Resettlement Planning Document

Resettlement Plan Document Stage: Final Project Number: 37641 May 2009

PRC: Flood Management Sector Project ( County)

Prepared by: Hunan Province Hydro and Power Design Institute for Hunan Provincial PMO of Urban Flood Control Project in Hilly Region Utilizing ADB Loans, Qiyang County PMO of Urban Flood Control Project Utilizing ADB Loans

The resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Directors, Management, or staff, and may be preliminary in nature.

GSDS Certificate Grade A No.180105-sj GSDK Certificate Grade A No.180105-kj GZ Certificate Grade A No. 1032523001 SBZ Certificate Grade A No. 027

Hunan Province Qiyang County

Urban Flood Control Project Utilizing ADB Loans

Resettlement Plan

Hunan Provincial PMO of Urban Flood Control Project in Hilly Region Utilizing ADB Loans Qiyang County PMO of Urban Flood Control Project Utilizing ADB Loans Hunan Province Hydro and Power Design Institute May, 2009

Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Approved by: Xiao Wenhui Li Yangtian

Ratified by: Zhang Kejian Tang Huasheng

Examined by: Xie Dahu Deng Weifang

Checked by: Zhao Gengqiang

Compiled by: Tan Lu

Main Designers: Zhang Tao Li Song Tan Lu

Zhao Gengqiang Pei Xijun He Jiqiang

Huang Bichen Liu Yiwei Yu Bo

i Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Contents

Objectives of Resettlement Plan & Definition of Resettlement Vocabulary ...... 1

Summary of Resettlement Plan for Qiyang Urban Flood Control Subproject ...... 3

1. General Description of Project...... 9 1.1 Project Background ...... 9 1.2 General Situation of Project ...... 11 1.2.1 Areal Geography Location ...... 11 1.2.2 Contents and Scale of Project Construction ...... 11 1.2.3 Project Investment Estimation and Planned Progress ...... 11 1.2.4 Socioeconomic Benefit of Project ...... 11 1.3 Affected Scope of Project ...... 12 1.4 Compilation of Resettlement Plan ...... 13 1.4.1 Basis and Objective for Report Compilation ...... 13 1.4.2 Method of Report Compilation ...... 14

2.Project Impacts ...... 16 2.1 Measures for Avoiding or Reducing to the Minimum the Land Acquisition and Relocation Impacts ...16 2.1.1 Measures for Reducing the Land Acquisition Impacts in Project Design Phase ...... 16 2.1.2 Measures for Reducing the Impact due to Land Acquisition in Project Construction ...... 18 2.2 Investigation on Project Impacts...... 19 2.2.1 Investigation Contents ...... 19 2.2.2 Investigation Method ...... 19 2.3 Investigation Results on Project Impacts ...... 20 2.3.1 Land Affected by Project ...... 22 2.3.2 Affected Population Due to Project ...... 26 2.3.3 Houses and Auxiliary Facilities to be Demolished ...... 31 2.3.4 Scattered Trees ...... 34 2.3.5 Affected Individuals Engaged in Small-scale Business ...... 34 2.3.6 Affected Enterprises and Institutions ...... 35 2.3.7 Affected Special Facilities by the Project ...... 35

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2.3.8 Affected Vulnerable Groups Due to Project ...... 35 2.4 Impact Analysis of Project ...... 38 2.4.1 Project Impact Characteristics ...... 38 2.4.2 Impact Analysis Evaluation ...... 38

3. Natural and Socio-Economic Conditions of the Project-Affected Areas ...... 40 3.1 Natural Conditions of the Project-Affected Areas ...... 40 3.2 Socio-Economic Conditions in the Affected Areas (County) of Project ...... 41 3.2.1 Socio-Economic Conditions in the Affected Areas (County) of Project ...... 41 3.3 Basic Conditions of Relocatees ...... 46 3.3.1 Investigation Objectives ...... 46 3.3.2 Investigation Content ...... 46 3.3.3 Investigation Method and Procedure ...... 47 3.3.4 Investigation Results and Analysis ...... 48 3.4 Social and Economic Effects for Resettlement to the Affected Population ...... 51

4. Legal Framework and Policy ...... 53 4.1Main Chinese Laws & Regulations and Policies for Resettlement ...... 53 4.1.1 Policy Bases ...... 53 4.1.2 Relevant Laws and Regulations ...... 54 4.2 Relevant Articles of the ADB ...... 66 4.2.1 Policy Bases ...... 66 4.2.2 Relevant Policies and Regulations ...... 67 4.3 Compensation Standards for Project ...... 67 4.3.1 Compensation Qualification ...... 67 4.3.2 Principles of Compensation Rehabilitation ...... 68 4.3.3 Compensation Reference and Standard for Land Acquisition ...... 70 4.3.4 Relocation Compensation Reference and Standards for Residential House and Auxiliaries ...... 75 4.3.5 The Compensation Reference and Standard of Affected Enterprises and Institution ...... 79 4.3.6 Compensation Reference and Standard of Special Facilities Affected by the Project ...... 79 4.4 Table of Entitlement Matrix ...... 86

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5. Resettlement and Rehabilitation Measures ...... 92 5.1 Resettlement and Rehabilitation Objectives ...... 92 5.2 Resettlement Population Calculation ...... 92 5.2.1 Economic Rehabilitation Population ...... 92 5.2.2 Resettlement Population of House Demolition and Relocation ...... 95 5.2.3 Affected Population Due to the Temporary Land Acquisition ...... 95 5.3 General Scheme for Resettlement ...... 96 5.4 Environmental Capacity Analysis ...... 97 5.5 Resettlement Plan ...... 98 5.5.1 Rehabilitation Plan for Livelihood Rehabilitation ...... 98 5.5.2 Economic Rehabilitation Planning for Resettlers ...... 103 5.5.3 Resettlement Villages Planning ...... 109 5.6 Planning of Relocation and Reconstruction Special Facilities ...... 119 5.6.1 Transport Facilities ...... 119 5.6.2 Transformer Facilities ...... 119 5.6.3 Postlines ...... 119 5.6.4 Water Conservancy Facilities ...... 120 5.7 Vulnerable Groups Resettlement and Rehabilitation ...... 120

6. Institution and Responsibilities ...... 121 6.1 Resettlement Engaging in the Resettlement Planning ...... 121 6.2 Institutions and Responsibilities of Resettlement Implementation Management ...... 121 6.2.1 Institutions ...... 121 6.2.2 Responsibilities...... 121 6.3 Supervision Institutions ...... 125 6.4 Resettlement Management System ...... 125 6.5 Personnel and Facilities of Resettlement Institution ...... 126 6.5.1 Personnel Arrangement ...... 126 6.5.2 Facilities ...... 126 6.6 Training Plan ...... 127 6.6.1 Resettlement Administrator Training Plan ...... 127 6.6.2 Production Skills Training for Resettlers ...... 128 6.6.3 Investment on Resettlement Training and Planning ...... 128 6.7 Measures for Institution Consummating ...... 129

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7. Public Participation and Harmonization with Residents in Resettlement Area ...... 131 7.1 Public Participation Strategies ...... 131 7.2 Approaches and Measures of Public Participation ...... 131 7.2.1 Participation Approaches ...... 131 7.2.2 Participation and Consultation Measures ...... 131 7.3 Public Participation in the Process of Resettlement Planning ...... 132 7.4 Public Participation and Plan in Implementation of Resettlement Plan ...... 136 7.4.1 Participation in the Houses Rebuilding and Resettlement ...... 136 7.4.2 Participation in Production Resettlement ...... 136 7.4.3 Participation in the Usage and Management of Land Compensation Fee ...... 136 7.4.4 Participation in Project Construction ...... 136 7.5 Women Participation ...... 137 7.6 Harmonization with the Residents in Resettlement Area ...... 137

8. Appeal Procedure ...... 139 8.1 Possible Complaint and Problems Solving Methods ...... 139 8.2 Appeal Channel and Procedure...... 140

9. Environment Protection and Management ...... 142 9.1 The Necessity of Environment Protection...... 142 9.2 Liquidation of Relocation ...... 142 9.3 The Environment Management of the Resettlement Area ...... 142

10. Monitoring and Evaluation ...... 144 10.1 Internal Monitoring...... 144 10.1.1 Internal Monitoring Agency Organization ...... 144 10.1.2 The Objective of Internal Monitoring ...... 144 10.1.3 The Content of Internal Monitoring ...... 144 10.1.4 The Responsibilities of Internal Monitoring ...... 144 10.2 External Monitoring ...... 145 10.2.1 Independent Monitoring & Evaluation Agency ...... 145 10.2.2 The Objective of Independent Monitoring & Evaluation ...... 145 10.2.3 The Contents of Independent Monitoring & Evaluation...... 146 10.2.4 The Methods of Independent Monitoring& Evaluation ...... 146

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10.2.5 The Procedure of Independent Monitoring & Evaluation ...... 148 10.2.6 The Period, Frequency and Standard of Monitoring & Evaluation ...... 149 10.3 The Evaluation of Resettlement ...... 149

11. Resettlement Budget ...... 151 11.1 Compilation Reference and Principle ...... 151 11.1.1 Main References ...... 151 11.1.2 Compilation Principle ...... 151 11.2 Resettlement Compensation Fee ...... 152 11.2.1 Land Compensation ...... 152 11.2.2 Compensation for Houses and Auxiliary Facilities ...... 152 11.2.3 Compensation for Infrastructural Facilities ...... 152 11.2.4 Relocation Transportation Fee ...... 152 11.2.5 Compensation for Scattered Trees ...... 153 11.2.6 Compensation for Enterprises and Institutions ...... 153 11.2.7 Subsidies for Vulnerable Group ...... 153 11.2.8 Resettlement Compensation Investment ...... 153 11.3 Compensation for Special Facilities ...... 156 11.4 Other Costs ...... 157 11.5 Basic Contingency Fee ...... 157 11.6 Relevant Tax ...... 157 11.7 Total Budget ...... 159 11.8 Fund Flow ...... 160 11.9 Fund Appropriation ...... 161 11.9.1 Appropriation Principle ...... 161 11.9.2 The Organ in Charge of Resettlement Finance ...... 161 11.9.3 Annual Fund Use Plan ...... 162

12. Resettlement Progress Arrangement ...... 165 12.1 Principles of Resettlement Progress Arrangement ...... 165 12.2 Progress Plan ...... 165 12.2.1 Resettlement Implementation Progress Plan ...... 165 12.2.2 Resettlement Implementation Schedules ...... 166

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Appendix 1: Resettlement Information Booklet ...... 168

Attached Figure 1 Schematic Drawing of Geographic Position of Qiyang County Urban Flood-control Project

Attached Drawing 2: Land Acquisition Scope Schematic Diagram of Qiyang County Urban Flood Control Project

Attached Drawing 3:Typical House Structure for Rural Resident of Qiyang County Urban Flood Control Project

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Objectives of Resettlement Plan & Definition of Resettlement Vocabulary

This resettlement plan (RP) is developed according to the policies and stipulations of Asian Development Bank as well as the relevant laws and regulations of Hunan Province and People‘s Republic of . This document is aimed to provide an action plan for the resettlement and rehabilitation of people (affected persons) affected due to the project, to ensure that they will be benefited from this project, and their living standard will be improved or at least restored after project completion. The resettlement plan is a legal restraint document between the executive agency (Project Management Office) - Key Project Management Office under Hunan Province Water Resources Department, and ADB, as well as local project implementation agencies. With this, the Key Project Management Office under Hunan Province Water Resources Department shall be fully responsible to ensure sufficient funds available for the implementation of resettlement plan, and smooth implementation by relevant county governments. The Resettlement Plan compiled by Hunan Province Hydro and Power Design Institute will be formally approved by the Hunan Province Water Resources Department representing the Hunan Province People‘ s Government. In the development project, the land acquisition and resettlement will bring about the unfavorable influence in the life of people who are living or working on these lands. ―Project-affected people‖ refers to those persons whose production or life is unfavorably affected due to the land acquisition and relocation in project, including: 1) Persons whose lands (including housing plots, lands for public facilities, farmlands, forest land, land for animal husbandry, fisheries and sideline activities), structures (private houses and attachments, enterprise structures, or public buildings, etc.), rights and interests or other properties are partly or wholly, temporarily or permanently requisitioned; 2) Persons using the above-mentioned lands, structures or properties; or the people whose businesses, work, residential area or living custom is unfavorably affected. 3) Persons whose living standard is unfavorably affected due to the land acquisition and relocation. Definition of “Project-affected Persons”: The said ―Project-affected Persons‖ refers to group which is affected, for the implementation of project, in the following fields: a)The living standard is affected or would-be-affected unfavorably; or b)The ownership of any house, rights or interest, land (include housing plot, cultivated land and pasture) or other movable estates or real estates are temporarily or almost permanently taken over or occupied; or c)The people whose business operation, occupation, work or living or accustom is unfavorably affected. ―Project-affected Persons‖ can be individuals, or legal representatives such as enterprises or public

1 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute institutions. The definition of ―Project-affected Persons‖ shall not bring any limitation on the legal registration, permission to live or ongoing business in the affected area, or bring any limitation to the compensation on its properties. Therefore, it includes: 1) All the affected persons who shall not be subject to their legal rights or their presence in acquiring their properties. 2) Persons who live in the given areas, but have no habitation permission. Therefore, all these affected persons, taking no account of their properties, lands or location, shall be considered and recorded as the affected persons. All the affected persons due to the project shall be compensated to improve or at least recover their living standard. In addition, their lost assets shall be compensated according to the replacement cost, no discounting or reduction on the compensation sum is allowed under the cover of depreciation or other excuses. All the affected persons shall have their rights and interests for the impact they will receive. Moreover, for rehabilitation, assistance shall be offered in addition to the compensation for property loss. Among the project-affected persons, those who run business, develop new farmland or build in project area without formal legal titles, asset ownership, or legal permission to live, shall be treated same as the persons who have the formal legal assets, rights and interests, or permissions, to be helped to restore their livelihood and get compensated for the lost properties. Definition of “Resettlement” mainly comprises: 1) Relocate the living arena; 2) Find a new job for the person whose job is affected; 3) Restore or rehabilitate (or compensate) the affected lands, workplaces, woods, and infrastructures, etc.; 4) Restore the living standard (quantity of life) for the persons who are unfavorably affected due to the land acquisition, indirect resettlement, or other projects; 5) Restore or compensate for the affected persons or government enterprise; 6) Restore the damages caused by unfavorably impact on culture or common properties. Definition of “Rehabilitation”: ―Rehabilitation‖ means restoring the ability of carrying on the production activities for the project-affected persons, or elevates their living standards or at least keep their living standards at the levels before the project. This ―Resettlement Action Plan‖ is aimed to provide a resettlement and rehabilitation plan for the project-affected persons so that their losses will be compensated; their living standards will be improved or at least restored to their present conditions. The affected business and manufacturing resources, enterprises (include shops), and public facilities and infrastructures shall also be improved or at least recover to the level before launching project.

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Summary of Resettlement Plan for Qiyang Urban Flood Control Subproject

A. Status of Resettlement Plan 1. The proposed Hunan Province Qiyang County Urban Flood Control Project will finance the following items: (1) newly-built flood control embankment of 13.635km, including 9.28km for both banks of Xiangjiang River, and 4.355km for both banks of Qishui River.(2)10 newly-built sluices, 2 access gates.(3) the precast block slope protection embankment section of 7.389km, sod protection embankment section of 13.635km.(4) 3 newly-built electric drainage stations, with an installed capacity of 880kW.(5) the pavement hardening of the embankment flood control highway of 13.635km.The resettlement plan includes all the above parts, and all the project impacts and resettlement measures are based on the preliminary design and a detailed survey of all the indices. The resettlement modes, and compensation standards have been reviewed and endorsed by Qiyang People‘s Government in the project area. The next stage technical design will be based on the preliminary design, so the basic scheme and project impact scope will not have any major changes. If there are changes during technical design or implementation, an updated RP will be prepared and submitted to ADB for concurrence. 2. The project executing agency for the Hunan Flood Control Project is the Key Project Office of Hunan Province Water Resources Department (HPWR). For the proposed Qiyang Urban Control Subproject, the Local Project Management Office (LPMO) in Qiyang Water Resources Bureau is the project implementation agency. This resettlement plan has been prepared by LPMO under the guidance of PPMO and assistance of Hunan Hydro and Power Design Institute (HHPDI) and ADB consultants.

B. Scope of Land Acquisition and Resettlement 3. The proposed Qiyang Urban flood control Subproject will affect 1 township (sub-district) and 10 villages. According to the detailed impact survey, about 40.08 ha of land will be acquired permanently with 55.89% as cultivated land (including paddy field of 29.44%, dry land of 10.65% and vegetable land of 15.8%). The remaining 44.11% is garden plot, water pond, woodland, housing plot and state-owned land. The land of 20.83 ha will be occupied temporarily during the construction period. Based on per capita farmland in affected villages, the permanent land acquisition will affect 1,355 households and 5,548 persons, including 487 persons in 122 households impacted by temporary land acquisition and only 518 persons in the affected area need full economic rehabilitation. On average, each affected person would lose only 0.0044 ha of cultivated land, which represents 11.19% loss of their current cultivated land.

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4. Along with land acquisition, a total of 17,797square meters of buildings would be demolished, (including brick-concrete structure of 82.83%, brick-wood structure of 16.05%, and simple structure of 1.12%). The demolition would relocate 237 households and 1,380 persons. The relocation will provide an opportunity to improve current housing condition for relocated households. For affected rural households, they will be moved a short distance to another site within their original village. 5. Other affected assets include telecommunications and electrical infrastructure, walls, sunning ground, well, pond, tomb, and economic trees. All lands, housing and other assets will be compensated at replacement value.

C. Policy Framework and Entitlements 6. For people unavoidably affected, the resettlement objective is to achieve equal or better income and living standards in line with the PRC Land Administration Law (1998) and the ADB’s Policy on Involuntary Resettlement. The Key Project Management Office under HPWR and Qiyang PMO will ensure that any people losing land, housing, other assets or income source will be assisted to fully restore their income and living standards. The Hunan Provincial Government in 2000 issued a Methods of Hunan Province for Implementing the Land Administration Law of PRC, which stipulates the regulations for land compensation, resettlement subsidies, young crop compensation, house compensation and other measures to carry out resettlement. According to the policy, the total compensation (land compensation, resettlement subsidy and young crop) will be set at RMB 22,517 yuan per mu for irrigated farmland; RMB 15,498 yuan per mu for dry farmland, RMB 38,948 yuan per mu for vegetable land, RMB 21,968 yuan per mu for water pond, RMB 19,400 yuan per mu for rural housing plot, and RMB 15,603 yuan per mu for economic forest. Those people losing land temporarily during construction will receive a payment equivalent to production value foregone for the period of loss, which is expected to be 2 years. The land used temporarily will be restored by the contractor to the original condition, or else additional funds will be provided to the owner to restore the land. For structures to be demolished, replacement value will be provided to the affected households based on compensation rates adopted in the affected districts (the land price factor will be considered for urban residents), which is RMB 375 yuan per square meter for urban brick-concrete structure, RMB 331 yuan per square meter for brick-wood structure, RMB 278 yuan per square meter for wood structure, RMB 80 yuan per square meter for simple structure, as for the formal house, the land price of RMB 60 yuan per square meter will be added; RMB 317 yuan per square meter for rural brick-concrete structure, RMB 280 yuan per square meter for brick-wood structure, RMB 235 yuan per square meter for wood structure, and RMB 60 yuan per square meter for simple structure. For affected rural households, they will be provided with funds, the rural residents will be provided with new housing sites to be connected

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with road, electricity and water within the current village group or administrative village; for those affected urban households, they will be provided with a resettlement area with better conditions. There will be no reduction in house compensation for depreciation, and people will be allowed to salvage materials from their old houses.

D. Resettlement Strategy 7. Efforts to minimize resettlement effects have been made after consultations with local officials during the setting of the alignment in the initial feasibility study. The adjustment of the preliminary design and research has resulted in 40% reduction of land occupation, that is, 183.2mu, 61.4% reduction of house demolition, and the number of relocated households was kept to only 237. For those unavoidably affected, the resettlement strategy is to replace losses of housing, land, other assets, infrastructure and income. 8. 1) The project will affect 48 villager‘s groups of 10 villages, 5,061 persons in 1,233 households will be affected by the permanent land acquisition, averaging only 0.0044 ha per person. About three-fifths of acquired lands are farmland and most of them are low yield farmland and affected by frequent floods. After having been consulted with affected villages and individuals, the detailed economic development plan has been developed for these villages, all the affected persons could obtain the land again by land adjustment within the village, or gain the employment opportunities in the second and tertiary industries, so as to ensure all villagers will own abundant revenue sources. 2) Among all affected persons, 237 households of 1,380 persons will be affected by demolition, with the demolished houses being 17,797m2, and the relocation and reconstruction of new houses is required. Based on the willingness of resettlers, 17 households of 100 persons will choose the exchange of property rights and concentrated resettlement in different places; and the scattered resettlement in their existing village will be adopted for 217 households of 1,263 persons. Based on the principles of ―unified planning, unified land acquisition, and individual construction by households‖, funds equivalent to the existing house‘ s value should be given to relocatees, their villages and groups agree to arrange their housing plot to construct new houses by themselves; the residual 3 households of 17 persons will choose the monetary compensation resettlement, the local government will provide house sources, and they could purchase new houses by themselves. 9. The Key Project Management Office under HPWR and Qiyang PMO will ensure that the resettlement entitlements are provided to the people affected prior to the ground leveling and demolition commencement. Land compensation and resettlement subsidy will be paid to the affected village collectives or individuals. Housing compensation and compensation for young crops and other assets will be provided directly to people losing those assets. Compensation for infrastructure such as

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electrical and communication fixtures will be paid to the concerned government departments for restoration. 10. The resettlement regulations have standard provisions for moving allowances to assist the affected people during the transition phase. Also, the contractors for the project will be requested by the Key Project Management Office under HPWR and Qiyang PMO to give priority to resettlement affected households in the allocation of unskilled jobs during construction. This will be handled through consultation with the township and village leaders.

E. Institutional Arrangements 11. Hunan Provincial Project Management Office (PPMO) will assume the overall responsibility for implementing resettlement for Hunan Provincial Flood Management Sector Project. Hunan Provincial Resettlement Management Office of PPMO will provide guidance to the overall project implementation, take charge of coordination of working relationships among relevant project counties and districts and ensure successful implementation of both civil works and resettlement for all subprojects. For proposed Qiyang Subproject, Qiyang County People‘s Government will set up Qiyang County project leading group in order to reinforce the guidance to the management of project implementation, coordinate working relationships among relevant townships and towns, and ensure successful implementation of the resettlement program. Under the county project leading group, Qiyang Project Management Office is set up to be responsible for project implementation. Within LPMO, a resettlement management office is set up to carry out functions of resettlement planning and implementation for the subproject. With the assistance of concerned townships and villages, the resettlement management office is responsible for consulting with APs, delivering entitlements, supervising resettlement implementation and conducting resettlement monitoring and evaluation.

F. Vulnerable Group 12. Based on the survey, project-affected persons are all from the Han nationality, no ethnic minority. 13. With regard to the population who are poor in economy, including elders that live alone, farm households headed by women and extremely poor farm households, the project shall provide additional financial and physical support. Based on the investigation, 7 households of 19 persons are considered as the vulnerable group, accounting for 0.15% of the total affected persons. Under the Resettlement Plan, vulnerable groups will receive the following additional assistance: (i) physical help in housing construction and relocation free of charge and (ii) a special subsidy will be paid to enable them to maintain their living standards while constructing their houses. The specific amount for such assistance will be determined according to the actual condition and their needs. For this purpose, The Key Project

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Management Office under HPWR and Qiyang PMO agreed to set aside a special fund with 1% of total resettlement cost, which will be used to provide direct and needed help for those vulnerable people.

G. Consultation and Grievance Redress 14. The national, provincial, and county policies and laws related to the resettlement require disclosure and consultation with people affected. The people affected have been notified about the key elements of the RP during meetings and interviews. Prior to implementation, there will be further consultations arranged by township and village officials to discuss specific impacts in each village and how they will be addressed. The people losing housing will be offered a choice of housing sites; and those losing agricultural land will have the opportunity to consider suitable income replacement alternatives. All villagers will also have input to decisions on how to utilize the collective compensation funds. 15. In June 2007, a resettlement information booklet was distributed to all affected townships, villages and households by the Qiyang Resettlement Office.. The information booklet contains the resettlement scope, expected timeframe, compensation rates for land and other assets, other assistance to replace assets, relocation and economic rehabilitation strategies, and the grievance redress mechanisms. The county, township and village officials will ensure that any concerns raised by the people affected are quickly addressed. 16. In case of grievance, people affected will submit their oral or written complaint first to the village committee or the township resettlement office. If their complaint is not settled in ten days, they can seek redress at the county resettlement office, within one month. If still unresolved within two weeks, the PRO of HPWR will try to achieve a solution. The final redress would be sought, if necessary, in the civil courts, in accordance with the Civil Procedures Act.

H. Monitoring and Reporting 17. The detailed plan for internal and external monitoring and evaluation is included in the RP. The LPMO of Qiyang Water Resources Bureau will engage a qualified monitoring agency to carry out independent resettlement monitoring and evaluation. The independent monitoring agency will ascertain the extent to which the affected people have (i) received their full entitlements on time and (ii) fully restored their livelihoods, income levels and living standards. It will also conduct a baseline survey prior to resettlement, semi-annual investigations during resettlement and annual survey updates for two years after the completion of resettlement. The household survey will include a representative number of those severely affected by loss of land, those losing housing, and those classified as minority and economically vulnerable. 18. Under the leadership of the Key Project Management Office under HPWR, Qiyang Subproject PMO will

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set up a quarterly reporting system and will report to PPMO on the progress of land acquisition and resettlement through resettlement progress reports. The Key Project Management Office under HPWR will provide ADB progress reports on the progress of land acquisition and resettlement. The selected external monitoring and evaluation agency will provide the independent monitoring and evaluation reports to LPMO, which will also be submitted to ADB through PPMO. The external monitoring and evaluation reports will be prepared twice a year during resettlement implementation and once a year after resettlement completion. After completion of land acquisition and resettlement, the PRO of LPMO will prepare a resettlement completion report, which will be submitted to ADB through PPMO.

I. Finance and Implementation Schedule 19. The RP budget estimate is RMB 32.3784 million yuan, for all costs including compensation, resettlement subsidy, and payments for other assets such as housing, moving allowances, subsidy for vulnerable groups, fees for resettlement administration, and monitoring and evaluation. The LPMO will guarantee to supplement the resettlement budget, as may prove necessary, to meet any shortfall which emerges in achieving the resettlement objectives. 20. The resettlement schedule has been prepared according to the project construction schedule approved by the EA. It is planned to start the land acquisition in August 2009. The house demolition will be carried out during August 2009 to May 2010. In the progress schedule, it is planned to develop and readjust the cultivated land in the third quarter of 2009 as well as resume the livelihood and living conditions in May 2009 completely.

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1. General Description of Project

1.1 Project Background Hunan Province is located on the south bank of middle reaches of Changjiang River, bordering Jiangxi Province on the east, neighboring the on the south, connecting Guangdong Province and Guangxi Province, and close to the Guizhou Province and Chongqing City with the unbroken mountains in Guizhou and Chongqing areas. Changjiang River separates Hunan Province and Province on the north, and nearly 70% cities of Hunan Province are located in mountainous areas or hilly areas. These cities lie in the areas with relatively high ground elevation, and the landform varies greatly. These areas are subject to the flash flood though they are affected little by the Dongting Lake and the propping of tail water level of the four rivers. Because the river level in mountainous areas rises sharply and abruptly with great flow velocity, the cities along the river are always destructively damaged. In November of 1999, Hunan Province Hydro and Power Design Institute worked out the report on urban flood-control planning in Hunan Province according to Flood-control Planning Outline for Changjiang River Drainage Area and Compilation Outline for Urban Flood-control Planning (Ministry of Water Resources [1998] No.215 Document). This report covers 91 cities, plans for the 18.3 million urban populations, and 2,253km2 urban areas. The embankment-construction-oriented project plan is determined in the report, and the existing embankments to be heightened and reinforced are 1037.16km in total, and the would-be-built embankments total 600.53km. Only the cities of above-county-level and once seriously damaged by the flood in the mountainous areas in Hunan Province will be covered by this urban flood-control project in this time. They shall be the economy developed area, such as , , and , which are all the very important industrial cities, boasting the various industries of machinery, electricity, metallurgy, chemicals, building materials, paper making, mining, medicament, and foodstuff. And, of the local areas these cities shall be the financial, communications, and business centers as well as the science and education centers, where the municipal or county government is located, and moreover the distributing center of agricultural produce, industrial product, and commodities. Their economic status is very important. These cities are the main centers of the economic development of those areas with dense population, and are clustered with properties. If these cities are submerged or suffered great losses, the economic development of local areas will be seriously affected. In addition, the manpower and material resources are abundant in these cities; it is the main rear base for flood-control and providing disaster relief. The

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submergence of these cities will bring the disaster relief and rehabilitation into a passive situation. In years, the government at every level in Hunan Province and the local masses took great pains and sacrificed a lot for fighting the floods in these cities, and enormous achievements were achieved. According to statistics, in the 36 urban areas undertaking the project, total 286.628 km long flood-control embankments, and 141 drainage sluices, and 124 drainage pump stations of 15,648kw have been built. Because the flood-control works is improving slowly, the present urban flood-control standards of these cities are low, which are only for the 4-year-occurrence ~ 20-year-occurrence floods, and their waterlogging drainage abilities are only for floods between 3-year-occurrence ~ 8-year-occurrence, and only a few cities are in the fortified status, while most cities are undefended or incompletely defended. At present, the urban flood-control standard in project area is low. The flood disasters hit there in successive years. According to historical record, great floods occurred in 1980,1981,1983, and 1988 after the frightful flood cataclysms in 1954 and 1955. The losses caused by flood and waterlogging rose year after year. In 1990s, flood disasters frequently happened, and the losses due to the flood disaster rose sharply. In 1991, 1994, 1995, 1996, 1998, and 1999, large floods and waterlogging disasters happened successively, which caused great losses. Many cities were submerged wholly or partly, and nearly all cities are damaged by flood and waterlogging to various degrees. In 1991, the losses caused by flood disaster amount to RMB 760 million yuan; in 1993, the losses caused by flood disaster amount to RMB 1,870 million yuan; in 1994, the losses caused by flood disaster amount to RMB 3,090 million yuan; and the great floods in 1995,1996 and 1998 each caused over RMB 5,000 million yuan losses, reaching RMB 5,610 million yuan, RMB 10,900 million yuan and RMB 5,973 million yuan respectively. Such enormous losses caused by flood and waterlogging disasters have seriously hindered the life and property of people in urban areas. Therefore, the construction progress and urban flood-control project strengthening shall be speeded up and beefed up to facilitate the economy development being in a speedy, stable and forward way. By constructing and perfecting the necessary flood-control and waterlogging treatment facilities, efforts shall be made to promote the beneficial and abolish the harmful so as to guarantee the safety of people‘s lives and assets and to promote the economic development. Qiyang County, which is abound with rain and water, is located in the middle reaches of the river basin of Xiangjiang River, and its rainfall is ample. As the county has no defense to flood, once it is suffered by flood in flood season, its loss is very severe. Based on the historical records, before liberation, 24 flood disasters happened, including 7 extra floods, and every 7.1 years had an extra flood year in average. Especially, in 1994, 4 flood disasters happened successively, with a disastrous loss due to inundation. With the rapid development of the national economy, the urban area of Qiyang County has been expanded constantly, and the state, collective, and individual properties have been increased

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gradually, accordingly, the range and loss of flood and waterlogging disasters has been increased correspondingly. Therefore, it is urgent to carry out flood control and waterlogging harnessing to the county.

1.2 General Situation of Project 1.2.1 Areal Geography Location Qiyang County is close to the riverside of Xiangjiang River, and Qishui River merges into Xiangjiang River at Dongjiang bridge in the central part of the urban area. Qiyang connects with Changning eastwards, borders upon Guiyang, Shuangpai, Ningyuan, Xintian, and Zhishan southwards, reaches Lengshuitan westwards, and joins Hengyang and Qidong northwards. Its topography is high in the south and north, and low in the middle, in an asymmetric concave basin. Qiyang County Urban Flood Control Project could be divided into 3 protection circles, that is, Chengbei, Chengnan, and Chengdong protection circles. See attached drawing 1 for the Schematic Drawing of Geographic Position of Qiyang County Urban Flood-control Project. 1.2.2 Contents and Scale of Project Construction Qiyang County Urban Flood Control Project is an urban flood control subproject in the hilly area of Hunan Province utilizing ADB loans, based on the selected project scope, flood control standard, and project tasks, the construction scale of Qiyang County Urban Flood Control Project is confirmed as follows: (1) newly-built flood control embankment of 13.635km, including 9.28km for both banks of Xiangjiang River, and 4.355km for both banks of Qishui River. (2) 10 newly-built sluices, 2 access gates. (3) the precast block slope protection embankment section of 7.389km, sod protection embankment section of 13.635km. (4) 3 newly-built electric drainage stations, with an installed capacity of 880kW. (5) the pavement hardening of the embankment flood control highway of 13.635km. 1.2.3 Project Investment Estimation and Planned Progress According to the Feasibility Study Report on Hunan Province Qiyang County Urban Flood-control Project Utilizing Loans from Asian Development Bank, which is compiled by the Hunan Province Hydro and Power Design Institute, the total investment of the project is RMB 132.83 million yuan, including RMB 32.3784 million yuan for resettlement. Based on the project progress, the total time limit of the project is 48 months, and the time limit of the

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main works is 44 months. The construction preparatory period is not included in the progress plan, the working content includes land acquisition and relocation, bidding of main works construction, and other preparatory work, and that is required to complete it before commencement of each single project in every year. 1.2.4 Socioeconomic Benefit of Project After implementation of the urban flood control project, its flood control and waterlogging drainage capacities will be improved obviously, and the current situation that the area is hit passively by flooding will be changed fundamentally, thus, it will play a positive effect to flood control and public security of the people in Qiyang County. After implementation of the urban flood control project, the urban flood control capacity could be elevated from less than 2-year-occurrence to 20-year-occurrence; the waterlogging harnessing capacity could be elevated from no defense capacity to withstanding 10-year-occurrence flood, therefore, it could largely mitigate burden for the safe in flood seasons, and it will be propitious to the normal and sustained social development. As the flood control embankment is integrated with the construction of, urban roads, docks, sewage discharge pipelines, as well as renovation of the bank lines, it could not only relief the jumbly traffic status of the urban area, but also beautify the environment, and offer a superior rest and entertainment area for residents; in addition, as the flood control and waterlogging harnessing standards are improved, it will improve the urban production and living environment and create new economic growth point in developing new city. What‘s more, it could largely mitigate threat to lives and properties of the people by flood and waterlogging disasters, guarantee that the people will live and work in peace and contentment, accordingly, it will be in favor of a stable and united society. Based on the economic evaluation analysis in the preliminary design report of the project, the economic internal rate of return of the project is 15.3%, large than 10%, the economic net present value is RMB 130.46 million yuan, larger than zero, and the economic benefit cost ratio is 1.41, larger than 1. It shows that all economic indicators of the project are sound, and the project has strong anti-risk capacities. Therefore, from the economic point of view, it is reasonable to implement the project.

1.3 Affected Scope of Project Based on the urban flood control planning of Qiyang County, the embankment project layout is divided into three blocks in total according to river trend and landform characteristics, The details are as follows: (1) Chengbei block: Chengbei protection circle: the embankments starts from the left bank of Xiangjiang River westwards, passes Dayuanli, Xiangjiang bridge, Zhizhoujie, confluence of Qishui River, goes upstream from Qishui River, and then, passes Dongjiang bridge, ends in Taojiachong lastly, with a total length of 6.615km. It will mainly protect the main urban area in the middle of the left bank of

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Xiangjiang River and counties at the right bank of Qishui River. (2) Chengdong block: the embankment starts from Shizinao eastwards, and ends in Shuifu temple along the left bank of Qishui River and via Maogongtang, Jianshe road, and the county glass factory, it is mainly used to protect the auxiliary urban area and the suburb vegetable land in the left bank of Xiangjiang River, and the flood control embankment is 4.88km. (3) Chengnan block: it mainly protects the industrial and cultural counties on the right bank of Xiangjiang River and left bank of Qishui River, the embankment starts from Wuzhou park, and ends in Taojiachong along the right bank of Xiangjiang River via Jinxing road, Chenjiachong, crossing the natural hills, Tangjiayuan, and Tabianyuan, with a total length of 2.14km, and it mainly protects the industrial and cultural counties on the right bank of Xiangjiang River and left bank of Qishui River. The main engineering measures which relate to the land occupation and relocation are new embankment, sluice, and electric drainage station, moreover, the project construction site, borrow pit, and the lands to be temporarily used are also included. The land acquisition areas, and the area in which the people‘s livelihood and production will be seriously affected by the project construction shall all be regarded as the affected areas due to the project land acquisition and relocation. In this phase, the affected area due to the land acquisition and relocation in project is based on the recommended scheme in the project preliminary design phase and the design longitude and transversal profiles on 1/2000 topographic map. The land acquisition and resettlement of the project will affect 1 town(ship) (sub-district) and 10 villages (residential committees) of Qiyang County. The final scope of land acquisition and relocation scope will be confirmed after detail measurement survey.

1.4 Compilation of Resettlement Plan 1.4.1 Basis and Objective for Report Compilation 1.4.1.1 Basis for Design 1) Hunan Province National Economic and Social Development “the Tenth Five-year” Plan and Long Range Plan for 2015 2) Qiyang County National Economic and Social Development “the Tenth Five-year” Plan and Long Range Plan for 2015 3) Urban General Planning of Qiyang County (2001-2020) 4) Statistical Yearbook of Qiyang County (2002-2004) 5) Urban Flood-control Planning Report of Qiyang County 6) Feasibility Study Report on Hunan Province Qiyang County Urban Flood-control Project

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Utilizing Loans from ADB (Hunan Province Hydro and Power Design Institute) 1.4.1.2 Policy Foundation 1) National laws and regulations 2) Laws and regulations in Hunan Province 3) ―Involuntary resettlement policy‖ of ADB (published in November of 1995) and ―Resettlement Handbook ------practical and operable guidance on practice‖ (published in 1998) 1.4.1.3 Objectives of Policies 1) Adopt the engineering, technical, economic measures to avoid or minimize the quantities of physical goods to be removed and relocated; if the land acquisition and relocation is unavoidable, try best to adopt the effective measures to minimize the impact on the local residents due to the land acquisition and relocation. 2) In project preparation phase, conduct the social economy investigation and compile the relevant resettlement plan; 3) The resettlement shall be based on detailed physical indices in terms of relocated material goods and compensation standard in order to increase or at least restore the income and production levels for the affected people; 4) Promote resettlement in a developing mode. The resettlement from in the rural areas shall be land, land-based, supplemented with possible employment in second or tertiary industries. 5) Encourage the resettlers and original residents in resettlement area to take part in the resettlement planning; 6) Try best to resettle in the original community. 7) The resettlers and the former residents in resettlement area shall all be benefited from the project. 1.4.2 Method of Report Compilation The Key Project Management Office under the Water Resources Department of Hunan Province as project EA is responsible for overall resettlement preparation. The relevant resettlement design units, consulting units and local government shall all participate in the process. During March of 2006, the designers had conducted the general survey and statistics on the physical indices for the land-acquisition-affected area with the active support from local governments in project area. Based on census survey, detailed sample survey on social economic conditions and attitudes of the affected people was also carried out. In investigation, designer had consulted with the PMO (project management Office) of Qiyang County and held several resettlement coordination meeting attended by the government department of every level and represents of resettlers from affected area. Comments were made on the resettlement plan, economic rehabilitation options, and compensation, which were the basis for developing resettlement plan.

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According to the current national policies, laws and regulations and the requirements on resettlement by ADB, the resettlement team carried out detailed analysis on the degree of impact and feasibility of proposed rehabilitation for each affected village and group in project area. According to the suggestion and opinions on resettlement plan for core subprojects set forth by TA experts from ADB and analysis on rationality and feasibility of impact degree of all town (ships) (sub-districts), the resettlement plan for Qiyang Subproject was finally prepared and approved by local people‘s government in the project area.

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2.Project Impacts

2.1 Measures for Avoiding or Reducing to the Minimum the Land Acquisition and Relocation Impacts 2.1.1 Measures for Reducing the Land Acquisition Impacts in Project Design Phase Since the start of the project preparation, in order to reduce the impact on the local social economy due to the project construction, the flood-control scenic road plan has been revised and improved for several times, and the special technical review meetings had been conducted. The objective of plan optimization is to minimize the scope of impact, reduce resettlement cost and facilitate the project construction. 1) In project planning and comparison phase, the social economic impact of the project is among the key factors to be considered in selecting the final alignment. In the urban area of Xiangshui River and Qishui River, it is generally to build new dikes along both the banks, thus a closed flood-control protection circle is formed. According to dike spacing layout and survey data of existing river section, integrating the river variation, topographic condition of both banks along the river and urban area construction, etc., and two schemes are proposed for the dike spacing of Xiangshui River and Qishui River as following: Scheme I: Build dikes at both banks. The riverbed width of Xiangshui River is designed as the natural one. The riverbed width of Qishui River is designed as 80m and dike spacing is 100m. Scheme II: Build dikes at both banks. The riverbed width of Xiangshui River is designed as the natural one. The riverbed width of Qishui River is designed as 100m and dike spacing is 120m. The hydrologic analysis shows that regarding the dike spacing of Xiangshui River in Scheme I, the water level lifting value is 0.20m(hereinafter referred to as ―shipping dock‖); the water level lifting value of Scheme II is 0.15m, less than Scheme I only by 0.05m. Comprehensively consider the above analysis on water surface lines in various schemes ,an economic comparison was made, see table 2.1-1 for the comparison of Scheme I and Scheme II.

