Transfer Guide

Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

8711 Freeport Pkwy North Charter National Life, Lincoln Fax: Yes 10 - 30 Allstate MS -21 800-242-4402 877-525-2689 No Yes No No No No Yes No 12/09/16 No Benefit Life Mail: No business days Irving, TX 75063

8711 Freeport Pkwy North Glenbrook Life & Annuity 866-628-1006 Fax: Yes 3 - 5 Allstate MS -21 800-755-5275 No Yes No No No No Yes Yes 01/30/17 No Policy numbers with GA Attn: All State Financial Mail: No business days Irving, TX 75063

7700 Mills Clvic Parkway Fax: Yes 15 - 20 Athene Bankers Life Ins of NY West Des Moines, IA 50266- 800-800-9882 800-531-0038 No Yes No No No No Yes Yes 12/01/16 No Mail: No business days 3862

7700 Mills Clvic Parkway 800-255-2405 866-709-3922 Fax: Yes Full: 15 - 30 business days Athene Financial Benefit Life West Des Moines, IA 50266- No Yes No No No Yes Yes Yes 12/12/16 No Opton 3 Attn: Policy Holder Services Mail: No Partial: 7 - 10 business days 3862 Yes Client can call 888-266- 7700 Mills Clvic Parkway Full: 15 - 30 business days 8489 and waive or Amerus, Athene,American 888-266-8489 866-709-3922 Fax: Yes Aviva West Des Moines, IA 50266- Yes Yes No No No Partial: 7 - 10 business days conservation letter will Yes Yes 05/04/17 Yes Investor option 2,1 Attn: Policy Holder Services Mail: No 3862 Including Conservation be sent to client and can be faxed back to 866- 709-3922 Yes Great West ,Empower 8515 E Orchard Road Fax: Yes 3 - 5 JP Morgan 800-338-4015 866-745-5766 No No Client must call to request their No No No No Yes 12/15/16 No Retirement, JP Morgan Greenwood Village, CO 80111 Mail: No business days forms

Yes Great West ,Empower 8515 E Orchard Road Fax: Yes 3 - 5 New England Financial 800-338-4015 866-745-5766 No No Client must call to request their No No No No Yes 12/15/16 No Retirement, JP Morgan Greenwood Village, CO 80111 Mail: No business days forms

1717 Capital Management 3400 Southpark Place, 888-634-4472 Fax: Yes 5-7 Nationwide Securities 888-753-7364 No Yes No No No No No Yes 05/05/17 No Company Grove City, OH 43123-4856 Attn: Processing Mail: No business days

Auto Club Life Insurance 17900 N. Laurel Park Drive Fax: Yes 7 - 10 AAA Life Insurance Company 800-624-1662 888-223-6534 Yes Yes No No No No Yes No 12/05/16 No Company Livonia, MI 48152-3985 Mail: No business days

17900 N. Laurel Park Drive 888-223-6534 Fax: Yes 7 - 10 AAA Life Insurance Company 800-684-4222 Yes Yes No No No No Yes No 11/30/16 No Livonia, MI 48152-3985 Attn: Annuity Mail: No business days

Ameritas Life Insurance 5900 O Street Fax: Yes 7 - 10 Acacia National Life Company 800-745-1112 402-467-7335 No Yes No No No No Yes Yes State replacement forms Required 12/20/16 No Lincoln, NE 68510 Mail: No business days

Indianapolis Life & Annuity, 7700 Mills Clvic Parkway Hours of operation: 7am - 6pm Monday Amerus, Athene Fax: Yes Full: 15 - 30 business days Accordia Life and Annuity West Des Moines, IA 50266- 877-462-8992 800-351-0603 Yes Yes No No No No Yes Yes - Thursday and 7am - 3pm Friday, 01/19/17 No Policies that starts with IL, AB , Mail: No Partial: 7 - 10 business days 3862 Central Standard Time. 00,BL Coloumbia ThreadNeedle Inv, Seligman Data Corp, Marsico, Nations funds, Columbia C/O BFDS INC Mangement, Colonial life, Stelin 30 Dan Raod 800-422-3737 Fax: No Yes 7 - 10 Acron Funds 866-825-1372 No Yes No No No Yes No 11/15/16 No Roe, Galaxy Funds, Liberty Suite 8081 800-345-6611 Mail: No $100k or Greater business days Investments, Columbia Canton, MA 02021-2809 Mangement All Mutual funds

1655 43rd St South Fax: Yes No 3 - 5 ADP Retirement Plan Services Scudder, Ascensus Trust Suite 100 844-292-4700 215-648-1275 No No Yes Yes No No No 11/03/16 No Mail: No Forms must be notarized business days Fargo ND 58103

4333 Edgewood Road NE 800-553-5957 Fax: Yes 15 - 30 Aegon Transamerica 877-355-4385 No Yes No Yes No No Yes Yes 12/01/16 No Cedar Rapids, IA 52499 options 4 Mail: No business days

Yes 4 Overlook Point Fax: No 1 - 2 AHRP Aon Hewitt 800-730-2477 847-554-1428 No No Client must call , for paperless No No No No No 01/27/17 No Lincolnshire, IL 60069 Mail: No business days process

Valic Yes Annuities 1050 North Western Street 877-202-0187 Fax: Yes Yes 3 - 5 AIG 800-448-2542 No No Client must call to request their No No Yes Yes 03/08/17 Yes Retirement Amarillo, TX 79106 Attn: Document Control Mail: No $25k or Greater business days forms at 800-448-2542 403B

AIG American General Life Co, US Life 7 - 10 Yes Deferred Annuities: policy #'s 2727-A Allen Parkway 713-620-3829 Fax: Yes business days 30 Calendar Days AIG 800-242-4079 No Yes No No No Yes Yes 12/14/16 No begin with HDA, life policies and Houston, TX 77019 Attn: policy number Mail: No Once the Conservation If over $500 fee client also they process other types as period is waived can waive 800-242-4079 well American General, Sun America, American General same US Life Mail Zone 570 Fax: No Yes business day AIG 800-255-8402 785-228-4513 No Yes No No No Yes Yes 11/28/16 No Prefixes are EA, L, X, T followed 5801 Southwest 6th Street Mail: No $25k or Greater if received prior to market by 5digit number Topeka, KS 66636-8570 close Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Sun America, American General, Yes Attn: Annuity Service Center Fax: Yes same Polaris Choice 818-615-1543 No Yes Client needs to AIG (American General) 1050 North Western Street 800-445-7862 Under $300k No Yes No business day No Yes 05/04/17 Yes Variable - Account number are Attn: POS Unless 403B "Non - Erisa" Forms $500k or Greater complete the Disclaimer Amarillo, TX 79106-7011 Mail: No if received prior to 4pm EST of 11 digits starting with A, P Letter

Invesco Investment services, Invesco, Van Kampen Investor C/O DST systems 713-986-8905 Fax: Yes Yes 1 - 2 Own forms are required for 403B/401K AIM Investments Services, Invesco Financial, 800-959-4246 No Yes Yes No No Yes No 03/07/17 Yes 430 West 7th Street Attn: Transfer Mail: No Non-IRA accounts only business days accounts Invesco Investment Services Kansas City, MO 64105-1407

Dreyfus Shareholders ATTN: Institutional Department Fax: No Yes 2 - 3 AKA Dreyfus Shareholders Bank of New York 800-242-8671 No Yes No No No Yes Yes Require Replacement Form 12/13/16 No 4400 Computer Drive Mail: No Non-IRA accounts only business days Westborough, MA 01581

Two Pine Tree Drive Yes Fax: No Yes 3 - 5 Former employer signature is require Alerus Retirement Solutions Suite 400 800-433-1685 651-746-6142 No No Only for 401k,403 and pension No No Yes No 05/08/17 No Mail: No $100k or Greater business days befor sending to TOC Arden Hills, MN 55112 Plans

Surety Life Insurance Fax: Yes 3 - 5 All state Lincoln Benefit, Surety Life 8711 Free port Pwky, North 800-669-7789 877-358-1282 No Yes No No Yes No Yes Yes 05/02/17 No Mail: No business days MS-21,Irving, TX-75063

8711 Freeport Pkwy North Fax: Yes 3 - 5 All State Northbrook Life MS -21 800-654-2397 877-525-2689 No Yes No No No No Yes Yes 03/20/17 No Mail: No business days Irving, TX 75063

1401 S Florida Avenue Fax: Yes 4 Allen & Company 863-688-9000 863-616-6354 No Yes No Yes No No Yes Yes 12/01/16 No Lakeland, FL 33803 Mail: No business days

8000 I.H.10 West Fax: No Yes 24 - 48 Alliance Bernstein 4th Floor 800-221-5672 No Yes No No No Yes Yes 12/01/16 No Mail: No $100k or Greater hours San Antonio, TX 78230

Attn: IRA Department 773-462-8735 Fax: No 1 - 2 Alliant Credit Union 11545 W Touhy Avenue 800-328-1935 Yes Yes Yes No No No No No 11/28/16 No Attn: IRA Department Mail: No business days Chicago, IL 60666

C/o, BFDS, 30 Dan Road Fax: No 2 - 3 Allianz Global Investors 800-988-8380 No Yes No Yes No No Yes No 01/31/17 No Canton, MA 02021-2809 Mail: No business days

Fax: Yes Allmerica Annuity Processing 5801 Southwest 6th Avenue Yes Yes same Commonwealth 800-533-7881 785-368-1796 only LOA No No No No Yes Yes 03/01/17 No Center Topeka, KS 66606-9609 Only LOA required Surrender Form business day Mail: No

ATTN: Imaging 8675 Freeport Parkway N21 Fax: Yes 3 - 5 Allstate Allstate Life Insurance Company 800-203-0068 866-628-1006 No Yes No No No No Yes Yes 11/28/16 No Mail Stop- 21 Mail: No business days Irving, TX 75063

All State/Putnam Service For all Allstate policies beginning Center Fax: Yes Yes 24 - 48 Allstate with "PA" (stands for Putnam 800-390-1277 785-228-4568 No Yes No No No Yes Yes 11/28/16 No 5801 SW 6th Avenue Mail: No $25k or Greater hours Allstate/Hartford) Topeka, KS 66636-0001

ATTN: Retirement Services MC190-FTW-115 Fax: Yes 2 - 3 Ally Bank 877-247-2559 866-699-2969 No Yes No Yes No No No No 11/29/16 No 1100 Virginia Drive Mail: No business days Fort Washington, PA 19034

330 West 9th Street Fax: No 2 - 3 American Beacon 800-658-5811 816-374-7408 No Yes No No No No Yes No 12/13/16 No Kansas City, MO 64105 Mail: No business days

Fax: Yes 430 West 7th Street Yes 24 - 48 American Century 800-345-2021 888-327-1998 Under $100k Yes Yes No No No Yes No 02/23/17 No Kansas City, MO 64105-1407 $100k or Greater hours Mail: No

If the replacement form is sent for same 6000 Westown Parkway 515-221-0129 Fax: Yes 15 - 30 American Equity account number within American Equity Account numbers are 6 digits 888-221-1234 No Yes No No No No Yes Yes 05/23/17 Yes West Des Moines, IA 50266 Attn: TOC policy number Mail: No business days 6 months state replacement form is not required.

American Progessive, Market National, Nationwide, Pennlife, Union Bankers, Union National, 411 NorthBaylen Street 800-645-4116 850-438-8478 Fax: Yes 7 - 10 American Exchange No Yes No Yes No No No No 01/20/17 No Constitution Life Insurance Pensacola, FL 32501 800-789-6364 978-964-0191 Mail: No business days Company, Pioneer Life Insurance, Pioneer Life Insurance 9000 Cameron Pkwy Fax: Yes No 3 - 5 American Fidelity American Fidelity Assurance Oklahoma City, OK 73114- 800-662-1106 800-522-6343 Yes Yes Yes Yes No Yes Yes 12/13/16 No Mail: No Notary for all transfers business days 3701 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

American Fidelity Life 500 South Palafox Fax: Yes 2 American Fidelity Account number starts with Suite 200 850-456-7401 850-453-5440 Yes Yes No Yes No No Yes Yes 12/01/16 No Mail: No weeks 0000 followed by 6 digit Pensacola, FL 32502

4343 North Scottsdale Road Fax: No 15 - 30 American Founders Life Suite 300 888-724-4267 480-425-5139 No Yes No Yes No No Yes Yes 12/13/16 No Mail: Yes business days Scottsdale, AZ 85251

Capital Bank & Trust same 12711 North Meridian Street Fax: Yes Yes American Funds Group Brokerage 800-421-0180 888-421-4351 No Yes No No business day No Yes Yes 03/07/17 Yes Carmel, IN 46032-9181 Mail: No $125k or Greater Liquidation of Mutual funds if received prior to 4pm EST Money Market Capital Bank & Trust Yes 5300 Robin Hood Road Fax: Yes 3 - 5 American Funds Group 403B Account 800-421-4225 888-421-4371 No Yes No Depends from Plan to Plan No No Yes Yes 03/07/17 Yes Norfolk, VA 23513-2430 Mail: No business days All IRA Accounts

Account number with Alpha 1050 North Western Street Fax: Yes Yes 7 - 10 American General 800-424-4990 806-342-1703 No Yes No Yes No Yes Yes 01/31/17 No Numeric and 8 digit long Amarillo, TX 79106 Mail: No $50k or Greater business days

American General same AIG, Sun America, US Life Mail Zone 570 Fax: No Yes business day American General Prefixes are EA, L, X, T followed 800-255-8402 785-228-4513 No Yes No No No Yes Yes 11/28/16 No 5801 Southwest 6th Street Mail: No $25k or Greater if received prior to market by 5digit number Topeka, KS 66636-8570 close American General Life and Accident Insurance Co/ Provident Annuity, Life & ATTN: Customer Service 844-434-7012 Fax: Yes Yes 7 - 10 American General Accident 2000 American General Way 800-888-2452 Yes Yes No No No Yes Yes 11/28/16 No Mail: No $50k or Greater business days Policies are usually 2 digits Nashville, TN 37250-0001 followed by dash and additional 8 or 9 or 121

Franklin Life Insurance Company 2727-A Allen Parkway Fax: Yes 15 - 30 American General Serviced by Republic National 800-763-8851 844-930-0370 No Yes Yes Yes No No Yes Yes 12/15/16 No Houston, TX 77019 Mail: No business days Life, Unites state Life, Franklin

Yes 2000 Wade Hampton Blvd Fax: No Yes 10 30 Calendar Days American Heritage Life Life Secure 800-880-1370 888-232-1676 No Yes No No Yes No 12/01/16 No Greenville, SC 29615 Mail: Yes 403b and TSA business days Client can waive by faxing written request

Yes American Home Life Insurance 400 Kansas Avenue Fax: No 2 - 3 2 Weeks to 30 Calendar 785-235-6276 785-234-9201 No Yes No Yes No Yes Yes 12/01/16 No Company Topeka, KS 66601 Mail: No business days Days Client can waiive

American Income Life 1200 Wooded Acres Fax: No 30 Yes 800-433-3405 254-761-6528 No Yes No Yes No Yes Yes 12/01/16 No Insurance Company Waco, TX 76710 Mail: No calendar days 30 Calendar Days

Yes Client can call 888-266- 7700 Mills Clvic Parkway Full: 15 - 30 business days 8489 and waive or 888-266-8489 866-709-3922 Fax: Yes American Investor Amerus, Athene,Aviva West Des Moines, IA 50266- Yes Yes No No No Partial: 7 - 10 business days conservation letter will Yes Yes 05/04/17 Yes option 2,1 Attn: Policy Holder Services Mail: No 3862 Including Conservation be sent to client and can be faxed back to 866- 709-3922

7700 Mills Clvic Parkway Athene,Aviva,Amerus, Fax: Yes Full: 15 - 30 business days American Investors West Des Moines, IA 50266- 800-266-8489 866-709-3922 No Yes No No No No Yes Yes www.avivausa.com 01/20/17 No American investors Mail: No Partial: 7 - 10 business days 3862

Fidelity and Guaranty, Phoenix 777 Research Drive Fax: Yes Yes 7 - 10 American Legacy (PHL Variable), Washington 800-300-0519 800-813-6095 Yes No No No Depends on the state Yes Yes State replacement form required 02/02/17 Yes Lincoln, NE 68521 Mail: No See "Misc. Requirement" business days National, Transamerica Life

8711 Freeport Pkwy North 866-525-5433 Life Fax: Yes 7 - 10 American Maturity Life MS -21 800-923-3334 No Yes No Yes No No Yes No 12/13/16 No 877-525-2689 Annuities Mail: No business days Irving, TX 75063

All Fixed accounts/Variable 1949 East Sunshine Street Fax: Yes 7 - 10 Yes American National except contracts starting with Springfield, Missouri 65899- 800-252-9546 409-766-2022 No Yes No No No Outtran@american national.com Yes Require Replacement Form 12/12/16 No Mail: No business days 21 Calendar Days LAR 0427

Yes Attn Life insurance Services, All Transfers: 3257 Conservation letter is Legacy Life Fax: Yes 7 - 10 American National 1949 East Sunshine Street 800-899-6806 409-621-7505 No Yes No No No sent 7-10 days after Yes Yes Require Replacement Form 12/12/16 No Policies begin LAR Mail: No business days Springfield, Missouri 65899- request is received. 0427 Letter can be faxed to 409-766-2022 Riversource Life Insurance This is for privilege account 1751 Ameriprise Financial Company/ Privileged Assets Fax: No Yes 5 - 10 Please Note: They always require American Partners Life Center 800-633-4003 No No No No No Yes Yes 03/30/17 Yes Annuities Account- Start with Mail: No See "Misc. Requirement" business days replacement form to be sent with the Minneapolis, MN 55474 FXA paperwork Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Constitution Life Insurance Company, Pioneer Life Insurance, American Exchange, 411 NorthBaylen Street 800-645-4116 850-438-8478 Fax: Yes 7 - 10 American Progessive No Yes No Yes No No No No 01/20/17 No Market National, Nationwide, Pensacola, FL 32501 800-789-6364 978-964-0191 Mail: No business days Pennlife, Union Bankers, Union National Market National, ,Nationwide, Pennlife, Union Bankers, Union 411 NorthBaylen Street 800-645-4116 850-438-8478 or Fax: Yes 7 - 10 American Progessive National, Constitution Life No Yes No Yes No No No No 01/20/17 No Pensacola, FL 32501 800-789-6364 978-964-0191 Mail: No business days Insurance Company, Pioneer Life Insurance, American Exchange American Progessive, Pioneer Life Insurance, American 1 Park Circle Fax: No 7 - 10 American Select Exchange, Market National, 800-243-0210 330-887-6430 No Yes No No No No Yes Yes 12/13/16 No Westfield Center, OH 44251 Mail: No business days Nationwide, Pennlife, Union Bankers, Union National. Prudential www. Annuities Account# begin with 2101 Welsh Road 800-576-1217 Fax: Yes same American Skandia 800-752-6342 No Yes No No No No Yes Yes prudentialannuiti 12/13/16 No E,30,9 Dresher, PA 19025 Attn: Prudential Mail: No business days es.com

Prudential Life 55 Hartland Street Fax: Yes Yes same American Skandia 888-554-3348 803-333-4925 No Yes No No No Yes No Require Replacement Form 01/20/17 No Variable Annuities Begin with East Hartford, CT 06108 Mail: No $100k or Greater business day VL2, VL3,VL4,VL5,VL6

Attn: Retirement planning Yes Fax: Yes 3 American Trust Retirement 895 Main street 800-548-2994 563-589-0866 Yes No Client has to call to request their No Yes No No Yes 12/05/16 No Mail: No business days Dubuque, IA 52001 distribution form Yes Pioneer Mutual Life Insurance, 250 West North Street Fax: Yes Yes 15 - 20 Only conservation Period American United life One America, State life, Golden 800-437-4692 317-285-1593 No Yes Yes No Yes Yes Require Replacement Form 12/22/16 No Indianapolis, IN 46202 Mail: No $250k or Greater business days 15-20 Business day rule Policies cannot be waived

Yes American United Life AUL,Golden Rule ,America 250 West North Street Fax: Yes Yes 20 - 25 Yes 800-537-6442 317-285-1593 No Yes Yes No Conservation letter will Yes 04/04/17 No Insurance Company United Life Ins Co Indianapolis, IN 46202 Mail: No $250k or Greater business days Limited be sent to the client

American United Life 250 West North Street Fax: No Yes 20 - 25 Conservation letter will be send to the State Life, One America 800-428-2316 317-285-2380 No Yes Yes No Yes No Yes 05/05/17 No Insurance Company Indianapolis, IN 46202 Mail: No $250k or Greater business days client. Once Allianz forms are recived.

Life& Variable begin with W, J Yes ( 30 days clinet must 300 West 11th Street Fax: Yes Yes 10 - 15 Americo number 800-634-6274 800-395-9238 No Yes No No sent the letter to waive Yes Yes 11/22/16 No Kansas City, MO 64105 Mail: No Only Non qualified not required business days Annuities Products the consevation

Yes Great Southern Life,Ohio State 300 West 11th Street Fax: Yes 7 - 10 Yes Yes Americo Group 800-634-6274 800-395-9238 No This causes them to mail their Yes No No Yes 02/23/17 No Life Kansas City, MO 64105 Mail: No business days 30-45 Calendar Days Limited form to the client

7 - 10 300 West 11Th Street Fax: Yes Yes Americo Group Ohio State Life 800-752-1387 800-395-9238 No Yes Yes No No business days Yes Yes 12/29/16 No Kansas City, MO 64105 Mail: No 30 Calendar Days Excluding Conservation

H & R Block Financial Advisors 70100 Ameriprise Financial (They are all Brokerage account 800-624-2259 Fax: No Yes 7 Ameriprise Center 800-862-7919 No Yes No No No Yes No 05/08/17 No and are part of Ameriprise) Attn: Outgoing transfers Mail: No $50K or Greater calendar days Minneapolis, MN 55474

Riversource IRA Accounts Non qualified Accounts 403b Accounts 70100 Ameriprise Financial Fax: No 7 Replacement form is required( Ink Ameriprise Financial Policy number ends in 004, Center 800-862-7919 866-432-9267 No No Yes No No No Yes Yes 05/08/17 Yes Mail: No calendar days signature acceptable) 141,142,005 Minneapolis, MN 55474

**Client ID is not the same as the account number

Ameriprise Financial, RiverSource Mutual Funds Accounts: Account numbers in 002 = Mutual fund 70100 Ameriprise Financial Brokerage Accounts: Accounts Center 800-862-7919 800-624-2259 Fax: No Yes 7 - 10 Ameriprise Financial No Yes No No No Yes No 05/08/17 Yes ending in 133 & 021 = Brokerage Minneapolis, MN 55474 Opt 4 for operator Attn: Outgoing transfers Mail: No $50K or Greater business days ATTN: Mutual Funds **Numbers ending in 001 are not account numbers, they are client numbers.

216 Franklin Street Fax: No 24 - 48 Ameriserv 800-837-2265 No No Yes Yes No No No Yes 12/05/16 No Johnstown, PA 15901 Mail: No hours

Indianapolis Life & Annuity, Ameritas Life Insurance Athene, Ameritas, Union 5900 "O" Street Fax: Yes 7 - 10 888-232-6486 402-467-7335 No Yes No No No No Yes Yes 12/15/16 No Company Central, Acacia National Life, Lincoln, NE 68510 Mail: No business days Policies that start with VA or VC Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Athene, Acacia,Ameritas, Indianapolis Life and Annuity, Ameritas Life Insurance 5900 O Street 402-467-7335 Fax: Yes 7 - 10 Union Central 800-745-1112 No Yes No No No No No Yes State replacement forms Required 12/20/16 No Company Lincoln, NE 68510 Mail: No business days Fixed, Variable, Mutual funds, 401K, 403 Yes Client can call 888-266- 7700 Mills Clvic Parkway Full: 15 - 30 business days 8489 and waive or Aviva, Athene,American 888-266-8489 866-709-3922 Fax: Yes Amerus West Des Moines, IA 50266- Yes Yes No No No Partial: 7 - 10 business days conservation letter will Yes Yes 05/04/17 Yes Investor option 2,1 Attn: Policy Holder Services Mail: No 3862 Including Conservation be sent to client and can be faxed back to 866- 709-3922

American Investors,Athene, 7700 Mills Clvic Parkway Fax: Yes Full: 15 - 30 business days Amerus Aviva West Des Moines, IA 50266- 800-266-8489 866-709-3922 No Yes No No No No Yes Yes 01/20/17 No Mail: No Partial: 7 - 10 business days Annuities 3862

Athene,Accordia Life and 7700 Mills Clvic Parkway Annuity,Indianapolis Life and Fax: Yes Full: 15 - 30 business days Amerus West Des Moines, IA 50266- 877-462-8992 800-351-0603 No Yes No No No No Yes No 01/19/17 No Annuity Mail: No Partial: 7 - 10 business days 3862 policies Start with AB,00,IL Annuities: 1-2 followed by 10 Amica Center Blvd 800-234-5433 Fax: Yes 5 - 7 AMICA numeric 866-381-1432 No Yes No No No No No Yes 12/13/16 No Lincoln, RI 02865 Extn 89075 Mail: No business days Life: 1-00,1-33,1-UP

Region Bank, First National Bank 1849 Montgomery Highway S Fax: No 7 - 10 AmSouth of Birmingham 800-734-4667 843-747-6875 No Yes No Yes No No No No 12/13/16 No Birmingham, AL 35244 Mail: No business days

Yes Annuity Board of The Southern Guidestone 2401 Cedar Springs Road Fax: Yes Client has to call to request and 5 - 7 888-984-8433 866-692-6327 No No No No No Yes No 01/27/17 No Baptists Convention 403(B)/ 401K Dallas, TX 75201 Mail: No only guide stone forms are business days required Guide Stone funds Yes Annuity Board of The Southern Guidestone Attn Guide Stone Funds IRA Fax: Yes 5 - 7 888-984-8433 866-692-6327 No Yes No $50k or Greater No No Yes No 01/27/17 No Baptists Convention IRA P.O box 9834 Mail: No business days only for IRA Providence,RI-02940-8034 Yes 4 Overlook Point Fax: No 1 - 2 Aon Hewitt AHRP 800-730-2477 847-554-1428 No No Client must call , for paperless No No No No No 01/27/17 No Lincolnshire, IL 60069 Mail: No business days process

7201 Hewit Associates Drive Depends on the company that Fax: No Depends on the company that Depends on the company that has 2 Aon-Hewit 855-871-1448 No No Yes No Depends on the company that has 401K No 12/13/16 No Charlotte, NC 28262 has the 401K Mail: No has the 401K the 401K business days

Arkansas Teacher Retirement 1400 West Third Fax: Yes 30 501-682-1517 501-682-1812 No No Yes No No No No No 12/13/16 No System Little Rock, AR 72201 Mail: No calendar days

7501 E Mccormick Parkway Fax: Yes 3 - 5 Arque Capital LTD Suite 111N 602- 971-9000 602-224-2499 Yes Yes No No No No Yes Yes 12/13/16 No Mail: No business days Scottsdale, AZ 85258

1655 43rd St South Scudder, ADP Retirement Plan Fax: Yes No 3 - 5 Ascensus Trust Suite 100 844-292-4700 215-648-1275 No No Yes Yes No No No 11/03/16 No Services Mail: No Forms must be notarized business days Fargo ND 58103

4010 Boy Scout Blvd Aspire Smart Retirement Fax: Yes 7 - 10 Suite 450 866 634 5873 813-425-9758 No No Yes No No No Yes No 12/13/16 No Solutions Mail: No business days Tampa, FL 33607

1023 Commerce Street Fax: Yes 800-664-5345 Yes Yes 3 - 5 Asset Mark Suite D 866-693-3730 Partials Only No Yes No No Yes Yes 12/01/16 No 877-603-4382 follow up Full Only Full only business days Lynchburg VA 24504 Mail: No

Yes 2000 Q Street Fax: Yes 4 - 6 Assurity Life Insurance Security Financial Life 800-869-0355 888-255-2060 No Yes No No Yes 2 Weeks Yes Yes 10/28/16 No Lincoln, NE 68503 Mail: No weeks Client can call and waive Yes Client can call 888-266- 7700 Mills Clvic Parkway Full: 15 - 30 business days 8489 and waive or Aviva and Amerus,American 888-266-8489 866-709-3922 Fax: Yes Athene West Des Moines, IA 50266- Yes Yes No No No Partial: 7 - 10 business days conservation letter will Yes Yes 05/04/17 Yes Investor option 2,1 Attn: Policy Holder Services Mail: No 3862 Including Conservation be sent to client and can be faxed back to 866- 709-3922

Yes Athene Annuinty service 15 - 30 Account numbers staring with Fax: Yes Conservation letter will Athene 2000 Wade Hampton Blvd 800-234-5514 866-860-4024 No Yes No No No business days Yes Yes 02/13/17 Yes 005, 004 ,0100 Mail: No be sent in 5-7 business Greenville, SC 29615 Including Conservation days Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Yes 6425 Powers Ferry Road Transfers $250k or Account numbers staring with Fax: Yes Yes Full: 2 - 3 business days Athene Suite 300 866-690-1992 770-690-1985 Yes No No No greater Yes Yes Replacement form is required 03/30/17 Yes NY , MA, MU Mail: No See "Misc. Requirement" Partial: 2 business days Atlanta, GA 30339 Conservation letter will be sent to the client Ameritas Life Insurance Company, Union Central, Acacia National Life, Indianapolis Life & 5900 "O" Street Fax: Yes 7 - 10 Athene 888-232-6486 402-467-7335 No Yes No No No No Yes Yes 12/15/16 No Annuity Lincoln, NE 68510 Mail: No business days Athene Policies that start with VA or VC Amerus,Accordia Life and Annuity, Indianapolis Life and 7700 Mills Clvic Parkway Fax: Yes Full: 15 - 30 business days Athene Annuity West Des Moines, IA 50266- 877-462-8992 800-351-0603 No Yes No No No No Yes No 01/19/17 No Mail: No Partial: 7 - 10 business days Policies that starts with IL, AB ,00 3862 BL Yes If the transfer amount is Investor Life Insurance Company 2000 Wade Hampton Blvd Fax: Yes 7 - 10 Athene 866-626-1161 855-471-3817 Yes Yes No No No $25k or Greater Yes Yes 03/30/17 Yes Account number starts with C0 Greenville, SC 29615 Mail: No business days Conservation letter will be sent to the client 205-268-3402 2801 Highway 280 South Fax: Yes 7 - 10 Athene Jefferson National,Protective Life 800-955-4304 Attn: Disbursement No Yes No No No No Yes Yes 03/09/17 No Birmingham, AL 35223 Mail: No business days Department

same 3900 Crown Road Fax: Yes Atlanta Postal Credit Union 800-849-8431 404-669-2750 No Yes No No No business day No No No 12/13/16 No Atlanta, GA 30380 Mail: No if received prior to 3pm CST

Yes Aurora National Life Assurance 55 Hartland Street Fax: Yes 7 - 10 800-265-2652 803-333-2305 Yes Yes No Yes No Conservation letter will Yes Yes 12/13/16 No Company East Hartford, CT 06108 Mail: No business days be sent to the client

5187 Utica Ridge Road Fax: No Yes 7 - 10 Ausdal Financial Partners Clears through Pershing 563-326-2064 563-326-2159 Yes Yes Yes Yes No Yes No 12/06/16 No Davenport, IA 52807 Mail: No $250k or Greater business days

544 Cherbourg Drive, Life 517-391-1906 Fax: Yes 10 - 15 Auto Owner Suite 200 800-346-0346 No Yes No No No No Yes Yes Require Replacement Form 12/06/16 No Fixed Annuities Attn: Annuities Mail: No business days Lancing, MI 48917 7700 Mills Clvic Parkway Athene,Amerus,American Fax: Yes Full: 15 - 30 business days www.avivausa. Aviva West Des Moines, IA 50266- 800-266-8489 866-709-3922 No Yes No No No No Yes Yes 01/20/17 No Investor Mail: No Partial: 7 - 10 business days com 3862

AXA Advisors 4707 Executive Drive 858-202-8602 Fax: Yes 2-3 AXA 800-777-6510 No Yes Yes No Yes No Yes No 05/01/17 No Only Mutual Funds San Diego, CA 92121 Attn: Outgoing transfers Mail: No business days

Yes Requires AXA 500 Plaza Drive same AXA Equitable - Accumulator 816-701-8040 Fax: Yes Yes Yes paperwork. Client needs AXA 6th Floor 800-789-7771 No Yes No business day No Yes 03/08/17 Yes Policies that begin with 30, 3, 9 Attn: Transfers or Processing Mail: No Partial $250k or Greater to call Secaucus, NJ 07094 if received prior to 4pm EST 800-789-7771 to request forms. AXA Equitable - Equivest 100 Madison Street Yes Policies only begin with 2 or 0 ,7, Fax: Yes Yes 5 Yes www.axaonline. AXA Suite 1000 800-628-6673 201-583-2683 No This causes them to mail their Yes No No Yes 05/01/17 Yes 08, 09 and are 9 digits long Mail: No $250k or Greater business days Limited com Syracuse, NY 13202 form to the client without letters Axa AXA Equitable 8501 Ibm Drive Fax: Yes 7 - 10 AXA 800-777-6510 855-277-6123 No Yes Yes No No No Yes Yes 12/21/16 No Only Life Suite 150, Mail: No business days Charlotte,NC-28262

Clears through LPL 4707 Executive Drive 858-202-8325 Fax: Yes 3-4 AXA AXA Advisors 866-487-7484 No Yes No Yes Yes No Yes Yes 05/01/17 Yes San Diego, CA 92121 Attn: Outgoing transfers Mail: No business days Only Mutual Funds Yes Requires AXA Equitable - Accumulator 500 Plaza Drive 816-701-8040 Fax: Yes Yes Yes Yes paperwork. Client needs AXA Equitable Only Accumulator transfers 6Th Floor 800-789-7771 No No same day No Yes 03/08/17 No Attn: AXA Processing Mail: No Only full Partial $250k or Greater to call Policies begin with "30" or"09" Secaucus, NJ 07094 800-789-7771 to request forms. 8501 IBm Drive 855-268-6378 Fax: Yes 2-3 AXA Equitable Life Policy Suite 150 800-777-6510 No Yes Yes No No No Yes No 5/1/2017 Yes Mail: No business days Charlotte, NC-28262 Attention: Customer Service Fax: Yes 30 Yes Only full transfers they require state Baltimore Life Insurance 10075 Red Run Blvd 800-628-5433 866-660-6253 No Yes No No No Yes Yes 12/06/16 No Mail: No business days 30 Calendar Days replacement forms Owings Mills, MD 21117 Pershing LLC, Attn: Non ACat Delivery Fax: No Yes 5 - 7 Bancwest Investment Clears through Pershing 201-413-2323 402-918-7698 No Yes No Yes No Yes No 04/24/17 No One Pershing Plaza 7th Floor Mail: Yes $200k or Greater business days Jersey City, NJ 07399 Attn:Toa Non-Acat Deliveries Email needs to be sent to NFS at Clearing Firm NFS 100 Crosby Parkway 866-755-6372 877-236-4162 Fax: Yes 5 Yes [email protected] for the status Bank of America Account number with Alpha No Yes No No Yes No No 05/01/17 No Mailzone: KC1B option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed Numeric and 9 digit long Covington, KY 41015 in case of speacial requests Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

IRA's TX2-979-02-14. 4500 Amon Fax: No 10 Yes Bank of America CD's Carter Blvd 888-827-1812 No Yes No No No No No 05/01/17 No Mail: No business days Limited Checking and Savings Fort Worth, TX 76155

Merrill Lynch 3315 Central Avenue Fax: No Yes 10 - 15 Bank of America Investments Account number with Alpha Mailstop 29076 904-218-1909 866-827-8879 No Yes No No No Yes Yes 12/13/16 No Mail: Yes $20k or Greater business days Numeric and 8 digit long Hot springs, AR 71903

909 Dillingham Blvd Fax: No Yes 7 - 10 Bank of Hawaii 888-643-3888 No Yes Yes Yes No No No 12/06/16 No Honolulu, HI 96817-4540 Mail: No Surrender Form business days

Dreyfus Shareholders ATTN: Institutional Department Fax: No Yes 2 - 3 Bank of New York AKA Dreyfus Shareholders 800-242-8671 No Yes No No No Yes Yes Require Replacement Form 12/13/16 No 4400 Computer Drive Mail: No Non-IRA accounts only business days Westborough, MA 01581

2211 Oak Ridge Road Fax: Yes Yes 1 - 3 Bank of Oak Ridge 336-644-9944 336-644-6644 Yes Yes No No No No No 12/13/16 No Oak Ridge, NC 27310 Mail: No $100k or Greater business days

600 N Dixie Hwy, Fax: No 7 - 10 Bank United 800-227-8119 305-698-4187 No Yes No No No No Yes No 12/13/16 No West Palm Beach, FL 33401 Mail: No business days

Attn: Policyholder Services 312-324-5060 Fax: Yes 28 www.banklife. Bankers Life & Casualty Life policies: 6-9 digits, No letters 11825 N Pennsylvania street 800-621-3724 No Yes No No No No Yes Yes 05/01/17 Yes Attn: Policy Holder Services Mail: No business days com Carmel, IN 46032

Attn: Policyholder Services Only Annuities- Starting with 2, 9 312-324-5060 Fax: Yes 20 www.banklife. Bankers Life & Casualty 11825 N Pennsylvania street 800-621-3724 No Yes No No No No Yes Yes 05/01/17 Yes , 75 to 79 and 7 digits Attn: Annuity Services Mail: No business days com Carmel, IN 46032

7700 Mills Clvic Parkway Fax: Yes 15 - 20 Bankers Life Ins of NY Athene West Des Moines, IA 50266- 800-800-9882 800-531-0038 No Yes No No No No Yes Yes 12/01/16 No Mail: No business days 3862

Yes Surrender charges are ATTN: Annuity Division over $1,000: Only Annuities 11101 Roosevelt Blvd Fax: Yes 10 - 20 Conservation letter is Bankers Life Insurance Account #'s are 5 digits and one 800-839-2731 800-946-3306 No Yes No No No Yes Yes 05/03/17 No Suite 301 Mail: No business days sent to the client. letter St. Petersburg, FL 33716 Letter must be signed and returned to continue processing.

