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This electronic thesis or dissertation has been downloaded from the King’s Research Portal at https://kclpure.kcl.ac.uk/portal/ The musical language of Elliott Carter : analysis of selected works from the transitional period (1945-55). King, S J T The copyright of this thesis rests with the author and no quotation from it or information derived from it may be published without proper acknowledgement. END USER LICENCE AGREEMENT Unless another licence is stated on the immediately following page this work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International licence. https://creativecommons.org/licenses/by-nc-nd/4.0/ You are free to copy, distribute and transmit the work Under the following conditions: Attribution: You must attribute the work in the manner specified by the author (but not in any way that suggests that they endorse you or your use of the work). Non Commercial: You may not use this work for commercial purposes. No Derivative Works - You may not alter, transform, or build upon this work. Any of these conditions can be waived if you receive permission from the author. Your fair dealings and other rights are in no way affected by the above. Take down policy If you believe that this document breaches copyright please contact [email protected] providing details, and we will remove access to the work immediately and investigate your claim. Download date: 10. Oct. 2021 THE MUSICAL LANGUAGE OF ELLIOTT CARTER: ANALYSIS OF SELECTED WORKS FROM THE TRANSITIONAL PERIOD (1945-55) Thesis submitted in partial fulfilment of the examination requirements for the degree of DOCTOR OF PHILOSOPHY 1998 S.LT. King (King's College London) S.J.T.King King's College, London Description of PhD thesis: THE MUSICAL LANGUAGE OF ELLIOTT CARTER: ANALYSIS OF SELECTED WORKS FROM THE TRANSITIONAL PERIOD (1945-55) The music of Elliott Carter is held in high regard, but is noted for its complexity. Recent analytical studies have attempted to explain Carter's compositional method, often taking the composer's own writings as a starting point. These studies have concentrated on works from the later part of his career, which appear to be the products of consistently applied ideas and techniques. This "mature style" may be regarded as beginning with the composition of the Second String Quartet (1959). The purpose of the present study is to complement work on the later music by examining the works of the ten-year period from the Piano Sonata (1945) to the Variations for Orchestra (1955), during which the composer's style underwent radical change from "American neoclassical" to "avant-garde". The study begins with a discussion of the historical and aesthetic context impinging upon Carter's work in the earlier part of his career, including the concepts of neoclassicism, modernism and populism. This discussion will explore the reasons for the composer's dissatisfaction with the musical idiom of his pre-1945 works. This is followed by a chapter placing the study of Carter's work in the context of analytical studies of twentieth-centuiy music, particularly those which examine the notion of transitional music. The purpose of this is to identify those analytical methods and techniques appropriate to the repertoire under consideration. The methods discussed here will play a part in the analyses which follow. These begin with an investigation of various aspects of Carter's technique, using relatively brief examples, and culminate in studies of complete movements, namely the first movement of the Piano Sonata, the second movement of the Cello Sonata (1948) and the first movement of the Sonata for Flute, Oboe, Cello and Harpsichord (1952). 2 ACKNOWLEDGEMENTS During my initial period of research, I received the following financial support, for which I am extremely grateful: a grant from the British Academy, a Studentship from the Music Department at King's College London and grants from the Worshipful Company of Musicians and the Sir Richard Stapley Memorial Trust. The interest and support of colleagues, contemporaries and members of staff, first at King's College London and later at Chetham's School of Music, have been invaluable, but my special thanks are due to two individuals. Dr.Philip Grange first introduced me to the music of Elliott Carter as a compositional model and a subject for analysis. Professor Arnold Whittall supervised my work, broadened my analytical outlook and made innumerable suggestions for the improvement of this thesis. Finally I must thank my wife Nicola and other members of my family for their assistance, perseverance and tolerance during the long gestation of this work. 3 CONTENTS Abstract 2 Acknowledgements 3 List of Tables 8 List of Musical Examples 9 Part One: Background Issues 13 Chapter 1: Introduction 14 Chapter 2: Historical and Aesthetic Background 21 