Appendix Public Consultation Response and Evidence of Staff Engagement and Involvement Background

1. Name of Application Trust UniversityHospitalsNHSTrust

2. Area served by the Trust LeicesterCity County RutlandCounty

3. Contact details of person MarkWightman responsible for the public consultation DirectorofCommunications&External Relations UniversityHospitalsLeicesterNHSTrust TrustHeadquarters,GwendolenHouse GwendolenRoad Leicester LE54QF Tel:01162588952 Email: mark.wightman@uhltr.nhs.uk

About the Public Consultation

4. Dates of public Started Finished consultation Monday11January2010 Friday21May2010

Stakeholderswhoweresentacopyofourconsultationdocumentencouragingthem tosubmittheirthoughts:

AapkaCentre AbleBodiedandVisuallyImpared Accept ActionDeafness ActionforDisabled ActionHomelessLtd ADAPT Adhar AdultSocialCare AdvanceHousing&SupportLtd AfricanCaribbeanCitizensForum AfricanCaribbeanMentalHealth AgeConcern(includingalllocalbranches)

1 AigburghCareHome AikmanAvenueCareHome AjaniCentreLtd AkwaabaAyehMentalHealthAdvocacyProject AlbertStreetArtists Alzheimer'sSociety(L&RBranch) AnchorStayingPutHarborough Ansaar AnsteyCommunityAction ArthritisCare Ashby&DistrictStrokeSupport AshcroftHostel Assoc.forPostNatelIllness BabyGear Barnardo'sCareFreeYoundCarersScheme BBCAsianNetwork BBCRadioLeicester BelgraveBahenoPeepulCentre BereavementSupportGroup BethanyProject Bishop'sLodge Blaby&GlenParvaComm.Svs. BlabyDistrictCouncil BMECommunityDevelopmentProject BoardForSocialResponsibillity BoroughofOadby&Wigston BraunstoneCommunityHealthAssociation BritishHeartFoundation BritishLungFoundation BritishRedCross BritishRedCrossDistributionCentre BrooksbyMeltonCollege CancerResearchUK Care&Repair(Leicester) Care&Repair(WestLeicestershire) Care&Share CareAtHome CareShangton CarefreeYoungCarersProject(Barnardos) CarersForum,Sth.Leics. CentreForDeafPeople CentreForFunAndFamilies ChamberofCommerce CharnwoodBoroughCouncil CharnwoodRacialEqualityCouncil CharnwoodVoluntarySectorMental ChoiceSupport(Leicester) CitizensAdviceBureau CLASP(TheCarersCentre) StrokeClub CoalvilleTimes Compass Connextions CopingwithCancer CoramAdoption,EastMidsChildren'sTeam CouncilofFaiths CRHT 2 CrossStreetPPG CruiseBereavementCare CVSCommunityPartnership DeMontfortUniversity DementiaCarersSupportGrp DemocraticServices DiabetesUK DianaChildrensService DoveCottageDayHospice Down'sParent&ToddlerGroup EastWestCommunityProject EntrepreneursStrivinginPartnership Fairdeal FaithinPeoplewithHIV FAITHINPEOPLEWITHHIV FamilySupportGrp. FederationofMuslimOrganisations FederationofSikhOrganisations FoundationHousingAssociationLtd GlebeHouse(Charnwood)Limited GoodValuesClub GOODVALUESCLUB GreatCentralRoadCareHome GujaratHinduAssociation HaemophiliaSociety HarboroughandLutterworthMail HarboroughDistrictCouncil Headway HeartLink HighfieldsCommunityAssociation &BosworthBoroughCouncil Hinckley&BosworthDisabilityActionGrp. Hinckley&BosworthPensionersActionGrp. Hinckley&DistrictMenapSoc. HinckleyHealthCentre HinckleyTimes HIVFaith HomelessPrimaryCareService HomeStart HunterLodge Ibstock&DistrictStrokeClub ICAS InclusionSupportServices IndigentOldAgeSoc. JohnStorerHouse KhidmahOrganisation KHIDMAHORGANISATION LAMP LASS(LeicestershireAidsSupportServices) LearningandSkillsCouncil LeicesterAidsSupportService LeicesterCathedralCentre LeicesterCentreforIntegratedLiving LeicesterCharityLink LeicesterChineseCommunityCentre LeicesterCityCouncil LeicesterCityLocalInvolvementNetwork 3 LeicesterCityPCT LeicesterCouncilofFaiths LeicesterCounsellingCentre LeicesterHousingAssociation LeicesterKidneyPatientsAssociation LeicesterMercury LeicesterMoneyAdvice LeicesterParentsSupportGroup LeicesterPartnershipTeam LeicesterProgressiveSynagogue LeicesterQuakerHousingAssociation LeicesterRacialEqualityCouncil LEICESTERRACIALEQUALITYCOUNCIL LeicesterRapeCrisis LeicesterShirePromotions LeicesterSikhCentre LEICESTERSikhCentre LeicesterSocietyofJamaicans Leicestershire&RutlandFederationofWomen'sInstitutes Leicestershire&RutlandLocalMedicalCommittee LeicestershireAfricanCaribbeanBusinessAss. LeicestershireAIDSSupportServices LeicestershireAsianBusinessAssociationLtd(LABA) LeicestershireBusinessVoice LeicestershireCentreForIntegratedLiving LeicestershireCharityLink LeicestershireClubsForYoungPeople LeicestershireCommunityandVoluntarySector(CVS) LeicestershireCommunityProjectsTrust LeicestershireConstabulary LeicestershireCouncilforVol.YouthService LeicestershireCounty&RutlandPCT LeicestershireCountyCouncil LeicestershireEconomicPartnership LeicestershireEthnicElderlyAdvocacyProject LeicestershireGypsyCouncilLiaisonGroup LeicestershireLocalInvolvementNetwork LeicestershirePartnershipForum LeicestershirePartnershipNHSTrust LeicestershireSandsGroup LeicestHERdayTrust Lesbian,Gay&BisexualCentre LifewaysCommunityCentre LOROS College LoughboroughEcho LoughboroughGrpforpeoplewithdisabilities LoughboroughUniversity LSAPA LutterworthActionMedicialResearch MSSocietyLeicester&District MaclntyreResidentialHome MacmillanCancerSupport MacularDiseaseSociety MATVChannel6 MayaGroup MayfieldHouse 4 MelbourneHome MeltonBoroughCouncil MeltonTimes MembersServices MencapSoc.H.O. MencapSociety MENCAPSOCIETYLEICESTER MenphysCentre MenphysNursery MenphysSpecialOutreachProject MIND(Hinckley) MktHarboroughOldPeople'sWelfare Mkt.BosworthGrp.Fortheblind Mosaic(ShapingDisabilityServices) Mosaic(ShapingDisabilityServices) MotorNeuroneAssoc. MPforBosworth MPforHarborough MPforLeicesterEast MPforLeicesterSouth MPforLoughborough MPforRutlandandMelton MuslimBurielCouncilofLeicester(M.B.C.O.L) MuslimHealthCouncil NationalAutisticSociety NationalSocietyForTheResearchIntoAllergies NetherhallYouthCouncil Network(EastMidlands)HousingAssociation NextGeneration NorthWestLeicestershireCVS NorthWestLeicestershireDistrictCouncil NortonHouseLtd Oadby&WigstonCommunityAction OakFM Oaklea OpenDoor PakistanYouthandCommunityAssociation Parent&Carer'sCouncil Parkinson'sDiseaseSociety Peoplewithlearningdifficulties PeoplesForum PostNatalIllnessProject PreSchoolLearningAlliance ProspectLeicestershireLtd. ProstrateCancerSupportGroup QuetzalProject RainbowsChildren'sHospice RedCrossFamilySupportCentre RefugeeAction RegentCollege RelateLeicsFamilyMediationService REMIT Rethink RuralCommunityCouncil RuralStress RutlandCitizensAdvice RutlandCountyCouncil 5 RutlandLocalInvolvementNetwork RutlandStrokeClub RutlandTimes SaffronCommunityHealthAlliance SalvationArmy SaveraResourceCentre SAVERARESOURCECENTRE ShamaWomen'sCentre Shelter ShepshedBritishHeartFoundation ShepshedDiabeticSelfHelp ShreeRamKrishnaCentre ShreeSanatancommunityproject SikhTemple(GurudwaraSahib) SNIPS SoftTouchCommunityArtsCoopLtd Steps Syston&DistrictCareGroup TheCarersFederation TheJitty TheLauraCentre TheLeicesterCentralMosque TheRaceEqualityCentre(TREC) TheVolunteerCentreAtLutterworth TRADE TradeSexualHealthProject UK&LeicesterWideColelica UniversityofLeicester ValuingPeople VISTA(RoyalLeicestershire&RutlandSocietyfortheBlind) VoluntaryAction(alllocalbranches) VoluntarySectorPartnershipForum VolunteerCentre,Shepshed WIFederation WestIndianSeniorCitizensProject WestLeicestershireMind Women'sAid WorkLinkProject YMCA YoungPeopleFirst YoungPeople'sInformationCentre YouthVoice