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Comparison on Dike Spacing of the Two Schemes

Table 2.1-1 Scheme of Dike Spacing Xiangshui River and Qishui River Remarks Item Scheme I Scheme II 1. Lifting natural water level (m) 0.2 0.15 2. Difference value of lifting water level (m) -0.05 3. Main works quantities of dike Earthworks excavation (m3) 423063 413063 Earthworks filling (m3) 705971 736980 Mortar rubble of protection slope foundation (m3) 43785 43785 Mortar rubble of retaining wall (m3) 28016 0 Sand and pebble cushion (m3) 14067 15635 Precast concrete slope protection (m3) 14067 15635 Sod protection area (ten thousand m2) 22.05 23.93 Land area of dike (mu) 629 680 Houses to be demolished (m2) 18955 30937 4. Direct expense (ten thousand yuan) 5522 6695 Civil works expense 4983 4734 Compensation expense of land occupation and demolition 539 1961 5. Optimum scheme To be recommended

Note: The land occupation for the works includes that of dike excavation and the give-up area outside the dike due to the construction of dikes. From the above Table 2.1-1: The lifted water levels of Scheme I and Scheme II concerning dike spacing are not quite different. The Scheme I is that build dikes along the banks of Xiangshui River, taking the requirements of flood passing into consideration. Regarding works quantity, Scheme I is smaller than Scheme II. The dike spacing of Scheme II has remained a certain rooms, however, its land occupation, works quantities of demolition and investment are large. The river section from Xiangjiang Bridge to Xiaojiayuan has dense houses and more urban construction land is to be occupied, with many difficulties in execution. In result, Scheme I is preferred to adopt, i.e., the dike spacing shall be controlled at the natural width of Xiangshui River and the dike spacing of Qishui River is 100m. 2) The alignment of new embankment will follow existing embankments to extent possible in order to reduce the area occupied; the alignment of dike along the river shall try best to be laid in the section without residents or with few residents. Efforts have been made to avoid the house demolition and acquisition of cultivated land with good irrigation. In the densely populated area in cities and towns, the alignment of new dikes will be kept away from the high-rise buildings or multi-storey buildings to reduce the quantities of demolition and relocation. 3) Optimize the construction design, shorten the construction period, and reasonably plan the house relocation and construction period: try best to reduce the losses of resettlers‘ properties. For example,

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the house relocation and rebuilding shall be conducted in the off season, and the land occupation shall be started after harvest of the crops. Try best to utilize the wastelands for temporary land uses, particularly for activities with long construction period (over two years). 4) In the design, fully consider the inconvenience brought about to the life and production of local residents due to the embankment construction. For the convenience of local residents and minimizing the impact, it is important to restore the damages of irrigation cannels and roads in a timely matter to keep the complete functions of infrastructures. 2.1.2 Measures for Reducing the Impact due to Land Acquisition in Project Construction The lands occupied in this project are distributed in linear form, and the whole project area will not have significant impact on the local industrial and agricultural production, basic livelihood and local economy. The land acquisition and relocation along the linear area will not bring much impact. In order to minimize the impact on the local area, special attention will be paid to the layout of construction site and selection of construction scheme, and prevent the unnecessary land acquisition and house demolition. The following measures shall be adopted: 1) Before demolition and relocation, organize the relevant persons to conduct the on-spot survey. Try to remove less or do not move the houses which is unnecessary to remove or can be partly removed in practical. 2) Before the demolition of the buildings due to the temporary land occupation by the project, report to the unit of owner by PMO to empty it or set up the temporary housing to be used in resettlement within the unit area. After the project completion, rebuild new buildings and return to the original owner or unit. 3) For the loss of residential structures caused by the demolition and relocation, adequate compensate will be provided according to the replacement value, and all unfavorably impact on resettlers will be minimized in the process. 4) The resettlement area shall be located at the place close to the original residential areas so as to keep the existing social relationship for the affected people, on the other hand, it will also reduce the commuting for the affected people. 5) Notify the affected enterprises in advance, and arrange the site for relocation, provide adequate compensation, shorten the interruption period, and coordinate LPMO to provide proper rehabilitation for affected employees. 6) During relocation and resettlement, the concerned local functional departments shall vigorously support the resettlers and affected enterprises, provide the convenience for them and carry on the resettlement work smoothly, and reduce the loss and relief the burden on resettlers. 7) Strengthen the mechanism of public participation. Before the project construction, clarify the project

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commencement time and project construction planning progress by putting Notice in the project affected area and the resettlement area, disclose the compensation policies for land acquisition and resettlement, accept monitoring from the relocatee and host population in resettlement area; In project construction period, give priority to use the local materials. For benefiting the affected persons from the project construction, use the local transportation and labor if the technical conditions allowed. 8) Reduce the dust emission and strengthen health management for construction workers. The construction unit shall carefully plan the routing for transport earthwork and stonework. Measures shall be adopted to guarantee that the soils and stones won‘t be sprinkled along the way from the truck full of loading, and thus affect the environment tidiness. In construction period, a large number of labors will come to the worksite to undertake all kinds of works and services. In order to guarantee the public security and orders in work site and the health of various groups in construction area, the project construction unit shall supervise and urge the builders to obey the regulations of local environment sanitation department, toughen the management on the healthy protection for builder group, timely clear the domestic waste on construction site, keep the construction area tidy, and prevent the occurrence and transmission of infectious diseases.

2.2 Investigation on Project Impacts 2.2.1 Investigation Contents In March 2006, Hunan Province Hydraulic and Hydropower Design Institute, together with the Qiyang County Water Resources Bureau, the government at each level, formed a joint investigation team. The team conducted the comprehensive survey on the project impacts according to the coverage determined in engineering design and the 1:2000 geologic type topographic map in hand. The contents of investigation included the land acquisition, the land acquisition affected population, houses to be removed and relocated, and supplementary facilities, scattered trees, small businesses of industry and commerce, enterprises and institutions, and agricultural sideline production facilities and special facilities, etc. 2.2.2 Investigation Method 1) Investigation in Land Acquisition: The investigators clearly found out on-spot the ownerships of various lands according to the 1/2000 topographic map in hand. The area of cultivated land, garden plot, woods, and various lands were measured and calculated in the unit of villager‘s group. 2) Demographic Census:

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In the investigation in the land acquisition and relocation, affected people was classified into three kinds, affected by land acquisition without relocation, affected by demolition and relocation without land acquisition, and affected by both land acquisition and relocation. The actual affected populations were further divided according to the non-agricultural population and agricultural population, with comprehensive investigation in the unit of households on the nationality, age structure, education background, and employment status. They were checked out on site according to the household register card, and register the results of survey in detailed lists for each family. 3) Investigation in Houses and Auxiliary Facilities: The comprehensive survey on house structures was conducted, the area of houses was measured and the quantities of supplementary facilities were investigated household by household, and then registered them in detailed lists. 4) Investigation in Scattered Trees: The scattered trees were counted on-spot in the project-land-acquisition affected area to classify the fruit trees and other trees and separately register according to the tree types. 5) Investigation in Small Shops The small shops were investigated and registered in the way of household by household. The investigating and statistical contents include the business items in operation, coverage of business area, number of employees, annual turnover, and operating profit, etc. 6) Investigation in Enterprises and Institutions: The following contents were surveyed and checked: names of affected enterprises in the land to be expropriated, location, department in charge, month and year of foundation, the coverage of factory area, land area for production, area of buildings, number of staff, fixed net assets, annual output volume of major products, annual output value, annual profit turnover, lump sum of tax, and lump of wages per month, etc. 7) Investigation in Special Facilities: The investigator checked the quantities on site, registered in detailed lists by item according to the 1:2000 topographic map of geologic type and the data supplied by department in charge. All the survey results of physical indices were reviewed and confirmed by householder and local government of each level and department in charge.

2.3 Investigation Results on Project Impacts According to survey, the land acquisition and relocation for this project involves in 1 town (sub-district), 10 villages (residential committee), 48 villager‘s groups and 1 enterprise (or institution) in Qiyang

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County. See Summary Table 2.3-1for details of investigation results on project impacts. Summary Table for Land Acquisition and Relocation Impacts in Qiyang County Urban Flood-control Project

Table 2.3-1 Wuxi Institution or Item Unit Total Town Enterprise I Administrative Region 1 Township (Sub-district) 1 1 2 Administrative Village (Residential Committee) 10 10 3 Villager‘s group 48 48 II Affected Population Due to Project 1 Impact Due to Land Acquisition Number of Household Household 1355 1355 Population Person 5548 5548 Based on the Population in Need of Economic Rehabilitation Person 518 518 theoretical calculation 2 Impact Due to Demolition and Relocation Number of Household Household 237 237 Population Person 1380 1380 Households to Be Resettled by Building Houses Household 237 237 Population to be Resettled by Building Houses Person 1380 1380 3 Affected Units and Enterprises 1 1 1 Of which: Enterprises 1 1 1 Number of Employees Person 204 204 204 Number of Affected Employees Due to Shutdown of Person 0 0 0 Production 4. Total Affected Population by Project Person 5678 5678 III Houses and Auxiliary Structures (I) Dwelling Houses ㎡ 1 Rural Residence ㎡ 15223 15223 Brick-concrete Structure ㎡ 12260 12260 Brick-wood Structure ㎡ 2563 2563 Simple Structure ㎡ 199 199 Urban Residence ㎡ 2375 2375 Brick-concrete Structure ㎡ 2082 2082 Brick-wood Structure ㎡ 293 293 (II) Auxiliary Structure 1 Bounding Wall ㎡ 200 200 2 Cement Sunny Ground ㎡ 168 168 3. Air-conditioner 5 5 4. Telephone 180 180 5. Well 1 1 6. CATV Household 237 237 IV Permanent Land Acquisition Mu 601.2 601.2

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Summary Table for Land Acquisition and Relocation Impacts in Qiyang County Urban Flood-control Project

Table 2.3-1 Wuxi Institution or Item Unit Total Town Enterprise (I) Collectively-owned Land Mu 528 528 1 Cultivated Land Mu 336 336 Paddy Field Mu 177 177 Dry Farmland Mu 64 64 Commercial Vegetable land Mu 95 95 2. Garden Land Mu 12 12 3. Rural Housing Plot Mu 23 23 4. Forestland Mu 40 40 Economical Forest Mu 40 40 5. Pound Mu 117 117 (II) State-owned Lands Mu 73.2 73.2 1. Residential Land Mu 4 4 2.Other Land Mu 69.2 69.2 V Temporary Lands Mu 312.41 312.41 1 Dry Farmland Mu 130.9 130.9 2 Shrubbery Mu 181.51 181.51 VI. Scattered Trees 396 396 1. Fruit tree 129 129 With Fruit 89 89 Without Fruit 40 40 2. Other Trees 267 267 VII. Special Facilities and Auxiliary Facilities 1. Traffic Facilities Hasty Road km 2 2 Mechanical Farm Road km 1.05 1.05 2. Transmission and Transformation Facilities 10KV High-voltage Line km 1.94 1.94 380V Low-voltage Line km 3.24 3.24 Transformer 2 2 3. Post & Telecommunication Line km 3.7 3.7 4. Hydraulic and Hydropower Facilities and Sideline Facilities Channel km 0.4 0.4

2.3.1 Land Affected by Project 1) Permanent Land Acquisition The permanent land acquisition in this project covers 1 township (town, sub-district), 10 village committees (or residential committee), 48 villager‘s groups. Various land with an area of 601.2 mu will

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be expropriated, of which the state-owned land is 73.2mu ( including residential land of 4 mu and other land of 69.2mu) and the collectively owned land is 528mu (including paddy field of 177mu, dry farmland of 64mu, commercial vegetable land of 95mu, garden land of 12mu, pond of 117mu, economic forest of 40mu and rural housing plot of 23mu). See table 2.3-2 for details of the statistical conditions of the investigation results of the permanent land acquisition in this project. 2) Temporary Land Acquisition The construction temporary land acquisition refers to the temporarily borrowed land in the project construction period, including land acquisition of stone material yard, construction plant, construction warehouse, and temporary living quarter and temporary construction road during construction period. ① As the construction plant, construction warehouse, temporary area for living quarters for the contractors, and temporary structures in the project are mainly allocated in the project permanent land acquisition range along the embankment, there will be no temporary land acquisition impact to the layout of the construction plant, construction warehouse, and temporary living quarter during construction period. ②As the existing roads will be destroyed during project implementation process, corresponding compensation costs shall be paid to the municipal administration department. As the compensation costs are included in the project contract as one part of the project costs, they will be paid by the construction Contractor. Accordingly, the project construction temporary road land acquisition will not be counted and the compensation costs will not be estimated in the report. ③ The main temporary land occupation impacts come from the soil and stone material yard in the project, including Jiaoshan Soil Material Yard, Dongjiang Soil Material Yard, Pengjiauan Soil Material Yard and Wuxi Soil Material Yard. The impacts also involve in 1 township (town and sub-district), 4 administrative villages. Various land with an area of 312.41 mu is temporarily expropriated, of which, dry farmland is 130.9 mu and shrubbery land is 181.51mu. The mean time limit for land borrow is two years. See table 2.3-3 for details of the statistical conditions of the investigation results of the temporary land acquisition in this project.

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Table 2.3-2 Table of Permanent Land Acquisition in Qiyang County Urban Flood Control Project Collectively-owned Land (mu) State-owned Land (mu) Village Cultivated Land Total Rural Town (Residential Group Commercial Garden Economical Residential Other (mu) Total Paddy Dry Pond Housing Total Committee) Subtotal Vegetable Land Forest Land Land Field Farmland Plot Land Total 9 48 601.2 528 336 177 64 95 12 117 23 40 73.2 4 69.2 Wuxi Jiaoshan 3 40.04 40.04 28 18 10 9 3.04 Group XV 19.38 19.38 16 8 8 3 0.38 Group XVI 10.27 10.27 7 5 2 2 1.27 Group XVII 10.39 10.39 5 5 4 1.39 Wuxi 5 59.81 59.81 26 26 2 18 3.61 10.2 Group VI 22 22 6 6 0.8 5 10.2 Group VII 8.87 8.87 4 4 3 1.87 Group XI 11.69 11.69 8 8 0.2 3 0.49 Group XII 15.25 15.25 8 8 1 5 1.25 Group XIII 2 2 2 Zhangshuling 5 79.78 79.78 52 52 6 16 2.28 3.5 Group I 21 21 15 15 2 4 Group II 21.72 21.72 12 12 2.2 3 1.02 3.5 Group V 14.07 14.07 10 10 0.8 3 0.27 Group VI 13.39 13.39 8 8 0.4 4 0.99 Group VIII 9.6 9.6 7 7 0.6 2 Guangming 3 53.24 53.24 19 19 10 6.44 17.8 Group V 33.97 33.97 10 10 4 2.17 17.8 Group VI 8.78 8.78 4 4 3 1.78 Group VII 10.49 10.49 5 5 3 2.49 Dongjiang 7 46.97 46.97 32 27 5 6 3.67 5.3 Group I 4 4 3 3 1 Group II 6.8 6.8 6 6 0.8 Group III 11.68 11.68 4 4 0.6 1.78 5.3 Group IV 5 5 3 3 2 Group V 6.74 6.74 6 6 0.4 0.34 Group VI 2.5 2.5 2 2 0.5 Group VII 10.25 10.25 8 3 5 0.7 1.55 Tabian 6 26.35 26.35 13.2 13.2 12 1.15 24 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Table 2.3-2 Table of Permanent Land Acquisition in Qiyang County Urban Flood Control Project Collectively-owned Land (mu) State-owned Land (mu) Village Cultivated Land Total Rural Town (Residential Group Commercial Garden Economical Residential Other (mu) Total Paddy Dry Pond Housing Total Committee) Subtotal Vegetable Land Forest Land Land Field Farmland Plot Land Group I 4.86 4.86 2 2 2 0.86 Group II 6.6 6.6 4 4 2.6 Group III 6.29 6.29 4 4 2 0.29 Group IV 2.8 2.8 2 2 0.8 Group V 2.6 2.6 1 1 1.6 Group VI 3.2 3.2 0.2 0.2 3 Tuqing 8 15.94 15.94 9.8 9.8 6 0.14 Group I 1 1 0.8 0.8 0.2 Group II 1.34 1.34 1 1 0.2 0.14 Group III 2.9 2.9 2.5 2.5 0.4 Group IV 1.3 1.3 0.5 0.5 0.8 Group V 0.7 0.7 0.5 0.5 0.2 Group VI 1.8 1.8 1.2 1.2 0.6 Group VII 4.9 4.9 3.3 3.3 1.6 Group VIII 2 2 2 Yuanzhongchang 80 80 78 66 12 2 Sunshi 6 84.62 40.64 19 19 17 1.44 3.2 43.98 2.38 41.6 Group I 7 7 4 4 3 Group V 35.78 15.68 6 6 6 0.48 3.2 20.1 20.1 Group VI 7.02 6 2 2 4 1.02 1.02 Group VII 23.09 3.96 1 1 2 0.96 19.13 0.83 18.3 Group VIII 5.2 2 2 2 3.2 3.2 Group XI 6.53 6 4 4 2 0.53 0.53 Taojialing 5 114.45 85.23 59 59 4 21 1.23 29.22 1.62 27.6 Group III 22 22 15 15 2 5 Group IV 35.06 16.48 10 10 6 0.48 18.58 0.68 17.9 Group V 24.94 24 20 20 4 0.94 0.94 Group VII 11.95 11.95 8 8 1.2 2 0.75 Group XI 20.5 10.8 6 6 0.8 4 9.7 9.7

25 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Investigation Statistical Table of Project Temporary Land Acquisition in Qiyang County Urban Flood Control Project Table 2.3-3 Temporary Land Acquisition Village Township (mu) County (Residential Classification of Material Yard Origin (Sub-district) Dry Committee) Total Shrubbery Farmland Total 1 4 312.41 130.9 181.51 Qiyang 1 4 312.41 130.9 181.51 Wuxi Jiaoshan Jiaoshan Soil Material Yard Jiaoshantu 86.07 40.1 45.97 Sunshi Pengjiayuan Soil Material Yard Sunshi 63.59 12.7 50.89 Dongjiang Dongjiang Soil Material Yard Dongjiang 95.8 38.5 57.3 Wuxi Wuxi Soil Material Yard Wuxi 66.95 39.6 27.35

2.3.2 Affected Population Due to Project 1) Affected Population Due to Land Acquisition The investigation of the affected population due to land acquisition of the project will be counted from two aspects, one is the actually affected population due to land acquisition of the project; the other is the number of agricultural population need economic rehabilitation according to the principle of Land Administration Law of the People’s Republic of China, namely, the economic rehabilitation shall be rearranged to the agricultural population who has lost all of their main productive materials - cultivated land. The concept of the number of persons requiring economic rehabilitation is calculated based on collective land ownership in rural China, which is an important indicator in analyzing land acquisition impacts in the process of land acquisition and resettlement. Based on the physical indices during the course of investigation on relocation and demolition of land acquisition in the project, the population in need of economic rehabilitation will be counted in villagers‘ groups. The agricultural population in need of economic rehabilitation in the project will be obtained with the area of land acquisition divided by cultivated land per capita of each group before land acquisition. And the result of population was 518 persons. As the project is distributed in linear shape along the upper stream of Qishui River and Xiangshui River, for most affected persons, they would only lost small part of lands. According to the site investigation and statistics, 1,355 households (5,548 persons) are actually affected by land acquisition in the project, of which, 1,233 households (5,061 persons) will be actually affected by permanent land acquisition in the project and About 122 households (487 persons) will be actually affected by temporary land acquisition, averaging only 0.066 mu cultivated land per person. 2) Affected Population Due to Demolition According to site investigation, 237 households (1,380 persons) need to be relocated in the project, of

26 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

which agricultural people are 1,197 and non-agricultural people are 183. And dwelling houses of 17,797m2 need to be demolished. 3) Employees in the Affected Enterprises According to the investigation, only the bounding wall of 1 enterprise or institution will be affected by the project construction. The land acquisition will not cause interruption of business operation of enterprises and institutions. 4) Affected Individuals Engaged in Small-scale Business According to the investigation, there is no individual business owner in the project range. 5) Total of Affected Population Due to Project Through statistics, 1,377 households (5,678 persons) will be affected by the project land acquisition. Among them, 1,140 households (4,299 persons) will be affected by land acquisition (without house demolition); 22 households (130 persons) will be affected by house demolition only (without land acquisition); and 215 households (1,249 persons) will be affected by both the land acquisition and house demolition. Among the affected population due to land acquisition and resettlement, 518 agricultural persons need economic rehabilitation. About 217 households (1,380 persons) need to be rehabilitated through building housing. See table 2.3-4 for details of the affected population in the project.

27 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Summary of Affected Population Due to Land Acquisition and Resettlement in Qiyang Urban Flood Control Project Table 2.3-4 Land Acquisition, Removal, Without Land Acquisition and Population in Village Total To be Relocated Township Without Removal Land Acquisition Removal Need of Affected Type (Residential Group (Sub-districts) Number of Number of Number of Number of Number of Economic Committees) Population Population Population Population Population Household Household Household Household Household Rehabilitation I. Permanent Land 1 10 48 1255 5191 1018 3812 22 130 215 1249 237 1380 518 Acquisition (1) Demolition of Rural Wuxi Jiaoshan 3 68 272 43 126 1 4 24 142 25 146 34 Residence 15 21 85 11 27 1 4 9 54 10 58 5 16 30 120 15 32 15 88 15 88 10 17 17 67 17 67 19 Wuxi 5 142 607 107 404 5 30 30 173 35 203 68 6 30 160 5 15 3 22 22 123 25 145 18 7 34 136 30 113 2 8 2 15 4 23 8 11 40 160 40 160 14 12 17 66 11 31 6 35 6 35 28 13 21 85 21 85 Zhangshuling 5 24 139 2 12 22 127 24 139 100 1 8 46 8 46 8 46 31 2 4 25 6 35 6 35 19 5 7 41 2 12 8 46 10 58 32 6 2 10 6 8 3 17 12 Guangming 3 83 447 21 85 12 75 50 287 62 363 55 5 39 208 11 44 4 32 24 132 28 164 32 6 11 62 1 4 3 15 7 43 10 59 7 7 33 177 9 37 5 28 19 112 24 140 16 Dongjiang 7 233 925 196 711 2 9 35 205 37 214 136 1 22 88 18 65 4 23 4 23 16 2 19 75 7 6 12 69 12 69 45

28 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Summary of Affected Population Due to Land Acquisition and Resettlement in Qiyang Urban Flood Control Project Table 2.3-4 Land Acquisition, Removal, Without Land Acquisition and Population in Village Total To be Relocated Township Without Removal Land Acquisition Removal Need of Affected Type (Residential Group (Sub-districts) Number of Number of Number of Number of Number of Economic Committees) Population Population Population Population Population Household Household Household Household Household Rehabilitation 3 37 147 37 147 7 4 51 204 44 163 2 9 5 32 7 41 25 5 28 110 28 110 15 6 38 151 38 151 9 7 38 150 24 69 14 81 14 81 19 Tabian 6 176 700 169 659 7 41 7 41 28 1 27 107 27 107 4 2 28 112 27 106 1 6 1 6 6 3 36 142 34 130 2 12 2 12 10 4 34 136 30 113 4 23 4 23 5 5 22 86 22 86 2 6 29 117 29 117 1 Tuqing 8 217 862 216 856 1 6 1 6 21 1 22 86 21 80 1 6 1 6 2 2 26 102 26 102 2 3 28 112 28 112 4 4 33 130 33 130 1 5 21 82 21 82 2 6 24 96 24 96 3 7 25 101 25 101 5 8 38 153 38 153 2 Sunshi 6 111 441 95 348 16 93 16 93 17 1 11 43 10 37 1 6 1 6 3 5 17 68 9 21 8 47 8 47 6 6 18 72 18 72 4 7 12 49 8 26 4 23 4 23 2

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Summary of Affected Population Due to Land Acquisition and Resettlement in Qiyang Urban Flood Control Project Table 2.3-4 Land Acquisition, Removal, Without Land Acquisition and Population in Village Total To be Relocated Township Without Removal Land Acquisition Removal Need of Affected Type (Residential Group (Sub-districts) Number of Number of Number of Number of Number of Economic Committees) Population Population Population Population Population Household Household Household Household Household Rehabilitation 8 41 163 38 146 3 17 3 17 2 11 12 46 12 46 Taojialing 5 147 584 137 526 10 58 10 58 59 3 22 86 22 86 20 4 34 136 34 136 12 5 30 120 30 120 18 7 22 86 12 28 10 58 10 58 4 11 39 156 39 156 5 (2) Demolition of Urban

Residence Yuanzhongchang 54 214 34 97 20 117 20 117 II. Temporary Land 122 487 122 487 Acquisition Sunshi 8 41 163 41 163 Jiaoshan 16 20 80 20 80 Dongjiang 4 31 124 31 124 Wuxi 12 30 120 30 120 III. Total Affected 1377 5678 1140 4299 22 130 215 1249 237 1380 518 Population

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2.3.3 Houses and Auxiliary Facilities to be Demolished 1) Affected Residential Houses and Auxiliary Facilities by the Project The demolished houses by the project will involve in 10 villager‘s committees or residential committees of Wuxi Town in Qiyang County. About 237 households (1,380 resettlers) will be affected, of which, 217 households (1,263 persons) are rural residents and 20 households (117 persons) are urban residents. The total demolished houses amount to 17,797 m2 (including brick-concrete structure of 14,742m2, brick-wood structure of 2,856m2 and simple structure of 199 m2). Along with house demolition, there are 1 well, sunny ground of 168 m2, 180 telephone set, 5 air conditioners and CATV of 237 households. According to the investigation, in the project land acquisition area, most residential houses are individually owned. Most residential houses are one or two-floor houses with brick concrete structure and brick wood structure, and only a few houses are the old ones with wood structures or earth wood structures. Since many demolished houses were built in 1980s, the basic living conditions and the related facilities are considerably poor. Most residents also hope they can move as soon as possible, so as to improve their living conditions. See table 2.3-5 for details of the investigation conditions of the residential houses to be removed in the project. 2) Affected Non-residential Structures by the Project According to the investigation, in the land acquisition area by the project, only 200m2-wall of 1enterprise(or institution) will be affected by the land acquisition and resettlement. See table 2.3-6 for details of the investigation conditions of the non-residential houses to be removed in the project. 3) Affected Temporary Structure by the Project According to the investigation, there is no temporary structure in the land acquisition range of the project. 4) Affected Illegal Structure by the Project According to the investigation, there is no illegal structure in the land acquisition range in the project.

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Table 2.3-5 Investigation Table of Dwelling House and Auxiliary Facility Affected by Land Acquisition of Works Auxiliary Population (Person) Formal Residence (m2) Village Total of Simple Structure Township Classification of Villager‘s Number of (Residential Houses Structure Sunny Air-conditioner Telephone (Town) Residential House Group Household Committee Total Non-agriculture Agriculture (m2) Subtotal Brick-concrete Brick-wood (m2) Well Ground (m2) Wuxi 10 24 237 1380 183 1197 17797 17598 14742 2856 199 1 168 5 180 Rural Residential House 9 24 217 1263 66 1197 15422 15223 12660 2563 199 1 2 160 Jiaoshan 2 25 146 12 134 3006 2971 2603 368 35 1 20 15 10 58 2 56 1202 1187 1041 146 15 5 16 15 88 10 78 1804 1784 1562 222 20 1 15 Guangming 3 62 362 9 353 7423 7363 6456 907 60 32 5 28 164 164 3347 3326 2916 410 21 20 6 10 58 9 49 1206 1187 1041 146 19 6 7 24 140 140 2870 2850 2499 351 20 6 Taojialing 1 10 58 2 56 1211 1187 1041 146 24 10 7 10 58 2 56 1211 1187 1041 146 24 10 Wuxi 3 35 203 2 201 1515 1499 991 508 16 2 28 6 25 145 2 143 1076 1071 708 363 5 2 22 7 4 23 23 181 171 113 58 10 3 12 6 35 35 258 257 170 87 1 3 Sunshi 4 16 93 9 84 703 684 453 231 19 12 1 1 6 1 5 49 43 28 15 6 1 5 8 48 3 45 346 343 227 116 3 6 7 4 23 3 20 172 171 113 58 1 3 8 3 16 2 14 136 127 85 42 9 2 Tuqing 1 1 6 1 5 48 43 28 15 5 1 1 1 6 1 5 48 43 28 15 5 1

32 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Table 2.3-5 Investigation Table of Dwelling House and Auxiliary Facility Affected by Land Acquisition of Works Auxiliary Population (Person) Formal Residence (m2) Village Total of Simple Structure Township Classification of Villager‘s Number of (Residential Houses Structure Sunny Air-conditioner Telephone (Town) Residential House Group Household Committee Total Non-agriculture Agriculture (m2) Subtotal Brick-concrete Brick-wood (m2) Well Ground (m2) Tabian 3 7 41 8 33 320 300 198 102 20 7 2 1 6 2 4 56 43 28 15 13 1 3 2 12 3 9 88 86 57 29 2 2 4 4 23 3 20 176 171 113 58 5 4 Zhangshuling 3 24 140 12 128 470 464 351 113 6 19 1 8 46 3 43 155 155 117 38 7 2 6 36 3 33 122 116 88 28 6 5 5 10 58 6 52 193 193 146 47 7 Dongjiang 4 37 214 11 203 726 712 539 173 14 31 1 4 23 5 18 85 77 58 19 8 3 2 12 69 2 67 233 230 175 55 3 7 4 7 41 1 40 136 135 102 33 1 7 7 14 81 3 78 272 270 204 66 2 14 Urban Residential House 1 20 117 117 2375 2375 2082 293 168 3 20 Yuanzhongchang 20 117 117 2375 2375 2082 293 168 3 20

33 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Investigation Table of Non-resident Structure and Auxiliary Structure Affected by Land Acquisition In Qiyang Table 2.3-6 Auxiliary Total of Formal Residence (m2) Simple County Town Name of Number of Structure Houses Structure (District) (Sub-district) Enterprise Employee Bounding (m2) Total Brick-concrete (m2) Wall (m2)

Qiyang Wuxi 204 200

Qiyang

Special 204 200

Motor Plant

2.3.4 Scattered Trees During investigation process to the mainly affected tangible materials indices in the project, the scatted trees around affected houses, and various scattered mature trees in the fields and roadside have been checked, accounted, and investigated in turn according to their species and dimensions. According to the actual investigation and statistics, in the project, 396 scattered mature trees shall be chopped, of which there are 129 fruit trees and 267 other trees. See table 2.3-7 for details.

Investigation Statistical Table of Scattered Mature Trees to Be Chopped in Qiyang County Urban Flood Control Project Table2.3-7 Village Scattered Tree Town County (Residential Fruit Trees Sundry Trees (Sub-district) Total Committee) Subtotal With Fruits Without Fruits Matured Tree Qiyang Wuxi 396 129 89 40 267 Chengbei 216 55 40 15 161 Jiaoshan 13 8 5 45 Guangming 22 12 10 38 Yuanzhongchang 7 7 13 Taojialing 13 13 65 Chengnan 66 39 24 15 27 Wuxi 8 8 6 Sunshi 14 14 7 Tuqing 7 2 5 12 Tabian 9 9 2 Chengdong 112 35 25 10 77 Zhangshuling 23 15 8 35 Dongjiang 12 10 2 42

2.3.5 Affected Individuals Engaged in Small-scale Business According to the investigation statistics, there are no individual business owners in the affected range.

34 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

2.3.6 Affected Enterprises and Institutions According to the investigation, only 200m2 wall of Qiyang Special Motor with 204 employees will be affected by the land acquisition. 2.3.7 Affected Special Facilities by the Project The investigators have conducted the site investigation and registration to the affected traffic facilities, transformation facilities, post line, and other special facilities to be resumed or rebuilt according to the project land acquisition range confirmed by the design. The project affects 2 hasty roads, mechanical farm road of 1.05km, 10KV high-voltage line of 1.94km, 380V low-voltage line of 3.24km, 2 transformers, irrigation channel of 0.4km and telephone line of 3.7km. See Table 2.3-8 for details of statistics about survey on the special facilities affected in project. 2.3.8 Affected Vulnerable Groups Due to Project 2.3.8.1 Gender During the survey, the team paid special attention on women in the project areas and organized group discussions attended by women. The participated women included those represented by different age groups and education levels among those above 18 years old. In addition, through sample household survey, further understanding of women in the project area was obtained regarding their roles in their families, participation on public affairs and health issues. (1) Status of Women is Improved and Man and Women Enjoy Equal Rights in the Family In the project areas, there is no clear separation of women and men in their responsibilities. Most of them share the equal responsibilities of farming activities, which is closely related with their availability. Since women play more important roles in most housework, their contribution to family income is relatively high. As a result, in many families, women are responsible for making most financial decisions, and play important roles in determining large family issues and outcomes. (2) High Level of Participation on Public Affairs According to the survey, most women have high degree of participation in public affairs. Most of them participated in the election of village chiefs; some of village officials are women. In the process of RP preparation, women demonstrated high degree of attention and provided many good suggestions. (3) Enjoy Equal Access as Men to Education and Health Care In general, the education levels in the project area is relatively low and medical condition is not well developed. However, in terms of access to education and health care, men and women have relatively equal rights. Due to historic reasons, most old women have lower education level than that of men. However, along with social development, education levels among women has improved greatly and most young women have similar education level as men. 2.3.8.2 Vulnerable Groups

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Mainly include the underprivileged families (per capita income is less than RMB 144yuan/month), handicapped families (disabled persons) and families that the elder lives alone (widows or widowers over 70 years old). For the Project, there are 19 persons of vulnerable groups are affected, accounting for 0.15% of the total population, who are poor population, and widows or widowers enjoying the government subsidy to ensure their livelihood as per the lowest living standard. During resettlement process, the affected vulnerable groups in the project will be further confirmed through comparison and analysis between the actual family conditions and the data of the local civil affairs departments. Once the affected households are proved to be the vulnerable groups, the project execution agency will give special help to them during resettlement implementation process.

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Investigation Table of Special Facilities Affected by Land Acquisition in Qiyang County

Table2.3-8 Hydraulic Road (km) Transmission and Transformation Facilities Township Facilities Telephone Village Group (Town) Hasty Mechanical High-voltage line Low-voltage line Line (km) Transformer Channel (km) Road Farm Road (km) (km) Wuxi Jiaoshan 16 0.44 1.34 0.5 Wuxi 2 1 Zhangshuling 8 0.75 Sunshi 10 0.3 Guangming 4 1.46 1.5 1 1 Dongjiang 6 0.5 Taojialing 2 0.54 0.4 Tabian 3 0.4 1.2 Tuqing 8 Yuanzhongchang 1 1 Subtotal 2 1.05 1.94 3.24 2 0.4 3.7

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2.4 Impact Analysis of Project 2.4.1 Project Impact Characteristics 1) The affected population by land acquisition and demolition occupies 11.2% of the total population in the village and group. The affected cultivated land occupies 4.87% of the total cultivated land in the village and group. 2) The affected population and house by the project construction is 237 households (1,380 persons) and 17,797m2 respectively, they are all centralized in Chengbei Protection Circle, occupying more than 79% of the total affected population. In the houses to be demolished, the brick concrete structure occupies 82.9% of the houses to be demolished, the brick-wood structure occupies 16% of the houses to be demolished and simple structure occupies 1.1% of the houses to be demolished. 3) The permanent land acquisition with an area of 601.2 mu is required for the project construction, of which, the cultivated land to be acquisitioned is 336 mu (including paddy field of 177mu, dry farmland of 64mu and commercial vegetable land of 95mu), accounting for 55.89% of the total land to be acquisitioned. The rest 44.11% are housing plot, garden land, pond, economical forestland and state-owned land. These cultivated land to be acquisitioned are distributed in 10 villages and 48 villager‘s groups of 1 town in Qiyang County, with a linear and scattered characteristics. 4) Only the wall of 1 enterprise is affected by the land acquisition and demolition. And the normal production, operation or working shall not suffer the impacts. 5) There are no important special facilities in the project land acquisition and resettlement area, except for few high-voltage transmission lines and mail line. 2.4.2 Impact Analysis Evaluation The construction of project will damage the original production system in the affected area, and certain impacts will be brought to the local production and livelihood accordingly. The losses of the land resources will destroy the material conditions for livelihood of part of the farmers, so, they shall adapt to new environment for working and livelihood again. The staff of the design unit have fully considered the destructive effect of land acquisition on the local production and livelihood system during project design process, and accordingly, they have constantly optimized the project design, adopted project measures to reduce the land acquisition area, and relieved the impacts of project construction on local production and livelihood. At the same time, as the project is distributed in linear shape along Xiangshui River and Qishui River, according to the analysis on each villager‘s group, among 48 villager‘s groups in 10 villages affected by the project land acquisition, each affected village will lose 8% of the land on average, the proportion of the land impact on all the villager‘s groups is less than 25%, of which, the proportion of the land impact on 8 villager‘s groups is less than 20%, and the proportion of the land

38 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

impact on 3 villager‘s groups is less than 5%. Therefore, the impact of the project construction on the agricultural production of each village and group along the line is limited. For the whole project area, its impact is local, and no large impact will be brought to the local agricultural production, people‘s livelihood, and development of social economy. Nowadays, the project is located in low land areas along the river. Most areas often suffer from flood and waterlogging disasters, which restrict the development of local economy. The project construction has provided a chance for reconstruction of production system and social system for resettlers. After completion of the project, the capability of flood control and emergency service along the new embankment will be greatly improved, and the chances of having flood disastrous will be greatly reduced, so as to provide a better environment that safeguard peoples‘ lives and properties. At the same time, the circulation of the agricultural products and byproducts will be accelerated, and the development of local agricultural production will be improved. In addition, in combination with the RP implementation such as adjustment of agricultural planting structure and improvement of irrigation and water conservancy as well as reclamation of cultivated land, full exploitation of land resources potential is also a vital element of the protection policies on cultivated land used for land occupation of project construction to execute the land management law. According to the compensation system for cultivated land occupation, and the principle of " reclaiming the same amount of cultivated land being acquired for construction", the compensation will be made to the lost cultivated land so as to reach the balance of total land holding in the affected localities. In addition, through careful planning all resettlers will be relocated in the areas with considerably superior natural and traffic conditions, and social environment. The preference and support will be given to the resettlers in the aspects of policies, technologies, funds, and substances, so as to ensure that they will restore or reach the former level as soon as possible.

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3. Natural and Socio-Economic Conditions of the Project-Affected Areas

3.1 Natural Conditions of the Project-Affected Areas 1) Topographical and Geological Conditions Qiyang County is located in the north to the Yangming Mountain of Nanling Range of Mountains, and the middle-upper reaches of Xiangjiang River. This area lies in the south wing of frontal arc and the reflex arc of epsilon type structure of Qiyang. There is no fold in this area, the structure is complicated but the areal structure is stable. According to GB18306-2001 edition 1:4000000 China Earthquake Active Response Peak Value Parameters Regionalization Map, the earthquake active peak value acceleration of the project area is less than 0.05g, the characteristics cycle of the earthquake active response spectrum is 0.35s; the basic seimic intensity is identified to be less than VI within the project area. 2) Hydrologic and Meteorological Conditions The project area is located at the belongs to the county with subtropical monsoon humid climate with dry and icy winter, high-temperature and damp summer. At the turn of spring and summer, the front and cyclone frequently act to form centralized and sufficient rainfall. The rainstorm is mostly classified as the cyclonic rain (from April to July), occasionally typhoon rain (from August to September), the low air pressure system accompanying with rainstorms is south-west low vortex or Changjiang River shear line with stationary front or cold front on the ground. The mean annual precipitation is 1310.1mm, of which the precipitation from April to June accounts for 41.7% of the total; the mean annual air temperature is 20.9℃, the max. extreme air temperature is 40.0°, the min. extreme air temperature is -8.4℃, the mean annual relative humidity is 79%; the mean annual evaporation is 1423.5mm, the mean annual wind speed is 1.7m/s, the max. observed wind speed is 18.7m/s. The max. average wind speed is 13.2m/s. 3) Soil and Vegetation The soil in the county is mainly made up of 7 groups: granite, sandstone, limestone, purple sandshale, plate shale, the Quaternary Period red clay and recent alluvial deposit. The soil has 9 soil groups of paddy soil, purple soil, fluvo-aquic soil, black and red limestone soil, red soil, yellow soil, yellow-brown soil and hilly meadow, 17 subgroups, 55 soil genera and 132 soil species, suitable for growth of multiple crops and forests. Qiyang County has rich plants resources including fir, pine, Phoebe Zhennan, camphor, tung, oil tea, gingko and Chinese herbal medicine, especially with a fir storage of over 2 million cubic meters, and so named as ―South Hunan Sub-forest‖ for a long time. The oil tea forest has an area of 0.495 million mu

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with a yield of 2000 to 3000 tons, ranking as the key county of ―Fir Fertile –Production Forest‖ and ―Oil Tea Low Transformation‖. 4) Mineral Resources The Qiyang County has rich mineral resources. The discovered mineral resources involve over 20 kinds including coal, iron, manganese, stibium, zinc, marble, limestone, fire clay and barite, of which, the bituminous coal has a reserve of 103 million tons, so Qiyang County is an important county with coal production in the whole province. 5) Tourist Resources Wuxi, the secondary largest forest of steles is situated at the south suburb and the south bank of Xiangjiang River, and makes a name for its rich cultural historic sites and beautiful natural scenery. The Forest of Steles preserves the 505 cubic meters inscriptions of celebrities since Tang Dynasty including Datang Zhongxing Ode inscription written by Yuanjie, a poet of Tang Dynasty and carved by Yan Zhenqing, a famous calligraphist, which is titled as ―Three Uniquenesses‖ of unique article, characters and stone, and was listed as an important protection unit of cultural relics in China. Taozhu Bronze and his revolutional stories exhibition were built in Wuxi in 1988, listed a landscape in Wuxi. In addition, Wencang Tower, Ziluo Gorge, Jiangcun Limestone Tower, Wanjuanshu Rock, Meihua Cave and Tanli Rock are legendary and charming.

