l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491316011164 Return of Private Foundation OMB No 1545-0052 Form 990 -PF or Section 4947 ( a)(1) Trust Treated as Private Foundation 0- Do not enter Social Security numbers on this form as it may be made public. By law, the 2013 IRS cannot redact the information on the form. Department of the Treasury 0- Information about Form 990-PF and its instructions is at www. irs.gov /form990pf . Internal Revenue Service
For calendar year 2013 , or tax year beginning 01 - 01-2013 , and ending 12-31-2013
Name of foundation A Employer identification number ROBERT AND LISA MARGOLIS FAMILY FOUNDATION 20-3951826
Number and street ( or P 0 box number if mail is not delivered to street address) Room/suite U ieiepnone number ( see instructions) THE NEMOURS BLDNG -1007 N ORANGE ST (310) 354-4221
City or town, state or province , country, and ZIP or foreign postal code C If exemption application is pending, check here F WILMINGTON, DE 19801
G Check all that apply r'Initial return r'Initial return of a former public charity D 1. Foreign organizations , check here (-
r-Final return r'Amended return 2. Foreign organizations meeting the 85% test, r Address change r'Name change check here and attach computation E If private foundation status was terminated H Check type of organization Section 501 (c)(3) exempt private foundation und er section 507 ( b )( 1 )( A ), c hec k here F_ Section 4947 (a)(1) nonexempt charitable trust r'Other taxable private foundation I Fair market value of all assets at end J Accounting method F Cash F Accrual F If the foundation is in a 60 - month termination of year (from Part II, col. (c), r Other ( specify ) under section 507(b)(1)(B), check here 0- F line 16 73,488,872 (Part I, column (d) must be on cash basis.)
(d) Disbursements Analysis of Revenue and Expenses (The (a) Revenue and (b) Net investment ( c) Adjusted net for charitable tota l of amounts in columns (b), (c), and (d) may not expenses per income income purposes necessanly equal the amounts in column (a) (see books instructions) ) ( cash basis only) 1 Contributions , gifts, grants , etc , received ( attach schedule)
2 Check ► 7 if the foundation is not required to attach Sch B 3 Interest on savings and temporary cash investments 108,173 108,173 108,173 4 Dividends and interest from securities . . . 1,049,986 1, 049,986 1,049,986 5a Gross rents ...... b Net rental income or (loss) q} 6a Net gain or (loss ) from sale of assets not on line 10 1,163,783
b Gross sales price for all assets on line 6a } 27, 012, 259 7 Capital gain net income ( from Part IV, line 2) . . 1,163,783 8 Net short- term capital gain ...... 1,163,783 9 Income modifications ......
10a Gross sales less returns and allowances b Less Cost of goods sold . c Gross profit or (loss ) ( attach schedule) . .
11 Other income ( attach schedule ) 180,392 180 ,391 180,391
12 Total . Add lines 1 through 11 . . . . . 2,502,334 2,502,333 2,502,333 13 Compensation of officers, directors , trustees, etc 14 Other employee salaries and wages . . . 15 Pension plans, employee benefits 16a Legal fees ( attach schedule ) ...... b Accounting fees ( attach schedule) . . . . W c Other professional fees ( attach schedule) . . . . 192,176 192 ,176 192,176
17 Interest ...... 3,714 3,714 3,714
4Z 18 Taxes ( attach schedule ) ( see instructions) 19 185,150 185 ,150 182,150 5= 19 Depreciation ( attach schedule ) and depletion 20 Occupancy ...... < 21 Travel , conferences , and meetings . . . . r_ 22 Printing and publications ...... 23 Other expenses ( attach schedule) . . . . 5= 24 Total operating and administrative expenses. Add lines 13 through 23 ...... 381,040 381,040 378,040 0 25 Contributions , gifts, grants paid . . . . . 156,000 156,000
26 Total expenses and disbursements. Add lines 24 and 537,040 381,040 378,040 156,000 25 27 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursements 1,965,294 b Net investment income ( if negative , enter -0- ) 2,121,293 c Adjusted net income ( if negative , enter -0- ) 2,124,293 For Paperwork Reduction Act Notice, see instructions . Cat No 11289X Form 990-PF (2013) Form 990-PF (2013) Panes 2 Attached schedules and amounts in the description column Beginning of year End of year Balance Sheets should be for end-of- y ear amounts onl y (See instructions (a) Boo k Va l ue ( b ) Boo k Va l ue (c) Fair M ark et Va l ue 1 Cash-non-interest-bearing ...... 2 Savings and temporary cash investments ...... 33,370,240 1,529,342 1,529,342
3 Accounts receivable ► Less allowance for doubtful accounts Oil
4 Pledges receivable ► Less allowance for doubtful accounts Oil 5 Grants receivable ...... 6 Receivables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see instructions) . . 7 Other notes and loans receivable (attach schedule)
Less allowance for doubtful accounts ► 8 Inventories for sale or use ...... 9 Prepaid expenses and deferred charges ...... uti 4 10a Investments-U S and state government obligations (attach schedule) b Investments-corporate stock (attach schedule) . . . . . c Investments-corporate bonds (attach schedule). . . . .
11 Investments-land, buildings, and equipment basis ► Less accumulated depreciation (attach schedule) 12 Investments-mortgage loans ...... 13 Investments-other (attach schedule) ...... 32,789,228 66,595,420 71,959,530
14 Land, buildings, and equipment basis ► Less accumulated depreciation (attach schedule) 15 Other assets (describe 16 Total assets (to be completed by all filers-see the instructions Also, see page 1, item I) 66,159,468 68,124,762 73,488,872 17 Accounts payable and accrued expenses ...... 18 Grants payable ...... 19 Deferred revenue ...... +' 20 Loans from officers, directors, trustees, and other disqualified persons 21 Mortgages and other notes payable (attach schedule)
J 22 Other liabilities (describe Oil
23 Total liabilities (add lines 17 through 22) ...... 0 Foundations that follow SFAS 117, check here and complete lines 24 through 26 and lines 30 and 31. Q} 24 Unrestricted ...... 25 Temporarily restricted 26 Permanently restricted co Foundations that do not follow SFAS 117, check here ► F and complete lines 27 through 31. LL. 27 Capital stock, trust principal, or current funds ...... 28 Paid-in or capital surplus, or land, bldg , and equipment fund 29 Retained earnings, accumulated income, endowment, or other funds 66,159,468 68,124,762 w1 30 Total net assets or fund balances (see page 17 of the instructions) ...... 66,159,468 68,124,762 31 Total liabilities and net assets/fund balances (see page 17 of the instructions) ...... 66,159,468 68,124,762
UMM Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year-Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) ...... 1 66,159,468 2 Enter amount from Part I, line 27a ...... 2 1,965,294
3 Other increases not included in line 2 (itemize) ► 3 4 Add lines 1, 2, and 3 ...... 4 68,124,762
5 Decreases not included in line 2 (itemize) ► 5 6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30 6 68,124,762 Form 990-PF (2013) Form 990-PF (2013) Page 3 Ca ital Gains and Losses for Tax on Investment Income (b) How acquired (a) List and describe the kind(s) of property sold (e g , real estate, (c) Date acquired (d) Date sold P-Purchase 2-story brick warehouse, or common stock, 200 shs MLC Co (mo , day, yr (mo , day, yr D-Donation la
(f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a b C d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus (j) Adjusted basis (k) Excess of col (i) col (k), but not less than -0-) or (i) F M V as of 12/31/69 as of 12/31/69 over col (j), if any Losses (from col (h)) a b C d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 7 2 1,163,783 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)
If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0- in Part I, line 8 3 1,163,783 t1 Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
f section 4940( d)(2) applies, leave this part blank
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? fl Yes fl No If "Yes," the foundation does not qualify under section 4940 ( e) Do not complete this part
1 Enter the appropriate amount in each column for each year, see page 18 of the instructions before making any entries
(d) Base period years Calendar Distribution ratio Adjusted qualifying distributions Net value of noncharitable-use assets year (or tax year beginning in) (col (b) divided by col (c)) 2012 2011 2010 2009 2008
2 Total of line 1, column (d) ...... 2 3 Average distribution ratio for the 5-year base period-divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5. . . . . 4
5 Multiply line 4 by line 3 ...... 5
6 Enter 1% of net investment income (1% of Part I, line 27b)...... 6
7 Add lines 5 and 6 ...... 7
8 Enter qualifying distributions from Part XII, line 4 ...... 8 If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate See the Part VI instructions Form 990-PF (2013) Form 990-PF (2013) Page 4 FEMEW Excise Tax Based on Investment Income ( Section 4940 ( a), 4940(b), 4940 ( e), or 4948 -see page 18 of the instructions) la Exempt operating foundations described in section 4940(d)(2), check here ► fl and enter "N/A" on line 1 Date of ruling or determination letter (attach copy of letter if necessary-see instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 42,426
here ► Hand enter 1% of Part I, line 27b ...... c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 2 3 Add lines 1 and 2 ...... 3 42,426 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4 5 Tax based on investment income . Subtract line 4 from line 3 If zero or less, enter -0- . . . . . 5 42,426 6 Credits/Payments a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 132,000 b Exempt foreign organizations-tax withheld at source . . . . 6b c Tax paid with application for extension of time to file (Form 8868) 6c d Backup withholding erroneously withheld ...... 6d 7 Total credits and payments Add lines 6a through 6d ...... 7 132,000 8 Enter any penalty for underpayment of estimated tax Check here F if Form 2220 is attached 95 8
9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed ...... ► 9 10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid . . . 10 89,574
11 Enter the amount of line 10 to be credited to 2014 estimated tax ► 89,574 Refunded ► 11 Statements Re g ardin g Activities la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did Yes No it participate or intervene in any political campaign? ...... la No b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of the instructions for definition)? ...... lb No If the answer is "Yes" to la or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120-POL for this year? ...... 1c No d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year (1) O n the foundation $ (2) O n foundation managers Ik- $ e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers ► $ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? . . . . 2 No If "Yes," attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes,"attach a conformed copy of the changes . . . 3 No 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? ...... 4a No b If "Yes," has it filed a tax return on Form 990-T for this year? ...... 4b No 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? ...... 5 No If "Yes,"attach the statement required by General Instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ...... 6 No 7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV. 7 Yes 8a Enter the states to which the foundation reports or with which it is registered (see instructions) 11111. b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? If "No," attach explanation 8b Yes 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV )7 If "Yes, " complete Part XIV ...... 9 No 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses. 10 No Form 990-PF (2013) Form 990-PF (2013) Page 5 Statements Re g ardin g Activities (continued) 11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? If "Yes," attach schedule (see instructions ) ...... 11 No 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If "Yes," attach statement (see instructions) ...... 12 No 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 Yes Website address J N/A
14 The books are in care of ' MR LARRY KANTOR CPA Telephone no ' (818) 849-3690
Located at 1111 16530 VENTURA BLVD SUITE 628 ENCINO CA ZIP+4 X 91436
15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 -Check here ...... lllk^ F and enter the amount of tax-exempt interest received or accrued during the year ...... I 15
16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over Yes No a bank, securities, or other financial account in a foreign country? 16 No See instructions for exceptions and filing requirements for Form TD F 90-22 1 If "Yes", enter the name of the foreign country lllk^ Statements Re g ardin g Activities for Which Form 4720 Ma y Be Re q uired File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No la During the year did the foundation (either directly or indirectly) (1) Engage in the sale or exchange, or leasing of property with a disqualified person? fl Yes F No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ...... fl Yes F No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? 1 Yes F No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? fl Yes F No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? ...... fl Yes F No (6) Agree to pay money or property to a government official? (Exception . Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days )...... fl Yes F No b If any answer is "Yes" to la(1 )-(6 ), did any of the acts fail to qualify under the exceptions described in Regulations section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions )?. . . lb No Organizations relying on a current notice regarding disaster assistance check here...... lk- F_ c Did the foundation engage in a prior year in any of the acts described in 1 a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2013? ...... 1c No 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or4942(j)(5)) a At the end of tax year 2013, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2013? ...... 17 Yes I No If "Yes," list the years 2013 , 20 , 20 , 20 b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement-see instructions ) ...... 2b Yes c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here lllk^ 20 , 20 , 20 , 20 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? ...... fl Yes F No b If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7 )) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2013 .)...... 3b No 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a No b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013? 4b No Form 990-PF (2013) Form 990-PF (2013) Page 6 Statements Re g ardin g Activities for Which Form 4720 Ma y Be Re q uired (continued) 5a During the year did the foundation pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? fl Yes F No (2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration drive? ...... fl Yes F No (3) Provide a grant to an individual for travel, study, or other similar purposes? 1 Yes F No (4) Provide a grant to an organization other than a charitable, etc , organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)...... (- Yes F No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals?...... (- Yes F No b If any answer is "Yes" to 5a(1 )-(5 ), did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions) ? ...... 5b No Organizations relying on a current notice regarding disaster assistance check here...... (- c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant?...... 1 Yes F No If "Yes," attach the statement required by Regulations section 53.4945-5(d). 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ...... fl Yes F No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . . . . 6b No If "Yes" to 6b, file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? 1 Yes F No b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? . . . . 7b No Information About Officers, Directors, Trustees , Foundation Managers , Highly Paid Employees, and Contractors 1 List all officers, directors, trustees, foundation managers and their compensation ( see instructions). (b) Title, and average ( c) Compensation ( d) Contributions to (e) Expense account, (a) Name and address hours per week ( If not paid, enter employee benefit plans other allowances devoted to position -0-) and deferred compensation ROBERT I MARGOLIS MD President/CEO 0 c/o 16530 VENTURA BL SUITE 628 0 00 ENCINO,CA 91436 2 Compensation of five highest -paid employees ( other than those included on line 1-see instructions). If none, enter "NONE." (d) Contributions to (b) Title, and average (a) Name and address of each employee employee benefit (e) Expense account, hours per week (c) Compensation paid more than $50,000 plans and deferred other allowances devoted to position compensation NONE
Total number of other employees paid over $50,000 ...... ► Form 990-PF (2013) Form 990-PF (2013) Page 7 Information About Officers, Directors, Trustees , Foundation Managers , Highly Paid Employees, and Contractors (continued) 3 Five highest -paid independent contractors for professional services (see instructions). If none, enter " NONE". (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation NONE
Total number of others receiving over $ 50,000 for professional services.
Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc Expenses 1Charitable health care donations & support 0 2 3 4 Summar y of Pro g ram - Related Investments ( see instructions ) Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 A mount 1
2
All other program-related investments See page 24 of the instructions 3
Total . Add lines 1 through 3 ...... F1 Form 990-PF (2013) Form 990-PF (2013) Page 8 Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions. ) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc , purposes a Average monthly fair market value of securities ...... la 63,791,802 b Average of monthly cash balances ...... lb 4,241,632 c Fair market value of all other assets (see instructions) ...... 1c 0 d Total (add lines la, b, and c) ...... ld 68,033,434 e Reduction claimed for blockage or other factors reported on lines la and 1c (attach detailed explanation) ...... le 0 2 Acquisition indebtedness applicable to line 1 assets ...... 2 3 Subtract line 2 from line ld ...... 3 68,033,434 4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see instructions) ...... 4 1,020,502 5 Net value of noncharitable -use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 67,012,932 6 Minimum investment return . Enter 5% of line 5 ...... 6 3,350,647 Distributable Amount (see instructions) (Section 49420)(3) and 0)(5) private operating foundations and certain forei g n org anizations check here f and do not com p lete this p art. ) 1 Minimum investment return from Part X, line 6 ...... 1 3,350,647 2a Tax on investment income for 2013 from Part VI, line 5...... 2a 42,426 b Income tax for 2013 (This does not include the tax from Part VI ). . 2b c Add lines 2a and 2b ...... 2c 42,426 3 Distributable amount before adjustments Subtract line 2c from line 1...... 3 3,308,221 4 Recoveries of amounts treated as qualifying distributions ...... 4 5 Add lines 3 and 4 ...... 5 3,308,221 6 Deduction from distributable amount (see instructions ) ...... 6 7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII, line 1 ...... 7 3,308,221
Qualifying Distributions (see instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes a Expenses, contributions, gifts, etc -total from Part I, column (d), line 26...... la 156,000 b Program-related investments-total from Part IX-B ...... lb 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes ...... 2 3 Amounts set aside for specific charitable projects that satisfy the a Suitability test (prior IRS approval required) ...... 3a b Cash distribution test (attach the required schedule ) ...... 3b 4 Qualifying distributions. Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 156,000 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income Enter 1% of Part I, line 27b (see instructions ) ...... 5 6 Adjusted qualifying distributions . Subtract line 5 from line 4 ...... 6 156,000 Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years Form 990-PF (2013) Form 990-PF (2013) Page 9 « Undistributed Income (see instructions) (a) (b) (c) (d) Corous Years Driorto 2012 2012 2013 1 Distributable amount for 2013 from Part XI, line 7 3,308,221 2 Undistributed income, if any, as of the end of 2013 a Enter amount for 2012 only...... 160,619 b Total for prior years 20_ , 20_ , 20_ 3 Excess distributions carryover, if any, to 2013 a From 2008. . . . . b From 2009. . . . . c From 2010...... d From 2011. . . . . e From 2012. . . . . f Total of lines 3a through e...... 4 Qualifying distributions for 2013 from Part XII, line 4 11111 $ 156,000 a Applied to 2012, but not more than line 2a 156,000 b Applied to undistributed income of prior years (Election required-see instructions)...... c Treated as distributions out of corpus (Election required-see instructions)...... 0 d Applied to 2013 distributable amount. . . . . e Remaining amount distributed out of corpus 5 Excess distributions carryover applied to 2013 (If an amount appears in column (d), the same amount must be shown in column (a).) 6 Enter the net total of each column as indicated below: a Corpus Add lines 3f, 4c, and 4e Subtract line 5 b Prior years' undistributed income Subtract line 4b from line 2b ...... c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed...... d Subtract line 6c from line 6b Taxable amount -see instructions ...... e Undistributed income for 2012 Subtract line 4a from line 2a Taxable amount-see instructions ...... 4,619 f Undistributed income for 2013 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2014 ...... 3,308,221 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or4942(g)(3) (see instructions) ...... 8 Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) . . . 9 Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ...... 10 Analysis of line 9 a Excess from 2009. . . . b Excess from 2010. . . . c Excess from 2011. . . . d Excess from 2012. . . . e Excess from 2013. . . . Form 990-PF (2013) Form 990-PF (2013 ) Page 10 « Private O p eratin g Foundations ( see instructions and Part VII-A q uestion 9 ) la If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2013, enter the date of the ruling......
b Check box to indicate whether the organization is a private operating foundation described in section F 4942(j)(3) or F 4942(j)(5) 2a Enter the lesser of the adjusted net Tax year Prior 3 years ( income from Part I or the minimum e) Total (a) 2013 (b) 2012 (c) 2011 (d) 2010 investment return from Part X for each year listed ...... b 85% of line 2a ...... c Qualifying distributions from Part XII, line 4 for each year listed . . . . . d Amounts included in line 2c not used directly for active conduct of exempt activities ...... e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c . . . . 3 Complete 3a, b, or c for the alternative test relied upon a "Assets" alternative test-enter (1) Value of all assets ...... (2) Value of assets qualifying under section 4942(j)(3)(B)(i) b "Endowment" alternative test- enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed. . . c "Support" alternative test-enter (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) . . . . (2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii). . . . (3) Largest amount of support from an exempt organization (4) Gross investment income Supplementary Information ( Complete this part only if the organization had $5,000 or more in assets at any time during the year -see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest
2 Information Regarding Contribution , Grant , Gift, Loan, Scholarship, etc., Programs: Check here if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d
a The name, address, and telephone number of the person to whom applications should be addressed
b The form in which applications should be submitted and information and materials they should include
c Any submission deadlines
d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors
Form 990-PF (2013) Form 990-PF (2013) Page 11 Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment If recipient is an individual, Recipient Foundation show any relationship to Purpose of grant or status o f Amount any foundation manager contribution Name and address (home or business) recipient or substantial contributor a Paid dunng the year See Additional Data Table
Total ...... 3a 156,000 b Approved for future payment
Total...... ► 3b Form 990-PF (2013) Form 990-PF (2013) Page 12 Anal y sis of Income-Producin g Activities Enter gross amounts unless otherwise indicated Unrelated business income Excluded by section 512, 513, or 514 (e) Related or exempt (a) (b) (c) (d ) function income Business 1 Program service revenue Amount Exclusion code Amount (See code instructions a b c d e f g Fees and contracts from government agencies 2 Membership dues and assessments. . . . 3 Interest on savings and temporary cash investments ...... 3 108,173 4 Dividends and interest from securities. . . . 3 1,049,986 5 Net rental income or (loss) from real estate a Debt-financed property...... b Not debt-financed property. . . . . 6 Net rental income or (loss) from personal property ......