5. Which media were used for the public consultation document?

Full consultation document in hard Yes copy

Summary consultation document No in hard copy

Web-based consultation document Yes–fullconsultation documentonwebsite,with opportunitytosubmit

6 responsesonline

5. Which media were used for the public consultation document?

Talking book/audio tape/CD Rom Availableuponrequest

Large print versions Availableuponrequest

Versions in ethnic languages Availableuponrequest: (please specify which) Urdu Hindi Gujarati Somali Punjabi Turkish Bengali

Presentation at public meetings: Therewerefivepublicmeetingswhichalsoincludedaminihealthfayre: 1. 2nd March2010–MarleneReidCentre,Coalville(23attendees) 2. 9th March2010–MarsdenStadium,Hinckley(21attendees) 3. 11 th March2010–LoughboroughTownHall(40attendees) 4. 17 th March2010–LeicesterTigers(40attendees) 5. 24thMarch2010–Voluntaryaction,Oakham(37attendees) Othermeetingsinpublic: 6. 26 th January2010–RutlandLINkOakham(25attendees) 7. 18 th February2010LeicesterCityLINksmeeting(19attendees) 8. 10 th March2010–LectureTheatre,GlenfieldHospital(17attendees) 9. 23 rd MarchLeicestershireLINkspublicmeeting–(7attendees) 10.30 th MarchLeicestershireLINkspublicmeeting–(42attendees) 11.4th April–AttendedahealthfairrunbytheHeartlinkcharityatKohinoorRadio onEastParkRoadLeicester.KohinoorisaPunjabilanguagestationcatering forthecity'sSikhcommunity.Approximately200peopleattendedtheevent;we spokedirectlytoaround35people.

Other

• Staffworkshops • Seniormanagersmeeting,11January2010(58attendees) • JuniorDoctorsMeeting,Cancer&Haematology,27January • PlasticSurgerySpecialityBoard,2February(12attendees) • PatientAdvisorSupportGroup,3February(13attendees) • SeniorManagersmeeting,11February(53attendees) 7 • PathologyExecutiveMeeting,12February(17attendees) • WPSHManagementTeamMeeting,15February • Monthlyconsultantsmeeting(Children’sdirectorate),15February • MedicineManagersmeeting,17February(6attendees) • Transplantdoctorsmeeting,22February • CSSDBoardmeeting,22February • WeeklyManager’smeeting(Children’sdirectorate),1March • FacilitiesBoardmeeting,2March2010(15attendees) • ENTdivisionalmeeting,3March • ENTsurgeonsmeeting,3March2010(18attendees) • WardManagersMeetingRenal+Urology,4March (10attendees) • SurgicalServicesoperationalgroupmeeting,8March • OpenForum"ConfirmandChallenge"(LRI),8March(30attendees) • OpenForum"ConfirmandChallenge"(LGH),9March(35attendees) • SeniorManager’smeeting,10March(57attendees) • JSCNCStaffsidemeeting,11March(15attendees) • ACCPdirectorateboard,12March(12attendees) • Patient&publicinvolvementgroupmeeting,16March(18attendees) • Medicine&EDDirectorateBoardMeeting,17March2010(13attendees) • Renalconsultantsmeeting,18March(10attendees) • Safetyandriskseniorteammeeting,18March(17attendees) • MaxillofacialDepartmentalMeeting,18March • CardiorespiratoryDirectorateBoardMeeting,19March • CardiacSurgeryBoardMeeting,19March • PaediatricBoardMeeting,15March,(8attendees) • CardiologyBoardMeeting,23March(8attendees) • RenalManagementTeamMeeting,23March(9attendees) • RespiratoryBoardMeeting,26March • Generalmeetingwithnursing,A&C,medicalandmanagerialstaff,1April (25attendees) • PaediatricBoardMeeting,26April(14attendees) • JSCNCStaffsidemeeting,20May(15attendees) • MedicalrecordsMeeting(80attendees) • Consultationdocumentsentto 385 keystakeholders • Consultationdocumentsentto 14,000 publicmembers • 4,150 copiesofthespecialeditionTrustTalkforstaffweredistributedacross thethreehospitalsites • Consultationdocumentwasmadeavailabletoourpatients/serviceusers acrossourthreehospitalsites • Facetofaceconsultationinterviewsheldatall3hospitalsites • Pullupbannersinourpremises • Advertisementsinandaroundthehospitalsites • Articlesinthelocalnewspaper • YoutubevideoembeddedintheTrust’swebsite–providingdetailson FoundationTruststatusandwhattheconsultationperiodinvolves • Twitter(socialnetworkingwebsite)–providingupdatesanddetailsonhow publicandstaffcanfindoutmoreandrespondtotheconsultation • Wewillbeprovidingasummaryoffindingsdocumenttorespondents

8

6. Number of formal responses received

Type of response Number

Hard copy, using proforma provided as part of the 1085 consultation exercise

Others in hard copy – letters etc. 16(letterresponsesfrom stakeholders)

On website 373

By email 2(emailresponsesfrom stakeholders)

By telephone 1

By fax 0

By text 0

Verbally at public meetings Bydiscussion

Others – please specify (handhelddevicesusedto 106 completeresponsesduringfacetofaceinterviewsand atstakeholderevents)

7. Was the pattern of responses to the public consultation in line with the demography and geography of the area? Were there any areas or groups that were not adequately represented in the responses received? UsingthefollowingCounties/Unitaryauthorities;LeicesterCity,Leicestershire County&RutlandCounty,thedemographics(wherestated)ofthepublic respondentswerebroadlyrepresentativeofthelocalarea. Theonlygroupsthatwereconsiderablyunderrepresentedwerethe029agegroup, aswellasMixedandChineseorotherethnicities.TheTrustanalysedthe demographicsoftherespondentsonaweeklybasisandtookstepstoactivelytarget youngermembersofthepublic,includingatargetedfacetofacecampaignwithinthe hospitalsites.Thishelpedtoincreaserepresentationwithinthesedemographics. Abreakdownofstateddemographicsofpublicrespondentsascomparedtothoseof acombinedareaofLeicesterCity,LeicestershireCounty&RutlandCounty(sources: 2001CensusandCACI2008populationprojections)isonthefollowingpages.

