Cantor Mining and Metals Daily: Investment Recommendation History Current As of 19/10/2016 @13.54Pm

Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm

Author Date Time ISIN Company Name Recommendation (1) TP(1) Market Price(2) Validity Period Disclosures of interest(3) Asa Bridle 18/10/2016 08.50am CA05634Q1054 Bacanora Minerals Neutral (HOLD) NA 83.5p 1D 4 Asa Bridle 18/10/2016 08.50am GB00B5TFC825 Botswana Diamonds Positive (BUY) NA 1.50p 1D 4 Asa Bridle 18/10/2016 08.50am VGG203461055 Chaarat Gold Positive (BUY) NA 9.64p 1D 4 Asa Bridle 18/10/2016 08.50am GB00B183ZC46 DiamondCorp plc Positive (BUY) NA 3.23p 1D 4 Asa Bridle 18/10/2016 08.50am GB00B1HNYB75 KEFI Minerals Neutral (HOLD) NA 0.44p 1D 4 Asa Bridle 18/10/2016 08.50am CA60686A4090 Mkango Resources Ltd. Positive (BUY) NA 0.07p 1D 4 Asa Bridle 18/10/2016 08.50am JE00B6T5S470 Polymetal International Neutral (HOLD) NA 8.79p 1D Asa Bridle 18/10/2016 08.50am VGG7223M1005 Premier African Minerals Neutral (HOLD) NA 0.37p 1D 4 Asa Bridle 18/10/2016 08.50am GB00B067JC96 Rare Earth Minerals Positive (BUY) NA 0.60p 1D 4 Asa Bridle 18/10/2016 08.50am GB00B0CGR828 Shanta Gold Positive (BUY) NA 11.24p 1D 4 Asa Bridle 18/10/2016 08.50am GB00BYVFRB16 Tethyan Resources Positive (BUY) NA 2.38p 1D Asa Bridle 17/10/2016 08.32am AU000000WLF3 Wolf Minerals Positive (BUY) NA 5.00p 1D 4 Asa Bridle 17/10/2016 08.32am GB00B0358H47 W Resources Positive (BUY) NA 0.65p 1D 4 Asa Bridle 17/10/2016 08.32am GB00B4T0YL77 Serabi Gold Positive (BUY) NA 5.13p 1D 4 Asa Bridle 17/10/2016 08.32am CA6871961059 Orosur Mining Positive (BUY) NA 0.27p 1YR 4,6,7 Asa Bridle 17/10/2016 08.32am GB00B1CKQD97 Bezant Resources Positive (BUY) NA 2.38p 1D 4 Asa Bridle 17/10/2016 08.32am GB00B0C18177 Anglo Asian Mining PLC Positive (BUY) NA 19.75p 1D 4 Asa Bridle 14/10/2016 08.33am GB00B15PVN63 Weatherly International Plc Neutral (HOLD) NA 0.28p 1D 4 Asa Bridle 14/10/2016 08.33am IE00BDC5DG00 Kenmare Resources Neutral (HOLD) NA 310p 1D 4 Asa Bridle 14/10/2016 08.33am GB00B183ZC46 DiamondCorp plc Negative (SELL) NA 1.93p 1D 4 Asa Bridle 13/10/2016 08.32am GB00B0C18177 Anglo Asian Mining PLC Neutral (HOLD) NA 0.19p 1D 4 Asa Bridle 13/10/2016 08.32am AU000000BSE5 Base Resources Positive (BUY) NA A$0.15 1D 4 Asa Bridle 13/10/2016 08.32am GB00B1FW5029 Hochschild Mining Positive (BUY) NA 2.59p 1D Asa Bridle 13/10/2016 08.32am IE00BDC5DG00 Kenmare Resources Positive (BUY) NA 325p 1D 4 Asa Bridle 12/10/2016 08.46am CA6871961059 Orosur Mining Positive (BUY) 32p 15p 1YR 4,6,7 Asa Bridle 12/10/2016 08.46am GB00B2QPKJ12 Fresnillo Neutral (HOLD) NA 1615p 1D Asa Bridle 12/10/2016 08.46am AU000000EMX2 Energia Minerals Limited Neutral (HOLD) NA A$0.04 1D Asa Bridle 12/10/2016 08.46am GB00B183ZC46 DiamondCorp plc Negative (SELL) NA 2.63p 1D 4 Asa Bridle 12/10/2016 08.46am BM04521V1038 Asiamet Resources Positive (BUY) NA 2.35p 1D 4 Asa Bridle 11/10/2016 09.03am CY0106002112 Atalaya Mining plc Positive (BUY) NA 89.00p 1D 4 Asa Bridle 11/10/2016 09.03am AU000000DNK9 Danakali Neutral (HOLD) NA A$0.38 1D Asa Bridle 11/10/2016 09.03am GB00B60BWY28 Hummingbird Resources Positive (BUY) 32p 25.25p 1YR 4 Asa Bridle 11/10/2016 09.03am AU000000PDZ2 Prairie Mining Positive (BUY) NA 16.00p 1D Asa Bridle 11/10/2016 09.03am GB0007188757 Rio Tinto plc Neutral (HOLD) NA 2786.00p 1D Asa Bridle 11/10/2016 09.03am GB00B647W791 Savannah Resources Positive (BUY) NA 4.50p 1D 4 Asa Bridle 11/10/2016 09.03am GB00B0WD0R35 SolGold Positive (BUY) NA 20.875p 1D 4 Asa Bridle 10/10/2016 08.36am GB0033277061 Vedanta Resources plc Positive (BUY) NA 642p 1D Asa Bridle 10/10/2016 08.36am CY0103562118 Tharisa Positive (BUY) NA 109.5p 1D 4 Asa Bridle 10/10/2016 08.36am VGG7223M1005 Premier African Minerals Positive (BUY) NA 0.38p 1D 4 Asa Bridle 10/10/2016 08.36am VGG659191131 Georgian Mining Corporation Neutral (HOLD) NA 10.25p 1D 4 Asa Bridle 10/10/2016 08.36am GB00BZBVR613 Avocet Mining PLC Positive (BUY) NA 91p 1D 4 Asa Bridle 07/10/2016 08.27am GB00BYZ5QT80 Stellar Diamonds Positive (BUY) NA 7.1p 1D 4 Asa Bridle 07/10/2016 08.27am GB00BD4FCK53 Mila Resources Neutral (HOLD) NA 8p 1D Asa Bridle 07/10/2016 08.27am GG00BD3GC324 Mariana Resources Ltd. Neutral (HOLD) NA 63p 1D 4 Asa Bridle 06/10/2016 08.31am AU000000SGZ9 Scotgold Resources Positive (BUY) NA 0.58p 1D 4 Asa Bridle 06/10/2016 08.31am VGG659191057 Noricum Gold Limited Neutral (HOLD) NA 0.10p 1D 4 Asa Bridle 06/10/2016 08.31am GB0030426455 Ironveld Positive (BUY) NA 5.25p 1D 4 Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm

