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Final Rule: Investment Company Reporting Modernization
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200, 210, 232, 239, 240, 249, 270, 274 [Release Nos. 33-10231; 34-79095; IC-32314; File No. S7-08-15] RIN 3235-AL42 INVESTMENT COMPANY REPORTING MODERNIZATION AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is adopting new rules and forms as well as amendments to its rules and forms to modernize the reporting and disclosure of information by registered investment companies. The Commission is adopting new Form N-PORT, which will require certain registered investment companies to report information about their monthly portfolio holdings to the Commission in a structured data format. In addition, the Commission is adopting amendments to Regulation S-X, which will require standardized, enhanced disclosure about derivatives in investment company financial statements, as well as other amendments. The Commission is adopting new Form N-CEN, which will require registered investment companies, other than face-amount certificate companies, to annually report certain census-type information to the Commission in a structured data format. The Commission is adopting amendments to Forms N-1A, N-3, and N-CSR to require certain disclosures regarding securities lending activities. Finally, the Commission is rescinding current Forms N-Q and N-SAR and amending certain other rules and forms. Collectively, these amendments will, among other things, improve the information that the Commission receives from investment companies and assist the Commission, in its role as primary regulator of investment companies, to better fulfill its mission of protecting investors, maintaining fair, orderly and efficient markets, and facilitating capital formation. -
FIRDS Reference Data Reporting Instructions
Reporting Instructions FIRDS Reference Data System 17 September 2020 | ESMA 65-11-1193 Date: 17 September 2020 ESMA 65-11-1193 Document control: Version Date Author Comments 1.0 26/10/2016 ESMA Version 1 for publication 1.1 12/06/2017 ESMA Version 1.1 for publication 2.0 31/10/2018 ESMA Changes applicable to the major maintenance release planned Q1 2019 – XML Schema 1.1.0 Corrections and clarifications 2.1 02/09/2019 ESMA Removal of SI’s and APA’s requirement to report Non-Working days New CFI based validations 02082019 2.2 25/08/2020 ESMA Cancellation of records New CFI based validations 02/03/2020 2.3 17/09/2020 ESMA Cancellation of records - Updated Reference documents: Ref Title Version Author Date 1 MiFIR - REGULATION (EU) No 600/2014 European 15 May 2014 600/2014 OF THE Parliament EUROPEAN PARLIAMENT Council of AND OF THE COUNCIL of 15 Europe May 2014 (Article 27) 2 MAR - REGULATION (EU) No 596/2014 European 16 April 2014 596/2014 OF THE Parliament EUROPEAN PARLIAMENT Council of Europe AND OF THE COUNCIL of 16 April 2014 (Article 4) 3 MiFIR RTS – REGULATION 600/2014 European 14 July 2016 (EU) No 600/2014 OF THE Parliament EUROPEAN PARLIAMENT Council of Europe AND OF THE COUNCIL of 14 July 2016 ESMA • CS 60747 – 201 - 203 rue de Bercy • 75012 • Paris France • Tel. +33 (0) 1 58 36 43 21 • www.esma.europa.eu 2 Date: 17 September 2020 ESMA 65-11-1193 4 MAR RTS – COMMISSION 909/2016 European 1 March 2016 DELEGATED REGULATION (EU) Parliament 2016/909 of 1 March 2016 Council of supplementing Regulation (EU) Europe No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the content of notifications to be submitted to competent authorities and the compilation, publication and maintenance of the list of notifications ESMA • CS 60747 – 201 - 203 rue de Bercy • 75012 • Paris France • Tel. -
Town of Seneca
TOWN OF BRISTOL Inventory of Land Use and Land Cover Prepared for: Ontario County Water Resources Council 20 Ontario Street, 3rd Floor Canandaigua, New York 14424 and Town of Bristol 6740 County Road 32 Canandaigua, New York 14424 Prepared by: Dr. Bruce Gilman Department of Environmental Conservation and Horticulture Finger Lakes Community College 3325 Marvin Sands Drive Canandaigua, New York 14424-8395 2020 Cover image: Ground level view of a perched swamp white oak forest community (S1S2) surrounding a shrub swamp that was discovered and documented on Johnson Hill north of Dugway Road. This forest community type is rare statewide and extremely rare locally, and harbors a unique assemblage of uncommon plant species. (Image by the Bruce Gilman). Acknowledgments: For over a decade, the Ontario County Planning Department has supported a working partnership between local towns and the Department of Environmental Conservation and Horticulture at Finger Lakes Community College that involves field research, ground truthing and digital mapping of natural land cover and cultural land use patterns. Previous studies have been completed for the Canandaigua Lake watershed, the southern Honeoye Valley, the Honeoye Lake watershed, the complete Towns of Canandaigua, Gorham, Richmond and Victor, and the woodlots, wetlands and riparian corridors in the Towns of Seneca, Phelps and Geneva. This report summarizes the latest land use/land cover study conducted in the Town of Bristol. The final report would not have been completed without the vital assistance of Terry Saxby of the Ontario County Planning Department. He is gratefully thanked for his assistance with landowner information, his patience as the fieldwork was slowly completed, and his noteworthy help transcribing the field maps to geographic information system (GIS) shape files. -