9 Demographic of respondents

ACORN Category Public Local Profile Respondents Population Index Index Graph WealthyAchievers 29.75% 30.09% 99 ______██______ UrbanProsperity 3.67% 4.43% 83 ______██______ ComfortablyOff 33.98% 35.92% 95 ______█______ ModerateMeans 10.38% 11.60% 89 ______█______ HardPressed 11.75% 15.93% 74 ______███______ Unclassified/Not Stated 10.47% 2.03%

Public Local NRS classification Respondents Population Index Index Graph ABC1 56.29% 52.24% 108 ______█______ C2 18.27% 19.54% 94 ______█______ D 19.28% 23.00% 84 ______██______ E 6.15% 5.21% 118 ______██______

Public Local Ethnicity Respondents Population Index Index Graph White 82.55% 85.50% 97 ______██______ Mixed 0.55% 1.22% 45 _____█████______ AsianorAsianBritish 13.13% 11.51% 114 ______█______ BlackorBlackBritish 0.83% 1.15% 72 ______███______ Chineseorother 0.09% 0.62% 15 _█████████______ Notstated 2.85%

Public Local Age Respondents Population Index Index Graph 016 0.37% 20.29% 2 ██████████______ 1721 2.85% 7.51% 38 ____██████______ 2229 4.41% 11.13% 40 ____██████______ 3039 7.44% 12.88% 58 ______████______ 4049 9.73% 14.60% 67 ______███______ 5059 14.33% 12.27% 117 ______██______ ______██████████ 6074 35.08% 13.94% 252 200+ ______██████████ 75+ 20.75% 7.38% 281 200+ Notstated 5.05%

10 Public Local Gender Respondents Population Index Index Graph Male 43.80% 49.59% 88 ______█______ Female 55.00% 50.41% 109 ______█______ Notstated 1.19%

Breakdown of respondents by proposed public constituency areas

Respondents Base as Public Constituency as % % Index Index graph LeicesterCity 24.66% 29.88% 83 ______██______ LeicesterCounty 58.14% 66.14% 88 ______█______ RutlandCounty 2.75% 3.98% 69 ______███______ OutofTrust/NotStated 14.45%

11 Responses based on the Health ACORN groups

HealthACORNisaclassificationsystemwhichgroupsthepopulationofGreatBritaininto4groups,25typesand60subtypesformoreindepthanalysis.By analysingdiet,illnessandexercisecharacteristicsaswellasdemographicattributes,HealthACORNprovidesanindepthunderstandingofdifferentcommunitiesin everypartofthecountry.Theclassificationnamesanddescriptionshavebeenchosentobesimpleandnonjudgemental. 12 8. Responses received from major stakeholders (individualsandorganisations)andtheirgeneralview–includinglocalMPs,localauthorities, localNHSorganisations,professionalandstaffrepresentativebodiesetc.,localcommercialorganisations,nationalandlocalvoluntary organisationsetc.

Name Broadly Broadly Broadly Main issue raised in neutral opposed favour

RosemarieWhittaker “Visionandvaluesarefine,butwedon’tparticularlycareforthepremierleague TRUE analogy.TheimportantthingishowtheTrustwillembedandmeasure rutlandlink@shawtrust.org.uk performanceagainsttheVisionandValues” Rutland LINks

VickiTaylor TRUE “Iwantedtoconfirmmyfullsupport” DirectorofStrategy&Market Management [email protected] Leicester City PCT

JoWood TRUE “TheuniversityisfullysupportiveoftheTrust’sdesiretomoveinthisdirection” AssistantRegistrar [email protected] University of Leicester

StephenBeard TRUE “TheDistrictCouncilissupportiveofUHL’sapplicationtobecomeaFoundation Trust.Webelievetheabilitytosetourowntargetscouldhelptoproduceservices DirectorofOperations thatdowhatisrightforpatientsratherthansimplychasingcentrallyimposed Blaby District Council performanceindicatorsthatcandriveperversebehaviourinorganisations”

13 8. Responses received from major stakeholders (individualsandorganisations)andtheirgeneralview–includinglocalMPs,localauthorities, localNHSorganisations,professionalandstaffrepresentativebodiesetc.,localcommercialorganisations,nationalandlocalvoluntary organisationsetc.

Name Broadly Broadly Broadly Main issue raised in neutral opposed favour

CouncillorMrDavidBill TRUE “ShouldtheDistrictshaveavoice/membershipontheBoard?CanoneDistrict ChiefExecutiverepresentthesevenDistricts?” DeputyLeaderoftheCouncil [email protected] Hinckley Bosworth Borough Council

PhilipTasker TRUE “Philipwouldliketoofferhisfullsupportofyourapplication” ViceChancellor De Montfort University

DavidFarrelly TRUE “OurorganisationissupportiveofUHL’sapplicationtobecomeaFoundationTrust becauseyouwouldbepubliclyaccountableinnewwaythatwillhelpensurelocal DirectorofWorkforceandStrategy voicesarelistenedandrespondedto” East Midlands Ambulance Service

EdwardGarnier MP TRUE “IamsupportiveofUHL’sapplicationtobecomeaFoundationTrust”

SueSmith TRUE “WethereforehopethatifyoubecomeaFoundationTrust,thiswillprovide increasingopportunitiesforthepeopleofLeicesterandLeicestershiretohavea ChiefExecutive sayandhelptoshapethefutureprovisionofourlocalhealthservices” Harborough District Council

14 8. Responses received from major stakeholders (individualsandorganisations)andtheirgeneralview–includinglocalMPs,localauthorities, localNHSorganisations,professionalandstaffrepresentativebodiesetc.,localcommercialorganisations,nationalandlocalvoluntary organisationsetc.

Name Broadly Broadly Broadly Main issue raised in neutral opposed favour

DeeMartin TRUE “OurorganisationissupportiveofUHL’sapplicationtobecomeaFoundationTrust” ChiefExecutive [email protected] Leicestershire Centre for Intergrated Living

MartinTraynorOBE TRUE “ThereforewearehappytosupportUHL’sapplicationtobecomeaFoundation Trust” GroupChiefExecutive Leicestershire Chamber of Commerce

JohnGant TRUE “Wefeelthatyouhaveagoodteam,andachangeprogrammethatistakingshape butnotyetinfullflow,andsowesupportyouapplicationinthespiritoftakingiton Chairman trustthatthecurrentmomentumwillnotonlybemaintainedbutincreasedsothat [email protected] whenthetimecomesyouarefullyreadytobecomeaFoundationTrust” NHS Leicestershire County and Rutland

DavidJWilliams TRUE “ItgivesmegreatpleasuretobeabletowriteinsupportofUHL’sbidfor FoundationTrustStatus” ProfessorofHealthcareEngineering [email protected] Loughborough University

15 8. Responses received from major stakeholders (individualsandorganisations)andtheirgeneralview–includinglocalMPs,localauthorities, localNHSorganisations,professionalandstaffrepresentativebodiesetc.,localcommercialorganisations,nationalandlocalvoluntary organisationsetc.

Name Broadly Broadly Broadly Main issue raised in neutral opposed favour

DawnCooke TRUE “OurorganisationissupportiveofUHL’sapplicationtobecomeaFoundationTrust” ServiceDeliveryManager Dawn.cooke@lhaasra.org.uk LHA Support Services

HelenBriggs TRUE “OurorganisationissupportiveofUHL’sapplicationtobecomeaFoundationTrust” ChiefExecutive [email protected] Rutland County Council

TonyHarropOBE TRUE “ThisisgreatnewsforbothUHLandthelocalhealthcommunity.Wearevery supportiveintheLeicesterPartnershipNHSTrustofyourapplication” Chairman Leicester Partnership NHS Trust

Leicestershire, Leicester and TRUE “Inconclusion,theCommitteerecognisesthatbecomingaFoundationTrustwill Rutland Health Overview and providegreaterflexibilityandtherebyenableUHLtofocusontheneedsofthe Scrutiny Committee diversecommunityitserves.Therefore,theCommitteewelcomestheapplication forFoundationTruststatusbeingmadebyUHL”

16 8. Responses received from major stakeholders (individualsandorganisations)andtheirgeneralview–includinglocalMPs,localauthorities, localNHSorganisations,professionalandstaffrepresentativebodiesetc.,localcommercialorganisations,nationalandlocalvoluntary organisationsetc.

