Discriminants and Arakelov Euler Characteristics
Ted Chinburg,∗ Georgios Pappas†and Martin J. Taylor‡
1 Introduction
The study of discriminants has been a central part of algebraic number theory (c.f. [30]), and has recently led to striking results in arithmetic geometry (e.g. [6], [33], [2]). In this article we summarize two different generalizations ([16], [11]) of discriminants to arithmetic schemes having a tame action by a finite group. We also discuss the results proved in [11, 15, 16] concerning the connection of these discriminants to 0 and -factors in the functional equations of L-functions. These results relate invariants defined by coherent cohomology (discriminants) to ones defined by means of ´etale cohomology (conductors and -factors.) One consequence is a proof of a conjecture of Bloch concerning the conductor of an arithmetic scheme [15] when this scheme satisfies certain hypotheses (c.f. Theorem 2.6.4). In the last section of this paper we present an example involving integral models of elliptic curves. The discriminant dK of a number field K can be defined in (at least) three different ways. The definition closest to Arakelov theory arises from the fact that |dK | is the covolume of the ring of integers OK of K in R ⊗Q K with respect to a natural Haar measure on R ⊗Q K (c.f. [8, §4]). This Haar measure is the one which arises from the usual metrics at infinity one associates to Spec(K) as an arithmetic variety. A second definition of dK is that it is the discriminant of the bilinear form defined by the trace function → TrK/Q : K Q. The natural context in which to view this definition is in terms of the coherent duality theorem, since TrK/Q is the trace map which the duality theorem associates to the finite morphism Spec(K) → Spec(Q). A third definition of the ideal dK Z is that this is the norm of the annihilator ∗Supported in part by NSF grant DMS97-01411. †Supported in part by NSF grant DMS99-70378 and by a Sloan Research Fellowship. ‡EPSRC Senior Research Fellow.
1 of the sheaf Ω1 of relative differentials on Spec(O ). Each of these OK /Z K definitions is linked to the behavior of the zeta function ζK (s)ofK via the s/2 fact that |dK | appears as a factor in the functional equation of ζK (s) (c.f. [29, p. 254]). This fact reflects that |dK | is also equal to the Artin conductor of the (permutation) representation of Gal(Q/Q) on the complex ⊕ · vector space σ:K→Q C eσ Let X be a regular scheme which is flat and projective over Z and equidi- mensional of dimension d. In this case, a connection between the conductor in the conjectural functional equation of the Hasse-Weil L-function of X and an invariant involving the differentials of X has been conjectured by S. Bloch ([5]). In the case of curves (when d = 1), Bloch gave in [6] an unconditional proof of his conjecture in [5]. In this paper we will consider Artin-Hasse-Weil L-functions by letting a finite group G act (tamely) on X , in the sense that the order of the inertia group Ix ⊂ G of each point x ∈X is prime to the residue characteristic of x. We will explain how can one relate the conductors and epsilon factors of the Artin-Hasse-Weil L-functions associated to X and representations of G (which are defined via ´etale cohomology) to two kinds of discriminants asso- ciated to the G-action on X . These discriminants are defined via Arakelov theory and coherent duality, respectively. To apply Arakelov theory, we choose in §2aG-invariant K¨ahler metric h on the tangent bundle of the associated complex manifold X (C). Let ZG be the integral group ring of G. Wesketchin§2the construction given in [16] of an Arakelov-Euler characteristic associated to a hermitian G-bundle (F,j) on X . This construction proceeds by endowing the equivariant determinant of cohomology of RΓ(X , F) with equivariant Quillen metrics jQ,φ for each irreducible character φ of G. The resulting Euler characteristic lies in an arithmetic classgroup A(ZG). This classgroup is a G-equivariant version of the Arakelov class group of metrized vector bundles on Spec(Z), which it is isomorphic to when G is the trivial group. To generalize the connection between the discriminant of OK and the functional equation ζK (s), we consider variants of the de Rham complex on X i . One complication is that in general, the sheaf ΩX /Z of degree i relative differentials will not be locally free on X . We thus start by considering 1 1 instead of ΩX /Z the sheaf ΩX /Z(log) degree one relative logarithmic differ- entials with respect to the union of the reductions of the fibers of X over a large finite set S of primes of Spec(Z) (c.f. [27]) . Under certain hypotheses 1 O (Hypothesis 2.4.1), ΩX /Z(log) is locally free of rank d as an X -module.