7 Other investment income. . . . . 3 180,392 8 Gain or (loss) from sales of assets other than inventory . 3 1,163,783 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory. 11 Otherrevenue a b c d e 12 Subtotal Add columns (b), (d), and (e). F 1 2,502,334 13 Total . Add line 12, columns (b), (d), and (e) ...... 13 2,502,334 (See worksheet in line 13 instructions to verify c alculations ) nshi p of Activities to the Accom p lishment of Exem pt Pur p oses Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to Line No. the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes) (See instructions
Form 990-PF (2013) Form 990-PF (2013) Page 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political Yes No organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of (1) Cash ...... la(1) No (2) Other assets ...... la(2) No b Other transactions (1) Sales of assets to a noncharitable exempt organization ...... lb(1) No (2) Purchases of assets from a noncharitable exempt organization ...... lb(2) No (3) Rental of facilities, equipment, or other assets ...... lb(3) No (4) Reimbursement arrangements ...... lb(4) No (5) Loans or loan guarantees ...... lb(5) No (6) Performance of services or membership or fundraising solicitations ...... lb(6) No c Sharing of facilities, equipment, mailing lists, other assets, or paid employees ...... 1c No d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received
2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501 (c) of the Code ( other than section 501 ( c)(3)) or in section 527?...... f Yes FNo b If "Yes," complete the following schedule (a) Name of organization (b) Type of organization I (c) Description of relationship
Under penalties of perjury, I declare that I have examined this return, the best of my knowledge and belief, it is true, correct, and complete Sign based on all information of which preparer has any knowledge Here ****** 2014-11-12 Signature of officer or trustee Date
Print/Type preparer's name Preparer's Signature LAURENCE KANTOR Paid CPA Prepare r Use Firm's name 11. Kantor Accountancy Corporation Only Firm's address 0- 16530 Ventura Blvd Suite 628 Enci Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual , Foundation Purpose of grant or Amount show any relationship to status of contribution Name and address ( home or business ) any foundation manager recipient or substantial contributor
a Paid during the year
THE Coalition for At Risk Youth CAR N/A FINANCIAL SUPPORT 10,000 8306 WILSHIRE BLVD SUITE 1806 BEVERLY HILLS,CA 90211
MENDEZ NATIONAL INST OF N/A FINANCIAL SUPPORT 5,000 TRANSPLANTA 2200 WEST 3RD STREET SUITE 100 LOS ANGELES,CA 90057
CALIFORNIA HOSPITAL MED CTR N/A FINANCIAL SUPPORT 1,000 FOUNDAT 1401 SOUTH GRAND AVENUE LOS ANGELES,CA 90015
NATIONAL HEALTH FOUNDATION N/A FINANCIAL SUPPORT 2,000 515 SOUTH FIGUEROA STREET 1300 LOS ANGELES,CA 90071
DUKE MEDICAL SCHOOL ANNUAL N/A FINANCIAL SUPPORT 25,000 FUND OFFICE OF UNVRSTY DVLPMNT-BOX 90600 DURHAM,NC 27708
CONGREGATION NERTAMID OF N/A FINANCIAL SUPPORT 5,000 SOUTH BAY 5721 CRESTRIDGE ROAD RANCHO PALOS VERDES,CA 90275
CALIFORNIA SCIENCE CENTER N/A FINANCIAL SUPPORT 20,000 FOUNDATIO 700 EXPOSITION PARK DRIVE LOS ANGELES,CA 90037
THE MISSION CONTINUES 1141 N/A FINANCIAL SUPPORT 10,000 SOUTH 7TH STREET ST LOUIS,MO 63104
CANINE COMPANIONS PO BOX FINANCIAL SUPPORT 5,000 4568 OCEANSIDE,CA 92052
WESTSIDE FOOD BANK 1710 22ND FINANCIAL SUPPORT 10,000 STREET SANTA MONICA,CA 90404
AMERICAN RED CROSS 11355 FINANCIAL SUPPORT 5,000 OHIO AVENUE LOS ANGELES,CA 90025
MARINE APPLIED RESEARCH 1230 FINANCIAL SUPPORT 5,000 BRICKYARD COVE ROAD 101 RICHMOND,CA 94801
CONSERVATION INTERNATIONAL FINANCIAL SUPPORT 53,000 2011 CRYSTAL DRIVE SUITE 500 ARLINGTON,VA 22202
Total ...... lllk^ 3a 156,000 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491316011164
TY 2013 General Explanation Attachment
Name : ROBERT AND LISA MARGOLIS FAMILY FOUNDATION EIN: 20-3951826 Software ID: 13000170 Software Version : 2013v3.1
Identifier Return Reference Explanation
General Explanation STATEMENT REGARDING 2012 GRANTS AND CONTRIBUTIONS DETAILED IN PART XVPLEASE NOTE THAT Supplemental DUE TO THE VERY SHORT PERIOD REPORTED ON THIS TAX RETURN, WE WERE UNABLE TO CALCULATE Information for Form THE EXACT AMOUNT OF THE REQUIRED DISTRIBUTION FOR THE 2012 TAX YEAR, DETERMINED ON THE 990-PF RECENTLY FILED 2011 TAX RETURN, PRIOR TO THE END OF THE SHORTENED REPORTING PERIOD AS SUCH, THE FOUNDATION MADE ONE SUBSEQUENT DISTRIBUTION NECESSARY TO MEET THE REQUIRED TOTAL DISTRIBUTION FOR 2012 SHORTLY BEYOND THE SHORT PERIOD TAX YEAR-END l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491316011164
TY 2013 Other Income Schedule
Name : ROBERT AND LISA MARGOLIS FAMILY FOUNDATION EIN: 20-3951826 Software ID: 13000170 Software Version : 2013v3.1
Description Revenue And Net Investment Adjusted Net Income Expenses Per Books Income
Other Investment Income 180,392 180,391 180,391 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491316011164
TY 2013 Other Professional Fees Schedule
Name : ROBERT AND LISA MARGOLIS FAMILY FOUNDATION EIN: 20-3951826 Software ID: 13000170 Software Version : 2013v3.1
Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes
INVESTMENT FEES 189,621 189,621 189,621 0
LEGAL FEES 2,555 2,555 2,555 0 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491316011164
TY 2013 Taxes Schedule
Name : ROBERT AND LISA MARGOLIS FAMILY FOUNDATION EIN: 20-3951826 Software ID: 13000170 Software Version : 2013v3.1
Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes
FEDERAL EXCISE TAX 167,675 167,675 167,675
FOREIGN TAX 17,475 17,475 14,475 c qqo -pi' P,4- ,4m:L ?` r ss Its 2013 FEDERAL STATEMENTS 7ST PAGE 1
STATEMENT 2 FORM 990-PF, PART IV, LINE 1 CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
MARGOLIS FOUNDATION WASH SALE SUMMARY - GOLDMAN SACHS INVESTMENT ACCTS FOR YEAR ENDED 12/31/13
ACCOUNT ADJUSTMENT {1
GS ACCT 206-4 TAX EI (GCS ,/CREDIT) 1,803 38 GS ACCT 377-1 ADVISORY 1,668.20 CAS ACCT 372-1 ADVISORY 9,863.35 GS ACCT 632 -7 NEUBERGER BERMAN 9,00 GS ACCT 633-5 SHAPIRO DYNAMIC EQ 1,459.70 GS ACCT 261-4 HARVEST MLR 957.39 GS ACCT 430-5 INVESTCO; REIT - GS ACCT 716-7 BROKERAGE OPTIONS GS ACCT 906-1 DENT ACG GS ACCT 908-7 EAGLE DYN EQ GS ACCT 042-4 LONDON CO SMALL CAP GS ACCT 031-6 US EQ YLD - GS ACCT 038-1 WELLS CAPITAL ACG 6,606.86
22,367.88 1
(1) BASIS IS ADJUSTED TO REFLECT WASH SALES FROM THESE TOTALS
F:\CLIENTS\M argohs Family Foundation\2013 ACCTG WORKSHEETS 8/28/2014 2013 021- 4 E ROBE R T AND LI SA MARGOUS REALIZED GAI NS AND LOSSES
°'^.4°.^^«s•"ta' A, fac"I7,rtn ^•r ,a tve.t f.A"9I t.wj."I"„IA%,FA,,-
REALIZED GAIN AND LOSS SUMMARY $ 1,109y4f am GAINS I(LOSSES) LONG TI $M GALNS (LOSSES) ORDINARY GAFNS tLOSSES)
Pr's t. ' d C 146&E „•; Pre' A. N+' 1wrh NCa X14 IaN SP.'1tt 'f_m t yin„ ,, ,,., d•S, ,j N" !(1`"49'4 Nos iicp',T*Aa I taYt 1 wtn n 'I s ;<< , -, 0} W, Nw «II.u^«« v`. Sta,+l T tim - _s.r"ti i' o• ,n, ) MI ^'^=.7tµ etJS C Jtil4 tr'fm Gto {(.355t"°.) {7'C No Mi'.t^^tF^iF1111 ttrtf 4l 'd,"r' i "w's k ,,s rs9 7 (49 NO ?e-,a{atr3 ^ it 4,-s L1111,30t .,r •t T"" P,4,,,. ;,'3=„e sI I N^tttf^tF{:t'±rtiat^m^.c11 t.t:irrx)3r,rt^tIll" t'ri;e= (141 ToW SA Y Galas iLa ak ®S yl T OW (ores 6a s !t azsesk tso) Tacit Ordinary Gains ( Losses) cos SHORT-TERM GAINS (LOSSES) Date Acquired Date Sold Total ae an ToW D ttaa (Product I dentt ier) at Sold Sheet or Cov ered Doa^Ar2+7 Sate Proceeds (Amortization) Cast Basis Fain FLM k Covered Short-Term Gains ( Losses) OS' h1 ti1 [1 NATO N C,fi,4T4NMI^T F l^JD IN TITOTiI NA S#^A?eu ;f'fd+ Qta 06 21 'l x j,P 3^ IIt7 K.876 1 G Gil ?, 11936 3'43 6S 3410-11 00RATEITii 0101HA3t, ENt F ND ti STkTJIT!ONAE SNARES 80 =21 11814'W406 L'i9811t?NWf°I I [I ITS INVESTMENT GRADE 08(0si WNP SEPARATE ACCOUNT 01/04//013 0//03,`201 22,1100 20 717 91 Goo 71690% 1'(`3 071 NSTt1014 TNA3 SHARE3 438143418291 GS INVI'TMT Ni (384C,[ (RC[T!T U-9JNI) SEPARATE ACCOUNT 313 0/ 3N'T',T'WiONr 3r0 3h$29I) '41tiv ------S HARES F d!na is 1% VEST4'ENT 68401' CRID'a f,}ND S61 RATE ACCOUNT vq='Cd.J 10 ' 3 1 7; t3 900 t) 115 G 3iS '3 (»i" s NS T JJI /384. SHARE' C38' {1341929 GSS INVISTMENT (TRADE 0411011 FUND SEPARATE AC00UNI 41,195 INS11 WT-IONA[ 38-ARES 310143li437(# D,sitl owed k Pa's C`i'S;NVE STPvME NT IIADD CREDIT FUND SEPARATE ACCOUNT 01 104,'201 3 '21IC/2013 CIE, 110 9 997 19 0 CIO 1{1.39/ E394 79) NSTFTl111(#41 SHARES d :t. jE T 1 Cµ ,NVT'TI U NT GRADE CR[Dli FUND SEPARATE ACCOtiNT 79 NOTiT TiONAiShARES`a'914829 10tsaP dice's Term Net er hc►rt ^i^ajjO tD$ taSSes 1.80338 Mai Covered Short Term G^i^^ (L ^^s) 70.635.09 0 00 J2 fi^2.02 062.55 "I taro=,^p•,3 ca-t t-d h,h ens. vi- xS-mva "tx^ j,- ^sF f., JFt, .y,;; .{,zret`:'a v'^"•t+* a1--'Tgat !'a n ?3^;c kY'ta 'm:. 4,^„^^z' r;rvY:*^r .. -"el:*. eta#nS- ^A• 1'w ^ 4-1 it rrn ,• i; '11p t,ta, ^{-n ,1c,: 1'>r *7 a+' ^ W."' arf (`i 1- At ;-"glor nz ,i„'Tiu^-t r! ------k 8c4,E 3' E4 35 klPaif'z t7 ilY1 owt-ol,s4 C9}^tl$ ,4f1!'^ St75,'.allW', do ti(Jt III l1It1I $Pf,141 11 H" l or 44!071,1 _(i;( ^s 4111104 4,E,;hlf i k1Q [F•+'"rS•}fi 'v.t1 ,f ,,i1y 1 3,,, 111Flt' 11I kit''I'I 11,1y tw t1 1®9Itt a of oef"f[P£k G9• tt'£ 1F}v,'t 111ldi sit (api 1131, a^+ tl{ to ftr,."x t` SHORT-TERM GAINS (LOSSES) flats A4quirvit Ratr Said Totsl accrab on Tout 0 t$ n tP s ct ideal mr€ of Sold S ar C#r td Q l* Sato PnKee& ° (A } Cam Bassi' GM f L E NonCove red Short-Term Gains { losses} ANHEUSER-BUSCH COMPANMES INC S 52 01/15/2018 M-W4 ti OURf' 01,75%201? 01,10A/.013 .00 Boo 011 ?39,376 00 (R 141 08 :629 584 R; 9.191 OR 1035229002) 0 1` 34 416 1 I NC 5 00 0211 5/M9 Sys MN M W48 Cif}80 !(6206 040%; 131623,+'?1112 !;I T,4 1 2 3 "K 1}1T, 14) 045 06 6; 822 1 ; 214 -14 ------B-AC KRoCtc I NC 5 0% ix" ,=?C ac3 V, W=75 #J4.TMF' (L474 TKAE,) J?(3G r0411 W,104,1 1 3 ;l t4) C : 738 17 i , SLE, it ?13 99' % 14,488 12 C4 NA CORPORATION 2 lb"% 1 ?1 S, 6716 5f; >l[N M W+36 W3P 01/260017 0 'r04 ?U13 a 00, 00 ?1G 368 tau 11+0/ 811 x.556 19 i.H11 91 P€REC TVHO €NGS 16052% 0rt5.'?G:Q M4"74%g%COR '(2' 45614304} f1,f731701? 01!0417F11 1 .z ?1I,01f 00 778 54601 0 151 241 /1 5 =10 1, 661 }4 REI8 11184 4A60 PMDANY222 1,20.i! 16`6 UEN¶035 22 E8`138 01'17.+ C1; 0( ri01 3 23e0c4s 5? N5 00 0 01 248, 725 00 32f'1 01 f /42:358E2, KOHL'S CORPORATION 6 75% 13/151201; SR I [EN ¶ Wt35 808?01/111'2012 01104/2013 200 QUt 00 238122 00 (` ,958 54) 731 11 1 46 5,404 04 (50021 54P9i 04/3 00803 M 2 < 5 90 48 e'U^`?.2.(t I 1 6iAYtl ^Jt'l f^t1_0 1 C''`1, t^'RF3 ZOO WJI 00 11 34 ; (3 12549` ?Ci 686 wt <134813144RT-5 SEC'JRATIES iNVEST#'IM8 72514, NO (ii "K!101.- f204,1 ;'s /00 (.110) 00 ? 9 ;2? fill 14 183 0: /33 804 106 5'91 i I'll WA4O 60(3? 156 (1%9 9. >TAMUCKS CORPORATION 125 i 081,15/2011 M W#25 8QBF' 01,11 9,+10'2 01/04//613 MOROO 00 2411498 00 I1 OT C, 4') 23 ' 283 59 9 i 14 41 {80024 A 6L FO AW,ER'TRAf1E I (2C,NG CORs : 154 121,t01r+2U'4 ¶'4.3 S SCESI' 01+`64', + t 3 20i/L O,3 1 ''° M ?Q'1911 3t 4 3%4 11 8 / 36YAB4 } T14FHOME DEPOT INC44%041(11r2021US))SA lt€NMIW=i`a0(94 01148/2012 (k1/04t013 ??500000 2hl03825 1' 948811 25766469 921366 (4 )JO1OAW21 !)N100'REA`Th+IfROUPIN3C6Viili115''?C',8S4_=ENVW•.t'a1r;E3r' (0'6701, ll';13+4/13 200(46, 1147RC 16 "If- 81 ,55/3''4, Fs,i E ' U S TREASURY NOTE 0 12580011 12'Y/7014 JD ON THE 860 01117;78803 00; 21'7013 1 //01)00 00 1,261 763 32 l[1 85 1 467 392 67 31110`' (R1 /92811 80 1 'dS TREASURYNOTE110/5001kir,12,r`94 2011"_31 ON 181RUN 0111;;2(13 06;71 ,1207 ''1`7016000 1,14 24 001 8,7 1200 111 104 /1 ??7? IFRi _ _ _ 11 5 1 REASURY N01€ 0 3115,00',"t I T3 '2 75 ,1 ON THE RUN 131 ,, 1`.,'21 13 1' 15li0' i 's1r 1X(A) 00 11,64'61, 78 11081 10,00164 3 14 {91,8IRVHO1 ..v'r ,A, rrxe ^ +et ,^,wv',tae ic, IVs,>t r"a+#r' ;;r=x,rrt 3, ;+ ^ar^rx„^ ,^t.+=° era ,, ,k-_ eisx- t-q bxr, ,- ar,-rtrIi If', IrT4 .,+ oK ,tic a' ba= ; a,;,m a t !tv, mI-,tT hi' t, err` Pll^, t,.,,,p,-t m ,J iP i+tI' at -, P' :'r,t yJ. , are tr5a 7.., '+ a3tw ^,1 c f^:K.t 4 mf, ta1,' IA' ,tt;,1°4Et: rl, di y'f, f j3 =xt^.61T' .`!^' . s, - j:.r+ r?s' i`P,nt4t I/ ,,lFt, 4 1 cm, ^?h,"'d ga+rr; ar Im, 1,,!i 8 4 i rnt ,lir'a'#z, s"i in i , frv at, I, ctasi ¶8,' =; ut+av,±i+ t le t' iti y' 1 8 r' .''' Im" 011 ,oc+,} to 9rF'i nsa4 I +1,^.t,i ws e+J >1 tftr 9 Etv I" ap'llica ,11r ,1111.+s'8 w"', 1 823.3'' ' ,t ^,t:k, rules nr %)x rubs J,d v! v F'8 da' V , s,I ,r' , # fso- th-z arUI in 1'x 'I' '' , ,, „c+e , t>tr",= ,n t t vvty a+a•ir, At „ ^L1 1 rw r3r,ary ;rW t i?Ct 2 v , 1`` ,*au` ;lc=) ,,;it.,- 0 '1 t' a,'j wx '! E_' -WN . -. i}jk N asS'i e_F'r iG"^ r' t',. ,>>.n ^rFY fY° u +. T . #d i,4 l,' '+(}rf t'4'.: Date Aegufmd Date Sold Teti aecrctrea Tobil (Isift ) aas at Sold S of red Uv Proc eieft * f tact -cw B Gat" ""i 12717013 O/ 15/101 490.01000>1 412 19/ 26 Ill 42 41362016 11 422901 011.11;20113 1; , C6 ri0l 100 0040' 199 iV9 0,2 242 ' 9 109 7 1 1 61 . 17 41 ll?C1 12tl 801,113 6"ICJ0C 031 6119,6180 /86 3i 629 1 i 5 04 636/6 46.597.67) 6.1 g1'#5 $9.x.52 - ------DatcAcquired Date Sold TAI accred T ota l or Sold Short *r Cmre"01 Q t V Sala Ptosaeda' 1 n Iro cost Gazer Gain Moss 0119 f'2 86,2) 213 15 coo 8 */2 =3504 008 17:83594 12 128 7i C92/M1012 06/213013 325 Goo 00 3i6 ,180 55 01 S02 191 334 804 45 316 10 m 5U7.31S.59 (8.502.19} 509.640.39 12.324.801 „t E'r ,tyatit irr^ a?rts tEtt i+^s `T ^x iarrrs•i tP^" N^`s^+3S^•, ^w FIKY ^r:3 ^t,- r:: #Y't ttt^'w,t tr uat r t`.rtttEV 3 L w ::;, vv , rt,tp t fiR`F" a rn.v ,e+3 ;, aim .tea, •,# ra.t^t ;^^r; it an,1 1 11 , ri3 rr - M^cru°„ ,'. `*. ^ = nt°r F a ` P tEt'• :"r• i r q^^v ] `t; " rya' . s .x- ti`e - iu ' C z*d a , t11 AM w "ww t,^l t n a:r'3^ A - ,are prx^-m m4,, °?sr F-1, Y?, to a. ;.. cli s wor av^.a X 1- P I1taI F i ant! tt ^^s#^; t t^ai^s an ,! l e a f s ddue s r ,nt ^a^f+° zt aa t r t r K t^tr .e'h^th r s4 b si ; 3 ' a 3^ns13hle li^FS: gyr^^t = gin of xq le ", wfl e N I lr2^rei+r M3P Ctt` fis.ti4rnat,d or deft- red by the a ;,;tl^r it st t/l r.3ta-151 .r ; 7tE- Ni t'^ ^.z419 a.1^14"^gEc ' ;r 0911' S .N11 `h., tJ:f"$ i n'd 10 !;4 fit? ta% In o? iri?t ,5Ct1,'.,',t° r5$`-tie 4 4 3"7 331 !,o hlk d -nat r5 J+}' {^:- e I m dry r4 W iN i, n A,t a :. .vs.^ ^r, 9t +.` ; v,, ,+.+ , .3 ! els, ,.'il°e an" tom" 9.x>r2: S,a s tip?'" t;r y,.^tf fz'9; artc, vn'r tin`s t°.Lrr vl.; ° w¢; r;r7.! %tlrc rrU, 1"d ;*, you t'z,rj s,n,w3,9s ',^a,rn;,.Ir:. Taat^, F ,r..^I93 * ,X,f',NN-1,+,FWT-tn,ac2.r,n,,^e's ,.^o'^w m4jric-911 r73I^!^uw rrf,'.?rit I, +ar* REALIZED GAINS AND LOS SES REALIZED GAIN AND LOSS SUMMARY SHORT-TERM GAINS ( LO SSES) LONG-T GAINS ILOSSESS ORDINARY GAINS iLO SES) h2^' C:n^ l^h^'! I rr^*r +.arr: ,, _^3e's , `:•,,' . h i -r . (ISO,±°1'. L+ CL3 Nol Ntr iiwf rci ";tic l Tern Barn, J ii se5l t^ fA] tiles N1 rU 91+J LL,4 q i arnt 4^^sins 3^ `'sII j Piet 10No, tat- e ;'mkt trrM fail,%(, cxvxfl ft it'? Nm, 19.?4i % rr 1 r.• 4 on, •'.: se:- tee' Otisfp tt^'r ','-a'^t Tsr;n .az'. '.- r- i (#) %1'^ %tr'.4""Iy^ .{u_,G>a 4G= Gas,'='r t'":V tt k^ I Nt Kquta;ctt' is xes f.cntc; -1 1 e' if ;: a,4r5 Lc,^"e°{ CI tkJ tvvtHl-,iliwdialat,sCit all zr G t {Lasaaa} Tota l Short-Tari m GainsiLouast 1467.2 Stt Tate! Laaq-Tana Gains Mosses ) 9437134 Total Ordinary Galas QQIf SHORT-TERM GAINS (LOSSES) Osto Acquiraa Oaft Said Total *ccrnnon Tai su SAt4 S -- r rd Sale PwooAt ( rts ! Cant Bali Gore (Lo* 6 roa t_ _ _ 1 J Aratf - - _ of C-1 Covered Short-Term Germ (kassels) GS CO RE FIXED INCOME FUND INST O UTIONAT StfARESJ3S'411W910) 0 I/31i201 2 01;04 204'# 7585 851 t## 000 80199 GS CORE FIXED INCOME FUND INST ITUTIONAs. Sb1A€3ES (18141 WEI0) 11 /2012 E;1 tO42 13 1992 #751 55 000 884 35 12 43/ #1S ' 04 iSED NrCOME FUND !N STIT IT;ONA,, SHARES 1381, YVN8901 K,7$70 1 Cl C4r'1L1 i Ems. 40 ,da l t Q 00 841' b=' iG46 GS CORE i AED INCOME FUND sN TITJT!0NAt SHA RES 0131=11 W8101 01(3111O12 0"104 12(11,1 81 02 89 3 Casa 0 00 943 411 2025 73 _ 81 8/1 711 II 1 GS COPE F XEJ INC OME FUND = NSTITCJTEQNA) SHARES (38941WSlIS 02/29/2012 01:04,101? 