Name Broadly Broadly Broadly Main issue raised in neutral opposed favour

KevanLiles TRUE “OurorganisationissupportiveofUHL’sapplicationtobecomeaFoundationTrust” ChiefExecutive Voluntary Action LeicesterShire

SulemanNagdiMBEDL TRUE DemographicsofBoardofDirectorsshouldreflectthoseofthelocalcommunity Muslim Burial Council of Leicestershire

FikreDestaTsgaye TRUE “Icompletelysupportthepropositionandlookingfortohearthatourhospitalfinally declaredaNHSFoundationTrust” Volunteer

Leicester City Community Health TRUE Nocommentsmade Services

MaureenDover TRUE CouncilofGovernors&BoardofDirectorsneedtobereflectiveofthelocal community Ajani Women and Girls Centre

DeniseConnor TRUE “WewelcometheproposalsofanNHSFoundationTrust.AgeConcernhopesthis willimprovepatientcare,particularlyforelderlypeopleinrelationtoissuesaround [email protected] malnutrition,hospitaldischargeanddignity” Age Concern Leicestershire & Rutland

17 8. Responses received from major stakeholders (individualsandorganisations)andtheirgeneralview–includinglocalMPs,localauthorities, localNHSorganisations,professionalandstaffrepresentativebodiesetc.,localcommercialorganisations,nationalandlocalvoluntary organisationsetc.

Name Broadly Broadly Broadly Main issue raised in neutral opposed favour

SaimaKhan TRUE “Concernswereraisedabouthowthe20governorswillrepresentthe900,000 Leicestershirepopulation.WesuggestUHLprovidesupportmechanisms/ PolicyOfficer networksforgovernorssothattheycantrulyrepresenttheLeicestershire [email protected] communities.Toreinforcethepointmadeearlier,LeicestershireLINkfeelsUHL shoulddoasmuchastheycantoensuretheCouncilofGovernorsisas Leicestershire LINk representativeaspossible”

MustafaMalik TRUE Nocommentsmade Pakistan Youth & Community Association

Leicester Sands Stillbirth & Neonatal TRUE Nocommentsmade Death Charity

The East Midlands Specialised Commissioning Group supports the University East Midlands Specialised TRUE HospitalsofLeicesterNHSTrustFoundationapplication. Commissioning Group Staff side TRUE TheUHLStaffSidewouldbesupportingthenationalpositionoffundamental oppositiontoFoundationTruststatus

18 9. Apart from those listed in question 8 above, how many other responses were received in total? 1,556responsestoourconsultationwerereceived.Thebreakdownofthisis:1,090 responsesfromthepublic/stakeholdersand466responsesfromstaff.

9a. Was there an OSC review process? OnMonday22MarchourchiefexecutiveMalcolmLoweLauriattendedtheLeicestershire, LeicesterandRutlandHealthOverviewandScrutinyCommittee. Their formal response is: TheLeicestershire,LeicesterandRutlandHealthOverviewandScrutinyCommittee welcomestheopportunitytocommentontheapplicationbytheUniversityHospitalsof LeicesterNHSTrust(UHL)toseekFoundationTruststatus.TheCommitteehopesthat,as UHLisoneofthelastTruststoapplytobecomeaFoundationTrust,itwillbeabletoapply lessonslearntfrompreviousapplicationsbyotherTruststoensurethesuccessofthis application. TheCommitteewouldwish,attheoutset,toplaceonrecorditsthankstoMalcolmLowe Lauri,ChiefExecutive,AbiTierney,DirectorofStrategyandJaneEdyvean,Foundation TrustProgrammeLeadforattendingthemeetingon22March2010todiscussthe applicationandfortheirhelpfulandopenattitude. TheviewsoftheCommitteearesetoutbelow: Consultation :TheCommitteeispleasedtonotethelevelandscopeoftheconsultation exerciseundertakenbyUHL.Inparticular,theuseofnewformsofmediasuchasYouTube andTwitteristobewelcomed.However,theCommitteeisdisappointedthatonly99 membersofthepublichaveattendedthesixpublicmeetingsheldbyUHLduringthe consultationperiodsofar. Governance :TheCommitteewelcomestheassurancethat,althoughUHLrecognisesthat thedecisionwillbemadebyindividualorganisations,UHLwouldpreferelectedmembers ratherthanofficerstoserveontheBoardofGovernorsaslocalauthorityrepresentatives. Performance Outcomes :TheCommitteenotesthatFoundationTrustswillhavethe autonomytobecomeincreasinglyresponsivetolocalneeds.TheCommitteerecognises thatUHLalreadyoperatesatalocallevelandbelievesthatFoundationTruststatuswill enhanceitsabilitytodevelopanddeliverservicesthatareappropriateforthediverse communitiesitserves. TheCommitteealsowelcomestheassurancethatUHLwillinvestanysurplusesin improvingservices,particularlyneurosciencesandchildren’scardiacservices,asthese havebeenidentifiedaspriorityareas. Conclusion :Inconclusion,theCommitteerecognisesthatbecomingaFoundationTrust

19 willprovidegreaterflexibilityandtherebyenableUHLtofocusontheneedsofthediverse communitiesitserves.Therefore,theCommitteewelcomestheapplicationforFoundation TruststatusbeingmadebyUHL.

10. Excluding those Broadly in Broadly neutral Broadly opposed recorded at 8 above, how favour many responses were: 1,362 12(notstated) 182

Do you support us in our proposal to become an NHS Foundation Trust? STAFF PUBLIC NOT STATED Leicester Leicestershire Rutland Not Stated/ City County County Out of Area Yes 326 277 586 25 136 11 Yes % 72.61 96.18 94.82 100 86.08 64.71 No 122 10 25 0 21 4 No % 27.17 3.47 4.05 0 13.29 23.53 NotStated 1 1 7 0 1 2 Not Stated % 0.22 0.35 1.13 0 0.63 11.76 TOTAL 449 288 618 25 158 17 Do you agree with our proposed name change? STAFF PUBLIC NOT STATED Leicester Leicestershire Rutland Not Stated/ City County County Out of Area Yes 299 253 538 24 131 10 Yes % 66.59 87.85 87.06 96 82.91 58.82 No 144 26 56 0 21 2 No % 32.07 9.03 9.06 0.00 13.29 11.76 NotStated 6 9 24 1 6 5 Not Stated % 1.34 3.13 3.88 4.00 3.80 29.41 TOTAL 449 288 618 25 158 17 Ifnot,whatwouldyousuggest?Therewere29themesmakinganalternativesuggestion toourproposednamechange.Somewerevariationsonourcurrentnameandwhatour newnamecouldbe,withacouplesayingthatitwouldconfusethepublicorbedeemeda wasteofmoney.