3.2 Socio-Economic Conditions in the Affected Areas (County) of Project 3.2.1 Socio-Economic Conditions in the Affected Areas (County) of Project Qiyang County has a covering area of 2,538km2, a population of 1 million, and governs 27 townships and towns, 5 agricultural and forest sites and 951 villages or residential committees. The gross economic magnitude of Qiyang County kept a quick increase and the comprehensive strength was striving. In 2004, the GDP of the whole county was up to RMB 4662.23 million yuan with an increase rate of 11% including RMB 1442.24 million yuan for the primary industry with an increase rate of 4.3%; RMB 1499.56 million yuan for the secondary industry with an increase rate of 17%; RMB 1720.43 million yuan for the tertiary industry with an increase rate of 13%. The GDP per capita was RMB 4,704 yuan, increased by RMB 614 yuan or 15.03%. The industry structure of the three industries was adjusted from 36.7:27.5:35.8 last year to 30.9:32.2:36.9 this year with a tendency of gradual optimization. 1) Agriculture: in 2004, the whole county completed an agricultural total output of RMB 2310 million yuan with an increase value of RMB 1440 million yuan or increase value of 4.3%. The aggregate yield of grain was 527,178 tons, increased by 2.7%; that of cotton was 503 tons, increased by 4.3%; that of oil materials was 18,133 tons, increased by 1.9 %; that of flue-cured tobacco was 992 tons,

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increased by 26.5%; that of tea was 319 tons, increased by 0.3%; that of fruits was 94,144 tons, increased by 11.2 %;that of pigs for sale was 0.9874 million, increased by 3.4%; that of cattle for sale was 11,500, increased by 10.6 %; that of sheep for sale was 36,800 million, increased by 8.2%; that of poultry for sale was 9.90 million with an increase rate of 1.2%; the output of aquatic products was 35,788 tons, increased by 8.5%. 2) Industry: In 2004, the whole county achieved an industrial increase value of RMB 1024.98 million yuan with an increase of 13.7%, of which, the industrial enterprises above designed size completed an industrial increase value of RMB 927 million yuan with an increase of 17.4% and realized a tax amount of RMB 83.66 million yuan with an increase of 70.8%, and the industrial enterprises below designed size completed an industrial increase value of RMB 2438 million yuan with an increase rate of 9%. The contribution rate for the industry to GDP was 21.98%. The industrial reform was enlarged and the products had a quick increase value. In 2003, the whole county completed an industrial technological reform investment of RMB 89.96 million yuan with an increase rate of 12.0%, and the state-owned enterprises except the county rubber factory and straw mat factory have completed the technological reform. Among the industries above designed size, the output of cement was 0.7264 million tons with an increase rate of 4.9%; the output of raw coal was 0.2236 million tons with an increase rate of 27.3%; the energy output was 117.41 million degrees with a decrease rate of 26%; the output of synthetic ammonia was 12,900 tons with a decrease rate of 9.9%; and the output of pig iron was 29,200 tons, generally keeping balance over last year. 3) Scientific Technologies and Education: the scientific technologies undertaking led a new progress. In 2004, the sci-tech innovation capability of the whole county kept a gradual strengthening. The county reported 11 national, provincial and county-class development plans, 11 patents with implement rate up to 45% and introduced and extended 29 new technologies and varieties. In addition, the whole county gained 2 provincial and ministerial scientific research achievements and had 546 personnel to take on research and development. The education undertaking gained new progress. In 2004, the whole county increased the investment on education, the achievement of 9-year-system obligatory system education was been reinforced and passed the inspection and acceptance. By the end of the year, the whole county had 55 general middle schools including 5 senior middle schools and 50 junior middle schools with student recruitment of 23,818, and 4 middle professional schools with in-school students of 5,969, increased by 120%. At the same time, the whole county had 143 primary schools, decreasing by 60.6 %. The enrollment rate of the school-age children was 99.2%, the in-school student dropout rate was 0 and the enrollment rate for the primary school graduates was up to 100%. The private schools were waiting for strengthening. By the end of the year, the whole county had 3 senior middle schools, 3 junior middle schools and 1

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primary school run by individuals with in-school 1039, 263 and 186 students respectively. 4) People‘s livelihood and Social Insurance: by the end of 2004, the registered population totaled 0.991228 million with an increase of 4,733 or an increase rate of 4.9‰ , including 0.2701 million of urban population and 0.7211 million of rural population. For the whole year, the birth rate was 10.93‰, decreased by 0.92 percentage point; the death rate was 6.72‰, decreased by 0.25‰, and the natural growth rate was 4.21‰, decreased by 0.67‰. The living standard of residents kept a steady increase. In 2004, the net income per capita for rural residents was RMB 2,497 yuan, increased by 5.5%; the disposable income per capita for urban residents was RMB 6,221 yuan, increased by 6.0%; the averaging labor remuneration for employed personnel by units was RMB 9,682 yuan, and the averaging salary of the on-post staff was RMB 9810 yuan, respectively increased by 18.16% and 18.56%. The residence conditions have greatly improved. The housing area per capita for urban residents was 20.7m2 and that for rural residents was 42.2m2, both generally keeping balance over last year. 3.2.2 Socio-Economic Conditions of Townships (Sub-districts) and Villages in the Affected Areas of the Project The land requisition will have certain influences on 1 township (or sub-district), and 10 administrative villages (or residential committees). On March 2006, under the unified arrangement of the provincial PMO, Qiyang County PMO organized County Resettlement Office and the other relevant local department as well as resettlement design unit to carry out the detailed investigation on various aspects of basic socio-economic conditions and production as well as livelihood of project-affected development zone and village (Residential Committee). 1) Socio-Economic Conditions in the Affected Towns (Sub-district) According to the investigation, in the affected Wuxi Town, there were 48 administrative villages (or residential committees) with a population of 38,856 in 11,666 households, including agricultural population of 35,473 in 10,576 households; and an employed labor force in the villages of 20,567, including 12,770 taking on the agricultural production, accounting for 62.1% of the total employed labor force. The Wuxi Town had a cultivated land area of 26,100mu (including 23,490mu paddy fields), and cultivated land per capita was 0.74mu; In 2004, the gross economic incomes was RMB 46.9816 million yuan with the incomes mainly souring from the agriculture and forestry, of which, the agricultural income was RMB 13.9703 million yuan, accounting for 29.7% of the gross economic incomes, and the forest income was RMB 11.6039 million yuan, accounting for 24.7% of the gross economic incomes. For the details, see Table 3.2-1. 2) Basic Conditions in the Affected Villages (residential committees) The investigation shows that the 10 affected administrative villages (or residential committees) have a

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population of 12,349, including an agricultural population of 10,320, accounting for 83.57% of the total population; The current cultivated land area is 6,895mu, including 5,410mu for paddy fields, 710mu for dry farmlands and 775mu for market vegetable land, and for the agricultural population, the per capita farmland is 0.56 mu. According to the investigation, the income per capita of the 10 affected administrative villages (or residential committees) is RMB 1,800 yuan/year ~ 2,900yuan/year. In 2004, the average income per capita of the affected residential committees was RMB 2,239 yuan/year, lower than the average level for Qiyang County or 2,527 yuan per capita in 2003. For the basic conditions of the affected villages in the project, see Table 3.2-2. The Socio-Economic Conditions of the Affected Towns and Townships (Sub-districts) by Qiyang County Urban Flood Control Project Table 3.2-1

Wuxi Indices Unit Total Town I Basic conditions (I) Residential committee 13 13 (II) Villagers‘ committee 35 35 1. Villages with electricity 48 48 2. Villages with postal communication 48 48 3. Villages with telephone 48 48 4. Villages with highways 48 48 5. Villages with water supply 13 13 (III) Households in villages household 11666 11666 1. Non-agricultural households household 1090 1090 2. Agricultural households household 10576 10576 (IV) Population in Villages person 38856 38856 1. Non-agricultural population person 3383 3383 2. Agricultural households household 35473 35473 (V) Labor forces in villages person 24062 24062 (VI) Employed population in villages person 20567 20567 1. Employed population in Agriculture person 12771 12771 2. Employed population in Industry person 1779 1779 3. Employed population in construction person 2135 2135 4. Employed population in Traffic, storage and post person 800 800 5. Employed population in wholesale and retail person 509 509 6. Employed population in Accommodation and dining person 679 679 7. Others person 1827 1827 II Agricultural production conditions The Socio-Economic Conditions of the Affected Towns and Townships (Sub-districts) by Qiyang County Urban Flood Control Project

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Table 3.2-1

Wuxi Indices Unit Total Town (I) Cultivated area mu 26100 26100 1.Paddy field mu 23490 23490 2.Dry farmland mu 2610 2610 (II) Total cultivated area of crops mu 76230 76230 1.Grain cultivated area mu 52395 52395 2. Total yield kg/mu 426 426 3.Yield of per unit area ton 22329 22329 (III) Per capita plantation area of agricultural population mu/person 0.735 0.735 III Economic conditions of countryside (I) Total economic income 104 yuan 4698.16 4698.16 1.Agricultural income 104 yuan 1397.03 1397.03 Including: plantation income 104 yuan Other agricultural incomes 104 yuan 7.28 7.28 2. Forestry income 104 yuan 1160.39 1160.39 3. Animal husbandry income 104 yuan 223.53 223.53 4. Fishery income 104 yuan 5. Industrial income 104 yuan 112.26 112.26 6. Architecture income 104 yuan 50.48 50.48 7. Transportation income 104 yuan 198.06 198.06 8. Catering income 104 yuan 55.85 55.85 9. Serving income 104 yuan 28.33 28.33 10. Other incomes 104 yuan 14.23 14.23 (II) Income per capita of farmers Yuan 2350 2350 Including: village with income per capita between RMB 1300 ~1600

yuan Village with income per capita between RMB 1600 ~2000 yuan Village with income per capita between RMB 2000 ~2500 yuan 35 35

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The Basic Conditions of the Affected Villages (Residential Committees) by Qiyang County Urban Flood Control Project Table 3.2-2

Current Population (person) Current Plantation area (mu) Plantation Income of Village Market area of per capita Town (Residential Agricultural Non-agricultural Paddy Dry Total Total vegetable per capita (yuan Committee) population population field farmland land (mu) /year) Wuxi 10 12349 10320 2029 6895 5410 710 775 0.56 2239 Jiaoshan 2019 1120 899 744 692 52 0.37 2017 Xuxi 1699 1499 200 845 632 75 138 0.50 2345 Zhangshuling 1629 1406 223 794 675 67 56 0.49 1993 Sunshi 1003 807 196 940 663 150 127 0.94 2147 Guangming 1019 798 221 318 200 47 67 0.31 1879 Dongjiang 925 849 76 265 137 57 71 0.29 2014 Taojialing 1737 1737 1785 1650 45 90 1.03 2476 Tabian 1242 1242 545 398 48 99 0.44 2214 Tuqing 862 862 461 363 41 57 0.53 1987 Yuanzhongchang 214 214 198 180 18 0.93 2857

3.3 Basic Conditions of Relocatees 3.3.1 Investigation Objectives 1) Introducing the positive significance of urban flood control project to the relocatees; 2) Investigating and comprehending the affected degree of the relocatees; 3) Soliciting opinions from the relocatees to reflect their willingness in the schedules of rehabilitation for production and livelihood 4) Analyzing the economic incomes and expenditures, determining the economic development objective and providing accurate basis for resettlement planning; 5) Establishing economic incomes model for relocatee‘s families; and analyzing and forecasting changes of economic incomes. 3.3.2 Investigation Content The socio-economic investigation is classified into two kinds: one kind is investigation on the basic social and economic conditions of affected households; the other is investigation on the attitudes of the relocatees. 1) Basic Conditions of Affected Households ① Basic Family Condition: includes family members, age, sex, educational level, career, nationality, housing area and structure.

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② Household Properties: The means of livelihood consist of big furniture, color (black and white) TV, refrigerator, washing machine, VCD, air conditioner, water heater, electric fan, electric cooker, motorcycle, bicycle, telephone, etc; While the means of production comprise land, water surface, household industrial and subsidiary production as well as production machinery such as tractor, thresher, grinder, water pump, livestock for cultivation, agricultural tricycle, automobile, motorcycle and barge. ③ Agricultural production conditions and income levels: The contracted land comprises cultivated land, garden plot, woodland and lands for other usage; The yield of agricultural products consist of grain yield, other crops‘ yield and grain possession; The household incomes include incomes from plantation, animal husbandry and other non-agriculture; The household expenditures include expenditures for living, interpersonal communication, education, agricultural costs, taxes and others; The annual net income per capita of households. 2) Investigation on relocatees‘ willingness The investigation on relocatees‘ willingness mainly consists of the awareness on the project, channels to comprehend the project, attitude, expected production and resettlement modes in addition to the other most concerned problems. 3.3.3 Investigation Method and Procedure On March 2006, the resettlement survey team, under the cooperation of the governments at all levels in the project area, conducted a detailed survey on the basic social economic conditions of the affected households and the relocatees‘ willingness. 1) Investigation on the Basic Conditions of Affected Households For the investigation on the basic conditions of affected households, a sampling survey in site was made to the affected households. After filling the questions of survey form, the affected households made signature for confirmation. 453 households within the affected area of the project were selected as the sample, accounting for 32.89% of the total affected households. The samples are representative and typical, and can be used for basis for the project impact analysis. For the detailed sample survey distribution of removed households, see Table 3.3-1.

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Sampling Distribution Table of the Affected People Households due to the Resettlement Project Table 3.3-1

Total Affected Sampling Sampling Town Affected Villages Remarks Households Households Percentage (%) Total 10 1377 453 32.89 Wuxi 9 Jiaoshan 88 22 32.35 Wuxi 172 71 50 Zhangshuling 24 31 13.9 Guangming 83 10 12.05 Dongjiang 264 112 48.48 Tabian 176 50 28.57 Tuqing 217 76 35.19 Sunshi 152 35 31.53 Taojialing 147 46 31.51

2) Investigation on relocatees‘ willingness and attitudes Investigation on relocatees‘ willingness adopts the mode of sample survey with a sampling ratio of 32.89%. The resettlement planning team prepared a survey form. The different levels of governments organize people to distribute survey forms in the project areas and ask affected people to fill up. In the affected area of the project, there are 453 survey forms issued to the relocatees, and 453 effective forms returned with an effective ratio of 100%. 3.3.4 Investigation Results and Analysis 1) Investigation on the Basic Conditions of Removed Households The sample survey and analysis shows that: ① Household Size of the affected households: 3.73 persons / family in average in the affected area of the project, including 3.01 persons for labor forces with age 17~60, 0.39 person of younger than 17 years old and 0.32 person of older than 60 years old. ② Gender Percentage: The male/female ratio in the project area is 1:0.84. ③ Age makeup: The labour forces at age of 17~60 possess 80.6% of the total population, 10.5% for younger than 17 years old and 8.9% for older than 60 years old. ④ Ethnic Background: The 100 % of the affected people are classified as Han Nationality. ⑤ Educational level: In the affected area of the project, every 100 persons, there are 8 persons with educational level of higher than senior middle school, 17 persons with educational level of senior middle school, 42 persons with educational level of junior middle school, 30 persons with primary school and 3

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illiteracies or half-illiteracies. ⑥ Housing area per capita: The housing area for every household is 109.34m2 and that per capita is 29.31m2. The structures of houses are mainly brick-concrete and brick wood structure. ⑦ The land contracted by the collective: In countryside, each household contracts 2.13 mu of cultivated land, averaging 0.57mu per capita; the grain yield of each household is 1529.58kg in average 410kg per person; the livestock for sale per household are 13 and the poultry are 35. ⑧ Family property: For every 100 households, there are 120 TVs (65 for Black and White TV and 55 for Colour TV), 190 electric fans, 11 refrigerators, 21 washing machines, 228 bicycles, 21 motorcycles, as well as 518 pieces of big furniture such as sofas, big bureaus and chest of drawers. ⑨ Economic incomes and expenditure: Each household has an annual total income of RMB 11,197yuan, averaging RMB 3,002yuan per capita; Each household has an annual total expenditures of RMB 10,807 yuan, the annual expenditure per capita is RMB 5,535yuan; Each household has an annual net income of RMB 6,580yuan, averaging RMB 1764.08 yuan per capita. For the total basic conditions of the affected households by the project, see Table 3.3-2. Basic Conditions Summary Table of Qiyang County Urban Flood Control Project Table 3.3-2

Total Samples Wuxi Town Items Unit Indices per Indices per Indices per Indices per Total Total household household I Affected household size 1.Total Population of Household Person 1690 3.73 1690 3.73 Including: female Person 770 1.7 770 1.7 2.Labor forces of 17~60 years old Person 1364 3.01 1364 3.01 3.Population younger than 17 Person 177 0.39 177 0.39 4.Population older than 60 Person 145 0.32 145 0.32 II Educational level 1.More than senior high school Person 127 0.28 127 0.28 2.Senior high school Person 285 0.63 285 0.63 3.Junior high school Person 702 1.55 702 1.55 4.Primary school Person 512 1.13 512 1.13 5.Non-educated Person 63 0.14 63 0.14 III Nationalities 1. Han Nationality Person 1690 3.73 1690 3.73 IV. Housing area 1.Housing area per household m2 49531 109.34 49531.02 109.34 2.Housing area per capita m2 49531 29.31 49531.02 29.31 V. Agricultural production 1.Contracted plantation area per Mu 965 2.13 964.89 2.13 household

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Basic Conditions Summary Table of Qiyang County Urban Flood Control Project Table 3.3-2

Total Samples Wuxi Town Items Unit Indices per Indices per Indices per Indices per Total Total household household 2.Plantation area per capita Mu/person 965 0.57 964.89 0.57 3.Grain yield kg 692900 1529.58 692900 1529.58 4.Grain occupation per capita kg/person 692900 410 692900 410.00 5. Livestock for sale 6061 13 6061 13 6. Poultry 15950 35 15950 35 VI. Household property 1.TV 544 1.2 544 1.2 Including: color TV 249 0.55 249 0.55 2.Electric Fan 861 1.9 861 1.9 3.Refrigerator 50 0.11 50 0.11 4.Washing machine 95 0.21 95 0.21 5.Bicycle 1033 2.28 1033 2.28 6.Motorcycle 95 0.21 95 0.21 7.Large furniture 2347 5.18 2347 5.18 VII. Annual total incomes 5072241 11197 5072241 11197 1 Agricultural incomes yuan 1295127 2859 1295127 2859 2 Stockbreeding income yuan 2077005 4585 2077005 4585 3 Non-agricultural income yuan 1700109 3753 1700109 3753 IX. Annual consumption expenditure yuan 4895571 10807 4895571 10807 1 Living expenditure yuan 2507355 5535 2507355 5535 2 Production expenditure yuan 2091501 4617 2091501 4617 3 Other expenditures yuan 296715 655 296715 655 X. Annual household net incomes yuan 2980740 1764.08 2980740 1764.08

2) Basic Attitude of Affected People The sample survey and analysis shows that: ① Have knowledge with the project: 100% of the affected people claimed that they had knowledge of the project. ② Sources of information: 85.1% of the affected people get known from the investigation persons and 14.9% from the residents of the neighboring villages. ③ Support attitude: All affected people hold an attitude of supporting to the project. ④ Views on Impact: 95.74% of the affected people think the flood control benefit is obvious, and by the way of the reasonable compensation, the negative impacts can be alleviated; 4.26% think the flood control has no influence, but the removal will bring a certain negative impacts. ⑤ Resettlement Approach: For urban resettlers, 14.53% choose the cash compensation for rehabilitation,

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and would like to purchase houses by themselves; While 85.47% choose the in-kind rehabilitation through exchange of property and hope to have the replacement houses arranged by local PMO with same size as before. For rural resettlers, 100% choose the concentrated reconstruction of resettlement housings. ⑥ Economic rehabilitation: 37.45% ask for cash compensation, and of 62.55% resettlers ask for replacement land through land adjustment.

3.4 Social and Economic Effects for Resettlement to the Affected Population The project implementation will produce a certain impact on socio-economic factor: 1. The affected area is located at the junction of the rural and urban areas with good infrastructure conditions, where the local farmers have a lot of opportunities in non-farm employment, such as daily labor and small business. Most those surplus labor forces have moved into the second and tertiary industry or individual business, gradually moving out of land. According to the investigation, in 2004 in the affected township, there were 20,567 rural labors and 5,223 are involved in various non-farm sectors such as industry, construction, transport, wholesale and retail, accounting for 25.4% of the rural labor forces. Analysis from the incomes structure, the annual total income of the affected township was RMB 46.9816 million yuan, including RMB 13.9703 million yuan for the agricultural incomes, accounting for 29.7% of the total incomes. The investigation shows that in spite of the land loss, the local farmers will suffer the decrease of agricultural incomes. However, due to the small proportion for plantation in the total incomes, they will have little impacts on their income and livelihood. 2. For farmers with land plantation as their main livelihood resources, the land loss will result in the loss of complete or partial means of production, however, as the project is linearly distributed along the Xiangshui River, the land acquisition will result in not big influence on the agricultural production of resettlers, on average the affected villages will lose their land of 4.87%. For 48 affected village groups, all of them would lose less than 8.27% of their land holding. However, for those households directly affected by land acquisition (1,233 households and 5,061 persons), every affected person will lose about 11.18% of their land holding. According to the on-spot investigation, it is known that, in the affected 48 villager‘s groups, all villagers‘ groups have the cultivated land occupied less than 25%, of which, 8 villagers‘ groups have the cultivated land occupied less than 20%, and 3 villagers‘ groups have the cultivated land occupied less than 5%. Most affected farmers would have limited impacts due to land acquisition. For such impact, it is planned that local farmland adjustment will be adopted as basic rehabilitation strategy, which will not impact the traditional production mode and livelihood of the affected persons, and can restore, or even

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develop their living standard within short period of time; the cash compensation can be adopted as a strategy, which will be paid directly to the affected farmers to be used to improve agricultural operations such as adjusting plantation structure and developing greenhouse vegetables or other non-farm operations (such as developing general merchandise operation, repair service and transportation). These activities will increase their incomes and mitigate acquisition impacts so that their income and livelihood could be restored and improved after land acquisition. 3. For relocated households, the process of moving and decorating new houses will consume certain manpower and material resources for the affected households, which need to be considered by the project sponsors. The PMO will, according to the associated policies, make compensation to their loss of moving and traffic costs, complete infrastructure costs for the new housing plot and necessary transfer allowance. In addition, the PMO and the local village committees will provide necessary assistance. Therefore, the impacts from the project will be reduced to the minimum. The project construction will bring certain influences on the residents and businesses within the project area, but the impact is limited for each affected village and after completion of the project, it will create favorable conditions for further development of Qiyang County, and facilitate the sustainable quick increase in economy.

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4. Legal Framework and Policy

4.1Main Chinese Laws & Regulations and Policies for Resettlement 4.1.1 Policy Bases 4.1.1.1 National Laws and Regulations: 1. Land Administration Law of the People’s Republic of China. (The 8th Chairman Decree of PRC, issued on August 29, 1998, starting implementation since January 1, 1999) 2. Implementation Regulations for the Land Administration Law of the PRC. (The 256th State Council Decree of the PRC, issued on December 27, 1998, starting since January 1, 1999) 3. Urban Houses Demolition Administration Regulations of the PRC. (The 305th State Council Decree of the PRC, issued on June 13, 2001, starting since November 1, 2001) 4. Provisional Regulations on Cultivated Land Acquisition Tax of the PRC. (The GF [1987] NO.27 issued by the State Council: A Notice about Issuing by the State Council) 5. A Decision by the State Council about Deepening Reformation and Strictly Enforcing Land Administration (The GF [2004] NO.28 issued by the State Council on October 21, 2004) 6. A Directive about Perfecting the Compensation Resettlement System for Land Requisition (The GTZF [2004] NO.238 issued on November 3, 2004) 7. Land Acquisition and Resettlement Regulation for Large and Medium Water Resources and Hydro Project (the 471st State Council Decree of the PRC, issued on July 7, 2006) 4.1.1.2 Laws and Regulations of Hunan Province 1. Methods of Hunan Province for Implementing the Land Administration Law of the PRC. (Passed in the 14th Meeting of the 9th People‘s Congress Standing Committee of Hunan Province on March 31, 2000) 2. Methods of Hunan Province for Implementing the Urban Houses Demolition Administration Regulations of the PRC. (The 157th Decree issued by People‘s Government of Hunan Province on July 12, 2002, starting since September 1, 2002) 3. Implementing Methods of the Cultivated Land Acquisition Tax of Hunan Province (Amendment) (Issued by the Hunan Province People‘s Government on October 4, 1987, and amended as the decision about amending Implementing Methods of the Cultivated Land Acquisition Tax of Hunan Province by Hunan Province People‘s Government in May 4, 1998) 4. A Notice about Improving “Basket Project”(XZF[1993]NO.25, issued by the Hunan Province People‘s Government on November 6, 1993)

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5. A Notice by Hunan Provincial Commodity Price Bureau and Finance Department about Reissuing Administration Institutional Charging Items and Standards of Hunan Province National Land Resource System. (XJF [2003] NO.42) 6. Hunan Provincial Methods regarding Collection, Usage and Management of Rehabilitation Fee for Forest Vegetation (XCZ [2003] No.10) 7. A Notice by General Office of Hunan Provincial People’s Government about Issuing Land Requisition Annual Output Standards (XZF [2005] No. 47) 4.1.2 Relevant Laws and Regulations 4.1.2.1 National Laws and Regulations 1. Selected Provisions of Land Administration Law of the PRC Article 2: The State may, on the necessity of public interest, requisition land collectively owned in accordance with law. The State practises the system of paid-for use for state-owned land in accordance with law. However, appropriation of state-owned land use right by the State within the scope prescribed by law is excluded. Article 10: Peasants' collectively-owned land that belongs to peasants' collective ownership of a village according to law shall be managed and administered by the village collective economic organization or villagers' committee; the land that belongs separately to more than two rural collective economic organizations and owned collectively by peasants shall be managed and administered by the respective rural collective economic organizations or villagers' teams; the land that belongs to township(town) peasants' collective ownership shall be managed and administered by the township(town) rural collective economic organization. Article 14: Land collectively owned by peasants shall be contracted for management by members of the respective collective economic organization for cultivation, forestry, animal husbandry and fishery production. The duration of land contracting and management shall be 30 years. The contract issuing party and the contractor should conclude a contract agreeing on the rights and obligations of both parties. Peasants who contract management of the land have the obligation to protect and utilize the land pursuant to the agreement in the contract. Peasants' right to contract land for management is protected by law. Within the duration of land contracting and management, in the event of appropriate adjustment of land contracted among individual contractors, it must have the consent of over two thirds of the members of the villagers' conference or over two thirds of the villagers' representatives, and be submitted to the competent department of agriculture administration of township/town People‘s Government and People‘s Government at the county level for approval. Article 31: The State protects cultivated land and strictly controls turning cultivated land into

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non-cultivated land. The State practises the system of compensation for the occupation and use of land. For the occupation and use of cultivated land for non-agricultural construction with approval, the unit that occupies and uses cultivated land shall be responsible for the reclamation of cultivated land equivalent to the quantity and quality of cultivated land occupied and used in accordance with the principle of "quantity of reclaimed land being equivalent to that occupied". Where there are no conditions for reclamation or the reclaimed land does not conform to requirements, cultivated land reclamation fee should be paid as prescribed by the provinces, autonomous regions and municipalities directly under the Central Government, the special-purpose fund shall be used for the reclamation of new cultivated land. Article 46: For land requisitioned by the State, local People‘s Government at or above the county level shall, upon approval pursuant to legal procedures, make an announcement and organize its implementation. Owners and persons of the right to use of the requisitioned land should, within the specified time period of the announcement, bring the ownership certificates to the competent departments of the local People‘s Governments to enter into registration for compensation for land requisition. Article 47: For requisition of land, compensation shall be given in accordance with the original use of the requisitioned land. Compensation fee for the cultivated land requisitioned includes land compensation fee, subsidies for resettlement as well as compensation fee for ground appendixes and young crops. Land compensation fee for the cultivated land requisitioned shall be 6-10 times of the average annual output value in the three years prior to requisition. Subsidies for resettlement for the cultivated land requisitioned shall be calculated on the basis of the agricultural population that requires resettlement. The agricultural population that requires resettlement shall be calculated on the basis of the amount of cultivated land requisitioned divided by the average occupancy of cultivated land of the unit requisitioned. The rate of subsidies for resettlement per head of the agricultural population that requires resettlement shall be 4-6 times of the average annual output value in the three years prior to requisition of the said cultivated land. However, the maximum subsidies for resettlement for cultivated land requisitioned per hectare shall not exceed 15 times of the average annual output value in the three years prior to the requisition. The rate of land compensation fee and subsidies for resettlement for the requisition of other lands shall be fixed by the provinces, autonomous regions and municipalities directly under the Central Government, taking the rate of land compensation fee and subsidies for resettlement for the requisition of cultivated land as reference. Rate of compensation for ground appendixes and young crops on the requisitioned land shall be fixed by the provinces, autonomous regions and municipalities directly under the Central Government.

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For requisition of suburban vegetable land of municipalities, the land use unit should, pursuant to relevant provisions of the State, pay to the new vegetable land development and construction fund. Additional subsidies for resettlement may be provided for those peasants who require resettlement and cannot maintain their original living standards on the basis of land compensation fee and subsidies for resettlement the payment of which is effected pursuant to the provisions of the Second Paragraph of this Article subject to the approval of People‘s Governments of the provinces, autonomous regions and municipalities directly under the Central Government. However, the total of land compensation fee and subsidies for resettlement shall not exceed 30 times of the average annual output value in the three years prior to requisition of the land. The State Council may, in accordance with the level of social & economy development, increase the rate of land compensation fee and subsidies for resettlement under extraordinary circumstances. Article 48: Upon determination of the scheme for compensation and resettlement for land requisition, the local People‘s Government concerned should make an announcement and seek the views of the rural collective economic organization and peasants of the requisitioned land. Article 49: The rural collective economic organization of the requisitioned land should publish the revenue and expenditure of the compensation fee of the requisitioned land for the members of the respective collective economic organization and accept supervision. It is forbidden to embezzle or divert the land compensation fees and other related expenses. Article 50: Local People‘s Governments at all levels should provide support for rural collective economic organizations and peasants of the requisitioned land for development, management and establishment of enterprises. Article 54: Use of state-owned land for a construction project should be obtained in the form of onerous use such as transfer. However, the following use of land for construction may be obtained in the form of appropriation subject to the approval of the People‘s Government at or above the county level in accordance with law: (1) Land use by state organs and land use for military purposes; (2) Land use for urban infrastructure and land use for non-profit undertakings; (3) Land use for such infrastructure as energy, communications and water conservancy to which the state renders key support; (4) Other land uses prescribed by laws and administrative regulations. Article 57: Construction of a construction project and geological survey that need to temporarily use state-owned land or land collectively owned by peasants, it should be subject to the approval of the competent department of land administration of the People‘s Government above the county level. Among which, for temporary use of land within an urban planning zone, consent of the competent

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department of urban planning should be sought first prior to submission for approval. The land user should conclude a contract for the temporary use of the land with the competent department of land administration concerned or the rural collective economic organization and villagers' committee in accordance with the ownership of the land, and effect the payment of compensation fee for the temporary use of the land. User of temporary use of the land should use the land according to the use agreed on in the contract for the temporary use of the land and shall not construct permanent constructions thereon. The duration of temporary use of land shall generally not exceed 2 years. Article 62: One household of villagers in a rural area can only possess one housing plot, the area of which shall not exceed the standards prescribed by the provinces, autonomous regions and municipalities directly under the Central Government. Construction of villagers' residences in the rural areas should conform to the overall planning for township/town land utilization, and the best possible use of original house sites and idle land in the village. 2. Selected Provisions Urban Houses Demolition Administration Regulations of the PRC Article 22: The relocater should provide compensation to the relocatee in accordance with this Regulations. For the relocation of the peccancy building and the temporary building over approval term, the relocater shall not provide compensation. But for the relocation of the temporary building within the approval term, the relocation should provide proper compensation. Article 23: The ways of relocation compensation can be money compensation or property rights transposition of house. The relocatee can choose the way of relocation compensation. Article 24: The amount of money compensation should be considered according to the position, use and building area of the removed house and shall be confirmed with evaluating price in the realty mart. Article 25: For the way of property rights transposition of house, the relocater and the relocatee should calculate the compensation amount of removed house and the house price for transposition to balance the price difference of the property rights transposition according to the Article 24 of this Regulation. The relocation of auxiliaries of non-public welfare houses shall not be solved with property rights transposition, but with money compensation by the relocater. Article 28: The relocater should provide houses that accord with quality & safety standards of the State for resettlement. Article 31: The relocater should pay relocation subsidies for the relocatee or the tenant. During the transition term, in case of that the relocatee or the tenant settles for himself/herself, the relocater should pay subsidies for temporary resettlement; in case of that the relocatee or the tenant uses the revolving house, the relocation shall not pay subsidies for temporary resettlement.

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3. Selected Provisions of Provisional Regulations on Cultivated Land Acquisition Tax of the PRC Article 2: The cultivated land called in this Regulation refers to the land for planting crops or the land that had been used for planting crops within the 3 years prior to acquisition. Article 3: All the units or individuals that acquire cultivated land for house building or for other non-agricultural construction, are the taxpayers of cultivated land acquisition tax (hereinafter called taxpayer), and should pay cultivated land acquisition tax according to this Regulations. Article 4: The cultivated land acquisition tax shall be calculated according to the actual area of acquired land by taxpayer and shall be assessed upon as the specified amount in one time. Article 5: The amount of cultivated land acquisition tax is controlled as follows: (1) Take county as one unit (same hereinafter). For the area where the average occupancy of cultivated land is under 1mu (including 1mu), the tax rate is RMB 2-10 yuan/m2. (2) For the area where the average occupancy of cultivated land is 1-2mu (including 2mu), the tax rate is RMB 1.6-8.0 yuan/m2. (3) For the area where the average occupancy of cultivated land is 2-3mu (including 3mu), the tax rate is RMB 1.3-6.5 yuan/m2. (4) For the area where the average occupancy of cultivated land is over 3mu, the tax rate is RMB 1-5 yuan/m2. Article 9: The cultivated land acquisition tax should be assessed upon by the finance organ. After approving the cultivated land acquisition of unit and individual, the land administration department should give notice to the finance organ of same level in time. The unit or individual that is approved to requisition or acquire the cultivated land should declare tax-paying to the finance organ with the approval documents by the land administration department above county level. The land administration department shall assign land acquisition according to the tax-paying receipt or the approvable documents of requisition. 4. Selected Provisions of the Decision by the State Council about Deepening Reformation and Strictly Enforcing Land Administration (3) Strictly enforcing compensation system for land acquisition: The approved cultivated land acquired for the non-agricultural construction shall be compensated by the construction unit with the cultivated land of same quantity and quality. And the quantity and quality of cultivated land for supplement shall be converted according to its degree to prevent ―more acquisition but fewer compensation, and compensation with bad cultivated land for cultivate land of high quality‖. The construction unit --- which cannot compensate by itself ---- shall pay the cultivate land reclamation fee according to the provisions of each province, autonomous regions and municipalities directly under the Central Government. The cultivated land reclamation fee shall be administrated with special account, and cannot be reduced or

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remitted or peculated. The cultivate land supplement fee for construction project invested by the government must be list into the project general calculation. (13) Properly resettling the farmers affected by land requisition: The local People‘s Government above county level shall work out specific methods to ensure the further living of farmers affected by land requisition. The farmers affected by land requisition can take the usufruct of legally approved land for construction to buy a share of some projects with steady profit. For the inside of urban planning area, the local People‘s Government shall list the farmers who will lose cultivated land because of land requisition, into urban employment system and set up system of social security; for the outside of urban planning area, during the process of land requisition, the local People‘s Government shall, in its administration area, leave some cultivated land or arrange job for the farmers affected by land requisition; for the farmers, who will lose their cultivated land and basic conditions of production and living, the local People‘s Government shall resettle them in other area. The department for labourer and social security shall, together with relevant departments, make a directive about employment training and social security as soon as possible. (14) Perfecting land requisition procedure: During the process of land requisition, the farmers‘ ownership of collectively-owned land and the farmers‘ rights for land contracting and management shall be protected. Before report and approval, the farmers affected by land requisition shall be informed about the use, position, compensation standards, resettlement approaches of land to be requisitioned; and the investigation results about the present situation of land to be requisitioned must be confirmed by the rural collective economic organizations and the farmers affected by land requisition; and if necessary, the department of land and resources shall, according to relevant provisions, organize public hearing. The relevant data knew and confirmed by the affected farmers by land requisition shall be necessary materials about approval for land requisition. The coordination and judgement system for compensation resettlement dispute shall be established and perfected as soon as possible to protect legal rights of the affected farmers by land requisition and the land user. Except the special cases, all the approved items for land requisition shall be publicized. (15) Strengthening the supervision on implementation process of land requisition: Land can not be requisitioned by force, if the compensation resettlement for land requisition was not fulfilled. The People‘s Governments of province, autonomous regions and municipalities directly under the Central Government, according to the principle ---- which states that the compensation fee for land requisition is used mainly for the affected farmers, shall work out the assignment methods of compensation fee for land requisition inside the rural collective economic organization. The rural collective economic organizations shall publicize the expenses and receipts, assignment of compensation fee for land requisition to its members and take its members‘ supervision.