4333 Edgewood Road NE Fax: Yes Yes 5 - 7 Bankers United Life Assurance Now known as Transamerica 800-934-1007 727-299-1620 No Yes No No No Yes No 12/01/16 No Cedar Rapids, IA 52499 Mail: No $500k or Greater business days

3275 Bennett Creek Avenue Fax: Yes Yes 7 - 10 Banner Life 800-638-8428 301-294-6960 No Yes No No No Yes Yes 12/06/16 No Frederick, MD 21704 Mail: No Surrender Form business days

BB&T Investment Services Follow instructions on the 200 S. College Street client's statement associated to Fax: No No 24 - 48 BB&T 8th Floor 704-954-1400 No Yes No Yes No Yes No 12/01/16 No that particular account to send Mail: No Notary over $100K hours Charlotte, NC 28202 paperwork and follow up for status

8006 Discovery Drive, Fax: Yes 3 - 5 BB&T BB&T Scott & String fellow Clearing Division 804-253-6502 804-253-6513 No Yes No No No No Yes Yes 12/20/16 No Mail: No business days Richmond, VA 23229

8006 Discovery Drive, Fax: Yes 3 - 5 BB&T Scott & String fellow BB&T Clearing Division 804-253-6502 804-253-6513 No Yes No No No No Yes Yes 12/20/16 No Mail: No business days Richmond, VA 23229

Usually 9 digits, alpha numberic Fax: Yes BBVA Compass Investment 15 South,20th St, 6th Floor Yes 3 - 5 account numbers 844-575-8424 205-524-1352 Under $250k No Yes No Yes No Yes Yes 02/27/17 No Solutions Birmingham,AL-35233 $250k or Greater business days Clears through Pershing Mail: No

4900 Memorial Hwy JP Morgan Chase Retirement Fax: No 7 Bearsterns Retirement Services 3rd Floor 718-242-8000 No Yes No No No No Yes No 12/13/16 No Services Mail: No business days Tampa, FL 33634

55 North 300 West Beneficial Life Insurance Fax: No Yes 10 - 20 Replacement form is required and it can Suite P50 800-233-7979 800-884-6218 Yes No No No No Yes Yes 12/08/16 No Company Mail: No See "Misc. Requirement" business days be faxed Salt Lake City, UT 84180 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Yes

Guardian Life , Gurdian Fax: Yes 30 30 Business Days Berkshire Life insurance 6255 Sterner's Way 800-441-6455 610-807-2940 No Yes No No No Yes No 12/01/16 No Life Policy Mail: No business days client cannot waive the Bethlehem, PA 18017 conservation

4201 42nd st,Suite 100 Fax: Yes 7 - 14 Berthel Fisher & Co Clears through NFS 800-356-5234 319-730-5421 No Yes No No No No Yes Yes 04/10/17 No Cedar Rapids,IA-52402 Mail: No business days

Fax: Yes Phoenix Funds ,Virtus 4400 Computer Drive Yes 2 - 5 BFDS 800-243-1574 508-599-6179 Under $50k No Yes No No No Yes No 12/06/16 No Investment Partners Westborough, MA 01581 $50k or Greater business days Mail: No

Attn: BFDS Yes BFDS: Mainstay Funds (Mutual Fax: No BFDS 30 Dan Road 800-624-6782 No Yes No All Non-Qualified No same day No No Yes 05/05/17 No Funds) Mail: No Canton, MA 02021-2809 Qualified: $100k or Greater

Yes 4400 Computer Drive Fax: No 3 - 5 For Non retirement and joint account Black Rock Funds 800-441-7762 508-599-1788 No Yes No All Non-Qualified Yes No Yes No 05/01/17 No Westborough, MA 01581 Mail: No business days signature gaurantee required

Pershing LLC, Attn: Non ACat Delivery Fax: No Yes 3 - 5 BMO Harris Clears through Pershing 877-225-3863 No Yes No Yes No No Yes 05/01/17 No One Pershing Plaza 7th Floor Mail: Yes $250k or Greater business days Jersey City, NJ 07399

180 N Executive Drive Fax: Yes 1 - 2 BMO Harris Bank BMO Harris 888-340-2265 262-938-8909 Yes Yes No Yes Yes No No Yes 12/01/16 No Brookfield, WI 53005 Mail: No business days

Yes PFS Investment,Primerica 4400 Computer Drive Fax: No 3 - 5 BNY Mellon Asset 800-544-5445 No Yes No All Non-Qualified No No Yes Yes 02/06/17 No Mutual Funds- 9 digits Westborough, MA 01581 Mail: No business days Qualified: $100k or Greater Client Plan Service BTC-2 5 - 7 Central Fax: Yes Yes Yes business days BOK Financial 800-876-9557 918-280-4198 No No Yes No Yes No 12/09/16 No 6242 East 41st Street Mail: No Contact HR dept for forms Only for IRA accounts Check mailed 3 - 5 calendar Tulsa, OK 74135 days later Attn: BFDS Fax: Yes Yes Yes Annuity: same day Annuity: Yes Boston Financial Data Services CCSU,Fidelity Destiny, Phoenix, 30 Dan Road 800-541-0171 816-221-9674 Under $100k No No No No Yes 12/14/16 No Client can call to request the forms $100k or Greater Life: 5-7 business days Life: No Canton, MA 02021-2809 Mail: No Boston Partners investment funds,C/o, USBFS Boston Partners investment Fax: No Yes 3 - 5 3 rd floor, 615 E Michigan St, 888-261-4073 No Yes No No No Yes Yes 12/16/16 No funds Mail: No Over $50k business days Milwaukee, WI -53202,

4400 Computer Drive Fax: No 3 - 5 Brandywine Funds 800-548-4539 508-599-1838 No Yes No Yes No No No Yes 12/14/16 No Westborough, MA 01581 Mail: No business days

Met Life Variable 4700 Westown Parkway Fax: Yes Fixed 800-638-7732 Yes 3 - 5 Bright house Financial Suite 200 877-547-9666 Under $300k Yes Yes No No No Yes Yes 05/03/17 Yes Individual Annuities- Begins 800-560-5001 $300k or Greater business days West Des Moines, IA 50266 Mail: No 32,11, 92,84 97, accounts number between 7-10 digits

1055 Westlakes Drive #250 Fax: Yes 5 - 7 Brinker Capital Inc Clears through NFS 800-333-4573 610-407-5499 No Yes No No Yes No Yes Yes 05/01/17 No Berwyn, PA, 19312 Mail: No business days

12080 73rd Avenue N Fax: No 24 BTCU Maple Grove, MN 55369 763-255-2630 763-255-2631 No Yes No Yes No No No Yes 12/14/16 No Mail: No hours

615 East Michigan Street Fax: No Yes 4 - 6 Calamos Investments 3rd Floor 800-582-6959 No Yes No Yes No Yes No 12/01/16 No Mail: No Over $50k Weeks Milwaukee, WI 53202

400 Q Street Lincoln Plaza Fax: Yes 10 - 15 Calpers E1820 888-225-7377 800-959-6545 Yes No Yes No No No No Yes 12/01/16 No Mail: No business days Sacramento, CA 95811

100 Waterfront Place Fax: Yes 30 -45 Calstrs 800-228-5453 916-414-4395 Yes No Yes No No No No No 12/01/16 No Sacramento, CA 95605 Mail: No calendar days

1776 Pleasant Plain Road Fax: Yes Yes 3 Last page of the statement will tel us if Cambridge 800-777-6080 641-469-1690 No Yes No Yes No Yes Yes 03/01/17 No Fairfield, IA 52556 Mail: No $250k or Greater business days they clear through pershing/NFS

2 Elm Street 207-230-5424 Fax: Yes 2 - 3 Camden National Bank 207-230-2169 Yes Yes No No No No Yes No 12/09/16 No Camden, ME 04843 Attn: Juanita Paparello Mail: No business days Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

American Funds Group Yes 5300 Robin Hood Road Fax: Yes 3 - 5 Capital Bank & Trust 403B Account 800-421-4225 888-421-4371 No Yes No Depends from Plan to Plan No No Yes Yes 03/07/17 Yes Norfolk, VA 23513-2430 Mail: No business days All IRA Accounts

American Funds Group same Brokerage 12711 North Meridian Street Fax: Yes Yes Capital Bank & Trust 800-421-0180 888-421-4351 No Yes No No business day No Yes Yes 03/07/17 Yes Liquidation of Mutual funds Carmel, IN 46032-9181 Mail: No $125k or Greater if received prior to 4pm EST Money Market

3015 E Andrew Johnson Hwy Fax: No 48 Capital One Capital Bank NA 423-787-1300 Yes Yes No No No No Yes No 12/07/16 No Greeneville,TN 37745 Mail: No hours

83 south king street, Fax: No 4 -6 www.ingdirect. Capital One Capital One 360 suite 700 877-955-8700 866-464-2699 No Yes No Yes No No No No 05/01/17 Yes Mail: No Weeks com Seattle,WA- 98104

5444 West heimer Road, Fax: No 3 - 5 Capital One Bank Capital One Suit 500 888-855-2265 Yes Yes No No No No No No 12/01/16 No Mail: No business days Houston, TX 77056

83 South King Street Fax: No 4 - 6 Yes Capital One Investment Capital One Suite 700 800-747-2537 866-996-6417 No Yes No Yes No No No 12/07/16 No Mail: No weeks Limited Information Seattle, WA 98104

Pershing LLC, Attn: Non ACat Delivery 201-413-2323 Fax: No Yes 2 - 3 Capital Securities Management Clears through Pershing No Yes No Yes No Yes No 04/24/17 No One Pershing Plaza 7th Floor option 2 Mail: Yes $250k or Greater business days Jersey City, NJ 07399

Catholic Knights 1100 West Wells Street 800-227-2354 Fax: Yes Yes 2 - 3 Yes Catholic Family Life Insurance 414-223-3201 No Yes No No Yes Yes 12/01/16 No Milwaukee, WI 53233 800-927-2547 Mail: No Surrender Form business days 10 Business Days

Catholic Family Life Insurance 1100 West Wells Street 800-227-2354 Fax: Yes Yes 2 - 3 Yes Catholic Knights 414-223-3201 No Yes No No Yes Yes 12/01/16 No Milwaukee, WI 53233 800-927-2547 Mail: No Surrender Form business days 10 Business Days

Catholic United Financial Yes 30 3499 Lexington Ave. N. Fax: No 30 Calendar Days Catholic United Financial 800-568-6670 651-765-4145 No Yes No No No calendar days Yes No Require state replacement forms 12/14/16 No St. Paul, MN 55126 Mail: No Letter sent to client and Including Conservation cannot be waived

Attn: BFDS Fax: Yes Phoenix,Boston Financial Data Yes Yes Annuity: same day Annuity: Yes CCSU 30 Dan Road 800-541-0171 816-221-9674 Under $100k No No No No Yes 12/14/16 No Services, Fidelity Destiny Client can call to request the forms $100k or Greater Life: 5-7 business days Life: No Canton, MA 02021-2809 Mail: No

Pershing LLC, Attn: Non ACat Delivery 714-456-9277 Fax: No Yes 48 - 72 Centaurus Financial Clears through Pershing 714-456-1790 No Yes No Yes No Yes No 12/13/16 No One Pershing Plaza 7th Floor Attn: Operations Mail: Yes $250k or Greater hours Jersey City, NJ 07399

Cetera Brokerage Operations Cetera Advisors Network Fax: Yes Yes 2 -3 copies of Paperwork can also be mailed Cetera 7021 Vista Drive 888-442-2582 888-428-9904 No Yes No Yes No Yes Yes 03/09/17 No Clears through Pershing Mail: No $250k or Greater business days to Pershing West Des Moines, IA 50266

400 1st Street South Fax: Yes 7 - 10 Cetera Prime Vest Suite 300 800-245-0467 ext 64682 844-331-3831 No Yes No Yes Yes No Yes Yes 05/01/17 No Mail: No business days St. Cloud, MN 56301

2423 East Lincoln Drive Fax: Yes 5 - 7 Charles Schwab 401K/Retirement account 800-724-7526 888-526-7252 No No Yes No No No No No www.schwab.com 03/07/17 Yes Phoenix, AZ 85016 Mail: No business days

1945 Northwestern Drive Fax: Yes 3 - 5 Charles Schwab Account numbers are of 8 digits 602-355-9003 877-824-3727 No Yes No No Yes No Yes No www.schwab.com 05/23/17 Yes El Paso, TX 79912 Mail: No business days

8711 Freeport Pkwy North Fax: Yes 10 - 30 Charter National Life Allstate and Lincoln Benefit Life MS -21 800-242-4402 877-525-2689 No Yes No No No No Yes No 12/09/16 No Mail: No business days Irving, TX 75063 Yes Chase Vista 11500 Outlook Street Fax: No CHASE 866-576-2401 No Yes Client must call to request their No Yes Varies from case to case No No No 12/13/16 No Retirement Account Overland Park, KS 66211 Mail: No forms

JPMCC Only Brokerage accounts: 8 Digit 500 Stanton Christiana Road Fax: Yes 7 - 30 CHASE 347-643-2407 302-442-4708 No Yes No Yes Yes No Yes Yes 02/23/17 No account number 2nd Floor Mail: No business days Newark, DE 19713

Attn:Toa Non-Acat Deliveries Email needs to be sent to NFS at Processes through NFS,Fidelity 100 Crosby Parkway 866-755-6372 877-236-4162 Fax: Yes 3 - 5 Yes [email protected] for the status CHASE No Yes No No Yes No Yes 05/01/17 No Only 9 digit account Mailzone: KC1B option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed Covington, KY 41015 in case of speacial requests Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Cincinnati Life Insurance 6200 South Gilmore Road Fax: Yes 14 - 21 513-870-2000 513-371-7259 No Yes No No No Depends on the policy No Yes Require W-9 form with the paperwork 12/01/16 No Company Fairfield, OH 45014 Mail: No business days

100 Citibank Drive Fax: No 7 - 10 Citi Citibank Retirement 800-695-5911 866-846-6135 No Yes No Yes Yes No Yes Yes 11/28/16 No San Antonio, TX 78245 Mail: No business days

Citi personal wealth City Personal Wealth mangagemt Management Attn Middle office operation Fax: No 3 - 4 Citi Clears through Pershing 800-846-5200 866-430-3997 No Yes No Yes Yes No No No 02/23/17 No 1 Court Square Mail: No business days Accounts Usually start with C 19th Floor followed with 8 digits Long Island City, NY 11120

All transfer have to be sent to Morgan Stanley, Smith Barney Fax: No Yes 5 - 7 Citi Group the branch office on the 866-231-9849 No No Yes No Yes No Yes No 03/07/17 Yes Non A-Cat full transfers Mail: No All Non-Qualified business days client's statement

All Citigroup Smith Barney Citigroup Smith Barney transfers must be sent to the All Citigroup Smith Barney broker listed on the client's Fax: No 7 - 10 Citicorp Account Transfers must be sent statement. FROM CLIENT STATEMENT No Yes No Yes Yes No Yes No 12/01/16 No Mail: No business days to the Broker listed on the client DO NOT USE: 11155 RED RUN statement BLVD OWINGS MILLS, MD 21117 ATTN: Middle Office Opertation Fax: No Yes 5-15 Citicorp Only Brokerage accounts One Court Square, 19th Floor, 800-846-5200 No No Yes No No Yes Yes One account number per transfer form 12/01/16 No Mail: No See "Misc. Requirement" business days Long Island City, New York 11120

ATTN: Retirement Plan service 800-695-5911 Fax: No 10 Citicorp Only Retirement accounts No Yes No Yes No No Yes No 12/01/16 No 100 Citibank Drive Option 1 Mail: No business days San Antonio, TX 78245

20 Cabot Road Citizens Bank Retirement Fax: No 1 - 2 MMF-430 800-948-7200 No Yes No No No No Yes Yes 12/09/16 No Services Mail: No business days Medford, MA 02155

Citizen' Securities Attn : RTL 135 Fax: No 5 - 7 Citizen's Investment Services Clears through NFS 10 tripps lane 800-942-8300 No Yes No Yes Yes No Yes No 03/03/17 No Mail: No business days 9 digits account numbers Riverside, RI 02915

Citizen's Investment Services Attn : RTL 135 Fax: No 5 - 7 Citizen's Securities Clears through NFS 10 tripps lane 800-942-8300 No Yes No Yes Yes No Yes No 03/03/17 No Mail: No business days 9 digits account numbers Riverside, RI 02915

Midland, Mutual Group, Yes Jackson, North American, One Sammons Plaza Fax: Yes 18-21 Clarica Life Insurance Company 877-872-0757 877-208-6136 No Yes Yes No No 18 - 21 Business Days No No 03/07/17 No Clarica Sioux Falls SD 57193. Mail: No Calendar days Client can waive Annuities

100 Center View Drive Fax: Yes Yes 30 CNA Jackson National Life Insurance Suite 100 800-437-8854 803-333-7879 No Yes No Yes No Yes Yes 12/01/16 No Mail: No $50k or Greater business days Nashville, TN 37214-3439

Coloumbia ThreadNeedle, Seligman Data Corp,Acron C/O BFDS INC Funds,Marsico,Nations funds, 30 Dan Raod 800-422-3737 Fax: No Yes 7 - 10 Colonial life Stelin Roe,Galaxy Funds,Liberty 866-825-1372 No Yes No No No Yes No 11/15/16 No Suite 8081 800-345-6611 Mail: No $100k or Greater business days Investments,Columbia Funds, Canton, MA 02021-2809 Columbia Funds, Columbia Management( All Mutual Funds)

1301 Pennsylvania Street Fax: No 45 - 60 Colorado Pera 800-759-7372 No No Yes Yes Yes No Yes Yes 12/13/16 No DENVER, CO 80203 Mail: No calendar days

Seligman Data Corp,Acron Funds,Marsico,Nations funds, C/O BFDS INC Colonial life,Stelin Roe,Galaxy 30 Dan Raod 800-422-3737 Fax: No Yes 7 - 10 Coloumbia ThreadNeedle Inv 866-825-1372 No Yes No No No Yes No 11/15/16 No Funds,Liberty Investments, Suite 8081 800-345-6611 Mail: No $100k or Greater business days Columbia Funds Canton, MA 02021-2809 All Mutual funds Madison,, Unity Mutual Life Ins, Data Dimensions Columbian Fiancial Group, 1315-19th Ave, Northwest 877-832-8243 Fax: Yes Columbain Fiancial Group Gurdian Life, Madison National 608-373-9508 Yes Yes Yes No No 15-30 business days No Yes No 02/08/17 No Attn:MNL-Mailstop R2 877-442-6965 Mail: No Life, Unity Mutual Life Ins, Unity Clinton, IA 52732 Mutual Life

1301 Southwest 5th Avenue Fax: No 7 - 10 Columbia Funds 800-547-1707 No Yes No Yes Yes No Yes No 12/09/16 No Portland, OR 97201 Mail: No business days Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Coloumbia ThreadNeedle Inv , Seligman Data Corp,Acron C/O BFDS INC Funds,Marsico,Nations funds, 30 Dan Raod 800-422-3737 Fax: No Yes 7 - 10 Columbia Funds Colonial life,Stelin Roe,Galaxy 866-825-1372 No Yes No No No Yes No 11/15/16 No Suite 8081 800-345-6611 Mail: No $100k or Greater business days Funds,Liberty Investments, Canton, MA 02021-2809 Columbia Mangement All Mutual funds

30 Dan Road,Street 8081, Fax: No Yes 10 - 15 Columbia Funds Columbia Management 800-422-3737 No Yes No No No Yes No 11/15/16 No Canton, MA 02021-2809 Mail: No $100k or Greater business days

Coloumbia ThreadNeedle, Galaxy Funds, Acron Funds, C/O BFDS INC Marsico,Nations funds, Colonial 30 Dan Raod 800-422-3737 Fax: No Yes 7 - 10 Columbia Management life, Stelin Roe, Liberty 866-825-1372 No Yes No No No Yes Yes 01/27/17 No Suite 8081 800-345-6611 Mail: No $100k or Greater business days Investments, Columbia Funds, Canton, MA 02021-2809 Seligman Data Corp, ( All Mutual Funds)

400 East Fourth Street Fax: No 10-15 Columbus Life 800-677-9595 No Yes Yes No No No Yes No 12/01/16 No Cincinnati, OH 45202 Mail: No calendar days

Protective Life, Zurich Kemper 5801 SW 6th Avenue Fax: No 1 - 2 Comman wealth 800-457-9047 No Yes Yes Yes No No Yes No 02/07/17 No Investors Topeka, KS 66636 Mail: No business days

29 Sawyer Rd,Waltham Fax: Yes 3-5 Commonwealth Clears Through NFS 800-237-0081 866-316-8357 No Yes No No No No Yes Yes 02/28/17 No MA-02453 Mail: No business day

Commonwealth Financial Network Commonwealth Fax: Yes 5801 Southwest 6th avenue Yes Yes same Commonwealth Annuity Service Center, 800-533-7881 785-368-1796 only LOA No No No No Yes Yes 03/01/17 No Topeka, KS 66636 Only LOA required Surrender Form business day Allmerica Annuity Processing Mail: No Center

Community America Credit 9777 Ridge Drive Fax: Yes 913-905-7000 913-905-7007 No Yes No Yes Yes same day No No No 12/01/16 No Union Lenexa, KS 66219 Mail: No

Community National Bank- 225 Main Street Fax: No 24 - 48 800-680-0340 Yes Yes No No Yes No Yes Yes 12/09/16 No Retirement Plan Division Seneca, KS 66538 Mail: No hours

4249 Easton Way Suite 400 Fax: No same Compass EMP Funds 888-944-4367 No Yes No Yes Yes No Yes Yes 12/09/16 No Columbus OH 43219 Mail: No business day

250 Royall Street Fax: No 5 - 7 Computershare 800-599-5840 No Yes No Yes Yes No No No 12/08/16 No Canton, MA 02021 Mail: No business days

Equiserve Trust Co, SBC 250 Royall Street Fax: No 3-5 ComputerShare 800-351-7221 No No Yes Yes No No Yes Yes 01/27/17 No Communication INC Canton, MA 02021 Mail: No business days

Computershare Yes C/O Share Holder Services, Fax: No 24 - 48 Computershare Gabelli Funds 800-422-3554 816-218-0452 No Yes No $25K or Greater No No Yes Yes 12/15/16 No 250 Royal St. Mail: No hours Non-Qualified account only Canton, MA- 02021

SBC Communication INC, 250 Royall Street Fax: No 3-5 ComputerShare 800-351-7221 No No Yes Yes No No Yes Yes 01/27/17 No Equiserve Trust Co Canton, MA 02021 Mail: No business days

Community America Credit 11825 N Pennsylvania Street 317-817-2858 Fax: Yes 20 www.conseco. Conseco 866-588-2255 Yes Yes No No No No Yes Yes 12/01/16 No Union Carmel, IN 46032 Attn: Annuity administration Mail: No business days com

Policies usually have letters in While sending the ppwk company name 777 Research Drive 866-553-5958 Fax: Yes 10 - 20 Conseco the policy numbers 402-479-0141 No Yes No No No No Yes No must be mentioned as washington 12/01/16 No Lincoln, NE 68521 option 2 Mail: No business days Account #'s start with ON National

American Progessive, Pioneer Life Insurance, American Constitution Life Insurance 411 NorthBaylen Street 800-645-4116 850-438-8478 Fax: Yes 7 - 10 Exchange, Market National, No Yes No Yes No No No No 01/20/17 No Company Pensacola, FL 32501 800-789-6364 978-964-0191 Mail: No business days Nationwide, Pennlife, Union Bankers, Union National.

100 Center View Drive Fax: Yes 10 - 20 Continental Continental Assurance Co Suite 100 866-880-3112 803-333-4692 No Yes No Yes No No Yes No 12/09/16 No Mail: No business days Nashville, TN 37214-3439

11200 Lakeline Blvd Continental General Insurance Fax: Yes 7 - 10 Continental Suite 100 866-459-4272 888-670-0146 No Yes Yes No No No Yes Yes 12/29/16 No Co Mail: No business days Austin, TX 78717 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

1299 Farnam Street 402-939-0848 Fax: Yes 5 - 10 Cor Clearing Suite 800 866 774 0218 No Yes Yes Yes No No Yes No State replacement forms Required 12/09/16 No Attn: ACATS Mail: No business days Omaha, NE 68102-1416

1299 Farnam Street Fax: Yes 3 - 5 Core Clearing Legent Securities Suite 800 402-384-2050 402-939-0848 No Yes No Yes Yes No Yes Yes 02/22/17 No Mail: No business days Omaha, NE 68102-1416

1711 GE Road Fax: Yes Yes 7 - 10 Yes Country Life Assurance Country Life Insurance 309-821-2179 866-517-7366 Yes No No No No Yes State replacement form required 12/01/16 No Bloomington, IL 61704 Mail: No See "Misc. Requirement" business days 14 business days

Cuna Brokerage Services, Inc Brokerage 2000 Heritage Way Fax: Yes 5 - 10 Yes Cuna 800-369-2862 866-355-5594 No Yes No Yes Yes No No 12/01/16 No Mutual Funds Waverly, IA 50677 Mail: No business days Limited Money Market

Cuna Mutual Life Insurance 2000 Heritage Way 608-236-8030 Fax: Yes Yes 4 - 5 Cuna 800-798-6600 Yes Yes No No No Yes Yes State replacement form required 11/02/16 No Annuity Life Waverly, IA 50677 Mail: No See "Misc. Requirement" Weeks

Attn:Operations Fax: Yes Yes 5 - 7 Curian Clearing Curian Captial 7601 Technology Way 877-847-4192 866-492-2878 Under $100k No Yes No No No No No 12/01/16 No $100k or Greater business days Denver, CO 80237 Mail: No

141 Mill Street Fax: Yes same Currie State Bank 507-763-3262 507-395-0009 No No Yes No No No No No 12/14/16 No Currie, MN 56123 Mail: No business day

10150 Meanley Drive Fax: Yes Yes same CUSO Financial Services, LP Clears through Pershing 1st Floor 858-530-4400 858-882-6573 No Yes No Yes No Yes Yes 12/09/16 No Mail: No $250k or Greater business day San Diego, CA 92131

RBC Wealth Mgmt, See RBC Dain Rausher Attn: Account Transfer 888-446-9272 Fax: Yes 2 Dain Rauscher (RBC) 60 S 6th street 612-607-8229 Yes Yes No No Yes No Yes No 12/09/16 No Attn: Outgoing transfer. Mail: No business days Mail code P09 Minneapolis,MN- 55402 901 East Cary Street Fax: No same Davenport & Company Suite 1100 800-846-6666 No Yes Yes Yes No No Yes No 12/09/16 No Mail: No business day Richmond, Virginia 23219

C/O State Street Bank & Trust Yes Fax: No 5 - 7 Davis Funds 30 Dan Road 800-279-0279 816-218-0447 No Yes No All Non Qualified No No No No 12/09/16 No Mail: No business days Canton, MA 02021-2809 Qualified: Over $100K

287 West Lafayette Frontage Road Fax: No 2 Degree of Honor Insurance 651-228-7600 No Yes Yes No No No Yes Yes 12/09/16 No Suite 200 Mail: No Weeks St. Paul, MN 55107-0420

5801 SoutWest 6th Ave Fax: No Yes 3 - 5 Delaware Investments 800-523-1918 785-286-6118 No Yes No No No Yes Yes 12/01/16 No Mail Zone 581 Mail: No $250k or Greater business days Topeka, KS 66636

Sun Life of Canada,Sun life, Delaware Life, Keyport Life Insurance 5801, South West 6th avenue Fax: Yes Yes Yes 3 - 5 Delaware Life 877-253-2323 785-286-6118 No Yes No No Yes No 05/01/17 No Fixed accounts start with KA Mail Zone 581 Mail: No Only 403b Accounts $250k or Greater business days followed by numbers Topeka, KS 66636

Release of assignment 5801, South West 6th avenue Fax: Yes Yes Yes 7 - 10 Policy summary or presale illustration Delaware Life Sun life,Sun Life of Canada Mail Zone 581 800-862-6266 785-286-6118 No No No No Yes No 03/30/17 Yes Mail: No See "Misc. Requirement" $250k or Greater business days Notification of full replacement of 1035 Topeka, KS 66636 Exchange

150 social Hall Avenue Fax: Yes 3-5 Deseret Mutual suite 170 800-777-3622 801-578-5904 No No Yes No Yes No Yes No Own forms can be faxed or emailed at [email protected]/16/17 No Mail: No Business days Salt Lake City, UT 84111

Kemper Funds, DWS Scudder Deutsche Asset and Wealth 210 West 10th Street Fax: No 1 - 2 Now known as Deutsche Asset 800-728-3337 No Yes No Yes No No Yes Yes 12/09/16 No Management Kansas City, MO 64105 Mail: No business days Investments

5420 West 1730 South Fax: Yes 2 Discover Bank 800-215-0915 801-996-2683 No Yes No No No No No No 02/28/17 No Salt Lake City, UT 84104 Mail: No business days

DWS Scudder, Kemper Funds 210 West 10th Street Fax: Yes Yes 1 - 2 Disinvestments Now known as Deutsche Asset 800-728-3337 800-818-7526 No Yes No No No Yes No 12/14/16 No Kansas City, MO 64105 Mail: No only for non IRA accounts business days Investments Yes 1 - 4 4333 Edgewood Road NE Yes Diversified Investment Transamerica Fax: Yes Client needs to contact Yes business days Cedar Rapids, IA 52499- Mail 800-755-5801 866-835-8863 No This causes them to mail their Yes No Yes No 02/23/17 Yes Advisors Account number begins with TT0 Mail: No Transamerica at 800-755-5801 and Over $150k Once their forms are Drop Box 00018 form to the client request for their forms returned

30 Dan Road Fax: No Yes 1 - 2 Dodge & Cox Funds 800-621-3979 No Yes No No No No Yes 12/09/16 No Canton, MA 02021-2809 Mail: No only on Non-IRA account business days