20 Do you agree with our membership proposals? STAFF PUBLIC NOT STATED Leicester Leicestershire Rutland Not Stated/ City County County Out of Area Yes 312 236 504 115 20 7 Yes % 69.49 81.94 81.55 72.78481013 80.00 41.18 No 111 12 23 18 0 0 No % 24.72 4.17 3.72 11.39 0.00 0.00 NotStated 26 40 91 25 5 10 Not Stated % 5.79 13.89 14.72 15.82 20.00 58.82 TOTAL 449 288 618 158 25 17 Do you agree with our membership proposals - Boundaries? STAFF PUBLIC NOT STATED Leicester Leicestershire Rutland Not Stated/ City County County Out of Area Yes 315 214 501 18 109 6 Yes % 70.16 74.31 81.07 51.43 68.99 35.29 No 105 17 21 0 21 1 No % 23.39 5.90 3.40 0.00 13.29 5.88 NotStated 29 57 96 17 28 10 Not Stated % 6.46 19.79 15.53 48.57 17.72 58.82 TOTAL 449 288 618 35 158 17 Do you agree with our membership proposals - Staff Representation? STAFF PUBLIC NOT STATED Leicester Leicestershire Rutland Not Stated/ City County County Out of Area Yes 320 226 511 17 120 5 Yes % 71.27 78.47 82.69 68.00 75.95 29.41 No 102 12 22 0 13 2 No % 22.72 4.17 3.56 0.00 8.23 11.76 NotStated 27 50 85 8 25 10 Not Stated % 6.01 17.36 13.75 32.00 15.82 58.82 TOTAL 449 288 618 25 158 17 Do you agree with our membership proposals - Public representation? STAFF PUBLIC NOT STATED Leicester Leicestershire Rutland Not Stated/ City County County Out of Area Yes 332 230 507 18 123 6 Yes % 73.94 79.86 82.04 72.00 77.85 35.29 No 90 12 24 0 11 1 No % 20.04 4.17 3.88 0.00 6.96 5.88 NotStated 27 46 87 7 24 10 Not Stated % 6.01 15.97 14.08 28.00 15.19 58.82 TOTAL 449 288 618 25 158 17 21 Do you agree with our proposed constituencies? STAFF PUBLIC NOT STATED Leicester Leicestershire Rutland Not Stated/ City County County Out of Area Yes 338 258 556 24 125 6 Yes % 75.28 89.58 89.97 96.00 79.11 35.29 No 106 21 33 0 20 2 No % 23.61 7.29 5.34 0.00 12.66 11.76 NotStated 5 9 29 1 13 9 Not Stated % 1.11 3.13 4.69 4.00 8.23 52.94 TOTAL 449 288 618 25 158 17 Therewere19themesthatcameoutthisproposal.Thelargestproportion(15)were againsttheproposals,and14wereforwhatwasproposed,butitwasfeltthatstaffwere underrepresentedinthisproposal. Do you have any views on the establishment of the Board of Directors? STAFF PUBLIC NOT STATED Leicester Leicestershire Rutland Not Stated/ City County County Out of Area Yes 86 72 167 5 37 4 Yes % 19.15 25.00 27.02 20.00 23.42 23.53 No 359 207 421 20 111 4 No % 79.96 71.88 68.12 80.00 70.25 23.53 NotStated 4 9 30 0 10 9 Not Stated % 0.89 3.13 4.85 0.00 6.33 52.94 TOTAL 449 288 618 25 158 17 Thereweresomeinterestingsuggestionsbroughtoutofthisproposal.Thetopcomments whichdrew180ofthe212commentswere: GeneralcommentinsupportofBoardofDirectors BoardofDirectorsshouldincludeamixofprofessions&experience Concernsregardingsalarylevelsandexpenses BoardofDirectorsshouldbesmall BoardofDirectorsshouldbeelected GeneralcommentagainstBoardofDirectors BoardofDirectorsshouldberepresentativeofthelocalcommunity BoardofDirectorsshouldbeaccountableandnonpolitical Atransparentrigorousevaluationandselectionprocessfornonexecs BoardofDirectorsshouldincludepeoplefromtheprivatesector BoardofDirectorsperformanceshouldbeassessedregularly

22 Do you have any views on our proposed election arrangements? STAFF PUBLIC NOT STATED Leicester Leicestershire Rutland Not Stated/ City County County Out of Area Yes 43 67 132 2 31 3 Yes % 9.58 23.26 21.36 8.00 19.62 17.65 No 402 214 462 23 115 4 No % 89.53 74.31 74.76 92.00 72.78 23.53 NotStated 4 7 24 0 12 10 Not Stated % 0.89 2.43 3.88 0.00 7.59 58.82 TOTAL 449 288 618 25 158 17 Therewere121comments,halfofthemjustsupportiveoftheproposedelection arrangements,withthenextlargestgroupofcommentssuggestingthatelectionsshould beheldmoreregularly. Do you agree with our proposals for the Council of Governors? STAFF PUBLIC NOT STATED Leicester Leicestershire Rutland Not Stated/ City County County Out of Area Yes 302 244 509 21 120 9 Yes % 67.26 84.72 82.36 84.00 75.95 52.94 No 141 39 79 4 26 2 No % 31.40 13.54 12.78 16.00 16.46 11.76 NotStated 6 5 30 0 12 6 Not Stated % 1.34 1.74 4.85 0.00 7.59 35.29 TOTAL 449 288 618 25 158 17 Thegeneralweightofresponseforthosewhodidnotagreecameinsupportofincreasing staffrepresentation,whichwasconsideredtobetoosmall.Othersthoughtthatthe proposalsforthecouncilmadeittoolargebutthatitshouldberepresentativeofthelocal population. Do you agree with the proposed age limits for members and governors (16 years and over)? STAFF PUBLIC NOT STATED Leicester Leicestershire Rutland Not Stated/ City County County Out of Area Yes 330 201 431 20 107 9 Yes % 73.50 69.79 69.74 80.00 67.72 52.94 No 113 78 166 3 42 1 No % 25.17 27.08 26.86 12.00 26.58 5.88 NotStated 6 9 21 2 9 7 Not Stated % 1.34 3.13 3.40 8.00 5.70 41.18 TOTAL 449 288 618 25 158 17 Therewere386commentsmadeaboutthisproposal.Themajority(165)feltthatthe minimumageshouldbe18,with56commentingthat21shouldbetheminimumage.This needstobebalancedagainstthe41whofeltthatyoungpeopleshouldstillbe 23 represented.Someevenfeltitappropriatetoputamaximumagegrouponmembersand governors–theserangingfrom50to80. Do you have any comments on our vision and values? Thehighestnumberofcomments(493)wasmadeaboutthisproposal.Thevastmajority, 366,weresupportiveofourvisionandvaluesandwantedtoseethemputintopractice. Do you have any other comments you wish to make? ThevastmajoritymadecommentsinsupportofourproposaltobecomeanFT,withsome makingcommentsbasedontheirownpositiveexperienceoftheTrust.Tobalancethis therewere47commentsnotsupportingourproposalwhichalsomadereferencetoa negativeexperience(18)inoneofourhospitals.Some(42)wereconcernedwith finances/wastageandthatpatientcaremustcomefirstforusasanFT;thatinvestmentin staffandnursesshouldbemaintainedandthattheTrustneedstoengagewithpatients andthepublicmore.

11. Does the Trust have any comments about the general tone of responses received? For example, were those opposing the proposals expressing fundamental objections or picking up minor (possibly technical) issues? AlthoughoverwhelminglyrespondentswereinfavouroftheTrust’sapplicationfor FoundationTruststatusthereweresomepeoplethatdidnotsupportit.Themajorityof thoseopposedwerepickinguponminorissues(seequestion12forfurtherdetail), howevertherewereafewrespondentsthatwereagainsttheprincipleofFoundationTrusts orwereconcernedthatitmightleadtoprivatisationoftheNHS‘bythebackdoor’. OurstaffsiderepresentativesdidnotsupporttheTrust’sproposaltobecomeaFT.Thisis inlinewiththetradeunion’snationalpositionoffundamentaloppositiontoFTstatus.Their particularconcernwasaroundthepotentialrebandingofstaffiftheTrustgainedFT status.

12. What were the main topics that attracted critical comment and what was the Trust’s response?

Issue (please include in brackets the Trust’s Response name of the main person(s)/bodies raising it)

Proposed minimum age limits for Whilstnotingtheviewsofthose members and governors – 16 years and constituencieswhofeelthatmembership over (aboutaquarterofstaffandpublic shouldnotbeopentoanyindividualwhois disagreedwiththis.Themainobjection under18yearsofage,theTrustismindful wasthat16istooyoungandthatminimum thatMonitortakestheviewthat16yearsof membershipageshouldbe18) ageisthethresholdforbeingappointedor electionasaGovernor.TheTrustisa providerofhealthcareservicestochildren andyoungpeopleandiskeentolistenand respecttheirviewsabouttheserviceswe provideandtoinvolvetheminourplansfor thefuture.Forthesereasons,theTrustis satisfiedthattheloweragelimitof16years forbothmembersandgovernorsis

24 appropriate.