2 1 Using exterior powers of ΩX /Z(log) and the metrics induced by a choice of K¨ahler metric on X , we define in §2.4 a logarithmic de Rham Euler charac- teristic χdRl(X ,G,S)inA(ZG). This Euler characteristic can be viewed as an Arakelov-theoretic discriminant associated to the action of G on X. To connect χdRl(X ,G,S) to L-functions, we make a further simplification by considering only symplectic characters of G. A complex representation of G is symplectic if it has a G-invariant non-degenerate alternating bilinear s form. The group RG of virtual symplectic characters of G is the subgroup of the character group RG of G generated by the characters of symplectic representations. In §2.3 we define using symplectic characters a quotient As(ZG)ofA(ZG) called the symplectic arithmetic class group. This quo- tient has the advantage that it contains a subgroup Rs (ZG) of so-called s × rational classes, which is naturally identified with HomGal(Q/Q)(RG, Q ). § s X The main result discussed in 2.5 is that the image χdRl( ,G,S)of s χdRl(X ,G,S)inA (ZG) is a rational class which determines and is deter- mined by certain 0-constants associated to the L-functions of the Artin motives obtained from X and the symplectic representations of G. We will not discuss here a second result, proved in [16], concerning the actual de Rham complex of X , or rather a canonical complex of coherent G-sheaves on X which results from applying a construction of derived exte- 1 rior powers due to Dold and Puppe to the relative differentials ΩX /Z.We refer the reader to [16] for the proof that the Arakelov Euler characteristic of this complex, together with a ‘ramification class’ associated to the bad fibers of X , determines the symplectic -constants of X . This result provides a metrized generalization of the main results in [9, 12, 14], which concern a generalization to schemes of Fr¨ohlich’s conjecture concerning rings of inte- gers. For a survey of work on the Galois module structure of schemes, see [18]. A key step in establishing the results in [16] is to consider the case in which G is the trivial group. This case reduces to a conjecture of Bloch if X satisfies Hypothesis 2.4.1, which was mentioned above in connection 1 § X with ΩX /Z(log). We discuss in 2.6 a proof given in [15] for such .An independent proof of Bloch’s conjecture for these X has been given by K. Arai in his thesis. A proof which does not require the assumption that the multiplicities of the irreducible components of the fibers of X are prime to the residue characteristic has been given by Kato and Saito (to appear). For general X , we discuss in §2.6 the proof given in [15] that Bloch’s conjecture is equivalent to a statement about a metrized Arakelov Euler characteristic.
3 In §3 we turn to the other method of generalizing discriminants, via the coherent duality theorem. In [11], an Euler characteristic in Fr¨ohlich’s Hermitian class group HCl(ZG) is associated to a perfect complex P • of ZG-modules for which one has certain G-invariant Q-valued pairings in co- homology. This leads to an Euler characteristic in HCl(ZG) associated to the logarithmic de Rham complex and the natural pairings on the de Rham cohomology of the general fiber of X which arise from duality. We state in §3.5 the results of [11] for X of dimension 2. In this case, the image of the above class in Fr¨ohlich’s adelic Hermitian class group both determines and is determined by the 0 -factors of representations of G. We will refer the reader to [11] for an analogous result, when X has dimension 2, concerning the Dold-Puppe variant of the de Rham complex mentioned in connection with §2. In a final section we discuss an example of the Euler characteristics results sketched in §2and §3, in which X /G is a regular model of an elliptic curve having reduced special fibers.
