CONTENTS

General Descriptions ...... 2

Compilation and Revision of Regulations and Standards...... 7

Safety Regulation on NPPs...... 12

Safety Regulation on Research Reactor...... 37

Safety Regulation on Fuel Cycle Facilities...... 41

Radiation Environment Regulation on development and utilization of uranium mine...... 45

Safety Regulation on Radioactive Waste...... 48

Safety Regulation on Radioisotope and Irradiation Facilities...... 50

Nuclear Material Control and Physical Protection for Nuclear Installations ...... 58

Regulation on Safe Transport of Radioactive Material...... 60

Safety Regulation on Civil Nuclear Equipment.... 63

Environmental Regulation on Electromagnetic Radiation...... 81

Radiation Environment Monitoring...... 83

Emergency Management for Nuclear and Radiation Accidents...... 88

Regulation of Personnel Qualificaiton...... 91

International Cooperation ...... 114

Memorabilia of 2011...... 121

1 National Nuclear Safety Administration

General Descriptions

General Descriptions capacity building project of nuclear and radiation In 2011, nuclear facilities in service were emergency monitoring commanding platform maintained in safe operation and the quality and quick response in key provinces and cities of nuclear facilities under construction was with the special fund for the reduction of major effectively controlled. There were no operational pollutants discharge of the central revenue (2011) events of level 2 or above occurred in any was unfolded; the performance appraisal system operational NPPs, research reactors, nuclear of national radiation environmental monitoring fuel cycle facilities, radioactive waste storage, project was established and improved, and the treatment and disposal facilities, or radioactive performance appraisal in some provinces and material transportation activities. Minor events external supporting organizations was carried and nonconformance of nuclear facilities in out accordingly. operation and under construction were timely Organizational Development handled. The Reply to the Issues on Adjusting the In 2011, the nuclear facilities and nuclear Nuclear Safety Regulatory Authority of the technology application activities in China Ministry of Environmental Protection (SCOPSR were constantly increasing, and the radiation [2011]142) was issued by the State Commission in environment was generally maintained in Office for Public Sector Reform in 2011, which a good state. The ionizing radiation level in approved three new departments in the Ministry environment was kept as same as previous of Environmental Protection (National Nuclear years’. There was no significant change of Safety Administration), namely the Nuclear the radiation levels of the environment adjacent Regulatory Department I, II and III, with an to nuclear facilities and nuclear technology increase of 26 staff, which made the total staff application activities. The general condition of size of 85. environmental electromagnetic level was in good Capacity Building state and there was no significant change of the The capacity building project of radiation electromagnetic radiation levels adjacent to the environmental emergency response to Japan electromagnetic radiation facilities. nuclear accident was carried out in the wake of After the Fukushima nuclear accident the Fukushima nuclear accident. The Ministry in Japan, the national comprehensive safety of Finance approved in an urgent manner inspection on nuclear facilities was timely the request of a special fund amounting to carried out and enhanced requirements were put 60 million RMB for strengthening radiation forward for nuclear facilities both in operation environmental emergency capability of the and under construction, which further raised National Nuclear Safety Administration in the overall safety level in China. response to the Japan nuclear accident; and The fourth national meeting on nuclear the fund was for the procurement of totally and radiation safety regulation was held; the 132 pieces (set) of relevant equipment in 19

2 National Nuclear Safety Administration 2011 Annual Report

categories. of the 6 research reactors were renewed. The General Descriptions The special capacity building project of China Advanced Research Reactor was covered nuclear and radiation emergency monitoring in the scope of the regulation of civilian nuclear commanding platform and quick response in facilities. The experimental fast reactor of China key provinces and cities with the special fund reached the initial power increase and the first for the reduction of major pollutants discharge grid connection. of the central revenue (2011) was initiated; the The procedures of review and approval gross investment is 210 million RMB of which were strictly carried out on nuclear fuel cycle 150 million is state subsidies while the rest 60 facilities engaging in uranium , fuel fabrication million from local funds. and so on. The regulation on those facilities The project of the national technical in terms of construction and operation safety R&D base for the nuclear and radiation safety was strengthened; and projects that violated regulation was promoted with steady progress. relevant rules and regulations were dealt with The Construction Plan of the National Technical strictly according to legal requirements. The R&D Base for the Nuclear and Radiation Safety regulations system on the transportation safety Regulation (hereinafter referred to as the Plan) of radioactive materials was consolidated; the and the General Layout Programme of the R&D design and manufacturing of the container used Base were complied; the feasibility research in radioactive materials transportation as well reports of the 5 sub-projects in the first phase as activities related to the transportation were began to be composed. under strict examination and inspection, thus Reinforced Regulation enhanced the safety level of radioactive materials In 2011, the National Nuclear Safety transportation. Efforts were actively taken to Administration implemented, in accordance with promote the treatment and disposal of legacy the law, strict and effective regulation over the radioactive wastes; the review and approval of nuclear facilities across the country, and all 40 projects of radioactive waste treatment and/ nuclear facilities maintained in safe status. or disposal were completed. By the end of 2011, the 15 units in More than 50 on-site inspections and operation were in good operational condition and examinations were carried out for the nuclear the quality of 26 units under construction was technology application projects. Seventeen assured. After the Fukushima accident, it was radiation safety licenses were issued, 36 decided by the Executive Meeting of the State radiation safety licenses were modified or Council to carry out the comprehensive safety added items, and 26 licenses were extended or inspection on the nuclear facilities in operation renewed. and under construction all over the country The environmental electromagnetic level in order to reinforce the safety regulation. all over the country was generally in good Two new units were put in operation and no condition. The review and approval procedures construction permits were issued in 2011. for electromagnetic environmental impact The safety review on research reactors were assessment and environmental protection carried out periodically. The operational licenses acceptance appraisals on project completion

3 National Nuclear Safety Administration

were further standardized. The environmental regulation; to achieve openness, transparency, impact assessment and environmental protection and balanced development. The overall acceptance appraisals on a number of electric goals are: to further enhance safety level power transmission and transform projects were of nuclear facilities and nuclear technology completed. Complaints and appeals regarding application facilities; to significantly lower electromagnetic environmental issues were environmental safety risk posed by radiation; properly handled. to basically build up integrated capabilities in The licensing management of civilian defense against accidents, pollution control, nuclear components was further clarified and technological innovation, emergency response consolidated. Efforts were taken to promote and safety regulation; to ensure nuclear safety, a verification system of non-destructive environmental safety and the public health; examination capacity for pre-service and in- The safety level of nuclear facilities and nuclear service inspections. Review and inspection on technology application should be further the primary equipment of nuclear island were enhanced through two phases. During the 12th intensified. Continuous improvements were Five-Year period as the first phase, the safety made to safety examination mechanism for the performance indicators of nuclear facilities in imported civilian nuclear safety equipment. operation should be maintained at sound levels Nuclear Safety Plan with prevention of events and accents that affect In line with the general requirement of the public health and environment; newly-built State Council to formulate the 12th Five-Year nuclear power units should have better measures Plan, the Ministry of Environmental Protection to prevent and mitigate severe accidents, and (National Nuclear Safety Administration) took the construction quality should be effectively the lead in formulating the 12th Five-Year assured; the safety risk posed by legacy low Plan and 2020 Long-term Goals on Nuclear and intermediate level radioactive wastes should Safety and Radioactive Pollution Prevention and be basically eliminated( to a minimum level), Control (hereinafter referred to as the Nuclear and the environmental safety risk of radiation Safety Plan) taking into account the lessons should be significantly lowered. During and th learned from the Fukushima accident. after the 13 Five-Year period as the second It was stated in the Nuclear Safety phase, efforts should be made to practically Plan that “Safety First, Quality First” eliminate the likelihood of large release of was the fundamental policy for the nuclear radioactive substances by advanced design of safety and radiation pollution prevention and new nuclear power units; the overall strategy control in China. The basic principles are as of high level radioactive waste treatment and follows: to take prevention first and achieve disposal should be completed. The national defense in depth; to attach importance to technological R&D base for nuclear and both the new and the old, and combine radiation safety regulation as well as the prevention with control; to make continuous national radiation environment monitoring improvements relying on technology; to insist system should be completely established. By on governing by law and implement strict 2020, the safety of nuclear power should

4 National Nuclear Safety Administration 2011 Annual Report

reach the internationally advanced level, the measures are stated as following: to perfect capabilities in nuclear safety and radioactive regulations and standards, to optimize pollution prevention and control should be management mechanisms, to improve policies elevated in an all-around way, and the quality and systems, to cultivate safety culture, to of radiation environment should be maintained speed up talent cultivation, to strengthen at a sound level. international cooperation, to deepen public There are nine key tasks in the Nuclear participation, and to increase inputs of funds. Safety Plan as follows: Specific and detailed work arrangements were 1) to strengthen defense in depth so as to deployed with the purpose of enhancing safety guarantee operational safety of nuclear power level and eliminating any hidden safety hazards plants, and to promote safety modifications of as soon as possible. nuclear power plants in operation and under On the basis of the existing plan, by construction by operating organizations; summarizing, in a systematic manner, the past 2) to enhance rectification in order to experience of the nuclear safety regulation, the eliminate hidden safety hazards of research Nuclear Safety Plan brought forth the general reactors and nuclear fuel cycle facilities; direction of the nuclear safety regulation in 3) to tighten safety regulation by the 12th five-year period as well as some more standardizing nuclear technology application; years to come in accordance with the need to 4) to strengthen the administration develop nuclear undertakings in China. It is a of uranium mining and milling to ensure comprehensive plan covering the nuclear safety environmental safety; and radioactive pollution prevention and control. 5) to speed up the decommissioning and It is also a top layer design for nuclear safety waste treatment and disposal of facilities left with quite complete and detailed contents as from the earlier period, so as to reduce safety well as specific requirements. It is a document risk; with guiding principles for the nuclear safety 6) to intensify quality assurance, and to and radioactive pollution prevention and control enhance equipment reliability; from 12th Five-Year period to 2020 in China. 7) to promote technological progress, and Comprehensive Safety Inspection on to facilitate continuous safety upgrades; nuclear facilities 8) to perfect emergency response systems After the Fukushima accident in Japan, so as to effectively cope with emergencies; the National Nuclear Safety Administration, the 9) to consolidate fundamental capabilities, National Development and Reform Commission and to enhance the level of regulation. (National Energy Administration) and China The Nuclear Safety Plan includes five key Earthquake Administration jointly carried out engineering projects, namely nuclear safety the comprehensive safety inspection on civilian improvement, radioactive pollution control, nuclear facilities throughout China including technology R&D and innovation, accident nuclear power plants, research reactors and emergency response and preparedness, and nuclear fuel cycle facilities as requested by regulation capacity building. Eight supporting the State Council. The comprehensive safety

5 National Nuclear Safety Administration

examination was launched in March of 2011and completed in December with a final report. It was a re-evaluation of the safety of all nuclear facilities in China after the Fukushima accident, and had similar contents, depth and extent as those inspections taken by other major countries with nuclear power.

MEP Vice Minister (Administrator of NNSA) LI Ganjie instructed the comprehensive safety inspection to Qinshan nuclear power plant

6 National Nuclear Safety Administration 2011 Annual Report

Compilation and Revision of Regulations and Standards

In 2011, the compilation and revision of nuclear and radiation safety regulations and standards made effective progress. “Regulations on Radioactive Waste Safety” was issued as No. 612 decree of the State Council. The 2011 first ministry meeting of Ministry of Environment Protection (MEP) reviewed and approved “Rules on radioisotope and ray-emitting devices safety and protection management” and put it into effect since May 1, 2011. MEP and General Administration of Quality Supervison, Inspection and Quarantine (AQSIQ) issued 3 standards included “Performance requirements for low and intermediate level radioactive waste form－Cemented waste form (GB14569.1-2011)”, “Technical requirements for discharge of radioactive liquid effluents from nuclear power plants (GB14587-2011)” and “Regulations for environmental radiation protection of nuclear power plant (GB6249-2011)”. National Nuclear Safety Administration (NNSA) continuously promoted “Nuclear Safety Law” compilation, completed the framework of this law and put it into the objectives of “nuclear safety twelfth five-year plan”. Nuclear and radiation safety regulations and standards review expert committee held three meetings, and reviewed 33 nuclear and radiation safety regulations, standards, guides, and technical documents. Nuclear and radiation safety regulations and standards issued in 2011

No. Title Category Posted by Issue Date

1 Regulations on Radioactive Waste Administrative State Council Novermber 30, Safety Regulation 2011 Rules on radioisotope and ray- 2 emitting devices safety and protection Department Rule MEP April 18, 2011 management Performance requirements for low and 3 intermediate level radioactive waste National Standard MEP and AQSIQ February 18, 2011 form-Cemented waste form

Technical requirements for discharge of 4 radioactive liquid effluents from nuclear National Standard MEP and AQSIQ February 18, 2011 power plants

Regulations for environmental radiation 5 National Standard MEP and AQSIQ February 18, 2011 protection of nuclear power plants

7 National Nuclear Safety Administration

The first nuclear and radiation safety regulations and standards review meeting

Review Review No. Title Category Stage Author Group Result Nuclear emergency drill Draft for Nuclear 1 of nuclear power plant Safety Guide Tsinghua University Accepted comment safety group operator

N u c l e a r p o w e r p l a n t Draft for Suzhou nuclear Nuclear 2 Safety Guide Accepted ageing management review safety center safety group

Evaluation of nuclear Safety Technical Draft for Suzhou nuclear Nuclear 3 p o w e r p l a n t s i t e Accepted Document review safety center safety group emergency condition Institute for Safety requirement for Department Draft for standardization Radiation 4 facility with radioactive Accepted Rule comment on nuclear safety group material industry

Research reactor radiation Suzhou nuclear protection and radioactive Draft for Radiation 5 Safety Guide power research Accepted waste management in comment safety group institute design and operation stage

R a d i o a c t i v e w a s t e Institute for m a n a g e m e n t s a f e t y Draft for standardization Radiation 6 technical requirements National Standard Accepted review on nuclear safety group for uranium and thorium industry mining and metallurgy Siting for geological Beijing research Draft for Radiation 7 disposal of radioactive Safety Guide institute of uranium Accepted review safety group waste facility geology

Beijing Sanqiang γ irradiation device Draft for Heli radiation Radiation 8 Safety Guide Accepted decommissioning criterion review engineering safety group technology Co.,Ltd Nuclear and N u c l e a r p o w e r p l a n t Draft for Radiation 9 Safety Guide radiation safety Accepted radiation protection design review safety group center

8 National Nuclear Safety Administration 2011 Annual Report

The second nuclear and radiation safety regulations and Standards review meeting

Review No. Title Category Stage Author Review Group Result N u c l e a r a n d Nuclear power plant Draft for Nuclear safety 1 Safety Guide radiation safety Accepted reactor core design comment group center N u c l e a r a n d Seismic risk evaluation of Draft for Nuclear safety 2 Safety Guide radiation safety Accepted nuclear power plant review group center Research reactor core Draft for Suzhou nuclear Nuclear safety 3 management and fuel Safety Guide Accepted review safety center group handling Nuclear power plant N u c l e a r a n d Draft for Nuclear safety 4 personnel recruitment, Safety Guide radiation safety Rejected review group qualification and training center N u c l e a r a n d Seismic safety assessment Draft for Nuclear safety 5 Safety Guide radiation safety Rejected of nuclear power plant review group center Radioactive material I n s t i t u t e f o r transportation accident Draft for R a d i a t i o n 6 Safety Guide standardization on Accepted emergency response plan comment safety group nuclear industry and preparedness Pressurized water reactor N u c l e a r a n d N a t i o n a l Draft for R a d i a t i o n 7 nuclear power plant solid radiation safety Accepted Standard review safety group radwaste system design center Pressurized water reactor N u c l e a r a n d N a t i o n a l Draft for R a d i a t i o n 8 nuclear power plant liquid radiation safety Accepted Standard review safety group radwaste system design center Pressurized water reactor N u c l e a r a n d n u c l e a r p o w e r p l a n t N a t i o n a l Draft for R a d i a t i o n 9 radiation safety Accepted gaseous radwaste system Standard review safety group center design C i v i l i a n n u c l e a r I n s t i t u t e f o r Draft for R a d i a t i o n 10 fuel cycle facilities Safety Guide standardization on Accepted review safety group decommissioning nuclear industry Nuclear and radiation safety analysis report A c a d e m y o f Draft for R a d i a t i o n 11 s t a n d a r d f o r m a t a n d Safety Guide machinery science Accepted review safety group content for radioactive and technology materials transportation

9 National Nuclear Safety Administration

Review No. Title Category Stage Author Review Group Result Radioactive material S a f e t y A c a d e m y o f t r a n s p o r t c o n t a i n e r Draft for R a d i a t i o n 12 Te c h n i c a l machinery science Accepted performance regular review safety group Document and technology safety evaluation guide

The third nuclear and radiation safety regulations and standards review meeting

Sequence Review Title Category Stage Author Review Group NO. Result

Organization technical A c a d e m y o f requirements for Regulations and S a f e t y Draft for m a c h i n e r y 1 civil nuclear safety standards review Accepted Guide approval s c i e n c e a n d equipment installation committee technology license application

Civil nuclear A c a d e m y o f safety mechanical Regulations and S a f e t y Draft for m a c h i n e r y 2 equipment mockup standards review Accepted Guide approval s c i e n c e a n d production technology committee technology requirements

Research reactor I n s t i t u t e f o r Regulations and operator emergency S a f e t y Draft for standardization 3 standards review Accepted preparedness and Guide approval o n n u c l e a r committee emergency response industry Beijing S a n q i a n g γ irradiation device Regulations and S a f e t y Draft for Heli radiation 4 decommissioning standards review Rejected Guide approval e n g i n e e r i n g criterion committee technology Co., Ltd I n s t i t u t e f o r Video monitoring and Regulations and S a f e t y Draft for standardization 5 Control system of standards review Accepted Guide approval o n n u c l e a r nuclear facilities committee industry Nuclear power plant N u c l e a r a n d Regulations and S a f e t y Draft for 6 radiation protection radiation safety standards review Rejected Guide approval design center committee

10 National Nuclear Safety Administration 2011 Annual Report

Sequence Review Title Category Stage Author Review Group NO. Result Nuclear and radiation safety analysis report A c a d e m y o f Regulations and standard format S a f e t y Draft for m a c h i n e r y 7 standards review Rejected and content for Guide approval s c i e n c e a n d committee radioactive materials technology transportation Regulations and Nuclear power plant S a f e t y Draft for Suzhou nuclear 8 standards review Accepted aging management Guide approval safety center committee Research reactor core Regulations and S a f e t y Draft for Suzhou nuclear 9 management and fuel standards review Accepted Guide approval safety center handling committee Nuclear power plant N u c l e a r a n d S a f e t y Draft for Nuclear safety 10 seismic design and radiation safety Accepted Guide review group Qualification center Nuclear power plant S h a n g h a i S a f e t y Draft for Nuclear safety 11 severe accident Jiaotong Accepted Guide review group management university N u c l e a r a n d Nuclear power plant S a f e t y Draft for Nuclear safety 12 radiation safety Accepted operation management Guide review group center

11 National Nuclear Safety Administration

Safety Regulation on NPPs

Nuclear Power Plants in Operation

In 2011, there was no radioactive event endangering the safety of the public or the environment happened in operational nuclear power plants .The monitoring indicators over the year showed the integrity of all three safety barriers was in sound status. After the Fukushima nuclear accident in Japan, National Nuclear Safety Administration、National Energy Administration and China Earthquake Administration carried out the comprehensive safety inspection, the results showed that the safety risk of NPPs in operation was in controlled status ,the safety was assured .At the same time, a number of requirements of improvements were made and would be carried out in plan by the NPPs to further improve the level of safety.

The Operating Data of the Operational Nuclear Power Plants in 2011

Generation Output IAEA Unit Nominal Power Generation Output Load Factor Capability NPP Name Unit in 2011(TWh) No. (MW) of Unit(TWh) (%) (%)

Qinshan 2.498 1 CN01 310 2.498 89.11 88.04

1 CN04 650 4.28 75.17 73.71 9.591 Qinshan 2 CN05 650 5.311 93.27 90.95 Phase II 3 CN14 650 5.051 88.71 88.64 5.091 4 CN15 650 0.04 --

Qinshan 1 CN08 700 5.817 94.87 92.53 11.501 Phase III 2 CN09 700 5.684 92.69 91.02

1 CN02 984 8.591 99.67 99.98 Daya Bay 16.018 2 CN03 984 7.427 86.17 86.56

1 CN06 990 7.896 91.05 91.39 15.971 2 CN07 990 8.075 93.12 94.05 LingAo 3 CN12 1086 6.768 71.14 72.06 10.537 4 CN13 1086 3.770 98.78 99.58

1 CN10 1060 8.001 86.16 86.55 Tianwan 16.071 2 CN11 1060 8.071 86.92 87.05

12 National Nuclear Safety Administration 2011 Annual Report

1) Qinshan NPP

The unit of Qinshan NPP completed the thirteenth refueling overhaul R13 and was in stable operation with sound safety status in 2011. Regulatory Review and Approval

Eight nuclear safety projects review of Qinshan NPP were finished in 2011, and operating license renewal of Qinshan nuclear power plant was made based on specialized operation mode. Approval Document No. Title Date Notification of approving the modification application of inlet & exit NNSA[2011]43 Mar.01,2011 manometer root valves of shutdown & cooling pump of Qinshan NPP. Notification of approving the modification application of adding NNSA[2011]91 July.01,2011 operation platform to equipment hatch of reactor building. NNSA[2011]111 Aug.18,2011 PZR power operated relief valve control channel alarm card. Notification of approving the modification application of instrument root NNSA[2011]131 Sep.22,2011 valve in seal water system of Qinshan NPP. Notification of approving the modification application of gate in NNSA[2011]156 Oct.27,2011 emergency diesel building. Notification of approving the modification application of pipe caused NNSA[2011]163 Oct.27,2011 by check valve V08-02E/F alternation of injection nozzle of hotleg in Residual Heat Removal System. NNSA[2011]179 Nov.23,2011 Notification of approving the renewal of operating license of Incan NPP. Notification of releasing the reactor criticality control point after the NNSA[2011]189 Dec.02,2011 thirteenth refueling overhaul of Qinshan NPP.

Inspection

Date Title Main Contents Comprehensive nuclear safety inspection There was comprehensive nuclear safety inspection Apr, 2011 on the nuclear facility in Qinshan nuclear on the nuclear facility in Qinshan NPP. base. There was the special inspection on operation\ Special inspection on the hydrogen maintenance\modification management in the Jun,2011 recombiner system and emergency diesel hydrogen recombiner system and emergency diesel system. system. The routine nuclear safety inspection on the Thirteenth refueling overhaul preparation status of Oct.25,2011 thirteenth refueling overhaul preparation . Qinshan NPP. Routine inspection on nuclear material Nuclear Material Control and systematic Oct.27,2011 control and physical protection. modification status of physical protection.

13 National Nuclear Safety Administration

Date Title Main Contents The routine nuclear safety inspection Refueling overhaul status; Nov.28,2011 before criticality after thirteenth refueling Fulfillment status of the reactor first criticality overhaul of Qinshan NPP. starting conditions after refueling overhaul. Operational Events

None Safety Barriers Integrity

In 2011, safety barriers of Qinshan NPP were kept intact.The fuel assembly damage rate, the leakage rate of the primary loop coolant, and the leakage rate of the containment were all within the specified limits. Radioprotection Dose

Annual Effective Dose Maximum Annual Annual Collective Normalized Collective Per Person(mSv) Individual Dose(mSv) Dose(man·Sv) Dose(man•mSv/Gwh) 0.282 5.106 0.421 0.169

2) Qinshan Phase II NPP.

In Qinshan Phase II NPP, the four units were kept in stable status, and the eighth (108) refueling overhaul of unit 1 and the seventh (207) refueling overhaul of unit 2 and the first (301) refueling overhaul of unit3 were completed, and there came the reactor initial criticality control point of unit 4 on November 17. Regulatory Review and Approval

Sixteen nuclear safety projects were completed in the year, and the operating licenses of unit1&2 of Qinshan Phase II NPP were renewed based on the specialized operation mode. Document No. Approval date Title Notification of not approving the extention of disintegration NNSA[2011]4 Jan.14,2011 overhaul cycle of SEC pump of Qinshan II NPP. Notification of approving the application for modifying the partial NNSA[2011]6 Jan.19,2011 content of the operating technical specifications (version C) of Unit 1 &2 of Qinshan II NPP. Notification of approving of follow –up solution of pipe weld NNSA[2011]11 Jan.30,2011 defects in the nuclear auxiliray system of Qinshan II NPP. Notification of releasing the reactor first criticality control point NNSA Notice [2011]27 Mar.24,2011 after the eighth refueling overhaul of unit 1 of Qinshan II NPP. Notification of approving the Commissioning program of Unit 3 NNSA Notice [2011]51 May .03,2011 and unit 4 (Version Two) of Unit 3 &unit 4. Notification of releasing the reactor first criticality control point NNSA[2011]84 June.17,2011 after the seventh refueling overhaul of unit 2 of Qinshan II NPP.

14 National Nuclear Safety Administration 2011 Annual Report

Document No. Approval date Title NNSA Notice Notification on the third issuing and renewing licenses of civilian Sep.28,2011 [2011]136 nuclear facilities operators in 2011 Notification of issuing the (Pre-first fuel loading ratification for NNSA[2011]145 Oct.20,2011 unit 4 of Qinshan Phase II NPP). Notification of approving the solution of RPV overlay slag NNSA[2011]146 Oct.20,2011 defects of unit 4 of Qinshan II NPP. NNSA Notice Notification of approving (The refueling program (version I) of Oct.20,2011 [2011]145 unit 3&4 of Qinshan II NPP) . Notification of renewing the operating license of unit 1&2 of NNSA[2011]180 Nov.23,2011 Qinshan II NPP. Notification of approving the increases of equilibrium pipeline of NNSA[2011]185 Nov.24,2011 containment isolation valve of unit 3 of Qinshan II NPP. NNSA Notice Notification of approving the control rod position at the hot Dec.14,2011 [2011]188 shutdown state of unit3&4 of Qinshan II NPP. Notification of approving the adaption of the improved AFA-3G NNSA[2011]201 Dec.23,2011 Fuel Assembly Spacer Grid of Qinshan II NPP. Notification of approving the Spent resin cleaning solution in NNSA[2011]202 Dec.23,2011 APG system of Qinshan II NPP. Notification on issuing of the sixth licenses renewal of civilian NNSANotice [2011]196 Dec.23,2011 nuclear facilities operators in 2011.

Inspection

Date Item Main Contents The routine nuclear safety inspection on The preparation status of the refueling overhaul Jan.04,2011 the preparation status of 108 refueling of the nuclear power plant. overhaul. Refueling overhaul status; The inspection before criticality after 108 Mar.08,2011 Fulfillment status of the reactor first criticality refueling overhaul of Qinshan II NPP. starting conditions after refueling overhaul. The routine nuclear safety inspection on the preparation status of the refueling overhaul May.10,2011 the preparation status of the 207 refueling of the nuclear power plant. overhaul. The comprehensive nuclear safety The comprehensive nuclear safety inspection on inspection on the operation of Qinshan the operation of the operating NPP ,including Apr.2011 nuclear base after the Fukushima nuclear Qinshan II NPP after the Fukushima nuclear accident. accident. Refueling overhaul status; The inspection before criticality after 207 Jun.13,2011 Fulfillment status of the reactor first criticality refeuling overhaul of Qinshan II NPP. starting conditions after refueling overhaul.

15 National Nuclear Safety Administration

Date Item Main Contents

Mechanical.instrumental and control equipment; pre-in-service inspection; physical protection and nuclear fuel storage, system commissioning, The comprehensive nuclear safety preparation of producing, the implementation Nov.27~29,2011 inspection on the pre-first fuel loading of on the promise of the FSAR; radioprotection unit 4 of Qinshan Phase II NPP. and emergence preparedness; radioactive wastes system and environmental protection facilities, QA work.

