Page 1 of 58 Procurement Report for Nelson A

Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Information:

Question Response URL(If Applicable) 1. Does the Authority have procurement guidelines? Yes www.theegg.org 2. Are the procurement guidelines reviewed annually, amended if needed, and approved by the Board? Yes 3. Does the Authority allow for exceptions to the procurement guidelines? Yes 4. Does the Authority assign credit cards to employees for travel and/or business purchases? No 5. Does the Authority require prospective bidders to sign a non-collusion agreement? No 6. Does the Authority incorporate a summary of its procurement policies and prohibitions in its solicitation of No proposals, bid documents, or specifications for procurement contracts? 7. Did the Authority designate a person or persons to serve as the authorized contact on a specific procurement, Yes in accordance with Section 139-j(2)(a) of the State Finance Law, "The Procurement Lobbying Act"? 8. Did the Authority determine that a vendor had impermissible contact during a procurement or attempted to No influence the procurement during the reporting period, in accordance with Section 139-j(10) of the State Finance Law? 8a. If Yes, was a record made of this impermissible contact? 9. Does the Authority have a process to review and investigate allegations of impermissible contact during a No procurement, and to impose sanctions in instances where violations have occurred, in accordance with Section 139-j(9) of the State Finance Law? 10. As required by Section 2880 of the Public Authorities Law, has the Authority prepared a statement on its Yes Attachment Included prompt payment policy? 11. As required by Section 2880 of the Public Authorities Law, has the Authority prepared a report on the scope Yes Attachment Included and implementation of its prompt payment policy? 12. Is the Authority subject to Article 15-A of the Executive Law? Yes 13. Has the Authority designated a person or persons to oversee its MWBE program? Yes 14. Does the Authority maintain a current and updated list of qualified certified MWBEs? Yes 15. Does the Authority provide notices to professional and other organizations that serve MWBEs as to the types of Yes services procured by the Authority? 16. Did the Authority establish a goal for participation by MWBEs in its procurement contracts? Yes a. If yes, what was the goal (percentage of total procurements) for the reporting period? 20% b. What was the actual percentage of total procurements awarded to MWBEs for the reporting period? 23.58%

Page 1 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

1. Vendor Name APA, Inc. Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $25,425.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 135 W 50th Street - 10th Fl Address Line 2 City NEW YORK State NY Postal Code 10020 Plus 4 Province/Region Country United States

Page 2 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

2. Vendor Name ASCAP Type Of Procurement Other

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Music License Award Date

Amount Expended for Fiscal Year $10,940.12 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 1 Lincoln Center Plaza Address Line 2 City NEW YORK State NY Postal Code 10023 Plus 4 Province/Region Country United States

Page 3 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

3. Vendor Name Artisan Agency Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fee Award Date

Amount Expended for Fiscal Year $5,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 1 Music Square Address Line 2 City NASHVILLE State TN Postal Code 37205 Plus 4 Province/Region Country United States

Page 4 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

4. Vendor Name Artist Group International Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $7,500.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 150 E 58th Street - 19th FL Address Line 2 City NEW YORK State NY Postal Code 10155 Plus 4 Province/Region Country United States

Page 5 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

5. Vendor Name Atomic Professional Audio Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Support Award Date

Amount Expended for Fiscal Year $10,525.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 364A Clarendon Drive Address Line 2 City NORTH CLARENDON State VT Postal Code 05759 Plus 4 Province/Region Country United States

Page 6 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

6. Vendor Name BQ Productions Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fee Award Date

Amount Expended for Fiscal Year $5,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o APA, Inc. Address Line 2 405 S Beverly Drive City BEVERLY HILLS State CA Postal Code 90212 Plus 4 Province/Region Country United States

Page 7 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

7. Vendor Name Ballet Hispanico Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $8,500.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 7 W 54th Street Address Line 2 City NEW YORK State NY Postal Code 10019 Plus 4 Province/Region Country United States

Page 8 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

8. Vendor Name Bar None Music Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $8,125.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 40 Prospect Street Address Line 2 City WHITEFIELD State NH Postal Code 03598 Plus 4 Province/Region Country United States

Page 9 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

9. Vendor Name Beeswing, Inc Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fee Award Date

Amount Expended for Fiscal Year $7,500.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c./o High Road Touring Address Line 2 751 Bridgeway Road - 3rd Fl City SAUSALITO State CA Postal Code 94965 Plus 4 Province/Region Country United States

Page 10 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

10. Vendor Name Benchemark Type Of Procurement Commodities/Supplies

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Marketing Services Award Date

Amount Expended for Fiscal Year $6,427.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign NYS Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 PO Box 1031 Address Line 2 City SCHENECTADY State NY Postal Code 12301 Plus 4 Province/Region Country United States

