2002. ICTY-Lukić-TJ Prosecutor v. Milan Lukić, Sredoje Lukić, Judgement, 20 July 2009. ICTY-Martić-AJ Prosecutor v. Milan Martić, Case No. IT-95-11-A, Judgement, 8 October 2008.

ICTY-Martić-TJ Prosecutor v. Milan Martić, Case No. IT-95-11-T, Judgement, 12 June 2007.

No.ICC-01/04-02/06 23/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 24/31 NM A

ICTY-Milosević-Decision-Motion-Judgment- Prosecutor v. Slobodan Milosević, Case No. IT-02-54- Acquittal T, Decision on Motion for Judgment of Acquittal, 16 June 2004.

ICTY-Mladić-TJ Prosecutor v. Ratko Mladić, Case No. IT-09-92-T, Judgment, 22 November 2017.

ICTY-Mucić-AJ Prosecutor Zejnil Delalić, Zdravjo Mucić (aka “PAVO”), Hazim Delić and Esad Landžo, Case No.IT-96-21-A, Judgement, 20 February 2001.

ICTY-Naletilić-AJ Prosecutor v. Mladen Naletilić, Vinko Martinović, Case No. IT-98-34-A, Judgement, 3 May 2006.

ICTY-Popović-AJ Prosecutor v. Vujadin Popović, Ljubiša Beara, Drago Nikolić, Radivoje Miletić, Vinko Pandurević, Case No. IT-05-88-A, Judgement, 30 January 2015. ICTY-Prlić-AJ Prosecutor v. Jadranko Prlić, Bruno Stojić, Slobodan Praljak, Milivoj Petković, Valentin Ćorić, Berislav Pušić, Case No. IT-04-74-A, Judgement, 29 November 2017. ICTY-Prlić-Dissenting-Opinion-Judge-Pocar Prosecutor v. Jadranko Prlić, Bruno Stojić, Slobodan Praljak, Milivoj Petković, Valentin Ćorić, Berislav Pušić, Case No. IT-04-74-A, Judgement, 29 November 2017. ICTY-Prlić-TJ Prosecutor v. Jadranko Prlić, Bruno Stojić, Slobodan Praljak, Milivoj Petković, Valentin Ćorić, Berislav Pušić, Case No. IT-04-74-T, Judgement, 29 May 2013. ICTY-Simić-AJ Prosecutor v. Blagoje Simić, Case No. IT-95-9-A, Judgement, 28 November 2006.

ICTY-Simić-Decision Prosecutor v. Blagoje Simić, Milan Simić, Misoslav Tadić, Stevan Todorović, Simo Zarić, Case No. IT-95- 9-R77, Judgement in the matter of contempt allegations against an accused and his counsel, 30 June 2000. ICTY-Stakić-AJ Prosecutor v. Milomir Stakić, Case No. IT-97-24-A, Judgement, 22 March 2006.

ICTY-Stakić-TJ Prosecutor v. Milomir Stakić, Case No. IT-97-24-T, Judgement, 31 July 2003.

ICTY-Stanisić-Decision-Defence-Preliminary- Prosecutor v. Jovica Stanisić, Franko Simatović, Motions Casae No. IT-03-69-PT, Decision on Defence Preliminary Motions, 14 November 2003. ICTY-Stanisić-Župljanin-TJ Prosecutor v. Mićo Stanisi, Stojan Župljanin, Case No. IT-08-91-T, Judgement, 27 March 2013.

No.ICC-01/04-02/06 24/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 25/31 NM A

ICTY-Strugar-Decision-Motion-Judgment- Prosecutor v. Pavle Strugar, Case No. IT-01-42-T, Acquittal Decision on Defence Motion requesting Judgement of Acquittal pursuant to Rule 98 BIS, 21 June 2004.