FSW 9000 Highway 2147 West Fax: No Dominion Investor Service Clearning firms Hill Top #201 800-929-5667 210-764-5353 No Yes No Yes No Varies No Yes No 12/14/16 No Mail: No Securities Horseshoe Bay, TX 78657 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

17605 Wright Street Fax: No No Dunham Timothy Plan Suite 2 800-662-0201 No Yes Yes No Same day No Yes Yes 12/22/16 No Mail: No Unless 403B Omaha, NE 68130

379 S. Diamond Bar Blvd Fax: No same East West Bank Processes only CD's and IRA 909-861-3676 No Yes No Yes Yes No Yes No 12/14/16 No Diamond Bar, CA 91765 Mail: No business day

4400 Computer Drive Fax: No 1 - 2 Eaton Vance 800-262-1122 No Yes Yes Yes Yes No No No 12/09/16 No Westborough, MA 01581 Mail: No business days

Educational Employees Credit 2222 West Shaw Avenue Fax: No same 800-538-3328 559-451-0198 No Yes Yes No No No No Yes 12/12/16 No Union Fresno, CA 93711 Mail: No business day

Full: Yes Partail: Need to clarify 201 Progress Parkway 480-337-8892 877-479-8325 Fax: Yes Yes 7 - 10 Edward Jones No No No which assets to pull No Yes Yes 05/23/17 Yes Maryland Heights, MO 63043 option 5,2 Attn: Transfer Out Mail: No One account per transfer form business days from and the exact amounts

699 Walnut Street Yes 515-237-2286 Fax: Yes 30 Yes EMC National Life Suite 1100 800-232-5818 No Yes Yes No No Conservation letter will Yes 12/12/16 No Attn: Insurance Operation Mail: No calendar days Only for Annuities Des Moines, IA 50309 be sent to the client

Yes 916 Sherwood Drive Fax: Yes 7 - 10 Employees Life ELCO Life Mutual 800-321-3526 847-295-6043 No Yes No No No Conservation letter will Yes Yes 02/28/17 No Lake Bluff, IL 60044 Mail: No business days Attn: James be sent to the client

Yes Great West, JP Morgan, New 8515 E Orchard Road Fax: Yes 3 - 5 Empower Retirement 800-338-4015 866-745-5766 No No Client must call to request their No No No No Yes 12/15/16 No England Financial Greenwood Village, CO 80111 Mail: No business days forms

JP Morgan Retirement Plan Attn: Plan Administrators Fax: Yes No It depends on the plan type it can be Empower Retirment Services, Kinder Morgan 11500 Outlook Street 800-345-2345 866-442-5095 No No Yes No No Varies No No 12/15/16 No Mail: No paperless process Retirement Plan Overland Park, KS 66211

330 West 9th Street Fax: No 1 Enterprise Group of Funds 800-368-3527 No Yes No Yes No No Yes Yes 12/14/16 No Kansas City, MO 64105 Mail: No business day

8180 Greensboro Drive Fax: Yes Yes 3 - 5 Eqis Capital Management. Foliofn Investments 8th Floor 888-485-3456 703-649-6288 No Yes No Yes No Yes Yes 05/08/17 No Mail: No Notary or Medallian over $100K business days Mclean, VA 22102

ComputerShare, SBC 250 Royall Street Fax: No 3-5 Equiserve Trust Co 800-351-7221 No No Yes Yes No No Yes Yes 01/27/17 No Communication INC Canton, MA 02021 Mail: No business days

8501 Ibm Drive 855-268-6377 Fax: Yes 3 - 5 Equitable Suite 150 800-777-6510 No Yes Yes No No No Yes No 12/09/16 No Attn: Surrenders Mail: No business days Charlotte, NC-28262

7100 Westown Parkway Suite 200 Fax:Yes 7 - 10 State replacement form required Equitrust Life policies Starts with EQ 866-598-3692 515-226-5101 No Yes Yes No No Yes Yes No 03/27/17 No West Des Moines, IA 50266- Mail: No business days (Must be ink signature) 2521

Email needs to be sent to NFS at One National Life Drive M480 866-755-6372 877-236-4162 Fax: Yes 3 - 5 Yes [email protected] for the status Equity Services Inc Clearing Firm NFS No Yes No No Yes No No 05/01/17 Yes Montpellier, VT 05604 option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed in case of speacial requests

Attn: EAS OPS Team Fax: Yes 30 Equity Trust Company One Equity Way 866-655-3646 440-366-3750 No Yes No No Yes No No No 03/30/17 Yes Mail: No business days Westlake, OH 44145

Erie Family Life Insurance Erie Family Life Insurance Company 800-458-0811 Fax: Yes 10 - 14 Yes Yes 866-567-1219 No Yes Yes No No Yes 12/12/16 No Company 777 Research Drive Extn: 3302 Mail: No business days 5 Business Days Only for Annuities Lincoln, NE 68521 Harbor Side Financial 201-499-6247 501 Plaza Two Fax: Yes 7 - 10 Etrade Securities 866-902-1596 866-650-0003 Yes Yes No No Yes No Yes Yes 04/24/17 No 34 Exchange Place Mail: No business days option 3 Jersey City, NJ 07311

11 Oval Drive Fax: No 2 - 3 Ever Bank Suite 107 888-445-3588 No Yes No Yes No No No No 12/09/16 No Mail: No business days Islandia, NY 11749 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Wells Fargo Funds C/o -Boston Financial Data Yes 800-222-8222 Fax: No 2 - 3 Yes Evergreen Funds Wells Fargo Funds Services 816-218-1591 No Yes No $100k or Greater and No No Yes 12/09/16 No 800-368-5610 Mail: No business days Limited 30 Dan Road All Non-Qualified Canton, MA 02021-2809

290 Woodclif Drive Fax: Yes 7 - 10 Exeter Trust Custody Services 855-213-5796 585-325-4969 No Yes No No No No Yes No 12/12/16 No Fairport, NY 14450 Mail: No business days

815 E DePue Avenue Fax: Yes 10 F & M Bank MN 320-523-1111 320-523-1136 No Yes Yes No No No No Yes 12/12/16 No Olivia, MN 56277-0010 Mail: No business days

2625 corporate place Fax: No 2 - 4 F&A Federal Credit Union 323-268-1226 No Yes No No No No No No 12/12/16 No Monterey Park, CA 91754 Mail: No business days

1275 Sandusky Rd, Fax: Yes 7 - 10 Family Life Insurance Company 800-925-6000 803-333-4913 Yes Yes Yes Yes No No Yes Yes 12/12/16 No Jacksonville, IL 62650 Mail: No business days

1 5400 University Avenue Fax: Yes Yes Farm Bureau Insurance of Iowa Annuitites/403B/401K 800-247-4170 800-754-6370 No Yes Yes No No month Yes Yes Require Replacement Form 12/12/16 No West Des Moines, IA 50266 Mail: No Limited Including Conservation

5400 University Avenue Fax: Yes 8 - 10 Yes Farm Bureau Insurance of Iowa Life 515-225-5400 800-754-6370 No Yes No No No Yes No 12/12/16 No West Des Moines, IA 50266 Mail: No business days

20 7373 West Saginaw Hwy Fax: Yes Farm Bureau Life of Michigan 800-292-2680 877-822-2876 Yes Yes Yes No No business days Yes Yes Yes Require Replacement Form 03/02/17 No Lansing, MI 48917 Mail: No Including Conservation

Farmers And Traders Life 507 Plum Street Fax: Yes 3 - 5 877-238-5433 315-475-6612 No Yes Yes No No No No No 12/14/16 No Insurance Company Syracuse, NY 13204 Mail: No business days

Farmers New World Life 7340 WestMemorial Road Fax: Yes 4 - 8 206-236-7988 877-514-7138 No Yes No No No No Yes No 12/12/16 No Insurance Company Okalhoma City, OK 73142 Mail: No weeks

Federal Life Insurance 3750 West Deerfield Road Fax: Yes Yes 15 For Life policies original signature is 800-233-3750 847-850-3304 Yes No No No No Yes No 12/15/16 No Company Riverwoods, IL 60015 Mail: No (For Annuities) business days required

121 East Park Sqaure Fax: No 30 Federated Investors Inc Federated Life Insurance 800-533-0472 No Yes Yes No No No No Yes 12/09/16 No Owatonna, MN 55060 Mail: No calendar days

30 Dan Road Fax: No 2 - 3 Federated Investors Inc Federated Services 800-245-4770 No Yes No No No No Yes No 12/09/16 No Canton, MA 02021-2809 Mail: No business days

30 Dan Road Fax: No 1 - 3 Federated Investors Inc 800-245-5051 800-358-6269 No Yes No Yes No No Yes Yes 12/09/16 No Canton, MA 02021-2809 Mail: No business days

5429 LBJ Freeway Fax: Yes Yes 24 - 48 FFC Prospera Financial Services Suite 400 972-581-3000 972-581-3035 No Yes No No No Yes No 12/12/16 No Mail: No $250k or Greater hours Dallas, TX 75240

Yes ATTN: Fidelity Benefit Center 800-457-5700 Only Pension Fax: No same Fidelity 401k/Pension 100 Crosby Parkway All depend on the plan No No 401k -client needs to call, as Depends on the plan No No No No 02/02/17 Yes Mail: No business day Covington, KY 41015 number they will only process the transfer over the phone Annuities Qualified/Non 100 Crosby Parkway Fax: Yes Qualified Yes 7 - 10 Fidelity Mailzone: KC2Q 800-634-9361 855-856-0723 Under $250k No Yes No No No No Yes 03/30/17 Yes Account numbers are 8 or 9 $500k or Greater business days Covington, KY 41015 Mail: No digits Attn:Toa Non-Acat Deliveries Email needs to be sent to NFS at Clearing Firm NFS 100 Crosby Parkway 866-755-6372 877-236-4162 Fax: Yes 3 - 5 Yes [email protected] for the status Fidelity No Yes No No Yes No No 05/01/17 Yes 9 digit account numbers Mailzone: KC1B option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed Covington, KY 41015 in case of speacial requests Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Fidelity Advisor Funds Account #'s are 7-11 digits. Statement is preferred from Fidelity Mutual funds no letters 100 Crosby Parkway Fax: Yes Advisor Funds 888-321-7349 Yes same Fidelity This company does not have Mailzone: KC1G 800-522-7297 Under $100k No Yes No No No Yes No Please Note: They aways require 04/12/17 Yes Attn: Transaction Processing $100k or Greater business day annuities. If the transfer forms Covington, KY 41015 Mail: No replacement form to be sent with the are marked for an annuity, call paperwork to clarify

777 Research Drive Fax: Yes Yes 26 State replacement form required Fidelity and Guaranty 403b 888-513-8797 402-328-4024 No Yes No No No Yes Yes 04/24/17 Yes Lincoln, NE 68521 Mail: No See "Misc. Requirement" business days must be ink Signatured

All Variable Policies 777 Research Drive Fax: Yes Yes 7 - 10 State replacement form required Fidelity and Guaranty 877-549-7663 800-813-6095 Yes No No No Depends on the state Yes Yes 04/24/17 Yes Policies begin with R Lincoln, NE 68521 Mail: No See "Misc. Requirement" business days must be ink Signatured

American Legacy contract Eg: R0, Phoenix (PHL Variable), 777 Research Drive Fax: Yes Yes 7 - 10 State replacement form required Fidelity and Guaranty 800-300-0519 800-813-6095 Yes No No No Depends on the state Yes Yes 04/24/17 Yes Washington National, Lincoln, NE 68521 Mail: No See "Misc. Requirement" business days must be ink Signatured Transamerica Life

Qualified 777 Research Drive Fax: Yes Yes 26 State replacement form required Fidelity and Guaranty 888-513-8797 402-328-2266 No No No No No Yes Yes 04/24/17 Yes Non-Qualified Lincoln, NE 68521 Mail: No See "Misc. Requirement" business days must be ink Signatured

Fax: Yes CCSU , Phoenix,Boston Financial 30 Dan Road Yes Yes Annuity: same day Annuity: Yes Fidelity Destiny 800-541-0171 816-221-9674 Under $100k No No No No Yes 12/14/16 No Data Services Canton, MA 02021-2809 Client can call to request the forms $100k or Greater Life: 5-7 business days Life: No Mail: No

3130 Broadway Fax: Yes 10-15 Fidelity Security Life 800-648-8624 816-751-6094 No Yes Yes No Yes No Yes Yes 12/12/16 No Kansa City, MO 64111 Mail: No business days

No If another company is NFS/ Fidelity Attn:Toa Non-Acat Deliveries Email needs to be sent to NFS at clearing through NFS Account numbers are 9 digits 100 Crosby Parkway 866-755-6372 877-236-4162 Fax: Yes 5 Yes [email protected] for the status Fifth Third securities No Yes No No the client may need to No No 05/01/17 Yes and can be alpha numerical or Mailzone: KC1B option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed contact the broker numerical Covington, KY 41015 in case of speacial requests dealer directly to liquidate the assets 7700 Mills Clvic Parkway 800-255-2405 866-709-3922 Fax: Yes Full: 15 - 30 business days Financial Benefit Life Now known as Athene West Des Moines, IA 50266- No Yes No No No Yes Yes Yes 12/12/16 No Opton 3 Attn: Policy Holder Services Mail: No Partial: 7 - 10 business days 3862

Fire Police City County Credit 3306 N Clinton Street 260-482-7999 Fax: Yes 1 - 2 260-484-2102 No Yes No No No No Yes No 12/12/16 No Union Fort Wayne, IN 46805 Attn: Dianne. H Mail: No weeks

Fax: Yes same First American Bank Depending on the branch 866-820-0079 515-440-6999 No Yes No No No No No No 03/30/17 No Mail: No business day

Attn: Processing, First American Funds C/O, USBFS Fax: No Yes 3 - 5 Yes First American Funds 800-677-3863 No Yes No Yes No No 12/12/16 No 615 East Michigan Street, 3rd Mail: No Over $50k business days Limited flr Milwaukee, WI 53202

910 SW 1st Avenue Fax: No 24 - 48 First Avenue National Bank CBC National Bank 352-732-6616 No Yes No Yes No No No No 12/12/16 No Ocala, FL 34471 Mail: No hours

100 East Tryon Road Fax: Yes Yes 5 - 7 First Citizen Investor Services Clears through Pershing Mailcode DAC19 800- 229- 0205 919-716-2250 No Yes No No No Yes No 03/03/17 No Mail: No $250k or Greater business days Raleigh, NC 27603

One North Jefferson Avenue Wells Fargo Investment 844-879-0941 Fax: Yes 7 - 10 First Clearing Mailcode: H0006-095 855-372-3526 No Yes No No Yes No Yes Yes 05/23/17 Yes 8 digit account processed Attn: Account Transfer Mail: No business days St. Louis, MO 63103

3100 Albert Lankford Drive 434-522-2904 Fax: Yes 5 - 7 First Colony Genworth Financial 800-221-9501 No Yes No No No No Yes Yes 02/22/17 No Lynchburg, VA 24501 Attn: Annuity Processing Mail: No business days

Forsters Attn Foresters www. IRA Raritan Plaza 1 Fax: No 7 - 10 Yes First Investors 800-832-7783 732-855-5935 No Yes Yes Yes No No Yes firstinvestorslife. 12/14/16 No Life Insurance 8th floor Mail: No business days Only for Annuities com Annuities Edison, NJ 08837-3620 Attn Foresters Forsters Raritan Plaza 1 Fax: No 2 First Investors Mutual funds: Account always 800-423-4026 No Yes Yes Yes No No Yes No 12/14/16 No 8th floor Mail: No business days have letters Edison, NJ 08837-3620

Yes First Merit Bank, Huntingon 500, first Avenue, Fax: Yes 10 - 13 First Merit 888-677-0078 916-932-1895 Yes No Client will have to call 888-677- No No No No Yes 12/14/16 No Retirment services Pitsurburg,PA-15219 Mail: Yes business days 0078 to request forms

328 Newman Springs Road Fax: No Yes 20 First Merit First Merit Securities Inc 800-876-3672 No Yes No Yes No No No 12/14/16 No Red Bank, NJ 07701 Mail: No $100k or Greater business days Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

328 Newman Springs Road Fax: No Yes 20 First Merit Securities Inc First Merit 800-876-3672 No Yes No Yes No No No 12/14/16 No Red Bank, NJ 07701 Mail: No $100k or Greater business days

Fax: Yes 704 N Westwood Blvd 573-686-9271 1 - 2 First Midwest Bank 573-785-8461 Only if address matches Yes Yes No No No No No Yes 12/14/16 No Poplar Bluff, MO 63902 Attn: Customer Service business days Mail: No

4140 E State Street Fax: No 7-10 First National First National Bank 800-555-5455 No Yes No No No No No No 11/18/16 No Hermitage, PA 16148 Mail: No business days

First National Bank and Trust 2714 West 3rd Street Fax: Yes No same First National 580-225-2580 580-225-3864 No Yes No No No No No 12/14/16 No Company Elk City, OK 73644 Mail: No Forms must be notarized business day

4140 E State Street Fax: No 7-10 First National Bank First National 800-555-5455 No Yes No No No No No No 11/18/16 No Hermitage, PA 16148 Mail: No business days

100 North Greene Street Fax: Yes 30 First Penn-Pacific Life 800-487-1485 800-819-1987 No Yes No Yes Yes No No No 12/14/16 No Greensboro, NC 27401 Mail: No calendar days

1201 Elm Street Hilltop Securities,Southwest Fax: Yes Yes 7 - 10 First Southwest Company Suite 3500 800-678-3792 214-859-5120 No Yes No No No Yes No 05/02/17 No Securities Mail: No or notary business days Dallas TX 75270 Fax: No 922 Main Street Email: Yes same First State Bank Rankin 432-693-2411 No Yes No No No No No No [email protected] 12/15/16 No Rankin, TX 79778 [email protected] business day Mail: No First Trust Company of Onaga, 214 W 9th Street Fax: Yes 1 - 2 First Trust Main Star Trust 800-521-9897 785-889-7169 No Yes No No No No Yes No 01/24/17 No Onaga, KS 66521 Mail: No weeks

Company of Onaga, First Trust, 214 W 9th Street Fax: Yes 1 - 2 First Trust Main Star Trust 800-521-9897 785-889-7169 No Yes No No No No Yes No 05/08/17 No Onaga, KS 66521 Mail: No weeks

First Trust , Main Star Trust 214 W 9th Street Fax: Yes 1 - 2 First Trust Company of Onaga 800-521-9897 785-889-7169 No Yes No No No No Yes No 01/24/17 No Onaga, KS 66521 Mail: No weeks

First Trust ,Main Star Trust 214 W 9th Street Fax: Yes 1 - 2 First Trust Company of Onaga 800-521-9897 785-889-7169 No Yes No No No No Yes No 05/08/17 No Onaga, KS 66521 Mail: No weeks

120 E Liberty Drive Fax: No same contact the financial advisor as to where First Trust Portfolio Suite 400 800-621-1675 No Yes Yes No No No Yes No 12/15/16 No Mail: No business day the paperwork must be sent Wheaton, IL 60187

First Trust Retirement 430 West 7th Street Fax: No 24 - 48 First Trust Retirement 855-387-3847 816-701-7656 No Yes No No No No Yes No 05/08/17 No Kansas City, MO 64105-1407 Mail: No hours

19 South Second Street Fax: Yes 1 - 3 First United 888-692-2654 301-334-6902 No Yes Yes Yes No No No No 12/15/16 No Oakland, MD 21550 Mail: No business days

728 Broadstreet Fax: No 24 - 48 First Volunteer Bank 423-338-3200 No Yes No No No No No No 12/15/16 No Chattanooga, TN 37402 Mail: No hours

1560 Broadway Fax: Yes 3 - 5 FISERV Pensco Trust company Suite 400 800-525-2124 303-614-7029 No Yes No No No No Yes Yes 12/14/16 No Mail: No business days Denver,CO 80202

3883 Telegraph Road Fax: Yes Yes 10 Flexible Plan Investments Suite 100 800-347-3539 248-642-6741 No Yes No No No Yes Yes 12/15/16 No Mail: No Over $250k business days Bloom Field Hills, MI 48302

1317 Winewood Blvd 60 Florida Retirement Systems Fax: Yes Building 8 844-377-1888 850-410-2010 No Yes Yes No No calendar days(dependes on No No No 12/15/16 No (Drop Terminations) Mail: No Tallahassee, FL 32399 termination date)

8180 Greensboro Drive Fax: Yes Yes 3 - 5 Foliofn Investments Eqis Capital Management 8th Floor 888-485-3456 703-649-6288 No Yes No Yes No Yes Yes 05/08/17 No Mail: No Notary or Medallian over $100K business days Mclean, VA 22102 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Foresters Invesrtor Services Inc, Fax: No 10 Foresters Now known as First Investors Raritan Plaza 1 800-423-4026 732-855-2546 Yes Yes No Yes No No Yes Yes 12/14/16 No Mail: No business days 8th Floor Edison, NJ-08837-3620

Attn: Annuit Services Fax: Yes 30 Forethought Life Insurance One Fore Thought Center 877-244-7526 877-554-2413 Yes Yes No Yes No No No No 12/14/16 No Mail: No calendar days Batesville, IN 47006

Contract Summary and state replacement is required for all transfers Yes and can be Faxed to 972-996-9368 2000 Wade Hampton Blvd Fax: Yes Yes 7 - 10 Fort Dearborn Life 800-538-0379 866-488-5965 No Lost policy statement & Surrender No No No Yes Yes attention Jan. 12/29/16 No Greenville, SC 29615 Mail: No See "Misc. Requirement" business days Charge Letter Surrender Charge Letter is mailed to the client 10 days after receipt of transfer form. The Hartford Annuity Services 800-777-7938 (Broker Operation Fax: Yes same If the transfer is from 403B account, Fortis Annuities Now known as Hartford service) 860-380-3280 No Yes No No No No Yes Yes 12/14/16 No 1338 Indian Mount Drive Mail: No business day they need their own paperwork 800-862-6668 (Annuity) MT Sterling, KY 40353-1518

Franklin Life Insurance Company Serviced by American General, 2727-A Allen Parkway Fax: Yes 15 - 30 Franklin 800-763-8851 844-930-0370 No Yes Yes Yes No No Yes Yes 12/15/16 No United state life insurance, Houston, TX 77019 Mail: No business days Republic National Life Franklin Templeton 3344 Quality Drive Fax: Yes Yes West Coast, East Coast 800-632-2301 855-891-8377 5 - 10 Franklin Rancho Cordova, CA 95670 Under $100k No Yes No All Non-Qualified No No Yes Yes 05/24/17 Yes Mutual Funds (Either of the 800-527-2020 business days Mail: No Qualified: $100k or Greater address will work)

219 Main Street East Fax: No same Freeport State Bank 320 256 7208 No No Yes No No No No No client must call and request for forms 12/15/16 No Melrose, MN 56352 Mail: No business day

8900 Freedom Commerce 866-446-9377 Fax: No FRS Investments Parkway No Yes No No Yes Case by case basis No No No Processing time depends on the plan 12/15/16 No Option 4 Mail: No Jacksonville, FL 32241

RBC Wealth Mgmt, Attn: Account Transfer FSB Premier Wealth RBC Wealth management 888-446-9272 Fax: Yes 3 - 5 60 S 6th street 612-607-8229 Yes Yes No No Yes No Yes No 12/15/16 No Management Inc Attn: Outgoing transfer. Mail: No business days Mail code P09 Minneapolis,MN- 55402 Financial Services Corporation 2300 Windy Ridge parkway Fax: Yes (They are the Clearing Firm for Yes 3 - 5 FSC Securities suite 1100 800-547-2382 855-261-3174 under $250k No Yes No Yes No Yes No 12/15/16 No Non Acat) Pershing is clearning $250k or Greater business days Atlanta, GA 30339 Mail: No firm

2300 Litton Lane Fax: Yes 7 - 10 FTJ Fundchoice Clears through TD Ameritrade Suite 102 800-379-2513 859-426-2050 No Yes No No Yes No Yes Yes 05/03/17 No Mail: No business days Hebron, KY 41048

Computershare Yes C/O Share Holder Services, Fax: No 24 - 48 Gabelli Funds Now known as Computershare 800-422-3554 816-218-0452 No Yes No $25K or Greater No No Yes Yes 12/15/16 No 250 Royal St. Mail: No hours Non-Qualified account only Canton, MA- 02021 Coloumbia ThreadNeedle, Seligman Data Corp,Acron C/O BFDS INC Funds,Marsico,Nations funds, 30 Dan Raod 800-422-3737 Fax: No Yes 7 - 10 Galaxy Funds Colonial life,Stelin Roe,Liberty 866-825-1372 No Yes No No No Yes No 11/15/16 No Suite 8081 800-345-6611 Mail: No $100k or Greater business days Investments,Columbia Funds, Canton, MA 02021-2809 Columbia Funds, Columbia Management( All Mutual Funds) 615 East Michigan Street Fax: No same Gartmore Funds Nationwide 3rd Floor 800-848-0920 No Yes No No Yes No Yes No 12/15/16 No Mail: No business day Milwaukee, WI 53202 State street global advisor funds, 615 East Michigan Street Fax: No Yes 3 - 5 GE Mutual Funds NFDS, US Bancorp Fund Sevices, 3rd Floor 800-242-0134 No Yes No Yes No Yes Yes 01/27/17 No Mail: No Over $100k weeks Typically 10 digit account Milwaukee, WI 53202

2000 Wade Hampton Blvd Fax: Yes 7 - 10 General American 800-449-6447 866-214-0926 No Yes Yes No No No Yes No 12/13/16 No Greenville, SC 29615 Mail: No business days

General American Life Insurance 700 Quaker Lane Fax: Yes 20 - 25 General American 800-638-5000 401-827-2225 No Yes Yes No No No Yes No 12/13/16 No (Now known as Met Life) Warwick, RI 02886 Mail: No business days

Ge Capital Assurance, GE Life 3100 Albert Lankford Drive 434-522-2904 Fax: Yes 7 - 10 Genworth Fixed- Accounts start with 0200, 800-221-9501 No Yes No No No No Yes Yes 02/22/17 Yes Lynchburg, VA 24501 Attn: Annuity Processing Mail: No business days 0500, 0000, 43 or FA

Ge Capital Assurance,GE Life 3100 Albert Lankford Drive Fax: Yes same Genworth Variable- Accounts begin with T 800-352-9910 804-281-6178 No Yes No No No No Yes Yes 05/24/17 Yes Lynchburg, VA 24501 Mail: No business day or R

3100 Albert Lankford Drive 434-522-2904 Fax: Yes 5 - 7 Genworth Financial First Colony 800-221-9501 No Yes No No No No Yes Yes 02/22/17 No Lynchburg, VA 24501 Attn: Annuity Processing Mail: No business days Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

5200 West US Hwy Fax: No 5 - 7 Gleaner Life 800-992-1894 No Yes Yes No No No Yes Yes 12/15/16 No Adrian, MI 49221 Mail: No business days

8711 Freeport Pkwy North Now known as Allstate 866-628-1006 Fax: Yes 3 - 5 Glenbrook Life & Annuity MS -21 800-755-5275 No Yes No No No No Yes Yes 01/30/17 No Policy numbers with GA Attn: All State Financial Mail: No business days Irving, TX 75063

909 Locust Street Fax: Yes 10 - 15 Golden America Now known as Voya,ING,USG 800-369-5303 515-698-2001 No Yes No No No No Yes No 12/15/16 No Des Moines, IA 50309 -2899 Mail: No business days

American United Life Insurance Yes 250 West North Street Fax: Yes Yes 20 - 25 Yes Golden Rule Company,State Life Insurance 800-537-6442 317-285-1593 No Yes Yes No Conservation letter will Yes 04/04/17 No Indianapolis, IN 46202 Mail: No $250k or Greater business days Limited Company,One America be sent to the client

Yes Pioneer Mutual Life Insurance, 250 West North Street Fax: Yes Yes 15 - 20 Only conservation Period Golden rule Policies One America, American United 800-437-4692 317-285-1593 No Yes Yes No Yes Yes Require Replacement Form 12/22/16 No Indianapolis, IN 46202 Mail: No $250k or Greater business days 15-20 Business day life, State life cannot be waived

Custodian of State Street Bank 330 West 9th Street Fax: No Yes 24 Goldman Sachs 800-526-7384 No Yes No No No Yes Yes 12/21/16 No & Trust Kansas City, MO 64105 Mail: No $50k or Greater hours

2211 NE Loop 410 San Antonio, TX 78217 (However, they prefer regular Yes Government Personal Mutual Fax: No 15 - 20 mailing address rather than 800-929-4765 No Yes No Yes No 10 Business Days Yes No 12/15/16 No Life Mail: No business days overnight address. Client can call and waive - PO Box- 659567 St Antonio,TX- 78265-9567)

Require Replacement Form 301 East Fourth Street Great American Life Insurance Fax: Yes 10 They will require their own forms only Only Annuities 10th Floor 800-854-3649 800-482-8126 No Yes No No No No Yes Yes 05/16/17 Yes Company Mail: No business days incase the Allianz paperwork is not Cincinnati, OH 45202 completely filled out.

Yes 300 West 11th Street Fax: Yes 7 - 10 Yes Yes Great Southern Life Americo Group,Ohio State Life 800-634-6274 800-395-9238 No This causes them to mail their Yes No No Yes 02/23/17 No Kansas City, MO 64105 Mail: No business days 30-45 Calendar Days Limited form to the client

Canada Life 8515 E Orchard Road Fax: Yes Yes 20-25 Yes Great West 800-526-2295 402-479-8936 No No NO No No Yes 05/08/17 No (Life Policies) Greenwood Village, CO 80111 Mail: No $100k or Greater business days Limited

Yes Great West ,Empower 8515 E Orchard Road Fax: Yes 3 - 5 Great West 800-338-4015 866-745-5766 No No Client must call to request their No No No No Yes 12/15/16 No Retirement, JP Morgan Greenwood Village, CO 80111 Mail: No business days forms

5400 Tuscarawas Road Fax: Yes 10 - 14 Greek Catholic Union of USA 724-495-3400 724-495-3421 No Yes No No No No No Yes 12/15/16 No Beaver, PA 15009-9513 Mail: No business days

Guaranty Income Life 929 Government Street Fax: No 2 - 3 800-535-8110 No Yes Yes No No No Yes Yes 12/15/16 No Insurance Company Baton Rouge, LA 70802 Mail: No business days

Attn: Processing Fax: No 2 - 3 Guardian Guardian Invesments 330 W 9th Street 800-766-3863 816-374-7412 No Yes No No No No Yes No 12/01/16 No Mail: No business days Kansas City, MO 64105 Guardian Life Annuities

Policies will start with 800-847-4015 610-807-6083 Fax: Yes Yes Guardian 6255 Sterner's Way No No Yes No Depends on the Plan No Yes No 05/01/17 No 10,210,4,6,8, and all the pocies 800-221-3253 Mail: No Over $50k Bethlehem, PA 18017 are 9 digits

Yes Now known as Berkshire Life Fax: Yes 30 30 Business Days Guardian insurance 6255 Sterner's Way 800-221-3253 610-807-2940 No Yes No No No Yes No 12/01/16 No Mail: No business days client cannot waive the Life policy Bethlehem, PA 18017 conservation

401 Pennsylvania Parkway Suite 300 Yes Indianapolis, IN 46280-0609 Fax: No 10 - 15 10-30 Calendar Days Guggenheim Life 800-990-7626 No Yes Yes No Yes No No 05/24/17 Yes Do not use: 10689 N Mail: No business days client cannot waive the PENNSYLVANIA, conservation INDIANAPOLIS, IN-46280

Now known as Kansas City Life 3520 Broadway Fax: Yes 7 - 10 Guide One Life 800-821-6164 816-931-3585 No Yes No Yes No No Yes Yes 12/15/16 No Insurance Kansas City, MO 64111 Mail: No calendar days

Annuity Board of The Southern 2401 Cedar Springs Road Fax: Yes 5 - 7 Guide Stone 888-984-8433 866-692-6327 No No Yes No No No Yes No 01/27/17 No Baptists Convention Dallas, TX 75201 Mail: No business days

Guide Stone funds Annuity Board of The Southern Yes Attn Guide Stone Funds IRA Fax: Yes 5 - 7 Guide Stone Baptists Convention 888-984-8433 866-692-6327 No Yes No $50k or Greater No No Yes No 01/27/17 No P.O box 9834 Mail: No business days IRA only for IRA Providence,RI-02940-8034 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Madison, Unity Mutual Life Ins, Data Dimensions Columbian Fiancial Group, 1315-19th Ave, Northwest 877-832-8243 Fax: Yes Gurdian Life 608-373-9508 Yes Yes Yes No No 15-30 business days No Yes No 02/08/17 No Gurdian Life, Madison National Attn:MNL-Mailstop R2 877-442-6965 Mail: No Life, Unity Mutual Life Ins Clinton, IA 52732

70100 Ameriprise Financial Yes 800-624-2259 Fax: No 7 H & R Block Financial Advisors Ameriprise Center 866-295-7912 No No Yes Only accounts ending in No No Yes No 12/15/16 No Attn: Outgoing transfers Mail: No calendar days Minneapolis, MN 55474 021/133/002: $50K or Greater

6600 RockLedg Drive Fax: Yes Yes 5 - 7 client must call and H Beck, Inc 6th Floor 866-487-8374 301-231-5500 No No Yes Yes No No No 05/12/17 No Mail: No Over $200k business days request for forms Besthesda, MD 20817 111 S Wacker Drive Fax: No 7 - 10 Harbor Funds Harbor Capital 34th Floor 312-453-0007 No Yes No Yes No No Yes No 12/29/16 No Mail: No business days Chicago,IL 60606

Harlysville Life Insurance 355 Maple Ave Fax: Yes 7 - 10 Nationwide 800-338-8301 215-256-7683 No Yes No No No No Yes Yes 12/15/16 No Company Harlysville, PA 19438 Mail: No business days

Annuities- 9 digits starts with 7, www. 3, 2 1338 Indian Mound Drive Fax: Yes 1 - 2 Hartford 800-862-7155 860-380-3280 No Yes No No No No Yes Yes hartfordinvestor. 05/24/17 Yes some account are of 4 and 6 Mt Sterling, KY 40353 Mail: No business days com digits long

All State/Putnam Service For all Allstate policies beginning Center Fax: Yes Yes 24 - 48 Hartford with "PA" (stands for Putnam 800-390-1277 785-228-4568 No Yes No No No Yes Yes 11/28/16 No 5801 SW 6th Avenue Mail: No $25k or Greater hours Allstate/Allstate) Topeka, KS 66636-0001 7 - 10 www. Mass mutual 1 Griffin Road North Fax: Yes business days Hartford 800-528-9009 800-678-8645 No No Yes No No No No No hartfordinvestor. 05/24/17 Yes Retirement Plans Windsor, CT 06095-1512 Mail: No Unless they have high com volume

Mass mutual Fax: Yes 7-10 Hartford Depends on Plan type 800-339-4015 800-220-2913 No Yes Yes Depends on the plan No No No 05/24/17 Yes Retirement Plans, 401K Mail: No business days

403 B Rollover to IRA then they require 30 Dan Road Fax: Yes Yes signature guarantee on the transfer Mutual Funds 888-843-7824 Yes same Hartford Suite 55022 888-802-0039 Under $100k No Yes 401K transfers take instruction No No Yes No paperwork irrespective of the dollar 03/20/17 Yes See Misc for 403 B $100k or Greater business day Canton, MA 02021-2809 Mail: No from TPA amount , also w9 form from the client and TOC paperwork. CSC Attn: Prudential Now known as Prudential document Management Life- Accounts start with letter V Fax: Yes Yes 7 - 10 Hartford 100 Centreview Drive 800-243-5433 844-475-7019 No Yes No No No No No 05/24/17 Yes , U,UL, T, Whole Life, Variable Mail: No $100k or Greater business days Suite 100 Life, Term Life Nashville, TN 37214

Hartford Mass Mutual 100,Bright Medow Blv, Fax: Yes 7-10 Yes 800-854-0647 800-220-2913 No Yes Yes Yes No No No Retirement Plans/401K Enfield, CT- 06082 Mail: No business days Limited

6333 N State Hwy 161 Fax: Yes 3 - 5 HD Vest Investment 4th Floor 800-821-8254 972-870-6128 No Yes No No No No No No 12/15/16 No Mail: No business days Irving, TX 75038

401 North Hershey Road Fax: Yes same Heartland Bank and Trust 309-662-4444 309-662-1600 No Yes No No No No Yes No 12/15/16 No Bloomington, IL 61704 Mail: No business day

same 30 Dan Road Janus,Perkins Fax: Yes Yes business day Henderson Global investors Suite 55932 800-525-3713 877-319-3852 Yes Yes No No No Yes Yes 04/03/17 Yes Intech Mail: No All Non-Qualified if received before market Canton, MA 02021-2809 close

Eagle Family funds, c/o USBFS Heritage Asset Management LLC , Fax: No Yes 4 - 6 800-421-4184 855-338-1241 No Yes No Yes No No No 12/15/16 No Inc 615 E Michigan St,3 rd Floor Mail: No $100k or Greater Weeks Milwaukee, WI 53202.