71 C' 00 8%177 65 COSF FIXED NF ONIF FUND !NS TiTUI,ON AL 5r-' RFS t 18''' W5's8, 03 ,3020 11 C '>'1,4 (; J 8423 +7 87 C Go 81760 " CAS CORE FIXED NCOME FUND INS T: TtITIONA, HARES ( 38141 W810, 013 28120 1? ' ' 04 1011 85 73 513 87 _1100 9 19 16 (429 US CORE FIXED INCOME FJND INSTO UTIOFIAt SHARES ('*314 1 WTi10( 10/3 '121012 01 04/`1813 87 08 928 23 Goo 93571 ---(C 971 Jv((7 aED NCOMF "F1$+Dil iwTli i{1N dHr" tSti 1'M"4 1 11,1020 ',i #1#J°? '3313 }! t 0098 3s ;fi 4 3r CIS COHE FIXED NCO ME FUND IN 1 I i(TiONA , ,`,1 (44.15 4#iid ith 'O) U tr3i, Lit 0 11134170' 3 9198 380 89 C CO 969 SO i 04 GS GIBE FIX ED INCOME FUND INS111UTIONAL SHARES ( 38141W810( 04/3012011 011041201 3 97 718 13)42:36 U 00 1 021 81 2054 ES CORE, rIXFD NCOME FUND !NSTI TUT3QNAi SHARES E-3814'W810i 12 31x20' 2 01,,04t'if 13 '6 199 1196 C3 i 197 52 (E 121 WISDOM TR EE.1494NHEDGED IOtisTYFUNDI0/ '/W145' 01 ,"(411011 1''6120 ,31 480 00 161.4791' c oo 377,:'120 4,21$ 01 96 W SDOMTREE T RUST CURRENCY HED ED 01 04 I UND E7 F (91117X/0 1 ) 0'?09/281 3 02,/84/20'13 4.280 00 201 , /00 0 000 102 149 W?SI?GM TM,-E, JAPAN HEDSED [001-Y FUND (91)l C"08,,701, Cv. 112+70' 1200 00 56 1 Ilk, 14 000 41 ,307 81) 199594 w8SUCi# TREE JAPAN HEDGED EQUI TY FUND (977'7'2{t'1 0'08,2813 W4-2 2,`7( 13 2 4'. 10 118,1.13 61 t0 00 99 715 0 ?;999 67 r II,' rf'(;c,9' ,4r 4$, 94 ,'t t'.l :s', t"t rll9 it?" 449 t•: '1 ''f 5 4 aI(^ tt+({ t+k mI i ,:as 1"ir' ba'I fh'.; mpg S !n,19' 44 Cia '4 43 ,34 41.'"'1 ''&9'.a, ^'dy 4 4.4' 54:'4 4131,'rS`ta[I !' a('4I, al f'ti54.1 tfi<.th Jfl1 drNJ 9 i `i{'^GG'aI i ,' U+`+' , 42! 1 t+{ t'9 i ''CS=2 t7Y ('t P7i'!ts'n .lad 'TI a4lf 4 4 <-. GYr.R't!.'!' v(1_'tftr4Y?t f,J t'_i*t;Y Y;Yt Z f,is`4] .,e'tl'.zF34 ,3 45 }Gtkt 'k 9'. 4 tt 454, r ." !34' 'tk'dt -.t 9 t4C4 4.i' t ^. r > :e++rs1 G•.'4 P>45' tie:' a4 'ac G ar +4't^ ' tic t , i^ IGr -, ^,r, a,>+ v' arI I'Ah9F 41 01 15, 4 rtY'49 /tin u-'jt [t P''' 10S rell'a tel hwo54. 3''4' [GE` I'ci 8 s Cl Ili jufPrwi b} tt7P c3 4fat:X 1 4 { !) capital ^er3w"i1 and iifl{trdll.' #yi i ¢Gra am k'S'. 4,11545'5+1' ' licit aTh 14.3' ;l{^`.r 1S 4!# !irt 89III 11;.{tll 184411 , I1' 4,' wl 4l! ,fly r{{r' 1 +t^ ::. It't-+ aftViv"'s }.4d $ i 4 r e ,4r.?] all tax fP.1a'f+'+"'xi 417i't=f!`7 tR d+'V 114}4 k'4 4 1 if! =Cji E';1 'O'rC9-5 a%a"h Ljlf, JPs 4t" ixe"f'f 4{' t` t4: a'r33 ''r .. S 14'' rt^xt i Y ' 1t `?-- y i.' ' 4. 1 1 pArP1,11444 , 3 c r=u! a+,{i,1 a tl"r1 G;,,lrsrr,,at,t,.1 4:4,a'd ''I s C,'l 1' - a,r,1°,1x0-`9 .,' s°!'a ""It" a a,_ a^ssrs'cf',ase'<.tifaf re alj !1,41 wt'v srq+,. ° ,^, :,# ! . rrl 'it', Y"`'+ SJ0, s'ti4M, :I ,t n-i=re .' I try rc„ 1l-ii, and '-451 rrhi€t'_,v 1'1, r`l4k' Ili, t'VIF'wl1T I t .r, s+, trt Ili, s1r' a'a7.,>r i 131-11 a Dr''ip a''I'SYns 0 5 5 tt ,I'tstr73nta nil if -ts{*ia{s1 {F,1 I-, '54,4:14,4. , 45 ^,[%f3 Covered Short-Term Gains (losses) ARTISAN EMERGIN G MARKETS MIJTtiA ! FUND (043141-1 837) 0 1111/2013 06/22 1/20 13 6,398 513 1 05,763 1 i 0 00 125,000 00 (19,736 85) ARTISAN( [RGtNOMARkETS, MUTUA! FUN 1 134314206373 C1 (2-;/170113 04 12 1 1211 3 9,426 85 1 `,581713 1300 '/13101 00 9 41.9 3{) ARTISA N EA,"IMu NG MMtUI^,'MU?JA U,N }0 314 .° 1 './6 r2 ':, tiJ211tr 13 19 09858 }34:3 15 C0Ta (100 G 096 751 Oc CREDII _T 1 161{S I JND (. ()%ANI ON SHA RIS (381413 588; 099f?WX I 2 01312 ' !1113 11313/ 1 107 45 0013 1 ,/76 1 (204£) G S CREDIT ST RATEG(FS ( 1 80 COMMON StFARFS (3814611 OR) 06)29(201 2 06/211(2013 116 87 1,240 58 000 1,233 h/ / 01 4S CR1011 STRATEGIE S U/N[3 COMMON SHA91ES 4 ? '46110% , 12,31; /21 7 0)12 112013 11 8 1 7 1 720 16 13 0 1 266 /0 35941 GS CRF01T T SAT'r/ ' ES FUND COMMON SI1A. ES i ; ' 451 '18 0)3' i13 0,'21 ,=2213 11,143 ' 353 C5 Goo 3 372 89 (17 841, GS CRE DIT S1 8411, afFS FINE' COP MON SHARE 3361461-1088 05,/31 ( Gt3 ('6,21121 13 131 38 458 ; (11 00 1,482 32 123 36} ------OS CRED IT STRA TEGIES F UND COM MON SHARES (381461 IN) 04110/!11 :3 (4/21/2013 148131 1,581 37 0 00 1, 61/11 (313 /41 GS CREDIT „, 0 ATEOfUS FIJN(J COMMON SHA%' 1381461108 1 031`"78'!013 061,2112c, 11 161 35 1,71384 G C ' 1 74? 33 129 051 (S CREC I T :r!RA TE G-FE ` ',W I ONWON ' H BEa IaFI1 45, 1108) 2. :8:71:113 11617 11;01,i '65 z1 ' 014 11 000 1 :R?5 (23 14, GS CREDIT 2T84TFGYES FUN! COMMON SHARE S 081461 10A ) 7 ,7 .0 11 01.122110 ? 3 71, t s d /21 12 c oo 21 /234 44 (12 71( 35 CRE DO ;TRA1E1/ tES FOND COMMON SNAR L (38146111083 01/0,/2011 06/21/2013 31,7/ 8 66 395 898 35 0 00 4(0.0(0 00 34 1011 65) OPPFNFIFIMER SE N IOR F 0r'ITING RATE FUND Y MUTUAL'UNG 03,(78"7ti'3 C-6121 "2013 1/ 13 1,23 J9 000 137567 (! ) #6838' K40i _ _ OPPI'}01(1+MFu I,EN 11 ; k('/1/ N RATE FJND Y %OJTJA' FUN! 04 s ,.21 06 ^ 2 317C!3 13144 1 114 i? 1 113 122.22 181! t6838 '€ K4N OPPFNHEIM(R SENIOR 104t;NG RATE FUND Y MUTUAL FUND 05 372013 06/21/2(313 185 4a 1 548 38 018) i 555 Be (142) (68381 U3444) 1 6t O REN 'EI OER `11 N ' 3 ; _2'8111! RATE FUND Y MJTJ, 3 FUND 05,02,%>F0:1 '2 ,71;33 111 8 919 241136 0 0c '01 00 113 441 1 3-341(4 ;; OPrENHPWR S WR I I DATING RATE FUND V MUTUAL FUND 03i 12(2(13 0612117013 29 940 1 2 25€000 00 000 2'8) 000 00 Q G "s (6838 1 K408) MARKET S I (A: t(ND(86164/'01l '90(12 STONE HARRIJ8 j CAL MU) ___- '2 06/21 '2013 961 /483 0 00 F ;; 32 0 7431 STO NE 14RR04 LO : MA/2O T S, Mu'T,JAI f1JND (86759750('( 7ot3?tit' %1,21 ,17(1 13 2-5 06. 1 47 3$ c oo 21997 (3759? STONE HARBOR OCA MARKF TS 1 MLUTUk r,/ND (861 64 )W1) 12, ?3,"2(1 / 06 1211120', 1 HR i 13386 C (4) 1,283 20 11 19 34} V.31 may hd.r NC'r^ ,, rasaNj bt t4 riwk in te , Hkt't U' , ,,wtd { ,at t, yr„tt Kslit, tm^ntrl tr :, "paiw F11 rr' i' t l,f ^tn'Irtt:atcta7 lt ,• fti `•, V •711 d,# awf, 4= S+4 rya', VmV Ow h"#_ P1t'^`rI ::' V ci V P rr tttt,h "n-'ot ' iVY [33131 i,3tV Ill s3'Pi,rti3 (1,r1m, 01 „r Yftlty ' 0 ',t41t° .9'r (I win, }'w rth43 tuz =iii+tE < ti.' T ' .e . ?,°sa' r'ni}' ° ',.i ,'f°^ :tz"- •i'n 1101 3S ^( d ,'Sr. N a s k [t n^ Ar opt %", at-g''d' fi`t 11`61) 49 Ua `tE fl;,,0170 011,1 , ttralt> fain =111,2 €r:=,: van.U, I% nrot arn`iw1 ;t ts1! !rn -00wh co-,T la"ni", to ur,auatlab#e 01f 'U 'p11kV r,t ally Itss 1p111';y'jth='teirt may t,e ri;saIl *,." or tic frur'J try tttf' ,3006, aum1 n! '411a,11 loss hhtr hailm, w",h sate rvln5 tai ,3tftet ¶PUc+al lax 1313 and You'trta IIrm,.lly urly'd to cot 31 I yx/ut own oSts,'4 t SHORT-TERM GAINS (LOSSES) OaU tquuad 0a Sosd Tota l see tt 1 , at So Sho" or Cov erall O rrh?y Safe Ptoc ds t 'zaumwi C Basis' Gain Ilion) 11 121,t2017 ;.'V20 13 17i; 34 1 746 98 000 1 sf321 :1 (1 4529) 8,i24, 20 1, C,o 21/2013 '2^ 44 r 1t 6 90 s ° 5 368?! 0'1C-2!:'0 13 53 ,21r 1 # 77.2i)Z 49 iacU 138 53 - C 1. L`C i3 1,i (30861 415) 121 255x70 t 2 _0612 1/ 2013 22,421 53 27 1, 300 4s! 0 DO 250 000 DQ ( 2869955) 02101/7013 05/21!3)11 295,255'53 298,15241 coo 33 146553 142 113 121 a1/3t;r2Ut3 (.',['%f£ 13 1:4€3, % 435, 694 r" cc, a il(013' 10;94ic6 CQe, 12176r,'01 2 01U,74)"? 200 76,1787 193 111151'=; ,,1,5 11 03101/2013 05305i2913 1,035 00 177 338 94 0 00 161 13 3 98 16 705 01 12,20 '21' 08051/013 1,550 33411693 cot 2/3fcii1;2 °:1,1 06/1 4)00 002113',0 11, 28 4'Si2013 501)11 ; 012 1)210 '16,9721 4) 11€ 01930 02 2121.13 09/14/201 33 8 38,92 €5/4523 4) € 9'41('t4 11 05641) 03/07/7014 08/14,2013 3,113 000 1 55 136.21098 ----- 11)7919 55 (1610860) 02/D 1/7013 08 ' 471013 114,8 15 05 148 0I/0 88 000 1 L'44 4 120'e27 591 2'26,1011 08, 112013 't0 700 Cal 1" ?r1 78 0 E' 3511 ' 13/ 99 /01211) 12 /0'/012 11 3 4°,21151, S 000 00 1 0/ 576 0811 / (/3 1126/ 49327 09,1 1 %+i0 1 3 4,11tC O 1623,353 9 l 1 E20 ^° t €; Q1.; 539 91 09111r'xo1 82 6x./:111 .12535 I'll 000 2 03/00'' 4321B`C- 09/2 1/ 013 1,150off 5469960 000 4z 11.301 1 7.5€660 09/37/2011 7 03 11891218 000 1131EU51' 5,14968 09/ '9/0 13 545 r'4 30.130 00 a 00 743 315 39 6,524 6' 09:`19,12' b, 7Q0 439,36 44 004 ?21{;41; 0115599 i`+W.S flay NMI P-P^n NtrJw,' 117, ou It, 0 r'y'4 ; rt`t^', tot Pry, D C'q'ri,l, fl,s'11 11,41 rl If tlp ,, ;,KS tty ttt F' sp 3IIYFrttatut5^ lh IT frf-'J" n= (35cif Lka ' 3::,rTi'^^ ; II,, rr 4£`.10, 'a'^ a, 't,^} 1°' rr lp1 P 9Tidtk zt 11 41 DUnt tr it't 1'" r df "r 4 .k'Mtf `^a I"FrIl111m ( -II4IIII 'Snr xMx44 4"wlt with 4D,y 'w In ad4nt), IC, I II I' rorI, „r=r,^r=t NSI Ifrkrc !s'°,, I'avP11 ,9 .r°tt44,ar,:=tftrtm 4-x2c )"r•T'It'C acr4r,*ua,t G11r6d ,x:5^ ,^ nrra±t^c t=r„ _1041 • r^ x ^ °: 11, ntw n= •, des ,*'., tr..:, 1- w*I h cre1 Asa , , ;,°>1v1'C114 ; lie 14'vgn,t,rn 04p 1w s', hr:rc"D sr,n t-a''=t-„GCv&I of Ii" e j by t '' _ ADS; 1 1 1 1 1 1 1 ' " 444112 441, 1 , r' Dt 'thwf C,' o X "it, i , , F 3 '4 YOU'v l!'vnryiy u q' I ta, c'D;J[4 ytUt Owl rill=a1,, tax frtd''11(' ,f,h,srTis Mn,lilt ihiS JPlf?: 11 t,r% 14 ,Fa4 ttOTIIQI, ,ftfdtt44,'(J ID 1fl4 W4, et»' n A j: f,3^i,t ", ,1a I I 'pprdin g IN, (t)4 baGI, a'lI JCgl1+5rllwI dat !' C ,' SP! 1111 4 th,J1 4 U ,`h U!"'CI ,ki,w 4 to 35141 1 1 -II WI 14 $t1hCf^^U£'tlt^Y delIvelf ' t1 Mi0 }'DUI (a DEt;tti.ati 1)145' '3fr{tUIul(S, 44,'1' 1}1 (, 67134{1 5'Y 1)111 lwjt[r€ a Ill' d (1214, a'3u 6tr.1, 1,1 sa'hc Dktkr>5 rier'I pt sr,'raat,Dl, , 10 t',=-'Xt LIT N`, d'1) r x'+144 4',r,, cs csf 14115 t+r1'r kftic r, and it 'Jmulr1 rr?7t ^e wk. 1 f dS 4411, 2013 027.27372-1 THE ROBERT AND LISA MARGOUS REALIZED GAINS AND LOSSES (Continued) - ^ ^ ^ ^ ;^u^Yw>rrmf.ziat,nrorrr,,+i+• }^z £' ,n^;t't y,.rr i, -='r 'tP.'r?. +cis t,^, tryzr4 trft^ paufu,^r.=s SHORT-TERM GAINS (LOSSES) r - 4' ,.r 1t ;rrr,, tat' I c es r 9 r, 2013 027.21372.1 THE ROBERT AND LI SA MARGOUS REALIZED GAINS AND LOSS ES (Continued) _^^ _..._ _ --.-. -S.J,^tr'r^y re';rt.YM baa(a, ^.uti:+rr+,•brF,yrtn rtl' l"a!r^rrp, tr gS.+,p^^e,p, SHORT-TERM GAINS (LOSSES) Date Acquuoq Date Sold Total accratron T t or Sold Shoot or Cravared auxotify Sate Prot crells * ( ratton 1 Cost R oars' Gain {Lou) 03 T) r+'r0'J 11,015,=2013 EPIC CO 14111511 ('8 0010 213 968 0€; 34 382 OP 1'271f6rk''€ ' 2 r2, 20, # t; 6^ t i Ctc 7/1 C1 111 351 2r r ,`. f^1. '21'27,12(a 3 7'. 05 42°5 413 C 00 V, 3 49 (18141 12t 18 xCi1:3 1 2/2 712013 725 081 7:38 2 2 coo 2,1655 23 127 01) 0tv02"21113 1 217712013 72,1U01 71 6819%11 0 00 821 ,22111 (136//0341 - 000 '11,029,05 68 1167 .5ti Q3w- LONG-TERM GAINS (LOSSES) Date Acquttod Data Sddd Total mrroban, Total De ron (t i ertefiasf or sold-short or Arad Sate Proc eetis ¢ l itat ) Coss Basra ' darn i Lou) Covered Long-Term Gains (Losses ) GS CR EDIT STRATI €:,IFS f t,1NO COMMON SHA RES (3814611,105) 11,'/012 06."1,r2013 1 2' (4 1 285 45 0,00_ 280 60 4 55 STONE HARBOR, 0041 MARKETS M(ITJAI F€ )ND(86164 /501) 02,241201; 06`21,1201 3 98x5.3 9163x5 1700 08131 (11062) STONE €+A BOR t.OT"A; MAPKETS 1 MI/I All r•UNO (901'+/5019 05`2 5t`20112 12'1rV3 ,34 4, 1 326 16 0 w 1316 53 149 74; SI NE 845009 _OCA; P fi RkETti a LI Al 136/2 90194, 5011 01/04,2 J'`? 6r2',2[ 'i ? ad r ::3 14 92€? 5 U C 4 9 C 13 144' 181 51356 HARBOR It -A MARKET S156111(4?r(jNO#86154401} 44118 OisaI4 fwr.d Lcss STONE HARBOR 4)041 MARKETS I Mi1I IJA. ((ND. ) 8i1641S01) 0.3r'CK-41.'. 08/21120 + 1 7,11E 81 rat 41? 68 0 00 24,9800 {2,5015 2" S TONE HA6'fR 13GAi MARKETS i MUTU4 ' JND 1€ FI6417 1I C+^ 1' : (' 1 06,r/ /213 5,35,1 15 - 132 59 COO 14 939 43 16,706 BAI 51056 tiARB(B 'KOO MARKETS § 11 iT€191 FOND t86, 7',301) 9 ': , 2' 0x2' 12013 7 374 2. 72 43P (4 0 8 74 851 3G :2.561 32€ STOW HARBOR L0 A; MARKETS I MLITUJAE F,iNC (861 134,bOl i 798 85 Orsal lowed I oss VANGUTARD FTSE [MERGINI, 5;T5 FT€ (92204288; P3/001`701 2 07,0212013 1,/00 00 64 10931 0 RE) 7r' fill C0 [1982 63) VANGJArRLI Ef„F 580 E 16IN€i MKTS III 022114?853 E is ttn' i Lei 3 63 511013E 840805 LI lA1 MARKETS I 12L1TUAi 7L(NO W IFA I 11 ' 5 01 04,70I? 08''4('20113 ? 472 G3 14141( 1E' G, LX 16 44' t` (1 19 45 i= t, rr=ri,t€- ar v ta s tray haw CC ' ee[r^.^°,''tt ac1=ta.I :rf rrark't e sour i wttt v ' ,y i i ,a^ N t ! i = r ' 0 1 90 ofo"0 p 6') 3 1 l'rI, ^rr^,tr if"^Fr srx teas' j, tII wa ,9 D,tt+s 0s5-nrW, Ito 9,,.V=7W nl=++,wtrit r~,.^*k*'t xt^.i*+stt+7 srr caa4 tir rvrt+v .ar,t; . .i=t'f+uli' tanrMOr, tu'r<' l 1,n, 01",gi 4 t 0,r t ,v,Il ya rU tiwr, tan 3rivr'a+ I sl•+i"+runi: 1 1 1 frr, K INMI, iv I, to v,)y i,a.p r r, ad, s ,I 15 all ep1ECr n+rma m 1 " 1 III r,;,rrA, II>sr,}t; ,ant ------ ' i,t^}3 <3rt# [,*,:- Ir-,'^3 r+^ trr,.1 `r^S^ :af^,es 3111 re rt a7t^ ,.'1 ',•"'arrrEo-t't: fs=: vv I' UM lMif0 •r' t+`7 ,rr s. rt>; t^•s;Pd }eaxs-, ra s^,sy P;^r.+ S#, c,?'3+.w^,'# w ,,c'`^*exf`-# (f '1€ *r j,i a.i,u, cr1 .- . £3E lo-;, k11/131.7¢+4x S WI9 sair, rt;iI tii , '0€' 'P Y tit (0, 1_0f-s 'I", y^1 X S230Mi Urgp.;t t; =tr'S,tar ¢tliVi r,'vr r,3+rS:9,' law x`1,3:1 v111 ,' ,31 -j ';;'° }ro ill o,)Y ly tx, I r '11" -311 1 §5`S in ins 31.31 rtY'7z ,7^ Aii rnfi}r7)+;t, 1 ri' t Id'RI qhu I ml '1 Cin^ :qri tsI lli 7X",- of 1' til tsf'^_ 11,-}t You 3Z,3IJfr0{# 1'ke 1I't@ afla 1€1' ;'vf', 'uts#3 rL irle iEIY :rf,Ut•a,9 I WO pOUr I.' 1{#11;1+, sactis 11 €yr,fit9, Yr r'i provided k, phI 11,11,'o7 ,i thrrfi #i1rly'vi 1 bo,tirt,3n 9:11 111 sr1r reprug1-11C,3tt 1 i' h" lt,e acctrr,-u I '1 1'rt,p[tftgrst+^I of =riirrrrrc;t'vn,i3'd rt sI I 11111 t,e re6141 4 n ar s,I 9. Tux$u et iv}:`, N ik's7.?73Y^'SFY 2D13 02F 273721 THE ROBERT ANDUSAMARGOl1S REALIZE D G AINS AND LOSS E S (C onti n ued) LONG-TERM GAINS ( LOSSES) ------Date Acquoed pate We Total a i n 4en Tt Oesctt n i Product (de"a) of Scald Shutt at covemd..d "Ut (taboo) Cott is • ` Gait {lox^I Covered bong-Term Gains ( Losses) ST FvC M ^Ar C3ta L P"A CTS a M iiJA rUNfl 03 ' fi 1 0' Rex, 69 D5S,A6wt d I c5 5 S1 ONE HARBOR LOOM MARKS 1S I MUTUAL FUN [) (80>1041501) 01/111201'2 08114/1013 2,18434 22 129 20 Goo 0/964 (2 900 44) STOWS t*i BOR LQ .. MARKETS I MUTUAL FUND 186162, 0L;t f 01/13/2012 W19/20 13 525 28 5 363 05 000 5l 6; (32552) Net Covered Long -Term Disallowed tosses - 9 $ 335 t° Nei Long-Tenn Gains (tosses M,06122 000 313.93713 (15 013.6) t.ti yea, Aeru;n' N' t qal Nan•e 2013 027.27372-1 TH E ROBERT AND LISA MARGOLIS REALIZED GAIN S AND LOSSES (Continued) _ ;.rl, "t^-`t ,Car ',^p•v LONG-TERM GAINS (LOSSES) Dale Acquit" note Sold Total accterion T I floscrtption!Product Identlfi ef) or Sold Sirttt or Coveted Quanrrty Sato Proceeds ° (rxation) Cost B asis' an (loss) No Covered Lon -Term Gaits ( Losses) (i r WRE FIXED INCOME FUND,NSTITilI IONA. SHARES 13814 1W810I 5313117011 0 V;'7073 3/ /i 983 55 1 00 9)"10 17 54 _-_ ^ C,.t"[ FXE D IN(OM1 >`%JND NST,Tol ^(NAt SMAFS ('B'i 1V4 ,r t 5,2 ^? ?( G;,tC '^ +? ` s 3 t iT 8 w' t 71, OF COR E FIX ED NCOME llUND NSTI]OT ONAl SFHAR FU Ij8'31W8'0t 05/3080 11 01/ 2113 93 `54 991 13 C OR 9 33 52 6361 G' CORE FIXED INCOME FUND 1NSTI10110NAI SHARES 1381 4IW810) 0112 9/21!11, 01 04/201 3 93 80 99440 0 00 549 75 50 55 t; GP RE FIXED INCOME FOND NTIF JIIONAt SHARES 138141WR1G! 0313(5/001 01 IV3V 2t01', 44 Ob 1 002 5/ it OR 92 7 /9 IS 28 HS CORE FIXED NCOME FLING 160I1 iI E 2NA, ShAHEu+38 1w' 8'0I III '04 2Q E3 184 '. W8 R_Q 000 41949 t :. 6- ('64 MMMED ENYIM,E FU_t E1St t3 UTi{3NA.G SHARE S 1 38t4'Wf34Ol 0^r3" ' ^0 Gt;( 20 ' 3 96 t! ',01518 a Ut 9' 928 1(5"31 54( 041 FIXE D INCOME FUND INSTITUTIONAL SHARES (/8141W810( 02/28//011 O1/04f2013 9765 104093 0CID 961 is /914 (.i5 SURE FIXED INCOME FUND INSTITU1IONAL SHARE S (381.1W 01 t 1.30/2004 01 /00/7013 98 51, 1,01165 000 940 13 11052 GS WRI F XED INCOME FUND NSTtI )I ('NAl SH ARES 0810-W, 1,0'1 02,E%,2108 fit,/G4120 '? 99 '60 i, 060 61 0 ttt 981, 02 /65 to ORE >r ECJ; NClME 6^ r'RI^ ?(7rlT"EttyA,S¢ 1+tE i3 8'W8i0; 0r?0;': 10 tiri,r 4.0,1 9982 1062('16 Go( 96X14 1,941? [i0 GCR1 FIXED. NCOME 'JND NSF ltIl t N A; Sr/SF/ES (38'4'W8 'C} 04,'3V/.7W J 0 !/04.101 3 100 %r ^.0/ 1 28 005 992 9 /6 43 E,S CORE FIXED INCOM E FUND INS TI TUTIONAL SHARES (38 '41W810) 05/79/2009 0' 04,2013 103 11 1,09912 a 00 889 39 7(19 13 54 CORE ErXED NCOME FUND INS1I TIIi 08N,A! SHARE S {38'4'WE I0} 05 13 1?/s 1J 01 /14,'2013 104 04 1 109 03 coo 1011411 9167 STS ((RE ' XE! NCI ME FUND NST'T1 iTY)NAF SHARE) {38'441W'8'C 04 30 039 Ct!94,'2C3 1 t 'S i 31 Ryl 017 894 93 238: 1 (i{; CORE FIXED 1NSFIR E RUN D IN"T lTJI'1)NA UH F4E f381.11 W8 10 ) 123, (1' SR 011,""`..361 1 196 r"s i 138 40 e E( 9000 8k% 1SCORE FIXED IN(OMEFUNDINST,1UTOFNAi SHAR ES(38'41W81C 09r"30!2404 01/04/2013 10841 16566 008,7 1,011 25 144 4 1 1,) CORE FIXED IN COM E FOND !NSTlTU! IONAI SHARES (38141 W€IC) 06/29/7007 01/O4'2013 10 38 1,11669 0 00 013% 113 !4 G: COR E F,XED INCOME FUND NSTITtlTIt)NA SHARES (38tr21W810( G 1 T0 2001 ^( 1,'tl t^('3 ?11 th 1 13326 000 93525 /54(17 CIS CORE F,xlt NCOME FUND; NS TaII,T ,i)NAT S HARE S 1381 4' WBTI'r 12' 3 1 12010 ('' :r/013 ' 1 2 RE ' 753 8 ; 1 .1`09 35 83 13 GS L-109 1 FIXE D INC OME FUNDN S1JIT10N/t: HJARES (3814'W815( 044,30,`008 044/2013 143:9 1,219 37 coo ''5371 'l) 66 GS GORE FIXED INCOME FUND INS FITIJTIONAI SHARES 138141 W8' 0) 03/'31,2008 01/K'2013 t 16 77 1139 42 000 1 1,6 0;i 17339_8 GS ['ORE FIXED INCOME FUND NSSIITE_ITIONAl. SHARES 138141WEIT 0(3/30/2009 01,/04/?013 , t5 88 1245 9 0100 1 014 05 8414'S3 I/S CORE FfXED tNC O lE [FIND NS I JUI ON AI SNARE' (S8 4 i 1011 ' 0:35;7009 (1 04/2 11 /5 12`,5 °G G t i i 10 07 G`/ CORE F1)QD `NI (ME FUND N7i'illTiONAl S,4agt-5138'41W9'GI 071=.