The accomplishment status of the pre-criticality commissioning projects; The status of main abnormities; the application status of modifications of design; The implementation status of periodic The nuclear safety inspection on the first Nov.07~08,2011 experiments; criticality of the unit 4 of Qinshan II NPP. The implementation status of the nuclear safety management requirements; The fulfillment status of the reactor criticality startup condition; Other questions needed to be discussed;

The fulfillment status of the commissioning project at the platform of 50% rated power; Nuclear safety inspection on the control the preparedness status of the rate increasing; Dec. 05~06,2011 point at the platform of 50% rated power the treatment and experiences feedback of of unit 4. operational events after the first critical point; other special topics of nuclear safety;

The operating status of the first cycle, the whole implementation status of first refueling overhaul including the in service inspection status,the implementation status of the critical safety relevant modification The nuclear safety inspection on the projects,radioprotection;the implementation Dec. 14~16,2011 first criticality of the unit 3 after the first status of the QA,the preparedness status of the refueling overhaul of Qinshan II NPP. first criticality after the refueling overhaul,the fulfillment status of the fuel-loading license and all previous nuclear safety inspection requirements;other special topics of relevant nuclear safety.

16 National Nuclear Safety Administration 2011 Annual Report

Operating events

Date unit Event item Cause INS level

Emergency shutdown events induced by Aug.01,2011 1 abnormalities close of main feedwater control Equipment failure 0 valve of the No. 2 steam generator.

The defects existing in the start –up compressed Human error Feb.12,2011 3 0 air distribution plate of Emergency diesel Equipment failure Main stream atmospheric relief valve fault open Sep.29,2011 3 leads to thermal power of the reactor out-of-gauge Equipment failure 0 events. Nov.13,2011 4 leak of the component cooling water. Equipment failure 0 Automatic shutdown because of the manual Human error Nov.24,2011 4 0 lockout signal error of GCTc. Equipment failure Main feedwater switch test resulted in two Nov.24,2011 4 column high pressure heater quitting, nuclear Equipment failure 0 power up. Safety barriers integrity

In 2011, three safety barriers of Qinshan II NPP were kept intact. The fuel assembly damage rate, the leakage rate of the primary loop coolant, and the leakage rate of the containment were all within the specified limits. Radioprotection Dose

Annual Effective Dose Maximum Annual Individual Annual Collective Normalized Collective Per Person(mSv) Dose(mSv) Dose(man·Sv) Dose(man•mSv/Gwh)

0.328 7.998 0．777 0.081

3) Qinshan Phase III NPP

In 2011, two units of Qinshan III NPP were kept in stable operation and in good safety status, the unit one completed the sixth refueling overhaul, while the unit two completed the fifth refueling overhaul. Regulatory Review and Approval

Five nuclear safety-related items were completed in the year, and the operating licenses of unit1&2 of Qinshan Phase III NPP were renewed based on the specialized operation mode.

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Document No. Approval Date Title Notification of approving the 《In Service Inspection Program of NNSA Notice [2011]6 Jan.18,2011 Qinshan III NPP ( version three )》 Notification of approving the modification of increasing the exhaust NNSA[2011]45 Mar.01,2011 valve in the medium low-pressure section of pipeline in ECC system of Qinshan III NPP. Notification of approving the releasing of the reactor first NNSA[2011]77 Jun.10,2011 criticality control point after the fifth refueling overhaul of unit 2 of Qinshan III NPP. Notification of issuing and renewing the third licenses of civilian NNSA Notice [2011]136 Sep.22,2011 nuclear facilities operators in 2011 Notification of approving the improvement of the refueling NNSA[2011]150 Oct.27,2011 optimization and data management software system. Notification of renewing the operating licenses of the unit 1 & 2 of NNSA[2011]181 Nov.23,2011 Qinshan III NPP. Notification of approving the modification of the control program of NNSA[2011]204 Dec.22,2011 the power plant control computer of Qinshan III NPP.

Inspection

Date Item Main contents Evaluation was made to the validity of Evaluation was made to the effectiveness of the physical Mar,2011 the physical protection of Qinshan III protection. NPP. Comprehensive nuclear safety Comprehensive nuclear safety inspection on the nuclear Apr.23,2011 inspection on the nuclear facilities of facilities of Qinshan III NPP. Qinshan nuclear base Questions to be instructed and discussed in the report of Routine nuclear safety inspection on the fifth refueling overhaul of unit 2. May.09,2011 the preparation of the fifth refueling The preparation status of the fifth refueling overhaul of overhaul of unit 2. the unit 2. The re-criticality nuclear safety The fulfillment status of the reactor criticality startup Jun,2011 inspection after the fifth refueling condition and the status of the fifth refueling overhaul of overhaul of unit 2 of Qinshan III NPP. unit 2. The routine inspection on the Questions to be instructed and discussed in the report of preparation of the sixth refueling the sixth refueling overhaul of unit 1. Nov.30,2011 overhaul of the unit one of Qinshan III The preparation status of the sixth refueling overhaul of NPP. the unit 1 of Qinshan III phase.

18 National Nuclear Safety Administration 2011 Annual Report

Operational Event

Date Unit Item Cause INS level Reactor trip induced by power decrease in light of fault Oct.10,2011 1 Equipment failure 0 of loading and unloading machine. Odd series of Shutdown rod abnormality into the reactor Dec.16,2011 1 Equipment failure 0 core of Reactor Shutdown System. The protection tripping of the outlet QinZhong 5422 line Feb.06,2011 2 External factor 0 of unit 2 induced by Hill fire. 1 # shutdown system malfunction during the criticality Jun.11,2011 2 Human Error 0 of the poison-elemination. Safety Barriers Integrity

In 2011, three safety barriers of Qinshan III NPP were kept intact. The fuel assembly damage rate, the leakage rate of the primary loop coolant, and the leakage rate of the containment were all within thelimits. Radioprotection Dose

Annual Effective Dose Maximum Annual Annual Collective Dose Normalized Collective per Person(mSv) Individual Dose(mSv) (man·Sv) Dose (man•mSv/Gwh)

0.361 14.637 0.832 0.072

4) Daya Bay NPP and LingAo NPP

In 2011, the unit 1 of Daya Bay NPP was kept in a stable status, the fifteenth refueling overhaul of unit 2 was carried out in Daya Bay NPP. The nineth refueling overhauls of unit1 and unit 2of LingAo NPP were completed. The first refueling overhaul of unit was completed . The reactor of unit 4 reached the initial criticality on 25th December 2011, and was put into commercial operation on August 07. Six units did not have unplanned trip events. Regulatory Review and Approval

Twenty three nuclear safety-related items were reviewed in the year of the Daya Bay and LingAo NPP.

Document No. Approval Date Title Notification of approving the modification of 《FSAR of unit 1 NNSA[2011]36 Feb.11,2011 & 2 of the LingAo NPP》. Notification of approving the modification of flange increase of NNSA[2011]38 Feb.16,2011 the suction line pipe of the pit filter in reactor building.

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Document No. Approval Date Title Notification of approving the release of the first criticality NNSA[2011]39 Feb.18,2011 control point after the ninth refueling overhaul of the unit 1 of LingAo NPP. Notification of approving the 《FSAR of unit 1 & 2 of Daya NNSA[2011]42 Mar.01,2011 Bay NPP》. Notification of approving the application of the lowest metallic NNSA Notice [2011]47 Apri.22,2011 temperature of the primary loop hydrostatic test of the initial refueling overhaul of the unit 3 of LingAo NPP.

Notification of approving the reactor core startup physics test NNSA Notice [2011]84 Jue.16,2011 supervision requirements of Daya Bay NPP for full version.

Notification of approving the reactor core startup physics test NNSA Notice [2011]85 Jue.16,2011 supervision requirements of LingAo NPP for full version. Notification of approving the modification of the backplate NNSA[2011]88 Jun.23,2011 bracing of the cooling water pipe of the Emergency diesel system of the Daya Bay NPP and LingAo NPP. Notification of approving the special application of the maintenance and repair time extension of the temperature probe NNSA Notice [2011]94 July.07,2011 malfunction at the cold end of the primary loop in the reactor coolant system of unit 2 of the Daya Bay NPP. Notification of approving the KRT integral improvement and NNSA Notice [2011]95 July.07,2011 implementation of Daya Bay NPP and LingAo NPP. Notification of agreement with the version up gradation of the NNSA Notice [2011]98 July.08,2011 operating technical specification of the unit 1 & 2 of LingAo NPP. Notification of agreement with the version upgradation of the NNSA Notice [2011]101 July.21,2011 operating technical specification of the Daya Bay NPP. Notification of approving the special application of Dynamic NNSA[2011]102 July.25,2011 bar comparison test after the Zero power physical test of the refueling overhual of the Daya Bay and LingAo NPP. Notification of approving the modification of isolation valve NNSA[2011]114 Sep.05,2011 installation of the steam trap pipeline in Auxiliary feed water system and bypass pipe of the Daya Bay NPP. Notification of agreement with the solution of increasing the NNSA Notice [2011]130 Sep.13,2011 continuous monitoring devices of the containment pit liquid level of unit 3 & 4 of LingAo NPP. Notification of approving the refueling ovearhaul program of NNSA Notice [2011]133 Sep.21,2011 the unit 3\4 of LingAo license application version. Notification of approving of the QA Program at the commission NNSA Notice [2011]135 Sep.21,2011 stage of Lingo Phase II NPP.

20 National Nuclear Safety Administration 2011 Annual Report

Document No. Approval Date Title Notification of approving the special application of stopping the NNSA[2011]129 Sep.21,2011 RRI pump and PTR pump for the inspection at the one bar of the containment pressure of unit 3 of Lingo NPP. Notification on the third issuing and renewing licenses of NNSA Notice [2011]136 Sep.22,2011 civilian nuclear facilities operators in 2011. Notification of approving the item alternation of the Main pump NNSA[2011]133 Oct.13,2011 damping in the reactor coolant system. Notification of approving the modification of adapter connector NNSA[2011]149 Oct.27,2011 UNION in Emergency diesel system of Daya Bay NPP and LingAo NPP. Notification of approving the release of the first criticality NNSA[2011]188 Nov.25,2011 control point after the fifth refueling overhaul of the unit2 of Daya Bay NPP.

Notification of approving the release of the first criticality NNSA[2011]211 Dec.31,2011 control point after the ninth refueling overhaul of unit 2 of LingAo NPP. Inspection

Date Item Main Contents Long-term unavailable fire-alarm detection in the DY(The fifth Non-routine inspection emergency diesel building ) building; o n t h e f i r e - a l a r m The commissioning and delivery process of the fire-alarm probe d e t e c t i o n l o n g - t e r m in the DY building ; Jan.25~27,2011 unusable operating events TOTO processing of the JDT system in nuclear island of the in the DY building of operating company; LingAo phase II NPP. The quality and inspection status of the TOTO and experiments of the JDT system in nuclear island. The accomplishment status of the pre-criticality commissioning projects; The status of the main abnormalities lists ; The Nuclear safety inspection application status of modifications of design; The operating status Feb.11~12,2011 on the initial criticality of the technical specifications after the first loading. The operating of the unit 4 of LingAo status of periodic experiments; The fulfillments status of the initial NPP. criticality startup condition; Other special topics of the nuclear safety. T h e n u c l e a r s a f e t y inspection on the re- The fulfillment status of the re-criticality start-up condition; The Feb.15,2011 criticality after the ninth status of the ninth refueling overhaul of unit 1 of the LingAo refueling overhaul of the NPP. unit 1 of the Lingo NPP.

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Date Item Main Contents T h e n u c l e a r s a f e t y The accomplishment status of the commissioning projects at the inspection on the control platform of 10% rated power; The treatment and experiences Mar. 14~15,2011 point at the platform of feedback of operational events; The preparedness status of the 10% rated power of unit rate increasing. The operating status of the technical specifications 4 of LingAo NPP. after the first loading. Other special topics of the nuclear safety;

Non routine nuclear Verification on the reliability of the engineered safeguard features safety inspection on the and the emergency supply system with the requirements of the Mar.24,2011 engineered safeguard nuclear safety regulations and guidelines. Whether or not the features and emergency DNMC implemented the related inspection and maintenance with supply of DNMC. requirements. T h e c o m p r e h e n s i v e nuclear safety inspection The comprehensive nuclear safety inspection on the nuclear Apri.15,2011 on the nuclear safety facilities o the Daya Bay NPP and LingAo NPP. facilities of Daya bay nuclear base. The assignment and connection of the modification managenment Routine nuclear safety of the DNMC. inspection on the system The status of personnel qualifications and training management May.17,2011 modification and nuclear and authorization; safety related facilities of The long-term strategy of items replacement; DNMC. The accomplishment status of modification items in recent two years,and so on . The fulfillment status of the commissioning project at the Nuclear safety inspection platform this rated power;the treatment and experiences feedback on the control point at the Jun. 02~03,2011 of the operational events;the commissioning status of the platform of 90% rated engineered safeguard features;other special topics of nuclear power of unit 3. safety. the NNSA inspection Jue.18,2011 on the nuclear material The inspection on the nuclear material control of DNMC. control

The modification status of the onsite comprehensive emergency Inspection on the onsite exercise residual problems before 2011; Jun.29,2011 integrated emergency The operational status of the emergency system and the exercises in July, 2011. emergency responding capabilities.

The routine nuclear safety inspection on the Sep. 20~21,2011 left engineering projects The nuclear safety related residual items o f t h e u n i t 3 & 4 o f LingAo NPP.

22 National Nuclear Safety Administration 2011 Annual Report

Date Item Main Contents Existing and safety –related abnormalities, defects, and problems Routine nuclear safety in the evaluation and mitigation measures; implementation status Nov.01,2011 inspection of the improvement measures after the comprehensive safety inspection .

Nuclear safety inspection on the pre-first criticality The operating status of the first fuel cycle; Nov. 01~02,2011 after the first refueling The status of the first refueling overhaul; overhaul of unit 3 of The preparation status of the criticality start-up condition. LingAo NPP.

T h e n u c l e a r s a f e t y inspection on the re- The status of the fifth refueling overhaul of unit 2 of Daya Bay Nov.17,2011 criticality after the fifth NPP; refueling overhaul of unit The preparation status of the re-criticality start-up condition; 2 of the Daya Bay NPP

T h e n u c l e a r s a f e t y inspection on the re- The status of the ninth refueling overhaul of unit 2 of Daya Bay Dec.28,2011 criticality after the ninth NPP; refueling overhaul of unit The preparation status of the re-criticality start-up condition; 2 of LingAo NPP.

Operational Event

Date Unit Item cause level

The leakage of L1RPE027VP was found exceeding the acceptance in the implementation Feb.01,2011 1 Program vulnerability 0 of L1EPP268TW penetration test of unit one of Ling’ao NPP. The fire detector system function of JDT was found Feb.11,2011 3 long-term unusable in DY (the fifth emergency Human Error 0 diesel building ) of unit 3 of Ling’ao NPP. The water level of the L3EAS001BA can’t fulfill the Mar.14,2011 3 Human Error 0 periodic test supervision requirement. Mar.05,2011 4 Not close properly of the L4ETY003/005VA. Equipment Failure 0 The reactor protection shutdown triggered by the Mar.20,2011 4 source range malfunction during the sub-critical Equipment Failure 0 power decrease. May.17,2011 4 Anti fault dilution protection of T2 events set error Human Error 0

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Date Unit Item cause level

Unit retreat because of the Na content surpassing of May.21,2011 4 Equipment Failure 0 the Steam generator. Automatic reactor trip caused by the high Human Error May.22,2011 4 superposition P7 signal of steam generator 2 water 0 Equipment Failure level. The second and third RCP loop flow and reactor Aug.06,2011 4 core flow rate exceeds the mechanical design flow Equipment Failure 0 criterion. Sep.15,2011 4 Main control room workstation short-term outage. Equipment Failure 0

Safety Barriers Integrity

In 2011, three safety barriers of the units of Daya Bay NPP and LingAo NPP were kept intact. The fuel assembly damage rate, the leakage rate of the primary loop coolant, and the leakage rate of the containment were all within the specified limits. Radioprotection Dose

Maximum Annual Effective Dose Annual Collective Normalized Collective NPP Annual Individual per Person(mSv) Dose(man·Sv) Dose (man•mSv/Gwh) Dose(mSv) Daya Bay NPP 0.327 8.434 0.993302 0.062 LingAo NPP 0.419 8.326 1.392205 0.087 (phase I) LingAo NPP 0.209 5.665 0.747284 0.071 (phase II)

5) Tianwan NPP

In 2011,the overall conditions of operation of unit 1 and unit 2 of Tianwan NPP were kept in good status.The fourth refueling overhaul of unit 1 & 2 were completed. Both units were kept safe operation with no unplanned reactor trip events. Review of six nuclear safety related items was completed in the year.

Document No. Approval Date Title Notification of approving the pipe modification application of the NNSA[2011]1 2011-01-07 sink water treatment system of Tianwan NPP. Notification of approving the two items replacement application of NNSA[2011]15 2011-01-21 electric operator of the RCV and Boron control system.

24 National Nuclear Safety Administration 2011 Annual Report

Document No. Approval Date Title Notification of approving the ratification for lowering the water level NNSA[2011]60 2011-03-26 of the spent fuel pool during the fourth refueling overhaul of unit 1 of Tianwan NPP. Notice of approving the modification of the sealing surface of the NNSA[2011]87 2011-07-18 primary –side of the steam generator of Tianwan NPP. Notification of approving the modification of lubricant oil cooler NNSA[2011]164 2011-11-07 loop of the radical anti-thrust bearing of the third primary pump of unit 2 of Tianwan NPP. Notice of approving the modification of ultrasonic test program of NNSA[2011]175 2011-11-25 RPV of Tianwan NPP,

MEP Vice Minister (Administrator of NNSA) LI Ganjie instructed the operational safety to Tianwan nuclear power plant Inspection

Date Item Main contents The routine nuclear safety inspection on the first criticality after the fourth The status of the fourth refueling overhaul and the Apr.06,2011 refueling overhaul of unit 1 of Tianwan fulfillment status of criticality start up condition. NPP. The comprehensive inspection on the The comprehensive nuclear safety inspection on the May.04,2011 nuclear facility of Tianwan NPP base. nuclear facility of Tianwan NPP . Routine nuclear safety inspection on the The status of the fourth refueling overhaul and the Jun.02,2011 first criticality of the fourth refueling fulfillment status of criticality start up condition. overhaul o f unit 2 of the Tianwan NPP. Inspection on nuclear material control The nuclear material balance calculation, the status of Nov.06,2011 of the Tianwan NPP physical protection of nuclear material. The status of fire –prevention management, operation The special inspection on the fire- Oct.27,2011 of fire–fighting system and main transformer, fire fighting of Tianwan NPP. –alarm.

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Operational Events

Date Unit Item Cause level The event of the loss of offsite power caused by the distance protection Equipment Mar.06,2011 1 action of 4911 line because of the nuclear cloudy of unit 1 of Tianwan 0 failure NPP.

Safety Barriers

In 2011, the integrity of all three safety barriers of unit 1 &2 of Tianwan NPP was kept intact.The nuclear safety –related systems and equipment operation was in sound status. Radioprotection dose

Annual Effective Dose Maximum Annual Annual Collective Normalized Collective Per Person(mSv) Individual Dose(mSv) Dose(man·Sv) Dose(man•mSv/Gwh) 0.224 3.788 0.604 0.0376

Nuclear Power Plants under construction

1) Liaoning Hongyanhe NPP

In 2011, the unit 1 of Liaoning Hongyanhe NPP came into the comprehensive commissioning stage, and completed the cold function test. The construction and installation quality of unit 2 and unit 4 of Liaoning Hongyanhe NPP was under control. Inspection

Date Title Main contents Major pipe automatic welding procedure qualification (including The supervision & the transferring part) ,construction management and preparation i n s p e c t i o n o n t h e status of quality assurance documents, operators training prerequisites of the ,examination record and qualification certificates;the record of Mar24~25,2011 pipe automatic welding weld material procurement and on-site re-examination ;the related of unit 1 of Liaoning document of welding procedure;the non-destructive examination Hongyanhe NPP. of automatic welding . the related content of the other construction quality of onsite welding .

Non-routine nuclear The containment steel lining dome parital bulge event of nuclear safety inspection on the island building of unit 3 ;the implementation status of the quality Oct.19~21,2011 Liaoning Hongyanhe assurance program of the operating organization ;the construction NPP. quality of the major facility;other nuclear safety related items on site .

26 National Nuclear Safety Administration 2011 Annual Report

Date Title Main contents The status of quality assurance and the management procedure of the related concrete construction in winter period. The containment steel lining dome partial bulge event of nuclear Routine nuclear island building of unit 3; the engineering management and quality safety supervision and assurance status of the onsite concrete structure engineering of the inspection on concrete owner. Oct. 19~21,2011 structure engineer of The document of the containment prestressed concrete construction Liaoning Hongyanhe and the pour concrete of nuclear island basement. The concrete Phase I NPP. performance test ;the major non-conformance of the related concrete structure engineering .the quality comparison analysis of the concrete structure engineering with the reference plant;other related items of the concrete structure engineering . The special nuclear Improvement items and experiment record ,commissioning –related safety supervision and management procedure and the status of the quality control of the inspection on DCS DCS of the Hongyanhe NPP.The DCS-related non-conformance Dec. 12~14,2011 instrument control items management and experience feedback;the DCS management system of unit 1 of and the quality control status of the operating organization;other Hongyanhe NPP. DCS related items.

2) Fujian Ningde NPP

In 2011, the unit 1 of Fujian Ningde NPP came into the comprehensive commissioning stage, and prepared for the cold function test. The construction and installation quality of unit 2, 3 & 4 of Fujian Ningde NPP was under control. The unit 3 completed the containment dome lift and installation, the unit 4 started to install the nuclear island. Regulation and Review Approval

One nuclear safety related item review of Ningde NPP was finished in 2011. Document No. Approval date Title NNSA Notice Reply on the treatment report of the leakage between the steam generator Dec.31,2011 [2011]200 tube and the tube sheet of second loop of unit 1 of Fujian Ningde NPP.

Inspection

Date Item Main contents the implementation status of the quality assurance program Routine nuclear safety (design and construction stage) of unit1&2&3&4;the inspection on the quality control status of the nuclear island civil construction Mar. 14~15,2011 construction quality of the and installation; the fulfillment status of the nuclear safety nuclear island engineering management requirement from previous inspection s and of Ningde NPP. dialogues meetings.

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Date Item Main contents the closed status of the improvement answer of the routine nuclear safety inspection of NNSA. Special item supervision, treatment status of the problems of the onsite dialogue meeting; The first periodic dialogue problems focused by recent supervison; problems found on May.19,2011 meeting in 2011 of Ningde the unpacking inspection on the imported civil nuclear safety NPP equipments. Onsite industry safety and the abnormalities reporting system.the development status of the commissioning ,preparation of producing,

The implementation status of the quality assurance program of The second routine nuclear unit 1&2&3&4 (design and consctruction stage) ;the quality Sep. 22~23,2011 safety inspection on the control status of the reactor equipment and instrument &control Ningde NPP in 2011. equipment ; the implementation status of the nuclear safety requirements of the previous dialogue meeting and inspections;

The implementation status of the quality assurance at the The annually routine design and construction stage;the quality control status of the safety inspection on the significant facilities and civil construction; the quality control Nov. 21~24,2011 unit1&2&3&4 of Ningde status of the system and equipment and design modification ;the NPP. preparation status of the cold function of unit 1;other nuclear safety special items;

3) Fujian Fuqing NPP

In 2011, the quality of installation and construction of unit 1, 2&3 of Fujian Fuqing NPP was under control. The unit 2 completed the containment dome lift and installation. Regulation and review approval

One nuclear safety item review of Fuqing NPP was finished in 2011, Approval No. Approval Date Title

Notification of approving the 《Deficiency (disposal program) NNSA[2011]61 Mar.30,2011 rectification plan of the twenty-fourth concrete of nuclear island containment of unit 1 of Fujian Fuqing NPP》

Inspection

Date Title Main Contents The status of the work schedule and the major engineering node The coordination meeting in 2011;the status of major work style and work schedule in2011. Feb.17,2011 of the first onsite dialogue the implementation status of the interface between the design meeting in 2011. department and license application department; The information and channel status.

28 National Nuclear Safety Administration 2011 Annual Report

Date Title Main Contents The fulfillment status of the previous nuclear safety management T h e f i r s t p e r i o d i c requirements;the development status of the special supervision May.17,2011 dialogue meeting in 2011 item;the document delivery style and the work interface;recent of Fujian Fuqing NPP. focused problems;onsite industry safety and the abnormalities report system. The implementation status of the quality assurance program The routine nuclear safety (design and construction stage); the quality control status inspection by Shanghai Aug. 03~04,2011 of nuclear island civil construction and the installation Nuclear and Radiation engineering;the implementation status of safety management Safety Regional Office requirement of previous dialogue and inspection. the major equipment procurement and manufacture development,the major onsite figure engineering development ;the development status of license application; the major problem The second periodic found by recent safety quality supervision and inspection and Oct.27,2011 dialogue in 2011 of disposition status;the fulfillment status of the previous nuclear Fujian Fuqing NPP. safety management requirement;the problems focused by the recent supervision;the closure of the non-conformance;the reasonability of the clarification;the design assurance of the vibration;the storage after the equipment into the yard.

The overall development of the engineering projects and the design management status. The implementation status of the The routine nuclear quality assurance program of operating organization and the Nov. 15~16,2011 safety inspection on the non-conformance management status. The quality control Fujian Fuqing NPP. status of the construction of major facilities; The approving and implementation status of the environment evaluation and the construction license and so on.

4) Guangdong Yangjiang NPP

The quality of the construction and installation of unit 1, 2&3 of Yangjiang NPP was under control, the unit2 completed the containment dome lift and installation. Regulation and review approval

One nuclear safety related item review of Yangjiang NPP was completed in the year. Approval No. Approval Date Title

The notification of approving the application of exempting the NNSA[2011]9 Jan.18,2011 CRDM of unit 1 &2 of Yangjiang NPP from the type test.

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Inspection

Date Title Main contents The routine nuclear safety inspection The concrete construction the pre-manufacture of steel Jun. 20~22,2011 on the implementation effectiveness lining steel structure. The nuclear island installation; of the quality assurance program. The quality assurance status of construction. The organization system of the EM2 construction,the personnel training and qualification management,the The non-routine nuclear safety welding procedure qualification and welding Oct. 25~27,2011 inspection on the preparation status of management of the major system;the preparation the EM2 major system construction. status of the construction management and the engineering development. The routine nuclear safety inspection The fulfillment status of the responsibility of the Dec. 20~21,2011 on the organization of Yangjiang engineering management and the safety quality NPP. assurance department.

5) Qinshan NPP Expansion project Fangjiashan NPP

In 2011, the installation quality of unit 1 and unit 2 of Qinshan NPP expansion project were under control .The unit 2 completed the containment dome lift and installation in May. Inspection

Date Item Main Contents The design of containment pre-stressed system & the T h e r o u t i n e n u c l e a r preparation of construction & record document;the related test safety inspection on the results of the containment prestressing system;the preparation containment pre-stressed May.31~Apr.01,2011 of the construction personnel\equipment\and computation system construction of equipment; the inspection and acceptance status of the related unit 1 of Qinshan NPP source material;the quality control of penetration, stretch and expansion project. grout technique.

6) Taishan NPP

In 2011, the construction and installation of unit 1 & 2 of Taishan NPP was under control. The containment dome lift and installation of unit 1 was completed in October. Inspection

Date Item Main contents T h e r o u t i n e n u c l e a r The personnel qualification management of operating organization safety inspection on the and the contractors; the construction document and the record July. 25~27,2011 implementation effect control;the item procurement management;the equipment storage of quality assurance management;the process control of welding procedure;the non- program of Taishan NPP. conformance management;

30 National Nuclear Safety Administration 2011 Annual Report

Date Item Main contents The implementation status of the quality assurance program;the engineering design management status;the quality control status of major The annually nuclear facilities civil construction and the installation ;the implementation Dec. 13~15,2011 safety inspection on the and feedback status of the construction experience; the Taishan NPP. implementation of the environment evaluation approvement and the construction license condition. T h e r o u t i n e n u c l e a r safety inspection on the The management of construction record;the non-conformance Dec. 13~15,2011 containment pre-stressed management;the acceptance control of item procurement and the construction of Taishan cleanliness control;the internal and external experience feedback. NPP.

7) Hainan Changjiang NPP

In 2011, the construction quality of unit 1 &2 of Hainan Changjiang NPP was under control, and the containment dome lift and installation of unit 1 was completed in December. Regulatory Review and Approval

Two nuclear safety related items of Hainan Changjiang NPP were completed annually. Document No. Approval Date Title Notification of approving the cancellation of the off-line sipping NNSA[2011]72 May.10,2011 examination device. Notification of approving the modification item of containment NNSA[2011]203 Dec.23,2011 hydrogen recombiner of unit 1 &2 of Hainan changjiang NPP.