Page 11 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

11. Vendor Name Broadcast Music Int Type Of Procurement Other

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Music License Award Date

Amount Expended for Fiscal Year $10,940.12 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 10 Music Square East Address Line 2 City NASHVILLE State TN Postal Code 37203 Plus 4 Province/Region Country United States

Page 12 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

12. Vendor Name Concerted Efforts Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fee Award Date

Amount Expended for Fiscal Year $7,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign NYS Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 PO Box 440326 Address Line 2 City SOMERVILLE State MA Postal Code 02144 Plus 4 Province/Region Country United States

Page 13 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

13. Vendor Name Coolsville, Inc Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $5,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o APA, Inc. Address Line 2 405 S Beverly Drive City BEVERLY HILLS State CA Postal Code 90212 Plus 4 Province/Region Country United States

Page 14 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

14. Vendor Name Dancing Cat Productions Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $6,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o High Road Touring Address Line 2 751 Bridgeway - Third Floor City SAUSALITO State CA Postal Code 94965 Plus 4 Province/Region Country United States

Page 15 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

15. Vendor Name Exit O Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $6,250.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o UTA Address Line 2 209 10th Ave S Suite 511 City NASHVILLE State TN Postal Code 37203 Plus 4 Province/Region Country United States

Page 16 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

16. Vendor Name Fab Faux, Inc Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $16,500.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign NYS Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 250 W 24th Street #4FW Address Line 2 City NEW YORK State NY Postal Code 10011 Plus 4 Province/Region Country United States

Page 17 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

17. Vendor Name Fort Orange Press Type Of Procurement Commodities/Supplies

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Printing Services Award Date

Amount Expended for Fiscal Year $8,050.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 11 Sand Creek Road Address Line 2 City ALBANY State NY Postal Code 12205 Plus 4 Province/Region Country United States

Page 18 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

18. Vendor Name High Peaks Sound Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Backline Rental Award Date

Amount Expended for Fiscal Year $7,546.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 386 Burgoyne Road Address Line 2 City SARATOGA SPRINGS State NY Postal Code 12866 Plus 4 Province/Region Country United States

Page 19 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

19. Vendor Name High Road Touring Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $15,750.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 751 Bridgeway 3rd Fl Address Line 2 City SAUSALITO State CA Postal Code 94965 Plus 4 Province/Region Country United States

Page 20 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

20. Vendor Name Holiday Inn Express Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist accomodations Award Date

Amount Expended for Fiscal Year $21,590.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 300 Broadway Address Line 2 City ALBANY State NY Postal Code 12207 Plus 4 Province/Region Country United States

Page 21 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

21. Vendor Name HotTuna Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fee Award Date

Amount Expended for Fiscal Year $6,250.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o APA, Inc. Address Line 2 405 S Beverly Drive City BEVERLY HILLS State CA Postal Code 90212 Plus 4 Province/Region Country United States

Page 22 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

22. Vendor Name ICM Partners Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $30,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 ICM Address Line 2 10250 Consellation Blvd City LOS ANGELES State CA Postal Code 90067 Plus 4 Province/Region Country United States

Page 23 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

23. Vendor Name IMG Artists Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fee Award Date

Amount Expended for Fiscal Year $6,750.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 152 W 57th Street Address Line 2 City NEW YORK State NY Postal Code 10019 Plus 4 Province/Region Country United States

Page 24 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

24. Vendor Name Inspired Theatricals Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $10,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 468 Broadway Suite C Address Line 2 City SARATOGA SPRINGS State NY Postal Code 12866 Plus 4 Province/Region Country United States

Page 25 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

25. Vendor Name International Musical Network Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $11,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 278 Main Street Address Line 2 City GLOUCESTER State MA Postal Code 01930 Plus 4 Province/Region Country United States

Page 26 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

26. Vendor Name JLP Potus, Inc Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $6,500.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o ICM Address Line 2 10250 Consellation Blvd City LOS ANGELES State CA Postal Code 90067 Plus 4 Province/Region Country United States

Page 27 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

27. Vendor Name Joyce Theater Foundation Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $5,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 175 8th Ave Address Line 2 City NEW YORK State NY Postal Code 10011 Plus 4 Province/Region Country United States

Page 28 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

28. Vendor Name K & S Security Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Security Services Award Date

Amount Expended for Fiscal Year $35,160.25 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign NYS Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 PO Box 96 Address Line 2 City EAST GREENBUSH State NY Postal Code 12061 Plus 4 Province/Region Country United States

Page 29 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

29. Vendor Name Kurland Agency Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fee Award Date

Amount Expended for Fiscal Year $23,250.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 The Kurland Agency Address Line 2 173 Brighton Avenue City ALLSTON State MA Postal Code 02134 Plus 4 Province/Region Country United States

