A division of The Global Leader in Audit, Risk, Fraud and Security Training

Hyatt Regency Hong Kong

4-5 June 2013

Fighting fraud together: Prevention, detection Plus! and investigation of fraud and corruption A Certified PRE-SUMMIT

Your distinguished chairperson: Workshop trainer: FULL-DAY WORKSHOP on 3 June 2013 Siobhan Cool Roger Chow General Counsel & Group Secretary, Specialist in financial crime risk  Energy Company - 0193 Workshop topic: Aviation Plc, Singapore management  Government - 0018 nd Conducting an  Other 2 Annual Keynote speakers: Investigation into Fraud & Corruption ,Fr SCaud & CMarkorruption Steward Director of Public Prosecutions Executive Director, Enforcement Division Department of Justice Securities and Futures Commission Hong Kong Asia Pacific SummitHong Kong

Featured speakers: Endorsed by

John Tothill Jasmine Karimi Sophia Yap Company Secretary Director & Associate General General Counsel-Asia Pacific HSBC Counsel CBRE Hong Kong United Arab Emirates Coach Hong Kong Terence Chow Martin Purbrick Head of Group Internal Audit Judy Chang Director of Security and ASM Pacific Technology Ltd Integrity Director, Global Anti- Hong Kong Corruption & Vendor Hong Kong Jockey Club Management Compliance Hong Kong Abdulali Jiwaji Paypal, Singapore Partner Simmons & Simmons Saroj Panigrahi Rainer Brettschneider Hong Kong General Counsel & Member of Regional Manager, Corporate the Board of Directors – VISPL Security and Investigations Kenneth Pemberton SVP & Senior Manger of Fraud Vodafone ING, Hong Kong India Management Citibank Patrick Abdullah Hong Kong Howard Liu Vice President Regional Compliance Director Enterprise Risk Management Michael Delf GE Aviation Astro Overseas Ltd Asia Fraud Director China Malaysia Citi, Hong Kong

Web Email Tel www.mistiasia.com [email protected] +852 2520 1481 Hyatt Regency Hong Kong

4-5 June 2013

Summit focus and features About the Workshop Trainer: Roger Chow MISTI’s Fraud & Corruption Summit features Roger has worked in financial crime risk management for a diverse selection of practitioners from over 25 years. His expertise is fraud risk management and investigation, anti-bribery and corruption investigation and renowned organisations sharing their 2nd Annual compliance, AML and international sanctions control and expertise and experiences. With a special focus compliance. on Asia’sFr anti-fraudaud and & corruption Corruption activities Currently, Roger spends most of his time in financial crime risk related research, training and consulting work. Prior to this, he and development, the summit features over Asia Pacific Summit worked at Standard Chartered for 15 years. He started in Hong 20 sessions. It is a great platform from which Kong as a Fraud Investigation Manager, moving up to Regional to enhance your practical investigation Head of Financial Crime Risk (FCR), North East Asia and Country Head (HK). He then moved to Standard Chartered First Bank in skills, risk management capability and the South Korea (SCFB) to establish, organise and manage the FCR robustness of your fraud and corruption function there. Next he went to SC (China) as Head of FCR China policies. and Regional Head of FCR, North Asia. Prior to his time with the SC Group, Roger was the Chief This Summit will be the best networking, Investgating Officer of the Operation Department at the Hong learning and benchmarking event for Fraud Kong Independent Commission Against Corruption (ICAC) and Corruption professionals in Asia Pacific where he worked for 10 years. Roger’s accolades includes: and for all of those involved in investigation. • Invited to join the South Korean Regulatory Provisions of the Don’t miss this high quality gathering of AML Act and Supervisory Rules Drafting Committee anti-fraud and corruption professionals here • The “Chairman’s Award” from the South Korean FSC in recognition of his outstanding contribution to South Korea’s in Asia Pacific. We look forward to seeing you finanical industry there! • Awarded the “Advanced Individual” honor by the People’s Bank of China in recognition of his AML work Benefits of attending: Roger holds a Bachelor of Law from Jinan University, is a Certified AML Specialist (ACAMS) and a Research Fellow at the 3 Master skills in conducting a wide-ranging China Center for AML Studies at Fudan University, Shanghai. investigation into suspected fraudulent activities Who should attend 3 Benefit from the experience of seasoned practitioners in carrying out fraud • Internal Auditors • Company Secretaries • Risk Managers investigations • Compliance Managers • Fraud Examiners • Loss Prevention 3 Prevent fraud and corruption through • Anti-fraud Specialists Managers stronger internal controls and systems • Corporate Security • Internal Control Managers 3 Discover innovative solutions to restore Managers • Enforcement Managers calm and minimise the impact of fraudulent • Investigations Managers • Board of Directors incidents • Legal Counsel • Executive Management 3 Exchange thoughts, gain new perspectives • General Counsel • Audit Committee and network with like-minded professionals

Earn 14 CPEs by attending the Summit The Global Leader in Audit, Risk, Fraud and Security Training Summit agenda

PRE-SUMMIT WORKSHOP Day 1 Tuesday, 4 June 2013 Monday, 3 June 2013 08:30 Registration and morning coffee

