RP282

HANGJIANG PROVINCE Public Disclosure Authorized CUIJIlAYING NAVIGATION AND HYDROPOWER PROJECT RESTTLEMENT ACTION PLAN Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized

IBRD-Loan Office of Hubei Provincial Communication Bureau East Investigation and Design Institute December 2004,

HANGJIANG HUBEI PROVINCE

CUIJIAYING NAVIGATION AND HYDROPOWER PROJECT

RESTTLEMENT ACTION PLAN

IBRD-Loan Office of Hubei Provincial Communication Bureau East China Investigation and Design Institute

December 2004, Hangzhou Approved by: Gong Heping

Reviewed by: Qiu Jingsong

Checked by: Xu Chunjai

Prepared by: Gu Chunrong Zheng Bingbing Xu Chunhai

Participated by: Wang Yanghong Du Jinlie Guo Chenglin Deng Zuohai Liu Yaoxing Li Qiang Xing Baoxiong Wang Xiaoli Zhao Yuntao Sang Tao Liang Li RAP of Cuijiaying Project

List of Contents Drawing I: ...... Locatin Map of Cuijiaying Navigation and Hydropower Project vi OBJECTIVES OF RESETTLEMENT PLAN AND DEFINITION OF RESETTLEMENT TERMINOLOGY ...... 1 1. GENERAL DESCRIPTION ...... 3 1.1 Project background ...... 3 1.2 Conditions of the project ...... 4 1.3 Service scope and construction importance of the project ...... 5 1.4 Project Schedule ...... 5...... 5 1.5 Measures for Minimizing Project Impact ...... 6 1.5.1 Planning and design stages ...... 6 1.5.2 Construction stage ...... 6 1.5.3 Resettlement implementation stage ...... 7 1.6 Project Design and Approval ...... 8 1.7 Preparation of Resettlement Plan ...... 8 1.7.1 Survey of Project Impact ...... 8 1.7.2 Social and Economic Survey ...... 8 1.7.3 Resettlement Plan ...... 9 1.8 Preparation of Resettlement Action Plan ...... 10 1.9 Bases and Target of Preparation of RAP ...... 10 1.9.1 Policy Frame ...... 10 1.9.2 Target ...... 10 2. NATURAL AND SOCIOECONOMIC CONDITIONS OF PROJECT-AFFECTED AREAS ...... 12 2.1 Natural conditions ...... 12 2.1.1 Geographical location ...... 12 2.1.2 Topography and geomorphy ...... 12 2.1.3 Geology of the Reservoir Area ...... 12 2.1.4 Hydrography and meteorology ...... 13 2.1.5 Soil and vegetation ...... 14 2.2 Social and Economical Conditions of Project-affected Area, Xiangfan City and its Districts ...... 15

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2.3 Social and Economic Conditions of Towns (Subdistricts) and Villages in Project-affected Areas ...... 22 2.4 Outline of Farmers' Economic Life in Affected Area ...... 27 2.5 Basic Household Economic Status for Affected Relocatees ...... 28 2.5.1 Selection of Sample ...... 28 2.5.2 Investigated Result and Analysis ...... 29 3. PROJECT IMPACT ...... 36 3.1 Definition of Scope of land requisition and house relocation ...... 40 3.1.1 Reservoir inundation area ...... 40 3.1.2 Scope of land requisition for construction site . . 43 3.2 Survey of Indexes in Kind ...... 43 3.3 Indexes in Kind Affected by Project ...... 45 3.3.1 Permanent land occupation ...... 45 3.3.2 Temporary land requisition for construction . .56 3.3.3 Project Affected People .. 58 3.3.4 Relocation of houses and appendages . .59 3.3.5 Rural production and living facilities . .66 3.3.6 Scattered trees .. 66 3.3.7 Individual industrial and commercial businesses .. 67 3.3.8 Enterprises .. 67 3.3.9 Project-affected special items .. 69 3.3.10 Project affected vulnerable groups . .74 3.4 Analysis on Project Impact .75

3.4.1 Direct Impact on Agricultural Production and Economic Revenue ... 75 3.4.2 Analysis on Impact to regional economic development . 76 4. POLICY FRAMEWORK FOR RESETTLEMENT .79 4.2 Relevant Stipulations in Applicable Laws and Regulations .80 4.2.1 Relevant stipulations of the Land Administrative Law of the People's Republic of China .80 4.2.2 Interim Regulations of the People's Republic of China on Taxation of Plowland Occupation 83

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4.2.3 Implementation Rules of Hubei Provice for Land Administration84 4.2.5 Regulations on Inland River Administarion of The People's Republic of China ...... 86 4.2.6 Relevant Policies in Involuntary Resettlement (0P4.12) of The World Bank ...... 87 4.3 Compensation Criteria ...... 88 4.3.1 Compensation of requisitioned and occupied land ...... 88 4.3.2 Compensation of houses and appendages ...... 92 4.3.3 Compensation Criterial for infrastrctures ...... 96 4.3.4 Moving allowance and temporary transition subsidies ...... 97 4.3.5 Compensation of scattered trees ...... 97 4.3.6 Compensation of business households ...... 97 4.3.7 Compensation of special items ...... 98 4.4 Entitlement Matrix ...... 99 5. RESETTLEMENT AND RESTORATION PLANNING ...... 103 5.1 Targets and Tasks ...... 103 5.1.1 Targets ...... 103 5.1.2 Resettling Population ...... 103 5.2 Policy and Principle of Resettlement Planning ...... 104 5.2.1 Policy of resettlement planning ...... 104 5.2.2 Principle of resettlement planning ...... 104 5.3 Overall Scheme of Resettlement ...... 105 5.4 Resettlement Environmental Capacity Analysis ...... 106 5.4.1 Natural condition and land resource ...... 106 5.4.2 Resettlement characteristic and relation between land and population ...... 106 5.4.3 Condition of production and living facilities ...... 107 5.4.4 Economic development and potential in affected area ...... 108 5.5 Resettlement Planning of Rural Resettlers ...... 108 5.5.1 Restoration plan for production and living ...... 108 5.5.2 Use and guarantee measures of compensation capital ...... 114

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5.5.3 Balance of farmland occupation and supplementation ...... 116 5.5.4 Infrastructure plan of host site ...... 116 5.5.5 Disposition of public service facility in host site ...... 117 5.5.6 Community management and resettler's house construction .... 117 5.5.7 Implementation and management of resettlement ...... 117 5.5.8 Training plan ...... 117 5.6 Resettlement plan of individual business household ...... 118 5.7 Relocation Plan of industrial enterprise ...... 118 5.8 Rebuilding plan of special items ...... 119 5.8.1 Rebuilding plan ...... 119 5.8.2 Reconstruction plan of municipal facilities ...... 121 5.8.3 Cultural relic protection planning ...... 123 5.8.4 Protection works planning ...... 123 6. COST ESTIMATE ON LAND REQUISITION AND COMPENSATION FOR RELOCATEES ...... 137 6.1 Basis of Preparation ...... 140 6.2 Principle of Compensation ...... 140 6.3 Estimate on Compensation Investment ...... 141 6.3.1 Compensation Estimate on Reservoir Inundation Area ...... 141 6.3.2 Compensation Cost Estimate for Construction Area ...... 144 6.3.3 Independent Cost ...... 146 6.3.4 Physical Contingency ...... 148 6.3.5 Loan Interest Rate During Construction ...... 148 6.3.6 Total Compensation Cost Estimate ...... 148 7. IMPLEMENTATION RESETTLEMENT PLAN ...... 162 7.1 Implementation Procedures ...... 162 7.2 Progress Schedule ...... 164 7.3 Fund Flow and fund Allocation Schedule ...... 166 7.3.1 Fund Flow ...... 166 7.3.2 Funds Allocation Plan ...... 167 8. INSTITUTIONAL ORGANIZATION ...... 169 8.1 Establishing of Organizations ...... 169 8.2 Responsibilities ...... 169

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8.3 Staffing ...... 173 8.4 Working Relation between Organizations ...... 177 8.5 Measures for Enhancing Capacity of Organizations ...... 178 9. PUBLIC PARTICIPATION AND CONSULTATION ...... 180 9.1 Public participation ...... 180 9.1.1 Public Participation in Project Preparation Stage ...... 180 9.1.2 Participation In RAP Preparation ...... 181 9.1.3 Participation in Implementation of RAP ...... 186 9.2 Responding to Grievance and Appeal ...... 187 10. MONITORING AND EVALUATION . . .189 10.1 Internal Monitoring .189 10.1.1 TargetandTasks .. 189 10.1.2 Institution and Staff .. 189 10.1.3 Indicators to be Monitored .. 189 10.1.4 Monitoring procedures .. 190 10.2 External Independent Monitoring and Evaluation . .190 10.2.1 Target and Tasks .. 190 The external monitoring and evaluation (M&E) by an institution independent to the resettlement execution institutions is to monitor and evaluate whether the target of the land requisition, resettlement and relocation activities are realized, by which evaluation opinions and proposals will be put forward on the resettlement, housing relocation and restoration of the resettler's living standards, and to provide predicting alarm system to the project management, and reflecting channel to the resettlers .. 190 10.2.2 Main Indicators to be Monitored and Evaluated. 191 10.2.3 Monitoring and Evaluation Measures .191 10.2.4 Working Processes .193 11. REPORT COMPILING PLAN .. 195 11.1 Resettlement report .195 11.2 Progress report .195 11.3 Independent Resettlement Monitoring and Evaluation Report .. 196

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ATTACHMENT: ...... 198 Attachment 1: List of Villages Affected By Project ...... 198 Attachment 2: Visiting Records ...... 200 Attached Drawings: ...... 209 Drawing l: Locatin Map of Cuijiaying Navigation and Hydropower Project Drawing Il: Schematic Drawing of Reservoir Innundation of Cuijiaying Navigation and Hydropower Project Drawing III: Schematic Drawing of Land Acquisition Scope for Cuijiaying Navigation and Hydropower Project

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Objectives of Resettlement Plan and Definition of Resettlement Terminology This Resettlement Action Plan (RAP) is prepared according to the Laws and Regulations of PRC and relevant local government, as well as the resettlement policy set in OP4.12/BP4.12 - "Involuntary Resettlement" of the World Bank. The purpose of this document is to "set out an action plan for the Resettlement and Rehabilitation of the Project Affected Persons (PAPs) to ensure that they will benefit from the project and their standards of living will improve or at least be restored after the project impact". A definition of PAPs is given below: "PAPs" means persons who on account of the execution of the project had or would have their standard of living adversely affected; or their right, title or interest in any house, land (including premises, agricultural and grazing land) or any other fixed or movable asset acquired or possessed, temporarily or permanently; or their business, occupation, work or place of residence or habitat adversely affected. PAPs may be individuals or legal entities such as a company, a public institution, including: (1) persons who have a title, right, interest, in land (including house plot, land for public facilities, agriculture, forest, husbandry, fishery and sideline production and grazing), structures (private houses and their attachments, enterprises, or public buildings), or any other asset acquired or possessed, in full or in part, permanently or temporarily; (2) persons who use the structures, land or assets described above; or persons whose business, occupation, work, place of residence or habitat adversely affected; or (3) persons whose standard of living is adversely affected as a consequence of land acquisition and/or resettlement activities. In WB's definition of PAPs, all such persons who are affected will need to considered and recorded as PAPs, regardless of their legal connection to assets land or way of living or occupation, therefore, should also include: (1) all those affected by the project regardless of their legal rights or absence thereof to the assets being taken; and (2)persons without residential permit to live in a certain area.

If there is more than one person, family or household using or holding a title to the same land or property that is acquired, they will be compensated and rehabilitated according to the loss they suffer, their rights, and the impact on their living standards.

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All PAPs are entitled to the improvement or at least restoration of their standards of living, and compensation for the material losses they suffer. Compensation for assets will cover replacement cost. No deductions or discounts will be applied to the compensation amount for depreciation or other reasons. All PAPs deriving an economic benefit from the affected land and property are entitled to receive rehabilitation benefits in addition to the compensation for their assets lost. Those PAPs without title, authorization or legal permission to reside, conduct business, cultivate land or construct structures are eligible for rehabilitation of their livelihoods and compensation for their assets on an equal footing with those with formal legal title, authorization or permission to the assets. The term RESETTLEMENT includes:

The Resettlement means arrangement of production and livelihood for the PAPs to to ensure that they will benefit from the project, mainly including: a) the relocation of living quarters; b) finding acceptable new employment for those whose jobs are lost or severely affected;

c) restoration (or compensation) of affected productive resources such as land, workplaces, trees and infrastructure;

d) restoration of other adverse effects on PAPs' living standards (quality of life) through land acquisition, indirect resettlement impacts or other project impacts; e) restoration of or compensation for affected private and public enterprises; f) restoration of adversely affected on cultural or common property. The term REHABILITATION includes: The Rehabilitation means: the restoration of the PAPs' resource capacity to continue with productive activities or lifestyles at a level higher or at least equal to that before the project. The objective of this RAP is to provide a plan for the resettlement and rehabilitation of the PAPs so that their losses will be compensated and their standards of living will be improved or at least restored to the pre-project levels in a sustainable manner. Affected productive resources of businesses, enterprises (including shops) and public facilities will also be improved or at least restored to their pre-project levels.

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1. General Description 1.1 Project background

Cuijiaying Navigation and Hydropower Project is one cascade of comprehensive development for utilization of the middle and downstream water resources of Hanjiang River. According to the natural conditions of the river basin, the social economic state and national economic development requirements, in the past several times of water resource comprehensive utility plan, cascade development was put forwards for the Hangjiang mainstream section from mouth to Xinglong River, and the downstream reach from Xinglong was planned to execute project of introducing water to Hanjiang River to improve navigation, upgrade irrigation and produce hydropower under the perquisite of meeting flood control requirement.

Xiangfan City, located in the linking place of Sichuan, Sanxi, Henan and Hubei, is one of intersection centers of east-west and north-south railways and undertaking heavy loading and transportation tasks of railways. It is a main coal transfer point for combined railway and waterway in the state energy transportation frame, and has excellent geographic position and foundation and conditions to be built as comprehensive traffic Project. In the state arterial waterway plan, the rivers in the middle and down stream of Hanjiang River have been listed in grade IlIl channel network with function of corporate transportation of river and ocean meeting 1000-tonnage ship navigational requirement. The construction of Cuijiaying Navigation and Electricity Project can not only pave solid foundation for changing the river sections in the reservoir area into 1000-tonage channels, but also provide good water and land areas for reconstruction of the ports located in old dense-populated downtown in Xiangfan City and supply good foundation for Xiangfan City to be built as a comprehensive traffic Project city.

Hubei Province is much poor in coal resources. According to the prediction from the electricity authority, Xiangfan electrical network will have a shortage of 159MW-640MW in 2010. The construction of the Project can make full use of water resources, install generator 96MW near the load center to annually generate power 439MW.h, and make-up 1/2-1/4 of the electricity gap, which will play a good role for improve industry and agriculture production and construction in Xiangfan area. Meanwhile, after completion of the next stage (Yakou Project), the station can undertake the task of hump modulation.

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The Project is developed mainly navigation and also for navigation and power generation. It can make full use of water resources and improve the navigational conditions of the middle and downstream of Hanjiang River, and is an important measures to comprehensively utilize the water resource. Although the Project will not undertake irrigation tasks, by building the Project, the water flow and riverbeds in the reservoir area can be changed and the riverbed conditions like variable bed width, depth and beaches will be improved, which will indirectly stabilize the lifting-pumping and lifting-irrigating intake for urban water supply and farmland irrigation.

From the above, in order to meet the requirement of resource and economy development of Hubei Province, make full use of rich water resources, upgrade the regional channels and improve the regional economy development and people's life conditions, it is necessary and urgent to build Cuijiaying Navigation and Electricity Project.

1.2 Conditions of the project

Cuijiaying Navigation and Hydropower Project is located in section from Danjiang River mouth to Zhongxiang River of the middle stream of Hanjiang Rive, 17km downstream Xiangfan City, Hubei Province. It is the fifth stage of the nine-stage development in the arterial rivers of Hanjiang River within Hubei Province, 134 km away from Danjiangkou Water Project and 515km from the river mouth. It is a comprehensive development project integrated mainly with navigation also with power generation, irrigation, aquatic product culture, environment protection and tourism.

Cuijiaying Navigation and Electricity Project is a low water head runoff type power station, composed of dam, ship lock, drainage lock, station workshop, switch station, connection system and conveyance facilities. The dam top elevation is 66.00m (Huanghai elevation, hereinafter same) and under normal storage level 63.23m, the reservoir capacity is 285 million m3. The power station will adopt riverbed type workshop and install six 1600 KW bulb penetration-flow units of total installed capacity 96,000KW and average annual generated electricity 439 million KW.h

The land acquisition for the project will involve 8 towns (subdistricts) and 35

4 RAP of Cuijiaying Project villages (neighborhood committees) in Xiangcheng District, , Xiangyan District and Yuliangzhou Tourism Economy Development Area, 67 families (261 people) will be resettled, the house 58706.8m2 will be removed, and 41952.6 mu land acquisitioned (including collective land 338.4 mu and state-owned land 41614.2 mu), 17975 pieces of trees cut off (including 4672 pieces of economic trees and 13303 pieces of others). The PAPs are all of Han nationality. The works to be impacted include telecommunication works (buried optical cable 6.4km, overhead optical cable 1.6km), 35kV electrical wire 1.4km, historic relics 2 places, some municipal and water conservancy facilities. In addition, 8 enterprises and 5 private-owned traders and some rural production facilities would be impacted. 1.3 Service scope and construction importance of the project After the project is completed, the river channels from Danjiangkou to Cuijiaying will be upgraded to Class IlIl standard for the navigational of 1000-tonnage ships (fleets), which will improve the poor natural conditions and variable river features in this river, and promote resource and economy development of the south of Shaaxi Province and the areas along Hanjiangg River within Hubei Province. Cuijiaying Navigation and Electricity Project is very near the load center and it will mitigate the tight situation of power supply in Xiangfan city and play an important role in economic construction and city development. In addition, Tangbaihe river basin, a branch of Hanjiang River is the area of the least rainwater in this province, the Project construction will improve Dagang Pump Station intaking conditions, meet the requirement on irrigation of 1.77 million mu farmland in Tangdong area and improve the benefits of comprehensive utilization of water resources. 1.4 Project Schedule According to the general project schedule, the construction of the main project structures will start in Julu 2005, the reservoir impoundment will start in Sept. 2008, the first generating unit operates in Oct. 2008 and the project will be completed in Nov. 2009. The total construction period of the project is 4 years and 5 months. Based on the general project schedule, the preparatory work for resettlement has been completed and preparation of the Resettlement Action Plan (RAP) is underway according to the World Bank Guidelines. The implementation of resettlement work will be started in the second half of 2005, including continuing of formality procedures of land requisition and housing relocation and displacement of inhabitants. The implementation plan of land requisition and inhabitant resettlement are detailed in Chapter 7 hereof.

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1.5 Measures for Minimizing Project Impact 1.5.1 Planning and design stages During project planning and design stages, the design organization and the project owner have adopted a series of effective measures to reduce the impact of the project on the local social and economic status. A. In the planning stage, the resettlement schemes were optimized and selected with due consideration in social and economic impact of the project, and such impact was taken as the key factors in selective comparison of the schemes. B. The layout of the project complex (including shiplock, switchyard, living quarters, etc.) is so arranged as to reduce occupation of cultivated land and keep away from the resident concentrated areas and enterprises (such as Sanlida Cement Factory and Qianying Substation, etc.) The normal reservoir water levels is rationally selected to minimize the negative impact of the project to irrigation and municipal facilities. C. Efforts is made to adopt engineering measures for reducing the reservoir inundation losses. It is planned to adopt engineering measures to protect the unstable sections of the reservoir banks (such as those between Lijiaxiang - dam site, Qinghekou - Zhangwan on the left bank, and those between Yuanjiaxiang - dam site, Tanbaihe estuary on the right bank) and build conventional protection or retaining wall at some important sections based on the local geological conditions, so as to prevent bank collapse. D. The construction design was optimized to shorten the construction period and the time period of house removal and resettlement were rationally arranged with due consideration of construction progress so as to reduce the property loss of the resettlers to a minimum. For example, the house removal and rebuilding are generally arranged in the slack seasons and use of the requisitioned land after the crops are harvested. 1.5.2 Construction stage

A. Strengthening public participation mechanism

Before project construction, the public notice was issued in the project affected areas and the new resettlement areas clearly inform the planned project schedules, the compensation policies of land requisition, inhabitant resettlement and house removal so as to receive the public supervision. In the construction period, the local construction materials will be first considered, and the local transportation means and local labors will be first adopted so far as they can meet the technical requirement. The purpose is to make the PAPs benefit from the project.

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B. Measures to reduce floating dusts

To maintain a clean environment in the construction site and reduce the construction impact to the surroundings, the construction roads at the inhabitant concentrated places will be water sprayed in case of continuous windy fine days to prevent floating dusts. The contractors will be requested to timely treated the earth/rock transportation roads, overloading of vehicles is not allowed and measures should be adopted to prevent spilling out, so as to keep a neat construction environment.

C. Strengthening epidemic disease prevention and control During construction, large number of population will move onto the project area to provide various services. To maintain the public security and the health of the people in the area and prevent propagation and contagion, the project owner will request the local governments to strengthen the public security patrol and request the contractors to clean up the living wastes at the construction sites according to the requirement of the local environmental sanitation authorities. The people from outside will be registered for quarantine and receive bacterin. Monitoring will be strengthened on epidemic diseases, and various epidemic diseases and diseases of natural epidemic focus will be regularly recorded and analyzed. New disease will be treated whenever found. Generally, statistics of diseases will be made once each season, and the reporting system of epidemic situation will be established, and the epidemic case should be reported in shortest time and corresponding measures should be adopted to control the contagion. 1.5.3 Resettlement implementation stage In case that the land requisition and house removal are unavoidable, the following measures should be adopted to reduce the project impact to the local situation.

A. Basic data collection should be strengthened, and in-depth analysis on local social and economic status and development trends. The implementation plan that is practical to the local situation should be formulated to ensure that the living standard of the PAPs not be lowered by the construction of the project. B. Measures will be adopted to minimize the project impact. For example, in planning the resettlement, efforts will be made to use the natural bays in the reservoir for aquiculture, and to improve the land utilization condition and increase land sources in combination of the reservoir bank protection.

C. The internal and external monitoring should be strengthened and the efficient

7 RAP of Cuijiaying Project information feedback system and channels should be established to shorten the information processing cycle to a possible extent. It focuses on the timely solving the problems rising in the implementation of the resettlement. 1.6 Project Design and Approval The project is designed by the Hubei Provincial Communication Planning and Design Institute. The institute completed the Feasibility Study Report of Cuijiaying Navigation and Electric Power Project on Hanjiang River (revised edition of 2003, which passed the appraisal and approval of the China International Engineering Consulting Co. and Ministry of Communication. During design of the project, the designers have made technical and economic studies by comparison of several selective dam sites with various selective normal reservoir storage levels. For the proposed selective project schemes, the designers determined the final scheme based on the economic justification involving, among others, various aspects such as the project impact to the local economy, land requisition and inhabitant resettlement, environmental impact assessment, geological structure, hydro-geology, topography and geomorphology, and construction conditions, etc. The project owner will soon arrange the preliminary design approval and construction design. 1.7 Preparation of Resettlement Plan 1.7.1 Survey of Project Impact According to the scope of inhabitant resettlement and land requisition defined by the design institute, the project owner, Hubei Provincial Communication Bureau entrusted Hubei Provincial Communication Planning and Design Institute to organize a survey team to carry out the overall survey for the project with the technical guidance of East China Investigation and Design Institute. The survey, which lasted for more than one month from the end of June 2004 to the beginning of August 2004, was performed on the indexes in kind, including buildings and their appendages, land, special items and scattered trees and status of PAPs in the project affected areas. The survey teams were actively supported and assisted by the local governments, village committees and the PAPs. According to the type of the affected objectives, the project impact survey were categorized into land requisition, house and appendage relocation, scattered fruit tree felling, enterprises relocation, special items relocation and PAPs to be resettled due to house relocation and land requisition. All the survey outputs were confirmed by the PAPs or the concerned organizations. 1.7.2 Social and Economic Survey For analysis on the project impact and formulation of feasible RAP, the competent departments of Xiangfan City and various districts organized, with the uniform arrangement by the project owner, the detail social and economic survey in

8 RAP of Cuijiaying Project the districtz (town, subdistrict), villages, village groups and resettlers in the project affected area and resettlement host areas. The survey is performed by collecting existing statistic data and site sample surveying, and can be divided in two aspects. (1) Basic conditions, social and economic status quo and development plan: Collecting from the planning, statistics and price management departments of the local governments data and information, documents and yearly statistic reports about GNP, national income, output value of industry and agriculture, financial revenue, income level of local people, price information of agricultural products and sideline products, agricultural cultivation structures, area of plantation, output per mu and plowland holding condition. All the information collected was analyzed and sorted into various economic indexes which can macroscopically reflect the local economic and social conditions. (2) Existing living and production conditions of the inhabitants in the area: The living and production indexes of the inhabitants in the land requisition and resettlement areas are established and sample survey of the affected objects are conducted. The data collection and sample survey were performed simultaneously with the survey of indexes in kind. According to the data actually surveyed, the actual living and production conditions of the local inhabitants and the existing social and economic conditions were analyzed. 1.7.3 Resettlement Plan The resettlement of the project is to be carried out on the developable base, that is, the resettlement host area is provided with basic materials for people's living and at the same time has the potential for long-term development. The resettlement will be incorporated into the regional economic development so that the resettlers are able to gradually become well off and their life will be equal to or better than before resettlement. The resettlement planning is under the leadership of the Xiangfan City government and the governments of ffected districts. The detail survey was first made into the residual land sources on the village group base and the remaining resettlement capacity was determined. Then, after collecting the villagers' opinions and based on the actual conditions of each town (subdistrict) and village (neighborhood committee), the resettlement method and scheme were drafted and discussed by the village management. As the project construction will not much influence the local economy, the resettlement is basically by re-allocating part of farmland within the village and village group or reclaim the wasteland or adjusting the plantation structures, so that the resettlers living and production condition can be restored or better than before resettlement. Meanwhile, in order to strengthen the leadership and coordination of the resettlement work, the concerned cities, counties (prefectures) established Project

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Resettlement Leading Groups successively. 1.8 Preparation of Resettlement Action Plan

The preparatory work for resettlement action planning was organized by the project owner (Hubei Provincial Communication Bureau) and participated by the concerned design institute, resettlement consulting organization and local governments at different levels. East China Investigation and Design Institute provided the technical guidance, the project designed set the boundaries of resettlement areas and the local government was responsible for formulation of the resettlement schemes for the territory under their jurisdiction. Since June 2004, the resettlement organizations at different levels were successively established, the project affected areas were defined, the work outlines of RAP was prepared, and the survey of indexes in kind, social and economic survey, policy formulation, resettlement schemes and compensation estimation were completed. Now, the Resettlement Action Plan (RAP) of the project and the preparation of resettlement monitoring and evaluation have been completed. 1.9 Bases and Target of Preparation of RAP 1.9.1 Policy Frame

A. Land Law of the People's Republic of China

B. Interim Regulation of the People's Republic of China on Taxation on Land Occupation

C. Measures of Hubei Province for Implementation of Land Law of the People's Republic of China

D. Measures of Forest Land Management of Hubei Province E. Regulations on River Channel Management of Hubei Province F. Implementation Regulations of Hubei Province of Land Occupation Taxation G. Non-Voluntary Resettlement, Operational Policy OP 4.12 of the World Bank 1.9.2 Target

1. Adopt engineering, technical and economic measures to avoid or minimize the land requisition and house relocation to a possible extent. When the land requisition and house relocation are unavoidable, efforts should be made to adopt effective measures to reduce the impact on the local living and production conditions. 2. In project preparation stage, the social and economic survey should be conducted and corresponding resettlement plan prepared.

3. The resettlement should be based on the surveyed indexes in kind and the

10 RAP of Cuijiaying Project compensation criteria, and should aim at upgrading or at least restoring the original living and production level of the resettlers. 4. Initiate the developable resettlement. The rural resettlement should be on the basis of land and creates job opportunities in the local secondary and tertiary industries.

5. Encourage the resettlers and the inhabitants in host areas to participate in planning the resettlement.

6. The PAPs should be resettled in their original communities, as a first priority. 7. The resettlers and inhabitants originally living in the host areas should be benefited from the project.

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2. Natural and Socioeconomic Conditions of Project-affected Areas 2.1 Natural conditions 2.1.1 Geographical location Xiangfan City, the second largest city of Hubei Province, where Cuijiaying Navigation and hydropower project is located, lies in the northwestern part of Hubei Province and on the middle reaches of the . It covers from 11 0O45'-1 13043' east longitude to 31014'-32037' north latitude. Its east starts from the eastern end of Xinshi Town, Zhaoyang City neighboring Shuizhou City, Hubei Province and Tongbai County, Henan Province; and ends in the western end of Maqiao Town, in the west, intersecting with , Shiyang City, 220km from east to west. Its south begins from the southern end of Donggong Town, linking with City and Yuan'an County, City; and its north ends in the northern end of Zhaogang Township, City linking with Xichuan County, Henan Province and Dengzhou City, 154km from the south to the north. It has a boundary line of 1332.8 km and a total land area of 19724.41km2. Refer to the attached drawing No.1 for geographical location of the project.

As the only big city in Qingba Economic Corridor, Xiangfan City is divided into two cities by the Han River, the largest tributary of the Yangtze River, Fancheng in the north and Xiangcheng in the south, which are linked together by two bridges on the Han River. 2.1.2 Topography and geomorphy The topography of Xiangfan is high in the west and low in the east with undulation between the west and east. Its geomorphy characteristics is as follows. The eastern part is distributed with hills mostly at El. 90m-250m, the highest point is Yuhuangding at El. 778.5m at the juncture of Hubei and Henan provinces. The middle part is mostly of hillocky plains between Tongbai and at El. 85m-140m. Bajiaomiao at El. 44m in Yicheng City is the lowest point of Xiangfan. The hillocky land is mainly distributed in the whole Laohekou and partial town(ship)s of Zhaoyang City and County. High mountains are in the western regions including the whole Baokang County, partial town(ship)s of Gucheng and Nanzhang counties most at El. over 400m. The highest point is in Guanshan Mountain in Baokang with an elevation of 2000m. 2.1.3 Geology of the Reservoir Area The reservoir area is located in the junction of two Class 1 tectonic structure units. The north of the site is the southern edge of Nanxiang Basin, a Cenozoic faulted basin in the south spanning the south of the east section of Kunlun-Qinling

12 RAP of Cuijiaying Project mountain system in the central China and its southwestern corner belongs to the Yangtse deformable zone in western Hubei of Yangtse metaplatform. And thus flabelliform river landscape, broad in north section and contractive in south section, is formed. The effects of modern up-and-down movement, river scouring and washed drift resulted primarily in relative uplift in circumferences in the neotectonic movement of Nanxiang Basin and intermittent subsidence or relatively slow uplift of the main body, which made geomorphic development have a given regularity, namely, Grade II to III terraces are often formed in basin circumferences; Grade II terrace in river valley is well developed with plain river valley, broad riverbed and developed shoal; and continuously developed Grade I terrace is found along both banks of the Han River. The basin is generally at El. 90m and the lowest in Xiangyang urban district is at El. 65m. Accordingly, Tangbai River, Gun River and Xiaoqing River which originate from the basin gather together from the west, north and east to the south respectively and flow into the Han River in Xiangfan City. For the basin deformable zone in western Hubei, parallel fracture of Strike NNW groups and array in opposite direction resulted in a series of graven and horst in strike NNW. Neotectonic movement is mainly of differential uplift of fault blocks, which produces hillocky land and plain and makes south bank of the Han River be of the topography of banded hill slope composed of flood alluvium and loose alluvium in broken slopes. 2.1.4 Hydrography and meteorology Xiangfan is of subtropical monsoon climate, cold in winter and hot in summer with plentiful lighting power and rich heat. There is a long nonfrost period and ample rainfall with rainy and hot period in the same season. Owing to the complicated geomorphy, there appear regional differences and vertical differences in the climate, which is favorable for developing in all-round way diversified economy of agriculture, forestry, animal husbandry, sideline and fishery. However, due to the various changes in time of monsoon coming and going and its strength every year as well as difference of year-to-year changes in rainfall and temperature, the meteorologic disasters such as drought, waterlogging, continuous overcast and rain, low temperature and chilling injury, hail and gale, etc. frequently occur and cause adverse impacts on high and stable yields of agriculture.

Mean temperature all over Xiangfan is generally between 15 - 16°C with year-to-year change in average annual temperature of about 2°C. Annual temperature difference of all areas is between 24-26°C, maximum in northern hill land, minimum in western mountainous areas and medium in central plains. Mean annual sunshine hour is 1800-2100h, nonfrost period between 229-248 days, mean

13 RAP of Cuijiaying Project annual rainfall 800-1000 mm, mean gross annual rainfall 244.01x10 8m 3. 43.3% of the atmospheric precipitation produces the runoff. The interannual change in precipitation of all areas is remarkable with the more year over 1200mm and the less year only about 500mm. Precipitation in a year isn't distributed equally with much in summer, little in winter and more in spring than in autumn. Maximum precipitation is in July and August, accounting for about 32% of annual precipitation with such a high strength that mean monthly precipitation can amount to 10.8 15.4mm/d.

2.1.5 Soil and vegetation Xiangfan's topography is complicated and original soil and vegetation are diversified. The soil of diversified types is resulted from the impacts of climate and long-term production activities of the human being. It is classified as 6 soil groups, 13 subgroups, 57 soil genera, 226 soil species. The main soil types include yellow brown earth, mountain brown earth, limestone soil, purple soil, moisture soil, paddy soil, ect., of which yellow brown earth area accounting for 65.31% of the total soil area of the whole city, mountain brown earth 0.83%, limestone soil 12.19%, purple soil 3.37%, moisture soil 3.54% and paddy soil 14.7%o

Yellow brown earth is the main soil type in its hilly land and regions, classified into yellow brown earth subtype, mountain brown earth subtype, drab soil subtype and yellow brunisolic soil subtype. Mountain brown earth is primarily distributed in the vertical soil band spectrum of hign and cold areas around Wanfo Mountain in Baokang County. Purple soil is categorized as eutric purple soil subgroup and grey purple soil subgroup, the former distributed mainly in hilly regions in Yicheng and Nanzhang, the latter in all counties (cities) except Xiangyang District. Moisture soil is distributed in terraces on both banks of numerous rivers. Paddy soil is distributed widely and categorized as three subgroups. Submergic paddy soil is distributed in plain, hilly land, mostly in terraces. Temporary submergic paddy soil is dispersed in hilly land, plain and terrace while groundwater rice soil subgroup focuses on mountain valley, flume, clough or junction of flatland. In the state vegetation zoning, it is in subregion of east subtropical broad leafd evergreen forest, including north subtropical evergreen, deciduous, broadleafd and mixed forest zone and north subzone of subcentral subtropical broadleaf evergreen forest. Its tree species include 81 family, 235 genus 591 species, of which arbor of 362 kinds, bush of 199 kinds, vine of 18 kinds and bamboo of 12 kinds. The forest cover rate is 31.7%.

14 RAP of Cuijiaying Project

2.2 Social and Economical Conditions of Project-affected Area, Xiangfan City and its Districts

Xiangfan City With 3 cities, 3 counties, 3 districts, 1 tourism development zone, 4 townships, 72 towns, 15 subdistrict offices and 2505 villagers' committees under its jurisdiction, Xiangfan Citylt has a total area of 19724.41 km2. accounting for 10.61% of the provincial territory (185900 kM2). Its total population by the end of 2002 was 5.7738 million accounting for 9.64% of the province population of 59.878 million, including 4.1588 million agricultural population accounting for 72.03% and 1.615 million nonagricultural population accounting for 27.9%, the natural population growth rate was 2.560oo.

It had a total cultivated area of 5.7342 million mu by the end of 2003, cultivated land per agricultural person 1.38 mu. Gross grain output was 3.0056 million tons with per capita grain holding 721kg and average output per mu 524 kg. The gross domestic production (GDP) was 50331 million RMBY (by the price of 2003, the same below), increased by 10.23% as compared with previous year, accounting for 9.33% of the province 539591 million RMBY, of which 106090 million RMBY for primary industry, accounting for 21.24% and increased by 3.3%; 223409 million RMBY for secondary industry, accounting for 46.51% and increased by 12.6%; and 16232 million RMBY for tertiary industry, accounting fro 32.25% and increased by 11.79%. The per capita GDP was 8700 RMBY and rural per capita net income 2658 RMBY, increased by 3.67%. The social and economical conditions of Xiangfan City are shown in Table 2.2-1.

15 RAP of Cuijiaying Project

Social and Economical Conditions of Xiangfan City in 2003 Table 2.2-1 Item Unit Hubei province Xiangfan City I . Population

1. Total households 104 households 1829.79 165.93 2. Total population 104 persons 6001.7 578.54 2.1 Agricultural population 104persons 4272.90 417.03

2.2 Natural population 000 2.32 3.22 growth rate

3. Actual agricultural labors 10 4 persons 1797.56 164.62 11. Land area km2 185888 19724 III . Gross domestic product 108Yuan 5395.91 503.31 (GDP) 1. Primary industry / 108Yuan 793.20/14.70 106.90/21.24 proportion % 2. Secondary industry / 108Yuan 2579.24/47.80 234.09/46.51 proportion% 3. Tertiary industry / 108Yuan 2023.47/37.50 162.32/32.25 proportion% IV. Per capita gross domestic Yuan 8991 8700 product V. Agriculture

1. Cultivated area 104 mu 4641.00 573.42

2. Grain output 10 4 ton 2108.4 300.56 3. Per capita grain holding kg 493 721 4. Rural per capita cultivated mu 1.09 1.38 land VI. Rural per capita net income Yuan 2567 2658

Xiangcheng District

By the end of 2003, the district had 3 townships (towns), 5 subdistrct with a subordination of 51 residential committees and 129 administrative villages under its jurisdiction with a land area of 684.8 km2. In 2003, its total population was 481000 (including 227000 for agricultural population, accounting for 47.19%), the natural population growth rate 8.4°/o, rural labors 93000 accounting for 40.97% of the total population, most engaged in agriculture.

The cultivated land by the end of 2003 was 229000 mu, including 121000 mu of paddy fields and 108000 mu of dry fields, with annual grain output of 73506 tons. The

16 RAP of Cuijiaying Project rural per capita cultivated land was 1.26 mu, per capita grain holding 324 kg, average grain output per mu 607 kg. The main cereal crops are paddy rice, corn, legume, wheat and potato; the commercial crops include cotton, sesame, peanut, rapeseed and vegetable, etc.. The whole planted area for cotton in 2003 amounted to 19573 mu accounting for 8.55% of the cultivated area with a gross annual output of 1120 tons. The planted area for oil plants reached 68368 mu accounting for 29.86% with a total annual output of 14353 tons, and the planted area for vegetable and gourd amounted to 108434 mu accounting for 47.35% with a total annual output of 279809 tons. The gross production of the whole district by the end of 2003 amounted to 1332.33 million RMBY (excluding that of urban district, the same below), increased by 9.4% (compared with 2002, the same below), of which 497.33 million RMBY for primary industry (by the present price, the same below) accounting for 37.32% and increased by 3.9%; 265.48 million RMBY for secondary industry accounting for 19.94% and increased by 11.2% and 569.52 million for tertiary industry accounting for 42.74% and increased by 13.7%, per capita GP of the district was 2770 RMBY. The total industry and agriculture production value was 159.418 million RMBY increased by 3.8%, of which the industry accounting for 53.6%, increased by 10.9%; the agriculture accounting for 46.4%, increased by 1.7% and the total industry and agriculture output value per capita was 3314 RMBY. The industrial restructuring of the whole district was quickened, social economy was in normal operation, income of both urban and rural residents was increased continuously and the people's living standard was improved. In 2003, urban per capita disposable income was 7059 RMBY, rural per capita net income 2825 RMBY. The educational and cultural undertakings were in rapid and sound development. There are 56 primary schools and 12 middle schools in the district. The enrolment rate for children of school age reached 100% and students in schools amounted to 42429. Health care and epidemic prevention was further strengthened and medical conditions was much more improved. By the end of 2003, there were 10 hospitals and clinics, 236 sickbeds and 454 health personnel including 387 doctors. Fancheng District Fancheng District lies on the north bank on middle reaches of the Han River, neighboring the city town of Xiangyang District in the east, opposite to Xiangcheng District by separation of a river in the south, linking with Xianrendu Town of Laohekou in the west and bounded on the north by Huopai Town of Xiangyang. It has a total area of 566km2, 40km from east to west and 20km from south to north. Its geomorphy is of low-relief terrain and graben basin of the Han river. It is of subtropical continental monsoon climate with the features of the North-South transitional and vertical zonality climate, annual rainfall 820-1200mm, and sunshine time 1800-2100h.