ICTY-Tolimir-Decision-Preliminary-Motions Prosecutor v. Zdravko Tolimir, Case No. IT-05-88/2- PT, Decision on Preliminary Motions on the Indictment pursuant to Rule 72 of the Rules, 14 December 2007. ICTY-Tolimir-AJ Prosecutor v. Zdravko Tolimir, Case No. IT-05-88/2- A, Judgement, 8 April 2015. ICTY-Vasiljiević-TJ Prosecutor v. Mitar Vasiljiević, Case No. IT-98-32-T, Judgment, 29 November 2002.

(b) ICTR

Short-title Reference ICTR-Bagilishema-TJ The Prosecutor v. Ignace Bagilishema, Case No. ICTR-95-1A-T, Judgement, 7 June 2001. ICTR-Bizimungu-AJ Augustin Bizimungu v. The Prosecutor, Case No. ICTR-00-56B-A, Judgement, 30 June 2014.

ICTR-Bizimingu-TJ The Prosecutor v. Casimir Bizimungu, Justin Mugenzi, Jérôme-Clément Bicamumpaka, Prosper Mugiraneza, Case No. ICTR-99-50-T, Judgement and Sentence, 30 September 2011.

ICTR-Gatete-TJ The Prosecutor v. Jean-Baptiste Gatete, Case No. ICTR-2000-61-T, Judgement and Sentence, 31 March 2011. ICTR-Karemera-TJ The Prosecutor v. Édouard Karemera and Matthieu Ngirumpatse, Case No. ICTR-98-44-T, Judgement and Sentence, 2 February 2012.

ICTR-Karera-TJ The Prosecutor v. François Karera, Case No. ICTR- 01-74-T, Judgement and Sentence, 7 December 2007.

ICTR-Mpambara-TJ The Prosecutor v. Jean Mpambara, Case No. ICTR- 01-65-T, Judgement, 11 September 2006.

ICTR-Mugenzi-AJ Justin Mugenzi, Prosper Mugiraneza v. The Prosecutor, Case No. ICTR-99-50-A, Judgement, 4 February 2013.

ICTR-Munyakazi-AJ The Prosecutor v. Yussuf Munyakazi, Case No. ICTR- 97-36A-A, Judgement, 28 September 2011.

ICTR-Muvunyi-AJ Prosecutor v. Tharcisse Muvunyi, Case No.ICTR- 2000-55A-T, Judgement, 12 September 2006.

No.ICC-01/04-02/06 25/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 26/31 NM A

ICTR-Nahimana-AJ Ferdinand Nahimana, Jean-Bosco Barayagwiza, Hassan Ngeze v. The Prosecutor, Case No. ICTR-99- 52-A, Judgement, 28 November 2007.

ICTR-Nchamihigo-AJ Siméon Nchamihigo, Case No. ICTR-2001-63-A, Judgement, 18 March 2010.

ICTR-Ndindiliyimana-AJ Augustin Ndindiliyimana, Francois-Xavier Nzuwomeneye, Innocent Sagahutu v. The Prosecutor, Case No. ICTR-00-56-A, Judgement, 11 February 2014. ICTR-Nyiramasuhuko-AJ The Prosecutor v. Pauline Nyiramasuhuko, Arsène Shalom Ntahobali, Sylvain Nsabimana, Alphonse Nteziryayo, Joseph Nteziryayo, Joseph Kanyabashi, Élie Ndayambaje, Case No. ICTR-98-42-A, Judgement, 14 December 2015.

ICTR-Nyiramasuhuko-Decision The Prosecutor v. Pauline Nyirimasuhuko &Arsène Shalom Ntahoboli, Sylvain Nsabimana & Alphonse Nteziryayo, Joseph Kanyabashi, and Élie Ndayambaje, Case No. ICTR-97-21-T, Decision on the Prosecutor’s allegations of contempt, the harmonisation of the witness protection measures and warning to the Prosecutor’s Counsel, 10 July 2001. ICTR-Ntagerura-AJ The Prosecutor v. André Ntagerura, Emmanuel Bagambiki, Samuel Imanishimwe, Case No. ICTR-99- 49-A, 7 July 2006.