2 Equivariant Arakelov Euler Characteristics.
2.1 The equivariant determinant of cohomology. Let C• denote a perfect complex of CG-modules. Thus the terms of C• are finitely generated (necessarily projective), and all but a finite number of the terms are zero. Let G be the set of complex irreducible characters of G. For each irreducible character φ ∈ G let Wφ denote the simple 2-sided CG-ideal with character φ (1) φ, where φ is the contragredient character of φ. For a G finitely generated CG-module M we define Mφ =(M ⊗C W ) , where G acts diagonally and on the left of each term. Define the complex line (−1)i ∗ • ⊗ ∧top i • det H (C )φ = i H (C )φ (2.1.1)
− where for a finite dimensional vector space V of dimension d, ∧top (V ) 1 is the dual of the complex line ∧d (V ) . We recall from [28] the fundamental fact that there is a canonical isomorphism of complex lines • → ∗ • ξφ : det Cφ det H (C )φ . (2.1.2)
By a complex conjugation on a complex line L we will mean an isomorphism λ : L → L of additive groups such that λ(αl)=αl for α ∈ C and l ∈ L.
4 • Definition 2.1.1 The equivariant determinant of cohomology of C is the family of complex lines det H∗ (C•) . A metrized perfect ZG-complex φ φ∈G • • is a pair (P ,h•) where P is a perfect ZG-complex, and for each the ∈ ∗ • ⊗ φ G, hφ is a metric on the complex line det H (P Z C)φ . We will say that h is invariant under complex conjugation if on each complex line ∗ • ⊗ det H (P Z C)φ , one has specified a complex conjugation under which hφ is invariant.
2.2 Equivariant degree. • Consider a metrized perfect ZG-complex (P ,h•)asabove.IfG = {1}, the degree of (P •,h) is defined to be the positive real number • (−1)i χ (P ,h)=h ⊗i (∧jpij) ∈ R>0 (2.2.1) for any choice of basis {pij} for Pi as a Z-module. When G is non-trivial, we cannot in general find bases for the Pi as ZG- modules, since the Pi are only locally free. We therefore take the following adelic approach. Let Jf (Q) denote the finite ideles of the algebraic closure Q of Q, and + let Ω = Gal(Q/Q). Define HomΩ RG,J(Q) to be the subgroup HomΩ RG,Jf (Q) × Hom (RG, R>0) × • of Hom RG,Jf (Q) × R . The equivariant degree χ (P ,h•) takes values in the equivariant arithmetic class group A (ZG), which is defined in [16] as + the following quotient group of HomΩ RG,J(Q) . ∈ Let Z = p Zp denote the ring of integral finite ideles of Z.Forx × ZG , the element Det(x) ∈ HomΩ(RG,Jf ) is defined by the rule that for a representation T with character ψ
Det(x)(ψ) = det(T (x)); the group of all such homomorphisms is denoted
× Det(ZG ) ⊆ HomΩ(RG,Jf ).
5 More generally, for n>1 we can form the group Det GL (ZG) ;as n each group ring ZpG is semi-local we have the equality Det GLn(ZG) = Det(ZG×) (see 1.2.6 in [35]). Replacing the ring Z by Q, in the same way we construct × × Det(QG ) ⊆ HomΩ(RG, Q ). × × The product of the natural maps Q → Jf and |−| : Q → R>0 yields an injection × ∆ : Det(QG ) → HomΩ(RG,Jf ) × Hom(RG, R>0).