17 RAP of Cuijiaying Project

By the end of 2003, it has 2 town(ship)s, 8 offices with a subordination of 66 community neighborhood committees, 88 administrative villages and 713 villagers groups under its jurisdiction. It has a total population of 583800 in 2003 (including 197800 agricultural population accounting for 33.88%) with natural population growth rate 4.90%/o. The jobholders in the whole district were 18453 persons, increased 4.1% (compared with 2002, the same below), of which 9604 for state-owned economy, decreased by 1.3%; 8414 for collective economy, increased by 9.9% and 435 for other economy, increased by 30%. It had a cultivated area of 187500 mu by the end of 2003, gross annual grain output was 84305 tons, decreased by 14.53%, rural per capita farmland 0.95 mu, grain holding per agricultural person 426 kg, and average grain output per mu 450 kg. The vegetable planted area was 103950 mu with an output of 221146 tons, increased by 6.72%; the oil plants output 8810 tons decreased by 29.7%; and cotton output 529 tons, decreased by 72.63%. The Gross Product of the whole district by the end of 2003 reached 1350 million RMBY (excluding that of the urban district, the same below), increased by 12.1% (compared with 2002, the same below), of which 340 million RMBY for primary industry accounting for 25.13% and increased by 4.94%; 230 million RMBY for secondary industry accounting for 17.00% and increased by 14.43%; and 783 million RMBY for tertiary industry accounting for 57.87% and increased by 14.81%, per capita GP 2318 RMBY. The total industry and agriculture production value was 1359.7 million RMBY, of which the industry accounting for 72.4%, increased by 17.6%; the agriculture accounting for 27.6%, increased by 6.2% and the gross industrial and agricultural product per capita was 2329 RMBY. The development of secondary and tertiary industry was further quickened and the people's living standard was improved continuously. By the end of 2003, the employees' average wage was 8002 RMBY, decreased by 9.66%; urban per capita disposable income was 7050 RMBY increased by 7.64% and rural per capita net income 2900 RMBY increased by 7.17%. The traffic is very convenient in its territory and educational and cultural undertakings develop in all-round way. There are 9 physical and recreational stations, 2 cultural centers, 119 primary schools and 45 middle schools with 100600 students in schools by the end of the year. The enrolment rate for preschooler reached 100%. Health service was further strengthened and medical conditions was much more improved. By the end of 2003, there were 8 hospitals, 346 sickbeds and 196 doctors. Xiangyang District By the end of 2003, Xiangyang District has 14 town(ship)s under its jurisdiction with the subordination of 12 community neighborhood committees, 437 administrative villages and 3073 villagers groups. It covers a total area of 2306 km2 and had a total population of 1006237 persons in 2003 (including 700773 agricultural

18 RAP of Cuijiaying Project population, accounting for 69.64%) with natural growth rate of 1.5%oo. There are 329185 rural labors, accounting for 46.97% of the total population, most engaged in agriculture. The actual cultivated land by the end of 2003 was 1285492 mu, including 443900 mu of paddy fields and 841518 mu of dry fields, and gross annual grain output 555813 tons. The rural cultivated land per capita was 0.63 mu, per capita grain holding 793 kg, average grain output per mu 432 kg. The main cereal crops are paddy rice, corn, legume, wheat and potato. The commercial crops include cotton, sesame, peanut, rapeseed and vegetable, etc.. The whole planted area for cotton in 2003 amounted to 187191 mu accounting for 14.56% of the cultivated area with a total annual output of 7862 tons; and the area for oil plants reached 660032 mu accounting for 51.34% with a total annual output of 166136 tons. The gross domestic product of the whole district by the end of 2003 amounted to 8830.67 million RMBY, increased by 9.0% (compared with 2002, the same below), of which 2370.53 million RMBY for primary industry (by 2003 price, the same below) accounting for 26.84% and increased by 1.0%; 4344.16 million RMBY for secondary industry accounting for 49.19% and increased by 13.9% and 2115.98 million for tertiary industry accounting for 23.97% and increased by 9.1%, per capita GDP was 8776 RMBY. The total industry and agriculture production value was 10874.43 million RMBY increased by 3.8%, of which the industry accounting for 79.5%, increased by -1.4%, and the agriculture accounting for 20.5%, increased by 5.3% and the gross industry and agriculture output per capita was 10807 RMBY. The development of secondary and tertiary industry was further quickened and the people's living standard was improved continuously. By the end of 2003, rural per capita net income was 3161 RMBY increased by 2.8%. Extending automobile and telephone coverage to every village has been realized basically in the whole district. The traffic is very convenient and educational and cultural undertakings develop in all-round way. There are 8 kindergartens, 413 primary schools and 37 middle schools with 100% enrolment rate for preschoolers. Health service was further strengthened and medical conditions was much more improved. By the end of 2003, there were 15 medical institutions, 959 sickbeds and 2549 health personnel. Yuliangzhou Tourism Development Zone Yuliangzhou, a central island resulted from the accumulation of scouring sediment thousands of years by the three rivers, Han, Xiaoqing and Tangbai, is situated between Xiangcheng, Fancheng and Dongjin of Xiangfan with a total area of 31.28 km2. It is surrounded with water, 10.65 km long from south to north and 5.3 km wide from east to west, mean annual temperature 15.8°C. It is the largest island on the Han River. In 1995, Xiangfan City Party Committee and Municipal Government decided to

19 RAP of Cuijiaying Project develop Yuliangzhou and it was approved officially to establish Yuliangzhou Tour Development Zone in 1996 and was approved the province-level development zone by Hubei provincial people's government in 1999. Through years of development and construction, the infrastructure construction such as bridges, roads, water supply, drainage, power supply, communication and CATV, etc. has been completed. It has attracted many domestic and overseas investors to come for inspection, negotiation and investment. There are over 60 projects which either have started or are proposed to construct. " 1 school and 1 gym, 2 parks and 2 sites, and 5 dwelling zones" as below have been completed, the private Chucai Integrated School; Longmei Blowing Alley, largest in the northwestern Hubei; Hangang Water-based Paradise--the only water-based recreational program in northwestern Hubei; the largest indoor fishing park and eco-deer breeding park in mid-south area and the first kart playing area with standard racing tracks; and the five dwelling zones, Miniudao, Meiya, Jinxiu and Juntai. In addition, a series of investment projects consistent with Yuliangzhou eco-tourism development positioning such as Linlong Hotel, Meiyingjiang village, Mongolian yurt and recreation horse park are being negotiated, invested for construction. The future Yuliangzhou will be constructed as a modern eco-tourism island and also an integrated international tourist center integrating the following: sightseeing, holiday-making, exhibition for economic trade, gourmet and shopping, ethnic recreation, children pleasure, sports competition and health care, etc. The basic social and economic conditions of affected areas by Cuijiaying Navigation and Hydropower project are given in Table 2.2-2 below.

20 RAP of Cuijiaying Project

Social and Economic Conditions of Affected Areas Table 2.2-2 Item Unit Xiangcheng Fancheng Xiangyang Item______District District District I . Population

1. Total households 104 households 14.0 4.11 28.07

2. Total population 104 persons 48.10 58.38 100.62

Including: agricultural 104 persons 22.70 19.78 70.08 population Natural population growth 000 8.4 4.9 1.5 ra te______3. Rural labors 104 persons 9.30 7.62 32.92

II. Land area km2 684.8 566 2306

III. Gross Domestic Product 104 yuan 133233 135000 883067 1. Primary industry/ 4 49733/ 34000/ 237053/ proportion% yuan 37.32% 25.13% 26.84% 2. Secondary industry / 104 yuan 2654% 23000 /17.00% 434416 proportion% yun19.94% 230/70% /49.19% 3. Tertiary industry 104 yuan 56952 /42.74% 78300 /57.87% 211598/ proportion % ______23.97% IV. Per capita GDP yuan/person 2770 2318 8776 V . Gross industrial and 104 yuan 159418 135970 1087443 agricultural output 1. Gross agricultural 104 yuan 73970 / 46.4% 37528 / 27.6% 222926 /

production / Proportion% yuan/0370 _46_4 37528_27_6_ 20.5% 2. Gross industrial 104 yuan 85448 /53.6% 98442 /72.4% 864517/ production / proportion % 79.5% VI. Per capita industrial and yuan/person 3314 2329 10807 agricultural production VlI. Agriculture

1. Cultivated area ha. 22900 12500 85695

2. Grain output 104 tons 7.35 8.43 55.58 3. Average grain output per kg/mu 607 450 432 mu 4. Grain holding per kg/person 324 426 793 agricultural person

5. Farmland holding per mu/person 1.26 0.95 0.63 agricultural person

VlII . Urban per capita yuan/person 7059 7050 -- disposable income IX . Rural per capita net yuan/person 2825 2900 3161 income yuan/person 2825 2900

21 RAP of Cuijiaying Project

2.3 Social and Economic Conditions of Towns (Subdistricts) and Villages in Project-affected Areas

Land acquisition for the construction of Cuijiaying Project affects 3 towns, 5 subdistricts, 35 administrative villages(residents committee) and over 110 villagers groups of 4 areas (See Appendix 1). In order to analyze project impacts and prepare a feasible resettlement action plan(RAP), under the arrangement of the project construction unit, Hubei Provincial Communications Department, a detailed survey for the social and economic conditions of project-affected towns(neighborhoods) and villages by the end of 2003 was carried out by the project investigation team composed of people from related departments of cities and districts, resettlement consulting unit (ECIDI) and local relevant units from early July to early August, 2004. Panggong Subdistrict

Panggong Subdistrict Office is situated outside of south city gate of Xiangcheng, in the urban and rural combination part, with a territory of 7 km2. Traffic is well developed with satisfactory highway and waterway transportation. 207 national highway surrounds it from east to south and to the Han River and JiaoZhi Railway and XiangJing Expressway pass across its territory. Panggong Office is located on the middle and lower reaches of the Han River and is in transitional region of subtropical monsoon climate with distinctive four seasons and moderate rainfall. There are rivers, plains and hills and it is rich in all kinds of resources. There exist a lot of historical relics and scenic spots and historical sites such as Panggongci, Xijiachi, Tiemaoshan, Guanyinge and Xianshouting.

There are 11 village committees, 3 residents' committee and 76 villagers groups under its jurisdiction. At present power and telephone coverage have been extended to every village. Besides, tap water has been extended to four villages (Qiangying, Guanyinge, Panggongci and Shijiamiao). There are now 10 middle schools, 12 corporations and 587 persons going to town for jobs in the district. It has a total population of 80000, rural population of 23689, including 11639 agricultural population, with 5241 rural labors accounting for 45.0% of total agricultural population, of which those engaged in agriculture accounting for 65.5%. It possessed by the end of 2003 cultivated area of 9961 mu, including 180 mu for paddy fields and 9781 mu for dry fields, cultivated area per agricultural person is 0.86 mu. The farmers mainly grow wheat, rapeseed, peanut, cotton and vegetable, etc.. It is a a key vegetable production base of the urban area of the city. The subdistrict has a name of production base for 10000 mu "green" vegetable with annual output of over 60000 kg and annual net income of over 80 million RMBY. In 2003 the gross national product of the town was 330 million RMBY, investment in the fixed assets 15

22 RAP of Cuijiaying Project million RMBY and total volume of social retail commodities 201 million RMBY. Gross rural economics income of 2003 amounted to 430.56 million RMBY, of which agriculture accounting for 52.8%, industry accounting for 11.3%, construction industry accounting for 10%, transport industry 8.8%, catering industry 9.8% and service industry 7.3%. Rural per capita net income of the town in 2003 was 2931 RMBY. Tanxi Subdistrict With a total area of 22.6 kM2, Tanxi Subdistrict Office is located in the western suburb of Xiangcheng, to the south of the Han River and to the west of Changhong (second bridge) with. its south to Yinji Township and west to Wanshan. The office is the seat of Xiangcheng district government and is the center of politics, economy and culture of the whole district. Its For its favorable geographical location, water-land transportation is convenient and highways have been extended to every village. Its vehicles mainly include taxi, bus and jinrikisha. It has 4 residents' committees, 3 administrative villages and 21 villagers groups under its jurisdiction. Its total population by the end of 2003 was 46822, including agricultural population of 3678 accounting for 7.9%, and rural labors of 1920, accounting for 4.1%. The cultivated area was 520 mu accounting for 1.5% of land area, including 370 mu for paddy fields, 150 mu for dry fields, and rural per capita cultivated area 0.14 mu. Its gross annual grain output was 430 tons and rural per capita grain holding 117kg. The gross rural economics income in 2003 was 261.72 million RMBY, of which 4.9% for the agriculture, 40.6% for industry, and 48.1% for catering and service industry. Its GDP in 2003 was 120.33 million RMBY, profit payments and tax turnover 28.69 million RMBY, rural per capita disposable income 3700 RMBY increased by 16% compared with 2002. Dongjin Town With favorable geographical location, Dongjin Town is a land of Xiangyang kohlrabi and Meng Haoran's hometown. It faces Xiangfan by the separation of a river in the west, and borders Yuliangzhou Tour Development Zone in the north and links with Xiangyang district government by a bridge. It borders Yicheng alongside Lumenshi national forest park in the south and neighbors Yushan Town in the east, 10 km to Xiangfan Liuji Airport. It covers a territory of 277 km2. Its traffic is convenient with Han-Dan Railway and 318 national highway passing across, travel highways running from north to south and village-level road construction in full flourish. Rich in power resources, it not only has the 220000 kv Chenpo Transformer Substation, largest in Xiangyang district but also 500000 kv Wangchenggang Transformer Substation of Xiangfan City. With smooth relief, it is of transition zone of subtropical monsoon climate, having moderate climate, distinctive four seasons and moderate precipitation.

23 RAP of Cuijiaying Project

With a jurisdiction over 53 administrative villages and 353 villages groups, it has a population of over 110000, including 85312 persons for agricultural population, 38406 persons for rural labors accounting for 45.0% of the total agricultural population, of which those engaged in agriculture accounting for 70.6% and 3.4% for those going outside for jobs. Its cultivated area by the end of 2003 was 127552 mu accounting for 30.7% of the land area, of which 59357 mu for paddy fields, and 68195 for dray fields and rural per capita cultivated area 1.5 mu.

Three flagship industries have been formed in the town and each village is directed to suit measures to its conditions and develop specialized villages of planting, raising with characteristics. Over 20 specialized villages with characteristics have been established in the town such as: Shangying bean sprout village, Fanpo mushroon village, Shenying village for duck breeding, Yishe and Ershe cauliflower villages, Sanhe and Pengzhuang peanut village, etc., which quickens the development of rural economics.

Dongjin Town teems with rice and wheat, peanut, cotton and oil, domestic fowl and livestock, aquatic products, vegetable and fruits, etc., in particular, its peanut planted area has amounted above 28000 mu. Its GDP in 2003 was 330 million RMBY, investment in the fixed assets 15 million RMBY, and total volume of social retail commodities 201 million RMBY. Gross rural economics income of 2003 amounted to 430.56 million RMBY, of which agriculture accounting for 52.8%, industry 11.3%, construction industry 10%, transportation 8.8%, catering industry 9.8% and service industry 7.3%. Rural per capita net income of the town in 2003 was 2931 RMBY. Zhangwan Town

Located in eastern suburb of Xiangfan and known as "ship in the north and horse in the south" and "a thoroughfare of five provinces" , Zhangwan Town is the center of Xiangyang's politics, economics and culture with a total area of 146 km2. With complete transportation of five types, highway, railway, waterway, shipping and pipe transport, Han-Dan Railway, Jiao-Zhi Railway, 316 national highway and Xiang-Yu highway pass across its territory, and national extra train-assembly station and Xiangfan Airport play a significant role as transport hubs. There are 28 roads with total length of 34 km, 2 water plants with annual output of over 20 million tons, four

11 OKV transformer substations and green area of 115000 M2 .

With a jurisdiction over 22 administrative villages, 2 residents committees and

24 RAP of Cuijiaying Project

165 villages groups, it has a population of over 100000, including 48995 persons for agricultural population accounting for 49%, 28394 persons for rural labors accounting for 58.0% of the total agricultural population, of which those engaged in agriculture accounting for 80.0% and 7.1% for those going outside for jobs 3.4%. Its cultivated area by the end of 2003 was 46929 mu accounting for 21.4% of the land area, of which 4073 mu for paddy fields, and 42856 for dray fields and rural per capita cultivated area 0.96 mu.

It possesses more than 160 enterprises and institutions. In virtue of unique advantage that the birth of heroes brings glory to it, it has attracted thousands of external investors and successively introduced development funds of 2000 million RMBY. It advances the development process of the industrialization of agriculture with developing and strengthening "five leading types" as its objective and establishing leading cardre's demonstration service base as its means. At the same time it pays attention to development of industrial economics, especially to the following industries: feedstuff processing, seed, textiles, construction materials, processing of agricultural and sideline products and iron and steel. Local farmers primarily grow wheat, paddy, corn, batata, rapeseed, peanut, sesame, vegetable and fruits, etc.. Gross rural economics income of 2003 amounted to 2666.05 million RMBY,of which agriculture accounting for 10.0%, industry 31.7%, construction industry 16.9%, transport industry 13.7%, catering industry 18.0% and service industry 9.7%. Rural per capita net income of the town in 2003 was 3379 RMBY. Shuanggou Town Shuanggou Town is a market town, ancient but with modern characteristics. In West Zhou Dynasty, it was a city of Xiang prefecture, called Shuangquanzai and set as Shuangquan County. In Southern Dynasties it was called Chiyang County. In Shui Dynasty it was renamed as Shuanggou and continues to use up to present. The present Shuanggou has developed into a modern town with a name of "Miniatured Xiangfan". With a total area of 1.865 million kM2, it has a population of 100000 including 46000 urban population. It leads out for all sides and a stereo traffic network composed of the Han River, two airports( Xiangfan and Laohekou airports), three railways joining (Jian-Liu, Xiang-Yu and Han-Dan railways) and highways extending to all directions has been formed. There are 10000 computerized telephones, a water plant with daily output of 15000 tons, a 110KV transformer substation, 6 hospitals, 8 schools, a TV translator station and 3 large-size markets. In addition, there is a cinema with thousand seats, a cultural center and a Xinhua

25 RAP of Cuijiaying Project bookshop. Town construction is changing with each passing day and supporting facilities become perfect increasingly.

With a jurisdiction over 42 administrative villages and 246 villages groups, it has a population of over 60000, rural labors of 26844 persons. Its cultivated area by the end of 2003 was 98588 mu accounting for 35.2% of the land area, of which 35000 mu for paddy fields, and 63588 for dry fields and rural per capita cultivated area 1.6 mu. Its gross rural economics income of 2003 amounted to 473.35 million RMBY, of which agriculture accounting for 63.5%, rural per capita net income of the town in 2003 2931 RMBY. There are over 1000 enterprises with above 40000 employees. The 10 industrial systems have been come into being, such as: the processing industry for grain, oil and food with Wanbao Grain and Oil Group and Shengyuan Grain and Oil Company as the leading enterprise; Xiangyang Clothing Group with Jili Clothing Company as the leading enterprise; feedstuff processing industry and brewage industry with Xiangyang Xiwan Co., Ltd. and Hongjing Wine Group as the leader; plastic chemical industry; construction and materials and wire and cable, etc... Wanbao Grain and Oil Group can process every year paddy of 120 million jin, wheat of 200 jin, oil plants of 180 million jin and produce and trade grain and oil series of over 30 varieties. Its products have been sold to over 20 provinces, cities and municipalities such as Guangdong, Fujian, Jiangxi, Hunan, Shaanxi, Yuannan and exported to over 10 countries and areas of Japan, Korea, Singapore, Australia, Hongkong and Macao, etc.. As the designated manufacture for series of work clothes by a large-size EU group company, Jiliad Clothing Company earns foreign exchange 21 million yuan every year and its clothing has a good sale in Europe and America, Middle East and Southeast Asia regions with annual foreign exchange earning of 16 million yuan.

Details of social economy for the affected towns (subdistricts) are shown in Table 2.3-1.

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Social Economy of the Affected Towns (Subdistricts) Table 2.3-1 Town (Subdistrict) Xiangcheng district Xiangyang district Index ~ Panggong Tanxi Dongjing Zhangwan Shuanggo subdistrict subdistrict town Town u town I. Population 1. Total households (household) 4726 1265 19514 12422 14612 2. Total population (person) 23689 3678 85312 48995 60476 Of which, agricultural population 11639 3678 85312 48995 60476 (person) II. existing rural labor (person) 5241 1920 38406 28394 26844 1. Agricultural labor (person) 3432 488 27100 14683 21217 2. Industrial labor 570 591 3039 1950 916 3. Construction labor 448 125 2634 2362 890 4.Transportation, storage, 194 180 940 2652 1435 telecommunication labor _ 5 . Wholesale, retail trading and 368 339 1197 1503 445 dining industries 6. Labor for other non-agriculture 629 197 3496 244 1941

Social Economy of the Affected Towns (Subdistricts)

Cont. Table 2.3-1 Town (Subdistrict) Xiangcheng district Xiangyang district Index Panggong Tanxi Dongjing Zhamgwa Shuanggo subdistrict subdistrict town n town u town lIl. ploughed field area(mu) 9961 520 127552 46929 98588 Of which paddy field 0 370 59357 4073 35000 Dry land 9961 150 68195 42856 63588 IV. Garden area (mu) 320 0 0 0 0 V. Total income of agricultural 49280 26171.6 43056 266605 47335 economy(1 O4yuan) 1. Agriculture 9607 1274.8 22717 26675 30069 Of which: plantation 6893 502.8 14150 11760 22622 Forest and fruit industry 175 4 66 444 111 Animal husbandry 2044 623 7530 10532 6590 Aquiculture cultivation 495 145 971 4339 746 Side occupation 2. Industry 12179 10637 4853 84505 850 3. Construction 2635 1050 4331 45076 4569 4. Transportation 5047 2346 3803 36581 5422 5. Commercial and dining 16657 14692 4238 47990 2900 6. Other 2935 5344.8 3114 25778 3525 VI. net income for per farmer 3710 3500 2931 3379 3050 2.4 Outline of Farmers' Economic Life in Affected Area The project affected area is mainly distributed at the valley of Hanjiang river, on both banks of which, the local residents are living along. In July, 2004, authorized by

27 RAP of Cuijiaying Project the employer, Peking University carried out social evaluation on Cuijiaying Navigation Hydropower Project, Hubei Province, by combination of participation rural evaluation and field investigation and questionnaire to collect information of ecological environment, geographical condition, infrastructures, social and economic condition, women issue, too much difference between the rich and the poor, land resources, industrial structure, education, medical care and health, national culture, public knowledge of the project at affected area, public attitude and expectation etc. in addition, the relocation planning group also collected the pertinent social economic data at affected area and held meetings for each group of villagers and made special investigation on the women issue which is greatly concerned by the World Bank. Xiangfan city is one of the most important commodity bases of grain, oil and cotton throughout the country. The local farmers mainly grow rice, wheat, rape, peanut, sesame and vegetables and have got rich planting technology and experience. A complete and sound marketing channel has been set up, with wheat - rice - vegetables in local paddy fields and wheat - peanut - vegetable in dry land normally. Xiangyang district has succeeded in establishing the biggest wholesale market for vegetables in the northwest part of Hubei province. All the vegetables grown by the surrounding farmers are sold to each place in the country through the wholesale market. Some of the small retailers near the city purchase these directly in the local farmer houses, therefore, the local farmers are satisfied with the sales. In recent years, the regional economy develops quickly and the local farmers have almost got rid of hunger and marched on well-off society. According to the site investigation, quite a few households have reached the level of well-off. 2.5 Basic Household Economic Status for Affected Relocatees 2.5.1 Selection of Sample In order to get an accurate knowledge of the local residential household economic lives at reservoir inundation area and construction site affected by the project construction, the project study group collects samples at random for the affected households having a requisition of land and removed relocates in the affected area. Altogether 180 households are sampled and detail investigation on their production and lives are made, among which, Qianying village , impacted in the construction site has a sampling ratio of higher than 5% and the others having a requisition of state-owned river beach, has a sample of lower than 5%. The samples collected cover basically the affected areas, typical and representative and may be used as a basis for analyzing the project impact. Distribution of the samples is shown in Table 2.5-1.

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Distribution of Samples for Relocatees With Land Requisition Table 2.5-1 Town Affected Covered Number of Ratio of District bditown t number number of samples sampling (subdIstrict) (pcs) village (pcs) (household) (%) Panggong 5 5 75 41.7 Xiangcheng Tanxi 1 Total 6 5 75 41.7 Dongjing 10 10 40 22.2 Xin n Zhangwan 11 11 49 27.2 Shuanggou 3 3 16 8.9 Total 24 24 105 58.3 Grand total 30 30 180 100

2.5.2 Investigated Result and Analysis

The project study group collects samples at random for the relocated households in the affected area. Altogether 180 households are sampled, 4.5 persons per household (2.1 female persons), 2.4 labors per household (1.2 female persons), contracted land of 4.7 mu per household, 1.0 mu of ploughed field per person, total yearly income of 18297 yuan per household, of which, 5264 yuan for agricultural income and 13033 yuan for non-agricultural income, accounting for 28.8%. 71.2% respectively of the total, total yearly expenditure of 12509 yuan per household, of which, 2927 yuan for household management cost and accounting for 23.4% of the whole year, of which, 1553 yuan for agriculture, accounting for 53.1% of the household management cost and 9852 yuan for living expenditure, accounting for 76.6% of the total yearly expenditure, 3397 yuan for household net income for household. For the rural farmers' household income, the project affected area, located at valley plains, their production and living condition and infrastructures such as information and transportation are relatively superior to the other villages and towns in the area, is also a quickly developed economic area. According to the analysis of samples, its average net income per capita is higher than the average level in the area. In addition, by comparison with Xiangcheng district and Xiangyang district, the villages in Xiangcheng are mostly located on the right bank of Hanjiang river, near to Xiangfan downtown, with good production and living condition and developed industry. Xiangcheng is also near No, 207 state highway and convenient in transportation facilities. Most of the agricultural products can be carried outside in time, with net average income per capita higher than the average at Xiangyang district. According to the investigation of samples, the average net income per capita at Xiangcheng district at max. is 8000 yuan, for example, a 4-person farmer's household, the son and his wife is engaged in transportation business the whole year round. The max. income of average net income per capita at Xiangyang district is

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7167 yuan, including quite amount of non-agricultural income due to long-term outside work or doing small business.

According to the statistics by investigation, the major income for the local farmer's family comes from non-agricultural part, accounting for 71.2% of the total economic income while the agricultural income accounts for 28.8% of the total. However, the restriction of living and production condition at each group of villages and poor condition of irrigation for various kinds of crops caused low development and utilization degree for rural resources, so there is still a potential for upgrading the land production rate.

Therefore, in resettlement of relocates, resettlement shall be first of all considered so as to make the farmers who have lost most of their land re-gain the land by adjustment and reclamation. Availability rate of residual land will be upgraded by improving water conservancy facilities, species of crops, and re-planting indexes. On the other hand, production and work technical training shall be strengthened, and the secondary and tertiary industries be greatly developed so as to increase the economic income for the relocates.

Summary of Affected Relocatees' Families Due to Requisition of Land is shown in Table 2.5-2 and 2.5-3.

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Summary of Affected Relocatees' Families (Samples) Due to Requisition of Land Table 2.5-2 Investigated result Xiangcheng district (75 Xiangyang district (105 Index of Investigation Unit Total (180 household) households)) households)) Quantity Average index per Quantity Average index per Quantity Average index ______household household per household I. Household member & labor 1. Household member person 815 4.5 353 4.7 462 4.4 Of which, female person 378 2.1 158 2.1 221 2.1 2. Household labor person 429 2.4 188 2.5 242 2.3 Of which, female person 209 1.2 83 1.1 126 1.2 3.average population pesn191.9 1.9 dependent on labor person 1.9 II. Living condition 1.Housing area 29054 161.4 14190 189.2 14864 141.6 2. Housing area per capita m2 35.7 40.3 32.2 3.Utilization of fuel (1) gas yes/no 65/10 84/21 (2) coal yes/no 70/5 92/13 (3) wood and grass yes/no 65/10 105/0 4.1ndoor cable TV yes/no 0/75 17/88 5.Lighting electricity yes/no 75/0 105/0 6.Telephone yes/no 50/25 72/33 7.Heating facilities yes/no __ (1) electric heating yes/no 15/60 9/96

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Summary of Affected Relocatees' Families (Samples) Due to Requisition of Land Cont. Table 2.5-2

Investigated result Total (180 household) Xiangcheng district (75 Xiangyang district (105 Index of Investigation Unit households)) households)) Quantity Average index Quantity Average index Quantity Average index per household per household per household (2) wood and carbon heating yes/no 50/25 80/25 Ill. Agricultural production 1.Contracted field area mu 847.4 4.7 246.8 3.3 600.6 5.7 2. Contracted field area per mu 1.0 0.7 1.3 capita m 3.Grain output kg 467873 2599 107513 1434 360360 3432 4. Grain output per capita kg 574 305 780 5.Livestock pcs 265 1.5 135 1.8 130 1.2 IV. Non-agricultural employment person 240.8 87.5 153.3 Ratio of total labor % 56.1 46.7 63.5 1.Industry person 28 0.2 15 0.2 13 0.1 2.Construction person 13 0.1 5 0.1 8 0.1 3.Transportation person 18 0.1 10 0.1 8 0.1 4.Trading, dining and service person 54 0.3 22.5 0.3 32 0.3 5.Other non-agriculture person 23 0.1 15 0.2 8 0.1 6.Outside labor person 104 0.6 20 0.3 84 0.8 V. Durable household consumer goods 1.Household electric appliances (1)TV set set 286 1.6 135 1.8 151 1.4 Of which, colored TV set set 230 1.3 125 1.7 105 1.0 (2)sound set 79 0.4 45 0.6 34 0.3 (3)complete furniture set 113 0.6 50 0.7 63 0.6 (4)refrigerator set 114 0.6 80 1.1 34 0.3 (5)electric fan set 498 2.8 225 3.0 273 2.6 (6)computer set 5 0.0 5 0.1 0 0.0

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Summary of Affected Relocatees' Families (Samples) Due to Requisition of Land Cont. Table 2.5-2 Investigated result Total (180 household ) Xiangcheng district (75 Xiangyang district (105 Index of Investigation Unit households)) households)) Quanity Average index Quniy Average index perQaty Average index Quantity per household Quantity household Quantity per household (7)VCD set 85 0.5 35 0.5 50 0.5 2.Production and living tools (1)tractor set 26 0.1 5 0.1 21 0.2 (2)water pump set 50 0.3 25 0.3 25 0.2 (3)motor set 76 0.4 30 0.4 46 0.4 (4)bicycle set 306 1.7 130 1.7 176 1.7 VI. total yearly income yuan 3293425 18297 1415500 18873 1877925 17885 1l.Household management and labor income yuan 3293425 18297 1415500 18873 1877925 17885 (1)farming, forestry, animal husbandry, side-line production yuan 947600 5264 252500 3367 695100 6620 and fishery Of which: farming yuan 787710 4376 172200 2296 615510 5862 forestry yuan 4200 23 0 0 4200 40 animal husbandry yuan 155690 865 80300 1071 75390 718 (2)industry yuan 512220 2846 285000 3800 227220 2164 (3)construction yuan 236800 1316 115000 1533 121800 1160 (4)transportation yuan 319125 1773 180000 2400 139125 1325 (5)trading, dining and service yuan 688340 3824 467000 6227 221340 2108 (6)other non-agriculture yuan 222080 1234 65000 867 157080 1496 (7)outside labor income yuan 367260 2040 51000 680 316260 3012 VII . Total yearly expenditure yuan 2251642 12509 966900 12892 1284742 12236 1. Household management cost yuan 526855 2927 172900 2305 353955 3371 (1) farming, forestry, animal husbandry, side-line production yuan 319250 1774 72500 967 246750 2350 and fishery

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Summary of Affected Relocatees' Families (Samples) Due to Requisition of Land Cont. Table 2.5-2

______Investigated result Total (180 household) Xiangcheng district(75 households) Xiangyang district (105 Index of Investigation Unit households) Average Average index Average index Quantity index per Quantity per household Quantity per household

household ______Of which: farming yuan 279500 1553 59000 787 220500 2100 animal husbandry yuan 39750 221 13500 180 26250 250 (2)industry yuan 65200 362 40000 533 25200 240 (3)construction yuan 25275 140 9000 120 16275 155 (4)transportation yuan 37000 206 16000 213 21000 200 (5)trading, dining and service yuan 80130 445 35400 472 44730 426 2.Expenditure of domestic yuan 1682096 9345 788000 10507 894096 8515 consumption (1)food yuan 757180 4207 388000 5173 369180 3516 (2)clothing yuan 110970 617 36000 480 74970 714 (3)living yuan 104900 583 45050 601 59850 570 Of which: fuel yuan 30603 170 6600 88 24003 229 power yuan 54447 302 18600 248 35847 341 (4)household articles and service yuan 41350 230 18250 243 23100 220 (5)health care yuan 110470 614 88000 1173 22470 214 (6)transportation and yuan 154306 857 47500 633 106806 1017 telecommunication (7)cultural education yuan 317870 1766 140000 1867 177870 1694 3.other expenditure yuan 42691 237 6000 80 36691 349 VIII. Annual household income yuan 3397 3525 3299 per capita

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Summary of Sample Household Domestic Income Table 2.5-3 Net income per capita Index district 2000yuan 2000-2500yuan 2500-3000yuan 3000-3500yuan 3500-4000yuan 4000-5000yuan 5000yuan

Total Total 5 15 15 10 5 15 (household) Xiangcheng Xiangcheng 25 25 4 8 17 8 Xiangyang Xiangyang 18 18 3 6 12 6 Total Total 2.8% 8.3% 8.3% 5.6% 2.8% 8.3% total samples Xiangcheng Xiangcheng 13.9% 13.9% 2.2% 4.4% 9.4% 4.4% Xiangyang Xiangyang 10.0% 10.0% 1.7% 3.3% 6.7% 3.3% Total Total 31.9 13.5 2.3 7.9 25.1 5.8 Average family Xiangcheng Xiangcheng 3 4 5 5 4 6.7 member per household______Xiangyang Xiangyang 4.7 5.7 5 6.5 4.8 5.5 Total Total 20.1 7.8 1.4 4.5 20.3 2.4 Average labor member . per household Xiangcheng Xiangcheng 2 2.3 2.3 3 4 2.7 Xiangyang Xiangyang 2.8 3.3 4 3.5 2.8 2.5 Total Total 1.6 1.7 1.7 1.8 1.2 2.4 Average member2. support per labor Xiangcheng Xiangcheng 1.5 1.7 2.2 1.7 1.0 2.5 Xiangyang Xiangyang 1.7 1.7 1.3 1.9 1.7 2.2 Total Total 1682 2531 3160 3572 4147 5253 Average total income Xiangcheng Xiangcheng 1667 2342 3280 3380 3600 4530 per capita______Xiangyang Xiangyang 1695 2716 3000 3769 4792 6427 Total Total 787 1598 1793 1971 2260 1937 Average consumptive Xiangcheng Xiangcheng 617 1258 1730 1821 2675 1993 Xiangyang I Xiangyang 938 1930 1878 2124 1769 1845

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3. Project Impact From the end of June to the beginning of Aug. 2004, the technicians from Hubei Province Traffic Planning Design Institute, under the leadership of Hubei Province Traffic Department and the technical guidance of East China Investigation and Design Institute (ECIDI) and with the cooperation of local governments and the resettlers, conducted the survey into the indexes in line of affected population, land, housing and appendages, and special facilities item by item. (See Photo 1 and Photo 2.) All the survey results were confirmed and signed by resettlers and the affected property enterprises. The details are shown in Table 3-1. S_~~~~~~~~~~~~~~~~~~~~_ ...E..

ENlP- -- JLTS

Phto 1: City leader holding meeting for project resettlement survey work

, - ,,,,, ~~~~~~~.L- - --._-,,*c

Photo 2: Survey team on site

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Main Project Affected Inventory In Kinds Table 3.1 Statistics of population Popuplatin affected by land requisition Agri. Area of cdaecTown Affacted population Pupolation houses Land kffected area District (subdistrict) by house relocation Subtotal Requisited collective Requisited needing to be accquistion owned land state-owned land Ji productive relocated (mu) Household Population Household Population Household Population Household Population resettlemeno (n) ) (no.) (No.) (no.) (No.) (no.) (No.) (no.) (No.) (person) Panggong 798 1881 798 1881 3217.1 1446.0 Xiangcheng Tanxi 2 9 2 9 1095.7 726.0 Subtotal 800 1890 800 1890 4312.8 2172.0 Dongjin 1689 6925 1689 6925 318.8 8814.3 Reservoir Zhangwan 3792 12259 3792 12259 1272.1 4653.4 Xiangyang Inundated Shuanggou 660 3130 660 3130 1036.3 Area Subtotal 6141 22314 6141 22314 1590.9 14503.9 Qinghekou 28.6 Zhongyuanxiang 7.5 Fancheng Enterprises 106 106 2156.3 1948.1 Subtotal 106 106 2156.3 1984.2

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Main Project Affected Inventory In Kinds Table 3.1 (Continued) Statistics of population Popuplatin affected by land requisition Agri. Area of Aqffected area District g Town Affacted population Affetedrea Distict (subdistrict) by house relocation Subtotal Requisited collective Requisited Pupolationneeding totob be acqiinccquistion owned land state-owned land it productive relocated (mu)

Household Population Household Population Household Population Household Population resettlemen (on2) (no.) (No.) (no.) (No.) (no.) (No.) (no.) (No.) (person)

Reservoir Yuliang Tourism Subtotal 3566.3 21790.7 Inundated and Econ. Develop. Area Zone Total in reservoir are 6941 24310 6941 24310 11626.3 40450.9 Panggong 67 261 101 350 101 350 193 30349.3 376.0 Fancheng Enterprises 45 45 16731.2 27.8 Permanent Subtotal 67 261 101 395 101 350 45 193 47080.5 403.9 land occupation Dongjin 220 875 220 875 1097.8 tstr. Xiangy Subtotal 220 875 220 875 1097.8 Total 67 261 321 1270 101 350 220 920 193 47080.5 1501.6 Temporary Panggong 65.5 land. Fancheng Erprises 35 35 100.6 occupation Fnhn nepie for constr. Subtotal 35 35 166.1

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Main Project Affected Inventory In Kinds Table 3.1 (Continued) Statistics of population Popuplatin affected by land requisition Agri. Area of Town Affacted population Pupolation houses Land Affected area District (ubdistr by house relocation Subtotal Requisited collective Requisited needing to be accquistion ~~suIsrict, ~~~~~~~~~owned land state-owned land i-ii prdcierelocated (mu) Household|Population Household Population Household Population Household Population resettlemen (m2) (no.) (No.) (no.) (No.) (no.) (No.) (no.) (No.) (person) Dongjin 1272.0 Xiangyang Subtotal 1272.0 Total 35 35 1438.1 Total in contruction site 67 261 321 1305 101 350 220 955 193 47080.5 2939.8 Grand Total 67 261 7262 25615 101 350 7161 25265 193 58706.8 43390.7

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3.1 Definition of Scope of land requisition and house relocation For survey of indexes in kinds, the reservoir inundation affected area and the construction site are defined as within the scope of land requisition and house relocation of the project according to the features of project impact and the "Outline of In-kind Survey Work". 3.1.1 Reservoir inundation area The area affected by reservoir inundation includes the inundated, immerged areas and the areas possibly with bank collapse and sliding caused by reservoir and other reservoir affecting areas. Refer to the attached drawing No.2 for the scope of area affected by reservoir inundation. A. Reservoir inundation area

a. Designed flood criteria for different inundated objectives According to the design codes and considering the characteristics of the reservoir, the flood criteria for different inundated objectives are determined as follows.

(D1-in-10-year-flood (P=10%) for rural residential quarters, towns, and special facilities.

(2) 1-in-2-years flood (P=50%) for plowland, garden plots and fishponds. 0) Normal reservoir storage water level for forest land and unused land. b. Determination of end of reservoir backwater After completion of the reservoir, the turn-off point of reservoir backwater is determined at the point 0.3m higher than the natural flood water level at same flood frequency. Based on this point, a horizontal extension line is drawn. The intersection point of the natural water level and this extension line is taken as the designed end point of the reservoir. B. Waves and waves caused by navigation

Because the reservoir is basically in the plain area of the river valley, and the 1000 tonnage ships will sail on the reservoir, the impact of waves and the waves caused by sailing ships should be considered. For the reservoir sections where the impact of backwater is not obvious, the inhabitant resettlement line and land requisition line for plowland and garden plots are set 0.5m-1.0m higher than the normal reservoir storage water level, i.e., El.64.23m for inhabitant resettlement (1m higher than the normal water level) and El. 63.73m for requisition of plowland and garden plots (0.5m higher than the normal water level). The requisition line of forestland is set at El. 63.23m (the reservoir normal water level).

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See Table 3.1 1 and Table 3.1-2 for details of inundated objects effected by main stream and tributaries.