1. Expressionism and Neoclassicism 22 2. Modernism and Conservatism 28 3. Elitism and Populism 36 4. Cosmopolitanism and Americanism 43 Chapter 3: Analytical Context 47 1. Analysis of Transitional Music 47 2. Analysis of Neoclassical Music 56 3. Analysis of Carter's Music 64 Part Two: Elements of Carter's Musical Language in the 70 Transitional Period Chapter 4: Keys, Modes, Fields 71 1. Diatonic fields 71 (a) The Rose Family 77 (b) Piano Sonata, second movement, bb. 1-26 81 (c) Piano Sonata, second movement, bb.27-52 84 2. Chromatic complementation 87 Chapter 5: Chords and/or Sets 89 1. A note on pitch-class set genera 93 2. "Key-chords" 96 3. Diatonic sets 100 (a)The Rose Family 103 (b) Dust of Snow 106 (c) Pastoral, bb. 1-45 109 4. Non-diatonic harmonic principles 113 (a) Triadic alteration and superimposition 114 (b) Combination of intervals 118 4 (i) Piano Sonata, second movement, bb. 1-26 121 (ii) Cello Sonata, second movement, bb. 91-1 12 123 (iii) Eight Etudes and a Fantasy, Etude 1 123 (c) The Kh(6-20) subcomplex 124 (i) Cello Sonata, first movement 126 (ii) Quartet Sonata, first movement 129 (d) The all-interval tetrachords 130 Chapter 6: Voice-leading and Linear Motion 134 1. Foreground 136 (a) The tonic-dominant relationship 137 The Neighbour Note 141 (b) (c) Linear Progression 145 (d) Arpeggiation 149 (e) Octaves 153 2. Middleground and Background 156 Chapter 7: Themes, Motives, Rows 160 1. Introduction 160 2. Exposition 168 (a) The Rose Family, bb.3-15 169 (b) Piano Sonata, second movement, bb. 1-26 170 (c) Piano Sonata, first movement, bb. 1-32 172 (d) Quartet Sonata, second movement, bb.69-99 174 3. Development 178 (a) Interval expansion and contraction 178 (i) Piano Sonata, first movement 178 (ii) Piano Sonata, second movement 179 (iii) Cello Sonata, second and fourth movements 180 (iv) First String Quartet, Part ifi 181 (v) Quartet Sonata, first movement 181 (b) Polyrhythmic combination 182 (i) First String Quartet, Part 182 ifi (ii) Quartet Sonata, third movement 183 (c) Acceleration and Deceleration 183 (i) First String Quartet, Part ifi 184 (ii) Variations for Orchestra 185 (d) Quasi-serial procedures 186 (i) Piano Sonata, second movement, bb. 104-329 187 (ii) Cello Sonata, first movement 188 (iii) Quartet Sonata, third movement 188 4. Recapitulation 189 5 Part Three: Analytical Studies 193 Chapter 8: Piano Sonata, first movement 194 1. Populism and other influences 195 2. "Sonata Form" 201 3. Harmonic materials: structural consequences 207 4. Exposition, bb. 1-82 212 (a) Bars 1-32 213 (i) Maestoso bb. 1-14 214 (ii) Legato correvoler.bb.14-23 217 (iii) A tempo, maestoso bb.24-32 219 (b) Scorrevo1e bb.32-82 221 (i) Register 221 (ii) Linear motion 223 (iii) Tonality and diatonic field 227 (iv) Thematic process 230 (c) Summary 233 Chapter 9: Sonata for Cello and Piano, second movement 235 1. Genre and Character 235 2. Form and Thematic Process 239 A (bb.1-57) 239 B (bb.57-129) 242 A' (bb.130-213) 243 3. Harmony, Tonality and Sets 247 4. Conclusion 261 Chapter 10: Sonata for Flute, Oboe, Cello and Harpsichord, first movement 262 1. Introduction 262 2. Form: processes 263 (a) Dynamics 265 (b)Pulse 267 (c) Textural continuity, density and register 270 (d) Summary 274 3. Motivic and harmonic material 276 (a) Rhythmic and pitch-contour cells 277 (b) The "key-chord" and its relatives 279 4. Large-scale pitch-organization 285 (a) Thematic recall 285 (b) Pitch fields 286 (c) Linear and registral connections 287 5. Conclusion 288 Chapter 11: Conclusion 290 6 Appendices 293 Appendix 1: Cross-Reference of Carter's Listing of Three- to Six-Note chords with Forte's List of Prime Forms of Pitch-Class Sets 293 Appendix 2: Classification of Diatonic Sets 297 Appendix 3: Formation of Tetrachords from pairs of non-overlapping dyads 298 Bibliography 304 7 LIST OF TABLES Table 2.1 Aesthetic axes 21 3. 1 Whole-tone invariance/dominant prolongation in Scriabin 51 5.1 Similarity relations between pentachords appearing in The Rose Family 105 5.2 Similarity relations between "quasi-seventh" chords 116 5.3 Comparison of interval vectors for tetrachords formed from id +ic3 and ic3+ic5 120 6.1 Intervallic structure of Cello Sonata, III, bb. 1-4 152 7.1 Acceleration of "Passacaglia" idea in String Quartet no.1, Part HI 185 7.2 Acceleration of scalic "row" idea in String Quartet no.1, Part III 186 9.1 Relationship between material in A and A' sections of Cello Sonata, II 244 9.2 Tetrachordal vocabulary of Cello Sonata, II 250 9.3 Trichordal vocabulary of Cello Sonata, II 251 9.4 Similarity relations between tetrachords in Table 9.2 253 9.5 Similarity relations between trichords in Table 9.3 254 9.6 Succession of Diatonic Fields in A section of Cello Sonata, H 257 10.1 Set-class vocabulary of Quartet Sonata, I 281 10.2 Statistical summary of trichords and tetrachords shown in Ex.10.11 284 10.3 Pitches occurring in Ex.