°/'E5t W04,7013 11,1832 1 ,2613 1 0 C3) ' 196 92 - ITV, ix.±rr* t -rr nYrea!.zK: ba et^-:r r*, of EY=}'ie3 ri x,. ;r; ii-4,,t -u 'F,n,+i ,;3;i •t.' '' Or Para,, ty P'TIr-mm ai*ur'1'I1^ru, ( l rr#Seasx v_";# ^+ taxi as=,,mpc 1,i, wyV mo 1'4511'11 111, Mu Lnte tn.3w.!'l t''Qc D-u,` u; ",n_n+'tt to t'ntt} Xr,e!'a' in,^,i f"r, I VP taurar`i}y 'F) s( Al c', ltt w+rti Ywli "'V'' 67e a'Yi)r I I f, „brj'" ,II'" You' Cl PLt t'i'm Sat(P"rej I' may rriv1 bIP'^ 011,Mm by a;,' bt 'k jN'''r min, f{iI tP If, g)1,0;1 3F3r{}nmaM ''31F 'Art 5: n 3h,t" atilt .;rsL::{uo 9 , I1, §=`e' vo u+° s1' x,11 ,ra;t' 38 °e`usr'7t!5 #iF' t"i-I ccst s. 3Psis i'3 "E't. qn P` ,say iv:, to `s>; .tx,J !sg;€+q mar Cff rS scr'Sd' '-I R' +x°!x'^a^t. S!y thy? ,3r>L'rE.3', axf C ;;,1 * lmt q'3V9t„3(.,ttt*, w ^!' S3°i' ;'1 9111/1 5FR'"f idt .a% ruleC 311 i ^'t'a1 $r .`r$`T,rr[,^'!t 0+143'ri f5r%'"' Lt ^"53' "I k' 7:3 s3ni7 o`•`,_I?j §,1'. 'a ai3i:t:r "fay a I' ,F :,k3 181I'tel ra2',. !' i * ift atilt wav ti6'VU .0 rri^n intil n 1eg'i' II'113 CI+p i Ess' hjE x8 a,4U,'s1 m,: ti„79P: of 51',airE?a . it It {nil att'3itu^1 s^ :,r-s his'r nru°t tt,,tt ^,o, I. t#i"livvrr* I a!. rut C. 8 * .,rC trl^:''J(I:oaw t wert+ p ow'IQd tot yo-I an,td=t ." tt,ir,, patty and 1-1 0 1. ImaP. &4(hs mike, no repre ,r=ruat"nra a4 U. Me 3(1at 31 y ark £ n OI(it=Hi=ss rat 5,lcta wtrxmi.itr„n ,.11x1 if ^hr'1141 '.11 lx' toht'"8 i1ix,rr as buctl 1 , X " ^>t Acf,,Iu;d `d:, .tt tia,%v 2013 21-27372-1 THE KDSERTAND LISA MAR GOLIS REALIZED GAINS AND LOSSES (Continued) -- St=t „r^ art; , h•,t,=^ , e,rr c i= t p ,.r to=err 7' ' r t ;d^ r U,r;^^y Urucx lit LONG-TERM GAINS (LOSSES) Div Acq#tmd Daft Said TOW act rris®n T4 ! Des-c"ptWo (pomiucx IdefA*ot! at sold Sbwi of C ffd DRAM " 5 k Pr 9 " (Amotlxrationl Coo 84sis tosses) NonCovered Long - Tern Gains ( t G;; [FRE FIXED NC1 ME FUND €N' TiI (T,UNA, SHARES 138141W81(I [0 3 1/? It 01 11104 1,20 C3 118 08 1 264 00 013 t(A 39 9067 OS COR E I• IXED NCOME FUND INST,TUTIONAI SHARES ( 3814 1 WH 101 03/31!2000 03/0,4/101 3 70 38 1 78375 (i Q(3 99€3 !4 /84 71 GS CORE I IXED NCOME FUND INSIIFOJI ONA_ SHARES 1 3814'W81[J} 090R1200 1 01/04/2013 12C 83 1,288003 G 00 t 192 53 95 50 ITS CORE FIXED NCOME POW N/T TOT ONAT ;O FARF 0 384'WRIO) 06, 3012 0i 01 104 , 0 3 '21 24 23 113 G C ; 1 158 81 133 7' ^1^ SNARL 4 7' i ? OS C £ E£} P^C£ F^ £ FLLND'NJT^TLITIONAJ S 1381 OI C2, 3 i ^ 1 7 t ( 26 11.292 66 _ 000 99310 2% (a5 (aORE FIXE D NOOMC FUND aN$T ; TJTi(INAI SHARES 13814 2810) 08 3?f 8 0s;' 11,20 13 t 721 1 31018 coo 1,12602 '64 1£ S CORF. FIXES? I P COM E f U- N-0 INST OTUTIONAF SHARES (38141 W810^ 1120_0 7 01102G-2013 '1 28 /0 1,37 i 92 G 00 1 27? 18 9914 US ORE FIXED INCOME FUND INSTITU TIONA( SHA RES (38141W8 10) 1)7!31/7 01 /04/201 3 12937 1,37908 000 1,16913 20 995 F," co-RE FIXED ?VNCOM E FUND NSTITUTIONA L SHAR ES ( 38 41WR 'O /30/700/ 01 24/201 3 029 §1 t 38/0 55 0 00 110021 8'J 28 O> COPE FtXE0 NCOME FUND NSTJOTtC CIA SHARES ( 3818140,',( u r'2M8 09%,S4,,20 13 133 16 '. = 25 85 "u Eft 1 ,251 11 142 46 606 CC9£ F IXED NCOME r?(NO INSTITUTIONAL f4AMES E3B'' 8' 1 1 (x} h t' 517005 01 104001 ,11 5 : 8119 000 1, 1 13 03 385 00 F ONAF 436 f ( 1,645t 000 GS ('ORE FIXED iNCOW PSI? NSTITUT: SHARES E38 ' 0175/2008 01-/04/4'C 13 ------154 31 ------1,31336 i) 20 (;S CONE: FIXED I NC OME TONIT INSTITUTIONAL SfFARES (38141 WR1OI ' 1,2811008 01 10120 1 3 1 „5 39 1,6458(7 000 0 ,260 70 373 09 58 (ORE FIXED INCOME FUND NSTITUTIONAL SRA8£S 138141 W81 0 1 01/31/2008 01,+'04/2013 ` 6 41 168/ 29 000 1 418 01 24' 28 SS CORE FXEO ENCI M( >,TIDNSi1TOOTSk}NAF S HA5E5 ( i81 W IGI 7 ',';k 1 U ' 04/'70 1 i 07 1 677 0 01 : 069 73 - FS CORE i €XED 1N€COW ; 1511 N TITOTfO( At S HA RES 138141W8 11 1 0er:"4,'2 06 104,2t, 13 153 64 1 7" 3r r 110 498 49 1557 k: CORE FIXED INCOME, F?JN (3 E 5 Iit TICINAL S AR£S'3064 81 0 0131,` k 6 4 /r,14,,201 3 ' 7 xG 786 23 Q C 1,45 69 (S COR E FIXE D INC OME WND I NST ITUTION AL 5ARES (38147 W$ lit$ 03/0170 7 01 104001 3 1 098 /8 1 1201 At) 000 10 ,883 69 824 ( ' 2 GS COR E FIXED INCO ME F 0130 INS T1101 IONAL SHARES (38141W810) 03,1111 /10 10 01/04//2013 2.599 06 27 7075 9' coo 25000 00 TU, 99 GS CORE FIXED INCOME F UND NS1 iTIIT I0137 HARES (3B1A'+.hr7!G I 0127120107 0 1 ,1041201 3 1659 53 Et 588 £1 f; SIC 75 000 Go 10 GS /,OR E FIXED INCOME F' NP NST€T'tiTr72 4 `HARES9 (aR'' 41A181C) A ; d f t0k 01 I'^V20 1 3 1 9133 85,251, 50 C C : 45.0£0 1 /5Y GS CORE FIXED INCOME F1(1G} 13S T ,TUTII N& SHARES ( 38143WH %G) 063{{'5?/0€3 OV04,'2071 8 79750 93 776 E4 1 Cr ITV,100 09 'A1817(664 O; S CORE F IXED ENCOMF FUND NNSTITUTiON AL 57 0631 5138 ' 41W8'0} (1 1 !;,110(7 (0104, 7013 ;11,'53'0 1 0(3 338 64 c oo `® ® i 1. 7F 8 (38 64 RABi73ANK NEDERLAND UTRE CHT I INKED 1 0 IOFIX 0% COUPON 003 (0/11/2011 04,'29/21133 '5a 00 230,114 1 98 E3 00 142 327 50 87,81448 04/:79/2013 STRUCTURED NOTE F?1 685C1 61) tx !^r.6Sdi f'g3 ^'cYrf v'^'f.'i X4,3 ti " t Xt 'UiS ` . Tai'^.Pt f°=JS,: M1tl S ,ffF.ia•[,,H t '.^i 4°i.F2 U', ."sC ^kiSt! _tt t}`S'PvA:U ' (:t [''L=^M1tT° F' r^i.ii Hf U , CrETaAi^ ';` 2}tiZ' d}E' ` t k1 :f ia_ ` ,fs ' C-£" •i', f, li (.xS f;.nliry5'"i {i; ax t,Nrs 4"4#U ( ' i'> t °. R'i ?'^ t[&, 113 ' lt)"t{5h ,f} ¢#'a$ }. 3;f,`YT'.tu` rem AT G3m-OY Y",I'J ,utit;EC#"S ._ ltw"=+t,, Wr `,k8 ntt" * ,tii *Ic'T ; P. " I=an` :^`Y . ^i'4Ss Y"'.zY h.34 ? 1111F ^^ 1}tiS 't I L,A( : M `r '1re t:, m,#3 Sbqw-4,r ------[At- '' i t `t', BeiluwU alol CPc(4°sAlex1 :]71nsi ;}l,^ 195% viikj?^ do not im W0 IC, ul,t#E:- Ill 1wbich c "m L35I is uU/nf)llablu 11i ^w ofit 1t,Uii tat any 'to°,5 fells" 10 /7£'0,.121 iim {#i' 4u s7kttwu{F or It'wtwd by 1 he ^7pb11C4'i/1 III ;dpi1ai OS Simifiat,oI VI&JI Salo tali' ,, Dour., 5fs^<4 !ax ruiex arro'1 YOU Funk 5U U/iy ia4;cr; to 111 U,ii Wmf own ,ztsitr tr•'ax an:( ,tt,r=r ,y twsni;,A ,1 TI' art; all ;ax rel'Iled iJd'nNu'I a' any way hut All ,''ctrttra4,tw wjaulir u tt?e c at 5. 1.1a)d d54ws,tvnn late, nt tt+w' yo, :r; gjso_"d kr rare iml f{t,r' my r'= s'uhs, ^u r,tty 44?iap n I edit ye,ra f„r:rirlmv- ',3• r:, of t)u,iilki were .pa tr 1 by you 3¢uf't t Tp ,r^ pa.:v an I t;v4;fTT &v, h5 n aea r=•, r ^H r^^s ta^s^,s ts, !tkr ^ rjz, ; a ,n ,jai ,3t r 0 ;sx art r n ' to^d ^t not !v , '°e t "t'u,a ss ^,x E x 's.' jr .'-, wgi, Nk •q'il 3^lru 2013 027 .77372-1 THE ROBERT AND USA MARGOUS REALIZED GAINS AND LOSSES (Continued) LONG-TERM GAINS (LOSSES) Dots Arquift4 Date So#A TaW acc'etu s TOW A r^tro^ tPrcrd 1 r^rY or Sold Sh an or cevvre4 Salo P rds' P AUJ Goss Basin' -Gam Rmj NonCovered Long -Term Gains ( losses) OS 081D1T STRATEGIES FUND (;O MMON SHARES [3814611081 12/15,2010 06,/21/2013 7543 80 1109 000 79732 37/ 02 CRE0 I ST IC%1ES '-U74[+ COMMON ISHARES C38 460081 - 56 30 010 r=1,'( I 3 116 11 301113 U 00 1 309 1 6 11 2 4 ' (3;, 0 ? S1F#d TEE €S ^dNO COM MON SNARES 1138' i 'W 1121 1121201' /2108 082 33 coo 2'Qv3 21443 GS 0RE011T STA.AT[GiES P Nt COMP[ SHARES 28'411.'06 06/30/2( 1 G$j2 ^ 700 1/ 2. 1 3007 000 2.'320 _( 2 0'11 GS CREPT STRATEGIES 1006) COMMON SHARES (38146(1 081 031311701 1 06/21x'2(13 2{1209 215154 000 7,16)75 { 1621) G$ CREDIT S1RATCGIE/ FUND COMMON SHARES i38I4S °OSl 1 2,,'31'701 0 06121 ,7013 20910 2.22062 €50.0 22'6 44 :1 t 7 C O 55f 0-J-1 EaaiE fi' usb COMMON SHARES 1'30646L '08! 3 ?J"2 10 0(21.2'>.s 21 ' 9b 2 15C 9 1 000 3(', 18 150 Alt Gr CREDIT 'UfVkTEGIES FUND COMMON SHARES {36'46t 10011 `30//511 06q 11'5 i"a 212 91 /8 (105 2 191 55 1515 ------GS CREDIT 31841EGIES WNP COMMON SHARES 1381461. 108) 09/30/2011 8621/2011 71100 2,41076 000 2 322213 X8 03 (IS C9 (11 ST TEGIES PJND COMMON SHARES {38'45:108, 12114/2 0'' /211701 3 30183 3 25850 0 0( , ;3517 12213 GS 108 0 ;15184TE(705 FONV COMMON SPARES t38'61' 52115'25 3 NV21 120 t.33 4 833 4,33650 (03 435635 /04 2 - 03 0900 1 `TRATI 0 03'UsF COMMON SHARES (38,4& 1081 0411 612,15 06,121'2'3 99060 '0 4 1309b 000 106500 (1801/) GS CREDO STRATEG IE S FUND COM MON SHAH[ S i3814SF 08 J 08!06/70111 06/21/20 13 i 84444 20114999 000 21,00000 (340011 FMS 0980 ,1 c:TRATEO1F5 F UND CO MMON SHARES (38146L 11 8' (1"51;701 0 06j30 /2013 4,830 42 52(000 000 02 000 00 0€ NAA'k(E` 95 41/21' 1LL,2,r,(11 0fr2i,r_''3 r'8 30 1/929 G t'• 286 0 6 18 STONE/-rAR116LOCAL IMUTUAL HIND/{ 06 2 1 S TONE HARBOR CJCA, M%/2 'MUILIA FIJND 1E? 1£ lea 111 1/29,?2011 061-21 1 20 '3 10 553 07 (00 5654+, i ° 119, ; TONE HARBOR LOCAL M490156 I MUTUAI FUND 1861164/911)' 1 11114/2011 06/21 (20 13 4 //1 44 46,60056 Goo 49.004 56 13.303 62M VANGUARD FTSE EMERGING M KTS ETF /'?28$285, 11'4 120'1 07'02320'3 (00W 22.63860 003`' /48760 112031 401 VAY ]AR[J'106 ENAILWINGMI Ef^'56203/358 ` ;'7111,''03/ (,002/10, i 1, 300100 49;8364 0o 6511s56 =95 6323 ,'€ 1 F„0 OANG'A2 rFVV161 VKTSETA19 220128W 03?22:,/0°1 G1,13?,+20+4 411110 t? 3.290 07 EF [ 2 02 , 9.11} Nai NanCot+ar^d Lung Term Gains glossas} - 9.721 . 000 876.0.92 108.790.70 rrn m'n hJVe k, •`*a p pct r!k17, ^t fiv,A 111 ,.'up^a ntY7 '. Fcv §gir,,l ,C ','I'r;I`,i 'ad 't i1.f e &'4 C'} pl[" Jm ar qF ml r thi< trk'1414°0 ,, I C.3 .r of ^l[-^; e'S=rris5^ tfs4 trtb11 ^° S+:' r'IV, 14 to tT-C5Wa5 r d`Eo° ,,,ri rt i^wr iF r qt^,-rdtt dP4't%, t ,,, jr, c," . :'rrrr ^r^. c r^=I;itl' '4 %h"'j"t c .P.,t r oat! '-'ro ; r.1s Irv-, N?!"fl' t..r,rt ca 4'• axw r`:ttc-4tFr 4 `a.= '14 13,!. 2{''."%3 001'.+ o-nm '14 ht 4' 'k^r 4 '14.1' t^t ------, ^ ,43,x,- - a ^ ^ }'A0 `.%Fi;: `r!a Realr,tl a,3r, ant ahted gain. and cuss valsi _, at, nc;i 3nr luaf^ sou ^i^f s Cr^r 4% sc#f rrrsi Ljs" iS rrrirvarl4 Ins rc ^; 14' ''1 r^1 any 5 , re^ii i f frr^r=err, rr+aY 43sa4i w^}i ct r t=.fr^^rc d try trtir^'4/ fl ^ti^ n f r aprtdl w's €1rmtrtairan; w'Str rut's r•r r,its4r spmkal tax Woks, artii y mi aas° srrr^nr^Iy urqe810 erinsu/t yorir rrwr 'tri'm v !.Ix or,,I ri11 ; v;SG41'tWill thr% .mraii 'Ill tax 14 a!nt1 n,tinr ntfdreese(f +n3ny way hP,eo° All " Errtr'Mdt"A r,^ arr`rn,1 t'- 'rm" E745'' di=d at 4./ t1^Ft1 rii =nttt° T W M.: q'r ;.q:;^s=st : r;+'st ikrss;^ afol! '3<34 wrt.°. yti,a ^ =fax f'°trti-,r^.^s aa"n yrw r.,,h; nw't f=^id' a.ktrk7l,rF>^ s".k== 9{nu,i11 by .,tu ' d 4wrr tai 01'51 )r.''°sn ,;a='1' m11.?-' ric, red., -FCtrtatr .r' 35 te, tht° XCJ',l' Irf, )' ' sr # ,i11;rm l! w. 1%.7 '', . ;x, 1 ., bs a.4 ea; s;'o as : vh Tedl 0 -361 i, T W, t 2013 • 7 N€ RQB€RT 0 US^1 MaARGOUS REALIZED GAINS AND LOS SES REALIZED GAIN AND LOSS SUMMARY SNORT - TERM GAINS ( LDSSESI LO NG-TERM GAINS {LOSSES! OR DINARY GAINS (LOSSES) - - _ _ 1^,f, ,, st1^f;. ,,^ .: Pd@9 C1•, 'rl a-0 it^zr^B,,. ,i.^^.,,,,, ^zait N'1 i;^kw=•ts+ r.,, ^S'.^ .. _. - u i hiri t(`s=:• J(,#t Nvi NctnL-sd Stoll Ica, Uam ICazea a A Nv N t,a r l _wv 1e, r" I'=t4 . ;lo,,^ ,I N±'1 ?4193 %ml Rr^{ttaY,71 I' " t-w t"", f is•I,. 11 c•fl?' Nr'=1+e1.,,aT' fjtteeLt+ ih 7x=r3,41x1,,t(;try tics'I ^.; [r,ir1 -' tru:L €1arkEnr[-a+-si ',-,j A ' Total Shea-Term Gains !Losses) 3.5.335!6 Total Long - Term Gains (Leases) O UO Tota l Ortknwt Gairos Moses) 600 SHORT-TERM GAINS (LOSSES) ---- pateAcillatiod D Said T accretion Tout OtIcrtps,o++ ( nI#(acft as said Short or-cowered Gosmity Sala s a 1 tenon} C t Rasta' Gals (Lou) Covered Short-Tern G ains (Losses) CONSTF° LATiON 9RANOS INC (MN GLASS A (2103661081 tii;f10011'1 X31116[2017 36 00 1 305 17 0 00 1 249 Riff 6/ 9/ CADENCE CAE '(iN F'rSTFA'S r8: LMN Mlj,01 10' C 1,''O'?i13 i ' 73,'?1)U 150 01. 84 2' 2 coo 833 4G' 8 87 Cc '7 6' [ 00 WiUERGYS i3,{ 64'8AT,ON WN 1'2 ' 248b 1G', 0521' 3 all =r2113 13' 1-14 0 ,' / CONVEFIGYS CORPORATION MIN 0i24851O1(DisiliowEd Los,; 4 /1 C0 66L0011 186' CNIN(718710103 ) d^ t^Ur ^ 13 01/73/70(3 2360 641 43 0 00 61,1010 1133 CONVHGY '(6406ATIO14 i PMMN i/7 74,Qblk,! E~'i 0'i ` t 5`%7( 05 a1i 01 6i4 31, 000 5105-4 73; I; 3 /EROY. t 164' /k1t NI'MIN1712485106: 0r>d I vvei1i s 423 NA'I STAM INT; COW (NE.M ( MN (639341118) oli'10,051 5 U/241013 ,i CG 211 11 c oo 15F 48 Q VERINT SYS I ENIS INC (.MN t'37343X100t 01 /10,'013 02/13150013 i 71 24 37 1100 0 01. ?4 36 UL T4A TECH INC (;MN { 643(14 i % 111 t' f 1, J' ' 07/08,r?J 3 3 d`? 01 2 037 58 C. cc ' 644 If; 207 62 43'-3FM 3Nf'CItNf676226101 07101M 021X;/ 7105 .6x130 1),i`2 81 GGO S '41 1 05 4' SC IENTIFIC GAW SORPORAIION [MN CLASS A 08WI [N) 01,10r60',3 0,,31uS12 1 31 06 6'%606 0 00 ?37 05 0 / 391 SO1E NTIFIC GAME S CORPORATION GMN CLASS A (80E74P'001 01 /10/7019 03/70//20 13 168 00 1,424 13 4] 00 1 514 GO (8981) V['_T1 ,i,?4'Il) 0'{55 13 ° i 3,,,'X 13 181, 13: 42C (18 0 00 E 1 9 1599' V10 ^. [ (E rt [F5 ' .7, Gtr'? 3,,,07 ? 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'13,1f,',,d ' maf ,r, •u$°GSt s^3ivs?r, a,^ ;s• Lr•t, d l'iC, 11 SHORT-TERM GAINS (LOSSES) Onto Acquired Data Sold Total accretion Total 0 cnpfon (Product tdoatdrer) or Sold Short or Covsrc+d [tu rty Sale Proc orda (Amort troa! Cost Sam$ Gana (Lose) Covered Short- Term Gain { Losses) 0 A.tvEHYC1[NN#"{kN(C34rAl°JNt.MN((5.361t1C"0' Cllttttit,l3 C-4,751261 3 Al[ 16911 55 586 P14 23 95 CYTEL INI .:NC COMMON /4(11K '132820100) 0 1 •'?x11013 03175-Q1111 3 1 i 0[1 1 27,180 0 Ofl 1 260 04 14 /5 SEALED AIR CORPORATION [MN 381211 K 100} 01/10,20111 13/25,'2013 1310u 194039 0 00 1,413€30 456 59 SCIENIP G AMES CORPORATION GNINC ASSA1 HI-I11U9 1 0'/ '0/20113 01261211 13 76{26 68401 001 /2826 {4q 1F}} !SHARES HJSSC i 1 1!00 ET I46428T0550 003/01 /2013 04 05, 201 3 IOU 00 155,1 22 31 00 05 'S,' 547 33 (2 424 961 6 3R3 29 SUN'. 9 ,t. 'LAMES CCRPO} AT ON CMMN CLAC^n {'K" IP'ru'a'' 0'11 'P,701 3 r,15,'01'20' 1 31; 5,1 ?6( 3^ 90 122 9; RYF3EP1 3STtMINC CMN41 81549 !0: 1117G1`711" (15, ,7,{K13 18()17 4 848 59 000 41511 94 696 5`W LEN0E0 PHOCFSSING SERVICES IN ChMN IS25a?F 1[}7} 01/l OT/O1'1 661111 21773 212 00 6 5 53 5 00 11919 88 1.90 5 55 ACX,OM CURD IMN (00151175 109) 011101201 3 06/21 /29'1 3 31or) 1,60534 0 00 ' 345 12 25922 _ ------ENDFRt I; SS1Pd S6 Vr E It3 PL P!'5250 E' ? t 01 !T•7'013 C6/2 1 13 X2 6{} 391 { G 23' 98 lENDER '54 If I. NO SIRWES• ,N [MN 155 5s/4 I II,,'; 01'18'21111.? 0-6121/2013 5 10C, 1 810 02 0 00 Si 513.E I C'M N G4133308 01/28/701' 0€124,`210';1 18 cc 11,34145 0 00 044 48 KEYNOTE SY'SIFMS NC 'Q[ ? 8497 KFYNCI (E SYSTEMS INC (MN 114 9 13081 00} 01/1 017013 06,'24,,'2013 121 00 2,510 95 0 00 1, 849 12 W. LENDER FR00I SOI Nh SEPV°C ES IN[M N {525021 ICI"j 01128120 13 06;•26, 2013 130 00 4,11164 coo 2 59"2 be 1 218 14 KEYNOTE 5Y51(MS1NCCPv1N{ ':8'001 0+,/05i2013 562/201 3 /5 GC, ' 2 07 coo z C'4513 45/51 - - l i5i.53F-,}Y."a It tkI7tiY^C Y EY{=t9.}:rk;^:^t`C r 0 128J20 1 ,. s t%EtiiW 5 YJ 2 2,2 511 0 VU 1 t66 40 5 it EN/YI R PHUSESSiNO SEA t ES, IN LMN 15260?E IL 01 128"2 0 14, 070'112[13 65 51 2 198 la coo 1 5113 52 685 21 LENDER/ PROUSS1N G SEA/ICES, IN (,M N l52S07F l t121 Cl1//812'13 07,"1711011' 6900 2,230 58 0 00 1,535,18 694 80 ENDER FHOCk55 ING 53051CE5 IN 00N 352502E 1/31 04/05,11013 0//111/20 , 3 28 50 4 13 190 coo 2 125 58 1,012 32 ------ACKPP I: 8' {;M ! 11005 It } 00 11{1.1201 °3 2' 22, 2/ = 1 t ("C 280 21 C 010 2067-1 C Cc, 4(33 (3M C' H (,NMN {01)51 /44 '09 1110,i2013 C7,•'22.17 y'3 ;t"" C J 2,17128 2,0+09 56 /6 32 SCi[NT((t(,SAME'C OR D'RAT,(INC,MNC56/!A[7U5s'4'I5 G`,r";(1, 31 1x7125:`211 11; 6 ail 1513 35 00 1 11155 40^' {31 SCIENT3f (C C;AMFS CORPORATION [MN CLASS A {5[hl4r 08) 01"2 8/2013 ul t761A-113 2510 54 3,391 98 000 238122 100476 SCINTIF IC SA ME' C09PORAT10N WN CLASS A (80814PI '9' 011781701 j 07 126/2013 868 01 4,662 0' 000 1195 20 1,46'68' 088CE TAx3NI, MN{8/62, '/11 )' '51"201 08,052/"] 120CC .,76) 9' 0 4'8413 84 .iS "1' '- ,? .Y,r^r ^5..^'-,''' : e t'.^n' .•! ry,,;.t Ur, r^rt a^3': , .rr C^:^' ' ,^ t;-^. wst*-_ 1111 Fx "r, ar-c- • o-ti.m i^ - r r,^ a,= .-•a^;s Y «,a PAGE 3A of d(1 £1f,J1 I ,od ,r,/ uf'wa I, ri`d gd, ltt 41`1 (n11 114 '1. 