C. Immerging, bank collapse and sliding a. Infiltration

After completion of the reservoir, water level under the bed rock in southwest hills area is still higher than that of the reservoir, and Hanjiang river and Tangbai river is still as the lowest discharge base level for underground water at plain area in the north of reservoir. Only the water level at 0.9-3.2km wide area between Hanjiang river in the east and west tributary of Chunhe river is lower than that of reservoir for reason of that the water level of Chunhe river is lower than the normal water level of reservoir, it will have problem of intensity - intensity permeable layer seeping to Chunhe river. But the hydraulic gradient slope for seepage is less and Chunhe river is narrow and shallow (the riverbed is about EL.59.Om and 1Om wide), seepage permitted to flow into the reservoir is less. Therefore, it is only to take account of the effect of farmland immersion along river side, the reservoir seepage in the area between rivers in east of reservoir will not affect the normal operation of reservoir. b. Immerging

After completion of the reservoir, the rising of water level and capillary function will cause the local sections immerged. The immerged area of reservoir covers areas with soil being secondary salinization and swampiness, building foundation sinking, overturning slurry, etc., which is caused by the underground water level raising at reservoir bank after reservoir filled. According to "Geological Report" submitted by the design institute, now the underground water of Terrace I has hydrology geological characteristic of vertically to riverbed and flowing to Hanjiang river at downstream (it will have back-flow during flood season). Considering that water level at the downstream reservoir section will be raised greatly and the intensity permeable sand and sandy gravel stratum is near the gravel distribution elevation of riverbed, the areas with ground elevation lower than 65.Om (from Dafanggang to Zhongzhou at the left bank) and lower than 66.Om (from Yaojiatan to Guanyinge at the right bank, to the east of railway) will be influenced by inundation probably if the burying depth of underground water is higher than critical burying depth of immersion because of that backwater makes the water level raising. It is estimated that it is farmland will be inundated. Thus it is required to adopt protection measures. c. Bank collapse and sliding The raising of water level at frequently inundation affected area, the bank slope being immerged for a long time and changes of hydrology geological condition will have certain influence on the stability of reservoir bank. Therefore, the corresponding

41 RAP of Cuijiaying Project protection measures shall be adopted for original corroded bank in the reservoir area, local sections with less sliding as well as steep slope at the bank. After completion of the reservoir, the water level near the dam will raise considerably, some of sand beach will be flooded, water surface will be widened, the fetch length will be increased, the wind wave will bring certain influences on stability of bank. According to "Geological Report " offered by the project design institute, the corresponding protection measures shall be adopted for areas from Lijiagang to dam site (5.5km), Chenjiapo to Lijiagang (4.9km), Qinghekou to Zhangwan dyke (3.6km) and Huangshalao to Chenjiapo Terrace 11 (4.3km) at the left bank as well as areas from Yuanjiagang to dam site ( 5.6km), Yuanjiagang to the gate (5.4km), and estuary section of Tangbai at the right bank (2km). Design Inundated Line for Hanjiang Main Stream Table 3.1-1 Borderline of inhabitants Borderline of requisitioned resettlement (p=10%) plowland (p=50%) Section Location Distance Natural Back Surveyed Natural Back Surveyed water w water level water level level (m) (nm) level (m) (in) (m) (in) _ _ _ _m_ _ _ _ CS1 Cuijiaying dam 0 61.16 63.23 64.23 60.79 63.23 63.73 CS2 Guanyinge 3 61.27 63.38 64.23 60.91 63.34 63.73 CS2-1 4.77 61.5 64.23 61.13 63.73 CS3 Dongjinwanxia 7.1 61.8 63.73 64.23 61.41 63.58 63.73 CS3-1 9.1 62.13 64.23 61.74 63.73 CS3-2 10.9 62.42 64.23 62.03 63.84 100m, CS4 downstream 12.34 62.66 64.09 64.23 62.27 63.94 63.94 Chong 50-2, CS5 Hunan dock 13.79 63.36 64.66 64.66 63.01 64.44 64.44 Xiangyang 15.73 63.7 64.79 64.79 63.38 64.59 64.59 CS6 hydraulic station 15_73 63_7 64_79 67 63 65 65 CS6-1 17.43 63.99 64.99 63.67 64.79 CS7 Xiangfan 190.9 64.28 65.19 65.19 63.95 64.98 64.98 thermal plant ______CS7-1 P 21.3 64.52 65.4 64.2 65.22 D/s 100m, CS8 Hanjiang Bridge 23.04 64.71 65.56 65.56 64.39 65.4 65.4 IV CS8-1 24.63 65.48 66.11 65.23 65.96 CS9 Baijiawan water 25.94 66.11 66.57 66.57 65.92 66.41 66.41 plant______27.78 66.88 67.18 66.75 67.05 C10o Baimiaoshang 28.39 67.14 67.38 67.18 67.02 67.26 67.05 28.7 67.18 67.18 67.05 67.05 CSi1 Yuanjiazhou 31.07 67.48 67.63 67.34 67.48 CS12 Ntiushou 35.29 67.93 68.01 67.76 67.84 CS13 Xujialing 36.74 68.88 68.94 68.66 68.71 CS14 Xinji sluice 39.8 69.22 69.28 69.02 69.07 .77:_

42 RAP of Cuijiaying Project

Design Inundated Line for Tangbai River Table 3.1-2 Borderline of inhabitants Borderline of requisitioned resettlement (p=10%) plowland (p=50%) Section Location Distance Natural Back Surveyed Natural Back Surveyed (kin) water water water water level level water level (im) leve)level (im) (im) level level (im) Zhangwan CS1 township 0.58 62.66 63.97 63.97 62.27 3.84 63.84 Hongshantou CS2 village 2.56 62.71 64.08 64.08 62.57 3.93 63.93 CS3 Liuhongwan 5.29 64.96 65.4 65.4 63.52 34.5 64.5 CS4 railway 6.87 65.58 65.9 65.9 64.14 64.86 64.86 CS5 Majiazhuang 8.66 66.53 66.8 66.8 64.68 35.29 65.29 CS6 Tangdianshang 10.26 66.73 66.98 66.8 64.84 5.4 65.4 10.52 66.8 66.8 CS7 Liangzuishang 12.21 67.25 67.47 65.22 35.7 65.7 CS8 Taowanggang 14.26 67.57 67.79 65.43 65.9 65.9 CS9 Nanying 16.2 68.11 68.41 65.81 36.11 66.11 CS10 Dongpoxia 18.35 68.35 68.74 66.08 36.38 66.11 18.45 66.11 66.11 CSi1 Dongpo 20.55 69 69.34 66.72 67.03 CS12 Gongzui 22.55 69.37 69.65 67.29 67.5 3.1.2 Scope of land requisition for construction site The land requisition for construction includes the land required for permanent and temporary occupation. A. Permanent land occupation The permanent land occupation means the land permanently used by the dam (downstream the dam axis), switchyard, powerhouse, access road to power plant, permanent living quarter of the power plant. The land requisition scope is determined by Schematic Drawing of Reservoir Innundation of Cuijiaying Navigation and Hydropower Project. (Refer to attached drawing No.3.) B. Temporary land occupation The temporary land occupation means the land temporarily used for construction, production and living and temporary construction roads, etc. The land requisition scope is determined by Schematic Drawing of Reservoir Innundation of Cuijiaying Navigation and Hydropower Project. (Refer to attached drawing No.3.) 3.2 Survey of Indexes in Kind In order to clarify the quantity of land requisition and house relocation, to prepare the resettlement plan and provide reliable basis for preparing the compensation

43 RAP of Cuijiaying Project estimation, the survey objectives are defined, including land to be requisitioned, inhabitants to be affected and resettled, houses and appendages to be relocated, sparse trees to be felled, enterprises affected and special items to be relocated. The details are as follows. A. Survey of population The survey of affected population is in three categories, i.e., land requisitioned without house relocation, house relocation without land requisitioned and both land requisition and house relocation. The survey is on household base. The statistics are on village base and in two classifications, i.e., agricultural and non-agricultural residential status. The statistics covers number of actual family members by the time of resettlement, ethnic status, ages, education and employment, etc. B. Survey of land Based on the boundary line according to the actually measured 1/5000 scale topographical map and field staking-out, at first it is to divide the boundary of village and group at the time during the surveying the type of land, then calculate area for each land by 1/5000 scale topographical map, finally the statistics are made in existing land use, land ownership, type of land and land size for each village group. C. Survey of houses and appendages The survey and measurement are on household basis, and registration and statistics are made in ownership and structural types. D. Survey of enterprises The survey of enterprises is based on the "Outline of Survey Work", including nature of enterprises, ownership, scale, products, yearly output, number of staff, wages of staff, yearly output value, yearly profit, yearly taxes, key production equipment, and impact level of the enterprises. E. Survey of sparse trees The survey of the trees is by counting the trees on site, and the registration and statistics are made in trees and fruit trees, type and age of trees. F. Survey of rural producing and living facilities The survey is made for the rural small hydroelectric stations, small reservoirs, channel (with lining), diversion dams, pump stations, transmission line (low voltage) and lead types, transformers, tile kilns, limekilns, water-powered rollers, paddy pounders, oil mills, collective water ponds, water-mills, wells, subdistrict lamps, etc., and registration and statistics are made in names, places, elevation, quantity, scale, construction time, original cost, etc.. G Survey of special items The survey is made for project affected items including highways, bridges, wharves, irrigation, power, telecommunication facilities, broadcast and TV, and historic relics. With the existing records available from the relevant authorities, the competent professionals and the persons from the

44 RAP of Cuijiaying Project authorities check and register the items on site. 3.3 Indexes in Kind Affected by Project 3.3.1 Permanent land occupation The permanent land occupation of the project includes the land requisitioned permanently for the reservoir and project structures. The survey shows that a total of 41952.6mu land will be requisitioned, in which 40450.9 mu (all of state-owned flood land) is for the land occupation of the project and 1501.7mu (338.4mu of collective owned land and 1163.3 mu of state-owned land) for the construction site. The details are in Table 3-1. A. Land requisition for reservoir The influence scope of reservoir inundation will not exceed the original river course. The inundated land is mainly of beach and channel bar of river and belongs to state-owned river flood land, (see Photo 3 and Photo 4). In which, the largest inundation affected area is the continent in river-- Yuliangzhou continent, with its breach elevation of 61.0m-65.Om and the total area of 26km2. On the continent, most of land is reclaimed wasteland and planted with crops of one season in winter or spring, and some are green forest land for Yuliangzhou Developing zone. The soil quality of beach is poor and there is no facility of water conservancy, so that the output is lower.

Photo 3: Exisiting status of river shoal in reservoir area (I)

45 RAP of Cuijiaying Project

Photo 4: Exisiting status of river shoal in reservoir area (11) The land requisitioned for reservoir is 40450.9mu and belongs to the state-owned land. In which the river shoal land is 40442.8 mu, accounting to 99.98% of the total and the land with buildings is 8.1 mu accounting to 0.02%. Of the requisitioned flood land, the dry land is 9148.7 mu, accounting to 22.62%, garden plots 193.1lmu, accounting to 0.48%, fish pond 151.3 mu, accounting to 0.37%, forest land 18739.8 mu, accounting to 46.34%, and unused land 12209.9 mu, accounting to 30.19%. B. Requisitioned land for permanent structures According to the statistics, the permanent land occupation of the project structures is 1501 .7mu, including collective-owned land 338.4mu (22.5%), state-owned land 11 63.3mu (77.5%). The collective-owned land includes: plowland 211 mu, accounting to 62.35%, garden plots 39.7 mu, accounting to 11.73%, forest land 6.2 mu, accounting to 1.83%, fish pond 12.7mu, accounting to 3.75%, land with buildings 56.0 mu, accounting to 16.55%, and unused land 12.8 mu, accounting to 3.79%. The state-owned land requisitioned includes: river shoal land 1135.5 mu, accounting to 97.61%, (dry land 37.7 mu accounting to 3.32%, forest land 1097.8 mu accounting to 96.68%). and land with buildings 27.8 mu, accounting to 2.39%. The details for land requisitioned are in Table 3.3-1 -'3.3-5.

46 RAP of Cuijiaying Project

Summary of Different Types of Lands To Be Requisitioned (I) Table 3.3-1 (Unit: mu)

Description Total Xiangcheng Xiangyang Fancheng Yuliangzhou Zone

1 Rural collective-owned 338.4 338.4 land 1.1 Cultivated (dry) land 211.0 211.0 1.2 Garden plots 39.7 39.7 1.3 Forestland 6.2 6.2 1.4 Fishponds 12.7 12.7 1.5 Land with buildings 56.0 56.0 1.6 Unused land 12.8 12.8 2 State-owned land 41614.2 2237.5 15601.7 1984.2 21790.7 2.1 River shoal land 41578.2 2209.7 15601.7 1976.1 21790.7 2.1.1 Dry lanld 9186.4 1287.5 5673.2 36.1 2189.6 2.1.2 Garden plots 193.1 93.1 100.0 2.1.3 Forestland 19837.5 665.0 4482.7 1783.0 12906.8 2.1.4 Fishponds 151.3 80.0 71.3 2.1.5 Unused land 12209.9 84.1 5374.5 157.0 6594.3 2.2 Land with buildings 36.0 27.8 8.1 Grand total 41952.6 2575.9 15601.7 1984.2 21790.7 Notes: The "collective-owned land" is the land owned by the rural collectives. The state-owned land includes the land in the flood plains along the Hanjiang mainstream and the tributaries and other state-owned lands. The local farmers can rush plant at the flood plains along the Hanjiang main stream and the tributaries as such land is frequently hit by floods. The production can hardly be guaranteed or even nothing for years.

47 RAP of Cuijiaying Project

Summary of Different Types of Lands To Be Requisitioned (11) Table 3.3-2 Unit: mu

Area affect d by reservoir inundation Construction site Description Total Subtotal Xiangcheng Xiangyang Fancheng Yuliangzhou Subtotal Xiangcheng Xiangyang

1 ~~~Rural 338.4 338.4 338.4 collective-owned land 1.1 Cultivated (dry 211.0 211.0 211.0 land 211_ 0211_0211_ 1.2 Garden plots 39.7 39.7 39.7 1.3 Forestland 6.2 6.2 6.2 1.4 Fishponds 12.7 12.7 12.7 1.5 Land with 56.0 56.0 56.0 buildings 1.6 Unused land 12.8 12.8 12.8 2 State-owned land 41614.2 40450.9 2172.0 14503.9 1984.2 21790.7 1163.3 65.5 1097.8 2.1 River shoa 41578.2 40442.8 2172.0 14503.9 1976.1 21790.7 1135.5 37.7 1097.8 la n d______2.1.1 Dry lanld 9186.4 9148.7 1249.8 5673.2 36.1 2189.6 37.7 37.7 2.1.2 Garden 193.1 193.1 93.1 100.0 plots 2.1.3 Forestland 19837.5 18739.8 665.0 3384.9 1783.0 12906.8 1097.8 1097.8 2.1.4 Fishponds 151.3 151.3 80.0 71.3 2.1.5 Unused 12209.9 12209.9 84.1 5374.5 157.0 6594.3 la nd______2.2 Land with 36.0 8.1 8.1 27.8 27.8 buildings 403_9_1097_8 Grand total 41952.6 40450.9 2172.0 14503.9 1984.2 21790.7 1501.7 403.9 1097.8

48 RAP of Cuijiaying Project

Summary of Different Types of State-owned Lands To Be Requisitioned (I) Table 3.3-3 Unit: mu

River shoal land (Flood plain)

Town Orchard Forestland Land Scope District (subsdistrict) Total Dry Fish Unused with (subsdistrict) Total land Orchard Broad-bulig landSubtoal Nursery Subtotal Flr Pine ponds land Subtotal Peach Pear leaf Panggong 1446.0 1446.0 733.8 93.1 73.1 36.5 36.6 20.0 535.0 535.0 84.1 Xiangcheng Tanxi 726.0 726.0 516.0 130.0 130.0 80.0 Total 2172.0 2172.0 1249.8 93.1 73.1 36.5 36.6 20.0 665.0 665.0 80.0 84.1 Dongjin 8814.3 8814.3 2628.5 2285.9 1355.7 930.1 3899.9 Zhangwan 4653.4 4653.4 2968.8 860.4 860.4 71.3 752.9 Xiangyang ___ Reservoir Shuanggou 1036.3 1036.3 75.9 238.7 238.7 721.7 affected Total 14503. 14503.9 5673.2 3384.9 1355.7 2029.2 71.3 5374.5 area Qinghekou 28.6 28.6 28.6 Zhongyuanxiang 7.5 7.5 7.5 Fancheng Enterprises 1948.1 1940.0 1783.0 30.0 1753.0 157.0 8.1 Total 1984.2 1976.1 36.1 1783.0 30.0 1753.0 157.0 8.1 Yuliangzhou 21790.7 1790.7 2189.6 100.0 100.0 100.0 12906.8 12906.8 6594.3 Grand total 40450.9 0442.8 9148.7 193.1 173.1 36.5 136.6 20.0 18739.8 30.01355.717354.0 151.3 12209.9 8.1 (to be continued)

49 RAP of Cuijiaying Project

Summary of Different Types of State-owned Lands To Be Requisitioned (I)

Table 3.3-3 (Continued) Unit: mu River shoal land (flood plain) Orchard Forest land Town Land Scope District TricT) Total Dry Orchard Fish Unused with land Sub- Nursery Subtotal Fir Pine ponds land uildings total Peach Pear leaf total Panggong 37.7 37.7 37.7 Xiangcheng Enterprises 27.8 27.8 Constr. Total 65.5 37.7 37.7 27.8 site DOngjin 1097.8 1097.8 1097.8 1097.8 Xiangyang Total 1097.8 1097.8 1097.8 1097.8 Total of construction site 1163.3 1135.5 37.7 1097.8 1097.8 27.8 Grand total 41614.2 41578.2 9186.4 193.1 173.1 36.5 136.6 20.0 19837.5 30.0 1355.7 18451.8 151.3 12209.' 36.0

50 RAP of Cuijiaying Project

Summary of Different Types of State-owned Lands To Be Requisitioned (11)

Table 3.3-4 Unit: mu

River shoal land Administrative Administrative Orchard Forestland Land Scope District Town village Total Fish Unused with (subdistrict) (resident Total Dry Orchard Broad- uildings committee) land Subtotal - Nursery SubtotalFir Pine pond land Subtotal Peaach Pear leaf Shuangyingge 300.0 300.0 186.9 93.1 73.1 36.5 36.6 20.0 20.0

Shijiamiao 372.0 372.0 322.9 49.1 Panggong Yanagjiahe 674.0 674.0 224.0 435.0 _ 435.0 15.0

Sunjiaxiang 100.0 100.0 100.0 100.0 Fancheng Total 1446. 1446.0 733.8 93.1 73.1 36.5 36.6 20.0 535.0 535.0 84.1 Reservoir Tanxi 726.0 726.0 516.0 130.0 130.0 80.0 inundated Tanxi ___ arer Total 726.0 726.0 516.0 130.0 I 130.0 80.01 Total of district 2172.02172. 01249.8 93.1 73.1 36.5 36.6 20.0 665.0 665.0 80.0 84.1 Shangzhou 4190. 4190.8 811.8 459.1 459.1 2919.9 Zhongzhou 1931. 1931.8 381.8 1355.7 1355.7 194.3 Xiangyang Doongjin Yishe 142.9 142.9 17.8 125.1 ershe 543.5 543.5 82.1 _ 461.4

51 RAP of Cuijiaying Project

Summary of Different Types of State-owned Lands To Be Requisitioned (11) Table 3.3-4 (Continued) Unit: mu River shoal land Admin. Village . ._ Townn. Village Orchard Forest land Land Scope District Town (Neighborhood Total Unused with (subdistrict) Totall Dry' Orchard Broad Fish buildings

committee) land Subtotal - NurserySubtotalFir Pine land Subtotal Peach Pear leaf pond Shangying 37.8 37.8 30.1 7.7 Qixiang 212.0 212.0 104.5 107.6 _ 107.6 Dongjin 792.8 792.8 536.3 65.0 65.0 191.5 Dongjin Fanying 856.9 856.9 558.3 298.5 298.5 Sunwangying 105.8 105.8 105.8 = Total 8814.3 814.3 628.5 2285.9 1355.7 930.1 3899.9 inundatedXiangyang Xigang 81.2 81.2 18.6 62.6 are Zhangwan 543.7 543.7 115.3 428.4 Liulianghe 170.2 170.2 170.2 Zhangwan Shitai 91.3 91.3 8.8 3.5 3.5 79.1 Daqiao 302.0 302.0 66.1 235.9 235.9 Wupo 212.7 212.7 212.7= Hongshantou 1630.6 1630. 1033.9 525.6 525.6 71.3

52 RAP of Cuijiaying Project

Summary of Different Types of State-owned Lands To Be Requisitioned (11) Table 3.3-4 (Continued) Unit: mu River shoal land Admin. Village Orchard Forest land Land Scope District (subistorict (Neighborhood Total Dry Orchard Broad Fish Unused with (subdistrict) Total DyOcadBodbuildings committee) land Subtotal - Nursery SubtotalFir Pine pond land I ~~Subtotal Peach Pear leaf Pantai 352.2 352.2 142.9 26.5 26.5 182.9 Hongxing 137.6 137.6 137.6 Zhangwan Xiwan 1086.2 1086.2 1017.4 68.8 68.8 Yunwan 45.5 45.5 45.5 Total 4653.4 4653.4 2968.8 860.4 860.4 71.3 752.9 Xiangyang Reservior Liangzui 239.3 239.3 41.1 198.2 inundated Zhaozhai 269.2 269.2 34.8 234.4 are Shuanggou Taowanggang 527.8 527.8 238.7 238.7 289.1 Total 1036.3 1036.3 75.9 238.7 238.7 721.7 Total 14503. 14503.95673.2 3384.9 1355.72029.2 71.3 5374.5 Qingheqiao 12.0 12.0 12.0 Xiangjiang 4.7 4.7 4.7 Fancheng Qinghekou Meiman 11.9 11.9 11.9 Total 28.6 28.6 28.6

53 RAP of Cuijiaying Project

Summary of Different Types of State-owned Lands To Be Requisitioned (11)

Table 3.3-4 (Continued) Unit: mu River shoal land Admin. Village Admin. Village ~~~Orchard Forest land Land ScopeDistr (subdiTrict (Neighborhood Total Dywt Scope(subdistrict) Distric Tta Total Dry Orchard - Broad Fish Unused with committee) land Subtotal NurserySubtotal Fir Pine pond land buildings Subtotal Peach Pear leaf Zhongyuanxiang Honggou 7.5 7.5 7.5 Total 7.5 7.5 7.5 eservior Fancheng Enterprises Yueliangwan 1948.1 1940.0 1783.0 30.0 1753.0 157.0 8.1 undated Park are Total 1984.2 1976.1 36.1 1783.0 30.0 1753.0 157.0 8.1 Yuliangzhou 1790.7 21790. 2189. 100.0 100.0 100.0 12906.8 12906.8 6594.3 Total 40450. 940442. 9148.7 193.1 173.1 36.5 136.6 20.0 18739.830. 1355.7 17354. 151.312209.' 8.1 Qianying 37.7 37.7 37.7 Xiangcheng Total 37.7 37.7 37.7 Xiangcheng Enterprise Total 27.8._. _ 27.8 nstruction Total 65.5 37.7 37.7 27.8 site Dongn Xiazhou 1097.8 1097.8 1097.8 1097.81 Xiangyang ______Total 1097.8 1097.8 1097.8 1097.8 Total 1097.8 1097.8 1097.8 1097.8 Total 1163.3 1135.5 37.7 1097.8 1097.8 27.8 Grand total 41614.2 1578.2 186.a 193.1 173.1 36.5 136.6 20.0 19837.5130. 1355. 18451. 151.3 12209.5 36.0

54 RAP of Cuijiaying Project

Statistic Sheet of Project Acquired Collective-Owned Land in Xiangcheng District (on Village Basis)

Table 3.3-5 Unit: mu

Plowland Garden Forest land Land used for building Admini Villager Garden Nurs Economic Fish Land used Land Unused Subdis strative gr Total Subtot Dry Subtot ery Subt Broad forest nd Subtot for used by village al land al Subtot Peach gard otal leafs (eucom al resident enterpris al en frs ma)area e Gruup I 191.0 162.4 162.4 = = = = = 12.7 7.8 7.8 8.1

191.0 162.4 162.4 = = __ _ 12.7 7.8 7.8 8.1

3.2 ______3.2 3.2 Group 5 3.2 = = = 3.2 3.2 Pangg Qianyi 102.8 48.6 48.6 39.7 37.3 37.3 2.4 6.2 5.8 0.4 3.6 3.6 4.7 ang ng Group 6 subdist village 102.8 48.6 48.6 39.7 37.3 37.3 2.4 6.2 5.8 0.4 3.6 3.6 4.7 rict 41.4 _ 41.4 41.4 Collective 41.4 ______41.4 41.4 Total in 338.4 211.0 211.0 39.7 37.3 37.3 2.4 6.2 5.8 0.4 12.7 56.0 14.6 41.4 12.8 _ __ v illaq e ______

___Total in subdistrict 1338.4 211.0 211.0 39.7 37.3 37.3 2.4 6.2 5.8 0.4 12.7 56.0 14.6 41.4 12.8

55 RAP of Cuijiaying Project

3.3.2 Temporary land requisition for construction The land temporarily requisitioned for project construction includes those for sand and gravel excavation, concrete mixing plant, spoil area, production and living areas and temporary roads for construction, totally 1438.1 mu. The average borrowing period is 5 years. In order to reduce the impact of temporary land requisition to the surroundings and the local inhabitants, the design organization has made due considerations regarding the location of temporarily used land, borrowing and mucking methods and restoration of these lands. For example, the spoil area is selected at the gulches in the reservoir area, which can be used as plowland after backfilling soil on the top. The sand and gravel excavation is selected at the place where no or less inhabitants living, to prevent the impact to the local people. The project owner will sign construction contracts with the contractors specifying the way and time of using temporarily requisitioned lands, the quality of restoring the temporarily requisitioned plowland (at least same as that before construction) and the criteria of land occupation compensation that the contractor should pay during construction, etc. The survey of temporarily occupied land is detailed in Table 3.3-6.

56 RAP of Cuijiaying Project

Summary of Temporarily Occupied Land for Construction Table 3.3-6 Unit: mu Rural colective-owned land State-owned land .. TownAdmin. Village Cultivated Land with River shoal Land with buildings District (subdistrict) (neighborhood Total land buildings Unused lutt committee) Subtotal Lndo rsdet land Forestolan Dry'I and quarter (broad-leaf) Ln fetrrs

Panggong Qianying 65.5 65.5 22.9 12.6 30.0 Xiangfan No.3 97.3 97.3 97.3 Tile Factory

Xiangcheng Enterprises Sanlda 3.3 3.3 Factory Subtotal 100.6 100.6 100.6 Total 166.1 65.5 22.9 12.6 30.0 100.6 100.6 Zhongzhou 108.0 108.0 108.0 Xiangyang Xiazhou 1164.0 1164.0 1164.0 Total 1272.0 108.0 108.0 1164.0 1164.0 Grand total 1438.1 173.5 130.9 12.6 30.0 1264.6 1164.0 100.6

57 RAP of Cuijiaying Project

3.3.3 Project Affected People The project affected people can be categorized into to two groups. One includes the actually affected people, such as the people affected by house relocation or by land requisition, and the other includes the agricultural population to be resettled according to the theoretical calculation on the basis of the Land Law of The People's Republic of China. The calculated data of the latter group is due to the collective-ownership system exerted in villages in China's rural area and is only used as one of the indexes in analysis the extent of impact of the land requisition. The field survey and statistics show that there will be 7273 households (25655 people) affected by the project, including 112 households (390 people) affected by collective-owned land requisition, (56 households (221 persons) affected by both land requisition and house relocation and 11 households (40 people) affected by house relocation without land requisition, and 45 households (129 people) affected by land requisition without house relocation), and 7161 household (25265 persons) affected by stae-owned land requisition. According to Clause 47 of the Land Law, the calculated agricultural population to be resettled is 193 people on the basis of the formula below. plowland requisitioned

Agricultural population = Et ------needing job arrangement total plowland/total agri. Population

plowland requisitioned

per capita plowland holding According to calculation on village group basis, the affected population of various types is shown in Table 3.3-7. The agricultural population needing job arrangement (on village group basis) is shown in Table 3.3-8.

58 RAP of Cuijiaying Project

Summary of Population Affected by Collective-Owned Land Requisition

Table 3.3-7 Unit: household, person

Total Description

Admini- Land Land People N.o Township strative acquired acquired resettled Nor.o Item Dist (subdistric village Villager Hous No of and people without without people rict t) (resident g ro uP e peopl resettled resetled lacqird to be committee) hold e resettled Hous Popu Hous Popu Hous Popul e I- e I- e - hold ation hold ation hold ation Group 1 42 157 15 80 27 77 31 Xia Group 5 4 19 4 19 Cons ngc Panggong Qianying tructi hen subdistrict village Group 6 66 214 41 141 18 52 7 21 162 on g site Subtota 112 390 56 221 45 129 11 40 193

Total of construction site 112 390 56 221 45 129 11 40 193

Grand total for project 112 390 56 221 45 129 11 40 193

Agricultural Population Needing Job Arrangement

Table 3.3-8

Township .. .- A iAgricultural Total capita Plowland Agpcultural District (subdistr Administrati Vilager population area plowland requisition needing job ict) e vilage group erson) holding (mu) arrangemen (person) (mu) (mu) (person)

Group 1 170 50 0.29 9 31 Xiangche Panggong Qianying Group 6 218 g eng subdistrict village 62 0.28 46 162 Village 388 112 0.29 55 193 total IIIII 3.3.4 Relocation of houses and appendages

The houses relocation for the project is mainly at the construction site. The influence of reservoir is concerned with the simple productive houses along river in Xiangcheng and Xiangyang mainly, and also concerned with 63 households from Tizikou wharf in Fancheng to Qinghekou.

For this project, houses totaling 58706.8m2 will be relocated, including private houses 23793.2m2, collective houses of 12459.8m2, houses of enterprises

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22453.8m2. Of these houses to be removed, 31124.5m2 houses are of brick-concrete structure, accounting to 53.12%, 17233.2m2 of brick-wood structure, accounting to 29.35%, and 10349.1m2 of other structure, accounting to 17.63%. Refer to Table 3.3-9, 3.3-10 and 3.3-11 for details of the private, collective and enterprises' houses to be relocated.

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Statistics of Private Housing and Appendages To Be Relocated Table 3.3-9 2 Housing (in ) _ Appendages townshi Administrative Conc- Ta Well Pond eDi village Other rete Livest Tp-n Cook- Tele and lined Water Fish Plastic Earth House (subitrsien otl Brick- Brick- strue sunnin ock pig ing phone W.C. handp with twrpn green retaini founda | ctuwo e (orte g pen w r range set ( um concr 2 houe ng w i ctstrict) committee concrete wood (hous (o)(e)wl t st m (2 M)(2 2 _____ ~~~~~) ~ ~~~~~~~~~~~(inehold) (N.((e)selet) (set) (n) uen alto

Pangg Guanyinge village 1613.4 526.9 174.3 42.0 15 2 1 13334. Xi ong Shijiamiao village 925.0 697.7 227.3 178.2 2 24.0 10 an subdist Yangjiahe village 536.1 536.1 3.3 11 39.0 12 1 g rict Subtotal 3074.5 2320.3 754.2 355.8 32 4 105.0 37 2 2 13334. 3s ~ ~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ _ _0 ch Tanxi Tanxi village 1095.7 389.6 706.1 706.6 10 6.0 5 ir en subdist Subtotal 1095.7 389.6 706.1 706.6 10 6.0 5 u g rict ______ia _ Total 4170.2 2709.9 1460.3 1062.4 42 4 111.0 42 2 2 13334. in - Fe Zhongzhou 124.2 124.2 2.3 1.4 3 e Dongjin village I Xi ownshi Fanying village 27.8 27.8 e an P Chenpo village 84.5 84.5 g Subtotal 236.5 236.5 2.3 1.4 3 Zhang Liulianghe village 166.1 166.1 1.0 ya wan Pantai village 856.0 856.0 ng ownshi Xiwan village 250.0 250.0 P Subtotal 1272.1 1272.1 1.0 Total 1508.6 1508.6 2.3 2.4 3 Total for reservoir area 5678.8 4218.5 1460.3 1064.7 42 4 113.4 45 2 2 13334

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Statistics of Private Housing and Appendages To Be Relocated Table 3.3-9(Continued) Housing (M 2) | Appendages townshi Administrative Conc- Well Pond Di rete Livest Tap- Cook- Tele and lined Plastic Earth House n XiP p village Brick- Brick- Other Fence1sunnin ock ping70 ing75Water phone W9C. 9 Fish green founda 2 I hsubdisrct) omte(resident Total concrete wood stustuctur 2M21(i ) pen wrater range set ( ump concr tower(se)Mi pond2 ) housege ngra wall f tion strict cmmitteee grud(2 (hous(N.(stwel te st)MI 2 M2 2 (in 2 ) ehold) (o)(set) well ete)i (n)( t xi Pangg Qianyingvillage 18114.4 10792.7 5330.4 1991.3 2030.75955.71930.5 70 75 22 222.0 9 53 100.3 20.0 1222.7 )n an ong- io gc subdist Subtotal 18114.4 10792.7 5330.4 1991.3 2030.75955.71930.5 70 75 22 222.0 9 53 100.3 20.0 1222.7 10he rict ng, ~ Total 18114.4 10792.7 5330.4 1991.3 2030.75955.71930.5, 70 75 22 222.0 9 53 100.3 20.0 1222.7 ~eTotal for construction site 18114.4 10792.7 5330.4 1991.3 2030.75955.71930.5 70 75 22 222.0 9 53 100.3 20.0 1222.7 Grand total for project 23793.2 10792.7 9548.9 3451.6 2030.715955.7 2995.2 70 117 26 335.4 54 55 2 100.3 13334 20.0 1222.7

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Statistics of Collective Housing and Appendages To Be Relocated Table 3.3-10

Housing (m2 ) Appendages Conc- Tele Pond Town Township ~~~~ ~~~~~~~reteWell and lined Water Item (district) (ubdisrict) ion ick- Brick- Other Fence W.C. Livestock phone (itownt TowshbipsLocatio Subtotal onrt odsrcue(in) sunning (i 2) pei 2 ) handpump with tower concrete wood structure (m ) ground (m ) pen ( m well(set) set concrete (set) M2) (set)(st Shijiamiao 32.0 32.0 Panggong village____ Xiangche uabndggsongt Yangjiahe 110.6 110.6 1291.2 Reservoir ng village inundation Subtotal 142.6 110.6 32.0 1291.2 affected Total 142.6 110.6 32.0 1291.2 area Xiangyan Dongjin Yishe village 82.3 82.3

g Total 82.3 82.3 _ Total for reservoir 224.9 192.9 32.0 1291.2 Group 6 in 725.3 161.3 489.9 74.1 37.5 1914.0 21.6 30.8 1 1

Qianyingvillage______Qianying village 6275.1 5813.9 400.7 60.5 1463.3 4632.1 92.8 4.4 3 6 Xiangche Panggong Qomittyin Construction Xiangche subdistrict Qianying 740.4 363.8 376.6 395.5 666.8 12.0 143.2 site ng Welfare House ___ Chemical Plant 4494.1 3309.1 742.0 443.0 600.0 2470.4 33.6 1 1 Subtotal 12234.9 9648.1 2009.2 577.6 2496.3 9683.3 160.0 178.4 2 3 6 2 Total 12234.9 9648.1 2009.2 577.6 2496.3 9683.3 160.0 178.4 2 3 6 2 Total for construction site 12234.9 9648.1 2009.2 577.6 2496.3 9683.3 160.0 178.4 2 3 6 2 Grand total for project 12459.8 9648.1 2202.1 609.6 2496.3 10974.5 160.0 178.4 2 3 6 2

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Statistics of Enterprises' Housing and Appendages To Be Relocated Table 3.3-11

Housing (im2 ) Appendages Conc- Pond Item District Location rete Work Grass SubtotalBrick- Brick- Other Fence . W.C. LivestockWl n ie ae Lawn2 Brickkilnshd he Subtotal 2 s~~~unning 2) (2 handpump with tower (i ) smhedm(ine) concrete wood tructure (in2 ) ground (in2 pen(i well(set) concrete (set) m) m2 (2 M2 (in 2 ) (set) Yuliangwan 1076.5 315.3 119.2 641.9 40.0 Park 4. Section of navigation 549.5 107.4 442.1 Fancheng mark Fancheng xiangfan leservoir transferring 530.4 530.4 291.9 undation station affected Total 2156.3 315.3 757.0 1084.0 291.9 40.0 area__ _ _ Yuliangzhou tour and economic Tatal 3566.3 112.6 3453.7 228.8 36 2275.0 developing zone Total for reservoir area 5722.7 315.3 869.6 4537.7 520.7 36 40.0 2275.0

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Statistics of Enterprises' Housing and Appendages To Be Relocated Table 3.3-11

Housing (im2 ) Appendages Conc- Pond Item District Location rete Well and lined Wae Work Grass SubtotalBrick- Brick- Other Fencesung W.C. LivestockWl n ie ae Lawn2 Brickkilnshd he 2 2)~~~~~~~unin 2 handpump with tower (i ) she Subtotal 2 2 sm2hed2 concrete wood structure (in ) ground (in pen (in welI(set) concrete (set) (m (2 m (2) (in2) (set)

Xiangean 3 9088.5 3165.7 4277.4 1645.4 1945.8 3870.9 129.0 22.4 2151.3 96.0

Qianying maintenance 978.8 970.2 8.6 348.3 697.3 17.7 23.5 1 3 2 squad Xiangfan nstructio Xiangcheng CSanlida 3703.8 3272.4 335.3 96.1 422.3 787.0 4.9 132.2 nsitruti XincegCement Plant n site ~~~Xiangfan Sanlida co. of Hubei 2960.1 2960.1 1000.8 Zhongtian Group Total 16731.2 10368.4 4612.7 1750.1 3717.2 5355.2 151.6 178.1 1 3 2 2151.3 96.0 Total for construction site 16731.2 10368.4 4612.7 1750.1 3717.2 5355.2 151.6 178.1 1 3 2 2151.3 96.0 Grand total for project 22453.8 10683.7 5482.3 6287.8 4237.9 5355.2 151.6 178.1 37 3 2 40.0 2151.3 96.0 2275.0

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3.3.5 Rural production and living facilities See Table 3.3-12 for details of rural production and living facilities affected by the project. Statistics of rural production and living facilities affected by project Table 3.3-12 Transferring . Administrative station for Water Tractor Sand Township village Transforme sand and diversion rad and cDt utri ( resident (set) gravel pipe (km) (set) ct ) committee) material (im) (set) Guanyinge 3 0.15 2 village Shijiamiao 1 0.80 village Xiangcheng subdistrict village 7200 0.55 village 02 Sunjiaxiang 0.20 1 village Subtotal 4 7200 1.70 3 Yishe village 2 Reservoir Dongjin Chenpo 2 inundation township village affected Subtotal 4 area Liulianghe 1 Xiangyang village Zhangwan Hongshantou 2 township village Pantai village 3 3 Subtotal 3 6 Total 3 10

FanchengFanch sudistricinghekou Xiangjiangresident 0.0300 ___bistr__ committee Total for reservoir area 3 14 7200 1.73 3 Construction XiangchengPanggong Qianying 2 1 ___e- gsubdistricti village site Total for construction site 2 1 Grand total for project 5 14 7200 1.73 4 3.3.6 Scattered trees For this project, a total of 17975 trees will be felled, including 4672 fruit trees and 13303 trees of other kinds. The details are shown in Table 3.3-13.

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Table 3.3-13 Statistics of Trees to Be Felled

Township Scattered trees Item District ( subdistrict ) Total Fruit tree Other tree (subdistrict) Total (no.) (no.)

Xiangcheng Panggong subdistrict 782 608 174 Total 782 608 174 Dongjin township 5965 5965 Xiangyang Zhangwan township 2586 8 2578 Reservoir Total 8551 8 8543 inundation Qinghekou 1008 1008 affected Fancheng subdistrict area Total 1008 1008 Yuliangzhou Tour and Economic Total 3474 3474 Developing

A rea______Grand total 13815 4090 9725 Panggong subdistrict 4131 579 3552 Construction Xiangcheng Enterprise 29 3 26 site Total 4160 582 3578 Grand total 4160 582 3578 Grand total for project 17975 4672 13303 3.3.7 Individual industrial and commercial businesses The project will have impact on 5 individual industrial and commercial businesses (including one sand quarry), which are at Qianying village within scope of construction site. 3.3.8 Enterprises By the field survey, it shows that 8 enterprises will be affected by the project. Four enterprises of Xianfanjinxin Refractory Material Co., Qianying Maintenance Squad, Sanlida Cement Plant and Xiangfan Sanlida co. of Hubei Zhongtian Group are in the construction site. Four enterprises of Fancheng Section of Navigation Mark, Yuliangwan Park, Xiangfan Transferring Station of Hubei Navigation Co. and Xiangfan Port Sand and Rock Co. Ltd. in the reservoir inundation affected area.The affected enterprises have been listed in the surveyed inventory in kind in the table above. A. Xiangfan Jinxin Refractory Material Co.

Xiangfanjinxin Refractory Material Co. has 35 employees and rented the field from the insolvent Panggong 3rd Tile Plant to produce series of fire-resistant material mainly. It has a yearly output of 8000 tons, yearly net output value of 3200000 RMB yuan and profit of 160000 RMB yuan. Panggong 3rd Tile Plant is in the scope of

67 RAP of Cuijiaying Project temporary land occupied by the project, and 97.3 mu land will be occupied for the construction and houses of 9088.5 m2 need to be removed (including the houses of the insolvent Panggong 3rd Tile Plant. In addition, some sheds and kilns will be removed.

B. Qianying road-repairer's camp

This project wil requisition 3.2 mu land of the Qianying road-repairer's camp and relocate houses of 978.8 m2. C. Sanlida Cement Plant

The project influence will involve the staff dormitory and pump house of this plant, (including houses 3703.8 m2). The water pumped from Hanjiang river will be used as productive and domestic water after purification. The area of the staff collective dormitory (with 24 person living there) to be moved covers 11.6 mu. D. Xiangfan Sanlida Co. of Hubei Zhongtian Group

The project influence will involve the staff hospital of Xiangfan Sanlida Co.. The land requisition for the construction land will be 13 mu, (including relocation of houses 2960.1 m2). Now the hospital has 21 employees.

E. Fancheng District Navigation Station

The station is affected by house relocation of 549.5 m2.

F. Xiangfan Transfer Station of Hubei Provincial Navigation Company

The transfer station is affected by house relocation of 530.4 I 2. G. Yuliangwan Park

Yuliangwan Park is an unit with difference appropriation from government and is under Xiangfan City Garden Management Bureau. The Park covers an area of 4350 mu, in which 1650 mu is for park land and 2700 mu is for Changfengzhou. The reservoir inundation will have influence on this park land 1948.1mu, including forest land 1783 mu, land with structure of 8.1 mu and unused land 157 mu. The park is affected by house relocation of 1076.5 M2 . Most of recreation function in park is impacted in different levels, and 11 recreation facilities will be relocated. In addition, the project influence will also involve a simple travel wharf of this park. H. Xiangfan Port Sand and Aggregate Co. Ltd.

The project will affect mainly the prduction base of the company on the river shoal alnd.

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3.3.9 Project-affected special items

The key special items to be affected by the project include municipal works, power and telecommunication facilities, wharves and irrigation works, etc.

A. Municipal facilities

Municipal works affected by the reservoir inundation include:

a. Draining pump (gate) station

In the project construction and filling of reservoir, 8 draining pump (gates) stations of Zhakou, Bayi, Migong, Qinghekou, Yingxumen, Qiaoying, Honggou and Qingshachang at the reservoir peripheries will be affected at different level ( see Table 3.3-14).

List of Draining Pump (gates) Stations Affected by Reservoir Inundation

Table 3.3-14

Catchme Outlet Existing No Station Location nt area Discharged to El. pumping (gate) (ha) river (in) capacity (ha) (m) ~~~~~m3/S

1 Zhakou Zhakou road 503.12 Hanjiang river 61.55 0.54

2 Baye Hongguang 163.19 Hanjiang river 60.70 0.12 road 3 Migong Migong road 420 Hanjiang river 61.03 0.54 Qinghe Daqingdong 250 Toudaogou 61.04 0.29 kou Road 5 Yingxu Danjiang 568 Hanjiang river 61.19 4.05 men road

6 Qiaoying Junfang 485 Hanjiang river 61.73 road 7 Honggo Qianjin road 432 Toudaogou 62.12 0.4 u

8 Qingsha Youyi road 31.31 Hanjiang river 62.99 0.54 ___ ch an g I ______I______Total 2852.62 6.48

b. Gravity drain outlet

After completion of the project, 2 gravity outlets at Yuliangzhou will be affected.

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c. Sewage pump house

The elevation is 61.26m for the bottom of sewage outlet at Xiangfan 2nd Water Plant. Its normal discharge will be affected after the completion of the project. d. South channel

The south channel, a drain channel playing an important role for city to avoid flood influence, intercepts the rainfall flood from Nanshan Mountains in Xiangyang urban and discharges into Hanjiang river at Guangyinge, and also is joined by a part of urban rainfall discharged from 4 gates of municipal works. Therefore, the south channel is an important part in drain system at Xiangyang urban. The project construction and reservoir inundation will have impact on the south channel about 2.0km length from river estary to Xianshan bridge.

e. Gate shaft After the completion of project, gate shafts of Daqingdong road and Yingxumen will be surrounded by water, and overhaul for gate shafts will be affected.

f. Emergency discharge outlet

The bottom elevation is 61.33m for the existing emergency discharge outlet at Qinghekou pump station, after completion of the project, the normal operation of emergency discharge outlet will be affected.

g. Inspection well

After completion of the project, a total of 107 inspection wells will be inundated, including 58 wells (D800) of south branch and 48 wells (DlO0O) in north branch.

B. Water conservancy items

a. Drain culvert gate

Along reservoir peripheries, there are 26 culvert gates (including dual-purpose drain and control gates at outlets of Huanglong ditch, Bailong ditch, Dongda ditch, etc.). Of those 17 gates are at Hanjiang river (12 gate at the left bank and 5 gates at the right bank), 8 gates are at Tangbei river and one gate is at Xiaoqing river. Those gates take the task to discharge the accumulated water of flood and waterlogging, with the total design flow 336.31 m 3/s and draining waterlogged area 83200 mu. Nine gates ( 6 gates at Hanjiang river, 2 gates at Tangbei river and 1 gate at Xiaoqing river) will be affected by the reservoir inundation, with the total design flow 130.15 m 3/s and draining waterlogged area 22700 mu. See Table 3.3-15 for details.