Proposals for the Council of Governors Whilstacknowledgingtheviewsofthosestaff (aboutaquarterofstaffrespondentsdid constituencieswhofeelthatstaffgovernors notagreewiththese.Themainconcern shouldhaveagreaternumberofseatsonthe wasthatstaffonlyheld5seatsona CouncilofGovernors,theTrustismindfulof: councilof38governorsanditwasfeltthat staffwantedgreaterrepresentationonthe a)theneedfortheCouncilofGovernorsto CouncilofGovernors) reflectawiderangeofstakeholdersinterests, includingthoseofstaff; b)thefactthatinvolvementofstaffviatheir governorrepresentationsontheCouncilof Governorswillbebutoneofthemechanisms bywhichtheTrustwillseektoengagewithall staffonitsperformanceandfutureplans.

13. What were the main areas attracting Proposals to become a Foundation Trust support locally? (please indicate in (PublicandStaff) brackets the main source(s) of this support e.g. patients, staff, general Boundaries – Leicester City, public) Leicestershire County and Rutland County (PublicandStaff)

Staff representation (PublicandStaff)

Public representation (PublicandStaff)

Proposed constituencies (PublicandStaff)

14. Specifically, what was the general tenor of responses with regard to:

Membership Publicandstaffwereverysupportiveoftheproposalsforpublic membershipandstaffmembership,andreceivedthemostsupport. However,afewrespondents(8)feltthatthereshouldalsobea separatepatient/serviceusermembershipcategory

Council of Thevastmajorityofpublicrespondentssupportedtheseproposals, Governors howeversomestafffeltthattheyshouldhavemorerepresentation ontheCouncilofGovernors

Board of Directors Themajorityofpublicandstaffwereinfavouroftheproposalsfor theboardofdirectors,howevertherewereconcernsaboutsalary costs

Elections PublicandstaffwereverysupportiveoftheproposalsfortheTrusts electionarrangements

25 14. Specifically, what was the general tenor of responses with regard to:

Constituencies Thevastmajorityofpublicrespondentsagreedwiththeseproposals, asdidaboutthreequartersofstaffrespondents

Boundaries Themajorityofpublicrespondentsagreedwiththeseproposals,as didaboutthreequartersofstaffrespondents

Constitution Notpartofourconsultation

Age limits Theproposedminimumageof16formembershipandgovernors causedthegreatestconcerns,althoughthemajorityofthepublicand staffsupportedthis. Themainobjectionwasthat16wastooyoung,aminimumageof18 wassuggestedbythemajoritythatdisagreed,with21slightlybehind that. Therewasalsoasuggestionofanupperagelimit.

Youth SomerespondentsfeltthattheTrustneedstoconsiderhowpeople representation under16yearsoldwillrepresented

Staff Thevastmajorityofpublicagreedwiththeproposalsforstaff representation representation;whilstmoststaffagreedasignificantminoritythought thereshouldbegreaterstaffrepresentationontheCoG.Someof thosethatdisagreedfeltthatstaffgroupsshouldbesplitdown furtherthanthecurrentfourprofessions

Vision Themajoritythatcommentedleftamessageofsupportforthe Trustsvisionandvalues.Somewerealittleconcernedthatpatient caremightsufferasaresultofapplyingforFoundationTruststatus

Transitional Therewerenocommentsaboutthetransitionalarrangements arrangements

HR Strategy Notpartofourconsultation

Communications Outofthoserespondentsthatstatedapreferredmethodof communication,staffpreferredemail(67%),whereasoverallpublic wouldprefertobecontactedbypost(66%). • Patients/serviceusers,thatliveoutsidepublicconstituencies, Any novel shouldberepresented suggestions • received as a BoardofDirectorsshouldconsistofamixofprofessions& result of experience • consultation Staffgovernorsshouldcomefromarangeoflevelswithinacross theorganisation • CouncilofGovernorsshouldberepresentativeofthelocal population • CouncilofGovernorsshouldalwaysincludeonegovernor betweentheageof16and18,torepresentyoungpeople • Governorsshouldnothavetostanddownifafter2ndtermare 26 14. Specifically, what was the general tenor of responses with regard to:

willingandunopposed • 14yearsoldminimumformembers,21yearsandoverfor governors • Upperagelimitrequiredformembersandgovernors • 18yearsoldshouldminimumforgovernors,16yearsold minimumformembers • Theproposednamechangecouldbeawasteofmoney Other issues – • please specify LeicesterCityhastoomanyseatsontheCouncilofGovernors • RutlandCountyshouldhavemoreseatsontheCouncilof Governors • Publicconstituenciesshouldbemadeupofdistrict/councils,not counties/unitaryauthorities • BoardofDirectorsshouldincludewithequalmembershipofexec andnonexecs • Governorsshouldnothavetostanddownifafter2ndtermare willingandunopposed • ElectionstotheCouncilofGovernorsshouldbeheldmore regularly • Numberofgovernorsshouldbeequalbetweenpublicandstaff • Theconsultationdocumentdoesnotshowacleardivisionof responsibilitybetweentheChairoftheBoardandtheChairofthe Governors

15. Is there anything else about the public consultation exercise and outcome that you would like to let the Secretary of State or Regulator know? No

16. Please provide the contact details for the person who will be available to answer detailed queries on the public consultation and provide copies of any responses required for further scrutiny

Name: MarkWightman,directorofcommunications&externalrelations

Address: TrustHeadquarters,GwendolenHouse,GwendolenRoad,Leicester,LE5 4QF

Telephone Number: 01162588952

Email: mark.wightman@uhltr.nhs.uk

27 Staff Engagement, Involvement and wider culture change

17. How have staff been given ample opportunity to play an active part in the dialogue and deliberations around the NHSFT application? Where has staff dialogue and views influenced the broad HR strategy which in turn supports the service development plans and organisational goals for the Trust? Staffhavebeenencouragedtoparticipateandfeedtheirviewsintoourconsultationin anumberofways–muchofthisinvolvementisonanongoingbasis.Someofthe activitiesincluded: • Aspecialeditionofthestaffmagazine,TrustTalk,wascreatedand4,150 copiesweredistributedacrossthethreesites; • Staff/teammeetings,thesewerefacilitatedwithinthedirectoratesand supportedbyindividualisedPowerPointpresentationsforeachofthedifferent areassothatstaffcouldbetterunderstandthebenefits/impactofFTontheir areas; • TextmessagestoallstaffholdingaTrustmobile.Theseweremessagesof encouragementtotakethetimetofeedbackandencouragetheircolleaguesto dothesame; • Allstaffemailsweresentintermittentlytoencouragefeedback; • Postersweredisplayedacrossthethreehospitalsites; • RegulararticleswereinthemonthlyeditionsofTeamTalk(thetoolfor managerstocommunicatetotheirstaff)andthesewereaccompaniedby discussionsatthemonthlyseniormanagersmeetingwhichprecedesthe releaseofTeamTalk; • AlinkfromINsite,ourintranet,totheinformationandfeedbackformonour publicwebsite; • Handhelddeviceswereusedtogatherthefeedbackofstaffbythe CommunicationsTeamatthepublicmeetingsandonwalkaboutsthroughout oursites. 1. Focus groups forallprofessionalandworkgroupswereheldbetweenJuneand August2009asaprecursortothesignificant‘BigConversation’eventsthatwereheld inSeptemberandOctober2009. 2.The Big Conversation: Theseeventsattractedaround2,000stafffromall professionalandworkgroups,directorates,levelsandsites; Outcomesfromtheseeventswere: • Staffcontributedtothefinal development of our values andtheirsupportive behaviours,whichinturnwerepartoftheFTconsultation • Whenaskedwhatannoyedstaff,orwhatsimplethingcouldbedonetoimprove theirworkinglives,weweregivenaround2,700whatwecalled“quickwins” whichidentifiedideasforserviceimprovementandchange. • AlsovaluableininformingthedevelopmentofourPeopleStrategy. 3. Our values and behaviours: staff worked withustohelpshapeour5valuesand theirunderpinningbehaviours.Thesehavebeenincorporatedintoourappraisal

28 processfornonmedicalstaffinordertoembedthemthroughouttheTrust.Thereis alsomoregoingonacrosstheorganisationtoraiseawarenessofthevalueswithstaff andtosupportmakingthem“real”withinoureverydaylives. 4.Tocontinuethedialogueandcaptureadditionalideasforchangeandinnovationwe havetwopagesonourintranet(INsite): • LetsKeepTalkingpage • BrightIdeaspage 5. Leadership competencies:Thesewereidentifiedthroughmultiprofessionalfocus groups at every level. These have also now been incorporated into our appraisal processandthebasisforassessinganddevelopingourleaders. 6.ActivejointpartnershipwithstaffsidethroughtheJointStaffConsultationand NegotiationCommittee(JSCNC)forthe use and monitoring of Joint Investment funding (JiF) spendforBands14 7. The People Strategy wasapprovedthroughtheTrustBoardinApril2010after consultationofthefinaldraftthroughdivisionsandcorporateareas.