Asa Bridle 06/10/2016 08.31am CA36315W2022 Galantas Gold Corporation Positive (BUY) NA 8.50p 1D 4 Asa Bridle 06/10/2016 08.31am GB00BKX59Y86 Firestone Diamonds Positive (BUY) NA 51.00p 1D 4 Asa Bridle 06/10/2016 08.31am VGG3191T1021 European Metals Holdings Ltd Positive (BUY) NA 33.75p 1D 4 Asa Bridle 06/10/2016 08.31am GG00B92NXM24 Central Rand Gold Positive (BUY) NA 1.27p 1D 4 Asa Bridle 06/10/2016 08.31am CA05634Q1054 Bacanora Minerals Neutral (HOLD) NA 89.50p 1D 4 Asa Bridle 05/10/2016 08.51am JE00BD35H902 Caledonia Mining Corporation PLC Positive (BUY) NA 122.00p 1D 4 Asa Bridle 05/10/2016 08.51am JE00B5TT1872 Centamin plc Positive (BUY) NA 147.10p 1D Asa Bridle 05/10/2016 08.51am GB00B67KBV28 Central Asia Metals Plc Positive (BUY) NA 192.50p 1D 4 Asa Bridle 05/10/2016 08.51am GB00B1XH2C03 Ferrexpo Positive (BUY) 117p 79.00p 1YR 4 Asa Bridle 05/10/2016 08.51am GB00B649J414 Keras Resources Neutral (HOLD) NA 0.625p 1D 4 Asa Bridle 05/10/2016 08.51am VGG7223M1005 Premier African Minerals Positive (BUY) NA 0.425p 1D 4 Asa Bridle 04/10/2016 08.38am GB00B085SD50 Ariana Resources PLC Positive (BUY) NA 1.875p 1D 4 Asa Bridle 04/10/2016 08.38am JE00BD35H902 Caledonia Mining Corporation PLC Positive (BUY) NA 135.00p 1D 4 Asa Bridle 04/10/2016 08.38am GB00BFD3VF20 FinnAust Positive (BUY) NA 7.00p 1D 4 Asa Bridle 04/10/2016 08.38am JE00B4T3BW64 Glencore Neutral (HOLD) NA 218.05p 1D Asa Bridle 04/10/2016 08.38am CA54928Q1081 Lucara Diamond Company Neutral (HOLD) NA C$3.90 1D Asa Bridle 04/10/2016 08.38am GB00B23JN426 Oracle Coalfields Neutral (HOLD) NA 3.025p 1D 4 Asa Bridle 03/10/2016 08.53am GB00B1XZS820 Anglo American Positive (BUY) NA 9,839p 1D Asa Bridle 03/10/2016 08.53am GB00BWV0F181 BMR Group Positive (BUY) NA 5.63p 1D 4 Asa Bridle 03/10/2016 08.53am VGG3191T1021 European Metals Holdings Ltd Positive (BUY) NA 33.63p 1D 4 Asa Bridle 03/10/2016 08.53am GB00B11DNM70 Horizonte Minerals Plc Positive (BUY) NA 2.08p 1D 4 Asa Bridle 03/10/2016 08.53am GB00B0CGR828 Shanta Gold Positive (BUY) NA 11.75p 1D 4 Asa Bridle 03/10/2016 08.53am GB00B142P698 Vast Resources Positive (BUY) NA 0.29p 1D 4 Asa Bridle 30/09/2016 08.54am CA05634Q1054 Bacanora Minerals Positive (BUY) NA 92.00p 1D 4 Asa Bridle 30/09/2016 08.54am GB00B0HX1083 Gemfields Neutral (HOLD) NA 52.00p 1D 4 Asa Bridle 30/09/2016 08.54am GB00B60BWY28 Hummingbird Resources Positive (BUY) 32p 24.75p 1YR 4 Asa Bridle 30/09/2016 08.54am GB0033756866 Trans-Siberian Gold Positive (BUY) 108p 50.00p 1YR 4,6 Asa Bridle 30/09/2016 08.54am GB00B06QGC57 Xtract Resources Positive (BUY) NA 0.03p 1D 4 Asa Bridle 30/09/2016 08.54am AU000000WLF3 Wolf Minerals Negative (SELL) NA 4.625p 1D 4 Asa Bridle 29/09/2016 09.07am GB00B0GN3470 Asa Resources Neutral (HOLD) NA 1.975p 1D 4,5,6 Asa Bridle 29/09/2016 09.07am CA05634Q1054 Bacanora Minerals Neutral (HOLD) NA 89.0p 1D 4 Asa Bridle 29/09/2016 09.07am GB00B05MCJ34 Edenville Energy Neutral (HOLD) NA 0.525p 1D 4,5 Asa Bridle 29/09/2016 09.07am CA36315W2022 Galantas Gold Corporation Negative (SELL) NA 8.50p 1D 4 Asa Bridle 29/09/2016 09.07am GB00B0HZPV38 KAZ Minerals Positive (BUY) NA 218.60p 1D Asa Bridle 29/09/2016 09.07am VGG659191057 Noricum Gold Limited Neutral (HOLD) NA 0.10p 1D 2,4 Asa Bridle 29/09/2016 09.07am GB0003049409 Patagonia Gold Positive (BUY) 3.0p 2.625p 1YR 4 Asa Bridle 28/09/2016 08.32am GB00BWV0F181 BMR Group Negative (SELL) NA 5.125p 1D 4 Asa Bridle 28/09/2016 08.32am GG00B92NXM24 Central Rand Gold Neutral (HOLD) NA 1.25p 1D 4 Asa Bridle 28/09/2016 08.32am AU000XINEAB4 Harvest Minerals Positive (BUY) NA 17.75p 1D 4 Asa Bridle 28/09/2016 08.32am GB00B06VJ325 Landore Resources Positive (BUY) NA 3.85p 1D 4 Asa Bridle 28/09/2016 08.32am GB0031544546 Petropavlovsk Positive (BUY) NA 7.20p 1D 4 Asa Bridle 28/09/2016 08.32am GB00B9276C59 Stratmin Global Resources Neutral (HOLD) NA 1.75p 1D 4 Asa Bridle 27/09/2016 08.38am GB00B61D2N63 Acacia Mining Positive (BUY) NA 510.0p 1D Asa Bridle 27/09/2016 08.38am AU000000BKY0 Berkeley Energia Positive (BUY) NA 49.00p 1D 4 Asa Bridle 27/09/2016 08.38am VGG203461055 Chaarat Gold Negative (SELL) NA 5.75p 1D 4 Asa Bridle 27/09/2016 08.38am GB00B05MCJ34 Edenville Energy Positive (BUY) NA 0.45p 1D 4 Asa Bridle 27/09/2016 08.38am GB00BFD3VF20 FinnAust Mining plc Positive (BUY) NA 6.275p 1D 4 Asa Bridle 27/09/2016 08.38am AU000000BLK7 Kibaran Resources Positive (BUY) NA A$0.215 1D Asa Bridle 27/09/2016 08.38am VGG659191057 Noricum Gold Limited Neutral (HOLD) NA 0.123p 1D 2,4 Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm

Asa Bridle 27/09/2016 08.38am GB00B142P698 Vast Resources Positive (BUY) NA 0.31p 1D 4 Asa Bridle 26/09/2016 08.58am AU000000BKY0 Berkeley Energia Neutral (HOLD) NA 50.0p 1D 4 Asa Bridle 26/09/2016 08.58am GB00B8225591 Condor Gold Neutral (HOLD) NA 71.5p 1D 4 Asa Bridle 26/09/2016 08.58am GB00B0HX1083 Gemfields Positive (BUY) NA 47.5p 1D 4 Asa Bridle 26/09/2016 08.58am GB00B0HCWM45 Goldplat Positive (BUY) NA 6.25p 1D 4 Asa Bridle 26/09/2016 08.58am GB0032360173 Highland Gold Positive (BUY) NA 140.25p 1D Asa Bridle 26/09/2016 08.58am GB00B1HNYB75 Kefi Minerals Neutral (HOLD) NA 0.49p 1D 4 Asa Bridle 26/09/2016 08.58am AU000000PDZ2 Prairie Mining Neutral (HOLD) NA 11.5p 1D Asa Bridle 26/09/2016 08.58am GB00B647W791 Savannah Resources Negative (SELL) NA 3.73p 1D 4 Asa Bridle 26/09/2016 08.58am GB00B0358H47 W Resources Positive (BUY) NA 0.5p 1D 4 Asa Bridle 23/09/2016 08.32am GB00B1XZS820 Anglo American Neutral (HOLD) NA 911.4p 1D Asa Bridle 23/09/2016 08.32am GB00BWV0F181 BMR Group PLC Positive (BUY) NA 6.0p 1D 4 Asa Bridle 23/09/2016 08.32am AU000000SGZ9 Scotgold Resources Neutral (HOLD) NA 0.58p 1D 4 Asa Bridle 23/09/2016 08.32am GB00B0WD0R35 SolGold Neutral (HOLD) NA 15.1p 1D 4 Asa Bridle 22/09/2016 08.34am AU000000AEE7 Aura Energy Positive (BUY) NA 2.225p 1D 4 Asa Bridle 22/09/2016 08.34am IE00BZ4BTZ13 Conroy Gold & Natural Resources Positive (BUY) NA 25.50p 1D Asa Bridle 22/09/2016 08.34am AU0000XINEX3 IronRidge Resources Neutral (HOLD) NA 11.625p 1D 4 Asa Bridle 22/09/2016 08.34am GB00B649J414 Keras Resources Neutral (HOLD) NA 0.70p 1D 4 Asa Bridle 22/09/2016 08.34am IE00B97C0C31 Kibo Mining Positive (BUY) NA 9.375p 1D 4 Asa Bridle 22/09/2016 08.34am GB00B647W791 Savannah Resources Positive (BUY) NA 4.125p 1D 4 Asa Bridle 22/09/2016 08.34am GB00B0358H47 W Resources Positive (BUY) NA 0.49p 1D 4 Asa Bridle 22/09/2016 08.34am GB00B06QGC57 Xtract Resources Negative (SELL) NA 0.0325 1D 4 Asa Bridle 21/09/2016 09.38am GB00B00T3528 Aurum Mining Neutral (HOLD) NA 1.05p 1D Asa Bridle 21/09/2016 09.38am GB0000566504 BHP Billiton Neutral (HOLD) NA 1040.5p 1D Asa Bridle 21/09/2016 09.38am AU0000XINEX3 IronRidge Resources Positive (BUY) NA 11.13p 1D 4 Asa Bridle 21/09/2016 09.38am GB00B06VJ325 Landore Resources Positive (BUY) NA 4.88p 1D 4 Asa Bridle 21/09/2016 09.38am CA6871961059 Orosur Mining Positive (BUY) 32p 17.5p 1YR 4,6,7 Asa Bridle 21/09/2016 09.38am GB0004300496 Pan African Resources Positive (BUY) NA 19.0p 1D 4 Asa Bridle 21/09/2016 09.38am GB00B06Y3F14 Rambler Metals & Mining Positive (BUY) 12p 5.13p 1YR 4,6 Asa Bridle 20/09/2016 08.46am AU000000BKY0 Berkeley Energia Limited Positive (BUY) NA 47.25p 1D 4 Asa Bridle 20/09/2016 08.46am VGG203461055 Chaarat Gold Neutral (HOLD) NA 6.00p 1D 4 Asa Bridle 20/09/2016 08.46am AU000XINEAB4 Harvest Minerals Positive (BUY) NA 19.375p 1D 4 Asa Bridle 20/09/2016 08.46am GB00B15XDH89 Greatland Gold plc Positive (BUY) NA 0.175p 1D 4 Asa Bridle 20/09/2016 08.46am VGG7223M1005 Premier African Minerals Positive (BUY) NA 0.50p 1D 4 Asa Bridle 20/09/2016 08.46am GB00B067JC96 Rare Earth Minerals Positive (BUY) NA 0.795p 1D 4 Asa Bridle 19/09/2016 08.48am GB00B0HCWM45 Goldplat Neutral (HOLD) NA 5.625p 1D 4 Asa Bridle 19/09/2016 08.48am AU000000MNC7 Metminco Neutral (HOLD) NA 0.145p 1D 4 Asa Bridle 19/09/2016 08.48am US65557T2050 NordGold Positive (BUY) NA US$3.355 1D Asa Bridle 19/09/2016 08.48am BMG702781094 Petra Diamonds Limited Negative (SELL) NA 114.75p 1D 4 Asa Bridle 19/09/2016 08.48am JE00B6T5S470 Polymetal Positive (BUY) NA 1037.00p 1D Asa Bridle 16/09/2016 09.19am GB00B61D2N63 Acacia Mining plc Negative (SELL) NA 462.40p 1D Asa Bridle 16/09/2016 09.19am GB00B11DNM70 Horizonte Minerals Plc Neutral (HOLD) NA 2.325p 1D 4 Asa Bridle 16/09/2016 09.19am GB00B830HW33 Kennedy Ventures Positive (BUY) NA 4.00p 1D Asa Bridle 16/09/2016 09.19am IE00B97C0C31 Kibo Mining Positive (BUY) NA 9.25p 1D 4 Asa Bridle 15/09/2016 08.30am BM04521V1038 Asiamet Resources Positive (BUY) NA 2.4p 1D 4 Asa Bridle 15/09/2016 08.30am CA2354991002 Dalradian Resources Inc. Negative (SELL) NA 92.0p 1D 4 Asa Bridle 15/09/2016 08.30am AU000000DNK9 Danakali Positive (BUY) NA A$0.365 1D Asa Bridle 15/09/2016 08.30am GB00B0HCWM45 Goldplat Positive (BUY) NA 5.63p 1D 4 Asa Bridle 15/09/2016 08.30am GB00B11DNM70 Horizonte Minerals Plc Positive (BUY) NA 2.33p 1D 4 Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm

Asa Bridle 15/09/2016 08.30am GB0031852162 Jubilee Platinum Positive (BUY) NA 3.33p 1D 4 Asa Bridle 15/09/2016 08.30am VGG812641063 Sierra Rutile Neutral (HOLD) NA 27.5p 1D 4 Asa Bridle 14/09/2016 08.13am GB00B085SD50 Ariana Resources PLC Positive (BUY) NA 1.925p 1D 4 Asa Bridle 14/09/2016 08.13am CA2354991002 Dalradian Resources Inc. Positive (BUY) NA 85p 1D 4 Asa Bridle 14/09/2016 08.13am GB00BFD3VF20 FinnAust Mining plc Positive (BUY) NA 6.575p 1D 4 Asa Bridle 14/09/2016 08.13am GB00B23JN426 Oracle Coalfields Neutral (HOLD) NA 3.35p 1D 4 Asa Bridle 14/09/2016 08.13am VGG7223M1005 Premier African Minerals Positive (BUY) NA 0.475p 1D 4 Asa Bridle 14/09/2016 08.13am VGG812641063 Sierra Rutile Neutral (HOLD) NA 29.75p 1D 4 Asa Bridle 13/09/2016 08.33am GB00B183ZC46 DiamondCorp plc Neutral (HOLD) NA 5.625p 1D 4 Asa Bridle 13/09/2016 08.33am VGG3191T1021 European Metals Holdings Ltd Positive (BUY) NA 36.125p 1D 4 Asa Bridle 13/09/2016 08.33am JE00BRJ8YF63 Goldstone Resources Positive (BUY) NA 2.235p 1D 4 Asa Bridle 13/09/2016 08.33am AU000000MNC7 Metminco Neutral (HOLD) NA 0.165p 1D 4 Asa Bridle 13/09/2016 08.33am CA73755L1076 Potash Corp Neutral (HOLD) NA 22.28C$ 1D Asa Bridle 12/09/2016 09.04am GB00B0C18177 Anglo Asian Mining PLC Neutral (HOLD) NA 15.50p 1D 4 Asa Bridle 12/09/2016 09.04am JE00B3N0SJ29 Bellzone Mining Positive (BUY) NA 0.20p 1D 4 Asa Bridle 12/09/2016 09.04am AU000000EMX2 Energia Minerals Limited Positive (BUY) NA A$0.05 1D Asa Bridle 12/09/2016 09.04am GB00B67KBV28 Central Asian Metals Plc Positive (BUY) NA 172.75p 1D 4 Asa Bridle 12/09/2016 09.04am GB00BKX59Y86 Firestone Diamonds Neutral (HOLD) NA 43.75p 1D 4 Asa Bridle 12/09/2016 09.04am GB00B60BWY28 Hummingbird Resources Positive (BUY) NA 23.25p 1YR 4 Asa Bridle 12/09/2016 09.04am GB00B649J414 Keras Resources Neutral (HOLD) NA 0.6p 1D 4 Asa Bridle 12/09/2016 09.04am GB00B647W791 Savannah Resources Plc Positive (BUY) NA 4.13p 1D 4 Asa Bridle 09/09/2016 09.32am GG00BD3GC324 Mariana Resources Ltd. Neutral (HOLD) NA 58.5p 1D 4 Asa Bridle 09/09/2016 09.32am GB00B5TFC825 Botswana Diamonds Positive (BUY) NA 1.63p 1D 4 Asa Bridle 08/09/2016 09.08am AU000XINEAB4 Harvest Minerals Positive (BUY) NA 18.25p 1D 4 Asa Bridle 08/09/2016 09.08am AU000000MNC7 Metminco Positive (BUY) NA 0.31p 1D 4 Asa Bridle 08/09/2016 09.08am GB00B0DG3H29 Sirius Minerals Positive (BUY) NA 40.5p 1D 4 Asa Bridle 08/09/2016 09.08am GB00B4W8PD74 Strategic Minerals Positive (BUY) NA 0.17p 1D 4 Asa Bridle 07/09/2016 07.59am CY0106002112 Atalaya Mining plc Neutral (HOLD) NA 88p 1D 4 Asa Bridle 07/09/2016 07.59am CA36315W2022 Galantas Gold Corporation Positive (BUY) NA 14.5p 1D 4 Asa Bridle 07/09/2016 07.59am GB00B15XDH89 Greatland Gold plc Positive (BUY) NA 0.245p 1D 4 Asa Bridle 07/09/2016 07.59am GB00B647W791 Savannah Resources Plc Positive (BUY) NA 4.375p 1D 4 Asa Bridle 07/09/2016 07.59am GB00B0CGR828 Shanta Gold Limited Positive (BUY) NA 9.25p 1D 4 Asa Bridle 06/09/2016 07.59am CA0515471070 Aureus Mining Inc. Negative (SELL) NA 2.625p 1D 4 Asa Bridle 06/09/2016 07.59am GB00BZBVR613 Avocet Mining PLC Positive (BUY) NA 100.5p 1D 2,4 Asa Bridle 06/09/2016 07.59am IE00B2357X72 Connemara Mining Co. Plc Neutral (HOLD) NA 2p 1D 4 Asa Bridle 06/09/2016 07.59am VGG3191T1021 European Metals Holdings Ltd Positive (BUY) NA 20p 1D 4 Asa Bridle 06/09/2016 07.59am GB00BH3X7Y70 Kodal Minerals Plc Neutral (HOLD) NA 0.1575p 1D 4 Asa Bridle 06/09/2016 07.59am AU000000MNC7 Metminco Limited Neutral (HOLD) NA 0.17p 1D 4 Asa Bridle 06/09/2016 07.59am VGG659191057 Noricum Gold Limited Positive (BUY) NA 0.155p 1D 4 Asa Bridle 06/09/2016 07.59am BMG7567C1064 Richland Resources Ltd. Positive (BUY) NA 2p 1D 4 Asa Bridle 06/09/2016 07.59am VGG812641063 Sierra Rutile Limited Negative (SELL) NA 34.75p 1D 4 Asa Bridle 06/09/2016 07.59am GB00B142P698 Vast Resources plc Positive (BUY) NA 0.28p 1D 4 Asa Bridle 05/09/2016 07.59am VGG042401007 Amur Minerals Corp. Positive (BUY) NA 3.175p 1D 4 Asa Bridle 05/09/2016 07.59am CY0106002112 Atalaya Mining plc Neutral (HOLD) NA 82.5p 1D 4 Asa Bridle 05/09/2016 07.59am AU000000BKY0 Berkeley Energia Limited Positive (BUY) NA 43p 1D 4 Asa Bridle 05/09/2016 07.59am GB00BFD3VF20 FinnAust Mining plc Positive (BUY) NA 5.35p 1D 4 Asa Bridle 05/09/2016 07.59am GB00B1HNYB75 KEFI Minerals Plc Neutral (HOLD) NA 0.495p 1D 4 Asa Bridle 05/09/2016 07.59am IE00B97C0C31 Kibo Mining Plc Neutral (HOLD) NA 5.875p 1D 4 Asa Bridle 05/09/2016 07.59am GB0033756866 Trans-Siberian Gold PLC Positive (BUY) 108p 43.5p 1YR 4,6 Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm

Asa Bridle 02/09/2016 07.59am AU000000EMX2 Energia Minerals Limited Positive (BUY) NA A$0.05 1D Asa Bridle 02/09/2016 07.59am GB00BFD3VF20 FinnAust Mining plc Neutral (HOLD) NA 5.125p 1D 4 Asa Bridle 02/09/2016 07.59am AU000000SGZ9 Scotgold Resources Limited Neutral (HOLD) NA 0.775p 1D 4 Asa Bridle 02/09/2016 07.59am VGG812641063 Sierra Rutile Limited Neutral (HOLD) NA 34.75p 1D 4 Asa Bridle 01/09/2016 07.59am GB00B0T29327 Stratex International Neutral (HOLD) NA 1.77p 1D 4 Asa Bridle 01/09/2016 07.59am GB00B1DXJY95 Thor Mining Positive (BUY) NA 0.033p 1D Asa Bridle 01/09/2016 07.59am GB00B0358H47 W Resources Positive (BUY) NA 0.5p 1D 4 Asa Bridle 31/08/2016 07.59am GB0033163287 Beowulf Mining Positive (BUY) NA 4.1p 1D 4,5,6 Asa Bridle 31/08/2016 07.59am AU000000BSE5 Base Resources Positive (BUY) NA 8.0p 1D 4 Asa Bridle 31/08/2016 07.59am GB0003230421 Eurasia Mining Neutral (HOLD) NA 5.1p 1D 4 Asa Bridle 31/08/2016 07.59am GB00B60BWY28 Hummingbird Resources Positive (BUY) 32p 23.78p 1YR 4 Asa Bridle 31/08/2016 07.59am GB00B649J414 Keras Resources Neutral (HOLD) NA 0.7p 1D 4 Asa Bridle 31/08/2016 07.59am VGG640631039 Ncondezi Energy Positive (BUY) NA 5.35p 1D 4 Asa Bridle 31/08/2016 07.59am GB00B15PVN63 Weatherley International Positive (BUY) NA 0.3p 1D 4 Asa Bridle 31/08/2016 07.59am GB00B06QGC57 Xtract Resources Positive (BUY) NA 0.05p 1D 4 Asa Bridle 30/08/2016 07.59am VGG042401007 Amur Minerals Neutral (HOLD) NA 3.77p 1D 4 Asa Bridle 30/08/2016 07.59am GB00B1XZS820 Anglo American Neutral (HOLD) NA 8585p 1D Asa Bridle 30/08/2016 07.59am GB0000566504 BHP Billiton Neutral (HOLD) NA 1080p 1D Asa Bridle 30/08/2016 07.59am GB00BKX59Y86 Firestone Diamonds Neutral (HOLD) NA 42.5 1D 4 Asa Bridle 30/08/2016 07.59am US65557T2050 Nord Gold Negative (SELL) NA 3550 1D Asa Bridle 30/08/2016 07.59am GB0003049409 Patagonia Gold Positive (BUY) 3p 1.6p 1YR 4,6,7 Asa Bridle 30/08/2016 07.59am JE00B6T5S470 Polymetal International Positive (BUY) NA 1113p 1D Asa Bridle 30/08/2016 07.59am BMG864081044 Sylvania Platinum Positive (BUY) NA 7.8p 1D 4 Asa Bridle 26/08/2016 07.59am GB00BZBVR613 Avocet Mining Positive (BUY) NA 117.5p 1D 4 Asa Bridle 26/08/2016 07.59am GB00BDDRJJ03 North River Resources Negative (SELL) NA 14.5p 1D 4 Asa Bridle 26/08/2016 07.59am GB00B4W8PD74 Strategic Minerals Neutral (HOLD) NA 0.27p 1D 4 Asa Bridle 26/08/2016 07.59am GB00B06QGC57 Xtract Resources Neutral (HOLD) NA 0.04p 1D 4 Asa Bridle 25/08/2016 07.59am GB0006449366 Anglo Pacific group Positive (BUY) NA 96.25p 1D 4 Asa Bridle 25/08/2016 07.59am JE00B3N0SJ29 Bellzone Mining Positive (BUY) NA 0.31p 1D 4 Asa Bridle 25/08/2016 07.59am GG00B4TM3943 Bushveld Minerals Negative (SELL) NA 1.63p 1D 4 Asa Bridle 25/08/2016 07.59am IE00B97C0C31 Kibo Mining Positive (BUY) NA 5.0p 1D 4 Asa Bridle 25/08/2016 07.59am VGG812641063 Sierra Rutile Neutral (HOLD) NA 34.75p 1D 4 Asa Bridle 25/08/2016 07.59am AU000000S320 South 32 Neutral (HOLD) NA 116.5p 1D Asa Bridle 24/08/2016 07.59am GB00B05MCJ34 Edenville Energy Neutral (HOLD) NA 0.03p 1D 4, 5, 6 Asa Bridle 24/08/2016 07.59am GB00BFD3VF20 FinnAust Positive (BUY) NA 5.35p 1D 4 Asa Bridle 24/08/2016 07.59am JE00B4T3BW64 Glencore Neutral (HOLD) NA 189.85p 1D Asa Bridle 24/08/2016 07.59am GB00B0HCWM45 Goldplat Positive (BUY) NA 5.45p 1D 4 Asa Bridle 24/08/2016 07.59am IE00BDC5DG00 Kenmare Resources Neutral (HOLD) NA 2.75p 1D 4 Asa Bridle 24/08/2016 07.59am GB00BYY0JQ23 Pathfinder Minerals Positive (BUY) NA 0.78p 1D Asa Bridle 24/08/2016 07.59am JE00B6T5S470 Polymetal International Neutral (HOLD) NA 12.01p 1D Asa Bridle 23/08/2016 07.59am GG00B92NXM24 Central Rand Gold Positive (BUY) NA 1.38p 1D Asa Bridle 23/08/2016 07.59am AU000XINEAB4 Harvest Minerals Positive (BUY) NA 17.75p 1D 4 Asa Bridle 23/08/2016 07.59am GB00B067JC96 Rare Earth Minerals Neutral (HOLD) NA 0.87p 1D 4 Asa Bridle 23/08/2016 07.59am GB00B142P698 Vast Resources Positive (BUY) NA 0.33p 1D 4 Asa Bridle 22/08/2016 07.59am GB00B5SCHP68 Alecto Minerals Positive (BUY) NA 0.09p 1D 4 Asa Bridle 22/08/2016 07.59am GB00B0GN3470 ASA Resources Neutral (HOLD) NA 9.0p 1D 4, 5, 6 Asa Bridle 22/08/2016 07.59am JE00B6T5S470 Polymetal International Positive (BUY) NA 1183p 1D Asa Bridle 22/08/2016 07.59am VGG7223M1005 Premier African Minerals Neutral (HOLD) NA 0.65p 1D 4 Asa Bridle 22/08/2016 07.59am GB00BYZ5QT80 Stellar Diamonds Positive (BUY) NA 7.1p (shares suspended) 1D 4 Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm

Asa Bridle 19/08/2016 07.59am GB00B7LGG306 Fox Marble Neutral (HOLD) NA 9.38p 1D 4 Asa Bridle 19/08/2016 07.59am VGG6844A1158 Polo Resources Positive (BUY) NA 6.22p 1D 4 Asa Bridle 19/08/2016 07.59am AU000000BLK7 Kibaran Resources Neutral (HOLD) NA A$0.28 1D Asa Bridle 19/08/2016 07.59am GB00BYZ5QT80 Stellar Diamonds Neutral (HOLD) NA 7.12p 1D 4 Asa Bridle 18/08/2016 07.59am VGG042401007 Amur Minerals Positive (BUY) NA 3.85p 1D 4 Asa Bridle 18/08/2016 07.59am CA38119T1049 Golden Star Resources Positive (BUY) NA US$0.7498 1D Asa Bridle 18/08/2016 07.59am GB00B2QPKJ12 Fresnillo Positive (BUY) NA 1927p 1D Asa Bridle 18/08/2016 07.59am GB0031852162 Jubilee Platinum Positive (BUY) NA 3.4p 1D 4 Asa Bridle 18/08/2016 07.59am GB00B0HZPV38 KAZ Minerals Positive (BUY) NA 163.7p 1D Asa Bridle 18/08/2016 07.59am GB00BYSRJ698 Lonmin Positive (BUY) NA 229.45p 1D Asa Bridle 18/08/2016 07.59am JE00B6T5S470 Polymetal International Neutral (HOLD) NA 1174p 1D Asa Bridle 18/08/2016 07.59am GB00B067JC96 Rare Earth Minerals Positive (BUY) NA 0.78p 1D Asa Bridle 18/08/2016 07.59am AU000000SGZ9 Scotgold Resources Neutral (HOLD) NA 8.0 1D 4 Asa Bridle 17/08/2016 07.59am BM04521V1038 Asiamet Resources Positive (BUY) NA 0.24p 1D 4 Asa Bridle 17/08/2016 07.59am GB00B1XH2C03 Ferrexpo Positive (BUY) 117p 77.2p 1YR 4 Asa Bridle 17/08/2016 07.59am VGG379591065 Gem Diamonds Negative (SELL) NA 127.5p 1D 4 Asa Bridle 17/08/2016 07.59am GB00B0CGR828 Shanta Gold Positive (BUY) NA 9.15p 1D 4 Asa Bridle 16/08/2016 07.59am FI0009800098 Afarak Group Neutral (HOLD) NA 32.5p 1D 4,5 Asa Bridle 16/08/2016 07.59am GB0000456144 Antofagasta Positive (BUY) NA 514p 1D Asa Bridle 16/08/2016 07.59am GB0000566504 BHP Billiton Positive (BUY) NA 10,425p 1D Asa Bridle 16/08/2016 07.59am BMG319201049 Griffin Mining Positive (BUY) 56p 38.3p 1YR 4,5,6 Asa Bridle 16/08/2016 07.59am GB00B1FW5029 Hochschild Mining Positive (BUY) NA 294.1p 1D Asa Bridle 16/08/2016 07.59am CA6871961059 Orosur Mining Positive (BUY) 32p 20.2p 1YR 4,5,6 Asa Bridle 16/08/2016 07.59am GB00B0DG3H29 Sirius Minerals Neutral (HOLD) NA 36.5p 1D 4 Asa Bridle 16/08/2016 07.59am GB00B0358H47 W Resources Positive (BUY) NA 0.4p 1D 4 Asa Bridle 15/08/2016 07.59am AU000000DNK9 Danakali Positive (BUY) NA A$0.385 1D Asa Bridle 15/08/2016 07.59am GB00B05MCJ34 Edenville Energy Positive (BUY) NA 0.2p 1D 4, 5, 6 Asa Bridle 15/08/2016 07.59am GB00B4T0YL77 Serabi Gold Negative (SELL) NA 5.76p 1D 4 Asa Bridle 15/08/2016 07.59am GB00B075Z681 Sunrise Resources Positive (BUY) NA 0.2p 1D 4 Asa Bridle 12/08/2016 07.59am AU000000DNK9 Danakali Neutral (HOLD) NA A$0.395 1D Asa Bridle 12/08/2016 07.59am GB00B05MCJ34 Edenville Energy Neutral (HOLD) NA 0.2p 1D 4,5,6 Asa Bridle 12/08/2016 07.59am GB00B60BWY28 Hummingbird Resources Positive (BUY) 32p £25.40 1YR 4 Asa Bridle 12/08/2016 07.59am AU0000XINEX3 Ironridge Positive (BUY) NA 15.2p 1D Asa Bridle 12/08/2016 07.59am GB00B4T0YL77 Serabi Gold Positive (BUY) NA 5.9 1D 4 Asa Bridle 11/08/2016 07.59am GB00B0GN3470 Asa Resource Group PLC Neutral (HOLD) NA 0.85p 1D 4,5,6 Asa Bridle 11/08/2016 07.59am JE00BD35H902 Caledonia Mining Corporation PLC Positive (BUY) NA 89.5p 1D 4 Asa Bridle 11/08/2016 07.59am JE00B4T3BW64 Glencore plc Neutral (HOLD) NA 195.25p 1D Asa Bridle 11/08/2016 07.59am BMG319201049 Griffin Mining Limited Positive (BUY) NA 36.5p 1D 4,6,7 Asa Bridle 11/08/2016 07.59am GB00B0T29327 Stratex International plc Positive (BUY) NA 2.1p 1D 4 Asa Bridle 10/08/2016 07.59am GB0000566504 BHP Billiton Plc Neutral (HOLD) NA 1049.5p 1D Asa Bridle 10/08/2016 07.59am JE00B5TT1872 Centamin plc Positive (BUY) NA 171.6p 1D Asa Bridle 10/08/2016 07.59am CA2354991002 Dalradian Resources Inc. Negative (SELL) NA 74.25p 1D 4 Asa Bridle 10/08/2016 07.59am VGG379591065 Gem Diamonds Limited Positive (BUY) NA 128.5p 1D 4 Asa Bridle 10/08/2016 07.59am AU000XINEAB4 Harvest Minerals Limited Positive (BUY) NA 6.25p 1D 4 Asa Bridle 10/08/2016 07.59am IE00B97C0C31 Kibo Mining Plc Positive (BUY) NA 5.5p 1D 4 Asa Bridle 10/08/2016 07.59am AU000000ORR2 OreCorp Ltd. Positive (BUY) NA A$0.50 1D Asa Bridle 10/08/2016 07.59am BMG702781094 Petra Diamonds Limited Positive (BUY) NA 117.75 1D 4 Asa Bridle 09/08/2016 07.59am GB00B183ZC46 DiamondCorp plc Positive (BUY) NA 6.3p 1D 4 Asa Bridle 09/08/2016 07.59am GB0032360173 Highland Gold Mining Limited Positive (BUY) NA 142.5p 1D Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm

Asa Bridle 09/08/2016 07.59am GB00B11DNM70 Horizonte Minerals Plc Positive (BUY) NA 1.9p 1D 4 Asa Bridle 09/08/2016 07.59am AU000000KNL2 Kibaran Resources Ltd Positive (BUY) NA A$0.285 1D Asa Bridle 09/08/2016 07.59am CA60686A4090 Mkango Resources Ltd. Positive (BUY) NA 4.8p 1D 4 Asa Bridle 09/08/2016 07.59am GB00B067JC96 Rare Earth Minerals PLC Positive (BUY) NA 0.6p 1D Asa Bridle 09/08/2016 07.59am VGG812641063 Sierra Rutile Limited Neutral (HOLD) NA 35p 1D Asa Bridle 09/08/2016 07.59am CA82735N1096 Silver Bear Resources Inc. Positive (BUY) NA C$0.395 1D Asa Bridle 08/08/2016 07.59am CA0515471070 Aureus Mining Inc. Negative (SELL) NA 4.1p 1D 4 Asa Bridle 08/08/2016 07.59am GB00BWV0F181 BMR Group PLC Positive (BUY) NA 5.5p 1D 4 Asa Bridle 08/08/2016 07.59am GB00B1XH2C03 Ferrexpo plc Positive (BUY) 115p 58.5p 1YR 4 Asa Bridle 08/08/2016 07.59am GB00B1HNYB75 KEFI Minerals Plc Neutral (HOLD) NA 0.6p 1D 4 Asa Bridle 08/08/2016 07.59am GB00B06LPZ62 Orogen Gold plc Positive (BUY) NA 0.023p 1D 4 Asa Bridle 05/08/2016 07.59am NL0000888691 AMG Advanced Metallurgical Group PositiveN.V. (BUY) NA EUR1407c 1D Asa Bridle 05/08/2016 07.59am CA05634Q1054 Bacanora Minerals Ltd. Neutral (HOLD) NA 97.2p 1D 4 Asa Bridle 05/08/2016 07.59am CA38119T1049 Golden Star Resources Ltd. Positive (BUY) NA US$0.76 1D Asa Bridle 05/08/2016 07.59am GB0007188757 Rio Tinto plc Positive (BUY) NA 2852.3p 1D Asa Bridle 05/08/2016 07.59am ID1000111800 PT Timah (Persero) Tbk Negative (SELL) NA IDR90000 1D Asa Bridle 04/08/2016 07.59am GB00B1XZS820 Anglo American plc Positive (BUY) NA 835.4p 1D Asa Bridle 04/08/2016 07.59am BM04521V1038 Asiamet Resources Limited Positive (BUY) NA 2.5p 1D 4 Asa Bridle 04/08/2016 07.59am GB0033163287 Beowulf Mining PLC Positive (BUY) NA 4.1p 1D 4,5,6 Asa Bridle 04/08/2016 07.59am AU000000MNC7 Metminco Limited Positive (BUY) NA 0.2p 1D 4 Asa Bridle 04/08/2016 07.59am GB00B01C3S32 Randgold Resources Limited Negative (sell) NA 8980p 1D Asa Bridle 04/08/2016 07.59am AU000000SGZ9 Scotgold Resources Limited Negative (sell) NA 0.95p 1D 4 Asa Bridle 03/08/2016 07.59am GB0033163287 Beowulf Mining PLC Positive (BUY) NA 4.1p 1D 4,5,6 Asa Bridle 03/08/2016 07.59am GB00B1XH2C03 Ferrexpo plc Positive (BUY) 79p 52.0p 1YR 4 Asa Bridle 03/08/2016 07.59am GB00BFD3VF20 FinnAust Mining plc Positive (BUY) NA 5.1p 1D 4 Asa Bridle 03/08/2016 07.59am GB00B11DNM70 Horizonte Minerals Plc Positive (BUY) NA 2.0p 1D 4 Asa Bridle 03/08/2016 07.59am GB00B06VJ325 Landore Resources Limited Positive (BUY) NA 2.8p 1D 4 Asa Bridle 03/08/2016 07.59am GB0007188757 Rio Tinto plc Positive (BUY) NA 2441.5p 1D Asa Bridle 02/08/2016 07.59am GB00B1XZS820 Anglo American plc Neutral (Hold) NA 848.8p 1D Asa Bridle 02/08/2016 07.59am GG00B4QYTJ50 African Potash Ltd. Positive (BUY) NA 0.425p 1D 4,5,6 Asa Bridle 02/08/2016 07.59am GB0033163287 Beowulf Mining PLC Positive (BUY) UR 4.125p 1yr 4,5,6 Asa Bridle 02/08/2016 07.59am GB00B2QPKJ12 Fresnillo PLC Positive (BUY) NA 1923p 1D Asa Bridle 02/08/2016 07.59am IE00BDC5DG00 Kenmare Resources Plc Positive (BUY) NA 207p 1D 4 Asa Bridle 02/08/2016 07.59am JE00B6T5S470 Polymetal International Plc Neutral (HOLD) NA 1107p 1D Asa Bridle 01/08/2016 07.59am GB00B61D2N63 Acacia Mining plc Positive (BUY) NA 559.5p 1D Asa Bridle 01/08/2016 07.59am GB00BWV0F181 BMR Group PLC Positive (BUY) NA 3.25p 1D 4 Asa Bridle 01/08/2016 07.59am GB00B0HX1083 Gemfields PLC Neutral (HOLD) NA 37p 1D 4 Asa Bridle 01/08/2016 07.59am GB00BYSRJ698 Lonmin Plc Positive (BUY) NA 238.25p 1D 4 Asa Bridle 01/08/2016 07.59am AU000000MNC7 Metminco Limited Positive (BUY) NA 0.155p 1D 4 Asa Bridle 01/08/2016 07.59am CA6871961059 Orosur Mining Inc. Positive (BUY) 32p 16.5p 1yr 4,5,6 Asa Bridle 01/08/2016 07.59am VGG812641063 Sierra Rutile Limited Neutral (HOLD) NA 36.5p 1D 4 Asa Bridle 29/07/2016 07.59am AU000000CZA6 Coal of Africa Limited Neutral (HOLD) NA 3.75p 1D 4 Asa Bridle 29/07/2016 07.59am VGG3191T1021 European Metals Holdings Ltd Positive (BUY) NA 21.125p 1D 4 Asa Bridle 29/07/2016 07.59am GB00BKX59Y86 Firestone Diamonds plc Neutral (HOLD) NA 43.25p 1D 4 Asa Bridle 29/07/2016 07.59am AU000000PDZ2 Prairie Mining Limited Positive (BUY) NA 8.5p 1D Asa Bridle 29/07/2016 07.59am VGG812641063 Sierra Rutile Limited Neutral (HOLD) NA 37.5p 1D 4 Asa Bridle 29/07/2016 07.59am GB0033756866 Trans-Siberian Gold PLC Positive (BUY) 108p 37.00p 1yr 4,5 Asa Bridle 28/07/2016 07.59am GB00B1XZS820 Anglo American plc Positive (BUY) NA 799.2p 1D Asa Bridle 28/07/2016 07.59am GB0000566504 BHP Billiton Plc Negative (sell) NA 964.3p 1D Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm

Asa Bridle 28/07/2016 07.59am JE00BD35H902 Caledonia Mining Corporation PLC Positive (BUY) NA 86.5p 1D 4 Asa Bridle 28/07/2016 07.59am AU000000DNK9 Danakali Limited Positive (BUY) NA A$0.40 1D Asa Bridle 28/07/2016 07.59am AU000000EMX2 Energia Minerals Limited Positive (BUY) NA A$0.045 1D Asa Bridle 28/07/2016 07.59am GB0003230421 Eurasia Mining plc Neutral (HOLD) NA 0.5p 1D 4 Asa Bridle 28/07/2016 07.59am GB00B069DV22 Herencia Resources plc Positive (BUY) NA 0.04p 1D 4 Asa Bridle 28/07/2016 07.59am GB00B0HZPV38 KAZ Minerals PLC Positive (BUY) NA 141.8p 1D Asa Bridle 28/07/2016 07.59am GB00BYZ5QT80 Stellar Diamonds plc Positive (BUY) NA 5.5p 1D 2,4 Asa Bridle 27/07/2016 07.59am GB0000456144 Antofagasta plc Negative (sell) NA 487.6p 1D Asa Bridle 27/07/2016 07.59am AU000000BKY0 Berkeley Energia Limited Positive (BUY) NA 45.75p 1D 4 Asa Bridle 27/07/2016 07.59am IE00B2357X72 Connemara Mining Co. Plc Positive (BUY) NA 2.625p 1D 4 Asa Bridle 27/07/2016 07.59am GB00B183ZC46 DiamondCorp plc Positive (BUY) NA 6.375p 1D 4 Asa Bridle 27/07/2016 07.59am GB0003230421 Eurasia Mining plc Positive (BUY) NA 0.525p 1D 4 Asa Bridle 27/07/2016 07.59am GB00B1HNYB75 KEFI Minerals Plc Neutral (HOLD) NA 0.545p 1D 4 Asa Bridle 27/07/2016 07.59am AU000000MNC7 Metminco Limited Neutral (HOLD) NA 0.165p 1D 4 Asa Bridle 27/07/2016 07.59am US65557T2050 Nord Gold SE Sponsored GDR RegS Negative (SELL) NA 266.0771p 1D Asa Bridle 27/07/2016 07.59am AU000000SGZ9 Scotgold Resources Limited Positive (BUY) NA 0.975p 1D 4 Asa Bridle 27/07/2016 07.59am GB00B0358H47 W Resources Plc Positive (BUY) NA 0.365p 1D 4 Asa Bridle 26/07/2016 07.59am GB00B1XZS820 Anglo American plc Neutral (HOLD) NA 775.8p 1D Asa Bridle 26/07/2016 07.59am CA05634Q1054 Bacanora Minerals Ltd. Neutral (HOLD) NA 82.5p 1D 4 Asa Bridle 26/07/2016 07.59am JE00BD35H902 Caledonia Mining Corporation PLC Neutral (HOLD) NA 86.5p 1D 4 Asa Bridle 26/07/2016 07.59am AU000XINEAB4 Harvest Minerals Limited Positive (BUY) NA 5.375p 1D 4 Asa Bridle 26/07/2016 07.59am GB00B11DNM70 Horizonte Minerals Plc Positive (BUY) NA 2.025p 1D 4 26/07/2016 07.59am GG00BD3GC324 Mariana Resources Ltd. Neutral (HOLD) NA 56.5p 1D 4 Asa Bridle 26/07/2016 07.59am CA60686A4090 Mkango Resources Ltd. Positive (BUY) NA 4p 1D 4 Asa Bridle 25/07/2016 07.59am GB00B1XZS820 Anglo American plc Negative (sell) NA 775.7p 1D Asa Bridle 25/07/2016 07.59am VGG042401007 Amur Minerals Corp. Neutral (HOLD) NA 4p 1D 4 Asa Bridle 25/07/2016 07.59am CY0106002112 Atalaya Mining plc Positive (BUY) NA 91p 1D 4 Asa Bridle 25/07/2016 07.59am GG00B4TM3943 Bushveld Minerals Limited Neutral (HOLD) NA 1.425p 1D 2,4 Asa Bridle 25/07/2016 07.59am AU000000CZA6 Coal of Africa Limited Positive (BUY) NA 3.25p 1D 4 Asa Bridle 25/07/2016 07.59am IE00BDC5DG00 Kenmare Resources Plc Positive (BUY) NA 257p 1D 4 Asa Bridle 25/07/2016 07.59am GG00BD3GC324 Mariana Resources Ltd. Positive (BUY) NA 50p 1D 4 Asa Bridle 25/07/2016 07.59am BMG702781094 Petra Diamonds Limited Positive (BUY) NA 119.5p 1D 4 Asa Bridle 25/07/2016 07.59am GB00B01C3S32 Randgold Resources Limited Neutral (HOLD) NA 8850p 1D Asa Bridle 22/07/2016 07.59am GB00B61D2N63 Acacia Mining plc Positive (BUY) NA 521p 1D Asa Bridle 22/07/2016 07.59am GG00B92NXM24 Central Rand Gold Limited Positive (BUY) NA 1.525p 1D Asa Bridle 22/07/2016 07.59am GB00BD0S4T13 Edenville Energy Plc Neutral (HOLD) NA 0.425p 1D 4,5,6 Asa Bridle 22/07/2016 07.59am AU000000FCR2 Ferrum Crescent Limited Neutral (HOLD) NA 0.28p 1D 4 Asa Bridle 22/07/2016 07.59am IE00B97C0C31 Kibo Mining Plc Positive (BUY) NA 5.375p 1D 4 Asa Bridle 22/07/2016 07.59am GB00B15PVN63 Weatherly International Plc Negative (SELL) NA 0.575p 1D 4 Asa Bridle 21/07/2016 07.59am BM04521V1038 Asiamet Resources Limited Positive (BUY) NA 2.275p 1D 4 Asa Bridle 21/07/2016 07.59am VGG3191T1021 European Metals Holdings Ltd Neutral (HOLD) NA 21.375p 1D 4 Asa Bridle 21/07/2016 07.59am GB00B1FW5029 Hochschild Mining plc Positive (BUY) NA 212.7p 1D Asa Bridle 21/07/2016 07.59am AU000000MNC7 Metminco Limited Positive (BUY) NA 0.175p 1D 4 Asa Bridle 21/07/2016 07.59am VGG6844A1158 Polo Resources Limited Positive (BUY) NA 5.875p 1D 4 Asa Bridle 21/07/2016 07.59am VGG7223M1005 Premier African Minerals Ltd. Positive (BUY) NA 0.65p 1D 4 Asa Bridle 21/07/2016 07.59am AU000000S320 South32 Ltd. Positive (BUY) NA 102.75p 1D Asa Bridle 21/07/2016 07.59am GB00B4W8PD74 Strategic Minerals PLC Positive (BUY) NA 0.355p 1D 4 Asa Bridle 20/07/2016 07.59am GB00B1XZS820 Anglo American plc Negative (SELL) NA 813.6p 1D Asa Bridle 20/07/2016 07.59am GB0000566504 BHP Billiton Plc Negative (SELL) NA 948.5p 1D Asa Bridle 20/07/2016 07.59am AU000000DNK9 Danakali Limited Positive (BUY) NA 22.52 1D Asa Bridle 20/07/2016 07.59am GB00BKX59Y86 Firestone Diamonds plc Neutral (HOLD) NA 32p 1D 4 Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm Asa Bridle 20/07/2016 07.59am GB00B2QPKJ12 Fresnillo PLC Positive (BUY) NA 1877p 1D Asa Bridle 20/07/2016 07.59am IE00B97C0C31 Kibo Mining Plc Neutral (Hold) NA 5.625p 1D 4 Asa Bridle 20/07/2016 07.59am GB00B0358H47 W Resources Plc Positive (BUY) NA 0.395p 1D 4 Asa Bridle 20/07/2016 07.59am GB00B06QGC57 Xtract Resources Plc Negative (sell) NA 0.0975p 1D 4 Asa Bridle 19/07/2016 07.59am GB00BFD3VF20 FinnAust Mining plc Positive (BUY) NA 5.2p 1D 4 Asa Bridle 19/07/2016 07.59am VGG379591065 Gem Diamonds Limited Positive (BUY) NA 126.75p 1D 4 Asa Bridle 19/07/2016 07.59am GG00BD3GC324 Mariana Resources Ltd. Neutral (HOLD) NA 60p 1D 4 Asa Bridle 19/07/2016 07.59am GB0031544546 Petropavlovsk PLC Negative (sell) NA 7.61p 1D 4 Asa Bridle 19/07/2016 07.59am JE00B6T5S470 Polymetal International Plc Neutral (HOLD) NA 1098p 1D Asa Bridle 19/07/2016 07.59am GB0007188757 Rio Tinto plc Neutral (HOLD) NA 2462.5p 1D Asa Bridle 19/07/2016 07.59am GB00B0CGR828 Shanta Gold Limited Positive (BUY) NA 8.125p 1D 4 Asa Bridle 19/07/2016 07.59am GB00B075Z681 Sunrise Resources plc Positive (BUY) NA 0.205p 1D 4 Asa Bridle 18/07/2016 07.59am GB00B085SD50 Ariana Resources PLC Neutral (HOLD) NA 1.85p 1D 4 Asa Bridle 18/07/2016 07.59am CA05634Q1054 Bacanora Minerals Ltd. Neutral (HOLD) NA 87.5p 1D 4 Asa Bridle 18/07/2016 07.59am GB00B183ZC46 DiamondCorp plc Negative (SELL) NA 6.5p 1D 4 Asa Bridle 18/07/2016 07.59am GB00B069DV22 Herencia Resources plc Neutral (HOLD) NA 0.0246p 1D 4 Asa Bridle 18/07/2016 07.59am GB00B4T0YL77 Serabi Gold PLC Neutral (HOLD) NA 6.25p 1D 4 Asa Bridle 18/07/2016 07.59am GB00B0T29327 Stratex International plc Neutral (HOLD) NA 2.15p 1D 4 Asa Bridle 18/07/2016 07.59am GB0033756866 Trans-Siberian Gold PLC Neutral (HOLD) 74p 40p 1YR 4,5 Asa Bridle 15/07/2016 07.59am CA2354991002 Dalradian Resources Inc. Negative (SELL) NA 62.5p 1D 4 Asa Bridle 15/07/2016 07.59am GB00B0CGR828 Shanta Gold Limited Positive (BUY) NA 7.25p 1D 4 Asa Bridle 15/07/2016 07.59am VGG812641063 Sierra Rutile Limited Positive (BUY) NA 26.5p 1D 4 Asa Bridle 14/07/2016 07.59am GB00B0C18177 Anglo Asian Mining PLC Neutral (HOLD) NA 17.25p 1D 4 Asa Bridle 14/07/2016 07.59am CY0106002112 Atalaya Mining plc Positive (BUY) NA 103p 1D 4 Asa Bridle 14/07/2016 07.59am AU000000BKY0 Berkeley Energia Limited Positive (BUY) NA 41p 1D 4 Asa Bridle 14/07/2016 07.59am VGG3191T1021 European Metals Holdings Ltd Positive (BUY) NA 25.25p 1D 4 Asa Bridle 14/07/2016 07.59am GB00B0HCWM45 Goldplat plc Positive (BUY) NA 5.375p 1D 4 Asa Bridle 14/07/2016 07.59am GB00B142P698 Vast Resources plc Negative (SELL) NA 0.26p 1D 4 Asa Bridle 14/07/2016 07.59am GB0033277061 Vedanta Resources plc Positive (BUY) NA 529p 1D Asa Bridle 13/07/2016 07.59am GG00B4QYTJ50 African Potash Ltd. Neutral (HOLD) NA 0.45p 1D 4,5,6 Asa Bridle 13/07/2016 07.59am AU000000BKY0 Berkeley Energia Limited Neutral (HOLD) NA 37.5p 1D 4 Asa Bridle 13/07/2016 07.59am GB00BD0S4T13 Edenville Energy Plc Neutral (HOLD) NA 0.4p 1D 4,5,6 Asa Bridle 13/07/2016 07.59am GB00BFD3VF20 FinnAust Mining plc Positive (BUY) NA 5.125p 1D 4 Asa Bridle 13/07/2016 07.59am GB00B1HNYB75 KEFI Minerals Plc Positive (BUY) NA 0.57p 1D 4 Asa Bridle 13/07/2016 07.59am GB0030493232 Metal Tiger plc Positive (BUY) NA 3.425p 1D 4 Asa Bridle 12/07/2016 07.59am GG00B3M9KL68 Kolar Gold Limited Negative (sell) NA 1.575p 1D Asa Bridle 12/07/2016 07.59am CA60686A4090 Mkango Resources Ltd. Positive (BUY) NA 4.125p 1D 2,4 Asa Bridle 12/07/2016 07.59am GB0030493232 Metal Tiger plc Neutral (HOLD) NA 3.325p 1D 4 Asa Bridle 11/07/2016 07.59am JE00BD35H902 Caledonia Mining Corporation PLC Positive (BUY) NA 82p 1D 4 Asa Bridle 11/07/2016 07.59am GB00B0HCWM45 Goldplat plc Negative (SELL) NA 6.5p 1D 4 Asa Bridle 08/07/2016 07.59am AU000000BSE5 Base Resources Limited No Rec NA 6.75p 1D 4 Asa Bridle 08/07/2016 07.59am IE00B97C0C31 Kibo Mining Plc No Rec NA 5.5p 1D 4 Asa Bridle 08/07/2016 07.59am BMG702781094 Petra Diamonds Limited No Rec NA 113.25p 1D 4 Asa Bridle 08/07/2016 07.59am GB00B067JC96 Rare Earth Minerals PLC No Rec NA 0.43p 1D 4 Asa Bridle 07/07/2016 07.59am VGG042401007 Amur Minerals Corp. Positive (BUY) NA 4.3p 1D 4 Asa Bridle 07/07/2016 07.59am BM04521V1038 Asiamet Resources Limited Positive (BUY) NA 2.225p 1D 4 Asa Bridle 07/07/2016 07.59am CY0106002112 Atalaya Mining plc Neutral (HOLD) NA 103.5p 1D 4 Asa Bridle 07/07/2016 07.59am CA05634Q1054 Bacanora Minerals Ltd. Positive (BUY) NA 93.5p 1D 4 Asa Bridle 07/07/2016 07.59am JE00B5TT1872 Centamin plc Positive (BUY) NA 165.8p 1D Asa Bridle 07/07/2016 07.59am VGG640631039 Ncondezi Energy Ltd. Positive (BUY) NA 3.625p 1D 4 Asa Bridle 06/07/2016 07.59am VGG3191T1021 European Metals Holdings Ltd Positive (BUY) NA 23.375p 1D 4 Asa Bridle 06/07/2016 07.59am GB00B60BWY28 Hummingbird Resources plc Positive (BUY) 32p 23p 1YR 4 Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm Asa Bridle 06/07/2016 07.59am GG00B3M9KL68 Kolar Gold Limited Positive (BUY) NA 1.2p 1D 4 Asa Bridle 06/07/2016 07.59am GG00BD3GC324 Mariana Resources Ltd. Neutral (HOLD) NA 50p 1D Asa Bridle 06/07/2016 07.59am VGG7223M1005 Premier African Minerals Ltd. Positive (BUY) NA 0.65p 1D 4 Asa Bridle 06/07/2016 07.59am GB00B0CGR828 Shanta Gold Limited Positive (BUY) NA 7.375p 1D Asa Bridle 06/07/2016 07.59am GB00BYZ5QT80 Stellar Diamonds plc Neutral (HOLD) NA 6.125p 1D 4 Asa Bridle 05/07/2016 07.59am GB00BYVFRB16 Aurasian Resources plc Positive (BUY) NA 3.3p 1D 4 Asa Bridle 05/07/2016 07.59am JE00BD35H902 Caledonia Mining Corporation PLC Positive (BUY) NA 74.5p 1D 4 Asa Bridle 05/07/2016 07.59am GB00B1XH2C03 Ferrexpo plc Neutral (HOLD) 79p 32.5p 1YR 4 Asa Bridle 05/07/2016 07.59am IE00B97C0C31 Kibo Mining Plc Neutral (HOLD) NA 5.00p 1D 4 Asa Bridle 04/07/2016 07.59am GB00B67KBV28 Central Asia Metals Plc Positive (BUY) NA 152.25p 1D 4 Asa Bridle 04/07/2016 07.59am AU000000EMX2 Energia Minerals Limited Positive (BUY) NA A$0.046 1D 4 Asa Bridle 04/07/2016 07.59am GB0003230421 Eurasia Mining plc Positive (BUY) NA 0.55p 1D Asa Bridle 04/07/2016 07.59am GB00B0HX1083 Gemfields PLC Positive (BUY) NA 36.00p 1D 4 Asa Bridle 04/07/2016 07.59am GB00B06LPZ62 Orogen Gold plc Positive (BUY) NA 0.018p 1D 2,4