18Th ABMF Agenda
28th ASEAN+3 Bond Market Forum (ABMF) Meeting And relevant meetings 18-21 June 2018 / Seinan Gakuin University, Fukuoka City, Japan DAY 3 – 20 June 2018 Venue: Multi-Purpose Hall, 1st Floor, Centennial Hall TIME PROGRAM ABMF Sub Forum 2 (SF2) Meeting 08:30 – 09:00 Registration 09:00 – 09:05 Opening Remarks by Mr. Seung-Kwon Lee, SF2 Chair Session 12: RegTech in US 09:05 – 09:40 by Mr. Hudson Hollister, Data Transparency Coalition (DTC) via Webex - Financial Transparency Act in US Session 13: Enhanced Supervisions and Surveillance with Technology by Mr. Lim Kok Eng, Analytics Department, Securities Commission Malaysia 09:40 – 10:20 - XBRL submission platform - Web crawling robots - Artificial Intelligence for sentiment and text mining capability 10:20 – 10:45 Coffee break Session 14: Panel Discussion: Global trends in data collection and standardization for more structured data - What are the drivers of the trends? What are benefits and costs of building structured data environment? - What needs to be standardized (ISO 20022, XBRL, LEI, ISIN, CFI, etc)? - How can we standardize? What is the role of international body? - What does Asia need to understand and prepare? 10:45 – 12:15 Panelist: Mr. Francois Laurent, European Central Bank, ISO TC68 Mr. Masayuki Tagai, JP Morgan, ISO 20022 RMG Vice Convener Mr. Yoshiaki Wada, NTT Data, Chair of XBRL Asia Round Table Mr. Beju Shah, Bank of England Ms. Meiko Morioka, SWIFT Moderator: ADB 12:15 – 12:25 Wrap-up by ADB Secretariat 12:25 – 12:30 Closing Remarks by Mr. Seung-Kwon Lee, SF2 Chair 12:30 – 13:30 Lunch Farewell Dinner, Café d' Erte, 3rd floor, Hotel Clio Court Hakata, 18:30 – 20:30 5-3 Hakataekichuogai , Hakataku, Hakata, 812-0012 Fukuoka RegTech in the United States Hudson Hollister, Executive Director, Data Coalition @hudsonhollister What is RegTech? “RegTech” refers to technological solutions that perform one of the following functions: ● Automate regulatory compliance or regulatory reporting tasks. -
DSB Questions and Answers
DSB Q&A Document December 2017 Contents General Information ............................................................................................................................... 3 1.1 DSB Governance ...................................................................................................................... 3 1.2 DSB Scope ............................................................................................................................... 3 1.3 DSB Documentation ................................................................................................................ 4 1.4 User Categories ....................................................................................................................... 4 1.5 Connectivity ............................................................................................................................ 5 1.6 How to access DSB data .......................................................................................................... 5 1.7 Third party Risk Management/Info Sec doc ........................................................................... 6 1.8 CFI Code .................................................................................................................................. 6 1.9 Issuer or Operator of the Trading Venue ................................................................................ 6 1.10 DSB ISIN Usage and associated reporting ............................................................................... 6 1.11 -
ISO Update Supplément À L'isofocus
ISO Update Supplément à l'ISOfocus Avril 2021 Les Normes internationales en chantier ISO/DTS Lubrifiants, huiles industrielles et produits con- 6521-2 nexes (Classe L) — Famille D (Compresseurs) Une Norme internationale résulte d’un accord entre les com- — Partie 2: Spécifications des catégories DAH, ités membres de l’ISO. Dans l’établissement d’une Norme interna- DAI et DAJ (Lubrifiants pour compresseurs tionale, le premier stade important est celui du projet de comité (CD) d’air rotatifs à injection d’huile) - qui est diffusé pour examen au sein d’un comité technique de l’ISO. TC 30 Mesure de débit des fluides dans les Lorsqu’un consensus a été obtenu au niveau du comité technique, le conduites fermées document est adressé au Secrétariat central pour traitement en tant que projet de Norme internationale (DIS). Le DIS doit être approuvé ISO/CD 24460 Titre manque par 75 % au moins des comités membres ayant exprimé un vote. Un TC 34 Produits alimentaires vote de confirmation est ensuite effectué sur le projet final de norme ISO/CD 7927-1 Titre manque — Partie 1: Titre manque internationale (FDIS). Les critères d'approbation restant les mêmes. ISO/CD 7927-2 Titre manque — Partie 2: Titre manque TC 35 Peintures et vernis ISO/CD 8130-4 Poudres pour revêtement — Partie 4: Calcul de la limite inférieure d'explosibilité ISO/CD Préparation des subjectiles d'acier avant ap- 11127-7 plication de peintures et de produits assimilés — Méthodes d'essai pour abrasifs non métal- liques destinés à la préparation par projec- CD enregistrés tion — Partie 7: Détermination des chlorures solubles dans l'eau TC 38 Textiles Période du 01 mars au 01 avril 2021 ISO/CD 24040 Textiles - Détermination de certains composés Ces documents sont actuellement à l’étude par le comité technique. -