31 National Nuclear Safety Administration

Inspection

Date Item Main Contents The routine nuclear safety The personnel qualification management of operating May 24~25,2011 inspection on the effectiveness organization and contractor; the NDT department of the implementation (effect) management; the implementation status of the corrective of the quality assurance action of the non-conformance; the implementation status of program of Changjiang NPP. the inspection on the quality assurance. The routine nuclear safety The acceptance of pre-stressed source material procurement; inspection on the concrete Nov. 22~24,2011 The management of civil construction test department and construction of Changjiang site batch plant. NPP.

8) Guangxi Fangchenggang NPP

The construction quality of unit 1 &2 of Guangxi Fangchengang NPP was under control. Inspection

Date Title Main contents The routine nuclear safety The organization and the responsibility interface;the inspection on the effectiveness staffing and personnel training;design control;item June. 20~21,2011 of the implementationof the control;examination and experiment management;the non- quality assurance program of conformance management;the implementation status of the Fangchenggang NPP. inspection; the experience feedback, etc. The implementation status of the quality assurance program The annually routine nuclear of the operating organization; The engineering design Nov.18~19,2011 safety inspection on the management; the control status of major facility civil Fangchenggang NPP. construction and installation . The non-conformance items and the design modification The routine nuclear safety management; personnel training and qualification inspection on the containment Dec. 20~22,2011 management; items procurement,acceptance and steelliner construction of warehousing management.The coating construction of Fangchenggang NPP. containment steel liner

9) Sanmen NPP

In 2011, the quality of construction and installation of unit 1 &2 of Sanmen NPP was under control. The nuclear island containment steel vessel cycle four (CV04) of unit 1 was installed, the assembly and fabrication of upper head was completed, the reactor pressure vessel wasat the position for installation. The nuclear island cv02 & cv03 of containment steel vessel of unit 2 was installedat the position.

32 National Nuclear Safety Administration 2011 Annual Report

Regulatory Review and Approval

Three nuclear safety related items’ review of Sanmen NPP was completed in the year. Document No. Approval Date Title Notification of approving the FSAR of site waste treatment facilities NNSA Notice [2011]83 June.16,2011 of Sanmen NPP. The reply of the application of steel cladding/liner cancellation of NNSA Notice [2011]86 June.16,2011 the room of the radioactive waste liquid storage tank in the nuclear auxiliary building of Sanmen NPP and Haiyang NPP. Notification of approving the Quality assurance program of Sanmen NNSA Notice [2011]89 June.23,2011 phase I Project (design and construction stages)(Version Seven)

Inspection

Date Item Main Contents

The implementation status of the quality assurance program.the The annually routine shop monitoring status of the operating organization;the quality Jan. 11～12,2011 nuclear safety inspection control status of the construction ;the implementation status of on the Sanmen NPP. nuclear safety management of the previous inspection.

The property of the external event evaluation of the site choice. T h e c o m p r e h e n s i v e The capabilities evaluation of anti-flood\anti-earthquake. nuclear safety inspection Inspection on fire protection system; The prevention and b y t h e M i n i s t r y alleviation capability of the severe accident and several kinds o f E n v i r o n m e n t July.04～05,2011 of extremely nature events superimposing. The effectiveness Protection\National of the quality assurance; The analysis and evaluation of station Energy Administration blackout; The availability of the auxiliary power after loss of \ C h i n a E a r t h q u a k e the emergency power; the effectiveness of the mass disturbance Administration prediction scheme.

The routine nuclear The status of onsite engineering development and significant safety inspection in the equipment manufacture development & supervision as well as the July.06～07,2011 middle of 2011 on the engineering management (including processing management of Sanmen NPP. construction scheme and engineering control measures ).

10) Haiyang NPP

In 2011 the quality of construction and installation of unit 1 &2 of Haiyang NPP was under control. The steel containment vessel cylinder CVO4 installation of unit 1 was completed, the steel containment vessel cylinder three (CV03) installation of unit 2 was also completed, the cv04 was going to be positioned for installation.

33 National Nuclear Safety Administration

Regulatory Review and Approval

Three nuclear safety-related items review of Haiyang NPP were completed in the year. Document No. Approval Date Title Notification of approval of the quality assurance program NNSA Notice [2011]16 Feb.12,2011 of Haiyang Phase I (Version D) at the stage of design and construction of Haiyang NPP. Notification of approving the application for the cancellation of the steel cladding/liner of the room of radioactive waste liquid NNSA Notice [2011]86 June.16,2011 storage tank in the nuclear auxiliary building of Haiyang and Sanmen NPP. Notification of approving the PSAR of the site radioactive waste NNSA[2011]115 Sep.08,2011 treatment facility of the Haiyang NPP. Notification of approving the environment impact report sheet of MEP[2011]382 Dec.23,2011 the marine terminal construction project for heavy equipment and components.

Inspection

Date Item Main Contents

The implementation status of the quality assurance program.the The annually routine shop monitoring status of the operating organization;the quality Jan. 05～06,2011 nuclear safety inspection control status of the construction ;the implementation status of on the Haiyang NPP nuclear safety management of the previous inspection.

The property of the external event evaluation of the site choosing. T h e c o m p r e h e n s i v e the capabilities evaluation of anti-flood\anti-earthquake. nuclear safety inspection Inspection on fire protection system; The prevention and b y t h e M i n i s t r y o f alleviation capability of the severe accident and several kinds of Environment Protection July.25～26,2011 extremely nature events superimposing. The effectiveness of the and National Energy quality assurance; The analysis and evaluation of station blackout; Administration with the availability of the auxiliary power after loss of the emergency C h i n a E a r t h q u a k e power; the effectiveness of the mass disturbance prediction Administration scheme.

The routine nuclear The status of onsite engineering development and significant safety inspection in the equipment manufacture development & supervision as well as the July.26～27,2011 middle of 2011 on the engineering management (including processing management of Haiyang NPP. construction scheme and engineering control measures).

34 National Nuclear Safety Administration 2011 Annual Report

Nuclear Power Plant in Planning

1) Huaneng Shandong Shidaowan HTR–PM NPP Demonstration Project

Huaneng Shandong Shidaowan HTR–PM NPP Demonstration Project was at the stage of applying for construction permit.

2) Expansion Project of Tianwan NPP Unit 3/4/5/6

Review on siting safety analysis report and environment impact evaluation report (siting stage) of Units 3 and 4 of expansion project of Tianwan NPP was organized ; and that on the application for the construction permits of units 5 and 6 of expansion project of Tianwan NPP was also organized . According to the requirements of standing committee meeting of the State Council, NNSA suspended the review of expansion project of Tianwan NPP after the Fukushima nuclear accident in Japan.

3) Unit 5 &6 of Yangjiang NPP

According to the requirements of standing committee meeting of the State Council, NNSA suspended the review of application for the construction permits for units 5 & 6 of Yangjiang NPP after the Fukushima nuclear accident in Japan in March 2011.

4) Unit 5 &6 of Liaoning Hongyanhe NPP

According to the requirements of standing committee meeting of the State Council, NNSA suspended the review of application for the construction permits for units 5 & 6 of Yangjiang NPP after the Fukushima nuclear accident in Japan in March 2011.

5) Unit 5 & 6 of Fujian Fuqing NPP

According to the requirements of standing committee meeting of the State Council, NNSA suspended the review of application for the construction permits for units 5 & 6 of Fuqing NPP after the Fukushima nuclear accident in Japan in March 2011.

6) Unit 1 & 2 of Xudabao NPP

In January 2011, the Siting Safety analysis report and environment impact report (siting stage) were accepted for review. According to the requirements of standing committee meeting of the State Council, NNSA suspended the related review after the Fukushima nuclear accident in Japan in March 2011.

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7) Unit 1 & 2 of Lufeng NPP

In January 2011, the siting Safety analysis report and environment impact report (siting stage) were accepted for technical review. According to the requirements of standing committee meeting of the State Council, NNSA suspended the related review after the Fukushima nuclear accident in Japan in March, 2011.

8) Hunan Taohuajiang NPP Hubei Xianning NPP Jiangxi Pengze NPP

The environment impact reports (construction stage) and applications for construction permits were submitted by the three inland NPPs and reviews were organized by the NNSA. According to the requirements of standing committee meeting of the State Council, NNSA suspended the related review after the Fukushima nuclear accident in Japan in March 2011.

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Safety Regulation on Research Reactor

In 2011, there were 8 research reactors in operation, 9 research reactors not in operation and 1 research reactor in safety shutdown condition. China Advanced Research Reactor (CARR) was put into civilian nuclear installation regulation in October and was at the stage of commissioning with fuel till the end of the year. There were 14 operational events in 2011, of which none above level 1.

Operation Status of Research Reactors in 2011

Designed Operating Name Operation Status Integrated Power Power Organization 101 HWRR 10MW CIAE Not in operation —— 49-2 SPR 3.5MW CIAE 3346.01 h 487.95MW·d MNSR 27kW CIAE 18 times 1506.6kW·h CFMNSR —— CIAE Not in operation —— SSZR —— CIAE Not in operation —— DF-VI CFFR —— CIAE Not in operation —— UCF —— CIAE 2times —— CEFR 65MW CIAE Commissioning with fuel —— CARR 60MW CIAE Commissioning with fuel —— SER 1MW INET\TU Not in operation —— 5MW-NHR 5MW INET\TU Not in operation —— 10MW- HTR 10MW INET\TU Not in operation —— HFETR 125MW NPIC 14.23d 980.1MW·d HFEZR —— NPIC Not in operation ——

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Designed Operating Name Operation Status Integrated Power Power Organization

CRP 1MW NPIC Not in operation —— MJTR 5MW NPIC 18.43d 89.77MW·d 18-5 Critical Facility —— NPIC 11times —— MNSR 30kW INTCA\SU Not in operation —— IHNI 30kW CNCT Commissioning with fuel ——

Regulatory Review and Approval

The NNSA accepted and reviewed applications and reports related to periodic safety review. In January, NNSA ratified continuing operation of HFEZR, CRP and MJTR of NPIC and 5MW- NHR of INET\TU. In November, NNSA ratified continuing operation of HFETR and 18-5 Critical Facility of NPIC. In October, NNSA put CARR into civilian nuclear installation regulation and approved its C stage commissioning application in December. NNSA approved CEFR initial power step up in January, and approved its initial synchronization in July.

Document No. Date Title

NNSA[2011]17 Jan. 24, 2011 Notification of Renewal Operation License of 5MW-NHR NNSA[2011]18 Jan. 24, 2011 Notification of Renewal Operation License of HFEZR NNSA[2011]19 Jan. 24, 2011 Notification of Renewal Operation License of MJTR NNSA[2011]20 Jan. 24, 2011 Notification of Renewal Operation License of CRP NNSA[2011]28 Jan. 26, 2011 Notification of Approving of CEFR Initial Power Step Up NNSA[2011]93 Jul. 18, 2011 Notification of Approving of CEFR InitialSynchronization Notification of Put CARR into Civilian Nuclear Installation NNSA Notification[2011]142 Oct. 9, 2011 Supervision Notification of Renewal Operation License of 18-5 Critical NNSA[2011]186 Nov. 24, 2011 Facility NNSA[2011]187 Nov. 24, 2011 Notification of Renewal Operation License of HFEZR NNSA[2011]210 Dec. 29, 2011 Notification of Approving of CARR C Stage Commissioning

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Regulatory Inspection

Date Item Main Contents

Special nuclear safety inspection of The CEFR status and preparedness for power step up Jan.18-19, 2011 CEFR before power step up to C stage commissioning. Comprehensive nuclear safety May.18-19, 2011 inspection of INET\TU After the Fukushima nuclear accident, according Comprehensive nuclear safety to State Council requirements, the Comprehensive May.24-26, 2011 inspection of NPIC research reactor inspection contents included design basis and protection capacity against external events, Comprehensive nuclear safety May.27-28, 2011 as well as prevention, mitigation and consequence inspection of CIAE assessment of severe accidents caused by external Comprehensive nuclear safety events, and operation safety management. Jun.8, 2011 inspection of INTCA\SU Special inspection of CEFR regular May.23, 2011 CEFR regular experiment plan implementation experiment plan implementation

Special nuclear safety inspection of The CEFR status and preparedness for initial Jul.12, 2011 CEFR before initial synchronization synchronization.

Special nuclear safety inspection of INET\TU and CIAE research reactor In-service research reactor technical specification Jul.14-19, 2011 and medical neutron facility technical compliance, emergency plan and emergency specification compliance, emergency preparedness inspection plan and emergency preparedness

HFETR and 18-5 Critical Facility The HFETR and 18-5 Critical Facility status and Sep.22-23, 2011 operating license renew inspection license condition preparedness for license renew

Previous year’s inspection requirements compliance; Annual regular nuclear safety current year’s special inspection requirements Dec.5-9, 2011 inspection of INET/TU, CIAE and compliance; current year’s important nuclear safety CNCT activities; quality assurance plan implementation.

Nuclear safety inspection of CARR CARR B stage commissioning completion and C Dec.8, 2011 for transition from B stage to C stage stage commissioning preparedness commissioning

Operation Event

Date Facility Event Description Cause Level

Automatic reactor trip induced by off-site electric Mar.3, 2011 49-2 SPR Equipment failure 0 grid instantaneous voltage fluctuation

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Date Facility Event Description Cause Level

Protection reactor trip induced by feedwater Apr.23, 2011 CEFR Equipment failure 0 fluctuation Protection reactor trip induced by feedwater May.5, 2011 CEFR Equipment failure 0 fluctuation Protection reactor trip induced by feedwater May.5, 2011 CEFR Equipment failure 0 fluctuation Protection reactor trip induced by feedwater May.26, 2011 CEFR Equipment failure 0 fluctuation Automatic reactor trip induced by off-site electric May.31, 2011 49-2 SPR Equipment failure 0 grid instantaneous voltage fluctuation Protection reactor trip induced by feedwater Jun.1, 2011 CEFR Equipment failure 0 fluctuation Protection reactor trip induced by feedwater low Jun.9, 2011 CEFR Equipment failure 0 pressure Protection reactor trip induced by feedwater low Jun.22, 2011 CEFR Human error 0 pressure because of operation error Protection reactor trip induced by feedwater Jul.2, 2011 CEFR Equipment failure 0 fluctuation

Protection reactor trip induced by instantaneous loss Jul.27, 2011 MJTR of power of off-site low voltage supply because of Equipment failure 0 lightning strike

Automatic reactor trip induced by loss of power of Jul.27, 2011 49-2 SPR Equipment failure 0 GY6 monitor in main control room Automatic reactor trip induced by off-site electric Jul.29, 2011 49-2 SPR Equipment failure 0 grid instantaneous voltage fluctuation Protection reactor trip induced by instantaneous loss Dec.16, 2011 HFETR of power of low voltage segment Ⅱbecause of off- Equipment failure 0 site electric grid voltage fluctuation

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Safety Regulation on Fuel Cycle Facilities

1. Installations for Manufacture, Fabrication, Storage and Reprocessing of Nuclear Fuels

In 2011, the safe operation of in-service fuel cycle installations was maintained, and the quality of the installations under-construction was effectively controlled. The facilities kept good safety records, achieved improvement of the environmental impacts continually, and there were no unacceptable nuclear and radiation harm to the personnel, the public and the environment. In 2011, the construction license for expansion and technical renovation project of fuel fabrication line of China Jianzhong Nuclear Fuel Co., Ltd, CNNC，the operating license for the centrifuges commercial demonstration project of Lanzhou Uranium Co., Ltd, CNNC， the instrument of ratification for material feeding for the Phase III uranium project of Lanzhou Uranium Co., Ltd, CNNC, and the Phase IV imported project of Shaanxi Uranium Co., Ltd, CNNC, were newly approved or granted. The MEP(NNSA) conducted comprehensive safety inspection on civil fuel cycle installations, and focused on the design basis and defense capability of site external events, the prevention and mitigation of severe accidents caused by external events, and the safety operation management of the installations, etc. The inspection summary stated that the risks of our civil fuel cycle installations were under control and the safety were guaranteed. Statistics of Main Nuclear Fuel Manufactures, Fabrications, Storages and Reprocessing Installations in China

No. Installation Operating Organization Product Status

China Jianzhong Nuclear Yi Bin NPP fuel fabrication PWR nuclear fuel 1 Fuel Co., Ltd (CJNFC) , In operation line assembly CNNC

China Jianzhong Nuclear Expansion project of Yi Bin PWR nuclear fuel 2 Fuel Co., Ltd (CJNFC) , In trial operation NPP fuel fabrication line assembly CNNC

China Jianzhong Nuclear Yibin gadolinium-contained 3 Fuel Co., Ltd (CJNFC) , In operation fuel fabrication line CNNC

China Jianzhong Nuclear Yibin VVER-1000 nuclear PWR nuclear fuel 4 Fuel Co., Ltd (CJNFC) , In trial operation fuel fabrication line assembly CNNC

Yibin expansion and technical China Jianzhong Nuclear PWR nuclear fuel 5 renovation project of fuel Fuel Co., Ltd (CJNFC) , under construction assembly fabrication line CNNC

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No. Installation Operating Organization Product Status

Baotou HWR nuclear fuel China Northern Nuclear Fuel HWR nuclear fuel 6 In operation fabrication line Co., Ltd (CNNFC) , CNNC assembly Baotou PWR nuclear fuel China Northern Nuclear Fuel PWR nuclear fuel 7 In trial operation fabrication line Co., Ltd (CNNFC) , CNNC assembly Shannxi Uranium Co., Ltd, 8 Shannxi uranium facility In operation CNNC Shannxi Shannxi Uranium Co., Ltd, 9 In trial operation Phase IV imported project CNNC Lanzhou Uranium facility Lanzhou Uranium Co., Ltd, 10 In operation Phase I CNNC

Lanzhou Lanzhou Uranium Co., Ltd, 11 centrifuges commercial In operation CNNC demonstration project

Lanzhou Lanzhou Uranium Co., Ltd, 12 In trial operation uranium Phase III project CNNC

13 Spent fuel storage facility No.404 Co., Ltd, CNNC —— In operation

Spent fuel reprocessing pilot 14 No.404 Co., Ltd , CNNC In trial operation plant

Temporary spent fuel Dry 15 storage facility, Qinshan NPP Qinshan NPP Phase III —— In operation Phase III

Regulatory Review and Approval

Document No. Date Main contents

Reply on the EIR of expansion project of facilities of north district of MEP App.[2011]157 2011-06-24 Shaanxi Uranium Co., Ltd, CNNC. Reply to the EIR (applying for operation stage ) of phase III uranium MEP App.[2011]314 2011-10-27 project of No.504 Co., Ltd , CNNC Reply on the EIR (siting stage) of AP1000 NPP fuel fabrication line MEP App.[2011]317 2011-10-28 project of Northern China Nuclear Fuel Assembly Plant , CNNC

Reply on the EIR (applying for construction stage) of expansion and MEP App.[2011]344 2011-11-18 technical renovation project of fuel fabrication line of China Jianzhong Nuclear Fuel Co., Ltd (CJNFC) , CNNC

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Document No. Date Main contents Written Site Selection Review Comments on expansion project of NNSA [2011]90 2011-07-04 facilities of north district of Shannxi Uranium Co., Ltd, CNNC. Notification on approval of the license for the operating of commercial NNSA [2011]116 2011-09-09 demonstration project of domestic centrifuges of No.504 Co., Ltd , CNNC Notification on approval of the instrument of ratification for material NNSA [2011]148 2011-10-27 feeding to Phase III uranium project of No.504 Co., Ltd , CNNC Site Selection Review Comments on AP1000 NPP fuel fabrication line NNSA [2011]165 2011-10-28 project of Northern China Nuclear Fuel Assembly Plant, CNNC Notification on approval of the license for the construction of expansion NNSA [2011]177 2011-11-18 and technical renovation project of fuel fabrication line of China Jianzhong Nuclear Fuel Co., Ltd (CJNFC) , CNNC Notification on approval of the instrument of ratification for material NNSA [2011]92 2011-07-01 feeding to PWR nuclear fuel fabrication line of Northern China Nuclear Fuel Assembly Plant, CNNC Notification on issuance of nuclear safety inspection report of Institute of NNSA [2011]97 2011-07-11 Nuclear and New Energy Technology of Tsinghua University Notification on approval of adding equipment and renovating system for NNSA [2011]102 2011-07-29 fuel fabrication line of Northern China Nuclear Fuel Assembly Plant, CNNC Notification on approval of changing operating limits and conditions NNSA [2011]113 2011-08-16 of HWR nuclear fuel element plant of Northern China Nuclear Fuel Assembly Plant, CNNC

Regulatory Inspection

Date Title Main contents Inspection on nuclear safety after Hot functional test of Mar. 01-03, 2011 nuclear safety inspection pilot plant Comprehensive inspection on nuclear safety of China Apr.06,2011 Jianzhong Nuclear Fuel Co., Ltd (CJNFC) , CNNC Comprehensive inspection on nuclear safety of Apr.25,2011 Northern China Nuclear Fuel Assembly Plant, CNNC Comprehensive inspection on nuclear safety of national comprehensive inspection on May 09-11,2011 Lanzhou Uranium Co., Ltd, CNNC nuclear safety of civil nuclear facilities Comprehensive inspection on nuclear safety of May 17-19,2011 Shannxi Uranium Co., Ltd, CNNC Comprehensive inspection on nuclear safety of No.404 May 25-27,2011 Co., Ltd, CNNC

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Date Title Main contents Examination and acceptance on environment protection Examination and acceptance on Dec.07,2011 of the 11th Five-Year safty technical renovation project environment protection of No.405 Co., Ltd , CNNC

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Radiation Environment Regulation on development and utilization of uranium mine

1. Regulatory Review and Approval

In accordance with review comments of Environmental Impact Report of Strategic Planning for Uranium Mining and Milling base, seven construction projects were reviewed and approved, such as, Baimianshi project, Shazi River project, Shuanghua River project, etc., which were included in the Strategic Planning for Uranium Mining and Milling base, and were classified as the Priority development projects and qualified development projects. The environmental protection acceptance appraisals on project completion of five projects were conducted, such as technical renovation project of Yunji Mine of Fuzhou Jin’an Uranium Industry Co. Ltd., CNNC. The MEP (NNSA) established the green channel of review and approval, speeded up the process of review and approval, actively promoted the project implementation for the decommissioning and rehabilitation projects. Two EIRs of uranium decommissioning and rehabilitation projects were reviewed and approved. The environmental protection acceptance appraisals on project completion for decommissioning of five Nuclear Industry projects were conducted. EIA Review and Approval

Document No. Date Main contents

Reply on the Environmental Impact Statement of opening and extending MEP App. [2011]151 2011-06-23 project in the position below -83 meters of 721-3 mine of Fuzhou Jin’an Uranium Industry Co. Ltd., CNNC.

Reply on the EIR of technical renovation project of Hongwei mines of MEP App. [2011]174 2011-07-11 Fuzhou Jin’an Uranium Industry Co. Ltd., CNNC. Reply on the Environmental Impact Statement of the research on in situ MEP App. [2011]260 2011-09-16 leach mining technology of 510 (Mongolia Qi Ghor) mineral deposit of Xinjiang Tianshan Uranium Co., Ltd. ,CNNC Reply on the EIR of uranium mining and milling project of MEP App. [2011]261 2011-09-16 BAIMIANSHI mining area. Reply on the EIR of supplementary project of PhaseⅠ decommissioning MEP App. [2011]268 2011-09-26 and rehabilitation project of 771 military nuclear facilities. Reply on the EIR of technical renovation project of Shazi river mineral MEP App. [2011]269 2011-09-26 deposit. Reply on the EIR of uranium mining and milling project of Shuanghua MEP App. [2011]270 2011-09-26 river mineral deposit.

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Document No. Date Main contents

Reply on the Environmental impact statement of the emergency project of MEP App. [2011]291 2011-10-14 PhaseⅠdecommissioning and rehabilitation project of 771 military nuclear facilities.

Reply on the EIR of technical renovation project of uranium mining and MEP App. [2011]309 2011-10-27 milling project of 510 Mine of Xi'an Nuclear Blue Sky Uranium Industry Co., Ltd.,CNNC Reply on the Environmental impact statement of the agitation leaching MEP App. [2011]310 2011-10-27 industrial test of 706 uranium mines

The environmental protection acceptance appraisals on project completion

Document No. Date Main contents

Notice of opinion on the construction completion phase environmental protection acceptance of the water damage remediation and rehabilitation MEP Acc. [2011]28 2011-01-19 project of waste rock pile of 904 mineral deposit F（3-214-24、25）of the Northwest uranium 214geological prospecting brigade . Notice of opinion on the construction completion phase environmental MEP Acc. [2011]99 2011-05-05 protection acceptance of technical renovation project of Yunji mines of Fuzhou Jin’an Uranium Industry Co. Ltd., CNNC. Notice of opinion on the construction completion phase environmental protection acceptance of decommissioning and rehabilitation project of MEP Acc. [2011]250 2011-09-14 part of the facilities of uranium mines of the original Nuclear Industry 724 mines,such as Dachun working area, etc. Notice of opinion on the construction completion phase environmental MEP Acc. [2011]254 2011-09-14 protection acceptance of in situ leach uranium mining project of uranium deposits of Tongliao Qianjiadian in Inner Mongolia Notice of opinion on the construction completion phase environmental MEP Acc. [2011]267 2011-09-26 protection acceptance of integrated technical renovation project of tailings repository of Zhejiang Quzhou Uranium Industry Co., Ltd., CNNC Notice of opinion on the construction completion phase environmental MEP Acc. [2011]270 2011-09-29 protection acceptance of integrated technical renovation project of North Uranium Industry Limited Company, CNNC Notice of opinion on the construction completion phase environmental MEP Acc. [2011]303 2011-10-20 protection acceptance of integrated technical renovation project of Shaoguan Jinhong Uranium Co.,Ltd., CNNC Notice of opinion on the construction completion phase environmental MEP Acc. [2011]350 2011-12-06 protection acceptance of integrated technical renovation project of Xinjiang Tianshan uranium Co., Ltd., CNNC

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Document No. Date Main contents

Notice of opinion on the construction completion phase environmental protection acceptance of decommissioning and rehabilitation project of MEP Acc. [2011]363 2011-12-12 Lishui exploration, mining and milling facilities of Jiangsu Nuclear Industry 272 brigade.

2. The Inspection as well as the investigation and handling of pollution events

In 2011, the NNSA completed the preparation of the supervision and inspection outline on environmental radiation safety of uranium mining and milling (Trial), organized various MEP Nuclear/Radiation Safety Supervision, and relevant Provincial EP Agency to conduct integrated supervision and inspection for the facilities that occurred environmental pollution events or located in environmentally sensitive areas, such as Qinglong uranium mines of North Uranium Co.,Ltd., CNNC, Guilin Division of Jin Yuan Uranium Co.,Ltd., CNNC, Dachayuan uranium mines of Zhejiang Quzhou Uranium Co., Ltd., CNNC, Benxi uranium mines of North Uranium Company, Ltd., CNNC, addressed the requirements on environmental monitoring , assessment and improvement or modification for subsequent handling of the existing problems found during their inspection. Various MEP Nuclear and Radiation Safety Supervision conducted the routine supervision and inspection for the uranium mining and milling enterprises, and according to the spirit of the notification on carrying out safety inspection on nuclear technology application, transport of radioactive material and Uranium (thorium) ores, conducted special inspection for the focused uranium mining and milling facilities.

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Safety Regulation on Radioactive Waste

The Regulation on the Safety Management of Radioactive Waste, as adopted at the 183 executive meeting of the State Council on November 30, 2011, is issued on December 20, 2011, and shall be effective as of March 1, 2012.

1. Regulation on Legacy Radioactive Waste Arising from Nuclear Activities

Based on the ‘Law of the People’s Republic of China on the Prevention and Control of Radioactive Pollution’, the regulation on the radioactive waste was enhanced, the efforts were made actively to minimize radioactive waste and to treat and dispose the legacy radioactive waste. The regulation on the project of decommissioning and rehabilitation of Jinan MNSR were completed. The research on the overall program for investigation and evaluation of the status of radioactive pollution of national nuclear bases and facilities were carried out.

2. Regulation on Low and Intermediate Level Waste Repositories

1) Northwest Low and Intermediate Level Waste Repository

In 2011, the NNSA granted the operating license for Northwest Low and Intermediate Level Waste Repository. In 2011, Northwest Low and Intermediate Level Waste Repository accepted 1740.2m3 low and intermediate level wastes, totally 2532 barrels/boxes. The main nuclides contained in the wastes are 60Co, 137Cs, 90Sr, 226Ra, etc., with total activity of 5.34E+12Bq. By the end of 2011, Northwest Low and Intermediate Level Waste Repository accepted 8208.18m3 low and intermediate level wastes. Main nuclides contained in the wastes included: 60Co, 137Cs, 90Sr, 226Ra, 238U, 232Th, etc., with total activity of 4.44E+13Bq.