No paperwork required No Client needs to call Hewlett Fax: No Hewlett-Packard Company 800-457-4015 No No Client must call to have transfer No No Less than a week No No No 12/16/16 No Packard Company to process Mail: No processed the transfer over the phone

Attn: Outgoing Transfers 500 West Jefferson Street Fax: No 10 - 20 Hilliard Lyons Louisville, KY 40202 800-444-1854 502-588-1188 No Yes No Yes No No Yes Yes 12/19/16 No Mail: No business days

LOUISVILLE, KY 40202

1201 Elm Street First Southwest Company, Fax: Yes Yes 7 - 10 Hilltop Securities Suite 3500 800-678-3792 214-859-5120 No Yes No No No Yes No 05/02/17 No Southwest Securities Mail: No or notary business days Dallas TX 75270 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

275 W Federal Street Fax: Yes same Home Savings and Loan 330-742-0500 330-781-6566 No Yes No No No No Yes No 12/19/16 No Youngstown, OH 44503 Mail: No business day

18 South Main Fax: Yes 2 - 3 Hometown Credit Union 877-304-0035 701-647-2449 No Yes No No Yes No Yes No 12/16/16 No Kulm, ND 58456 Mail: No business days

1 Horace Mann Plaza Fax: Yes No 5-7 Yes Horace Mann Life 800-999-1030 877-832-3785 No Yes No No No Yes client must call and request for forms 04/05/17 No Springfield, IL 62715 Mail: No only LOA is required business days Limited

Attn: Transfer team Fax: Yes 3 - 7 HSBC Securities USA 2929 Walden Ave 800-662-3343 212-382-7591 No Yes No Yes No No Yes Yes 12/16/16 No Mail: No business days Depew, NY- 14043

90 Barclay Shopping Center Fax: No Yes same Hudson City Savings Bank Mnc Bank 856-428-9858 No Yes Yes No No No No 12/16/16 No Cherry Hill, NJ 08034 Mail: No Retirement Account business day

3031 East Main Street Fax: No Yes same Hudson City Savings Bank Mnc Bank 914-528-1117 No Yes Yes Yes No No No 12/16/16 No Mohegan Lake, NY 10547 Mail: No Retirement Account business day

Email needs to be sent to NFS at 41 South High Street HC0729 Fax: Yes 3 - 5 [email protected] for the status Huntington Clears through NFS 800-222-0194 877-790-8175 No Yes No No Yes No Yes Yes 05/02/17 No Columbus, OH 43215 Mail: No business days update. However call can still be placed in case of speacial requests

777 N Capital Street Ne Fax: Yes 30 ICMA-RC Suite 600 800-669-7400 202-682-6439 No Yes Yes No Yes Depends on plan No No 12/16/16 No Mail: No business days Washington, DC 20002

Fax: Yes Yes www. Mutual funds Accounts(Policies 330 West 9th Street No 5 - 7 Idex 888-233-4339 888-329-4339 Under $100k No Yes All Non-Qualified No No Yes No transamericainve 05/24/17 Yes numbers are usually 11 digits) Kansas City, MO 64105 Unless 403B business days Mail: No Qualified: Over $100K stment.com

Fax: Yes 300 Sw Adams Street 3 - 5 Illinois Mutual Life 800-437-7355 309-674-2217 Qualified Account Only Yes Yes No No No No Yes Yes 12/19/16 No Peoria, IL 61634 business days Mail: No

Accordia Life and Annuity, 7700 Mills Clvic Parkway Hours of operation: 7am - 6pm Monday Amerus,Athene Fax: Yes Full: 15 - 30 business days Indianapolis Life & Annuity West Des Moines, IA 50266- 877-462-8992 800-351-0603 Yes Yes No No No No Yes Yes - Thursday and 7am - 3pm Friday, 01/19/17 No Policies that starts with IL, AB , Mail: No Partial: 7 - 10 business days 3862 Central Standard Time. 00,BL

Ameritas Life Insurance Company 5900 "O" Street Fax: Yes 7 - 10 Indianapolis Life & Annuity 888-232-6486 402-467-7335 No Yes No No No No Yes Yes 12/15/16 No Athene Policies that start with Lincoln, NE 68510 Mail: No business days VA or VC

Indianapolis Life Annuity, 777 Research Drive Fax: Yes 7 - 10 Indianapolis Life & Annuity Transamerica 877-549-7663 800-813-6095 Yes Yes No No No No No Yes 12/15/16 No Lincoln, NE 68521 Mail: No business days Accounts begin with TAR

Industrial Alliance Industrial Alliance Pacific Fax: Yes Yes mail zone 752 Yes 3-5 Insurance And Financial 800-665-5815 866-368-0095 under$25 K No Yes Conservation letter to inform of No No Yes Yes TPA approval on 403 B or 457 12/16/16 No 5801 southwest 6th avenue $25k or Greater business days Services Mail: No any surrender charges TOPEKA,KS-66636-0001

Once the transfer is processed, Voya will ING,Voya,USG Annuity & Life, send a letter to Allianz requesting Golden America 909 Locust Street Fax: Yes 3 - 5 Replacement paperwork. If the ING 800-369-5303 515-698-2001 No Yes No No No No Yes Yes 03/03/17 Yes Fixed- Accounts start with 90 all Des Moines, IA 50309 -2899 Mail: No business days Replacement paperwork is already sent are numbers with paperwork, we can ignore this letter.

Reference Voya for processing ING N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 05/24/17 Yes guide Lines

same 30 Dan Road Janus,Perkins Fax: Yes Yes business day Intech Suite 55932 800-525-3713 877-319-3852 Yes Yes No No No Yes Yes 04/03/17 Yes Henderson Global investors Mail: No All Non-Qualified if received before market Canton, MA 02021-2809 close

National Integrity Life, Western 400 Broadway Fax: No 10 Integrity Life 800-804-4465 No Yes No No No No Yes Yes 12/19/16 No Southern Cinncinati, OH 45202-3341 Mail: No business days

Transamerica, Inter Securities 4333 Edgewood Road NE Fax: Yes Yes 5 - 7 Inter Securities Inc 800-851-9777 877-355-4385 No Yes No No No Yes Yes 12/16/16 No Inc Cedar Rapids, IA 52499 Mail: No $250k or Greater business days Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

209 South LaSalle Street 312-984-1032 Fax: Yes 1 - 5 Paperless process, Interactive Brokers 10th Floor 877-442-2757 No Yes No No Yes No No Yes 03/17/17 No Attn: IRA Processing Dept Mail: No business days Client must them at 877-442-2757 Chicago, IL 60604

Van Kampen Investor Services, Invesco Investment services, AIM Investments, Invesco C/O DST systems 713-986-8905 Fax: Yes Yes 1 - 2 Own forms are required for 403B/401K Invesco 800-959-4246 No Yes Yes No No Yes No 03/07/17 Yes Financial, Invesco Investment 430 West 7th Street Attn: Transfer Mail: No Non-IRA accounts only business days accounts Services Kansas City, MO 64105-1407

Invesco Investment services, Invesco, Van Kampen Investor C/O DST systems 713-986-8905 Fax: Yes Yes 1 - 2 Own forms are required for 403B/401K Invesco Financial Services, AIM Investments, 800-959-4246 No Yes Yes No No Yes No 03/07/17 Yes 430 West 7th Street Attn: Transfer Mail: No Non-IRA accounts only business days accounts Invesco Investment Services Kansas City, MO 64105-1407

Invesco Investment services, Invesco, Van Kampen Investor C/O DST systems 713-986-8905 Fax: Yes Yes 1 - 2 Own forms are required for 403B/401K Invesco Investment Services Services, AIM Investments, 800-959-4246 No Yes Yes No No Yes No 03/07/17 Yes 430 West 7th Street Attn: Transfer Mail: No Non-IRA accounts only business days accounts Invesco Financial Kansas City, MO 64105-1407

12750 Citrus Park Lane Fax: Yes Yes 24 - 48 Invest Financial Corp Clears through Pershing Suite 300 800-242-4732 877-395-7171 No Yes No Yes No Yes No 03/09/17 No Mail: No $250k or Greater hours Tampa, FL 33625

4400, Biscayne Blvd, Fax: Yes 24 - 48 InvestaCorp Clears through NFS Suite 1100 305-557-3000 305-823-7908 No Yes No No Yes No Yes No 03/01/17 No Mail: No hours Miami,FL-33137

Investment Centers of America 5555 W Grand Market Drive Fax: Yes Yes 24 - 48 Clears through Pershing 920-996-2608 866-203-4072 No Yes No Yes No No No 02/21/17 No Inc Appleton, WI 54913 Mail: No $250k or Greater hours

16414 San Pedro Avenue, Fax: Yes Yes 2 - 3 Investment Professionals Inc Clears Through Pershing Suite 150 210-308-8800 888-297-6667 Under $250k No Yes No Yes No Yes No 05/23/17 Yes $250k or Greater business days San Antonio, TX 78232 Mail: No

6 Kimball Lane Fax: Yes 3 Investors Capital 800-550-0998 781-715-0389 No Yes No No Yes No Yes Yes 12/19/16 No Lynnfield , MA 01940 Mail: No business days

200 Capital Avenue Fax: No 2 - 4 Investors Heritage Life 800-372-2997 502-875-7084 No Yes No Yes Yes No No Yes 12/19/16 No Franksort, KY 40602 Mail: No weeks

Investors Insurance Account number are numeric 1717 Arch Street, Fax: No 5 - 10 800-526-6397 No Yes No Yes Yes No Yes Yes 12/19/16 No Corporation and 8 digit long Philadelphia, PA 19103 Mail: No business days

Yes If the transfer amount is Investors Life Insurance Athene- Account number starts 2000 Wade Hampton Blvd Fax: Yes 7 - 10 866-626-1161 855-471-3817 Yes Yes No No No $25k or Greater Yes Yes 05/24/17 Yes Company with C0 Greenville, SC 29615 Mail: No business days Conservation letter will be sent to the client

Investors Life Insurance 10350 Ornsby Park Place Fax: Yes 7 Jefferson National 866-667-0561 866-667-0563 No Yes Yes No No No Yes Yes www.jeffnat.com 03/09/17 No Company Louisville, KY 40223 Mail: No business days

Investors Savings Bank Attn : IRA Dept Fax: No Investors Savings Bank 101 Wood Avenue South, 855-422-6548 732-321-1982 No Yes No Yes No 3-5 business days No No No 12/19/16 No Mail: No 5th Floor , Iselin, New Jersey 08830

1720 Washington Road Fax: Yes Yes 7 - 10 ITS-Fidelity 724-745-2300 724-745-0900 No Yes No No No Yes Yes 12/19/16 No Washington, PA 15301 Mail: No Qualified Accounts Only business days

Midland, Mutual Group, Yes Jackson, North American, One Sammons Plaza Fax: Yes 18 - 21 Jackson 877-872-0757 877-208-6136 No Yes No No No 18 - 21 Business Days No No 03/07/17 Yes Clarica Sioux Falls SD 57193. Mail: No business days Client can waive Annuities

One Corporate Way Fax: Yes 10 - 20 www.jackson. Jackson National Life Fixed Lansing, MI 48951 800-644-4565 517-706-5519 No Yes No No No No Yes Yes 03/03/17 Yes Mail: No business days com Note: Only available address

One Corporate Way Fax: Yes 7-10 www.jackson. Jackson National Life Life Lansing, MI 48951 800-644-4565 517-706-5552 No Yes No No No No Yes Yes 03/03/17 Yes Mail: No business days com Note: Only available address

same One Corporate Way Fax: Yes business day www.jackson. Jackson National Life Variable Lansing, MI 48951 800-644-4565 800-701-0125 No Yes No No No No Yes Yes 03/03/17 Yes Mail: No if received before market com Note: Only available address close

100 Center View Drive Fax: Yes Yes 30 Jackson National Life Insurance CNA Suite 100 800-437-8854 803-333-7879 No Yes No Yes No Yes Yes 12/01/16 No Mail: No $50k or Greater business days Nashville, TN 37214-3439 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

1717 Arch Street, Fax: No 3 - 4 Janey Montgomery Scott 215-665-1652 No Yes No Yes No No Yes Yes 12/29/16 No Philadelphia, PA 19103 Mail: No business days

same 30 Dan Road Perkins,Intech Fax: Yes Yes business day Janus Suite 55932 800-525-3713 877-319-3852 Yes Yes No No No Yes Yes 04/03/17 Yes Henderson Global investors Mail: No All Non-Qualified if received before market Canton, MA 02021-2809 close

205-268-3402 2801 Highway 280 South Fax: Yes 7 - 10 Jefferson National Protective Life,Athene 800-955-4304 Attn: Disbursement No Yes No No No No Yes Yes 03/09/17 No Birmingham, AL 35223 Mail: No business days Department

Investors Life Insurance 10350 Ornsby Park Place Fax: Yes 7 Jefferson National Life 866-667-0561 866-667-0563 No Yes Yes No No No Yes Yes www.jeffnat.com 03/09/17 No Company Louisville, KY 40223 Mail: No business days

One Granite Place Fax: Yes Yes Jefferson Pilot Lincoln financial 800-843-2007 800-950-5738 No Yes No Yes 15-30 business days No Yes Yes 12/19/16 No Concord, NH 03301 Mail: No $250k or Greater

Lincoln Financial 100 North Greene Street 800-487-1485 Fax: Yes 10 - 15 Jefferson Pilot 800-819-1987 No Yes Yes No No No Yes Yes 12/19/16 No Greensboro, NC 27401 option 2 Mail: No business days

Lincoln Financial Yes 1300 South Clinton Street Fax: Yes 10 - 15 Jefferson Pilot Fixed Annuities (Start with JP,EQ, 800-950-2454 260-455-0263 No Yes Yes No No 1 - 2 Yes Yes 12/19/16 No Fort Wayne, IN 46802 Mail: No business days EN,SN,357) Business Days

Lincoln Retirment services Fax: Yes 10 - 15 Jefferson Pilot Retirment Services 1300 South Clinton Street 800-234-3500 260-455-9975 No Yes Yes No No No Yes No 12/19/16 No Mail: No business days Fort Wayne, IN 46802

Yes 200 Bloor Street East 800-395-1113 Fax: Yes Client can obtain the forms from 2 - 3 John Hancock 401k/Pension Toronto, Ontario M4W 1E5 866-377-9577 No No No No No No No 05/24/17 Yes 800-294-3575 Mail: No the respective plan sponsor or the business days 416926-3000 employer

30 Dan Road 617-572-0355 Fax: Yes 2 - 3 John Hancock Fixed - 8 digits with 1 or 2 letters Suite 55446 800-624-5155 Yes Yes No No No No Yes Yes www.JH annuities.com 05/01/17 Yes Attn: Benefit Administration Mail: No weeks Canton, MA 02021-2809

Claims: 10 - 12 Life claim services Fax: Yes business days John Hancock Life R-03 27 Dry Dock avenue st 3 800-732-5543 617-572-1571 No Yes Yes Yes Yes No No No 04/10/17 Yes Mail: No 1035 Exchange: 30 Boston, MA 02210-2382 calendar days

Customer Service Center Manulife Fax: Yes 7-15 John Hancock 27 Drive Doc Avenue 800-505-9427 617-572-1571 No Yes No No No No Yes Yes 12/21/16 No Manufactures Life Mail: No business days Boston, MA 02210

Mutual Funds Operations Mutual Funds- Account numbers John Hancock Signature Fax: Yes 10 John Hancock are all numbers and 10 digits or Services 800-225-5291 888-524-6160 No Yes No No No No Yes Yes 05/24/17 Yes Mail: No business days less 30 Dan Road Canton, MA 02021-2809

30 Dan Road Fax: Yes Yes same John Hancock Processes JAR policies Suite 55444 800-824-0335 617-663-3160 Under $250k No Yes No No No Yes Yes www.JH annuities.com 05/02/17 Yes $250k or Greater business day Canton, MA 02021-2809 Mail: No 30 Dan Road Fax: Yes same Yes John Hancock Variable - 7 digits only numbers Suite 55444 800-344-1029 617-663-3160 Under $250k No Yes No No business day No Yes Yes www.JH annuities.com 05/02/17 Yes $250k or Greater Canton, MA 02021-2809 Mail: No if received prior to 4pm EST 4900 Memorial Hwy 3rd Floor JP Morgan Chase Retirement Tampa, FL 33634 Services Fax: No 5 - 7 No JP Morgan Only Retirement Account- 855-800-8053 No Yes No No Yes No No 12/15/16 No Not a Retirement Money Mail: No business days Typically 10-12 digits account Market account: and number only 3 Chase Metrotech Center Brooklyn, NY 11245 Fax: Yes JP Morgan Funds, One Group 30 Dan Road Yes 2 - 3 JP Morgan 800-480-4111 816-374-7416 Under $50k No Yes No No No Limited Information Yes 02/23/17 No Mutual Canton, MA 02021-2809 $50k or Greater business days Mail: No

JP Morgan Retirement Plan Attn: Plan Administrators Services, Kinder Morgan Fax: Yes No It depends on the plan type it can be JP Morgan 11500 Outlook Street 800-345-2345 866-442-5095 No No Yes No No Varies No No 12/15/16 No Retirement Plan, Empower Mail: No paperless process Overland Park, KS 66211 Retirment

4900 Memorial Hwy JP Morgan Chase Retirement Fax: No 7 Bearsterns Retirement Services 3rd Floor 718-242-8000 No Yes No No No No Yes No 12/13/16 No Services Mail: No business days Tampa, FL 33634 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Yes 940 West Valley Rd Fax: Yes Over $50k 7 - 10 Kades-Margolis Capital Suite 1200 800-940-5524 813-527-9587 No Yes Yes No No Limited Information No 11/03/16 No Mail: No On the Kades-Margolis Capital business days Wayne, PA 19087 Paperwork

Kansas City Life Insurance 3520 Broadway Fax: Yes Yes 800-821-6164 816-931-3585 No Yes No No Varies No Yes Yes 12/19/16 No Company Kansas City, MO 64121 Mail: No Only Life policies

DWS Scudder, Disinvestments 210 West 10th Street Fax: No 7-10 Kemper Now known as Deutsche Asset 800-728-3337 No Yes No No No No Yes Yes 12/19/16 No Kansas City, MO 64105 Mail: No business days Investments

Now known as Scuder Destination 2000 Wade Hampton Blvd Fax: No 1-2 Kemper 800-449-0523 866-605-3962 No Yes Yes Yes Yes No Yes Yes 12/19/16 No Account numbers that begin Greenville, SC 29615 Mail: No business days with "NW"

Now known as Scuder Yes 2000 Wade Hampton Blvd Fax: No Yes 1 - 2 Kemper Destination 800-449-0523 866-605-3962 No This causes them to mail their Yes Yes No Yes Yes 12/19/16 No Greenville SC 29615 Mail: No Surrender Form business days Accounts that begin with "KI" form to the client

Zurich American Life Insurance Fax: Yes 5801 SW 6th Avenue Yes Yes 1 - 2 Kemper Co 800-457-9047 785-368-1796 Partials Only No Yes No No Yes Yes 12/19/16 No Topeka, KS 66603-3704 Client needs to call to request $50k or Greater business days 403(b)'s Mail: No

2801 Highway 280 South Fax: Yes 3 - 5 Kemper Advantage Kemper Life, Protective Life 800-456-6330 205-268-6479 No Yes No No No No Yes Yes 03/14/17 No Birmingham, AL 35223 Mail: No business days

Kemperr Advantage, Protective 2801 Highway 280 South Fax: Yes 7 - 10 Kemper Life 800-456-6330 205-268-6479 No Yes No No No No Yes Yes 03/14/17 No Life Birmingham, AL 35223 Mail: No business days

Attn:Toa Non-Acat Deliveries Email needs to be sent to NFS at 800-880-0080 100 Crosby Parkway Fax: Yes 3 - 5 Yes [email protected] for the status Kestra Clearing Firm NFS 866-755-6372 877-236-4162 No Yes No No Yes No No 05/01/17 No Mailzone: KC1B Mail: No business days [email protected] update. However call can still be placed option 3,1,2,2 Covington, KY 41015 in case of speacial requests

3920 Main Street Fax: Yes 5 - 7 Key Bank 888-539-2020 216-357-6029 No Yes No No No No No No 12/19/16 No Amherst, NY 14226 Mail: No business days

4900 Tiedeman Road Fax: No 3-5 Key Investment Services Brooklyn, OH 44144 888-547-2968 216-357-6437 No Yes No No Yes No No Yes 12/19/16 No Mail: No business days Mail Stop OH-01-49-0215

5801, South West 6th avenue Delaware Life,Sun Life of Fax: Yes Yes Yes 3 - 5 Keyport Life Insurance Mail Zone 581 877-253-2323 785-286-6118 No Yes No No Yes No 05/01/17 No Canada,Sun life, Mail: No Only 403b Accounts $250k or Greater business days Topeka, KS 66636

Kinder Morgan Retirement JP Morgan Retirement Plan Fax: Yes No It depends on the plan type it can be Mail Zone 581 800-345-2345 866-442-5095 No No Yes No No Varies No No 12/15/16 No Plan Services, Empower Retirment Mail: No paperless process

Yes Yes Fax: Yes 7 - 14 Knights Of Columbus Topeka, KS 66636 800-380-9995 800-866-9097 No Yes Surrender form Yes Yes 60 calendar Days Yes Yes 12/19/16 No Mail: No business days

Attn:Toa Non-Acat Deliveries Email needs to be sent to NFS at 100 Crosby Parkway 866-755-6372 877-236-4162 Fax: Yes 3 - 5 Yes [email protected] for the status Kovak Securities Inc Clearing Firm NFS No Yes No No Yes No No 05/01/17 No Mailzone: KC1B option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed Covington, KY 41015 in case of speacial requests

611 S Kansas Ave, Suite 100 Fax: No 3-5 KPERS Account # Client SSN 888-275-5737 No Yes No No Yes No No Yes 05/04/17 No Topeka,KS-66603 Mail: No business days

400 Broadway 888-558-9329 Fax: Yes 10 Lafayette Life 800-443-8793 No Yes No No No No Yes Yes Require Replacement Form 05/04/17 No Cinncinati, OH 45202-3341 Attn: Policy Services Mail: No business days

Email needs to be sent to NFS at 940 N Industrial Drive 866-755-6372 877-236-4162 Fax: Yes 3 - 5 Yes [email protected] for the status Lasalle St Securities LLC Clearing Firm NFS No Yes No No Yes No Yes 05/01/17 No Elmhurst, IL 60126 option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed in case of speacial requests

66 West Street Fax: No 1 - 2 Legacy Investments Berkshire Bank 800-292-6634 413-443-9093 No Yes No Yes No No No No 12/20/16 No Pittsfield, MA 01201 Mail: No business days

1299 Farnam Street Fax: Yes 3 - 5 Legent Securities Core Clearing Suite 800 402-384-2050 402-939-0848 No Yes No Yes Yes No Yes Yes 02/22/17 No Mail: No business days Omaha, NE 68102-1416

4400 Computer Drive Fax: Yes Yes 2 - 3 Legg Mason 800-822-5544 508-599-4186 No Yes No No No No Yes 12/20/16 No Westborough, MA 01581 Mail: No Only Non retirment account business days

4 Overlook PointL Liberty Mutual Fax: Yes 30 Yes Liberty P.o Box 1490 800-451-7065 847-883-8270 No Yes No Yes No No Yes They have paperless Transaction 12/20/16 No Account number is SSN Mail: No business days 30 Business Days Lincolnshire, IL 60069-1490 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Liberty Mutual, Liberty Life Insurance of Boston 100 Liberty Way Fax: Yes 30 Yes Liberty 800-451-7065 603-749-9759 No Yes No No No No Yes 12/20/16 No 8 digits policy number followed Dover, NH 03820 Mail: No business days 30 Business Days by 2 letters

100 Conocourse Parkway Liberty National Life Insurance Fax: Yes 7 - 10 Liberty Suite300 800-333-0637 205-325-4915 Yes Yes No Yes No No No No 12/20/16 No Company Mail: No business days Birmingham AL 35244

Yes 10 - 15 Yes Yes 5750 County Road 225 Fax: Yes Conservation form, Form can be business days Liberty Bankers Life The Capital Life 800-745-4927 866-505-9377 No This causes them to mail their No No 10 Business Days Yes Yes 05/01/17 No Brownwood, TX 76801 Mail: No faxed back to them at 866-505- Once forms are in good form to the client Client can waive 9377 order

Coloumbia ThreadNeedle,Galaxy Funds,Acron Funds,Marsico, C/O BFDS INC Nations funds,Colonial life,Stelin 30 Dan Raod 800-422-3737 Fax: No Yes 7 - 10 Liberty Investments Roe, Seligman Data Corp, 866-825-1372 No Yes No No No Yes Yes 11/08/16 No Suite 8081 800-345-6611 Mail: No $100k or Greater business days Columbia Funds, Columbia Canton, MA 02021-2809 Funds, Columbia Management( All Mutual Funds)

8226 Douglas Ave, Suite 520 Fax: No 3 - 5 Liberty Trust 800-473-1977 No Yes No Yes No No No Yes 02/09/17 No Dallas, TX-75225 Mail: No business days

Yes Now known as Life Investors 4333 Edgewood Road NE 866-622-5051 Fax: Yes 10-15 Conservation letter is Life Investors 877-883-5779 No Yes No No Yes Yes Yes 12/19/16 No (Monumental Life) Cedar Rapids, IA 52499 Attn: Policy Number Mail: No business days sent to the client and needs to be completed.

Now known as Life Investors 4333 Edgewood Road NE 800-553-5957 Fax: Yes same Life Investors 877-355-4385 Yes Yes No Yes No No Yes Yes 12/19/16 No (Transamerica) Cedar Rapids, IA 52499 options 4 Mail: No business day

11720 Katy Freeway New Era Life,New Era of 218-368-7200 Fax: Yes 15-30 Require Replacement Form and Life of America Suite 1700 281-368-7144 No No No No No No Yes Yes 01/18/17 No Midwest,Philadelphia Life 800-552-7879 Mail: No business days illustations Houston, TX 77079

Yes 2000 Wade Hampton Blvd Fax: No Yes 10 30 Calendar Days Life Secure American Heritage Life 800-880-1370 888-232-1676 No Yes No No Yes No 12/01/16 No Greenville, SC 29615 Mail: Yes 403b and TSA business days Client can waive by faxing written request Surety Life Insurance Fax: Yes 3 - 5 Lincoln Benefit All state,Surety Life 8711 Free port Pwky, North 800-669-7789 877-358-1282 No Yes No No Yes No Yes Yes 05/02/17 No Mail: No business days MS-21,Irving, TX-75063 8711 Freeport Pkwy North Fax: Yes 10 - 30 Lincoln Benefit Life Allstate and Lincoln Benefit Life MS -21 800-242-4402 877-525-2689 No Yes No No No No Yes No 12/09/16 No Mail: No business days Irving, TX 75063

3 - 5 Mail Zone 520 Yes Fixed Annuities- Account Fax: Yes business days Lincoln Benefit Life 5801 SW 6th Ave 800-643-8190 785-286-6121 No Yes No No No All Full exchanges: Letter Yes Yes 05/24/17 Yes numbers start with LBF or LBCA Mail: No Check is mailed in 7-10 Topeka, KS 66635 will be sent to the client business days

8711 Freeport Pkwy North Fixed Begin with 0100, 01T, 01U, 866-525-5433 Fax: Yes 7 - 10 Lincoln Benefit Life MS -21 800-525-9287 No Yes No No Yes No Yes No 05/24/17 Yes 01N, 03N Attn: (Policy Number) Mail: No business days Irving, TX 75063

Mail Zone 520 Variable- Begin with 02L or 02LZ Fax: Yes 3 - 5 Lincoln Benefit Life 5801 SW 6th Ave 800-865-5237 866-525-5433 No Yes No No No No Yes Yes 05/24/17 Yes - This is part of Allstate Mail: No business days Topeka, KS 66635

One Granite Place Fax: Yes Yes 15 Lincoln financial Jefferson Pilot 800-843-2007 800-950-5738 No Yes No Yes No Yes No 12/19/16 No Concord, NH 03301 Mail: No $250k or Greater calendar days

3 - 4 Lincoln Mutual Life also known 2000 Q Street Fax: Yes Lincoln Financial Group 800-869-0355 888-255-2060 No Yes No No No weeks Yes Yes Yes 12/20/16 No as Assurity Life Lincoln, NE 68503 Mail: No Including Conservation

403B accounts 1300 South Clinton Street Fax: Yes 3 - 5 Lincoln Financial Group 800-234-3500 260-455-9975 No No Yes No No No Yes Yes 05/24/17 Yes Starts with 89,19 Fort Wayne, IN 46802 Mail: No business days

1300 South Clinton Street Lincoln Financial Advisors Fax: Yes 5 - 7 Lincoln Financial Group Suite 150 800-237-3813 260-455-9867 No Yes No No Yes No Yes No 05/05/17 Yes Brokerage Accounts Mail: No business days Fort Wayne, IN 46802 Full transfer Lincoln Financial Advisors Fixed : 800-453-8588 12 calander days Note: If the writing agent is the agent on Fixed index annuitie EQ,JP,EN, 1300 South Clinton Street Varaible annuities (American Fixed : 260-455-0263 Fax: Yes Partial transfer the contract at Lincoln Financial and Lincoln Financial Group FN,FQ,357,860,353 No Yes No No No No Yes Yes 05/24/17 Yes Fort Wayne, IN 46802 Legacy) : Variable : 260-455-9427 Mail: No 3 - 5 business days writing agent on new contract, Lincoln Variable policies statrs with 95 800-942-5500 Varaible annuities is same forms are not required American legacy day Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Note: If the writing agent is the agent on Lincoln National Life Insurance Yes Yes 100 North Greene Street 800-487-1485 Fax: Yes 10 the contract at Lincoln Financial and Lincoln Financial Group Company 800-819-1987 No This causes them to mail their Disclosure Forms No No No No No 05/24/17 Yes Greensboro, NC 27401 option 2 Mail: No calendar days writing agent on new contract, Lincoln Life contracts form to the client See "Misc. Requirement" forms are not required

Lincoln National Life Insurance Company 1300 South Clinton Street Fax: Yes 3 - 5 Lincoln Financial Group 800-341-0441 260-455-9411 No No Yes No No Yes No Yes 12/20/16 No Only employers' sponsored Fort Wayne, IN 46802 Mail: No business days Annuity

Lincoln National Life Insurance Company 1300 South Clinton Street Fax: Yes 1 - 3 Lincoln Financial Group Variable Annuities 800-248-6301 260-455-9427 No Yes No No No No Yes Yes 05/24/17 Yes Fort Wayne, IN 46802 Mail: No business days policy number which starts with 92, 95 Lincoln Retirement Financial Yes 1300 South Clinton Street Fax: Yes 3 - 5 Lincoln Financial Group Services 800-248-0838 260-455-6122 No Yes Client must call 800-248-0838 to No Yes No No No 12/20/16 No Fort Wayne, IN 46802 Mail: No business days Only 401(k)/Pension obtain distribution forms