1131 MA ,n£ 1 to &tR td•tu" 'II, tt?fi-C/' C6ld i 1 1, T 9 194fr1 IA1I, it6• tr'' :447 t, II Q£ aTj $ta•,: rr•ti, - tzt." tic, rem 1'54 be YI aIInm of 117' '6' i^,£ (,} 1rr!'a! 1W (,I ' m rat -5p Lai >_q?p , SS •tv,=,a!rl, wa-h ' ti! 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(?f,CEMA)( N WIN (b'6 =101 a s 3)l, C$'C5,12C1 3 4°401 5654 /9 0 10 5,462 4 X239 ------RR0CA0E CGtIvINMUN€CATILN S ,)TGRtS CMN It 7',F7' 3t €1 C 1i,w3C=3 31001110 3 1 t C < Sl1 N1- C 10 2 023 iC 5,5 93 VI) TERRA SEM,C0N DUCTOR CORP CMN 1628108 19) 05'/51'21 1113 (11115 7 13 88 90 2 01;16' Goo 1 218 21 a9` 40 VO TE RRA S EMICONDUCTOR CORD MIN 1328/081 W 05 200/013 QR12Q,/21)1 1 900 105 41 C oc 124 5R 80 82 VOL TERRA SEMICON DUCTOR C`3 CNIN (62 8T131 Q/3 46112bl,'2013 08/20/ 2013 31 DC 2,0 Ira w coo 1 259 5? 8117 38 VOJE RRA 3EM iCUNDUCTOR CORP C MN c3?R7 1 CF/22,A013 08,128, 2C 3 6b CC 1 4P4'4 (1 1) i 484 sr IQ 1C1 Vii1ERRA:EM00NDJ LT MCORDCtN1928'08' R; 07^2441'C1i C8 82C'3 mm 2 CC1 ',8f7 7 R GuW "25326 6#943 Vol_TERRA SEMiCONDU(CTOR CORE C M N (9297081(4=} 06 ,5/) 3)12 08/28 7013 113 00 z!)80 15 0 00 1 554 07 1 016 13 ACXIDM CORP CM N {00512516 9} 01/78,17013 09110/2013 1 13 00 3,181 31 0Of) 2, 312 11 869 26 GGONV%9,3YS L'G3k*YORAT3UN CNIN;2124 ill 0' x% %i'G. 4 CR' Rt?Gt3 -1 DC 731x9 G Or, 633 16 l 3 ------3(NvER G Y3 CURFG)RA [ ON CM' ^Ztga ' '68 01'4,V0 13 09 ''0 /0 3 30 73 03: F,: C cc 51 5 43 37 4-3 CPNWROYS CCRPt1RAT ^ON [MN %71/43`s' i, E , t;'!! 1)'7013 09/10/2013 43 03 731 7 C (D 73,149 54 3 CONVERGYS CORP90ATION [MN 121241351901 (1"10001 3 09/16/7013 190 00 3 501, G4 0 00 3 233 44 266 60 CUNVERGYS CORPORATION CMN 1211485 1001 01178%211:4 0'9112, 201 3 '5 100 7848132 COD 2,67528 173 64 [ R^C7tvt Ct>^s^ 9yt^a }( 51751091 GP ?211M 05,26 11 01,32 / 0 193 72 Col 175 CC 71641 ACt3OM7ORP1,-8"N` G't','i'2t'N, €$ C eFI13 0970,J't 'O13 11a3 2``; J;1 CC^C ?,}75/5 9015:' ACkCM9 CORP t; MN #CJDS'lS'OS 01,3'29,,20113 1/25/2P,13 1 3 0 VA 3,65' 3) L J 2 5-13 RR 1 2011 13 AC%'CM CORP CN N (DO S' 25109 1 08/22 /1 1 '3 10/03/70 F 3 110 00 3 728131 006 2, 750 00 418 31 (ELEDYNE TEOHNOLOGIES INC C M N }8/93601 O5 01,,`10t1113 10/1812 0 1 1 30 03 2 6 "s91,1 coo 2-043 30 516 711 ------0FI EMAX;NCCAON?0/522+00' 0 1170 2''3 102 1 ;001 2986'0 A4" 14 Poe 3 70212 1?3 4' ?: s0C S INC L' MN i2/1005 09,10 ?013 '10,12W013 339 00 21344 53 0 00 ),904 1 1 $'3,02 1 LAMBR EX CORI I 5A, TION CMN 1 13201 1 10 1 1 10/31/201 3 69 80 1.'47 13 C OR 118 41 368 72 CIS CORPORATION LMN 11265011 05} 01/10 12013 10/3117 013 1 26 00 ?.365 85 0 RD 1.357 65 1,008 20 (A tA9RFX CORP1; RATE0 N CHI N 1'320111011 01 ,18'2013 11 j04/21M 3 15 00 7 1. it) a 90 17,3 62 9908 (AMBREX (ORt'0RA' UN C31N 0 1201 11 01 1 0'111 1 zG' 4 11,'4'5'01 3 1 0 ufi Q39 PLI 000 ? 359 tR 740 ai xt*ri';.: a['C-art= i#^3'-'V t"'I C,, 1. ^'^.I . ...N' d s' t1n-O-vqd' F°$ UN o"11" -)"WI ".'fl: 14.41 a" 1, rw5 $'-`, 1EMt 1 , u lu". 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I-z -LZO tt& S3SSO7 UNV SNIV9 a3Znv3 uc rpkc,; rs4!+,V"Njf3 s> x31 taa'rezaf Ao ,wi! Nu tagai Pdanw 2013 0V 3-S THE ROBERT AND LISA MARCOUS REALIZED GAINS AND LOSSES X * t^.r 4,.t t- `iutPC' 3.' r#r ;., ,= r',r,;•, i'}'A+ P,.^ ±Tx ,!f`:A"•> 4.^w^t zt•.. REALIZED GAIN AND LOSS SUMMAR S RT-T GA114S ILOSSESI - LONG -TERM GAWS ( LOSSfSI ORDINARY GAINS ILO SESl i,eT C.vwe t:^t^.» r- i..,x•t _,.'^sr. .; 7fi,' as hpt ;ve'a'l rut; i an-. C^-+^r ,Ud `t ,! c n w", ti13 x^3ti: 1[G+, i r 7C^ NdF 'fct, hr f t','4T tSr{^ k„N7t5{^ ^S;F',^ fE iT NIP Po,tp1 I' i taS t e*r^g E ctt', f rirr., [3 'a „Y^7 Nvt tMF N"p R.p,il3ti, S, "I 3e^','^^+,, ci •^.^t^; :+ ill 3,41 ti7 3 Nca^ tent T•3b'' _.P 1' tr G its ^r a,'"4 N' 81zct:le+cu'r"3,^rr}t2 ^ ,Q,:^',.:,.r I. eYt'rS{,'{i"'^J^`0`+tt^ t 1'NP,^U'V ti•trf^i ^ Siv,",t V I t,Wabkat-•7 } J1, e-- r I, *#,, S1 t t I^ ,,W' I., :^2T ^^'v'1111 iet f .' ,r•" L+b ''4 , i, 1 i t •n I' l.C'; ti-.."'l1', it TotsI Short-Term Gears (Losses ) 1321 2.44 Total Long -Uem Gains { mesa s) 211.2@264 Total Ordinary Gain (Lossas1 U06 SHORT-TERM GAINS (LOSSES) Date A fired G WA T otal oict1*604 'total Dosctl ron (product 1Sen ifrert or Sold SAan Of C €red Gu knt t^ Sala eeds' ( iXaaiaFnb G t S ' Gain {Lan) Covered Short -Term G ains (losses)_- JOHNSON & .J )HNSON C NIN 18/P' 0104) 0111 O 013 02) 19)2013 5n Go 3 836 1 a 8 80 359900 23;1 9 VE8srOM SYsTEf 'a NC, JYN?44'342Y7091 17 It:C'? 112,21120 113 ?1 GO 41634 1 (F.t 1 64 6E. t Cl x' VE hFhN£ SY STEMS NC? fN€r'w 4 3° o9' ryt115 r,1 01 3 07tF1 ,/,{013 2 086 46.647 0UP '?75 88 t8't 41 019;'701:# 813 Sit GG 98397 0 EAU 1 ,141 43 (83, 5f ! VE RIFONE S YS TEMS INC W N t9?342f ; 01/21%1 50 (3 9883- NE SYSTEMS INC M 197i:1Y1 81 t75t717 02121,$2013 i rit3 63 0 00 80056 1896 631 V9 R0N SYSTEMS INC (MN t'/ 34)4 'i,Si [3t^dl,rlwewj Les s 4483 2 `v`Fi+F NI5V"IE 4S NCfJ Ni5l34'YY;0I 3 82 z+1 1 fl, `1. 9-66 S 98 a ^1 11HIFFNWrY`TFF4SIty4 (&&1NJIN31Z't1f9l i,';'1 2811:1 Mt7' 701.3 (if! t 35589 GM i.3&121 61 011'381 VER',[ONE SYSTEMS INC CMN !92147Y1091 tlsaIfiawe Loss 1,01138 BAXTER ^N ' M rJAT;f IA1 + NC: i MN (7191318=V 11, 10,671;? 037512' 13 11 03 f,; 6.99;' 98 000 6.859 Da iI13EW'aTIS N( h3Pd{'k'f^;t3 1L 0+6`1 .'tGt3 03,20',76 93 'A11y"?!^3 4E/t 16 C00 4400008 2 7 7 16 TIDEWAIFR di,(MN{RRP4:3 II( 0'0 1013 04,,03,1 013 5 tt 2985385 Goo 4300688 168 85 TIDEWATER INC GMIN 188 64,131021 01/1012013 04j1 1/70 13 50 00 2150294 000 2,10000 30204 C1EN ERA Mf I CFM COMPANY I MN (37845V55 ) [J' 19 813 04 306251 t 1 (C0 3 07 51 0 000 7633 5 iG/8i 1DEW.ATR NC MMNtW98 111 6'f:?5,<`Is' 8522 8'' 51 98 ry^ 7 8 342 001 2 ,387 79C 54 k tNG£P PROII S3NO SF 17 '.(S, N DONW60/lE111,71 (3/(7,713 05r23//0 ':3 100 00 3•:°j t 14 000 2 473 54 803 (Q =n e r, tr Inidpde N I sucl t =r U; , n,t t,•tn r ly and, I Iail"fit -,iv r, 'v' 3`j"••r't',f t', hy aLt rr,.lt, r1 t,* kP` 4,`uyf]t 1141 of J^lg't1 x,11 rtt1n aiP f 041' at ,3'p pars I',j t'+{ I1,Cf• tt+m I, -,I^',II it I t C3 634 ' r4'F ^.f tl-i. `Cr+',i"rt t're2t 1'" w'4 ; Il.+ p51J' ha" IKt -Li I pp ,,;,n,,,7^r•>•„'•„f-,^;rrux^.k !f'(..J++rcv. jq A'I q,r,y,r ATz tat ,X#xe^c, t7 ctetr^rI firs t,i„ ca; vk T„ ',6'I' ?rttr- - ^'*r. `. '-try. Ji .u, t •',ar 4^r°n,r_+`d„rt.t n,',;P a°r^;+'^rr^ 71+,14 0f"7 EB,et1 J ,J u,kfi-. ^tF,' ga+ 1, 11 1 10%S 4,33,t,' (1,11141 ttII11411, 51,4 IIt£'i tt3t #rll,r'9, co-; ba I'. t11141111?af7le 1111 rp1,143iri+t, Pl o', :,t1 I p' it `8 11, ^, t,1'III tit, 3V3d11tw-l or Jete tell t)y tiki* ipplic-tlu1 of ;;tpit,91 Irn+tasntrr^ vr5 rt ;cif t ate; + t r r,ttwr sWe dl t t tulag a+tt1 you a€t° ;'r; n Iy 4t111'k=r tt4ul? yatR awtE c1,1 J'^ t,rx and ett"I ,r';vlswu Jt out thle att3 ill 1 11 rt!4at4U ndtfi :; a ^es5erf a, ,any way here,, Ail , r1''4'Ae3y•,1^ • ^,T+i#u ,Ill 4t^+,t 0,351', I ' c- 94-_ Hir'rii ,lilts 'lt .E°C':r "F 13*' p"+v ctt.;^;+'p-I t'^^=':, II' 5ni "1,10 Y h'p :UC%_t'R`j -n, `p Cri+vtrr11 ,ri?G }'fltl' ^,,D(tI#t JS^ S,Y Zia1)U.t'1 -S Vr,`11 p'.; r^ ' 1 4°n,. u'^r'.t',TI &'ttsI t j' +"» fr•B '., '^k-." A,lr" ^.^II ai.' 1l nai t:r St.F• 3f °, 2 ,1"641 ,';)ttr (P'>v'hE,, ,'+ .n r;j-; a', .?4,ri A (If, a 2013 071.30.5 THE ROBERT A ND USA MARGOLIS REALIZED GAINS AND LOSSES (Continued) St SHORT-TERM GAINS (LOSSES) Ds" wrd DM d you l t99n xh ! fl cnpat IINoA z t - sold S ar # O ity Sate Proc oe& ' { rtir-mo 1 G 9asis' 6 81 0 ( Loll) Covered Short-Term Gains Bosses} ------LENDER PROCESS NO SERVICES IN t,MN 15/60/116/F OW. /0013 05128, 7013 100 Oh 3 352 08 0 OC 2 413 54 878 5r C XTFR I NTERN AT?ONAF I NC CP,MN CD 1813109 01174(7613 05365t711? 1 0010 9 6 '928 25 10 6 /1)0179 168 05 ENDE RP8061S S!NtiSF8>0ICES, IN CMNCD60?tt021 23=6//031'3 0(1 05 ' 3 '0000 3103 (?5 OBE' ?4 7 3 5. t NDEH 15iO( E SNI, SERVICES (ta CMN t`,> G0LE G21 1.2/C-800 3 06 t15 2513 190 , 3 32E3 C5 (7 1 11b9 011 - - 110f1,ATT6 INC `,MN (8864231C7; G1 jt C 1 s 26 12 `/1' 3 ___10 98 2,9{ 4 i1 0 r ski 411 118 / TXC} EWATE0IN C had(8884<31 ) 02f0117013 06/11 2_!_1'0 `3 ^E?Estr f3 441 0l d:0 248' „f 320 81 ------^ ------.. _ _ - _ WPX ENERG3 , INC L MN 1517723103 ! 011'OflUU1I 06018/2913 1100 00 2k34 11 6 00 1 4507 01 514 11 SHARES CORE SU'O(3 Eli CMN (49418/?0011 121260017 06125,'2013 390 00 4/ 934 97 010 4/ 110 88 5 64(39 ;SHARES COPE S& ` Y Fir CAIN (46478 Dr C 1 17'25,'201 '4' C6,l76J7CX' I 800 010 ' 28 '75 76 L' 00 f 4 0'35 8 1 46-1308 fitf RES CORE A ET, WIN ?,i'4/7 179 `? 26,10 1, 2 3 T' ?£;13 i 690 0c 76LL Sa l 1 Q cI 718 I'll, 31 321 318 !SHARE S i F- S& et aE ,WN) 464 8,2001 , 11178,1111 ? £}7r03 c11± 903 CMG 63 1)tjto 'a4 9556 ' 8,72610 8 tS hARES CORE 935" FT; WN )454 , P 111)01 1 2070,'20 12 01/22,1 2T13 00 00 136 240 SE 00 ' 14 955 68 22,1 8A I 6 HARES CORE S&P 507 [IF CMN 14fW81/0111 1717617012 07T7412913 50000 84 573 52 Ci 00 /1 28180 13.288 !1 £ XDEWATER INC GUN (88047310021 U/051701 3 08/011,70 13 000 00 5,019 00 €1010 4 1157 73 1,166 f7 6091 (IT C :s$ 3 ETf ^Pt"ft3 { 04; 91.09] w26, 701 9615 /1'',P log C0 511 131 1 , t3C'= 4? 1 5080 8,366 23 , HNS N & J04N5 N 0136' 112 L (,a `51' (15 13 'E: ' 1 : 50 0 ,' 685 C. fs" i t 9115 Cc C90 t8 E5 NTFMNATltONAII IbO (IO N (?,, 1 1 ' 131 61 '24/70 13 Lb,'15' 20 -' 102 (0 1' ,208 11 0105 5 /{ .1 141!}1 9 6AX`TE9,NTER NAIII.:NA1 INCCMN1011 Ei1313' J' ),4 11 W19//911 Too Of" 7619 516C'Q 551, JI BAXTER NTE RNAFi0101 INC [MN (0/18131)13 ?1:1/'1512013 08/151'X13 150 00 10189296 1100 16,4 1935 41361 9AXTEr3 XNTERNAii(1NAJ INS EMN (01?H131091 08,1250013 08,6,2013 5060 3 60316 U (JO 3 493 12 _190 SAATER NTERNATX0105 INC CMN ICF' 813'09,, 0 710 08,'26122 l 3 150 06 19,,8117 0 011 19 41,3 9' 3464[, SAXTER NTERNA100NAL N' C M N'IC11WI1110,91 0711 1 /111 3 69 '7 112 '13 ?t; fiC 5:330 t 3 8 4'' i Z2 -11'1 `313,575 (NTE°I NA1 (NA, N+C DA N t671HI310% 07'L15, '4 13 68, 1120 1 00 66 1 05 1 75 E CC 9 9/53.1 82 4' ------9AXTERI151E615 0£ISNAIIIN C CMNI 5 /1 813'36 0701151;0 13 08122,20 13 1605 1059975 G, Go 10.4630 1 136 '14 BAXTER INT£IINA1IONAL INC CMN (2/ 11rt3109) 01/18f20'13 08028./2013 100 00 U6520 U Go / 30/ 01 17 # 1 81) 'I'v,,, tr IV h wA , ?*n rir ^taa°<4f IN 4rt mat r,, 'Apl ix5l JId 3 x31 t,t ¢t^tehei y: 1' J°'.o4 I'I, d4 - I fr I !Yi tY,yp ilnr ,^tnnrt4,11 si T#t `, ,n, "a. ,Its =., II ^3' t; AS"dr'is; >'It' I-" tt n,ltma r 'l"t 4,'1 "w P'^iF=u P;J1 ler c,'o;!y Y' q^,,,Ad wit }'_r 'W, ''sir '•L°_fu;t?25'1.°,+°-,+3',o 5^*t; ;'r 3I Gt'4F,:e ^rw^, a^u=+ t.. .-I''t ¢s^apr^r.t" 4441hz 1a nd L"wila -Cil ssn*. e,a, a,S, r °srt'3f'0.*a•z w,Tt4'. f.^,[ wt, 0, C,o"I;`3Yt4l3h 4,_- Piitt rex^jj`^,^. ht;,i -i` anI'ka } 9 n^Erat z-.av 1,_, a " Wrra'^ E If .E< r,,t! ap ftIe r,' raX aiaX 4,11. Etifilllktt3f'S wash S^vr t SHORT-TERM GAINS (LOSSES) Data Acquired Q S1014 T wat s tun Tata{ Desa tpUop I uu1 k4rnt ie l orSoldSh art of red Q Hy Sale Proc 4 t n t tran1 C Q ^srs' Gain (1,u33) Uvervd Short -Te rm Gains ( Losses) ti4.tT£ri INTERNAT IONAL I ts iM1'J ?ul' 9:31091 U IF' ) i 3 D8,`29r'2'!+1 3 50 OI 1 L 52 4 ' G 00 10 9&-) 52 36 S3I SCIFN{;E APP1,1041 tJN1, 1091 t COHP L MiN C8086151(J7 r 03+ 14,70 13 09/30(2`1 13 oil 26 3O coo 000 2630 [[1009 [410091010 CM N (575/11102) 03/148 013 10/0312013 090 2311 coo 000 2311 EXE IS !NC (MN {3C15f1"ftS, 01 ,10;7013 10r'22,101 100 or, t 60 1, 85 J[0 i1b aFC NOj WPX ENEntaY f' 8 ('MN 9h'' ?F1 (3' Ga',t3.'/01 3 10, 32,`%31? 11:,' 0(1 2 264 £ c oo 1 46U 5+0 8u4 616 MRr3 11 C0I- ATi` 7 4.M" '6490103` 01 G'r2C" 3 10"'74, ?a3 300 003 8 .11 " 46 ",01 54 9 76 2,6'2 70 T. 00 00 WFX ENERGY, INC [ N (042t1919Jt 01/1101')M3 IG,/24,7013 500 11,131:5 1SJ0 00 3 93/ 25 861 84881 TT CORPORAT ION CM N 0846N 1041 01 110/2013 10,17811013 100 00 2,188 99 0 00 1.932 92 9S603 BI L L BARRI 17 CORP0RA1 ION CMN 106849N104f 0 ',110/2013 10/29,F20 13 10000 2,884 5{) 0 00 1 832 97 1051 58 91E194901/3 ( 09 R41 001 t: /N (0684601' 04 01,48x'20' 10,'47912013 20000'{.} 5 '04 99 001) 3 8886 79"3 ___ - - B10. 64 0FT7 ,O90On4TlON {11'13 311 1(4 1 1,W:1113 C/3',70_1 3 00 cc 2,73/ 90 r' 00 11.601 87 19 99 BILL 94861 Cl 9P09t1T 0 C;MN t06845N'04) U612/ 4 13 10131,x1' 100 cc 2 791 ; 0 00 2 9 50 1'8 36 BILL 84913E 11 CORPORATION WN (068488 104) DL/25/7011 11 ,0112G i 3 200 00 6 1122 99 9 00 4 161 CC1) 1.955 99 91(1 9488111 CORPORATION W.N 1068460104) 06' ,'1C 1' 111041/) 10 300 00 9 085 76 coo 9 250 50 2 839 79 91 9A981 11109004;TRN{('.MMN10%84501101 4 ('9tt ,V13 I1,34 120 1 1 300;01; 91)99 0CIO 6119050 2 939 WtXENERGY INC CMh',Ii`&',_,'0 2 1={+1;4,14;', 3 11''04'E1;;s 70C t µ1,b8: cDO :9,[/ 531 boi 9,1.m 84901 111 1100P09 11C)t4 CMN N'04 ; 06f'?$1'701 11 439LU13 299 00 599 S3 0 00 + 151(0; 1,82353 8,1, 8489111 £ORPORATIOf01CMN106845N164, 00/377013 11 106`2013 20001 5858 69 (00 4,16700 1011 69 ------Wl'X ENERGY INC CMN 198/1?P,193! 011111 /013 11/ 1;?G '3 100 on 215-11.01 COO ; 460901 694 0/ 000 149037 97377 WPX1 01904 INC CMNE9'K1 91033 _ 131 /24,W13 " /1)1) 21x,13 109 119 2 154 0/ [ XE, NI CMNt3'bsAlf,1s`r r'1"'r','u'3 11x3;,7913 700 Go i'63)41 1' QC 195816 3,641123 81 849011T [C9 541,(N (MN 40684601' t,;; (43'25/7/011 1 1 438174' 3 400 (1 113157 1; 111 8 134 0 3 018 44 9111 848(81 TI CORPORATION GM N (0684601104) 06/75/2013 11111x1[1 3 300 00 8,638 94 0 100 0)50 50 398 44 BILL 134881 1T''CORPO84T11 N I MN 1068NICt} 05' 0,''2013 11113!2613 750 00 71 91 40 9 00 5,?08 15 1,947 65 311 9486111 (101800 R41 NIMN906846N101' 0612b/2 013 11/14x',/013 K") ou 35/F 58 [0D 9,,5051 :°326 08 r^=dk^,^. zrn;., r rvr ?'} i rNy t,.t+ t•• p_va 'r': e.i." [^t t" II tiltt' ti.r IF I w, 1 n wvo.V : z a"a'5, .^t ,;.- -Pu^. 3 k°r , -^::e'-,x ,1,x1 ti a, me na2., , ;lag 1'v',, r' ro, m: _ r-,,,z" I,- ve „ r,.r° a , ; F^ at:t 3 ^#' .SI`: m ru :3, ,W4", e i V,,v- v ?,v, *;,, 3#' -v,,^r.t w,C* t„ cw' tax X'% ",., f „ 'v'rr,m, . ,r 'KE ka,,;c ` $,: ':?F? m ,tj ttx-' 0 rt.41 h ts' V- x^ O brllr,',S,0 I V V71"# s^'41tT^'"n. Rc,i3t;t 1,rd;otsr iai'; and lo! 5 v"fluil, !r, not 1;' lurk' Saa'ut1tr} 1, for ohtcb,,b,i bw,+: ,u ,:rr day€.411' thy.',s 'p ,Oar/ of any lu4s rot ls'CI har'iri n,ay hr r!t`Ftif4i wvd .nr doIutrpi try the rrphltcat:r}a Cat ea lol l-K 131 1v'ata'l,. WI 4I i' Fule! Gt ntrr£3 S(0 `11 Us ri"W" ap(, yt7,,,I I "F`C134 wift'tf' a for ml, Y1tJr ;0r '3x a5'lI e'h'r 8""o-C*ts 'Alt3' '1 a,i,l ad ,at H'134t^i i 12th, addles;c ; e, ,ltaY v*j'y hiarrtr All ,i al ,r l;l 7^a <<,m [c {ar -r.u a Cos! °:.TS,•, ds,eI ;h u ° t,0:, ;Jab s ' r a rp,•° ;t,3! }7.z ac q,; ;`aI 1);3 #f,:aa gtr^.,^s+ .TUrl I '^ . »v're, m, y C)at° 3-3a:`t9 '^h9 &i, 't, .,7 I L Gtr C,'; w -, CI:1)W1*3 `V r»,r4a; a ?Aa,a t 'iva,^C^,,.>3' xt, l' ;.,'a1°'rx'ri3YFt'na>" 1Pt, F°a°^,ta;r<'0'Tarcta>s,x" nse'r€^tran x,i,tai,,.^=ra', '.lie,#r,,.rr,a,^ah , at ? e lf Aci ,,,iii Nia i'-qa; N' fix( 2013 G27-3fi633.5 THE RO BERT ANO U SA MA$GQUS REALIZED GAIN S AND LOSSES (Conti nued) 7r ofs ot'va Curs U.. }^ff' lwm N 'c,' f SHORT-TERM GAINS (LOSSES) D ate Acquired Date said T 1accrerfon l Dmtrpt lFr ! t eotrt t# or Soft 8bert of Covered Cuarrtrty Sate pfac ee" V n9tea1 C easrs Covered Short-Term Gees ( Losses) F31F_ 0613,1611 CORPPORAI IXTN CIMN (06846N 104) 06 25 1(13 1 5/70 13 200; Col F R$fs 98 C 00 A 1 6,1 P i.52T RT3 0G I'M[ RARRFTT CORPO BA I N tCMN (JBP46N' 0) 06 //21)13 11/3912(11 'SC 00 L.055 31 C00e0 :,}.'339'3A125 2;) 30 1311~! BARRETT CORPORATION CsMN )06846N1 041 11'1W7O '1 11 /19 2f i3 150 0' 4 055 32 fi 3T538 ?E:! 1 ARRETT C01/IO AI IN (MN IM616N' 3', 7r`3G 1(l t 111 ,'`201,'20°3 2550 , 0 /3 712 0 CC rn 5 ?33'Z3 11F 3 CNC CMN 3 167"3 `,},;,P 3 tf^t .'20'S '2420' ' 10t1Ftf, -,2"" 4 0Go 1'4366€8 `41 Rte MAWCINCKR f1 TPJf3f!C(_tM'IF 0 IMNf r186' f1 1Qi?-11013 Ii ; ,'t 13 tCI£G 529006 61 0C 416 135 1,1 16 71 SC ENCF APPiIfCATION4 NIL CORP CMN (80862510/- 03/151"t 013 12146'`2013 7 00 234 45 0 00 194 48 39 91 SC FNCF APPLICATIONS NIL 6046 Ch1N {61)8625101) 03/20/2 013 12103/'70 13 14 00 469 90 000 MJ 42 X 48 '-C'EN,F APP1CATIOPN,, NTt CORP CMNj 808625107 1 03f?117'13 12'091,10"3 '4 CC 4,68 9G 000 393 88 SC ;E fN146131€CAT IN, Ni _ COR'l LION M862810h 1,16 R111r7W3 12'R51/C' S '4 0 46890 0 (.. 462 39 668 3'" IFN F A}'8 !CA 10N` ,NT' C06;P CMN 19086,5' 21 fl 53r #£R :'013 1 2 09, 2013 21 0' 703 35 iT G a9042 0/33 Ft.,FN[,F APP! ?C U CIN. 'tNI Q)RP CNIN 68tr8625 'Oi, 03 2i,1 3 12138 .' i 29 CC 97. 