2) Guangdong Beilong Low and Intermediate Level Waste Repository

In 2011, the NNSA granted the operating license for Guangdong Beilong Low and Intermediate Level Waste Repository. In 2011, Guangdong Beilong Low and Intermediate Level Waste Repository accepted 132 radioactive waste packages generated in Daya Bay and LingAo NPP. Waste package types are C1 concrete packages, with total volume of 264m3, and total activity of 4.02E+12Bq. By the end of 2011, Guangdong Beilong Low and Intermediate Level Waste Repository had totally accepted 484 waste packages for temporary storage, with total volume of 1057.16m3, and total activity of 3.17E+13Bq.

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3) Sichuan Feifengshan Low and Intermediate Level Waste Repository

In 2011, the NNSA carried out the review of the construction license for Feifengshan Low and Intermediate Level Waste Repository. Feifengshan Low and Intermediate Level Waste Repository is currently in the pre-construction stage.

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Safety Regulation on Radioisotope and Irradiation Facilities

Up to 31st December, 2011, there were totally 55506 entities producing, selling or using radioisotope and irradiation facilities in China. Among them, there were 11703 entities producing, selling and using radioactive sources, the number of the radioactive sources in service was 97075. There were 43794 entities only producing, selling, or using irradiation devices (not produce, sell, or use radioactive sources), the number of irradiation devices was 103084. There were 21564 old and discarded radioactive sources which were accepted by provincial/municipal repositories, and 79500 old and discarded radioactive sources had been accepted by the national radioactive waste storage. The number of entities producing radioisotope, selling and using radioactive sources of category Ⅰ, selling and using irradiation devices category Ⅰ, which is regulated by Ministry of Environmental protection(MEP), was 677. Twenty-six environmental protection bureaus of provinces(autonomous regions or municipal cities) had been commissioned by MEP with the work of issuing and regulating the licenses of part of entities, except five environmental protection bureaus of Beijing, Shanghai, Hainan, Xizang and Qinghai provinces(autonomous regions or municipal cities).After the commissioning, the number of the entities which were regulated by MEP was 212.

1. Standardization of Regulation

In January 2011, guidelines on the renewal of the radiation safety license had been studied and formulated. The guidelines were distributed to provincial EPBs to standardize the procedure of the renewal of licenses. In April, the< Regulations on Safety and Protection of Radioisotope and Irradiation Facilities > (MEP Code No.18) was issued. The code came into force starting from 1st May, 2011. This code is the further refinement and standardization of radiation safety requirements, such as safety and protection of radiation work place, sending waste radioactive sources for storage, decommissioning of radiation work place, radiation monitoring of recycling and smelting of scrap metal, staff training and personal dose monitoring, emergency response and reporting, exemptions, supervision and inspection. In September, the magagement requirements of radiation facilities decommissioning had been issued to refine the procedure during decommissioning. In July, the national 2011 annual seminar on experience exchange of radiation safety regulation was held. The representatives from Nuclear and Radiation Safety Regional Offices and provincial EPBs introduced their achievements and experiences of recent years, discussed and researched issues about enhancement of capabilities of radiation safety regulation during the 12th Five-Years Plan, implementation of the < Regulations on Safety and Protection of Radioisotope and Irradiation Facilities >, promoting the application of the ‘National Nuclear Technology

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Utilization Radiation Safety Management System’, and the qualifications of radiation monitoring institutions. The seminar achieved its goals of experience exchange, widening the ideas and standardization of regulation. Since August, the self-examination on radiation safety of nuclear technique application units had been carried out. In October, provincial environmental protection bureaus had been organized to carry out the special examination on X-ray device. The examination would further standardize the radiation safety management of irradiation devices producing X-ray in ports, airports, harbors, railway stations, subway and any other public places, and the Implementation of the environmental protection procedures. ‘The National Nuclear Technology Utilization Radiation Safety Management System’ had been widely used in the country’s environmental protection system and nuclear technology application units. In order to better maintain and ensure the safe use of the system, Nuclear and Radiation Safety Center had been commissioned to conclude a three-years contract of the system operation and maintenance with Tsinghua University to ensure the maintenance and improvement of the system.

2. Licensing and Inspection

In 2011, on site inspections of radiation safety licenses or environmental protection check before acceptance of repositories of 11 provinces, autonomous regions and municipal cities were completed. Radiation safety licenses of 17 nuclear technology utilization unites were issued, licenses of 26 unites were renewed, and licenses of 36 unites were modified or added some items. Environmental Impact Reports of construction projects of 20 entities were reviewed and approved. Environmental protection acceptance appraisals on decommissioning project of eight entities were accomplished. Details are listed in the table of projects list of environmental protection acceptance and Radiation safety licenses Approval.

3. Review and Approval of Radioisotope Import and Export

Totally 1,300 radioisotope import and export applications were approved in 2011, including 780 import applications. Imported radioactive sources added up to 6,700 pieces, and that is an increase of 56% than last year, including 2680 category Ⅰ, Ⅱ and Ⅲ radioactive sources.

4. Radiation safety training

For the sake of promoting the ability on radiation safety regulation of personnel in regional offices, in August, the NNSA organized a training course for inspectors in Dalian City. The related laws and regulations followed in radiation safety regulation on nuclear technology application and how to standardize the enforcement on nulear technology application sites was given.

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In 2011, 8 qualified and recommended training Institutes had carried out training courses for more than 11000 trainees, and that is an increase of 74% than last year. A unified test questions database had been established, outlines of radiation safety and protection training with different levels and types was developed.

5. Radiation Accidents and Emergency response

In 2011, there were 13 radiation accidents involving 9 provinces. One of them is relatively large and the others are small. The relatively large accident was the loss of a source of categoty Ⅲ for moveable flaw detection in Shandong pronvince, and now the source has been found. Among the 13 accidents, 11 accidents are loss or steal of the radioactive sources, the others are over exposure of medical personnel to radiation in Heilongjiang Province and radiation sources dropping into the well in Shaanxi Province. All the accidents involeved 16 radiation sourcrs, one of these had been salvaged successfully after dropping into the well. Until 31st December, 12 of 15 radiation sources lossed or stolen had been found, the regainning rate is 80%, except two sources of categary V with very low hazard and one source of categary IV with low hazard. Up to now all the accidents are under effective control, did not cause any personnel injury or environmental pollution.

6. Construction of Urban Repositories

In 2011, the repositories construction of 11 provinces, autonomous regions, municipal cities (including Fujian Province, Jilin Pronvince and so on) had been completed, and environmental protection acceptance appraisals on the completion of the projects were accomplished. Radiation safety licenses for repositories of 8 provinces, autonomous regions, municipal cities (including Hebei Province, Hainan Pronvince and so on) were reviewed. The application and obtainment of final payment for repositories construction were completed, and the financial self-audition were conducted. By the end of 2011, the repositories construction of 30 provinces, autonomous regions, municipal cities had been completed, and environmental protection acceptance appraisals on the completion of these projects were accomplished. Approval Projects of Environmental Protection

Document No. Date Name of Unit Projects

Radiation Environment Environmental protection acceptance check of in MEP Acc 2011-5-13 Supervision Station of situ expansion project of Fujian radioactive waste [2011]103 Fujian Province repository Radiation Environment Environmental protection acceptance check MEP Acc 2011-6-20 Supervision Station of Jilin of decommissioning of the old repository and [2011]161 Province renovation of the new repository project of Jilin

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Document No. Date Name of Unit Projects Radiation Environment Environmental protection acceptance check of in MEP Acc 2011-9-23 Supervision Station of situ expansion project of repository in Qinghai [2011]263 Qinghai Province Province Radiation Environment Environmental protection acceptance check of MEP Acc 2011-10-18 Supervision Station of offsite expansion project of repository in Hebei [2011]294 Hebei Province Province Radiation Environment Environmental protection acceptance check of MEP Acc 2011-10-25 Supervision Station of final state of Decommissioning repository in [2011]311 Jiangsu Province Tangshan city, Jiangsu province Radiation Environment Environmental protection acceptance check of MEP Acc 2011-10-25 Supervision Station of in situ expansion of radioactive waste repository [2011]310 Shanxi Province project in Shanxi Province Radiation Environment Environmental protection acceptance check of MEP Acc 2011-11-28 Supervision Station of repository in situ expansion project in Yunnan [2011]342 Yunnan Province province Zhonghe Qingyuan Environmental protection acceptance check of MEP Acc 2011-9-5 Environmental Technology the construction of National repository for waste [2011]244 Engineering Co., Ltd. source storage General Hospital of the Environmental protection acceptance check of MEP Acc 2011-3-11 Chinese People's Liberation final state of decommissioning place for I - 131 [2011]73 Army Navy treatment Environmental protection acceptance check of MEP Acc Shandong Agricultural 2011-3-11 decommissioning project of Cobalt irradiation [2011]74 University station MEP Acc Wuxi Lvyuan irradiation Environmental protection acceptance check of 2011-3-30 [2011]81 co., LTD final state of decommissioning irradiation plant Environmental protection acceptance MEP Acc Sichuan Atomic Energy 2011-5-16 check of final state of old irradiation plant [2011]104 Institute decommissioning project final state Environmental protection acceptance check of MEP Acc Qixian Limin irradiation 2011-5-24 final state of Irradiation plant decommissioning [2011]116 plant of Henan Province project Sichuan Yibin radiation Environmental Protection Acceptance Check of MEP Acc 2011-6-20 application experimental final state of Irradiation plant decommissioning [2011]162 station project Environmental Protection Acceptance Check of MEP Acc Crop Research Institute, 2011-7-4 final state of Irradiation plant decommissioning [2011]177 Tianjin project Environmental Protection Acceptance Check MEP Acc The Chuzhou Atomic 2011-9-2 of final state of Cobalt irradiation device [2011]240 Energy Institute decommissioning projects

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Document No. Date Name of Unit Projects Environmental Protection Acceptance Check MEP Acc Beijing Radiation Safety 2011-10-25 of final state of decommissioning of the Pinggu [2011]309 Technology Center repository Zibo Liyuan Hi-Tech Environmental Protection Acceptance Check MEP Acc 2011-3-23 Radiation Technology Co., of the project completion of Cobalt-60 gamma [2011]76 Ltd. irradiation facility Environmental Protection Acceptance Check MEP Acc Fangshan District, Beijing 2011-4-18 of completion of use for sealed sources and [2011]88 hospital irradiation facility project Hunan Wangheyuan MEP Acc Environmental Protection Acceptance Check of 2011-7-6 irradiation technology [2011]180 Completion of the radiation center project limited liability company Environmental Protection Acceptance Check MEP Acc 2011-9-16 China Isotope Ltd. of Completion of sales for radioisotopes and [2011]259 radiation devices project Hangzhou Hongyi Sifang Environmental Protection Acceptance Check of MEP Acc 2011-9-23 Irradiation Technology Co., Completion of construction of base for processing [2011]264 Ltd. project Environmental Protection Acceptance Check MEP Acc Time Publishing and Media 2011-9-23 of Completion of 10kW/10MeV linear electron [2011]265 Co., Ltd. accelerator project Beijing Atomic Gaoke of MEP Acc Environmental Protection Acceptance Check of 2011-10-20 Jinhui Radiation Technology [2011]297 Completion of Cobalt irradiation plant project Applications Co., Ltd. MEP Acc Environmental Protection Acceptance Check of 2011-10-25 Beijing Normal University [2011]308 the use of radioisotopes and radiation devices MEP Acc China Atomic Energy Environmental Protection Acceptance Check of 2011-10-18 [2011]292 Institute rebuilding project completion of 303 hot chamber Institute of High Energy Environmental Protection Acceptance Check of MEP Acc 2011-10-18 Physics, Chinese Academy completion of site for storage and use of sealed [2011]293 of Sciences sources Environmental Protection Acceptance Check Beijing Obstetrics and MEP Acc of completion of laboratory for the usage of 2011-11-9 Gynecology Hospital, [2011]326 Irradiation Facilities, device with radiation source Capital Medical University and RIA drugs Guang An Men Hospital, Environmental Protection Acceptance Check of MEP Acc China Academy of 2011-11-29 Medical Irradiation Facilities and Radioisotope [2011]343 Traditional Chinese project Medicine

54 National Nuclear Safety Administration 2011 Annual Report

Projects on the Approaval of Radiation Safety License

No. Name of Unit Projects 1 Radiation Environment Management Station of Hebei Province New Application 2 Radiation Environment Management Station of Hainan Province New Application 3 Radiation Environment Management Station of Shanxi Province New Application 4 Radiation Environment Management Station of Jilin Province New Application 5 Radiation Environment Management Station of Yunnan Province New Application 6 Radiation Environment Management Station of Shanxi Province New Application 7 Radiation Environment Management Station of Qinghai Province New Application 8 Radiation Environment Management Station of Fujian Province New Application 9 Beijing Kemei Biologiacal Technology Co.,Ltd New Application 10 PLA Fourth Hospital New Application 11 General Hospital of the Chinese People's Liberation Army, First Affiliated Hospital New Application 12 Shanghai Gamma Star Science and Technology Development Co., LTD New Application 13 Wuhan Century Jinqiao Data System Co., LTD New Application 14 Wangjie Hospital in Zibo New Application 15 Da Qing Radiation Center New Application 16 Northwest Machine Co., LTD New Application 17 Shanghai jiaotong University School of Medicine Ruijin Hospital New Application 18 Anhui Academy of Agricultural Sciences Institute of Agricultural Products Processing Renewal 19 Anhui Shidaichuangxin Science and Technology Investment Development Co., Ltd Renewal 20 Zhonghe Qingyuan Environment Technology Engineering Co., Ltd Renewal 21 Zhangzhou Wanheyuan RadiationTechnology Co., Ltd Renewal 22 Beijing Shuangyuan Isotope Technology Co., Ltd Renewal 23 Hefei (national) Forestry IrradiationCenter Renewal 24 Shanghai Hexin Radiation Factory Renewal 25 Shanghai Heming Radiation Technology Co., Ltd Renewal 26 Changzhou Atomic Gaoke Irradiation Co., Ltd Renewal 27 Zhangjiagang Zhonghehuakang Irradiation Co., Ltd Renewal 28 Shenzhen JinPengYuan Irradiation Technology Co., Ltd Renewal 29 Jiangxi Tianzhao Science and Technology Development Co., Ltd Renewal 30 Shanghai Xinke Pharmaceutical Co., Ltd Renewal 31 Baoding Nuclear Force Source Irradiation Co., Ltd Renewal 32 Tianjin JinPengYuan Irradiation Technology Co., Ltd Renewal 33 Tianjin Huaming High-tech Irradiation Co., Ltd Renewal 34 Beijing Hefuyaun Technology Development Co., Ltd Renewal

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No. Name of Unit Projects

35 Shandong Spring Port Radiation Technology Development Co., Ltd Renewal 36 Changshu Irradiation Technology Application Factory Renewal 37 Chongqing Weige Industrial Co., Ltd Renewal Renewal and 38 Fujian Jixing Irradiation Science and Technology Co., Ltd Modification 39 China Atomic Energy Institute Renewal 40 Atomic Hi-Tech Co., Ltd Renewal 41 Beijing Hongyi Sifang Radiation Technology Co., Ltd Renewal 42 Tangshan Heli Irradiated Co., Ltd Renewal 43 Institute of High Energy Physics, Chinese Academy of Sciences Renewal Addition and 44 General Hospital of the Chinese People's Liberation Army Air Force Modification Addition and 45 Nuclear Power Institute of China Modification 46 People's Liberation Army 85th Hospital Addition 47 China Academy of Engineering Physics, Nuclear Physics and Chemistry Addition 48 Second Hospital of the Chinese People's Armed Police Force, Beijing Corps Addition 49 PLA Military Academy of Medical Sciences Addition 50 Beijing Obstetrics and Gynecology Hospital, Capital Medical University Addition 51 Guizhou Provincial Academy of Agricultural Sciences Addition 52 SIMT Addition 53 Shanxi Fangyuan Industry Group Co., Ltd. Addition 54 Nanjing University of Aeronautics and Astronautics Addition 55 PLA 455th Hospital Modification 56 Beijing Atomic Hi-Tech Co., Ltd. Modification 57 Suzhou Zhonghe East China Irradiated Co., Ltd. Modification 58 Zibo Liyuengaoke Radiation Technology Co., Ltd Modification 59 Beijing Hongyisifang Irradiation Technology Co., Ltd Modification 60 Beijing University Modification 61 China Nuclear Energy Industry Co., Ltd Modification 62 Hangzhou Hongyisifang Radiation Technology Co., Ltd Modification 63 Hunan Atomic Energy of Agricultural Applications Institute Modification 64 CGNPC Uranium Development Co., Ltd. Modification 65 Shenzhen Jinpengyuan Irradiation Technology Co., Ltd Modification 66 Beijing Shijitan Hospital Modification

56 National Nuclear Safety Administration 2011 Annual Report

No. Name of Unit Projects 67 Radiation Environment Management Station of Shandong Province Modification 68 Isotope Institute of Henan Academy Co., Ltd Modification 69 Shanghai Hexin factory Modification 70 Shanghai Xinke Pharmaceutical Co., Ltd Modification 71 Anhui Shihaichuangxin and Technology Investment Development Co., Ltd Modification 72 Zhouhang Wanheyuan Irradiation Technology Co., Ltd Modification 73 Beijing Sanqiang Nuclear Force Radiation Engineering and Technology Co., Ltd Modification 74 Longyao Hefuyuan Technology Development Corporation Modification 75 Zhonghe Tongxing Nuclear Technology Co., Ltd (Beijing) Modification 76 Atomic Energy Research Institute, Chinese Academy of Agricultural Sciences Modification 77 CDC Radiation Protection and Nuclear Safety Modification 78 Gansu Province Bureau of Nuclear and Radiation Safety Modification 79 Radiation Environment Management Station of Jiangsu Province Modification

57 National Nuclear Safety Administration

Nuclear Material Control and Physical Protection for Nuclear Installations

The Inspection of nuclear material control for 10 facilities was completed in 2011. The facilities inspected were as follows: the No. 272 Ltd.,CNNC、the No. 404 Ltd.,CNNC、Daya Bay Nuclear Power Operations and Management Co.,Ltd、Shenzhen University、Qinshan Nuclear Power Co.,Ltd、Qinshan Nuclear Power Joint Venture Co.,Ltd、the Third Qinshan Nuclear Power Co.,Ltd、Jiangsu Nuclear Power Co.,Ltd、Nuclear Power Institute of China(NPIC) and China Institute of Atomic Energy. Xijing University nuclear material license was approved, and an on- site inspection of the production, research and development places for its nuclear material were completed.

1. Nuclear material control regulatory inspection

Document No. Date Title

NNSA Notification Notification of the supervision and inspection report on nuclear material 2011-07-25 [2011] 103 control of the No 272 Ltd., CNNC. Notification of approval of the supervision and inspection report on NNSA Notification 2011-09-13 nuclear material control of Daya Bay Nuclear Power Operations and [2011] 131 Management Co.,Ltd NNSA Notification Notification of approval of the supervision and inspection report on 2011-09-13 [2011] 132 nuclear material control of Shenzhen University. NNSA Notification e Notification of approval of the supervision and inspection report on 2011-11-02 [2011] 158 nuclear material control of Nuclear Power Institute of China(NPIC). NNSA Notification Notification of approval of the supervision and inspection report on 2011-11-02 [2011] 159 nuclear material control of the No 404 Ltd.,CNNC. NNSA Notification Notification of approval of the supervision and inspection report on 2011-11-03 [2011] 162 nuclear material control of Jiangsu Nuclear Power Co.,Ltd. NNSA Notification Notification of approval of the supervision and inspection report on 2011-12-12 [2011] 183 nuclear material control of the Third Qinshan Nuclear Power Co.,Ltd.. NNSA Notification Notification of approval of the supervision and inspection report on 2011-12-12 [2011] 184 nuclear material control of Qinshan Nuclear Power Co.,Ltd.. NNSA Notification Notification of approval of the supervision and inspection report on 2011-12-12 [2011] 185 nuclear material control of Qinshan Nuclear Power Joint Venture Co.,Ltd.. NNSA Notification Notification of approval of the supervision and inspection report on 2011-12-12 [2011] 186 nuclear material control of China Institute of Atomic Energy.

58 National Nuclear Safety Administration 2011 Annual Report

2. Nuclear material license verification

Document No. Date Title Reply on approval issuing nuclear material license of Xijing NNSA Notification [2011] 82 2011-06-15 University.

Physical Protection for Nuclear Installations

In 2011,NNSA organized to complete the nuclear safety guide “nuclear facilities physical protection on video monitoring system”(draft). The effective assessments of nuclear facilities physical protection of the Third Qinshan Nuclear Power Co.,Ltd and Tianwan Nuclear Power Co.,Ltd were completed.

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Regulation on Safe Transport of Radioactive Material

The main work is as follows: implementation of ‘Regulations for the Safe Transport of Radioactive Materal’, basic establishment of a regulatory system , approval of radioactive substances transport vessel design and approval of manufacturing license and transport activity. In 2011, the transport activities of radioactive material were safely implemented without the occurrence of nuclear and radiation accidents or incidents. In 2011, the approvals of 20 reports, concerning new fuel, spent fuel, radioactive sources and transport activitie, of nuclear and radiation safety analysis reports for transportation of Class I radioactive material were completed; the licences issued including: 3 licenses on transportation container design for Class I radioactive material, 3 licences on transportation container manufacture for Class I radioactive material, 1 license on transportation container design for special form radioactive material, extension of 5 licenses on transportation container design and modification of 1 license in use. Regulatory Review and Approval

Document No. Date Title Notification of issuing license on design of CN-101 Co-60 sealed source of NNSA [2011] 92 2011-07-07 special form radioactive material. Notification of approval of the changes in specification of the new fuel NNSA [2011] 122 2011-09-13 transportation container design license of China Jianzhong Nuclear Fuel Co., Ltd. NNSA [2011] 151 2011-10-27 Notification of issuing license on design of SY-I transportation container NNSA [2011] 155 2011-10-27 Notification of issuing license on design of XAYT-I transportation container Notification of issuing license on design of CNFC-3G new fuel NNSA [2011] 162 2011-10-27 transportation container Notification of issuing license on transportation container manufacture of NNSA [2011] 152 2011-10-27 Xi'an Nuclear Equipment Co., Ltd for class I radioactive material Notification of issuing license on transportation container manufacture of NNSA [2011] 154 2011-10-27 China Institute of Atomic Energy for class I radioactive material Notification of approval of the changes in specification of the NAC-STC NNSA [2011] 108 2011-08-02 spent fuel transportation container license in use Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 2 2011-01-07 transportation for Class I radioactive source of Qingyuan Environmental Technology Engineering Co., Ltd Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 5 2011-01-13 transportation for CN-101 Co-60 radioactive source

60 National Nuclear Safety Administration 2011 Annual Report

Document No. Date Title Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 59 2011-03-29 transportation for the old source recovery project of GEHC Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 95 2011-07-18 transportation for Co-60、Y-192、Se-75 radioactive source of Beijing Double Primary Isotope Technology Co., Ltd Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 103 2011-07-25 transportation for Co-60 radioactive source of Beijing Double Primary Isotope Technology Co., Ltd Notification of approval of applying extension for transportion of cobalt NNSA [2011] 104 2011-07-25 regulating rods of CANDU reactor Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 105 2011-07-25 transportation for medical Co-60 Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 106 2011-07-25 transportation for Co-60 of zhejiang university Notification of approval of one year test transportation of industrial Co-60 of NNSA [2011] 107 2011-07-29 Jin Pengyuan Radiation Technology Co., Ltd Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 109 2011-08-02 transportation for spent fuel Daya Bay NPP Notification of approval of special arrangement transportation for spent fuel NNSA [2011] 113 2011-09-05 of Daya Bay NPP Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 124 2011-09-13 transportation for new fuel of Hongyanhe NPP NNSA Notification Notification of approval of the extension of the nuclear and radiation safety 2011-10-27 [2011] 147 analysis on transportation for UO2 pellets of kazakhstan Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 147 2011-10-27 transportation on roads for spent fuel rods of Qinshan Nuclear Power Co., Ltd Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 153 2011-10-27 transportation for FCo70-YQ medical source package Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 157 2011-10-27 transportation for GNS Co-60 source package of Gamma knife treatment Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 158 2011-10-27 transportation for Co -60 raw materials imported Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 159 2011-10-27 transportation for Y-192 raw materials imported Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 160 2011-10-27 transportation for GY-20 Co-60 industial source package Notification of approval of nuclear and radiation safety analysis on NNSA [2011] 161 2011-10-27 transportation for GW-01 Co-60 medicial source pakage

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Inspection

Date title Main contents on-site inspection for License of on-site inspection for license of transportation 2011-03-23～25 transportion container design of container(XAYT-I、SY-I) design for Category I radioactive radioactive material source of China Institute for radiation protection on-site inspection for radioactive on-site inspection for radioactive matierial transportion matierial transportion management of Beijing Double Primary Isotope Technology management of Beijing Double Co., Ltd and Atomic Gaoke Limited by Share Ltd. 2011-06-14 Primary Isotope Technology Co., Inspection includes: organization and management system, Ltd and Atomic Gaoke Limited arrangement before transport, transport process monitoring, by Share Ltd container repair and maintenance on-site inspection for License of transportion container on-site inspection for License of new fuel transportion 2011-07-19～21 manufacture of radioactive container manufacture of Xi'an Nuclear Equipment Co., Ltd material on-site inspection for spent fuel of Qingyuan Environmental Radiation safety Comprehensive Technology Engineering Co., Ltd and radioactive source of inspection for radioactive China Institute of Atomic Energy, Atomic Gaoke Limited 2011-09～12 material transportation of whole by Share Ltd, Beijing Double Primary Isotope Technology country Co., Ltd ,Nuclear Power Institute of China(NPIC), Gaotong Isotope Co., Ltd and Tongxin Nuclear Technology Co., Ltd

62 National Nuclear Safety Administration 2011 Annual Report

Safety Regulation on Civil Nuclear Equipment

Licensing of Civil Nuclear Safety Equipment

In 2011, 66 applications for nuclear safety equipment licensing had been received and reviewed, 9 of which had not been accepted after the preliminary review of the applications. NNSA approved 58 applications in 2011, of which 16 were for extension, 27 for renewal, and 15 for new licenses. NNSA completed technical review of licensees that had major changes on working places and technical capabilities, etc. By the end of 2011, 159 licensees were qualified for the design, manufacture, installation and non-destructive examination of nuclear safety equipment, including 114 for mechanical equipment, 38 for electrical equipment, 14 for installing and 4 for non-destructive examination. In 2011, 90 applications for registration of imported civil nuclear safety equipment were received and reviewed, 19 of which had been denied or suspended and 57 of which were accepted and approved. Up to the end of 2011, the total number of the entities having registration confirmation for design, manufacture or NDT service of nuclear safety equipment reached 167, among which 6 are comprehensive registration, 117 are for mechanical, 40 are for electrical and 4 are for NDT service. New issuance of certifications of civil nuclear safety equipment

Document No. Date Title Notification of issuing license of civil nuclear safety mechanical NNSA [2011] 46 Mar. 1, 2011 equipment design & manufacture for Zhejiang Jindun Fans Holding Co.,Ltd. Notification of issuing license of civil nuclear safety electrical equipment NNSA [2011] 47 Mar. 2, 2011 design & manufacture for No.718 Research Institute of China Shipbuilding Industry Corporation.

Notification of issuing license of civil nuclear safety mechanical NNSA [2011] 48 Mar.2, 2011 equipment design & manufacture for Shanghai KSB Nuclear Pumps & Valves Co.,Ltd.

Notification of issuing license of civil nuclear safety electrical equipment NNSA [2011] 49 Mar. 2, 2011 manufacture for Fangda Carbon New Material Co., LTD.

Notification of issuing license of civil nuclear safety mechanical NNSA [2011] 51 Mar. 2, 2011 equipment design & manufacture for Shanghai Neles-Jamesbury Company Limited.

Notification of issuing license of civil nuclear safety mechanical NNSA [2011] 54 Mar. 4, 2011 equipment manufacture for Panggang Group Chengdu Iron & Steel Co.,Ltd.

