Center for Investment and Wealth Management Financial Industry & Fraud What to Look For and How to Prevent It
Featuring Harry Markopolos, the Madoff Whistle Blower former securities industry executive, an independent forensic accountant presents DQGÀQDQFLDOIUDXGLQYHVWLJDWRU
A powerful voice on ethical leadership and an expert on fraud, Markopolos shares how it can affect both your organization and the Financial Industry & economy. He imparts lessons that had to be relearned by capital markets due-diligence professionals, accountants, and regulators who forgot them all during the boom years that left them unprepared for the Mortgage %DFNHG6HFXULWLHVÀDVFRDQG%HUQLH0DGRII(YHU\VHFWRURIWKHÀQDQFLDO services industry failed during both scandals and, unbelievably, it turned out no one was doing the job they said they were doing. Fraud
Thursday, October 10th, 2013 What to Look For and How to Prevent It 11:30 a.m. - 1:30 p.m. Featuring Harry Markopolos, the Madoff Whistle Blower Hilton Hotel, 3050 Bristol St., Costa Mesa, CA 92626 former securities industry executive, an independent forensic DFFRXQWDQWDQGÀQDQFLDOIUDXGLQYHVWLJDWRU Individual Seat: $75 Student/Alumni/Faculty/Staff Seat: $65
For more information or to become a sponsor, contact /HH$QQH0DNLDWOPDNL#XFLHGXRU
merage.uci.edu/go/fraud MPAA 210 MPAA
Irvine, CA 92697-3130 SPONSORSHIP OPPORTUNITIES HARRY MARKOPOLOS realized SPONSORSHIP LEVELS that Bernard Madoff’s investment strategy was an obvious fraud with- LQÀYHPLQXWHVDQGVSHQWWKHQH[W nine years trying in vain to alert the Event Naming/Underwriting Sponsor Platinum Sponsor 6HFXULWLHVDQG([FKDQJH&RPPLV- Naming recognition at event (top) One table of ten seats sion. His recently released book, Two tables of ten seats Thank you in program 1R2QH:RXOG/LVWHQ, details the Tables placed front center Table placed near front ten-year quest Markopolos and his Recognition in opening remarks CIWM website recognition team undertook to prevent the big- Company logo prominently placed in program OCBJ ad recognition (logo) JHVWÀQDQFLDOGLVDVWHURIWKHVW CIWM website recognition SOLD 3DVVHVWRFODVVIROORZLQJHYHQW XSWR century. 3XEOLVKHU·V:HHNO\has OCBJ ad recognition (logo) Sponsorship: $1,250 called it “an astonishing true-life whodunit set amidst the personali- VIP reception tickets (10) ties, plots, and international intrigue of Wall Street.” Signed book (10) Passes to class following event (up to 10) Premium Sponsor Since the Madoff scandal broke, Markopolos has dedicated himself Sponsorship: $5,000 to becoming the world’s most visible and shrewd whistle blower on One table of ten seats Thank you in program IUDXGDQGFRQÁLFWVRILQWHUHVWLQÀQDQFLDO CIWM website recognition markets. 1R2QH:RXOG/LVWHQ has already Reception Sponsor become a New York Times bestseller, and OCBJ ad recognition (name) Markopolos has shared his insights on Naming recognition at event (secondary) 3DVVHVWRFODVVIROORZLQJHYHQW XSWR such prominent media outlets as The Today Two tables of ten seats Sponsorship: $1,000 Tables place near front center 6KRZ0LQXWHV&11and 7KH'DLO\ Show, as well as in major print publications Recognition in opening remarks Company logo prominently placed in program including 7KH:DOO6WUHHW-RXUQDOand The Standard Sponsor CIWM website recognition 1HZ