Definition 2.2.1 The arithmetic classgroup A(ZG) is defined to be the quo- tient group Hom (R ,J ) × Hom(R , R ) A(ZG)= Ω G f G >0 . (2.2.2) Det(ZG×) × 1 Im(∆) ∈ (v) For each prime ideal v Spec (Z), we choose local bases pij of i i P ⊗Z Zv.Ifdi is the ZG rank P , then for each prime number l we can (l) ∈ find αi GLdi (QlG) such that (0) (l) (l) pij = αi pij (2.2.3) Let ν be the Hermitian form on CG defined by · ν xgg, yhh =#G xgyg For a given irreducible character φ ∈ G, choose an orthonormal basis {wφ,k} 1 of the ideal Wφ of CG defined in §2.1 with respect to ν. For each i we shall write bi,φ for the wedge product G ∧ ij ⊗ ∈ i ⊗ j,k gp0 gwφ,k det P W . g
1The form ν arises from the following fact proved in [16, Lemma 2.3]. Suppose M is a finitely generated CG-module and || || is a G-invariant metricon det( M). Give ⊗ G ⊗ Mφ =(M C W ) the metric induced by the tensor product metric on M CW associated || || → ⊗ → to and ν. Then the map Mφ WM defined by vi mi i vimi is an isometry when WM ⊂ M is given the metricinducedfrom || ||.
6 Recall from (2.1.2) that for each φ ∈ G we have an isomorphism • → ∗ • ξφ : det Pφ det H (P )φ .
• • Definition 2.2.2 The arithmetic class χ(P ,p•) of (P ,p•) is defined to be that class in A(ZG) represented by the homomorphism on RG which maps each φ ∈ G to the following element of Jf × R>0: 1 i (−1)i × ⊗ (−1)i φ(1) Det(λp)(φ) pφ ξφ ibi,φ . p i
The following result from [16] will be crucial in subsequent applications:
• • Theorem 2.2.3 Let (P ,h•) , (Q ,j•) be metrized perfect ZG-complexes and let f : P • → Q• be a quasi-isomorphism, that is to say a chain map which induces an isomorphism on cohomology. Suppose further that f induces an isometry on their equivariant determinants of cohomology. Then
• • χ (P ,h•)=χ (Q ,j•) in A (ZG) (2.2.4)
2.3 Rational classes and the symplectic arithmetic classgroup. s Let RG denote the group of virtual symplectic characters of G. The symplec- tic arithmetic classgroup As(ZG) is defined in [16] to be the largest quotient of s + s × s HomΩ RG,J(Q) = HomΩ RG,Jf (Q) Hom (RG, R>0) . s such that restriction of functions on RG to RG induces a homomorphism A(ZG) → As(ZG). In [16] we use the results of [7] to exhibit a subgroup Rs (ZG)ofAs (ZG) which carries a natural discriminant isomorphism Rs → s × θ : (ZG) HomΩ RG, Q (2.3.1)
We call Rs (ZG) the subgroup of rational symplectic classes. One can describe the inverse of θ in the following way. Let
× + ∆f : Q → J(Q) = Jf (Q) × R>0 (2.3.2)
7 be the embedding which is the diagonal map on each r ∈ Q>0, and for which ∆f (−1)=(−1)f is the idele in J(Q) whose finite components equal −1 and whose infinite component is 1. Then ∆f induces an injection s × → s + ∆f,∗ : HomΩ(RG, Q ) HomΩ RG,J(Q)
s which gives rise to the inverse of θ when one identifies A (ZG) with a s + quotient of HomΩ RG,J(Q) .
2.4 Arakelov-Euler characteristics The basic object of study here is a hermitian G −X-bundle (F,j), which is defined to be a pair consisting of a locally free OX sheaf F having a G- action which is compatible with the action of G on OX , and a G-invariant hermitian form j on the complex fibre FC of F which is invariant under complex conjugation. From [9, 10] we know that since G acts tamely on X , the ZG-complex RΓ(X , F) is quasi-isomorphic to a perfect complex P • in the derived cate- gory of ZG modules. We further recall that Quillen and Bismut have shown • { } [4] how j induces so-called Quillen metrics jQ, = jQ,φ φ∈G on the equiv- ariant determinants of the cohomology of F. We define the Arakelov-Euler characteristic of the hermitian G−X bun- • dle (F,j) to be the class χ (P ,jQ,•)inA(ZG). Note that this class is inde- pendent of choices by Theorem 2.2.3, so we will denote it by χ (RΓ(X , F),jQ). We may extend the definition of χ (RΓ(X , F),jQ) in a natural way to argu- ments F which are bounded complexes of hermitian G-modules. We will de- note the image of χ (RΓ(X , F),jQ) in the symplectic arithmetic class group s s A (ZG)byχ (RΓ(X , F),jQ) The following technical hypothesis will be useful later.