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Document No. Date Title

Notification of issuing license of civil nuclear safety electrical equipment NNSA [2011] 58 Mar. 21, 2011 manufacture Notification of issuing license of civil nuclear safety electrical equipment NNSA [2011] 70 May. 10, 2011 design for Shanghai Nuclear Engineering Research Design Institute Notification of issuing license of civil nuclear safety electrical equipment NNSA [2011] 100 Jul. 29, 2011 manufacture for Shanxi north MTU Diesel Co.,Ltd. Notification of issuing license of civil nuclear safety mechanical NNSA [2011] 121 Sept.13, 2011 equipment manufacture for Jilin Zhongyi Nuclear Piping Manufacture Co.,Ltd. Notification of issuing license of civil nuclear safety mechanical NNSA [2011] 125 Sept.13, 2011 equipment manufacture for Sichuan Xinke Mechnical And Electrical Equipment Co., LTD. Notification of issuing license of civil nuclear safety mechanical NNSA [2011] 126 Sept.13, 2011 equipment design & manufacture for Siping Municipal Juyuanhanyang Plate Heat-exchanger Co.,Ltd. Notification of issuing license of civil nuclear safety mechanical NNSA [2011] 170 Oct. 30, 2011 equipment design & manufacture for Henan Kaifeng High Pressure Valve Co.,Ltd. Notification of approval license extension on civil nuclear safety NNSA [2011] 178 Nov. 18, 2011 mechanical equipment design & manufacture for Nantong DAPT- POLLRICH Fan Co.,Ltd. Notification of issuing license of civil nuclear safety mechanical NNSA [2011] 183 Nov. 24, 2011 equipment manufacture for Dongfang Electric Co., LTD.

License Expansion Approvals Document No. Date Title Notification of approval license expansion on civil nuclear safety NNSA [2011] 52 Mar. 2, 2011 mechanical equipment manufacture for Shandong Nuclear Power Equipment Manufacuture Co., LTD. Notification of issuing license of civil nuclear safety mechanical NNSA [2011] 53 Mar. 2, 2011 equipment manufacture for Huzhou Jiuli Pressing Special Steel Co.,Ltd. Notification of approval license expansion on civil nuclear safety NNSA [2011] 62 Mar. 31, 2011 mechanical equipment manufacture for Baoshan Iron & Steel Co., Ltd. Notification of issuing license of civil nuclear safety electrical equipment NNSA [2011] 71 May 10, 2011 design for Nuclear Power Institute of China Co.,Ltd. Notification of issuing license of civil nuclear safety mechanical NNSA [2011] 73 May 13, 2011 equipment design for Shanghai Nuclear Engineering Research and Design Institute.

64 National Nuclear Safety Administration 2011 Annual Report

Document No. Date Title Notification of approval license expansion on civil nuclear safety NNSA [2011] 74 May 13, 2011 equipment installation for China Nuclear 23rd Construction Company Notification of approval license expansion on civil nuclear safety NNSA [2011] 96 Jul. 19, 2011 mechanical equipment manufacture for Yangzhou Huayu Pipings Manufacture Company Notification of approval of license expansion on civil nuclear safety NNSA [2011] 97 Jul. 19, 2011 mechanical equipment manufacture for Dalian Baoyuan Nuclear Equipment Co., Ltd. Notification of approval of license expansion on civil nuclear safety NNSA [2011] 98 Jul. 19, 2011 mechanical equipment manufacture for Jiangsu Yinhuan Precision Steel Tube Co., Ltd. Notification of approval of license expansion on civil nuclear safety NNSA [2011] 117 Sept. 13, 2011 electrical equipment design for Nuclear Power Institute of China Notification of approval of license expansion on civil nuclear safety NNSA [2011] 118 Sept. 13, 2011 mechanical equipment manufacture for Jiangsu Huayang Metal Pipings Co., Ltd. Notification of approval of license expansion on civil nuclear safety NNSA [2011] 119 Sept. 13, 2011 mechanical equipment manufacture for State Nuclear Power Operation Technology Service Co., Ltd. Notification of approval of license expansion on civil nuclear safety NNSA [2011] 120 Sept. 13, 2011 mechanical equipment manufacture for Wuxi Falan Forging Co., Ltd. Notification of approval of license expansion on civil nuclear safety NNSA [2011] 130 Sept. 23, 2011 mechanical equipment manufacture for China First Heavy Industry Co., Ltd. Notification of approval of license expansion on civil nuclear safety NNSA [2011] 191 Dec. 7, 2011 mechanical equipment manufacture for Jiangsu Electric Power Equipment Co., Ltd. Notification of approval of license expansion on civil nuclear safety NNSA [2011] 192 Dec. 7, 2011 electrical equipment design & manufacture for Jiangsu Shangshang Cable Group Co., Ltd.

License Extension Approvals Document No. Date Title Notification of approval of license extension on civil nuclear safety NNSA [2011] 21 Jan. 26, 2011 mechanical equipment installation for China Nuclear Huaxing Construction Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 22 Jan. 26, 2011 electrical equipment design & manufacture for Hudong Heavy Machinery Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 23 Jan. 26, 2011 mechanical equipment manufacture for Dalian Dagao Valve Co., Ltd.

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Document No. Date Title Notification of approval of license extension on civil nuclear safety NNSA [2011] 24 Jan. 26, 2011 electrical equipment design & manufacture for China Nuclear Sufa Technology Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 25 Jan. 26, 2011 mechanical equipment design & manufacture for Lanzhou Lanshi Heat- exchanger Equipment Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 26 Jan. 26, 2011 mechanical equipment design for Shanghai Nuclear Engineering Research & Design Institute Notification of approval of license extension on civil nuclear safety NNSA [2011] 29 Jan. 26, 2011 mechanical equipment design & manufacture for Zhejiang Sanfang Control Valve Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 30 Jan. 26, 2011 mechanical equipment design for China Nuclear Power Engineering Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 31 Jan. 26, 2011 mechanical equipment manufacture for Yangzhou Huayu Piping Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 32 Jan. 26, 2011 mechanical equipment design & Manufacture for Changzhou Gelin Electric Power Equpment Manufacture Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 50 Mar. 2, 2011 mechanical equipment design for Nuclear Power Institute of China Notification of approval of license extension and expansion on civil NNSA [2011] 56 Mar. 28, 2011 nuclear safety mechanical equipment manufacture for China First Heavy Industry Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 63 Mar. 17, 2011 mechanical equipment installation. Notification of approval of license extension on civil nuclear safety NNSA [2011] 75 May 13, 2011 mechanical equipment manufacture for Dalian Toshiba Mechnical Equipment Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 80 Jun. 15, 2011 mechanical equipment design for Institute of Nuclear and New Energy Technology of Tsinghua University Notification of approval of license extension on civil nuclear safety NNSA [2011] 83 Jun. 20, 2011 mechanical equipment design & manufacture for Shanghai Lianggong Valve Factory Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 86 Jun. 20, 2011 mechanical equipment design & manufacture for Shanghai Valve 5th Factory Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 134 Oct.14, 2011 mechanical equipment manufacture for Xi’an Nuclear Equipment Co., Ltd.

66 National Nuclear Safety Administration 2011 Annual Report

Document No. Date Title Notification of approval of license extension on civil nuclear safety NNSA [2011] 135 Oct.14, 2011 mechanical equipment manufacture for Zhongxing Energy Equipment Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 136 Oct.14, 2011 mechanical equipment manufacture for Wuxi Xitang Nuclear Equipment Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 137 Oct.14, 2011 mechanical equipment manufacture for Suzhou Hailu Heavy Industry Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 139 Oct.14, 2011 mechanical equipment manufacture for Guizhou Hangtian Xinli Forging Co., Ltd. Notification of approval of license extension and expansion on civil NNSA [2011] 166 Oct.28, 2011 nuclear safety mechanical equipment manufacture for China Nuclear 23rd Construction Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 167 Oct.30, 2011 mechanical equipment design & manufacture for Dalian Sulzer Pumps & Compressors Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 168 Oct.28, 2011 mechanical equipment manufacture for Shenyang Xintong Electic Power Equipment Co., Ltd. Notification of approval of license extension on civil nuclear safety NNSA [2011] 169 Oct.30, 2011 mechanical equipment manufacture for China Atomic Energy Institue of China Notification of approval of license extension on civil nuclear safety NNSA [2011] 182 Nov.24, 2011 mechanical equipment installation for China Nuclear 22nd Construction Co., Ltd.

Confirmation of registration of imported civil nuclear safety equipment

Document No. Date Title Notification of issuing registration confirmation of civil nuclear safety NNSA [2011] 57 Mar.17, 2011 equipment for 30 oversea suppliers including MERSEN France Grèsy SAS, etc Notification of issuing registration confirmation of civil nuclear safety NNSA [2011] 94 Jul.18, 2011 equipment for AUBERT & DUVAL Notification of issuing registration confirmation of civil nuclear safety NNSA [2011] 127 Sept.16, 2011 equipment for 18 oversea suppliers, FLOWSERVE POMPES SAS, etc. Notification of issuing registration confirmation of civil nuclear safety NNSA [2011] 184 Nov. 24, 2011 equipment for 8 oversea suppliers, FCI, etc.

67 National Nuclear Safety Administration

Safety inspection of Imported equipment

In 2011, NNSA performed the inspection to the imported nuclear safety equipment according to the regulations. During inspection at the Customs, 484 batchs of imported equipment applied the inspection, including 398 batches of mechanical equipment and 86 batches of electrical equipment. After the inspection, release papers were signed for 471 batches of imported nuclear safety equipment which meet the requirements, 12 batches were suspended and 1 batch was denied. During the package opening inspection, 122 batches of package opening inspection were applied, including 120 batches for mechanical equipment and 2 batches for electrical equipment. 114 application were accepted and inspection were performed. For the pipings and fitting parts for batches purchase, the random inspection was performed according to certain ratio.

Inspection and Surveillance of Civil Nuclear Safety Equipment

In 2011, seven in-factory surveillance office were established in the areas where main components are manufactured, and permanent inspectors were sent there for continous surveillance. Besides, another new surveillance office was established in United States in order to enhance the surveillance of design and manufacturing activities for AP1000 self-reliance project. According the surveillance plan, NNSA performed 935 key process inpections to the 126 domestic factories and comprehensive inspections to the 31 domestic factories and 3 foreign factories. NNSA also performed the special inspections to the 11 domestic factories and 1 foreign factory. NNSA finished the review of pre-service and in-service NDT competence validation programs for Hongyanhe, Ningde and Taishan nuclear power projects and perfomed the NDT competence valication activities for Hongyanhe and Ningde projects. And NNSA began the reviews for Sanmen, Fuqing, Fangjiashan, Dayabay, Ling’ao and Yangjiang nuclear power projects in 2011. Rectification requirements were raised in time where there were problems discovered during inspections and expert reviews and special inspections performed to major non-conformance related to nuclear safety, e.g. the RT operators without qualification in Dongfang Heavy Machine, holding screw break due to not performing retest of materials, PT neglect of Shanghai First Machine Tool during raw material purchase, etc. In 2011, administrative punishments were imposed on those licensees who seriously violated the provisions of Regulations on Supervision and Control of Civil Nuclear Safety Equipment, such as the Shanghai Heavy Machinery Co., LTD, China Nuclear 5th Construction Company and Manoir Industries Pitres. In general, the qualities of design, manufacture, installation and non destructive examination of nuclear safety equipment were under control in 2011.

68 National Nuclear Safety Administration 2011 Annual Report

Inspection and Surveillance of Civil Nuclear Safety Equipment

Date Activity Content

1 Special inspection and 75 Special inspection of RPV before delivery from the factory for surveillance points for Dongfang Ningde unit 1, formerly produced for Hongyang unit 2; Feb. 22, 2011 Electric Heavy Machinery Co., Inspection and surveillance on the manufacturing actitities of Ltd. main components for Hongyanhe, Ningde, Fuqing, Taishan, etc.

1 integrated inspection and 1 Inspections on the compliance with regulations and the design surveillance point inspection to licenses, implementation of nuclear quality assurance system; Apr.20, 2011 China Nuclear Power Equipment Surveillance point inspection on hydraulic test, pressure test, Co., Ltd. and on-site witness of nuclear class II injector for Fuqing unit 1 and 2.

1 integrated inspection and 1 Inspections on the compliance with regulations and the design Apr.28, 2011 surveillance point inspection to licenses, implementation of nuclear quality assurance system; Nov.24, 2011 Institute of Nuclear and New Surveillance point inspection on the cold test of CRDM of Energy Technology of Tsinghua High-temperature Gas-cooled Reactor.

Inspections on the compliance with regulations and the design 1 integrated inspection and 4 licenses, implementation of nuclear quality assurance system; surveillance point inspection for May 12,2011 Surveillance point inspection on the nuclear class III canned- Dalian Empire Canned-Pumps pumps manufacture for Hongyanhe, Ningde, Yangjiang, Fuqing Co., Ltd. and Fangjiashan, etc. Inspections on the compliance with regulations and the design 1 integrated inspection and 56 licenses, implementation of nuclear quality assurance system; surveillance point inspections for May 16,2011 Surveillance point inspections on main components Shanghai Electric Nuclear Power manufacture for Hongyanhe, Ningde, Yangjiang, Taishan, Equipment Co., Ltd. Fuqing and Fangjiashan, etc. Integrated inspection and 1 surveillance point inspection for Inspections on the compliance with regulations and the design May 26,2011 Shanghai Nuclear Engineering & licenses, implementation of nuclear quality assurance system; Design Institute

1 special inspection and 7 Special inspection to the reactor internals and CRDMs for surveillance point inspection for Hongyanhe, Ningde, Yangjiang projects; Jul.7, 2011 Shanghai First Machining Tool Surveillance point inspections to the reactor internals for Company Fangjiashan, Haiyang, Ningde projects, etc. Inspections on the compliance with regulations and the design 1 integrated inspection and 8 licenses, implementation of nuclear quality assurance system; surveillance point inspections for Surveillance point inspections to the piping assembly of Ningde Aug. 1, 2011 China Nuclear 23rd Construction unit 3 and 4, welding RT and PT of non-rust steel pipings Company of Ningde unit 3, nuclear class I non-rust steel piping riding welding of 4R80 of Hongyanhe project, etc.

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Date Activity Content Special inspection to the un-authorized repair welding of main 1 integrated inspection and piping 40°elbow for Ningde project; 1 special inspection and 30 Aug. 1, 2011 Surveillance point inspections to the key processes of piping surveillance point inspection for Sept. 7, 2011 casting for Ningde, Yangjiang, Fangjiashan, Fangchengang, Yantai Taihai Manoir Nuclear Changjiang, Tianwan, including the NDT, hydraulic test, and Power Equipment Co., LTD weldings. Inspections on the compliance with regulations and the design 1 integrated inspection and 5 licenses, implementation of nuclear quality assurance system; surveillance point inspections Aug. 3, 2011 Surveillance point inspections to sizing after stell plates for Shandong Nuclear Power wrapping of Sanmen unit 2 CV, the conditions of penetrations Equipment Co., Ltd. of Q240 and CV modoules for Haiyang project Integrated inspection for Nanfeng Inspections on the compliance with regulations and the design Aug.3, 2011 Fans Co., Ltd. licenses, implementation of nuclear quality assurance system; Joint inspection with China Nuclear Engineering Company and Joint special inspection and 12 operators to the manufacturing activities of Pressurizer, heat- surveillance point inspections for exchangers and other vessels; Aug.4, 2011 Xi’an Nuclear Equipment Co., Surveillance point inspections on manufacturing of boron Ltd. injection tank UT for Tianwan unit 6 and hydraulic test for Changjiang unit 1, etc. Inspections on the compliance with regulations and the design licenses, implementation of nuclear quality assurance system; 1 integrated inspection and 2 Surveillance point inspections on hydraulic test and functional Aug.8, 2011 surveillance point inspection for tests witness and recording of auxiliary filters of Taishan Pall Filter(Beijing) Co., LTD project, conditions precedent of auxliliary manufacturing for Taishan unit 1 and 2. Inspections on the compliance with regulations and the design 1 integrated inspection and 7 licenses, implementation of nuclear quality assurance system; surveillance point inspections for Aug.25, 2011 Surveillance point inspections on hydraulic tests, service tests, Zhongxing Energy Equipment ultrasonic inspection of nuclear class I non-rust steel piping Co., LTD for Haiyang, Taishan projects. 1 integrated inspection and 17 Inspections on the compliance with regulations and the design surveillance point inspection licenses, implementation of nuclear quality assurance system; Aug.28, 2011 for Sichuan sanzhong scmp Surveillance point inspections on the service tests, RT, hydraulic nuclear equipment manufacture tests and manufacturing process recording of primary pipes for incorporation Fuqing, Hongyanhe projects. Inspections on the compliance with regulations and the design 1 integrated inspection and 3 licenses, implementation of nuclear quality assurance system; surveillance point inspection Sep.7, 2011 Surveillance point inspections on the nuclear class valves for China Nuclear Sufa Valve design and manufacturing for Fuqing, Hongyanhe, Yangjiang Technology Co., Ltd projects, etc.

70 National Nuclear Safety Administration 2011 Annual Report

Date Activity Content 1 special inspection for Suzhou Inspections on the compliance with regulations and the design Sep.8, 2011 High & Middle Pressure Valve licenses, implementation of nuclear quality assurance system; Factory Inspections on the compliance with regulations and the design 1 integrated inspection and 20 licenses, implementation of nuclear quality assurance system; surveillance point inspection for Oct.13, 2011 Surveillance point inspections on the main component of NI Harbin Electric (Qinhuangdao) manufacturing for Ningde, Yangjiang, Sanmen, Haiyang and Heavy Machinery Co., LTD Shidaowan projects, etc. 1 integrated inspection and 2 surveillance point inspection for Inspections on the compliance with regulations and the design Oct.14, 2011 Pangang Steel Group Chengdu licenses, implementation of nuclear quality assurance system; Gangfan Co., LTD Inspections on the compliance with regulations and the design 1 integrated inspection and 2 licenses, implementation of nuclear quality assurance system; surveillance point inspection for Surveillance point inspections on helium leak detetion and Oct.20, 2011 Shanghai Sensong Pressure Vessel hydraulic test of volume control tank of Taishan unit 1 and 2, Co., Ltd condtions precedent of oil container manufacturing for Fuqing unit 3 and 4 Inspections on the compliance with regulations and the design 1 integrated inspection and 72 licenses, implementation of nuclear quality assurance system; surveillance point inspection for Surveillance point inspections on service tests, NDT, forging `Oct.27, 2011 Erzhong Group (Deyang) Heavy processes of RPVs, SGs, PRZs, main pipings for Hongyanhe, Machenery Co., LTD Fangchenggang, Fuqing, Sanmen, Haiyang, Taohuajiang, Shidaowan projects, etc Inspections on the compliance with regulations and the design 1 integrated inspection and 188 licenses, implementation of nuclear quality assurance system; surveillance point inspection for Oct.31, 2011 Surveillance point inspections on service tests, NDT, parts China First Heavy Industry Co., welding and hydraulic tests processes of RPV for Sanmen, Ltd. Ningde, Yangjiang, Fangjiashan, Fuqing projects, etc 1 surveillance point inspection for Surveillance point inspection on nuclear class compressors Oct., 2011 Beijing Jingcheng Environmental design and manufacturing process for Fangjiashan, Fuqing Protection Industry Co., LTD projects. Inspections on the compliance with regulations and the design licenses, implementation of nuclear quality assurance system; 1 integrated inspection and 5 Surveillance point inspections on manufacturing records of surveillance point inspection for heat exchangers of Yangjiang, hydraulic test of VVP tank of Nov. 1, 2011 Shanghai Electric Power Station Ningde, hydraulic test of main oil container of diesel of Ningde Equipment Co., Ltd. unit 1 and 2, hydraulic test of decay tank of Yangjiang unit 3 and 4, documents review and in-factory witness before the first equipment manufacturing

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Date Activity Content 1 sepcial inspection for Jiangnan Inspections on the compliance with regulations and the design Nov. 24, 2011 Valve Co., Ltd. licenses, implementation of nuclear quality assurance system; 1 sepcial inspection for Shenjiang Inspections on the compliance with regulations and the design Nov. 25, 2011 Valve Co., Ltd. licenses, implementation of nuclear quality assurance system; 1 integrated inspection and 1 Inspections on the compliance with regulations and the design surveillance point inspection licenses, implementation of nuclear quality assurance system; Dec. 1, 2011 for Dongfang Electric (Wuhan) Surveillance point inspection on the conditions precedent of the Nuclear Equipment Co., LTD reactor internal manufacturing for Fangchenggang unit 1 Integrated inspection (electrical) Inspections on the quality assurance of electrical equipment Nov. 2, 2011 for China Nuclear Engineering design and license conditions, the quality control of electrical Company design for Fuqing and Fangjiashan projects Inspections on the compliance with regulations and the design 1 integrated inspection and 16 licenses, implementation of nuclear quality assurance system; surveillance point inspection for Surveillance point inspections on manufacturing of electric Aug.9, 2011 Jiamusi Electric Machine Co., machines of charging pump, cooling pump, SEC pump, RIS LTD pump and other equipment for Hongyanhe, Ningde, Fuqing, Yangjiang, Changjiang, Fangjiashan projects, etc Inspections on the compliance with regulations and the design 1 integrated inspection and 9 licenses, implementation of nuclear quality assurance system; surveillance point inspection Surveillance point inspections on design, cabinet Sept.5, 2011 for Beijing Guanglihe System manufacturing, single/system/integration tests and tests before Engineering Co., LTD delivery and final reports of DCS equipment for Hongyanhe, Ningde, Yangjiang projects. 1 integrated inspection and 5 Inspections on the compliance with regulations and the design surveillance point inspection licenses, implementation of nuclear quality assurance system; Sept. 6, 2011 for Changzhou Power Station In-factory inspection of nuclear class electric machine of screen Auxiliary Equipment Corporation of Shenyang Mechanical Equipment Factory for Fangjiashan.

1 integrated inspection and 6 Inspections on the compliance with regulations and the design surveillance point inspection for licenses, implementation of nuclear quality assurance system; Sept. 8, 2011 Yangzhou Electric Equipment In-factory inspection of nuclear class valves electric actuator Manufacturing Factory for Fufa of Fangjiashan, Shentong of Changjiang projects. 1 integrated inspection for China Inspections on the compliance with regulations and the design Sept.28, 2011 Nuclear Power Research Institute licenses, implementation of nuclear quality assurance system; Inspections on the compliance with regulations and the design 1 integrated inspection and 3 licenses, implementation of nuclear quality assurance system; surveillance point inspection for Surveillance point inspections on leakage rate transmission ratio Oct.18, 2011 China Nuclear (Beijing) Nuclear calculation, prototype qualification tests for N-16 monitoring Equipment Factory instruments of 1E class (SG leakage detection instument) prototype R&D project

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Date Activity Content Inspections on the compliance with regulations and the design 1 integrated inspection and 14 licenses, implementation of nuclear quality assurance system; surveillance point inspection for Surveillance point inspections on manufacturing of 1E class Nov. 2, 2011 Jiangsu Shangshang Cable Group K3 middle/low voltage cable and control cable, K1 cable, K3 Co., LTD heavy-section middle voltage cable and service tests of 1E class and k1 cable of CNPEC

1 integrated inspection and 4 Inspections on the compliance with regulations and the design surveillance point inspection for licenses, implementation of nuclear quality assurance system; Nov. 8, 2011 Hoppecke Power System (Wuhan) Surveillance point inspections on nuclear class cell for Co., LTD Hongyanhe, Ningde EDG, Yangjiang projects.

Inspections on the compliance with regulations and the design 1 integrated inspection and 4 licenses, implementation of nuclear quality assurance system; surveillance point inspection Nov. 9, 2011 Surveillance point inspections on 1E class component aging for China Shipbuilding Industry selection, tests before delivery for Hongyanhe, Ningde, Corporation 719th Institute Yangjiang projects.

Inspections on the compliance with regulations and the design 1 integrated inspection and 6 licenses, implementation of nuclear quality assurance system; surveillance point inspection Surveillance point inspections on 1E class component aging Dec.6, 2011 for Shanghai Waltai Industrial selection of pressure/different pressure transformer, assembly Automation and high-voltage holding tests, static voltage impact test, tests before delivery, etc, for Fuqing and Fangjiashan Inspections on the compliance with regulations and the design 1 integrated inspection and 3 licenses, implementation of nuclear quality assurance system; surveillance point inspection for Dec.8, 2011 Surveillance point inspections on high-voltage holding tests, Shanghai Guanghua Instrument complete equipment assembly, debug, tests before delivery of Co., LTD pressure/different pressure transformers spare parts and shells

1 integrated inspection and 9 Inspections on the compliance with regulations and the design surveillance point inspection for licenses, implementation of nuclear quality assurance system; Dec. 21, 2011 Shaanxi Diesel Heavy Machinery Surveillance point inspections on manufacturing of emergency Co., LTD diesel units for Ningde, Hongyanhe, Changjiang projects, etc.