2R 0 00 19; 36 £7993 ------SCIENCE APPHCATI013 €NI CORP MIN (408025107( 1)3r' 4081 3 12/09,7013 43 1,440 21 0 000 1,158 1 1 SCIENCE APPLICATI ONS NTG CORP CMN 141862YOII 01 , 5!2013 '2,09/2013 RR Oil 942 53 000 1,6 58 ^0 6 i '-1 E NCEA'P!t'ATill1S:f4!,COFIPWh'IN¢8 086751 ('; 06 +/Cl 122r''8 '2Cs3 200 CC Rf 84, LIC 5 '01) 180 1 3 S f,IFNCL At'P_i4'AI It : N ~> N i C0gP C MN { 625'CF{ i7 a11 3 12,ls , i 0001; 6 100 ? e 20 6,,81, ' € 32 coo 1134x1 SCIENCE APPL "4' ONS JNTE (( OP CMN'8066?s}l;lif 06,7 '21161,7f; " 44 03 000 = ,61)2 3' 'CF NLEA,''-CAT ION; 1NT _CORRtPC ''N (RO'-6151 YY Y, 0646{21" (2116'20113 5600 1 /90 95 11 195/8 FXEI_IS INC CMN 13016/20 1581 0 1/1 0/2013 12/17/2011 40000 7,39451 000 4,547 `/ R4(3 9" MAf11NCKrOC1TP33CIt,1,/211 0 C0CMN(0 '/956101) 111,2/2013 12/1/2813 100 00 506840 000 4,26335 80505 '-OS ^' 3 468 5 058 X 000 43 3169 130 11 MAC 1'11818CI T iP^ 168 C I i II 155'6 1 1 ,/13 '' 13. '2/11`126 = 8S1 0 31 46 61101 APP[ 'CATION `NT; CO RP CMN '80852514 > 611021-MI 3 ' 2:' 1'14; 7,3 CIIO 32 11 00 116 5 tEF#CF AFTUCA1f015 NT, CO RP (MN ,60861510tI 06 tOt2G13 _12/170013 %G0- 31,85 C8 C 00 I3k i E;-". '63 84 3( 1 111 1 APPLICA ',0N5 V i CORP C MN 180862,1(11; I:'G11'2613 0/t71!2013 100 00 3 211 lb (1`00 3,0141 83 175 43 MAl C E11 106081 7001Cfy LIM ITED CO C MN (0'/8561071 16,,74/2013 12,-18/20013 100 00 S 090 26 0 0^3 4,39' 13 /04 13 vt .r: Chr. ?•n, h,k= x13:1 f+ ft, at kr • iPti'X,r tN ,±l3^ + t', zf". 11„11 R nr j,3_`^+' i f't'f'+f R'} t',roa`- .t#'1',i I I (p'10 All }-d C ('ray F4: _.x. ,..' ,' f "t . °E'sF t q i-,_.,t k- 11,1^11'11'.4"tf;t 1 ^..: t`4-_'t 3-2 !} ,'1'1'0,1%e f (xI 3;' IF Ve 'X.', lit '7iCf !' Vi"C ^r +t f>• CAS ,' 4''('"^'h?f Ps F-" N fly kn r ttif I.' £a.ah1 fx'tr' fr rvt, Ut &'M-f% :ts'= X. s Y[ f Ta ` tali', r°i g.. ,! rP?S `3:f c _ h s,.,'te't' :r< AI' `, y d' '"S' 9" X$ut ' p, t -tp d•y,'1Q-pI t°+ai3I A ' of 4< l1` del ef by thr, //;3(_0[kaf:f}?; fit lipli31 t1r^ 3^.1, / .1Ki113^rE'+i :', . .i^€` 1`#i S?, t•, 5 'a V,3'r If?'t, I'D -wt frW I lt1f, `,tax' s I'il rd' I, 544k' d-d^`st ^,.,3Yf'. ', i3,'kia dal,}t}I^ The ffl1* }f','E,C+rb {it ,3('p It15^; Ir t•f4.''p 1 I:C'I +,r ffi,7S U' rt 8 I 'm All it),t 3 11, 172;,3tth feta i'; lalt iUI"'t of ,ftftflr 17u4 , t I I It tuI*'', )IIJ yt+X7 if I, '1/1704'4 11(41 `I 'tt i''IPtalit Y' f)ui 1,wrt (nit511jfa lix anif 17it}pr'1 th 1-' 7 lot 4 ' and ill 134 f P74tod 111,114', 4"),11171111,Jty way h,'t it' r lilt ar,ftltrt§c^tr , rt°adr) 1 1h@ 03t' 144 'xf 1 4 '/1 "x(910 + 1 „131 •'s Lh+ 4t°t ua:'n ih„^; F')ti f}f.s*y;Jlit 1 ffh>11w' Oft_ 3rr115,'11 wt i Su i`rt '1#,,tr'ti'r f'!rvcred wrf yr,,rf wldmar w'' nkn'i`t %&i 4/,44(71 by yUU do (', a { r'v ,3fafi 1nK1^'.t" $a; hS mltt+ x, r.,> y,trY ;rnta'd^=t . a= ;t rra^ ,^ tt;t^b p -arxf rC13 1 1Ga" Of vt 't ."Iefm3' '' III ! 's`'autI 1 tf"+' be tr'roN 1 ttGfr n '> 4U^t, 1>is Y,:aa A.cc in' Ni, 1, ,1 N m LL 2013 027-36633-5 THE ROBE RT A ND USA MARGOLIS REALIZED GAINS AND LOSSES (Continued) ^.'! ' t:"" frFr ;'O' ;" f»f 'F +'tir+^" Wittytt.#'3 SHORT-TERM GAINS (LOSSES) Mille Acqutred Dam Sold Tool of sold sl"w 01 c ed Sate Proceeds " :ot ) Call Bass Gain RAW 01/ 111/2013 12' 1912013 8 0c 25143 0110 24956 28/ 0-lrr15// 3 '2J1800'3 2901) 911 45 0 00 89764 2391 01102/20 13 17/78/7011,3 6300 1,98004 000 915 /5 5429 1 945 {89521 3/00 1de99 U-1)(1- 1)1 /M,2013 1 2/11912013 113 1(0 33060 000 394 33 163 68 5/00 '.76301 000 i ;91/' 5 1) 38 11 'Co. . I-t 12" 3 o'3 6}G f 9495,' 1t 1)i 195142 {11 85} G '40/733 '2 20: 2x 3 800 0 / 510 1? x31)1 494 /52 2 ,9/080 i 00 00 5 224 11 000 44-4926 114 X91, r '.' 3f7 7 2 tcC'3 s"3 572.1 71 (3101 __,38 1 13 08,3 04 0$00013 12.'23.'70' 3 'J 70172 t^10 76 1 45 (M74) 0'112b/2013 121232013 /8IX 2487 91 G0S 2 51915 ( 025) 0010120 13 3212=12013 300 00 5$ 636 3 1 1100 34,41064 2 ,2/561 0,11/0/ Q01 3 11/741'2013 499100 153819 100 1,69597 (15/ 18) 09, 1\Fi2L { 121 4 207 0G 00 , /00 14 000 t 2312 ill 38) t 1 /1(ri i 3 12 761201 13 /5000 3 O ut 9;00 X 273 75 1 G:1Ck` i'3 1:2/1'/17 x01110 ' .A9` 99 1) t0 ' 1;95 ZC 196 19 02,7-,/013 t?tllZtEw ' 010130 ' 99 0; E 051 -to 838 511 16l75t'/07 ' / ^'7 i cc ' 991:1 OQt 1 343 53 545 468 z/ 0 273 '/,3' 21"' '176 Cc 5.24 513 tt'w0 4 ,449 26 7b 42 1.45970 1273,738.14 11.00 1 . 91 5.40 192,2$244 "@ is i i e1,1' 6v-r. F n3` ch/ jI I' lo +Y r ak'a t,.. 1^ .1 + J-v °t t'aF IF i;'SF'i'-'ve,+ s ;SE `>''W t`t t° i^ 3yJ¢trixl' , ;S rif capita, ,11+.,11 ,Of" a'"i '4'W .3 fe •,jk" „ Ji :^£x r::..'^ 'ir+:; °t,t3 ?' SS[C'r3,tp U-.1, i'a- t +A"- "':A'l''DA°+, +,3P af, ,Ar=s,t,'it%Ar''I a'+'I a tax'Plo`" 'I m F'°r• +fi'3i t^t'tf rE A`, ^.f ;-^,aa',itn sN ;^3 ri+^i^ 1'r; cu^1 ?a E,t 'J :o,'i#u,Sti,^.r. ,its _.Ft +ratr<"° tr_a' vie d,-!a,+•&'^' e. "y% w2 0 ;'1d' FL I ,.;C ;t=.jtz• 11, ,3+:',ya,a~;' M'(" v&4'( 9^J=^rr,3r , ;, fl' -Atr, W171 3 WVr' ;p+t,:61='r1 0, tr7U 3'1 r,l €: F ' rtn 114", , ;a r ^e_^','•^di+^+,. "1' + t k + ^ c^^ I r, t [ t +°t t^Cr=5 c r;4 +i, re art'rs 884118 a ^ t t^+,t.t .' ! r ' ttt' fvo', ; :94 as' t I,^1 va,,^° 1i_t=iurs P!r ^g^C E, tl"ts^ 21013 027 -3WD 5 THE ROBERT AND LISA MARGOLIS REALIZED GAIN S AN D LOS SES (Continued) LONGTERM GAINS__(LOSSES)_ _ Dom. AcgU"#d Date $ 014 TaiAt ac^tetssn Total aescetp 'P uct Idamefterl or Sold Short at Cavere4 01MAntri WK Ptaretds CA rtrt aisnat Cast Bas al Gai n ow Covered Lang-Tenn Gains (Lasses ) - 31A :^SC ,ti^f S i'i1 ^ 1 C P4°PJ("iE t'tl(' 131 1)' 1 2W/ OfW51'2i111i 121A,,PC 1r1` 1 t r, f)- L1 00 '16-I!ji5 i t= 3' 2 1'i I1 oHARE ^sf t E S Ur0, EP CVPJ [41 ..'R7^IN^ ill '2U r'Q: C H'' 70111 G ,"uJ h[l c s 1' 1:7 1 75 06E3 Nes Caveied Lottg Term ratrfs (Laxses} t, 9*8,4374 14 4 00 987,091.50 211,282 E13 Sr 1, ,t, h"', t'.1 ne •I ty 3ad,sla C' 11 1 1 e :,1 . ,. ^. Si. r ah"u.iE r ,ut tk? ^."i CU GtPSot^'; t°{ (." yn"t^ amr'a .=d1"^ r. k2 et-tPa "tno .r.+ ^' -tt :..a ^.. ;'1^" I^ir t, er. ^t., c r• c ^•*.. t+'at 7[. =n, dt^" '"air"=t p°,^. rd,• t ^^ ills, ^ • e 'i^' "^",t d• , ., r"^ X1 1 I4-a r h,'ak, I'll A111 ulro,,,i,rlf jam, ,wi to", ^,ftt7€" iirr net , t74 n,rh" %UWL111 ', iul *W0 1, a ' ye' U :^r ' : rtrt"tvsrf, 7^^lt, hi tt7'I PHnnr.."^ aU1 'tl"`(Ve rt t;a"r^.ot II PU 13L' (1511'" ^^tt w tfOemwri ti" the a lat jllun of t^,ul jI i . . " e ticty f;dt I " 11 a 3 1 t t 1 i 1 G' 31f , lipf'b _(w, 7P1 L'x t't-" - I31d yd l It,, '.1tfql w It-,I i1 v [•n ^It! }pP i5it5"ft• !'A Jr d {P1 ^W 0'o'of, . 1 1iw:I Ill 3)3) gill laF fPi.3iNtt ". S,)}if'I i st ldfrsmf,,l ^Ir xi,, ^-t'i , All r ,"'iz _t' Ira L a ttl" i .. _E W"', 1,0 c , ,70 t! rxtU € t.r MX 'i, t .1' ,7 -1'tP N" r. •• t i++.- _" 'd +' r„ a; ".t {_ ,^ts .;.-jr .. c .di, ;s itt" P t' IIiid 1± 7e'l`' lv i4 ,' S'' i.. ( ,' v,', t: t'., '.;;r,.r .. ' tt ;r«_ vkr.. , P '.7i.c,rt w ut tt"x s _°, t %t= r7 ^<'i'I . " „f ", r^^ 'i , ', 'ir^^ r;,^ " .'w-sF : t :3^ , t 17; • do •-, Tax Year At. iwFlt No Legal N'iuee 2013 027.37261 -4 THE ROBERT AND LISA MARGOUS REALIZED GAINS AND LOSSES 'tr/y.,'t-atr^ /:a tntl7rrr ,vto-r's t uf:rttt yuni loon ? 111S fur FFni 1n; trey F.^r is s REALIZED GAIN AND LOSS SUMMARY SHORT-TERM GAINS (LOSSES) LONG -TERM GAINS ( LOS SES) ORDINARY GAINS (LOSSES) F:at F er-USheri1Uflti3^nsEtFF;ei! - 7633! NetC:nat=^,d-. [rtr+Gatre=,1sase p Cto NM (],dial v path<'t DwesF Net- Nn U overetf $f,au1 1 e=m C3afrx a unseal [F * 51) Net Ft^^t;r>v+^r^d 3rd Fen G'wn 0:i Net 1(1SF) NtpR=.psrtabieSta rtTem.fain:kte^:r;; [S N'ar109%Nrr,Rego,'able. rx,) ie,mlIsrn_..;lrxsvp; 0 Y) Net 051>r;^A,u^ni^u; Coce t'-rn I o n, [i n'ses} {) {FU Nil Mlscel wievuV t ra^r 's:?rm Gams 11 F){y'i Nel §rertl1ane'asOrylietIv rtcs^e=} IVn1 Hcj'i1 1 -4 I u7;aaei (',jwriSt [ru*i Tum fa al- it re 000 Net Rlqu atCi1 `rtit n ,Fill ,U I or[[ 1 _'t" FIau n (E 41=4 r1Fil1 TotalShntt-Term Ga ins ( Losses) 57974 Totattang -Tenn Gains ( Losses) pop Tota l Ordinary Gain s f LosseO Oats Acquired Date Sold TOW accretion at Sold Shan or Covered Guantri Sate Proceeds ' (A 1 z ben( 04/25-'2013 01/29/2913 04 1 3 1 59 Q tall 0//09/20 13 08/15/2013 53415 coo 5871 {526) 08'26'2013 08,15/2013 - 21 380 G 00 2084 506 0108!7013 08FF15/20 13 3080 160347 000 1 75560 (15?, 131 00')'25'20' 3 98;15,'231 3 4600 2 458 65 0 00 2 379 04 19 82 04129//0 13 08/ 15/2013 9500 561766 0 08 4,9_5252 1 251: L4/29,,Z013 10/1012013 10399 7 657 97 0 00 8,955 44 (1297 52) 95139 04/29/29 1 3 10/79/20 73 023 1179 000 001) 04 --2922013 1 1 /22/2013 27 9 00 9,832 81 D IN, 10 685 20 04129,2G 13 11/26/201 3 13 OLD 422 52 0 00 337 14 85 38 (34/29/2013 12/03/201 3 564 00 18 452 28 0 00 14,62683 382545 04129,12813 12/03/2013 50 00 3,835 07 GOO 4,27046 {435 39) 0311-, r'FIOF tv}Yi ban mcru3_`Ei3 (y '01. i"0 41 r",+4tte} disrci4nt 3n19ruf D'1OlnaI ISSUA u15CMFrt ur 071;'uas01 h'q (+^In+1FT4111voiai nfl tr11 wirrear u' decriei?e of 185,; as canes tree 11181 FF1011-4114P01F 19 Fry) 1*i fr F (II l^t^t "aHt+7 IF 111101re ff1'ef'tly dr","m im'11ni rFre€FIam curr?rIFy Yuu shu"aFt+rprlsutt Wirt VOW 1081 'Cr UFFVF 1* it, G.:.t[amine Y}u, ctrrrecr Ldtas albPimp-dsrnaytla"I^ C1101 tp,s52edK an ptlaa;+lemiumd,et,ar101114+assry,nrre!-t - - - -- m - PAGE /1 of JO Heahred and .inn=d11rer! gains rnrd Iw values 3a not IFclude :e0111FIFee for wh+ch Frlsi haels is tI avartable Tile IF'C04BIIIOrI Of any, Fuss r+-DeOIell ICIV IF may be IFS) Iowed ur rIPte'Fria) by tOP I ppi I [,al I c 11 ut capita! Ions ]Irrlltdtipns wash sale'ule, to utte+ special tax Pules and you atr^ str(Fl $y urged to e,cnsrttI yc'ur Oval artt.,lde tax and otheif advisors about thr5 and all ta% rviaver1 ntalt ri addrns';,n;t in anp way heluln All Intnrinatlult regarding tree cost basr= am9 aralsl,rtlu^ Jabs of ;ectjfl lrs that yo.u 4104rred 01,e1h re and that wera suISPquently idinered lrltn your 54111rnan Saths UCIOtrsst{s) 051 FP pnxvl tl by you and/tar a th+rd [Fully and (i9lFFtlan w3 h& 6raKC5 rM I t,[ r1SI'n:atFCn d$ to the a0P0tlr410 and ccr'npleieneFS Ot Su1n +nipIRtailaF) and It Sht3,1411 not be take) uporl as %C11 M3 027-37261-4 THE "BERT AND USA HGOUS REALIZED GAINS AND LOSSES (Continued) ^_ -...._..-_ ..,..,.__. -,.- _ _.-- ._._. ....__ _._ ^__^ - ...,- . rR'r,tc t,•r t,`r`_';x'ft ,.r+;xL'°k3', trs`fe'ci< s. •r Lbrr »'r7 i,7,n,htF ti>.-.Rr' SHORT-TERM GAINS (LOSSES) D*ti Aoquimd Deg T} aeon ttIan Toot 0 rrptrera tPra9aei ahfia+} - at Sold S111W or C retl 0aaamy Sale Proc cef ° (--- last C Haws `-- -Gat" Itaas) Covered Short-Term Gains Mosses) tt i i "?,i: U # ?i Ca;'20:3 63, GNU 1 U62 04 ( GQ 704 A3 3[f E1 Net Covered Short-Term Disallowed Losso j77,39 Not Covere d Short-Term Gains ( Losses) 7"18.97 0.0 48,985.11 T5 ;'s 791;,113 o to,7. G0'I 0 4/ 40 2.a CI 00 U II' .(i 26 0;.70,='2013 08/15""'013 400 1Q20 0 00 •4770 4100 01120/22 013 08/15120 43 1200 111 12 _000 /4765 ?K4/ O/08 22 1013 08/040201 3 /0 00 5,95861 000 0,0007 34 i48 i 1 771 Op 6.02872 13 00 f 1 19 Iib1 7=.1 2013 C8; Ity21Y3 0 06 7316064 000 9 06'(j (2 1 509 6'! (/'73,201 3 016,2613 5(', &3 0 00 € 1 309 J934) 067512003 tlE116l22004 86 00 2 816 45 C., Cad 2 8333 90 0145, 4,115 144 00 92 Goo 498900 12,13 O18 1 •'2 1 " 08016.`11 3 3(30 Q 1"28919 100 q $41 14 1,91 1 99 . 1.6'7 1,71 /20"3 9 00 197 16 0 04 34 1? 1€8 x26; 10113 1'6 20.' '0561 W, -0 cc, 311 29 UY2 S17C]' 3 08116 120 13 4 373 69 0 00 4 .13b 36 99 34 _ 4 876 203 [172'1 8 l tJ I 08/ 16! lU l l 00 16 0 00 4 ,9379c C56 / 41 5217) 1 2114667 000 11 05333 1481 34 i6i iC 3,y 1b 0 00 '-4 2t1Ci Ow`,-2'?; 013 10/1012'W 1^ 10 7)7 9 000 /17 21 51: 1,710 1, 3 C 1R,-201 3 00 ;599`30 0Do 1XI 1136 1 .t.^., ;. ._ rt..t w,...c^ r„t't.,, "I Rtar tr+,a- I,l t s I kW ,t .r„,r.,ktl c"^ i arxi,t+ v_' 1, ai',ir ii t. Irr ,,e^" ,i^.:^q^.,s'^,u^ ?_ , its-`.•i^.c d fi„U." r3^s,.-•rt- Y^t^ ev'rnfC ,r ,`61;0 cis' 'to '7 -r V III , ty°t'tt "Al Al Y. Ir.e] NV, 'TA 'S4'r f^•if'w .^t[ti-d`.E. '.,t, ''^.er,:Ff r,,+yA .^+h€vr4: r"t,•,s k9 a^ ;`^s G'r"-'e`r3,a°t as :^5•^.r ;x. € by /tip opptic5 /11) C17 l3}`v431 fl@IIIo7 oof!} Ur^¢3^d1'TP{^ QaW'; d'rrI lo 's 431{3F'r do rifl2 IS1/ 1u4, 53 1R'PK tor Which { t)5! I is tS sov'111attte it=P `t+i•i hiplllop 0 d.Yy ioi% Tvl;' dt N11PHI may tOE' di .70121136} So 4fi ) herein AI; IDS"r (1)11 j•ltis)) W II# Sal,! I S/5 ' ,I F'tllt" 410) 1,'31 lb J111PS 30!01 /'0/ ,{4) '_1Yt}tt4l*, tlrtji $,7, iil}^tiIi Yt.Ur GM'P 1/0',.t,JN 1.15 al10 -W,,c108, 5410 8!7)!3)1 eIrld tJ[ (0% 14 dlpt/ Ittvltt01' ci 041)''.004 c1) 5 .3V r}"! G' if, I'l ICitt}titii#!`+J4) is"^„^Ff.t tt„' ri}5S i;df"`, 'nt'l 4r 40.1; IEO"rft 1,31) C t °!'rW^ft` ` °}+.35 Yt)t: ,+,';^41E",t} eiwv i;, 10 4t;, 0'41 ^4±'t^ ^nst} `/i'{I tJ^Yl ^r^ki`} j3'. ho zh? ^.I I i} .3 .' tl"'r,y t.",k'{ t`i 4`^'v4 'Ind (^4t,q and C i ltf+f,t^. 'til:' S 05)01 , co "t'art`"v', St.2t ia7tt 3a'. ^!4 10 tnct'r 'v"' :'i?tz.I+P1' n* S fit S k I -{ lima! -0r` I C#',.-,2 ° rrl'ed d;tiz 3t s h t^ 011t0 , r ,ufm N Le1 I N.nie 2013 027-37261 -4 TH E ROBERT AND USA RGOLIS REALIZED GAINS AND LOSSES (Continued) v. _ -_ __ - _...- ____._...._ _. . __ _ _ _ ._ .. .._...._ _ ..... _ -- ^" tir,,^az=a=r ,a3!^ ,.: t 1:r;< 'ar^ 'iJ?r• b„ 74a 1a,rf"rb €.^°i,`-^' SHORT-TERM GAINS (LOSSES) Dote Acquired Date Se#d T*0 1 sccret!ou Tom l Descr ou f R act Mdo +rtdieri or d Short rxr C i r d mwq S^tr - * t i^t i com oass, -Gain t I NonCovered Shots -Term Gains Mosses) =+NOERMURGANENERGY PARINERS PO ITS5011i (NT C t ,t t13 ^t1!f,'21 41, ?,€f`}i acc 325&3 16843 34946;13 f)E} KINDER MORGAN ENERGY PAR] NEf S L P uNiT1 gifP 1 P iNTS 06,`16/2013 10/1 W201T 6 CSC! 41189 0 60 50300 {?5 111 kINOERM RGANENERGYf+[GlINEF'S t_PUNITS RIP 11' tNTS 10/02ri0t3 f0 101z013 ' C10 11541,3 0 11525 (r[52a {46355[x • d>; - K,NOE€i %,10;doAN ENERGY R T N4S P ON I I +TEP f P E"STS >1 0'5. /41 s 61, 00 41,858 50 ? (/a 0.16 b ?4 1405 123 {491550106 - KINDER MORGAN ENERGY PARTNERS, L P UNITS REP L PINTS ffir25/2013 10/1017013 69 00 5 495 11 fi 00 5=16209 1266 321 14945001053 KNEERMORGANENERGY >AI1TNERS,L0IJNiTSRIClf> MS r3rlWCf13 1E,"'10"2013 6400 549511 660 06,69 t:5;191 i-W-k } K N0Eh k TRLAN ENERGY i AITNERS P UNa, S 4E'' f ' tNTS 134/291 7i'k a 3 t12i IC' 1 720 00 9 750 i1 D ',G838 5- ' 1580 66i MAROVEST ENERGY PARTNErRS I P 0NiT JD i'ARTNI OSHIP INT 04 ?9J014 101110//013 36 00 2,501 ?0 t 00 x 026 60 28050 }'701 551 00) REGENCY ENIRUY PARTNERS iP ( MN LTD 6ARTNER #NIERESTS 06,110[2011 10;10 2013 i t0 255 13 G 0c 25 59 614 S,GEN-"Y E 1EiiGY PART` fRS LP (_' !u" N JO P46 416 INTERESTS 07/09,201 O '0/2013 ISM 15131 t)s #Y.I 273 5 11636 (> 5845311/3 REu[NCY C NERGY PARTNERS CMN LTD PARTNER INTERESTS (03 7 /103 10,10,/Il i 14 00 360 72 0 .l 3/0 30 00 081 {/5885Y10/1 REGENCY ENERGY PA TNER' CPE`Pt 3 LTD 'A TNFR INTERESTS sEtSEAJ t ENERGY PARTNERS EP T MN. iEf d iid£9 MERE T} f^7, t^ l"tJ?"s ['i!,7G 3 £?G9i 4 Z Q CLID 46281 440 130511 }T 510/1 REGENCY 6NERGYPARTNff;L!F>WNLTD PARTNERINTERESTS 06>25/1013 10,1012011 11'10} 450"/4 000 451791 1/51/) d/I8850t1171 d^S.rP"x+c ., h3i S:" , l^N:£ t'ut}ft . `..5'=S t !'l.J^^ C t•r'_-= !1`} aT'fl„'. 0'v ah''4 0'ec' ..t. ^.#', 1' 01`0=;10 ^ "^.,7E V`4S .i Fri Yi^Y"Fi^,C" :"; [.tSR', ,}^R', ,p'"^"t•; d'=„n t'u' hA ° d'\'P ,1{s.,, ..i 3? ',+ `:I If x _' '?"; wi 3r^=1 C'?M 0> •- 11 Il> z6-•,S# i ..n:a•t` t, 'i tu.' '0> tn^ « ^.rs C='. rk i,^ 1,11- t"1 rc^ r'3' h.^-•^ • iue =rift-j C'C'P.I ' >^$ .:1L tt` si„Y „'±3T'li0> o *, i`J', Ai I ,sx srII PAT>> : ? t 30 =}!'^iprt.af [C',iI >r+d arid u r s!rz^ ; 3a in°, anal lcs8 v.II=tt, ,in ,OfT m5Eudc 5r'rufrt pt Or which , S1 tki5 s !a urzaC.Ii[ahic Tito wt,xin twn xa arw ICs, retIc Ird hmeut may be ,1r„jYllwed w leser•64 0p IN-, ar;lw Pon jr" 1+1; 111 >1 l lit- ft[,it Sta'j dfiy v hr'o I All $t,5: 'tPl'71L.- 1 sr '15+11'[ 4 Pc r,i^^ Cif njl+^?E ,:s I6 lax ,?i;°j ^tUU,> I ;`,•tt^>q UF'Je i 1L,, ira:;Ui1 ¢t'o om n G-, '+• lax ant9 tarter al'<'t'•,z°4 akyn'70 11 Sl'r= i l l> o a^ 4 'l t", 4 ^i![+t=r, 'a^1 va .tmn 't'^ r 0',t > ° 1 > 1 ' 5 .rtt, yeti =P 3 6w&> rz a- 1haI a tart t^^.+ u , tlp 101 ,•.^ro-,? rr,t'l ht'kr:•'mmt. 15r'will • bv vt. a r;a ;oty,r<, 01i'KG=1'1x-oa! of, AS 1c ti'' J, L^f k3.7°'1 iO;r C'I 'tk'>"+ r` ^, uv;i [at{T^^.,,atteo ^tr^;I rt :"^t,d.,a^r .? r?$tr t{ ujh•T^ 3S "s,« ^' i3x Yw,nr Puogmn N,3 regal Nero", 2013 027-3726 1. 4 THE ROBERT AND USA MARGOLIS REALIZED GAIN S AND LOSSES (Contin ued) ..... _ ...^ _ .^. -_ _ .a,CY;1e'^k`-.