ODFW PROGRESS REPORT Series
ODFW PROGRESS REPORT Series 2019 Oregon Department of Fish and Wildlife 2018 Oregon Chub Investigations Project Numbers: LC17AC00983 (USFWS) & W9127N-14-2-0008-0005 (USACE) Oregon Department of Fish and Wildlife prohibits discrimination in all of its programs and services on the basis of race, color, national origin, age, sex, or disability. If you believe that you have been discriminated against as described above in any program, activity, or facility, or if you desire further information, please contact ADA Coordinator, Oregon Department of Fish and Wildlife, 4034 Fairview Industrial Drive SE, Salem, OR 97302; 503-947-6000. This material will be furnished in alternate format for people with disabilities if needed. Please call 541-757-4263 to request ANNUAL PROGRESS REPORT FISH RESEARCH PROJECT OREGON PROJECT TITLE: 2018 Oregon Chub Investigations PROJECT NUMBERS: LC17AC00983 (USFWS) & W9127N‐14‐2‐0008‐0005 (USACE) PROJECT PERIOD: April 2, 2018 to November 20, 2018 Prepared by: Brian L. Bangs Matthew S. Collver Michael H. Meeuwig Oregon Department of Fish and Wildlife 4034 Fairview Industrial Drive SE Salem, Oregon 97302 Contents SUMMARY ................................................................................................................................. 1 INTRODUCTION ......................................................................................................................... 2 Table 1. Frequency of sampling .................................................................................... 3 Box 1. PDM Triggers -
ASX Market Data Protocol Specification V1.01 © Copyright 2016 ASX Limited ABN 98 008 624 691
New Trading Platform ASX Market Data Protocol Specification Version 1.01 | September 2016 INFORMATION CLASSIFICATION - CONFIDENTIAL Table of Contents 1. About This Document ................................................................................................................................ 5 Terms and Acronyms ....................................................................................................................... 5 Support Details ................................................................................................................................ 5 Version History ................................................................................................................................ 6 2. ASX Market Data Protocol Overview ......................................................................................................... 7 Sessions............................................................................................................................................ 8 Service Topology and Connection Recommendation ...................................................................... 8 3. Message Protocol .................................................................................................................................... 10 Packet Header ................................................................................................................................ 10 3.1.1. Data Message Header....................................................................................................... -
Transcanada Applies for Keystone XL Presidential Permit Pipeline Under Review of Nebraska Environmental Department
Published by Benjamin Media Inc. Volume 5 Issue 5 May 2012 ON THE COVER: John English (front) and Don Chaddock lead Horizontal Technology’s efforts to provide the best tooling and software for horizontal direc- tional drilling contractors. 22 Steering the Way Horizontal Technology Inc. provides a variety of tooling and services to pipeline contractors to ensure an accurate installation. By Bradley Kramer FEATURES 28 U.S. Oil Pipeline Report Crude oil reserves from Canada continue to drive pipeline construction in the United States. By Bradley Kramer 32 High-Tech Safety Software company HCSS helps pipeline contractors save lives by tracking jobsite performance. By Steve McGough 36 Catching the Leaks Integrity management has become a high priority in the pipeline industry amidst aging infrastructure. By Muthu Chandrasekaran 38 Drilling Across the Bay Laney Directional Drilling Co. completed back-to-back HDD shore approaches to cross Nueces Bay, near Corpus Christi, Texas. By Alan Snider DEPARTMENTS COLUMNS 10 News 6 Editor’s Message 20 Project Roundup 40 Product Showcase MARKETPLACE 46 Calendar 45 Business Cards 46 Index of Advertisers North American Oil & Gas Pipelines (ISSN 2166-6334) is published twelve times per year. Copyright 2012, Benjamin Media Inc., 1770 Main St., Peninsula OH 44264. USA All rights reserved. No part of this publica- tion may be reproduced or transmitted by any means without written permission from the publisher. One year subscription rates: complimentary in the United States, Canada and Mexico. Single copy rate: $10. Subscriptions and classified advertising should be addressed to the Peninsula office. POSTMASTER: send Changes of Address to North American Oil & Gas Pipelines, P.O. -