Page 30 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

30. Vendor Name Loch Nest Monster Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fee Award Date

Amount Expended for Fiscal Year $5,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o High Road Touring Address Line 2 751 Bridgeway - Third Floor City SAUSALITO State CA Postal Code 94965 Plus 4 Province/Region Country United States

Page 31 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

31. Vendor Name Marty Stuart Tours Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $16,250.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o Paradigm Artists Address Line 2 1658 N Milwaukee Avenue #211 City CHICAGO State IL Postal Code 60647 Plus 4 Province/Region Country United States

Page 32 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

32. Vendor Name McMaster Music Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fee Award Date

Amount Expended for Fiscal Year $10,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o IMG Address Line 2 7 West 54th Street City NEW YORK State NY Postal Code 10019 Plus 4 Province/Region Country United States

Page 33 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

33. Vendor Name Mutts Gone Nuts Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fee Award Date

Amount Expended for Fiscal Year $5,100.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o CMI Address Line 2 1131 Mistwood Drive City TARPON SPRINGS State FL Postal Code 34688 Plus 4 Province/Region Country United States

Page 34 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

34. Vendor Name NY Theater Ballet Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $12,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 131 E 10th Street Address Line 2 City NEW YORK State NY Postal Code 10003 Plus 4 Province/Region Country United States

Page 35 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

35. Vendor Name NYS Dept of Civil Service Type Of Procurement Other

Transaction Number Award Process Purchased Under State Contract Procurement Description Health Insurance Award Date

Amount Expended for Fiscal Year $108,521.35 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status OPEN Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 PO Box 3801 Address Line 2 City NEW YORK State NY Postal Code 10008 Plus 4 Province/Region Country United States

Page 36 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

36. Vendor Name NYS Insurance Fund Type Of Procurement Other

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description WC & Dbl Insurance Award Date

Amount Expended for Fiscal Year $40,446.33 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status OPEN Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 1 Watervliet Avenue Address Line 2 City ALBANY State NY Postal Code 12206 Plus 4 Province/Region Country United States

Page 37 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

37. Vendor Name NYS OGS Type Of Procurement Other

Transaction Number Award Process Purchased Under State Contract Procurement Description Rent Award Date

Amount Expended for Fiscal Year $110,132.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign NYS Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status OPEN Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 ESP - Concourse Lvl Address Line 2 City ALBANY State NY Postal Code 12220 Plus 4 Province/Region Country United States

Page 38 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

38. Vendor Name NYS OGS Risk Mgmt Type Of Procurement Other

Transaction Number Award Process Purchased Under State Contract Procurement Description Insurance Award Date

Amount Expended for Fiscal Year $8,345.95 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status OPEN Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 ESP - Corning Tower Address Line 2 40th Fl City ALBANY State NY Postal Code 12242 Plus 4 Province/Region Country United States

Page 39 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

39. Vendor Name NYSID Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Custiodial Services Award Date

Amount Expended for Fiscal Year $11,097.06 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign NYS Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 11 Columbia Circle Address Line 2 City ALBANY State NY Postal Code 12203 Plus 4 Province/Region Country United States

Page 40 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

40. Vendor Name Old Daley Inn Type Of Procurement Other Professional Services

Transaction Number Award Process Authority Contract - Competitive Bid Procurement Description Concert/Event Support Award Date 04/01/14

Amount Expended for Fiscal Year $19,920.69 Begin Date 04/01/14 Amount Expended for Life to Date $86,390.38 Renewal Date Does the Contract have an End Date No End Date Current or Outstanding Balance $0.00 Amount $19,920.69 Number of Bids or Proposals 3 Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign NYS Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication No Were MWBE Firms Solicited as Part of Yes Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals 0 Received from MWBE Firms Address Line 1 2 Northern Drive Address Line 2 City TROY State NY Postal Code 12180 Plus 4 Province/Region Country United States

Page 41 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

41. Vendor Name PM Tours Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $12,500.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o The Kurland Agency Address Line 2 173 Brighton Avenue City BOSTON State MA Postal Code 02134 Plus 4 Province/Region Country United States

Page 42 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

42. Vendor Name Paradigm Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fee Award Date

Amount Expended for Fiscal Year $31,100.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 124 12th Avenue S. Address Line 2 City NASHVILLE State TN Postal Code 37203 Plus 4 Province/Region Country United States

Page 43 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

43. Vendor Name Pattison Howe Kosey & Bucci Type Of Procurement Financial Services

Transaction Number Award Process Authority Contract - Competitive Bid Procurement Description Audit Services Award Date 04/01/15