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List of Discharge Culvert Gates Affected by Reservoir Inundation Table 3.3-15

Orifice size (im) EL. (im) Draining Design water-logg No. River Town(ship) Dyke Gate name Orifice (W Gate Levee flow ed area Remarks No. Orfc W Gt Lee MS (l4 XH) bottom crest (rm3/s) (x10 mu)

1 Hanjiang Zhangwan Main dyke Jietou 1 4 0.45 62.4 67.8 0.22 sewer

2 Hanjiang Zhangwan Main dyke Lianshan 1 2X2 61.5 68.1 7.3 0.1

3 Hanjiang Zhangwan Main dyke Liying 1 1.3X 1.3 60.7 67.4 2.53 0.22 sewer

4 Xiaoqing Zhangwan Branch dyke Wanghe 1 3 X 2.5 61.3 69.2 19.2 0.6

5 Tangbai Zhangwan Branch dyke Doutai 1 3X3 60.0 69.3 22.6 0.5

6 Tangbai Zhangwan Branch dyke Liulianghe 1 4 1.0 61.9 68.9 2.80 0.1

7 Hanjiang Dongjin Main dyke Jiuchang 1 1.2 X 1.7 61.6 67.9 3.92 0.1 sewer

8 Hanjiang Dongjin Main dyke Jietou 1 4 1.0 61.9 68.2 1.38 0.15 sewer

9 Hanjiang Dongjin Main dyke Dongdago 3 3X3 62.1 67.8 70.2 0.5 U

Total 11 130.15 2.27

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b. Water-lifting pump station

At the reservoir peripheries there are 17 water-lifting pump stations housed with 32 units (with the total installation capacity of 2975 KW, total water-lifting flow 8.63 m3/s) and covers the irrigated area of 51100 mu). Twelve stations housed with 20 units (with the total installation capacity of 1860 KW, total water-lifting flow 5.37 m3 /s and covering the irrigated area of 37600 mu) will be affected by the reservoir inundation, in which 2 stations are at Hanjiang river and 10 stations at Tangbei river. See Table 3.3-16 for the details of water-lifting pump station affected by reservoir inundation. List of Pump Stations Affected by Reservoir Inundation

Table 3.3-16

Installati Design Irrigated No. Pump Town Water source on discharg area ( X Rema station (ship) capacity e 4 rks I ~~~~~~~~(kw)(M 3/S) 10 mu)

1 Gongpo Dongjin Hanjiang river 3X280 2.4 2

2 Wanghe I Dongjin Hanjiang river 2X55 0.5 0.4

3 Wupo Zhangwa Tangbai river 3X75 0.68 0.1 Wupo ~n

4 Liu Zhangwa Tangbai river 2 X 55 0.27 0.03

5 Liulianghe Dongjin Tangbai river 2X40 0.2 0.04

6 Heli Dongjin Tangbai river 1 X90 0.21 0.2

7 Magang Dongjin Tangbai river 1 x 75 0.2 0.1

8 Zhangwa Tangbai river 1 X55 Liangzui n 0.3 0.1 9 Fengzui Dongjin Tangbai river 1 X30 0.1 0.3

10 Shuangg Tangbai river 2X75 Dongpo ou 0.27 0.4

11 Shuangg Tangbai river 1 X40 63.23 Gongzui ou 0.1 0.05

12 Shuangg Tangbai river 1 X55 63.23 Wuhe ou 0.14 0.04 Total 1860 5.37 3.76

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c. Drain culvert

One culvert at Zhangwan, ad0.8m sewer with bottom elevation 62.03m, the dyke crest elevation 68.83m and design flow 0.8m 3/s, will be affected by the reservoir inundation.

C. Historic relics

Two historic relics sites will be afected, one at Chenpo (including tomb) and the other at Dukou (including tomb). The location, era, preserved area, status and affecting condition of the historic relics are briefed as below.

a. Chenpo historic relic site (including tomb)

It is located within the land of Chenpo Village Group 1 and 2 of Dongjin town in Xiangyang district, on the hummock on south bank of Hanjiang River and about 50m from the Chenpo village (N31002'674", E112 0 13'275"), 62-68m above sea level. The preserved area is 500000 square meters, and about 20000 square meters will be affected by the project. There are plenty of relics in this area, including potteries found on the ground surface, such as pots, ancient cooking vessels, standing cups and tripods in Dongzhou Era; rope figure bricks, hollow bricks, potteries, ceramics, plate-tiles, pan-tiles, basins, and pots and vats of ox nose-ear-type in Han Dynasty; and porcelain bowls of the Six Dynasties. In addition, the house foundations are discovered at the fracture surface, and damaged graves and exposed kiln sites on ground are found in farmland. The relics are from eras of Dongzhou and Han as well as the Six Dynasties and are preserved well.

b. Dukou relic site (including tomb)

Dukou relic site is located on the primary terrain within the land of No.4 Group of No.2 Dongjinzhen village in Xiangyang district, about 100m south of the boat lounge (N31058'935", E112 011'881"), 62m above sea level. The preserved area is 20000 square meters, 20000 square meters will be affected by the project. On the ground rope figure bricks, figure potteries and ceramics are distributed. The relics are from era of Dongzhou to Ming and Qing Dynasties and are under well preservation. D. Other special items

See Table 3.3-17 for details of other special items of navigation, power and telecommunication facilities, etc. to be affected by the project.

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Other Special Items to be Affected by Project

Table 3.3-17

Number of affected special items Area Item Unit Subtotal Xiangcheng Fancheng

1. Navigation facility Reservoir inundation 1.1 Wharf for tourist No. 1 1 affected area 1.3 Wharf for goods No. 1 1

1 Electric facilities

1.1 35KV transmission Pole/km 1.4 line

2. Telecom facility

2.1 China Telecom Construction 2.1.1 Embedded fibre site optic cable Km 4.8 4.8

2.1.2 Overhead fibre Pole/km 1.6 . Pole/km 1.6 ~~~~~~~~1.6 optic cable

2.2 China mobile

2.2.1 Embedded fibre Km 1.6 1.6 optic cable 3.3.10 Project affected vulnerable groups

Five vulnerable persons, 2 handicapped persons and 3 old widows, will be affected by the project, and now are living in the welfare house. At present Qianying village takes the responsibility for their basic living support. See Table 3.3-8 for details of the vulnerable group. List of Vulnerable Persons

Table3.3-1 8

Address Original village Name Remarks Qianying Qiao Changqi handicapped person

Qianying He Mingsi handicapped person Qianying village Qianying Hu Yuxiu widow welfare house Qianying Qiu Zhuanwan widow

Guanyinge Qiu Zongshan widow

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3.4 Analysis on Project Impact

For the project, some villagers of No.1 and No.6 Group of Qianying Village will be resttled, but big in number. After proper resettlement, their living standard can be restored. The irrigation and municipal facilities and few special facilities affected by the project can be restored by means of rebuilding. The following description focuses on the analysis on the impact of the project construction and project resettlement to the local areas. 3.4.1 Direct Impact on Agricultural Production and Economic Revenue

The main object affected by project construction is Qianying village in Panggong Subdistrict at the construction area. The project construction will destroy the existing production system in Qianying village, in turn, bring about impact to certain extent on the local people's production and livelihood. First of all, it is loss of lands, 55mu plowland requisitioned within the village, accounting to 14% of all in whole village. According to production condition of crops in the year of 2003, the loss caused by land requisition is 5.9 tons for grains, 1.4 tons for rapeseed, 2.8 tons for peanut, and 287 tons for vegetables. The loss of output for each kind of crop is accounting to 14% of total, and the economic loss is about 163000 RMB yuan. Among economic incomes of Qianying village, the income is accounting to 21.2% of total from agriculture, 20.1% from industry, 18.6% from transport service, and 39.7% from commercial and service trade. That shows the major income source of this village is mainly from secondary and tertiary industry. The land requisition will reduce the total economic revenue of the village by 2.9%.

Excluding the collective land requisitioned from Qianying village in Panggong Subdistrict for the project construction, other land requisitioned is the state-owned flood plains. The local farmers and outside residents rush planting crops and trees at the flood plains. As such land is frequently hit by floods and there is no irrigation facility, the production can hardly be guaranteed and profit from this land is poor. Therefore the land inundation will bring about impact to certain extent on people at there, but the overall influence is less.

The project construction offers a chance to the resettlers in re-establishment of production system. On one hand, the infrastructures for power supply and transportation and telecommunication will be upgraded, which will enhance the local people's ability in resisting the natural disasters. On the other hand, by taking full advantage of the reservoir, aquacultural production and tourism industry can be well developed, and the agricultural production can be restructured, which will give the

75 RAP of Cuijiaying Project impetus to restore the local economy. In addition, through well planning of the resettlement, the resettlers will be displaced at areas with better natural, traffic, social and economic conditions, and will receive preference and support in policy, techniques and finance. Thus, the production and livelihood of the resettlers can be in a possible shortest time restore, or even better than those before resettlement. 3.4.2 Analysis on Impact to regional economic development

A. Construction of the project is beneficial to re-structuring the transportation system of Hubei and Shaanxi provinces.

The south of Shanxi Province is at Qinba mountain area and is rich in water resource, minerals and biological resource, but it falls behind. Though, along river there have highway, Xi(an)Han(zhong) expressway, Ankang and Hanzhong airport as well as three railways of Xikang, Yangan and Xiangyu, those are just for passing through transportation and transporting capacity can be taken use is much less. Developing navigation passage in Hanjiang River is ideal way for transportation. After navigation passage in Hanjiang river is developed, by navigation passage connected with Hanjiang river and Changjiang River, the throat to transport materials from south of Shanxi will be widen, Shanxi coal can be transferred by navigation via railway from Xi'an to Ankang and be supplied to the coal shorten areas in Hubei and at downstream of Changjiang River, and also the iron mine and smelt material from the mining area to east of Xi'an-Ankang railway will be shipped through Hanjiang river. By this way it not only has advantage in navigation and reducing both produce and transportation cost, but also is helpful to implement the strategy of West Development.

At the same time, Xiangfan city is in economic area of Hubei province, at the middle of automobile industrial corridor of - Xiangfan - , and is an important base for developing light trucks, cars and their engines and accessories. After improving of the navigation condition at Xiangfan section of Hanjiang river, suspended transportation will be restored for Xiangfan Secondary Automobile Base and completed automobiles will be transported to areas along Changjiang River and to . It will promote construction of the economic areas and development of automobile industrial zones at great delta economic districts of Shiyan -Xiangfan Wuhan. B. The construction of project will release the tense situation of power supply in Xiangfan, thus it will make Hubei navigation step into benign development through promoting navigation by power project.

76 RAP of Cuijiaying Project

Xiangfan city is a political, economic and cultural central in the northwest of Hubei province, and has a completed industry system formed with very types. Its industrial economic scale is only below that of Wuhan city. As long as the rapid developing of economy, the power demand will be increased rapidly. By calculation of power balance for Xiangfan grid net, it shows: in the year of 2010, Xiangfan grid net will be short of power 159-640MW. Cuijiaying project, with an installation capacity of 96MW, will have the guaranteed output of 36.3MW and annul mean output of 0.439 X 109 kW.h. As the project will be near the loading center, after completion, it will release the intensity of the power supply to Xiangfan city, and play an important role in promoting the economic construction and city development in Xiangfan.

According to the annul mean output 0.439 x 109 kW.h for Cuijiaying project, if it is 0.42 Yuan/kW.h, the yearly income will be 184.38X 106 RMB yuan, and annual profit will be 14.75 - 34.75 x 106 RMB yuan during loan return, which can be used to carry out the maintenance and the construction of channel project. Thus it will make the provincial navigation trade enter a well cycle and realize the continuous developing strategy.

C. The construction of project will improve the water conservancy condition of Xiangfan area, and solve problem of irrigating 1770000 mu farmland in Tangdong.

Tangbaihe is an area with minimum rainfall in Hubei province. In which, Tangxi area has 2100000 mu farmland. The irrigated area is up to 1500000mu after completion of Diverting Danjiang River Project.But for Tangdong area, it is hard to divert water from main diversion channel for reason of a long distance.

After completion of the project, its backwater can go along upstream of Tangbai, a tributary of Hanjiang river, to Dagangpo pump station, and will be supplementary water source for Dagangpo pump station in the near future, with the favorable condition of water source guaranteed and expanding of Dagangpo pump station, will be supplementary water source for Tangdong area at a specified future date. The project of water replenishing will make the areas centralized with farmland and the rapid developing urban in Tangdong to have an irrigation system by the existing key projects through a method of storage, diversion and retaining. By mutual adjustment, unified management, and comprehensive use, it will raise the utilization rate of water resource. According to calculation, after completion of Cuijiaying project, the guaranteed rate for water supply in Tangdong irrigated area will be up to 75%, the total water-lifting quantity at Dagang pump station will reach to 0.44X 109 m3, 0.21 X 109 m3 increased. With cooperation of management and dispatching, it basically can

77 RAP of Cuijiaying Project solve the irrigation water for 1770000 mu farmland in Tangdong area, and raise the comprehensive utilization of water resource. D. Construction of the project will improve and upgrade production and livelihood of local people.

After the completion of the project, the direct beneficiaries of the project are the inhabitants along the river. First of all, the bridge crossing the river and the highway at the dam crest, after completion, will provide great convenience to the production and livelihood of the people living along the river. Secondly, the project construction will increase the job opportunities for the local inhabitants and reduce the employment pressure in the area, and the livelihood of the people will be upgraded. Thirdly, with the support of government, the local residents, by taking full advantage of the reservoir, can greatly develop aquacultural production and tourism industry.

78 RAP of Cuijiaying Project

4. Policy Framework for Resettlement The preparation of this RAP was strictly carried out according to relevant requirements in Worldbank's safeguard policy OP/BP4.12. The implementation of resettlement willl strictly carry out according to compensation standards in RAP and must have approval of World Bank if there is any change during implementation. 4.1 Policy Basis The main laws and policies for the land acquisition and resettlement are as follows. * Land Administration Law of the People's Republic of China (which was approved in the Forth Meeting of the Standing Committee of the ninth National People' Congress on Aug. 29, 1998); * Implementation Regulations on Land Administration Law of the People's Republic of China (Decree No. 256 of the State Council of the People's Republic of China); * Protection Regulations of Capital Farmland (Decree No. 257 of the State Council of the People's Republic of China); * Interim Regulations of the People's Republic of China on Cultivated Land Occupation (Guo Fa (1987) No .27 Circulation of the State Council); -* Implementation Regulations of Forest Law of the People's Republic of China (Decree No. 278 of the State Council of the People's Republic of China); * Regulations of the People's Republic of China on Administration of Inland Waterways (Adopted at the Seventh Session of the Standing Committee of the State Council on June 3,1988 and effective as of June 10,1988) * Notification of Ministry of Finance and State Administration of Forest Industry on Issue of "Interim Adminstrative Rules on Levying and and Use of Forest and Vegetation Restoration Fees

* Implementation Rules of Hubei Provice for Land Administration (Revised and adopted at the Twelfth Session of the Standing Committee of Nineth Hubei Provincial People's Congress on September 27,1999)

* Regulations of Hubei Province on Administration of Forest Lands (Adopted at the 2 9 th Session of the Standing Committee of Eighth Hubei Provincial People's Congress on August 5,1997)

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* Implementation Rules of Hubei Province on Administration of Waterways * Implementation Rules of Hubei Province on Levying Cultivated Land Occupation Taxes (by Circulation No. E Zhen Fa (1987) 73) * Involuntary Resettlement - Worldbank's safeguard policy OP/BP4.12. 4.2 Relevant Stipulations in Applicable Laws and Regulations 4.2.1 Relevant stipulations of the Land Administrative Law of the People's Republic of China Article 10 The rural collective-owned land belongs to the rural collectives according to the Law, and shall be managed and administrated by the collective economic bodies or the Villager's Committees. In case the rural collective-owned land in a village has been owned by more than two rural collective bodies, It shall be managed and administrated by the respective rural collective economic bodies or village groups of the village. In case the rural collective-owned land has been owned by the town/township, it shall be managed and adiministrated by the rurual collective economic body of the town or township. Article 14 The collective-owned land shall be contracted with the members of the village collective economic body and for plant production, forest production, stock raising and aquaculture production, and the contracting period is thirty years. The two sides of the land contract shall sign the contract to define the right and obligation of the two sides. The farmers contracting the land are obligated to protect the contracted land and rationally utilize the land as stipulated in the contract. The contracted land management right of the farmers' shall be protected by the Law. Within the land contracting period, appropriate adjustment of the contracted lands between individual land contractors shall be agreed, before implementation thereof, by over two third of the-villagers' congress members or over tow third of the villager representatives, and shall be approved by the competent agriculture administration at the town/township and county level. Article 24 The governments at different levels shall enhance the use and management of the land in a planned way, and carry out the aggregate land control on land use for capital construction. Article 31 The State conserves plowlands, and strictly dominates the change of plowland into non-ploughable land. The State adopts the compensation system for occupation of plowland. The plowland occupied by construction for non-agricultural purpose shall abide by the principle of "same amount of plowland should be reclaimed when a piece of plowland is occupied", and the organization that occupying the land shall be responsible for reclaiming land of same size and same quality as that occupied. In case that the

80 RAP of Cuijiaying Project organization is not qualified for reclamation or the plowland reclaimed by him can not meet the requirement, the organization shall pay the reclamation fee according to the regulations of local provincial, regional and municipal governments. The reclamation fee shall be used as special fund for reclaiming new plowland. Article 42 The land use organization or individual shall be responsible for restoration of the land damaged by excavation, collapse and storing goods. In case that the organization is not qualified for reclamation or the plowland reclaimed by him cannot meet the requirement, the organization shall pay the reclamation fee. The reclamation fee shall be used as special fund for reclaiming new plowland. The reclaimed land shall be first used for agricultural production. Article 47 The requisitioned land shall be compensated on the basis of its original use. The land requisition compensation shall be composed of compensation of land, resettlement subsidy and compensation of ground-attached objects and standing crops. The compensation of plowland shall be six to ten times the yearly average output value of the land in the previous three years. The resettlement subsidy shall be calculated with the number of agricultural population to be resettled, and the number of agricultural population shall be calculated by the quantity of plowland to be acquired divided by the per capita plowland holding of the affected unit before land requisition. The resettlement compensation of each agricultural population to be resettled shall be 4-6 times the yearly average output value of the land in the previous three years. However, the resettlement compensation per ha. Shall not exceed 15 times the yearly average output value of the land in the previous three years. The governments of local province, region and municipality shall determine the compensation of land and resettlement compensation for the land of other types by referring to those of requisitioned plowland. The governments of local province, region and municipality shall determine the compensation criteria of the ground-attached objectives and standing crops. For occupying the vegetable fields in suburban areas, the land use organization shall pay the new vegetable field fund according to the relevant regulations of the State. In case the compensation of requisitioned land and resettlement compensation under item 2 of this Article cannot maintain the same living standard of the resettler as before land requisition, the resettlement compensation may be increased after approval of the governments of local province, region and municipality. The total of the compensation of requisitioned land and resettlement compensation shall not exceed 30 times the yearly average output value of the land in the previous three years.

81 RAP of Cuijiaying Project

According to the social and economic development level at a time, the State Council may, at special conditions, raise the criteria of the compensation of requisitioned land and resettlement compensation for requisitioned plowland Article 48 After establishment of the resettlement scheme, the concerned local government shall publicize the scheme, and solicit the opinions of the rural collective economic bodies and farmers. Article 49 The rural collective economic bodies whose land is requisitioned shall publicize the use of the land requisition compensation to the members of the bodies and receive supervision from them. It is forbidden to make disseisin of and peculate the compensations and other relating fees. Article 50 The people's governments at different levels shall support the local land-requisitioned collective economic bodies and farmers to start businesses and establish enterprises. Article 54 The construction organization shall obtain the state-owned land for construction on paid transmission basis. However, the land for construction for the following purposes can be obtained by transferring upon the approval of the government above the county level. (I) Land for government offices and military use (I1) Land for urban infrastructures and public utilities (111) Land for key state infrastructure in power, transportation and water conservancy fields, etc. (IV) Other land use as specified by the laws and statutes Article 57 Temporary occupation of state-owned or collective-owned land for project construction or geological survey shall be approved by the government above county level. The temporary use of the land in the urban planning area shall be agreed by the local relevant urban planning authority before submitted to the government for approval. The organization temporarily occupying the land shall sign a contract of temporary land occupation with the local land administration, collective economic body or village committee in view of the ownership of the land, and pay the land use compensation according to the contract. The user of the temporarily occupied land shall use the land as specified in the contract and shall not build permanent structure on it. The temporary use of land shall not exceed 2 years in general. Article 62 Each rural household shall only have one piece of house plot and sized of it shall not exceed the criteria set by the government of local province, region

82 RAP of Cuijiaying Project and municipality Building of rural residence shall meet the requirement of the overall land use planning of the local town and township and efforts shall be made to use the old house plots or idle land in the village, where possible. Use of land for rural house plots shall be reviewed by the town/township people's government and approved by the government of the county. If the agricultural land is to be used, the formalities set in Article 44 shall be completed. The application for house plot by the farmer who has sold or leased his old house, shall not be approved. 4.2.2 Interim Regulations of the People's Republic of China on Taxation of Plowland Occupation Article 2 The plowland in the Regulations means the land used for growing agricultural crops. The land once used for growing agricultural crops within previous three years shall also be regarded as lowland. Article 3 Organizations and individuals who occupy plowland for house building or other non-agricultural construction are all the obligor to pay plowland occupation tax (called as tax bearer below), and shall pay the said tax according to this Article. Article 4 The land occupation tax shall be calculated on the basis of the actual land size occupied by the tax bearer and the tax amount shall be levied in one time. Article 5 The tax amount for land occupation is specified as follows. (1) On the basis of county as a unit (same as below), in the area where the per capita plowland holding is less than one mu (including one mu), the tax amount is 2-8 Yuan per square meter. (2) In the area where the per capita plowland holding is between 1-2 mu (including two mu), the tax amount is 1.6-8 Yuan per square meter. (3) In the area where the per capita plowland holding is 2-3 mu (including three mu), the tax amount is 1.3-6.5 Yuan per square meter. (4) In the area where the per capita plowland holding is over 3 mu, the tax amount is 1-5 Yuan per square meter. Article 9 The land occupation tax shall be levied by the financial institutions. After the land administration approves the individual or organization's land occupation, it shall timely inform all the financial institutions at same level in the area, and the individual and organization shall apply for tax payment with the presence of the approval document issued by the land administration. Then, the

83 RAP of Cuijiaying Project land administration shall transfer the land based on the tax-paid bill or approval document. 4.2.3 Implementation Rules of Hubei Provice for Land Administration

Chapter 4 Protection of Cultivated Land

Article 16 Adopt the Capital Farmland Protection System. The people's governments at alllevels shall, aiming at the capital farmland protection target, plan the protected famiand zones. Protection and administration of the capital farmland shall be implemented according to the relevant laws and regulations. Article 17 Adopt the compensation system for cultivated land occupation. The plowland occupied by construction for non-agricultural purpose shall abide by the principle of "same amount of plowland should be reclaimed when a piece of plowland is occupied", and the organization that occupying the land shall be responsible for reclaiming land of same size and same quality as that occupied. In case that the organization is not qualified for reclamation or the plowland reclaimed by him can not meet the requirement, the organization shall pay the reclamation fee as specified below.

(1) For occupation of capital farmland, the reclamation fee shall be paid at 1.5-2 times the land compensation.

(2) For occupation of other cultivated land, the reclamation fee shall be paid at 1-1.5 times the land compensation.

The reclamation fee shall be listed in the total project investment. The administrative rules on levying and use of the reclamation fee will be separately promugated by the Provincial Government.

Chapter 5 Construction Land Article 26 The land requisition compensation shall be composed of compensation of land, resettlement subsidy and compensation of ground-attached objects and standing crops.

(1) The plowland compensation shall be six to ten times the yearly average output value of the land in the previous three years. The compensation of other land shall be five to six times the yearly average output value of the land in the previous three years. Thecompensation of standing crops on the requistioned land shall be based on the output value if the output value can be calculated, otherwise, shall be paid at a rational rate. The compensation of attached objects (structures and buildings) shall be paid by reference to the the rational market prices. The standing

84 RAP of Cuijiaying Project crops and attached objects planted and built after pulicizing the land requisition scheme shall not be qualified for compensation.

(2) For requisition of the plowed land, the resettlement subsidy of each agricultural population to be resettled shall be 4-6 times the yearly average output value of the plowed land in the previous three years. However, the resettlement subsidy per ha. shall not exceed 15 times the yearly average output value of the land in the previous three years. For the other land to be requisitioned which produce income, the resettlement subsidy of each agricultural population to be resettled shall be 4-6 times the yearly average output value of the adjacent plowed land in the previous three years; whilst, for those which do not produce income, no resettlement subsidy shall be paid.

(3) In case the land compensation and resettlement subsidy paid according to the above item (1) and (2) of this Article cannot make the resettled farmers sustain their living standard as before resettlement, the resettlement subsidies can be appropriately increased after approval by the Provincial People's Government. However, the land compensation and resettlement subsidy per ha. shall not exceed 30 times the yearly average output value of the land in the previous three years.

Article 33 The villager shall submit application for land for building resident house, which shall be agreed by the Villagers Committee, audited by the town (subdistrict) government and approved by the county government. If the requested house plot is of land for agricultural purpose, Article 24 hereof shall be observed.

The total land area for building and re-building residence house (including outbuildings) of a farmer famility, which occupies land of agricutural purpose shall not exceed 140 square meters, that occupies unused land (construction land) shall not exceed 200 square meters. The local city and county people's government shall set criteria of hoouse plot sizes based on the above limits and according to the local per capita plowed land holdings.

4.2.4 Regulations of Hubei Province on Administration of Forest Lands Chapter 3 Acquisition and Occupation of Forest Land

Article 23 The unit or individual who acquisites and occupy forest land shall pay the compensation to the land and woods, resettlement subsidies, and the forest restoration charges. The unit or individual who temporarily occupy forest land shall pay the compensation to the land and woods, resettlement subsidies, and forest

85 RAP of Cuijiaying Project restoration charges, and shall restore the forest land after occupation according to the relevant land reclamation regulations. 4.2.5 Regulations on Inland River Administarion of The People's Republic of China

Chapter 2 Revier Channel Harnessing and Construction

Article 10 Revier channel harnessing and construction shall be in compliance to the overall river valley planning, the state-issued flood protection standards, navigation standards and relevant technical requirements, and safeguard the safety of dykes and maintain the smoothness of the river flow and flood path and navigation on the river.

Article 14 The authorities in charge of the river channel management shall periodically inspect the existing culverts, gates, pump stations, embedded pipes, cables running through the dykes and other structures and facilities, and order relevant organs to re-buid the unqualified facilities and structures. The above mentioned facilities and structures in and on the dykes shall not be put into operation without the acceptance of the authorities in charge of the river channel management, the relevant organs shall be subject to the management of authorities in charge of the river channel management.

Article 16 Construction and development of city and town shall not occupy the river shoals. The boundary line of the city/town development and planning to the river channel shall be determined together with the authorities in charge of the river channel management. The opinions of the authorities in charge of the river channel management shall be first solicited during preparing development plan of the city/town facing river.

Chapter 3 River Channel Protection Article 20 For the river channel having dykes, the management scope shall cover the water areas, sand banks, shoals (including plowed land), flood route between the dykes on the river bank, dykes and protections. For the river channel without dykes, the management scope shall be determined by the historic max. flood level or the designed flood level. The actual scope shall be decided by the local people's government above couty level.

Article 21 Within the river chennal mangement scope, use of the water areas and lands shall meet the requirement of river flooding, water conveyance and navigation of the rivers; use of river shoals shall be in accordance to a plan which is

86 RAP of Cuijiaying Project prepared jointly by authorities of river channel management and land administration bureaus and other departments and is subject to the local people's government above couty level.

Article 24 Within the river chennal mangement scope, it is forbidden to build enclosures and obstacles which block the water ways, plant leggy crops, such as bulrushes and trees, etc. (except at the protection trees), set up fishing device across the river, nor dump mining debris, broken rocks, ashfly, soil and rubbish. On the dykes and protected areas, it is forbidden to build houses, raising animals, dig channels and underground cells, set tombs, dry crops, store goods, explore underground resources, unearth ancient relics, nor open agricultural products market.

Article 25 Conducting the following activities within river chennal mangement scope shall be approved before hand by the authorities of river channel management, or jointly approved with other authorities if meeded.

(1) Dredging sand, borrowing soil, disposal of spoiled sand and sludges.

(2) Blasting, hole drilling and digging fish ponds.

(3) Storing goods/materials, building workshops or other structures.

(4) Exploring underground resources and unearthing ancient relics.

4.2.6 Relevant Policies in Involuntary Resettlement (OP4.12) of The World Bank A. The overall objectives of the Bank's policy on involuntary resettlement are the following:

(a) Involuntary resettlement should be avoided where feasible, or minimized, exploring all viable alternative project designs.

(b) Where it is not feasible to avoid resettlement, resettlement activities should be conceived and executed as sustainable development programs, providing sufficient investment resources to enable the persons displaced by the project to share in project benefits. Displaced persons should be meaningfully consulted and should have opportunities to participate in planning and implementing resettlement programs. (c) Displaced persons should be assisted in their efforts to improve their livelihoods and standards of living or at least to restore them, in real terms, to pre-displacement levels or to levels prevailing prior to the beginning of project

87 RAP of Cuijiaying Project

implementation, whichever is higher. B. To address the lost of assets or access to assets or loss of income sources or means of livelihood that result from land acquisition for Bank-assisted investment projects, the borrower prepares a resettlement plan or a resettlement policy framework that covers the following: a. The resettlement plan or resettlement policy framework includes measures to ensure that the displaced persons are: ( 1) informed about their options and rights pertaining to resettlement;

(2) consulted on, offered choices among, and provided with technically and economically feasible resettlement alternatives; and (3) provided prompt and effective compensation at full replacement cost for losses of assets attributable directly to the project. b. If the impacts include physical relocation, the resettlement plan or resettlement policy framework includes measures to ensure that the displaced persons are

(i) provided assistance (such as moving allowances) during relocation; and (ii) provided with residential housing, or housing sites, or, as required, agricultural sites for which a combination of productive potential, locational advantages, and other factors is at least equivalent to the advantages of the old site. c. Where necessary to achieve the objectives of the policy, the resettlement plan or resettlement policy framework also include measures to ensure that displaced persons are

(i) offered support after displacement, for a transition period, based on a reasonable estimate of the time likely to be needed to restore their livelihood and standards of living; and (ii) provided with development assistance in addition to compensation measures, such as land preparation, credit facilities, training, or job opportunities. 4.3 Compensation Criteria 4.3.1 Compensation of requisitioned and occupied land Referring to the relevant requirements of China and the World Bank, the land requisition/occupation compensation is calculated with following criteria.

A. Criteria of Land requisition compensation a. The land requisition compensation for collective-owned land Compensation of cultivated land (including non-irrigated field, vegetable plot, fish

88 RAP of Cuijiaying Project pond) is based on 6 times the average output value per mu in successive three years before requisition in the affected villages. Compensation of garden plots, forestland, land with buildings and unused land is based on 5 times the average output value per mu in successive three years before requisition in the adjacent villages. b. Compensation for requisition of collective-owned land Compensation of cultivated land (including non-irrigated field, vegetable plot, fish pond) is based on 5 times the average output value per mu in successive three years before requisition in the adjacent villages. Compensation of garden plots, forestland is based on 4 times the average output value per mu in successive three years before requisition in the adjacent villages. No resettlement compensation will be paid for the unsed land and construction land. c. Compensation for requisition of State-owned river shoal land The state-owned land to be acquired by the project is of river shoal land in the reservoir area and mainly within the territory of Dongjin and Zhangwan towns in Xiangyang District (except the river shoal land at Yuliangzhou). Therefore, the compensation to the state-owned river shoal land (dry land) is calculated on the basis of the average output value per mu of the previous three years in Dongjin and Zhangwan towns. The total affected land area is 9129 mu, including 7163 mu below the natural 1-in-2-year flood line and 1966 mu above the line. The comprehensive average output value per mu of the previous three years for river shoal land (referred to as "average output value per mu for river shoal land") in Dongjin and Zhangwan towns is finally determined by taking 50% the average output value per mu of plowed land of the previous three years in the two towns for the land below 1-in-2-year flood line and 90% the average output value per mu of plowed land of the previous three years for the land above 1-in-2-year flood line. The compensation to state-owned river shoal land will be paid in transfer method. The comprehensive compensation criteria are (which may be adjusted during project implementation stage according to the classification of the land quality): 1000 Yuan/mu for river shoal land at Yuliangzhou, 4 times the "average output value per mu for river shoal land" for remainling requisitioned land, no compensation for unused land. d. Compensation to ground attachments (young crops) The criteria of compensation to ground attachments (young crops) is: 800 Yuan/mu for dry land (934/2=467 Yuan/mu for the dry land at river shoal, only for the construction site), 1400 Yuan/mu for vegetable plots (only 800 Yuan/mu for those on

89 RAP of Cuijiaying Project the river shoal land within the construction site), 2400 Yuan/mu for fish ponds, 1800 yuan/mu for tree nurseries, 2500 Yuan/mu for pearch and pear orchards, 1250 Yuan/mu for (young) pine wood land, 1000 Yuan/mu for (young) broad leaf wood land, 1500 Yuan/mu for (medium-sized) broad leaf wood land, 700 Yuan/mu for (matured) broad leaf and fir wood land, 2000 Yuan/mu for cortex eucommiae tree wood land. According to the annual statics report of the project affect towns and villages and the market price information of agricultural sideline products (2001-2003), the average output value per mu of the previous three years and compensation criteria of plowed land and river shoal land acquired for the project are indicated in Table 4.3-1 and -2. Average yearly output value of plowed land and river shoal land for 2001 -2003 in project affected area Table 4.3-1

Value factor Average yealy output for Average yealy output vlaue Unit price (main sideline 2001 -2003 (t) for 2001 -2003 (yuan) Type of crops (yuan/t) product/main Dongjing and . Dongjing and procudt) Zhangwan Qia nying Z hangwan Qianying Rice 1440 1.0500 43946 66446856 Wheat 1400 1.1667 35093 18 57319660 29129 Maize 1400 1.1087 1333 2069573 Soya bean 2800 1.0500 757 2 2226560 4410 Broad bean 2500 1.0459 528 1379716

(bea) ______Other beans 2500 1.0316 163 420377 Sweet potato 2000 1.0505 1934 4064034 Rapeseed 2600 1.0385 4647 10 12547365 26776 Peanut 2800 1.0000 15938 15 44626400 42933 Sesame 10000 1.0000 1575 0 15753333 4167 Cotton 12000 1.0000 1175 14096000 Herb 6000 1.0000 315 1888000 Vegetable 500 1.0000 98153 1592 49076333 796000 Water melon 500 1.0000 13772 6886000 Melon 578 1.0000 7 3853 Grand total 278804062 903415 Total plowed land (mu) (2001-2003) 175027 394 Average yearly output value of plowed land for 2001 - 2003 1593 2293 (yuan/mu) Average yearly output value of river shoal land for 2001 - 2003 934 1(yuan/mu)

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Compensation Criteria of Various Types of Land Acquired by The Project Table 4.3-2

Collective-owned land (yuan/mu) State-owned river shoal land (yuan/mu) Scope Type of land Land Resettlem Land Ground-att compens ent Ground-atta compens ached ation subsidy ched object Total ation object Total 1. Plowed land _ 1.1 Dry land 13758 11465 800 26022 3735 467 4202 1.2 vegetable plot 13758 11465 1400 26622 3735 800 4535 1.3 fish pond 13758 11465 2400 27622 3735 2400 6135 2. garden plot 2.1 nursery 11465 9172 1800 22436 3735 1800 5535 2.2 Peach 11465 9172 2500 23136 3735 2500 6235 3. forest land Const 3.1 Broad leaf -ructio (young)) 11465 9172 1000 21636 3735 1000 4735 n site 3.2 Cortex eucommiae 11465 9172 2000 22636 3735 2000 5735 4. Construction land 11465 11465 3735 3735 5. Unused land 11465 11465 3735 3735 1. River shoal 1.1 Dry land 3735 3735 1.2 Fish pond 3735 2400 6135 1.3 Garden plot Nursery 3735 1800 5535 Pear 3735 2500 6235

Peach _ 3735 2500 6235 1.4 Forest land Reser Fir (matured) 3735 700 4435 -voir Pine(young)) 3735 1250 4985 area Broad leaf (young) _ 3735 1000 4735 Broad leaf (medium) 3735 1500 5235 Broad leaf 1(matured)) 3735 700 4435 Note: Compensation to the state-owned river shoal land at Yuliangzhou in reservoir area is 1000 Yuan/mu. RAP of Cuijiaying Project

B. Compensation of temporary land occupation for construction The compensation of temporary land occupation for the project construction covers the expenses of temporary loss of ground attachments, land and land restoration. The compensation of loss from the temporarily occupied land will be mainly for covering the output value of the crops and determined by the yearly output value and time length of occupation, the compensation of ground attachments is for the standing crops (young crops), and the compensation for land restoration is based on the actual cost of reclaiming the occupied land after construction. According to the scope of temporary land occupation provided by the designer, the temporary land occupation covers part of collective land (including dry land, construction land and unused land) and small amouont of state-owned river shoal land (broad leaf wood land). The average land occupation duration is based on 5 years. The annual output value of collective-owned dry land is 2293 Yuan/mu and that of river shoal land is 500 Yuan/mu, therefore, the compensation to temporary land occupation is 2293 Yuan/mu x 5 year = 11465 Yuan/mu for collective-owned land, and 500 Yuan/mu x 5 year = 2500 Yuan/mu for state-owned river shoal land (land of young broad leaf trees). The compensation to the ground attachments is 2293Yuan/mu / 2 year =1146.5Yuan/mu for collective-owned land and 1000 Yuan/mu for state-owned river shoal land. After use of the temporarily occupied land, the contractors should restore the land, the restoration cost should be listed in the project cost budget, 2000 Yuan/mu for collective-owned land and 1000 Yuan/mu for state-owned river shoal land. Therefore, the criteria of compensation to the temporary land occupation is 14611 Yuan/mu for collective-owned land, 2000 Yuan/mu for collective construction land and unused land, and 4500 Yuan/mu for state-owned river shoal land (land of young broad leaf trees). At the same time, In order to alleviate the impact of land occupation, the rural labors working on the land will have the preference of arranging jobs in project construction or jobs outside. 4.3.2 Compensation of houses and appendages During survey of indexes in kind, detail survey and analysis on the replacement price of rural brick-concrete and brick-wood floored houses in order to determine the rational compensation criteria and compensate the resettlers at a reasonable replacement price. The analysis shows the cost of urban brick-concrete floored building is 300.35 Yuan per square meter and that of brick-wood floored building is 250.35 Yuan per square meter. Considering the construction material transportation at different locations and the difference in material consumption, it is determined, for unifying the criteria, that the replacement price is 300 Yuan per square meter for brick-concrete buildings and 250 Yuan per square meter for brick-wood buildings. As the decoration level and the difference in material quality, the variation range of

92 RAP of Cuijiaying Project compensation criteria is determined, that is, 250-350 Yuan per square meter for brick-concrete buildings and 200-300 Yuan per square meter for brick-wood buildings. The compensation criteria for outbuildings are determined by referring to the relevant regulations of the district. The replacement prices of various types of buildings are detailed in Table 4.3-3 - -4 and the unit compensation prices of houses and outbuildings in Table 4.3-5.

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Calculation Sheet of Replacement Cost of Brick-Concrete Buildings (100m2) Table 4.3-3

No. Description Unit un e Quantity Amount Remarks _____ ~~~~~~~~(Yuan)uay (Yuan)

I Direct cost 26832.11 1.Labor daily 30.00 340.00 10200.00 2.Material 14644.54 (1) Main material 14357.40

_____ Steel t 3700.00 1.25 4625.00 Cement t 240.00 5.10 1224.00

Timber m3 750.00 2.13 1597.50 Brick r& 155.00 21.30 3301.50 Tile f-U 155.00 Stripped stone m 30.00

Broken stone m3 25.00 13.90 347.50

Sand m3 25.00 18.60 465.00

Gravel m3 20.00 29.30 586.00

Lime t 148.00 4.50 666.00

Asphalt kg 1.07 615.00 659.90

,Rag felt m2 1.88 245.00 460.60

Glass m2 16.12 20.00 322.40

Iron nail kg 3.60 10.00 36.00

Paint kg 11.00 6.00 66.00 (2) Other material 287.15 (1) *2% 3. Foundation 1242.23 (1+2) *5% 4.water, power 745.34 (1+2) *3%

5.machine use 11 Other direct cost 804.96 -*3%

IlIl Miscellaneous 1381.85 (-+= ) *5% IV Tax 1015.66 ( *3.5% V Total cost 30034.59 Replacement cost VI per square meter 300.35

94 RAP of Cuijiaying Project

Calculation Sheet of Replacement Cost of Brick-Wood Buildings (100m 2) Table 4.3-4

No. Description Unit Unit Price Quantity Amount Remarks (Yuan) Quniy (Yuan) I Direct cost 22365.89 1.Labor daily 30.00 270.00 8100.00 2.Material 12609.16 (1) Main material 12241.90 Steel t 3700.00 0.15 555.00 Cement t 240.00 3.10 744.00

Timber m3 750.00 5.54 4155.00 Brick 1000 pcs 155.00 21.50 3332.50 Tile 1000 pcs 155.00 9.30 1441.50 Stripped stone m 30.00

Broken stone m3 25.00

Sand m3 25.00 15.10 377.50

Gravel m3 20.00 27.30 546.00 Lime t 148.00 4.50 666.00 Asphalt kg 1.07

Rag felt m2 1.88

Glass m2 16.12 20.00 322.40 Iron nail kg 3.60 10.00 36.00 Paint kg 11.00 6.00 66.00 (2) Other material 367.26 (1) *3% 3.Foundation 1035.46 (1+2) *5% 4.water, power 621.27 (1+2) *3% 5.machine use 11 Other direct cost 670.98 -*3% IlIl Miscellaneous 1151.84 (-+=) *5% IV Tax 846.60 (-+-+-) *3.5% V Total cost 25035.31 Replacement cost VI per square meter 250.35

95 RAP of Cuijiaying Project

Summary of Compensation Criteria for House and Outbuilding Relocation Table4.3-5

Type Description Unit Compensation Remarks criteria

Brick-concrete Yuan/M2 300 Variation range: 250-350

Brick-wood Yuan/M2 250 Variation range: 200-300 House Wood plank Yuan/M2 180 Variation range: 140-220

Simple house Yuan/M2 100

Pens of pigs, Yuan/r 2 35 etc. Ya/23

Fence Yuan/M2 30

Sunning Yuan/M 2 20 ground

Toilet Yuan/M2 35

Well Yuan/ea. 1000

Water pond Yuan/ea. 50

Water tower Yuan/ea. 20000

Straw shed Yuan/M2 30 Out- building Shed Yuan/M2 35

Kitch range Yuan/ea. 300

Grass plot Yuan/mu 500

foundation Yuan/M2 20

Fish pond Yuan/M2 20

Retaining wall Yuan/M2 30

Telephone Yuan/ea. 166 (moving)

Vegetable Yuan/M2 3 shed

4.3.3 Compensation Criterial for infrastrctures A. Land requisition for host site

96 RAP of Cuijiaying Project

The compensation criteria for land requisition of rhost site is tentatively determined at 20000 yuan/mu. B. Leveling house plots As the rural resettlers will generally relocated by building new houses in their own village groups. The compensation criteria for leveling house plot is tentatively determined at 500 yuan/person. C. Power and water supply According to the preliminary planning, the rural resettlers will generally resettled in their own village groups. It is planned to drill wells and build corresponding water supply system. Based on the preliminary estimation, the compensation for this item is tentatively determined at 1000 yuan/person. The existing power system at the host sites can be used, and connection of the households with the system should be completed. The compensation criteria for this item is tentatively determined at 150 yuan/person. D. Access roads The easy accessibility of the host sites is considered in selection of the host sites. However, the existing road from Xiaochongzi host site to No.207 national highway should be broadened and surface paved. Based on the preliminary estimation, the compensation for this item is tentatively determined at 300 yuan/person. 4.3.4 Moving allowance and temporary transition subsidies The rural resettlers will be relocated in the same village groups, and the new houses will be built before demolishing the old houses. The transition subsidy is tentatively decided at 240 Yuan each person (60 Yuan/pers./month by four months). The criteria for moving allowance covering material loss, transpot and work suspension is 300 yuan/person. 4.3.5 Compensation of scattered trees The compensation criteria is 50 yuan/ea. for scattered economic trees and 20 yuan/ea. for other types of trees on the average. During project implementation, the compensation will be determined and paid on the unit prices based on the type and age of individual trees to be felled. 4.3.6 Compensation of business households The compensation to the individual business households covers the work suspension loss and moving allowance, which is tentatively determined at 3000 yuan per household.