ICTR-Renzaho-AJ Tharcisse Renzaho v. The Prosecutor, Case No. ICTR-97-31-A, Judgement, 1 April 2011.

ICTR-Rwamakuba-TJ The Prosecutor v. André Rwamakuba, Case No. ICTR-98-44C-T, Judgement, 20 September 2006. ICTR-Rutaganda-AJ Georges Anderson Nderubumwe Rutaganda v. The Prosecutor, Case No. ICTR-96-3-A, Judgement, 26 May 2003. ICTR-Simba-AJ Aloys Simba v. The Prosecutor, Case No. ICTR-01- 76-A, Judgement, 27 November 2007. ICTR-Uwikindi-Decision-Defence-Appeal Jean Uwikindi v. The Prosecutor, Case No. ICTR-01- 75-AR72(C), Decision on Defence Appeal against the Decision Denying Motion alleging Defects in the Indictment, 16 November 2011.

ICTR-Zigiranyirazo-TJ The Prosecutor v. Protais Zigiranyirazo, Case No. ICTR-01-73-T, Judgement, 18 December 2008.

No.ICC-01/04-02/06 26/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 27/31 NM A

(c) SCSL

Short-title Reference SCSL-AFRC-TJ Prosecutor v. Alex Tamba Brima, Brima Bazzy Kamara, Santigie Borbor Kanu, Case No. SCSL-04- 16-T, Judgement, 20 June 2007. SCSL-Fofana-AJ Prosecutor against Moinina Fofana, Allieu Kondewa, Case No. SCSL-04-14-A, Judgment, 28 May 2008.

SCSL-RUF-TJ Prosecutor v. Issa Hassan Sesay, Morris Kallon, Augustin Gbao, Case No. SCSL-04-15-T, Judgement, 2 March 2009. SCSL-Taylor-TJ Prosecutor v. Charles Ghankay Taylor, Case No. SCSL-03-01-T, Judgment, 18 May 2012.

D. Academic works

Short-title Reference Acquaviva Acquaviva G., Legal and Protection Policy Research Series, Forced Displacement and International Crimes, Division of International Protection, June 2011, PPLA/2011/05. Ambos Ambos K., Treatise on International Criminal : Foundations and General Part, Volume I, Oxford University Press, 2013 (Annex D.1).

Ashworth Ashworth A., Principles of , Oxford University Press, Oxford University Press, 6th Edition 2009, (Annex D.2). Card Card R., Molloy J., Card, Cross & Jones, Criminal Law, Oxford University Press, 22nd Edition, 23 June 2016 (Annex D.3).

Cassese Cassese, A., Gaeta, P., & Jones, J. R. W. D. The Rome statute of the international criminal court: a commentary., Volume IB Oxford University Press, 2002 (Annex D.4). Deosaran, Francis-Subbiah A Guide: New Civil Procedure Rules in the Magistrates’ Court, Deosaran T., Francis-Subbiah R., Justice College, Pretoria June 2011.

Dörmann Dörmann, K., Elements of War Crimes under the Rome Statute of the International Criminal Court, Sources and Commentary, Cambridge University Press, 2002 (Annex D.5).

No.ICC-01/04-02/06 27/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 28/31 NM A

E. van Sliedregt and L. Yanev Van Sliedregt, E., & Yanev, L. Co-Perpetration Based on Joint Control over the Crime, in De Hemptinne, J., Roth, R., Van Sliedregt, E. (General Editors), Cupido, M., Ventura, J.M., (Editors), Modes of Liability in International Criminal Law (pp. 85- 120), Cambridge: Cambridge University Press, 2019 (Annex D.6).

E. Fry Fry E., Legal Recharacterisation and the Materiality of Facts at the International Criminal Court: Which Changes are Permissible? (1 December 2015). Leiden Journal of International Law, 2016, Forthcoming. Gans Gans J., "Whom Do You Believe?": Criminal Appeals, Conflicting Testimony and the Burden of Proof, Sydney Law Review, Vol. 22, pp. 220-246, 2000. Jain Jain, N., Perpetrators and accessories in international criminal law. Individual modes of responsibility for collective crimes, Oxford and Portland, Oregon: Hart Publishing, 2014 (Annex D.7).