•d r ^'+r^.,2I C/P=n, +0 0, d,t Dot Aeg0104 Dow Sold total acc rhos lout at Sold Short of C4vtred Ouamrty ScalPmc ds ° { tsabafl l Coat Sassy • Gam Ross) 4,29I?t13 t01'? U a 3 0; s hi cc lz9,'2C13 1 G11C1? 13 16 f ^,3F d F. 0 W -4L41 6 fi Iii [11,=`29t?[I13 11 t26,170 13 10,800 4 412 71 0 CX7 4 610 27 38 L",I },1 1 iL i 3 i F2 ` t't % t i 4 ^ E 3 [^ tl 6,63'31 8 14; 9£31 O 00 1 .406 02 2 41 i S :`i p"r, "*'ib-kI tfi'" r+iC ra^{.;p .^ +^ef em". "t .?'t' IS^r tI ;i"t d:^1.fE ^4 #14 d+'.:w^t a 1T '.dn, ;.c-?t key n*`s! ,n ` tti; tT„3•d t At tPr ', ltri.te.w ". N it,, Um"[ ,F! ""AFT iS,3; ti; }' U^'{.' i^^alij4,+^ z}-wll1 Ht4PirP1 + t;4.C t^3.a'} !'. ^tt p II ftl, {` M ^*f'xt,Jt97 t tA,if"14 } r'3 51^141YS k T i1,1 J:F3^ *I,7 C+1h4 Ir1I .ice w , il) CIt It t^iFFt° ",Ltl I m 4'Y I 'Nv'§ • ,,ids I'l, e^ vd % may hxat* t"'m djqu>i+a ; Lv at ^.II I"nnittt Our lux, I pl ilt, ar%gnmanf 4 r} toy;y .t,4', k?l;r1=1 "'Vk"1 (.? 7I I11/nor *` 1 l 1041 } Firr aRcij) r 3n! n,tn 4t; Ftt itt - 0 Yt'tti r,1-x F^ztw' a°; -i t,ta# if, Fv:4='! Qpw,'n aX; 0 {.wr and 1,6 aft,3`I `a 3v"„`, `Ty3tkrs as `t t? TayYeai Att uf)t9tin Lef"ll Name REALIZED GAINS AN D LOS SES Z013 427- 37430-5 THE ROBERT AND USA MARGOLIS ^..^,- .m_.^--... _ _ _ ....- - _ t+.fvr`r• t+r F#' J, ^t^rs+` ^ t ryf ^?' rt'^-< €..:•r ft,.;tr rs r f ca ,.'3}, revz}} t..,+^n asr., REALIZED GAIN AND LOSS SUMMARY SHORT-TERM GAINS (1OSSESI I1 NG - TERRA NS R LOSSES ) ORDINARY GAINS (LOSSESI tk Lett t`^°^S„•3 is^+: (:,`.cr y, f^t t^E K:$j o" Pa^i' xuw <§'..o`u,} cfn s. V .. _ $.,, {' V ter: tiSr^,^^+r^^d fik^ ut irirrv C,^^" [-cs^^ry 5h',.'; Asp,4=d[^n^^ i asr,J1r^r^Idfr',tt`,.- =i W^ 61 Pgr jCr'4as'#j }hut 'arFr,Wl,-rt is-Aj `eft'", Nor `r-rbeI _4a it Nei ai ^,i waa^ rnn n', (,,Mn" tssVsf NO M,:L?ti.,nrr,i='r;nte-r,t,aurttc-1 p (d) X, %,,,R •>utai!°. t3c-L^r€i^iC , ,^ t y,>, st", Or., Tuiat Short,Trrm Ga ins Losties) 1.441 04 Taal Long•Tirmt Gams tLasses) 62fi 02 'total OtdioaryGains !Loewe! Doe SHORT-TERM GAINS -(LOSSES) ------p Acgeno6 Data Sold Twat scowtion Total ctatl Qaant Silo Pro ea^3 * Itim"i2Af16at Cost Basis On (Lau Des ti t*n Miradact Identifier) of Said Sbod of Co Covered Shori-Term Gains (Losses) Di WGLSRI0E RP [I F i'MNETF084f'4430]1 li/ /5,7i3Tii C /14120'3 3300 00 254,497 5E {( Gtr ?3934801 t5144lib C.; Wit SHIRE IE.T fT6 WN ET C'AC4 t i: 0,11C T,'2 f, ," ,'tO13 3 3'`1 0111 254,492 5153 G 02 2bb,U40 be t541 94) Net Covered Short-Temt Gains (losses) 508,985. 12 0 00 4S4 88 5 14,596.61 NonCovered Short-Term Ga ins (losses) F(its;AN IC WET (`i R P 1€ rATI0N (JMC (i;3L?I X 1014 961741X13 11 19t`iCC' 'fJ 00 7 101111 14 14 C' 50 44410?y361Y CORiP UN114ESIN( (MNi'Ct 4641C,,I 3(3'4F /Cl3 0C i'„P13 1C;Cf I.34361 0000 144301 G60 C l0 ;02441 C'h4N 11 14 99165 0 ,'4 9911 9E' 72 18 DCT INl USTR TRU OT INC W N i2331 100bi 06114/2(!13 00/15 /1(23 10 01 19 10 G0 06' 19 43 _ 9;% C6 344 9 44 DDR i ORsF WN iLM' +0(1'l :-'4/C'. t Lea: 1,' p rar.p Tt , t tie( a^ I ,uS stn u;, th« ;ntl n : #,g; F*rIn tl ^Ya-'s nT,- inn -i M.001[ If ax G,x,t 0pi14T H )NJ f I ° 41"', is 4" 3"t f Lo: ur'e'a-w 3'M1 aff>9a - i'+ in,t i[r?I O-., rjf,l z 1, f}aav if inf r• tI - niid N FreM,jj , vK-asr -nn w3S"^ eit•i,J'I ti t'tinnwq - Lw271SIS Y,,i 4I' F,Al i is-1111 x4Iti s'k' fro, Lo x,,,,, r lo d ,[F, t^smt Vi I d w,f< 3P o^c,ilk ! '}e a.s3Iv,I,c^' sfI Tier-*°,t,.tu.1alo-3"j lain, ri 'n', ea ss _V ~ sr, i..q, .,^.rkr•i a uf^'t3',-'c1 ( r r }rE „a`^• ilk r s^o^,v ° txw .o'F : Ld"' 3 s' t ' 1 , , ' ' 1 ' rctt'. ; „E,'A^a CX If -A , "ANI, tttP ik ', ar: C^ ro,*V' A I ` 4,r,tr c a^& J'°_1+,T C .ry•, 11'rwy fi,-ll Y'i, 5^iaj Yi7 tr,'l WSth}'3r .I, SAY 1 tt^` 'r'3rF p'. 4'w `c`Y't;d,st hI' ' 1 1"t1 Ir,Y C>:^yis ht`GI .k7iu'+1`it l , all pr@mt ' 1,11 to .tn qn KMi .is^igrrn6 nt }lc'F ': I y tF t('.iihwll tit 1F 'c1r, 1 C!y 11'41 a;)0lt f l tit Ct t,dP it,11 H d9IZ€4 x)r,C} ;3(dh'dl,lt;,3'pins awl .,7311X'5 tf(S 1201 int lU,l $f t'J I e F , {{N 48'8111 tK9 teal SES : . {1fL3V.It^ bff`- Gt;P t k'v r7Q 11a0, 1 II, 101171Uf4 rplai m tltt*i5 01tP Scwd Ifi ,,1 wkIW Al [(m !HRlillo ; ,v.,`,S ;Sl±r ulcF, w 111(1€°4 ±{#'f kit #a1 i / , ii-id x III dtl' Snf i^.p9, kIrgell to 111,15,111 51 GWt. i`a+C1€ lax 349 [51$51 .hill€' ' ;ktvw! ll't .1nti 01 t$R $#sIV5ts+n: nl 9 SHORT-TERM GAINS (LOSSES) Dare AcgwraW D - TOW s xrabon o cri IProd ldooliber} Snld shat or red Ouri Sate, Proceeds } --tkowadvabov) Celt Brits Gain (Loss) NonCovered Short -Term Gains (Losses) EQUITY RES}UENi IA1, W t 9 14 2013 008,1 ,'21'1 : ;4 00 1`154 '5 t (5) P".0 7 [1,11 9453 45s AMERICAN COWER CORiYPnAftUN MI N I "sC32I iOu 05 1 4 lO 13 08,1 ?21111 L)3 (00 3 5`52 13 C, GAG 3.951 : e t353 4$ AMERIDNTO/AIRR1098/'s141tO N0M W(0302 /5)00) 1)110 /2Et13 u8, 4•r5)l 1(/ UL, 6'.6613 13 15) 724400 0 1 P,'} NAf'ONA3 RETAIL >'^tti)^f s',F aPd t'"^^N 51 4 'x 1'05 - 02;'t;' lC13 08 ' 4 2W33 J 00 064 60 0(1 i /17 3" X91 191f NAT DNA) (IOTA:( 84041 PIST;ES INC CMN t6214171061 055)412013 081,111013 it 00 1,657 14 1) 1)0 8.116 31i 1519131 MY ERHA,IJISERC,0%MPA WN19b'11, ICA C1:?14 2U1 08,,T4121:13 F15 CA" ,.825 2 3 V, CIO P4? 5 WE YERHAT USER COMPANY (M N 061 £5i 04k p7,"Ct 12013 08 1 140011 16 00 1 ,966 24 0 00 r' 002 f110 (35 /5' E 5SEX 'Hi/'f R1Y` ISJST IN ( N 0 11 /81101 06 11,4 !7013 ,) .i 1 231 6? coo 3 472 4 7i(7 t5} SIMOh h( )SING, PROPER11 5 TR CMN (81721 M1 31 061 1 ,V-20 11 3 081231/1 13 1111 00 5,18791 G 00 5 91,1 41 (723 44) 0 4 ,iFNTA4 ;NC 1MW x`422 ,1 1 16' 14 ;1013 1391,1 1 /20111 00 x.5.48 3? 3,( 5,,l 55) 21, h4 CE ^aIHt: A^}'ANl MN"- 34211 001x 6//013 0s/1 2170 1 44 00 5, 36118 1) 00 `86325 (4954/ P139 1169 0/v i'(3Ti 15,0 1 (MW {.'OS09V100J 06 4'?013 09,12; 2E;'s:4 .'t" 04' 4 8% 71 1 co 4 495 0E' 403,11 - `v1 NTA5 INC Ci MN 1922'€' 1004 0€ '4? 2013 ^ '^5•I1 540C 3 159/1 1 00, 3 '141, 1304;5) VENTAS INC 0MN 6! 22/ l'UD? %1412013 ('91 71'2013 441(1 3,157 87 G cc 3 450 81 443 1 TGTd w°it3 '131 1' lE t6?"^9M N 1 C F 1 1 25) `} ,^ ^ 111(; 3 ^ w1 3'2^ ' "s 6-1 Uri F,670 tiS GCS 6 92 3H + 261 ; MACERIC H (OMP'ANY CMN (504 38211 11 06;'14j2 0 13 10,0812013 1 ' 9 00 ( 549 42 1100 14 27 53 1 13 . CIO s E 9EF'tIrIN00 14S^iS:; '9It'37 115 0'4,,0'3 "0,,*,Ctr'6,1 .,€°J 0'00' 13!,2; (1NERA t0/CW3110000/q1EialNG0 MW13/0023103} 0814013 10110,2013 136500 1263$, 000 x50396 (33955} R IJ[U)C;t210T K3 SII;Mr`Ni,> (5) 1.1,1'3 1L r10r2"Cl '101 212851 0'O 3900 011" )L G RE EN REALTY CORP MN l/ 441 1XIIII) 06,1 4,2013 10/10,1 0 13 'h (>0 1„321 92 1.00 23/0 iii ) 48 €4( W29476111;i__- 00 IWI TY 5t-.IENIIA/ C,M 14', 0'3 ' 1/7013 3/0 GO 6 41516 01,0 t; "5) 36 'J41 05 SEN 295 IL)SW;PRI 4151SPTRIM W{E11. " ,'06, 9641420/3 '5'471 ' 11100 7, 21803 000 18384/ {€2114,1} VENIAS INC CMN 0721612'001 06 ) 1412013 ;10/2, M 13 •5C 1.90915 1)00 3•'1815 k2E9 15} 33 STUN PROPER TIES N C ir0MMUN Sf '3Cl 1111 1'L'1 Ofr 1 4 02,u 3 30 `/7,'2. 8/, O 63 113 1 0r-C 1 :10 59 ('7135} C U!"ESMART CM N {?2966310 3 1 051140 013 1 01235)013 11,100 2 971 21 0 00 2 505 85 411 32 tr,+H fl IIViVfl'117I',,wl'Tr',l4W' atu4'f m IF 9 1,- 'm "lt.r.r, aro•r-wat,.v;Fs•n. ^-as=' .nr uR ,t ^s^ t„€f ,p,nt• ilue"" a,,t pnrt I0ss vdhws to r,ui ,,'', link sEvstilt*k 5[' whw-tr c+m l t's•,r' 5 rank-tv,W,'GIP 'Ni %t u:}€nt,crrr r,,7 aly Itrts rs-`h t/ hof-, r,jp ixe r1,sdllawe c+r ,$,_tprred PY'he 1151, II, "I',' N'21st-11 3}hi :d; 1131 11111%x'% cnd YT` Strr'';p v qi,^ Itl tfln,," 5' uT :pn'`a,`, 14x a,•d 'TN, 1,,vv,,-; ,#ht>ttt !fit,, ,+Et 01 ttip 'i1 Pt I °31.3'tt°;5 d'low,,-p ,t Ct M .v?'r ^fyen- N ^ ^i n,a', rs sty u,o ff 'to Lt'; p",rf, zti •Ja .t,L . 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Eta" Ctv 31 a .; n W 06 71/'3 Eel 79-9 41b 11 ,11 4 '0' 3 12''1 101217 13 ' 53 00 2 422 11 6100 2 4421 5 09 W {a±OESIPAR1 CMN 0"63109 1 540 9 14, 1`,06 CORP CMN 1233' /h'G/ 2 1f+3 1 I F 1 A 13 211,400 4,26:6 74 11 1 4 51 ) [483 ' 90 57( N 954/PE ?T!US Iwr' CtIMtMt'lN ST[JCk [1 '': ; I1t t N/14 C13 1,1 P'J 13 31 54 3 7CJ h? 1) 00 4 UP 4] i_3 10 +3) MACERtt.h COMPANY CMN (5543k.1(1 06,r'Ii2O13 '7*`?'17C'1 3 54 CIO 3 114 92 000 3 368 25 0193 33 t t[[111NC QVIN to{,^F 4 (Y3114 013 sf 19 )(I I 8400 s 9151: 95 UO ? 1;1441 1? " ; CUBESMA91 W N {2 t)f63'U # Qb/14l2013 126`201/1313 123 00 1966s9 t} 00 1 963 // - - "' / }et ianCoirered Shvrt- Term Gams { Losses } 29? 7 9.69 0.00 310, 2b ( 13.1 55,S7) rs", rv I ;tf 11, Inns:#t" Ptt'i r1d "m "int 11 Itm_rr' I r^pr'rr ity rl3`dr It 113',, t*rd/ l7 tti i.ee"^ , ,t Ud fry Jc,rkf f1IU ' tP 4_1ll' bikbtr OniAr3 itI I 1Sr'yir;t'N'U" U 'V b'Y ['' ^"f+a,.rrri U" ''61,1' Irctr t t1,t U'-'.Ill het tUit l U,t!tld$ kH .;f;'7rI :I r,,nST (-""4 It r3**'.t`,'t t'• ip'Ilu,n*'+*, 'If":I t.Rir: ca.'or^ t'.ovVt3°;r,i:rc'ce tr;rnt '.., 1,,4F =^rU'-I'', tit all:(Y and Urrp,;tk' 'off " 36)1I ' ,, satt3 1 "k'),,7Ti ri tkIc, 1Km1 *iies 2C„ 41;ke'r tUSI E?3ax i5 on,vrtkl31 [ht' r E'is ;kk"17161, [r ' an, t^k', t tkK 'Ii I f'P,n rn34' h,•'Itkai1 ' d of detuct i5 by Iii ,ttt,' a !•t!.P ill ',tI, ,s"P'> i4lrp, ,ijrf w ANY'U'ta=r• 119 (,3tc ltmktaiFt. '_, # ,tz S,t Of r thF' ^t+a.^ ka7 tax IU ; U' d*J Y";ra at1" 5' ,f 48 t,",p'7d TO ^T( A '[' ,rm tlY4*0-"lle f ,t ant s'f-Pr 4Lxa;i This ,11 1 all tsi -133f 1' d".a , , ,7".n tk ri57L*ra ! rr,,fl * xpd z r,4 tte e tts' :,3,'° a'&t ) et. l ' t m . 'U' tet ,}= y'r,„ at.)U:re? , c [ t,i'ter 36 r13 i;;r" 4U'', '.,tI (c1 ' t t Iic 1rdf *@I tr3'7 0-,Lt (7;'it ''U' 1:a•C t^j sl r sire rAeed t-Y i'' rit-i ,a tS;krul lJ,,,t=y Jt"tI GUl [d,n,7hi S,3clh mjI,u . I,t7 rein( t FlIil^r}it o4 in PU di a tt i , dn4 ''t^nxpltltt^n^' s' €if ;Uth 111torvn,111un Ind, ,' I,°/4 oelt !3i' rebr,,"I Hpiotr ,i. wh 1de`e'rtat Act owrtNo Lt*. slN,:mu, 2013 0Z1 37430-5 t?hE ROBERT AND USA MARGOLtS REALIZED GAINS AND LOSSES lConfinve d) LONG-TERM GAINS ( LOSSES) Vain Aegtterd Date Said - - - Total aeceeI rn-- -j -- Total t1 o iatad t IAem9di } ae S®I d S6afl " Covered Q m5ety Sale Pr ,e4a' ( ! s Basis Can ILnas} Covered Long-Term Gains {_Los ) 'J WCi SR^RE RUT F i I CM ^ f' t} 01211"'( 1 0:;10,120"3 3 56f' I^ 6,84 flop 994'. 01 i6 ??.#°9 14q l 08 WILShhIRE REiT Elf CMN E-1H {,d464AWII 03/013/2C I? 50 14'2813 2 200 00 169-66111 E QU .G?7 j0 10 039 71 t.3 I t5 0.00 2 87 p5 MARIO 0 081001 IS,;A1 4i`70 13 1'„00 885858 000 x41,/80 (1599121 'UM ,? 0/ ,`,A, - is 1IOE 3( i X00 '7,13885 stU4 01,105//00/ 106/114/70113 1/500 1349'82 coo 19219/ 5 {1723'31, t frill . 9 7 0€(A I 3 ^^E 1 0G ''s8'{ 4' 1100 ?6 138 80 I:15r 301 04,111 o,20 06It42('3 500 Liu 3801=338 000 H'4 UG 4/3']45 03,1 42?008 08 16<;2013 96000 6631: 30 060 'J 14780 85/450 1/f ' 4 13 1 ( Cs A "3 0-c 60, 1 31/ 6 35' - 231,356,87 0 00 202.192 95 X3.163.92 r3v..,•„-lj-cera,r,rv»;,1. to.sr,axti,Kp_,,,orc=.3src,.y^z-r uds ra,•a1,0`---1,09VIc Rlvdsn»_; =xr0Pr!t5U,111,,Jr 1• -1za•q,Ih,,r^t --C, F,1,OkN,-'t.a,;;i,m,,1,11;i •*, . ;f:", ° L r a+'^" s s' ' r x ,,.:ab.413`5,4T + 0 -, .P tr';r .t4ti +'Y t:,' a1q r„g yc,+, qvt t a t ,aia-c7,xet Y`m- hire ''-' xI1,l-- Fr.,+n,yl n,y^+Rndir V, fir'+E`I„'G J. IgF(',Pn1 31347x° #n1, 10ss 4aittti" ^3 rata tv,,.3Ut":, sj:3I,•,t„ ^aF wh t; tiX51 +a. s••. ,4 s# a t`'s ;ire s cY}rf,1 r t ar=•y I I' 1) S r•,,c,rt sky she ^^zatlcr (° ^t ,f?#P^it3 5r` t ^ s`^+^^'I ,tt-c^'t w^7 c^ti,,t `;: ,gvrrtxrn;,rf ;nx:+irxr.?t ,xa , ^siui, Y,'"> l arm ',)v+7' „x J+y[„'S : t[stkca ;^"s REALIZED GAIN AND LOSS SUMMARY SORT -TERM GAINS MOSSES) LO NG - TEGAINS (LOSSES) OKOINARY GAINS ILOSSES! N 1'^"'fl-'4`'S-1„Ix t"of, , rya;,r" --- it 1)1 Pd Yi uw: i.'.7 3i q, ir•m' ; tw.IEsi D( se71'x II,i,j C=a,€,; is ft 5; ii irW 4ncrrert. r. -:ic";. ^_, i,n^^,*__ ', Sa"S 1tPk!`t x. 3*t4}"Rd`r t'rr,yi"-', 1~l,#'" i. ,iS E...., 4} 91rt tv mj 3 ,ri au+ at pit lt'r t 3ar,.4:t yS {; Ill Nt < R3,',: +'EE31v+'w" Ix"n,- [..91 11 m plt Lj 4} N hi,^r t'I(a1I' O ,WIT i t, M % 1:r55nS) ^3 it tY^E>G"S,SF,3 tt.t°.Y P; :+.YY .Fl ., ,..j _ 4.A17": `t_?',s.. ,T-4 4' }w' J1 nkC'G x,- Ye` 4nt3,h g'j' e 75R+i ,9at",'^,°t '$'4'i,^, Total Short -Tarn Gems (Lomas) (E4,;6A OM Total tang-Tani Gains t tossoz ) (%316 DO Total Ordinary Gains (Losses) p pg REGULATED FUTURES CONTRACTS GAI N S (LOSSES)-- O w" Acgaue9 Marked to Market market Val ive Short-term T Total 0 rx o ( t W00600 or Said Shoo Sold of caver" Ouaat»y, ns sake a - -- 0asia Coin I- 3 - Gain ILoss)- 0 (Lou ) Regulate d Futures Contract Gains (losses)- Ul,fi K "5 OXt 72.11 ,°iO 3 t X'312 'P0l 08y"317013, 0912- ,00013 1001 1) 0/) (1 4 32500 634000 9'Ia00, 5a50 &0 J7; %',P 1 -50 FXP 1 7, " ^' 1, 2 S3 4 13', 1,01) 08il33,101 (53 78,170 *13 7 06 1f,t:32 30 292,1 1% 6,%121 0 '0 153 (5 11255 IV PLT/SFx 16'0 Xr 12 2 201 fS04131271 0011 0,4113121113 t(1103,"2(13 80(1 :981710 334600( ?C/100 _31.) 00 52000 - s --- r t---- aP - r ^- , s iT,' S x ' 167 S [x$ i7,4, '3^ OS 09 23,x # 1 3 C4117 r'2' 3 'ft:f 5^,^^;r^ #^c 34..#'5 4 7320 00 0,030 .1 0,050 01, ('57/5(49 167',E XP1,00'+11: 13 (.`SPX13a223 P(1 '3 09;73/2013 70109x2013 7C 0 4 '9?50 2/54150 8,61400 84 ,7 1 00 14 ,035 OD (1T t""f #+^^' 's1 d+`i X'3 t"X 13 ?22 tai[; 0' Sint I 12 1113 :R# L^R' 1 039 -01 I Of, 2 ) 15) 3112 CC 151, 1('4 ^1i 1615FXP7^3ir'0'31rr'X'312710( i t 09/3 /2013 1122 1/71113 2114 OUi 6751000 {1916400) (26 0111 001 141910003 P'JTiO ' 1JWEXXP0, 1a. 2114 71-4'4"15'8 1 ;1 -,f1'3 1^751,'';113 ": i 011 `8 4245 00 (2331110#9 135Obb 00; ?5P4001 '41T,tS'4X 1/0OEXT 0' 6OX 110118 01' 1105020 13 1 ),31//1713 000 015 31) 1 1 ' 50 #+2,'84'00) 318 0/710 1371 /12501 A( r. F t < 1700 (XP 01 /3K2014 'OPX 140118 00 13 1 1 =Ci5/211 1 1639 12013 (QC U C= t 53 14(11) 3 121 1A 1101 32 364 6M, 3 , 941001 ) (7,IX, ';1 € ° 3:2 20 ' 4 !St't 't t 3L}i 1'T G,3 311.(1711) Ct 10 31 7 C 02485 17 F12150 ------Net Regulated Futures Contract Ga ins ( losses) 257,730,00 91 $.590OD (&4,34&OQ) (96,516 00} 160.860.001 '•r•j^ ,,3t'K^'Ii.I rIIIy+.tIll;,.i['-^e,41l F»1}-, Im) II II'4lditfdint, E't' +nIID`S' t',n ",cm, 57'1 ta ( i)41',1 By". 1 ,1 4111 a 4R,', Utat-4111,'rI -pr, aml ie1:4 4jIlll Sl:, €1 Ir, ¶1,114 t1i 1744 x, lot V' ,I b [)'t b.3'SI i " it t4lV„r15b14 i t , ,, tt)a; i a " V ICs:, t v • ( 1 I 1x'11 h4df'-01 tTia4 SE-,9f54 In41, sB 145'141( x' 4 ;t4$ am)h nt,tlU M C I' .,I I ,1^f47^i`. WI'F S.Ik 'UI«` fJ' 3ti4Lf S5" E,I ¶ ,'i wk,s )n3 yuu des t`rt,JJV 11 7' i ti; { x++531 1 4 1 11 1,', 1 ofo',i'55 t<}? I-J c'tf w - (1 sox, abMa' 1r,i tzt} Ill to 10aledI !'9-it!! Y/,Fy 4 J)','4 a",! ( "')1,35,'` 2'7" l)i,'s ,I t I r 711 , : 'ha' Mi1, 181'., st, t ? N 14'11`,1 ",% rc' f6 4"" t`j!"j ^,, , W I 'f Ix S ^,y^tit a`ru 003i[ Na :,it t6' mli,t" I P1(ktx'Sx'rI'411[F'4 II ;9l 1F'° dt.utxy 41,14 of cf:a t,N i t Sit{t; V,I I' "ft.,I Sn, N' 'a I ;k1 S, (.-3111 J 51Ab EdrYtdr Pt•ow *,t 1aq,31N"Itrr 2013 027-97906-1 - €ROBERTANDLISAMARGOUS REALIZED GAINS AND LOSSES REALIZED GAIN AND LOSS SUMMARY SHO RT , TE RNI GAINS ( HOSStS) LONG TTRM GAINS tLOSSES) OADKNARY GAINS ILOS SES ------ta'§,# tdao vt„'T tF,,' Iwff!LT)SW't, t5?9 t„3 Nrr',we,t*,tE,; i.,nrf.r °'t,",rs, _ -w r-r ., tar#1ta,, .'e l`,^rra +l c NO t^t"F'# "4 {'"'^, Y^"_. tP"C, ^,^ri'S!..i2'. Ct• S hti•,3Jr _=vt"r "wo?tu, w,"! FI VI ifp*fF' JtA' 1 5,1,tT,3{r5 TE %-,^i M ,a•is,. .» ..c"Lr; 3 m-, ';,.rr5^ c.. n 4^t fs e- 4 d.e ,'t e, °t' 3, ^f#? 4e`"'^S3,YCt^, ',i ti fw *„,., Sr: Sr 11 <11111 E •.1.111 C^`rsia11 4f t, ii It°ir, t,d,r„ tt Pt3N^3 6Iff1 Sri `tr+},rldi€47 f r ctff- C. arirt ci I IDii i rm (II 1) ^HJ TAI Shan -TennSatessitasses) L51 U6 Tara!tsng-TarmGari (Lass,ast Z35.46411 Tit 4 OrdrratyGamsItaucs) QbD SHORT-TERM GAINS (LOSSES) Dole Acquii d date Sold Total accrattoa Total eascrtptioa ( act I ificr} -- at Sold Shoat or Coveted O* airtrt` - Sate Prae s (Ameru-- - ' -mm,- t -- Cass Bas is • Gantt ttass# Covered Short -Term Gains losses - t^DTRAN 3NC CMN (00 13(061 0(3) 03,113/ 012 02/0'JO13 187 tit' 3 1'.i? 42 (( UP S 584 CS (2,094,163) ------ALT%AN IN MIN IOO 3`t06 0(33 01,2!,^1(P 2 G2r'C40 €4 tj0 l s 7'i 40 0 6 1,12224 ( 84) AC(TRAN I NC CMN [00130, 1 06) 03,19 f7012 132;'D4 f 013 1013 00 2 052 60 c oo 3,74095 0. `88 ;35? ^ - - - It Vi ;NGl.h4 r s ?tv ti f, 0112i,,7032 0,68 /P 615-6' I%/43 0m 168105 G ., 549PER 03 NV[6 INC [MN (36L585810b 0/i1/12f12 03'1 1 201 3400 1,4743 0 80 80 (3! (3 CARDER i ENJ33ER ,NC DON {.,55`sLI81(311 (_,r(3 , 12 03,,7 7) 5 4 I3^ 3 ,x#3 2k" 0 00 2.1(5 Or) L522 It 4 G4803.8 I1E NVEF( INC [MN i'r65858105( (15,!,'14/7[)12 (3/111, 2013 1 00 3 813 64 coo 2 801 88 921 15 64,riL}EE# £ LAVER INC 0500 , 36511 8105'F `80 r'sJ 231 2 :if l ; ;1 t' J 3 51((; 3 € 3 42 fi t'5 r 4.1 6ti R"5 80 11 VF INC CMN 1907 1 CJ4 1 ()K8/_2012 03/11,2013 1?