18. How did (and for the future “how will”) the organisation ensure effective staff involvement and participation in shaping cultural change and service development and delivery, and in embracing social partnership in its broadest sense? 1.We have an approved Staff Engagement Strategy that identifies the following key areastopromoteandachieveeffectiveengagementofstaff: • developingsharedvalues • promotingaclearstrategicvision • leadershipandeffectivemanagement • twowaycommunication • careerdevelopmentandtraining • involvementinchange • modelemployer.

Effective staff engagement supports the development of a culture in which staff are valued,developedandsupported.Thesearecrucialtopromotingwellbeingatwork. Asteeringgroup,chairedbytheDirectorofHumanResources,hasbeenestablished anditisresponsiblefortheongoingreviewofactionstosupporttheimplementationof thestrategy.Wearealsoplanningtosetupanexecutiveledmonitoringgroupforall aspectsofworkforceandorganisationaldevelopment. 2.Leadershipandeffectivemanagementisalsoapriorityareaidentifiedthroughour leadershipandtalentmanagementstrategy.Developingofourleadersandmanagers iscriticalinensuringthattherightbehavioursaredevelopedacrossourseniorleaders so that a culture of engagement is promoted that values staff. Actions from the Engagementstrategyforleadershipinclude: • Ensure all leadership development activity includes learning on staff engagement • Performanceobjectivesandmonitoringforleadersencompasseselements requiredtodeliverstaffengagement. 29

3.TheTrustOrganisationalDevelopmentplanincludesasectiononstaffengagement.

4.PartnershipWorkingwithstaffside Weworkhardtoengagestaffandwehavearecognitionagreementwithmorethanten tradeunions.Anumberofprojectsaredevelopedinpartnershipwithstaffside organisationsandthereisaregularJointStaffConsultationandNegotiationCommittee (JSCNC),chairedrotationallybytheChiefExecutiveandStaffSideChair.Inaddition thedeputyDirectorofHRattendstheEastMidlandsRegionalSocialPartnership Forum. Partnershipworkinginpracticeincludes: • WorkingwithstaffsideonkeyprojectsESR,payroll,KSF,additionalfunds,A4C • JSCNC–bimonthlycommittee–TermsofreferencereviewedSummer2009to reflectnationalSocialPartnershipForum • TrustwideMedicalLocalNegotiatingCommittee(LNC) • StaffsiderepresentativeonvariousTrustGroups,e.g.trainingand developmentgroup • FundedstaffsideChairandpartfundedstaffsidesecretary • QuarterlystrategysessionsheldwithstaffsideandExecutiveDirector colleagues • FortnightlyHR/Staffsidemeeting • Timeoff,facilitiesagreementandrecognitionagreementinplace 5.INsitebrightideaspage 6.Monthlystaffpollingtobeimplemented 7.Activelyparticipatingin: • Futurejobsfund • Projectsearch • Apprenticeships 8.Signedupto“MindfulEmployer”Charter

19. How has the organisation engaged with (and how will it continue to engage with) clinicians in determining the future direction of service provision, and how have the outcomes of such discussions been analysed from a cost/benefit perspective and integrated into the service development plans outlined in the business plan? Integrated business planning: Clinicianshavebeenengagedinthedevelopmentof theintegratedbusinessplanningprocessincludingattendanceatanumberofstrategy planningworkshopstoidentifystrategicinitiativesanddriversfortheorganisation. Thesehavebeentranslatedintolocalstrategiesforimplementationwithinthenew divisionalandclinicalbusinessunitstructurewherethereisincreasingrelianceon clinicalleadershipfordelivery.Throughthiscliniciansareinvolvedincontributingtothe developmentandthepresentationofbusinesscasesthatdetailthecostandbenefits witheachcasebeingdevelopedonitsownmerits.Withinthenewcommitteereporting structurecaseswillbepresentednotonlythroughtheExecutiveTeambutalsotoa newlyemergingCommercialBoard.Arrangementsfortheonwarddevelopmentofthe Integratedbusinessplanningprocesscontinuetoberevisedtoensurethatclinical engagementandinvolvementisattheheartoftheplanningprocess

30 Innovation: AnumberofcliniciansfromacrosstheTrusthavebeensuccessfulin attractingnationalfundingtosupportserviceinnovation.Thepotentialimpacton servicequalityandimprovementareproposedforeachschemeandtheimpacton clinicaloutcomeproposed.Suchbenefitswillbefullyevaluatedgoingforwardandthe learningsharedacrosstheorganisation. 1.Aspartofourstaffengagementwork,wehavecompleteda medical staff engagement survey andweareawaitingtheresultstoinformourdirectionand actionsthatneedtobetakentoaddressissuesthathavebeenraised. 2.Engagedin productive ward and productive theatre initiatives 3. Bright ideas INsitepage 4. Organisational development strategy and plan identifies three goals of which clearly indicate the intention of our organisation to involve clinicians:

• Quality innovation and productivity: Wewilldevelopourclinicalpathways andprocessesandensuretheyareefficient,effectiveand‘joinedup’across primary,secondaryandtertiarycaresettings.Wewilluseleadingtoolsand skills(leanmethodologiesandprocessredesign),toimprovethequalityofthe experienceandclinicaloutcomesforpatients • Staff engagement :Wewillimplementarangeofactivitiesandinterventionsto strengthentherole,impactandinfluenceofstaffinallaspectsoftheour businesswithanemphasisonimprovingclinicalengagementinstrategic planning,servicedesignanddelivery • External/Internal Strategic Business Partnerships: Wewillbroadenand strengthenexternalpartnershipworkingrelationshipstoensurewework collaborativelyandeffectivelywithcommissioners,consumers,patients,public andstaff.Thiswillensureweplayanactiveroleinthedeliveryofappropriate servicesthataddresshealthneedsandinequalitiesacrossLeicester, LeicestershireandRutland.Wewillensurethatexcellentrelationshipswith publicandprivatesectororganisationsandhigherandfurthereducation establishmentswithinandoutsideLeicestershirepromotequalitypatientcare, worldclassresearchandsustainablebusinessandfinancialstability. 5. Our new divisional structure putsclinicalstaffinveryseniordecisionmaking positions.Undereachdivisionisastructureofclinicalbusinessunits(CBU’s)which alsohaveleadclinicians.Theseleadersareresponsibleandaccountableforall servicedeliveryandimprovements. 6. Our Leadership Development Strategy identifiesthekeyroleclinicalstaffhavein leadershipthatshapesourfuturecultureandprocesses.Itidentifiestheneedfor continuedworkonencouragingcliniciansintoleadershiprolesby: • supportingandenablingclinicianstoparticipateinleadershipdevelopment • ensuringtalentmanagementsystemsencompassclinicalcareerpathways • identifying clinicians who want to focus on leadership roles and improve incentives and remove barriers by enabling logical career paths from clinical practiceintoleadershiproles • makingappropriatelinksbetweentheappraisalprocessandClinicalExcellence Awardstoensureexamplesofgoodclinicalleadershiparerecognised.