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5. Selected Provisions of the Directive about Perfecting the System of Compensation Resettlement for Land Requisition (4) Assignment of land compensation fee: The land compensation fee shall be reasonably assigned, according to the principle ---- which states that the compensation fee for land requisition is used mainly for the affected farmers, inside the rural collective economic organization. The detailed assignment methods shall be work out by provincial People‘s Government. The land compensation fee for rural collective ---- whose land is totally requisitioned and whose economic organization is disbanded at the same time, shall fully used for the production and living resettlement of the affected farmers by land requisition. (5) Resettlement of agricultural production: For the requisition of collectively-owned land outside the urban planning area, these kinds of land, such as rural collective non-planed land, contracted land handed back by contracting farmers, land for contracting transfer and land newly-added during land development and arrangement shall be used firstly as the necessary cultivated land for the affected farmers by land requisition in order to ensure their continuous agricultural productions. (6) Resettlement by new employment: The land requisition unit or the local People‘s Government shall try its best to provide the affected farmers with free labor skill training and arrange them with proper jobs. Under the same conditions, the land requisition unit shall employ the affected farmers first. During the requisition of collectively-owned land in the urban planning area, the local People‘s Government shall list the farmers who will lose cultivated land because of land requisition, into urban employment system, and set up system of social security. (9) Information of land requisition: Before reporting for approval, the local department of land and resources shall in written form inform the farmers and rural collective economic organization affected by land requisition, about the use, position, compensation standards, and resettlement ways of land to be requisitioned. All the attachments or young crops ----which are newly planted or built after informing by the farmers or rural collective economic organization affected by land requisition, shall not be compensated in requisition. (10) Confirming of land requisition investigation results: The local department of land and resources shall investigate the ownership, kind, area of the land to be requisitioned and the ownership, kind, area of land attachments. And the investigation results shall be confirmed together with the farmers and rural collective economic organization affected by land requisition, and the property owner of land attachments. (11) Organizing of public hearing for land requisition: Before reporting for approval, the local department of land and resources shall inform the farmers and rural collective economic organization affected by land requisition that they have the rights to apply public hearing of the compensation standard and

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resettlement approach of the land to be requisition. If there is party applying for public hearing, the public hearing shall be organized according to relevant procedures and requirements of the Provisions for Public Hearing of Land Resources. (12) Publicizing of approval items for land requisition: For the land legally approved for requisition, the ministry of land and resources and its provincial department shall publicize the approval items by media, except for the special cases referring to state secrets. The county (city) land and resources department shall publicize, according to the provisions of the proclaiming methods for land requisition, the approval items in the village or group affected by land requisition. (13) Payment of compensation resettlement fee for land requisition: After the compensation resettlement plan is approved by city, county People‘s Government, the compensation resettlement fee shall be paid for the rural collective economic organization within the legally stated period. 6. Land Acquisition and Resettlement Regulation for Large and Medium Water Resources and Hydro Project (the 471st State Council Decree of the PRC, issued on July 07, 2006) Article 22: For large and medium size water resources and hydropower projects the combined land compensation and resettlement subsidy shall be set at 16 times of average annual output value in the past three years. If the land compensation and resettlement subsidy could not meet the needs of restoring income and livelihood for the resettlers, they could be raised further, which should be submitted by the project sponsor to and approved by the project approving authority. For the compensation and resettlement subsidy for other acquired land areas, they should follow the relevant provincial regulations. For the compensations on the attached trees, young crops, they should also follow the relevant provincial regulations. For the affected houses and structures, they will be compensated based on their original scale, function and standards. If the compensation could not meet the needs of building houses for poor resettlers, additional compensation should be provided. For the stated owned cultivated land areas used by other units or individuals, the compensation will follow the compensation for land acquisition of cultivated land. For the state owned unutilized land areas used by units and individuals, no compensation will be provided. After resettlement, the scattered trees and structures over flood line around reservoir that belong to resettlers should be compensated in line with Clause 3 and Clause 4 in this article. 4.1.2.2 Laws and Regulations of Hunan Province 1. Methods of Hunan Province for Implementing the Land Administration Law of the PRC Article 10: Where there are no conditions for reclamation or the reclaimed land does not conform to the requirements, the cultivated land reclamation fee should be paid to the land administration department of

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provincial People‘s Government as the following standards when applying for turning agricultural land into other use. After approval for acquisition of the basal farmland, the reclamation fee shall be 10-12 times of the average annual yield within the three years prior to acquisition. Among which of acquisition the vegetable land, the reclamation fee shall be 10-12 times of the average annual yield of adjacent paddy field within the three years prior to acquisition. After approval for acquisition of the other cultivated land except for the basal farmland, the reclamation fee shall be 6-10 times of the average annual yield within the three years prior to acquisition. The construction unit should list the cultivated land reclamation fee as construction cost into the general investment of the construction project. The land administration department of provincial People‘s Government should save the cultivated land reclamation fee with special account according to the regulations of provincial People‘s Government, organize reclamation as the planning and allocate enough reclamation fee to the unit that is responsible for the reclamation of cultivated land. Article 18: Land compensation fee for the acquired land shall be paid in accordance with following standards. (1) The compensation fee for cultivated land (including paddy field, dry farmland and vegetable land), fishpond and lotus pond, shall be 6-10 times of the average annual yield of the land in the 3 years prior to acquisition. (2) The compensation fee for fruit garden, tea garden and economic forestland, shall be 50%-100% of the compensation standard of the adjacent paddy field, and the compensation fee for other forestland shall be 30%-50% of the compensation standard of the adjacent paddy field. (3) The compensation fee for grazing land shall be 30% of the compensation standard of the adjacent paddy field. (4) The compensation fee for the land used for public facilities or public enterprise of township /town /village and the rural housing plot of villagers, shall be equal to the compensation standard of the adjacent paddy field. (5) The compensation fee for fields on the hill, wasteland and other unused land, shall be 20% of the compensation standard of the adjacent paddy field. Article 19: Resettlement subsidies for the acquisition land shall be paid in accordance with the Article 47 of the Land Administration Law. Resettlement subsidies for the acquisition of fishpond, lotus pond, fruit garden, tea garden and economic forest land shall be paid in accordance with the regulations for requisition of cultivated land. Resettlement subsidies for other forestland and grazing land shall be paid in accordance with 50% of the standard of the adjacent paddy field. For the requisition of the land used for public facilities or public enterprise of township/town/village, the

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housing plot of villagers, and the land used for water conservancy, such as pond, channel, and dam, if it is necessary to rebuild, the resettlement subsidies shall be paid in accordance with the standards of rebuilding land; if unnecessary, the resettlement subsidies shall be paid appropriately. Resettlement subsidies shall not be paid for the requisition of barren hill or wasteland. Article 20: The compensation fee for the ground appendixes and young crops on the requisition land shall be paid in accordance with the following regulations. (1) The compensation for the young crops whose growing period is under 1 year, shall be paid according to the output value of one season, for the young crops whose growing period is over 1 year shall be paid according to the output value of 1 year. The compensation fee for the young crops shall also be paid with the actual loss according to the growing period. (2) The compensation for the forest trees that can be transplanted shall be paid transplanting fee together with actual loss. The forest trees that can‘t be transplanted shall be evaluated and purchased, and the compensation for the forest trees that are lopped by the owner shall be paid with the actual loss. (4) Houses as well as other building and structures on the requisitioned land can be removed as compensation or purchased with equivalent price, or be compensated with equivalent houses, other buildings and structures. Article 32: One household of villagers in a rural area can only possess one housing plot, the area of which shall conform to the overall planning for land using of township/town. The cultivated land area of every household shall not exceed 130m2, the waste hill & land area shall not exceed 210 m2, and the other land area shall not exceed 180 m2. 2. Methods of Hunan Province for Implementing Urban Houses Demolition Administration Regulations (2002) Article 7: For rights, area, structure, use, etc of the removed house, it shall take the house ownership certificate as standards. For the item that is not given clear indication on the ownership certificate, it shall take the record of property right or other effective documents as standards. For the item that has been changed to other use, it shall take the approval documents by planning administration department and other relevant departments. Article 16: In the case of exchanging the property rights of removed houses, it is necessary for the relocater to provide resettlement houses that have legal procedure and accord with the quality & safety standards of the State and achieve resettlement only one time. For the transitional resettlement due to special conditions, it is necessary to arrange revolving houses according to Article 20 of this Method after the agreement with relocatee and houses demolition administration department. During the transition period, the design of replacement houses can be changed when relocater reaches an agreement with relocatee.

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Article 17: The relocatee or the tenant of public house who possesses too small house area (calculated including his other houses in same urban planning area) and is treated with the lowest living protection shall be arranged with replacement housing to ensure the lowest living level. Article 18: In the case of exchanging the property rights of removed houses, the relocater should transact registration procedure of houses‘ property rights for the relocatee in time. The departments and units for control of household, education, and medical treatment, should transact relevant procedures for the relocatee in time, such as household transferring, school transferring and medical treatment, in accordance with the resettlement certificate of house relocation that provided by relocatee. Article 19: For the relocation of houses for production and management, the relocater should pay the relocation subsidies for the relocatee or the tenant. For the equipment that can‘t be removed or renewed to use, the relocater should pay relevant compensation. The amount of compensation fee and subsidies for relocation shall be confirmed in accordance with the actual expense for teardown, conveyance and installation of the production equipment or with the actual value of the disused production equipment. For the relocation of domicile, the relocater should pay the relocation subsidies for the relocatee or the tenant. In the case of resettlement of only one time, the relocater shall pay the relocation subsidies in one time; in the case of transitional resettlement, the relocater shall pay the relocation subsidies according to the relocation times, and the relocation subsidies shall be confirmed according to the actual requirement. In the case of that the relocater takes charge of relocation, the relocater shall not pay the relocation subsidies. Article 20: During the period of transitional resettlement, the relocater should pay the temporary resettlement subsidies for the relocatee or the tenant that arranges revolving for him/her. The amount of the temporary resettlement subsidies shall be confirmed in accordance with the rent for using the similar house with the removed house. For the relocatee or the tenant that can‘t arrange house for him/her, the relocater should arrange revolving house with the similar area to the removed house, but it is unnecessary for the relocater to pay the temporary resettlement subsidies. 3. Methods for Implementing Cultivated Land Acquisition Tax of Hunan Province (Amendment) Article 2: In the case of acquisition of the following land owned by the State and the collective for house building or non-agricultural construction, the unit or individual that acquires land should pay cultivated land acquisition tax in accordance with this Method. (1)The paddy field and the dry farmland for planting crops, including cultivated land, newly cultivated land, rotation land and the land that had been used for planting crops in the 3 years prior to acquisition.

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(2)The land that is used mainly for planting crops and accidentally for planting mulberry, tea tree, fruit tree and other forest trees, and the shoaly land that is used through reclaiming around. (3)Fishpond, lotus pond, vegetable land, garden plot (including seed plot, flower plot, drug plot, tea garden, fruit garden, mulberry garden and garden for planting other economic forest trees). Article 3: The amount of cultivated land acquisition tax shall be calculated in accordance with the actual acquisition area of above land by the taxpayer and specified amount standard of acquisition tax, and shall be assessed upon in only one time. Article 4: It shall take the average occupancy per head of cultivated land as its main bases of the amount standard of cultivated land acquisition tax, and the amount standard shall be determined according to the natural conditions and the economic development of each area. With the unit of county (including county-level city, same hereinafter), the average occupancy per head of cultivated land shall be calculated in accordance with the gross of population and cultivated land that are counted by local statistical department. The specific amount standards of acquisition tax are regulated as follows. (1)Take the county as the unit (same hereinafter). For the area where the average occupancy per head of cultivated land is under 0.5mu (including 0.5mu), the amount standard of acquisition tax is RMB 6-10 yuan/m2. (2) For the area where the average occupancy per head of cultivated land is 0.5-1.0mu (including 1.0 mu), the amount standard of acquisition tax is RMB 4-8 yuan/m2. (3) For the area where the average occupancy per head of cultivated land is over 1.0mu, the amount standard of acquisition tax is RMB 3-7 yuan/m2. (4) For the acquisition of special vegetable land and fishpond for house building or other non-agricultural construction, the amount standard of acquisition tax is RMB 10 yuan/m2. 4. A Notice about Improving “Basket Project” The planning department shall list the productive resources, which are used for the regulation of new vegetable land development fund, as the planning standards: for City, it is RMB 20,000 yuan/mu; for the other cities under the Hunan Province, it is RMB 15,000 yuan/mu; for the cities on planning list, it is RMB 10,000 yuan/mu; for the cities under some area of Hunan Province, it is RMB 7,000 yuan/mu; for county towns, it is RMB 5,000 yuan/mu. 5. A Notice by Hunan Provincial Commodity Price Bureau and Finance Department about Reissuing Administration Institutional Charging Items and Standards of Hunan Province National Land Resource System The degree area of Qiyang County is the second class. The detailed standards for reclamation fee of cultivated land are listed as follows. 1) Paddy Field: RMB 11,000 yuan/mu;

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2) Dry Farmland: RMB 7,000 yuan/mu. 6. A Notice of Hunan Provincial Methods regarding Collection, Usage and Management of Rehabilitation Fee for Forest Vegetation Article 6: The expropriation standards of forest vegetation rehabilitation fee shall be determined according to the survey and design cost and the forestation and cultivation cost, which are needed for rehabilitating forest vegetation. And the rehabilitation area shall not be less than the forestland area in acquired or requisitioned land. The detailed expropriation standards are as follows: 1) For timber forest, economic forest, firewood forest and nursery land, it is RMB 6 yuan/m2; 2) For immature forest, it is RMB 4 yuan/m2; 3) For protection forest, it is RMB 8 yuan/m2, while for forest with special purpose, it is RMB 10 yuan/m2; 4) For open woodland and shrub land, it is RMB 3 yuan/m2. 5) For suitable land for forest, clear cut area, burned land, it is RMB 2 yuan/m2; The forest land in city or in urban planning area, it can be charged according to 2 times of the standards above. For the forest land which is occupied by farmers for housing construction, no rehabilitation fee shall be charged during the period of the 10th 5-year plan. Unless otherwise express provisions, no unit or individual has the right to reduce or remit the rehabilitation fee. 7. A Notice by General Office of Hunan Provincial People’s Government about Issuing Land Requisition Annual Output Standards (XZB [2005] No. 47) The land requisition annual output standards in Yongzhou City: 1) Paddy Field of Class I: RMB 1,650 yuan/mu; Paddy Field of Class II: RMB 1,400 yuan/mu; 2) Dry Farmland: RMB 1,050 yuan/mu 3) Market Vegetable Land of Class I: RMB 2,600 yuan/mu; Market Vegetable Land of Class II: RMB 2,300 yuan/mu; 4) Special Fish Pond of Class I: RMB 2,200 yuan/mu; Special Fish Pond of Class II: RMB 1,900 yuan/mu. The adjustment factor in Qiyang County is 0.9.

4.2 Relevant Articles of the ADB 4.2.1 Policy Bases (1) Reluctant Resettlement Policy of the ADB (issued in November, 1995) and Resettlement Handbook of the ADB ---Doable Practice Direction (issued in 1998) (2) Policy about national minorities of the ADB (3) Policy about poor supporting of the ADB

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4.2.2 Relevant Policies and Regulations The Resettlement Policy of the ADB includes the principles as follows. (1) Involuntary resettlement should be avoided where feasible. (2) Where population displacement is unavoidable, it should be minimized by exploring all viable project options. (3) People unavoidably displaced should be compensated and assisted, so that their economic and social future would be generally as favorable as it would have been in the absence of the project. (4) People affected should be informed fully and consulted on resettlement and compensation options. (5) Existing social and cultural institutions of resettlers and their hosts should be supported and used to the greatest extent possible, and resettlers should be integrated economically and socially into host communities. (6) The absence of a formal legal title to land by some affected groups should not be a bar to compensation; particular attention should be paid to households headed by women and other vulnerable groups, such as indigenous peoples and ethnic minorities, and appropriate assistance provided to help them improve their status. (7) As far as possible, involuntary resettlement should be conceived and executed as a part of the project. (8) ADB policy requirements pay special emphasis on extreme poor families, women headed families, and other vulnerable social groups. These vulnerable groups should be provided special assistance so that their current status could be improved.

4.3 Compensation Standards for Project 4.3.1 Compensation Qualification All the owners and users of the buildings and land in the area of project land acquisition demolition shall get reasonable compensation or help. County Demolition Office will issue Houses Demolition Proclamation and publicizes the relocaters, relocated areas and demolition time limit, etc. within 3 days after issuing Houses Demolition and Relocation License; and notifies the relative departments in written form to stop processing the following procedures within the relocated areas in relocation time limit. (1) Release the procedures of business license using demolished house as business place. (2) The procedures of trade, exchange, division, donation, transfer and mortgage, etc. of the demolished house, excepting the effective judgments and procedures executed for adjudication issued by People‘s Court or arbitration institutions. (3) Examination and approval procedures of new-building, expansion, rebuilding and character changing of

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houses or auxiliaries. In this project, the cut-off date regulated by the government is considered as the date of finally determining that it is in accordance with the compensation conditions. People affected by the project include those who will lose land and house because of the project construction. The compensation or rehabilitation will be processed according to their loss type and quantity, and whether the loss is within the final construction drawing finished within the time limit regulated by the government; or will be treated as being temporarily affected in the construction period. After the cut-off date, the cultivated land, built houses or resettlement of the affected people in the project affected area will not meet the compensation or subsidy conditions. 4.3.2 Principles of Compensation Rehabilitation 1) The RAP should be based on the social and economic survey and the statistics of the physical indices surveyed in the affected project area. It should also conform to the current national and local land acquisition laws and policies and policy of involuntary resettlement established by ADB. During the implementation of the RAP, once the detailed methods of Hunan Province regarding the Decision by the State Council about Deepening Reformation and Strictly Enforcing Land Administration (GF [2004] No.28) are issued, this project should make necessary adjustment according to the requirements of the relevant policies. 2) The engineering design should be optimized in order to protect the land and minimize the impact by the land acquisition and resettlement. To minimize the number of involuntary relocatees, the project should avoid the areas with high population density and multi-storied buildings as much as possible. Better construction methods and other measures should be taken to reduce the disturbance to people. 3) All the compensations and resettlements for the involuntary relocatees should be a part of the project. In order to benefit the relocatee, sufficient funds should be available to them. 4) It should be ensured that all the affected persons‘ loss caused by the project would be compensated before the remove. Reasonable resettlement and effective rehabilitation should be conducted and provide assistance for their temporary difficulties during transfer. 5) It should be ensure that, after the resettlement, the living conditions, productivity and income level of all affected persons could come back to or exceed the level without the project. 6) There is no deduction for depreciation or any kind of discount for house and other asset compensation, which should be based on replacement values. Compensation can be made in cash or in kinds (such as exchange of property rights). No matter by what means, the compensation should be enough to buy a house with similar structure and condition of the same size in the same area. The project sponsor has the responsibility to recommend affordable houses to the relocatees, and help them deal with the transactions (including some preferential benefits).

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7) All the persons and buildings that are negatively affected by the project should be compensated. The compensation and help should not be canceled because of the incompleteness of residence register, lease and operation register. 8) No compensation or relocation could be given to the people who enters the project area and occupies any land or house beyond the deadline as stipulated. Anyone who refuses to sign the compensation for relocation contract or refuses to remove after the contract was signed will be treated according to relevant judicial programs or laws. 9) Relocatees‘ loss will be compensated during the moving and transfer process. The recommended host area should be provided with basic infrastructure and service facilities. 10) Non-residential units‘ loss caused by remove and suspension of business will be compensated. Reconstruction within the affected areas and relocation in outside area should conform to the planning requirements, as well as the second- remove should be avoided in the coming days. 11) Vulnerable group should be treated reasonably. The project sponsor should help them with choosing and moving their houses. 12) The owners of the infrastructure should be compensated. The compensation should be used for the reconstruction of affected infrastructure and rehabilitation of the function. 13) Land acquisition and the loss caused by land acquisition should be compensated reasonably. Compensation for land acquisition will be paid to the collective organization to develop the collective economy, improve the public facilities and provide rehabilitation to affected villagers. The resettlement subsidies will be paid to the resettlement sponsors or the resettled individuals or to pay the insurance for affected individuals. 14) All the fees for land acquisition should be paid within three months after the compensation and resettlement program get approved. It should also be no later than the day the land is put into construction use. 15) Generally, the temporarily land acquisition should not be longer than two years. The user should restore the conditions of the occupied cultivated land within one year after its occupation. When the collective land is occupied, a temporary land acquisition contract should be signed between the temporary land occupier and the collective economic organization or the residential committee and compensation for temporary land acquisition should be paid. The temporary land acquisition compensation should cover the loss to the former owner and user of the land (including the agriculture taxes). The standard of compensation should be increased and the former user of the land should be resettled appropriately if the use purpose or property right of the land changes when it was returned. If the temporarily land acquisition exceeds two years, the acquisition procedure should be handled again. 16) In order to insure the living standards and income levels will not decrease, all the labor forces affected

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by the land acquisition and resettlement should be provided with employment opportunity. Rehabilitation by allocating replacement land is encouraged, supplemented by development of second and tertiary industries. The villagers can choose to find a job by oneself. 17) Encourage the relocatee to participate in the preparation of resettlement planning and the process of resettlement; let the relocatee know the compensation and resettlement policies and standards. It should widely collect opinions of the affected persons during survey, and incorporate them in the RP report. 18) Seriously consider the complaints made by the affected person and help them with their difficulties and inconvenience in land acquisition and relocation reasonably and practically. The problems or dissatisfactions with the compensation standards should be resolved mainly through negotiation. If negotiation does not work, arbitration even a country appeal could be carried out. Any compulsive actions by the resettlement sponsor should conform to relevant laws. 19) Relative organizations should cooperate together to intensify the resettlement organizations at all levels and train all the staff that will go to duties. 20) In the process of the project, the county PMO is responsible for conducting internal monitoring of the project, hiring an independent organization to do the exterior monitoring and submitting the monitoring report to ADB and PPMO periodically. Resettlement Assessment will be carried out after the project. 21) Any important changes made in the implement of resettlement (such as changing the compensation standards, changing the location or scale of the land acquisition for the project, new sub-project, changing any sub-project into a domestic invested one) should be reported to ADB in advance. If necessary, the resettlement planning can be revised or other resettlement can be prepared. 22) If other non-ADB project demolition occurs ahead or simultaneously in the ADB project area, the ADB project can take the advantage of other project under the condition that all the compensation and resettlement standards will follow the resettlement planning.

4.3.3 Compensation Reference and Standard for Land Acquisition 4.3.3.1 Permanent Land Acquisition of Project  Collectively Owned Land 1) Compensation Standards for Cultivated Land Acquisition According to the relevant provisions of XZBF [2005] No.47 document, A Notice by General Office of Hunan Provincial People’s Government about Issuing Land Requisition Annual Output Standards, the annual output of Yongzhou City is listed as follows: RMB 1,650 yuan/mu for paddy field of class I, RMB 1,400 yuan/mu for paddy field of class II (the average, RMB 1,525 yuan/mu is adopted); RMB 1,050 yuan/mu for dry farmland; RMB 2,300 yuan/mu for market vegetable land of class II.

70 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

According to the adjustment factor in Qiyang County (0.9), the per mu output of paddy field in Qiyang County is RMB 1,373 yuan/mu, that of dry farmland is RMB 945 yuan/mu, and that of market vegetable land is RMB 2,070 yuan/mu. According to the relevant regulations from Land Administration Law, Land Acquisition and Resettlement Regulation for Large and Medium Water Resources and Hydro Project, land compensation for the acquired cultivated land is 10 times of the annual output value of the land per mu, and resettlement subsidy for each persons requiring economic rehabilitation is 6 times of the output value per mu. The young crops less than one year growth period is compensated according to output value of a season; and the cost of young crops is calculated as 40% of the annual output value according to farming system of the cultivated land in the project area. According to annual output value of the cultivated land per mu in the project area as well as compensation multiple, the unit price of compensation is calculated as RMB 22,517 yuan per mu for paddy field, RMB 15,498 yuan per mu for dry farmland, RMB 38,948 yuan per mu for commercial vegetable land (including RMB 5,000 yuan as the new vegetable land construction funds). 2) Compensation Standards for Pond Acquisition According to the relevant regulations of Methods of Hunan Province for Implementing the Land Administration Law of the PRC, the land compensation fee for Pond acquisition shall comply with compensation standards of vicinal paddy field, and the resettlement subsidies shall comply with 40 percent of compensation standards of vicinal paddy field. . Based on this calculation, the land compensation fee for pond acquisition is RMB 13,730 yuan, and the resettlement subsidy is RMB 8,238 yuan, totaling RMB 21,968 yuan per mu as the compensation for pond acquisition. 3) Compensation Standards for Garden land Acquisition According to the relevant regulations from Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China, the land compensation fee for garden land acquisition shall be 50% to 100% of compensation standards for the paddy field near the land. The resettlement subsidy shall be executed with reference to the regulations of the cultivated land. The garden land acquisition in this project is orange garden. Because of lower breed, it is generally self-sufficient or limited to sell within the range of the local region, with relatively low price. Through investigation and analysis, the compensation fee for garden land acquisition is 60% of paddy field standards, whereas resettlement subsidy is 100% of paddy field standards. And the compensation fee for affected fruit trees is set at RMB 3,600 yuan per mu according to 60 pieces per mu and RMB 60 yuan per piece. Based on this calculation, compensation fee for the unit price of the garden land is RMB 20,076 yuan

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per mu. 4) Compensation Standards for Economic Forest Land Acquisition According to the relevant regulations from Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China, the land compensation fee for economic forest land acquisition shall be 50% to 100% of compensation standards for the paddy field near the land. The resettlement subsidy shall be executed with reference to the regulations of the vicinal paddy field. Based on this calculation, the land compensation fee for economic forest land acquisition is RMB 6,865 yuan, the resettlement subsidy is RMB 8,238 yuan, and the cost of young crops is RMB 500 yuan, totaling RMB 15,603 yuan per mu as the compensation for economic forest land acquisition. 5) Compensation Standards of Housing plot According to the relevant regulations from Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China, the land compensation fee for the villagers‘ housing plots shall comply with compensation standards for the vicinal paddy field. If the villagers‘ housing plots need to rebuild, the resettlement subsidy shall be paid according to the classification standard for the rebuilding sites. Rebuilding sites from the villagers‘ housing plots in this project are mainly the dry farmlands, so the land compensation fee is RMB 13,730 yuan per mu according to compensation standards for paddy field, whereas the resettlement subsidy is RMB 5,670 yuan per mu according to the compensation standards for dry farmland. Through this calculation, the unit price of the compensation fee for the villagers‘ housing plots is RMB 19,400 yuan per mu.  State-owned Land 1) Compensation Standards for Residential Land The residential land acquisition in this project is mainly housing plot of town dwellers. According to location factor of the demolished houses, through the consultation among Qiyang PMO and affected work units as well as its department in charge, the compensation for land occupation of all the urban residential houses is paid as RMB 60 yuan per square meter. Based on this calculation, the unit price of compensation for land acquisition of urban residential houses in this project is set at RMB 40,020 yuan per mu. Considering that the compensation for urban residence land is included in compensation standard for urban residential houses, no separate item will be included in the final resettlement budget. 2) Other Land Acquisition According to the relevant regulations from Land Administration Law of the People’s Republic of

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China and its Implementation Regulations, for acquiring the right of using the land for nation-supported key infrastructures land acquisition such as energy, transportation and water conservancy infrastructures, the right of using such lands can be obtained through allocation with the approval of People‘s Governments at above county level. The acquisition of other lands in this project is mainly urban unused land, which will be allocated to the project free of charge. . For details of standards of permanent land acquisition in this project, see Table 4.3-1. Qiyang County Compensation Standards for Permanent Land Acquisition in Urban Flood Control Project Table 4.3-1 Unit: yuan/mu Land Young Crop Land Resettlement New Vegetable Land Type Compensation Compensation Standards Ownership Subsidy Construction Funds Fee Fee Paddy Field 13730 8238 549 22517 Vegetable 20700 12420 828 5000 38948 land Dry Farmland 9450 5670 378 15498 Collectively Garden Land 8238 8238 3600 20076 Owned Land Pond 13730 8238 21968 Economic 6865 8238 500 15603 Forest Land Housing Plot 13730 5670 19400 Residential Land 40020 State-owned Acquisition Land Other Land Free

Acquisition Transfer

4.3.3.2 Temporary Land Acquisition in the Project Compensation fee for temporary land acquisition in this project includes the cost of young crops, compensation fee for land loss and the reclamation cost. Compensation fee for land loss is mainly used for compensating total amount of output or income of landowner from the original land, whereas the reclaiming expense is mainly used for reclaiming temporary land after occupation. Compensation fee for land loss is determined by the annual output value and occupation time of the land, whereas the reclamation cost is determined by actual expense of reclaiming. 1) The Unit Price of Temporary Land Acquisition Compensation According to materials provided by design organization, temporary construction site in this project is mainly the earth material site, including the dry farmland and the shrub land, with 2-year occupation time. The annual output value of dry farmland is RMB 945 yuan per mu, and the cost of young crops is RMB 378 yuan according to 40% of the annual output value, and the average annual output value of shrub land is RMB 549 yuan per mu according to 40% of the vicinal paddy field, the forest

73 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

compensation fee is RMB 549 yuan according to shrub land. Based on this calculation, the unit price of temporary land acquisition is, respectively, RMB 2,268 yuan for dry farmland per mu, RMB 1,647 yuan for shrubbery land per mu. 2) The Expense of Reclaiming Temporary Land Acquisition According to the Temporary Land Rehabilitation Plan in the project, both the restoration engineering measures and plant measures of temporary construction site are included in the soil and water conservation design. Only reclamation of the temporary dry farmland acquisition is planned in this report, and the reclaiming area is 130.9 mu. Based on analysis on the engineering volume and the unit price that is necessary to reclaiming per mu cultivated land of the earth material site, the expense of reclaiming cultivated land is RMB 3,439 yuan per mu through calculation. For details of analysis on the unit price of reclaiming cultivated land per mu, see Table 4.3-2. Analysis Table of the Unit Price of Reclaiming Cultivated Land per mu

Table 4.3-2 Item Unit Unit Price (yuan) Quantity Investment (yuan) Remarks Total 3439 1. Earth work 3089 1.1Clay cover m3 6.5 333.5 2168 1.2 Arable layer backfilling m3 2.95 200.1 590 1.3 Arable layer leveling m2 0.75 333.5 250 1.4 Laying field ridge m3 6.21 13 81 2. Soil maturizaition 250 2.1 Farm fertilizer dan 1 50 50 2.2 Phosphorus fertilizer kg 0.7 150 105 2.3 Carbamide kg 1.3 50 65 2.4 Potash fertilizer kg 1 30 30 3. Field matching facilities mu 100 1 100

For details of standard for temporary land acquisition in this project, see Table 4.3-3.

Qiyang County Compensation Standards for Temporary Land Acquisition in Urban Flood Control Project Table 4.3-3

Land Loss Expense Average Annual Young Crop (yuan/mu) Reclamation Total No. Land Type Output Value Cost Acquisition Cost (yuan/mu) (yuan/mu) (yuan/mu) Standards (yuan/mu) Time (year) 1 Dry Farmland 945 2 1890 378 3439 5707 2 Shrub Land 549 2 1098 549 1647 Note: The reason for shrub land with higher compensation is because it is based on % of paddy land compensation.

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4.3.4 Relocation Compensation Reference and Standards for Residential House and Auxiliaries 1) Residential House The dwellers‘ residential houses in the project area are mostly brick concrete, brick wood and wood structures. In order to constitute reasonably compensation standards to make relocated household acquire the compensation equal to the replacement value, we investigated and analyzed the resettlement prices of brick concrete buildings and brick wood houses in the area affected by the project at the same time of investigating physical indices. The material consumption of house construction is determined by the relevant quota from Quota Manual of Architecture and Construction. Based on budgetary price of building materials in the fourth quarter of 2005 in Qiyang County, the price of materials is determined through analysis: the replacement value of rural residential brick concrete house is RMB 317 yuan per square meter, the replacement value of brick wood house is RMB 280 yuan per square meter, the replacement value of simple structure is RMB 60 yuan per square meter; the replacement value of urban residential brick concrete house is RMB 375 yuan per square meter, the replacement value of brick wood house is RMB 331 yuan per square meter, the replacement value of simple structure is 80 yuan per square meter. For details of analysis on replacement value of residential houses with various types of structures, see Table 4.3-4~4.3-5. In general, these compensation rates will be used by the resettlement office as lowest limit. The implemented compensation rates will be based on actual appraised values in the project areas, which will be higher than these compensation rates. Considering the different rate of decoration and building materials of residential houses in the project area, compensation standards for residential house with various types of structure in this project can fluctuate within the range of 10% or so. According to location factor of demolished houses as well as relocation and resettlement mode, through the consultation among Qiyang PMO and affected work units as well as its department in charge, the compensation for relocation and demolition of urban houses in urban flood control project of Qiyang County shall be executed with reference to Implementation Methods of Demolition Compensation Resettlement in Qiyang County: all the urban residential houses are compensated according to the mode of cash resettlement in principle. Among them, the land portion is compensated as RMB 60 yuan per square meter, and compensation standard for the structure complies with the replacement value. For rural residence, the new housing plots are unifiedly arranged in principle, and compensation standard for relocation and demolition of house complies with replacement value. Based on this calculation, compensation standards for relocation and demolition of residential houses in urban flood control project of Qiyang County are presented in Table 4.3-6.

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The Analysis and Calculation Table of Replacement value of Structure Classification Unit Area of Rural Residential House Table 4.3-4

Brick Concrete Brick Wood Wood Unit Price Item Unit Amount Amount Amount Remarks (yuan) Quantity Quantity Quantity (yuan) (yuan) (yuan) 1. Direct Cost 317.37 280.34 234.95 1) Basic Direct Cost 311.15 274.84 230.34 ①Cost of Materials 206.15 196.09 160.34 Rolled Steels kg 3.767 14.7 55.37 4.8 18.08 Small Grey Tile piece 0.25 180 45 180 45.00 Cement kg 0.248 90 22.32 50.3 12.47 Timber m3 462 0.08 36.96 0.105 48.51 0.23 106.26 Cast Iron Pipe kg 2.2 2.2 4.84 Felt m2 0.4 0.85 0.34 Asphalt kg 0.6 1 0.6 Glass m2 16.31 0.15 2.45 0.15 2.45 Brick piece 0.153 240 36.72 218 33.35 Lime kg 0.165 45 7.43 68 11.22 Sand m3 41 0.35 14.35 0.23 9.43 Macadam m3 34.5 0.3 10.35 0.05 1.73 Nail kg 5.5 0.5 2.75 0.5 2.75 Other Materials 6.00% 11.67 11.1 9.08 2. Labor Cost Labor day 24 4.2 105 3.15 78.75 2.8 70.00 2 percent of Basic 2) Other Direct Cost 2.00% 6.22 5.5 4.61 Direct Cost 3.41 percent of Item 2. Tax 3.41% 1-3 3. New Cost m2 317.37 280.34 234.95 Round-off Value yuan 317 280 235.00

76 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

The Analysis and Calculation Table of Replacement value of Structure Classification Unit Area of Urban Residential House Table 4.3-5 Brick Concrete Brick Wood Wood Unit Price Item Unit Amount Amount Amount Remarks (yuan) Quantity Quantity Quantity (yuan) (yuan) (yuan) 1. Direct Cost 317.37 280.34 234.95 1) Basic Direct Cost 311.15 274.84 230.34 ①Cost of Materials 206.15 196.09 160.34 Rolled Steels kg 3.767 14.7 55.37 4.8 18.08 Small Grey Tile piece 0.25 180 45 180 45 Cement kg 0.248 90 22.32 50.3 12.47 Timber m3 462 0.08 36.96 0.105 48.51 0.23 106.26 Cast Iron Pipe kg 2.2 2.2 4.84 Felt m2 0.4 0.85 0.34 Asphalt kg 0.6 1 0.6 Glass m2 16.31 0.15 2.45 0.15 2.45 Brick piece 0.153 240 36.72 218 33.35 Lime kg 0.165 45 7.43 68 11.22 Sand m3 41 0.35 14.35 0.23 9.43 Macadam m3 34.5 0.3 10.35 0.05 1.73 Nail kg 5.5 0.5 2.75 0.5 2.75 Other Materials 6.00% 11.67 11.1 9.08 ②Labor Cost Labor day 25 4.2 105 3.15 78.75 2.8 70 2 percent of 2) Other Direct Cost 2.00% 6.22 5.5 4.61 Basic Direct Cost 7 percent of 2. Indirect Cost 7.00% 22.22 19.62 16.45 Direct Cost 7 percent of 3. Construction Profit 7.00% 23.77 21 17.6 Item 1-2 3.41 percent of 4. Tax 3.41% 11.63 10.28 8.61 Item 1-3 5. New Construction Cost m2 374.99 331.24 277.61 Round-off Value yuan 375 331 278

Qiyang County Compensation Standards for the Demolished House in Urban Flood Control Project Table 4.3-6

Housing Type Structure Unit Replacement value Land-value Standards Remarks Brick Concrete yuan/m2 375 60 435 Fluctuant Amplitude 398~473 Town House Brick Wood yuan/m2 331 60 391 Fluctuant Amplitude 358~425 Simple Structure yuan/m2 80 80 Brick Concrete yuan/m2 317 317 Fluctuant Amplitude 285~349 Rural House Brick Wood yuan/m2 280 280 Fluctuant Amplitude 252~308 Simple Structure yuan/m2 60 60

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2) Auxiliary Facilities Compensation for auxiliary facilities in this project is determined by similar project and the unit price of current building materials in Qiyang County. For details, see Table 4.3-7. Compensation Standards for Auxiliary Facilities of Residential House in Urban Flood Control Project of Qiyang County Table 4.3-7 No. Item Unit Standard Remarks 1 Wall Yuan/m2 20 2 Cement Sunny Field Yuan/m2 25 3 Air-condition Reassembling Yuan/set 200 4 Phone Reassembling Yuan/set 200 5 CATV Reassembling Yuan/household 150 6 Well Yuan/piece 400

3) Compensation for Infrastructure Compensation for infrastructure mainly includes investment of resettlement housing plots, including leveling, and facilities construction such as water supply, electricity, and road access. According to resettlement plan, rural relocation households will mainly resettled dispersedly within their own village groups with better conditions of landform, road access, electricity, and water supply. The current infrastructures in the resettlement site are well-developed. For all the resettlers in the new resettlement site, using existing water supply, power network and road access, the issue of providing related infrastructure could be solved. According to landform of resettlement site in this project area and with reference to other provincial similar projects, the project compensation fee for infrastructure such as site leveling, drinking facilities and lighting facilities is set at per capita RMB 1,800 yuan. 4) Moving and Transfer Allowance For resettlers affected by relocation, although most of them will be relocated not far away, in the local region, it is inconvenience for rebuilding houses in such relative tight schedule, thus the moving and transfer allowance will include moving expense, living allowance, temporary housing allowance, second moving expenses, and so on. The transfer period is set at three months. ①Moving expense includes cost of vehicles, material transport cost, and material damage expense. Compensation fee is set at RMB 100 yuan per person; ② Living allowance includes meal and lodging expenses during moving, medical care during moving, and loss working time because of moving. Compensation fee is set at RMB 100 yuan per capita; ③ Temporary housing allowance refers to resettlers‘ temporary housing expenses before their new houses are built. They will have to rent the temporary residential houses, and the temporary housing allowance is set at RMB 300 yuan per capita;

78 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

④ Second moving cost mainly refers to the cost of moving from temporary residential houses to replace new houses. It is set at RMB 100 yuan per person. 4.3.5 The Compensation Reference and Standard of Affected Enterprises and Institution The wall of County Special Agricultural Machinery Plant affected by this project will be compensated as per RMB 20 yuan/m2. 4.3.6 Compensation Reference and Standard of Special Facilities Affected by the Project 1) Transportation Facilities Accumulation of project area transportation facilities recovering and rebuilding compensation investment shall accord to the following stipulations: JGLF Document No. [1996] 612 Highway Basic Construction Project Budgetary Estimate and Budget Compiling Method issued by Ministry of Communications; XJZZ Document No. [1996] 533 Notice on Compensatory Regulation of Formulating Highway Basic Construction Project Valuation, Budgetary Estimate and Budget Compiling Method issued by Department of Communications of Hunan Province; JGLF Document No. [1996]612 Highway Project Budgetary Estimate Quota and Basic Price Table of Highway Project Budgetary Estimate Quota issued by Ministry of Communications; According to the analysis and calculation and with the reference to the compensation standard for other projects, unit price of post facility rebuilding compensatory of the project is determined as follows: Hasty Road is RMB 0.1 million yuan/km and mechanical farm road is RMB 50,000 yuan/km 2) Facilities for power transmission and transformation In order to formulate the compensational standard correctly and reasonably, investigation and analysis of average price per kilometer of 10kV high voltage wire and 380V low voltage in the project area is carried out in details along with investigation on physical indices. According to the electric engineering budgetary estimate compiling method and related quota, the consumption volumes of materials are determined by calculation and analysis on unit price. The prices of material are determined on the basis of material budget price of the fourth quarter of 2005 in Qiyang County. According to the typical analysis on unit price and with reference to the similar projects, unit price of rebuilding compensation for 10kV high voltage tension and 380V low voltage tension in the project area is determined to be RMB 50,000 yuan/km and RMB 27,500 yuan/km (see Table 4.3-8 and Table 4.3-9 for details). With reference to other similar project, unit price of demolition and rebuilding of transformer is determined as RMB 3,000 yuan/place. 3) Post Facilities In order to formulate the compensational standard correctly and reasonably, investigation and analysis of average price per kilometer of HYA4-0.5 Type post and telecommunication cable in the project area is carried out in details along with the investigation on physical indices. According to the

79 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

communications engineering budgetary estimate compilation method and the relevant quota, the consumption volume of materials are determined for the unit price analysis and calculation. The prices of material are determined on the basis of material budget price of the fourth quarter of 2005 in Qiyang County. According to the typical analysis on unit price and with reference to the similar project, unit price of rebuilding compensation for post line with of HYA4-0.5 type cable in the project area is determined to be RMB 62,613 yuan/km, please see Table 4.3-10 for details.