1560 Broadway Fax: Yes Yes varies based upon the Lincoln Financial Group Lincoln Trust Suite 400 800-962-4238 303-614-7029 No Yes Yes Yes No Yes No 12/20/16 No Mail: No Account statement account type Denver,CO 80202

Lincoln Financial 100 North Greene Street 800-487-1485 Fax: Yes 10 - 15 Jefferson Pilot 800-819-1987 No Yes Yes No No No Yes Yes 12/19/16 No Greensboro, NC 27401 option 2 Mail: No business days

Clears through Pershing 601 Office Center Drive www. 800-242-1421 Fax: No 5 - 7 Lincoln Investment Planning Account numbers are 9 digits Suite 100 Mail Room 215-376-1581 No Yes No No No No Yes Yes lincolninvestmen 05/04/17 Yes ext 5400 Mail: Yes business days first 3 digits are alphabhet Fort Washington, PA 19034 t.com 3 - 4 2000 Q Street Fax: Yes Lincoln Mutual Life Now known as Assurity Life 800-869-0355 888-255-2060 No Yes No No No weeks Yes Yes Yes 12/20/16 No Lincoln, NE 68503 Mail: No Including Conservation Attn: LPL Annuity Operations 800-877-7210 858-202-8325 Fax: Yes 3 - 5 Any correction on transfer form must be Linsco Private Ledger (LPL) Private Trust Company(PTC) 4707 Executive Drive No Yes No No Yes No Yes Yes 05/01/17 No Ext: 5348 Attn: outgoing transfers Mail: No business days initialed and dated by the client San Diego, CA 92121

Pershing LLC, Attn: Non ACat 866-355-5690 Fax: Yes Paerwork can be faxed to the broker One Pershing Plaza 7th Floor Yes 7 - 10 Lockwood Advisors Pershing 800-200-3033 Attn: Maintenance Under $200k Yes Yes No Yes No Yes No dealer at 866-355-5690 01/20/17 No Jersey City, NJ 07399 $200k or Greater business days department Mail: No Attn: Maintenance department

330 West 9th Street Fax: Yes 24 - 48 Lord Abbett & Company 1st Floor 800-821-5129 816-218-0072 No Yes Yes Yes No No Yes Yes 01/27/17 No Mail: No hours Kansas City, MO 64105 10 Allmaden BLVD 15th Floor 408-260-3186 Fax: No Will contact producer directly if 7 - 10 Loring Ward 800-366-7266 No Yes Yes No No Yes No 12/20/16 No San Jose, CA 95113 Attn: Central One Mail: No other forms are needed business days

4707 Executive Drive 858-202-8325 Fax: Yes 3-4 LPL AXA 866-487-7484 No Yes No Yes Yes No Yes Yes 05/01/17 Yes San Diego, CA 92121 Attn: Outgoing transfers Mail: No business days

Life Insurance of the Southwest Plan Administrator Signature is required 30 National Life Group One National Life Drive Fax: Yes if it is a 403B/TSA contract at LSW and LSW 800-579-2878 214-638-9162 No Yes No No No business days Yes Yes Yes 12/20/16 No Account numbers are 6 digits Montpelier, VT 05604 Mail: No replacement forms must be ink Including Conservation and then the letter X signatured

Yes 30 M & L Insurance Company 1200 Jorie Blvd Fax: Yes 30 Calendar Days Yes 800-323-7320 630-684-5445 No Yes Yes No No calendar days Yes 12/20/16 No (Mutual Trust Financial Group) Oak Brook, IL 60522 Mail: No Conservation letter is (only for annuity) Including Conservation sent to the client. 10025 Governor Warfield Pkwy Fax: Yes Yes 2 M&T Bank 410-740-1449 410-740-2415 No Yes No No No No No 12/20/16 No Suite 107 Mail: No Only full liquidation business days Columbia, MD 21044

15050 Avenue of Science Madison Avenue Securities Fax: Yes 7 - 10 Madison Suite 150 888-627-7323 858-207-1788 No Yes No No Yes No No Yes 12/20/16 No Clears through Pershing Mail: No business days San Diego, CA 92128

Madison National Life, Unity 1315-19th Ave, Northwest 877-832-8243 Fax: Yes Madison Mutual Life Ins, Columbian Attn:MNL-Mailstop R2 608-373-9508 No Yes Yes No No 15-30 business days No Yes Yes 02/08/17 No 877-442-6965 Mail: No Fiancial Group, Gurdian Life Clinton, IA 52732

Madison, Unity Mutual Life Ins, Data Dimensions Columbian Fiancial Group, 1315-19th Ave, Northwest 877-832-8243 Fax: Yes Madison National Life 608-373-9508 Yes Yes Yes No No 15-30 business days No Yes No 02/08/17 No Gurdian Life, Unity Mutual Life Attn:MNL-Mailstop R2 877-442-6965 Mail: No Ins Clinton, IA 52732 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Attn: Account Transfers 880 Carillon Pkwy 866-406-4234 Fax: Yes 3 - 5 Main Source Bank Raymond James 727-567-3619 No Yes No Yes Yes No Yes Yes 02/28/17 No Tower 4, 3Th Floor Attn: Account Transfer Mail: No business days St. Petersburg, FL 33716

First Trust Company of Onaga, 214 W 9th Street Fax: Yes 1 - 2 Main Star Trust First Trust 800-521-9897 785-889-7169 No Yes No No No No Yes No 05/08/17 No Onaga, KS 66521 Mail: No weeks

30 Dan Road Fax: No Yes Yes 2 - 3 Mainstay Investments BFDS,New York Life 800-624-6782 816-218-0480 No Yes No No Yes Yes 05/05/17 No Canton, MA 02021-2809 Mail: No Non Qualified only Over $100k business days

Customer Service Center Manulife, John Hancock Fax: Yes 7-15 Manufactures Life 27 Drive Doc Avenue 800-505-9427 617-572-1571 No Yes No No No No Yes Yes 12/21/16 No Mail: No business days Boston, MA 02210 Customer Service Center John Hancock Fax: Yes 7-15 Manulife 27 Drive Doc Avenue 800-505-9427 617-572-1571 No Yes No No No No Yes Yes 12/21/16 No Manufactures Life Mail: No business days Boston, MA 02210 John Hancock Insurance Services, Manulife Financial Life post issue Fax: Yes 7 - 10 Manulife 800-908-6008 617-572-1571 No Yes No No No No Yes Yes 12/29/16 No John Hancock Annuities 30 Dan Road Mail: No business days Suite 55979 Boston, MA 02021-2809 Nationwide, Pennlife, Union Bankers, Union National, Constitution Life Insurance Company, Pioneer Life 411 NorthBaylen Street 800-645-4116 850-438-8478 or Fax: Yes 7 - 10 Market National No Yes No Yes No No No No 01/20/17 No Insurance, Pioneer Life Pensacola, FL 32501 800-789-6364 978-964-0191 Mail: No business days Insurance, American Exchange, American Progessive

BMO Global Asset Management Depends on the plan as they Depends on the plan as they Fax: No 2 Marshall & Ilsley Trust 800-858-3829 No Depends on the plan Depends on the plan Depends on the plan No No Yes No 12/29/16 No ( one America) have multiple locations have multiple locations Mail: No weeks

Coloumbia ThreadNeedle Inv , Seligman Data Corp,Acron C/O BFDS INC Funds,Nations funds,Colonial 30 Dan Raod 800-422-3737 Fax: No Yes 7 - 10 Marsico life,Stelin Roe,Galaxy Funds, 866-825-1372 No Yes No No No Yes No 11/15/16 No Suite 8081 800-345-6611 Mail: No $100k or Greater business days Liberty Investments,Columbia Canton, MA 02021-2809 Management All Mutual funds 317-817-2858 11825 N Pennsylvania Street Fax: Yes 15-20 Mass General Life Ann Adm Washington National Insurance 800-525-7662 Attn: Policy Service No Yes No No No No Yes Yes 12/21/16 No Carmel, IN 46032 Mail: No business days Department Annuity Service Center HUB Yes Fax: No 1 - 2 Mass Mutual Financial Annuities start with 3 letters 1295 State Street 800-272-2216 866-329-4272 No This causes them to mail their Yes No No No No Yes Plan administrator sign-off for 403b's. 12/29/16 No Mail: No business days Springfield, MA 01111 form to the client 7 - 10 www. Mass mutual Hartford 1 Griffin Road North Fax: Yes business days 800-528-9009 800-678-8645 No No Yes No No No No No hartfordinvestor. 05/24/17 Yes 403(B),457 Windsor, CT 06095-1512 Mail: No Unless they have high com volume

Mass mutual Hartford 100,Bright Medow Blv, Fax: Yes 7-10 Yes 800-854-0647 800-220-2913 No Yes Yes Yes No No No 05/04/17 Yes Retirement Plans/401K Enfield, CT- 06082 Mail: No business days Limited

1 Investors Way Fax: Yes 24 - 48 Mercer Securities 800-685-6401 888-569-5644 Yes Yes Depends on the plan Yes No No No No 12/29/16 No Norwood, MA 02062 Mail: No business hours

No 5615 Chesbro Avenue 408-363-3314 Fax: Yes 2 - 3 Meriwest Credit Union 877-637-4937 Yes Yes Yes Only required if signature does not No No No No 12/29/16 No San Jose, CA 95123 Attn: IRA Department Mail: No business days match what is on file

3315 Central Avenue Account number with Alpha Fax: No Yes 10 - 15 Merrill Edge Mailstop 29076 904-218-1909 866-827-8879 No Yes No No No Yes Yes 05/24/17 Yes Numeric and 8 digit long Mail: Yes $20k or Greater business days Hot springs, AR 71903

All transfer have to be sent to Fax: No Yes 10 - 15 Merrill Lynch Account numbers are of 8 digits the branch office on the 904-218-1909 No Yes No No No Yes Yes 04/11/17 Yes Mail: Yes $20k or Greater business days client's statement

Bank of America Investment 3315 Central Avenue Fax: No Yes 10 - 15 Merrill Lynch Account number with Alpha Mailstop 29076 904-218-1909 866-827-8879 No Yes No No No Yes Yes 01/19/17 No Mail: Yes $20k or Greater business days Numeric and 8 digit long Hot springs, AR 71903 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

4700 Westown Parkway Suite 200 403B Group Annuities account Fax: Yes West Des Moines, IA 50266 Yes 5 - 15 Met Life begins with 07 or 210 877-549-5834 Under $300k No Yes Yes No No Yes Yes 05/12/17 Yes 800-233-3591 $300k or Greater business days Account numbers will be 7 digits Mail: No Client statement is preferred for correct address

4700 Westown Parkway Suite 200 403B Group Annuities account Fax: Yes West Des Moines, IA 50266 Yes 5 - 15 Bright house Financial begins with 07 or 210 877-549-5834 Under $300k No Yes Yes No No Yes Yes 05/12/17 Yes 800-233-3591 $300k or Greater business days Account numbers will be 7 digits Mail: No Client statement is preferred for correct address

Bright house Financial Variable 4700 Westown Parkway Fax: Yes Fixed 800-343-8496 Yes 3 - 5 Met Life Suite 200 877-547-9666 Under $300k Yes Yes No No No Yes Yes 05/03/17 Yes Individual Annuities- Begins 800-560-5001 $300k or Greater business days West Des Moines, IA 50266 Mail: No 32,11, 92,84 97, accounts number between 7-10 digits

4700 Westown Parkway Suite 200 Individual accounts begins 07 or Fax: Yes West Des Moines, IA 50266 Yes 3 - 5 Met Life 55. 800-638-7732 877-547-9669 Under $300k No Yes No No No Yes Yes 05/24/17 Yes $300k or Greater business days Mail: No Client statement is preferred for correct address

700 Quaker Lane 401-827-2225 Fax: Yes 15 - 20 Met Life Life Contracts 800-638-5000 No Yes No No Yes Yes Yes No 05/24/17 Yes Warwick, RI 02886 Attn: Cash Dept. or CLD Mail: No business days

Met Life of Connecticut 7 or 10 digits in the contract 4700 Westown Parkway Fax: Yes number 877-547-9666 Yes Yes 3 - 5 Reg-60 is required if the client is from Met Life Suite 200 800-842-9406 Under $300k No Yes Yes No Yes Yes 05/24/17 Yes No letters Attn: Transactions See "Misc. Requirement" $300k or Greater business days NY state West Des Moines, IA 50266 Mail: No These are old Travelers Life annuities Met Life Securities National Financial Services Processes through NFS Mail Zone, KY-03,100 crosby 800-638-8378 Fax: Yes 3 - 5 Met Life 732-893-6410 No Yes No No Yes No Yes No 05/24/17 Yes Account numbers are 9 digits; Pkwy option 1,5 Mail: No business days numbers and letters Covington, KY 41015

Metroplitan Life Attn: 1035 Exchange Yes Life Contracts Fax: Yes 7 Metlife 700 Quaker Lane 877-638-0411 401-827-2225 No Yes No No No 20 business days for Yes No 11/28/16 No Usually 9 digits followed by Mail: No calendar days Warwick, RI 02887 Traditional Life contracts Alphabets

Attn: 1035 Exchange Yes Fax: Yes 7 Metlife Travelers Life 700 Quaker Lane 877-638-0411 401-827-2225 No Yes No No No 20 business days for Yes No 11/28/16 No Mail: No calendar days Warwick, RI 02887 Traditional Life contracts

4700 Westown Parkway Travelers Life Fax: Yes 7 - 10 Metlife Suite 200 800-874-1225 877-547-9671 No Yes Yes No No No Yes Yes 12/01/16 No Annuity Mail: No business days West Des Moines, IA 50266

Metlife Attn: 1035 Exchange Yes Life Contracts Fax: Yes 7 Metroplitan Life 700 Quaker Lane 877-638-0411 401-827-2225 No Yes No No No 20 business days for Yes No 11/28/16 No Usually 9 digits followed by Mail: No calendar days Warwick, RI 02887 Traditional Life contracts Alphabets C/O BFDS Fax: Yes Yes 1 - 2 MFS 30 Dan Road 800-225-2606 877-654-3203 Under $100k No Yes No No No No Yes 04/04/17 Yes $100k or Greater business days Canton, MA 02021-2809 Mail: No

15 - 30 1275 Sandusky Road Fax: Yes Yes Midland 877-627-3618 803-333-7842 Yes Yes No Yes No business days Yes No 12/21/16 No Jacksonville, IL 62650 Mail: No Client Cannot waive Including Conservation

Midland National Life Insurance 4601 West town Parkway Company Fax: Yes Full: 7 - 10 business days Yes Yes Midland Suite # 300 877-586-0244 877-586-0249 No Yes No No No Yes 05/24/17 Yes Annuities Mail: No Partial: 5 - 7 business days 10 Business Daysvia Fax Transfer Status request letter West Des Moines, IA 50266 Fixed- Start with 85

Midland National Life Insurance Company One Sammons Plaza 800-923-3223 Fax: Yes 18 - 21 Yes Midland 877-208-6136 No Yes No No No Yes Yes 05/24/17 Yes Life- 10 digits, start with 15 or 17 Sioux Falls SD 57193. Mail: No business days 2 weeks Sometimes U in front of them

Midland National Life Insurance 4601 West town Parkway Fax: Yes Full: 7 - 10 business days Yes Yes Midland Company Suite # 300 877-586-0244 877-586-0249 No Yes No No No Yes 05/24/17 Yes Mail: No Partial: 5 - 7 business days 10 Business Daysvia Fax Transfer Status request letter Variable- Start with 88 and 15 West Des Moines, IA 50266 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Yes Mutual Group, Jackson, North Yes Yes One Sammons Plaza 877-872-0757 Fax: Yes Conservation paperwork 18 - 21 Midland American, Clarica 877-586-0249 No This causes them to mail their No No 18 - 21 Business Days No No 03/07/17 No Sioux Falls SD 57193. Extn: 32146 Mail: No The client cannot waive calendar days Annuities form to the client Client can waive conservation. 2001 Spring Road Fax: No Yes 10 - 15 Millennium Trust Company Suite 700 877-682-4727 630-368-5697 No Yes No Yes No Yes No 04/20/17 No Mail: No $200k or Greater business days Oak Brook, IL 60523

Securian Financial Services 400 Robert Street North 651-665-7942 Fax: Yes 5 Minnesota Life 651-665-4877 No Yes No No No No Yes Yes 03/10/17 No Annuities St. Paul, MN 55101 Attn: Transfers Mail: No business days

Attn: Annuity Services Securian Financial Services Mail Stop 81-9999 Fax: Yes No 5 Minnesota Life 800-362-3141 651-665-6955 No Yes No No No Yes Yes 03/10/17 No Life 400 Robert Street North Mail: No Unless with POA business days St Paul, MN 55101-2098

Attn:Toa Non-Acat Deliveries Email needs to be sent to NFS at Yes 100 Crosby Parkway 866-755-6372 877-236-4162 Fax: Yes 3 - 5 Yes [email protected] for the status MML Investors Clearing Firm NFS No Yes Copy of MML Investment No Yes No No 05/01/17 No Mailzone: KC1B option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed Statement Covington, KY 41015 in case of speacial requests

1701 1St Avenue Fax: Yes 7 - 10 Modern Woodmen of America 800-447-9811 309-558-3138 No Yes Yes No No No Yes Yes 05/01/17 No Rock Island, IL 61201 Mail: No business days

Yes ML & FP Policies 4333 Edgewood Road NE Fax: Yes 30 Conservation letter is Monumental Life 877-883-5779 866-622-5051 Yes Yes No No No Yes Yes 12/29/16 No Transamerica Cedar Rapids, IA 52499 Mail: No business days sent to the client and needs to be completed.

Monumental Life Insurance 5 - 10 Yes Administrative office - call to 2 East Chase Street Fax: Yes business days Monumental Life 410-685-2900 410-385-6903 No Yes No No No 30 Calendar Days Yes Yes 12/29/16 No verify which address to send to, Baltimore, MD 21202 Mail: No Excluding conservation Client can call to waive depends on each policy period

Monumental Life/Aegon/ Transamerica No 4333 Edgewood Road NE 800-553-5957 Fax: Yes same Monumental Life Home office - call to verify which 877-355-4385 No Yes No Only required if signature does not No No Yes Yes 12/21/16 No Cedar Rapids, IA 52499 options 4 Mail: No business day address to send to, depends on match what is on file each policy 5788 Widewaters Parkway Fax: Yes 7 - 10 Mony Life Protective Life 2nd Floor 800-487-6669 866-505-0253 No Yes No No No No Yes No 12/29/16 No Mail: No business days Syracuse, NY 13214

Attn: Account Transfers 880 Carillon Pkwy Fax: Yes 10 Morgan Keegan & Co Now known as Raymond James 901-524-4100 866-406-4234 No Yes No Yes Yes No Yes Yes 02/28/17 No Tower 4, 5Th Floor Mail: No business days St. Petersburg, FL 33716

All transfer have to be sent to Smith Barney/Citi Group Fax: No Yes 5 - 7 Morgan Stanley the branch office on the 866-231-9849 No No Yes No Yes No Yes No 03/07/17 Yes Non A-Cat full transfers Mail: No All Non-Qualified business days client's statement

same Morningstar Managed Account number starts with 100 4400 Computer Drive Fax: No business day 877-626-3227 No Yes No Yes No No Yes No 05/12/17 No Portfolios or 101 Westborough, MA 01581 Mail: No if received before market close

Yes Motorist Life Insurance 471 East Broad Street Fax: Yes 20 - 25 888-876-6542 800-876-8365 No Yes No Yes No 10 - 20 Business Days No No 12/29/16 No Company Columbus, OH 43215 Mail: No business days Client call and waive

C/O FIS Investors Services Attn:TA Operations 4249 Fax: No same Munder Funds Now known as Victory Funds Estern Way 800-438-5789 800-921-0380 No Yes No Yes No No Yes Yes 12/21/16 No Mail: No business day SuitE 400 Columbus, OH 43219

Yes 20 Business Days including processing One Sammons Plaza Fax: Yes Yes 5 - 10 Client can call and Mutual Group Life 800-283-5433 605-335-3621 No Yes No No Yes No 12/22/16 No Sioux Falls SD 57193. Mail: No To waive the conservation business days request the conservation paperwork or obtain online at www.nacolah. com

Yes Mutual Group, Jackson, North One Sammons Plaza Fax: Yes 18 - 21 Mutual Group, 877-872-0757 877-208-6136 No Yes No No No 18 - 21 Business Days No No 03/07/17 Yes American, Clarica Sioux Falls SD 57193. Mail: No business days Client can waive Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

There are 37 Regional Offices. Need to send transfer forms to the corresponding office, depending on where the 1035 exchanges: 5 - 7 client lives. Yes www. Fax: No business days Mutual of America Refer to the website to get N/A N/A No Yes Client needs to call to get the Depends on the company No No No No mutualofamerica 12/22/16 No Mail: No Other transfers: 1 - 3 the correct address: www. forms .com business days mutualofamerica.com. Click on "About Us" then "Regional Offices". Enter th

United of Omaha 3300 Mutual Of Omaha Plaza Fax: Yes 7 - 10 Yes Mutual of Omaha All transfers (Qualified and Non 800-646-7592 402-997-1906 No Yes No No No Yes No Require state replacement forms 02/09/17 No Omaha, NE 68175 Mail: No business days Client cannot waive Qualified)

United of Omaha 3300 Mutual Of Omaha Plaza Fax: No 30 Mutual of Omaha 800-646-7592 402-997-1906 No Yes No No No No Yes No Require state replacement forms 02/09/17 No Only Pensions Omaha, NE 68175 Mail: No Business days

Yes Now known as Country Life 1701 Towanda Avenue Fax: Yes 7 - 10 Yes Mutual Service 651-631-7000 866-517-7366 No Yes Fixed Annuity they need their own No No No No 12/29/16 No Insurance Bloomington, IL 61702 Mail: No business days 10 business days form

250 Australian Avenue Fax: No 3 - 5 Mutual Service Suite 1700 800-749-8900 No Yes No No No No Yes No 12/29/16 No Mail: No business days West Palm Beach, FL 33401 Yes 30 Days Once the surrender forms is received Mutual Trust Life Insurance 1200 Jorie Blvd Fax: No Yes 10 - 12 Client can waive by from the client, they will send their 800-323-7320 630-684-5445 No Yes Yes No Yes No 12/30/16 No Company Oak Brook, IL 60523 Mail: No Surrender Form business days returning Prior paperwork to Allianz for completion. Company's surrender Require replacment forms also form. Yes Nacolah Life Insurance One Midland Plaza Fax: Yes 18 - 21 2 Weeks 866-322-7069 877-586-0249 No Yes No Yes No No No Require Replacement Form 12/30/16 No Company Sioux Falls, SD 57105 Mail: No calendar days If the rep is assigned on the account

Yes Now known as Empower(Great 8400 West Park Drive Fax: Yes 7 - 10 NADART 844-401-6232 866-633-5212 No No Client must call to request their No No No No No 12/30/16 No West 401 K Plan) Mclean, VA 22102 Mail: No business days forms

4400 Computer Drive Fax: No Yes same National City Investments PNC Funds 800-622-3863 No Yes No No No Yes Yes 12/30/16 No Westborough, MA 01581 Mail: No 100k or Greater business day

4277 Poche Court West Fax: Yes 7 - 10 Yes National Finance Center Thrift Saving Plan 877-968-3778 866-817-5023 Yes No Yes No No No No 12/01/16 No New Orleans, LA 70129 Mail: No business days Limited

No If another company is Fidelity, Fifth Third securities Attn:Toa Non-Acat Deliveries Email needs to be sent to NFS at clearing through NFS Account numbers are 9 digits 100 Crosby Parkway 866-755-6372 877-236-4162 Fax: Yes 5 Yes [email protected] for the status National Financial Services No Yes No No the client may need to No No 05/01/17 Yes and can be alpha numerical or Mailzone: KC1B option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed contact the broker numerical Covington, KY 41015 in case of speacial requests dealer directly to liquidate the assets

2 East Gilman Street Fax: Yes 30 National Guardian 800-548-2962 608-443-5026 Yes Yes No Yes No No No Yes 12/30/16 No Madison, WA 53703 Mail: No business days

301 East 4Th Street Yes National Health Insurance First Bank Richmond Indiana, Fax: Yes 10 10th Floor 800-854-3649 800-482-8126 No This causes them to mail their Yes No No No Yes Yes 12/30/16 No Company Great American Mail: No business days Cincinnati, OH 45202 form to the client

400 Broadway Fax: Yes 15 - 30 National Integrity Life MS-74 800-325-8583 888-220-2677 No Yes No No No No Yes Yes 12/29/16 No Mail: No business days Cincinnati, OH-45202

Life Insurance of the Southwest( Plan Administrator Signature is required 30 LSW) One National Life Drive Fax: Yes if it is a 403B/TSA contract at LSW and National Life Group 800-579-2878 214-638-9162 No Yes No No No business days Yes Yes Yes 12/20/16 No Account numbers are 6 digits Montpelier, VT 05604 Mail: No replacement forms must be ink Including Conservation and then the letter X signatured Plan Administrator Signature is required 21 - 23 1 National Life Drive Fax: Yes if it is a 403B/TSA contract at LSW and National Life of Vermont National Life Group 800-732-8939 802-229-7054 No Yes No No Yes business days Yes Yes Yes 12/29/16 No Montpelier, VT 54604 Mail: No replacement forms must be ink Including Conservation signatured

6255 Grand Teton Plaza Fax: Yes 30 Yes National Mutual Benefit 608-833-1936 608-833-4849 No Yes No No No Yes Yes 12/30/16 No Madison, WI 53719 Mail: No calendar days 30 Calendar Days

Attn : New Accounts 100 N Sepulveda Blvd Fax: No Yes 2 - 3 National Planning Corporation Clears through Pershing 888-711-6720 No Yes No No No Yes No 12/30/16 No Suite 1800 Mail: No $250k or Greater business days El Segundo, CA- 90245

Yes 351 Valley Brook Road 800-488-1890 Fax: No National Slovak Society No Yes Original contract or lost policy No No Within a week No Yes No 05/16/17 No McMurray, PA 15317 800-356-3009 ext 1002 Mail: No statement required Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Yes Yes Full Transfer National Western Life Annuity/ brokerage account #'s 850 East Anderson Lane Fax: Yes Partial Transfer - Allianz paperwork Full: 30 business days 800-922-9422 512-719-8512 No Partial Transfer - Allianz No Yes No Yes Yes 02/28/17 Yes Insurance are 10 digits and start with 010 Austin, TX 78752-1602 Mail: No and Prior Carrier Partial Partial: 14 business days paperwork and Prior Carrier Distribution Form Partial Distribution Form Coloumbia ThreadNeedle Inv , Seligman Data Corp,Acron C/O BFDS INC Funds,Colonial life,Stelin Roe, 30 Dan Raod 800-422-3737 Fax: No Yes 7 - 10 Nations Funds Galaxy Funds,Liberty 866-825-1372 No Yes No No No Yes No 11/15/16 No Suite 8081 800-345-6611 Mail: No $100k or Greater business days Investments,Columbia Canton, MA 02021-2809 Management All Mutual funds 3400 Southpark Place, Annuities-Start with 01 or 07 or Fax: Yes 5 Nationwide Grove City, OH 43123 -4856 800-848-6331 888-634-4472 No Yes No No No No Yes Yes 05/24/17 Yes sometimes 03 Mail: No business days

5100 Rings Road Fax: Yes 7 - 10 Nationwide Life- 9 digits and start with letter Mailcode RR1-04-F4 800-321-6064 888-677-7393 Yes Yes No Yes No No Yes No 05/24/17 Yes Mail: No business days Dublin, OH 43017

Nationwide Funds, Gartmore 615 East Michigan Street Funds Fax: No Yes 3 - 5 Nationwide 3rd Floor 800-848-0920 No Yes No No No Yes No 05/24/17 Yes Mutual Funds Mail: No All Non-Qualified business days Milwaukee, WI 53202 Brokerage

3400 Southpark Place, Fax: Yes 3 - 5 Nationwide Nationwide Securities LLC 888-753-7364 888-634-4472 No Yes No No No No Yes Yes 05/05/17 No Grove City, OH 43123-4856 Mail: No business days

Yes Client need to call to request for 3400 Southpark Place, Nationwide Solutions-Public Fax: Yes Yes the form : For public sector 3 - 5 Nationwide Suit A, DSPF-F6, 800-545-4730 877-677-4329 No No No No No No 05/24/17 Yes Sector Service Center Mail: No LOA Required Only retirement need to call at 877-677- business days Grove City, OH 43123-4856 3678 : Private Sector : 800-772- 2182 Pennlife, Union Bankers, Union National, Constitution Life Insurance Company, Pioneer Life 411 NorthBaylen Street 800-645-4116 850-438-8478 Fax: Yes 7 - 10 Nationwide Insurance, Pioneer Life No Yes No Yes No No No No 01/20/17 No Pensacola, FL 32501 800-789-6364 978-964-0191 Mail: No business days Insurance, American Exchange, American Progessive, Market National

3400 Southpark Place , Yes Retirement Plans Fax: Yes Yes 3 - 5 Nationwide Suit A, DSPF-F6, 877-677-3678 877-677-4329 No Client needs to call at 877-677- No No No No No 05/24/17 Yes Saving Plus Mail: No LOA Required Only business days Grove City, OH 43123-4856 3678 to request forms

Nationwide, Gartmore Funds 615 East Michigan Street Fax: No Yes 3 - 5 Nationwide Funds Mutual Funds 3rd Floor 800-848-0920 No Yes No No No Yes No 05/24/17 Yes Mail: No All Non-Qualified business days Brokerage Milwaukee, WI 53202

3400 Southpark Place, 1717 Capital Management Fax: Yes 5-7 Nationwide Securities Grove City, OH 43123-4856 888-753-7364 888-634-4472 No Yes No No No No No Yes 05/05/17 No Company Mail: No business days

330 West 9th Street Fax: No Yes 1 - 2 Natixis Funds 800-225-5478 No Yes No No No Yes Yes 12/30/16 No Kansas City, MO 64105 Mail: No $100k or Greater business days

30 Dan Road, Fax: Yes Yes Yes 1 - 2 NEA Members Benefits Now known as Security Benefit Suite #55976 800-747-3942 816-701-7626 Under $25k No No Client must call to request the No No Yes Yes 12/30/16 No $25k or Greater business days Canton, MA 02021-2809 Mail: No paperwork

Fax: Yes Neuberger Berman 30 Dan Road 800-877-9700 Yes 3 - 5 816-218-0478 Under $100k No Yes No No No Yes No 12/30/16 No Management Canton, MA 02021-2809 800-366-6264 (option 3) $100k or Greater business days Mail: No

Great West Retirement Yes JP Morgan ,Great West, Services Fax: No Client can call to request or 3 - 5 New England Financial Empower Retirement 8515 East Orchard Road 800-426-4015 303-737-3414 No Yes Yes No Plan Specific No Yes 12/21/16 No Mail: No download the paperwork from the business days Retirement Green Wood Village, CO website www.nefkey401K.com 80111 4700 Westown Parkway Fax: Yes 5 - 7 New England Financial Annuities Suite 200 800-777-5897 877-547-9666 No Yes No No No No Yes Yes 12/21/16 No Mail: No business days West Des Moines, IA 50266 Yes 20 business days 700 Quaker Lane Fax: Yes 20 New England Financial Life (start with U, Z and Y) 800-388-4000 401-827-2188 No Yes No No Yes Client can waive - Agent Yes No 12/21/16 No Warwick, RI 02886 Mail: No business days of records needs to send the request in writing. MetLife Securities, New England 300 Davidson Avenue Fax: Yes 3 - 5 New England Financial Securities 2nd Floor, East Wing 800-638-8378 732-893-6410 No Yes No No No No Yes No 12/21/16 No Mail: No business days Brokerage accounts Somerset, NJ 08873

11720 Katy Freeway New Era of Midwest, 218-368-7200 Fax: Yes 15-30 Require Replacement Form and New Era Life Suite 1700 281-368-7144 No No No No No No Yes Yes 01/18/17 No Philadelphia Life,Life of America 800-552-7879 Mail: No business days illustations Houston, TX 77079 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

11720 Katy Freeway New Era Life,Philadelphia Life, 218-368-7200 Fax: Yes 15-30 Require Replacement Form and New Era of Midwest Suite 1700 281-368-7144 No No No No No No Yes Yes 01/18/17 No Life of America 800-552-7879 Mail: No business days illustations Houston, TX 77079

4100 Pan American Freeway New Mexico Educators Federal Now known as Nusenda Credit Fax: Yes 7 - 10 Building C 800-347-2838 505-889-2581 No Yes No Yes no No No No 05/24/17 Yes Credit Union Union Mail: No business days Albuquerque, NM 87107

Yes Fixed Annuities 200 Public Square, Suite 700, 14 Calendar Days Whole Life Fax: Yes 10 - 15 Require Replacement Form and New York Life Cleveland, OH, 44114 800-695-9873 800-278-4117 Yes Yes No No No If the transfer amount is Yes Yes 05/01/17 Yes Annuities- Begin with Mail: No business days Contract Summary $25k or Greater, client 536,537,410 can call and waive

Immediate Annuities: Policies New York Life, C/O BNY begin with 75 & 76 508-599-6109 Mellon Fax: Yes Yes 3 - 5 Yes Require Replacement Form and New York Life Variable Annuities: Begin with 59 800-762-6212 Attn: (New York Life contract No Yes No Depends on client plan Yes Yes 05/01/17 No 4400 Computer Drive Mail: No $50k or Greater business days 14 Calendar Days Contract Summary Fixed annuities: Begin 52, 53 & number) Westborough, MA 01581 544

New York Life Investment Management 690 Canton Street Fax: No 5 - 7 Require Replacement Form and New York Life 800-294-3575 No No Yes No No No No Depends on plan 05/01/17 Yes (John Hancock) Westwood, MA 02090 Mail: No business days Contract Summary Few 401K's

Now known as Mainstay Funds. C/O BFDS Yes Mutual Funds - Accounts start Fax: No same Require Replacement Form and New York Life 30 Dan Road 800-624-6782 No Yes No Non Qualified No No Yes Yes 05/01/17 Yes with 5, or 79 or 100 and are 8 Mail: No business day Contract Summary Canton, MA 02021-2809 Over $100K digits long.