31 20. How is the Trust developing/ managing new (and existing) relationships with local health organisations and other local networks, social care, good citizenship and social responsibility, and playing a wider role in the community? TheTrusthaswellestablishedrelationshipswithotherNHSorganisationsacrossthe localhealthcommunityandwithsocialcare.Weworkcollaborativelywithour healthcarepartners,nowmorethanever,aswetacklethechallengesposedbythese austeretimes.Forexampleourseniorcliniciansaredeployedacrossregionalboardsto lookatthefutureof‘emergencycare’,‘plannedcare’and‘acutecare’alongsidetheir counterpartsinprimarycare. Weuseaccountmanagementprinciplestosupportourrelationshipswithkey stakeholders,lookingforareasofcommonpurposeandsharedagendas.The membersoftheexecutiveteamareeachresponsibleformaintainingproductive relationshipswithspecificstakeholders.TheserangefromNHS‘family’likethePCTs andspecialisedcommissionersthroughtobodieslikethejointhealthoverviewand scrutinycommitteeandLocalInvolvementNetworks.

21. What is the degree of “integration” of first-rate HR practice in all the main functions of the organisation (operational, strategic and clinical) – with a view to demonstrating that good HR practice and thinking is present in the wider organisation and not only the specialist HR function itself. 1. People Strategy WehaveanoverarchingPeopleStrategywhichclearlysetsoutthe directionforthenexttwoyears.Thisstrategyistheresultofathoroughassessment andaprioritisationprocessthatsupportsourStrategicPlaninthemovetowards FoundationTruststatus.Thestrategydoesnotstandaloneandissupportedbya numberofkeydocumentswhichensuretheintegrationofHRpracticeacross operational,strategicandclinicalareas. Thestrategycoversninekeythemesallofwhichhaveassociatedactionplans: 1. Ourstaffandworkforceplans 2. Howwemeasureourworkforce 3. Becominganexcellentemployerofchoice 4. Rewardingourstaff 5. Ensuringstaffhavetherightskillsnowandforthefuture 6. Makingsurethatwehavethebestleaders 7. Promotingasociallyresponsibleinclusiveenvironmentandculture 8. Engaging,listeningandworkingwithstaff 9. KeepstaffHealthyandensuringwellbeing

2. HR Structure: ThegeneralistHRstructureworkswithaHRbusinesspartner approach.EachofthefourDivisionshasanHRleadthatisintrinsicallylinkedwiththe seniordivisionalteamtoensurethatallHRissuesareintegratedintothedaytoday businessandlongertermstrategy.

32 22. How has the organisation demonstrated its commitment to unlocking the potential of all staff and enabling all staff to progress their skills and careers through lifelong learning and development? 1. Learning and Development Strategy InApril2010,ourTrustBoardapprovedtheLearningandDevelopmentStrategywhich outlinestheactionstobetakenforthenexttwoyears. In a constantly changing environment with increasing pressure on all resources, learninganddevelopmentarekeytoensureourcontinuedaccreditationasateaching hospital and for achieving our vision and strategic goals. The Learning and Development Strategy is one of an integrated group of strategies and policies. Six prioritiesandgoalshavebeenidentifiedasshowninfigure1

PrioritisationofLearningand AllstaffhavetherightKnowledge, developmenttosupportthe Ensuringadequate, skillsandbehaviourstodeliver ongoingbusinessofthe appropriateandvariedtraining effectivecareandexcellent Trusttoachieveitsvisionand resourcesandmethodsfor patientexperience strategicgoals Education,Trainingand Development

Priorities and Partnershipworkingwithinand outsideUHLtoensure Maximisingfundingstreams Goals effectivenessofallactivityand withclearaccountabilityand tosupportnewwaysofworking monitoringprocessesin place FairnessandEqualityof accessandsupportfor allstaff

Learning and Development Strategy

StaffEngagement PeopleStrategy Organisational Strategy DevelopmentStrategy NextStagereview: Linked HighQuality Strategies LeadershipandTalent Workforce ManagementStrategy Figure1

UHLVISION,VALUES STRATEGICOBJECTIVES 2. Appraisal Effective appraisal, with review of the Knowledge and Skills Framework (KSF) competence where applicable and personal development planning is the vehicle for identifyingallindividuallearninganddevelopmentneeds. InSeptember2009,wereachedourinternaltargetof90%ofstaffreceivingan appraisal.Workcontinuestobedonetofurtherimproveandatargetof100%hasnow beenidentifiedfromJune2010.ThisismonitoredthroughtheTrustBoardandQPMG anddirectorate/divisionconfirmandchallengeprocess. AppraisaldocumentationwasintroducedinApril2010toimprovethequalityof appraisals.Wehaveupdatedourtrainingandhavebeenholdingsessionsto disseminatethenewdocumentation.Weareanationalpilotsiteforstrengtheningthe medicalstaffappraisalprocess,linkedtorevalidation.Resultsfromthe2009National Staffattitudesurveyplaceusinthetopfourofacutehospitalsforstaffbeingappraised andhavingaPDP.Thisisasignificantimprovementfromour2008results. 3. Study Leave OurStudyLeavePolicy(referenceB32/2004)setsouttheprocessbywhichstaffare supported,includingthecriteriaforprovidingtimeoffand/orfinancialsupport.Priorityis 33 giventothecompletionofstatutoryandmandatorytrainingthatrequiresstafftomeet competenciesrequiredwithintheirrole.Everyeffortismadetomeetpersonal developmentaspirationswithinthecontextofserviceneedandresourceconstraints. Weareattheforefrontofdevelopingandusingappropriateassessmentmethodsfor clinicalskillscompetence.Thiswillbeextendedasappropriate.Wewillcontinueto ensurestaffreceiveclinicalskillsdevelopmentappropriatetotheirrole. 4. The Skills Pledge BysigningtheskillspledgeinSeptember2008wedemonstratedourcommitmentto supportallstafftodeveloptheirbasicskills,includingliteracyandnumeracy,andwork towardsrelevant,valuablequalificationstoatleastNVQLevel2(equivalenttofive goodGCSEs).Wehaveexcellentskillsforlifeprovisionthrougheducational partnershiparrangements. 5. NVQ Provision Thereisawiderangeofprovision,andthequalityofwhatweprovideisacknowledged nationallybytheachievementofanOFSTEDinspectiongradeof“outstanding”. In2009fifteendifferenttypesofNVQsatlevel2andlevel3weredelivered.146staff completedthequalificationsandcurrently136staffarecontinuingontheprogramme. 6. Support of B1-4 staff through use of JiF 646applicationsforfundingsupportthroughJointInvestmentFramework(JiF)were approvedforstaffwithinBands14between1 st Apriland31 st November2009andwe wereallocatedapproximately£408,000. 7. Investing in skills for life training ensuresthatallourstaffgaininconfidence, continuetodevelopandareabletoprogressfurtherintheirroles.In2009158ofour staffenrolledonto529coursesinSkillsforLife 8. Investment in Apprenticeships: ourtraininganddevelopmentserviceisnow accreditedtodeliverapprenticeshipframeworks 9. Investment in eLearning: Wearecommittedtoprovidingflexiblewaysoflearning toourstaff.WehaveinvestedinelearningbothinhouseandthroughLearnDirectto makelearninganddevelopmentmoreaccessibletothosewithvaryingshiftpatterns. LearnDirectCentresareavailableonallthreesites,staffedduringthedayandevening andatweekends. 10.Leadership Academy: TheLeadershipAcademywaslaunchedinJune2009and existstogivestaffinleadershiprolesandthoseaspiringtosuchrolestheconfidence, skillsandcredibilitytoleadourorganisation.Itwillserveasasourceofnetworksand learningopportunitiestoembedstrongleadershipateverylevelintheorganisationand buildacommunityofleaders. 11. Use of local and national programmes: Wehave staffcurrentlyparticipatingina rangeofprogrammesincluding:aspiringdirectorsandlocalandnationalBreaking ThroughProjectsanddevelopmentopportunitiesforBMEstaff 12. We are nationally accredited throughvariousawardingbodiesincluding Accreditedareas: • ILM, • CityandGuilds, • Deanery

SUBMISSION ENDS

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