Olásolo Olásolo H., The criminal responsibility of senior political and military leaders as principals to international crimes with a foreword by Adrian Fulford, an introduction by Ekaterina Trendafilova and an epilogue by Kai Ambos, Oxford and Portland, Oregon: Hart Publishing, 2009 (Annex D.8).

Schabas Commentary Schabas W. A., The International Criminal Court: A commentary on the Rome Statute, Oxford University Press, 2nd Edition, 2016 (Annex D.9).

Schigemitsu Schigemitsu D., The Criminal Law of Japan: The General Part, Publications of the Comparative Criminal Law Project, Littleton, Colo, F.B. Rothman, 1997 (Annex D.10).

Triffterer Triffterer, O., Ambos, K., The Rome Statute of the International Criminal Court, A Commentary, (C.H.BECK, Hart, Nomos) Third Edition, 2016 (Annex D.11).

V. De Sanctis, A.T. Soliman De Sanctis V., Soliman A.T., Soliman N.A. et al., Pros and cons for the medical age assessments in unaccompanied minors: a mini-review, Acta bio- medica 2015, Vol. 86, N. 3.

V. Feltz Feltz V., Age Assessment for Unaccompanied Minors, Médecins du Monde International Network, 28 August 2015 (Annex D.12).

E. Other sources

No.ICC-01/04-02/06 28/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 29/31 NM A

Short-title Reference API Additional Protocol I to the Geneva Conventions of 12 August 1949, and relating to the Protection of Victims of International Armed Conflicts, 8 June 1977. APII Additional Protocol II to the Geneva Conventions of 12 August 1949, and relating to the Protection of Victims of International Armed Conflicts, 8 June 1977. Bologna-Milan Global Code of Judicial Ethics Bologna and Milan Global Code of Judicial Ethics, approved at the International Conference of Judicial independence held at the University of Bologna and at Bocconi University of Milano June 2015.

Commentary APII Commentary of the International Committee of the Red cross on Protocol Additional to the Geneva Conventions of 12 August 1949, and relating to the Protection of Victims of Non-International Armed Conflicts, 8 June 1977. Council of Europe-Moldova Judicial Ethics Initial training international showroom, Judicial Ethics: Developments, Challenges and Solutions. Moldova’s Experience in Enforcing Ethics Standards for Judges. Act, South Africa Criminal Procedure Act 51 of 1977, Assented to 21 April 1977, date of commencement 22 July 1977.

U.S. Judges Code of Conduct Code of Conduct for United States Judges, 12 March 2019.

DPP v. McManus DPP v McManus [2011] IECCA 32

Edwards and Lewis v. U.K. Edward and Lewis v. United Kingdom, Judgment, European Court of Human Rights, 27 October 2004, No. 36947/98 (Annex D.13).

Eisenhower Transcript of General Dwight D. Eisenhower’s Order of the Day, Supreme Headquarters Allied Force, 6 June 1944.

Eisenhower 1955 Remarks at Ceremonies Commemorating the Discovery of the Old Man of the Mountain, Franconia Notch, New Hampshire, 24 June 1955.

Faryna v. Chorny Faryna v. Chorny [1951] B.C.J. No. 152. German Penal Code Criminal Code in the version promulgated on 13 November 1998, Federal Law Gazette [Bundesgesetzblatt] I p.3322, last amended by Article 1 of the Law of 24 September 2013, Federal Law Gazette I p.3671 and with the text of Article 6(18) of the Law of 10 October 2013, Federal Law Gazette I p.3799.

No.ICC-01/04-02/06 29/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 30/31 NM A

Geneva Convention IV or GCIV Convention (IV) relative to the Protection of Civilian Persons in Time of War. Geneva, 12 August 1949.

Italy – Codice Etico Codice Etico, 13 November 2010.