Lsit of licensees holding civil nuclear safety equipment certification No. Licensees Authorized domains Mechanical design, electrical 1 China Institute of Atomic Energy design, mechanical manufacture Shenzhen China Guandong Nuclear Power Engineering and design Co., Mechanical design, electrical 2 Ltd design 3 China Nuclear Engineering Research and Design Co., Ltd Mechanical design

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No. Licensees Authorized domains Mechanical design, electrical 4 China Nuclear Power Engineering Company design Mechanical design, electrical 5 Shanghai Nuclear Power Engineering and Design Institute design Mechanical design, electrical 6 Nuclear Power Institute of China design, electrical manufacture, NDT Mechanical design, electrical 7 Institute of Nuclear and New Energy Technology of Tsinghua University design 8 China Nuclear Power Operational Technology Corporation Mechanical design, NDT Mechanical design, electrical 9 China Shipbuilding Heavy Industry 719th Research Institute design, electrical manufacture Mechanical Installation and 10 China Nuclear 23rd Construction Company manufacture Mechanical Installation and 11 China Nuclear 5th Construction Company manufacture 12 China Nuclear Huaxing Construction Company Mechanical Installation 13 China Nuclear 22nd Construction Company Mechanical Installation 14 China Nuclear 24th Construction Company Mechanical Installation 15 Guangdong Thermal Power Engineering Corporation Mechanical Installation 16 Zhejiang Thermal Power Construction Corporation Mechanical Installation 17 Jiangsu Province Electric Power Construction 1st Engineering Company Mechanical Installation 18 Jiangsu Province Electric Power Construction 3rd Engineering Company Mechanical Installation 19 Anhui Province Electric Power 2nd Engineering Company Mechanical Installation 20 Hunan Province Thermal Power Construction Company Mechanical Installation 21 China Construction 2nd Engineering Bureau Mechanical Installation 22 Hebei Province Electric Power Construction 1st Engineering Company Mechanical Installation 23 Shanxi Province Electric Power Construction 4th Company Mechanical Installation Electrical design, electrical manufacture, 24 Shanghai Automation and Instrument Co., Ltd mechanical design, mechanical manufacture Electrical design, electrical 25 Changzhou Bayi Cable Co., Ltd manufacture, Electrical design, electrical 26 Jiangsu Huaguang Cable and Electrical Equipment Co., Ltd manufacture, Electrical design, electrical 27 Jiangsu Shangshang Cable Group Co., Ltd manufacture,

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No. Licensees Authorized domains

Electrical design, electrical 28 Shaanxi Diesel Heavy Machinery Co., Ltd manufacture, Shanghai Electric Power Complete Equipment Design and Research Electrical design, electrical 29 Institute manufacture, Electrical design, electrical 30 Anhui Province Cable Co., Ltd manufacture, Electrical design, electrical 31 Jiangsu Changyan Cable Co., Ltd manufacture, Electrical design, electrical 32 Suzhou Dongyi Automation Equipment Company manufacture, Electrical design, electrical 33 Xi’an Nuclear Instrument Factory manufacture, Electrical design, electrical 34 China Nuclear (Beijing) Instrument Factory manufacture, Electrical design, electrical 35 China Nuclear Power Technology Research Institute manufacture, Electrical design, electrical 36 Changzhou Electric Power Station Auxiliary Equipment Co., Ltd manufacture, Electrical design, electrical 37 Jiamusi Electric Machine Co., Ltd manufacture, Electrical design, electrical 38 Nanyang Explosion Protection Group Co., Ltd manufacture, Electrical design, electrical 39 Shanghai Cable Factory Co., Ltd manufacture, Electrical design, electrical 40 Shenyang Northeast Accumulator Co., Ltd manufacture, Electrical design, electrical 41 Yangzhou Electric Power Equipment Factory manufacture, Electrical design, electrical 42 Nuclear Power Institute of China manufacture, Electrical design, electrical 43 Shanghai Electric Corporation Shanghai Electric Motor Company manufacture, Electrical design, electrical 44 Shanghai Guanghua Instrument Co., Ltd manufacture, Electrical design, electrical 45 Chongqing Chuanyi Automation Co., Ltd manufacture, Electrical design, electrical 46 Beijing Guanglihe System Engineering Co., Ltd manufacture,

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No. Licensees Authorized domains Electrical design, electrical 47 Shanghai Welltech Industrial Automation Co., Ltd manufacture, Electrical design, electrical 48 Yantai Municipal Cable Factory manufacture, Electrical design, electrical 49 Yuandong Cable Co., Ltd manufacture, Electrical design, electrical 50 Sichuan Star Cable Co., Ltd manufacture, Electrical design, electrical 51 Hoppecke Power System (Wuhan) Co., LTD manufacture, Electrical design, electrical 52 Shanghai East Heavy Machinery Co., Ltd manufacture, Electrical design, electrical 53 Shenyang Cable Industry Co., Ltd manufacture, Electrical design, electrical 54 Jiangsu Xinyuancheng Cable Co., Ltd manufacture, Electrical design, electrical 55 China Shipbuilding Heavy Machinery Group 718th Research Institute manufacture, 56 State Nuclear Power Station Operational Technology Company Non-destructive Test 57 China Guangdong Nuclear Inspection Technology Co., Ltd Non-destructive Test 58 China First Heavy Industry Mechanical manufacture 59 Erzhong Group (Deyang) Heavy Machinery Co., Ltd Mechanical manufacture 60 Shanghai Heavy Machinery Factory Co., Ltd Mechanical manufacture 61 Dongfang Electric Corporation Dongfang Turbine Co., Ltd Mechanical manufacture 62 Dongfang Electric Corporation (Wuhan) Nuclear Equipment Co., Ltd Mechanical manufacture 63 Zhongxing Energy Equipment Co., Ltd Mechanical manufacture Mechanical design, mechanical 64 Dalian Sulzer Pump & Compressor Co., Ltd manufacture 65 Guizhou Hangtian Xinli Forging & Casting Co., Ltd Mechanical manufacture Mechanical design, mechanical 66 Shenyang Xintong Power Station Equipment Manufacture Co., Ltd manufacture 67 Suzhou Hailu Heavy Machinery Co., Ltd Mechanical manufacture 68 Xuxi Xitang Petro & Chemical Mechanical Co., Ltd Mechanical manufacture Mechanical design, mechanical 69 Xi’an Nuclear Equipment Co., Ltd manufacture 70 Dongfang Electric Corporation Dongfang Boiler Co., Ltd Mechanical manufacture 71 Dalian Baoyuan Nuclear Equipment Co., Ltd Mechanical manufacture

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No. Licensees Authorized domains

72 Dongfang Electric Corporation (Guangzhou) Heavy Machinery Co., Ltd Mechanical manufacture 73 Harbin Electric Corporation (Qinhuangdao) Heavy Machinery Co., Ltd Mechanical manufacture Mechanical design, mechanical 74 Shenyang Shengshi High & Middle Pressure Valve Co., Ltd manufacture Mechanical design, mechanical 75 Shijiazhuang Valve 1st Factory Co., Ltd manufacture Mechanical design, mechanical 76 China Nuclear Power Operational Technology Co., Ltd manufacture 77 Qinhuangdao Nuclear Wind Equipment Co., Ltd Mechanical manufacture Mechanical design, mechanical 78 Dalian Empire Canned Pump Co., Ltd manufacture 79 Changshou Huaxin Special Steel Co., Ltd Mechanical manufacture 80 Shenyang Blower Works Group Nuclear Pump Co., Ltd Mechanical manufacture 81 Jiangsu Haina Mechanical Motor Co., Ltd Mechanical manufacture 82 Jiangsu Xinhengji Heavy Machinery Co., Ltd Mechanical manufacture 83 Shanghai Electric Corporation Nuclear Equipment Company Mechanical manufacture Mechanical design, mechanical 84 Shenjiang Valve Co., Ltd manufacture 85 Wuhan Heavy Machinery Forging & Casting Co., Ltd Mechanical manufacture 86 Xi’an Aero-engine Group Tianding Nuclear Equipment Ltd. Mechanical manufacture Mechanical design, mechanical 87 Changsha Pump Factory Co., Ltd manufacture Mechanical design, mechanical 88 Jiangnan Valve Co., Ltd manufacture 89 Jiangsu Huayang Steel Pipe Fittings Co., Ltd Mechanical manufacture 90 Jiangsu Xingyang Piping Co., Ltd Mechanical manufacture Mechanical design, mechanical 91 Shanghai Kate Valve Manufacture Co., Ltd manufacture 92 Sichuang Sanzhong SCMP Nuclear Equipment Manufacture Corporation Mechanical manufacture Mechanical design, mechanical 93 Wuhan Boiler Group Valve Co., Ltd manufacture Mechanical design, mechanical 94 Shanghai Valve Factory Co., Ltd manufacture Mechanical design, mechanical 95 Dalian Hermetic Pump Co., Ltd manufacture 96 Wuxi Xinfeng Pump Co., Ltd Mechanical manufacture

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No. Licensees Authorized domains

Mechanical design, mechanical 97 Shanghai Electric Power Station Equipment Co., Ltd manufacture 98 Shanghai Shensong Pressure Vessle Co., Ltd Mechanical manufacture 99 Yangzhou Dongfang Hanger Co., Ltd Mechanical manufacture 100 Yantai Manoir Nuclear Equipment Co., Ltd Mechanical manufacture 101 Anhui Yingliu Group Huoshan Casting Co., Ltd Mechanical manufacture 102 Baoshan Steel Co., Ltd Mechanical manufacture 103 Dongfang Areva Nuclear Pump Co., Ltd Mechanical manufacture Mechanical design, mechanical 104 Nanjing Chenguang Dongluo Bellows Co., Ltd manufacture Mechanical design, mechanical 105 Shanghai Apollo Mechanical Co., Ltd manufacture 106 Shanghai Xinmin Heavy Machinery Forging Co., Ltd Mechanical manufacture Mechanical design, mechanical 107 Suzhou High & Middle Valve Factory manufacture 108 Wuxi Flange Forging Co., Ltd Mechanical manufacture 109 China Nuclear Gansu Jiahua Nuclear Equipment Manufacture Co., Ltd Mechanical manufacture Mechanical design, mechanical 110 Jiangsu Shentong Valve Co., Ltd manufacture 111 China Nuclear Power Equipment Ltd. Mechanical manufacture Mechanical design, mechanical 112 Beijing Jingcheng Environment Protection Development Ltd. manufacture Mechanical design, mechanical 113 Nanfang Fan Co., Ltd manufacture Mechanical design, mechanical 114 Danai Pump Co., Ltd manufacture 115 Harbin Electric Motor Factory AC/DC Machine Ltd. Mechanical manufacture 116 Zhejiang Jiuli Special Material Technology Co., Ltd Mechanical manufacture 117 Huzhou Jiuli Extruding Special Equipment Ltd. Mechanical manufacture 118 Jiangsu Yinhuan Precision Steel Piping Co., Ltd Mechanical manufacture 119 Jiangsu Haida Pipe Fitting Ltd. Mechanical manufacture Mechanical design, mechanical 120 Wujiang Dongwu Mechanical Ltd. manufacture Mechanical design, mechanical 121 Jiangsu Electric Power Equipment Ltd. manufacture 122 Shangdong Nuclear Power Equipment Manufacture Ltd. Mechanical manufacture 123 Shenyang Kejin Special Material Ltd. Mechanical manufacture

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No. Licensees Authorized domains

Mechanical design, mechanical 124 Zhejiang Shangfeng Industry Co., Ltd manufacture 125 Zhejiang Hanyuan Electric Power Manufacture Ltd. Mechanical manufacture Mechanical design, mechanical 126 Chongqing Pump Factory Ltd. manufacture Mechanical design, mechanical 127 Suzhou Niuwei Factory Co., Ltd manufacture 128 China Citic Heavy Machinery Co., Ltd Mechanical manufacture 129 Shanghai Shenjiang Forging Ltd. Mechanical manufacture 130 Baoyin Special Steel Piping Ltd. Mechanical manufacture Mechanical design, mechanical 131 Dalian Deepblue Pump Ltd. manufacture 132 Hunan Xiangdian Pump Casting Ltd. Mechanical manufacture 133 Sichuan Greatwall Steel Piping Ltd. Mechanical manufacture Mechanical design, mechanical 134 Jiangsu Xinghe Valve Ltd. manufacture 135 Bohai Shipbuilding Factory Group Ltd. Mechanical manufacture 136 Angang Heavy Machinery Co., Ltd Mechanical manufacture Mechanical design, mechanical 137 Xi’an Shaangu Power Co., Ltd manufacture 138 Yangzhou Huayu Pipe Fitting Ltd. Mechanical manufacture Mechanical design, mechanical 139 Zhejiang Sanfang Group Ltd. manufacture Mechanical design, mechanical 140 Lanzhou Lanshi Heat-exchanger Equipment Co., Ltd manufacture Mechanical design, mechanical 141 Dalian Dagao Valve Ltd. manufacture 142 Shanghai First Machine Tool Ltd. Mechanical manufacture Mechanical design, mechanical 143 China Nuclear Sufa Technology Industry Co., Ltd manufacture Mechanical design, mechanical 144 Changzhou Gelin Electric Power Equiment Manufacture Ltd. manufacture Mechanical design, mechanical 145 Zhejiang Jindun Fans Cooling Equipment Ltd. manufacture 146 Fangda Carbon New Material Technology Co., Ltd Mechanical manufacture 147 Shanghai Neles-Jamesbury Valve Co., Ltd Mechanical manufacture

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No. Licensees Authorized domains Mechanical design, mechanical 148 Shanghai Electric KSB Nuclear Pump & Valve Ltd. manufacture 149 Panggang Group Chengdu Gangfan Ltd. Mechanical manufacture 150 Dalian Toshiba Mechanical Equipment Ltd. Mechanical manufacture Mechanical design, mechanical 151 Shanghai Valve 5th Factory Ltd. manufacture Mechanical design, mechanical 152 Shanghai Lianggong Valve Factory Ltd. manufacture 153 Jilin Zhongyi Nuclear Piping Manufacture Ltd. Mechanical manufacture 154 Dongfang Electric Co., Ltd Mechanical design Mechanical design, mechanical 155 Siping Juyuan Hanyang Plate Heat-exchanger Ltd. manufacture 156 Sichuan Kexin Mechanical Equipment Co., Ltd Mechanical manufacture 157 Pall Filter (Beijing) Ltd. Mechanical manufacture Mechanical design, mechanical 158 Tyco Fluid Control (Shanghai) Ltd. manufacture Mechanical design, mechanical 159 Nantong Datong Baofu Fans Ltd. manufacture

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Environmental Regulation on Electromagnetic Radiation 1. Compilation and revision of Regulations and standards

In 2011, in order to carry out the environmental regulation on electromagnetic radiation under the new situation, NNSA enacted ‘legislations and standards system of electromagnetic environmental regulation’, developed revision and improvement of the relevant regulations and standards, and completed ‘Limits for controlling public exposure in electromagnetic environment’ (edition for approval). 2. Administrative review and approval

In 2011, NNSA reviewed and approved 8 electric power transmission and transform project environmental impact reports including‘1000 kV Ximeng (Xilingol League)-Nanjing UHV AC power transmission project’. NNSA conducted environmental protection acceptance appraisals on project completion of 49 electric power transmission and transform projects, including the completion of the nation’s first UHV DC power transmission project’s trial run, which is Xiangjiaba-Shanghai ±800 kVUHV DC power transmission project.

Document No. Approve Date Title The approval reply on environmental impact report of main MEP Notice.[2011]66 2011-02-25 transformer expanding project of Chaidamu 750 kV substation equipment The reply on Riyue Mountain 750 kV transformer substation second MEP Notice. [2011]67 2011-02-25 phase expand project environmental impact report The reply on XingrenJingduMountain-Guinan500 kV transmission MEP Notice. [2011]106 2011-05-06 project environmental impact report The reply on Ximeng( Xilingol League)-Nanjing1000 kVUHV AC MEP Notice. [2011]117 2011-05-18 transmission project environmental impact report The reply on the second south Yunnan Export Transmissionproject MEP Notice. [2011]256 2011-09-09 environmental impact report The reply on Shangdu third phase 750 kVtransmission project MEP Notice. [2011]255 2011-09-09 environmental impact report The reply onKuqa-Bayingolin of Yili-Kuqa-Bayingolin power MEP Notice. [2011]274 2011-09-30 transmission project environmental impact report The reply onGuangxi DC transmission fromthe Yunnanmiddle reach MEP Notice. [2011]308 2011-10-27 of the Jinsha River power plant transmission project environmental impact report

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3. Public awareness and administrative law enforcement

In order to guide the public to treat the issue of electromagnetic radiation environment scientifically and rationally, eliminate unnecessary psychological panic, NNSA organized drafting group to compile the special chapter of electromagnetic radiation of China Environmental Encyclopedia. NNSA completed the administrative reconsideration of Shanxi provincial electric power company, implemented administrative punishment of environmental violations of Guangdong power grid corporation, investigated and processed the case of the public reconsideration of Jiangsu provincial environmental protection department.

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Radiation Environment Monitoring

Radiation Environmental Quality

In 2011, the national radiation environment quality was generally good, the Fukushima nuclear accident in Japan did not have an impact on our environment and public health. The environmental ionizing radiation levels remained stable, the environmental ionizing radiation overall level ambient nuclear facilities and nuclear technology application projects was no significant change. The overall environmental electromagnetic radiation level was better; the overall environmental electromagnetic radiation level ambient electromagnetic radiation emitted facilities was no significant change. Radiation environment monitoring

The operation and management of radiation environment monitoring state-controlled network was strengthened, the operation of the network throughout the year was normal, and the monitoring mission was successfully completed. The 2009-2010 performance evaluation of nuclear and radiation safety supervision projects was completed. Radiation environment monitoring capability assessment program continued to carry out, and the assessment of the five provincial- level radiation environmental monitoring institutes was completed. The construction project of the 100 radiation environment automatic monitoring stations was actively promoted, the installation and debugging for all stations was completed to the commissioning phase. To the end of 2011, there are 22 automatic monitoring stations in seven provinces (autonomous regions and municipalities) through acceptance. the national radiation environment monitoring data management and application platform officially opened for the rapid exchange and sharing of monitoring information. Japan’s Fukushima nuclear accident, the NNSA immediately started nuclear and radiation emergency plans, and instructed provinces (autonomous regions and municipalities) Environmental Protection Department (Bureau) and its affiliated radiation environment monitoring bodies into a state of emergency and ongoing radiation environment emergency monitoring . Around 43 cities as well as the nuclear power plants in Qinshan Nuclear Power Base, Daya Bay / Ling Ao Nuclear Power Plants, Tianwan Nuclear Power Plant, a total of 70 radiation environment automatic monitoring stations carried out continuous real-time measurement of air absorbed dose rate of gamma radiation. Hangzhou, Dalian carried out continuous sampling measurement of the inert gas xenon isotope.The mobile monitoring vehicles and large mobile laboratories were applied in coastal areas, the environmental radiation level ground survey, acquisition of various environmental media samples and radionuclide analysis in situ was implemented. Activity concentration of radionuclides in aerosol was identified and quantified, and their impact on the environment and the food chain was monitored.The imported pollution was strictly controled,and radioactive surface contamination of aircraft and ship via Japan was monitored. Various types of monitoring provided a critical

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radiation monitoring data for the National Nuclear Accident Emergency Coordination Committee releasing information, and strong support for the Party Central Committee and the State Council scientific emergency decision. In addition, the website of the Ministry of Environmental Protection opened column and published the monitoring results of air absorbed dose rate of gamma radiation air and artificial radionuclide in aerosol, to promote information disclosure, and to carry out scientific propaganda. Environmental Ionizing Radiation

The air absorbed dose rate of environmental γ radiation of cities above the prefecture level, gross α and β radioactivity of aerosol and fallout, activity concentration of tritium in atmosphere of the provincial capital cities and municipalities were all at environmental normal levels; For 70 surface water state-controlled monitoring sections in water body of rivers including: the seven key river systems of Changjiang, Huanghe, Zhujiang, Songhuajiang, Huaihe and Liaohe, rivers in Zhejiang and Fujian provinces, southwestern and northwestern rivers, and for 15 key lakes and reservoirs, the activity concentrations of radionuclides did not show any significant changes compared with those of past years, and activity concentrations of natural radionuclides were at the national investigation levels of natural radioactive measurement(1983-1990). Activity concentrations of gross α and β of 12 central drinking-water source area were all lower than the guideline values of ‘Sanitary Standards for Drinking Water’ （GB5749-2006） . Activity concentrations of artificial radionuclide 90Sr and 137Cs of 10 state-controlled sites in offshore water were all lower than regulatory limits of ‘Quality Standards for Sea Water’ （GB3097-1997）. Compared with past years, the activity concentration of radionuclides in monitored soil of the provincial capital cities, municipalities and some prefecture level cities did not show any significant changes, and activity concentrations of natural radionuclides were at the national investigation levels of natural radioactive measurement (1983-1990).

γ air absorbed dose rate from the radiation monitoring station in Cities in 2011 (not excluding the cosmic radiation)

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Environment Ionizing Radiation Ambient Nuclear Power Plants in Operation

Qinshan nuclear power base, Daya Bay/LingAo nuclear power plants and Tianwan nuclear power plant operated safely. The annual average values of γ radiation air absorbed dose rate (including cosmic ray response values) by ambient radiation environmental automatic monitoring stations were 101.0nGy/h, 123.8nGy/h and 100.9nGy/h, respectively, and were within the swing range of local natural background level. Compared with the background before the operation of the nuclear power plants, the activity concentrations of tritium had slightly elevated in air, precipitation, surface water and some biology samples around Zhejiang Qinshan nuclear power base, and in sea waters around the discharge outlets of Guangdong Daya Bay/LingAo nuclear power plants, but its additional dose to public was far lower than regulatory limits. The activity concentrations of the other radionuclide than tritium in the environmental media of nuclear power plants had no significant change compared with those of past years.

γ air absorbed dose rate from monitoring station around the NPPs in 2011 (not excluding the cosmic radiation) Environment Ionizing Radiation Ambient Other Reactors

For China Institute of Atomic Energy, Institute of Nuclear and New Energy Technology of Tsinghua University, Nuclear Power Institute of China, Shaanxi Northwest Institute of Nuclear Technology, the ambient environment γ radiation dose rates, and radionuclide activity concentrations in aerosol, fallout, surface water, soil and biological samples had no significant change compared with those of past years. Gross α and β radioactive activity concentrations of drinking groundwater were all lower than the limits regulated (specified) in ‘Sanitary Standard for Drinking Water’. Environment Ionizing Radiation Ambient Nuclear Fuel Cycle Facilities and Waste Disposal Facilities

For Lanzhou Uranium Corporation, Shaanxi Uranium Co., Ltd, Baotou Nuclear Fuel

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Plant, Jianzhong Nuclear Fuel Corporation\CNNC, No.404 Corporation\CNNC, Northwest Low and intermediate Level Solid Radioactive Waste Repository, Beilong Low and intermediate Level Solid Radioactive Waste Repository and other Nuclear fuel cycle facilities, the ambient environment γ radiation dose rates were still at the normal environment levels, and the increase of activity concentrations of radionuclide due to manufacturing, fabricating, storing and transporting work was not monitored in environmental media. Environment Ionizing Radiation Ambient Uranium Mining and Milling Facilities and Companion Radiation Mines

No abnormal conditions were found for the radon concentration in the air, gross α and β activity concentrations in aerosol and fallout, and the activity concentrations of radionuclide uranium and radium-226 in underground water and biology samples of ambient environment of uranium mining and milling facilities. Different extents of influences were caused to the local environment by the activities of mining, smelting, processing of some radioactive associated ores including Baiyun’ebo Mine. Environment ionizing radiation during the Fukushima nuclear accident in Japan

After the Fukushima nuclear accident in Japan, the Ministry of Environmental Protection organized national radiation environment monitoring institutes to monitoring environmental gamma radiation air absorbed dose rate and radionuclide in air, surface fallout, drinking water of water sources, surface water, seawater offshore, surface soil, leafy vegetables, milk and marine indicator biology on the Chinese territory since March 12. the real-time continuous gamma radiation air absorbed dose rate of the radiation environment automatic monitoring stations around the provincial capital cities, municipalities, some prefecture-level cities and nuclear power plants in operation was within the range of local natural background level. The artificial radionuclide iodine-131 released from the accident of Fukushima nuclear power plant in Japan was monitored in aerosol samples collected from some cities of northeast China on March 25, and the Ministry of Environmental Protection released information to the public on March 26. Since then artificial radionuclide iodine-131, cesium-137 and cesium-134 in a variety of environmental media nationwide were detected, but their activity concentrations were an extremely small amount. To the end of April, the artificial radionuclide had been basically not detected from the Fukushima nuclear accident in Japan. According to the results of continuous monitoring in our country, our public additional personal cumulative effective dose from Fukushima nuclear accident in Japan was less than ten- thousandth of the personal annual effective dose due to the natural background radiation, and would not have an impact on the environment and public health. Environment Electromagnetic Radiation Ambient Electromagnetic Radiation Facilities

The general condition of environment electromagnetic radiation level was relatively good. The electromagnetic radiation levels of the monitored environmental sensitive sites around mobile

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communication base station antennas were lower than the public exposure derived limits specified in ‘Regulations for Electromagnetic Radiation Protection’; the work frequency electric field intensities and magnetic induction intensities of the monitored environmental sensitive sites around electric transmission and transform facilities were all lower than the work frequency field evaluation standard for residential area and the work frequency magnetic field limit for public all day radiation specified in ‘Technical regulations on environmental impact assessment of electromagnetic radiation produced by 500 KV ultra-high voltage transmission and transform electric power engineering’.

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Emergency Management for Nuclear and Radiation Accidents

Regulation on of Nuclear Facility Emergency Work

In 2011, NNSA effectively enhanced the regulation of nuclear facility emergency preparedness through review and re-examination of the nuclear facility on-site emergency response plans, enhancement of the inspection on the situation of routine preparation of emergency response, and inspection and evaluation of onsite integrated emergency exercises in accordance with the law. In 2011, NNSA completed the on-site emergency response integrated exercises spot inspection of seven nuclear facilities including China Institute of Atomic Energy, the Daya Bay Nuclear Power Base, Lanzhou Uranium Corporation\CNNC, Shaanxi uranium Co., Ltd\CNNC, Co., No.404 Corporation\CNNC, North Nuclear Fuel Corporation\CNNC, Nuclear Power Institute of China.

Emergency Response Integrated Exercises of Qinshan nuclear power plant Nuclear emergency inspections

Document No. Issuance Date Title NNSA Notice The letter on the issuance of "supervision and inspection reports of onsite 2011-09-08 [2011]124 comprehensive emergency exercise DNMC in 2011" The letter on the issuance of "supervision and inspection reports of onsite NNSA Notice 2011-11-02 comprehensive emergency exercise Lanzhou Uranium Corporation\CNNC [2011]157 in 2011" NNSA Notice The letter on the issuance of "supervision and inspection reports of onsite 2011-11-02 [2011]160 comprehensive emergency exercise No.404 Corporation\CNNC in 2011"

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Document No. Issuance Date Title The letter on the issuance of "supervision and inspection reports of onsite NNSA Notice 2011-11-03 comprehensive emergency exercise Shaanxi uranium Co., Ltd\CNNC in [2011]161 2011" The letter on the issuance of "supervision and inspection reports of onsite NNSA Notice 2011-11-24 comprehensive emergency exercise Institute of Nuclear and New Energy [2011]172 Technology of Tsinghua University in 2011" The letter on the issuance of "supervision and inspection reports of onsite NNSA Notice 2011-12-23 comprehensive emergency exercise North Nuclear Fuel Corporation\CNNC [2011]199 in 2011" The letter on the issuance of "supervision and inspection reports of onsite NNSA Notice 2012-03-12 comprehensive emergency exercise Nuclear Power Institute of China in [2012]32 2012" Emergency plan approval

In 2011, NNSA approved the nuclear facilities emergency plans of the Institute of Nuclear and New Energy Technology of Tsinghua University in early March after a rigorous technical review and safety review. After Fukushima nuclear accident, combining with Japan’s Fukushima nuclear accident emergency experience feedback, NNSA organized civilian nuclear facilities operating units to comprehensively revise their onsite emergency plans. NNSA started the review of onsite emergency plans of Liaoning Hongyanhe and Fujian Ningde nuclear power plants before fuel loading. Emergency plan approval

Title Document No. Issuance Date

Notification on the consent of nuclear facility emergency plan of NNSA Notice[2011]30 2011-03-18 INET Tsinghua University (D)

Focused on addressing the Fukushima nuclear accident in Japan

The Japanese earthquake and tsunami triggered the Fukushima nuclear accident on March 11, 2011, and NNSA immediately started nuclear accident emergency response mechanism in accordance with the unified arrangements, set up emergency headquarters, instructed 31 provinces (autonomous regions and municipalities) environment protection department (bureau) and its affiliated radiation environment monitoring institutes, Nuclear and Radiation Safety Center of Ministry of Environmental Protection, Radiation Environment Monitoring Technology Center, six regional nuclear and radiation safety supervision stations to enter the emergency state, closely track and judge Fukushima accident process, to take effective countermeasures, and successfully completed the responsibilities and emergency task undertaken by NNSA, and carried out fruitful work focusing on the following five aspects: First, NNSA actively carried out the nationwide

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monitoring of radiation environment, and released air gamma dose rate and aerosol artificial radionuclide activity concentration every day in the website of Ministry of Environmental Protection, and provided the critical radiation monitoring data for the National Nuclear Accident Emergency Coordination Committee daily release. Second, NSA closely tracked, analyzed and judged the process of Japan’s Fukushima nuclear accident, and carried out technical exchanges and experience feedback. Third, NNSA carried out safety inspections of nuclear power projects under operation or construction in accordance with the decision of executive meeting of the State Council on March 16th. NNSA issued a document in the first time, requiring domestic nuclear power plants to take timely measures to prevent the influence of secondary disasters. Fourth, NNSA first set up Fukushima nuclear accident emergency column, in the website of Ministry of Environmental Protection to promote information disclosure, to carry out scientific propaganda, to properly deal with the media, to reassure the public, and to maintain social stability. Fifth, NNSA timely submit duty information to the Central Office and the Office of the State , and completed the multi-phase articles, and participated in decision-making, and provided strong support for emergency decision of the CPC Central Committee and the State Council. After the end of the state of emergency, air absorbed dose rate of the automatic monitoring stations was continuously monitored in 31 provincial capital cities and around three nuclear power plants in operation, and was opened daily in the website of the Ministry of Environmental Protection. Effectively maintaining an emergency response capability

To do nuclear and radiation accident emergency response well, 24-hour on duty system was implemented continuously. Effective operation of nuclear and radiation emergency duty system and smooth communication channel was ensured. the nuclear and radiation emergency decision support and command dispatch system was completed, the construction of country’s nuclear and radiation emergency monitoring dispatch platform was actively promoted and continuously improved, nuclear safety guide “pressurized water reactor nuclear power plant emergency action levels enacted “ ( Draft) and “the nuclear power plant onsite emergency drills “(draft), and the technical documentation “emergency condition evaluation of the nuclear power plant site “ (to be issued) was prepared.