NY Life Securities 51 Madison Avenue Fax: No 7-10 Yes New York Life Brokerage accounts Room 251 800-695-4785 No Yes No No Yes No No 05/01/17 Yes Mail: No business days Limited Clears Through NFS New York, NY 10010

Yes 51 Madison Avenue Variable and Life Policies that Fax: No 5 - 7 4 Business Days Require Replacement Form and New York Life Room 251 800-598-2019 No Yes No No No Yes Yes 05/01/17 Yes begin with 58, 57, 63, 65 and 75 Mail: No business days Depends upon the type Contract Summary New York, NY 10010 of product

Fax: Yes New York Life Retirement Plan 30 Dan Road Yes 3 - 5 Now known as John Hancock 800-778-6847 816-218-0420 Under $100k No Yes No No No Yes No Require Replacement Form 12/30/16 No Service Canton, MA 02021-2809 $100k or Greater business days Mail: No

1299 Farnam Street Fax: Yes 3 - 5 NewBridge Securities Corp Core Clearing Suite 800 402-384-2050 402-939-0848 No Yes No Yes Yes No Yes Yes 02/22/17 No Mail: No business days Omaha, NE 68102-1416

GE Mutual Funds, State Street 615 East Michigan Street Global Advisor Funds, US Fax: No Yes 3 - 5 NFDS 3rd Floor 800-242-0134 No Yes No Yes No Yes Yes 01/27/17 No Bancorp Fund Sevices, Mail: No Over $100k weeks Milwaukee, WI 53202 Typically 10 digit account

Email needs to be sent to NFS at 1250 Capital of TX South 866-755-6372 877-236-4162 Fax: Yes 3 - 5 Yes [email protected] for the status NFP Clearing Firm NFS Building 2- Suite 125 No Yes No No Yes No No 05/01/17 No option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed Austin, TX 78746 in case of speacial requests

Fifth Third securities,Prudential, No Pruco,Royal Alliance,Banc of If another company is AmericaAssociates,WM Attn:Toa Non-Acat Deliveries Email needs to be sent to NFS at clearing through NFS Financial Services,MML 100 Crosby Parkway 866-755-6372 877-236-4162 Fax: Yes 5 Yes [email protected] for the status NFS No Yes No No the client may need to No No 05/01/17 Yes Investors, Kovak Securities Inc Mailzone: KC1B option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed contact the broker Account numbers are 9 digits Covington, KY 41015 in case of speacial requests dealer directly to and can be alpha numerical or liquidate the assets numerical 4350 Westown Parkway Fax: Yes 7 - 10 North American Company Annuities West Des Moines, IA 50266- 866-322-7069 877-586-0249 No Yes No No No Depends on the contract Yes Yes 04/06/17 No Mail: No business days 1036

Midland, Mutual Group, Yes Jackson, North American, One Sammons Plaza Fax: Yes 18 - 21 North American Company 877-872-0757 877-208-6136 No Yes No No No 18 - 21 Business Days Yes No 04/06/17 Yes Clarica Sioux Falls SD 57193. Mail: No business days Client can waive Annuities

Yes One Sammons Plaza Fax: Yes 1 - 3 North American Company Variable & Fixed 800-272-1642 877-841-6709 No Yes No No No 18 - 21 Business Days Yes No 04/06/17 Yes Sioux Falls SD 57193. Mail: No business days Client can waive

15700, West blue mound Rd, Fax: No North Shore Bank 877-672-2265 No Yes Yes No No Depends on transfer No No No 12/30/16 No Brookefield,WI-53005 Mail: No

8711 Freeport Pkwy North Fax: Yes 3 - 5 Northbrook Life All State MS -21 800-654-2397 877-525-2689 No Yes No No No No Yes Yes 03/20/17 No Mail: No business days Irving, TX 75063

Yes 2000 21st Avenue NW Fax: Yes 10 - 15 Northern Life Reliastar Insurance 877-884-5050 800-382-5744 No This causes them to mail their Yes No Yes No No Yes 01/20/17 No Minot, ND 58703 Mail: No business days form to the client Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

720 East Wisconsin Avenue Fax: Yes 3 - 5 Northwestern Mutual Annuities 888-455-2232 414-625-2632 No No Yes No No No Yes Yes 04/25/17 No Milwaukee, WI 53202 Mail: No business days Attn: Non-ACAT Transfers 7th Clears through Pershing Floor 201-413-2323 Fax: No Yes 48 - 72 Northwestern Mutual 9 digit account number starts No Yes No Yes No Yes No 04/24/17 No One Pershing Plaza option 2 Mail: Yes $250k or Greater hours with alphabet Jersey City, NJ 07399

Yes 414-625-1295 720 East Wisconsin Avenue Fax: Yes Yes 5 10 Business Days Northwestern Mutual Life 800-388-8123 Attn: Loan and Surrender No Yes No No Yes Yes 04/25/17 No Milwaukee, WI 53202 Mail: No Client must call to request business days Client can waive by Division calling or send in a letter

30 Dan Road Fax: No Yes Nuveen Investment Services 800-257-8787 816-218-0479 No Yes Yes No 5-10 business days No No Yes 12/30/16 No Canton, MA 02021-2809 Mail: No $50k or Greater

425 Austin Avenue Fax: Yes 5 - 7 Occidental Life 800-736-7311 254-297-2105 Yes Yes No No No No Yes No 11/28/16 No Waco, TX 76701 Mail: No business days

257 E Town Street Fax: No Yes Ohio Deferred Compensation Ste 457 877-644-6457 614-222-9457 No No No No Every Tuesday's No No No 12/29/16 No Mail: No Direct Rollover Out form Columbus, OH 43215

Ohio National Life Insurance 1 Financial Way Fax: Yes 5 - 7 Annuities 888-925-6446 513-794-4730 No Yes No No No No Yes No Require state replacement forms 03/13/17 No Company Cincinnati, OH 45242 Mail: No business days

Ohio National Life Insurance 1 Financial Way Fax: Yes 5 - 7 Life 800-366-6654 513-794-4510 No Yes Yes No No No Yes No 12/29/16 No Company Cincinnati, OH 45242 Mail: No business days

Yes 7 - 10 Americo Group, Great Southern 300 West 11Th Street Fax: Yes Yes Yes Ohio State Life 800-752-1387 800-395-9238 No This causes them to mail their Yes No No business days Yes 02/23/17 No Life Kansas City, MO 64105 Mail: No 30-45 Calendar Days Limited form to the client Excluding Conservation

1211 Edgewood Road SW Fax: No Ohnward Bank and Trust 319-363-0261 No Yes Yes No No same day No Yes Yes 12/29/16 No Cedar Rapids, IA 52404 Mail: No

OM Financial Now known as Fidelity and 777 Research Drive Fax: Yes Yes 26 Old Mutual Financial 888-513-8797 402-328-4024 Yes No No No No Yes Yes State replacement form required 05/24/17 Yes Guaranty Lincoln, NE 68521 Mail: No See "Misc. Requirement" business days 403b OM Financial Now known as Fidelity and 777 Research Drive Fax: Yes Yes 26 Old Mutual Financial Guaranty 888-513-8797 402-328-2266 No No No No No Yes Yes State replacement form required 05/24/17 Yes Lincoln, NE 68521 Mail: No See "Misc. Requirement" business days Qualified, Non-Qualified

Fax: Yes Touchstone 4400 Computer Drive Old Mutual Financial 800-543-0407 508-599-4066 under 100k No Yes No Yes Yes same day No Yes Yes 03/22/17 No Variable /Life Westborough, MA 01581 Mail: No

101 Northwest 4th Street Fax: Yes Old National Bank 800-731-2265 866-685-1064 Yes Yes No Yes No Varies No No Yes 12/30/16 No Evansville, IN 47708 Mail: No

C/O USBFS (US Bancorp Fund Services) 615 East Michigan Street Fax: No Yes same Olstein Funds C/O USBFS GE Mutual Funds, State street 3rd Floor 800-799-2113 No Yes No No No Yes Yes 02/03/17 No Mail: No Over $50k business day global advisor funds, NFDS, Milwaukee, WI 53202 Typically 10 digit account Parent Company for America Yes United Life Ins Co,American 250 West North Street Fax: Yes Yes 20 - 25 Yes One America 800-537-6442 317-285-1728 No Yes Yes No Conservation letter will Yes 04/04/17 No United Life Insurance Company, Indianapolis, IN 46202 Mail: No $250k or Greater business days Limited be sent to the client State Life Insurance Company,

Parent Company for State Life 250 West North Street Fax: Yes Yes 20 - 25 Conservation letter will be send to the One America 800-428-2316 317-285-2380 No Yes Yes No Yes No Yes 05/05/17 No Ins Co Indianapolis, IN 46202 Mail: No $250k or Greater business days client. Once Allianz forms are recived.

Yes Pioneer Mutual Life Insurance, 250 West North Street Fax: Yes Yes 15 - 20 Only conservation Period One America American United life, State life, 800-437-4692 317-285-1593 No Yes Yes No Yes Yes Require Replacement Form 12/22/16 No Indianapolis, IN 46202 Mail: No $250k or Greater business days 15-20 Business day Golden rule Policies, Pioneer cannot be waived

Oppenheimer & Co Attn Kim Different company from 3310 West Big Beaver Road Fax: No 7 - 10 Oppenheimer Oppenheimer Funds 248-637-8313 248-637-8397 No Yes No Yes No No Yes Yes 05/23/17 Yes Suite 205 Mail: No business days Account number always begin Troy, MI 48084 with a letter A, B, D & G

12100 East Iliff Avenue Fax: Yes Yes Yes 24 - 48 Oppenheimer Oppenheimer Funds Suite 300 800-835-7305 303-768-1500 Under $100k No Yes Distribution form for Single K and No No Yes No 05/24/17 Yes $100k or Greater business hours Aurora, CO 80014 Mail: No 403B accounts Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

150 South Wacker Drive Fax: No 30 Optionsxpress 12th Floor 888-280-8020 312-220-7048 No Yes No Yes No No No Yes 12/30/16 No Mail: No business days Chicago, IL 60606

77 E King Street Fax: No Yes processing time is Orrstown Financial Advisors 717-532-6114 No Yes No Yes No No Yes 12/21/16 No Shippensburg,PA 17257 Mail: No Written request unavailable

1980 Nw 9Th Street Fax: Yes same OSU Federal Credit Union 800-732-0173 541-714-4174 Yes Yes No No No No Yes No 12/30/16 No Corvallis, OR 97330 Mail: No business day

7 - 10 Yes Fax: Yes Oxford Life Insurance 2721 North Central Avenue Yes business days conservation letter to the 800-308-2318 877-584-2777 Under $50k No Yes No No Yes Yes 12/29/16 No Company Phoenix, AZ 85004 $50k or Greater Once conservation letter is client upon the receipt of Mail: No returned transfer paperwork

500 East Ninth Street Fax: No 21 Yes Ozark National Life Insurance 816-842-6300 Yes Yes No No No Yes Yes 12/30/16 No Kansas City, MO 64106 Mail: No calendar days 21 Calendar Days

No 4333 Edgewood Road NE 800-553-5957 Fax: Yes 15 - 30 Pacific Fidelity Life Ins 877-355-4385 Yes Yes No Only required if signature does not No No Yes Yes 12/21/16 No Cedar Rapids, IA 52499 options 4 Mail: No business days match what is on file

Yes 1440 Kapilolani Blvd #1700 Fax: Yes 14 - 30 2 Weeks Pacific Guardian Life 800-367-5354 800-946-1295 Yes Yes No No No No No 12/29/16 No Honolulu, HI 96814 Mail: No business days Once Surrender form is returned back

6750 Mercy Road, 4th Fl, RSD Fax: Yes 12 - 17 Pacific Life Life & Fixed Annuities 800-347-7787 866-964-4860 No Yes No No No No Yes No 05/24/17 Yes Omaha, Nebraska 68106 Mail: No business days

Pacific Funds Mutual Funds - Account ATTN: Work Management 800-722-2333 Fax: Yes Yes Same Pacific Life numbers are 10 digits begin with 4400 Computer Drive 508-599-1885 No Yes No No No Yes Yes 05/05/17 Yes option 2 Mail: No $250k or Greater business day 1, 2 and 8 Westborough, MA 01581 (Life) same business day Variable Annuity- Start with VA, 6750 Mercy Road, 4th Fl, RSD Fax: Yes Pacific Life 800-722-2333 888-837-8172 No Yes No No No if the paperwork received in No Yes Yes 05/05/17 Yes VR, VP and VM Omaha, Nebraska 68106 Mail: No good order before market close

UBS Financial Services Paperwork needs to be mailed to 200 East Main Street 900 Fax: No 3 - 5 Painewebber 260-424-3020 Verify with branch No Yes No Verify with branch Yes No Yes Yes 01/25/17 No the branch address listed on the Fortwayne, IL 46802 Mail: No business days client's statement.

601 Poydras Street Pan-American Assurance Fax: Yes 10 - 15 10th Floor Client Services 877-939-4550 504-566-3458 No Yes No No No No Yes Yes 12/21/16 No Company Mail: No business days New Orleans, LA 70130

Pershing LLC, Attn: Non ACat Delivery 201-413-2323 Fax: No Yes 1 - 2 Park Avenue Securities Clears through Pershing No Yes No Yes No Yes No 04/24/17 No One Pershing Plaza 14th Floor option 2 Mail: Yes $250k or Greater business days Jersey City, NJ 07399

American General 1050 North Western Street Fax: Yes 7 - 10 Paul Revere Insurance Group 800-526-9583 806-342-1703 No Yes No No No No Yes Yes 12/30/16 No ( Fixed and Variable) Amarillo, TX 79106 Mail: No business days

2505 Court Street Fax: Yes Yes Pekin Life Insurance Company 800-447-0122 309-346-8398 No Yes No No No Varies from case to case Yes Yes 12/30/16 No Pekin, IL 61558 Mail: No 10 Business Days

600 Dresher Road Penn Mutual Life Insurance Fax: Yes Yes 7 State replacement form required Mail Code C3R 800-523-0650 215-956-7699 No No No No No Yes Yes 12/29/16 No Company Mail: No See "Misc. Requirement" calendar days must be ink Signatured Horsham, PA 19044 Union Bankers, Union National, Constitution Life Insurance Company, Pioneer Life 411 NorthBaylen Street 800-645-4116 850-438-8478 Fax: Yes 7 - 10 Pennlife Insurance, Pioneer Life No Yes No Yes No No No No 01/20/17 No Pensacola, FL 32501 800-789-6364 978-964-0191 Mail: No business days Insurance, American Exchange, American Progessive, Market National, Nationwide

Yes 411 N Baylen Street Fax: Yes Yes 3 - 5 Pennsylvania Life 800-275-7366 850-438-8478 Yes This causes them to mail their No No No Yes Yes 12/30/16 No Pensacola, FL 32591 Mail: No Surrender Form business days form to the client Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

1560 Broadway Fax: Yes 3 - 5 Pensco Trust company FISERV Suite 400 800-525-2124 303-614-7029 No Yes No No No No Yes Yes 12/14/16 No Mail: No business days Denver,CO 80202

350 North St. Paul Street Fax: Yes 2 - 3 Penson Financial Services Apex Clearing Suite 1300 214-765-1100 631-274-8210 No Yes No Yes Yes No Yes No 12/30/16 No Mail: No business days Dallas, TX 75201

13220 Fort Street Fax: Yes 3 - 5 Pentagon Federal Credit union 800-247-5626 800-557-7328 No No Yes No No No No Yes 05/24/17 Yes Ohmaha NE, 68164 Mail: No business days

Yes People Benefit Life Insurance 4333 Edgewood Road NE Fax: No Yes 15 - 30 Transamerica 800-737-0988 877-355-4385 No This causes them to mail their No No No Yes Yes 12/21/16 No Company Cedar Rapids, IA 52499 Mail: No Conservation letter business days form to the client

same 30 Dan Road Janus,Intech Fax: Yes Yes business day Perkins Suite 55932 800-525-3713 877-319-3852 Yes Yes No No No Yes Yes 04/03/17 Yes Henderson Global investors Mail: No All Non-Qualified if received before market Canton, MA 02021-2809 close

Depends on when member 429 Mississippi Street Fax: Yes Pers of Mississippi 800-444-7377 601-359-6707 No No Yes No No retires or leaves No Yes No 12/29/16 No Jackson, MS 39201-1005 Mail: No employment

Note: Transfer should be addressed to Madison Ave Securities If the transfer form address, Pershing 15050 Avenue of Science STE Attn: Non-ACAT Transfers 7th Account numbers are 9 digits 150 Floor 201-413-2323 Fax: No Yes Yes 2 - 3 Pershing **See MISC column for No No Yes No Yes No San Diego, CA 92128 05/23/17 Yes One Pershing Plaza option 2 Mail: Yes See "Misc. Requirement" $250k or Greater business days additional information Phone: 888-627-7323, Jersey City, NJ 07399 They will accept fax copies Fax# 858- 207-1788

Multiple co's paperwork is proc www. 4333 Edgewood Road NE 800-553-5957 Fax: Yes 15-30 PFL Life Insurance Company PFL is now Transamerica 319-355-8018 No Yes No No Yes No Yes Yes transamericaann 03/03/17 Yes Cedar Rapids, IA 52499 options 4 Mail: No business days uities.com

BNY Mellon Asset Servicing, Yes PFS Investment 4400 Computer Drive Fax: No 3 - 5 Primerica 800-544-5445 No Yes No All Non-Qualified No No Yes Yes 02/06/17 No Westborough, MA 01581 Mail: No business days Mutual Funds- 9 digits Qualified: $100k or Greater

11720 Katy Freeway New Era Life,New Era of 218-368-7200 Fax: Yes 15-30 Require Replacement Form and Philadelphia Life Suite 1700 281-368-7144 No No No No No No Yes Yes 01/18/17 No Midwest,Life of America 800-552-7879 Mail: No business days illustations Houston, TX 77079

30 Dan Road Phoenix Life Insurance Company Fax: Yes Yes 3 - 5 Phoenix Suite # 8027 800-628-1936 816-221-9674 No Yes No No No Yes Yes 12/29/16 No Annuity Policies begin with 28 Mail: No $100k or Greater business days Canton, MA 02021-2809

Phoenix Life Insurance Company Fax: Yes 30 Dan Road Yes 5 - 7 Phoenix Life Contracts begin with 65, R 800-628-1936 816-221-9674 Under 100k No Yes No No No Yes Yes 12/29/16 No Canton, MA 02021-2809 $100k or Greater business days and T Mail: No

Phoenix Life,CCSU,Boston Financial Data Services 30 Dan Road Fax: Yes Yes same Phoenix Most Variable And Universal Suite # 8027 800-541-0171 816-221-9674 under 100k No Yes Yes No No Yes Yes 12/29/16 No $100k or Greater business day Policies. And also Annuity Canton, MA 02021-2809 Mail: No policies begin with 28

Phoenix Whole Life and 1290 Silas Dean Hwy Fax: No 15 - 20 Phoenix 888-227-5429 No Yes No No No No Yes No 12/29/16 No Universal Life Wethersfield, CT 06109 Mail: No business days

Fax: Yes 4400 Computer Drive Yes Phoenix Virtus Investments Partners 800-243-4361 508-599-6179 under 50k No Yes No No same day No Yes No 12/29/16 No Westborough, MA 01581 $50k or Greater Mail: No

Fidelity and Guaranty, Washington National, 777 Research Drive Fax: Yes Yes 7 - 10 Phoenix (PHL Variable) 800-300-0519 800-813-6095 Yes No No No Depends on the state Yes Yes State replacement form required 02/02/17 Yes Transamerica Life, American Lincoln, NE 68521 Mail: No See "Misc. Requirement" business days Legacy

Fax: Yes BFDS ,Virtus Investment 4400 Computer Drive Yes 2 - 5 Phoenix Funds 800-243-1574 508-599-6179 Under $50k No Yes No No No Yes No 12/06/16 No Partners Westborough, MA 01581 $50k or Greater business days Mail: No

Attn: Annuities Physicians Life Insurance Fax: Yes 3 - 5 2600 Dodge Street 800-720-2891 800-251-4447 No Yes Yes No No No No No 12/22/16 No Company Mail: No business days Omaha, NE 68131 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

PIMCO c/o BFDS Only 403b account the client need to Fax: No Yes 2 - 3 PIMCO Funds 30 Dan Road 800-426-0107 No Yes No No No Yes No call them to request for their forms and 01/27/17 No Mail: No Over $100k business days Canton, MA 02021-2809 need to submit along with Allianz LOA. Fax: Yes 30 Dan Road Yes same Pioneer Pioneer Investments 800-622-0176 800-225-4240 Under $100k No Yes No No No Yes Yes 05/01/17 No Canton, MA 02021-2809 $100k or Greater business day Mail: No Yes Pioneer Mutual Life Insurance, 250 West North Street Fax: Yes Yes 15 - 20 Only conservation Period Pioneer American United life, State life, 800-437-4692 317-285-1593 No Yes Yes No Yes Yes Require Replacement Form 12/22/16 No Indianapolis, IN 46202 Mail: No $250k or Greater business days 15-20 Business day Golden rule Policies cannot be waived Pioneer Mutual Life Insurance, Yes One America, American United 250 West North Street Fax: Yes Yes 15 - 20 Only conservation Period Pioneer 800-437-4692 317-285-1593 No Yes Yes No Yes Yes Require Replacement Form 12/22/16 No life, State life, Golden rule Indianapolis, IN 46202 Mail: No $250k or Greater business days 15-20 Business day Policies cannot be waived Pioneering Services Corp, Fax: Yes Will be processed on the 30 Dan Road Yes Pioneer Pioneer Mutual Funds, 800-225-6292 800-225-4240 Under $100k No Yes No No same Day before market No Yes Yes 05/05/17 No Canton, MA 02021-2809 $100k or Greater Primerica Mail: No closed American Progessive, American Exchange, Market National, Nationwide, Pennlife, Union 411 NorthBaylen Street 800-645-4116 850-438-8478 Fax: Yes 7 - 10 Pioneer Life Insurance No Yes No Yes No No No No 01/20/17 No Bankers, Union National, Pensacola, FL 32501 800-789-6364 978-964-0191 Mail: No business days Constitution Life Insurance Company.

Fax: Yes Will be processed on the Pioneering Services Corp, 30 Dan Road Yes Pioneer Mutual Funds 800-225-6292 800-225-4240 Under $100k No Yes No No same Day before market No Yes Yes 05/05/17 No Primerica Canton, MA 02021-2809 $100k or Greater Mail: No closed

Fax: Yes Will be processed on the Primerica, Pioneer Mutual 30 Dan Road Yes Pioneering Services Corp 800-225-6292 800-225-4240 Under $100k No Yes No No same Day before market No Yes Yes 05/05/17 No Funds Canton, MA 02021-2809 $100k or Greater Mail: No closed

6187 Carpinteria Avenue Fax: Yes 7 - 10 Plan Member Services 800-874-6910 888-554-7999 No Yes No No No No No Yes 12/22/16 No Carpinteria, CA 93013 Mail: No business days

Attn: IRA Operations Firstside Center Fax: No 5 PNC PNC Bank 888-762-4727 Yes Yes No No No No No No 12/01/16 No 500 1st Avenue Mail: No business days Pittsburgh, PA 15219

Email needs to be sent to NFS at PNC Investments 1900 E 9th Street 866-755-6372 877-236-4162 Fax: Yes 3 - 5 Yes [email protected] for the status PNC 9 digit accounts only 16th floor No Yes No No Yes No Yes 05/01/17 No option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed Clearing Firm NFS Cleveland , OH 44114 in case of speacial requests

AIG Sun America, American Yes Attn: Annuity Service Center Fax: Yes same General 818-615-1543 No Yes Client needs to Polaris Choice 1050 North Western Street 800-445-7862 Under $500k No Yes No business day No Yes 05/04/17 Yes Variable - Account number are Attn: POS Unless 403B "Non - Erisa" Forms $500k or Greater complete the Disclaimer Amarillo, TX 79106-7011 Mail: No if received prior to 4pm EST of 11 digits starting with A, P Letter

6100 N Cicero Avenue Fax: No 2 - 3 Polish National Alliance of US 800-621-3723 No Yes No Yes No No Yes Yes 12/30/16 No Chicago, IL 60646 Mail: No weeks

Presidential Life Insurance 2000 Wade Hampton Blvd Fax: Yes 15 - 30 Athene Annuity of New York 800-926-7599 855-893-5662 No Yes No No No No Yes Yes 12/30/16 No Company Greenville, SC 29615 Mail: No business days

Yes same 330 West 9th Street Fax: No Over $50k Prime Plan Solutions 888-445-0031 816-218-0079 Yes No Yes No business day No Yes Depends upon the plan 12/22/16 No Kansas City, MO 64105 Mail: No If check is being sent to anyone if received prior to 3pm CST other than the plans address

400 1st Street South Fax: Yes 7 - 10 Prime Vest Cetera Suite 300 800-245-0467 ext 64682 844-331-3831 No Yes No Yes Yes No Yes Yes 05/01/17 No Mail: No business days St. Cloud, MN 56301

PFS Investment , BNY Mellon Yes 4400 Computer Drive Fax: No 3 - 5 Primerica Asset Servicing . 800-544-5445 508-599-1892 No Yes No All Non-Qualified No No Yes Yes 04/12/17 No Westborough, MA 01581 Mail: No business days Mutual Funds- 9 digits Qualified: $100k or Greater

1 Priamerica Pkwy, Fax: No 7 -10 Primerica Life Life Policy 800-257-4725 470-564-6454 No Yes No No No No No No 04/12/17 No Duluth,GA-30099 Mail: No business days 10 digits RIS Annuity Services A001- Principal Financial Group N30 866-894-2087 Fax: Yes 7 - 10 Yes Principal 800-852-4450 No Yes No No No Yes Yes 04/24/17 Yes Annuity contracts 711 High Street Attn: Annuity Services Mail: No business days Depends on the contract Des Moines, IA 50392 ATTN: IDPC - 8th Floor Principal Financial Group Fax: Yes 10 Yes Principal 711 High Street 800-247-9988 866-885-0390 Yes Yes Yes No No Yes Yes 04/24/17 No Life Mail: No business days Depends on the policies Des Moines, IA 50392-0001 Principal Financial Group, Attn: BD Services Fax: Yes Yes 3 - 5 Principal Princore 711 High Street T-8 888-774-6267 515-248-0112 No Yes No No No Yes No 04/24/17 Yes Mail: No 401K Only business days Brokerage Accounts Des Moines, IA 50392 Fax: Yes Yes Principal Funds 30 Dan Road 800-222-5852 2 - 3 Principal 816-218-2201 Only Qualified under 100K No Yes No All Non-Qualified No No Yes Yes 04/24/17 No Mutual Funds Canton, MA 02021-2809 option 2 business days Mail: No Qualified: Over $100k Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Principal Retirement, Pension: Account 711 High Street, Fax: Yes 7 Principal 800-547-7754 866-704-3481 No No Yes No Yes No No No 04/24/17 Yes number is client's social security Des Moines, IA 50392 Mail: No business days Employee numbers are 6 digits

711 High Street, Fax: Yes 7 Principal Bank 800-672-3343 866-431-8410 No Yes Yes No No No No No 04/24/17 Yes Des Moines, IA 50392 Mail: No business days

Attn: BD Services Princore Principal Fax: Yes Yes 3 - 5 711 High Street T-8 888-774-6267 515-248-0112 No Yes No No No Yes No 05/24/17 Yes Brokerage Accounts Mail: No 401K Only business days Des Moines, IA 50392

Riversource Life Insurance This is for privilege account Company/ American Partners 1751 Ameriprise Financial Fax: No Yes 5 - 10 Please Note: They always require Privileged Assets Life Center 800-633-4003 No No No No No Yes Yes 05/24/17 Yes Mail: No See "Misc. Requirement" business days replacement form to be sent with the Annuities Account- Start with Minneapolis, MN 55474 paperwork FXA

4249 Easton Way Suite 400 Fax: Yes Yes 3 - 5 Pro Funds 888-776-5717 800-782-4797 No Yes No No No Yes No 12/30/16 No Columbus OH 43219 Mail: No Non IRA only business days

2801 Highway 280 South Fax: No Yes 5 - 7 Proequities Clears through Pershing 4th Floor 800-288-3035 No Yes No No No No Yes 12/22/16 No Mail: No $250k or Greater business days Birmingham, AL 35202

5429 LBJ Freeway Fax: Yes Yes 24 - 48 Prospera Financial Services FFC Suite 400 972-581-3000 972-581-3035 No Yes No No No Yes No 12/12/16 No Mail: No $250k or Greater hours Dallas, TX 75240

Paper work need to be sent Fax: No 2 Prosperity Bank to the branch where the 979-335-7573 Yes Yes Yes No No No No No 12/22/16 No Mail: No business days account is held Comman wealth,Zurich Kemper Investors 5801 SW 6th Avenue Fax: No 1 - 2 Protective Life 800-457-9047 No Yes Yes Yes No No Yes No 02/07/17 No Protective account Numbers Topeka, KS 66636 Mail: No business days begin with K or T

205-268-3402 2801 Highway 280 South Fax: Yes 7 - 10 Protective Life Jefferson National,Athene 800-955-4304 Attn: Disbursement No Yes No No No No Yes Yes 03/09/17 No Birmingham, AL 35223 Mail: No business days Department

5788 Widewaters Parkway Fax: Yes 7 - 10 Protective Life Mony Life 2nd Floor 800-487-6669 866-505-0253 No Yes No No No No Yes No 12/29/16 No Mail: No business days Syracuse, NY 13214

Protective Life,Kemper Life, 2801 Highway 280 South Fax: Yes 3 - 5 Protective Life Kemper Advantage 800-456-6330 205-268-6479 No Yes No No No No Yes Yes 03/14/17 No Birmingham, AL 35223 Mail: No business days

American Skandia Life 55 Hartland Street Fax: Yes Yes same Prudential 888-554-3348 803-333-4925 No Yes No No No Yes No Require Replacement Form 01/20/17 No Variable Annuities Begin with East Hartford, CT 06108 Mail: No $100k or Greater business day VL2, VL3,VL4,VL5,VL6 CSC Attn: Prudential Hartford document Management Life- Accounts start with letter V Fax: Yes Yes 7 - 10 Prudential 100 Centreview Drive 800-243-5433 844-475-7019 No Yes No No No No No 05/24/17 Yes , U,UL, T, Whole Life, Variable Mail: No $100k or Greater business days Suite 100 Life, Term Life Nashville, TN 37214 Prudential Annuity Service Center, Prudential Trust Company 2101 Welsh Road Fax: Yes same Prudential 888-778-2888 800-576-1217 No Yes No No No No Yes Yes 03/03/17 Yes Annuities Dresher, PA 19025 Mail: No business day Most Accounts start with an E or 0 Prudential Financial No 13001 County Road 10 Fax: Yes 14 Prudential Life- Accounts are 8 digits, most 763-553-6200 855-778-0389 No Yes No Only required if signature does not No Yes Yes Yes 05/23/17 Yes Plymouth, MN 55442 Mail: No calendar days start with D, M, 94, 92, 98s, V match what is on file

Prudential Mutual Funds 4400 Computer Drive Fax: No 1 - 3 Prudential Accounts start with 280, 380, 800-225-1852 No Yes No Yes No No Yes Yes 03/03/17 Yes Westborough, MA 01581 Mail: No business days 290, 390, 700, 30

Prudential Retirement Services No 30 Scranton Office Park Fax: No Yes It depends on the product Prudential Pensions plans, 401K, 403B and 877-778-2100 No No No No No Irrespective of the No 03/03/17 Yes Scranton, PA 18507 Mail: No Depends on plan type 457 accounts phone numbers

Pruco Securities c/o NFS Prudential, Pruco Attn:Toa Non-Acat Deliveries Command Accounts Email needs to be sent to NFS at 100 Crosby Parkway Brokerage accounts 866-755-6372 Fax: Yes 3 - 5 Yes [email protected] for the status Prudential Mailzone: KC1B 877-236-4162 No Yes No No Yes No No 05/01/17 Yes Account numbers start with option 3,1,2,2 Mail: No business days [email protected] update. However call can still be placed Covington, KY 41015 "PRU with numerical 5 digits in case of speacial requests

Clearing Firm NFS Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

30 Scranton Office Cigna Retirement Investment Fax: Yes 20 Prudential Retirement Services Park Scranton, PA 18507- 877-778-2100 866-439-8602 No Yes Depends on their contract Depends on their contract Yes No No No 12/01/16 No Services Mail: No business days 1755 Commonwealth of Pennsylvania 5 North 5th Street 717-772-3860 Fax: Yes 4 - 6 PSERS Public Schools Retirement 888-773-7748 No Yes Yes No No No No No 10/26/16 No Harrisburg, PA 17101 Attn: Retirement Mail: No weeks Systems

All State/Putnam Service For all Allstate policies beginning Center Fax: Yes Yes 24 - 48 Putnam Allstate with "PA" (stands for Putnam 800-288-4568 785-228-4568 No Yes No No No Yes Yes 03/03/17 No 5801 SW 6th Avenue Mail: No $25k or Greater hours Allstate/Hartford) Topeka, KS 66636-0001

For all Allstate policies beginning All State/Putnam Service with "PA" (stands for Putnam Center Fax: Yes 24 - 48 Putnam Hartford 800-390-1277 860-380-3280 No Yes No Yes No No Yes Yes 03/03/17 No hartford will start with 5801 SW 6th Avenue Mail: No hours 130,310,710,) Topeka, KS 66636-0001

30 Dan Road Fax: No Yes 2 - 3 Putnam Investments Mutual Funds 800-225-1581 No Yes No No No Yes Yes 02/23/17 Yes Canton, MA 02021-2809 Mail: No $100 k or Greater business days