97 RAP of Cuijiaying Project

4.3.7 Compensation of special items According to the features of project impact and local topographical conditions, as well as analysis on the investment of the completed and ongoing similar items, the compensation criteria of special items to be rebuilt or relocated are determined as indicated in Table 4.3-6. In addition, the investment to rebuilding of the project-affected navigation, irrigation, city infrastucture,city protection works and historic relics protection will be listed based on the actual design. The compensation to the rebuiling of drainage pump station includes buiding of the pump station and water-collecting pond, procurement of relevant equipment and devices. The issue of daily operation and maintenance expenses will be solved through discussion between the Project Owner, local governmental department. Compensation Criteria for Special Facilities (Items) Table4.3-6

Descrition Unit Criteria Remarks 1 Telecommunication 1.1 Overhead optical 35000 calbe Pole/km 1.2 Embedded cable km 50000 2 Electric power works 50000 35kV transmission line km 100000 3 Irrigation works Pump stations Ea. 30000

98 RAP of Cuijiaying Project

4.4 Entitlement Matrix All the project affected enterprises and individuals have the following rights as in Table 4.4-1. Entitlement Matrix of Resettlers for Cuijiaying Hangdian Project Table4.4-1 Type of ffected Compensation criteria proper ofAfbjectives The policies of Land Requisition and House Relocation Description Criteria property DbJectlves Descnptlon (yuan/ea.) Private House- 1. All the houses should be compensated with replacement price without depreciation. The I. brick- concrete 300 houses and hold to re-useable materials of the old houses should be owned by the resettled households. They can use these 2. brick-wood 250 appen be materials in their new houses. -dage resettled 2. For the rural resettlement households, the Resettlement Offices should help the PAPs to allocate 3..plank-wood 180 new house plot for them in the scope of village group. The resettled household can build their own new 4.attached room 100 houses if they want to. 5.pig/cow pen 35 3. The resettlement plan should respect the willingness of most of the resettled households. The 6.fencing wall 30 houses should be removed by resettlers and new houses built by themselves. The resettlers should have 7.sunning yard 20 the rights to use or not use the materials of their old houses. 8.urino 35 4. The affected people should receive the notice of building new houses three months before start of 9.water wcll 1000 construction, and should have at least 4 months to build the houses. Time arrangement of building new . 50 houses should be consulted between the management of villages, town and resettlers, and efforts should I Owater pond made to arrange it in slack season. Resettlers should be granted with the moving allowance of 300 1 water tank 20000 Yuan/person. For the resettlers who choose temporary transition, each resettler is granted with 240 Yuan 12.straw shed 30 for transition. The transition should not exceed 4 months. 13.work shed 35 5. During implementation, the project resettlement organizations at different levels should adopt 14.cooking range 300 effective measures to assist the families which have special difficulties. For such families, the IS.lawn 500 resettlement organizations at town/township and village committees, should, after consulting with the 16.house foundation 20 families, assist them to build and move to the new houses. 6. The house compensation should be paid to the resettled households before they start to construct 17.fish pond 20 new houses. If it is paid in installment, the last payment should be paid before completion of the houses. 18.retaining wall 30 7. The resettlers have the rights to appeal on any aspects of the resettlement, including 19.telephone (relocation) 166 compensation criteria. And the relevant organizations should treat the appeal free of charge. 20.shed 3 21.moving 300 22.transition 240 23.1and preparation, power/water/telecommunic 1950 ation supply

99 RAP of Cuijiaying Project Entitlement Matrix of Resettlers for Cuijiaying Hangdian Project Table4.4-1 (continued) Type of Affected The policies of Land Requisition and House Relocation Houses & Property All the affected enterprises should remove their own old buildings and Compensation criteria for outbuilding right build new buildings in a planned way. The Project Resettlement Office should varioustypes of houses and of owner consult with them on the compensation criteria and time of removing and outbuildings are same as for the enterprises rebuilding. The cost of removing and rebuilding should be listed into the housesrelocation. project investment and paid by the Project Resettlement Office. Permanent Property 1. The villages whose land is acquired by the project should be granted with Compensation criteria (yuan/mu) land right land compensation and resettlement allowance paid by the organization that Type of CollecStt acquisition owner acquires the land, and the affected households in this case should be granted land -tive ate with compensation of young crops and attachments on the ground. In addition, if 1.cultivated the village (group) has made land re-adjusted and developed the land use for the 1.1 rural affected households, by which the they re-gain the land and production nonirrigated 26022 4202 means, the land compensation and resettlement allowance should be kept and 1.2 used by the village (group). If the village (group) has no means to re-allocate the vegetable land and develop the land use, thus, the affected households cannot obtain any 1p.3 fish production means, the village (group) should pay the resettlement allowance to pond 27622 6135 the households and the land compensation should be kept and used by the 2. garden

village (group). plot _ 2. Most of the land compensation and resettlement allowance should be Project 2.1 nursery 22436 5535 used for production restoration, such as for irrigation, rural infrastructures, site 2.2 restructuring of production and improvement of crop species. peach tree 23136 6235 3. Land compensation should be computed according to the relevant 3. forest regulation of the Chinese government and requirement of the World Bank. 3.1 broad Compensation of cultivated land (including non-irrigated field, vegetable plot, leafd fish pond) is based on 6 times the average output value per mu in successive 3.2 cortex three years before requisition for the affected villages. Compensation of garden eucommiae 22636 5735 plots, forestland, land with buildings and unused land is based on 5 times the 4. average output value per mu in successive three years before requisition in the construction adjacent villages. land 11465 3735 5. unused land 11465 3735

100 RAP of Cuijiaying Project Entitlement Matrix of Resettlers for Cuijiaying Hangdian Project Table4.4-1 (continued) Type of Affected The policies of Land Requisition and House Relocation Compensation criteria (yuan/mu)

Compensation of collective-owned cultivated land (including non-irrigated Area Type of Collec State land -tive field, vegetable plot, fish pond) is based on 5 times the average output value per 1. river mu in successive three years before requisition in the affected villages. shoal Compensation of garden plots, forestland is based on 4 times the average output 1.1 dry land 3735 value per mu in successive three years before requisition in the adjacent villages. pond 6135

No compensation will be paid to the construction land and unused land. 1.3 garden nursery 5535 Compensation of state-owned river shoal land: The state-owned river shoal Pear tree 6235 Permanent Property land will be allocated for value, The compensation criteria are: 1000 yuna/mu for Peach tree 6235 land right the land at Yukliangzhou; 4 times the output value of "river shoal land" beyong 1.4 forest acquisition owner Yuliangzhou; and no compensation for unused land. Reservoir land compensation area Fir (matured) 4435 Standing crops: 800 yuan/mu for dry land (only 934/2=467 yuan/mu for dry Pine 4985 land of river shoal within construction site), 1400 Yuan/mu for vegetable plots (young) (only 800 yuan/mu for those on river shoal at construction site), 2400 yuan/mu for leafd(young) fish pond, 1800 yuan/mu for nursery; 2500 yuan/mu for peach/pear garden; 1250 Broad leafd(not 5235 yuan/mu pine woods (young); 1000 yuan/mu broad leafd forest (young); 1500 young) yuan/mu broad leafd forest (not young); 700 yuan/mu for fir/ broad leafd; 2000 yuan/mu for cortex eucommiae. Refer to the table on the right side column. Broad leafd 4435 (matured)

101 RAP of Cuijiaying Project

Entitlement Matrix of Resettlers for Cuijiaying Hangdian Project Table 4.4-1 (continued) Type of Affected The policies of Land Requisition and House Relocation Compensation criteria property objectives Temporar Land The compensation for temporary land acquisition includes the compensation for the Description Criteria y land contrac output loss and re-reclaiming of the temporarily acquired land. The average temporary (Yuan/mu) occupatio -to r Collective-owned land n land use for project construction is tentatively planned for 5 years. According to the calculation, the compensation criteria are detailed on the right columns of this table. 1. Dry land 14611 2. Construction 2000 land 3.Unused land 2000 State-owned river shoal 1. Broac-leafd 4500 forest (young) Scattered Propert All the owners whose scattered trees will be felled or displaced due to project Description Criteria trees y right construction should receive cash compensation or receive the displacement fee. (Yuan/ea.) owner 1.Scattered economic 50 trees 2.Other trees 20 Business Propert House relocation compensation including work suspension and moving expenses individuals y right should be paid to the affected business household. 3000 Yuan per household owner Special Propert All the affected special items should be relocated or rebuilt according to the actual items y right condition of influence. The Project Resettlement Office will pay compensation of the owner affected special items to the relevant departments according to the investment of respective restoration plans.

102 RAP of Cuijiaying Project

5. Resettlement and Restoration Planning

Under the unified organization of Hubei Provincial Traffic Department, this resettlement plan was drafted firstly by each village based on its own economic development characteristics and resources as well as extensively solicited opinions from villagers. Then, the reasonability and feasibility analysis was made by different levels of local people's government together with the resettlement consultant unit (ECIDI) according to the current policy, legal regulations and the requirement of the WB, and the resettlement scheme is finally finalized. 5.1 Targets and Tasks 5.1.1 Targets

The target of this resettlement plan is: arrangement of resettler's production, reasonable plan of labor force, restoration of production and living level at least equal to or higher than the original level before resettlement. Based on the actual living criteria in 2003 and in view of the tenth five-year-plan for national and economic development and long-term plan of 2015 of each district, the resettlement goal is: (1) Ensure basically self-sufficient of grain, fully explore the land potential to raise land output through agricultural restructuring in the area with limited land resource;

(2) Take measures actively to ensure average net income per capita of resettlers families will gradually restore to 3710 RMB Yuan as before the resettlement;

(3) Improve public infrastructure facilities, as for school, hospital, social welfare, naturally environmental and traffic condition, etc. 5.1.2 Resettling Population

A. Resettlement planning level year Based on the general construction schedule, the reservoir impounding will be in 2008. In order to ensure the resettler's benefit and reduce losses and keep up the resettlement implementation progress with the construction progress of main project structure, the year of 2008 is set as resettlement level year and 2004 is design base year. B. Resettling population According to the survey statistics, this project needs to resettle 112 households, 390 persons, of which 67 households (261 persons) will be relocated. According to population growth rate of 5%Y in Xiangfan city, the resettlers will actually be 112

103 RAP of Cuijiaying Project

households with 398 persons for resettlement by 2008, in which 67 households with 267 persons for relocation. 5.2 Policy and Principle of Resettlement Planning 5.2.1 Policy of resettlement planning

Policy of resettlement plan is to respect and care the production and living habit of local resettlers, consider fully the wishes of resettlers, not to change the original production and living style. Land-based resettlement should be in original town (subdistrict) and village with the consideration of local land resources and natural resources with agriculture restructuring (mainly for planting production) and without change of resettlers' non-agriculture resident status. The resettlement should be set firstly in the foundation of basic living materials and long-term potential of development, fully take the advantage of local resources, and adjust resettlement approaches to suit local conditions to explore the development method. At precondition of agriculture-based resettlement and guaranteeing the peasant grain ration, the industry, forest, husbandry, subsidy production, fishery and the 3rd industry should be fully developed to form reasonable industrial structure step by step. The compensation given by the government should be fully used and more scientific and technical means should be adopted to keep the production and living level equal to or higher than before. Efforts should be made to increase the income of resettlers simultaneously with other villagers in the vicinity in order to have a coordinative development of regional economy, maintain the community more stable and safe in long period. 5.2.2 Principle of resettlement planning

According to the relative state laws and regulations and policy of involuntary resettlement of the WB, the resettlement of this project should follow the following basic principles:

A. Implementing relative compensation policy to restore the production and living level of affected resettlers at least equal to or even higher than before resettlement.

B. The resettlement planning should be coordinated with the local social development plan and national economy, making overall plan and taking all factors into consideration, treating correctly the relation between state, collective and individuals.

C. The resettlement plan should be compiled based on surveyed land acquisition inventory index and compensation criteria. It is the criteria that the construction

104 RAP of Cuijiaying Project criteria and scale of relocated items is to restore them to their original criteria and scale without investment shortage. If the construction criteria and scale is extended as for regional development, the additional investment needed should be made by the local government and relative department. D. The decision on resettlement plan and various compensation criteria should be fully consulted with the affected resettlers and ensure the benefit of resettlers;

E. The resettlement will be mainly on the basis of agricultural production and through several channels and ways. Relying on the land and local resources, it is to quicken the agricultural restructuring, improve farmland irrigation condition, raise land utilization rate, strengthen agricultural development strength and increase grain self-sufficient ability. At the same time, at the prerequisite of guaranteeing basic grain ration of resettlers, use fully advantages of local natural resources, develop the enterprises of township and towns as well as the 3rd industries to strengthen local economic forces and keep or raise original production and living level of resettlers;

F. The new sites of the resettled PAPs should be layouted and planned based on the principle of "favorable for production, convenient living, easy management, economic use of land".

G. The resettlement plan should contain measures for water and soil protection, coordinative development of environment, economic and social benefits, as well as for proper resettlement and protection of environment;

H. The construction and rebuilding of infrastructure in the host site and around reservoir should be planned with existing facilities and be convenient and applicable to the local people;

1. The resettlement should be coordinated with regional construction, development of resource, economic development and environment protection. Timely adjust measures to local conditions, take practical and feasible measures to restore and develop the production and living condition, and create necessary conditions for self-developing of resettlers. 5.3 Overall Scheme of Resettlement Because the design unit had considered fully the destructiveness for local production and living system by the land acquisition during the coarse of selection of normal storage water level and layout of project, optimization the project design and adopting engineering measures to decrease as far as possible the scope of land acquisition and slow down the influence for local production by the construction. Therefore, the construction of this project will not cause huge damage to original

105 RAP of Cujilaying Project

production and living system for each village. During the period of June 2004 to August 2004, the resettlement planning group went to township(town) to convene meeting to discuss the resettlement scheme, and the scheme was made based on resettler's opinion and the actual condition of the village: All resettlers affected should be arranged in the original community so that the original production and living mode can be kept, the habit and social relation be maintained and helpful to strengthen the enthusiasm and adaptability of production and living of resettlers. In order to reduce the impact on production and living of relocated household, the rural household will be dismantled and built by their own force and the old material of house will be freely used by their own will; For the production, the land will be adjusted within the villagers group, mainly for agriculture resettlement, improve the water conservancy facility, adjust agricultural planting structure, raise land utilization rate combining with proper economic compensation to ensure to restore or raise resettler's production and living level. The proper economic compensation measures shall be made to villagers farming state-owned river plain land.

5.4 Resettlement Environmental Capacity Analysis 5.4.1 Natural condition and land resource

The project influenced area is located at the valley region of Jianghan river, where has mild climate, enough sunshine for crops growth, adequate water source, good land property, mainly red soil suitable for various crops growth and specially for fruit in subtropical and tropical zone. Therefore, the natural condition will not become restriction factor of environmental capacity of resettlement.

The land acquisition in reservoir area will impact only on the state-owned flood land where is planting mainly dry land crops or trees, due to frequent flood influence and no irrigation facility, the harvest is not guaranteed after sowing, and the overall profit of this land is relative poor;

Qianying village is located at the suburb of city, average land per capita comparatively few, rural economic income relying on the 2nd and 3rd industry mainly, the proportion of agricultural income not high compared with total economic income of family, after the land acquisition, through opening up wasteland, adjusting land within the village, economic compensation as well as industrial structural adjustment etc. the production and living level will be resumed or raised. Accordingly, the occupation rate of land resource will not become the restriction factor of environmental capacity. 5.4.2 Resettlement characteristic and relation between land and population In order to not affect its living habit as far as possible, not destroy its social

106 RAP of Cuijiaying Project relation network and not increase resettlers original cultivation radius, the resettlers affected will be arranged nearby within the village for the resettlement planning, and the rural resettlers are mainly for planting and aquaculture through perfecting the basic farmland facility, adjusting agricultural structure, improving crop type to strengthen agricultural development strength. Additionally, encourage resettlers to participate in project construction and service to satisfy the need of labor force and living consuming for construction, can also increase the economic income of resettlers; Therefore, the land-based development is stressed in project resettlement planning, encourage the resettlers to engage in original trade, create conditions for the 2nd and 3rd industry, so that the environmental capacity there will be satisfied. 5.4.3 Condition of production and living facilities A. Traffic condition

The construction of this project has less influence to local traffic facility, but the traffic facility affected will be recovered before impounding; Besides, after construction of the project the waterway can be greatly improved, which can speed up the goods circulation of reservoir area and southwest area in Shannxi province and promote the development of local economy. At the same time, along with the implementation of resettlement scheme, the residential environment and traffic facilities etc. will also be improved by different level. Therefore, the traffic will not become the restriction factor of environmental capacity. B. Water supply condition

The project influence zone is located in the valley region of Hanjiang river, with rich surface water and groundwater. The groundwater elevation is higher, rural resident living water is mainly from well, running water or pumping water from river. The local resident is facilitated relatively to draw water for production and living, so that the construction will not impact on water supply to local people. Reversibly, it is helpful to local peasant production and irrigation because the water level in reservoir area is raised. Therefore, the water quantity and water source will not become the restriction factor of environmental capacity. At the same time, it can forecast that the production and living condition will also be improved step by step, and the popularization of running water will be higher and higher along with the development of regional economy.

C. Power supply

The power transmission facility affected will be recovered with the original criteria and the power supply to the residents will be not affected. On the contrary, 4.39 hundred million kWh power will be delivered to Xiangfan power network each

107 RAP of Cuijiaying Project year after completion of the project and the guarantee rate of power supply be increased.

D. Medical, cultural and educational condition This project does not directly affect the medical treatment and educational service and the existing medical treatment and educational facility of each town(subdistrict) and village can be also used without inconvenience to local resident to go to hospital and go to school E. Fuel supply The liquefied gas, coal and firewood are main fuel for local resettlers, so that the land acquisition of project will not impact on fuel supply to local people. 5.4.4 Economic development and potential in affected area

The natural condition in affected area is better, with superior climate condition, suitable for various crop growths. Adequate illumination and temperature condition has potential to raise the multiple plough index, as two crops of grain and oil plants, more crops for vegetable. On the side, there is abundant surplus labor force and advanced 2nd and 3rd industry in the affected area, with greater developing potential. In the future development of economy, the advantage of resource and improvement of traffic condition will be fully used, adjusting measures to local conditions and widening production ways, strengthening science and technology input and resettler's intellectual development, raising the production level of the masses and promoting overall development of agriculture, forest, herds, byproduct, industry, trade, tourism and transportation; The resettler's production and living level will be raised be through using land resource and productive development, the project environmental capacity will be enlarged along with development of economy in affected area. 5.5 Resettlement Planning of Rural Resettlers 5.5.1 Restoration plan for production and living

During the survey and resettlement plan course, the resettlement working group hold the meetings with town (subdistrict) and village cadres, resettlers and partial representatives of villagers in relative town (subdistrict) and village to discuss the resettlement plan. After the meeting, each village put out the resettlement plan based on its own advantage of resource and actual conditions. According to the relative requirement of guideline of OP4.12 of the WB, after analyzing the environment capacity after land acquisition, it is decided that the resettlers will be arranged within the same community to maintain its original production and living style after

108 RAP of Cuijiaying Project resettlement and no change of original social relation. The rural resettlement for requisition of rural collective land and relocation is only at Qianying village not affecting other villages, and impacting only on the state-owned flood land where is planted mainly dry land crops or trees by residents and outcomers at both banks of river, due to frequent flood influence and no irrigation facility, the harvest is not guaranteed after sowing, and the overall profit of this land is relative poor; Therefore, though there is a certain influence after impounding, but the overall influence is not large. So, this report will stress the production and living plan of Qianying village, and proper economic compensation measures will be made to villagers who farm the state-owned beaches.

Production restoration planning The resettlement planning work group analyzed the geography location, possession of land resource, planting crops structural and income of local resident for each village. Based on the opinion of resettler's household and representatives of villagers and respecting fully the option of the most resettlers, the cash compensation will be given directly to resettlers or other productive resuming measures as to adjust the agricultural structure, improve the type of crops, increase the scientific and technical input and raise the agriculture output. The group worked out the production restoration scheme for each village together with the local government.

The cash compensated resettlers will get completely the resettlement subsidy for land acquisition, and use and distribution of the land compensation fee should be determined during project implementation stage by the villager representative conference with the participation of the resettlers. Because the resettlement scheme of each village was determined according to the opinion of the most resettlers, if individual resettler disagrees on the resettlement scheme and wants other ways, the resettlement organization at all levels should make effort to help to solve it. If individual resettler wishes to have land for agricultural, the resettlement organization of each town (subdistrict) and village will help him to get land to develop agricultural production continuously; Contrarily, if resettler wishes get cash compensation and abandon farming and start commercial business meanwhile he has commercial ability and foundation, he can get the cash compensation equivalent to the resettlement subsidy after the notarization. Living resettlement planning:

According to the resettler's opinion and actual condition of affected area, decrease as far as possible the unfavorable influence to local resident by the land

109 RAP of Cuijiaying Project acquisition. The resettlers of this project will be arranged nearby in original community, and the house construction will coordinated with local villages planning or city planning. The rural house will be built before dismantling, so that no temporary house is needed for transition. The project construction unit will offer temporary transitional room subsidy to the resettlers.

Because the resource structure and infrastructure condition of each village is not consistent, and land acquisition impact is not the same, therefore, the resettlement scheme of each village is also different. The resettlement plan of each village is described below:

A. Qianying village Qianying village is located at the right bank of Hanjiang river, a joint area of city and countryside, near Guanyingge and Shuiwa village, Dongjing village at opposite side, No.207 national road and Jiao-Zhi railway passing through the village. The whole village governs 6 villagers groups, population of 905 persons, farmland area 394.5mu, in which paddy field 188mu, dry land 214.5mu, average land per capita 0.44mu. The agriculture of this villager is mainly for wheat, peanut, sesame and vegetable. About 15% labor force of whole village is engaged in agriculture production, the most labor force have jobs in enterprise or individual transportation and meal service. The village has 6 village-owned enterprises. The economic income of village in 2003 is 37.07 million Yuan, in which agriculture, forest, sub-product and fishery is 7.85 million Yuan accounting for 21.1% of total income(planting 2.11 million Yuan account for 5.7% of total), industry 7.45 million Yuan accounting for 20.1% of total income, transportation 6.9 million Yuan accounting for 18.6% of total income, meal service 14.7 million Yuan accounting for 39.7% of total, and the net income per capita of the village is 3710 Yuan. The composition of economic income for Qianying Village in 2003 is shown in the figure below.

110 RAP of Cuijiaying Project

Notes: In the figure: "iti" means Others, ii ' -Žk" means Catering and Service Industry, " Ž1k" means Transportation Industry, "Tl&k" means Industries, "ttiMiJit" means Farming, Forestry, Livestock husbandry, Sideline Production and Fishery, and ' tffi'if,Lk,k" means Gross Economic Income of The Village.

The project will take over 55mu (dry land) farmland of the 1st Group and 6th Group in this village, accounting for 13.9 of the total farmland, and 156.Omu reclamation land. In which, No.1 Group will be requisitioned by 9mu farmland (accounting for 18.0% of the group) and 153.4 mu reclamation land; No.6 Group by 46mu farmland (accounting for 75.0 of the group), and 2.6 mu reclamation land. After the land acquisition, the average land per capita of whole village is decreased to 0.38mu, with a drop of 13.9%. Of which the average per capita holding of farmland land of No.1 group is decreased to 0.24mu, with a drop of 18.0%, and that of No. 6 group to 0.07mu farmland, with a drop of 75.0%. See Table 5.5-1 for the details of land holding changes before and after land acquisition of Qianying village. Land acquisition status of Qianying village Table 5-5-1 Rural Tot Land Ave. per capita Ave. per capita Land Villagers population al land acquisition before land after land reducing group (esn area are m) acquisition acquisition percentage (mu) (mu/person) (mu/person) (%) village 905 394 55 0.44 0.38 13.9 i Stgroup 170 50 9 0.29 0.24 18.0

6th group 218 62 46 0.28 0.07 75.0 Note: The Non-agriculture population in Qianying village has same treatment standard as rural population because their residence registration was purchased in the 90's. In July 2004, the resettlement working group held meetings over ten times with

111 RAP of Cuijiaying Project village cadres, resettlers and partial representatives of villagers in Qianying village to discuss the resettlement plan and listen to their requirements. They believe: "With the government's regulations of no change for contracted land in 30 years, it is hard to adjust the land within village, over 90% the villagers do not want to get land after land acquisition and request the economic compensation ". In addition, the resettlers do not rely on land before the land acquisition, the proportion of agricultural income of family is only 21.2%, and partial households now shift their own contract-land to others, and themselves are engaged in business or out for migrant job. According to actual condition above-mentioned, after consulting with the village commission, villager group and partial representatives, the production and living plan of Qianying village is as the following: Production resettlement planning 1. The 1st group has few land to be requisitioned but distributed widely, the resettlement household is weakly relied on the land, so actual influence for each family is small. In other side, the most families are engaged in the 2nd and 3rd industry. Therefore, the economic compensation mode is mainly adopted in the scheme and the resettlers can use compensation fee for 2nd and 3rd industry to resume its economic income; 2. The 6th group has more land to be requisitioned and the resettlement household is relied on the land relatively, so actual influence for each family is larger. Therefore, the land-based resettlement mode is mainly used for this group, i.e. reclaim about 30mu wasteland into dry land at Xiaochongzi (Xiaochongzi has 40mu waste land, 10 mu used for the construction land for resettlement), plus existing 12mu dry land in the group, 42mu in total, readjust them to resettlement household. Additionally, it is still considered that reclaim the temporary land for construction and partial unused land into dry land, after land regulation the average land per capita in the 6th group will reach the level before the land acquisition basically, and the recovery of its production and living level will become possible; 3. Because the resettlement scheme of each village was determined according to the opinion of the most resettlers, if individual resettler disagrees on the resettlement scheme and wants other ways, the resettlement organization at all levels should make effort to help to solve it. If individual resettlers who live in the village group to be cash compensated wish getting land for farming, the resettlement organization of each town (subdistrict) and village will help him to get land to develop agricultural production continuously; Contrarily, if resettlers wish getting case compensation and abandon farming and start commercial business meanwhile he has commercial ability and foundation, he can get the case compensation equivalent to the resettlement subsidy after notarization. 4. The cash compensated resettlers will get completely the resettlement subsidy for land acquisition, and use and distribution of the land compensation should be

112 RAP of Cuijiaying Project determined during project implementation stage by the villager representative conference with participation of the resettlers. 5. Encourage resettlers to engage in the 3rd industry during the construction period. Living resettlement planning According to the goal, principle and standard of resettlement plan, try to reduce as far as possible the unfavorable influence to Qianying village, to the 1st group and 6th group specially, the resettlement spot selection shall follow the principle of "use as far as possible existing construction land or wasteland, few or not occupy farmland", and the resettlement spot shall be helpful for the recovery of production and living level. Based on the full negotiation and wide comments and opinions from the resettlers, the resettlement plan in Qianying village is: 67 households to be relocated will completely settle down in this village, in which part of households in the 1st group move to the place of original Yongshen company of Panggong subdistrict ( subdistrict-owned enterprise, now closed, about 3 mu ) , the rest move to Xiaochongzi ( existing about 40 mu wasteland); part of households in the 6th group move to the construction land planned by the village near the No.207 national road, the rest move to Xiaochongzi. See Photo 5 and 6.

.t,. .i,=_ - _ -t... Photo 5: A corner of host site at Xiaochongzi (I)

113 RAP of Cuijiaying Project

1 .

.. e-~,{ *' t = , -* 4~~~~~~~~~~~~~~~~~~~~~~~~~~4

4~~~~~~~~~

*3.efl 31 ,W , ~ F t~f F'

Photo 6: A corner of host site at Xiaochongzi (11) B. Other villages The influence of land acquisition of state-owned flood land includes Guanyinge village, Sijiamiao village, Yangjiahe village, Sunjiaxiang village under Panggong subdistrict, Tanxi village under Tanxi subdistrict of Xiangcheng district; Shangzhou village, Zhongzhou village, Xiazhou village, Yishe village, Ershe village, Shangying village, Qixiang village, Dongjing village, Fanying village, Sunwangying village under Dongjing town, Xigang village, Zhangwan village, Liulianghe village, Shitai village, Daqiao village, Wupo village, Hongshantou village, Pantai village, Hongxing village, Xiwan village, Yunwan village under Zhangwan town, Liangzui village, Zhaozhai village, Taowanggan village under Shuanggou town of Xiangyang district; Qingheqiao neighborhood committee, Xiangjiang neighborhood committee, Meiman neighborhood committee under Qinghe subdistrict of Fancheng district, Honggou village of Zhongyuan township, 33 villages (neighborhood committees) in total affected by the land acquisition of state-owned flood land where is planted mainly dry land crops or trees, due to frequent flood influence and no irrigation facility, the harvest is not guaranteed after sowing, and the overall profit of this land is relative poor, therefore, certain economic compensation will be made for each village for their losses of attachments on the flood land. 5.5.2 Use and guarantee measures of compensation capital

A. Use of resettlement compensation fees The resettlement compensation capital will be controlled by the skeleton economic management organization. Generally, the compensation for house

114 RAP of Cuijiaying Project relocation and house auxiliaries will be used by the resettlers to ship furniture and build new house. Based on the land right relationship, the compensation for land acquisition will be managed by the town (subdistrict), village or villager group for the production restoration, arrangement of surplus labor and construction of infrastructure, etc..

(1) The compensation cost of house and affiliated facilities will be paid fully to resettler according to relative policies;

(2) The compensation fee for land acquisition and subsidy for labor resettlement will be managed by the town (subdistrict), village or villager group not only for the production restoration but also for the following if it is agreed by the villagers group: a. Invest the local infrastructure construction, reinforce farmland production capacity, improve rural irrigation facility, strengthen village road construction and increase traffic ability; b. Invest the construction of public welfare in village;

C. Invest the collective enterprise of the secondary and tertiary industry to in increase the employment channel for rural surplus labors. d. Resettlement subsidies will be paid to the resettlers who do not neeed agricultural resettlement after going through all related formalities.

B. Guarantee measures of compensation capital

(1) If use land acquisition compensation fee for development of the secondary and tertiary industry items, two commissions should make survey carefully to confirm the market condition, report to the town (subdistrict) for approval and pass by the villagers conference;

(2) In order to ensure the income level after the land acquisition, the management of new enterprise should be stressed, inspected and audited regularly, solve timely the actual problems(such as technical guidance and product selling, etc.), and prepare necessary regulations to guarantee the enterprise to develop properly;

(3) If the periphery investment environment is changed and the secondary and tertiary industry investment scheme does not guarantee resettler's income, the land acquisition compensation fee and subsidy should be firstly deposited in the bank and distribute the annual interests to farmers to guarantee its living level not go down. At the same time, the investment scheme should be re-assessed to decide whether it is needs to continue the investment or change the investment direction.

115 RAP of Cuijiaying Project

5.5.3 Balance of farmland occupation and supplementation

This project will requisition totally rural collective farmland (including garden plots) of 250.7mu, including registered land 55mu. Based on relative stipulations of "Land Management Law of People's Republic China", the land occupation and filling balance plan should be realized. After contacting with the land management department of each county(district), it is agreed that the construction unit should pay land reclamation fee and land management department of each county(district) is responsible for land balance in their domination area. 5.5.4 Infrastructure plan of host site

A. Determination of house plot of rural resettler

Based on the relative rules of village and town, 60m2 per person, the house plot will be 267 persons x 60m2 =16020m2 (about 24.Omu).

B. House plot leveling

The relocated household will build house in the original village, generally, the geological condition of house plot is relatively good and able to build house after leveling. Resettlers according to their wishes will prepare the house plot. The budget of house plot leveling is 500 Yuan for each person, if it is insufficient, it will be paid by physical contingency.

C. Public facilities

Water supply: The most rural resident in the affected area take water from well or by running water from the units nearby. All reselters will be relocated in the same village. One deep well will be dug and built one water supply system to meet the requirement for living water in each host area.

Power supply: The existing power supply facility capacity of each village can satisfy the demand after the resettlement. The power supply to the resettler households is only by 220V line, and the linking distance is within 500m.

Broadcasting and television: Resettlers can use original broadcasting facility and re-install the receiving facilities. Road and external traffic The rest host sites are closed to No.207 national road except the host site at Xiaochongzi, not existing external traffic problem, and only need repairing, widening and harden the existing village road to Xiaochongzi and the national road.

116 RAP of Cuijiayina Project

5.5.5 Disposition of public service facility in host site

The host site has no school and medical facilities. The resettlers can use the existing school, clinic and commercial network. The distance from the social service facilities to the host site is almost the same as the original. 5.5.6 Community management and resettler's house construction

This project does not concern the outside relocation. Therefore, the existing administrative management system does not change under the administration of original town (subdistrict), village control.

The construction of new house should consider resettler's residential habit and reserve development space properly. The resettlers may dismantle and built their houses on their own wishes. The compensation will be paid at the replacement price of the original houses according to their structure and size. The compensation fee will be paid by instalment according to the material preparation and construction progress. The resettlers are arranged in the same community, and allowed them dismount first the old house before the construction of new house and use old house material for new house construction. The resettlers can rent temporary house for living in same village during the construction period. 5.5.7 Implementation and management of resettlement

The implementation of resettlement plan will be organized by the resettlement leading group. The resettlement office formed by personnel from relative department of affected district shall work out the resettlement policy, take the responsibility for relocation, publicity, mobilization, organization and implementation of the resettlement plan. At the same time, the resettlement office is also the major channel of reflecting resettler's problem. The resettlement office shall listen and collect resettler's opinions and report to the above in time, and also feedback the solutions timely to resettlers. 5.5.8 Training plan

A. Training of resettlement cadres

In order to implement better the relative involuntary resettlement policy of the WB and to ensure smooth resettlement progress of this project, the project owner plans to organize related staff from resettlement organizations at different levels to have study tour in domestic and overseas project that is successful in resettlement to enhance their professional quality and management quality.

117 RAP of Cuijiaying Project

B. Technical skill training

In order to create an environment for self-dependence and self-development to restore or raise the living level in a period as short as possible, each district resettlement office will organize technical training for resettlers. It is planned to hold agricultural technique training on the one hand in combination with the implementation of agriculture restructuring, and invite experts who has experience in planting and aquaculture, for instance, organize relative professionals from agricultural department district to go to the field for guidance of improving technique of vegetable, etc. On the other hand, aiming the development of non-agriculture economy, organize the non-agriculture skill training such as cotton processing, mechanical repairing, and production management etc. 5.6 Resettlement plan of individual business household

Cuijiaying Navigation and Hydropower Project will affect 5 individual business households in Qianying village, 4 households near No.207 national road to be relocated still near the national road(on the construction land planned by the village) except on sand deposit which will be relocated. The business item, scope and external condition shall be not affected to facilitate their production and living level be resumed as soon as possible. 5.7 Relocation Plan of industrial enterprise

Cuijiaying Navigation and Hydropower Project will affect 8 enterprises, such as Xiangfan Jinxing Refractory Material Company, Qianying Road Repair Squad, Sanlida Cement Plant, Xiangfan Sanli Company, Fancheng Navigation Mark Section, Yueliangwan Park, Xiangfan Transshipping Station, Xiangfan Port Sands and Aggregates Co. The initial plan of each unit is as the following: A. Xiangfan Jinxing Refractory Material Company is at the place of the insolvent Xiangfan 3rd Brick and Tile Mill, and there are now 35 employers, mainly for fireproof products. It is preliminarily planned to compensate it for the loss incurred in relocation and production stop, and rebuild it by themselves at other place during project implementatin stage with the assistance of the project owner and local government. B. Qianying Road Repair Squad is planned to rebuild by the responsible sector using the compensation fee; C. The staff dormitory and pump room of Sanlida Cement Plant will be affected, it is preliminarily planned to rebuild the dormitory in idle place in the plant and pump room to move upstream and use existing piping and set few new pipes to resume original scale, standard and function;

118 RAP of Cuijiaying Project

D. The staff hospital of Xiangfan Sanli Company will be affected, the hospital has at present 21 persons, it is preliminarily planned to move the hospital to idle dining hall and rebuild the dining hall using the compensation fee; E. A few house of Fancheng Navigation Mark Section will be affected, it is preliminarily planned to rebuild the house inside the unit using the compensation fee; F. A few house of Xiangfan Transshipping Station will be affected, it is preliminarily planned to rebuild the house inside the unit using the compensation fee; G. About 60% area of Yueliangwan Park and half of Changfeng island will be affected. This park is a public institution by the municipal appropriation under the leadership of Municipal Garden and Forest Bureau and the Construction Commission, it is preliminarily planned to develop Changfeng island and water recreation facilities to arrange staffs using the compensation fee. If this scheme is not carried out, reasonable compensation for park loss shall be made and the compensation fee could be used for the development and construction of other parks by the responsible sector and at the same time the staff shall be also arranged by the responsible sector in other parks; H. The impact on Xiangfan Port Sands and Aggregates Co. is mainly to the production place on the river beach, it is preliminarily planned to elevate the production base above the normal storage water level for restoring the production. 5.8 Rebuilding plan of special items 5.8.1 Rebuilding plan

The special items affected by this project mainly include power supply facilities, communication facilities, dock and water conservancy works, etc. The project design unit (Hubei Communication Planning Institute) and the consulting unit(ECIDI) with responsible department of each special item carried out the survey on-the-spot, and based on the clear quantity of special items affected the preliminary rebuilding plan of each item is put out.

A. Power supply facilities This project will impact mainly on 1.4km long 35kV transmission line, it is preliminarily planned to remove at the place nearby, but the line route is not yet decided, the length for rebuilding will be 1.3 times tentatively. B. Telecommunication facilities This project will impact mainly on the overhead optical cable and embedded optical cable, including 1.6km overhead optical cable and 6.4km embedded optical cable. It is preliminarily planned to remove at the place nearby, but the line route is

119 RAP of Cuijiaying Project

not yet decided, the length for rebuilding will be 1.3 times tentatively. C. Navigation facilities

The inundation of this project will impact on simple piers and goods-yard piers, and it is preliminarily planned to raise it locally and consolidated. D. Water conservancy works a. Drainage culvert

All drainage culverts will be changed as gravity drainage and part of them changed as pumping mode drainage except certain renovation of Daongda gate. Daongda gate is a control and drainage gate at Dongdagou with 3 reinforced concrete openings, size 3x3m, upstream depth 2-4m, downstream depth about 8- 10m. The original discharge capacity is 70.2m3/s, not available for pumping, it is planned to change the channel at about 800m upstream into Cunhe river and then to Hanjiang river downstream the dam site. By this scheme, about 8.0km long linking channel and channel-bridge is needed. Whether a new gate is necessary, the further demonstration will be performed at next stage. Except Daongda gate, Liying, Lianshan, Dongjin-Jietou, Jiuchang, Doutai, Liulianghe, Zhangwan-Jietou and Wanghe drainage culvert will be changed as pumping-drainage from the gravity drainage. The actual plan of each culvert is as the following:

(1 ) For Liying, Jiuchang, Dongjin-Jietou, Zhangwan-Jietou culvert, pumping station will be set based on original design scale; (2) For Lianshan, Liulianghe, Wanghe and Doutai culvert, by the drainage standard in plain and lake area in Hubei province and 10-year-flood storm rainfall standard, checked by the farm crops inundation resistance depth draining for 3 days or draining out fully, to consider the flow coefficient, drainage capacity (at Xiangfan area, P=10%, storm for 24h H24=144.7mm), and pumping capacity (to select pump capacity by original design discharge)

Based on the scheme above and combined with pump type and drainage discharge, the installation capacity of each pumping station is shown in Table 5.8-1.

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Installation capacity of each pumping station Table 5.8-1

No. Name Drainage(m3/s) discharge capacityInstallation (kw) Remarks

1 Liying 2.53 110x2 As blow-off pump

2 Jiuchang 3.92 155x2 As blow-off pump

3 Dongjin-Jietou 1.38 11Ox1 As blow-off pump

4 Lianshan 7.3 155x2 Drainage discharge 4 Lianshan 7.3 155x2 to be checked

5 Liulianghe 2.8 11Ox2 Drainage discharge to be checked

6 Wanghe 155x4 Listed tentatively

7 Toutai 155x4 Listed tentatively

8 Zhangwan-Jietaou 0.22 55x1 As blow-off pump

Total 2465/18

b. Pumping station Due to small scale of existing pumping station and its base elevation is relatively lower, the normal operation will be affected after project construction and reservoir impounding, therefore, 12 pumping stations (20 units with total installation 1860 kw) shall be raised to recovery its original function. c. Drainage culvert pipe The culvert pipe affected at Zhangwan Navigation Station shall be raised to recovery its original function. 5.8.2 Reconstruction plan of municipal facilities The reconstruction plan of municipal facilities affected by the reservoir impounding is as following: A. Drainage pumping station(gate) Due to the construction and reservoir impounding, 8 pumping stations will be affected such as Zhakou, Bayi, Migong, Qinghekou, Yingxumen, Qiaoying, Honggou and Qingshachang. It is planned to rebuild them as long-term pumping station

121 RAP of Cuijiaying Project including sump well (pool), pumping room and necessary auxiliaries. The existing pumping capacity of 8 stations is 6.48m3/s, it is need to increase pumping capacity of 25.73 m3/s. See Table 5.8-2 for details. Reconstruction plan of drainage pumping station Table 5.8-2 Existing Pumping Pumping No. Name Location pumping capacity capacity capacity m3/s planned m3/s increased m3/s 1 Zhakou Zhalou road 0.54 6 5.46

2 Bayi Hongguang 0.12 1.2 1.08

Bayi ~road______3 Migong Migong road 0.54 5 4.46 4 Qinghek Daqingdonglu 02918.5 ou road 0.29 1.8 1.51

5 Yingxum Danjiang road 4.05 6.76 2.71 en 6 Qiaoying Junfang road 5.77 5.77 7 Honggou Qianjing road 0.4 5.14 4.74

8 Qingshac Youyi road 0.54 0.5

Total 6.48 32.17 25.73 B. Gravity drainage outlet After the construction of Cuijiaying project, 2 gravity drainage outlets at Yuliang island will be not able to drain by gravity, therefore, 5.86m3/s pumping station shall be increased. C. Pollution discharge pumping room The pollution discharge of No.2 Water Supply Plant of Xiangfan city is by gravity, its pollution discharge outlet elevation is at El.61.26m, which will be not normally worked after the construction of project, therefore, new pollution discharge room need to be built to recover its function. D. South channel The project will affect sourth channel about 2km length from river estary to upstream Xianshan Bridge. It is planned to adopt stone masonry and riprap revet for slope protection to avoid erosion and collapse. E. Gate chamber

122 RAP of Cuijiaying Project

The gate chamber at Daqingdonglu and Yingxumen will be surrounded by water after the construction of project, which will affect the normal maintenance of gate chamber, it is planned to build trestle bridges. F. Emergency discharge outlet The emergency discharge outlet at Qinghekou is at EI.61.33m, which will be not normally worked after the construction of project, therefore, it is planned to build it. G. Inspection well 59 inspection wells at South-branch D800 and 48 inspection wells at North-branch will be flooded after the construction project, therefore, it is planned to raise the inspection well up the flooding level to resume original function. 5.8.3 Cultural relic protection planning

Entrusted by the project owner, Hubei Cultural Relic Research Station, together with Xiangfan Archaeological Team organized a team and made survey at the inundation area in Oct. 2003. By the survey result, a protection scheme was worked out for the relics on surface ground and underground in the project site and reservoir inundated area, planning to unearth relics in about 20000m2 at Chenpo site (including graveyard) and 20000m 2 at Dukou site (including graveyard). 5.8.4 Protection works planning According to the "Geological report" offered by the project design unit, a certain influence will be made to the stability of banks due to water level up, wide water surface and increase of fetch length after reservoir impounding, therefore, corresponding engineering measures will be taken for protection. Besides, the elevation of partial land inside the dike is relatively low and partial land will be affected by immersion or the underground water level rising, which will affect the growth of crops. In order to avoid immersion influence, slows down further the influence to production, living, social and economic development of local resident, alleviate the pressure of resettlement, the protective measures for land inside dike shall be taken based on the principle for feasible economy and reasonable technology.