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Regulation of Personnel Qualificaiton

General description of personnel regulation

The qualification regulation of nuclear safety related personnel mainly includes the personnel as follows: ● Nuclear safey regulation personnel ● Welder and welding operator for civil nuclear safety equipment ● Non-destructive examiner for civil nuclear safety equipment ● Operator of civil nuclear facility ● Registered nuclear safety engineer Certified entities of nuclear safety related personnel

The certified entities with nuclear safety relatd posts will be responsible for the recruitment, slelction, training, authorization, and post re-training of the personnel wth qualification. NNSA regulates independently or manages directly the personnel qualification. For the qualificaiton with administrative approval, NNSA performs the examination and certification according to the legal responsibility. Table 1 Certified entities with nuclear safety related posts

No. Type of entities Description

NNSA (headquarter), regional offices of MEP (NNSA), Nuclear and Regulatory bodies on central 1 Radiation Safety Center of MEP (NNSA), Radiation Environment Safety government level Center of MEP (NNSA) 2 Nuclear safety review entities Entities assuming part of 3 nuclear safety review Examination entities for NDT 4 personnel for civil nuclear “NDT examination entities” for short safety equipment Examination entities for welder and welding operator 5 “welding examination entities” for short for civil nuclear safety equipment Examination entities for 6 operators of civil nuclear “Operator examination entities” for short facilities Operation entities of nuclear Also named as NPP operation entities, including the operation entities for 7 power plants nuclear power plants in operation and those for under construction

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No. Type of entities Description Operation entities of civil Also named as research reactor operation entities, including the operation 8 research reactors entities for single research reactor and for multiple research reactors Design entities of nuclear 9 facilities Specialized nuclear 10 engineering entities 11 Nuclear fuel plant 12 Nuclear concentration plant 13 Spent fuel plant Design entities for nuclear 14 safety equipment Including the manufacturing entities for nuclear class I mechanical Manufacturing entities for equipment, manufacturing entities for other nuclear safety mechanical 15 nuclear safety equipment equipment and manufacturing entities for nuclear safety electrical equipment Installation entities for nuclear 16 safety equipment NDT entities for nuclear 17 safety equipment Local radiation environment Including provincial environmental protection organizations and other 18 protection organizations local radiation environmental protection organizations Environment evaluation entities Including the class A and class B environment evaluation entities for nuclear 19 for nuclear and radiation safety and radiation safety Radioactive sources 20 production entities Radioactive medicine 21 production entities Non-medical radioactive Including the utilization entities with Class I, II, III and IV radioactive 22 source utilization entities sources Irradiation devices production Including the class I and other irradiation devices production and 23 and utilization entities utilization entities Training entities of radiation 24 safety and protection

Nuclear safety regulation personnel

The nuclear safety regulation personnel mainly works within the regulatory bodies on central government level, including NNSA (headquarter), six regional offices of MEP (NNSA), Nuclear

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and Radiation Safety Center of MEP (NNSA), and Radiation Environment Safety Center of MEP (NNSA). The personnel with enforcement responsibility in NNSA (headquarter) and six regional offices will be qualified with the nuclear safety inspection certificates. NNSA manages the training programs for all the regulation personnel. Until the end of 2011, four orientation trainings for nuclear regulation personnel were held. Totally 213 staff finished the training and obtained the certificates of completion, including 211 staff on central level. Five nuclear power trainings (nuclear safety semi-senior trainings) were held. Totally 162 staff finished the traiing and obtained the certificates of completion, including 151 staff on central level. Qualification statistics of nuclear safety regulation personnel (central level)

Temperory Passed the Passed the semi- Entities Inspector inspector orientation training senior training NNSA (headquarter) 50 11 7 17 North China regional office of NNSA 36 61 27 24 South China regional office of NNSA 17 23 19 18 East China regional office of NNSA 25 23 25 18 Northwest China regional office of NNSA 8 11 8 8 Northeast China regional office of NNSA 12 6 6 9 Southwest China regional office of NNSA 13 5 5 5 Nuclear and Radiation Safety Center 114 52 Total 161 140 211 151

Furthermore, in order to improve the knowledge and management capability, MEP (NNSA) organizes the Engineering Master Degree Program of Environment Protection System (nuclear power and nuclear technology field, radiation protecton and environment protection major) since 2005 after the signature between former SEPA and Tsinghua University. Until 2011, four classes were held and 72 students finished the courses. The fifth class of the engineering mater degree will be held in 2012. Statistics of Engineering Master Degree Class of Environment Protection System

Class Year of prgram Number of students 1st class 2005 24 2nd class 2006 23 3rd class 2009 28 4th class 2011 17 Qualification of Welders and Non-destructive examiners for civil nuclear safety equipment

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NNSA authorizes the examination entities to hold the examinations for welder and welding operator for civil nuclear safety equipment. NNSA performs the surveillance to the examinations and issues or authorize the certificates according to the regulations. Statistics of examinations for welders in 2011

Number of Number of No. Examination entities Batches attendees examination courses 1 China Nuclear 23rd Constrution Comany 66 2495 4902 Dongfang Electric Corporation Dongfang Boiler 2 20 440 801 Co., Ltd Jiangsu Electric Power Construction 1st Engineering 3 3 48 77 Company 4 China Nuclear 24th Constrution Comany 5 85 124 Shanghai Electric Corporation Nuclear Power 5 21 218 558 Equipment Co. Jiangsu Electric Power Construction 3rd Engineering 6 1 15 30 Company 7 Xi’an Nuclear Equipment Ltd. 4 89 175 8 China First Heavy Industry Co., Ltd 16 384 1116 9 Shanghai Electric Power Station Equipment Ltd. 40 276 506 10 China Nuclear Huaxing Construction Ltd. 8 294 559 11 Dalian Baoyuan Nuclear Equipment Ltd. 5 88 212 12 China Nuclear 5th Construction Ltd. 15 365 794 13 China Nuclear 22nd Construction Ltd. 3 24 28 Total 207 4821 9882

Statistics of examinations of NDT personnel in 2011

State Nuclear Nuclear China Guangdong China Nuclear China NDT Power Station Power Nuclear Power Operation Nuclear 23rd NDT Total Level Operation Institute of Inspection Technology Construction Technology Ltd. China Technology Ltd. Corporation Ltd. Company

I/II 3 4 4 11 RT III 1 1 I/II 6 3 5 3 3 20 PT III 1 1 I/II 3 3 4 3 1 14 UT III 2 2

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State Nuclear Nuclear China Guangdong China Nuclear China NDT Power Station Power Nuclear Power Operation Nuclear 23rd NDT Total Level Operation Institute of Inspection Technology Construction Technology Ltd. China Technology Ltd. Corporation Ltd. Company

I/II 2 2 2 6 ET III 0 I/II 3 4 2 9 MT III 1 1 I/II 6 3 4 3 6 22 VT III 0 I/II 1 3 1 2 1 8 LT III 0 Total 29 12 20 19 15 95

Number of qualified welders, welding operators and NDT personnel

Entity Welding Welding Class No. Certified Entities NDT Code theory skill III NDT Alfa Laval (Jiangyin) Equipment Manufacturing 1 ALF 2 2 2 Co. Anhui Electric Power Construction 2nd Engineering 2 AHK 11 11 15 1 Co. 3 Anhui Alien Pumps Co. ALP 4 3 5 4 Anhui yingliu Group Huoshan Casting Ltd. YLH 17 17 20 5 Angang Heavy Machinery Co., Ltd. AZJ 4 0 9 6 Anshan Electro-Valve Co., Ltd. ADF 3 3 2 7 Baoshan Iron & Steel Co., LTd BSG 46 Beijing Jingcheng Environment Protection Industry 8 JHB 4 4 9 Development Ltd. 9 Bohai Shipbuilding Heavy Industry Co., Ltd BSH 10 10 10 10 Bohai Heavy Industry Pipeline Co., Ltd BHZ 5 5 3 11 Changshu Huaxin Special Steel Co., Ltd CSH 16 Changzhou Gelin Electric Power Equipment Co., 12 GEP 5 4 3 Ltd. 13 Changzhou Lanyi Airplane Equipment Co., Ltd. CAM 10 0 14 Chengdu Chengfeng Valve Co., Ltd CFV 2 0 3 15 China Nuclear Chengdu Gaotong Isotope Co., Ltd. CGT 2

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Entity Welding Welding Class No. Certified Entities NDT Code theory skill III NDT 16 Dalian Baoyuan Nuclear Equipment Co., Ltd DLB 83 69 15 Dalian Shipbuilding Heavy Industry Group Co., 17 DSN 30 16 13 1 Ltd. 18 Dalian Dagao Valve Co., Ltd. DVC 7 7 11 19 Dalian Empire Canned-Pump Co., Ltd. DLD 5 5 3 20 Dalian Dongfang Yipeng Equipment Co., Ltd 1 21 Dalian Hermetic Pump Co., Ltd DHB 5 3 2 Dalian Huarui Heavy Industry Casting Stell Co., 22 HRG 2 2 4 Ltd. 23 Dalian Toshiba Mechanical Equipmetn Co., Ltd. DRH 58 40 24 1 24 Dalian Deepblue Pump Co., Ltd DDB 15 9 11 25 Dalian Sulzer Pump & Compressor Co., Ltd SZR 6 4 2 26 Danai Pump Co., Ltd DNB 7 7 5 Dayabay Nuclear Power Operation & Management 27 Co., Ltd (China Guangdong Nuclear Operation & DNM 3 1 39 Management Co., Ltd.) Northeast China Electric Power Bureau 1st 28 DYG 18 18 Engineering Company 29 Dongfang Areva Nuclear Pump Co., Ltd. ADP 6 5 12 Dongfang Electric (Guangzhou) Heavy Machinery 30 WQC 212 138 92 2 Co., Ltd. Donfang Electric (Wuhan) Nuclear Equipment Co., 31 DWH 12 7 7 1 Ltd. Donfang Electric Corporation Donfang Boiler Co., 32 DFN 125 63 81 3 Ltd. Donfang Electric Corporation Donfang Turbine 33 DTC 18 Co., Ltd. 34 Dongfang Turbine Co., Ltd. DTC 3 3 Erzhong Group (Deyang) Heavy Machinery Co., 35 EZN 54 27 80 2 Ltd. 36 Fujiang Fuqing Nuclear Power Company VFQ 16 China Nuclear Gansu Jiahua Nuclear Equipment 37 HJH 6 6 5 1 Co., Ltd. Guangdong Thermal Power Engineering 38 GHD 89 32 43 Corporation 39 Guangdong Taishan Nuclear Power Company VTS 1

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Entity Welding Welding Class No. Certified Entities NDT Code theory skill III NDT 40 Guizhou Aero Xinli Casting & Forging Ltd. XLH 15 12 23 41 State Nuclear Power Operation Technology Ltd. VHY 179 20 42 State Nuclear Engineering Ltd. SNE 38 Harbin Electric Corporation (Qinhuangdao) Heavy 43 HEQ 100 54 83 1 Machinery Ltd. Harbin Electric Corporation Harbin Electric Power 44 HVC 3 2 2 Valve Ltd. Harbin Electric Motor Factory AC & DC Motor 45 HMC 14 14 18 Co., Ltd. 46 Hangzhou Saifute Equipmetn Ltd. SFT 8 8 2 47 Hebei Hongrun Heavy Industry Group Co., Ltd. HHR 4 4 2 Hebei Province Electric Power Construction 1st 48 HBD 12 10 11 Engineering Company 49 Henan Kaifeng High Presssure Valve Ltd. KFV 6 4 4 50 Nuclear Power Qinshan Joint Venture Company ZPQ 25 China Nuclear Engineering Technology Research 51 ESS 7 2 and Design Institute 52 China Nuclear NDT Center WWH 8 53 Hunan Province Thermal Power Construction Co. WNH 12 54 Hunan XEMC Changsha Pump Casting Ltd. CBZ 2 55 Hunan XEMC Changsha Pump Ltd. CBH 9 9 7 56 Huzhou Jiuli Extruding Special Steel Ltd. JLT 10 57 Shanghai East Heavy Machine Ltd. HHM 3 3 2 58 Huaneng Shandong Shidaowan Nuclear Power Ltd. SDW 8 59 Nuclear and Radiation Safety Center of MEP NSC 1 60 North China Regional Office of MEP RON 1 1 61 Jilin Zhongyi Nuclear Pipeline Manufacturing Co. JSI 5 3 3 62 Jiamusi Electric Motor Co., Ltd. JEM 16 9 3 63 Jiangnan Valve Ltd. JNF 2 64 Jiangsu Biaoxin Jiubaotian Industry Ltd. BKH 10 6 10 65 Jiangsu Daqin Electrical Co., Ltd DQG 5 0 66 Jiangsu Electric Power Equipment Ltd. JSD 55 49 17 1 67 Jiangsu Futai Electric Power Equipment Ltd. CNH 5 5 3 68 Jiangsu Haina Electromechanical Group Ltd. HNH 1 0 69 Jiangsu Haishi Pump Manufacturing Ltd. HSB 2 2 5

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Entity Welding Welding Class No. Certified Entities NDT Code theory skill III NDT 70 Jiangsu Nuclear Power Co., Ltd. TWS 11 71 Jiangsu Huaguang Cable and Appliance Ltd. HGD 3 0 1 72 Jiangsu Huayang Pipe Fitting Ltd. JHY 5 4 10 73 Jiangsu Runyang Pipe Fitting Ltd. JSR 7 74 Jiangsu Shentong Valve Co., Ltd STF 10 7 10 Jiangsu Electric Power Construction 3rd Engineering 75 JSH 67 41 12 Company Jiangsu Electric Power Construction 1st Engineering 76 SDY 72 12 9 1 Company 77 Jiangsu Shuangda Pump and Valve Ltd. SDP 4 4 6 78 Jiangsu Wanheng Casting Ltd. JWH 7 6 7 79 Jiangsu Wujin Non-rust Steel Pipeline Group Ltd. WBX 11 80 Jiangsu Xinhengji Industry Trading Ltd. NHJ 5 4 2 81 Jiangsu Xinhe Group Ltd. XHH 3 3 7 82 Jiangsu Xingyang Pipeline Co., Ltd XYG 5 5 5 83 Jiangsu Yinhuan Precision Steel Pipeline Ltd. JSY 11 China Nuclear Jiangsu Huaxing Engineering 84 HTC 76 3 Inspection Ltd. Jiangxi Province Thermal Power Construction 85 JTP 3 Company 86 Jiangyin Hengrun Flange Ltd. JHF 2 87 Lanzhou Lanshi Heat Exchanger Ltd. LSE 8 6 8 Lisaijia Pipeline Bearer Technology (Shanghai) 88 LIS 7 6 3 Ltd. 89 Liaoning Hongyanhe Nuclear Power Ltd. VLH 4 90 Nanfang Anti-explosion Group Co., Ltd NYF 3 2 91 Nanfang Fan Co., Ltd NFV 14 14 7 92 Nanjing Chenguang Dongluo Bellows Ltd. NCT 24 18 9 93 Nantong Datong Baofu Fan Ltd. DTB 4 4 1 94 Nantong China Cargotainer Equipment Ltd. NTH 8 8 11 95 Nanyang Anti-explosion Group Ltd. NYF 1 96 Ningbo Fuxing Pipe Support Ltd. HYG 2 97 Fangang Group Chengdu Gangfan Ltd. PZG 9 98 Pall Filters (Beijing) Ltd. PAL 10 7 5 99 Qinhuangdao Hefeng Equipment Ltd. QHF 6 6 4

98 National Nuclear Safety Administration 2011 Annual Report

Entity Welding Welding Class No. Certified Entities NDT Code theory skill III NDT 100 Qinshan 3rd Nuclear Power Ltd. TQN 2 0 7 101 Qinshan Nuclear Power Ltd. QNP 4 4 22 102 Qingdao Lanshi Heavy Machinery Ltd. QLS 25 18 8 103 Sanmen Nuclear Power Ltd. VSM 4 Shandong Electric Power Construction 2nd 104 SDE 13 Engineering Co. Shandong Electric Power Construction 3rd 105 SDH 15 Engineering Co. Shandong Electric Power Construction 1st 106 SEP 4 Engineering Co. Shandong Nuclear Power Equipment 107 SEM 123 89 51 Manufacturing Ltd. 108 Shandong Nuclear Power Ltd. SDN 7 109 Shandong Hongda Technology Group Ltd. JHD 10 7 3 Shandong Province Electric Power Construction 2nd 110 SDE 14 14 Engineering Co. Shandong Province Electric Power Construction 3rd 111 SDH 11 11 Engineering Co. Shandong Province Electric Power Construction 1st 112 SEP 16 Engineering Co. 113 Shanxi North China Anteyou Engine Ltd. SNM 3 3 4 Shanxi Province Electric Power Co. Construction 114 JHK 4 9 4th Company 115 Shaanxi Diesel Heavy Machinery Ltd. SXD 7 7 11 116 Shaanxi Air-blower Group Ltd. SGJ 2 117 Shanghai Appolo Mechanical Manufacturing Ltd. APL 12 8 Shanghai Anderson Greenwood Crosby Valve Ltd. 118 AGC 4 2 2 (Tyco Fluid Control Shanghai Ltd.) 119 Shanghai First Machine Tool Factory Ltd. YJC 55 44 30 120 Shanghai Electric Power Construction Ltd. SPC 21 10 3 121 Shanghai Electric Power Station Equipment Ltd. SAP 210 130 58 2 122 Shanghai Electric Nuclear Power Equipment Ltd. SWC 156 87 73 4 Shanghai Electric Corporation Shanghai Electric 123 SDM 10 1 10 Motor Factory Ltd. Shanghai Electric KSB Nuclear Pump and Valve 124 KSB 2 1 6 Ltd.

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Entity Welding Welding Class No. Certified Entities NDT Code theory skill III NDT 125 Shanghai Electric Compressor and Pump Ltd. SYB 1 Shanghai Power Complete Equipment Design and 126 CTY 4 4 5 Research Institute 127 Shanghai Valve Factory Ltd. SVF 5 2 5 128 Shanghai Valve 5th Factroy Ltd. SFW 4 129 Shanghai Air-blower Factory Ltd. SGV 2 2 130 Shanghai Guanghua Instrumentation Ltd. SGH 4 4 131 Shanghai Kaiquan (Pump) Group Ltd. KQP 8 2 2 132 Shanghai KSB Pump Ltd. KSB 8 133 Shanghai Technology University Auxiliary Factory USS 6 134 Shanghai Lianggong Valve Factory Ltd. SLG 2 2 4 135 Shanghai Neles-Jamesbury Valve Ltd. SNJ 4 1 3 Shanghai Nuodile General Equipment 136 NDL 4 3 2 Manufacturing Ltd. Shanghai Ruiniu Mechanical Equipment 137 RAN 3 3 3 Manufacturing Ltd. 138 Shanghai Sensong Pressure Vessle Ltd. SMV 50 43 19 139 Shanghai Shenjiang Forging Ltd. SHD 4 140 Shanghai Weltai Industrial Automation Co., Ltd WET 2 2 2 141 Shanghai Xinmin Heavy Forging Ltd. SXM 9 142 Shanghai Heavy Machinery Factory Ltd. SHM 10 3 21 143 Shanghai Automation and Instrumentation Ltd. SYQ 6 Shanghai Automation and Instrumentation Ltd.7th 144 SYQ 4 1 Factory 145 Shangyu Special Air-blower Ltd. ZZF 7 7 3 146 Shenzheng Shandong Nuclear Engineering Ltd. SNP 2 0 1 Shenzhen China Guangdong Engineering Design 147 GHS 1 1 Ltd. 148 Shenyang Air-blower (Group) Ltd. SGJ 5 149 Shenyang Kejin Special Material Ltd. SKJ 3 Shenyang Shengshi High and Middle Pressure 150 SSF 4 4 4 Valve Ltd. 151 Shenyang Industrial Pump Factory Ltd. SGB 4 2 4 152 Shenyang Turbine Equipment Co., Ltd SBW 15 11 7 153 Shenyang Xintong Electric Station Equipment Ltd. SXT 11 6 1

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Entity Welding Welding Class No. Certified Entities NDT Code theory skill III NDT 154 Shenyang Casting Research Institute 1 155 Shenjiang Valve Ltd. SJV 3 3 1 156 Shijiazhuang Valve 1st Factory Co., Ltd SFY 17 11 3 157 Sichuan Chuanguo Boiler Ltd. SCB 10 0 3 158 Sichuan Cuntian Equipment Manufacturing Ltd. CMC 25 9 9 159 Sichuan Kexin Eletromechanical Co., Ltd KXJ 20 15 12 Sichuan Sanzhong SCMP Nuclear Equipment 160 CHJ 25 25 21 Manufacture Corporation 161 Sichuan Greatwall Pipeline Ltd. SCC 11 162 Siping Juyuan Hanyang Plate Heat Exchanger Ltd. SJY 4 4 2 163 Siping Victor Heat Exchanger Ltd. SPW 2 2 3 164 Suzhou High and Middle Pressure Valve Factory SGF 4 0 2 165 Suzhou Hailu Heavy Industry Co., Ltd SHL 25 16 16 166 Suzhou Niuwei Valve Ltd. NWV 15 9 9 167 Suzhou Nuclear Power Institute Ltd. SZY 6 168 Tyco Fluid Control (Shanghai) Ltd. TEC 3 169 Tianjin Electric Power Construction Co. TEC 135 66 8 170 Wuxi Jinlong Compensator Ltd. WXL 4 0 4 171 Wuxi Flange Forging Ltd. HYY 2 2 11 172 Wuxi Xinfeng Pipelien Ltd. WXF 4 4 11 173 Wuxi Xitang Nuclear Equipment Ltd. WNC 7 5 8 174 Wujiang Dongwu Equipment Ltd. DWM 5 5 4 175 Wuhan Boiler Group Valve Ltd. WGF 3 3 3 176 Wuhan Boiler Group Ltd. WHG 1 177 Wuhan Heavy Industry Casting and Forging Ltd. WZD 5 7 Xi’an Aero-Motor Group Tianding Nuclear Power 178 XHD 9 4 6 Equipment Ltd. 179 Xi’an Nuclear Equipment Ltd. XNE 153 115 36 1 180 Xi’an Nuclear Instument Factory XNT 2 2 181 Xi’an Shaangu Power Co., Ltd SGS 3 3 182 Xiangfan 525 Pump Ltd. WEW 4 2 15 Yantai Taihai Manoir Nuclear Power Equipment 183 THM 28 28 39 Ltd. 184 Yangzhou Oriental Holder Ltd. DFD 5 3 185 Yangzhou Huayu Pipeline Ltd. HYH 6 2 13

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Entity Welding Welding Class No. Certified Entities NDT Code theory skill III NDT Zhangjiagang Petro-mechanical Equipment Co., 186 ZCM 12 12 16 Ltd Zhejiang Hanyuan Electric Power Equiment 187 HYG 9 9 3 Manufacturing Ltd. 188 Zhejiang Jindun Fan Coolding Equiment Ltd. ZJD 7 7 3 189 Zhejiang Jiulite Materail Technology Co., Ltd ZJL 13 11 14 190 Zhejaing Sanfang Group Ltd. ZSF 4 4 3 191 Zhejaing Shangfeng Industry Co., Ltd SFG 7 6 6 Zhejiang Province Thermal Power Construction 192 ZJH 110 33 25 Co. 193 Zhejiang Shuangyang Fan Ltd. ZSY 1 194 China Shipbuilding Special Equipment Ltd. ZCT 2 2 5 195 CPI Jiangxi Nuclear Power Ltd. JXN 1 196 CGNPC Engineering Ltd. GHG 74 197 CGNPC Inspection Technology Ltd. CIC 202 4 CGNPC Inspection Technology Ltd. Suzhou 198 1 Affiliate China Shipbuilding Heavy Industry Group 718th 199 PER 3 3 3 Instittue 200 China First Heavy Industry Group Co. YHK 174 129 91 2 201 China Engineering Physics Institute ZWY 14 2 202 China Nuclear Power Engineering Ltd. NPP 59 203 China Nuclear Power Equiment Ltd. LNE 45 28 204 Nuclear Power Institute of China NPI 25 22 118 10 205 China Nuclear 22nd Construciton Ltd. HEE 157 104 27 1 206 China Nuclear 24th Construciton Ltd. FCW 239 192 35 1 207 China Nuclear 5th Construciton Ltd. CNF 628 478 126 1 208 China Nuclear 23rd Construciton Ltd. CNI 3202 2292 778 6 209 China Nuclear Huaxing Construciton Ltd. HXC 674 566 14 210 China Construction 2nd Engineering Bureau Ltd. CSB 41 21 12 211 China Jiangnan Valve Ltd. JNF 7 4 212 China Atomic Energy Institute ZYY 7 7 18 213 China Aero Shixin Turbine Co. Shenyang Affiliate ZHS 6 6 3 214 China Nuclear North China Nuclear Fuel Ltd. CNC 82 1 215 China Nuclear Power Equipment Ltd. LNE 10

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Entity Welding Welding Class No. Certified Entities NDT Code theory skill III NDT 216 China Nulcear Jiangzhong Nuclear Fuel Ltd. CJF 5 2 217 China Nuclear Lanzhou Uranium Centration Ltd. ZLY 1 218 China Nuclear Sufa Technology Industry Co., Ltd SUF 20 14 25 1 China Nuclear Power Operation Technology Co., 219 CNP 264 34 Ltd 220 China Mechanical Production Promotion Center SCL 2 China Nuclear Power Technology Research 221 CRI 12 Instutute Ltd. 222 China Citic Heavy Machinery Co., Ltd HIC 6 0 8 223 Zhongxing Energy Equipment Co., Ltd ZXN 20 224 Chongqing Chuanyi Automation Co., Ltd CCY 4 0 225 Chongqian Pump Factory Ltd. CQP 7 5 9 226 Chongqing Instrumentation Material Institute YCS 1 0 2 Total 226 8130 5695 4212 116

Regulation of Operating Personnel Qualification

Operator examination entites organizes the examinations for operating personnel of civil nuclear facility entrusted by operation entities or relevant entities. NNSA makes inspection to the examinations and the operator licenses are approved according to the regulations. Licenses of operators of civil nuclear facilities till end of 2011

Operator Nuclear Head Sinor Sinor operator Operation entities Operator Non- Total Facilities staff operator Non-operaiton operation Qinshan I 4 29 3 53 89 Qinshan II 16 30 5 35 3 89 CNNC Nuclear Power unit 1 & 2 Operation Management Ltd. Qinshan II 15 19 4 40 78 unit 3 & 4 Qinshan III 17 25 6 48 96 Jiangsu Nuclear Power Ltd. Tianwan 17 36 13 68 1 135 Dayabay 14 43 8 55 120 Ling’ao Dayabay Nuclear Power 12 48 8 43 4 115 Unit 1 & 2 Operation & Management Ltd. Ling’ao 8 35 22 88 5 158 Unit 3 & 4

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Operator Nuclear Head Sinor Sinor operator Operation entities Operator Non- Total Facilities staff operator Non-operaiton operation Fujian Ningde Nuclear Power Ningde 96 96 Ltd. Liaoning Hongyanhe Nuclear Hongyanhe 105 105 Power Ltd. Total 103 265 69 631 13 1081

Licenses of operators of civil research reactor till end of 2011

Operation Entities Nuclear facilities Sinor operator Operator Total HWRR 5 5 10 SPR 11 6 17 DF-VI CFFR 4 6 10 CIAE UCF 5 10 15 CFMNSR 4 3 7 CEFR 8 17 25 CARR 11 4 15 HFETR 17 9 26 HFEZR 13 5 18 NPIC CRP 4 5 9 MJTR 1 3 4 18-5 Critical Facility 3 4 7 5MW-NHR 3 3 6 INET/TU 10MW- HTR 16 58 74 SER 5 4 9 CNCT IHNI 4 4 Total 110 146 256 Note：Because 28 operators have more than one licenses for each of them, the licensees’ statisties is 228.

The Regulation of Registered Nuclear Safety Engineer Qualification

NNSA manages the by the fields of qualified engineers and the recommendations of certified entities, and pushes forward the nuclear safety key post certification mechanism. Until March of 2012, there are 1441 qualified nuclear safety engineers registered in 363 certified entities. The statistics of registered nuclear safety engineers in nuclear safety-related certified entities as follows table 15.1-15.20

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15-1 Non-medical Class I radioactive sources utilization entities

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not Sichuan Province Atomic 1 CNY 3 3 3 Y Energy Institute 2 Suzhou University SDF 1 2 1 8 N China Engineering Physics 3 ZWY 22 4 4 27 16 Y Institute 4 NPIC NPI 35 12 35 32 Y 5 CIAE ZYY 37 29 19 66 43 是 Beijing BINE New 6 BNT 1 3 N Technology Ltd Beijing Sanqiang Nuclear 7 BSQ 2 2 3 N Radiation Technology Ltd 8 Beijing Normal University BNU 1 3 N Henan Province Academy of 9 HKS 2 2 3 N Science Isotope Ltd. Helongjiang Province 10 A c a m e m y o f S c e i e n c e TPI 1 1 1 3 N Physics Ins. S h a n d o n g Q u a n g a n g 11 Radiation Technology SQG 1 1 3 N Development Ltd. Shanxi Huakang Medicine 12 SHY 1 3 N Co., Ltd. Shenzhen Jinpengyuan 13 JPY 1 1 3 N Radiation Tech Ltd. Sichuan Province Agricutural 14 Academy Science Nuke Tech SHS 1 1 3 N Ins. China Disease Prevention 15 FSS 1 1 3 N Control Center China Academy of Science 16 SIP 1 3 N Shanghai Physics Ins. China Coal Longhua Harbin 17 ZLM 1 1 6 N Coal-Chemical Ltd. C h i n a C i t i c s H e a v y 18 HIC 1 1 6 N Machinery Co., Ltd

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15-2 Class I irradiation device production and utilization entities

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not 1 CIAE ZYY 37 29 19 66 43 Y China Academy of Science 2 SIP 1 5 N Shanghai Physics Ins. China Coal Longhua Harbin Coal- 3 ZLM 1 1 5 N Chemical Ltd. China Citics Heavy Machinery 4 HIC 1 1 5 N Co., Ltd

15-3 radioactive source production entities

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not 1 Atomic High-tech Co., Ltd HTA 4 7 4 4 Y 2 China Physics Engineering Ins. ZWY 22 4 4 27 16 Y 3 CIAE ZYY 37 29 19 66 43 Y 4 CNNC 404 Ltd. SLS 3 10 3 4 Y Chengdu CNNC Gaotong Isotope 5 CGT 1 1 1 6 N Ltd.