* The nature of this communication has changed. Investment recommendations as defined under the Market Abuse Regulation (MAR) will not be communicated via this communication.

1 Recommendations and target price MAR defines investment recommendations as being " information recommending or suggesting an investment strategy, explicitly or implicitly, concerning one or several financial instruments or the issuers, including any opinion as to the present or future value or price of such instruments, intended for distribution channels or for the public " A BUY recommendation means we expect an increase of 10% or more (as determined by the target price) in the value of the financial instrument to which this recommendation relates over the specified time period, or if not otherwise specified, over 12 months.

A SELL recommendation means we expect a decrease of 10% or more (as determined by the target price) in the value of the financial instrument to which this recommendation relates over the specified time period, or if not otherwise specified, over 12 months.

A HOLD recommendation means we expect the value of the financial instrument to which this recommendation relates to remain within the range of >-10% to <10% (as determined by the target price) over the specified time period, or if not otherwise specified over 12 months.

2 Market price

The market price is the market price at the time of the dissemination of the investment recommendation, not the current market price.

3 Disclosures of interest Disclosures of interests are made with reference to the table below 1 The named author of the investment recommendation or a connected person to them is a holder(s) of financial instruments issued by this company 2 Cantor Fitzgerald Europe or an affiliated company has a shareholding exceeding 0.5% of the total issued share capital in the relevant issuer 3 Cantor Fitzgerald Europe or an affiliated company has other financial interests in relation to the relevant issuer, which are significant in relation to the investment recommendation 4 Cantor Fitzgerald Europe is a market maker or liquidity provider in the securities of the relevant issuer 5 Cantor Fitzgerald Europe has been lead manager or co-lead manager over the previous 12 months of a publicly disclosed offer of securities of the relevant issuer

6 Cantor Fitzgerald Europe is party to an agreement with the relevant issuer relating to the provision of investment banking services (including, for example, broking and financial advisory roles) and the agreement has been in effect over the previous 12 months or has given rise during the same period to a payment or to the promise of payment 7 Cantor Fitzgerald Europe is party to an agreement with the relevant issuer relating to the production of research, although the timing and content of the research is exclusively the preserve of the analyst 8 A director, officer, employee of Cantor Fitzgerald Europe or its affiliated companies, is an officer, director, or serves as an advisor or board member of the relevant issuer and / or one of its subsidiaries 9 A draft of this investment recommendation has been shown to the company following which factual amendments have been made 10 A draft of this investment recommendation has been shown to the company following which no factual amendments have been made 11 Cantor Fitzgerald Europe is party to an agreement with the relevant issuer relating to the provision of certain broking services Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm

4 Cantor Mining and Metals Daily: Investment Recommendation History Current as of 19/10/2016 @13.54pm