A. Reservoir bank protection According to prediction, after the reservoir operation, both bank slopes would be locally somewhat collapsed, hence the river sections in the reservoir area with potential collapse risk shall be planned to protect. Bank collapse protection works will adopt riprap protection foot and dry block stone protection slope. The bank locations, scopes, protection plan alternatives and works volume are

123 RAP of Cuijiaying Project

estimated as follows:

a. 5.5km from Lijiaxiang to the dam on left bank (paved stone protection slope, including 3.8km riprap protected foot) and 5.6km from Yuanjiaxiang to dam (total length 6.3km, including 0.7km bed rock bank and 1.7km alluvial clay high bank) on right bank will be taken with protection slope and bank revetment measures, including mending the section of protection slope. The protection slope will be increased to 1.2m over P=1% flood water level. The banks protected will be strengthened and banks not protected will be protected.

b. 3.6km from Qinghekou to Zhangwan on left bank (total length 4.6km, deducting 1.0km groutted protection slope) and 4.3km grade 11ladder high bank section from Huangsalao to Chengpo are erosive bank and will be subjected to riprap foot protection, because Yuliangzhou will have large area after the reservoir storage, the bank dam will be still sited in Zhicha and the wave erosion will not excessively enhance.

C. Within 2.0km of Dangbaihe mouth section on right bank, the river width is small and the wave erosion is not strong, the original protection foot of bank revetment will be strengthened and trimmed and the left bank has a wide beach and needs no treatment.

d. 4.9km from Chengpo to Lijiaxiang on left bank (new built protection slope and foot) and 5.4km from Yuanjiaxiang to Zakou on right bank (existing grouted stone protection slope).

e. The slope ratio of protection slope is 1:3 and geotextile used as the filter blanket. The dry block stone thickness is generally less than 0.3m, the thickness of riprap not less than 0.7m and the protection height 2.Om over the normal storage level. f. Built new protection slope --- cutting slope 18.0m3, dry block stones 7.0m3, geotextile blanket 23.0m2 ; treated protection slope --- dry stone masonry 2.9m3, geotextile blanket 9.5m2, built new riprap protection revet 6.0m3; and treating riprap protection revet 3.0m3.

The protection scope and work volume of the reservoir bank are shown in table 5.8-3 and table 5.8-4.

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Protection scope table of Cuijiaying Complex Reservoir Area Table 5.8-3

Protection ength (km) Storage Protection alternative measures Hanjiang left Hanjiang right Dangbaihe Total bank bank right bank New dry block protection 4.9 5.6 10.5 slope New dry block protection 5.5 5.4 10.9 63.23m slope New riprap 1453918.4 protection foot 14.5 3.9 New riprap 38 5.4 2 11.2 protection foot .8 Summary table of protection work volume of Cuijiaying Complex Reservoir Area Table 5.8-4

Storage alternative Item Unit Quantities

Cutting slope 10000m 3 18.90 63.23m Geotextile blanket 10000m2 34.51

Dry block stone 10000m 3 10.51

Riprap 1000Om3 14.40

B. Protection for immersion a. Immersion standard and scope Because the underground water level will go up and capillary water will make some sections immersed after the reservoir is completed. The immersed area means areas where after the reservoir storage the underground water level raises and results in the soil salinization, building foundation settlement and mud boil. The possible immersion-impacted range will be analyzed and determined by related departments after comprehensive investigation and research according to hydrological prediction achievements and the groundwater burial depths for different economic objectives.

The immersed scope of the project is based on the normal water level of the reservoir, the allowable critical underground water depth of residential spots and farmland is 1.0-1.3m, and after calculation the maximum impaction distance of

125 RAP of Cuijiaying Project penetration flow is 600-1000m. Considering the above factors, the critical groundwater level is 65.0m. According to the data provided by the design unit of the project, the groundwater of the terrace of primary order discharges to Hanjiang basically vertically to the riverbed and slightly downstreamwards (but water flowing in resverse direction when the river water level is high during flood season). In consideration of big rise in water level in downstream end of reservoir, and basically similar distribution elevation of the highly-permeable sand-sandy gravel strata and the sandy grave, it is preliminarily considered that on left bank the areas from Dafanggang to Zhongzhou with ground elevation lower than 65.Om and on right bank the areas from Yaojiatai to Guanyingge (to the east of railway) with ground elevation lower than 66.Om would be possibly immersed and judged as farmland immersed range because of the large groundwater level raise and the burial depth of groundwater higher than critical immersion depth. For detailed impacted scope, objectives and protection measures will be decided in the preliminary design stage. b. Immersion protection plan and work volume The protection measures for immersion farmland include reducing groundwater level, changing agricultural crops or uplifting ground elevation by filling. From the immersed conditions of areas preliminarily judged as immersed area, because of not big raise of the reservoir level, the reason for immersion mainly is insufficient burial depth of groundwater due to raise of the capillary water, but the possibility of surface swampiness is very small. Therefore, protection measures are mainly excavating ditches and sumps in combination with pumping and drainage to reduce the groundwater level or change agriculture crop varieties. On left bank from Dongjin to dam site except for a narrow residential area from Dongjin town to Wangjiaxiang near to the dam, most of the rest areas are depressive areas with elevation less than 65.Om and under normal storage level 63.23m, the groundwater buried depth there will be less than the critical buried depth and impacted for immersion. In order to eliminate such impact, engineering protective measures should be taken like excavating drainage ditch network to realize gravity discharge. The groundwater level in the areas impossible for gravity discharge shall be lowered through building drainage well in combination with pumping and discharge. In addition, local areas can adopt changing agricultural crops, for example, dry land can be changed into water field or fishponds. The discharge ditch network will be arranged: excavating one dike-parallel main discharge channel 500m away from dam foot and then excavating ca. 30m-long main channel-parallel branch channels at an interval 500m to form a discharge channel network. The bottom of the main channel is 1.5m, depth 2.0m, and the slope ratio on both slopes 1:2.5. On the both sides of channel top a protecting channel embankment will be set with height 0.5m, width 1.5m and slope ratio 1:2.5, occupying land width 19.5m. The bottom of the branch channel is 1.Om, depth is 1.5m, and the slope ratio on both slopes is 1:2.5.

126 RAP of Cuijiaying Project

On the both sides of channel top a protecting channel embankment will be set with height 0.5m, width 1.0m and slope ratio 1:2.5, occupying land width 15.5m. On basis of the geological and terrain information and the site investigation, it is preliminarily determined that the length of left bank of the main channel in the possible-immersed area is 8.5km, average branch channel length 300m, interval 500m, total length 5.1km and excavation work volume 147,000m3. In the depressive field within 1km scope of Laoyingyuangang Town sumps and pump stations may be built to discharge water into Dongdage so as to lower the groundwater level. On right bank the immersed areas are mainly distributed from Yangjiahe to Guanyingge, which are about 3km long with ground elevation below 65.0m. The planned protection measures are excavating discharge channel network to gravity discharge water to Guanyingge, and building sumps and pumping station to discharge water outside the dam. The arrangement of discharge network is similar to that on left bank. The total length of main discharge channel and branch channel is 2.8km is 1.8km respectively and the excavation work volume is 490,000m3 .

The reservoir immersion-protection work volume is shown in table 5.8-5 Summary table of the reservoir immersion-protection work volume e Table 5.8-5 Storaga level 63.23 Reamrk Main channel on 8.5 left bank Branch channels 5.1 Channel length on left bank (km) Main channel on right bank 2.8 Branch channels 1.8 on right bank Excavation, Left bank 14.7 volume Right bank 4.9 (1 0000m 3 ) Total 19.6

5.9 Cleaning plan of reservoir bottom The surface of the reservoir is 73km2, and it will inundate each kind of building and auxiliary facilities, forest trees and some fruit trees, special items and other

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ground structures. In order to prevent these matters left on bottom from impairing normal operation of the reservoir and contaminating the water, the reservoir bottom should be cleared in accordance with requirements of local sanitary and epidemic prevention department, and the pollution sources of the reservoir area cleaned and sterilized, including dismantling and cleaning buildings and structures under the resettlement line, sterilizing WC, manure pits, pig and cattle pens, cutting and clearing forest trees and sites and transporting the residential tree branches and leafs to outside the reservoir.

According to the actual conditions of the reservoir and the requirement of "Plan and Design Specification of Reservoir Immersion Treatment of Hydropower Project", the cleaning of the reservoir bottom include the following aspects: 5.9.1 Sanitary and anti-epidemic cleaning

It shall be conducted under the guidance of the local sanitary and epidemic prevention department.

A. Manure pits

There are 38 manure pits in the immersed reservoir area, the foul matters shall be transported outside the reservoir, and the pits sterilized with lime at a consumption of 1kg/M 2 and then filled with concrete.

B. Livestock pens

There are 1064.7m2 livestock pens in the immersed area, the sterilizing method is the same as that for manure pits.

5.9.2 Cleaning forest trees

In the reservoir area totally 193.1 mu garden field and 18739.8 mu forest field will be immersed and 18932.9 mu land and 13815 pieces of scattered trees shall be cleared. Before the reservoir storage, the plants on the garden field and forest trees shall be cut down and transported outside the reservoir or replanted to outside the reservoir. The forest trees shall be cut to the ground and the left tree stem shall not be 0.3m over the ground. After cleaning the residual branches or dry trees shall be floating-transported to outside the reservoir, or burnt before storage. 5.9.3 Cleaning buildings

Totally 11626.4 m2 buildings shall be removed and cleaned according to their structure. The utilizable parts shall be fully used and the non-utilizable parts

128 RAP of Cuijiaying Project dismantled and leveled with a residual over-ground height not above 0.5m. The floatable waste matters shall be treated according to sanitary epidemic prevention specifications. The auxiliary structures including enclosure wall, livestock pens, manure pits, water wells and stove shall be dismantled with buildings. The enclosure walls and accessory houses shall be manually removed and leveled and water well shall be sealed, filled and covered.

5.9.4 Special items cleaning Special items include pump station, discharge lock and dock loading/unloading systems. Because of the impact of reservoir immersion 20 pump stations shall be cleaned, 8 discharge culvert locks cleaned, and 2 dock loading/unloading systems dismantled and cleaned. The involved navigational facilities shall be cleaned under the guide of the local navigational department. The cleaning of all special items shall be finished before reservoir storage.

5.10 Environment protection engineering measures The environment protection measures mainly denote the ones taken for mitigating or eliminating adverse impact on environment of the land acquisition, removal and resettlement and for protecting re-settlers' life environment, including soil and water conservation, water environment protection, protection for land plants and lives, disposal of domestic refuse, people's health protection and environment monitoring. In May 2004, No.2 Navigational Engineering Survey and Design Institute under MOC proposed the following protective measures through site investigation, collecting related data and careful analysis on basis of the features of project-impact and local actual conditions:

5.10.1 Measures for soil and water conservation Measures for soil and water conservation are mainly for prevention, integration of prevention and control and providing protection for risks so as to well combine soil and water conservation with construction safety. Effective measures shall be taken and the project development and construction and the facilities for soil and water conservation shall be designed, built and commissioned simultaneously to reduce soil and water loss, improve ecological environment and assure safe operation of the main works. Measures for soil and water conservation mainly include engineering measures, biological measures and construction organization design and management during the construction.

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A. Protection measures in the area of main works

During the design of the main works, the engineering protection and plant protection measures shall be taken for the slope surface according to the structure design of the complex buildings. Engineering protection measures shall be taken for both the in and the out channels of ship lock and drainage lock. Dry pitching and grass protection shall be adopted for the upstream slope and downstream slope of left bank of soil dam respectively. These engineering measures and plant measures can effectively protect the soil-exposed surface of buildings and prevent new soil and water loss as well as ensure safety of works. B. Protection area of waste slag yard

The project is sited in Hajiang plain and after balancing and utilization of disposed soil it will finally generate 937.25X 104m3 spoils. In this stage the spoil yard will be selected inside the left bank of Hanjiang dam and after calculation it will occupy land 184.51 ha.

The spoil yard is set inside the dam and the spoils are piled on level ground. The yard will occupy the dry land inside the dam. In order to control the surface of the spool yard, before disposing spoils about 30cm cultivated surface shall be removed away and the spoils are centrally piled in the yard and temporary protection measures shall be taken to prevent nutrition from loss.

At disposing spoils, the spoils shall be first utilized along the acquisitioned boundaries and a trapezoid-section spoil-retaining dike shall be built on the slope foot of top width 1.0m, average height 1.0m and side slope 1:1. The spoils shall be rolled by tractor for 3-4 times. After slag is put, the cultivated soil shall be returned for cultivating again. Seeding shall be plant along the spoil slope surface. After calculation, the filling of spoil-retaining dike is 5450m 3, temporarily surface Bermudagrass-planting 27.68ha, and re-cultivated land 178.01 ha. C. Protection area of material yard

It is shown from the project design that the project needs clay 22.35 X 104m 3and riverbed sandy gravel 76.89 X 104m3. (Note: Here clay volume is compacted volume and sand gravel is net consumption). a. Zhuangjiachong clay material yard

The clay yard is located in hill toe. In order to avoid the adverse impact on the yard by rainwater, before exploring catch-ditches and drainage ditches shall be

130 RAP of Cuijiaying Project excavated around the acquisition boundaries. The drainage ditches shall be of a trapezoid section with bottom width 30cm, height 30cm and side slope ratio 1:1. The drainage ditches shall be connected with the existing ditches and channels. The upper side ditches are water-catch ditches and shall be lined with masonry rubble with thickness of 30cm. Sand deposit tank shall be set in the opening of drainage ditch with length 4.3m, width 3.3m and depth 1.5m, its side wall is of a trapezoid section and paved by masonry rubble with top width 40cm, bottom width 80cm and inner slope 1:0.5. The water flow will pass the sand deposit tank and discharge to nearby channels after deposition. During construction, special people shall be arranged to timely clear mud.

Meanwhile, in order to protect fertilizing surface cultivated soil, the recovery measures used for the clay yard shall be taken, the surface cultivated soil stripped with thickness 15cm, centrally stacked in a temporary yard within the clay yard. The stacking slope of soil shall be controlled within 1:2 and stacking height within 2.0m. The surface is compacted and then protected through planting cloverleaf. After the soil is taken out, the surface soil shall be used to trim the excavation surface of clay yard. The initial excavation depth is 4.Om and excavation side slope below 1:4.

After calculation, Zhuangjiachong clay yard occupies land 7.12ha, planned to borrow earth 26.29X 104m3, -stripped surface soil 2.19X 104m3, to-build ditches 1190m, lining 404.68m3 and re-cultivated land 7.12ha. b. Fenhuangtan sand gravel material yard

This natural sand gravel yard is sited on center beach of Hanjing river covered with 0-0.3 m silt and the terrain is flat. After the covering layer is removed with dozer and shovel, the sand shall be cut with a Model 150 diesel sand excavating ship and then transported to the sand gravel yard by barges. The removed surface shall be piled up in the temporary stacking yard within the yard. The stacking soil side slope shall be controlled within 1:2 and height within 2.0m. The surface shall be compacted and planted with cloverleaf seeding. After excavation is completed, the surface layer and waste material shall be recovered to the excavated face. The sand gravel yard will be immersed by the reservoir and thus needs no planting.

The project is planned to excavate 73.78 X 104m3, and strip 18.45 X 104m3 and vard will occupy beach 12.30ha. The temporary planted cloverleaf will be 9.22ha. 'entan sand gravel material yard -I sand gravel yard is sited on side beach on left bank of Hanjing river

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covered with 0-3m silt and the terrain is flat. After the covering layer is removed with dozer and shovel, the sand shall be cut with a Model 150 diesel sand excavating ship and then transported to the sand gravel yard by barges. The removed surface shall be piled up in the temporary stacking yard within the yard. The stacking soil side slope shall be controlled within 1:2 and height within 2.0m. The surface shall be compacted and planted with cloverleaf seeding. After excavation is completed, the surface layer shall be recovered to the excavated face and the exploited face shall form a deep pit, become a natural water and need no plant measures.

The project is planned to excavate 80.00 X 104m3, and strip 20.00X 104m3 and the yard will occupy beach 13.33ha. The temporary planted cloverleaf will be 10.00ha.

D. Protection area of construction road

From construction organization design it is clear that on the basis of the existing roads, one 0.6 km-long permanent road will be built on the right bank and two in-site temporary main roads totaling 4.4km built on the left bank to connect each construction spot. The total length of construction roads is 5.00km.

Because the terrains of the both banks are flat, during construction of the temporary accessible roads, on both sides drainage ditches shall be excavated, which besides discharging surface runoff and rainwater, may be used as boundary ditches for field and roads to protect farmlands from damage by vehicles. The drainage ditches shall be connected to the existing channels. The ditches will adopt trapezoid cross section with bottom width of 30cm and depth of 30cm, and side slope 1:1. The inner wall shall be compacted (The work volume for ditches is listed in the main work volume and not re-listed here.).

Because the longest utility period of construction road is merely four years and is sited in plain, on both side of the construction road trees will be planted. Since tree is somewhat delay in playing function of soil and water conservation and is disadvantageous to post ground-leveling and re-cultivation. Therefore, the plants for construction roads' sides shall be grass. The actual measure is to plant Bermudagrass in 0.5m ranges from the ditches to the construction road to protect embankment slopes.

For the construction roads on the left bank their harden surface layer shall be cleared away and leveled and re-cultivated simultaneously with the construction sites. The surface to be cleaned is proposed to be 20cm thick. The right bank shall become the permanent project management area and the construction road will be reserved.

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A. Protection area of construction auxiliary enterprise

According to arrangement features of the complex, the construction auxiliary facilities will be set on both banks and mainly on the right bank. In the dam site certain scale concrete mixing systems, sand gravel processing system, mending, processing, maintenance plant, comprehensive processing plant, warehouse and life facilities will be set on both banks.

According to the complex design and plan, the construction sites on the dam site will be in the administration range of the complex occupying 10.00ha land on left bank and 34.12ha on the right bank, the acquisition land will be 44.12ha totally. On the left bank the acquisition land is cultivated land and on the right bank the acquisition land is bank land. In order to protect surface cultivated land, firstly 30cm thick cultivated soil shall be removed and piled up in certain yard beside the construction site, the piling side slope shall be compacted and planted with cloverleaf seeding to protect soil and water flowing away. Around construction sites drainage ditches shall be excavated to connect to the near by rivers and channels. The design of ditch cross section is the same as that for construction road.

During construction, for sand and stone material processing plant and concrete mixing system, the sand bags shall be used to retain around material storage yard temporarily. The retaining section shall be trapezoid with top width 1.Om, height 1m and piling slope ratio 1:1.

For the temporally occupied land by construction enterprises, the land surface not used shall be planted with cloverleaf for protection; in this stage it is considered 40% of the land area.

After construction is completed, the hardened surface shall be removed with thickness 20cm. The cleaned slag shall be transported to the waste slag-piling yard. In this stage the cleaning area will be 30% of the occupied land area. The removed cultivated land on left bank shall be returned to cultivation. On the right bank the land can be returned to planting plants according to the Complex plan. F. Resettlement area of immigrants

In resettlement area of immigrants the measures include setting drainage ditches, masonry stone retaining wall and protection slope; planting suitable trees around houses or in open land.

G. Treatment for reservoir collapse and immersion

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According to the bank conditions and water level changing conditions, the residential spots and enterprises that will be impacted by possible large-scale collapse of bank or collapse body or some places that will be impacted by the reservoir operation shall be protected by cutting slope and building retaining walls.

In the immersed areas ditches and sumps will be excavated to reduce the moisture line and not to impact the agricultural plants. 5.10.2 Protection measures for water environment The water environment protection is manly protection of water during construction. The measures will be as follows:

A. Protection measure for oil leakage from the Complex

The generator group shall be assured not to leak oil, in the workshop the oil collection tank and accident treatment tank shall be set, oil and water separator shall be used to treat oil leakage and oil polluted water. B. Life sewage treatment system in the administration station

In the administration station class 2 sewage treatment systems shall be set. The sewage shall be treated in chemical manure pits, and then discharged into life sewage treatment station. The sewage treatment device will be ground buried treatment device. The treatment process is as follows:

Life sewage -* chemical manure pits -- ground buried sewage treatment device

sterilizing -+ discharge

C. Waste water treatment from ships The administration of life sewage and oil polluted water from ships shall be strengthened. The ships shall be installed with life sewage treatment facilities and oil water separator device. In the reservoir area the sewage produced by ships is not allowed to be discharged at random. The rubbish from ships shall be stored in ship, collected and send to rubbish yard after ship reaching the banks. 5.10.3 Protection measures of animals living on land In order to speed up the recovery of the vegetation around the reservoir area, improve the ecological environment and assure ecological safety of the Complex project, the following measures shall be taken:

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A. Ecological protection of land

a. To strengthen ecological protection forest construction around reservoir area, the plants in banks and greening areas shall be effectively administrated. If trees are found died, new trees shall be supplemented.

b. In the production immigrant areas, the land development scale shall be strictly controlled to prevent the cultivated land from being developed too much. The existing forestland shall not be damaged.

c. The vegetation on river beaches shall be recovered, the river beaches are not allowed to be cultivated. The banks shall be prevented from sliding and happening collapse. B. Animal protection

a. To strengthen protection of wild animals in the reservoir area. Personnel shall be arranged to protect the wild animals from being skilled.

b. Because the river beach and valley will be immersed, the varieties and quantities of birds will be unavoidable to reduce. If artificial shallow water areas are built to increase the activity areas for birds, such bird reduction will be mitigated.

c. After the reservoir storage, the animals living in the banks will go to other places, but some will stay in the original places to see whether they can be adapt to the new environment. During this time, special personnel shall be arranged to check and protect the animals from being skilled or disturbed too much. Efforts shall be made to keep animals living in the banks as many as possible.

C. Protection for fishes

In order to make clear the impact of the project on waters area ecology and fish resources. The environment administration department of the project shall coordinate aquatic production department to monitor the water and get long-term comprehensive data, which can provide basis for making reasonable measures.

According to related data, some completed reservoirs, Eutrophication water increase very fast, for the floating plants grow very fast, but the fishes which can use the floating plants are not enough, so the floating animals will grow very fast. The floating animals can be the food for fishes, if fishes do not use them, the floating animals will die and impact the water quality. The specialists suggests to put a lot of

135 RAP of Cuijiaying Project fishes which can eat floating animals into the reservoir to keep the fish varieties in certain level, otherwise, the fishes in the reservoir will reduce and impact water ecological environment.

5.10.4 Monitoring Environment The environment monitoring contents include monitoring the environment in construction stage and operation stage. Its purpose is to realize environment quality changes and impacted areas of the project site for construction and environment quality state during operation, the data can be reported to the administrative department in time and provide scientific basis for environment administration for the project. The monitoring factors of environment mainly include water and soil losing, water quality, air, noise, waste slag, people's health etc. The arrangement of monitoring sections and spots and measurement times shall be able to express pollution source changes and environment changes. For actual monitoring methods see "Environment impaction report".

5.11 Management of construction camps and protectin measures The management of construction camps and protectin measures include mainly the scientific management with cooresponding protectin measures in public security, public sanitation and people's health of the persons involved in project construction and their associated persons (their family members escorting them and the people providing related tertiary industry services for the construction.

5.11.1 Public security The public security includes the construction safety and social security in the constructin site and camps. The project owner, supervision unit and contractors and other involved units should be responsible for construction safety by establish Production Safety Control institution, formulating relevant safety regulations, enhancing safety education of the constructors, their family members and local residents, setting safety notice boards at dangerous locations, etc. The social security will be involved in the administractive scope of local government and judical departments and controlled according to the relevant laws and regulations. 5.11.2 Public sanitation The public sanitation work at the construction camps mainly involves treatment of domestic rubbish. The main measures to be adopted include set rubbish bins at designated locations in the camps to collect rubbishes and remove rubbishes to the city for treatment, forbid throwing rubbish randomly and its leachate flowing into the

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river. It forbidden to reliieve the bowels randomly. And measures shuold be made to minimize loating dust to keep the air away from pullution.

5.11.3 Protection measures for people's health

Protection measures of people's health are mainly for the people in the construction area. The project construction unit shall trust the local sanitary epidemic prevention departments to effectively control infectious disease to occur and transfer. The main measures are mainly as follows:

A. The sanitary epidemic prevention work of the construction personnel shall be done well. Before construction personnel enter the site, their health conditions and carrying germ conditions shall be grasped. If the construction person carrying germ which are not allowed to site are found, they shall be cured in time, after he recover to health he can be arranged work again. During construction the construction personnel shall have health inspection periodically to grasp their healthy conditions of construction personnel and to prevent and control disease from happening and being epidemic.

B. The sterilizing work in construction area shall be well done; especially public facilities shall be well sterilized regularly. At the same time in the temporary residential places of construction personnel, mosquitoes, flies and mice shall be eliminated to effectively control the infectious disease.

C. Sanitary supervision system shall be executed. The food entering the site shall be supervised and administrated to assure food has good sources and processing.

D. The medical and healthy organization shall be set up, the necessary prevention and control disease medicines shall be stored for facilitate emergency treatment when the construction personnel have accidents or infectious disease.

E. The sanitary propaganda and education shall be well done in the construction site to help the construction personnel have good sanitary habits.

F. The drink water of the construction personnel shall be monitored, before using, the water shall be treated by depositing and sterilizing. 6. Cost Estimate on Land Requisition and Compensation for Relocatees

The cost estimate on construction land requisition and compensation for relocates for Cuijiaying navigation hydropower project is 265.8906 million yuan, of which, 175.6027 million yuan for the reservoir inundation area, 38.7646 million yuan for construction sites, 27.3514 million yuan for separate cost and 24.1719 million yuan for physical contingency, shown in detail in Table 6-1.

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Cost Estimate Summary Table 6-1 Amount Item (104 yuan) Ratio (%) Remark I. Compensation estimate for 17560.27 66.04 reservoir inundation area 1 Compensation for rural relocatees 4882.71 18.36 1.1 Compensation for removed relocatees 166.27 1.2 Compensation for land requisition 4681.89 1.3 Compensation for rural production and living facilities 34.55 2 Compensation for urban relocatees 3878.73 14.59 2.1 Compensation for removed relocatees 109.75 2.2 Compensation for state-owned land requisition 3758.98 2.3 Compensation for removed enterprises and other units 10.00 3 Re-construction compensation 8369.47 31.48 Tentatively estimated for special items 3.1 Re-construction cost for navigation facilities 602.00 3.2 Re-construction cost for water conservancy projects 1578.00 3.3 Cost for protection projects 3687.04 3.4 Protection cost for relics 81.34 3.5 Re-construction cost for municipal facilities 2421.09 4 Clearing off for bottom of reservoir 429.36 1.61 5 Compensation for environmental protection project Cost Estimate for the project (relocatees' area) environmental protection II. Compensation estimate for 3876.46 14.58 construction area 1 Compensation for rural 3803.38 14.30 relocatees 1.1 Compensation for removed relocatees 911.16 1.2 Construction cost for infrastructures at relocatees' area 100.12 1.3 Land Compensation 1305.25

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Cost Estimate Summary Cont. Table 6-1 Amount Item (104yuan) Ratio (%) Remark 1.4 Compensation for temporary land 723.63 1.5 Compensation for removal of enterprises and other units 761.71 1.6 Compensation for private business and sand borrow 1.50 2 Compensation for special items 73.08 0.27 Tentetively estimated Ill. Independent cost 2735.14 10.29 1 Project construction and 1897.71 All the rates are based on management 7.14 the pertinent regulations in 1.1 Project construction and 107.18 "Design Cost Estimate and management . Calculation Standard fo 1.2 Management for Hydropower Project" . construction land of requisition 686.53 and resettlement 1.3 Supervision 321.55 1.4 Consultation 182.21 1.5 Technical and economic 64.31 evaluation review 1.6 Investigation and design 535.92 Rates are based on the 2 Supervision and evaluation for 214.37 pertinent regulations in the resettlement 0.81 World Bank. 3 Support for weak group 54.34 0.20 4 Management for land of 107.74 requisition 0.41 5 Other taxes 460.99 1.73 To be based on 105.33 Implementation on Field 105.33 Occupation Tax in Hubei 5.1 Tax for field occupation Province Implementation on Land 353.18 Administration in Hubei 5.2 Field reclamation Province To be based on the Ministry of Finance and the Ministry 5.3 Recovery of forestry 2.47 of Forestry, document, vegetation [2002] No.73 IV. Total project cost 1 Total of 24171.87 2 Physical contingency 2417.19 At 10% 3 Static project investment 26589.06 4 Price contingency Excl. price contingency 5 Loan interest rate during Listed in total project construction estimate 6 Total Investment 26589.06

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6.1 Basis of Preparation A. K(Land Administrative Law of the People's republic of China)) (passed by the Fourth Meeting of the Standing Committee, the Ninth National People's congress, on 29, Aug. 1998). B. ((Provisional Regulation on Surcharge Standard of Ploughed Field Tax, the People's Republic of China)) (Announcement by the State Council, 1987, No. GF 27);

C. (2002)No. CZ 73 - Announcement of((Provisional Regulation on Surcharge and Utilization for Forest and Vegetation Recovery Cost)) by the Ministry of Finance and Bureau of National Forestry; D. Announcement by National Economic Trade Committee, the People's Republic of China, 2002, No. 78 - K(Cost Estimate Preparation and Calculation Standard for Hydropower Project Design)) (2002);

E. ((Execution on Land Management, Hubei Province)) (Revised and passed at the Twelfth Meeting of Standing Committee, Ninth People's Congress, Hubei province, Sept. 27;

F. ((Implementation on Ploughed Field Occupation Tax, Hubei)) (YZF (1987) 73);

G. ((Forestry Land Administration Regulation, Hubei Province)) (Passed in the 2 9 th Meeting of the Standing Committee of the Eighth People's Congress, Hubei province);

H. (( Design Specification on Reservoir Inundation Treatment Planning for Hydropower Projects)) (Power standard, DLUT5064-1996, the People's Republic of China); I. Actual index of the project impact and the pertinent design document. 6.2 Principle of Compensation A. Land compensation and resettlement will be carried out according to Implementation of Land Management, Hubei Province, and compensation for green crops will be determined according to the relevant rules and based on the analysis on the actual values. B. Compensation standard for housing and auxiliary facilities: Housing at checked price for affected area, auxiliary facilities at actual value; C. Re-construction compensation for special items will be determined on the

140 RAP of Cuijiaying Project basis of recovered function at original scale, original standard and original function; D. Compensation for the other fruits and trees will be determined according to their actual value or incurred cost necessary for re-planting. 6.3 Estimate on Compensation Investment Cost Estimate on Construction Land Requisition and Compensation for Relocatees for Cuijiaying Navigation Hydropower Project will be calculated at reservoir inundation area and construction area respectively. 6.3.1 Compensation Estimate on Reservoir Inundation Area Compensation estimate on reservoir inundation area for Cuijiaying Navigation Hydropower Project includes compensation of rural resettlement, urban resettlement, re-construction project for special items, clearing-off of the bottom of reservoir and environmental protection project. According to the regulation of the pertinent resettlement policies and the other requirements, each item of costs are calculated as follows: 6.3.1.1 Compensation for Rural Relocatees Compensation cost for the rural relocates includes removal, land requisition, rural production and living facilities etc. the rural relocatees' compensation for the project is calculated to be 48.8271 million yuan. A. Compensation for Relocatees' Removal a. Housing and Auxiliary Facilities According to the compensation standard for housing and auxiliary facilities in chapter 4,the rural relocatees' removal housing and auxiliary facilities at the project reservoir area is 1.4575 million yuan. b. Other Fruits and Timber According to the compensation standard for the other fruits and trees in chapter 4, the other fruits and trees necessary for cutting at the project reservoir area is 205100 yuan. B. Compensation for Land Requisition The project compensation for land requisition mainly refers to the land compensation and resettlement subsidy at the river beach of reservoir area, altogether 46.8189 million yuan. C. Compensation for Rural Production and Living Facilities The rural production and living facilities include transfer stations of sand/gravel, quarries, water pipes, simple roads, the compensation criteria of which is repectively

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5000 Yuan/ea., 3000 Yuan/ea., 25 Yuan/m, and 50000 Yuan//km. 6.3.1.2 Compensation for Urban Relocatees Compensation for urban relocatees include removal , requisition of state-owned land and removal of the enterprises and other units. According to the calculation, the project compensation for urban relocatees is 38.7873 million yuan. A. Compensation for Relocatees' Removal a. Relocatees, Enterprises and Other Units, Auxiliary Facilities According to the compensation standard for housing and auxiliary facilities in chapter 4, housing removal for the urban relocatees, the enterprises and other units and auxiliary facilities at the project reservoir area is 903600 yuan. b. Other Fruits and Timber According to the compensation standard for the other fruits and trees in chapter 4, the other fruits and trees necessary for cutting at the project reservoir area is 193900 yuan. B. Compensation for State-owned Land Requisition The project compensation for the state-owned land requisition is mainly of river beach of reservoir area, altogether 37.5898 million yuan. C. Compensation for Removal of Enterprises and Other Units The affected enterprises and other units at inundated area only refers to removal allowance (the other compensation cost has been listed above), which will be negotiated between the project construction unit and the affected unit, now provisionally at 100000 yuan). 6.3.1.3 Re-construction Cost for Special Item According to the preliminary re-construction scheme for each special item put forward by the relevant departments and design units entrusted by the project owner, the total investment for each special items of the project is preliminarily estimated to be 83.6947 million yuan. The engineering cost will be adjusted according to the engineering output at different engineering stages, such as preliminary design and implementation stages. A. Re-construction Cost for Navigation Facilities The major affected Fancheng district at the project reservoir area is a group of docks of about 1km long. According to the preliminary reconstruction scheme made by the design unit (including filling volume, concrete yard, road, removal and installation of equipment etc.) and preliminary investment estimate, now provisionally at 6.02 million yuan.

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B. Re-construction Cost for Water Conservancy Facilities According to the preliminary reconstruction planning for impacting water conservancy facilities, the total reconstruction investment is 15.78 million yuan, shown in detail for each item, in Table 6.3-1. Re-construction Cost for Impacting Water Conservancy Facilities Table 6.3-1 No.Item Unit Quantity Unit price Investment No. | Item Unit|Q| t itY (yuan) (104yuan) Remark 1 Reconstruction o KW 2465 3000 739.50 18 sets/8 pcs drainage culvert/sluice 2 Reconstruction of eas pcs 1 8000000 800.00 To original east 2 sluice pcd 000 0.0 itch 3 Drainage culvert pcs 1 25000 2.50 4 Raising of support for pcs 12 30000 36.00 1860KW/20sets irrigation pump station Total 1578.00 C. Protection Cost According to the preliminary planning on the reservoir area protection made by the design unit, the total investment for the reservoir area protection is 36.8704 million yuan, of which, 27.3204 million yuan for reservoir bank and 9.55 million yuan for farmland inundated protection, with item by item investment shown in Table 6.3-2. Investment for Reservoir Area Protection Table 6.3-2

No. Item Unit Quantity ( yuan ) I(10 yuan) Remark

1 Reservoir bank 2732.04 -____protection 1.1 Riprap bottom 104m3 14.40 83.71 1205.42 ,___protection______Slope protection 1.2 by un-cemented 104 m3 10.51 101.28 1064.45

b lo ck ______1.3 Geo-textile cloth 104m2 34.51 9.00 310.59 ___ cushion______1.4 Earth volume 104m3 18.90 8.02 151.58 Farmland Draining at 48200mu 2 immersed 955.00 Dranng atwork I 1protection channel network Total 3687.04 D. Protection Cost for Relics According to general investigation and preliminary planning for the relics at the reservoir area made by Hubei Provincial Relics Archaeological Research Institute, the total protection and treatment cost is 0.8134 million yuan. E. Reconstruction Cost for Municipal Facilities

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According to the preliminary planning for reconstruction of municipal facilities at the reservoir area, the total cost is 24.2109 million yuan, with item by item investment shown in Table 6.3-3. Reconstruction Cost for Municipal Facilities Table 6.3-3 Unit price Cost No. Item Unit Qty. Uni (104yuan) Remark

1 Draining pump (sluice) pcs 8 2000000.0 1600.00 Distribution at 50%. reconstruction/expansion 0 Outlet for Yuliangzhou rain Reconstructing 2 Ors Yuiangzou rain pcs 2 240.00 pumping station of works 5.86m 3/s 3 Reconstruction of sewag pcs 1 500000.00 50.00 house of two water plants p 4 Protection of south channel 339.09 4.1 Riprap foot protection 104m3 2.40 83.71 200.90

4.2 Slope protection b 104m3 1.08 101.28 109.38 un-cemented block _ 4.3 Geo-textile cushion 104m' 3.20 9.00 28.80 Bridge construction for Daqing 5 road and Yingxumen gate 12.00

_ p_ haft ______Re-construction for emergenc 6 drainage exit at Qinghekou 150.00 pumping station Heightening main cut-off pip 7 shaft for south and north 30.00 channel Total 2421.09

6.3.1.4 Clearing off Cost for Bottom of Reservoir

According to clearing off planning of bottom of reservoir, the clearing off cost for the project includes clearing buildings, environment, forest and wood etc., provisionally at 60000 yuan/kM2, the total clearing off cost is 4.2936 yuan. 6.3.1.5 Environmental Protection Cost

The project environmental protection cost is listed in the Cost Estimate on Environmental Protection for Cuijiaying Navigation Hydropower Project. According to the above calculation, the cost estimate is 17.56027 million yuan, with itemized calculation shown in Table 6.3-4. 6.3.2 Compensation Cost Estimate for Construction Area 6.3.2.1 Compensation for Rural relocatees

Compensation cost for rural relocatees include removal, construction for infrastructures, land requisition, temporary land occupation, removal of enterprises

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and other units and private business, which is calculated to be altogether 38.0338 million yuan. A. Compensation for Relocatees' Removal a. Housing and Auxiliary Facilities

According to the compensation standard for housing and auxiliary facilities in chapter 4, housing removal for the rural relocatees and auxiliary facilities at the project reservoir area is 8.8675 million yuan. b. Other Fruits and Timber

According to the compensation standard for the other fruits and trees in chapter 4, the other fruits and trees necessary for cutting at the project reservoir area is 100000 yuan. c. Subsidy for Removal

Subsidy for removal includes material loss, transportation and work delaying. The project has rural relocatees of 267, at 300 yuan/person, the total subsidy for the rural relocatees in construction area is 80100 yuan. d. Temporary Transition

The temporary transition is calculated at 240 yuan/person and there will 267 rural removal persons at planning level year of 2008, therefore the temporary transition cost altogether is 64100 yuan. B. Construction Cost for Infrastructures at Relocatees' Site a. Construction Land Requisition According to the preliminary resettlement planning, 60m2/person will be provisionally provided to the residential construction land, needing land requisition of 24 mu. All the land of requisition is non-ploughed, provisionally at 20000 yuan/mu, with construction land cost of requisition of 480600 yuan. b. Land Leveling

The rural residential base will be leveled according to the will of the relocatees, at 500yuan/person, so the total leveling cost is 133500 yuan. c. Water Supply The water supply for the rural resettlement site is provisionally calculated at 1000 yuan/person, altogether 267000 yuan. d. Power Supply The power supply for the rural resettlement site is provisionally calculated at 150

145 RAP of Cuijiaying Project yuan/person, altogether 40100 yuan. e. Outside Transportation Construction The outside transportation for the rural resettlement site is provisionally calculated at 300 yuan/person, altogether 80100 yuan. C. Compensation for Land Requisition Land requisition for the project includes rural collective land and state-owned river beach, altogether 12.9937 million yuan. D. Compensation for Temporary Construction Land Compensation for temporary construction land is altogether 7.2363 million yuan. E. Compensation for Enterprise and Other Units Compensation for enterprise and other units at project construction area include housing and auxiliary facilities, several fruits and timber, removal subsidy, land requisition and temporary construction land, altogether 7.6171 million yuan. F. Compensation for Private Business There are 5 private business ( including sand borrow) impacted by the project construction, altogether 15000 yuan. 6.3.2.2 Compensation for Removal and Reconstruction of Special Items According to the reconstruction scheme of feasibility study stage, the reconstruction investment for each special item at construction area is estimated to be 730800 yuan, of which, 488800 yuan for telecommunication, 182000 yuan for power works, 60000 yuan for water conservancy works. The engineering cost will be adjusted according to the engineering output at different engineering stages, such as preliminary design and implementation stages. Based on the above calculations, the compensation cost estimate at construction area is altogether 38.7646 million yuan. 6.3.3 Independent Cost The independent cost includes construction administration, supervision and evaluation for relocatees, support for weak group, land requisition and other taxes. A. Construction Administration The construction administration includes project construction, land requisition, resettlement management, supervision, consultation, technical and economic evaluation, review, investigation, design and planning. All the rates are based on "Cost Estimate Preparation and Calculation for Hydropower Project Design".