15-4 Radiation medicine production entities

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not Chengdu CNNC Gaotong Isotope 1 CGT 1 1 1 6 N Ltd. Shanghai Atomic Kexing 2 AKP 1 1 2 N Medicine Ltd. 3 China Physics Engineering Ins. ZWY 22 4 4 27 16 Y 4 CIAE ZYY 37 29 19 66 43 Y

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15-5 Operation entities of operation NPP

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not Dayabay Nuclear Power 1 DNM 18 14 12 32 24 是 Operation & Management Ltd. Fujian Fuqing Nuclear Power 2 VFQ 8 8 8 是 Ltd. Fujian Ningde Nuclear Power 3 NPO 2 6 8 8 是 Ltd. Guangdong Taishan Nuclear 4 VTS 6 4 6 8 是 Power Ltd. 5 Nuclear Power Qinshan JVC NPQ 8 15 13 23 8 是 Huaneng Shandong Shidaowan 6 SDW 6 4 5 10 8 Y Nuclear Power Co. 7 Jiangsu Nuclear Power Ltd. TWS 3 28 31 8 Y Liaoning Hongyanhe Nuclear 8 VLH 15 5 15 8 Y Power Ltd. 9 Qinshn Phase III TQN 17 7 4 24 8 Y 10 Qinshan Phase I QNP 19 3 4 22 8 Y 11 Shandong Nuclear Power Ltd. SDN 27 27 8 Y 12 CPI Jiangxi Nuclear Power Ltd. JXN 5 7 5 8 Y 13 Sanmen Nuclear Power Ltd. VSM 6 6 8 N

15-6 Operation entities of research reactor

Passed the Meet the No. Certified entities Code 2010 2011 2012Q1 Requirement re-training requirement or not 1 INET/TU INE 35 2 35 22 Y 2 NPIC NPI 35 12 35 32 Y 3 CIAE ZYY 37 29 19 66 43 Y

15-7 Design entities of nuclear facilities

2012 Passed the Meet the requirement No. Certified entities Code 2010 2011 Requirement Q1 re-training or not 1 INET INE 35 2 35 22 Y 2 SNERDI SND 51 8 51 23 Y 3 CNPEC GHS 26 14 27 40 16 Y

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2012 Passed the Meet the requirement No. Certified entities Code 2010 2011 Requirement Q1 re-training or not 4 NPIC NPI 35 12 35 32 Y 5 CIAE ZYY 37 29 19 66 43 Y 6 CNPRI CRI 4 5 8 9 16 Y 7 CNNC New Energy XNC 6 2 6 16 N

15-8 Specialize Nuclear Engineering Company

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not 1 SNPEC SNE 7 34 13 41 20 Y 2 CNPEC GHG 26 28 21 54 20 Y 3 CNPE NPP 46 27 18 76 20 Y 4 China Nuclear Energy Tech Ltd. CNT 6 1 6 20 N

15-9 Manufacturing entities of nuclear safety equipment

2012 Passed the Meet the No. Certified entities Code 2010 2011 Requirement Q1 re-training requirement or not

Beijing Guanglihe System 1 GLH 6 4 6 Engineering 2 Dalian Dagao Valve DVC 1 1 3 SNPMEC SEM 1 4 SEC Nuclear Equipment SWC 3 3 5 Shanghai RMMachine RAN 1 1 6 Shanghai SHMP SHM 1 1 1 7 Wuxi Xinfeng Piping WXF 1 1 8 Yantai Cable YDL 1 1 Ya n g z h o u D o n g f a n g 9 DFD 1 1 Hanger 10 CNNC Sufa SUF 1 1

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15-10 NDT entities of nuclear safety equipment

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not State Nuclear Station Operation 1 VHY 2 2 2 2 Y Service Ltd. 2 SNPI SZY 13 6 3 19 15 Y 3 CGNPC Inspection CIC 3 2 3 2 Y 4 NPIC NPI 35 12 35 32 Y China Nuclear Power Operation 5 CNP 1 5 1 2 Y Tech Ltd.

15-11 Installation entities of nuclear safety equipment

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not 1 Anhui Electric 2nd AHK 4 1 1 5 4 Y 2 Guangdong Thermal Power GHD 8 8 4 Y 3 Hebei Electric 1st HBD 1 5 1 6 4 Y 4 Hunan Thermal Power WNH 3 2 3 4 Y 5 Jiangsu Electric 1st SDY 1 7 8 4 Y 6 Shandong Electric 1st SDE 14 14 4 Y 7 Shandogn Electric 3rd SDH 14 5 14 4 Y 8 Jiangxi Electric 4th JHK 3 3 6 4 Y 9 Zhejiang Thermal Power ZJH 8 5 13 4 Y 10 China Nuclear 23 CNI 4 4 Y 11 China Nuclear Huaxing HXC 7 2 1 9 4 Y 12 Northeast 1st engineering DYG 4 N 13 Jiangsu Electric 3rd JSH 1 2 1 4 N 14 Jiangxi Thermal Power JTP 1 1 4 N 15 Shanghai Electric Construction SPC 2 1 2 4 N 16 Tianjiang Electric Constrution TEC 2 4 N 17 China Nuclear 22nd HEE 1 1 4 N 18 China Nuclear 24th FCW 2 2 4 N 19 China Nuclear 5th CNF 2 4 N

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15-12 Uranium process

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not 1 China Nuclear Uranium SUE 5 1 5 3 Y 2 China Nuclear Uranium Ltd. ZLY 2 2 3 N

15-13 Nuclear fuel

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not 1 CNNC Jianzhong Nuclear Fuel CJF 2 2 4 N

15-14 Spent fule

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not 1 Guangdong Dayabay EP Ltd. GNE 2 2 5 否 2 CNNC Sichuan EP Ltd. ZHC 3 3 5 否

15-15 Provincial environment protection entities

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not 1 Beijing Ra. Waste BRM 2 2 4 3 Y 2 Fujiang Ra. Office FJS 3 3 6 3 Y 3 Gansu Nuclear Saftey GHF 1 1 1 3 Y 4 Guangxi Ra. Office GFJ 4 1 5 3 Y 5 Jiangsu Ra. Office JFJ 10 6 16 3 Y 6 Shangdong Ra. Office LRM 2 1 1 3 3 Y 7 Shanxi Ra. Office SXF 6 1 7 3 Y 8 Shaanxi Ra. Office SFS 3 3 6 3 Y 9 Shanghai Ra. Office SFJ 8 8 3 Y 10 Sichuan Ra. Office SCF 1 2 3 3 Y 11 Tianjin Ra. Office TGR 8 2 9 3 Y 12 Xinjiang Ra. Office XFS 5 1 2 6 3 Y

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Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not 13 Zhejiang Ra. Office ZJF 8 4 8 3 Y 14 Chongqing Ra. Office CQZ 2 5 2 7 3 Y 15 Anhui Ra. Office AHR 2 2 3 N 16 Guangdong Ra. Office GDR 1 3 N 17 Guizhou Ra. Office GFS 1 1 3 N 18 Hainan Ra. Office HNF 2 2 3 N 19 Hubei Ra. Office HBH 2 2 3 N 20 Hunan Ra. Office HFS 2 2 3 N 21 Hunan Ra. Bureau HNT 1 1 3 N 22 Jiangxi EPB JXH 1 1 1 3 N 23 Yunan Ra. Office YFJ 3 3 5 N

15-16 nuclear safety review entities

Passed the Meet the No. Certified entities Code 2010 2011 2012Q1 Requirement re-training requirement or not 1 NRSC NSC 32 6 32 21 Y

15-17 entities with part of nuclear safety review

Passed the Meet the requirement No. Certified entities Code 2010 2011 2012Q1 Requirement re-training or not 1 PCMI SCL 7 3 7 6 Y 2 SNPI SZY 13 6 3 19 15 Y 3 CIRP ZFY 32 32 18 Y

15-18 Class A Environment valuation entities of nuclear and radiation safety

Passed the Meet the No. Certified entities Code 2010 2011 2012Q1 Requirement re-training requirement or not 1 SNERDI SND 51 8 51 23 Y 2 SNPI SZY 13 6 3 19 15 Y 3 CIRP ZFY 32 32 18 Y 4 CIAE ZWY 22 4 4 27 16 Y

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15-19 Class B Environment valuation entities of nuclear and radiation safety

Meet the 2012 Passed the No. Certified entities Code 2010 2011 Requirement requirement Q1 re-training or not 1 Guangdong Suvey Ins. GHL 2 2 2 是 2 Guangdong EP Ins. GDS 3 2 5 2 是 3 Guodian EP Ins. GHY 8 8 2 是 4 Henan Kander Radiation Centre KDR 2 1 2 2 是 5 CNNC Geology HDY 4 1 2 5 2 是 6 CNNC Chemical & Metallurgy HYY 8 8 2 是 7 CNNC 203 ZHH 4 1 4 2 是 8 CNNC IPCE LHY 3 2 5 2 是 9 Hunan Labor Disease Prevention LWS 2 2 2 是 10 Jinan Boruida EP Co. SBR 3 3 2 是 11 Jiangsu Ra. Centre JSF 3 3 6 2 是 12 Liaoning Ra. Consulting LFJ 4 4 2 是 13 Shandong Academy of Science ATC 1 1 2 2 是 14 Shaanxi Chunyuan Ra. Consulting CYF 2 1 2 2 是 15 Shiyan EP Ins. SHK 3 3 2 是 Sichuan Nuclear Radiation & 16 CHC 6 1 6 2 是 Protection 17 NPIC NPI 35 12 35 32 是 18 Chongqing Hongwei EP Co. HWP 4 4 2 是 19 Ruineng Henan Tech. Ltd. RNY 1 1 2 否 20 Shijixinhai EP Lt.d TSJ 1 1 2 否 21 Yunan Ra. Office YFJ 3 3 5 否

15-20 radiation safety and protection training entities

Meet the Passed the No. Certified entities Code 2010 2011 2012Q1 Requirement requirement re-training or not 1 NRSC NSC 32 6 32 21 Y 2 CIAE ZYY 37 29 19 66 43 Y 3 CIRP ZFY 32 32 18 Y 4 Radiation Safety Centre ZJF 8 4 8 8 Y 5 Suzhou University SDF 1 2 1 8 N

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Knowledge management

Due to the different technology and different owners, the knowledge and technical opinions of NPP and nuclear facilities have gaps and disorder. Knowledge management is important part of personnel qualification. Based on the knowledge management experience in welder qualification, NNSA pushed forward the knowledge management for quality assurance and compiled “Basic requirement of quality assurance nuclear safety field” and its glossary, using it as the training material for following training after certification. Since 2010, the knowledge management for nuclear safety culture began and NNSA organizes the compilation of “Safety Culture of Nuclear Field”. In 2011, NNSA began the knowledge management of training program based on the safety guide “Personnel slection, training and authorization of NPP”. In 2011, NNSA comiled the prelinary and semi-senior training material and program outines for interior staff based on the training plan and made the foundation for knowledge management in future.

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International Cooperation

The 5th Review Conference of the Convention on Nuclear Safety

The 5th Review Conference of the Convention on Nuclear Safety was held on April 4 to 14 of 2011 at the IAEA headquarters in Vienna, Austria. Mr. Li Ganjie, the Administrator of the NNSA, led a delegation to attend the conference, and chair the conference. He presented the national report of China to the contracting parities and answered more than 20 questions regarding nuclear safety in China. All contracting parities gave affirmation to the national report, and acknowledged in particular the efforts China had made in the past three years for enhancing nuclear safety. The Administrator Li Ganjie exchanged views on Fukushima accident and recent emergency response actions in bilateral meetings with other regulatory authorities, and strengthened connections with other regulatory authorities. The review conference, held less than one month after the Fukushima accident, was of great importance. The Administrator Li Ganjie perfectly fulfilled the task of chairing the conference and the Chinese delegation completing the mission successfully, presented the achievements in the nuclear safety regulation in China, and established an image of a responsible power with nuclear energy. The 4th Northeast Asia Top Regulators Meeting on Nuclear Safety

The 4th Northeast Asia Top Regulators Meeting on Nuclear Safety was held on November 29, 2011 in Tokyo, Japan. Invited by Mr. Hiroyuki FUKANO, Director General of the Japan Nuclear and Industrial Safety Agency, Mr. Li Genjie, the Administrator of NNSA, led a delegation to participate in the meeting and delivered an opening remark. This was the first regional cooperation meeting on nuclear safety regulation held between Japan, Korea and China after the Fukushima, and had great significance for strengthening the nuclear safety cooperation among the three countries in the post-Fukushima era. The greatest achievement of this meeting was the Cooperative Nuclear Safety Initiative successfully signed by three parties. The nuclear safety cooperation framework among three countries was established by the Initiative which marked an important milestone for nuclear safety regulatory cooperation and provided guidelines for strengthening the nuclear safety cooperation among the three countries after the Fukushima. The TRM mechanism will also act as a practical nuclear safety cooperation framework to implement the declarations made by the leaders of the three countries, and played a more important role in promoting nuclear safety regulatory cooperation and nuclear safety undertakings in Northeast Asia.

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4th Top Regulator’s Meeting on Nuclear Safety among China, Japan and Korea on Nov. 29, 2011 The Joint Convention on the Safety of Spent Fuel Management and on the Safety of Radioactive Waste Management

The drafting of second national report of the Joint Convention on the Safety of Spent Fuel Management and on the Safety of Radioactive Waste Management was completed in March of 2011. The final report in Chinese language was finished according to the time schedule after four drafting and reviewing meetings and the English version was submitted to the IAEA on October 14 as requested. Topical meetings on specific issues were held during the above process to discuss the policies and strategies of spent fuel and radioactive waste management, spent fuel storage, development plan of low, intermediate and high level waste disposal, and so on. Responsible persons from the Environmental Protection Department and the Department of Health of the government of the Hong Kong SAR were invited by the Ministry of Foreign Affairs to participate in the drafting and reviewing of the content regarding Hong Kong in the national report. Organizations responsible for the implementation of the Convention were assigned tasks of raising questions to the national reports of other countries as well as answering questions from other countries to our national report. The meeting to review the questions raised to other countries was held at the end of December. Translation of the national reports of countries including the US, Japan, France and Russia also started. Based on the above actions, good preparations were made for the 4th Review Conference of the Joint Convention on the Safety of Spent Fuel Management and on the Safety of Radioactive Waste Management in 2012. Multilateral Cooperation on Nuclear Safety

Actively Strengthen the cooperation with IAEA

Efforts were made to enlarge the international influence of China in the global nuclear safety

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area and to achieve greater benefits by taking full advantages of the multilateral platform of the IAEA. In May, 2011, the IAEA dispatched an expert team to Japan for the investigation of Fukushima nuclear accident. The Chief Engineer of the Nuclear and Radiation Safety Center of the MEP was invited as the only Chinese expert in the investigation team. He participated in the whole investigation process and the drafting of the report, which laid a foundation for the international community to get a clear picture of the Fukushima accident and provided important information for China to have a thorough understanding of the whole accident. This demonstrated that the nuclear safety regulation level and capability of China won the recognition of the international society. The IAEA held the Ministerial Conference on Nuclear Safety in June and formulated the Action Plan on Nuclear Safety which was scheduled to be adopted during the IAEA General Conference in September. The National Nuclear Safety Administration had representative participate in the above meeting and the Nuclear Safety Top Official Meeting in September. After the Integrated Regulatory Review Service (IRRS) mission to China was carried out by the IAEA in 2010, the National Nuclear Safety Administration had continuous exchanges and discussions on the contents of the IRRS report with the IAEA, and reached a consensus on the final draft which was published in October, 2011. The IRRS report had a favorable effect on supporting the enhancement in the nuclear safety regulatory capabilities and status of the NNSA. Invited by the IAEA, the Ministry of Environmental Protection (National Nuclear Safety Administration) dispatched top regulatory officials from the Nuclear Regulatory Department and North Regional Office to participate in the IRRS mission performed by the IAEA to the US and Korea. All these facts fully demonstrated that the nuclear safety level in China gained wide recognition in the international community. In addition, the National Nuclear Safety Administration actively participated in other IAEA activities including hosting 7 IAEA workshops in China, attending technical meetings of the IAEA Nuclear Safety Standard Committee and Steering Committee of the Asian Nuclear Safety Network, etc. Continue collaboration with the OECD-NEA

The collaboration with the Nuclear Energy Agency of the Organization for Economic Cooperation and Development was continuously strengthened. The NNSA actively took part in the Multilateral Design Evaluation Program (MDEP) and attended the Policy Group Meeting, the 4th Meeting of the AP1000 Working Group and the 8th Meeting of the EPR Working Group. Achievements in regulating the AP1000 and EPR nuclear power projects were shared and the trend of development was followed, which made good preparation for the regulatory review and assessment on the relevant projects in China. One staff from NNSA was assigned to the headquarters of the OECD-NEA for on-the-job training for half a year, which deepened connections with the Agency and enhanced the staff training at the same time. Explore new cooperative relationship with the EU

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The European Union has increasingly paid attention to nuclear safety after the Fukushima accident and established contacts with the NNSA through the EU Delegation to China and via the Ministry of Commerce. Cooperative topics were brought forward such as nuclear safety capacity building, operational experience feedback, emergency preparedness and response, radioactive waste management, etc. Both sides had negotiations on the framework design, scope and contents of the cooperation project. Meanwhile, the Steering Committee under the framework of the Agreement between the European Atomic Energy Community and the Government of the People’s Republic of China for R&D Cooperation in the Peaceful Uses of Nuclear Energy decided to set up a Subcommittee on Nuclear Safety. The EU established contact with the NNSA through the Ministry of Science and Technology in the hope of carrying out cooperation between EU and China in research and development in the field of nuclear safety. The EU Ambassador paid a special visit to have a meeting with Vice Minister Li Ganjie on this matter. The National Nuclear Safety Administration agreed (with) on the establishment of the Subcommittee on Nuclear Safety, and requested that the NNSA take the position of the leading implementing party in this Subcommittee and become a member of the Chinese team in the Steering Committee under the Agreement between the governments for R&D Cooperation in the Peaceful Uses of Nuclear Energy. Both sides had negotiations on the framework design, scope and contents, etc. of the cooperation. Cooperation with the World Association of Nuclear Operators (WANO)

After the Fukushima accident, the World Association of Nuclear Operators (WANO) invited regulatory authorizes including the Western European Nuclear Regulators Association to participate in its activities. The 11th WANO Biennial General Meeting was held in October, 2011 and Vice Minister Li Ganjie was invited to the meeting and delivered the opening remarks. During the meeting, Vice Minister Li Ganjie had a meeting with Mr. Yukiya Amano, Director General of the IAEA. Bilateral Cooperation on Nuclear Safety

Bilateral Cooperation on Nuclear Safety with Japan

Four batches of NNSA staff in total of 30 people, assisted by the Japan Nuclear Energy Safety Organization (JNES), received training on seismic safety of nuclear power plants in Japan for one month in February, March and October, respectively. One of the batches that received training in October was the same batch that had been scheduled in March and interrupted by the Fukushima nuclear accident. The training on the system and operation of nuclear power plants as well as the study on Japanese experience in the field enhanced the capacity of Chinese young regulators. According to the common understanding between Vice Minister Li Ganjie and the Deputy Director General of NISA at the 2010 Top Regulators’ Meeting on Nuclear Safety, the JNES provided training materials on radioaction protection to the NNSA. The NNSA is currently working on the materials and making comments for JNES to arrange the follow-up training on radioactive protection accordingly. This radiation protection training will become another new field

117 National Nuclear Safety Administration in the exchange of Sino-Japan nuclear safety training. To further grasp the details of the Fukushima nuclear accident as rapid and accurate as possible, the 12th Sino-Japan Nuclear Safety Seminar was held on 30-31 August of 2011 in Dalian, China. Almost 90 people from NNSA and its Regional offices, NSC, other TSOs, NPPs and some scientific and research organizations attended the meeting. VM Li Ganjie presented and gave opening remarks at the meeting where he also met with President Yoshihiro Nakagome from JNES, and exchanged views on Fukushima accident and nuclear safety cooperation between China and Japan. The 12th Sino-Japan Nuclear Safety Seminar was the first meeting held between the two countries’ nuclear safety regulatory authorities after the Fukushima accident, and also the first meeting where Japanese nuclear regulatory authority exchanged the lessons and experience of the accident with other country’s counterpart after the accident. Thirteen JNES delegates headed by President Yoshihiro Nakagome gave full-range introductions covering the areas including accident start, development, emergency response and the test of limiting endurance of the NPP relating to the nuclear accident as well as seriously and patiently answered the questions raised by Chinese delegates. The meeting is conducive to making initial analysis and conclusions on Fukushima Accident for Chinese and Japanese sides. Bilateral Cooperation on Nuclear Safety with the US

Under the agreement on nuclear safety cooperation between the National Nuclear Safety Administration and the US Nuclear Regulatory Commission (NRC), the cooperation on AP 1000 project between NNSA and NRC made smooth progress through high level visits, inspector assignments and on-the-job training in mutual ways. In 2011, the NNSA completed 2 inspections abroad on AP1000 equipment, established an on-site permanent inspection office in the US and assigned 3 resident inspectors to conduct nuclear safety inspection on AP1000 equipment. After negotiations for many times, NRC agreed to extend the training duration of NNSA resident inspectors from half a year to one year. The NNSA headquarters and SRO each assigned one staff to NRC for one-year training in November thereafter. As the nuclear power units that are being built in Sanmen, Zhejiang are the first AP1000 units in the world, NNSA acquired more experience in AP1000 nuclear safety review and construction inspection than that of the US. Therefore, NRC consecutively assigned two staff from its regional offices to work temporarily with NRO staff to learn the relevant experience. The technical staff of the two countries worked together to enhance their regulatory capacity through learning from each other’s advantages and sharing experience, thus guarantee the smooth and safe construction of AP1000 nuclear power projects. The NNSA further strengthened the cooperation with the US DOE as well as its affiliated laboratories in the following 4 areas related to radioactive sources in 2011: 1) In the area of used source storage, NNSA signed 5 new contracts for used radioactive source storage with the US Alamos Laboratory; 2) In the area of upgrading security system, NNSA finished the upgrading and acceptance examinations of the security systems of the key nuclear facilities of 12 nuclear technology application companies; 3) In the area of radioactive substance transportation security,

118 National Nuclear Safety Administration 2011 Annual Report NNSA accepted one vehicle modified for radioactive source receipt and storage donated by the US; 4) In the area of staff training, NNSA and the US sides jointly held two training workshops. High level visits also became more frequent between the two countries, at the same period. In the middle of June, VM Li Ganjie consecutively met Mr. Peter Lyons, Assistant Minister, DOE of the US, Mr. Clarence Ray, President of the Shaw Group, and Mr. Jack Allen, President in Asia, Westinghouse. These meetings and exchanges further strengthened the mutual trusts and boosted the cooperation on nuclear safety between the two countries. Bilateral Cooperation on Nuclear Safety with France

In 2011, NNSA completed 2 inspections abroad on EPR equipment, 3 staff of Lyon regional office of ASN were sent to China for inspection exchange with SRO of NNSA in October, and 3 staff of the SRO visited France for inspection exchange in November. These activities are beneficial to enhancing NNSA’s capacity of regulating EPR projects. In March of 2011，VM Li Ganjie met Mr. Bigot, President of CEA, France and exchange the views on nuclear safety cooperation and Fukushima Accident. Both are committed to further promoted the bilateral cooperative projects on nuclear safety between the two countries. In October 2011, VM Li Ganjie met Mr. Michel Herbillo, President of the Sino-French Friendship Group of the National Assembly of France and exchanged views on the development of nuclear energy and nuclear safety. Bilateral Cooperation on Nuclear Safety with Russia

In February and September, 2011, NNSA organized two delegations to Russia for technical exchange of nuclear safety with Federal Environmental, Industrial and Nuclear Supervision Service of Russia (ROSTECHNADZOR). In November, the ROSTECHNADZOR was invited to China for technical exchange with NNSA on fast reactor review and regulatory experience, etc. Bilateral Cooperation on Nuclear Safety with Pakistan

During the Fifth Review Meeting of the Convention on Nuclear Safety in April, 2011, VM Li Ganjie and Mr. Anwar Habib, President of Pakistan Nuclear Regulatory Authority signed the meeting minutes of the Fifth China-Pakistan Steering Commission Meeting of Nuclear Safety Cooperation and witnessed the signing of the cooperation agreement between that NSC of MEP and PNRA as well as that between NRO of MEP and PNRA, respectively. According to the agreement, NRO assisted IAEA to hold two training workshops designed to provide technical instructions for PNRA staff responsible for equipment inspection in July and October, respectively. As requested by PNRA, the Sixth China-Pakistan SCM of Nuclear Safety Cooperation scheduled in December 2011 was postponed to February 2012. Bilateral Cooperation on Nuclear Safety with Romania

In November 2010, President of Romanian CNCAN visited VM Li Ganjie and expressed the desire of CNCAN to sign agreement of cooperation on nuclear safety with NNSA. The draft agreement was handed over at the end of 2010. NNSA gave the comments regarding the revisions of the draft agreement in March and August, respectively . After negotiations of the working level staff for many times, both sides reached consensus on the draft agreement and will initiate

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the process for government approval. Bilateral Cooperation on Nuclear Safety with UK

In February 2011, VM Li Ganjie met with Mr. Weightman, Chief Inspector, ONR and exchanged views on the status of the cooperation of nuclear safety regulation. Mr. Weightman expressed the desire to VM Li Ganjie of signing agreement of information exchange on nuclear safety with NNSA and provided the draft agreement. The working level staff of both sides are currently working on the draft through negotiations. Bilateral Cooperation on Nuclear Safety with Spain

In November 2011, CNS sent a letter to NNSA, expressing the hope to visit China and sign bilateral agreement of nuclear safety cooperation with NNSA during his visit in February 2012. The working level staff of both sides has reached agreement on the draft agreement and will initiate the process for government approval.

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Memorabilia of 2011

1. From end of March to December, 2011, the comprehensive safety examination on nuclear facilities including nuclear power plants in operation and under construction and research reactors, etc. 2. April 22, 2011, Unit 3 of LingAo NPP completed its first outage; Unit 4 reached initial criticality on February 25 and announced to be put into commercial operation on August 7. 3. July 21, 2011, the experimental fast reactor in China got connected to the grid for the first time. 4. August 2011, The Reply to the Issues on Adjusting the Nuclear Safety Regulatory Authority of the Ministry of Environmental Protection (SCOPSR [2011]142) was issued by the State Commission Office for Public Sector Reform, which approved three new departments in the Ministry of Environmental Protection (National Nuclear Safety Administration), namely the Nuclear Regulatory Department I, II and III, which made the total staff size of 85. 5. November 16, 2011, Unit 3 of Qinshan Phase II NPP finished the first outage and Unit 4 reached initial criticality on November 17. 6. November 23, 2011, the operating licenses of Qinshan NPP, Qinshan Phase II and Qinshan Phase III were renewed. 7. December 30, 2011, after the comprehensive safety inspection to the civil nuclear facilities, MEP(NNSA) finalized the “The report of comprehensive safety inspection to the civil nuclear facilities in China” and submitted to State Council. 8. December 30, 2011, MEP (NNSA) finalized the “12th Five-Year Plan and 2020 Long- term Goals on Nuclear Safety and Radioactive Pollution Prevention and Control” (shorted as “Nuclear Safety Plan”) and submitted to State Council.

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