Natural Resources Inventory: a Guide for Communities in the Hudson River Estuary Watershed
TOWN OF CANANDAIGUA NATURAL RESOURCE INVENTORY – 2020 UPDATE MARCH 2020 i TOWN OF CANANDAIGUA NATURAL RESOURCE INVENTORY – 2020 UPDATE NRI Team Joyce Marthaller Edith Davey Patricia Venezia Citizens Implementation Committee (CIC) Gary Davis Oksana Fuller Ray Henry Kelly La Voie Bill Leigh Joyce Marthaller Charles Oyler Karen Parkhurst Sal Pietropaolo Tom Schwartz Patricia Venezia Town Board Cathy Menikotz, Town Supervisor Gary Davis, Board Member Linda Dworaczyk, Board Member Terry Fennelly, Board Member Jared Simpson, Board Member Town Staff Doug Finch, Town Manager Sarah Reynolds, Administrative Coordinator Eric Cooper, Town Planner Kyle Ritts, Zoning Inspector MARCH 2020 i MARCH 2020 Introduction .................................................................................................................................................................. 1 Use of the NRI in Project Review ........................................................................................................................ 1 Part 1: Natural Resources Overview ........................................................................................................................... 2 Ecological Communities ...................................................................................................................................... 2 Water Resources ................................................................................................................................................. 3 Steep Slopes ....................................................................................................................................................... -
Wetland Soils, Hydrology and Geomorphology
TWO Wetland Soils, Hydrology, and Geomorphology C. RHETT JACKSON, JAMES A. THOMPSON, and RANDALL K. KOLKA WETLAND SOILS Percolation Landscape Position Groundwater Flow Soil Properties Variable Source Area Runoff or Saturated Surface Runoff Soil Profiles Summary of Hillslope Flow Process Soil Processes WETLAND WATER BUDGETS Legal Differentiation of Wetland Soils HYDROPATTERNS HILLSLOPE AND WETLAND HYDROLOGY Hillslope Hydrologic Processes WETLAND HYDRAULICS AND RESIDENCE TIME Interception Infiltration, Soil Physics, and Soil Water Storage GEOMORPHIC CONTROLS ON WETLAND HYDROLOGY Overland Flow EFFECTS OF LAND USE ON WETLAND HYDROLOGY Evapotranspiration Interflow The hydrology, soils, and watershed processes of a wetland and chemical behavior of soils, creating a special class of all interact with vegetation and animals over time to cre- soils known as hydric soils. The hydric soils in turn alter ate the dynamic physical template upon which a wetland’s the movement of water and solutes through the wetland ecosystem is based (Fig. 2.1). With respect to many ecosys- system. The soil is where many of the hydrologic and bio- tem processes, the physical factors defining a wetland envi- geochemical processes that influence wetland function ronment at any particular time are often treated as inde- and ecology occur. A complete understanding of wetland pendent variables, but in fact none of these variables are hydrology, wetland formation, wetland ecology, and wet- independent of the others. For example, the hydropattern land management requires a basic understanding of soils— of a wetland (the time series of water levels) is often consid- including soil properties, soil processes, and soil variabil- ered a master variable that affects the soils, biogeochem- ity— and of the hydrologic processes that control wetland istry, and biology of a wetland, but the hydropattern is in systems. -
St. Lawrence – Champlain Valley Ecoregion Biodiversity Conservation Plan
St. Lawrence – Champlain Valley Ecoregion Biodiversity Conservation Plan FIRST ITERATION JULY 2002 FINAL DRAFT July 18, 2002 (minor revisions – 11/08/02) (minor edits – 5/20/03) The Nature Conservancy Authors: Elizabeth Thompson, Katherine Moss, David Hunt, Paul Novak, Eric Sorenson, Ana Ruesink, Mark Anderson, Arlene Olivero, Charles Ferree, and Shyama Khanna The Nature Conservancy gratefully acknowledges all Heritage Programs, their cooperating institutions, and other cooperators for the time and energy that has gone into collecting and maintaining the data contained in this report. This information was assembled for use by The Nature Conservancy and the Natural Heritage Network in conservation planning for the St. Lawrence – Champlain Valley Ecoregion. TABLE OF CONTENTS PARTICIPANTS IN THE PLANNING PROCESS.................................................................................. 1 A CONSERVATION VISION FOR THE ST. LAWRENCE – CHAMPLAIN VALLEY ECOREGION ............................................................................................................................................... 3 CHAPTER 1: INTRODUCTION................................................................................................................ 4 ECOREGIONAL PLANNING........................................................................................................................... 4 CHAPTER 2: INTRODUCTION TO THE ST. LAWRENCE – CHAMPLAIN VALLEY ECOREGION ..............................................................................................................................................