Check Front Office for Broker Dealer w/Questar Capital - For additional Account beginning with 4U7, 5701 Golden Hills Drive deposits for more than $10,000.00 763-765-5570 Fax: Yes Yes 3 - 5 Questar Capital HU7 Minneapolis MN 888-446-5872 No No No Yes No Yes Yes require pre-approval by Questar 05/24/17 Yes Attn: Brokerage Services Mail: No See "Misc. Requirement" business days Clears through Pershing 55416-1297 Suitability. If the transfer is on an inforce or additional transfer on pending policy- check for approval correspond

Attn: Account Transfers 880 Carillon Pkwy Fax: Yes 4 Raymond James 800-647-7378 866-406-4234 No Yes No No Yes No Yes No 02/28/17 No Tower 4, 5Th Floor Mail: No business days St. Petersburg, FL 33716

RBC Correspondence Services RBC Wealth Mgmt, RBC Wealth Management Attn: Account Transfer 888-446-9272 Attn: Outgoing Fax: Yes 3 RBC RBC Trust Company 60 S 6th street 612-607-8229 No Yes No No Yes No Yes No 11/15/16 No transfer. Mail: No business days RBC Dain Rausher Mail code P09 RBC Insurance Minneapolis,MN- 55402

Yes 14 Business Days Reassure America Life 777 Research Drive 402-479-0141 Fax: Yes 20 - 30 Jackson National Life Insurance 800-433-9041 No Yes No No No Client can waive by Yes Yes 10/27/16 No Insurance Lincoln, NE 68521 Attn: Client Services Mail: No business days sending in written notification

Region Bank AmSouth, First National Bank of 1849 Montgomery Highway S Fax: No 7 - 10 800-734-4667 843-747-6875 No Yes No Yes No No No No 12/13/16 No Birmingham Birmingham, AL 35244 Mail: No business days

2001 Market Street Fax: Yes 2 - 3 Yes Yes Reliance Reliance Standard Life Suite 1500 800-351-7500 267-256-4713 No Yes No No Yes Yes 05/12/17 No Mail: No weeks 5 -7 Business Days Limited Philadelphia, PA 19103

1100 Abernathy Road Fax: Yes 24 - 48 Reliance Trust Company TMI Trust Company Suite 480 800-241-5568 678-274-1805 Attn IRA No Yes No Yes No No Yes Yes 12/16/16 No Mail: No hours Atlanta, GA 30328

Yes 2000 21st Avenue NW Fax: Yes 10 - 15 Reliastar Insurance Northern Life 877-884-5050 800-382-5744 No This causes them to mail their Yes No Yes No No Yes 01/20/17 No Minot, ND 58703 Mail: No business days form to the client

Yes Reliastar Insurance Company 2000 21st Avenue NW Fax: Yes Yes Their forms along with a letter will 3 - 5 Reliastar Life 877-886-5050 877-788-6303 No No No No No Yes 03/03/17 Yes Life Minot, ND 58703 Mail: No Paperwork will initiate transfer be sent to client with continuing business days instructions

Reliastar Insurance Company Yes Variable 2000 21st Avenue NW Fax: Yes Yes Their forms along with a letter will 1 - 2 Reliastar Life Usually 15 character policy 877-882-5050 877-305-6405 No No No No No Yes 03/03/17 Yes Minot, ND 58703 Mail: No Paperwork will initiate transfer be sent to client with continuing business days number. Also have 10, 7, and 6 instructions character. Reliastar Insurance Company/Voya Yes Fixed 2000 21st Avenue NW Fax: Yes Yes Their forms along with a letter will 20 Reliastar Life 877-884-5050 800-382-5744 No No No No No No 02/22/17 Yes Usually 15 character policy Minot, ND 58703 Mail: No Paperwork will initiate transfer be sent to client with continuing business days number. Also have 10, 7, and 6 instructions character. Franklin Life Insurance Company Serviced by American General, 2727-A Allen Parkway Fax: Yes 15 - 30 Republic National Life 800-763-8851 844-930-0370 No Yes Yes Yes No No Yes Yes 12/15/16 No United state life insurance, Houston, TX 77019 Mail: No business days Republic National Life

Retirement Systems of 201 South Union Street Fax: No RSA 877-517-0020 No No Yes Yes No Varies from case to case No No No 12/30/16 No Alabama Montgomery, AL 36104 Mail: No Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

829 Ameriprise Financial Fax: Yes Riversource Life Insurance Account Number starting 9920, Yes 3 - 5 Replacement form is required Center 800-333-3437 612-547-1732 Under $100k No Yes No No No Yes Yes 05/08/17 Yes Company 9925 See "Misc. Requirement" business days ( Ink signature acceptable) Minneapolis, MN 55474 Mail: No

American Partners Life Now This is for privilege account 1751 Ameriprise Financial Fax: Yes Riversource Life Insurance known as Privileged Assets 5 - 10 Please Note: They always require Center 800-633-4003 612-547-1705 Under $100k No Yes No No No No Yes Yes 05/08/17 Yes Company Annuities Account- Start with business days replacement form to be sent with the Minneapolis, MN 55474 Mail: No FXA,FXB,FXC paperwork

Ameriprise Financial, Riversource IRA Accounts Non qualified Accounts 70100 Ameriprise Financial Riversource Life Insurance 403b Accounts Fax: No 7 Replacement form is required( Ink Center 800-862-7919 866-432-9267 No No Yes No No No Yes Yes 05/08/17 Yes Company Policy number ends in Mail: No calendar days signature acceptable) Minneapolis, MN 55474 004,141,142,005

**Client ID is not the same as the account number

Ameriprise Financial, RiverSource Mutual Funds Accounts: Account numbers in 002 = Mutual fund 70100 Ameriprise Financial Riversource Life Insurance Brokerage Accounts: Accounts Center 800-862-7919 800-624-2259 Fax: No Yes 7 - 10 No Yes No No No Yes No 05/08/17 Yes Company ending in 133 & 021 = Brokerage Minneapolis, MN 55474 Opt 4 for operator Attn: Outgoing transfers Mail: No $50K or Greater business days ATTN: Mutual Funds **Numbers ending in 001 are not account numbers, they are client numbers.

414-298-1750 777 E Wisconson Avenue Fax: Yes Robert W Baird & Company 877-792-7861 Attn: Account transfers Yes Yes No No No Varies from case to case No Yes Yes 12/30/16 No Milwaukee, WI 53202 Mail: No Department

Pershing LLC, Attn: Non ACat Last page of the statement will tel us if Delivery 201-413-2323 Fax: No Yes 2 - 3 Royal Alliance Pershing is clearing firm No Yes No Yes No Yes No paperwork must be sent to 04/24/17 No One Pershing Plaza 14th Floor option 2 Mail: Yes $250k or Greater business days pershing/NFS Jersey City, NJ 07399 Attn:Toa Non-Acat Deliveries Last page of the statement will tel us if Royal Alliance Associates 100 Crosby Parkway 866-755-6372 877-236-4162 Fax: Yes 3 - 5 Yes Royal Alliance No Yes No No Yes No No paperwork must be sent to 05/01/17 No (Clearing Firm NFS) Mailzone: KC1B option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] pershing/NFS Covington, KY 41015

Fax: Yes 200 Riverfront Terrace 715-552-3016 Yes same Royal Credit Union 715-552-3030 $25k or less No Yes No No No No No 11/02/16 No Eau Claire, WI 54703 800-341-9911 $25k or Greater business day Mail: No

Yes 230 16th Street Fax: Yes 10 Royal Neighbors Of America 800-627-4762 866-862-1070 No Yes No Yes No if over $100,000 No Yes Require Replacement Form 11/08/16 No Rock Island, IL 61201 Mail: No business days 2 Weeks

2000 Wade Hampton Blvd Fax: Yes 5 RW Durham 800-317-2688 888-209-8335. No Yes Yes No No No Yes Yes 12/01/16 No Greenville, SC 29615 Mail: No business days

One Security Benefit Place 301-296-5103 Fax: Yes same Yes Rydex Investments MAIL ZONE 567 800-820-0888 No Yes No No No No Yes 11/08/16 No Attn: Operations Mail: No business day Limited Topeka, KS 66636 - 0001

160 West Wesmark Fax: Yes same Safe Federal Credit Union Boulevard 803-469-8600 803-469-4050 No Yes No No Yes No Yes No 12/01/16 No Mail: No business day Sumter, SC 29150

4343 North Scottsdale Road Fax: Yes 4 Only non-Qualified Transfers require the Sagicor Life Suite 300 480-425-5100 480-425-5139 No Yes No No No No Yes Yes 05/02/17 No Mail: No Weeks replacement Forms Scottsdale, AZ 85251

Sammons Retirement Solutions 5801 Southwest 6th Avenue Sammons Retirement Service Center Fax: Yes same Mail zone 547 866-747-3421 866-511-7038 No Yes No No No No Yes Yes 12/22/16 No Solutions Service Center IRA Mail: No business day Topeka, KS 66636 Retirement accounts Sammons Securities Brokerage account 5801 Southwest 6th Avenue Fax: Yes 5 - 7 Sammons Securities Mutual Funds Mail zone 547 888-744-6264 734-205-3802 No Yes No No Yes No Yes No 12/22/16 No Mail: No business days Money Market Topeka, KS 66636 Clearing Firm NFS Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

6545 Sequence Drive Fax: No same San Diego County Credit Union 877-732-2848 No Yes No No No No No Yes 11/08/16 No San Diego, CA 92101 Mail: No business day

3400 Southpark Place , Yes Fax: Yes Yes 3 - 5 Saving Plus NationwideRetirement Plans Suit A, DSPF-F6, 877-677-3678 877-677-4329 No Client needs to call at 877-677- No No No No No 04/25/17 Yes Mail: No LOA Required Only business days Grove City, OH 43123-4856 3678 to request forms

Savings Bank Life Insurance 200 Day Hill Road Fax: No 3 - 5 Vantis Life Insurance 800-252-7254 No Yes No Yes No No Yes No 11/09/16 No Company of Connecticut Windsor, CT 06095 Mail: No business days

Fax: Yes Savings Bank Life Insurance One Linscott Road 781-994-4240 Yes 7 - 10 800-795-7254 Only IRAs No Yes No No No No Yes 12/30/16 No Company of Massachusetts Woburn, MA 01801 Attn: Customer Service Only 1035 Exchange business days Mail: No

Savings Institute Bank and 803 Main Street Fax: Yes No 24 - 48 860-423-4581 860-456-5238 No Yes No No No No No 11/09/16 No Trust Willimantic, CT 06226 Mail: No Notary for all transfers business hours

Equiserve Trust Co, 250 Royall Street Fax: No 3-5 SBC Communication INC 800-351-7221 No No Yes Yes No No Yes Yes 01/27/17 No ComputerShare Canton, MA 02021 Mail: No business days

1958 Summit Park Drive Fax: Yes 3 - 5 Schwab Institutional Suite 400 602-355-9003 877-824-3727 No Yes No No No No Yes No 03/07/17 No Mail: No business days Orlando, FL 32810

500 Maryville Center Drive 314-965-1555 Fax: Yes Yes 2 - 3 Scottrade Account numbers are of 8 digits 314-543-6112 Yes Yes No Yes No Yes Yes 03/01/17 No St. Louis, MO 63131 Ext 1510 Mail: No or notary business days

235 West Galena Street Fax: No 1 - 2 Scout Funds 800-996-2862 No Yes No Yes No No Yes Yes 12/01/16 No Milwaukee, WI 53212 Mail: No business days

1655 43rd St South Fax: Yes No 3 - 5 Scudder ADP Retirement Plan Services Suite 100 844-292-4700 215-648-1275 No No Yes Yes No No No 01/31/17 No Mail: No Forms must be notarized business days Fargo ND 58103

5801 SW 6th Avenue Fax: Yes 2 Scudder Gateway Annuities 800-782-8380 785-368-1796 No Yes Yes No No No Yes Yes 11/02/16 No Topeka, KS 66636 Mail: No business days

Minnesota Life 400 Robert Street North 651-665-7942 Fax: Yes 5 Securian Financial Services Account numbers are of 9 digits 651-665-4877 No Yes No No No No Yes Yes 03/10/17 No St. Paul, MN 55101 Attn: Transfers Mail: No business days first 3 digits are alphabets

Minnesota Life 400 Robert Street North 651-665-7942 Fax: Yes 5 Securian Financial Services 800-643-5728 No Yes No No No No Yes Yes 03/10/17 No Life St. Paul, MN 55101 Attn: Transfers Mail: No business days

Attn: Annuity Services Minnesota Life Mail Stop 81-9999 Fax: Yes No 5 Securian Financial Services 800-362-3141 651-665-6955 No Yes No No No Yes Yes 03/10/17 No Life 400 Robert Street North Mail: No Unless with POA business days St Paul, MN 55101-2098

Clearing firms are NFS and Pershing, 12325 Port Grace Blvd Fax: Yes 4 - 6 Securities America 800-747-6111 402-397-4602 No Yes No No Yes No No Yes paperwork will be forwarded 11/01/16 No Lavista, NE 68128 Mail: No business days appropriately

30 Dan Road, Fax: Yes Yes Yes 1 - 2 Security Benefit NEA Members Benefits Suite #55976 800-747-3942 816-701-7626 Under $25k No No Client must call to request the No No Yes Yes 12/30/16 No $25k or Greater business days Canton, MA 02021-2809 Mail: No paperwork

One Security Benefit Place Fax: Yes Yes 3 - 5 Security Benefit Group Mail Zone 500 800-888-2461 785-368-1772 Under $25k No No Yes No No Yes Yes 12/22/16 No $25k or Greater business days Topeka, KS 66636-0001 Mail: No

Yes 2000 Q Street Fax: Yes 4 - 6 Security Financial Life Assurity Life Insurance 800-869-0355 888-255-2060 No Yes No No Yes 2 Weeks Yes Yes 01/26/17 No Lincoln, NE 68503 Mail: No weeks Client can call and waive

1290 Broadway Fax: Yes Fixed: 20 business days Security Life Of Denver Now known as Voya Financial 877-253-5050 877-788-6303 No Yes Yes No No No No No 10/28/16 No Denver, CO 80203 Mail: No Variable: 2 business days

100 Court Street Fax: No Yes 30 - 45 Regulation 60 paperwork would Security Mutual Life 607-723-3551 No No No No No Yes No 10/31/16 No Binghamton, NY 13902 Mail: No See "Misc. Requirement" business days required on New York Policies

9729 Cogdill Road Fax: Yes 5 - 7 Security Service Network(SSN) Street 301 800-264-5499 865-671-5271 Yes Yes No No No No No Yes 12/22/16 No Mail: No business days Knoxville, TN 37932 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

1 Freedom Valley Drive Fax: Yes 7-10 SEI Trust Company 800-734-1003 610-676-1021 No Yes No No No No Yes Yes 03/14/17 No Oaks, PA 19456 Mail: No business days

Coloumbia ThreadNeedle,Galaxy Funds,Acron Funds,Marsico, C/O BFDS INC Nations funds,Colonial life,Stelin 30 Dan Raod 800-422-3737 Fax: No Yes 7 - 10 Seligman Data Corp Roe,Liberty Investments, 866-825-1372 No Yes No No No Yes Yes 11/08/16 No Suite 8081 800-345-6611 Mail: No $100k or Greater business days Columbia Funds, Columbia Canton, MA 02021-2809 Funds, Columbia Management ( All Mutual Funds)

30 Dan Road Fax: No 2 - 3 Sentinel Investments Funds 800-282-3863 No Yes No Yes No No Yes No 12/30/16 No Canton, MA 02021-2809 Mail: No business days

1800 North Point Drive Fax: Yes 3 - 5 Sentry Life Insurance Company 800-533-7827 715-346-8972 Yes Yes Yes Yes No No Yes Yes 12/30/16 No Stevens Point, WI 54481 Mail: No business days

Email needs to be sent to Shareholder 9845 Irma Road Yes Fax: No 10 - 14 Service Group at Shareholder Service Group Suite 312 800-380-7370 No Yes Yes Yes No No Service@SSGinstitutional No 03/14/17 No Mail: No business days [email protected] for San Diego, CA 92131 group.com the status update

Yes 1817 W Broadway Fax: Yes 7 - 10 Shelter Insurance Company 800-743-5837 573-214-6508 No Yes No No No Conservation form is sent No Yes 11/09/16 No Columbia, Mo 65218 Mail: No business days to the client

4415 Pheasant Ridge Road Shenandoah Life Insurance Fax: No 7 - 10 Suite 300 888-823-9156 540-857-5957 No Yes Yes Yes No No No Yes 11/09/16 No Company Mail: Yes business days Roanoke, VA 24014

300 parkland plaza Fax: Yes 1 Sigma Financial Clears through NFS 888-744-6264 734-205-3802 No Yes No No Yes No Yes No 04/14/17 No Ann Arbor, MI 48103 Mail: No week

877 Executive Center Drive W John Hancock Signator Investors Fax: Yes 3 - 5 some account of Signator Investors are Signator Investors Suite 300 888-333-3087 617-572-1189 No Yes No No Yes No Yes Yes 03/06/17 No Clears through NFS Mail: No business days clear through NFS and Pershing. St. Petersburg, FL 33702

570 Carillon Parkway Fax: Yes Yes Signator Investors Pershing/TFA 800-322-7161 800-458-4975 No Yes No Yes Varies No Yes Yes 12/07/16 No St.Petersburg, FL 337169 Mail: No $250k or Greater

2011 SW Gage Blvd Fax: No same Silver Lake Bank 785-272-2270 785-272-7303 No Yes No Yes No No Yes No 12/01/16 No Topeka, KS 66604 Mail: No business day

Acat 1300 Thames street Fax: Yes 5 - 10 Smith Barney Verify if Citigroup Smith 866-231-9849 201-625-1456 Yes Yes No Yes No No Yes Yes 03/07/17 No Baltimore, MD 21231 Mail: No business days Barney/Morgan stanly

All transfer have to be sent to Morgan Stanley/Citi Group Fax: No Yes 5 - 7 Smith Barney the branch office on the 866-231-9849 No No Yes No Yes No Yes No 03/07/17 Yes Non A-Cat full transfers Mail: No All Non-Qualified business days client's statement

333 W 34th Street Fax: No 5 - 10 Smith Barney Non-Acat 3rd Floor 800-232-4454 No Yes No Yes No No Yes Yes 11/09/16 No Mail: No business days New York, NY 10001

1331 Broadway Plaza Fax: Yes same Sound Credit Union 253- 383- 2016 253-597-7610 No Yes No No Yes No No No 11/09/16 No Tacoma, WA 98402 Mail: No business day

Yes Southern Farm Bureau Life 1401 Livingston Lane Fax: Yes Yes 3 - 5 Yes 601-981-7422 601-321-3245 Yes Yes No No 15 - 20 Business Days Yes 03/20/17 No Insurance Company Jackson, MS 39213 Mail: No Only if Allianz form is NIGO business days Except whole life they only do full Client cannot waive

1201 Elm Street Hilltop Securities,First Southwest Fax: Yes Yes 7 - 10 Southwest Securities Suite 3500 800-678-3792 214-859-5120 No Yes No No No Yes No 05/02/17 No Company Mail: No or notary business days Dallas TX 75270

8616 Freeport Parkway Fax: Yes 30 Southwestern Life Insurance 800-792-4368 803-333-7833 No Yes No No No No Yes Yes 12/30/16 No Irving, TX 75063 Mail: No business days

8045 N Wickham Road 321-729-0600 Fax: Yes 24 - 72 Space Coast Credit Union 321-752-2222 No Yes No No No No No Yes 12/22/16 No Melbourne, FL 32940 Attn: Operation Records Mail: No business hours

1100 SW Sixth Avenue Fax: Yes Full: 14 business days Standard Insurance Company 800-247-6888 971-321-5742 No Yes No No No No Yes Yes 02/13/17 No Portland, OR 97204 Mail: No Partial: 7 - 10 business days Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Yes All Transfers: Conservation letter is Yes 1949 E Sunshine Street Fax: Yes 7 - 10 Standard Life And Accident American National 888-519-5819 409-766-2022 No Yes No No No sent 7-10 days after Outtran@american Yes Require Replacement Form 12/22/16 No Springfield, MO 65804-0427 Mail: No business days request is received. national.com Letter can be faxed to 409-766-2022

401 PennsylvaniaParkway Yes Fax: No 5 - 7 Standard Life of Indiana Suite 300 800-990-7626 No This causes them to mail their Yes No No No No Yes 12/30/16 No Mail: No business days Indianapolis, IN 46280 form to the client

Madison, Unity Mutual Life Ins, Data Dimensions Columbian Fiancial Group, 1315-19th Ave, Northwest 877-832-8243 Fax: Yes Standard Security Life 608-373-9508 Yes Yes Yes No No 15-30 business days No Yes No 02/08/17 No Gurdian Life, Unity Mutual Life Attn:MNL-Mailstop R2 877-442-6965 Mail: No Ins Clinton, IA 52732

36450 Main Street Fax: No same State Bank of Arcadia 715-538-4358 No Yes No No No No No No 12/30/16 No Whitehall, WI 54773 Mail: No business day

DST sys inc Attn State Farm mutual funds Fax: Yes Yes 24 - 48 State Farm 430 west, 7th street 800-447-4930 816-471-4832 Less than $100k Yes Yes No No No Yes Yes 03/20/17 No Mutual Funds $100 k or Greater hours Kansas city, MO-64105 Mail: No

State replacement form required & 3 State Farm Plaza South 888-702-2307 (variable) 855-363-7052(Variable) Fax: Yes Yes Yes 4 - 6 Yes State Farm State Farm No No No Yes Yes Signautre Gaurantee is required for only 11/07/16 No Bloomington, Illinois 61791 855-363-7052(Fixed) 740-364-4581(Fixed) Mail: No See "Misc. Requirement" Over $100k weeks 3 Weeks fixed annuity

Corporate South N-4 Fax: Yes 24 - 48 State Farm State Farm Bank 3 State Farm Plaza 877-734-2265 866-323-3044 Yes Yes No No No No No Yes 11/28/16 No Mail: No hours Bloomington, IL 61791

State Farm Life Insurance State Farm Annunity Yes Fax: Yes 3 State Farm Company 3 State Farm Plaza South, N1 877-543-3619 740-364-3040 No Yes No No No 2 Week Yes Yes 12/01/16 No Mail: No weeks Policy starts with LF Bloomington, IL 61791-0001 Client can call and waive

State Farm Annunity Yes State Farm Life Fax: Yes 2-3 Yes State Farm Po Box 2380 877-543-3619 740-364-4582 Yes Yes No No No 1 Week Yes 12/01/16 No Start with "AS" Mail: No weeks Limited Bloomington, IL 61702-2380 Client can call and waive

DST systems, INC ATTN State farm mutual funds 430 Fax: Yes Yes 5 - 7 State Farm State Farm Mutual Funds 800-792-4070 816-471-4832 No Yes No No No Yes Yes 11/07/16 No West 7th Street Mail: No Over $100k business days Kansas City, MO 64105-1407 Yes Pioneer Mutual Life Insurance, 250 West North Street Fax: Yes Yes 15 - 20 Only conservation Period State life One America, American United 800-437-4692 317-285-1593 No Yes Yes No Yes Yes Require Replacement Form 12/22/16 No Indianapolis, IN 46202 Mail: No $250k or Greater business days 15-20 Business day life, Golden rule Policies cannot be waived

American United Life Insurance Yes 250 West North Street Fax: Yes Yes 20 - 25 Yes State Life Insurance Company Company,State Life Insurance 800-537-6442 317-285-1593 No Yes Yes No Conservation letter will Yes 04/04/17 No Indianapolis, IN 46202 Mail: No $250k or Greater business days Limited Company,One America be sent to the client

One America, American United 250 West North Street Fax: No Yes 10 - 15 Conservation letter will be send to the State Life Insurance Company 800-428-2316 317-285-1593 No Yes Yes No No No Yes 05/05/17 No Life Insu Company Indianapolis, IN 46202 Mail: No $250k or Greater business days client. Once Allianz forms are recived.

330 West 9th Street Fax: No Yes 24 State Street Bank & Trust Gilman Sachs 800-526-7384 No Yes No No No Yes Yes 12/21/16 No Kansas City, MO 64105 Mail: No $50k or Greater hours

same State Street Bank and Trust 30 Dan Road 800-440-0334 Fax: No Yes No Yes Yes No business day No No No 11/09/16 No C/O Davis Funds Canton, MA 02021-2809 800-279-0279 Mail: No $100k or Greater 7-10 Days to receive check

GE Mutual Funds, NFDS, US 615 East Michigan Street State street global advisor Fax: No Yes 3 - 5 Bancorp Fund Sevices 3rd Floor 800-242-0134 No Yes No Yes No Yes Yes 01/27/17 No funds Mail: No Over $100k weeks Typically 10 digit account Milwaukee, WI 53202

Fax: Yes Yes 4400 Computer Drive 800-562-0032 1 - 3 State Street Research Black Rock Funds 508-599-1788 Under $100k No Yes No $100k or Greater and for Non IRA No No Yes Yes 11/09/16 No Westborough, MA 01581 800-441-7762 business days Mail: No accounts Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Coloumbia ThreadNeedle, Seligman Data Corp,Acron C/O BFDS INC Funds,Marsico,Nations funds, 30 Dan Raod 800-422-3737 Fax: No Yes 7 - 10 Stelin Roe Colonial life,Galaxy Funds,Liberty 866-825-1372 No Yes No No No Yes No 11/15/16 No Suite 8081 800-345-6611 Mail: No $100k or Greater business days Investments,Columbia Funds, Canton, MA 02021-2809 Columbia Funds, Columbia Management( All Mutual Funds)

4400 Computer Drive Fax: No 1 - 5 Sterling Capital Funds 888-228-1872 No Yes No Yes No No Yes Yes 11/17/16 No Westborough, MA 01581 Mail: No business days

1 Equity Way Fax: Yes Yes 3-5 Sterling Trust Company Equity Institutional 877-345-4721 440-365-1440 No Yes No No No Yes No 11/17/16 No Westlake, OH 44145 Mail: No Mutual Funds- Only weeks

2 Perimeter Park Fax: Yes Same Sterne, Agee & Leach Suit 100 West 205-414-8250 205-874-3705 No Yes No Yes No No Yes Yes 12/12/16 No Mail: No business day Birmingham, AL 35243

ATTN 8th Floor Fax: Yes 5 Stifel Nicolaus & Company 501 N Broadway 800-488-0970 314-342-4015 No Yes No No No No Yes Yes 12/07/16 No Mail: No business days St. Louis, MO 63102

Strs State Teachers Retirement 275 East Broad Street Fax: No 4 - 5 888-227-7877 No No Yes No No No No No 11/18/16 No System Columbus, OH 43215 Mail: No weeks

595 S Federal Highway Fax: Yes same Summit Brokerage Services Clears through Pershing Suite 500 561-338-2600 561-361-2901 No Yes No No Yes No Yes Yes 11/18/16 No Mail: No business day Boca Raton, FL 33432

AIG Sun America, American Yes Attn: Annuity Service Center Fax: Yes same General, Polaris Choice 818-615-1543 No Yes Client needs to Sun America 1050 North Western Street 800-445-7862 Under $500k No Yes No business day No Yes 05/04/17 Yes Variable - Account number are Attn: POS Unless 403B "Non - Erisa" Forms $500k or Greater complete the Disclaimer Amarillo, TX 79106-7011 Mail: No if received prior to 4pm EST of 11 digits starting with A, P Letter

AIG,American General, Sun American General same America, US Life Mail Zone 570 Fax: No Yes business day Sun America 800-255-8402 785-228-4513 No Yes No No No Yes Yes 03/02/17 No Prefixes are EA, L, X, T followed 5801 Southwest 6th Street Mail: No $25k or Greater if received prior to market by 5digit number Topeka, KS 66636-8570 close

C/O BFDS Fax: Yes same Yes Sun America Sun America Mutual Funds 330 West 9th Street 800-858-8850 816-218-0519 Under $100k No Yes No No business day No Yes Yes 03/02/17 Yes $100k or Greater Kansas City, MO 64105 Mail: No if received prior to 4pm EST

2800 N Central Avenue Sun America Securities Fax: Yes Yes 30 Sun America Suite 2100 800-552-3319 602-744-3070 Yes Yes No No No Yes Yes 03/02/17 Yes Only Alphanumeric Accounts Mail: No Over $250k business days Phoenix, AZ 85004

Yes Attn: Annuity Service Center 30 Calendar Days Sun America Fax: Yes 7 - 10 Sun America 1050 North Western Street 888-333-2349 806-342-1802 No Yes No No No If over $500 fee client Yes Yes 03/02/17 Yes Fixed Mail: No business days Amarillo, TX 79106-7011 can waive by calling 800- 242-4079

Release of assignment 5801, South West 6th avenue Fax: Yes Yes Yes 7 - 10 Policy summary or presale illustration Sun life Sun Life of Canada,Delaware Life Mail Zone 581 800-862-6266 785-286-6118 No No No No Yes No 05/24/17 Yes Mail: No See "Misc. Requirement" $250k or Greater business days Notification of full replacement of 1035 Topeka, KS 66636 Exchange

Release of assignment Sun Life of Canada 581,5801 SW 6th Avenue, Fax: Yes Yes Yes 7 - 10 Policy summary or presale illustration Sun Life of Canada Now known as Delaware Life 800-862-6266 785-286-6118 No No No No Yes No 05/24/17 Yes Topeka,KS-66636 Mail: No See "Misc. Requirement" $250k or Greater business days Notification of full replacement of 1035 Life Contracts Exchange Sun Life of Canada 5801, South West 6th avenue Fax: Yes Yes Yes same Sun Life of Canada Sun life Known as Delaware Life Mail Zone 581 800-752-7215 785-286-6118 No Yes No No Yes No 03/03/17 Yes Mail: No Only 403b Accounts $250k or Greater business day Variable accounts are numeric Topeka, KS 66636

Sun life,Delaware Life,Keyport 5801, South West 6th avenue Life Insurance Fax: Yes Yes Yes 3 - 5 Sun Life of Canada Mail Zone 581 877-253-2323 785-286-6118 No Yes No No Yes No 05/01/17 No Fixed accounts start with KA Mail: No Only 403b Accounts $250k or Greater business days Topeka, KS 66636 followed by numbers

Attn: IRA Department Suncoast Schools Federal 6801 East Hillsborough Fax: No 2 - 3 800-999-5887 813-621-8534 No Yes No Yes No No No No 11/17/16 No Credit Union Avenue Mail: No business days Tampa, FL 33610

3520 Broadway Blvd Fax: Yes 10 -1 5 Sunset Life Insurance Company 800-821-6164 816-931-3585 No Yes No Yes No No Yes No State replacement forms Required 11/18/16 No Kansas City, MO 64111 Mail: No business days

200 South Orange Avenue, Fax: Yes 24 Suntrust Mail code 2102 800-786-8787 407-835-1312 No Yes No Yes No No No No 11/18/16 No Mail: No hours Orlando, FL 32801 10710 Midlothian Sun Trust Investment Services 5th Floor 800-874-4770 Fax: No Yes 2 Suntrust No Yes No Yes No No No 04/06/17 No Clears through NFS North Chester Field, VA 800-786-8787 follow up Mail: No Over $100k weeks 23235 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

10600 menaul Blvd NE, Fax: Yes 24 - 48 Sunwest Trust 800-642-7167 505-275-1554 No Yes No No No No Yes No 12/07/16 No Albuquerque, NM 87112 Mail: No business hours

Surety Life Insurance Fax: Yes 3 - 5 Surety Life Lincoln Benefit, All state 8711 Free port Pwky, North 800-669-7789 877-358-1282 No Yes No No Yes No Yes Yes 05/02/17 No Mail: No business days MS-21,Irving, TX-75063 100 Center View Drive Fax: Yes paperwork with signature gaurantee Annuities: 866-532-1357 Yes 5 - 7 Yes Symetra Life Suite 100 800-796-3872 Under $250k No Yes No No No Yes must be mailed and require 04/28/17 No Life: 866-532-1361 $250k or Greater business days Limited Nashville, TN 37214-3439 Mail: No replacement forms

Email needs to be sent to NFS at 1137 1st Avenue Clearing Firm NFS 877-236-4162 Fax: Yes 3 - 5 Yes [email protected] for the status Synovus Securities 2nd Floor 800-332-3403 No Yes No No Yes No No 05/01/17 No Brokerage Accounts Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed Columbus, GA 31901 in case of speacial requests

Brokerage Mail Code: 17215 Fax: No Yes 1 - 3 T Rowe Price Mutual Funds 4515 Painters Mill Road 800-922-9945 410-581-5176 No Yes No Yes No No No 03/03/17 Yes Mail: No All Non Qualified business days Money Market Owings Mills, MD 21117-4903 T Rowe Price Account Services same Fax: No T Rowe Price Non-Retirement Mail Code: 17302 800-225-5132 No Yes No Yes No business day No No No 03/03/17 Yes Mail: No 4515 Painters Mill Road if received prior to 4pm EST Owings Mills, MD 21117-4903 T Rowe Price Account Services same Retirement Plans Fax: No T Rowe Price Mail Code: 17302 800-422-2577 No Yes No No No business day No No No 03/03/17 Yes 401K Accounts Mail: No 4515 Painters Mill Road if received prior to 4pm EST Owings Mills, MD 21117-4903

15650 S 94th Avenue Fax: Yes 2 - 3 TCF Bank 888-244-6295 605-323-2529 No Yes No No No No No Yes 12/08/16 No Orland Park, IL 60462 Mail: No business days

200 South 108th Avenue 888-723-8504 866-468-6268 Fax: Yes Yes 3 - 5 TD Ameritrade Accounts start with 7 or 8 No No No Yes No Yes No One account number per transfer form 02/01/17 Yes Omaha, NE 68154 Option 4 Attn: Transfers Mail: No See "Misc. Requirement" business days

Yes 800-826-6902 Accounts start with 9 or 2 5010 Wateridge Vista Drive Fax: Yes Yes 48 - 72 Transfer status via Email TD Ameritrade 800-313-8677 Attn: Account Transfers No No No Yes No No One account number per transfer form 03/24/17 Yes Institutional Accounts San Diego, CA 92121-5775 Mail: No See "Misc. Requirement" hours Zteamoutboundnonacat Department @TDameritrade.com