80 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Unit Price Analysis Table of Per-kilometer 10KV Electric Power Line Table 4.3-8

Unit Price (yuan) Amount (yuan) No. Name of Cost Specification (ratio) Unit Quantity Sub-total Wage Material Machine Sub-total Wage Material Machine Round-off compensation standard 50000 Total 49966 I Material cost 24906 (1) Main material cost 22642 1 Concrete pole YB-15-10 Piece 20 554 11080 2 Wire LGJ-35/6 Kg 444 16.5 7326 3 Cross arm ∠63×6×1500 Set 20 59 1180 4 Needle ceramic bottle PT-15T Set 60 21 1260 5 Single crown bar ZJ1-62×R95 Set 20 41 820 6 Hoop BGR-R100 Set 20 17 340 7 Guy wire GJ-35 kg 11 7.5 83 8 Guy anchor LP-04 Set 4 50 200 9 Pull rod φ15*2500 Piece 4 32 128 10 Guy anchor ring UM22 Piece 4 28 112 11 Material loss % 0.5 113 (2) Supplementary material cost 10% of main material cost 2264 II Installation Cost 25060 (1) Site transportation 6590 4834 56 1700 1 Passenger transportation Average run distance1km tkm 14.12 230 230 3248 3248 0 0 2 Truck material handing t 14.12 47 7 4 36 663 99 56 508 3 Transportation by truck Run distance 50km tkm 706 1.15 0.15 1 812 106 0 706 Terrain adjustment and 4 40% of item 1 to item 3 % 40 3453 1214 1867 1381 486 increase (2) Earth and rock work 2334 950 1031 353

81 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Unit Price Analysis Table of Per-kilometer 10KV Electric Power Line Table 4.3-8

Unit Price (yuan) Amount (yuan) No. Name of Cost Specification (ratio) Unit Quantity Sub-total Wage Material Machine Sub-total Wage Material Machine Pole pit 0.8×0.8×1.9 M3 24.32 86 35 38 13 2091 851 924 316 Guy wire pit 0.4×0.8×2.2 M3 2.82 86 35 38 13 243 99 107 37 (3) Erect the pole and lay the wire 2735 1426 890 419 1 Erect the pole Piece 20 46.2 29.3 2.7 14.2 924 586 54 284 2 Cross arm installation Set 20 9.4 7.2 2.2 188 144 44 0 3 Fabricate the guy wire Set 4 11.6 10 1.6 46 40 6 0 4 Installation of guy anchor Set 4 5 5 20 20 0 0 5 Lay the wire km/single wire 3 519 212 262 45 1557 636 786 135 (1) to (3) in total 11659 7210 1977 2472 (Ⅳ) Basic direct cost % 22 7210 1586 (Ⅴ) General cost % 53.3 7210 3843 (Ⅵ) Design profit % 49.2 7210 3547 (VIII) Adjustment of labor cost % 27.27 7210 1966 (VIII) Far place adding cost % 11.48 7210 828 (IX) Tax 3.348% of item 1 to item 8 % 3.348 23429 784 (X) Labor insurance funds 3.5% of item 1 to item 9 % 3.5 24213 847

82 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Unit Price Analysis Table of Per Km. 380V Electric Line Table 4.3-9 Unit Price (yuan) Amount (yuan) No. Name of Cost Specification (ratio) Unit Quantity Sub-total Wage Material Machine Sub-total Wage Material Machine Round-off compensation standard 27500 Total 27493 I Material cost 11861 (1) Main material cost 10783 1 Concrete pole YB-15-7 Piece 20 245 4900 2 Wire LGJ-16/3 Kg 274 16 4384 3 Four lines cross arm ∠50×5×1500 Set 20 40 800 4 Butterfly ceramic bottle ED-2 Set 160 1 160 5 Encircling BGR-R80 Set 20 11 220 6 Guy wire GJ-35 kg 6 7.5 45 7 Guy anchor LP-04 Piece 2 50 100 8 Pull rod φ15*2500 Piece 2 32 64 9 Guy anchor ring UM22 Piece 2 28 56 10 Material loss % 0.5 54 (2) Supplementary material cost 10% of main material 1078 II Installation Cost 15632 (1) Site transportation 4009 2940 34 1035 1 Man-power transportation Average run distance1km tkm 8.59 230 230 1976 1976 0 0 2 Truck material handing t 8.59 47 7 4 36 403 60 34 309 3 Truck transportation Run distance 50km tkm 429.5 1.15 0.15 1 494 64 0 430 Terrain adjustment and 4 40% of item 1 to 3 % 40 2100 739 1136 840 296 increase (2) Earth and rock work 1045 425 462 158 Pole pit 0.8*0.8*1.5 m3 11.52 86 35 38 13 991 403 438 150

83 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Unit Price Analysis Table of Per Km. 380V Electric Line Table 4.3-9 Unit Price (yuan) Amount (yuan) No. Name of Cost Specification (ratio) Unit Quantity Sub-total Wage Material Machine Sub-total Wage Material Machine Guy wire pit 0.4*0.8*2 m3 0.64 86 35 38 13 54 22 24 8 (3) Upright stanchion and lay wire 2133 1184 525 424 1 Upright the cement pole Piece 20 46.2 29.3 2.7 14.2 924 586 54 284 2 Cross arm installation Set 20 9.4 7.2 2.2 188 144 44 0 3 Fabricate the guy wire Set 2 11.6 10 1.6 23 20 3 0 4 Installation of guy anchor Set 2 5 5 10 10 0 0 5 Lay the wire km/single wire 4 247 106 106 35 988 424 424 140 (4) Basic direct cost % 22 4549 1001 (5) General cost % 53.3 4549 2425 (6) Design profit % 49.2 4549 2238 (7) Adjustment of labor cost % 27.27 4549 1241 (8) Far place adding cost % 11.48 4549 522 (9) Tax 3.348% of item 1 to 8 % 3.348 14614 489 (10) Labor insurance funds 3.5% of item 1 to 9 % 3.5 15103 529

84 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Unit Price Analysis Table of Average Per-Km. Telecommunication Line Table 4.3-10 Electric Cable HYA4-0.5 No. Name of Cost Specification (ratio) Unit Unit Price Amount Quantity (yuan) (yuan) Round-off compensation 62613 standard Construction installation 62613 project cost I Direct project cost 55006 (I) Direct cost 52444 1 Labor cost 1726 ① Technical staff cost Labor day 70 16.8 1176 ② Common labor cost Labor day 50 11 550 2 Material cost 50718 ① Main material cost 50216 Power pole 20 2700 8mConcrete pole Piece 0 7mConcrete pole Piece 0 6mConcrete pole Piece 20 135 2700 Galvanized stranded wire 1403 Lifting rope (7/2.2) kg 228 5.65 1288 Guy wire (7/3.0) kg 16 7.2 115.2 Transmitting wire 45000 Optical fiber cable m 0 Electric cable m 1000 45 45000 Coupler 45mm Set 1420 0.34 483 Anchor tie steel handle Set 4 26 104 Concrete capstan Piece 4 42 168 Fish-plate Set 20 7.65 153 Single-suspended Set 20 16 320 encircling Outdoor junction box Set 1 38 38 Junction box tee metal Set 1 15 15 Supplementary material ② 5% of main material cost 502 cost (II) Other direct cost 1762 1 Instrument working cost 4% of technician staff cost 47 Production tool working 12% of technician staff cost +2% of common 2 152 cost labor cost Project vehicle working 3 13% of technician staff cost 153 cost Site equipment moving 4 12% of technician staff cost 141 charge Mobile construction 5 4.8yuan/day for technician staff cost 280 subsidy 6 Project interference cost 10% of labor cost 173 8.8 for technician staff, 4 for common staff 7 Labor cost price difference 816 cost (III) Site cost 800 1 Temporary facility cost 22% of technician staff cost+ 10% of common 314

85 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Unit Price Analysis Table of Average Per-Km. Telecommunication Line Table 4.3-10 Electric Cable HYA4-0.5 No. Name of Cost Specification (ratio) Unit Unit Price Amount Quantity (yuan) (yuan) labor cost 32% of technician staff cost+ 20% of common 2 Site management cost 486 labor cost II Indirect cost 48% of technician staff cost 564 III Planed profit 30% of labor cost 518 IV Tax 3.41% of item 1 to 3 1913 Expense for Survey and V 6.5% of item 1 to 2 3612 Design Compensation for Young VI 1000 Crops

See table 4.3-11 for reconstruction compensatory standard of special item of the project

Summary Table of Special Facilities Compensation Standard in Urban Flood Control Project of Qiyang County Table 4.3-11 Standard Item Unit Remarks (yuan) 1. Communication Facilities Hasty Road km 100000 Mechanical Farm Road km 50000 2. Facilities for power transmission and

transformation 2.1 10 KV high voltage line km 50000 2.2 380V low voltage line km 27500 It only contains moving charge and 2.3 Transformer Piece 3000 installation cost 3. Post Line km 62613 4. Water Conservancy and Auxiliary Items Channel km 40000

4.4 Table of Entitlement Matrix According to the on-spot investigation conducted by PMO and resettlement design unit, main impacts on land acquisition and demolition have been confirmed on the basis of natural loss, and entitlement matrix table can be used as the basis of paying the compensation. For details, see Table 4.4-1.

86 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Table of Relocatee Rights and Interests of Qiyang County Urban Flood Control Project Table 4.4-1 Compensation Standard (yuan/Unit) Affected Responsible Affected Type Policy of Land Acquisition and Resettlement Standard (Fluctuant Object Agency Compensation Item amplitude) 1.The compensation of all the houses shall be obtained according to replacement value, Housing compensation and no depreciation charge is allowed. Available materials belong to the relocatees, and Brick Concrete Structure 317 yuan/m2(285~349) they also can use them to build new house. These compensation rates will be used by the resettlement office as the lowest limit. The implemented compensation rates will be based Brick Wood Structure 280 yuan/m2(252~308) on actual appraised values in the project areas. Simple Structure 60 yuan/m2 2. Resettlement institution shall help the rural relocatee to get the new housing plot in his own group, each person shall get 1800 yuan for resettlement site leveling, water drinking and lighting. Accessorial Facilities 3.The resettlement plan respects the idea of the majority of relocatees. Self-dismantling and self-building mode shall be adopted and the relocatees can build their house scatterly Wall 20 yuan/m2 in rural dispersedly, and the relocatees can consider freely whether to use the available Well 400 yuan/piece materials of old houses fully. Before the completion of new house, the relocatees can live in their original houses and they shall not be forced to move before the stipulated date. Cement Sunny Field 25 yuan/m2 County 4. Relocatee shall get the notice three months before the construction of new houses, and Rural residential PMO, Phone Reassembling 200 yuan/set they shall have at least two to three months to build the house. Discuss the arrangement house and County Land Relocatee of house building time fully with the relocatee in village and town, and it is better to arrange Air-condition Reassembling 200 yuan/set accessorial and it in slack season. Moving and transfer allowance will be considered including moving cost, building Resources CATV Reassembling 150 yuan/household living allowance, medical expense, temporary house transfer and second-time moving Bureau charge. And the transfer period is three months. 5. Effective measures shall be employed by the resettlement institution in the course of implementation to help the vulnerable (the old, the handicapped, the weak and Infrastructure Compensation woman-headed households): the subsidy of building new houses for specially poor family Site Leveling, Drinking and 1800 yuan/person is 3000 yuan per household, the living allowance for the vulnerable family is 600 yuan per Lighting person. And the Township (Town) Committee and Village Committee shall assist them to build the house and help them move into the new house by consulting them. Demolition Subsidy 6. Compensation fee for house shall be paid to the relocatee before the construction of Moving Charge 100 yuan/person new house. If the installment plan is adopted, the final cost shall be paid to them before the completion of new house. Living Subsidy 100 yuan/person 7. The resettler can lodge appeal for any aspects of the resettlement, including the compensation standard. No expense shall be paid to the organ dealing with resettlers‘ Temporary House Subsidy 300 yuan/person appeal. Second Moving Charge 100 yuan/person

87 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Table of Relocatee Rights and Interests of Qiyang County Urban Flood Control Project Table 4.4-1 Compensation Standard (yuan/Unit) Affected Responsible Affected Type Policy of Land Acquisition and Resettlement Standard (Fluctuant Object Agency Compensation Item amplitude) 1. The resettlement plan respects the ideas of the large majority of the resettlers. Cash Housing Compensation compensation and property-right-exchange mode shall be adopted to the urban dwellers 2 affected by the project, and the compensation for infrastructure such as site leveling as well as Brick Concrete Structure 435 yuan/m(398~473) drinking and lighting facilities in the resettlement site shall be paid at 1800 yuan per person. Brick Wood Structure 391 yuan/m(2 358~425) 2. For the urban residential houses that are compensated according to the mode of cash resettlement in principle, the land portion is compensated as 60 yuan per square meter, and compensation standard for the structure complies with the replacement value. These Accessorial Facilities compensation rates will be used by the resettlement office as the lowest limit. The 2 implemented compensation rates will be based on actual appraised values in the project Wall 20 yuan/m areas. Well 400 yuan/piece 3. For the construction area of property-right-exchange compensation equal to original Cement Sunny Field 25 yuan/m2 construction area of relocated houses, its relevant account will not be settled as price difference; for the compensation area less than the original construction area, its account will Phone Reassembling 200 yuan/set County Urban be settled as the price of commercial housing (450 yuan per square meter); for the Air-condition PMO, compensation area more than the space within the range of 15% of the original area, the 200 yuan/set residential Reassembling County account will be settled as replacement value (435 yuan per square meter); for the house and Relocatee Land and compensation area more than the space beyond the range of 15% of the original area, the CATV Reassembling 150 yuan/household accessorial Resources account will be settled as commercial housing (450 yuan per square meter). building Infrastructure Compensation Bureau 4. The compensation for all the houses shall be paid as the replacement value without deduction of depreciation. Available materials belong to the resettlers, and they also can use Site Leveling, Drinking 1800 yuan/person them to build new house. and Lighting 5. In the process of implementation the effective measures are adopted by resettlement organ at all levels to help the vulnerable (the old, the handicapped, the weak, and woman-headed Demolition Subsidy family: the subsidy of building new houses for specially poor family is 3000 yuan per household, the living allowance for the vulnerable family is 600 yuan per person. And Moving Charge 100 yuan/person sub-district and residence committee will help the resettlers to re-build and move to new Living Subsidy 100 yuan/person houses under the circumstances of holding counsel with them 6. Compensation fee for houses will be paid to the resettlers before their purchasing new Temporary House 300 yuan/person houses. Before their purchase, the resettlers may live in their original houses and they will not Subsidy be forced to move before the stipulated date. 7. The resettler can lodge appeal for any aspects of the resettlement, including the Second Moving Charge 100 yuan/person compensation standard. No expense shall be paid to the organ dealing with resettlers‘ appeal.

88 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Table of Relocatee Rights and Interests of Qiyang County Urban Flood Control Project Table 4.4-1 Compensation Standard (yuan/Unit) Responsible Affected Type Affected Object Policy of Land Acquisition and Resettlement Standard (Fluctuant Agency Compensation Item amplitude) County PMO, 60(20~100) County Land Fruit Tree yuan/piece Scattered trees Owner of title The project shall pay the compensatory cost or replanting cost for the scattered trees. and Resources 18(5~30) yuan/piece Bureau Sundry Tree 10(5~14) yuan/piece 1. The paid transfers of land ownership are adopted to industrial land within project range as Counted into the Residential Land County PMO, per the standards in similar projects in Yongzhou City compensation for urban Acquisition Permanent State-owned County Land 2. For the urban residential land acquisition in project area that shall be compensated houses land acquisition land and Resources according to the mode of cash resettlement, the land portion is compensated as 60 yuan/m2. Other Land Bureau 3. In the project, for the land acquisition of other stated-owned land such as urban unused land Free transfer Acquisition or flood land, the free transfer is adopted to obtaining owner ship of state-owned land.

89 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Table of Relocatee Rights and Interests of Qiyang County Urban Flood Control Project Table 4.4-1 Compensation Standard (yuan/Unit) Affected Responsible Affected Type Policy of Land Acquisition and Resettlement Standard (Fluctuant Object Agency Compensation Item amplitude) 1. For the project construction land acquisition, the village shall obtain the land compensation cost and resettlement subsidy paid by the land acquisition unit; and relocatee will obtain young crop cost Paddy Field 22517 yuan/mu and ground adhesion matter compensation cost an so on; What‘s more, If the land adjustment or the land reclamation is carried out inside the villager‘s group to make the affected farmers by land acquisition obtain land or other means of production, the land compensation fee and the resettlement subsidies should be controlled for utilization by the villager‘s group collective. On the contrary, if there Dry farmland 15498 yuan/mu is no possibility to carry out land adjustment or land tidying or development, and the relocatee has not got any production materials, the village group shall pay not less than 75% of the land compensation fee and resettlement subsidy to them. 2. Land compensation fee and resettlement subsidy shall be used in the livelihood rehabilitation of Vegetable land 38948 yuan/mu relocatee in the project construction, such as construction of farmland water conservancy facility, County rebuilding of rural infrastructure and adjustment of agriculture structure and so on. PMO, 3. The compensation standard for cultivated land acquisition is calculated based on the average Permanent Collectively County output value per mu stated in the XZBF [2005] No.47 document. Compensation of cultivated land land owned Garden Land 20076 yuan/mu Land and acquisition and multiple of resettlement subsidy shall be in accordance with the quantity of per capita acquisition land Resources cultivated land area before the land acquisition in project area, and shall be determined according to Bureau Land Administration Law of the PRC and Methods of Hunan Province for Implementing the Land Administration Law of PRC. Requisition of garden land, villagers‘ housing plot and other unused land shall be compensated properly with reference to the stipulation of cultivated land Pond 21968 yuan/mu acquisition. 4. The land compensation fee shall be paid to the village collective unit or land contractor before the land acquisition. Economic Forest 15603 yuan/mu 5. Land redistribution shall be carried out in slack season. And for all the farmers lost the land Land because of the project, they will acquire new land through land redistribution. 6. The migrant workers who rent cultivated land in the project area will obtain the young crops compensation for land acquisition. During the implementation of the resettlement in the project, if the Villager‘s Housing 19400 yuan/mu migrant workers are willing to stay at this locality for earning a living, the project executive agency Plot should help them rent the near land for cultivation.

90 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Table of Relocatee Rights and Interests of Qiyang County Urban Flood Control Project Table 4.4-1 Compensation Standard (yuan/Unit) Affected Responsible Affected Type Policy of Land Acquisition and Resettlement Standard (Fluctuant Object Agency Compensation Item amplitude) 1. The compensation fee for temporary land includes young crops cost, land loss compensation cost and reclamation cost. Time limit of the temporary land is set at two years. If the temporarily land acquisition exceeds two years, the County acquisition procedure should be handled again. Dry farmland 5707 yuan/mu PMO, 2. The compensation fee for land loss is mainly used for compensating total County Land amount of output or income of landowner from the original land. And the Temporary Contractor and compensation fee for land loss shall be determined according to the annual land Resources output value and occupation time: dry farmland is 1890 yuan/mu, shrub land is Bureau, 549 yuan/mu; young crop costs are as follows: dry farmland is 378 yuan/mu, and shrub land is 549 yuan/mu. Contractor Shrub Land 1647 yuan/mu 3. After the construction, the land occupied shall be rehabilitated and returned to the village affected by the project. Temporarily-occupied dry farmland shall be reclaimed and the reclamation cost is 3439 yuan/mu. Mechanical Farm Land 50000 yuan/km County All the special facilities affected by the project shall be rehabilitated and rebuilt Hasty Road 100000 yuan/piece PMO, according to the actual conditions affected by the project, original standard, 10KV high voltage line 50000 yuan/km Special Owner of relative scale and function. The PMO shall plan the investment according to the 380V low voltage line 27500 yuan/km facility title professional rehabilitation plan, and supply proper compensation funds for the each Demolition of Transformer 3000 yuan/piece departments department in charge of special facility to organize the implementation. Post line 62613 yuan/km Irrigation Channel 40000 yuan/km

91 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

5. Resettlement and Rehabilitation Measures

5.1 Resettlement and Rehabilitation Objectives Make proper compensation and appropriate resettlement in order to insure the productivity, income level and living conditions of the affected people could be restored or improved.

5.2 Resettlement Population Calculation According to the investigation, 1377 households with 5678 persons are affected by the land acquisition, of which 518 agriculture persons need economic rehabilitation and 1380 persons in 237 households need new houses. According to the time schedule of the project construction, the resettlement implementation will be commenced at the end of 2007, which is close to the investigation basic year, so the resettlement plan is prepared based on the population to be relocated as actually investigated, not take the nature increase of population into account. 5.2.1 Economic Rehabilitation Population As the project is linearly distributed along the upper reaches of Qishui River and Xiangjiang River, most persons affected by land acquisition will lose a little part of their lands only. According to the detailed survey, the project will permanently occupy cultivated land in 48 villager groups from 10 village (residential) committees in 1 town, and affect 5061 persons in 1233 households, with the lost cultivated land per capita of 0.05mu. In terms of number of people who need economic rehabilitation, which refers those who would lose all their farmland holding, it is calculated by dividing amount of acquired farmland in each affected village group by the per capita farmland holding in that village group. The calculation formula is as follow: K= L/P Where: K stands for the number of people who need economic rehabilitation population in every villagers group. L stands for the area of occupied cultivated land due to the project in every villagers group; P stands for the existing per capita cultivated land in every villagers group; According to the above formula, in the project affected area, 518 agricultural persons need economic rehabilitation. The calculation of economic rehabilitation population in every village‘s group is shown in details in Table 5.2-1.

92 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Population Calculation for Economic Rehabilitation Table 5.2-1 Current cultivated land (mu) Cultivated Occupied cultivated land (mu) Proportion Current Residual County Commercial land per Commercial of land Town(ship) Village Group agricultural Paddy Paddy land per Relocatees (region) Total Dryland vegetable capita Total Dryland vegetable acquisition population field field capita land (mu/capita) land (%) Qiyang 48 5286 3119 2322 359 438 0.59 258 111 64 83 0.54 8.27 518 Wuxi Jiaoshan 3 139 111 74 24 13 0.80 28 18 10 0.68 25.23 29 15 25 42 22 10 10 1.68 16 8 8 1.40 38.10 10 16 78 41 32 6 3 0.53 7 5 2 0.46 17.07 13 17 36 28 20 8 0.78 5 5 0.64 17.86 6 Wuxi 5 572 242 151 27 64 0.42 26 26 0.38 10.74 68 6 160 54 40 14 0.34 6 6 0.30 11.11 18 7 101 49 30 19 0.49 4 4 0.45 8.16 8 11 160 94 46 27 21 0.59 8 8 0.54 8.51 14 12 66 19 9 10 0.29 8 8 0.17 42.11 28 13 85 26 26 0.31 0 0.31 0.00 0 Zhangshuling 5 763 447 366 40 41 0.59 52 52 0.52 11.63 100 1 220 107 82 13 12 0.49 15 15 0.42 14.02 31 2 160 99 76 15 8 0.62 12 12 0.54 12.12 19 5 142 45 45 0.32 10 10 0.25 22.22 32 6 81 103 81 12 10 1.27 8 8 1.17 7.77 6 8 160 93 82 11 0.58 7 7 0.54 7.53 12 Guangming 3 447 156 109 30 17 0.35 19 0 19 0.31 12.18 55 5 208 65 50 15 0.31 10 10 0.26 15.38 32 6 62 36 20 10 6 0.58 4 4 0.52 11.11 7 7 177 55 39 5 11 0.31 5 5 0.28 9.09 16 Dongjiang 7 849 260 137 56 67 0.31 32 0 27 5 0.27 12.31 136 1 80 15 5 10 0.19 3 3 0.15 20.00 16 2 75 10 6 4 0.13 6 6 0.05 60.00 45 3 147 79 50 16 13 0.54 4 4 0.51 5.06 7 4 156 19 8 11 0.12 3 3 0.10 15.79 25 5 110 45 35 7 3 0.41 6 6 0.35 13.33 15 6 131 29 14 5 10 0.22 2 2 0.21 6.90 9 7 150 63 38 9 16 0.42 8 3 5 0.37 12.70 19 Tabian 6 700 315 217 30 68 0.45 13.2 13.2 0.43 4.19 28

93 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Population Calculation for Economic Rehabilitation Table 5.2-1 Current cultivated land (mu) Cultivated Occupied cultivated land (mu) Proportion Current Residual County Commercial land per Commercial of land Town(ship) Village Group agricultural Paddy Paddy land per Relocatees (region) Total Dryland vegetable capita Total Dryland vegetable acquisition population field field capita land (mu/capita) land (%) 1 107 58 48 5 5 0.54 2 2 0.52 3.45 4 2 112 76 56 10 10 0.68 4 4 0.64 5.26 6 3 142 56 31 10 15 0.39 4 4 0.37 7.14 10 4 136 50 36 14 0.37 2 2 0.35 4.00 5 5 86 42 20 22 0.49 1 1 0.48 2.38 2 6 117 33 26 5 2 0.28 0.2 0.2 0.28 0.61 1 Tuqing 8 862 465 363 45 57 0.54 9.8 9.8 0.53 2.11 21 1 86 29 27 2 0.34 0.8 0.8 0.33 2.76 3 2 102 55 38 5 12 0.54 1 1 0.53 1.82 2 3 112 68 57 6 5 0.61 2.5 2.5 0.58 3.68 5 4 130 84 62 12 10 0.65 0.5 0.5 0.64 0.60 1 5 82 26 20 6 0.32 0.5 0.5 0.31 1.92 2 6 96 40 32 8 0.42 1.2 1.2 0.40 3.00 3 7 101 65 49 10 6 0.64 3.3 3.3 0.61 5.08 5 8 153 98 78 12 8 0.64 0.64 County‘s stock 198 120 60 18 78 66 12 39.39 seed farm Sunshi 6 370 445 282 87 76 1.20 19 19 1.15 4.27 19 1 43 134 82 32 20 3.12 4 4 3.02 2.99 2 5 102 99 61 20 18 0.97 6 6 0.91 6.06 6 6 62 30 28 2 0.48 2 2 0.45 6.67 5 7 49 26 26 0.53 1 1 0.51 3.85 2 8 68 75 16 28 31 1.10 2 2 1.07 2.67 2 11 46 81 69 5 7 1.76 4 4 1.67 4.94 2 Taojialing 5 584 678 623 20 35 1.16 59 59 1.06 8.70 62 3 86 64 64 0.74 15 15 0.57 23.44 21 4 136 117 102 10 5 0.86 10 10 0.79 8.55 12 5 120 131 131 1.09 20 20 0.93 15.27 19 7 86 189 162 5 22 2.20 8 8 2.10 4.23 4 11 156 177 164 5 8 1.13 6 6 1.10 3.39 6

94 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

5.2.2 Resettlement Population of House Demolition and Relocation According to on site investigation, 10 villages (residential committees) in 1 town of Qiyang County with 1,380 persons in 237 households will be involved in house demolition, and houses of 17,797m2 shall be demolished. Among them, 117 urban persons in 20 households and 1,263 rural persons in 217 households have to remove and build new houses. For details about relocatees affected by project demolition, please see Table 5.2-2. Statistics of Relocatees under Qiyang County Urban Flood Control Project Table 5.2-2

Village Population to be removed and relocated Affected Type County Town (residential Households Population committee) Total Qiyang Wuxi 10 237 1380 I. Urban house Qiyang 1 1 20 117 Wuxi 1 20 117 County‘s stock 20 117 seed farm II. Rural house Qiyang 1 9 217 1263 Wuxi Jiaoshan 25 146 Guangming 62 363 Taojialing 10 58 Wuxi 35 203 Sunshi 16 93 Tuqing 1 6 Tabian 7 41 Zhangshuling 24 139 Dongjiang 37 214

5.2.3 Affected Population Due to the Temporary Land Acquisition The areas of temporary acquisition lands in this project total 312.41mu, including dry lands of 130.9mu and shrubbery of 181.51mu, and actually affect 478 persons in 122 households in 4 administrative villages in 1 town. During the period of temporary land occupancy, the affected villagers will get the compensation by years. After construction period, the structural measures of affected land recovery, planting measures and the temporary pile stock yard for the cultivated soil will be cooperated into the water & soil conservation design. The temporarily acquisitioned land will be reclaimed by use of the reclaimed cost and leveled, then returned to the affected farmers.

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5.3 General Scheme for Resettlement The Urban Flood Control Project in Qiyang County of Hunan Province will affect a few of houses and lands of villages (residential committees) along flood dike line, and will not create great unfavorable impact on existing production and livelihood in most affected villages (residential committees). By means of participatory task, the opinions were widely collected in the townships (sub-district) or villages to be affected due to construction of flood dike. Based on their opinions and suggestion, and considering the actual situation in project impact area, the general scheme for resettlement was established as follows: 1) According to the overall urban planning in Qiyang County, no housing plot will be arranged for affected urban residents, and the concentrated resettlement by property right exchange and cash compensation will be adopted for them. 2) The affected rural residents (agricultural population) will be relocated in their original communities, as it can keep their original production type, livelihood and social relation, facilitate the recovery and improvement of their production and income standards after land acquisition and demolition, and improve their enthusiasm and adaptability in livelihood and production. 3) Concerning the production, the affected farmers will be resettled in the existing groups after obtaining the compensation for young crops and ground attachments. The economic rehabilitation will be achieved by partial adjustment of cultivated lands for agricultural production relying on lands, and by taking auxiliary measures for production development, such as improvement of water resource facilities, adjustment of agricultural planting structure, improvement of low-yield farmland and change of dryland to paddy field, so as to fully develop the potentialities of the existing land and to ensure the food production capacity of the resettlement people. The land compensation fee and the resettlement subsidies should be controlled and put into utilization by the villager‘s group collective, or directly allocated to the affected farmers. Considering the resource situation in project affected area, some affected farmers will be relocated by means of direct cash compensation. The land compensation fee should be controlled and put into utilization by the villager‘s group collective, and the resettlement subsidies should be directly paid to the farmers affected by the land acquisition. The affected farmers will be engaged in other agricultural activities (such as adjustment of industrial structure, and development of greenhouse vegetable) or non-agricultural activities by use of this compensation, so their production and living standards will be soon rehabilitated.

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5.4 Environmental Capacity Analysis The environmental capacity of resettlement area is refers to the number of resettlers that an area can support and absorb with normal economic and ecological sustainability. The scope of this investigation on resettlement‘s environmental capacity is based on the rehabilitation scheme that is proposed in Resettlement Plan. As majority of the farmland in project areas have been in possession of others, the agricultural populations who finally need rehabilitation by land have to share original land resources with residents in the host areas, and are guaranteed to get mutual benefit with local residents. To achieve this objective, a series of measures should be taken to increase agricultural income, such as increase investment on agriculture, improve fertility of field, change variety of crops, transform low-yield fields and change dry farm lands into paddy fields. The analysis on the change of land holding among affected villages and groups (Table 5.2-1) indicates: the current cultivated land per capita in 10 affected villages is 0.59mu, which will be reduced to 0.54mu after land acquisition, decreased by 0.05mu per capita or 8%. After land acquisition, there are 29 groups among 48 groups (in 10 affected villages) with their residual farmlands per capita over 0.5mu. Among them, 1st Group in Sunshi Village in Wuxi Town enjoys the most residual farmlands per capita, averaging 3.02mu per capita. Among these affected groups, a large number of farmlands are in low yield because of low investment, lack of management, poor soil fertility, simple crop, and incomplete irrigation facilities. Therefore the ameliorative measures, including increasing investment on low yield field, improving soil fertility, adjusting farming system, replanting improved crops variety, building farmland water resource facilities, and reinforcing field management, shall be adopted to fully exploit the potential of cultivated lands, improve the production level and yield per unit area, and consequently reach the resettlement target value. However there are 19 groups among 48 groups (in 10 villages) with their average farmland below 0.5 mu per person after land acquisition. Among them, 2nd Group in Dongjiang Village in Wuxi Town has the largest proportion of occupied farmland, totaling 60%, and the residual farmland is 0.05mu/person. The main reason for different proportions of occupied farmlands is that all these villages are located in the urban planning area of Qiyang County and in recent years most of farmland in these villages had been acquired following the rapid development and expansion of Qiyang County. Since for those agricultural populations who need rehabilitation by farmland, they have to share limited land resources with residents in the affected villages, the limited land holding makes it hard to guarantee mutual benefit for both resettlers and local residents. Concerning this, other related measures should be carried out to provide economic rehabilitation for those village groups with per capita farmland below 0.5 mu/person after land acquisition, which include providing cash compensation to the affected persons for other

97 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

economic activities development (such as production structure adjustment, green house vegetables development) or non-agricultural economic activates development (such as livestock breeding), so as to increase their income, as well as eliminate their poverty situation.

5.5 Resettlement Plan 5.5.1 Rehabilitation Plan for Livelihood Rehabilitation 5.5.1.1 Choice of Rehabilitation Method In March 2006, the resettlement design unit carried out the on-site investigation, optimization and demonstration in collaboration with Employer and the local governments at various levels. According to the practical situations of project-affected area and resettlers‘ opinions, the mode of scattered resettlement in their existing village has been adopted for the resettlers‘ relocation in this project. A contract should be signed between the relocatee and the project sponsor or the land acquisition implementation agency, and the contract should include the compensation methods, the sum of the compensation fee, area and site of relocation houses, time limit of relocation, the transfer methods and the time limit of transfer etc. The relocatee has the right to choose resettlement method and resettlement locations upon their willingness. 5.5.1.2 Principle and Procedure for Selecting Resettlement Sites 1) Principles The aim of rehabilitation of housing condition is to provide the relocated households with safe, convenient and graceful living environment. ①The new residential areas should have good terrain and geological conditions and reliable drinking water source. ②The location of new residential areas should be compatible with the economic rehabilitation plan. ③The location of new residential areas should be convenient for production, living and management. ④Save land, especially the cultivated land, as much as possible. ⑤Take the future population increase into account and leave rooms for further development. ⑥The distribution of houses in the residential areas should be based on the terrain conditions and take the lighting, ventilation, sanitation and greening conditions into account. ⑦The design of houses should meet the requirements of the relocatees and their financial abilities. 2) Procedures Based on the above principles, after on-site investigation and analyzing the terrain, geological, traffic, power and water source conditions, the location of new residential area is selected after negotiation with representative of relocatee and local government, taking the relocatees‘ living and production

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conditions into account. 5.5.1.3 Planning of Demolition and Housing 237 households with 1,380 persons will be affected in house demolition, the property rights transposition, move-back resettlement, and cash compensation will be adopted for their resettlement. 1) Exchange of Property Rights and Concentrated Resettlement According to investigation of resettlers‘ will, 17 households with 100 persons in stock seed farm would like to choose exchange of property rights and concentrated resettlement. They ask for the resettlement houses that occupy the same area as the former one under the uniform arrangement of the government. According to the principle of ‗unified planning, unified design, unified distribution, unified management and unified construction‘ specified in urban planning of Qiyang County, the Project Executive agency and Implementation agency of land acquisition and house demolition will cooperate with local government to decide and develop new centered resettlement sites, build the flat-type residents for resettlers‘ selections. According to the spot-investigation by county PMO and Resettlement Design Unit, and consultation results of local governments at every level, some relevant units and resettlement representatives, the specific compensation resettlement of exchange of property rights of this project are shown in the following: a) At the early stage, the new resettlement site of exchange of property rights in this project will be set at 6th and 7th Groups in Guangming Village, Wuxi Town, and Qiyang County. It was planned that 8 mu lands be occupied in 6th and 7th Groups in Guangming Village, Wuxi Town, Qiyang County, with the building density of 2.1 and the afforestation ratio of 38.1%. Additionally, 80 sets of apartment units in 3 apartment buildings with 4 front shops are proposed to be constructed, with the building area of 5,000 km2. b) The flat type of new resident are varied: two rooms with a reception room (65 m2), two rooms with two reception rooms (80 m2), three rooms with two reception rooms (95 m2), and four rooms with two reception rooms (120 m2), equipped with kitchen and washroom; c) The standard for new houses is uniform door and window installation, uniform decoration of external walls, as well as cement ground, putty inner wall, and sufficient water and power supply; d) If the compensation building area of exchange of property rights is the same as the building area of the demolition house, the calculation of price difference won‘t be conducted: if the compensation building area is smaller than the former building area, the compensation for short part will be calculated at the price of commercial housing (RMB 500yuan/m2); if the compensation building area is larger than the former building area (the over area is smaller than the 15% of the former building area), the compensation will be calculated at the price of replacement value (RMB 435yuan/m2), and

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if the compensation building area is larger than the former building area (the over area is larger than the 15% of the former building area), the compensation will be calculated at the price of commercial housing (RMB 500yuan/m2). e) The new houses after property rights exchanging could only be sold in the market after the completion of commercial housing sales by the developer. 2) Move-back and Resettle Locally In order to minimize the unfavorable impact on affected households due to project construction, during the project impact investigation and resettlement planning, the consultation meeting participated by the town (sub-district) and village (residential committee) cadres and some resettler representatives have been held in the affected towns (sub-districts) and villages (residential committees), and the economic rehabilitation schemes for resettlers was discussed. According to the relocatees‘ wishes and the practical situations, it was initially determined that 1,263 persons in 217 households shall be move-backed and resettled locally in the village which they formerly belong to. According to the principle of unified planning, unified land acquisition and separate construction, they will be compensated with fees that are enough to build a house similar to the existing one and they are responsible to build their new house on the land arranged by the village. The land area used for rebuilding the house was determined within 120~150m2 according to the existing national Land Administration Law, Implementation Methods for Land Administration in Hunan Province and Compensation Methods for Land Acquisition and Demolition in Qiyang County. Due to the different influence caused by the project construction differentiating from one village to another in the project area as well as the different resources structure and infrastructure conditions in each village, according to the villagers‘ opinion, the actual situations and the principle of convenient for production and easy to live, each village should provide at least two different resettlement sites, in which 3 to 8 households can be resettled. In addition, the villages should also provide necessary assistance in the process of house reconstruction and relocation. A total of 25 resettlement sites have been set up in 10 villages along project area, so as to resettle 1,263 persons in 217 households. According to the standard of using the land, the standard of resettlement compensation and local custom, this project designed 4 types of house for the resettlers as examples. To rebuild their houses, the resettlers can choose one type of the house example or design their house by themselves according to their wishes and economic situations. The details of house examples are shown in Figure 3. 3) Cash Compensation Resettlement According to resettlers‘ will and actual situation of project affected area, 17 persons in 3 households in stock seed farm will be relocated by giving cash compensation. With the compensation fee enough to

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build a house similar to the existing one, the resettlers can purchase new houses by themselves, with the house information released by the local government. More details about demolition and housing in the project area were shown in Table 5.5-1. House-Building and Resettlement Scheme in Qiyang County Table 5.5-1 Move-back and resettle Cash Property right exchange Town Total locally compensation County Village Group (Sub-district) relocatees Relocatees Sites Relocatees Site Relocatees Site

Qiyang Wuxi 1380 1263 100 17 Urban

house stock seed Guangming 117 100 17 farm Village Rural house Jiaoshan 146 146 Village 15 58 58 Village 16 88 88 Village Wuxi 203 203 Village 6 145 145 Village 7 23 23 Village 12 35 35 Village Zhangshuling 139 139 Village 1 46 46 Village 2 35 35 Village 5 58 58 Village Guangming 363 363 Village 5 164 164 Village 6 59 59 Village 7 140 140 Village Dongjiang 214 214 Village 1 23 23 Village 2 69 69 Village 4 41 41 Village 7 81 81 Village Tabian 41 41 Village 2 6 6 Village 3 12 12 Village 4 23 23 Village Tuqing 6 6 Village 1 6 6 Village Sunshi 93 93 Village 1 6 6 Village 5 47 47 Village 7 23 23 Village 8 17 17 Village Taojialing 58 58 Village 7 58 58 Village

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5.5.1.4 Infrastructures and Public Facilities 1) Resettlement by Cash Compensation The persons who are willing to be relocated with cash compensation can purchase commercial houses or economic affordable houses at the market by themselves. Before purchase, the surroundings and the construction status of supporting facilities in the residential area shall be taken into consideration. No inconvenience will be occurred when residing in this area. 2) Scattered Resettlement in Existing Villages There is no special planning since the resettlement by means of move-back and resettle locally can rely on existing infrastructures and social service systems. For affected local infrastructure facilities, in addition to provide compensation and restore them to original conditions and functions, the local governments could also, according to the local economic situation and the principle of ‗Convenient for production and easy to live‘, reasonably improve the facilities in the resettlement areas by providing additional funding or increasing the investment, making overall arrangement and constructing at the same time. 3) Concentrated Resettlement by Property Rights Transposition 100 persons in 17 households will be concentratedly relocated in Guangming Village by property rights transposition. The lands for resettlement are principally the dryland, and the current roads can be used for external access. a. Site leveling: About 7mu dryland is planned to be leveled as housing plot. b. Electric power facility: After concentrated resettlement, the electric power can be supplied to relocatees by current lines. Partial electricity transmitting and transferring facilities in resettlement sites shall be improved. c. Drainage facility: It is proposed to use the close-type drainage ditches in resettlement sites. The main ditch is proposed to be laid on both sides of road, with the drainage type of rain and wastewater confluence. The main drainage ditch is planned to be 0.3km in total length, and the branch ditch is 0.7km. d. Water supply facility: It is proposed to conduct concentrated water supply to resettlement sites from Qiyang Water Works, and the main water supply line is planned to be 3km. e. Others: Since the resettlement sites are close to former residential places of relocatees, the traffic is convenient, so no school, hospital and other institution will be established. The former social service networks are still applicable for relocatees‘ medical care and education. The development area and village will be responsible to construct infrastructures in the resettlement location and the investments will be covered by the compensation for infrastructures.