Katz 178 F3d 368 United States v. Katz, 14 June 1999.

Lanz v. Austria Lanz v. Austria, European Court of Hyman Rights, Judgment, 31 January 2002, No. 24430/94.

Loring HMTQ v. Loring 2001 BCSC 200, 5 February 2001.

Lord Mayor’s luncheon Churchill, W., Lord Mayor’s Luncheon, Mansion House following the victory at El Alamin North Africa, 10 November 1942.

Murray v The Queen Murray v. The Queen [2002] HCA 26, 211 CLR 193; 76 ALJR 899; 189 ALR 40, 20 June 2002.

New Zealand – Guidelines Guidelines for Judicial Conduct 2019,

R. v. Agar R. v. Agar (Vincent Raymond), (1990) 90 Cr. App. R. R. 318 (Annex D.14).

R. v. Ali Regina v. Ali, (2019) EWCA Crim 1527. R. v. B Regina v. Leonard B., 13 O.R. (3d) 796 (1993) (C.A.) R. v. Calides The Queen v. Calides (Wells J.) (1983) 34 SASR (Annex D.15). R. v. C.L.Y R. v. C.L.Y., (2008) 1 S.C.R. 5, 2005 SCC 2 R. v. Deleary R. v. Deleary, 2007 ONSC, (2007) 246 CCC (3d) 382.

R. v. Dinardo R. v. Dinardo (2008) 1 S.C.R. 788, 2008 SCC 24 R. v. Dowling R. v. Tracey Lee Dowling [2018] NSWDC 367. R. v. E (1995) R. v. E (1995) 89 A Crim R 325 (Annex D.16). R. v. Laboucan R. v. Laboucan, 2010 SCC 12, (2010) 1 S.C.R. R. v. P. (M.B.) R. v. P. (M.B.), (1994) 1 S.C.R. 555. R. v. Prasad R. v. Prasad (1979) 23 S.A.S.R. R. v. Preston R. v. Preston (Stephen) (1994) 2 A.C. 130 (Annex D.17). R. v. S R. v. S. (W.D.), (1994) 3 S.C.R. 521.

R. v. Stoddart R. v. Stoddart (Joseph) (1909) 2 Cr. App. R. 217 (Annex D.18). R. v. Van R. v. Van, 2009 SCC 22, (2009) 1 S.C.R. 716.

No.ICC-01/04-02/06 30/31 27 March 2020 ICC-01/04-02/06-2465-AnxD-Red 27-03-2020 31/31 NM A

R. v. Seamans Seamans (1978), 41 CCC (2d) 446 (NB CA).

U.S. v. Minsky United States of America v. Gerald L. Minsky, United States Court of Appeals, Sixth Circuit, 7 May 1992, No. 91-5861.

U.S. Model Penal Code Model Penal Code, American Law Institute, 01-01- 1962.

U.S. v. Reese United States v. Reese, United States Court of Appeals for the Ninth Circuit, 5 November 1959, No. 84-5228, 84-5230. Separated Children in Europe Programme Separated Children in Europe Programme, Statement of Good Practice (4th ed.). Singapore-Practice Directions The Subordinate Courts of the Republic of Singapore Practice Directions (2006 Ed.).

State v. Lotter State of Nebraska, Appellee, v. John L. Lotter, Appellant, Supreme Court of Nebraska, 6 November 1998, Nos. S-96-297, S-96-298, S-96-312.

W.Churchill Statement by Winston Churchill, House of Commons, London, 8 May 1945.

Woolmington v. D.P.P. Woolmington v. D.P.P., [1935], A.C. 462

WTO Rules Understanding on rules and procedures governing the settlement of disputes, Annex 2 of the WTO Agreement

U.S v. Wolfson United States v. Wolfson, United Court of Appeals for the Ninth Circuit, 30 December 1980, No. 80-1234.

Zaneti v. Hill Zaneti v. Hill (1962) 108 CLR 433

No.ICC-01/04-02/06 31/31 27 March 2020