146 RAP of Cuijiaying Project

a. Construction Administration

The construction administration refers to land requisition and resettlement undertaken by the construction party calculated at 0.5% sum of 6.3.1-6.3.2. b. Land Requisition and resettlement Management (1) Implementation of Management Cost Resettlement Implementation organization is responsible for land requisition and resettlement, at 3% of 6.3.1-6.3.2. (2) Technical Training for Relocatees

The technical training cost refers to the fees incurred by carrying out technical training for the relocatees and the cadres so as to improve their professional level, at 0.5% sum of 6.3.1.1 and 6.3.2.1. c. Supervision

The supervision cost is mainly used by the supervision unit for carrying out comprehensive supervision on relocatees, at 1.5% sum of 6.3.1-6.3.2. d. Consultation

Consulting service refers to the cost incurred by the project construction unit who authorizes the consultation company to review the project land requisition and resettlement, at 0.85% sum of 6.3.1-6.3.2. e. Technical and Economic Evaluation and Review The technical and economic evaluation and review refers to the cost incurred by the project construction unit who organizes review on the cost for the project land requisition and resettlement planning, at 0.3% sum of 6.3.1-6.3.2. f. Investigation, Planning and Design The investigation, planning and design refers to the cost incurred by resettlement planning in preliminary design and bidding design, at 2.5% sum of 6.3.1-6.3.2. B. Resettlement Supervision and Evaluation The resettlement supervision and evaluation refers to the cost incurred by outer supervision and evaluation organization for the work, at 1% sum of 6.3.1-6.3.2. C. Support for Weak Group The support cost for weak group is calculated at 0.5% of land compensation and housing and auxiliary facilities compensation, used for providing various kinds of help or living support. D. Management for Land Requisition

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The management cost for land requisition is mainly used for dealing with land requisition formalities by Land administrative department, at 1.1% of land requisition. E. Other Taxes a. Ploughed Land Occupation Tax According to the relevant regulation of " Implementation of Land Occupation Tax, Hubei Province" (1987) No. 73, the standard tax of ploughed land requisition is 6 yuan/M2 . b. Ploughed Land Reclamation Cost According to the relevant regulation of " Implementation of Land Administration, Hubei Province (revised and passed at the Twelfth Meeting of Ninth People's Congress, Hubei Province, on Sept. 27), the ploughed land (including vegetable garden and fish pond etc.) reclamation cost standard is at one time of land compensation cost. c. Forestry Vegetation Recovery According to the announcement in "Provisional Regulation on Surcharge and Utilization for Forestry and Vegetation Recovery ([20021 No. 73), the forestry for the project is timber forest and economic forest, so the recovery cost is calculated at 6 yuan/M2 . 6.3.4 Physical Contingency The physical contingency is calculated at 10% sum of 6.3.1-6.3.3, mainly used for various possible contingencies. 6.3.5 Loan Interest Rate During Construction The project cost estimate does not include loan interest rate during construction, and will be listed in the total estimate made by the design unit. 6.3.6 Total Compensation Cost Estimate The total compensation cost estimate for Cuijiaying navigation and hydropower project is 265.8906 million yuan, which will all be listed in the total project cost, with itemized cost shown in Table 6.3-4.

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4

Description Unit Total X ian cheng District Xia gyang Distric Fan heng District Yuli ngzhou zone Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount I. Rural resettlement compenation 4882.71 1025.80 3856.76 0.15 1 House relocation 166.27 109.05 57.22 1.1 House and outbuilding 145.75 105.66 40.09 1.1.1 House 125.21 85.44 39.77 (1) brick-concrete m2 110.29 2820.50 250.00 70.51 1590.90 250.00 39.77 (2) Other structure m2 14.92 1492.40 100.00 14.92 1.1.2 Outbuilding 20.54 20.23 0.32 ieservoir (1) pig/cow pens m2 3.73 1062.30 35.00 3.72 2.30 35.00 0.01 undation (2) sunning ground m2 2.58 1291.20 20.00 2.58 (3) kitchen range ea. 1.26 42.00 300.00 1.26 (4) well ea. 4.50 42.00 1000.00 4.20 3.00 1000.00 0.30 (5) telephone ste ea. 0.07 4.00 166.00 0.07 (6) water pond ea. 0.01 2.00 50.00 0.01 (7) Large shed m2 4.00 13334.00 3.00 4.00 (8) toilet m2 0.40 111.00 35.00 0.39 2.44 35.00 (.01 (9) water tower ea. 4.00 2.00 20000.00 4.00 1

1.2 Scattered trees 20.51 3.39 _ _ 17.13

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4 (continued)

Description Unit Total Xian cheng District Xiangyang Distric Fancheng District Yuliangzhou zone =______Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount 1.2.1 Economic trees ea. 3.08 608.00 50.00 3.04 8.00 50.00 0.04 1.2.2 Other trees ea. 17.43 174.00 20.00 0.35 8543.00 20.00 17.09 2 Land compensation 4681.89 887.35 3794.55

2.1 state-owned land 4681.89 887.35 13794.55 = _ 2.1.1 river shoal land mu 4681.89 887.35 3794.55 (1) Dry land mu 2585.54 1249.80 3734.72 466.77 5673.18 3734.72 2118.78 (2) Fish pond mu 92.82 80.00 6134.72 49.08 71.31 6134.72 43.75 leservoir (3) Garden plot mu 56.65 56.65 undation Nursery mu 11.07 20.00 5534.72 11.07 *oaPear mu 22.82 36.60 6234.72 22.82

Peaach mu 22.76 36.50 6234.72 22.76 (4) Forest land mu 1946.88 314.86 1632.02 Pine (young) mu 675.79 1355.73 4984.72 675.79 Broad leaf (young) mu 1204.03 665.00 4734.72 314.86 1877.98 4734.72 889.17 Broad leaf (matured) mu 67.06 151.21 4434.72 67.06 3 production/living facilities 34.55 29.40 5.00 0.15 (1) Sand/gravle transfer station ea. 7.00 4.00 5000.00 2.00 10.00 5000.00 5.00

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4 (continued)

Description Unit Total Xian cheng Di trict Xia igyang Di tric Fancheng Dis trict Yuliangzhou zone Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount (2) Sand deposit ea. 0.90 3.00 3000.00 0.90 (3) Water pipe m 18.00 7200.00 25.00 18.00

(4) Simple road km 8.65 1.70 50000.00 8.50 0.03 50000.00 0.15 II. Urban resettlement 3878.73 861.70 3017.03

1 House relocation 109.75 ____43.92 65.83 1.1 ouse and others 90.36 41.90 48.46 1.1.1 House 76.38 39.02 37.35 (1) Brick-concrete 2 I.Reservoir m 11.40 1380.01 300.00 11.40 2 inundation (2) Brick-wood m 24.16 853.91 250.00 21.35 112.60 250.00 2.82 rea (3) Other structure m2 40.81 627.61 100.00 6.28 3453.74 100.00 34.54 1.1.2 Outbuilding 13.99 2.88 11.11 2 (1) Enclosure wall m 1.56 291.90 30.00 0.88 228.80 30.00 0.69

(2) Well ea. 3.60 36.00 1000.00 3.60 2 (3) Straw shed m 6.83 2275.00 30.00 6.83 (4) Lawn mu 2.00 40.00 500.00 2.00 1.2 Scattered trees 19.39 2.02 17.37

1.2.1 Economic trees ea. 17.37 1 1 ___ _ _ 3474.00 50.00 17.37

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4 (continued)

Description Unit Total Xian cheng Di trict Xiangyang Di tric Fancheng Dis rict Yuliangzhou zone Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount 1.2.2 Other trees ea. 2.02 1008.00 20.00 2.02 2 State-owned land 3758.98 807.78 2951.20 2.1 River shoal land mu 3758.98 1807.78 2951.20 (1) Dry land mu 232.44 36.07 3734.72 13.47 2189.64 1000.00 218.96 (2) Garden plot mu 35.00 35.00 Pear mu 35.00 100.00 3500.00 35.00 (3) Forest land mu 3487.95 790.71 2697.24

I.Reservoir Fir (matured) mu 13.30 30.00 4434.72 13.30 inundation Broad leaf trees (Young) mu 1960.80 9804.00 2000.00 1960.80 rea Broad leaf trees (medium) mu 653.14 2612.54 2500.00 653.14 Broad leaf trees (matured) mu 860.71 1753.00 4434.72 777.41 490.00 1700.00 83.30 (4) Construction land mu 3.60 8.12 4434.72 3.60 3 Relocation of enterprises 10.00 10.00 111.Special item restoration 8369.47 1 Navigation facilities 602.00 Wharf m/ea. 602.00 2 Irrigation works 1578.00

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4 (continued)

Description Unit Total Xian chen District Xian an Distric Fanchen District Yuliangzhou zone

______Quantity Uniice Amount Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount 2.1 Pump station kW/ea. 36.00 2.2 Drain culvert gate ea. 1539.50 2.3 Drain pip ea. 2.50 3 Protection owrks 3687.04 3.1 Reservoir bank protection 2732.04 3.2 farmlalnd protection against submergence 955.00 4 Historic relics protection ea. 81.34 leservoir 5 Restoration of public faclities 2421.09 indation 5.1 Drainage pump station/gate ea. 1600.00

5.2 Free-flow outlet ea. 240.00 5.3 Slurry pump station ea. 50.00 5.4 South channel km 339.09 5.5 Gate shaft ea. 12.00 5.6 emergency drain outlet ea. 150.00 5.7 Inspection well ea. 30.00 IV. Reservoir bottom cleaning 429.36

Grand total 17560.27 1025.80 3856.76 861.85 1 3017.03

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4 (continued)

Description Unit Total Xian cheng District Xia gyang Distric Fa cheng District Yuli ngzhou zone Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount 1. Rural resettlement compensation 3803.38 2602.01 1201.36 1 House relocation 911.16 911.16 1.1 house and others 886.75 886.75_ 1.1.1 house 822.40 822.40 (1) brick-concret m2 613.22 20440.80 300.00 613.22 (2) brick-wood m2 183.49 7339.60 250.00 183.49 (3) other structure m2 25.69 2568.90 100.00 25.69 II.Constr. 1.1.2 outbuilding 64.34 64.34 (1) pig/cow pen m2 7.38 2108.90 35.00 7.38 (2) enclosure wall m2 13.58 4527.00 30.00 13.58 (3) sunning ground m2 31.28 15639.00 20.00 31.28 (4) kitchen range ea. 2.25 75.00 300.00 2.25 (5) well ea. 1.10 11.00 1000.00 1.10 (6) telephone ea. 0.42 25.00 166.00 0.42 (7) water pond ea. 0.30 59.00 50.00 0.30 (8) house foundation m2 2.45 1222.70 20.00 2.45

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4 (continued)

Description Unit Total Xian gcheng District Xia gyang Distric Fa cheng District Yuli angzhou zone Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount (9) Toilet m2 1.34 382.00 35.00 1.34 (10) Fish pond m2 0.20 100.30 20.00 0.20 2 (11) Retaining wall m 0.06 20.00 30.00 0.06 1 ___ (12) Water tower ea. 4.00 2.00 20000.00 4.00 1.2 Scattered trees 10.00 10.00

1.2.1 economic trees ea. 2.90 579.00 50.00 2.90 ___ 1.2.2 Other trees ea. 7.10 3552.00 20.00 7.10 1.3 Transfer allowance ea. 8.01 267.00 300.00 8.01 Ceonstr. 1.4 transition fee pers. 6.41 267.00 240.00 6.41 2 Constructionat host side 100.12 100.12 2.1 land requisition mu 48.06 24.03 20000.00 48.06 2.2 land leveling pers. 13.35 267.00 500.00 13.35 2.3 water suuply pers. 26.70 267.00 1000.00 26.70 _ _ _ _ 2.4 power supply pers. 4.01 267.00 150.00 4.01 2.5 access road pers. 8.01 267.00 300.00 8.01 3 Land compensation 1305.25 785.48 519.76

3.1 Collective-owned land 769.65 769.65 _ _ l l _ _ l l

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement

Table 6.3-4 (continued)

Description Unit Total Xiangcheng Di trict Xian gyan Distric Fanc g District Yuliangzhou zone Unit Unit Quantity Unit price Amount Quantity Unit price Amount Quantity price Amount Quantity price Amount 3.1 .1 Plowed land mu 585.72 585.72 (1) Dry land mu 477.20 183.38 26022.23 477.20 (2) vegetable plot mu 73.56 27.63 26622.23 73.56

(3) fish pond mu 34.97 12.66 27622.23 34.97 D = _=_==_ 3.1.2 Garden plot mu 91.59 91.59 (1) nursery mu 5.29 2.36 22436.37 5.29 (2) Peach mu 86.30 37.30 23136.37 86.30 3.1.3 Wood land mu 13.41 13.41 ll.Constr. Broad leaf trees mu site (Young) 12.46 5.76 21636.37 12.46 Cortex mu eucommiae 0.95 0.42 22636.37 0.95 3.1.4 Construction land mu 64.24 56.03 11464.65 64.24 3.1.5 Unused land mu 14.69 12.81 11464.65 14.69 3.2 State-owned land 535.60 15.83 519.76 3.2.1 River shoal land mu 535.60 15.83 519.76 (1) Dry land mu 15.83 37.68 4201.56 15.83 (2) Forest land mu 519.76 519.76 Broad leaf trees mu (Young) 519.76 1097.771 4734.72 519.76,

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4 (continued)

Description Unit Total Xian cheng District Xia gyang Distric Fan heng District Yuli ngzhou zone Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount 4 Land occupied temporarily 723.63 42.03 681.60 4.1 Rural collective-ownd land 199.83 42.03 157.80 4.1.1 Plowed land m_u 191.3_2 33.52 157.80 Dry land mu 191.32 22.94 14611.12 33.52 108.00 14611.12 157.80 4.1.2 Construction land mu 2.51 12.56 2000.00 2.51 4.1.3 Unused land mu 6.00 30.00 2000.00 6.00 4.2 State-owned land 523.80 523.80 4.2.1 River shoal land mu 523.80 523.80 ll.Constr. Wood land mu 523.801 s ite ______523.80 ______Broad leaf trees (Young) mu 523.80 1164.00 4500.00 523.80 5 Transfer of enterprises 761.71 761.71 1 _ 5.1 House and outbuildings 476.27 476.27 5.1.1 House 443.88 443.88 (1) Brick-concrete m2 311.05 10368.40 300.00 311.05 (2) Brick-wood m2 115.32 4612.90 250.00 115.32 (3) Other structures m2 17.50 1750.10 100.00 17.50 5.1.2 Outbuildings 32.39 32.39

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4 (continued)

Description Unit Total Xiangcheng District Xiangyang Distric Fancheng District Yuli ngzhou zone Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount (1) pig/cow pen m2 0.62 178.10 35.00 0.62 (2) enclosure wall m2 11.15 3717.20 30.00 11.15 2 (3) Sunning ground m 10.71 5355.20 20.00 10.71 ___ (4) Toilet m2 0.53 151.55 35.00 0.53 (5) Well ea. 0.10 1.00 1000.00 0.10 (6) Water pond ea. 0.02 3.00 50.00 0.02 (7) Well ea. 4.00 2.00 20000.00 4.00 (8) Kiln m2 3.53 1800.00 19.60 3.53 itHeonstr (9) Shed m2 0.34 96.00 35.00 0.34 (10) Simple road km 1.40 0.28 50000.00 1.40 5.2 Scattered trees 0.07 0.07 5.2.1 Economic trees ea. 0.02 3.00 50.00 0.02 5.2.2 Other trees ea. 0.05 26.00 20.00 0.05 5.3 Transfer allowance 233.34 233.34 5.4 Land acquisted mu 31.91 27.83 11464.65 31.91 1 5.5 Land occupied tempor. mu 20.13 100.64 2000.00 20.13 1 6 Individual business (quarries) ea. 1.50 5.00 3000.00 1.50

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4 (continued)

Xiangcheng District Xiangyang Distric Fa cheng District Yuliangzhou zone Description Unit Total Quantit Quant Unit Quant Unit Amoun Quantit Unit Amou y Unit price Amount ity price Amount ity price t y price nt 11.Special items restoration 73.08 73.08 1 Telecommunication works 48.88 48.88 1.1 Overhead optical cable pole/k m 7.28 2.08 35000.00 7.28 11. 1.2 Embedded optical cable km 41.60 8.32 50000.00 41.60 _ Constr - 2 Electric power works 18.20 18.20 site 35kV transmission line km 18.20 1.82 100000.00 18.20

3 Irrigation works 6.00 6.00 Pump stations Ea. 6.00 2.00 30000.00 6.00 Total 3876.46 2675.09 1201.36 1 Overhead of project management 1897.71 338.27 462.82 74.55 260.97 1.1 overhead charge of project 107.18 18.50 25.29 4.31 15.09 1.2 overhead for land IlI.Oth requisition and resettlement 686.53 129.17 177.03 25.86 90.51 er 1.2.1 overhead for expen implementation 643.10 111.03 151.74 25.86 90.51 ses 1.2.2 Training 43.43 18.14 25.29 0.00 1.3 Supervision 321.55 = 55.51 75.87 = 12.93 ____45.26 1.4 Consulting service 182.21 31.46 42.99 _ 1 7.33 ___ 25.64 1.5 Techno-econ. evaluation 64.31 11.10 15.17 2.59 9.05

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4 (continued)

Description Unit Total Xian cheng Di trict Xia gyang Di tric Fancheng Dis trict Yuli angzhou zone Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount 1.6 Plan & design charge 535.92 92.52 126.45 21.55 75.43 2 Monitr/evaluation charge 214.37 37.01 50.58 8.62 30.17 3 Support to vulnerable group 54.34 13.33 21.77 4.25 15.00 4 Overhead for land acquistion 107.74 18.93 47.46 8.89 _ 32.46 5 Other charges and taxs 460.99 460.99

5.1 plowed land 105.33 _ 105.33 5.1.1 plowed land (incl. IlI.Other yegetable plot, fish ponds) mu 89.47 223.67 4000.00 89.47 axpenses 5.1.2 Garden plots (incl. other agri. use land mu 15.86 39.66 4000.00 15.86

5.2 plowed land reclamation 353.18 353.18 ______5.2.1 plowed land (incl. vegetable plot, fish ponds) mu 307.72 223.67 13757.58 307.72 5.2.2 Garden plots (incl. other agri. use land mu 45.47 39.66 11464.65 45.47 5.3 Forest land restoration mu 2.47 6.18 4000.00 2.47 Total 2735.14 868.52 582.63 96.30 338.61

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Itemized Compensation Cost Estimate on Land Requisition and Resettlement Table 6.3-4 (continued)

Description Unit Total Xian cheng District Xian gyang Distric Fancheng District Yuli ngzhou zone Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount Quantity Unit price Amount Total of 1,11,1 11 24171.87 4569.41 5640.75 958.15 3355.64 Physical contingency 2417.19 456.94 564.08 95.82 335.56 Static project investment 26589.06 5026.35 6204.83 1053.97 3691.20 Price contingency Loan interest in construction

Grand total of investment 26589.06 5026.35 6204.83 1053.97 3691.20

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7. Implementation Resettlement Plan 7.1 Implementation Procedures A. Land Requisition and Compensation

Land requisition and compensation will be completed by relative organizations in a coordinative way. The detailed procedure is as follows. a. The Design Institute provides maps defining the scope and area of the land to be requisitioned. b. The resettlement offices apply for planning permission and official "red-line" land plan drawing to the governmental planning departments, and apply for land requisition to the land administration departments; c. Apply for official approval; d. The Project Resettlement Office signs the land compensation agreement respectively with the district resettlement offices; e. The district resettlement offices negotiate on the land compensation with the relative town (subdistrict), village (neighborhood committee) and local land administrations, sign the compensation agreement, and go through the formalities for land use; f. Disburse the compensation; g. Go through legal formalities; h. Implementation of land requisition. Use of land requisition compensation (land compensation and resettlement subsidy): For the villages (neighborhood committees) which will be cashcompensated, part of the land compensation fee will be directly paid in cash to each affected household in villages (neighborhood committees) and remaining will be used as the cost of constructing agricultural production and infrastructure facilities of the whole village (neighborhood committee). For those villages (neighborhood committees) with resettlement by land re-adjustment and reclaiming wasteland, most of land compensation should be used to reclaim wasteland, restructure the agricultural system and and used as a subsidy for the resettlers during their transitional period. The remaining should be used for development of the village collective production and improvement of the rural facilities. The land adjustment will be conducted wholly or partly in the village or village group. B. Production Resettlement and Rehabilitation The production resettlement and rehabilitation will be implemented by the village committees. The procedure is as follows:

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(1) Convene meetings participated by villager or villager representatives, study and establish overall schedule of land reclamation, land re-adjustment and allocation, and production restoration.

(2) Publicize the schedule of land reclamation, re-adjustment and allocation, and production restoration; collect comments and suggestions from the villagers. (3) Implement land re-adjustment and allocation (4) Negotiate with the enterprises willing to employ surplus laborers on the job arrangement and sign "Labor Force Resettlement Agreement", or establish a detailed schedule of production rehabilitation and resettlement of labor force. Announce the resettlement schedule for surplus laborers and the name list, accept supervision by the villagers. Implement resettlement for surplus laborers. C. Housing Removal and Moving of Residents The procedure of housing removal of resettlers is as follows. (1) The Design Institute provides the scope of housing removal; (2) Ddistrict resettlement offices, together with design institute, relative towns (subdistricts) and villages, assess the quantity and quality of the houses; (3) Ddistrict resettlement offices negotiate with relative towns (subdistricts), villages and resettling households the compensation criteria of houses and outbuildings, and sign housing removal agreements.

(4) Each village, entrusted by district resettlement offices, announces the quantity, compensation criteria and the time schedule for removing and rebuilding houses, and inquires for comments from the PAPs. (5) Ddistrict resettlement offices sign agreement on housing removal compensation with resettler households.

(6) Towns (subdistricts) and villages make the new house plots available for relocated households and inquire for comments. (7) Distric resettlement offices go through the formalities for use of house plots. (8) District resettlement offices entrust relative construction units to carry out road construction, water supply, power supply and land preparation and sign house removal agreement with PAPs. The house plot preparation may be done by PAPs themselves. (9) PAPs receive the compensation fees. (10) Demolish the old houses;

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(11) PAPs build their new houses; (12) PAPs move into the new houses. D. Restoration of special facilities (items)

(1) The design unit will propose the influence scope of each special facility;

(2) PRO, local RO's and responsible department of special items, together with relevant project design unit, investigate into the grades and quantity of affected special facilities;

(3) PRO, local RO's will entrust design units to prepare the removal and reconstruction scheme according to resettlement program;

(4) PRO and local RO's will negotiate with the responsible department of special items for the compensation criteria of respective special items relocation, and sign "Compensation Agreement on Restoration of Special Facilities";

(5) The responsible department will be responosible for implementaing the reconstruction of special facilities; (6) Each special facility will be put into operation. 7.2 Progress Schedule

The implementation schedule of the land requisition and resettlement will go on according to the planned progress of project construction. The implementation will be based on the following principles. (1) Housing removal in the reservoir area should be completed before filling of the reservoir and that in the project structure site before starting construction of project structures.

(2) Housing removal date should be informed to the resettlers at least 3 months ahead of the date,. (3) The duration of house rebuilding should be negotiated with the resettlers, and can be extended if necessary. (4) The land requisition should be completed before filling the reservoir or construction of the project. (5) Land re-adjustment should be completed during cropping intervals.

(6) Job arrangement for surplus laborers should be completed before land requisition.

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(7) Cleaning of the reservoir area should be completed before the filling of the reservoir.

(8) The restoration and re-building of Infrastructures will be completed before the filling of the reservoir.

The schedule of land requisition and resettlement will be decided according to the overall project scheme, referring to Table 7-1. Schedule of Land Requisition/Resettlement of Cuijiaying Navigation and Hydropower Project Table 7-1 Description Planning progress I. Land requisition

1. Define land requisition-affected households 2004.6

2. Preparation of inventory survey for land requisition 2004.6-2004.8 and investigation

3. Negotiate and set up the compensation standards for 2004.7-2004.8 the land requisition

4. Payment of land requisition compensation 2005.4-2008.6

5. Go through formalities for land requisition 2005.4-2008.6 II. Production restoration

1. Construction of water conservancy works Before 2008.6

2. Reclamation and improvement of land Before 2005.7

3. Negotiation of land adjustment and allocation scheme Before 2005.7

4. Adjusting and allocating land Before 2005.7

5. Employment of labor Before 2005.7 Ill. Removal and construction of (private) houses

1. Define the removing objects 2004.6

2. Inventory data survey of removal 2004.6-2004.8 3. Negotiation and setting up of the compensation 2004.7-2004.8 standards for houses 4. Payment of house compensation 2005.2-2005.5

5. Land requisition for house plot 2005.1

6. Selection house plot 2005.2

7. Leveling of house plot 2005.1-2005.2 RAP of Cuijiaying Project

Schedule of Land Requisition/Resettlement of Cuijiaying Navigation and Hydropower Project Table 7-1 (Continued) Description Planning progress

8. Demolishing the old houses Before 2005.3

9. Construction of new houses 2005.3-2005.6 10. Moving into new houses 2005.6 IV.Relocation of enterprises 2005.6-2008.6 V. Restoration of special facilities Before 2008.6

7.3 Fund Flow and fund Allocation Schedule 7.3.1 Fund Flow According to the compensation policies and criteria set in the RAP, the PRO will sign an "Compensation Agreement of Land Requisition and Housing Relocation for Construction of Cuijiaying Navigation and Hydropower Project", pay the compensation to each district resettlement office through bank according to agreement. The district resettlement offices will sign "Agreements of Land Requisition and Compensation" with the land administration bureau. The district land management bureau will sign with the affected town (subdistrict) and village (neiborhood committees) the land requisition compensation agreement. At the same time, the district resettlement offices will sign "Agreement of Houses and Outbuilding Removal Compensation" with the affected households, and "Compensation and Agreement for Special Facility Restoration" with the competent departments. According to the compensation items, amount, payment time set in the above agreements, the PRO will pay the compensation through the bank to the respective resettlement offices of the affected districts, and the district resettlement offices will pay the compensation to the village committee or village group. resettlement offices of the towns (subdistrict committes). The compensation for groud attachments will be directly paid to the owners by the district resettlement office. The district resettlement offices will directly pay the compensation of rural private house to resettlers. The district resettlement office will directly pay to relative enterprises the house relocation compensation, and pay the compensation for special facilities restoration to the competent departments through the bank. The project owner may also directly invest the rebuilding of special intems. The fund flow is as shown below.

166 RAP of Cuijiaying Project

Flow Chart of the Resettlement Compensation Fund

Comenstio foDistrict Village Compensation for Land p -P Resettlement committee and requisition l Office village group

lI| | | District | Village committee, - Relocation Subsidiary - PRO -Resettlement illage group

1opesaioFesDistrict Resettled _Compensation Fees for b PRO - Resettlement - ousehold Ground Attachments Office

Compensation Fees for P - Restct l Relocated [Houses & Outbuildings .1 Offie household

Transportation Allowance District ¢ TrnspotatinAlowane 1_PRO _ Resetlemento huehlRelocated for Removal Offcet ousehold 0 ~~~runit 03c

r-. Charges for Scatted Woods PRO en z [______| Office IIowner I

E ~Compensation for Districtstict o - agricultural production and PRO -S Resettle nt- Townet(subdistrict) or living facilities Ofce ilg ru

X _| Compensation for PRO - Res ent Relevant unit 1. I enterprises Office l_l_l

Compensation Fees for PO |stt ement - Competent Construction special facility restoration Office department unit

l Fee for supporting to PRO ttment Town Vulnerable vulnerable group PRO | cesettlement

-| Administrative Expenses PRO -|Relevant unit

Fees of Monitoring & Monitor & Evaluation PRO evaluation unit

Implementation adamn eate Administrative Expenses PRO admin. departmen I-and

- Relative tax PRO Relevant department

7.3.2 Funds Allocation Plan A. Allocation Principles

(1) All costs relative with the land requisition and removal will be listed in the

16A7 RAP of Cuijiaying Project overall resettlement estimation. The compensation for requisition, removal and other expenditures will be paid to relative enterprises and individuals through the county (district) resettlement offices.

(2) The land requisition fee will be paid by the district resettlement office to each administrative village through the bank and be directly used for the production restoration of the affected village or village groups with resettlers to be resettled.

(3) Prior to construction of the new houses, the compensation fees should be paid to house removal households. If house compensation is paid in installment, the last installment should be paid before completion of the house construction;

(4) The payment of other compensation fees for land requisition should be paid three months before the requisition; (5) In order to guarantee the smooth implementation of the removal and resettlement, the financial and supervision departments should be established at different levels by the project resettlement office to make sure for timely funds allocation.

B Departments Responsible for Resettlement Finances a. For land requisition compensations, the district resettlement office, land administration, town (subdistrict committe) and villager committee will be the departments in charges of the finances in different level. b. For rural houses relocation compensations and special facility compensation, the district resettlement office will be the department in charges of the finances. c. The resettlement compensation fees will be transferred from higher level to lower level; correspondingly, each department should strictly implement stipulations in finance accounting and audit system. The utilization and transferring status of compensation fees should be periodically checked and reported, thus the adjustment plan and remedial measures for unexpected event can be worked out. The compensation fee should be guaranteed to use for special purpose, but not used for other purpose nor be carved up by any unit.

168 RAP of Cuijiaying Project

8. INSTITUTIONAL ORGANIZATION 8.1 Establishing of Organizations

In order to compile the and implement the RAP in a smooth and effective manner, a resettlement organizational network from higher to lower governmental levels will be established, which will be vested with responsibility for planning, coordination and monitoring of resettlement activities. The following institutions are established for or involved in land requisition and resettlement of the project. A. Project Resettlement Leading Group

B. Project Resettlement Office (PRO)

C. Xiangfan City Project Resettlement Coordination Group

D. Office of Xiangfan City Project Resettlement Coordination Group E. District Resettlement Leading Group

F. District Resettlement Office

G Town (subdistrict) Resettlement Work Group H. Village Committee and Villager Group I. Project Design Institute

J. External Independent Monitoring Organization 8.2 Responsibilities A. Project Resettlement Leading Group

In order to ensure the resettlement work to be implemented smoothly, a Project Leading Group for Resettlement is established and membered by the responsible leaders from Hubei Provincial People's Government, Hubei Provincial Communication Bureau, Hubei Provincial Water Resources Bureau, Land Resource Administrtion, Xiangfan City People's Government, Xiangfan City Communication Bureau and Cuijiaying Navigation and Hydropower Project Preparatory Group. The purpose of establishment of the Group is to strengthen the leadership over the project. The Leading Group is responsible for formulating project resettlement policy, coordinating the activities between resettlement organizations at different levels. Project Resettlement Office (PRO) is subordinate to the Leading Group for dealing with daily issues, and with its office at the IBRD Loan Office of Hubei Provincial Communication Bureau. B. Project Resettlement Office (PRO)

169 RAP of Cuijiaying Project

Project Resettlement Office (PRO) is staffed with key leaders of the IBRD Loan Office of Hubei Provincial Communication Bureau and professionals experienced resettlement work. As administration organ the PRO is mainly responsible for: a. Formulation of resettlement policies. b. Entrust the design unit to define the project affecting scope and to conduct inventory survey and statistics and to file up the data; c. Apply to the relative departments for Plan Permission Certificate and Construction Permission Certificate for land use; d. Assume responsibility for training of key resettlement cadres;

e. Organize and coordinate preparation and implementation of the RAP; f. Assume responsibility for managing and monitoring payment of resettlement compensation and its use; g. Instruct, coordinate and monitor the resettlement implementation progresses performed by resettlement offices; h. Take charge of and check the internal monitoring activities, prepare the progress report of the land requisition and removal; i. Select the external monitoring organization and assist in the external monitoring activities. C. Xiangfan City Project Resettlement Leading Group Xiangfan City Project Resettlement Leading Group, headed by the responsible leader of the city government, is membered by the leaders of city's Development and Reformation Committee, Land Resource Administration, Water Resources Bureau, Communication Bureau, Navigation Administration, Power Supply Bureau, Public Security Bureau, People's Court, Pricing Administration, Financial Administration. The main responsibility is to strengthen the leadership over actual implementation of resettlement in the city, coordinate among the resettlement organizations involved and take care of relationship between the different districts, so as to ensure a smooth project construction, and land requisition and inhabitant resettlement within the city. D. Xiangfan City Project Resettlement Coordination Group Office Xiangfan City Project Resettlement Coordination Group Office is membered by full-time cadres of the communication bureau and part-time cadres from various competent departments. The main responsibility of the office is: 1. To coordinate the work for RAP preparation, and resettlement implementation in various districts, 2. Take charge of selecting cadres for professional training,

170 RAP of Cuijiaying Project

3. Organize public consultation and publicize the resettlement policies, 4. Instruct, coordinate and supervise resettlement activities and progress at districts,

5. Instruct the internal monitoring, internal monitoring reporting and periodically report to the PRO, and 6. Assist in extermal monitoring activities. E. District Resettlement Leading Group

District resettlement Leading Group, headed by the responsible leader of the district government, is membered by the leaders of the district's Development and Reformation Committee, Land Resource Administration, Water Resources Bureau, Communication Bureau, Pricing Administration, Financial Administration, Environment Protection Bureau and town (stret committee). The main responsibility is to strengthen the leadership over actual implementation of resettlement in the district, coordinate among the resettlement organizations involved and take care of relationship between the state, collectives and individuals, so as to ensure a smooth project construction, and land requisition and inhabitant resettlement within the district.

F. District Resettlement Work Group Office The Office is staffed with full-time cadres of the communication bureau and part-time cadres from other bureaus and is responsible for:

(1) Assist the design unit to define the project impacting scope, make survey and statistics on social economy and keep the data;

(2) Assist to prepare the RAP and be responsible for the implementation;

(3) Be responsible for sending the key personal involved in the resettlement work to participate training;

(4) Organize public consultation and popularize the resettlement policies;

(5) Instruct, coordinate and supervise the implementation of resettlement work with involved unit and departments.

(6) Be responsible for resettlement work and pay compensation according to agreements.

(7) Make coordination for the adjusting of land used for the production and go through relevant formalities for land requisition and resettlement.

(8) Implement the internal monitoring actives and compile the external

171 RAP of Cuijiaying Project independent monitoring report and submit periodic reports to PRO. (9) Assist the external monitoring actives. G. Town (subdistrict) Resettlement office It is led by the relevant responsible leaders of the affected town (subdistrict), and composed of the staff from local land management office, police station and civil administration station as well as main cadres for affected villages. The main responsibility is:

(1) Participate in the project investigation and assist in preparation of the RAP;

(2) Organize public participation and popularize the resettlement policies;

(3) Execute, inspect, monitor and record the resettlement activities within the town (subdistrict);

(4)Go through the formalities for housing relocation;

(5) Be responsible for payment and management of compensation fund;

(6)Supervise the land requisition, removal and construction of houses and ancillaries;

(7) Report to county resettlement office the progress of land requisition, housing removal and inhabitant resettlement; (8) Solve problems during RAP implementation in a coordinate way. H. Resettlement Work Group of Village Committee and Villager Group The resettlement work group of village committee and villager groups is composed of the main cadres of the village and villager group. The main responsibility is:

(1) Participate in investigation into social economy and project impact; (2) Organize public consultation and popularize the land requisition and removal policies;

(3) Select the host area and provide the house plots for the resettled households; (4) Execute the land reclamation, readjustment and allocation, and organize activities for production development; (5) Be responsible for funds management and allocation;

172 RAP of Cuijiaying Project

(6) Report to the higher leve organs about comments and proposals from the resettlers;

(7) Report the resettlement implementation progress; (8) Help vulnerable households in resettlement. I. Project Design Unit

The project design units is Hubei Provincial Communication Planning and Design Institute. The main responsibility is: (1) Design the project;

(2) Define the scope of land requisition and resettlement; (3) Conduct an inventory survey for the land requisition and removal. J. External Independent Monitoring Institutions

The external independent monitoring institution for this project is the East China Investigation and Design Institute (ECIDI), and its main responsibility is: (1) Observe every aspect of resettlement schedule and implementation, and furnish the resettlement monitoring evaluation report to the World Bank through Project Resettlement Office. This responsibility will be described in detail in a separate section of the RAP herein dealing with external independent monitoring and evaluation.

(2) Provide technical advice to Project Resettlement Office in survey and data processing. 8.3 Staffing

A. Key Resettlement Organizations and Their Key Members In order to ensure a smooth implementation of resettlement, the Project Resettlement Office arranged full-time staff for the work, and form a channel for the information flowing from and to. The staff is consisted of special technical persons and administration persons with a certain level and experiences for the local resettlement. Each district and town (subdistrict) has established the special resettlement organization manned with professionals. The members of the key resettlement organizations are shown in Table 8.3-1.

173 RAP of Cuijiaying Project

Staff in Resettlement Organizations Table 8.3-1 Organization Name Unit Position Position in project Deputy Liu Chuanqi Hubei Prov. Government secretary Group head -general Lin Zhihui Hubei Prov. Director Deputy group LinZihuiCommunication Bureau Dietr head Zhang Hubei Prov. Deputy Deputy group Xuefeng Communication Bureau director head Wu Kegan Hubei Prov. Water Deputy Deputy group Kegang Resources Bureau director head Zou Hubei Prov. Land Chief Deputy group Qingping Administration engineer head . Hubei Prov. Environment Assist. Deputy group Hong Piye Protection Bureau inspector head Liu Liyong Xiangfan City Government Deputymayor Deputyhe-a groupd Secretariat of Hubei DingDing No.4Province Government Director Member Project Resettlement Binghui Administrative Office No.5 Secretariat of Hubei Member LeadingLeading Group Peng Province Government Director Zhangxuan Administrative Office Deputy Member Li Jianhua Xiangfan City Government secretary

______- ge n e ral ______Wang Capital Constructiorn Dept. deput Member agnc of Hubei Prov. dieputyr Shenci Communication Bureau drco Tang Cuijiaying Project Group Member Huiming Preparatory Group head IBRD Loan Dept. of Hubei Member Yang Prov. Communication Decto Yanghong Bureau director Deng Xiangfan City Director Member Zuohai Communication Bureau IBRD Loan Dept. of Hubei Member Du Jinlie Prov. Communication director Bureau directo IBRD Loan Dept. of Hubei Wang Prov. Communication Director Director Yanghong Bureau Project Resettlement D J IBRD Loan Dept. of Hubei Deputy Deputy Leading Group office Du Jilieu Bureau director director Guo IBRD Loan Dept. of Hubei uoegi Prov. Communication Engineer Member Chenlin B ureau______B. External Independent Monitor/Evaluation unit Hubei Provincial Communication Bureau, as Project Owner, will entrust East China Investigation and Design Institute (ECIDI) to act as institution for supervising the overall resettlement operations. ECIDI will perform all basic supervising work by

174 RAP of Cuijiaying Project

providing technical assistance through PRO, resettlement investigation and survey of PAPs' living standard. ECIDI was appraised as one of the top hundred institutes in the country in terms of comprehensive strength through the nationwide comparison. In Dec. 1996, ECIDI also obtained the verification certificate for GB/T19000 quality system of the International Organization for Standardization (ISO). Having completed resettlement work for more than twenty (20) large hydropower projects in China, ECIDI has accumulated abundant experiences in resettlement design. Since 1990, it has been undertaking resettlement monitoring and evaluation work for the World Bank financed projects; it is also the first institute in China to conduct resettlement monitoring and evaluation work following Operation Directives OD4.30 of the World Bank. ECIDI has engaged in independent resettlement monitoring and evaluation for the WB financed Shuikou Hydroelectric Power Project in Fujian Province, Electric Power Development Project in Zhejiang Province, Beilung Secondary Stage Cost Salving Transmission Project, East China/Jiangsu 500kV Transmission Project, Tongbai Pumped Storage Project and its complement project, Tianhuangping Cost Loan Salving Project, City Construction Environmental Protection Project in Zhejiang Province, small-sized hydro-power project in Hubei Province, Grade IlIl Highway in Xinjiang Autonomous Region, and Grade II Highway in Anhui in the previous ten years. ECIDI has a group of experts and professionals with advanced expertise. Most of them have engaged in resettlement monitoring and evaluation work for the projects loaned by the World Bank, among whom four participated in the seminar on resettlement held by the World Bank and received the certificates after completing all seminar courses. Two of them were invited to work with the World Bank mission for inspection and evaluation of resettlement work of several domestic highway projects, and to give lecture in the seminar held by the World Bank on resettlement monitoring and evaluation. In ECIDI, a work team specially established for the resettlement monitoring and evaluation work of Cuijiaying Navigation and Hydropower Project, is now involved in the work. The details of the standing members of the team are shown in Table 8.3-2. The number of the team members will be increased at the working peak duration as scheduled.

175 RAP of Cuijiaying Project

Key Members of External Monitoring and Evaluation Working Group

Table 8.3-2 Name Titles Experience Position Gong Senior Vice Chief of Environmental Evaluation and Advisor Heping Engineer Resettlement Institute of ECIDI, reservoir resettlement expert, is a main participant for the independent resettlement monitoring & evaluation works of Shuikou Hydropower Project in Fujian Province and the Electric Power Development Project in Zhejiang Province. He participated the high seminar held by the World Bank and got the certificates after completed whole courses of the resettlement monitoring and evaluation works, and lectured the courses on the seminar held by the World Bank. Entrusted by the World Bank, he was invited to work with the World Bank mission for inspection of several domestic projects. He is a well-known and qualified expert for projects loaded by the World Bank.

Qiu Senior Mr Qiu, Resettlement sector head, has been Group head Qing engineer successively engaged in RAP preparation and Song resettlement monitoring and evaluation for the IBRD-financed Zhejiang Power Cost Saving Project, Transmission Line Project Using Cost Savings of the Beilun 11,Transmission Line Project Using Cost Savings of Tianhuangping PSP, Tongbai PSP and Associated Transmission Line Project, Hubei Small Hydropower Project, Xinjiang Expressway Project 111, Guangxi Naji Navigation Project, Zhe-Gan Railway Electrification Project, Pingtan and Rudong Wind Farm Projects in Fujian and Jiangsu. He is well experienced in resettlement monitoring and evaluation of the IBRD-financed resettelement projects.

Xu Senior Mr Xu has been successively engaged in RAP Responsible Chun engineer preparation and resettlement monitoring and evaluation person of the hai for the IBRD-financed Zhejiang Power Development project Project, Tongbei PSP, Jiangsu 500kV Transmission Line Project, Zhejiang Power Cost Saving Project, Hangzhou Urban Construction Project, Hubei Small-Hydro Project, Guangxi Naji Navigation Project, Zhe-Gan Railway Electrification Project, Pingtan and Rudong Wind Farm Projects in Fujian and Jiangsu. He also presided or participated in resettlement design for reservoir of several large- and medium-sized HPPs. He is well experienced in IBRD-financed resettelement projects.

176 RAP of Cuijiaying Project

Key Members of External Monitoring and Evaluation Working Group Table 8.3-2(Continued)

Name Titles Experience Position Engineer Mr Zhou was a key professional for East Member China/Jiangsu 500kV Transmission Line Project. Beside, he has participated in RAP preparation and resettlement monitoring and evaluation for the IBRD-financed Zhejiang Power Development Project, Transmission Line Project Using Cost Savings of the Beilun 11, Transmission Line Project Using Cost Savings of Tianhuangping PSP, Zhou Tongbai PSP and Associated Transmission Line Project Jianxin Xinjiang Expressway Project lll;and was responsible for RAP preparation and post-resttlement evaluation for Hubei Small Hydropower Project, Xinjiang Expressway Project 111,Guangxi Naji Navigation Project, and Anhui Expressway 11 Project_ He is well experienced in resettlement monitoring and evaluation for IBRD-financed projects.