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5.5.1.5 Assistance in Resettlement The land acquisition and resettlement implementation agency will be responsible for assisting resettlers at every aspect during the entire process of the resettlement: 1) Understand and try to satisfy the resettlers‘ needs before the resettlement. 2) Help the resettlers dealing with their troubles such as arranging the vehicles and assisting the remove during the process of resettlement. 3) Try to realize the resettlers‘ comfort and discomfort and try to solve their difficulties in time after the resettlement. 5.5.2 Economic Rehabilitation Planning for Resettlers 5.5.2.1 Economic Rehabilitation Objective for Resettlers The reconstruction and rehabilitation of production and livelihood is the key standard to judge the feasibility of resettlement. In order to ensure that the livelihood of resettlers will not decrease, the rehabilitation and improvement of resettlers‘ current net income per capita as the objective of resettlement planning. In March 2006, with the assistance of Employer and government at each level, the resettlement design unit investigated the affected farmers on their household properties, income and expenditure conditions, and listed the information household by household. According to the analysis on the income and expenses of agricultural family, in 2005, the annual net income in project area was RMB 2,497 yuan. No matter whether the project will be conducted or not, the level of social economy in project area will be improved, as well as the net income per capita. During the period of 2003~2005, the annual growth rate of net income per capita in rural project area reached 5.5%. In order to guarantee that the resettlers will reach or exceed their former living standard after relocation, the net income per capita must reach RMB 2,932 yuan when the project is completed. 5.5.2.2 Economic Rehabilitation Strategy According to the agricultural means of production status and local agricultural production level in project area, the input and output level analysis has been conducted for the economic rehabilitation project for resettlers in project area. The economic rehabilitation strategy was established. For those village groups with sufficient land holdings after land acquisition (25 village groups out of 48 with per capita land holding being 0.5 mu or more after land acquisition), land readjustment will be carried out, which will ensure adequate landholding will be available for all affected persons. The basic investment standard for providing each person of rehabilitation through the development of secondary & tertiary industries will be based on degree of land loss among affected people, averaging about RMB 10,000 per person. 5.5.2.3 Economic Rehabilitation Planning for Resettler

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In April 2006, the resettlement design unit and the Employer, together with the relevant department, conducted the on site survey on the project affected land, water surface, and other natural resources. In the course of resettlement planning and project impact investigation, the consultation meeting with the project affected town (sub-district) and village cadre, and some resettler representatives have been held, and the economic rehabilitation schemes for resettlers was discussed. Through the analysis on the geographic position, land resources ownership, income structure of local residents, and based on the extensive consultation with the resettlers, the overall economic rehabilitation scheme was developed as follows: in-group adjust cultivated lands of 194.96 mu, including paddy field of 149.78mu, dryland of 32.14mu and vegetable land of 13.04mu, for resettling 290 persons; and develop secondary and tertiary industries, such as business, transportation and service, for resettling 228 persons. See Table 5.5-2 for details about resettlement by economic rehabilitation in groups. Scheme for Resettlement by Economic Rehabilitation

Table 5.5-2 Secondary and Tertiary Resettlement by Agriculture Industry Total In-group adjustment of cultivated land County Town Village Group relocatees (mu) Relocatees Item Relocatees Paddy Vegetable Subtotal Dryland field land Qiyang Wuxi 518 290 194.96 149.78 32.14 13.04 228 Jiaoshan 3 29 16 17.34 17.34 13 15 10 10 11.2 11.2 16 13 13 service 13 17 6 6 6.14 6.14 Wuxi 4 68 40 16.49 12.4 2.53 1.56 28 6 18 18 6.4 6.4 7 8 8 3.56 2 1.56 11 14 14 6.53 4 2.53 12 28 28 Transportation 28 zhangshuling 5 100 68 45.18 33.18 6.5 5.5 32 1 31 31 21.68 16.68 3 2 2 19 19 10.6 6 2.6 2 5 32 32 Business 32 6 6 6 4.4 3.5 0.9 8 12 12 8.5 5 1.5 Guangming 3 55 7 3.56 2.56 1 48 5 32 Business 32 6 7 7 3.56 2.56 1 7 16 Transportation 16

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Scheme for Resettlement by Economic Rehabilitation

Table 5.5-2 Secondary and Tertiary Resettlement by Agriculture Industry Total In-group adjustment of cultivated land County Town Village Group relocatees (mu) Relocatees Item Relocatees Paddy Vegetable Subtotal Dryland field land Dongjiang 7 136 41 20.88 13.98 3 3.9 95 1 16 2.4 2.4 Service 16 2 45 Service 45 3 7 7 3.8 3.8 4 25 2.5 1 1.5 Service 25 5 15 15 5.2 5.2 6 9 Transportation 9 7 19 19 6.98 4.98 2 Tabian 6 28 17 8.62 5.91 1.79 0.92 11 1 4 4 1.93 1.93 2 6 6 3.79 2 1.79 3 10 Business 10 4 4 4 1.92 1 0.92 5 2 2 0.98 0.98 6 1 Transportation 1 Tuqing 8 21 17 8.18 6.04 0.98 1.16 4 1 3 3 service 3 2 2 2 0.98 0.98 3 5 5 2.41 2.41 4 1 1 0.5 0.5 5 2 2 Transportation 2 6 3 3 1.16 1.16 7 5 5 3.13 3.13 Sunshi 6 19 19 23.32 12.9 10.42 1 2 2 2.07 1.07 1 5 6 6 7.47 5 2.47 6 5 5 6.81 2.81 4 7 2 2 2.02 2.02 8 2 2 2.15 1 1.15 11 2 2 2.8 1 1.8 Taojialing 5 62 62 51.39 45.47 5.92 3 21 21 16.4 16.4 4 12 12 9.44 5 4.44 5 19 19 16.65 16.65 7 4 4 3.42 3.42 11 6 6 5.48 4 1.48

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1) In-group Cultivated Land Adjustment According to survey, the affected persons in project area would like to choose the economic rehabilitation mode of re-allocating the cultivated land in groups. The land resources in these groups are abundant, and the cultivated land per capita after land acquisition is 0.5mu ~ 2.23mu. The affected villagers are accustomed to make a living on the farmland, and lack other skills of making a living, so they would like to keep their traditional production mode and means of living. In the overall project planning, 194.96 mu cultivated land will be adjusted within the groups for 290 resettlers. After adjustment, the cultivated land per person in this group will be less. In order to keep a simultaneous development of resettlers‘ living level as other villagers‘, it is necessary to develop fully the latent capacity of the remaining cultivated land, to insist the principle which is called that ―exchanging quality for quantity‖, and to enhance the yield and output value of the remaining cultivated land. As most of cultivated lands in the project scope are located at the banks of river presently, they are often inundated by flood, so the actual yield is considerably low. The flood standards will be improved after project implementation. In this project, together with the implementation of agricultural structure adjustment item, some agricultural technicians shall be hired to strengthen the agricultural technique training of rural resettlers and to guide them to fulfill the measures of ―improving low yield land, changing dry farmland into paddy field‖, rightly to enhance the elemental area output value and the cultivated land capacity, so as to fully and well rehabilitate the resettlers in this village with cultivated land adjustment in this villager‘ s group. 2) Development of Secondary and Tertiary Industries According to the investigation, there are few residual cultivated lands in 13 groups in Wuxi Town. Therefore, it is unable to adjust cultivated lands in groups. Since these groups are close to Qiyang County, and many persons with high enthusiasm are engaged in secondary and tertiary industries, so 228 persons can be relocated by developing such secondary and tertiary industries as business, transportation and service, and by technical training and guidance. As the resettlement scheme of the project area is determined in terms of the opinions of most resettlers, maybe individual resettlers will disagree with the resettlement scheme of their village and group, and other modes shall be adopted, the PMO will try best to coordinate and settle the problems. If the resettlers have their own approaches for revenues, namely, they have fixed operation sites in other places, applicable operation skills and production equipment, or relatively steady income resources, as well as they accept cash compensation and they want to find jobs by themselves, after the EA verifies if they completely meet the self-employed conditions, and they sign the resettlement agreement, receive the notarial certificate and go through other procedures during the project implementation process, the resettlement subsidies will be directly paid to the self-employed persons. For the groups

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and villages need cash compensation, if individual resettlers want to undertake agricultural production, the EA will help them obtain land, and continue agricultural production. 5.5.2.4 Total Investment for Economic Rehabilitation 1) Cultivated Land Adjustment Under the project, the cultivated land will be .redistributed by means of compensation which will be calculated based on the unit compensation price in the project area. It is proposed to adjust cultivated lands of 194.96mu, needing land adjustment fee of RMB 4.3786 million yuan. 2) Development of Secondary and Tertiary Industries The proposed secondary and tertiary industries mainly include transportation, business and service, and the investment standard is determined at RMB 10,000 yuan/person based on the development of other similar projects and the actual situation in project area. It is proposed to resettle 228 persons by developing secondary and tertiary industries, with the total investment of RMB 2.28 million yuan. Based on the analysis and calculation of above items, a total of RMB 6.6586 million yuan shall be invested for economic rehabilitation in project area. For details, please see Table 5.5-3. Estimate of Proposed Investment for Economic Rehabilitation in Qiyang County

Table 5.5-3 Unit price Investment (10000 Item Unit Qty. Notes (yuan) yuan) Total 665.86 1.In-group adjustment of 194.96 437.86 cultivated land 1.1 Paddy field Mu 22517 149.78 337.26 1.2. Dryland Mu 15498 32.14 49.81 For 290 persons 1.3. Vegetable land Mu 38948 13.04 50.79 2. Secondary and tertiary industry Person 10000 228 228 For 228 persons

5.5.2.5 Balance between Land Compensation Fee and Economic Rehabilitation Investment According to the relative resettlement articles: ― The land compensation and resettlement subsidies, is used by the institutions with land acquired, for production rehabilitation and development, and arranging the employment for the surplus labor forces caused by the land acquisition, livelihood subsidies for people incapable for work. It can also be contracted to the county (city) and be unitedly allocated by the county (city) for land development, production and livelihood resettlement for resettlers. But these special funds must be used for the specific purpose. The funds shall not be privately shared or used for other purposes.‖ In case that the land compensation and resettlement subsidies can not meet the requirements of production and resettlement, the resettlement subsidies can be increased according to the situation. Therefore, the land compensation fee and resettlement subsidies, as the only fund

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resource of the resettlers‘ production and resettlement, must be equal to or a little more than the total investment of economic rehabilitation. According to the economic rehabilitation plan, the required economic rehabilitation population in this project is 518. The investment for production development project is RMB 6.6586 million yuan in total (See 5.5-4 for details). The permanent land acquisition compensation fee in the project area is RMB 8.6775 million yuan in total, a little more than required investment for other economic rehabilitation. This indicates that the land compensation standard is considerably suitable, and can meet the fund requirement of economic rehabilitation. The fund margins can be unitedly used for continuous development by each village group, such as launching village-owned enterprises, land resources development and used as fund investment for other projects as improving low-yield farmland and converting dry farmland to paddy fields, etc., to ensure that the livelihood level of the resettlers reaches or exceeds their previous standard. 5.5.2.6 Forecast of Economic Income Level Resettlement production development means to combine resettlement with project construction, resource exploitation, soil and water conservation and economic development and make resettlement production reach or exceed intrinsic living condition step by step. Planning scheme of production development is brought out on the basis of natural and social economic characters of project region and collecting opinions of resettlement. Analysis of output profits of its developing items is as follows: Secondary and tertiary industries: According to the investigation, the persons engaged in secondary and tertiary industries achieved sound operation. Taking transportation service for example, each passenger vehicle (minibus) is provided with one driver and one attendant, since the annual average net income exceeds RMB 10,000 yuan, so the net income per capita is over RMB 8,000 yuan/year. 5.5.2.7Rehabilitation Measures for Resettlers’ Economic Income The project implementation agency will offer help and support to the resettlers as much as possible during the whole course of resettler livelihood recovery in this project. They include 1) Distribute resettlement subsidy and help resettlers to become self-employed. Any labor output project in the county area will give priority to the affected persons. 2) Strengthen the training of production skills for resettlers and invite experienced specialists to train the resettlers to develop cultivation industry and livestock breeding industry. 3) Give first priority to the resettlers when hire labor for the project construction. According to the design of this project construction organization, the project construction will totally take up 0.5213 million working days with labor force, and will afford some employment chances including land levelling and landscape works. Though some project tasks will be temporary, the income of these employees, according to income survey of the same work type in Qiyang

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County, will be RMB 1,000~1,500 yuan/month. Thus, the local resettlers will be given short-term incomes which will be useful to enhancing living level of affected people and restoring their income and livelihoods. 5.5.3 Resettlement Villages Planning A total of 10 villages will be involved in the land acquisition under the project, of which the groups in Jiaoshan Village, Wuxi Town, will be greatly affected, with 25.23% of their lands to be acquired, while the groups in Tuqing Village, Wuxi Town, will be slightly affected, with 2.11% of lands to be acquired on average. The planning focuses on five villages with the land acquisition ratio over 10%. 5.5.3.1 Jiaoshan Village of Wuxi Town 1) Current State Jiaoshan Village is an administrative village subordinated to Wuxi Town of Qiyang County located in the left bank of Xiangjiang River, at the middle south part of the county and with 1km away from the center of Qiyang County. The village borders on Wuxi Town in the east, and the County Original Seeds Plant in the west. There are village-grade highways between all villages, and the communication is very convenient. The whole village is composed of 22 villager‘s groups and has 404 households with 2,019 persons, among which 1,120 are agricultural population, and 899 are non-agricultural population. The net income of per capita was RMB 2,017 yuan in 2004. 70 households with the proportion of 17.3% in the village engage in the second and third industries such as catering, clothing, goods, etc. The proportion of labor force in the village is 54%, among which 319 persons are working outside mainly in the Guangdong, Fujian, etc., engaging in the industries such as service, shoe making, etc. The agriculture in Jiaoshan Village focuses on planting two-crop paddy and vegetable. The total cultivated land is 777 mu, of which 692 mu of paddy field and 52 mu of vegetable land, and the per capita cultivated land of the agricultural population is 0.69 mu. 2) Impact by Land Requisition and Demolition The land acquisition of the project will actually affect 68 households with 272 persons, of which, 25 households with 146 persons which are all rural resettlers are affected by house demolition; the cultivated land requisitioned is 28 mu, of which 18 mu of dry farmland and 10 mu of vegetable land. The cultivated land per capita after land requisition is 0.67 mu, 0.02 mu less than that before the land requisition. The decrease proportion of cultivated area after land acquisition is 3.6%. For the details of the cultivated land acquisition, see the table 5.5-4.

109 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Cultivated Land of Each Villager’s Group in Jiaoshan Village

Table 5.5-4 Current population Existing cultivated land area Occupied ruled cultivated Reducing (person) (mu) land area(mu) proportion of per Per capita capita Per capita cultivated cultivated cultivated land after Group Commercial Commercial land Agricultural Non-agricultural Paddy Dry land Dry land Total vegetable Total vegetable before population population field farmland (mu/person) farmland acquisition land land and after (mu/person)) land acquisition (%) 1 60 30 36 36 0.6 0.6 2 40 41 38 38 0.95 0.95 3 65 26 0 4 55 25 31 31 0.56 0.56 5 58 52 36 36 0.62 0.62 6 42 67 37 37 0.88 0.88 7 38 80 47 42 5 1.24 1.24 8 60 36 40 40 0.67 0.67 9 112 39 108 90 8 10 0.96 0.96 10 42 40 36 36 0.86 0.86 11 45 29 6 6 0.13 0.13 12 62 48 36 36 0.58 0.58 13 47 46 29 29 0.62 0.62 14 60 42 42 36 1 5 0.7 0.7 15 25 60 42 22 10 10 1.68 16 8 8 1.04 38.09 16 78 42 41 32 6 3 0.53 7 5 2 0.44 17.07 17 36 31 28 20 8 0.78 5 5 0.64 17.86 18 34 26 30 30 0.88 0.88 19 45 32 40 35 5 0.89 0.89 20 56 31 36 28 8 0.64 0.64 21 30 46 38 38 1.27 1.27 22 30 30 0 Total 1120 899 777 692 33 52 0.69 28 18 10 0.67 3.6

3) Resettlement Measures Based on the extensive consultation with resettlers, through discussion, the two committees of the village made a decision based on the actual condition of the village, that the resettlers of the village would be resettled in accordance with the following measures: —— Economic Rehabilitation Measures: The land acquisition in Jiaoshan Village will affect 272 persons,

110 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

29 of which require economic rehabilitation. Based on the extensive consultation with resettlers, through discussion of the committee of the village and by considering the actual conditions that the surplus cultivated land in the 15th and 17th groups is relatively sufficient, it is planned to undertake cultivated land adjustment within the groups. Based on the average land holding after land acquisition, a total of 17.34 mu cultivated land will be adjusted and distributed to 16 persons. The land compensation fee and subsidies shall be paid to each villagers‘ group, based on the agreement of two-thirds resettlers, which can use the funds to improve the water conservancy facilities to enhance the yield. It is planned to build 1,000m irrigation canals, with a total investment of RMB 95,000 yuan, in the 15th and 17th groups of Jiaoshan Village. For the 16th group of Jiaoshan Village, it is difficult to carry out the in-group land adjustment, due to less than 0.5mu land holding after land acquisition. According to the relevant national policies, more than 75% of the land compensation fee and the subsidies shall be paid to each household. The funds shall be used for the development of secondary and tertiary industries, including commerce and service business, for the economic rehabilitation of 13 persons. —— Relocation Resettlement Measures: On the basis of the resettlers‘ will, the committee of the village determined that 146 persons will be resettled within the existing village groups by means of scattered and moving-back resettlement based on the housing plot arranged by the village collective. The rebuilt housing plot standard is 120m2~150m2/household. The resettlers can build and demolish houses by themselves, the losing property will be compensated in accordance with related policies, provide livelihood subsidy for the moving conveyance fee, matched infrastructural facilities fee for the new housing plot. In the process of resettlement, the project implementation agency and village committee will provide necessary assistance. 5.5.3.2 Wuxi Village of Wuxi Town 1) Current State Wuxi Village is an administrative village subordinated to Wuxi Town of Qiyang County located in the left bank of Xiangjiang River, at the south part of the county and with 0.8km away from the center of Zhishan County. The village borders on Jiaoshan Village of Wuxi Town in the west, Tuqing Village in the south and Baihua Village in the north. Because the No. 322 national highway passes through the village and there are village-grade highways between all villages, the communication is very convenient. The whole village is composed of 13 villager‘s groups and has 340 households with 1,699 persons. The net income of per capita was RMB 2,345 yuan in 2004. 12 households with the proportion of 5.9% in the village engage in the second and third industries such as catering, clothing, goods, etc. The proportion of labor force in the village is 53%, 10% of which are working outside mainly in the Guangdong, , etc., engaging in the industries such as electronics, shoe making, security, etc. The agriculture in Wuxi Village focuses on planting paddy, which is two-crop paddy. The total cultivated

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land is 845 mu, of which 632 mu of paddy field, 75 mu of dry farmland and 138 mu of vegetable land, and the per capita cultivated land of the agricultural population is 0.56 mu. 2) Impact by Land Requisition and Demolition The land acquisition of the project will actually affect 142 households with 607 persons, of which, 35 households with 203 persons which are all rural resettlers are affected by house demolition; the cultivated land requisitioned is 26 mu, which is all vegetable land. The cultivated land per capita after land requisition is 0.55 mu, 0.01 mu less than that before the land requisition. The decrease proportion of cultivated area after land acquisition is 3.08%. For the details of the cultivated land acquisition, see the table 5.5-5. Cultivated Land of Each Villager’s Group in Wuxi Village Table 5.5-5 Occupied ruled Reducing Current population Existing cultivated land area (mu) cultivated land proportion (person) area(mu) Per capita of per Per capita cultivated capita cultivated Group cultivated land after land Commercial Commercial Agricultural Non-agricultural Paddy Dry land land before Total vegetable Total vegetable population population field farmland (mu/person) and after land land acquisition (mu/person) land acquisition (%) 1 130 107 84 8 15 0.82 0.82 3.8 2 160 48 117 84 10 23 0.73 0.73 3 175 60 72 72 0.41 0.41 4 111 20 98 73 14 11 0.88 0.88 5 92 58 58 0.63 6 6 0.57 10.34 6 160 37 54 40 14 0.34 4 4 0.31 7.41 7 101 35 49 30 19 0.49 0.49 8 72 36 36 0.5 0.5 9 85 44 44 0.52 0.52 10 102 71 30 16 25 0.7 0.7 11 160 94 46 27 21 0.59 8 8 0.54 8.51 12 66 19 9 10 0.29 8 8 0.17 42.11 13 85 26 26 0.31 0 0.31 Total 1499 200 845 632 75 138 0.56 26 26 0.55 3.08

3) Resettlement Measures Based on the extensive consultation with resettlers, through discussion, the committee of the village made a decision based on the actual condition of the village, that the resettlers of the village would be resettled in accordance with the following measures: —— Economic Rehabilitation Measures: The land acquisition in Wuxi Village will affect 607 persons, 68 of which require economic rehabilitation. Based on the extensive consultation with resettlers, through

112 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

discussion of the committee of the village and by considering the actual conditions that the surplus cultivated land in the 6th, 7th and 11th groups is relatively sufficient, it is planned to undertake cultivated land adjustment within the groups. Based on the average land holding after land acquisition, a total of 16.49 mu cultivated land will be adjusted and distributed to 40 persons, including 12.4mu paddy field, 2.53mu dry farmland, and 1.56mu vegetable plot. The land compensation fee and subsidies shall be paid to each villagers‘ group, based on the agreement of two-thirds resettlers, which can use the funds to improve the water conservancy facilities to enhance the yield. It is planned to build 2,000m irrigation canals and one 30KW irrigation station, with a total investment of 0.4 million yuan, in the three groups. For the 12th group, it is difficult to carry out the in-group land adjustment, due to less than 0.5mu land holding after land acquisition. According to the relevant national policies, more than 75% of the land compensation fee and the subsidies shall be paid to each household. The funds shall be used for the development of secondary and tertiary industries, including commerce and transportation business, for the economic rehabilitation of 28 persons. —— Relocation Resettlement Measures: On the basis of the resettlers‘ will, the committee of the village determined that 203 persons will be resettled within the existing village groups by means of scattered and moving-back resettlement based on the housing plot arranged by the village collective. The rebuilt housing plot standard is 120m2~150m2/household. The resettlers can build and demolish houses by themselves, the losing property will be compensated in accordance with related policies, provide livelihood subsidy for the moving conveyance fee, matched infrastructural facilities fee for the new housing plot. In the process of resettlement, the project implementation agency and village committee will provide necessary assistance. 5.5.3.3 Zhangshuling Village of Wuxi Town 1) Current State Zhangshuling Village is an administrative village subordinated to Wuxi Town of Qiyang County located in the left bank of Qishui River, at the east part of the county and with 1.5km away from the center of Zhishan District. The village borders on Shanchuan Village of Wuxi Town in the east, Huangtuling Village in the west, Shanchuan Village in the south and Hujiatai Village in the north. There are village-grade highways between all villages, and the communication is very convenient. The whole village is composed of 10 villager‘s groups and has 356 households with 1,629 persons. The net income of per capita was RMB 2,106 yuan in 2004. There is a village-run enterprise (brick factory) which has closed down. 7 households with the proportion of 2% in the village engage in the second and third industries such as catering, clothing, goods, etc. The proportion of labor force in the village is 86.3%, 7% of which are working outside mainly in the Guangdong, etc., engaging in the industries such as electronics, service, handcraft, etc.

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The agriculture in Zhangshuling Village focuses on planting paddy, which is two-crop paddy. The total cultivated land is 791 mu, of which 675 mu of paddy field and 60 mu of dry farmland, and the per capita cultivated land of the agricultural population is 0.56 mu. 2) Impact by Land Requisition and Demolition The land acquisition of the project will actually affect 24 households with 139 persons, which are all rural resettlers; the cultivated land requisitioned is 52 mu, which is all paddy field. The cultivated land per capita after land requisition is 0.53 mu, 0.03 mu less than that before the land requisition. The decrease proportion of cultivated area after land acquisition is 7%. For the details of the cultivated land acquisition, see the table 5.5-6. Cultivated Land of Each Villager’s Group in Zhangshuling Village Table 5.5-6 Occupied Reducing ruled proportion of Current population Per capita Existing cultivated land area (mu) cultivated per capita (person) Per capita cultivated land cultivated Group cultivated area(mu) land after land before land land and after Commercial Agricultural Non-agricultural Paddy Dry (mu/person) Paddy land Total vegetable Total acquisition population population field farmland field acquisition land (mu/person) (%) 1 220 23 107 82 13 12 0.49 15 15 0.42 14 2 160 41 99 76 15 8 0.62 12 12 0.54 12 3 79 18 46 46 0.58 0.58 4 108 10 141 106 20 15 1.31 1.31 5 142 26 45 45 0.32 10 10 0.25 22 6 81 23 103 81 12 10 1.27 8 8 1.17 8 7 139 31 67 67 0.48 0.48 8 160 16 93 82 11 0.58 7 7 0.54 8 9 155 18 42 42 0.27 0.27 10 162 17 48 48 0.3 0.3 Total 1406 223 791 675 60 56 0.56 52 52 0.53 7

3) Resettlement Measures Based on the extensive consultation with resettlers, through discussion, the committee of the village made a decision based on the actual condition of the village, that the resettlers of the village would be resettled in accordance with the following measures: —— Economic Rehabilitation Measures: The land acquisition in Zhangshuling Village will affect 139 persons, 100 of which require economic rehabilitation. Based on the extensive consultation with resettlers, through discussion of the committee of the village and by considering the actual conditions that the surplus cultivated land in the 1st, 2nd, 6th and 8th groups is relatively sufficient, it is planned to undertake cultivated land adjustment within the groups. Based on the average land holding after land acquisition, a total of 45.18 mu cultivated land will be adjusted and distributed to 68 persons, including

114 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

33.18mu paddy field, 6.5mu dry farmland, and 5.5mu vegetable plot. The land compensation fee and subsidies shall be paid to each villagers‘ group, based on the agreement of two-thirds resettlers, which can use the funds to improve the water conservancy facilities to enhance the yield. It is planned to build 3,000m irrigation canals and two irrigation stations (60KW), with a total investment of 0.65 million yuan, in the four groups. For the 5th group, it is difficult to carry out the in-group land adjustment, due to less than 0.5mu land holding after land acquisition. According to the relevant national policies, more than 75% of the land compensation fee and the subsidies shall be paid to each household. The funds shall be used for the development of secondary and tertiary industries, including commerce and transportation business, for the economic rehabilitation of 32 persons. —— Relocation Resettlement Measures: On the basis of the resettlers‘ will, the committee of the village determined that 139 persons will be resettled within the existing village groups by means of scattered and moving-back resettlement based on the housing plot arranged by the village collective. The rebuilt housing plot standard is 120m2~150m2/household. The resettlers can build and demolish houses by themselves, the losing property will be compensated in accordance with related policies, provide livelihood subsidy for the moving conveyance fee, matched infrastructural facilities fee for the new housing plot. In the process of resettlement, the project implementation agency and village committee will provide necessary assistance. 5.5.3.4 Guangming Village of Wuxi Town 1) Current State Guangming Village is an administrative village subordinated to Wuxi Town of Qiyang County located in the west bank of Qishui River, at the west part of the county and with 1.6km away from the center of Qiyang County. The village borders on Lixin Village in the west, Taojiang Village in the south and Laoba Village in the north. There are village-grade highways between all villages, and the communication is very convenient. The whole village is composed of 7 villager‘s groups and has 317 households with 1,009 persons. The net income of per capita was RMB 1,879 yuan in 2004. 8 households with the proportion of 2.5% in the village engage in the second and third industries such as catering, clothing, etc. The proportion of labor force in the village is 67%, 12.4% of which are working outside mainly in the Guangdong, Shenzhen, etc., engaging in the industries such as electronics, shoe making, etc. The agriculture in Guangming Village focuses on planting paddy, which is two-crop paddy. The total cultivated land is 307 mu, of which 200 mu of paddy field, 40 mu of dry farmland and 67 mu of vegetable land, and the per capita cultivated land of the agricultural population is 0.38 mu. 2) Impact by Land Requisition and Demolition The land acquisition of the project will actually affect 83 households with 447 persons, among which 63 households with 363 persons who are all rural resettlers are affected by house demolition; the cultivated

115 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

land requisitioned is 19 mu, which is all dry farmland. The cultivated land per capita after land requisition is 0.36 mu, 0.02 mu less than that before the land requisition. The decrease proportion of cultivated area after land acquisition is 6%. For the details of the cultivated land acquisition, see the table 5.5-7.

Cultivated Land of Each Villager’s Group in Guangming Village Table 5.5-7 Occupied Reducing Current population ruled proportion Existing cultivated land area (mu) (person) cultivated land Per capita of per Per capita area(mu) cultivated capita cultivated Group cultivated land after land before Commercial land land Agricultural Non-agricultural Paddy Dry Dry and after Total vegetable (mu/person) Total population population field farmland farmland acquisition land land (mu/person) acquisition (%) 1 94 45 28 10 18 0.3 0.3 2 68 20 28 18 10 0.41 0.41 3 109 38 32 21 11 0.29 0.29 4 80 50 63 42 21 0.79 0.79 5 208 18 65 50 15 0.31 10 10 0.26 15 6 62 22 36 20 10 6 0.58 4 4 0.52 11 7 177 18 55 39 5 11 0.31 5 5 0.28 9 Total 798 211 307 200 40 67 0.38 19 19 0.36 6

3) Resettlement Measures Based on the extensive consultation with resettlers, through discussion, the committee of the village made a decision based on the actual condition of the village, that the resettlers of the village would be resettled in accordance with the following measures: —— Economic Rehabilitation Measures: The land acquisition in Guangming Village will affect 447 persons, 55 of which require economic rehabilitation. Based on the extensive consultation with resettlers, through discussion of the committee of the village and by considering the actual conditions that the surplus cultivated land in the 6th group is relatively sufficient, it is planned to undertake cultivated land adjustment within the groups. Based on the average land holding after land acquisition, a total of 3.65 mu cultivated land will be adjusted and distributed to 7 persons, including 2.56mu paddy field and 1mu dry farmland. The land compensation fee and subsidies shall be paid to each villagers‘ group, based on the agreement of two-thirds resettlers, which can use the funds to improve the water conservancy facilities to enhance the yield. It is planned to build 600m irrigation canals, with a total investment of 45,000 yuan, in this group. For the 5th and 7th group, it is difficult to carry out the in-group land adjustment, due to less than 0.5mu land holding after land acquisition. According to the relevant

116 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

national policies, more than 75% of the land compensation fee and the subsidies shall be paid to each household. The funds shall be used for the development of secondary and tertiary industries, including commerce and transportation business, for the economic rehabilitation of 48 persons. —— Relocation Resettlement Measures: On the basis of the resettlers‘ will, the committee of the village determined that 363 persons will be resettled within the existing village groups by means of scattered and moving-back resettlement based on the housing plot arranged by the village collective. The rebuilt housing plot standard is 120m2~150m2/household. The resettlers can build and demolish houses by themselves, the losing property will be compensated in accordance with related policies, provide livelihood subsidy for the moving conveyance fee, matched infrastructural facilities fee for the new housing plot. In the process of resettlement, the project implementation agency and village committee will provide necessary assistance. 5.5.3.5 Dongjiang Village of Wuxi Town 1) Current State Dongjiang Village is an administrative village subordinated to Wuxi Town of Qiyang County located in the right bank of Xiangjiang River, at the southeast part of the county and with 1.5km away from the center of Qiyang County. The village borders on Qishui Village in the east, Lingshan Village in the west, Dapitou in the south and Hegongmiao Village in the north. There are village-grade highways between all villages, and the communication is very convenient. The whole village is composed of 7 villager‘s groups and has 243 households with 923 persons. The net income of per capita was RMB 1,987 yuan in 2004. 6 households with the proportion of 2.5% in the village engage in the second and third industries such as catering, clothing, goods, etc. The proportion of labor force in the village is 64%, 20% of which are working outside mainly in the Guangdong, Shenzhen, Shanghai, etc., engaging in the industries such as electronics, domestic service, shoe making, construction, etc. The agriculture in Dongjiang Village focuses on planting paddy, which is two-crop paddy. The total cultivated land is 260 mu, of which 137 mu of paddy field, 52 mu of dry farmland and 71 mu of vegetable land, and the per capita cultivated land of the agricultural population is 0.31 mu. 2) Impact by Land Requisition and Demolition The land acquisition of the project will actually affect 233 households with 925 persons, among which 37 households with 214 persons who are all rural resettlers are affected by house demolition; the cultivated land requisitioned is 32 mu, among which 27 mu of dry farmland and 5 mu of vegetable land. The cultivated land per capita after land requisition is 0.27 mu, 0.04 mu less than that before the land requisition. The decrease proportion of cultivated area after land acquisition is 12%. For the details of the cultivated land acquisition, see the table 5.5-8.

117 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Cultivated Land of Each Villager’s Group in Dongjiang Village

Table 5.5-8 Current population Existing cultivated land area Occupied ruled cultivated Reducing (person) (mu) land area(mu) proportion of per Per capita capita Per capita cultivated cultivated cultivated land after Group Commercial Commercial land Agricultural Non-agricultural Paddy Dry land Dry land Total vegetable Total vegetable before population population field farmland (mu/person) farmland acquisition land land and after (mu/person) land acquisition (%) 1 80 8 15 5 10 0.19 3 3 0.15 20 2 75 10 2 8 0.13 6 6 0.05 60 3 147 79 50 16 13 0.54 4 4 0.51 5 4 156 48 19 8 11 0.12 3 3 0.1 16 5 110 45 35 7 3 0.41 6 6 0.35 13 6 131 20 29 14 5 10 0.22 2 2 0.21 7 7 150 63 38 9 16 0.42 8 3 5 0.37 13 Total 849 76 260 137 52 71 0.31 32 27 5 0.27 12

3) Resettlement Measures Based on the extensive consultation with resettlers, through discussion, the committee of the village made a decision based on the actual condition of the village, that the resettlers of the village would be resettled in accordance with the following measures: —— Economic Rehabilitation Measures: The land acquisition in Dongjiang Village will affect 771 persons, 136 of which require economic rehabilitation. Based on the extensive consultation with resettlers, through discussion of the committee of the village and by considering the actual conditions that the surplus cultivated land in the 3rd, 5th, and 7th groups is relatively sufficient, it is planned to undertake cultivated land adjustment within the groups. Based on the average land holding after land acquisition, a total of 20.88 mu cultivated land will be adjusted and distributed to 41 persons, including 13.98mu paddy field, 3mu dry farmland and 3.9mu vegetable plot. The land compensation fee and subsidies shall be paid to each villagers‘ group, based on the agreement of two-thirds resettlers, which can use the funds to improve the water conservancy facilities to enhance the yield. It is planned to build 2,500m irrigation canals and one 30KW irrigation station, with a total investment of 0.45 million yuan, in the 3rd, 5th and 7th groups of Dongjiang Village. For other groups, it is difficult to carry out the in-group land adjustment, due to less than 0.5mu land holding after land acquisition. According to the relevant

118 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

national policies, more than 75% of the land compensation fee and the subsidies shall be paid to each household. The funds shall be used for the development of secondary and tertiary industries, including service and transportation business, for the economic rehabilitation of 95 persons. —— Relocation Resettlement Measures: On the basis of the resettlers‘ will, the committee of the village determined that 214 persons will be resettled within the existing village groups by means of scattered and moving-back resettlement based on the housing plot arranged by the village collective. The rebuilt housing plot standard is 120m2~150m2/household. The resettlers can build and demolish houses by themselves, the losing property will be compensated in accordance with related policies, provide livelihood subsidy for the moving conveyance fee, matched infrastructural facilities fee for the new housing plot. In the process of resettlement, the project implementation agency and village committee will provide necessary assistance.

5.6 Planning of Relocation and Reconstruction Special Facilities 5.6.1 Transport Facilities The project land acquisition will affect 2km of hasty road and 1.05km of mechanical farm road. According to the project design, the reconstruction of hasty road and mechanical farm road, if the existing road crosses the embankment, will be built with up-embankment road to settle transport problem on the both sides of the embankment; while the existing road extends along the embankment, the reconstruction will be in parallel and by moving back in existing locations. 5.6.2 Transformer Facilities The land acquisition will affect 1.94km of 10KV high-voltage lines, 3.24km of 380V low-voltage lines and 2 transformers. According to the project design, the reconstruction of electric lines, if the existing lines crosses the embankment, will be carried out by building more higher pole and line and crossing over the embankment; while it affects tendency of electric lines along the embankment, it will be relocated by changing its route and moving back in existing location. The reconstruction of electric facility will be designed and in charged by the electric department in Qiyang County. 5.6.3 Postlines The land acquisition of the project construction will affect 3.7km HYA4-0.5 postlines. The reconstruction of postlines will be carried out by building pole and line higher and crossing over the embankment, if the existing postlines cross the embankment; while it affects tendency of postlines along the embankment, it will be relocated by changing its route and moving back in existing location. The reconstruction of post facility will be designed and in charged by the post and telecommunication department in Qiyang County.

119 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

5.6.4 Water Conservancy Facilities The land acquisition will affect 0.4km of irrigation canal, the rehabilitation of which has been covered in the project design. 5.7 Vulnerable Groups Resettlement and Rehabilitation During the course of resettlement process, appropriate department of the project will specially pay attention to the resettlement of vulnerable group. There are 19 vulnerable persons to be affected by the Project. They are mainly elderly living alone, disabled, women headed households, and extremely poor families. For them, in addition to standard compensation provided by the project, the project would provide additional financial or physical assistance so that their rehabilitation and restoration of income and livelihood could be completed as soon as possible. 1) The project will afford special allowance for the families under the poverty line to help them construct houses and keep their living level. The detailed measures include the house building subsidy of RMB 3,000 yuan/household for poor households, and subsistence subsidy of RMB 600 yuan/person to help them overcome the difficulties during the demolition. 2) After implementation of the project, the affected households could apply for loan, and local village collectivities could provide guarantees for such application. 3) During the course of implementation of the project, local village collectives will help those vulnerable families with selecting new housing site, rebuilding new houses, and transferring to new houses construction. They include those elderly living alone, disabled, and women headed households. For the affected vulnerable groups, the allowance standard will be determined by the real situation and their needs. Allowance for the vulnerable group will be calculated by 1% of the total cost of occupied land compensation and resettlement for the project, which will be used to provide support compensation of house and accessorial facility and used for the cost of providing all kinds of assistance or life support to the vulnerable group affected by the project.

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6. Institution and Responsibilities

6.1 Resettlement Engaging in the Resettlement Planning The investigation of demolition and resettlement planning of the project are completed jointly by the resettlement consultation unit organized by Key Project Management Office of Hunan Province Water Resources Department and related resettlement design units. Qiyang County People‘s Government and Water Resource Bureau assigned their staff to join in the work of investigation and planning. Township (town, sub-district), village (residential committee) and group affected by the project arranged the leaders and the masses to join in the investigation and planning.

6.2 Institutions and Responsibilities of Resettlement Implementation Management 6.2.1 Institutions Special resettlement Offices shall be set up in Hunan Provincial Project Office and Qiyang County PMO in order to manage the resettlement implementation work. There are about 1 to 8 persons in Project Resettlement Office. Because of the high sociality of the resettlement work, the Project Management Office at all levels should be formed by the persons from government, land administration, planning department and agricultural department. A person with rich management work experience will be the leader of the project resettlement office (PRO). There will be 1 to 2 main leaders in the townships (towns, Sub-Districts) and villages (residential committee) affected by the Project. One government leader and Land Administration Station leader will take charge of it in town, township and Sub-District, and village head or director will take charge of it in village and residential committee. See Fig. 6.2-1 for the Frame of Project Resettlement Institutions. 6.2.2 Responsibilities 1) Project Resettlement Leading Group of Hunan Province Leaders from Hunan Provincial People‘s Government, Hunan Plan Committee, Hunan Water Resources Department and Provincial Loans Project Execution Office who are in charge of the project will be appointed to constitute the ―Project Resettlement Leading Group of Hunan Province‖. And its main responsibility is to strengthen the leadership in the project, and to coordinate and to organize the relation of resettlement institutions at all levels.

121 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

ADB Loans Project Management Office of Hunan Province

Project Resettlement Leading Group of

Hunan Province

Project Resettlement Management Office of Hunan Province

Qiyang County ADB Loans Project Office Independent Project Resettlement Resettlement Design Monitoring and Leading Group of Unit Evaluation Qiyang County Institution Qiyang County Project Resettlement Implementation Management Office

Township (town, Sub-District) Resettlement Implementation Management Office

Village Committee or Residential Committee and Village‘s group

Resettlement Household

Fig. 6.2-1 Frame of Project Resettlement Institution

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2) ADB Loans Project Office of Hunan Province The main responsibilities of ADB Loans Project Office of Hunan Province are to organize the work of project Resettlement and the planning, to take charge of the policy compilation of resettlement activities of the project, and to organize and coordinate the relation of resettlement institutions at all levels. Provincial Project Management Office will be set up under Provincial ADB Loans Project Office to deal with everyday affairs. 4) Resettlement Management Office of Hunan Province Resettlement Management Office of Hunan Province is constituted by Loans Project Execution Office, and its main responsibilities are to strengthen the leadership in the course of project implementation in Hunan Province, and to coordinate the working relation among the cities in Hunan Province and guarantee the construction of main body of project and the smoothness of land acquisition resettlement. 5) Project Resettlement Leading Group of Qiyang County Project Resettlement Leading Group of Qiyang County is managed by leaders of Qiyang County People‘s Government in charge of the project directly, and its main responsibilities are to strengthen the leadership during the course of project implementation in the county, to coordinate the working relation of towns (townships or Sub-District), and to guarantee the smoothness of the construction of main body project, land acquisition resettlement. County PMO shall be set up under the leading group to deal with everyday affairs. 6) Qiyang County ADB Loans Project Office The main responsibilities of Qiyang County ADB Loans Project Office are to strengthen the leadership of the project, take charge of policy compilation of resettlement activities, and to organize and coordinate the relations of resettlement institutions at all levels. County Resettlement Implementation Management Office will be set up under it to deal with daily affairs. 7) Qiyang County Project Resettlement Implementation Management Office The main responsibilities of it are to fulfill management, planning, implementation, coordination and supervision and monitoring of the resettlement: ①Work out the land acquisition of the project, demolition and resettlement policy; ②Entrust the design unit to determine the range affected by the project, to investigate the physical index of the impact of the land acquisition and demolition, and to preserve the data; ③Apply for the land using and planning, and license on land using and construction; ④Be in charge of service training of main resettlement leader of Land Acquisition, Demolition, and Resettlement Office; ⑤Organize and coordinate the compilation and execution of Resettlement Planning Report; ⑥Be responsible for management and allocation of funds, and supervision the using of funds;

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⑦Guide, coordinate and supervise the resettlement implementation and progress; ⑧Preside over and check the internal monitoring activities, and be in charge of compilation of the report on land acquisition, demolition and resettlement; ⑨Determine the external monitoring institution and assist with the external monitoring activities. 8) Town (township, Sub-District) Resettlement Implementation Management Office It is led by Town (township, Sub-District) leader in charge of this project and composed of the main leaders of Land Administration Station, Police Office, Civil Administration Station and villages. The main responsibilities are as follows: ①Take part in the project investigation and assist in the compilation of Resettlement Action Plan; ②Organize the masses to join in and publicize the resettlement policies; ③Implement, check, monitor and record all of the resettlement activities in the township or town; ④Go through the demolition and rebuilding procedures for resettler‘s houses; ⑤Be responsible for the payment and management of land compensation funds; ⑥Supervise the land acquisition, demolition of houses and attachment, and the rebuilding and demolition of buildings; ⑦Report the conditions of the land acquisition, demolition and resettlement to County Land Bureau and Resettlement Management Office; ⑧Coordinate and deal with the contravention and problems in work. 9) Village Committee or Residential Committee and Villager‘s group Resettlement Group of Village Committee or Residential Committee and Villager‘s group is composed of main leaders of Village Committee and Villager‘s group, and its main responsibilities are as follows: ① Take part in the investigation of social economy and the project impact; ② Organize the masses to negotiate and to publicize the land acquisition and demolition policies; ③ Select the resettlement site, and allocate housing plot for the demolition household; ④ Carry out land reclamation, adjustment and allocation, and organize the resettlement activities such as production development; ⑤ Be responsible for the funds management and allocation; ⑥ Report the opinions and advice of resettlers to the higher authorities; ⑦ Report the progress of resettlement implementation; ⑧ Provide help for the households with difficulties in demolition. 10) Responsibilities of Design Unit During the planning design stage, survey the physical index of demolition, environmental capacity, developable and available resources exactly, to assist the government in the project area to work out

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the resettlement scheme, to compile the budgetary estimate of compensation and investigation for demolition and the report on demolition and resettlement planning, and to work out the related drawings. In the implementation period, provide design document, technology regulations, drawings and notice for the County PMO in time, report the design technical explanation to project Offices at all levels by phase, assist each settlement Office with the settlement demolition and settlement production arrangement and improve settlement arrangement planning schedule according to the actual conditions. 11) Responsibilities of Independent Institution for External Monitoring and Evaluation Qualified monitoring evaluation institution shall be hired to be the resettlement monitoring unit by the County PMO, and its main duties are: ①As an independent institution for monitoring and evaluation, its main responsibilities are to observe each aspect of the resettlement plan and its implementation, to monitor and evaluate the resettlement work, the implementation result and the social adaptability of the resettlers, and provide resettlement monitoring and evaluation report to the ADB through the PRO. ②Provide technical consultation for Project Resettlement Office in the aspects of investigation and process of the data.