Hypothesis 2.4.1 The quotient scheme Y = X /G is regular. The reduc- tions of the finite fibers of Y have strictly normal crossings. The irreducible components of the finite fibers of Y have multiplicity prime to the residue characteristic.
Let S denote a finite set of prime numbers which contains all the primes which support the branch locus of X→Y= X /G, together with all primes Y X red p where the fibre p fails to be smooth. Define S to be the disjoint 1 union of the reduced fibers of X over the primes in S. Let ΩX (log) =
8 1 X red ΩX /Z(log S / log S) denote the sheaf of degree one relative logarithmic dif- X X red → ferentials with respect to the morphism ( , S ) (Spec(Z),S) of schemes 1 with log-structures (see [27]). Under hypotheses 2.4.1, ΩX (log) is a locally X 1 free sheaf of rank d on which restricts to ΩX/Q on the general fiber X of i D i 1 X .Fori ≥ 0, let ∧ h be the metric on ∧ ΩX (log) which results from the i 1 i D K¨ahler metric h. Then (∧ ΩX (log), ∧ h ) is a hermitian G −X-bundle.
Definition 2.4.2 Assume hypothesis 2.4.1. The log de Rham Euler char- acteristic of X with respect to S is
X ∧• 1 ∧• D χdRl( ,G,S)=χ(RΓ( ΩX (log), hQ) (2.4.1) d ∧i 1 ∧i D (−1)i = χ(RΓ( ΩX (log), hQ) i=0
∧i D where hQ denotes the Quillen metrics on the determinants of the iso- ∧i 1 s X typic parts of the cohomology of ΩX (log). The image χdRl( ,G,S) of s χdRl(X ,G,S) in the symplectic arithmetic class group A (ZG) will be called the symplectic log de Rham Euler characteristic of X .
2.5 Euler characteristics and Epsilon factors s X Our goal is to relate the log de Rham Euler characteristic χdRl( ,G,S)of definition 2.4.2 to the 0-factors associated to symplectic representations of G. Let χ(YQ)=χ(Y(C)) denote the Euler characteristic of the generic fibre of Y. Since X→Yis finite, the relative dimension of Y over Spec(Z)isd. Note that in all cases d · χ(YQ) is an even integer, so that we may define × ξS : RG → Q by the rule −θ(1)·d·χ(YQ)/2 ξS(θ)= p (2.5.1) p∈S
s s → × s Let ξS : RG Q be the restriction of ξS to the group RG of symplectic characters of G. We need to introduce some notation for 0-constants. For a more detailed account see [12, §4] and [14, §2, 5]. For a given prime number p,we choose a prime number l = lp which is different from p and we fix a field embedding Ql → C. Following the procedure of [17, §8], each of the ´etale i Xׯ ≤ ≤ cohomology groups Het´ ( Qp, Ql) for 0 i 2d, affords a continuous
9 complex representation of the local Weil-Deligne group. Thus, after choosing both an additive character ψp of Qp and a Haar measure dxp of Qp, for each complex character θ of G the complex number 0,p(Y,θ,ψp,dxp,lp) is defined. (For a representation V of G with character θ this term was denoted p,0(X⊗G V,ψp,dxp,l) in [12, §2.4].) Setting 0,p(Y,θ,ψp,dxp,lp)= 0,p(Y,θ− θ(1) · 1,ψp,dxp,lp), by Corollary 1 to Theorem 1 in [13] we know that when θ is symplectic, 0,p(Y,θ,ψp,dxp,lp) is a non-zero rational number, which is independent of choices, and θ → 0,p(Y,θ) defines an element