151 Corley Mill Road Fax: Yes 72 TD Bank 800-231-8193 803-996-7334 No Yes No No No No No Yes 12/01/16 No Lexington, SC 29072 Mail: No business hours

1001 FM 2004 Fax: Yes 7 - 10 TDECU 979-299-0212 979-238-8337 No Yes No No No No No Yes 12/29/16 No Lake Jackson, TX 77566 Mail: No business days

TDS Benefit Serive Centre Yes Fax: Yes 5 - 7 pension,401K, rollover it is paerless TDS 401K 4 Overlook Point 888-521-4089 847-554-1246 No No Client must call or go online for No No No No No 11/22/16 No Mail: No business days Transaction Lincolnshire, IL 60069-1443 processing

1930 E. Ireland Road Fax: Yes same Savings accounts and CDs do not require Teachers Credit Union 574-232-8012 574-291-7038 No Yes No Yes No No No No 12/01/16 No South Bend, IN 46614 Mail: No business day signature guarantee

Teachers Retirement System of 1000 Red River Street Fax: Yes 31 512-542-6400 512-542-6597 No Yes No No No No Yes No 12/01/16 No Texas Austin, TX 78701 Mail: No calendar days

Teachers Retirement System of 2815 West Washington Street Fax: Yes 4 - 6 800-877-7896 217-753-0969 No No Yes No Yes No Yes No 12/07/16 No The State Of Illinois Springfield, IL 62702 Mail: No weeks

Yes 502 Deaberick Street Application for a refund of Tennessee Consolidated 15th floor, Andrew Jackson Fax: Yes No 4 - 6 800-922-7772 615-532-8725 No Yes accumulated contribution form can No No Yes Yes 12/12/16 No Retirement System Building Mail: No Forms must be notarized weeks be accessed on their website at Nashville, TN, 37243 tcrs.tn.gov

Yes 900 Washington Avenue Fax: Yes 3 - 5 Texas Life Ins 800-283-9233 254-745-6393 No Yes No No No 14 calendar days No No 12/01/16 No Waco, TX 76703 Mail: No business days Client can call and waive

Texas Municipal Retirement 1200 North Interstate 35 Fax: Yes 4 - 6 800-924-8677 512-476-5576 No No Yes No No No No No 12/12/16 No System Austin, TX 78701 Mail: No Weeks

Yes Yes 10 - 15 5750 County Road 225 Fax: Yes Yes The Capital Life Liberty Bankers Life 800-745-4927 866-505-9377 No This causes them to mail their This causes them to mail their form No No business days Yes Yes 05/01/17 No Brownwood, TX 76801 Mail: Yes 10 Business Days form to the client to the client Including Conservation 4600 E Park Drive Suite 300 Fax: Yes Yes 10 - 15 The Legend Group 561-694-0110 561-624-5069 No Yes No No No Yes No 11/28/16 No Palm Beach Gardens, FL Mail: No $100k or Greater business days 33410

4277 Poche Court West Fax: Yes 7 - 10 Yes Thrift Saving Plan National Finance Center 877-968-3778 866-817-5023 Yes No Yes No No No No 12/01/16 No New Orleans, LA 70129 Mail: No business days Limited Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

104 Inverness Centre Place Fax: Yes 7 - 10 Yes Thrift Savings Plan (TSP) Suite 230 877-968-3778 866-817-5023 No No Yes No No No No 03/03/17 Yes Mail: No business days Limited Birmingham, AL 35238

Thrivent Financial Attn: Outgoing Transfers 800-847-4836 Fax: Yes Yes Thrivent Annuities 4321 N Ballard Road 800-225-2264 Yes Yes No No Case by Case Basis No Yes Yes 05/05/17 No option 2 Mail: No Variable Annuity Life Appleton, WI 54919

Fax: Yes Thrivent Investor Management 330 West 9th Street 800-847-4836 Yes Thrivent 866-278-8363 Qualified Account Only Yes Yes No Yes Case by Case Basis No Yes No 05/05/17 No Mutual Funds Kansas City, MO 64105 option 3 All Non-Qualified Mail: No

8500 Andrew Carnegie Blvd Fax: Yes 7 TIAA-CREF Excluding Retirement Plans 800-842-2776 800-914-8922 No No Yes No No No No Yes www.tiaa-cref.org 03/03/17 Yes Charlotte, NC 28262 Mail: No business days

No 8500 Andrew Carnegie Blvd Fax: Yes 5 - 7 TIAA-CREF Retirement Plans 800-842-2776 800-914-8922 No No Yes Notary maybe required based on No No No No www.tiaa-cref.org 03/03/17 Yes Charlotte, NC 28262 Mail: No business days the plan type 17605 Wright Street Timothy Plan C/O Gemini Fund Fax: No No Dunham Suite 2 800-662-0201 No Yes Yes No same day No Yes Yes 12/22/16 No Service Mail: No Unless 403B Omaha, NE 68130

1100 Abernathy Road Now known as Reliance Trust Fax: Yes 24 - 48 TMI Trust Company Suite 480 800-241-5568 678-274-1805 Attn IRA No Yes No Yes No No Yes Yes 12/16/16 No Company Mail: No hours Atlanta, GA 30328

Fax: Yes Touchstone Investments 4400 Computer Drive Touchstone Investment 800-543-0407 508-599-4066 under 100k No Yes No Yes Yes same day No Yes Yes 03/22/17 No Old Mutual Financial Westborough, MA 01581 Mail: No

11605 N Community House Road Fax: Yes 3 - 5 Trade King 877-495-5464 866-699-0563 No Yes No No No No No No 11/17/16 No Third Floor Mail: No business days Charlotte, NC 28277

Clears through Wells Fargo(First 2511 NW 41st Street 844-879-0941 Fax: Yes 7 - 10 Trade PMR 888-723-3767 No Yes No No Yes No No No 04/24/17 No clearning) Gainesville, FL 32606 Attn Account Transfers Mail: No business days

Yes 1 - 4 Yes 4333 Edgewood Road NE Fax: Yes Client needs to contact Yes business days Transamerica Account number begins with TT0 800-755-5801 866-835-8863 No This causes them to mail their Yes No Yes No 02/23/17 Yes Cedar Rapids, IA 52499 Mail: No Transamerica at 800-755-5801 and Over $150k Once their forms are form to the client request for their forms returned

4333 Edgewood Road NE Fax: Yes Yes 5 - 7 Transamerica Bankers United Life Assurance 800-934-1007 727-299-1620 No Yes No No No Yes No 12/01/16 No Cedar Rapids, IA 52499 Mail: No $500k or Greater business days

Fixed Yes No 2000 Wade Hampton Blvd Fax: Yes 7 - 10 Transamerica Variable 800-317-2688 888-209-8335 No Yes Withdrawal Surrender Request Only required if signature does not No No Yes No 03/03/17 Yes Greenville, SC 29615 Mail: No business days Policies that begin with 29 or 59 Form match what is on file Yes Confirmation/Conservati on letter is sent to the Legacy Marketing Group 777 Research Drive Fax: Yes 7 - 10 Need lost policy statement (section 7) to Transamerica 877-549-7663 800-813-6095 Yes Yes No No No client to complete. No Yes 03/03/17 Yes Fixed- Begin with "TAR" Lincoln, NE 68521 Mail: No business days be completed, or contract attached. Once Prior Company receives it, it will take 2 business days to process. If we need to contact the rep at No Transamerica, the call needs to be Variable,Fixed- depending on 4333 Edgewood Road NE 800-553-5957 Fax: Yes 15 - 30 Transamerica 877-355-4385 No Yes No Only required if signature does not No No Yes Yes www.transamericaannuities.complaced during their office hours ie., (9:00 02/14/17 Yes type of product Cedar Rapids, IA 52499 options 4 Mail: No business days match what is on file AM CST to 11:00 CST) & (3:00 PM to 4; 00 PM CST).

Fidelity and Guaranty, Phoenix 777 Research Drive Fax: Yes Yes 7 - 10 Transamerica Life (PHL Variable), Washington 800-300-0519 800-813-6095 Yes No No No Depends on the state Yes Yes State replacement form required 02/02/17 Yes Lincoln, NE 68521 Mail: No See "Misc. Requirement" business days National, American Legacy

Account numbers starts with 65 or 99 Fax: Yes Yes Mutual Funds 330 West 9th Street No 5 - 7 Transamerica Mutual Funds 888-233-4339 888-329-4339 Under $100k No Yes All Non-Qualified No No Yes No www.transamericainvestment.com 05/24/17 Yes Account numbers are all Kansas City, MO 64105 Unless 403B business days Mail: No Qualified: Over $100K numbers

Transamerica Premier Life Western Reserve Life,Inter 4333 Edgewood Road NE Fax: Yes Yes 5 - 7 800-851-9777 877-355-4385 No Yes No No No Yes Yes 12/16/16 No Insurance Securities Inc Cedar Rapids, IA 52499 Mail: No $250k or Greater business days

4700 Westown Parkway Metlife Fax: Yes 7 - 10 Travelers Life Suite 200 800-874-1225 877-547-9671 No Yes Yes No No No Yes Yes 12/01/16 No Annuity Mail: No business days West Des Moines, IA 50266

One Pershing Plaza Clears through Pershing 201-413-2323 Fax: No Yes 2 - 3 True North Non-ACAT Transfers 7th Floor No Yes No Yes No Yes Yes 04/24/17 No Brokerage Accounts option 2 Mail: Yes $250k or Greater business days Jersey City, NJ 07399 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Yes Fax: Yes Transfer status via fax 7103 South Revere Parkway Yes 3 - 5 Trust Company Of America 303-705-6000 303-705-6490 Under $250k No Yes No Yes No (303-705-6490) Yes [email protected] 11/28/16 No Centennial, CO 80112 $250K or Greater business days Mail: No or Email

3401 NW 63rd Street, Suite 500 Fax: No 4 - 5 TS Phillips Investments Inc 800-955-9433 No Yes No Yes No No Yes Yes 11/29/16 No Oklahoma City, OK 7311- Mail: No business days 63401

Depends on the plan as Fax: No 3 - 5 UBS UBS 800-354-9103 No Yes No Yes No No Yes Yes 12/12/16 No they have multiple locations Mail: No business days

5 Revere Drive Fax: No 10 UBS UBS Financial Services Suite 500 800-323-9392 Yes Yes No Yes Yes No Yes Yes 12/07/16 No Mail: No business days Northbrook, IL 60062-8003 UBS FINANCIAL SERVICES INC UBS Financial Services Inc Fax: Yes 2-3 UBS 1 Tower Lane Suite #640 630-572-4001 630-572-4006 No Yes No No No No Yes Yes 11/28/16 No (Account numbers with HB) Mail: No business days Oakbrook Terrace,IL,60181

ATTN: John Kurzhal UBS Financial Services Inc Paperwork should be faxed to UBS at 80 South 8th Street Fax: Yes 5 UBS Only for UBS account numbers 612-303-5990 612-330-9922 No Yes No Yes No No Yes Yes 612-330-9922 for their policies 12/29/16 No 29th floor Mail: No business days beginning with 7A or LO begeining with 7A or LO only Minneapolis, MN 55402

Painewebber Paperwork needs to be mailed to 200 East Main Street 900 Fax: No 3 - 5 UBS Financial Services 260-424-3020 Verify with branch No Yes No Verify with branch Yes No Yes Yes 01/25/17 No the branch address listed on the Fortwayne, IL 46802 Mail: No business days client's statement.

250 West 300 North Fax: Yes 3 - 5 Uintah Basin Medical Center 435-722-6186 435-725-2084 No Yes No No No No Yes No 12/22/16 No Roosevelt, UT 84066 Mail: No business days

560 East 200 South Fax: Yes 7 - 10 UMH Retirement 800-688-4015 801-366-7445 No Yes Yes No No No Yes Yes 12/07/16 No Salt Lake City, UT 84102 Mail: No business days

16 Harbor Place Fax: No 72 Uninvest Investments 877-723-5571 No Yes No No No No No Yes 02/23/17 Yes Souderton, PA 18964 Mail: No business hours

Union National, Constitution Life Insurance Company, Pioneer Life 411 NorthBaylen Street 800-645-4116 850-438-8478 Fax: Yes 7 - 10 Union Bankers Insurance, American Exchange, No Yes No Yes No No No No 01/20/17 No Pensacola, FL 32501 800-789-6364 978-964-0191 Mail: No business days American Progessive, Market National,Nationwide, Pennlife Indianapolis Life & Annuity, Athene, Ameritas, Acacia 5900 O Street Fax: Yes 7 - 10 Union Central 800-745-1112 402-467-7335 No Yes No No No No Yes Yes 12/29/16 No National life, Lincoln, NE 68510 Mail: No business days Policies that start with VA or VC

Constitution Life Insurance Company, Pioneer Life Insurance, Pioneer Life 411 NorthBaylen Street 800-645-4116 850-438-8478 Fax: Yes 7 - 10 Union National Insurance, American Exchange, No Yes No Yes No No No No 01/20/17 No Pensacola, FL 32501 800-789-6364 978-964-0191 Mail: No business days American Progessive, Market National, Nationwide, Pennlife, Union Bankers

Yes Attn: Annuity Dept Fax: No Yes 7 - 10 if over $100,000 then the Yes United American Insurance 3700 South Stonebridge Drive 800-776-4627 No No No No No 12/08/16 No Mail: No See "Misc. Requirement" business days letter is sent out to the Limited Information Mckinney, TX 75070 client 901 Marquette Avenue South Fax: Yes Yes United Health Care 401K N2003-050 336-773-6726 3 - 5 800-690-0531 Depends on the plan type No No Client needs to call to obtain the No No No No Depends on plan 12/07/16 No Savings Plan Suite 500 Attn: Daily Distribution Unit business days Mail: No distribution forms Minneapolis, MN 55402 Yes 6 Weeks 2801 Highway 280 South Fax: No 10 - 12 United Investors Life 205-325-4300 No Yes Yes Yes No Client needs to send a Yes No 12/29/16 No Birmingham, AL 35202 Mail: No business days letter stating to Waive the conservation period.

30 Yes 118 2Nd Avenue SE Fax: Yes United Life Insurance Company 800-637-6318 888-726-9736 No Yes No No No business days 30 Calendar Days Yes Yes State replacement form required 11/29/16 No Cedar Rapids, IA 52401 Mail: No Including Conservation Client can call to waive

Attn: Special Products Services Fax: Yes 30 United of Omaha Mutual of Omaha 800-488-7566 402-997-1906 No Yes No No No No Yes No Require state replacement forms 02/17/17 No Mutual Of Omaha Plaza Mail: No calendar days Omaha, NE 68175

Franklin Life Insurance Company 2727-A Allen Parkway Fax: Yes 15 - 30 United state life insurance Serviced by American General, 800-763-8851 844-930-0370 No Yes Yes Yes No No Yes Yes 12/15/16 No Houston, TX 77019 Mail: No business days Republic National Life Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Madison, Unity Mutual Life Ins, Data Dimensions Columbian Fiancial Group, 1315-19th Ave, Northwest 877-832-8243 Fax: Yes Unity Mutual Life Ins Gurdian Life, Madison National 608-373-9508 Yes Yes Yes No No 15-30 business days No Yes No 02/08/17 No Attn:MNL-Mailstop R2 877-442-6965 Mail: No Life, Unity Mutual Life Ins, Unity Clinton, IA 52732 Mutual Life Attn: Retirement Department Fax: No 2 - 3 Universal Bank 3455 South Nogales Street 626-854-2818 No Yes No Yes No No Yes Yes 12/08/16 No Mail: No business days West Covina, CA 91792

5250 South 6th Street Fax: No No 3 - 5 Universal Guaranty Life 800-323-0050 No Yes Yes No No Yes Yes 12/08/16 No Springfield,IL 62703 Mail: No Notary for all transfers business days

Olstein Funds C/O USBFS (US Bancorp Fund Services) 615 East Michigan Street Fax: No Yes same US Bancorp Fund Services GE Mutual Funds, State street 3rd Floor 800-799-2113 No Yes No No No Yes Yes 02/03/17 No Mail: No Over $50k business day global advisor funds, NFDS, Milwaukee, WI 53202 Typically 10 digit account GE Mutual Funds, State Street 615 East Michigan Street Fax: No Yes 3 - 5 US Bancorp Fund Sevices Global Advisor funds, NFDS, 3rd Floor 800-242-0134 No Yes No Yes No Yes Yes 01/27/17 No Mail: No Over $100k weeks Typically 10 digit account Milwaukee, WI 53202 615 East Michigan Street Fax: Yes 2 - 5 US Bancorp Investments 3rd Floor 855-497-5853 651-466-7501 No Yes No Yes Yes No Yes Yes 02/03/17 No Mail: No business days Milwaukee, WI 53202

AIG,American General, Sun American General same America Mail Zone 570 Fax: No Yes business day Us Life 800-255-8402 785-228-4513 No Yes No No No Yes Yes 11/28/16 No Prefixes are EA, L, X, T followed 5801 Southwest 6th Street Mail: No $25k or Greater if received prior to market by 5digit number Topeka, KS 66636-8570 close

Brokerage Account 9800 Fredericksburg Road Fax: Yes 2 - 3 USAA 800-531-8722 800-292-8177 No Yes No No No No Yes Yes 12/08/16 No Mutual Funds San Antonio, TX 78288 Mail: No business days

USAA Life Insurance Company 9800 Fredericksburg Road Fax: Yes 2 - 3 Yes USAA 800-292-8556 877-435-7099 No Yes No No No Yes Yes 12/08/16 No Life & Annuity accounts only San Antonio, TX 78288 Mail: No weeks 2 weeks

Voya FinanciaI, ING 909 Locust Street 515-698-2001 Fax: Yes 3 - 5 Status request spreadsheet will be sent USG Annuity & Life Fixed accounts start with 90 all 800-369-5303 No Yes No No No No Yes Yes 11/17/16 No Des Moines, IA 50309 -2899 Attn: Customer Service Mail: No business days every Tuesday for the transfer status. are numbers

Voya FinanciaI, ING 909 Locust Street 515-698-2036 Fax: Yes 3 - 5 Status request spreadsheet will be sent USG Annuity & Life Variable, Registered account 800-366-0066 No Yes No No No No Yes Yes 11/17/16 No Des Moines, IA 50309 -2899 Attn: Policy Services Mail: No business days every Tuesday for the transfer status. numbers start with I or C

Yes 560 East 200 South Fax: Yes Rollover Transfer Form URS No 7 - 10 Utah Retirement Services 801-366-7720 801-366-7445 No No No No Yes Yes 12/08/16 No Salt Lake City, UT 84102 Mail: No Client must call or get form from Notary over $5K business days urs.org

2810 Coliseum Centre Drive Fax: Yes 3 - 5 Any correction on transfer form must be UVEST (LPL) 800-877-7210 858-202-8325 No Yes No No Yes No Yes Yes 05/01/17 No Charlotte, NC 28217 Mail: No business days initialed and dated by the client

Yes 1050 North Western Street 877-202-0187 Fax: Yes Yes 3 - 5 Valic Valic 800-448-2542 No No Client must call to request their No No Yes Yes 03/08/17 Yes Amarillo, TX 79106 Attn: Document Control Mail: No $25k or Greater business days forms at 800-448-2542

Valic Financial Advisors Brokerage Money Market 2929 Allan Parkway L7-20 Fax: No 3 Valic 866-544-4968 No Yes No No Yes No No Yes 12/22/16 No Mutual Funds Hosuton, TX 77019 Mail: No business days Account numbers are 9 digits first 3 digits are alphabhet

1460 Valley Road Fax: Yes 5 - 10 Valley National Bank 800-522-4100 973-305-3741 No Yes No Yes No No Yes No 12/08/16 No Waynes, NJ, 07470 Mail: No business days

Invesco Investment services, Invesco, AIM Investments, C/O DST systems 713-986-8905 Fax: Yes Yes 1 - 2 Own forms are required for 403B/401K Van Kampen Investor Services Invesco Financial, Invesco 800-959-4246 No Yes Yes No No Yes No 03/07/17 Yes 430 West 7th Street Attn: Transfer Mail: No Non-IRA accounts only business days accounts Investment Services Kansas City, MO 64105-1407

Vanguard Annuity and Insurance Services Yes 455 Devon Park Drive Fax: Yes 484-582-4544 7 - 14 Transfer status via fax Vanguard Annuities 877-662-7447 No Yes No No Yes No Yes 03/09/17 Yes Wayne, PA 19087-1815 Mail: No business days (888-238-1088) Life Irrespective of the phone numbers Brokerage Accounts

Yes Vanguard Group Employer Yes Transfer status via fax 400 Devon Park Drive Fax: No 1 - 2 Vanguard Sponsored Plans 800-523-1188 484-582-2929 No No Client must call to request Depends on the Plan Yes No (888-238-1088) No 03/09/17 Yes Wayne, PA 19087 Mail: No business days Retirement Plans Distribution form Irrespective of the phone numbers

200 Day Hill Road Fax: No 3 - 5 Vantis Life 800-252-7254 860-298-5483 No Yes No No No No Yes Yes 12/29/16 No Windsor, CT 06095 Mail: No business days Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

10 Pasteur Fax: No Yes 8 - 10 Vinculums Services Inc Daily Excess Suite 100 800-217-2240 No No No No No No No 12/08/16 No Mail: No Client has to call to request business days Irvine, CA 92618

Fax: Yes 4400 Computer Drive Yes 2 - 5 Virtus Investment Partners BFDS: PHOENIX FUNDS 800-243-1574 508-599-6179 Under $50k No Yes No No No Yes No 12/06/16 No Westborough, MA 01581 $50k or Greater business days Mail: No

ING Funds C/O DST Systems Fax: Yes Yes 4400 Computer Drive Yes 1 - 5 Voya (IRA) 800-992-0180 508-599-1841 Under $250k Yes No No No No Only when the transfer Yes www.ingfunds.com 03/03/17 Yes Westborough, MA 01581 Under $250k business days 10 Digit and All Numbers Mail: No forms are in good order ING Mutual Funds , variable 909 Locust Street Fax: Yes Yes same Voya Annuities: policies begin with an 888-854-5950 860-580-0920 No Yes No No No Yes Yes 02/23/17 Yes Des Moines, IA 50309 -2899 Mail: No $300k or Greater business day alphabet and end in two alphabets Fax: Yes No ING One Orange Way Voya 800-584-6001 800-643-8143 Depends on their Plan No No Client must call to have transfer No No Depends on the Plan No No Yes 03/03/17 Yes Retirement plans Windsor, CT 06095 Mail: No processed ING, Northern Life, Reliastar Insurance Yes Variable 2000 21st Avenue NW Fax: Yes Yes Their forms along with a letter will 1 - 2 Voya 877-882-5050 877-788-6303 No No No No No Yes 03/03/17 Yes Usually 15 character policy Minot, ND 58703 Mail: No Paperwork will initiate transfer be sent to client with continuing business days number. Also have 10, 7, and 6 instructions character. ING, Northern Life, Reliastar Insurance Yes Fixed 2000 21st Avenue NW Fax: Yes Yes Their forms along with a letter will 20 Voya 877-884-5050 800-382-5744 No No No No No Yes 05/24/17 Yes Usually 15 character policy Minot, ND 58703 Mail: No Paperwork will initiate transfer be sent to client with continuing business days number. Also have 10, 7, and 6 instructions character. ING, USG Annuity & Life 909 Locust Street 515-698-2036 Fax: Yes same Voya Variable,Registered- Account 800-366-0066 No Yes No No No No Yes Yes 03/03/17 Yes Des Moines, IA 50309 -2899 Attn: Policy Services Mail: No business day numbers start with I or C Once the transfer is processed, Voya will ING, Voya,USG Annuity & Life, send a letter to Allianz requesting Golden America 909 Locust Street Fax: Yes 3 - 5 Replacement paperwork. If the Voya 800-369-5303 515-698-2001 No Yes No No No No Yes Yes 03/03/17 Yes Fixed- Accounts start with 90 all Des Moines, IA 50309 -2899 Mail: No business days Replacement paperwork is already sent are numbers with paperwork, we can ignore this letter. ING,Northern Life, Reliastar 2000 21st Avenue NW Fax: Yes 30 Voya Insurance 877-886-5050 877-788-6303 No Yes No No No No No Yes 03/03/17 Yes Minot, ND 58703 Mail: No calendar days Life

Attn: Bokerage Operation Fax: No 3 - 5 Voya Finanical Advisors Clears through Pershing 909 Locust Street 800-356-2906 888-428-9909 No Yes No No No No Yes No 02/23/17 Yes Mail: No business days Des Moines, IA 50309 -2899

1525 West W T Harris Blvd Fax: No 5 Wachovia Retirement Services 3C5 DSR-D1118-026 800-377-9188 No Yes No No No No Depends Plan type No 12/08/16 No Mail: No business days Charlotte, NC 28262

6300 Lamar Avenue Fax: Yes 2 - 3 Waddell And Reed 888-923-3355 800-532-2749 No Yes No No No No Yes No 05/03/17 No Shawnee Mission, KS 66202 Mail: No business days

1744 N Litchfield Road 425-609-1609 Fax: Yes 2 - 3 Washington Federal 800-324-9375 Yes Yes Yes Yes Yes No Yes No 12/08/16 No Goodyear, AZ 85395 Attn: Antonia Mail: No business days

77 South Main Street Fax: No 3 - 4 Washington Financial Bank 724-206-1258 No Yes No Yes No No Yes No 12/22/16 No Washington, PA 15301 Mail: No business days

Fidelity and Guaranty, Phoenix 777 Research Drive Fax: Yes Yes 7 - 10 Washington National (PHL Variable), Transamerica 800-300-0519 800-813-6095 Yes No No No Depends on the state Yes Yes State replacement form required 02/02/17 Yes Lincoln, NE 68521 Mail: No See "Misc. Requirement" business days Life, American Legacy Washington National Conseco/Lincoln Account number normally 777 Research Drive 866-553-5958 Fax: Yes No 30 Washington National 402-479-0141 No Yes Yes No No Yes Yes State replacement forms Required 12/16/16 No contain letters starting with ON, Lincoln, NE 68521 option 2 Mail: No Forms must be notarized business days CN,00,000,AN,BN (Variable Annities) 317-817-2858 Washington National Insurance 11825 N Pennsylvania Street Fax: Yes 15-20 Washington National 800-525-7662 Attn: Policy Service Yes Yes No No No No Yes Yes 12/21/16 No Conseco Carmel, IN 46032 Mail: No calendar days Department

Yes Washington National Insurance 777 Research Drive Fax: Yes Joint annuitant letter not 7 - 10 Washington National 877-549-7663 800-813-6095 Yes No No No Case by case basis No Yes 12/22/16 No Account# starts with VAR Lincoln, NE 68521 Mail: No accepted from Allianz as the business days ownership has to be like to like

Dearborn National Service Dearborn National Service Center 866-488-5965 Fax: Yes 7 - 10 Wealth Solutions 800-538-0379 No Yes No No No No Yes No 12/22/16 No Center 2000 Wade hampton Blvd Attn: Customer service Mail: No business days Green Wal, SC 29615

436 Slater Road Fax: No 7 - 10 Webster Bank 800-325-2424 No Yes No No No No No No 12/09/16 No New Britain, CT 06053 Mail: No business days Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

1525 W WT Harris Blvd 305 Fax: No 7-10 Wells Fargo 401k/Pension 800-728-3123 No Yes No No No No No Yes 12/29/16 No Charlotte NC 28262 Mail: No business days

Wells Fargo Funds C/o -Boston Financial Data Yes Wells Fargo Advantage Funds Fax: No 3 - 5 Yes Wells Fargo Services 800-222-8222 816-218-1591 No Yes No $100k or Greater and No No Yes 11/28/16 No Evergreen Funds Mail: No business days Limited 30 Dan Road All Non-Qualified Canton, MA 02021-2809

Wells Fargo IRA Processing 3401 N Fourth Avenue Fax: No 7 - 10 Wells Fargo 800-237-8472 No Yes No No No No No Yes 02/07/17 Yes Center Sioux Falls, SD 57104 Mail: No business days

350 W Colorado Blvd #390 800-433-0738 Fax: Yes 3 - 5 Wells Fargo Wells Fargo Securities 866-356-9446 No Yes No No No No No Yes 12/29/16 No Pasadena, CA 92614 Attn: Wells Fargo Advisors Mail: No business days

Wells Fargo Investment One North Jefferson Avenue 844-879-0941 Fax: Yes 7 - 10 Wells Fargo Advisors 8 digit account processed Mailcode: H0006-095 855-372-3526 No Yes No No Yes No Yes Yes 05/23/17 Yes Attn: Account Transfer Mail: No business days through First Clearing St. Louis, MO 63103

Wells Fargo Advisors One North Jefferson Avenue 844-879-0941 Fax: Yes 7 - 10 Wells Fargo Investments 8 digit account processed Mailcode: H0006-095 855-372-3526 No Yes No No Yes No Yes Yes 05/23/17 Yes Attn: Account Transfer Mail: No business days through First Clearing St. Louis, MO 63103

2801 Highway 280 South 205-268-3402 Fax: Yes 7 - 10 West Coast Life Protective Life 800-866-9933 No Yes No No No No Yes Yes 12/08/16 No Birmingham, AL 35223 Attn: Customer Service Mail: No business days

Fax: Yes 1899 Western Way 1 - 5 Western Federal Credit Union Unify Credit Union 877-254-9328 310-642-1263 Qualified Account Only Yes Yes No No No No No Yes 11/21/16 No Torrance, CA 90501 business days Mail: No

8 digits & sometimes have www. 1050 North Western Street Fax: Yes Yes Yes 7 - 10 Western National letters 800-424-4990 806-342-1703 No No Yes No Yes Yes westernnational. 05/24/17 Yes Amarillo, TX 79106 Mail: No See "Misc. Requirement" $50k or Greater business days ex: (aa000000) (0aa00000) com

Fixed: 3 - 7 Transamerica Premier Life 4333 Edgewood Road NE 877-355-4385 Fax: Yes Western Reserve Life 800-851-9777 No Yes No Yes No business days No Yes Yes 12/08/16 No Insurance Cedar Rapids, IA 52499 Attn: Distributions Mail: No Variable: Same Day

400 Broadway Western Southern Life Fax: No 25 MS-74 800-926-1702 No Yes No No No Yes Yes Yes 12/09/16 No Assurance Mail: No business days Cincinnati, OH-45202

929 West Sprague Avenue Fax: Yes 7 - 10 Western United Life 800-247-2045 509-835-3190 No Yes No No No No Yes Yes 12/08/16 No Spokane, WA 99201 Mail: No business days

William Penn Life Insurance 3275 Bennett Creek Avenue Fax: Yes 5 - 7 800-346-4773 516-229-3081 Yes No Yes Yes No No Yes Yes 12/08/16 No Company Frederick, MD 21704 Mail: No business days

Attn:Toa Non-Acat Deliveries Email needs to be sent to NFS at 100 Crosby Parkway 866-755-6372 877-236-4162 Fax: Yes 3 - 5 Yes [email protected] for the status WM Financial Services NFS No Yes No No Yes No No 05/01/17 No Mailzone: KC1B option 3,1,2,2 Attn: TOA Deliveries Mail: No business days [email protected] update. However call can still be placed Covington, KY 41015 in case of speacial requests

30 Dan Road Fax: Yes Yes WM Group of Funds Principal Funds 800-222-5852 816-218-2201 No Yes No No same day No Yes Yes 05/01/17 No Canton, MA 02021-2809 Mail: No $100k or Greater

Fax: Yes 7755 3rd St North Yes 10 - 30 Woodbury Financial Services Clears through Pershing 800-800-2638 888-802-0034 Under $250k No Yes No Yes No No Yes 12/01/16 No Oakdale, MN 55128 $250k or Greater business days Mail: No

2 Yes Woodmen Of The World 1700 Farnam Street Fax: Yes weeks 800-328-2968 402-271-7876 Yes Yes No Yes No 30 Calendar Days Yes Yes 11/29/16 No Insurance Omaha, NE 68102 Mail: No Excluding Conservation Client can call to waive Period

5300 South 360 West Securities National Life Fax: No 2 World Insurance Suit 200 800-733-5454 Yes Yes No Yes No No Yes No 12/29/16 No Company Mail: No weeks Salt Lake City, UT 84123

Attn: IRA Servicing department Fax: Yes 7 - 10 Zions Bank 801-224-1112 855-547-3143 Yes Yes No Yes No No No No 03/03/17 Yes 1875 South Redwood Road Mail: No business days Salt Lake City, UT 84104 Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail

Account Numbers begin with 2000 Wade Hampton Blvd Fax: No 3 Zurich American Life 800-449-0523 866-605-3962 No Yes Yes No No No Yes Yes 03/03/17 Yes KI11 Greenville, SC 29615 Mail: No business days

Fax: Yes Zurich American Life Insurance Kemper Investors 5801 SW 6th Avenue Yes 1 - 2 800-457-9047 785-368-1796 Partials Only No Yes Yes No No Yes Yes 01/25/17 No Co Topeka, KS 66636 Client needs to call to request business days Mail: No

2801 Highway 280 South Fax: Yes 3 - 5 Zurich Kemper Investors Protective Life 800-621-5001 205-268-6479 Yes Yes Yes No No No Yes Yes 03/03/17 Yes Birmingham, AL 35223 Mail: No business days

5801 SW 6th Avenue Fax: No 1 - 2 Zurich Kemper Investors Protective Life, Comman Wealth 800-457-9047 No Yes Yes Yes No No Yes No 02/07/17 No Topeka, KS 66636 Mail: No business days

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mailto:[email protected] Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail Accepts CLIENT NEEDS TO CALL Prior Company Full Name/ Faxes Accept Prior Company Signature Guarantee STANDARD THIRD PARTY PARTIAL COMPANY ADDRESS PHONE Fax ACCEPT ALLIANZ FORMS TO LIQUIDATE CONSERVATION PERIOD Website MISC. REQUIREMENTS REVISION DATE TOP 100 Account Information and/or E-Signatures Forms Required Required? PROCESSING TIME INFO. 1035 EXCHANGES ACCOUNT Copies via Mail