6.3 Supervision Institutions Qiyang County Project Settlement Implementation Management Office is the supervision institution, and it shall preside and check the internal monitoring, compile project land acquisition resettlement progress report, report resettlement implementation progress, problem and advice for the Provincial Project Office regularly to maintain the good function of resettlement institution at all levels in the course of project implementation, coordinate work of all aspects and master the resettlement implementation conditions. At the same time, County PMO shall hire qualified and independent external monitoring unit to take the charge of the project land-cover demolition and compensatory monitoring evaluation work of resettlement. Independent monitoring unit shall provide technology consultation for internal monitoring and management, provide overall resettlement implementation information for County PMO and report resettlement progress, problem and disposal advice for County PMO.

6.4 Resettlement Management System The implementation of the resettlement program for Qiyang Subproject will be the responsibility of the Qiyang County Resettlement Management Office, which includes arranging bidding process for both

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construction of special facilities and infrastructure projects. In addition, the resettlement management office will employ a qualified external monitoring and evaluation agency to carry out independent resettlement monitoring and evaluation. What‘s more, computers shall be used to manage the information and keep all archives of resettlement and materials in the course of implementation in PMO at all levels.

6.5 Personnel and Facilities of Resettlement Institution 6.5.1 Personnel Arrangement In order to maintain the resettlement work to be carried out smoothly, special personnel shall be arranged for resettlement management institution at all levels to form a smooth information transmission channel. Personnel of resettlement institution consist of administrators and professional technical staff who own certain profession level and management qualification and land acquisition demolition working experience. See table 6.5-1 for details of related institution personnel conditions.

Table on the Personnel of Resettlement Implementation and Management of Urban Flood Control Project of Qiyang County Table 6.5-1 Unit: Person

Finance Technical Political Rear-service Institution Name Total Administrator Staff Staff Worker Staff County Resettlement Implementation 8 2 2 2 1 1 Management Institution Town Resettlement Implementation 8 2 2 2 1 1 Management Institution Total 16 4 4 4 2 2

6.5.2 Facilities The facilities equipped with the institution mainly refer to the resource arrangement of resettlement implementation institutions such as office buildings for resettlement institution at all levels, transportation tools, office facilities and communication facilities (see Table 6.5-2 for details). Total amount of facilities management as planned for resettlement institution is RMB 0.4075 million yuan, and the funds are open-fee of resettlement implementation institution of general budgetary estimate of resettlement investment.

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Table 6.5-2 Table on Facilities Arrangement of Resettlement Implementation Institution of Urban Flood Control of Qiyang County

Amount Investment Price County Town Project Type Unit (RMB Remarks (Yuan) Total Resettlement Resettlement Y‘0000) Office Office 200 yuan/House, 1. Office Piece 9600 5 2 3 4.8 hire for 4 years BJLB 2.Transportation MOTOR Piece 171800 1 1 17.18 Tools CFA-6400A 3. Office 18.77 Facilities Lenovo 3.1 Computer Yangtian Set 8499 5 2 3 4.25 M6000 3.2 Printer HP8000 Set 8260 4 1 3 3.3 Panasonic 3.3 Duplicator Set 13600 1 1 1.36 FP-7818 3.4 Digital SONY Set 4880 4 1 3 1.95 Camera DSC-V1 3.5 Air Green Set 4000 5 2 3 2 conditioner 505TlyType 3.6 Table and Set 1500 16 8 8 2.4 chair 3.7 Scanner HP4670C Set 3000 4 1 3 1.2 Liguang 3.8 Fax Set 1680 4 1 3 0.67 8500 Siemens 3.9 Telephone Set 128 5 2 3 0.06 8000 Type 3.10 Notebook Toshiba Set 15800 1 1 1.58 computer PA100 4. Total 40.75 Investment

6.6 Training Plan To guarantee the work of project implementation can be carried out smoothly, the resettlers should be trained and the training plan should be formulated. Resettlement training plan contains of two aspects: training plan for resettlement administrator and production skills to be mastered by the resettlers. 6.6.1Resettlement Administrator Training Plan Plan and establish county-level, township-level and village-level resettlement institution personnel

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training and human resource development system. Resettlement administrator training work can be carried out by inviting leader or expert to give the lecture, starting technology training class in each unit, visiting and studying in resettlement project, training the administrators on the spot. Training content contains: 1) Resettlement principle and policy; 2) Resettlement planning management training; 3) Resettlement implementation planning design; 4) Resettlement implementation progress management; 5) Resettlement finance management; 6) Resettlement project quality control; 7) Management information system; 8) Resettlement monitoring evaluation; 9) Resettlement project management. 6.6.2 Production Skills Training for Resettlers Resettlement production skill training plan mainly is aimed to train the resettlement household in the aspect of knowledge and practical technology. The training mode of integrating long-term training, short-term training and key technology training together shall be adopted, and also some young person with certain quality shall be sent to study in Hunan Agricultural University and Hunan Agricultural Science Academy in order to provide a number of technical backbones for the project area; Regarding the provincial and county training center as the carrier, we shall hold all kind of practical technology training in order to make a number of resettlement master one to two kinds of practical technology and lead other resettlement households to rich life by science. 1) Training for resettlement backbone: It is planned that we will recommend and sent some resettler‘s children or resettlement backbone who is qualified and is active to receive long-term training and education in Hunan Agricultural University in order to make them the pioneers of resettlement development. 2) Training on planning technology: carry out the training on big-shed vegetable production technology, high quality cross hybrid rice, two-low rape technology promotion by inviting agricultural science experts to have class fixedly and demonstrate on the spot. 3) Training on aquaculture technology: carry out the training on poultry feeding skill and livestock aquaculture skill by inviting agricultural science experts to have class fixedly and demonstrate on the spot. 6.6.3 Investment on Resettlement Training and Planning A total of seven resettlement training workshops will be carried out with 55 persons participating at cost

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of RMB 34,200 yuan. Among them, 4 workshops will be targeted to resettlers with 41 participants at cost of RMB 66,200 yuan; and three workshops will be for resettlement staff with 14 participants at cost of RMB 48,000 yuan. The training cost is included in the total resettlement budget. See Table 6.6-1 for details.

6.7 Measures for Institution Strengthening 1) Make the responsibility and obligation range of resettlement institution clear and definite, and strengthen the supervision and management; 2) Enrich the forces of resettlement institution at all levels, and especially strengthen the profession technology forces. All of the personnel must own certain profession level and management ability, and strengthen the skills in computer, testing equipment and transportation tools; 3) Select the working personnel strictly, and strengthen the service skill training and carry out the training for administrator and technical staff in order to improve the service ability and management level; 4) Arrange women leaders with proper quantity and make them play a role in resettlement; 5) Establish database and strengthen the information feedback to guarantee the smoothness of information both from the higher to the lower and from lower to the higher, and important problems shall be solved by resettlement leading group. 6) Strengthen the report system and internal monitoring, and solve the problem in time. 7) Establish external monitoring evaluation mechanism and pre-alarm system.

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Table 6.6-1 Resettlement Implementation Training Plan Table Amount of Training Funds Amount of Project Training Place Training Mode Lecturer Training Object Person Training Content period arrangement Periods (person) (day) (104yuan) Training for 14 3 4.8 Administrator 1.Resettlement Principle and Policy; 2. Resettlement Project Planning Hunan Management; County Lecture by County PMO PMO 3 3.Resettlement Finance Management; 1 5 2.12 PMO Expert Administrator Expert 4.Management Information System; 5. Resettlement Implementation Management, etc. Administrator of Town County Provincial and Township 2 Class The Same with Above 1 5 1.86 PMO PMO Expert PMO 2Administrator of Village 6 Domestic Domestic Similar Main Service Personnel Resettlement Implementation and Investment 3 1 7 0.82 Project of PMO Monitoring Management and Study 2. Resettlement Production Skill 41 4 6.62 Training Hunan Refresher course Teachers of Resettlement backbone 1.Production technology management; Agricultural and entrusting Agricultural and resettlement 3 2.Agricultural technology management; 1 Half a year 4.16 University education University children 3. Agricultural production multi-operation Administrator of County Representative of each Township Resettlement town, 38(female 1.Planting technology training (Sub-district) Class Office and 3 3 2.46 township and 15) 2. Aquaculture training PMO agricultural village Technology expert 3. Total 55 7 11.42

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7. Public Participation and Harmonization with Residents in Resettlement Area

7.1 Public Participation Strategies According to relative relocation resettlement policies and code of nation, province and county, in order to maintain lawful rights and interests of resettlers and affected work units to be removed and reduce complaints and dispute, work out the policies and implementation detailed rules of resettlement and rehabilitation of project, compile resettlement plan, implement the RP and organize works aiming at the restoring income and livelihood for the affected people. In order to accomplish appropriate resettlement, a great deal of efforts has been made on increase participation and consultation by the resettlers during stages of preparation and implementation of the RP.

7.2 Approaches and Measures of Public Participation 7.2.1 Participation Approaches Before launching investigation work, prepare work plan, listen and accept local government‘s opinion for the investigation content, approaches and requirement, etc. Local government dispatches staff to take part in investigation group and work together. In the period of investigation at large, invite officials and representatives of township, village and group to participate in investigation work, and introduce to them the project necessity, project effect, project influence, compensation principle and resettlement schedule, and consult over the possible direction of the resettlement together. In the phase of resettlement planning, the work staff of resettlement deliberate with all levels of leaders of county, township (town, Sub-District), listen to and accept opinions, requirements, and existent problems, choose resettlement area. When investigating on the spot, local mass and concerned leaders shall participate in choosing resettlement location. It is proved that the consultative work has active significance to choosing resettlement location of long term potential and establishing scheme which is easy to be accepted by resettlers. 7.2.2 Participation and Consultation Measures Public participation and consultation mainly adopts two ways of small group discussion and spot check of resettlers‘ opinion. Illustrate project building purpose, content and importance to the resettler representatives and discuss the matters concerned the resettlement planning together through these manners. Through investigation, a great deal of efforts shall be made on public participation and consultation opinions by design units. On the basis of no prejudice to the collective planning principle,

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house-building scheme for resettlement and production resettlement modes should be consistent with mass opinions so that programming is in reason and resettlers are satisfied. In the stage of resettlement implementation, more consultation will take place by ways of group discussion and resettlers‘ opinions survey, collect resettlers‘ information, investigate resettlers‘ desire, and further refine resettlement and rehabilitation scheme. To ensure that the resettlers and local government in the affected area understand the detailed information of the resettlement plan and the resettlement and compensation plan of the project, propaganda to the resettlers the laws and regulations on national resettlement through public participation (colloquia) or local media (such as TV) from the start to the implementation of resettlement plan, so resettlers will know exactly practicality index quantities, the computation method of compensation standard and methods, resettlement measures, appropriation and usage of the resettlement compensation and assistance fund, the rights and compensation method of the resettlers, etc. At the same time, similar information should also be disclosed to the residents in the resettlement area to make them know more about land acquisition information, land compensation standard, fund usage and resettlement information. Disclose resettlement work to gain the support and confidence from both groups to ensure the success of resettlement work.

7.3 Public Participation in the Process of Resettlement Planning In the stages of preparation and compilation of Resettlement Plan, all levels of local government and resettlers should take part in the following item of work: 1) In March 2006, the investigation on physical indices of relocation and demolition by land acquisition in the project was conducted by Qiyang County Project Resettlement Office, resettlement design units, Villagers‘ groups and resettler representatives. In the process of resettlement planning, project resettlement office and resettlement design units go deep into every village and Villager‘s group, adopt the form of holding group discussion participated by cadres of village group and resettlers representatives or discuss with resettlers randomly, further solicit their opinions and suggestions on resettlement (including their choice of resettlement location, production rehabilitation measures, house tearing down and building and compensation policies for land acquisition. For details, see 7.3-1. 2) Qiyang County resettlement office and design office successively organize and hold consultation meeting participated by all levels of local cadres and all classes of influencing people. Propaganda the all classes of existing policies on resettlement of country, province and city. Accept and consult widely their opinions on how to decrease project impact, how to resettle the demolition resettlements for land acquisition and compensation standard for all level of affected people. For details, see 7.3-2.

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Table7.3-1 Questionnaire of Public Attitudes toward the Project Participant Time Location Participant Discussion Content Final Results Number Project The officials of each introduction, Support project Each resettlement village, 152 affected area and building, agree with March 2006 resettlement design unit, (72 female) tentative resettlement plan village resettlement resettlement tentatively. representatives scheme Planning committee, Project County and town government, introduction, Support project town design units, 19 affected area and building; agree with November 2006 government planning, country and (9 female) tentative resettlement plan in meeting room resettlers resettlement principle. representatives scheme Solicit project Defining every item County government, opinions on of compensation County design units, 30 compensation, standards, January 2007 government planning, country, (14 female) resettlement plan resettlement policies meeting room resettlers and land and land acquisition representatives acquisition policies. Project Leaders from introduction, Support project headquarters and the affected area and Tabian village 9 building; agree with October 2008 two committees of the tentative solicit committee (2 female) land acquisition in village, villager project opinions on principle. representatives compensation for land acquisition Leaders from Three village Project headquarters, Wuxi committees introduction, Town, all the Support project inside affected area and personnel from 20 building; agree with March 2009 Chengnan tentative solicit Project Office, (2 female) land acquisition in Protection project opinions on leaders of villages, principle. Circle of land compensation for resettlers occupation land acquisition representatives

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Table7.3-2 Policies Disclosure Who and with Purpose Content When Where whom 1. Project influences all Administrative kinds of quantities of index Survey group management organ of in kind and land acquisition consists of County project area, township Project impact in of project. January project Office and government, village social-economy survey 2.Project influence 2007 Resettlement committee, the affected socio-economy condition in design units domestic and non the area affected by the domestic project 1. Accept the opinions and Tentative consultation for suggestions of every relative County the compensation party of project scheme, government, policies and demolition demolition and resettlement January County project Within the project scope scheme in the work. 2007 Office and affected preparation of 2. Resettlers representative people resettlement plan participate in demolition and resettlement work. 1. Hold consultation meeting, concentrate on introducing conditions and Further consultation of go on accepting opinions County project, compensation policies and suggestions. demolition Office April and rehabilitation plan in 2. Hold mobilization and demolition Demolition Location 2008 revising resettlement demolition work meeting, household plan propaganda resettlement representative plan, compensation standards and answer the relocatee‘s question.

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3) In the process of resettlement plan, the project publicizes relative resettlement information to the residents in resettlement area, through holding the discussions with village officials and resettler representatives or talk with resettlers randomly. Then they can know more about the land acquisition, land compensation standards, fund usage and resettlement information. Table 7.3-3 Information Disclosure

Disclosure Document Disclosure Way Disclosure Location Date Situation introduction of the project (including 1. Hold the meeting November Project area land acquisition 2.Bulletin column 2006 1.Resettlement Information Introduction of the project of land acquisition and June 2007 Booklet Project area removal 2.Hold the meeting October 2008 Disclose the bulletin of resettlement plan Bulletin column March 2009 Project area Bulletin column Disclose the report of resettlement plan April 2009 Project area Published in the newspaper (1) County Project Office Submission to ADB April 2009 County PMO (2) Website

4) From Mar.2006, staff of the resettlement planning team conducted survey of willingness among affected households with the assistance and corporation of relevant department of project. The results are listed: ①Know about the project: 100% resettlers know about. ②Know about the channel: 91.49% resettlers know through investigators, 8.51% resettlers through villagers in neighboring village ③Supporting attitude: All resettlers support the project. ④Influencing degree: 95.74% resettlers think the flood control benefit of the project is great, the negative effect caused by the land requisition and demolition can be reduced by reasonable compensation; 4.26% resettlers think the flood control of the project has no effect on them, the negative effect caused by the land requisition and demolition is to some degree. ⑤Demolition and resettlement: 8.82% resettlers in city area choose currency compensation for their compensation method and would love to buy houses by themselves to live in; 91.18% resettlers choose exchanging property rights and hope government arrange unitedly, desire the area of resettlement houses is the same of former one. 100% resettlers in the country area choose the method of move back and resettled locally. ⑥Production resettlement: 37.45% resettlers require cash compensation, 62.55% resettlers require the adjustment of ground.

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7.4 Public Participation and Plan in Implementation of Resettlement Plan Resettlers should be encouraged to participate in the whole process of implementation of resettlement planning of the project. 7.4.1 Participation in the Houses Rebuilding and Resettlement 1) Houses Compensation Standards The houses compensation standard is very important to the resettlers‘ benefits. Before the houses are removed, relative organs should consulate and sign contracts on houses compensation standard with resettlers. Consultation results should be publicized before signing agreements so as to accept mass supervision. 2) Houses Rebuilding Location and Method In the stage of preparation and compilation of Resettlement Plan, relative department survey the resettlement houses rebuilding location and method. According to the surveying results of the resettlers‘ opinions, most resettlers would like to adopt the resettlement method of exchanging property rights. Local government will offer help in every stage of resettlement and building houses. 3) Dealing with the Old Houses All the removed houses will receive houses compensation according to replacement value. The removed household can first remove then build or first build then remove according to their willingness in the prescribed time. Old materials of the formal houses can be used by removed household. 7.4.2 Participation in Production Resettlement All the villagers of every village and group should participate in the adjustment and distribution of land and start-up of other agricultural development project, and especially take care of resettlers who have special requirements of land. 7.4.3 Participation in the Usage and Management of Land Compensation Fee Land compensation fee should be owned by collective of villages and groups, any unit and individual should not withhold and appropriate. After the compensation funds have been given to collective of villages and groups, it should be planned as a whole in order to ensure special funds for special purposes. The funds cannot be used until the usage is talked over and agreed in every group of villagers meeting and be supervised by villager representative. 7.4.4 Participation in Project Construction The project construction more or less affect local. In order to ensure the affected people can benefit from the project, mass are encouraged to participate in the project construction and provide convenience in materials and labor services.

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7.5 Women Participation From the start of the project, a great effort has been made on the function of women by the implementation institution of the project and local government. Concern women and families where women are the householder and bring women into play in the process of implementation of resettlement plan. In the affected area, women‘s rights, interests and status should be the same as that of men. Women play an important role in economic development activities and housework. Especially in the country, most women stay at home, more men go into the city to find jobs. So besides family responsibility women play an important role in tilling and non-farm work. So in the area affected by the project, women will pay more attention to the project than women, they not only take part in every stage of work of resettlement but also give fineness rein to the direction and method of resettlement. In the period of surveying the project at large, all Women Directors of resettlement villages are invited to participate in surveying work group to propaganda and communicate with affected women; In the small group discussion of resettlers, more than 40% is female, besides they support the project actively, they showed that they pay closer attention to the correctness of surveyed index in kind, rationality of compensation standard and whether the compensation fee can reach in time etc. In the resettlement planning stage, resettlement design unit actively invite female resettlers representatives to discuss together, accept their opinions, requirements and existing problems on production resettlement and resettlement of demolition and houses building. The consultation work has positive significance in releasing women from the worry of living source and traditional production pattern and achieving equal proceeds in the production. Meantime, arrange for at least one-woman cadre in all levels of setup of the project; encourage women to participate in the implementation of the resettlement planning. A great deal of effort will be made on the women‘s demolition activities, especially the livelihood rehabilitation by resettlement implementation setup and local government in the process of implementation of the project. Give priority to women and provide more opportunities in the project construction.

7.6 Harmonization with the Residents in Resettlement Area The resettlement demolition of the project is mainly to buy houses by themselves and build houses centrally, the former resettlers can choose place to buy house where they can adapt the new living environment. The latter resettlers can be harmonious with residents in resettlement area because the resettlement‘s life doesn‘t change much and they share the common life and custom habits. Of course, it doesn‘t mean that there is no estrangement and conflict between the resettlers and former residents.

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In order to establish good relationship between them, the following work should be done: 1) Before removal, resettlers and residents in the resettlement area should take part in the resettlement planning. If you want to get cooperation, participation and feedback opinions of resettlement area and resettlers, introduce to them their rights and schemes they can choose. They can have their own choice from a number of resettlement schemes. They can consult with them directly or define through formal or informal leaders and representatives. In most conditions, do some system arrangement such as project official holds regular meetings with local groups so that resettlers and residents in the resettlement area can show their opinions in the whole period of planning and implementation of the project. Must make effort to see that vulnerable populations express their opinions adequately. 2) Try to decrease the impact on the residents in resettlement area. There may be conflict between resettlers and residents in the resettlement area if resettlers need more land, water sources, wood land and society services, or society and houses facilities provided for resettlers succeed the level of residents in resettlement area. So in order to avoid such conflict, the livelihood condition and society service of the residents in resettlement area should be improved, at least avoid deterioration. Try to provide for two groups the perfect education, water supply and medical service and create better social atmosphere for their permeation.

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8. Appeal Procedure

8.1 Possible Complaint and Problems Solving Methods Resettlement Plan makes overall plan for resettlement scheme from the angle of the affected area of the whole project. In the implementation process, resettlers‘ complaint may appear because of the change of actual situation and deviation of operation. According to resettlement experiences got from the constructing and constructed projects, the resettlers‘ complaint may be the several following kinds: 1) Index Problem Because of the error in the process of surveying, statistics and computation, the occupied and removed index in kind may be missed out, without entry and wrongly entered to affect resettlers benefits. When such problems happen, the affected people through village committee can report to Qiyang County project Office in oral or written form. After processed by Qiyang County resettlement Office, the problems should be submitted to County project Office and supervision unit. Under the leadership of County project Office, organize professional personnel to verify on the spot, sign and issue disposal opinions, ratify and register the missed out item, wrongly entered or missed out index in kind and compensate according to the standard. 2) Compensation Standard Small number of resettlers might have concerns on the compensation could not meet rehabilitation needs due to lack clear understanding about national resettlement policies and compensation. Prior to implementation of resettlement project, the design personnel should cooperate with all levels of government and resettlement office, do the technical explanation, explain national resettlement policies and computation process of compensation standard in order to make resettlers understand that compensation standard is compiled according to the national laws and regulations document, which can ensure resettlers move out, live comfortably, develop so as to release their misgiving. 3) Funds In the construction process, due to slow allocation of resettlement funds, houses building, and economic rehabilitation might be affected. Such questions require managers of implementation of resettlement control funds, schedule and quality to ensure resettlement funds can be used effectively as designated. The resettlement fund allocation should be in accordance with the schedule every month and resettlement project proceed according to the schedule.

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8.2 Appeal Channel and Procedure Resettlers enjoy rights and obligations, which are endowed by constitution and law. The exiting laws and codes of our nation can guarantee resettler‘s lawful rights are not violated. Appeal until getting it, if the lawful rights and interests are violated. 1) Appeal Channel ─ Complaint Office (including resettlement) is set in county, city and province of the resettlements and can investigate and deal with general appeal question of resettlement; ─ Establish all levels of local resettlement management setup according to the law, every lever has the authority to supervise the lower level from province, city to county and can accept appeal case in the way of resettlement; ─ Independent resettlement monitoring setup works according to relative regulations of nation is responsible for maintaining resettler‘s lawful rights and interests. The appeal problems of the violation of the rights of resettlers can also be accepted and reflected; ─ The violation laws and discipline case relating to resettlement appeal can be accepted in the law departments such as administrative supervision, auditing, discipline inspection, judiciary and prosecutorial department. For the resettlement appeal system of the whole project, see figure 8.2-1 2) Appeal Procedure If any resettler does not agree with resettlement plan, he/she can reflect to village committee (residential committee), which could consult with local resettlement office directly, or appeal to superior resettlement office in oral form or written form. After superior resettlement Office accept the appeal, keep records and consult with village committee and local resettlement office within 10 days. If the contradiction and dispute can not be solved, in accordance with appeal channel, village committee can appeal to administrative setups step by step such as project office, resettlement management office, resettlement monitoring office, complaint office, administrative supervision, disciplinary inspection and prosecutorial department etc.) According to Administrative Procedure Law of People’s Republic of China, if resettlers are still not satisfactory, appeal to people‘s court directly. Resettlement Office is responsible for keeping records of all appeal problems and solving process and keeps in the archives.

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Law department of Project Office of Hunan province county, city and province

Office of implementation and Discipline departments of management of project resettlement county, city and province of Hunan province

Resettlement monitoring People‘s letters and visits Office of implementation and handling Office of county, management of project resettlement and evaluation setup

city and province of County

Office of implementation and management of project resettlement

of Sub-District, town and township

Village committee or villagers group

Affected household

Figure 8.2-1 Appeal System Figure of Project Resettlement

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9. Environment Protection and Management

9.1 The Necessity of Environment Protection The environment evaluation of main body of resettlement investment project shall include the impact of resettlement on the environment. The planning of resettlement shall be conducted with environment evaluation. It is necessary to demarcate the line of resettlement area and calculate the increment of population density in unit area. In agricultural project, if the number of the resettlers is larger than the original number of this resettlement area, the aggravating environment problems will come along, such as deforestation, excessive depasturing, the water and soil loss and the pollution of the hygienic conditions etc. Therefore, appropriate eased measures (including the training of resettlers) shall be included in the resettlement planning, besides other resettlement places can also be chosen. And the urban resettlers will cause the relevant problems related to the population density (such as communication capacity, drinking-water source, hygienic system and medical & healthy treatment etc.). Constructive environmental management methods can supply both good opportunities and benefits to the resettlers and the residents in the resettlement area. If the resettlement causes an unacceptable consequence, we must find another resettlement site or add the resettlement points.

9.2 Liquidation of Relocation All kinds of rubbish, which are produced during the demolition of the various buildings and their attachments within the project range shall all be spoiled in the place designated by the Qiyang County Environmental Hygiene Administration. The houses and their attachments within the project range shall be demolished; their walls shall be torn down and leveled. And the interior pollution source within the project range shall be removed and disinfected. The existing wastewater of the industrial enterprises within the project range shall be drained off according to the stipulations. Poisonous waste slag shall be delivered to the appointed place and buried. And the warehouse used for storing the chemical materials shall be treated by poison elimination and neutralisation, so that the soil can meet the hygiene standard.

9.3 The Environment Management of the Resettlement Area The environment protection shall be fully considered during the planning and construction of resettlement area, we shall try our best to make the surroundings beautiful and comfortable. (1) Level the land of the cutting faces when excavating the new soil, and set up drainage ditches on the

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cutting faces when necessary to reduce the water scouring to the cutting faces; the waste area shall be forested as soon as possible so as to avoid the water and soil loss; houses and public facilities shall be constructed with the least damage to the forestry vegetation; and trees shall be planted on both sides along the roads. (2) Do a good job of the new houses cleaning: Renovate the environment and spray pesticide before the resettlers move in, and clean the weed and wastewater container or other things both in front and back of the house after settling in. (3) Choose a healthy and clean water source: set up a solid reservoir if it is required to take the spring as the water source, such pollution source as toilet, filter pit, manure pit, livestock barn, waste pit, rubbish pit and waste slag pit etc. are not allowed to be set up in the area 20-30m around the water source.

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10. Monitoring and Evaluation

10.1 Internal Monitoring 10.1.1 Internal Monitoring Agency Organization In this project, the Qiyang County PMO is authorized as internal monitoring agency, this agency shall be appointed a special leader to be responsible for the relevant problems of resettlement. The leader shall be experienced in resettlement and authorized to coordinate with the relevant departments involved with the resettlement. And the agency shall be appointed the sufficient personnel, and the personnel shall be qualified for experiences of resettlement work and social problems, so as to carry out the right responsibilities. 10.1.2 The Objective of Internal Monitoring The objective of internal monitoring is to maintain the good function of resettlement agencies at all levels during the project implementation process, and coordinate and cooperate with each unit in order to grasp the situation of resettlement implementation timely. 10.1.3 The Content of Internal Monitoring 1) The relocation, allocation of housing locations and housing reconstructions; 2) The implementation schedule and quality of development project of resettlers‘ production; 3) The investigation, coordination and proposals for the main problems existing in resettlement and implementation agencies during the implementation process; 4) The family income rehabilitation after resettlers‘ relocation; 5) The rehabilitation of vulnerable group; 6) The payment and usage of the resettlement compensation and the situation of fund in place; 7) Resettlers‘ participations and consultation during the implementation period; 8) The resettlers‘ training and effects; 9) Agencies, training, working timetable and efficiency of the local RO. 10.1.4 The Responsibilities of Internal Monitoring 1) Cooperate with resettlement implementation agencies, departments in charge and external monitoring units. 2) Work out the corresponding tables according to the monitoring contents, and ask the implementation units to fill in and submit the tables to the department in charge and municipal PMO; 3) The monitoring personnel shall check and investigate on the spot once a month, and they shall participate in the completion acceptance of the resettlement project once a month.

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4) Supervise the implementation of the annual work plan, fund utilization; the annual fund shall be audited by the provincial department in charge of resettlement; 5) Every half year report the implementation situation to Provincial PMO at the fixed time, and coordinate with the departments in charge according to their requirements at any time; 6) Submit the working schedule report to Provincial PMO and ADB in July every year.

10.2 External Monitoring 10.2.1 Independent Monitoring & Evaluation Agency For this project, the qualified monitoring unit shall be invited to undertake resettlement monitoring and evaluation. The independent monitoring unit shall provide the comprehensive information on implementation of resettlement to the PMO, including implementation progress, the existing problems and suggestions to the PMO. After negotiation, ADB and Hunan Provincial PMO finally determined that the external resettlement monitoring & evaluation work for 19 of 35 subprojects would be carried out by Changsha Xinghuan Water& Electricity Engineering Development Co., Ltd. The 19 subprojects include all the 8 core subprojects ( City, , Wugang City, , , Yongzhou City, City, City), and 11 of the 27 non-core subprojects (, Xiangtan City, , , City, Hengyang City, , , , Luxi County). Moreover, the external resettlement monitoring & evaluation work for the other 16 non-core subprojects will be carried out by Hunan Hydropower Consultancy Co., Ltd. Qiyang County PMO proposes Hunan Hydropower Consultancy Co., Ltd. as the resettlement monitoring & evaluation agency in this project. According to the practical situations of this project, Hunan Hydropower Consultancy Co., Ltd. will establish Qiyang subproject monitoring & evaluation department for urban flood control project to carry out all basic monitoring and evaluation by providing technical assistance to LPMO and conducting detailed survey among affected people. It is proposed that Jianghua subproject monitoring & evaluation department is composed of the experts and technicians who are experienced in resettlement planning and design, resettlement implementation and management, resettlement monitoring and evaluation, and resettlement supervision. 10.2.2 The Objective of Independent Monitoring & Evaluation The Monitoring & Evaluation of resettlement is an efficient management method in resettlement project management, and the objective of independent monitoring & evaluation is to judge if the objective of the resettlement is achieved by means of providing the evaluation of the resettlement works and checking all the implementation works with an eye of long term. The independent monitoring & evaluation agency

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shall trace the resettlement activities, and give evaluation and proposes to the whole process of resettlement and the recovery of the resettlers‘ living standards, and provide alarm system to engineering management department, and supply the report channels for resettlers‘ suggestions, so as to ensure the planning and implementation of resettlement in conformity with the laws, regulations and rules issued by PRC, and to ensure the whole project to achieve the objective as expected. 10.2.3 The Contents of Independent Monitoring & Evaluation The independent monitoring units shall conduct the monitoring and evaluation to the implementation effects of rural resettlers‘ relocation, the demolition and construction of special facilities and infrastructural facilities, and utilization effects of resettlement fund. 1) Monitoring & Evaluation of resettlement implementation schedule is as follows: ① The schedule of land acquisition and the finalized situation of land for new resettlement area; ② The schedule of the housing demolition and reconstruction; ③ The schedule of resettlers‘ relocation; ④ The schedule of employment allocation for the labors; ⑤ The construction schedule of public infrastructure facilities and special works. 2) Monitoring & Evaluation of the payment and utilization of resettlement fund is as follows: ① The situation of the fund being in place; ② The fund input and its utilization; ③ The evaluation of social and economic effects about the fund input. 3) Monitoring & Evaluation of resettlement production resettlement is as follows: ① The planning objective of resettlement production resettlement; ② The basic production situation before and after removal (including the employment situation); ③ The comparisons of main technical and economic evaluation indices before and after removal. If the evaluation fulfills the planning objective degree, the experience and lessons shall be summarized. 4) Monitoring & Evaluation of resettlers‘ livelihood relocation is as follows: ① The planning objective of resettlement livelihood relocation; ② The housing condition and residential environment before and after removal; ③ The economic income and expenditure as well as composition before and after removal; ④ The comparisons of main livelihood evaluation indices before and after removal, evaluate the resettlers‘ livelihood quality, and summarize the experience and lessons. 10.2.4 The Methods of Independent Monitoring& Evaluation The monitoring and evaluation activities are conducted on the basis of the investigation data provided by agencies in charge of investigation design and relocation implementation. The evaluation is

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conducted on the basis of all-around understanding and adopted the combined methods of spot-checking and quick evaluation. Choose a typical model (resettlement household/ village), set up the corresponding evaluation index system according to the different affected objects, and invite the experienced resettlement expert to determine the weighting of each index by the way of ―back-to-back‖, and take the latest livelihood quality research at home and abroad as reference, manage the indices by dimension treatment, analyze and calculate the investigation achievements, and contrastively evaluate the calculation achievements. 1) Evaluation of Livelihood Standard The independent monitoring agency shall propose and conduct the investigation on basic living standard before implementation of resettlement, and set up a control group according to the random samples of APs. The investigation on living standard shall be repeated annually (it shall be conducted twice at least after implementation completion) so as to measure the change of APs‘ living standards. This activity is one of the methods of determining the changes of APs‘ living standards. The investigation table of living standard consists of every index used to measure production level and living standard, reflects the changes of production and livelihood by the developing changes of the same index before and after removal. Whether the design of the index will reflect the change of production and living standard of the resettlers truly will be showed in the base investigation. And the design of the index will be improved according to the actual conditions, so as to ensure the acquired information to fully and truly reflect the quantity and quality of resettlers‘ production and living standard. 2) Public Consultation The independent monitoring & evaluation unit will participate in the public consultations held by village and township (town) at the fixed time, and evaluate the effects of APs‘ participation and the cooperative degree of APs during the implementation course of resettlement planning by monitoring these consultation meetings. At the same time, the independent monitoring agency will consult with APs to acquire the knowledge, preferences and hopes of their livelihood, and report these findings to the project RO. These activities shall be conducted over and over again during the period of resettlement implementation and after implementation. 3) Complaints The independent monitoring agency shall visit the affected places at the fixed time, and adopt the way of holding talks with local RO and APs to ask about and understand the complaints. Moreover, the independent monitoring agency shall monitor the efficiency of disposal of the complaints continuously. As for the possible changes, the independent monitoring agency shall propose the suggestions if necessary to make the process of resettlement more effective. 4) Other Responsibilities

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The independent monitoring agency shall propose the suggestions to the project RO during the period of preparation for RP plan and implementation; meanwhile, it is also responsible for the monitoring of the following indicative items: (1) The payment and amount of the compensation; (2) The preparation and sufficiency of the relocation sites; (3) The housing reconstruction; (4) The APs‘ removal; (5) Training; (6) The support to the vulnerable group; (7) The recovery and reconstruction of infrastructural facilities and special facilities; (8) The deployment and recovery of production; (9) The compensation of property loss; (10) The compensation of working time loss; (11) The transition allowance; (12) The compensation of repurchase fee of property loss; (13) The timetable of the above-mentioned activities (it can be used at any time); (14) The setup of resettlement network; (15) The utilization of collective land compensation fee and the resettlers‘ incomes; (16) The situation of labor employment and incremental incomes. 10.2.5 The Procedure of Independent Monitoring & Evaluation

Establish a project, and clarify the objectives, content and requirements of monitoring and evaluation;

Work out detailed general outline of monitoring and evaluation;

The works in Study the technical line and working methods of monitoring and evaluation; early days

Work out the investigation outline and tables;

Design typical resettlement trail investigation plan for monitoring system.

Give an all-around investigation for the socioeconomic materials of

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resettlement households and their villagers

Give all-around investigation for the schedule of the resettlers‘ relocation and the situation of the fund in place; Monitoring System Collect the information on typical resettlement households at the fixed time;

Check the random samples.

Conduct the inside liquidation, analysis, calculation, evaluation, and conclude a conclusion; Evaluation System Compile monitoring and evaluation report and submit the report to the County PMO and ADB. 10.2.6 The Period, Frequency and Standard of Monitoring & Evaluation 1) The period of monitoring: The working time of independent monitoring unit includes the engineering construction period and the two years after the completion of the project. 2) The frequency of monitoring: The frequency shall be reported at least twice a year at peak period and once in other years according to the schedule of resettlement implementation and arrangement of implementation intensity. And it shall supply consultation for County PMO. 3) The standard of monitoring:The investigation and sampling standard of IME: 5% APs in land acquisition and relocation; 20% affected village in land acquisition and relocation; 20% enterprises and public institutions in land acquisition and relocation. 4) The time of monitoring report: Submit the monitoring report to the Provincial PMO and ADB twice at peak period (in July and December every year), and in other years submit it once in July.

10.3 The Evaluation of Resettlement After the completion of the project, on the basis of monitoring and evaluation, conduct an evaluation for the resettlement by means of after-project evaluation theories and methods. The content mainly includes the evaluation of successful experience and the useful lessons in the aspects of housing demolitions, enterprises and institutions, and land acquisition etc. And the evaluation will provide the referenced experience for the future resettlement. After resettlement, the evaluation unit shall undertake preparation of the evaluation outline, setup of the evaluation index system, the analysis and

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investigation on social economy, compilation of The Evaluation Report after the Resettlement Implementation of Qiyang County Urban Flood Control Project, and then submit the report to Provincial PMO and ADB.

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11. Resettlement Budget

11.1 Compilation Reference and Principle 11.1.1 Main References 1) Land Administration Law of the People’s Republic of China (1999); 2) Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China (2000); 3) Houses Demolition Administration Regulations of the PRC, starting implementation since November 1, 2001; 4) Methods of Hunan Province for Implementing the Urban Houses Demolition Administration Regulations, starting implementation since September 1, 2002 5) Provisional Regulations on Cultivated Land Occupancy Tax of PRC; 6) Methods of Hunan Province for Implementing the Cultivated Land Occupancy Tax (Revision); 7) A Notice by Hunan Provincial Commodity Price Bureau and Financial Department about Reissuing Administration Institutional Charging Items and Standards of Hunan Province National Land Resource System (XJF[2003] No.42); 8) A Notice on Hunan Provincial Land Acquisition Annual Output Value Standard Issued by Hunan Provincial People’s Government General Office (XZF [2005] No.47) 9) Implementation Methods for Expropriation, Utilization and Administration of Forest Vegetation Recovery Fee (XCZ [2002] No.10 Document) 10) Regulations about Land Acquisition and Resettlement for Hydraulic and Hydropower Project (SD290--2003); 11) Relative procedures and specifications of each professional department; 12) Investigation on physical material indices affected by the project and achievements of resettlement planning. 11.1.2 Compilation Principle 1) For the following items such as production resettlement, demolition relocation, demolition and reconstruction for the special facilities which are planned and designed with reference to the relevant national policies, regulations and standards, calculate the investment according to the design program and the corresponding works quantities (or physical material amount). 2) Standards for land compensation fee and relocation subsidies, and compensation fee for young crops shall be calculated and determined according to the relevant regulations from Methods of Hunan

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Province for Implementing the Land Administration Law of the People’s Republic of China; 3) Housing compensation standard shall be determined according to typical unit price analysis on the houses in the project-affected area; compensation standards for auxiliary facilities, scattered trees, and demolition subsidies shall be determined comprehensively according to the compensation standards for the typical design or the similar project. 4) Compensation fee for the special facilities shall be determined on the basis of ―original scale, original standard and original function‖ according to the actual rehabilitation situation.