Gu Asist. Mr.. Gu has successively participated in planning and Member Chun engineer design of resettlement work for several large- and rong medium-sized hydropower projects, and participated in RAP preparation and monitor/evaluation work for Xinjiang Expressway Project 111,Zhe-Gan Railway Electrification Projectand Naji Navigation Project. He has knowledge about the resettlement for IBRD-financed projects.

Zheng Asist. Mr. Zheng has successively participated in planning Member Binbin engineer and design of resettlement work for several large- and medium-sized hydropower projects and has knowledge about the resettlement for IBRD-financed projects.

8.4 Working Relation between Organizations During the preparation and implementation of land requisition and resettlement, in order to make the working contents and responsibilities for each organization clearly, the Project Office has signed the agreement of working task, entrusting agreement and contract with the PRO, district resettlement office, design unit, monitoring and evaluation unit. The project resettlement office should be in charge of overall land requisition and resettlement. In the course of implementation, the project resettlement office will sign agreements of land requisition and resettlement compensation with organizations at different levels. The process of signing agreement is as follows: A. The project office will sign the task agreement of "Land Requisition and Resettlement for Land Requisition and Resettlement for Cuijiaying Project" with PRO. B. PRO will sign the Agreement For Design of Cuijiaying Navigation and Hydropower Project with Hubei Provincial Communication Planning and Design Institute. C. PRO will sign the Agreement of Independent Monitoring Evaluation of Land Requisition and Resettlement for Cuijiaying Navigation and Hydropower Project with

177 RAP of Cuijiaying Project

ECIDI. D. Project Resettlement Office will sign "Contract of Land Requisition, Housing Demolishing and Inhabitants Resettlement At (Name of Place) for Cuijiaying Navigation and Hydropower Project" with each affected district resettlement office. E. District Resettlement Office will sign "Contract of Housing Demolishing and Inhabitants Resettlement" with each town (subdistrictship). F. District Resettlement Office will sign "Contract of Land Requisition and Compensation" with each town (subdistrict); G. Town (subdistrict) Resettlement Office will sign " Agreement of Land Requisition and Compensation" with village or village group or households, and the PRO signs "Agreement of Housing Demolishing and Compensation" with households with households. In the above agreements and contracts, it should define the working contents, responsibility, right and duty clearly. The Working Relation between Organizations at all each level is as follow:

Project Resettlement Leading Group

Project Resettlement l Leading Group (setin IBRc-Loan office) XiangTan (bty Resettlement r.nnnrr finnt innr.rIn Hubei Prov. Communicationul Planning and Design IECIDI Institute Monitor/evaluation unit )

Distric Resettlement H Leading Group District Resettlement Leading Group Office ( set in communication

| Town (Subdistrict) l | Resettlement Office j

|Village Committee&Group|

|Resettled Households l

Fig. 8.4-1 Resettlement Organization Chart 8.5 Measures for Enhancing Capacity of Organizations (1) Staffing The resettlement units at all levels will be manned with administrative and professional personnel who are qualified with professional skill and managerial ability.

178 RAP of Cuijiaying Project

(2) Training A) Organize the key personnel of the units at all levels to participate in training so that they have a better understanding of the national resettlement policies and relative requirements of the World Bank. B) Organize professional training for the staff of the town (subdistrict) resettlement offices to enhance their professional skill and capability of solving problems. (3) Guarantee fully on funds and facilities. (4) Establish database and ensure the information flow from and to the units at all levels, major problems will be solved and decided by the Leading Group.

(5) Strengthen reporting and internal monitoring system, and solve problems timely. (6) Develop mechanism of external monitoring and evaluation, and set up predicting and alarm system.

179 RAP of Cuijiaying Project

9. PUBLIC PARTICIPATION AND CONSULTATION 9.1 Public participation During formulating resettlement policy, drawing up the RAP and resettlement implementation, the relevant authorities have paid and will pay special attention to the participation and consultation of the PAPs, solicit opinions widely from social organization, governmental department, community and resettlers, encourage them participating resettlement and rebuilding. During feasibility study, PRO and design institute have solicited opinions and proposals for several times on alternative of dam site and normal water level, resettlement way and method from people's congress, People's Political Consultative Conference, social bodies, town (subdistrict) government, representatives of the mass. In preparation of the RAP, the PRO has once again solicited the opinions from local governments at all levels and the resettlers' representatives on the resettlement and compensation. With cooperation of local governments at all levels, this RAP is complied. In the implementation stage, the resettlement offices at all levels will further encourage the public participation in the resettlement and rehabilitation. 9.1.1 Public Participation in Project Preparation Stage During the feasibility study stage, the project office actively encouraged the public participation in the work. A. In Jan. 2004, the relative technical staff of the Project oOwner and design institute solicited opinions widely from people in the affected districts to define the normal water level and affected scope. At the same time, the district government office invited the leaders from traffic, planning, land administration, water conservancy, forest, environment, hydro-power, power supply and post office under its jurisdiction to discuss and consult the resettlement way and method, environmental protection in the reservoir area and restoration of special facilities in the reservoir area, and they proposed the preliminary scheme according to the development plan of the local social economy. B. In July. 2004, with arrangement of the district governments, the colloquia, participated by the town (subdistrict) leaders and cadres of the villages, were held to let all to understand the importance of the project construction and set down the resettlement works. C. In order to make publicity of the project and collect comments from cadres and public on the project construction and resettlement, the PRO and resettlement consulting unit of ECIDI held meetings in the affected town (subdistrict) and village groups, participated by the town (subdistrict) and village cadres and representatives of resettlers. At the meetings, the necessity of construction of the project and resettlement policies were made known to all the involved, and opinions for

180 RAP of Cuijiaying Project resettlement are collected. 9.1.2 Participation In RAP Preparation

During preparation of the RAP, the local governments at all levels and resettlers were involved in the following activities. A. Resettlement offices at all levels, administration of villages and villager groups, and resettlers' representatives participated in the inventory survey in the affected areas.

B. The PRO and town (subdistrict) resettlement offices at all levels held meetings, participated by the local cadres at all levels and the PAPs, to make known to them the relative resettlement policies issued by the state, province and district, as well as the requirements of the World Bank, and meanwhile, to collect their opinions and suggestions on the way of reducing project impact, method of resettlement and compensation criteria in different areas, and to conduct extensive consultation with them. See Photo 7.

C. During period from June. 2004 to August. 2004 and for the planning of resettlement program, city and district resettlement offices and consulting unit (ECIDI) again go to each village and village group, held colloquias participated by village cadres and representatives of resettlers (see Photo 8) or by random visiting, further solicit suggestions and opinions from them on resettlement (including requirements and suggestions concerning selection of host site, measures of production restoration, compensation policies for house relocation and land requisition). Meetings were held for over 30 times, participated by 200 persons/times, with random interview to over 300 persons. The detail contents are referred to Attachment 2 --- Colloquia Records.

181 RAP of Cuijiaying Project

r~~~~O

*.~ ~~ ~ ~ ~ .- ^

Photo 7: Colloquia on Resttlement held in Xiangcheng

'04 ~ ~

- A~~~~~~~~-

Photo 8:Surveyers interviewing with affected a family in Qianying Village

D. During social economic survey of project impacting, the local government, project effecting villages and resettlers provided a great supporting and cooperation. In the preparation of " Resettlement Action Plan ", they have participated in this work. E. In order to further strengthen project propaganda, and understand opinions

182 RAP of Cuijiaying Project on the project construction and resettlement from cadres and masses of all, before the RAP was prepared, the PRO and survey design institutions had conducted a wide-range soci-economic survey to solicit opinions on the project construction and resettlement from the affected persons, relevant villages and villager groups by a way of question and answer survey. Totaling efficient answers: 107 copies of survey form for resettlers' opinions, and 53 copies of public participation survey form. The surveying scope is basically covering all towns (subdistrict communittees) and villages affected by land requisition and removal, and the surveyed persons have a extensive representative. The investigated results are confidence with a higher level and can truly reflect the wishes of local resettlers. The survey results are indicated in Table 9.1-1 and the survey results for public participation are indicated in Table 9.1-2. From the survey results indicated in Table 9.1-1, it shows that the most of resettlers know the project will be constructed, and hope the project construction will be started as soon as possible; 97.9% of surveyed households are willing to have land to be requisitioned, house relocated and to be resettled and are already for land requisition and removal. Most of them chose to work in enterprise after the land requisition or engage in other occupation if conditions allow. 86.6% rural households chose a way of house removal/rebuilding by themselves. By survey, it shows that fairly partial farming households still do not know the relevant compensation policies of the land requisition and removal and hope the compensation can be carried out according to the relevant documents of country and province. Through extensive propaganda, the most of resettlers have understood their own legal rights and interests and that they can make complaint through the legal channel after infestation of their rights.

From the opinion inquiry statistical results of the public in Table 9.1 - 2, it shows that now the major problem of restricting economic development in the project affected area is the poor power supply, traffic, irrigation condition, then the development for the natural resource is not in high level. Over 90% surveyed persons think that the local navigation conditions can be improved after the completion of the project, the water supply for local production and living can be improved, the power supply condition can improved and local economy will be developed fast. By the resettlement plan, it can also improve the local agricultural restructuring, create favorable conditions for living and the production of farmer, accelerate steps of the farmers in this area out of poverty and becoming rich. It is necessary to construct the project, and they are willing to support the construction of project with actual action.

183 RAP of Cuijiaying Project

Statistics of Resettlers' Opinions Table 9.1-1

Nn Oi ip-,fion Anqwpr Rocl lltcq (0/n Do you know the project will be constructed? ( ) Yes 91. 5 B I (2) A little 8. 5 (3) No 0.0 Are you in favor of the project construction? ( I ) Yes 100. 0 B2 (2) No 0.0 (3) Don't care 0. 0 Who will be benefited from the project construction? ( I ) State 100. 0 B3 (a multiple- choices item) (2) Collective 72. 3 (3) Individual 64. 5

B4 Do you know the compensation policies of land (I ) Yes 54. 5 requisition and resettlement for the project? (2) No 45. 5 B5 Are you willing to have your land to be requisitioned, ( I ) Yes 97. 9 house relocated and to be resettled? (2) No 2. 1 What will you chose after the land requisition? ( I ) Work in 38. 6 town enterprise (2 ) Go on 15. 4

B6 farming ( 3 ) Provide 43. 8 labor service outsie the town (4) Others 8.0

B7 If your legal right is interfered, do you know you can (1 ) Yes 95. 7 lodge an appeal? (2) No 4. 3 Which way of house removal / rebuilding do you (I) By yourself 86. 6 B8 prefer? (2) By 13.4 organization

Remark: (1) For this form, the PAPs were requested to mark " 1 " behind one of the selective answers. (2) One person above 15 year-old from one household was selected to fill the above form. For Item 3, more than one choice can be choose.

184 RAP of Cuijiaying Project

Statistics of Public Opinions Table 9.1-2

Survey contents Answer Result (%) Power 32. 4 Traffic condition 28. 5 1. What is the main problem on effecting the local Water resource 34. 5 economic development? Natural source 25. 2 Other 16. 1 Not know 0. 0 2. Do you know that the project will be constructed? know 99. 0 ______Not know 1.0 3. Do you think whether the project construction will be Yes 95. 0 favorable for improving the regional economic No 2. 0 development? Not know 3. 0 4. Do you think whether it is necessary to have the Yes 94. 9 project construction? Noko 4 Not know 4. 1 favorable 62. 6 5. Whether the impacted on the local residents and No favorable 4.1 society by the land requisition and removal is favorable or Both favorable & not favorable? not favorable 31. 3 Not know 2. 0 6. Do you think that you should support the state No 100. 0 construction? Not know 0.0 Questions 1. What impacts will be on your family and society by the project construction ? The surveyed persons think that the negative impact of the project construction will be small on their families and society. Contrarily, after the completion of the project, the local navigation conditions can be improved, which will be favorable to water supply for production and living, shortage of power supply will be alleviated and the local economy will be developed fast. The resettlement can also improve the local agricultural structure, create good conditions for the local production and living and accelerate steps of the farmers in this area in eliminating poverty. 2. How do you support the project construction ? The surveyed persons think: They should actively support the project construction and try do something for the project construction, and the office should well publicize the policies of land requisition and resettlement, formulate practical and feasible resettlement plan. 3. Your suggestions on the land requisition and removal for the project construction. The surveyed persons think: According to the legal regulations of state and based on extensive soliciting of resettlers' opinions, the offices should prepare practical and feasible compensation policies and preferential resettlement policies, offer the convenience production for and living of resettlers in various way. In resettlement, the land requisition and removal should be implemented in a way of equity, fair and open. The compensation resettlement and subsidy should be available in time, and should strictly be forbidded to use for other purpose or carved Investment should be increased to the agricultural resettlers, production of accelerate the adjustment of agricultural restructuring, and raise the production and living level of resettlers.

F. In the next stages of resettlement, the PRO and the resettlement offices at all levels will further popularize the resettlement policies and encourage public

185 RAP of Cuijiaying Project participation by the following ways. - Public notices In order to make known to all the PAPs the details of the resettlement and its progresses, the inventory of project affected items and compensation criteria will be informed to the resettled households in form of public notices. (1) Before the end of Dec.. 2004, "RAP", with liaison name, telephone number and fax, be shown in Baise City Library and Tianyang County Library for readers to look up. And also " Notice of Looking up" should be published on " Baise Daily Paper. (2) After sorting, the resettlement information through the evaluation of the World Bank will be publicized in the affected areas or issued through broadcast, and sent to each resettler at the evaluation meeting after it made into book. The contents of resettlement information include: lose on property, compensate standards, compensate amount and resettlement policies, resettlers' rights and interests, opinion feedback and complaint channel. - Public Meetings Public meetings will be held before implementation of the resettlement to explain the relative policies, laws and rules and compensation criteria before implementation of land requisition and resettlement, so that the PAPs can know them early and get ready for resettlement.

- The project components, progress and resettlement policies will be made known through television, broadcast and newspaper. 9.1.3 Participation in Implementation of RAP The resettlers will participate in the whole process of implementation of the RAP. A. Participation in House Reconstruction a. Housing compensation criteria The compensation criteria for housing will directly affect the interests of the resettlers. Before the houses relocated, the relevant resettlement authority will consult and sign an agreement with the resettlers on the compensation criteria for the houses. The consulting results will be declared publicly before the agreement signed, so as to put the resettlement under public supervision. b. Resettlement host sites and house reconstruction At the RAP preparation stage, the relevant authority carried out survey on the resettlement host sites and the way of house reconstruction. According to the survey, most of them are willing to have their houses relocated in their own groups and by themselves. The local governments at all levels will give a helping hand at different stages for house relocation. c. Disposal of Old Houses All the old houses to be relocated will be compensated at replacement cost. The salvageable material from the old houses can be used by resettlers themselves

186 RAP of Cuijiaying Project

without deduction from compensation. B. Participation in Production Rehabilitation The re-adjusting and allocation of the land, and starting of other agricultural development items should be participated by the all villagers from each village group and an attention should be paid to the special requirements on the land from the resettlers. C. Participation in Management of Using Land Compensation The land compensation will be paid to the village and should not be carved up or used for other purpose. The compensation will be used in a planned way and for specific items planned. The use of the money will be approved by the villager congress and under the supervision of the villager representatives. D. Participation in Project Construction The project construction will cause certain impact on the local community. In order to ensure the PAPs to get benefit from the project construction, the local people will be encouraged to take part in the construction, and favorable conditions will be created to use local materials and local labor force. 9.2 Responding to Grievance and Appeal The public participation is always encouraged in the process of compiling and implementing of the RAP. There will be some unforeseeable problems occurring in the process. In order to solve problems effectively and ensure the project construction and land requisition to be carried out successfully, a transparent and effective appeal channel has been set up respectively for resettlement, in addition to the existing appeal method through People' Letter Office of the local government at all levels. The procedures are described as follows. Stage 1: If any resettler is aggrieved in any aspect of the resettlement, he/she can appeal to the village committee and the township (town) resettlement office orally or in written form. If an oral appeal is made, the village will record it on paper and process it. Village committee or township (town) resettlement office will make decision on or resolve it in two weeks. Stage 2: If the aggrieved resettler is not satisfied with the decision in stage 1, he/she can appeal to the town(ship) resettlement office after receiving the decision; the county (refecturen) resettlement office will reach a decision in two weeks. Stage 3: If the aggrieved resettler is still not satisfied with the decision of the town (district) resettlement office, he/she will appeal to the PRO after receiving the decision, the PRO will reach a decision in two weeks.

187 RAP of Cuijiaying Project

Stage 4: If the PAP is still dissatisfied with the decision of the PRO, he/she will appeal to the civil division of a people's court according to the civil procedural law after receiving the decision of the PRO. The resettlers can appeal on any respect of the resettlement, including compensation criteria. The resettlers will know their rights of lodging appeal during participation in the public meetings and by other ways. At the same time, the appeal processes will be publicized among the PAPs through media. The relative authorities will sort out the opinions and proposals of the PAPs and the resettlement offices at all levels will process the information in a timely and effective manner. The organizations accept the appeals and grievance of the PAPs free of charge, and the expenses incurred therefrom will be paid by the PRO under project contingency.

188 RAP of Cuijiaying Project

10. Monitoring and Evaluation In order to guarantee that the RAP can be smoothly implemented and the resettlement target suitably realized, the follow-up fact-finding and monitoring will be carried out in whole process. Monitoring on the resettlement will be divided into two parts, i.e., internal monitoring and external independent monitoring. 10.1 Internal Monitoring 10.1.1 Target and Tasks

The target of internal monitoring is to maintain responsibility of the resettlement organs as specified in RAP during implementation, and ensure that the project can be constructed smoothly and the resettlers' legal rights will not be impaired. The auditing department of the city and county (district) government will independently exercise the auditing monitoring function over concerning units under its jurisdiction in accordance with the laws and regulations. The superior units assume the responsibilities for monitoring their subordinates so that the RAP principles and schedule can be followed. 10.1.2 Institution and Staff

The internal monitoring will be organized by the PRO, and be performed by the resettlement groups in towns (subdistricts) and village groups. To ensure an effective internal monitoring, full-time professionals have been assigned for each resettlement offices. All of them have participated in preparation and implementation of the RAP, and they will also carry out internal monitoring and control over the resettlement progress according to the RAP. 10.1.3 Indicators to be Monitored They are mainly as follows:

(1) Allocation and utilization of the resettlement compensation

(2) Selection and allocation of the plots for new house (3) Rebuilding of private houses

(4) Support to vulnerable group

(5) Employment of the PAPs

(6) Restoration and re-construction of irrigation and water conservancy works (7) Adjusting quantity of agricultural structure and selection of crop types (8) Adjusting and allocation of land

189 RAP of Cuijiaying Project

(9) Reconstruction of enterprise and restoration of production

(10) Restoration of infrastructure (11) Scheduling of the work above mentioned

(12) Implementation of the policies in RAP

(13) Public participation and consultation during implementation (14) Staffing, training, work schedule and working effectiveness of resettlement offices in each level. 10.1.4 Monitoring procedures

The PRO has developed an internal monitoring framework to supervise the resettlement activities, and established a database for the land requisition, housing relocation and resettlement, and will monitor through the resettlement offices the whole process of the resettlement. During the implementation stage, the resettlement offices at each level will establish relevant sections of the database and renew them. They will also timely transfer the on-going activity records and implementation progress to resettlement office above the level so that a continuous monitoring can be realized. In the above internal monitoring system, a set of formats of information lists have been drawn up so as to realize the continuous massage flows from the village to the PRO. The PRO and town (subdistrict) resettlement groups are important chains in the internal monitoring system, and their work will be periodically checked and inspected. 10.2 External Independent Monitoring and Evaluation 10.2.1 Target and Tasks The external monitoring and evaluation (M&E) by an institution independent to the resettlement execution institutions is to monitor and evaluate whether the target of the land requisition, resettlement and relocation activities are realized, by which evaluation opinions and proposals will be put forward on the resettlement, housing relocation and restoration of the resettler's living standards, and to provide predicting alarm system to the project management, and reflecting channel to the resettlers. The external independent monitoring institution will be the consultant both for the Project Leading Group for Resettlement and the PRO, it will conduct follow-up investigation, monitoring and evaluation of the resettlement activities according to the RAP and provide advice for decision-making.

190 RAP of Cuijiaying Project

10.2.2 Main Indicators to be Monitored and Evaluated A. Main Indicators for Monitoring

(1) Progress: including preparation, implementation of land requisition, housing relocation and resettlement.

(2) Quality: including civil construction quality and degree of resettlers' satisfaction.

(3) Investment: including allocation and use of the funds. B. Main Indicators for Evaluation (1) Resettlers

a. Economic conditions: household economic development before and after resettlement, including assets, production materials, subsistence materials, income, etc..

b. Environmental conditions: living environment before and after resettlement, including traffic, culture and education, sanitation, commercial service facilities, etc.. c. Employment: change in employment, including employment rate, assistance to the different PAPs, especially the vulnerable PAPs and minority.

d. Development in community: local economy in resettlement host sites, environmental development, neighborhood relation, and public opinions after resettlement.

(2) Infrastructure

Changes in infrastructure in the affected area before and after the implementation

(3) Enterprises

Changes in business environment and condition of enterprises, and working and living environment of staff before and after resettlement. 10.2.3 Monitoring and Evaluation Measures

Monitoring and evaluation will be performed on the basis of the survey data provided by the survey design institution and resettlement implementation institution. With an overall understanding of the situation, the evaluation will be performed by sampling survey and quick evaluation. Typical and representative samples (resettled households/villages) will be selected to establish evaluation index system for different

191 RAP of Cuijiaying Project types of PAPs. Experienced experts will be invited to decide in a back-to-back way the weights for different indexes. Referring to the updated research output on living quality both in China and abroad, the indexes will be non-dimensionally treated, and the survey results are analyzed and the computation results are evaluated and compared. External monitoring and evaluation unit will also carry out the following work.

A. Survey of resettlers' living standards

The base-line survey will be conducted for this project, the selected samples of the base-line production and living standards of the resettlers will be collected (The preliminary samples will be randomly collected). The living standard will be investigated once or twice a year to monitor the variation in the resettlers' production and living standards. The necessary data can be obtained by periodical survey, random interview and site visit, based on which statistical analysis and evaluation are performed.

The survey comprises of various indicators of judging the production and living standards. One indicator will be used for weighing the dynamic variation of production and living standards before and after the land requisition and resettlement. The selected indicators will be checked to see whether they are reasonable in reflecting the actual production and living levels in the base-line survey and are subject to modification according to the actual conditions, so as to guarantee the message obtained to reflect the quality and quantity of the real situation. Sampling scale: resettlers: 5%, and villages influenced by the land requisition: 20%. B. Public Consultation The independent monitoring and evaluation institution will participate in the public consultation conferences held by the village and town (subdistrict). By this method, the institution can evaluate the effectiveness the public participation and the cooperative attitude of the resettlers towards the RAP. Such activities will be conducted during and after the resettlement implementation.

C. Resettlers' opinions The independent monitoring and evaluation institution will often interview the resettlement offices at town (ship) and village level to know the opinions collected from the resettlers and interview the resettlers who have aggrievance. The institution will timely transfer the opinions and requests to the PRO from individuals and collective enterprises affected by the project, and provide advice for improvement, so

192 RAP of Cuijiaying Project that the resettlement implementation can be more smooth and effective. D. Other responsibilities

The independent monitoring and evaluation institution will monitor the following activities in the process of implementation. (1) Selection of resettlement site,

(2) House construction,

(3) Production arrangement and rehabilitation,

(4) Support to the vulnerable group,

(5) Enterprise restoration and reconstruction,

(6) Infrastructure restoration and reconstruction, (7) Payment and amount of the compensation,

(8) Resettlers' transfer, (9) Employment of laborers,

(10) Training, (11) Scheduling of the items above mentioned,

(12) Organizational network for the resettlement,

(13) Use of compensation of the collective-owned land and resettlers' income, and (14) Employment of the surplus laborers and their income increase. 10.2.4 Working Processes

(1) Preparation of monitoring and evaluating programs,

(2) Developing computer programs for monitoring and evaluating of the resettlement, (3) Drafting the investigation outline, survey forms, and record cards for sample villages and sample households, (4) Design of the sampling survey,

(5) Base-line survey,

(6) Establishing the information system for monitoring and evaluation

193 RAP of Cuijiaying Project

Resettlement Tablel 1.2-1 of Land Requisition and Implementation Progress Department: Month Year Contents: Date Deadline for Reporting Month Year Date: Date Proportion Fill-up Completed Accumulated Unit Planned total Items am ou nt

Fund allocation PAPs moved to new housing Old houses demolition Reconstructed public buildings lines Telecommunication restoration Road reconstruction _ Land requisition Land readjustment icial seal: Labor force employment Off Reporter: Signature(Person-in-charge):

11.2-2 and Subsidies Table of Resettlement Compensation Implementation Progress Year Town(ship) Date _Month _ to: Year Data up Date Month Date of form filling: /Subsidy Investment Compensation unit Description Unit/ received (Y) Affected Quantity required (Y)

Village

Official seal: Reporter: Signature(person-in-charge): of as land reclaimed, construction will be filled with such Notes: "Description" and labor force employment, works establishing of enterprises infrastructure and public etc.). Report Monitoring and Evaluation Independent Resettlement 11.3 of its work. PRO will they undertake after start will report on the work that attached with ECIDI Bank annually, which is progress report to the submit the resettlement ECIDI. the reports received from A. Periodicity RAP of Cuijiaying Project

In accordance with the World Bank requirement, after commencement of the resettlement, the monitoring and evaluation survey will be carried out once a year, starting in Aug. of every year. Prior to December 31 each year, a resettlement monitoring and evaluation report will be submitted. The work for land requisition, housing demolition and resettlement of this project will be successively started from the first half year of 2005 according the general project construction schedule. The work for independent monitoring and evaluation will be conducted for four times respectively in 2005, 2006, 2007 and 2008. Before the end of March 2003, the monitoring and evaluation program will be submitted, and sample selection of land requisition and resettlement, collection of base-line information, and establishing of database should be completed. B. Contents

(1) Resettlement base-line survey

(2) Land requisition, housing relocation and resettlement schedule (3) Production restoration and rehabilitation

(4) Housing demolition, relocation and reconstruction

(5) Implementation progress of special infrastructure (6) Resettlers' living standards

(7) Availability and utilization of the resettlement funds

(8) Evaluation of operation and efficiency of the resettlement implementation institutions

(9) Support to vulnerable group

(10) Function of resettlement implementation institution (11) Problems and proposals.

197 RAP of Cuijiaying Project

Attachment: Attachment 1: List of Villages Affected By Project List of Villages Affected by Project

Administrative District Township village or Administrative village or resident committee (No. of Land requisition (Street) resident village groups) committee

Panggong street 5 Qianying village (3), Guanyinge village (4), Shijiamiao Collective-owned land and state-owned land village, Yangjiahe village and Sunjiaxiang village Xiangcheng Tanxi street 1 Tanxi village State-owned land

Total 6 Collective-owned land and State-owned land

Shangzhou village (5) , Zhongzhou village (4) , Dongjin Xiazhou village (7) , Yishe village (8) , Ershe village township 10 (2) , Shangying village (2) , Qixiang village (3) Collective-owned land and State-owned land Dongjin village (7 , Fanying village (4 ) and Sunwangying village

Xigang village (1 ), Zhangwan village (1), Liulianghe Xiangyan Zhangwan village (7), Shitai village (4), Daqiao village(6), Wupo township 11 village (3) , Hongshantou village (8) , Pantai village State-owned land (8) , Hongxing village (1), xiwan village (6) and Yunwan village (6)

Shuanggou 3 Liangzui village ( 1 , Zhaozhai village (3) and State-owned land township Taowanggang village (6)

Total 24 Collective-owned land and State-owned land

198 RAP of Cuijiaying Project

List of Villages Affected by Project Table continued Administrative Land requisition Township village or Administrative village or resident committee (No. of District (Street) resident village groups) committee land Qinghekou 3 Qingheqiao, Xiangjiang and Meiman resident committee State-owned street

Zhongyuanxiang 1 Honggou village State-owned land Fancheng street Dingzhongmen 1 Chenlaoxiang street land Total 5 State-owned

Yuliangzhou tour and State-owned land economic Total developing area

Grand total 8 35

199 RAP of Cuijiaying Project Attachment 2: Visiting Records

Interview to household:

Time: 9:20, July 12, 2004

Place: in No.6 Group, Qianying village, Panggong street, Xiangcheng district, Xiangfan city

Visited persons: Zhang Yaoquan (Male, at age of 63, Han nationality, illiterate)

There are 5 persons in his family, himself, his wife, youngest son, daughter-in-law and a grandson. His elder son was divided from the family after marry. The youngest son now is 33 year-old, the daughter-in-law 30 year-old, and grandson 3 year-old at the kindergarten nearby of pharmaceutical factory. In his family they have contracted 1.65 mu land, in which 0.8 mu is the paddy field and 0.85 mu is the dry land. In addition, they have a few of flood land developed at the river bank, which is frequently hit by floods. The production can hardly be guaranteed because of no any irrigation facility to resist drought during dry season.

As the village is near the urban, income of farmers is mainly from vegetables. In his family, they plant rice in the paddy field, and vegetables, including bean, cucumber, hot pepper, chives, tomato, eggplant, etc. on the contracted dry land and food land. The kinds of vegetable will be planted according to season and market demands. Generally, the yearly income from vegetable is up to 3000-4000 RMB yuan/mu. The price of vegetables on the contrary in season is high, and they have planted a lot of such vegetables, the income from vegetables in one year even reaches to 20000 RMB yuan. In the last year, they raised 10 pigs with income of 5000 RMB yuan and cost of 4000 RMB yuan. They also have contracted 17 mu pool cultured with manure pigs, with yearly income 13000 RMB yuan and cost of 10000 RMB yuan. The expense is mainly for daily life and they have some surplus in those years.

They support the construction of Cuijiaying project, and think that the project construction is favorable for country and collective. As a part of land will be requisitioned for the project and the economic income in his family comes from mainly land so they hope can get a part of adjusting land.

200 RAP of Cuijiaying Project

Interview to household:

Time: 10:20, July 12, 2004

Place: in No.6 Group, Qianying village, Panggong street, Xiangcheng district, Xiangfan city

Visited persons: Zhang Yaocai (Male, at age of 64, Han nationality, Graduated from technical secondary school)

There are 5 persons in his family, himself, his wife, son, daughter-in-law and a grandson. His son now is 35 year-old, the daughter-in-law 35 year-old, and grandson 13 at a junior high school. In his family they have contracted 2.3 mu land, in which 0.8 mu is the paddy field and 1.5 mu is the dry land. His son has no job and sometime works in haircut with his daughter-in-law, with yearly income of 4000 RMB Yuan. In his family they have an agricultural tractor, his son ploughs land for farmers in his village during busy season and yearly income being 3000 RMB yuan. The major income in his family comes from his retired wage, he is a retired teacher with the yearly retired wages of 13000 RMB yuan. They raised one pig last year, which was killed in the last New Year, a part kept for themselves and rest (with income of 450 RMB yuan) sold.

He expresses that he supports the capital construction of the state. After completion of Danjiangkou reservoir at upstream of Hanjinag river, the water level at his area is dropped. The construction of Cuijiaying Project can bring more benefit to local economic development. The construction of this project is favorable for country, collective and individual. General, it has a great significance for the construction of Cuijiaying project. He would support the construction actively. About land compensation and resettlement, he hopes that the relative department makes efforts on supervision to guarantee the land compensation cost paid to resettlers in time and enough according to relevant standard. As his village has less land resource and no more land can be developed, he hopes that the state will help farmers to plant vegetables of new kinds, improve agricultural planting structure. To develop the fish culture in reservoir bay is also a good option.

201 RAP of Cuijiaying Project

Interview to household: Time: 8:50, July 13, 2004 Place: in No.1 Group, Qianying village, Panggong street, Xiangcheng district, Xiangfan city Visited persons: Zhai Fengju (female, at age of 44, Han nationality, Graduated from senior high school) There are 3 persons in her family, herself, her husband and son. Her husband is 48 year-old and son is 20 year-old. A few years before, the enterprise of husband was in bankruptcy, so far her husband has been unemployed. Her son studies in Wuhan Railway Technical School and will be graduated in next year. They have no land contracted in her family, and main income is relied on the restaurant (there is national road 207 near her home) with a good business. With help of some relatives, they have a yearly income of 15000 RMB Yuan. But her son studies in a school, and the cost is higher, about 10000 yuan/year. It is time for them to need money. She feels satisfaction for her existing home location, and it is convenient in traffic and going to hospital. Now, their house is of frame-structure, with 3 floors and over 400 square meters. The first and second floor is used as a restaurant, and other is for living. In front of house, it was hillside. They spent many manpower and materials in developing the house plot. In order to prevent sliding, they constructed a concrete retaining wall of 33m long, 2.5m wide, and 3.5m high, with 60 tons cement spend and total cost of 30000 RMB yuan. They support the national construction, but worry at the relevant compensation standards and resettlement scheme and worry that the family economic income will be impacted for reason of restaurant business affected. They hope that relevant department will decide the reasonable compensation standards according to national relevant policies and pay all compensation to farmers.

202 RAP of Cuijiaying Project

Interview to household Time: Jul. 19, 2004 Morning: 10:20 Location: Group 1 of Hongshantou Village of Xiangyang District Interviewee: Pan Guanjie (male, age: 44, Han, education: middle school)

There are five family members, the couples, elder dauter (21 year-old), younger daughter (19 year-old) and a son. The Elder daughter is studying in of Science and Technology, majoring in computer science, The younger daughter just graduated from senior middle school and is going to study in a university in Xiangfan. The son is 17 year-old, just graduated from junior middle school and going to study in a vocational school in a gas engin factory. The husband is an accountant. The family contracts 1.8 mu plowed land, including 0.8 mu paddy field and 1 mu dry land.

As the land holding is small, the output from the land can not support the family, the wife has to work at a wharf to loading sand/gravel in saddle time (about 8 months in a year), with an income of about 3000 Yuan. The husband is an accountant in the village, with a wage of about 3000 Yuan. The family has a tractor, which hauls goods for neighbours, from which 3000 yuan more income was got; but the situation this year is not good. The family raises a pig each year for treat the family at Spring Festival (half serving the family and other half for sale, about 250 Yuan). The family has three kids studying at scholls, the tuition fee for elder daughter is 8000 Yuan/year and living expenses of 2700 Yuan, the living expenses for younger daughter is 2700 Yuan per year, and that for the sun about 2000. So, the expenses for kids is about 16000 Yuan, and in the recent years, the expenses of the family has been exceeded the income, and the savings form the previous years has almost been exhausted, and borrowed debt from relatives and friends.

The project is a capital construction of the country, all of us will support it, at the same time, we hole the state formulates a rational compensation criteria and every peny of the compensation should be paid to the resettlers.

203 RAP of Cuijiaying Project

Colloquia on Resettlement Scheme Time: Jul. 23,2004 Morning: 8:30 Location: Meeting room of Xiangcheng District Government Participants: Cardres and representatives from Xiangcheng district, IBRD-loan Office of provincial communication bureau, Project Owner, Penggong Subdistrict, Qianying Village, Guanyingge Village, Shuiwa Village

The participants know that the project is one of the state-key-project, and support the construction of the project. In the previous stage, the village cardres, village grouop heads and land contractors in the village and the survey unit jointly conducted the inventory survey and confirmed the results. Now the reservoir inundation scope is clearly defined.

The Participants think the resettlement scheme should consider the conditions such as the location, land resources, type of crops, and the income structures of the villages, and incorporate the opinions of the resettlers and village representatives and pay respect to the choise of most of the villagers. The selection of host site should be with the view of the requirement of the local stae land administrations and long-term development. Regarding lalnd acquistion and house relocation, they all express the willing to follow the policies of the state and province governments. For the compensation, they hope it would be better to distributed directly to the affected households to prevent carving up. For the productive resettlement, some resettlement representatives think that, as farmers, they hope the land should be re-allocated to meet the need of their family, and part of the compensation should be used to improve the irrigation works to increase output of the land. The agricultural structure is preferably reformed to increase the economic benefit of the agricultural sideline products. Some of the villagers hope to work outside the village or create a small business so as to improve their living conditions. Besides, some participants who are young and some women participants hope that the compensation would be preferably paid to individuals for free use by themselves, but the village group heads and part of the resettlement representatives think that this compensation can be suded for improving production conditions, promoting scientific farming so that the compensation can have the function of "blood generation"

204 RAP of Cuijiaying Project

Interview to household Time: Jul. 25, 2004 Morning: 9:10 Location: Liuji Village of Dongjin Town, Xiangfan District

Interviewee: Wang Xin'an (Male, age: 54, Han Nationality, education: Middle school)

There are tree family members, couples and a son (26 year-old). The sun is working with a construction company as worker for indoor decoration. The family contracts 1,2 mu land and reclaims a plot of wasterland, the grain and vegetable from land can support the family. Few year ago, the family bought a motor tricycle for transportation business, and does some small business in local area. We buy some wheate and peanuts in the nearby villages and sell them in the market, and sell water mellens in the right season. The yearly income of the family is about 15000 Yuan, which is the main economic source. The sun had an monthly income of about 400 Yuan which is little. However, the traffic accident last year caused the husband down, the family spet 80000 Yuan for treat the husband in hospital which exhausted all the savings of the family and borrowed 50000 Yuan debt. After surgery, the husband can hardly move left arms, and can not do heavy farm work. So, the income source of the family is nothing. As being too por, the family has not had eaten pork for over one month. The 26 year-old son has not find a girl friend, because the family is too poor.

The husband is a Party member, supports the project construction, but hope the compensation can be directly paid to the individuals from the project owner and hope the living and production can be restored in shortest time with the policies supporting the special group of people like him.

205 RAP of Cuijiaying Project

Interview to household Time: Jul. 27,2004 Morning: 11:15 Location: Zhongzhou Village of Dongjin Town, Xiangyang District Interviewee: Liu Changfu (Male, age: 48, Han Nationality, education: Middle school)

There are four family members, the couples, a daughter (25 year-old) and a son (23 year-old). The wife is 50 year-old doing farmwork at home. Liu himself is the Party secretary of the village, with wage of 3000 yuan each month. The daughter is a teach in local kindergarten after graduated form school, with wage of some 600 Yuan per month. THe sun works at , repairing computers, with wage of at least 1500 Yuan per month, and now he is preparing to go to university. The family contracts 5 mu land, planting cotton, peanuts, rapeseed and wheat, the net income form land was about 150000 Yuan in the last year. Besides, the family also rents 40 mu poplar wood land by the riverside, which can be fell about 10 years later. The rent fee is 20 Yuan/mu. The living condition of the family is good now in the village.

As a Party secretary of the village, he himself will certainly support the project construction, because it is good for the state, collective and individuals as well. He hopes that the relevant departments should distribute the compensation and available to all entitled the compensation. The village management plans to discuss the issue at the villager representative meeting, and will use the land compensation for improving the infrastructures of the village such road (hopefully to the gate of each household). Meanwhile, the dam is close to our village, we plan to encourage the farmers to work for the project, so that they can be benefited from the project directly and the employment problem of the village can also be alleviated.

206 RAP of Cuijiaying Project

Colloquia Time: Jul. 27,2004 Afternoon: 1:30 Location: Meeting room of Dongjin Village of Dongjin Town Resettler representatives:

Name Sex Age Nationality Name Sex age Nationality aGuoxng male 50 Han ChLenhu male 42 Han

eLiui male 37 Han Si male Kemi'ng Shiging_____ 32 Han Li Jinyou male 40 Han Wang male 55 Han ______D a f u ______Fan male 42 Han Renxun male 47 Han

FaLhua male 37 Han YaLoun male 56 Han GZuhofu male 42 Han They think that after the project is completed, the river water level will be higher, which is favorable for the traffic conditions of the village and the reservoir periphery, therefore, will be good for water use in the village and is a good thing for the people. They support the project construction. They worry that after the water level is raised, the water table will be also higher, which may cause water logging at some lower land and affect the crop grow. They hope the relevant department will do some demonstrations so that some protectin can be adopted to prevent the local people from loss of their properties. There are 1684 persons in the village, most of them have their income from farmland and only few people work outside (in the Dongjin town, 80% of them working in cartering service). The land of the village is of sandy soil, no rice is planted, only wheat, peanut, cotton, rapeseed, peanut and vegetable are planted in the village for their living. At present, the village has roads connecting the other villages, so, is easily accessible. The irrigation facilities is also good. Regarding resettlement scheme and compensation, they think that as there is few reserved land in the village and the area of affected land of individual household is different, the land should be re-adjusted in the village. The resettlement document should clearly state the compensation amount for the village and that for the individuals respectively. The compensation to the village collective should be used for improve the infrastructure of the village. The use of compensation should be publized to the villagers and each villagers should be informed the amount they can get.

207 RAP of Cuijiaying Project

Colloquia Time: Jul. 29,2004 Morning: 8:30 Location: Meeting room of Zhangwan Town Government Office Building Participants: village cadres and some resttler representatives from Daqiao, Xigang, Zhangwan, Yunwan, Hongxing, Pantai, Hongshantou Eleven villages in Zhangwan Town will be affected, the town is one of the towns affected most seriously in and the Xiwan, Hongxing, Pantai, Hongshantou and Wupo villages are most seriously affected in Zhangwan Town. Most of the participants participated in the inventory survey and had a god understanding the reservoir inundation conditions. The inundated land are beyong the Hanjiang Dyke, where wheat, peanut, rapeseed and sesame are planted, and has occationally hit by floods and draught. The output at the river shoal is much less than that beyond the dyke. Zhangwan Town is the town seat of Zhangwan Town, easily accessible as the No.316 highway and Xiang-Yu highway pass by and developed with township-owned business. There are many people work in enterprises and cartering service, and many people there are engaged in trades. The income of the local farmer's families sources from secondary and tertiary industries. Regarding land compensation and resettlement compensation, most of them think that as the government encourage the farmers to work in farming and reduce the agricultural product taxes and mobilize the enthusiasm of the farmers, some farmers who previously did not want to work in farming now want to do farm work. To re-allocate the land within the village group is a hard job. The farmers request that they want to get the land that they are entitled. THe land compensation will be deposit in the village group collective. As for use of the land compensation, they think it should be used for development of the collective economy and the affected farmers can work in the village-owned enterprise. The infrastructure of the village should be improved, the output of the village land should be increased. The agricultural structure should be restructured and the living and production conditions should be restored as son as possible.

208 RAP of Cuijiaying Project

Attached Drawings:

Drawing 1: Locatin Map of Cuijiaying Navigation and Hydropower Project Drawing II: Schematic Drawing of Reservoir Innundation of Cuijiaying Navigation and Hydropower Project Drawing III: Schematic Drawing of Land Acquisition Scope for Cuijiaying Navigation and Hydropower Project

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