Amount Expended for Fiscal Year $8,743.57 Begin Date 04/01/15 Amount Expended for Life to Date $26,423.31 Renewal Date Does the Contract have an End Date End Date 03/31/19 Current or Outstanding Balance $0.00 Amount $36,000.00 Number of Bids or Proposals 3 Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign NYS Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status OPEN Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Yes Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals 0 Received from MWBE Firms Address Line 1 502 Union Street Address Line 2 City HUDSON State NY Postal Code 12534 Plus 4 Province/Region Country United States

Page 44 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

44. Vendor Name Paul Taylor Foundation Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $10,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 551 Grand Street Address Line 2 City NEW YORK State NY Postal Code 10002 Plus 4 Province/Region Country United States

Page 45 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

45. Vendor Name Pennywell Productions Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $5,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o APA, Inc. Address Line 2 405 S Beverly Drive City BEVERLY HILLS State CA Postal Code 90212 Plus 4 Province/Region Country United States

Page 46 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

46. Vendor Name Proctors Theater Type Of Procurement Technology - Software

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Tech Support Services Award Date

Amount Expended for Fiscal Year $6,144.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 432 State Street Address Line 2 City SCHENECTADY State NY Postal Code 12305 Plus 4 Province/Region Country United States

Page 47 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

47. Vendor Name Renaissance Hotel Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Support Award Date

Amount Expended for Fiscal Year $5,980.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 144 State Street Address Line 2 City ALBANY State NY Postal Code 12207 Plus 4 Province/Region Country United States

Page 48 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

48. Vendor Name Rising Son Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $13,750.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 177 Woodland Avenue Address Line 2 City WESTWOOD State NJ Postal Code 07675 Plus 4 Province/Region Country United States

Page 49 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

49. Vendor Name Rock and Roll Credit Card Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $7,500.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 William Morris Entertainment Address Line 2 9601 Wiltshire Blvd City BEVERLY HILLS State CA Postal Code 90210 Plus 4 Province/Region Country United States

Page 50 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

50. Vendor Name Roger McGuinn Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $8,125.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 Skyline Entertainment Address Line 2 48 Prospect Street City WHITEFIELD State NH Postal Code 03598 Plus 4 Province/Region Country United States

Page 51 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

51. Vendor Name Roots Agency Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $23,750.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 177 Woodland Avenue Address Line 2 City WESTWOOD State NJ Postal Code 07675 Plus 4 Province/Region Country United States

Page 52 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

52. Vendor Name SRO Artists Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artists Fees Award Date

Amount Expended for Fiscal Year $6,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 6629 University Avenue #206 Address Line 2 City MIDDLETON State WI Postal Code 53562 Plus 4 Province/Region Country United States

Page 53 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

53. Vendor Name Skyline Music Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Page 54 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

54. Vendor Name Stefon Harris Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $5,400.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 Unlimited Miles Address Line 2 6 Imaginary Place City ABERDEEN State NJ Postal Code 07747 Plus 4 Province/Region Country United States

Page 55 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

55. Vendor Name The High Kings Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $6,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 c/o Essential Artists Address Line 2 916 19th Avenue S City NASHVILLE State TN Postal Code 37212 Plus 4 Province/Region Country United States

Page 56 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

56. Vendor Name United Talent Agency Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $6,250.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 209 Tenth Avenue Address Line 2 209 10th Ave S Suite 511 City NASHVILLE State TN Postal Code 37203 Plus 4 Province/Region Country United States

Page 57 of 58 Procurement Report for Nelson A. Rockefeller Empire State Plaza Performing Arts Center Operating Corporation Run Date: 09/05/2019 Status: CERTIFIED Fiscal Year Ending: 03/31/2019 Certified Date: 06/18/2019

Procurement Transactions Listing:

57. Vendor Name William Morris Endeavor Type Of Procurement Other Professional Services

Transaction Number Award Process Non Contract Procurement/Purchase Order Procurement Description Artist Fees Award Date

Amount Expended for Fiscal Year $20,000.00 Begin Date Amount Expended for Life to Date Renewal Date Does the Contract have an End Date End Date Current or Outstanding Balance Amount Number of Bids or Proposals Fair Market Value Received Prior to Award of Contract Is the Vendor a NYS or Foreign Explain why the Fair Market Value is Business Enterprise? less than the Amount Is the Vendor a Minority or Women – No Status COMPLETED Owned Business Enterprise? Exemption from the Publication Were MWBE Firms Solicited as Part of Requirements of Article 4C of the this Procurement Process? Economic Development Law? If Yes, basis for Exemption Number of Bids and Proposals Received from MWBE Firms Address Line 1 9601 Wiltshire Blvd Address Line 2 9601 Wiltshire Blvd City BEVERLY HILLS State CA Postal Code 90210 Plus 4 Province/Region Country United States

Additional Comments

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