11.2 Resettlement Compensation Fee 11.2.1 Land Compensation 1) Project-involved Permanent Land Occupation The land compensation, resettlement subsidies and production subsidies are calculated as RMB 12.559 million yuan according to various kinds of the acquired land quantities and standards for compensation subsidies. 2) Project-involved Temporary Land Occupation The temporary land use in this project is 312.41 mu, including 130.9 mu dry farmland and 181.51 mu shrubbery land. According to the compensation standards for various temporary lands occupation, the temporary compensation fee of this project is calculated as RMB 1.046 million yuan. 11.2.2 Compensation for Houses and Auxiliary Facilities The compensation for houses and auxiliary facilities in this project mainly includes the compensation fees for residential houses and non-residential houses as well as the auxiliary facilities. According to the project-involved demolition physical material indices and standards for compensation subsidies, the compensation for houses and auxiliary facilities totals up to RMB 5.7174 million yuan. 11.2.3 Compensation for Infrastructural Facilities The compensation for infrastructural facilities in this project mainly includes fees for the following infrastructures such as the site leveling, water drinking, illumination and road, etc. in the centralized resettlement site and scattered resettlement site, and roads, etc. The demolition and resettlement is planned to be 1,380 persons from 237 households. The investment is totally calculated to be RMB 2.484 million yuan according to the compensation standards of RMB 1,800 yuan per capita. 11.2.4 Relocation Transportation Fee The transportation fee of this project mainly includes transportation fee, livelihood subsidies, temporary housing subsidies and secondary transportation fee, etc. The investment is totally calculated to be RMB 0.828 million yuan, according to the required relocation and removal of 1,380 persons from 237

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households. 11.2.5 Compensation for Scattered Trees It is required to chop down the 396 scattered grown trees in this project, including 129 fruit trees and 267 sundry trees. The compensation fee for scattered grown trees of this project is calculated to be RMB 8,700 yuan according to its compensation standard. 11.2.6 Compensation for Enterprises and Institutions As merely involved with the boundary wall, it has been counted into the calculation of houses and auxiliary facilities. 11.2.7 Subsidies for Vulnerable Group The subsidies for the vulnerable group in this project is calculated as 1% of compensation fee for the land acquisition and for the houses and auxiliary facilities, so the investment is set at RMB 0.1932 million yuan, and mainly used for offering various kinds of help or livelihood support fees for the vulnerable group affected by the project. 11.2.8 Resettlement Compensation Investment The resettlement compensation investment of this project is the sum of Item 11.2.1~Item 11.2.7, totally calculated as RMB 22.8363 million yuan. For details, see Table 11.2-1. Budget Statement for Resettlement Compensation Investment of Qiyang County Urban Flood Control Project Table 11.2-1

Unit Investment Item Sub-item Sub-sub-item Unit Quantity Price Remarks (In Y‘0000) (yuan) I. Land Compensation 1360.50 (I). Permanent Land 1255.90 Acquisition 1. Collective Land mu 528 1255.90 1.1 Cultivated mu 336 867.75 Land Paddy Field mu 177 22517 398.55 Dry Farmland mu 64 15498 99.19 Commercial Vegetable mu 95 38948 370.01 land 1.2 Garden mu 12 20076 24.09 Land 1.3 Villagers‘ mu 23 19400 44.62 Housing Plot 1.4 Pond mu 117 21968 257.03 1.5 Economic mu 40 15603 62.41

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Budget Statement for Resettlement Compensation Investment of Qiyang County Urban Flood Control Project Table 11.2-1

Unit Investment Item Sub-item Sub-sub-item Unit Quantity Price Remarks (In Y‘0000) (yuan) Forests 2. State-owned mu 73.2 Land 2.1 Counted into the Residential mu 4 compensation for urban Land houses 2.2 Land for mu 69.2 free Transfer other Use (II) Temporary Land mu 312.41 104.60 Acquisition 1.1 Dry Including reclamation mu 130.9 5707 74.70 Farmland cost of cultivated land 1.2 Shrubbery mu 181.51 1647 29.89 Forests II. Compensation for Houses and Auxiliary 571.74 Facilities (I). Residential ㎡ 17797 Houses 1. Rural Residential ㎡ 15022 461.60 Houses 1.1 Brick ㎡ 12260 317 388.64 Concrete 1.2 Brick ㎡ 2563 280 71.76 Wood 1.3 Simple ㎡ 199 60 1.19 Structure 2. Urban Residential ㎡ 2375 102.02 Houses 1.1 Brick ㎡ 2082 435 90.57 Concrete 1.2 Brick ㎡ 293 391 11.46 Wood (II). Auxiliary Facilities 8.12 1.1 Wall ㎡ 200 20 0.40 1.2 Cement m3 168 25 0.42

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Budget Statement for Resettlement Compensation Investment of Qiyang County Urban Flood Control Project Table 11.2-1

Unit Investment Item Sub-item Sub-sub-item Unit Quantity Price Remarks (In Y‘0000) (yuan) Sunny Ground 1.3 Air Set 5 200 0.10 Conditioner 1.4 Telephone Set 180 200 3.60 1.5 CATV Household 237 150 3.56 1.6 Well Place 1 400 0.04 III. Compensation for Infrastructural 248.40 Facilities Site Leveling, Water-drinking Person 1380 1800 248.40 and Illumination IV. Relocation 82.80 Transportation Fee 1. Material Transportation Person 1380 100 13.80 Fee 2. Livelihood Person 1380 100 13.80 Subsidies 3. Temporary Housing Person 1380 300 41.40 Subsidies 4. Secondary Transportation Person 1380 100 13.80 Fee V. Scattered Fruit Piece 396 0.87 Trees 1. Fruit Trees Piece 129 0.61 With Fruit Piece 89 60 0.53 Without Fruit Piece 40 18 0.07 2. Sundry Trees Piece 267 10 0.27 Calculated as 1% of compensation fee for the VI. Vulnerable Group 19.32 land acquisition and for Subsidies the houses and auxiliary facilities Total 2283.63

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11.3 Compensation for Special Facilities Because the relevant professional departments of the special facilities affected by this project have not conducted the reconstruction planning and undertaken construction, the rebuilding compensation investment in this budget is calculated according to the quantities actually affected by the project. 1) Compensation for traffic facilities: Mainly including compensation fees for the traffic facilities such as mechanical farm road, minor bridge, culvert and passenger ferry etc., with the investment equivalent to RMB 0.2525 million yuan in total. 2) Compensation for power transmission and transformation facilities: Mainly including rebuilding compensation fee for the pole removing and line changing of 10KV high voltage line and 380V low voltage line as well as relocation and installation fee of transformer, with the investment equivalent to RMB 0.1921 million yuan in total. 3) Compensation for post facilities: The line cable specification of the post is HYA4-0.5, the investment is calculated to be RMB 0.2317 million yuan in total according to RMB 62,613 yuan/km. 4) Compensation fee for water conservancy and sideline facilities: The irrigation channel is calculated as RMB 50,000 yuan/km. Through calculation, the compensation investment on water conservancy is set at RMB 16,000 yuan. The compensation investment on the above-mentioned special facilities is calculated to be RMB 0.6923 million yuan in total. For details, see Table 11.3-1. Compensation Investment Budget for Special Facilities Affected by Land Acquisition Relocation of Qiyang County Urban Flood Control Project Table 11.3-1

Unit Price Investment Item Unit Quantity Remarks (Yuan) (In Y‘0000) 1. Traffic Facilities 25.25 Simple Road km 100000 2 20.00 Mechanical Farm Road km 50000 1.05 5.25 2. Power Transmission and 19.21 Transformation Facilities 2.1 10KV High Voltage Line km 50000 1.94 9.70 2.2 380V Low Voltage Line km 27500 3.24 8.91 Only calculated compensation fee for its 2.3 Transformer 3000 2 0.60 relocation and installation 3. Post Line km 62613 3.7 23.17 4. Water Conservancy and Sideline 1.60 Channel km 40000 0.4 1.60 Total 69.23

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11.4 Other Costs 1) Cost for survey, design and scientific research: The cost of required survey, layout, design and scientific research for land acquisition and resettlement design, is calculated to be RMB 0.7045 million yuan as 3% of the sum of the resettlement compensation fee and compensation investment on special facilities. 2) Implementation Management Cost: Including the routine management cost for resettlement implementation agency, such as salary, official business and evection, etc., it is calculated to be RMB 0.7045 million yuan as 3% of the sum of cost for resettlement compensation and compensation investment for special facilities. 3) Implementation Agency Initiation Cost: Including cost for official rooms, vehicles and equipment procurement and other required costs for the start-up and operation of the resettlement implementation agency, which is calculated to be RMB 0.4075 million yuan. 4) Technical Training Cost: Required cost for enhancing the production skills and cultural accomplishment of the rural resettlers and the management level of resettlement cadres. The cost is calculated to be RMB 0.1142 million yuan as 0.5% of resettlement compensation investment. 5) Supervision and M & E Cost: Cost for resettlement comprehensive supervision, monitoring and evaluation. The cost is calculated to be RMB 0.3522 million yuan as 1.5% of the sum of the cost for rural resettlement compensation and compensation investment for special facilities. Through calculation, the other costs for the above-mentioned items total up to RMB 2.2828 million yuan.

11.5 Basic Contingency Fee The basic contingency fee is calculated to be RMB 2.5765 million yuan as 10% of the investment sum of resettlement compensation, compensation for special facilities and other costs.

11.6 Relevant Tax 1) Cultivated land occupancy tax: According to the statistical materials of Qiyang County in 2004, the cultivated land area per capita of agricultural population in the project area is 0.82 mu. According to Methods of Hunan Province for Implementing the Cultivated Land Occupancy Tax, for areas where the cultivated land area per capita is 0.5 mu~1 mu, the tax standard is set at RMB 4~8 yuan/ m2, RMB 4 yuan/m2 is adopted here; and the taxation standard for the commercial vegetable land is set at 10 yuan/ m2. The cultivated land occupancy tax is totally calculated to be RMB 1.1059 million yuan in this project. 2) Cultivation Fee for Cultivated Land: According to the XJF[2003] No.42 Document issued by Hunan

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Provincial Commodity Bureau and Hunan Provincial Financial Department as well as GTZF [2001] No.355 Document, Qiyang County belongs to Grade II District, and the cultivation fee standard for cultivated land is: RMB 11,000 yuan/mu for paddy field and RMB 7,000 yuan/mu for dry farmland. According to the relevant regulations in documents issued by the Ministry of National Land Resources, State Economic and Trade Committee and the Ministry of Water Resources A Notice about Relative Problems of Land Acquisition for Hydraulic and Hydroelectric Project Engineering (GTZF[2001] No.355), for the cultivated land acquisition of project which is mainly for flood control, water supply (including irrigation) profits, the cultivation fee can be charged as 70% of the floor level of cultivation fee of cultivated land regulated by the People‘s Government of each province. Hereby, the cultivation fee standard for cultivated land is determined as RMB 7,700 yuan/mu for paddy field, RMB 4,200 yuan/mu for dry farmland and RMB 7,700 yuan/mu for the commercial vegetable land. The cultivation fee for cultivated land is calculated to be RMB 2.408 million yuan in total. 3) Recovery Fee for Forest Vegetation: The calculation scope of forest vegetation recovery fee includes forest land like timber land and shrubbery land affected by the flood inundation and productive development. According to the relevant regulations from A Notice about Issuing Temporal Methods for Expropriation, Utilization and Administration of Forest Vegetation Recovery Fee (CZ[2002]No.73) issued by the Forestry Bureau and the Finance Ministry of PRC, the recovery fee standard for economic forest land is set at RMB 6 yuan/m2, and shrubbery land at RMB 3 yuan/m2. Through calculation, the forest vegetation recovery fee is set at RMB 0.5233 million yuan. The above-mentioned relevant tax is calculated to be RMB 4.0372 million yuan in total. See Table 11.6-1 for details. Calculation Statement for Relevant Tax of Land Acquisition in Qiyang County Urban Flood Control Project Table 11.6-1

Item Unit Unit Price (yuan) Quantity Investment (In Y‘0000) Total 403.72 I. Cultivated Land Occupancy Tax 110.59 1. Cultivated Land 127.66 Paddy Field m2 4 118059 47.22 Dry Farmland m2 4 42688 17.08 Commercial Vegetable Land m2 10 63365 63.37 II. Cultivation Fee for Cultivated Land 240.8 1. Paddy Field mu 7700 177 136.29 2. Dry Farmland mu 4900 64 31.36 3. Commercial Vegetable land mu 7700 95 73.15 III. Forest Vegetation Recovery Fee 52.33 1. Economic Woods m2 6 26680 16.01

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Calculation Statement for Relevant Tax of Land Acquisition in Qiyang County Urban Flood Control Project Table 11.6-1

Item Unit Unit Price (yuan) Quantity Investment (In Y‘0000) 2. Shrubbery Woods m2 3 121067.2 36.32 11.7 Total Budget The total budget of compensation investment on land acquisition, demolition and resettlement in this project is RMB 32.3784 million yuan (the total investment excluding the relevant tax is RMB 28.3412 million yuan) and will be entirely listed into the total budget of the project and undertaken by the Qiyang PMO. For details of total resettlement budget, see Table 11.7-1. Total Resettlement Budget in Qiyang County Urban Flood Control Project Table 11.7-1 Investment (In Item Sub-item Remarks Y‘0000) I. Resettlement Compensation Fee 2283.63 1. Land Compensation 1360.50 2. Compensation for Houses and 571.74 Auxiliary Facilities 3. Compensation for 248.40 Infrastructural Facilities 4. Relocation Transportation Fee 82.80 5. Scattered Trees 0.87 6. Subsidies for Vulnerable Group 19.32 II. Compensation for Special Facilities 64.56 1. Compensation for Traffic 25.25 Facilities 2. Compensation for Power Transmission and Transformation 19.21 Facilities 3. Compensation for Post 18.50 Facilities 4. Water Conservancy Facilities 1.60 III. Other Costs 228.28 1. Cost for Survey, Design and 70.45 3% of the sum of Item I and II Scientific Research 2. Implementation Management 70.45 3% of the sum of Item I and II Cost 3. Implementation Agency 40.75 Initiation Cost 4. Technical Training Cost 11.42 0.5% of Item I 5. M&E Cost 35.22 1.5% of the sum of Item I and II 10% of the sum of Item I to Item IV. Basic Contingency Fee 257.65 III V. Total Investment (excluding tax) 2834.12 VI. Relevant Tax 403.72 1. Cultivated Land Occupancy 110.59

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Total Resettlement Budget in Qiyang County Urban Flood Control Project Table 11.7-1 Investment (In Item Sub-item Remarks Y‘0000) Tax 2. Cultivation Fee for Cultivated 240.80 Land 3. Forest Vegetation Recovery 52.33 Fee VII. Total Investment (including tax) 3237.84

11.8 Fund Flow All the compensation fees for land acquisition relocation will come from the counterpart funds of local governments. The compensation fees shall be paid and used according to the compensation policies and standards determined in the resettlement activity plan. The funds shall be appropriated under the supervision and management of the internal monitoring agency and checked by the external monitoring agency. Qiyang County PMO will sign Contract Agreement of Resettlement Task Investment in Qiyang County Urban Flood Control Project with County Project RO, and make the payment for compensation fee stipulated in the agreement to county RO via the bank in batches according to resettlement implementation progress. County Project RO then appropriates in classifications according to construction projects: 1) Land Acquisition: County Project RO sign Agreement of Land Acquisition Compensation and Attachments on Field with townships (management section) and villager committees affected by the project. The payment of compensation funds shall be paid to the Township (management section) Resettlement Office by County Project Resettlement Office via the bank according to the compensation items, quantity, time and expenses regulated in Agreement of Land Acquisition Compensation. Then the Township (management section) Resettlement Office pays the villager committee or villager‘s group. The relative villager committee uses the land compensation fee for developing the production. The resettlement subsidies shall be paid to the rural collective. Then the rural collective will pay the resettlement subsidies to institutions or individuals according to resettlement scheme. Compensation fee for the attachments on field will be paid to the owner through the villager committee. 2) Residential Houses: County Project RO will sign Agreement of Demolition Compensation for Project Resettlement Families with the involved and affected demolition resettlement households according to the following contents as basic conditions of the demolished houses, compensation amount, subsidies, payment mode and deadline, and demolition time limit, etc. The compensation fund is appropriated directly to the affected households by County Project RO.

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3) Non-residential Houses: County Project RO will sign agreements with the relocatee on the contents of compensation standard, resettlement mode and demolition time limit, etc. The compensation fund is appropriated directly to the relocatee by County Project RO. 4) Compensation Fee for Public Infrastructural Facilities: County Project RO sign the Agreement of Compensation for Public Infrastructure with the project-affected township (management section) and the villager committee, or the Contract of Resettlement Project Construction with the construction unit directly. The compensation fund shall be paid to the relative townships, the villager‘s groups and the undertaking units in batches according to the stipulations of the contractual agreement. 5) Special Facilities: County Project RO will sign Agreement of Compensation for Rehabilitation and Rebuilding of Special Facilities with each special department. Compensation investment on rehabilitation and rebuilding of the special facilities is paid to each special department in charge by County Project RO via the bank. For details of resettlement compensation fund flow of this project, see Fig. 11.8-1. 11.9 Fund Appropriation 11.9.1 Appropriation Principle 1) All the expenses related to land acquisition demolition will be listed into the project engineering total budget, and compensation fees for land acquisition demolition and other expenses will be paid by PMO via the County (District) RO to the relevant units and individuals; 2) The land acquisition fees will be paid by County (District) RO via the bank to the administrative villages, which will use them in principle for production rehabilitation of the villagers‘ groups that are directly affected by the project or absorb the resettlers; 3) The compensation fees for the resettlers‘ houses will be paid by the County (District) RO to the resettlement households before their building houses. If the compensation fee for houses will be paid by installment to the resettlers, the last sum of amount shall be paid to them before the completion of building houses; 4) The land compensation fee will be paid three months before the acquisition of the land. 5) In order to ensure the smooth implementation of resettlement of land acquisition demolition, the project office shall establish finance and supervision organs at various levels, so as to ensure the timely appropriation of all the funds in place. 11.9.2 The Organ in Charge of Resettlement Finance 1) The organs in charge of compensation fund for the rural land acquisition are special finance organs of the County (District) RO, LAB, and township (town) as well as village committee. 2) The organs in charge of compensation fund for rural housing demolition and special facilities are the special finance organs under the County (District) RO.

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3) For the resettlement fund, carry out the level-by-level appropriation mechanism from the above to below. The organs at the various levels will strictly carry out the financial settlement and auditing system, examine and report the fund fulfillment and utilization to the higher level at the fixed time, and put forward the rectification and remedy measures to unexpected conditions, so as to ensure the appropriation and utilization of the fund as planned. 4) Ensure the resettlement fund in exclusive use. No permission for the holdback by any intermediate organs or misappropriation for other purposes.

11.9.3 Annual Fund Use Plan The yearly investment plan of each resettlement compensation fee is worked out on the basis of resettlement progress arrangement. The annual fund use plan is arranged as follows: for the first year, RMB 8.5094 million yuan, accounting for 26.28% of the total investment; for the second year, RMB 19.8857 million yuan, accounting for 61.42% of total investment; for the third year, RMB 2.6437 million yuan, accounting for 8.17% of total investment; and for the fourth year, RMB 1.3396 million yuan, accounting for 4.14%. For details of yearly fund use plan, see Table 11.9-1. Phased Investment Plan Statement Table 11.9-1

Total 1st Year (In 2nd Year (In 3rd Year (In 4th Year (In Item Sub-item Investment Y‘ 0000) Y‘ 0000) Y‘ 0000) Y‘ 0000) (In Y‘ 0000) I. Resettlement Compensation 2283.63 340.12 1630.59 217.48 95.43 Fee 1. Land Compensation 1360.50 340.12 707.46 217.48 95.43 2. Compensation for Houses and Auxiliary 571.74 571.74 Facilities 3. Compensation for 248.40 248.40 Infrastructural Facilities 4. Relocation 82.80 82.80 Transportation Fee 5. Compensation for 0.87 0.87 Scattered Trees 6. Subsidies for Vulnerable 19.32 19.32 Group II. Compensation for Special 64.56 64.56 Facilities 1. Compensation for Traffic 25.25 25.25

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Phased Investment Plan Statement Table 11.9-1

Total 1st Year (In 2nd Year (In 3rd Year (In 4th Year (In Item Sub-item Investment Y‘ 0000) Y‘ 0000) Y‘ 0000) Y‘ 0000) (In Y‘ 0000) Facilities 2. Compensation for Power Transmission and 19.21 19.21 Transformation Facilities 3. Compensation for Post 18.50 18.50 Facilities 4. Water Conservancy 1.60 1.60 Facilities III. Other Costs 228.28 66.44 112.64 22.86 26.35 1. Cost for Survey, Design 70.45 17.61 33.27 8.74 10.82 and Scientific Research 2. Implementation 70.45 17.61 33.27 8.74 10.82 Management Cost 3. Implementation Agency 40.75 19.21 21.54 Initiation Cost 4. Technical Training Cost 11.42 3.2 8.22 5. M & E Cost 35.22 8.81 16.34 5.38 4.70 IV. Basic 257.65 40.66 180.78 24.03 12.18 Contingency Cost V. Total investment 2834.12 447.22 1988.57 264.37 133.96 (excluding tax) VI. Relevant Tax 403.72 403.72 1 Cultivated Land 110.59 110.59 Occupancy Tax 2. Cultivation Fee of 240.80 240.80 Cultivated Land 3. Forest Vegetation 52.33 52.33 Recovery Fee VII. Total investment 3237.84 850.94 1988.57 264.37 133.96 (including tax)

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Land Compensation Fee County County Project RO Township (management section) Villager Committee or Villager‘s Group PMO RO

Resettlement Subsidies County County Project RO Township (management section) Villager Committee or Villager‘s Group PMO RO

Compensation Fee for Young Crops County County Project RO Township (management section) Villager Resettlement PMO RO Committee Household

Compensation Fee for Residential Houses and County County Project RO Township (management section) Relocatee Auxiliary Facilities PMO RO Household

Relocation Subsidies County County Project RO Township (management section) Relocatee Household or the Relevant Unit PMO RO

Compensation Fee for Tomb County County Project RO Township (management section) Owner PMO RO

Compensation Fee for Infrastructural Facilities County County Project RO Construction Unit PMO

Non-residential Production and Business County County Project RO Relocatee Shutdown Loss Fee PMO

Non-residential Relocation Subsidies County County Project RO Relocatee PMO

Resettlement Compensation Fee Compensation Resettlement Compensation Fee for Special Facilities County County Project RO Department in Charge of the Construction Unit PMO Special Facilities

Subsidies for Vulnerable Group County County Project RO Township (management section) Vulnerable Group PMO RO

Planning and Design Cost County Resettlement Design PMO Unit

M&E Cost County M & E Unit PMO

Technical Training Cost County Technical Training PMO Unit

Implementation Management Cost County Resettlement Implementation Organ at Various Levels PMO

Fig.11.9-1 Fund Flow Chart of Resettlement Compensation in Qiyang County Urban Flood Control Project

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12. Resettlement Progress Arrangement

The schedule of resettlement progress arrangement should be worked out in terms of the construction contents, works quantities, time limit, resettlement objects and modes, and other factors. 12.1 Principles of Resettlement Progress Arrangement 1) For the rural resettlers‘ land acquisition demolition, at the time of arranging the implementation progress, houses within the range of land acquisition demolition, in collaboration with the characteristics of agricultural production, should be arranged in slack season as much as possible, so as to minimize impact on agricultural production. 2) Demolition of the resettlers‘ houses shall be phased, but should be finished before the commencement of each bid section works; 3) Notify the resettlers whose houses are required to be demolished at least 3 mouths ahead of time, and give them at least 2 months to build new houses from the notified date to the ultimate time limit of demolition. Those affected persons may live in their former houses until completion of the new ones; 4) House building time should be arranged according to the schedule of project, and could be prolonged if necessary; 5) To minimize impact on resettlers‘ livelihood, the public and infrastructural facilities should be completed at least 20 days before constructing houses for resettlement. 6) To lessen the effect on reconstructed special facilities, its reconstruction should be arranged in phase of completing each bid section works. 7) Resettlers‘ training should be carried out four times in slack season with each time lasting 5 days, and start respectively when agricultural production resettlement goes through its 1/3 course and at its ending. 8) Demolition and re-establishment of enterprises and public institutions should be arranged by their principal departments in accordance with project schedule.

12.2 Progress Plan 12.2.1 Resettlement Implementation Progress Plan The total construction time limit of the project is 48 months, that is, the period before August of the first year will be used for the preparation of this subproject, including the establishment of construction management organizations, the supply of water, electricity, road and the site leveling, bidding work and

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land acquisition and resettlement. The progress of main works is planned as follows: The first dry season: completing the construction of all embankment and cross-dike structures, and electrical drainage stations within 0+000~3+420 in Chengbei Protection Circle; The second dry season: completing the construction of all embankment and cross-dike structures, and electrical drainage stations within 3+420~6+615 in Chengbei Protection circle; The third dry season: completing the construction of all embankment and cross-dike structures, and electrical drainage stations in Chengdong Protection Circle; The fourth dry season: completing the construction of all embankment and cross-dike structures, and electrical drainage stations in Chengnan Protection Circle. 12.2.2 Resettlement Implementation Schedules According to construction design and organization, land acquisition and resettlement should be completed in advance to ensure civil works could proceed in accordance with the project design schedule, which is the basis for formulating the resettlement implementation schedule. 1) Detail impact survey was conducted in March 2006. 2) Resettlement Plan is prepared and submitted to ADB in May 2009; 3) Determine the external monitoring and evaluation agency in May 2009, and sign compensation agreements with affected parties in August 2009; 4) The time for land acquisition, relocation and rehabilitation program for different sections of embankments is from August 2009 to May 2010; 5) The time for restoration of affected infrastructures for different sections of embankments is from October 2009 to the end of April 2010; 6) The time for resettlement job training and resettlement staff training program is July of 2009; 7) The time for preparation and submission of internal and external resettlement monitoring and evaluation reports is July and December every year; 8) The acceptance of resettlement works will be carried out in July 2010; and resettlement completion report will be carried out in August 2010. Detailed implementation schedule is shown in the Table below:

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Table 12.2-1 Implementation Schedule for Land Acquisition and Resettlement of Qiyang County Urban Fllod Control Project

2006 2007 2008 2009 2010 Activities 1 3 5 7 9 11 1 3 5 7 9 11 1 2 3 4 5 6 7 8 9 10 11 12 1 2 3 4 5 6 7 8 9 10 11 12 1 2 3 4 5 6 7 8 9 10 11 12 Detail Impact Survey Consultation with Aps Resettlement Plan Preparation Distribute RIB RP Approval by LPMO Submit to ADB Capacity Building Efforts Selection of M&E Agency Sign Compensation Contracts Relocation Plan (Disburse funds, site leveling, house construction) Rehabilitation Plan (Disburse funds, land and non-land based rehabilitations) Infrastructures Restoration Resettlement Training Program Implementation of M&E Resettlement work acceptance Resettlement Completion Report

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Appendix 1: Resettlement Information Booklet

1. Project Background The areas in Hunan Province, which are brought into this urban flood control project, are limited to the cities above county grade in hilly sections with relatively serious flood disaster. All the cities are considered as the areas with developed economy, dense population and centralized wealth. If the cities are submerged, the loss will be great, and the economic development will be supportless. At present, the urban flood control standard in the project area is low. Flood disaster happens in successive years, seriously restricts the urban economic development and affects the live and property safety of urban people. For Qiyang County, as the sub-project city of the urban flood control project under ADB loans, its flood and waterlogging control capacity can be absolutely improved through the project implementation. The flood control standard will be enhanced from the current 2-year occurrence to 20-year occurrence; and the waterlogging control will be enhanced from the no defend ability to 10-year occurrence. That can greatly reduce the urban flood control burden of Qiyang County and benefit the normal social development. The main engineering measures involved in land acquisition and relocation of Qiyang County Urban Flood Control Project are: reinforcing and new-building of embankment, re-new, reconstruction and new-building of culvert sluices and power allocation station, and there also is temporary land acquisition as project construction site and borrow area, etc. The areas in the project land acquisition, with the residents‘ production and living seriously affected by the project construction, are considered as the affected range of the project land acquisition and relocation. The final land acquisition and relocation range may be partially adjusted with the deepening of the designed depth. However, due to detailed survey conducted, such adjustment will be very limited and final scope of impact figures will not expect any major changes. 2. Project Affected Area and Quantity According to the investigation, the project permanent land acquisition affects 1 county, 1 town (sub-district), 10 villages (residential committees) and 48 villager‘s groups. In which, there are various project permanent land acquisition of 601.2 mu (including cultivated land area of 336 mu, occupying 55.89%); project temporary land acquisition of 312.41 mu (including dry farmland of 130.9 mu, shrubbery forest land of 181.51 mu); project relocated residential and non-residential houses of 17,797m2 (including brick concrete structure of 14,742m2, occupying 82.83%, brick wood structure of 2,856m2, occupying 16.05%, simple structure of 199m2, occupying 1.12%). The number of resettlement families affected by relocation is 1,380 persons from 237 households.

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3. Resettlement Plan The project resettlement plan is organized and guided by Key Project Office of Water Resources Department of Hunan Province and the local People‘s Governments of various grades; and is compiled by the technical assistance professionals according to particular affection investigation, on the basis of sufficiently soliciting the villagers‘ opinions. To execute the principle of ―Resettlement for Development‖, adopt the rehabilitation strategy of: ―basing on the land and agriculture‖ for the resettlement plan. Through re-adjusting and developing the big-shed vegetable and stockbreeding, the resettlement plan offers the production basis for short-term livelihood ensurence and long-term developing potential, which will combine the resettlement, rehabilitation and the regional economic development brought by this project, and make the resettlers‘ livelihood reach or surpass the living level before resettlement. 4. Policy Bases and Objectives of Resettlement Plan 4.1 Policy Bases 1) Land Administration Law of the People’s Republic of China (No.8 Decree by Chairman of the PRC issued on August 29, 1998, starting implementation since January 1, 1999) 2) Implementation Regulations for the Land Administration Law of the People’s Republic of China (No. 256 Decree by the State Council of the PRC issued on December 27, 1998, starting implementation since January 1, 1999) 3) Houses Demolition Administration Regulations of the PRC (No. 305 Decree by the State Council of the PRC issued on June 13, 2001, starting implementation since November 1, 2001) 4) A Decision by the State Council about Deepening Reformation and Strictly Enforcing Land Administration (The GF [2004] No.28 issued by the State Council on October 21,2004) 5) Land Acquisition and Resettlement Regulation for Large and Medium Water Resources and Hydro Project (the 471st State Council Decree of the PRC, issued on July 7, 2006) 6) A Directive about Perfecting the Compensation Resettlement System for Land Requisition (The GTZF [2004] No.238 issued on November 3, 2004) 7) Methods of Hunan Province for Implementing the Land Administration Law of the People‘s Republic of China (approved by 14th congress of the Standing Committee of 9th People's Congress Council of Hunan Province on March 31, 2000) 8) Methods of Hunan Province for Implementing the Urban Houses Demolition Administration Regulations(No. 157 Decree by the People‘s Government of Hunan Province issued on July 12, 2002, starting implementation since September 1, 2002) 9) Notice by General Office of Hunan Provincial Pepple’s Government on Issuance of Standard for Annual Production Output of Acquired Land in Hunan Province (XZBF No.[2005]47) 10) Resettlement Policy by ADB: Resettlement Handbook—Feasible Practice Guide

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4.2 Policy Objectives 1) Avoid or reduce to the minimum the tangible material quantity of land acquisition relocation and resettlement by adopting measures of engineering, technique and economy, etc.; when the land acquisition is unavoidable, effective measures shall be adopted to best reduce the affection caused by the land acquisition relocation to the production and livelihood of local residents. 2) In the preparation period of this project, process the social economic investigation and compile corresponding resettlement plan; 3) Resettlement shall be on the basis of relocation tangible material indexes and compensation standards, to aim at improving or at least recovering the original living level of the resettlers; 4) Advocate resettlement of development. The rural resettlement shall adopt the policy of: making the land as the basis, depending on the second and third industries of the local area to widen the employment access; 5) Encourage the affected personnel to participate in the resettlement plan; 6) The resettlers shall be considered in priority to be resettled in the original community; 7) The resettlers and original residents in the resettlement area will get benefit from the project. 4.3 Compensation Standards 4.3.1. Rural Houses and Attachments 1) The compensation of all the houses shall be obtained according to replacement value, and no depreciation charge is allowed. Available materials belong to the relocatees, and they also can use them to build new house. These compensation rates will be used by resettlement office as lowest limit. The implemented compensation rates will be based on actual appraised values in the project areas. 2) Resettlement institution shall help the rural relocatees to move into the new house, and each person shall get the compensation for infrastructures, including water drinking and lighting, etc. Such compensation should be based on topographical condition and followed the relevant provincial regulations. 3) The moving allowance for the relocates should include moving expense, living subsidy, transfer allowance for temporary housing, and secondary moving expense. The actual expense will be based on distance of moving and length of transfer period. 4) Effective measures shall be employed by the resettlement institution in the course of implementation to help the vulnerable (the old, the handicapped, the weak and woman-headed households). 4.3.2. Non-Residential Structures 4.3.2.1: Enterprises and Institutions

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1) For all non-residential structures, the basic rehabilitation strategy is the cash compensation. The compensation should follow the compensation standards for urban housing structures at replacement value without depreciation. 2) Moving allowance for non-residential structures under enterprises and institutions should be based on amount of floor spaces. 3) Equipment Compensation for affected enterprises include compensation for dismantling, and reinstallation of affected equipments. 4) The enterprises or institutions that will be affected with their normal operation will be provided with compensation for the loss of their production during interruption. The compensation for production interruption should not be more than 6 months. 4.3.2.2: Small Individual Shops 1) All affected small shops are based on privately owned residential structures, and non of them are formal commercial buildings. These structures will be compensated as urban residential houses by following ―Yongzhou Municipal Method for Urban House Demolition and Relocation‖. The compensation should follow replacement value with no depreciation. 2) During house construction and relocation, the affected small shops should be compensated for the loss of business during interruption, which include compensation for lost wages among affected employees. The compensation for loss of business and moving allowance should be based amount of floor spaces affected. The length of interruption should not be more than three months. 4.3.3: Scattered Trees The Project should provide compensation for removed trees or compensation for relocating trees. 4.3.4: Land Acquisition and Occupation 4.3.4.1: Stated Owned Land 1) For affected urban industrial land, they will obtain through land use right purchase. The compensation will follow similar land acquisition and rehabilitation practice in Qiyang County. 2) For affected urban residential structures, they will adopt cash compensation method. The part of land compensation will be based on market appraisal value. 3) For the acquired urban waste land such as river bed and unutilized land, they will be allocated to the project use without compensation. 4.3.4.2: Collectively Owned Rural Land 1) For the acquired rural land or cultivated land, the affected villages will be provided with land compensation, resettlement subsidy, and green crop compensations. In addition, for thouse villages with adequate land holding, they will carry out land readjustment so that all affected people could get sufficient farmland or production means. While land compensation and resettlement

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subsidy will be used by the affected village groups. For those village groups with limited land holding, and could not carry out land readjustment, the affected people will receive full resettlement subsidy and at least 75% of land compensation. The remaining land compensation will be used by village group collectively. 2) The average annual output value for the acquired farmland will follow Hunan Government No. 47 Decree in 2005; and compensation multiples will follow relevant national laws and provincial regulations. The land compensation will be set at 10 times of AAOV and resettlement subsidy will be set at 6 times of AAOV. For acquired fruit garden, residential plot, and other rural lands, the compensation will follow relevant regulations for adequate compensation. 4.3.4.3: Temporary Land Occupation 1) Compensation for temporary land occupation include compensation for green crop, compensation for land occupation, and compensation for land restoration. The length of temporary land occupation will be 2 years, If the temporary land occupation exceeds 2 years, temporary land occupation should be re-applied. 2) Compensation for land occupation will be mainly used to compensate the total outputs lost during the land occupation, which will be based on original average annual output value and length of land occupation. 3) When temporary land occupation is completed, the occupied land areas should be restored and returned to the affected villages. For the affected dry farmland, they should be restored into original condition and cost of land restoration should be based on actual cost. 4.3.5: Special Infrastructure Facilities For the affected different types of infrastructure facilities, they will be rehabilitated or reconstructed based on actual conditions, and original scale and functions. Based on amount of investment for different affected infrastructure facilities, the project sponsor will provide compensation to the relevant department agencies in charge of these facilities and organize the implementation. 4.4 Payment of Compensation Fee 1) The relocation compensation for land acquisition and other costs will be paid to the affected collectivities and individuals by the project Office through the county‘s resettlement Office; 2) Compensation for houses will be paid before the resettlers start building; in case of paying in terms, the final expense shall be paid before the building completion; 3) The compensation for land and other facilities shall be paid to the relevant communities and individuals before land acquisition. 4.5 Rehabilitation Strategy For the land acquisition affection, the economic rehabilitation will be processed on the basis of the

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rehabilitation schemes in the village area such as land adjustment, or the compensation fee can be directly paid to the affected individuals for development of big-shed vegetable and livestock breeding. For the relocated families, they will get resettlement of centralized property right exchange with cash compensation. 5. Responsible Institution for Resettlement To ensure the successful and effective implementation of the resettlement plan, institution net-work will be set in government of various grades to benefit for being responsible for planning, coordinating, implementing and monitoring the resettlement activities. The institutions set or involved in the land acquisition and relocation of this project are: 1) Provincial Project Resettlement Leading Group 2) Provincial Project Resettlement Office 3) County Project Resettlement Leading Group 4) County Project Resettlement Office 5) Township (Sub-District) Resettlement Office 6) Village Committee or Residential Committee 7) External Individual M&E Institution 6. Appeal Disposal The resettlement plan is considered for the affected area of the overall project and generally planned for the resettlement scheme. In the implementation, it may arouse the resettlers‘ complaints because of the changing of the actual situation and the deviations in operation. To effectively resolve these problems for successfully implementing the project construction and land acquisition, the open and effective appeal channel has been established. 1) Appeal Channel ① Offices for citizens‘ complaint letter and visit (including resettlement), which can receive, investigate and process the common appeal problems of resettlers‘ appealing to higher authorities for help, are established in the county, county province of the resettlers. ② The resettlement management institutions which are set up according to the laws, have the grade-to-grade authority, from the province, city to county, to supervise the subordinate for whether processing the resettlement according to the laws; can process the appeal affairs of the resettlement. ③ Independent Resettlement M&E Institution supervises the resettlement implementation according to the relative national regulations and is responsible for protecting the legal right and benefit of the resettlers; and can process and reflect to the relevant department the appeal problems of right injuria for the resettlers; ④ Jural departments of administration supervision, audit, disciplinary inspection, judicial administration,

173 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

inspection are established in various grades of State, province and county. They can process the cases about irregularity and principle violation appealed by the resettlers. 2) Appeal Procedures If the resettlers are not satisfied with the resettlement, they can reflect to the village (residential) committee, who can consult directly with the local resettlement Office for solvation, or can appeal to the superior resettlement Office in oral or written form. After receiving the appeal, the superior resettlement Office will take that on record, research and resolve the problem with the village committee and local resettlement Office within 10 days. In case of encountering with confliction and dispute which cannot be resolved by consultation, the villager committee can appeal to the administration institutions (such as the project Office, resettlement administration institutions, resettlement monitoring institutions, Office for citizens‘ complaint letter and visit, administration inspection and disciplinary inspection, etc.) with domination authority grade by grade in appeal channel according to Administration Appeal Law of the PRC. In case of refusing to accept as final, the committee can appeal to People‘s Court directly. The resettlement Office shall be responsible for keeping all the appeal problems and resolving courses on the file.

174 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Circle

Protection

Chengbei Circle

Protection Chengbei Protection Circle Chengdong

Chengnan Protection Cirlce

Hunan Prov inc e Q iyang County Initial De sign Urban F lood Control Project Resettlement Part

Rem arks: T he total construction time lim it of the project is 48 months. The first stage completed the construction of all Land Acquisition em bankm ent and cross-dike structures, and electrical drainage stations within 0+000~3+420 in Chengbei P rotection Circle; T he second stage com pleted the construction of all embankment and cross-dike structures, and electrical drainage stations within 3+420~6+615 in Chengbei Protection circle; The third stage completed the Schematic Diagram construction of all em bankm ent and cross-dike structures, and electrical drainage stations in Chengdong P rotection Circle; T he fourth stage com pleted the construction of all embankment and cross-dike structures, and electrical drainage stations in Chengnan Protection Circle.

175 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Attached Drawing 3

First Floor Plan Second Floor Plan

Facade Elevation Drawing Right Side Elevation Drawing

Typical House Structure for Rural Resident Drawing 1

176 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Attached Drawing 3

Left Side Elevation Drawing

Upper 上

First Floor Plan Facade Elevation Drawing

Typical House Structure for Rural Resident Drawing 2

177 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Attached Drawing 3

Facade Elevation Drawing

Upper上

First Floor Plan Left Side Elevation Drawing

Typical House Structure for Rural Resident Drawing 3

178 Qiyang County Urban Flood Control Project Resettlement Plan Hunan Province Hydro and Power Design Institute

Attached Drawing 3

Elevation Drawing Left side Elevation Drawing

Plan Roof Plan

Typical House Structure for Rural Resident Drawing 4

179