Conducting an Investigation into 09:00 Chairperson’s opening speech Siobhan Cool Fraud & Corruption General Counsel & Group Secretary Aviation Plc, Singapore This full day workshop on Fraud & Corruption Investigation will equip participants with practical insight and tips on 09:15 Keynote: Fraud and corruption activities and enforcements: Key updates from the SFC how to deal with complex, sensitive, high value fraud and Mark Steward corruption investigations. Participants will examine the tools Executive Director, Enforcement Division and techniques needed to conduct effective investigations into Securities and Futures Commission, Hong Kong allegations of fraud, corruption and workplace misconduct. 09:45 Stay current on the FCPA recent developments and enforcement actions Introduction of financial crimes • Money laundering and terrorist financing 10:15 Update on UK Bribery Act enforcement activities, • Fraud and common criminal activities trends and prosecutorial tools • Bribery and corruption Abdulali Jiwaji • Insider trading and conflict of interest Partner Simmons & Simmons, Hong Kong Understanding the country laws and Code of Conduct • Overview of countries laws of AML, fraud, bribery & corruption 10:45 Morning Networking Break • What are the minimum standards of Code of Conduct?

What are common Red flags and indicators of financial 11:15 Fraud detection using Enterprise Risk Management crimes? • Types (ERM) as an enabler • What are the possible ways to identify them Patrick Abdullah Vice President, Enterprise Risk Management How effective is your organization’s reporting channel and Astro Overseas Ltd, Malaysia “speaking up” program? 11:45 The roles of General Counsel in managing fraud and How to enhance employee’s ethics corruption investigations Sophia Yap How to manage an in-house investigation? General Counsel-Asia Pacific • Preparation CBRE, Hong Kong • Investigation • Immediate remedies 12:15 Fraud and corruption and the whistleblower policy: • Internal and external reporting A company secretary perspective • Preventive measures John Tothill • Report writing Company Secretary HSBC, United Arab Emirates What should an in-house disciplinary hearing look like?

How to handle a regulatory inquiry and investigation

Case study

COURSE CODE EMPH5326 - W Day 2 Wednesday, 5 June 2013

12:45 Networking Luncheon 08:30 Registration and morning coffee

09:00 Chairperson’s opening speech 14:00 Panel Discussion: How can we measure the Siobhan Cool effectiveness of our internal fraud prevention General Counsel & Group Secretary policy? Aviation Plc, Singapore Moderator: Kenneth Pemberton 09:15 Keynote: Combating complex fraud and corruption SVP & Senior Manger of Fraud Management cases in Hong Kong: Overview from the DOJ Citibank, Hong Kong Kevin Zervos, SC Director of Public Prosecutions 15:00 Implementing an effective whistleblower non- Department of Justice, Hong Kong retaliation policy Siobhan Cool 09:45 Instilling a corporate culture of integrity, ethics and General Counsel & Group Secretary compliance Aviation Plc, Singapore Jasmine Karimi Director & Associate General Counsel Coach, Hong Kong 15:30 Afternoon Networking Break 10:15 Conducting effective fraud investigations as the foundation of effective risk management 16:00 Using predictive analytics to proactively identify Rainer Brettschneider fraud in the workplace Regional Manager, Corporate Security and Investigations Michael Delf ING, Hong Kong Asia Fraud Director Citi, Hong Kong 10:45 Morning Networking Break 16:45 Chairperson’s Wrap up and End of Day 1

11:15 What should an awareness training programme look like? Howard Liu Regional Compliance Director GE Aviation, China

11:45 Implementing FCPA and Anti-Corruption monitoring Judy Chang Director, Global Anti-Corruption & Vendor Management Compliance Paypal, Singapore

“ Content is very rich and the sequence is very well organized” Vice President, CICC A division of

“ Excellent speakers and thought provoking topics and issues ” Head of Business Audit, ADIA

12:15 Detecting fraud and corruption with internal system and controls Saroj Panigrahi General Counsel & Member of the Board of Directors – VISPL Vodafone, India

12:45 Networking Luncheon Sponsorship Opportunities

Why sponsor a MISTI Fraud & Corruption Summit? 14:00 Panel Discussion: Culture of corruption: What dilemmas • Meet senior decision-makers in audit, fraud prevention, are faced by companies in Asia? How can they be anti-corruption & governance! overcome? • Influence attendees’ use of the latest tools and technologies for risk management, audit, fraud & Moderator: corruption prevention Martin Purbrick • Increase your brand awareness or use the event as a Director of Security and Integrity platform to launch a new product or service Hong Kong Jockey Club, Hong Kong • Invite your clients – all sponsorship packages include concessionary delegate passes and exhibition space 15:00 Compliance audit: Identified non-compliance to If you would like to know more about sponsorship prevent corruption and corporate crimes please contact: Yvonne Lim [email protected] or on +852 2520 1481 15:30 Afternoon Networking Break

16:00 What are the difficulties of multi-jurisdictional You may use your attendance CONTINUING at courses held by MIS Training investigations PROFESSIONAL Institute to qualify for CPD points DEVELOPMENT with The of Hong Kong. 16:45 Closing remarks and End of Summit If you wish to claim CPD Hours for your registered course, please inform us of this upon registration *Speakers and topics may be subject to change without notice. and pay one month in advance in order for your CPD application to be processed. For further information on CPD accreditation please email us on [email protected]

Prerequisite: None Advanced Preparation: None Learning Level: Intermediate Field of Study: Auditing Delivery Method: Group Live

© Copyright Euromoney Training 2013

Web Email Tel www.mistiasia.com [email protected] +852 2520 1481 2nd Annual Fraud & Corruption The Global Leader Asia Pacific Summit in Audit, Risk, Fraud and Security Training

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