(7 5151_1_519 000 Y%60 134 021 V: 1MN^?t2`(34" r f;7r6T.1'E „3ta*'2(P3 ` cc P,1t* %001 88th 3946 iiV1 INCWIN (1902IO41[i11 08/280012 03/1/x2013 1200 38404 0 00 ((1347 125430 , q V NC (MN t90,7104111$ Jr , 78 80' 2 €03,12 3., 3 5C (( 1,02992 coo = 096 09 !66 7} st VI INC CIVMN 002i08108 0,`3012012 03/13/2(1 3 1900 - 331 55 0 00 380 / 8 119 1d(, t411*012 !i--J N1130'Nrl 21041t8t 03/131,03 49 VC 8'5153 100 910 31 (5+5781, I I-V! INC CMN 00,1041081 (1£31311/2012 03{1472(1 13 11600 81)3() 7 001) 84915 (461}8( _ _ _ kt 4 VI lElf- (,"MN AN 3} %t-^ 2 OOCR, 14 = 1^ (.1 -t ' Est'1 ,y i.t3 ;.1[#{} - _^? t,t - it ^J+•F7^!4 r b,7^lY maylwd twlmlfl7t'4°,tiz'ti by 7r LatIii- pt R'ii 4r {tlc47^ItiI iiN}`[^I Ii r}}1r„#I ,t°UP 9Mi0tUliri^;»L,P1°.tf+1 i7-''i" 13911 ^flt,H1 111 ^I T), rmr'€.4 o 1.^•r5 t,1, talr 1- 'Im"t^ I 9d£r`r1f',^„'454 ti al'5,4 fr ilit;}krt 11"Kill, s ^a^rr-t if, fr'+t't^ 1,7°' rx2m ,(,si s e-,tfe P 4 y_ {S,cl' 1 y. 22& ltllill t- x_ t, t,t,t- y",t r ., -?£t ;t-!'r^ 3'}I, ••aC•t.`5 +-)Ai rj. °"'erf'S"^tr^2^.*i th (,•k VY p"r-p !iIn'" a:, t 4,'{IP av, rlf-2"t i4 aiiZr u , t't3 4`rE'0ir[•^i 4'sart', &,n, kuSs ..1IV'r ``3 ` , f ri+,;yt t- 5F,: L;r he ^ to' vV,wA cJ=, 1 35 ` S ,tna^3,: ^r rv I e °?+_il"I 1+„ r 01 ariy ; 4r is f;tq 75'; f,,ft if, md} ",t. 1, Sal (Owr^'; ,.' de, if red !TV ate s; p',,r,*.'csa fil 3. ,i pr'Ji lit;^- liri,f i,'41 1 '' W,101 -mli iufr'S tit iJth4' V0 !d1 15X rl-JNS slid V1,11 5,E' 21105314 w tlti f tl Crjnl ult Voul owl 4 ii iii I rs ,7iid (ICI' 41 15orq atimi1 iiii, afit1'311, tax redaze d fIw;t1f, adillesIr) ,r any W 15 lt,?Je I Ali rt fe;wdmq ;KP r_c,O ?'. ! ,3 •;;i,",I P3'° , t ', i it vr+='P >`}ter^;a- le, -1 ; s_,u t7\,UA z,i- , ^n„i r,, rt; tE-5 4l*1 '' Oh 5,3 _ 10 !tie wE ilsr_7 ,1') CGir ii}„r_-r,^5' {,E i icft i•i'vmI,,!mr, ,.4 ' ;., „,w , 11 r,t i,t r! tltX^i, 51 ;thf, Nam- t0Kyea,T3 42iAt=fjfi- 9 N:,-1 THE,tgaa ROBERT AND USA RGOUS REALIZED GAINS AND LOSSES (Continued) uk+tt SHORT -TERM GAINS ( LOSSES) D ata Required Date Sold Total actatrCO* Tout D"Crtpiteen 4 uct Idotnrfred or Sold Short or Covered Ouanidp Sale Rraaaedx IAmoruralsarl Coot Brits * Gala I10u } Covered Short-Term Gains ( Losses)__.___._ V1 iNCCM N1301104108 ! 0813' /017 03,1151 13 800 3986 0a 14896 (910 It-VI INC CMN 190210410 8 - 09/05 7012 0311b'2013 4943 555 54 t1(?{' 92563 (589')) 11 V; NC WNI 901 1, 04 106 ; 4 / 12 03415)') 8100 1,3198b3 00G 4 841 15 (8615) r 19 APACHE G{ P 509037Ct1°}h? 1, 112 C12 1)5r tr:Elt? 0 38771 0 127 S15 ^f 08kX at C)%Astt38j4FS(t N4J40858 9 C4 i l;fir'tiU'? U^rirC112113 3001 3,13/ 100 3° C fi(1el ?^ 1 K12INC t'MN;49?T3U'(7I 0112) 1'? V/6S,t2013 1900 3 01f- 334°i LLkN HARBO RS 1N C NkT84346 C G J2 f7 ^Z 09/1 SY 210 13 li 0 41 64 i '(l 3 117 101 21 E XPONENT INC CNIN(30214U302} 11131,17013 (0918:7[13 11000 3,3'914 00 ? &46?= 933 0 9NN1934 KrN'G S INC C lN',4531 Y'CS 't13,707, 2 09 '8??0'.# 7200 '5' S? i? Cc 915 26 {154 24 1 1/11 NNERWORKINCS INC CMN (45// 3Y105( 20'2 09,18 2013 120 00 1 71837 0 34 t 5) 28 76 1760 94 OU3H,AS rNC klN S)`56') /'5`? 03r78x'11;13 05/18,V013 /400 :t.9' ' f ') 1 LID 311755 799' 2o UUTHWESI RN ENERGY (0 CINN (64 /109 (.9/20340 12 G/,'1 8 /0' 1 6J 00 ? 5t 0 LAC ??,'l L,0 7E RISK A?&.Y1SINC CEMNC1A UA(9?s45Y'GF x='0321 '3 03 11 x`!51 3 151cC 6,1'13 ::r ((0 3.834 1 1 119 62 WAGEWO6KS •NI CMN (91042/ 119) 014/2,013 09,'18/2013 6800 3 348 46 1 00 1,69434 t 664 11 WAS TI C6NN10'11E3NS INC WN #394C5i'§'ftf^ 3 3x'1 4/343 2''8x7013 34900 5 64 F,' (01 4 42313 1,33 + '4 CLEAN HA RBORS INC C MN 118449610/) 09120/2012 09119/701'3 5100 33,33 34 0 00 7 191 99 141 31 E?{ NE NT, INC CI N(`?'4;J'34 3`st7'ul3 (9r'i9f 13 4500 O i l 90 G11 ?3416, 83409 INWRWURKINGF I NC CMMN (451,37105) 11!1:117012 09179/1013 16900 1,691 511 C UP 1 011 21 (323 ,"1 1 ge)HAT NC CMNIl11' ?t" '12J 03518420 13 C."3,'`'/;101± 660 3'5,433 S;" GAL 331565 i tai - SOUTHWESTERN ENE50Y GO ChM (84946/10) 09/ 0 101 (29,19t<013 61 00 2 278 31 0 00 2,013 21 010.1 v 4te WIAyT(,$;NC CMNC'_AS'> ( s€ku l'3C ,t 1 3r?w13 L014'',9;7013 b30 3 51 1 AR 0Go 3,33128 1905, WA GEWORK S IN C CAM €930421109) 03/1412013 09'19/2113 _64110 3 18 (11 0 GQ 1 594 67 T973_ 34 WASh CONNECT ONS'NC .MN('3411531t;1 0",6'r/01, 3 l3, 191'21'' ivof) 4,72'. 3x/ Clio 31[3'21 1123(4 !NNERWUF3 34 NGS INC GMMN (45/13Y 1105) 041230013 1?V11,21013 6x6 UV 433 16 0 00 15, 65 (334 491 NNE)5312 IK 4PltS :NC d?N (45 /31'051 04 24/-1,"3 7tiraG 8 , 1 55 ( 135; 3 )1,3'8 " 2/i 03) f' , y had' bef, I , r,C,=nAl M t=y it, rw : Ibr r fal -A 4`1 {I7^F P,7'=I,i1 . = t ft, ,/ a l ' , 11 (r 1 D, ('1 Tea alt, t's1i'1 by 4" t Wt ,ile,i airmrti,)l'r Y, P si 9 ' 'nI l ,) % 'a*t'.t' t:f bxi' 1, ? 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Ni ,11 ,a! .`'.arit LIS REALIZED GAINS AN D LOSSES (Continu ed) 2Q13 021. 97906-11 THE ROBERT AND USA MARGO ._. ._._. _ - - - - i^,,,^r1 trrfr'r'f•Y JdtR^^^t Loaf t;lrts,..tt rt>'a+ 7 C+"" 't, 4 '.11 rrl7` "'' G't:i'k7; ^i SHORT-TERM GAINS (LOSS ES) ------aste Acgpu+cd Date Sold ToW &ccfe ion Total Desert 1Pr tideflti#1 r9 or sol d Shod or Covered rmty sale Irtmoorls' }slt # saws " Gasintlass) Covered Short-Term Gains (Losses) - - __ w------{NNFRW}t'8t: NI INC, CHIN; 5173v 1018 04,,24,2013 1 "ITA ]13 2R i, BS814 00 DID 1 823, 40 M1126f f4 I NN 3[^[;S INC t )4 211,3 1 13)5,0 013 34 PC 231 89 0 GO is (IQ, tl 4620' D €i 14, .65 678.66 it CahomTarm oios flosse ► LONG-TERM GAINS ( LOSSES} - - - - - Date Acquired oats Sol d Total ac rrfoa Tel 0 r {P t ode term or Sold Stion or Coveted ttit"" Sale Proceeds ! - iedtaaJ - -- - Cost Basis Gaut (Loss} Cove red Long-Term Gains ( Losses) ------Atilr3AN }N C%1N,0 '# ' 061 3l' 1211 ^ 01 ,?t;,1114 3E CC0 J G D( i? fl 3b (4 9 f 311 ADTHAN IN( PION 1CI,3$A'04 v^ 1'9 10^ r' P1 0',-0' 3 1 of) 439 5s C CIO ? 3q! i ° (55-x0 1 r 0-0 tNC (, EMN (90,11 04 108( 01" 101 e _ (/,22j2013 181 G'#) 3326 13 000 11150 1 1 101149 ) 30SY PM L50U fvti;k MN350'h 0° 1{19,20', 0125{7013 05' 1 5:30 (11 cc Cu i`;t80 ii-VI I NC CMN I90;11 I4131t 69 M 210591 000 .041' #2188 041 I[JEXX I II3AT0rEES CMII (451680114) 1 333^1U' t 0311,08/7013 36 00 3 300 43 000 3,043,39 2%84 11 V: INS.U2N002,,4" z 0 ar`=9r1U'Z 03 08.12013 1286E i253 1 LOU '.1120€8 1513221) 1 } E'1/ 71 NIP 4CP Na0,^11491 '2 G4,721,7013 04931) 6F sc 000 1 1IJEXX 1A11111A1031E2 (, MN 34 5168D104) 1i/19'2O1 1 041233/')0 13 s0 00 610 0 1 000 2 536 3,' 13 69 K ' 1INL LMM {8,hil3110 1 0','' 1 201 0419!2013 16 000 ',30/ 56 0 00 7 /01 85 6195 67 012INC'MN1401/K310 2) G`1310* ) 043 '0 13 14900 31i54, 000 i,4SIP '3 6/853 AlAG311 C1 1$P CMN103/4 1 1100, ® 5,1 :1tZ0', 00//20 13 10035 10.334 11 0 00 12 931,00 f2600891 0Ekk'_ARA ri;ES GMN50' ^r#^195 Gtr"tf#,1 t" C5r17!?Ole - '1100 11/03553) 000 9591(88 14384 ix,721NC CMII(8f,'73U1023 C1 '9,/0,#I 0J5 131013 ;500 x,89283 050 1 5°;1 3,3404 K12INC WN14^J13U1 02i 0 1/1912021 Uat09,2013 :16100 5/131 1 000 408/14 1015 3/ SYSTEMS t3 "{NEWS CVN l `75 02051 3)1 11 rx'K 0 7 Q5 16/1,101 / €13, 8, 113 W4 coo 4001 O'} 6 F 00 29 PO tif"091 1N1E1N ATI !NAAi 4NC CM I 1'/3 1 /9\ 103! 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F b m, "'OL T'tM'Y^u „r•L;u`y° SJ r Irirt ,,I, t11191 I',' ,} ILL' 1'" 1,3 11 S}(Jlt(,I[ 1 _L';1,w1 tfrJF• !t4 j r, d9`,tt)lli;tt' I}t PAIA 53 (,1 0, } •;'r, r jt,ttj avtri r,rv'... . r 41', • tt}VJ IL,,: va,LPP .9c' t'• d , ;ts'ai^ «,C•, I, z a , 01 1 h,?, 1n.,/,3'( a#ttP 7?' tit as,-, I-11'9' '1 ; 4uf1_; , ' }1111 st v of t.'1331' a is 'n a f'+, (,1P 1,11 wv t,rs,'a}':,a}`. t' a3h ^a P n,i,3s o, t•9hd,; JVtCtl l 1,lx w;Cl aIlL yrx• ire s's,n 3,), [pI 3' ,' A, t}:3,L,ai' 9,or OWr trot f^Fr aax 3n,t tb6Rrer ,,itvsz.3;I at^tlt31 t2^'> c3 r1rS ah lzt% 1+^f3tafl maiti~rs 1311191111 tiq any 'fir.'^p tkgrf•tn Ail t.r C': s+e^r^:t 'sac x_t^.hs ba' ^, cf. rc ti^ . a • ,a it, rv •T`{i.itIk3Kt. "} f27,%1t' 3 11-1 re, 1tf 2, E^^; ,>; 't=.ri j•„0^,',t• ;a+t},^--•,w a:3j t#=a; m'-e -, ^C^.ah;^3e^tR 3^'3e.^.3^.i " ^ vx'3.n ^ ^^ I'' Wit! ',;r ddrar' S ;.fill akK'> ; } r-1#;i ,,W,tIm , s5 to °•The V,e i,i t p in d t i 113 rrI ' S . u! , J, 1 1111ma2}ca arf, a w1jitJ 1,,,1 #•- tolied3 }t#'s}`l as ^,Y h LONG-TERM GAINS ( LOSSES) U ate Acgotred Date SQ#d T 1 accretion d ! Cyst is ` Gaza Ovicupt"aza IPnNOWc t d r) as Said Spats ar C ed Qualltst- Sate roteeds " t tit P Moss) Covered Lo ng-Term Gains ( Lasses ) - i 7 10190E lP'EONAT1ON I N C^P.^hiC73t1 ;t3i 1,`7f, Cls 08 3~7 53 G 2396 7 01 3aa?w 4ti? '2 P'OtY(OR CINZlSNATIUNA' 4NC (M N 1131/9Vl03t 05,0 2012 C1FCt"i 3t2 ^3 5100 3,18520 ['00 3,00939 43281 3 5,01 461 IESMC_E3NC LMN('8l1 /?101 1 F1111 x,1012 CIi'??rd] Iitt} 0. br.33 0C# ` 66 - ' tNC ( MN t609 l4BIC la 04 39 '/ 12 04 09 0i 3 _ 880 404 63 t? OG _ 19 120 '01 43 NIC INC CPAN [62914181001 04,71:7012 087? 201'1 /E 1/9 193321, coo 1, 9 2.1 1 014 Of) N;OIN'' MN 9914BIOC' 04,932G*t2 G8r=3/2St u / , 00 10/99 0 00 <'C±P 5r 94' 25 MC INC CAI N 8311 48100) 0403,0012 (/8I23/20'3 86 00 1 921 93 C, 00 "9' 9 24 1 0102 89 1, 4,5 1 576 C 1 9804 3 3,935 31 3D3 I LNIS C JPr NEW CMN I£ 'fi' t201 ' 0'1'9 2012 € 1F,`t9 '3 00 10 , wYi{;IlC ESt !!RC€S INC CMN (20E G5P1C 1 011 19j2012 9/18/70 13 39 00 4,012 30 0 00 3 95318 - - 1051 2 ------486 5^ S 9'QFJCOR T : NEt 0Gli5 ;PAC CMN t2L/9 14 ? i 01 r19 " Ci 2 G^3i' t`3 •' S: " 1/C 3 1 9, 59 1091 LABORATORIES S^V tNiN 2/!'7'i^i} Ckl r19%?ui2 1/938/,1 3 2300 3, 78608 000 /50350 1.1924414 CCJ is?C1 Ll INCCMN 412d6Gl1 al('5 ,132 G°!1317/' 1 { 39' C+GG 0 320? 7519 56 ECO AB i N (MN 1: 8885'39' 9 ,24''C £ (/91 Et,` 613 Ti 9C 9931 43 E i G( I, ii 213 tf 93?f 909411 0N 1/ltM1N 01 1 8892081 01,x443, ?C}1 / 01311813013 212 00 9 631 11 C 1 i(8 88 4 222 23 C08 Fu4T;ONC,MN(110'35_987 't9M1,2 (8,'9,H013 bc 5,14796 CGc ' 184 63 t4t31, NIG INC (,MN 11 Z 1 1 C)QC 04/24/7 0 12 091118,Y0 13 HIS 00 1 831 11 G 013 906 44 925 21 1" l 75 REES2090 N^' (^.}' . } rt `` fait I ^^-- 1, 1 9ls109 09t,I R` EE'? 11-4 ,0 4»X 85 0 1 .? 1 P (}j' 5/5951, G U .3/0834 70606/ `/9 NV ,tTM^rCf I CC 'ref iI :I '10 030/, {i< 49 83dd 01 CVCE P((1HN'1'OhTSINC.('MN (go22112'C'SE ;13ttLtCii 09'8121/13 iT d;t7 X 2.9 Ctco i? 2 F92Ct it 18 IEC t NUkf ta} S ^f , { ff 5{,Td 'C ^i 073, .412 0519t:E ,r 3FtPC, r. t C QG ?t^ ?t 12 C3t^ 3 0 SYSTEMS CORP (NEW)1MN i$t(554fl21`1C 1/l ll ? '? i2 ( lt li't' 3 (10 4 `3r % t10 3110 ^3 ,x{12 53 0NCI'0 QESD 0 0951N' i,M N (I-WQ' ' C CS I' 9, t, E 2 011,I19i i:1 , .35 CC 3 /11109 €flio :3,5'95 /C 158 49 CONCUR IECH Nt7I OGILS INC CMN 12063081 [19 + 001 19;'2012 09/19 /(/13 e3 00 t 030 04 v 00 3,_?98 15 3 131 98 CC ( AE3 P ithi;E NV M P iPd'f/1'l 'ti ts113,'71."3 341/ H, t C={'. 31_28 'Cl%:5 COSTA3( GROUP INC CHIN ( 23950N10'36 01119/20 12 U3/i 3/21 13 7h i G 4 217 61 0 0 t,'> ?5 2 64 42 4Er .dx r.ott_^' 'd-nJ„s I ' t- v :.l, tL''c^ s-w i'1 :,- 1'1:1'I • ,- r` t3 „ , e .."`:5 `" P"^lx { .iu'e t;i+•^t N*S x*.4)!,`k d( ad$v ,t .•,ir}•' 110,1 # * .t IF ` ^r w' r.it .,inF :, J L}^l,f t'r"S s.*' 4r W ',tni7 It' ," r'I .N'Ld'; ttS 9', a't- , i`^., t: ^v'I pS.r+,'ri3 ',a 3,.'.°it'_ .,k P"',^1:U"^i 'rt l.)5'. I' "r,.4pr i"(-41 Fi, bco. ,h1U". ti' 1211 r4 '1tt,'' I't:t,l4 0-, tr, nip,SFII a5", l r^tfi', la'i "' s s,, ,Alluwi I or tiotefie# iay Iht app ll^ aiia^}'t t.{pt'a' F11MIt,-f11 an+ rrrt.^ ^I^,e"at adt'' and. rt: = ua4ts" ° tP r,}9 i i Im-te ^,n- s , I+e tra ,vhwh et,si i 1 IS 14 utt.7 >1&,at'te I fit, act„1/ irk rf ,t' ic,^" in'[cnI J he 1' etv" eili lox 'a'11,att,'rS 13J'Pz5-1 :nR W7t I4'0 All 13%5 PIEtaI SI4i Wrists ,24 , fiu tc!: PI nth-ti jai a3' Yx s•tlr.`S 'nit Vt:l, are 3t¢EGt1^P7y tlzg8tf 't ttawU4` I,uw 5411 "v)t"85 tax x0 r}ihft &hljutz I 1h'5 dtt(t 11 I i « III!,, -, mon - I5 tr 11`.,; Wee rrt_'i li'l F , XN ,'I,N, ,; It } ,lrarr T I n te'b 1- , -f r M'M'e'! r-d ' ,. vP`f^ ` "p 1- t„p'-,: eou- `c x 1/ I [i;-p { >> trr^r ;. f ro^ t intend, '', ;.t >5t.h wf[PIT,at a t,.tra " to vwj tits' ^put, ,r ^ r", 0 am ,ldrs S it> rn,5 t " )a d,;=rrs t. ,, 1,; try ca s s a Iat vx k ^ 'wnf sir, -a)1 Na tk^ 27 -91906- TH ROBERT AND LISA MARGOLIS REALIZED GAINS AND LOSSES (Continued) 20t3 0 1 E - ^^ - -__ S+„'#"^cEse .•3^.`^,tta^^v;,, ._ ,'+tp;u Rr ^i:rrq f4"_R)+a^,^_.e re>M-vt,^^,,^r LONG-TERM GAINS (LOSSES) DateAcgmrrad D Said T ! cfenon lain D tpfon (Product IdentdYar) of Said Shoe or Covarto®- Ouanifty Sala Procool t 5 (Amorttzattaa} Cost Rams, Gain (Loos} Covered Lo Term Ga ins (Losses) j'1^3,r2E'3 RP 173/4 1 877 03 901 ii F)FA1.ER1R4CK TEC,HN1:.ia GIS INI (29'N 174230,91Ut 03 r y+'F:'R12 (? 00 2,_ Pall 11048 INC CMN4/7 281'5 1001 0 12 0519s20113 _ 6069( UDoo 1133 43 231567 RAI 07 )9,)(j12 ('19,e'13 ?Js of) 7,635 K"2 o W 3,873 9E ' 16 ` " :-Ku CQR C ION CHIN 4'4088"3/'9 _ MA RKE D (0R°0RA1ION 1 MW f. 53''Ultl (11, /1fi,L '2 69"', ' 1 (Si b i'10 59 61i11, 4 8/ i 6' 1266 St N?t N05,MNff',`3148'JO 573b'.632 (i/t90l3 I4l'£ 3015 C00 19702 170'3 NICINCWIN(629'48(ULl1 04,z 20 12 (131900'3 56[{, 'C«$ 1 0 I>0 11034 RESME[ WC CP NI/9"I^,:;1t1 U11 9,1/U'2 ijvrf9t2(113 65E'C 3492 38 042(2 1,69331 1,(050' SF INVFSIMENISCO6MMN(78411ri(! , 0.^'07;"2(12 ('9"9f",1{713 70 71 #1? 7 006 E3810 18 1i 5E WOEcTMENTS CO I:.MN t/h4 l /303 , Ci iA O'2 Mill 9.£2( '3 168 (4.! 5 ('Si 39 (0 3, 347 77 1,944 1, STERICYCI C INC CMN I8SDO12'fR, - - - 01 , 190 012 0Rt19 013 800 93', 65 1 PC] 9/4 24 26' 42 C[ 3 rY, Er3 T[ CJ-iNCt =__I IE3 I NC CMN I"122 7 6".' 09!7K,7012 C"9,''^ /30 117 436 9 n 0 486 41 51112 TYl ER T ECHNOLt,'G(E5 INCCMN 1902252'US7 0/ 31)'10'? 09/191/131 3 a8 (}1 3 '5'' €8 4 404) 1,497 9' 1 557 3 ef'JvIF}INC U N (; RGi52t;J7i G' ti,73-/;13 `570( 8,37i 13 % 409016 4,732 5k 8ESMEOINC CMN(16' 1521M_ ('7 210 012 13,'3017013 93 00 491,615 600 „>14' 14 20351 31 St+:ME€D 1Nl; LMN f;61 5k", sr i ('5F`3i7c,3 1139 cc 0.5;! 11 01 (2(30 S 184 33 ^a,33 ER f„(21101181E HNOLO( CSI NCCMN(/0510811.3' (11 ^ 9 2 1(/3('l20 13 11 15013 1218641 [DL 6,0204 87 69 0' C'V`sFRT€CHNC?0' ES;NG ;,MN^',lJ,;:'t`S 5 ( r'IaRo'2 '(i,'^1? U^3 505 i`_3 G ot (48557 75886 i:d)9148 Gi OdP I N (,PAN 122160N'09' 4!;91,1014 4041112013 1100 2 053 437 001 63 24 ' 300 /3 PWAS 4(05 V' SA3xAiC'iEOS'AN iNI Mi37S ":t, C.'r 9,-2012 1 ',''','20'3 i 00 94+39 C`C 9I 90 /Tt 5/ IYl FR IF 'HNO,UOIES INC (MN ( C?2a'' ad 08!2930 17 (0 31'7043 3 k 0[1 2,904 74 G 00 1,216 19 i 556 h 3 i„ 3 51' 1E?e7S URA (NEV.! M N ^ 38558),'P i9r7112 t' ,a C 63011 54 0 W 735 32 4 ' i,'=7 INNERWORKINGS I NC CMN 1451'13YI051 1 1 ,t t 1=0012 111'41)2013 18 00 i 2b,12 [3 ( 13 2260 1 (' 00 56) NNERJ`Ott}RI6NGS1NC (' M N ;45,'T'Y 9;"i9 "^ ?s Z01, 2;1,2'!2343 t;' 00 913 (;l 0Q 53;8'9 1695 G9 INNERWDRKINGS INC CMN 145713Y1014 11 / 19/101 7 11 2212013 36 00 24 `3 0130 45/ 01 R2 48) iNNcRu1Jt 3 ? N araN (MN (=3J' Y`'95 1rrC,tE;€2 7171121 . 3 k0 %7 I'C0 9295, { 15(;4 ° s,^•ri fr,,y lav3• trvf r^ iru'z^atr^] hk a+. i u,, of non'kst +lrcr o•inf af'tf'^^ ^rgrrra r' zn+' ^if'zi'>unt rr dt e,is^d', G„ nfr imn t;etiat th ° a;c ra y n r''1, e'asae" t,i,^t },' ffr r.9 i e ^.a<<,tf) t^•, er:a:zef' 7o ' G1f^;^ r*or I' di5e • tr.t ^r ^sr, ^^t : tf ^a'r15 sr'1 .a`-•f LBW F'_ -f ''J'1? ' i 4r„ 1 r•nf e ,,,I l1 "y a".' ^a1 ti' l r .iota ':rxx, v=,rtt=arel-t-,a ..5s^ .# 3r ti0' ar t,i,re, ,=...jf rr,r* 9,stI rte 11 ' 3 }i-w' j I St.._ . fit;? Irtl , )0(111 .r 1=:t Mel 4-, N" k ril 'wy IT'S ra+I,.'.P (`1, t^1,n nay tft, III-elz,nvO T'r ET, S'it' 3-p;F„II 41, 0' ,,r9 ?lI Us I mitllru{l", 'Pte' 1 %ole m :w, fir C'tfl" *Fii", /d1 tax PUCE, Cdfirl^yyall ,ifr+ ,Irfal;ltp t'tjr';^ 1,U fc n,uli 'yr .YNrri =7i,'St it S3 ^tU U''l of j40sti' dIccl IIH°, 1^t;I JIi 1.9x tt-Id;C'(I raid?:Bt:,,drlff ;SP^1 f+^ c'1, tRr3y Itrccr All rrtken,dlion rtq.'if°r ?'+ " >" ' 'dt-;taP' 1 -' '1'17- A ~'e'J4Q,s'P.4' vtu u ^, a r 3u .atn'r' atz:'.',± Wern u^•`r5°'^3v!'71;>: 3 .'< LONG-TERM GAINS ( LOSSES) Dale $cqu ied gees td T ota l atcrftan Tyr of swan t product wfail4 } or WO Sl^sA ar cowto ntny Sral Vtoc eeds ( r$ o") Cast rs' Gate tta { - - Covered Long -Term Gains ( Lo es ) - - - NNERIA.urRKIN S !NCCMNids;73Y;1 ', ?It"`t'^,'701x 11,76,'017 6l'0 4135 4 000 16671 1380 83; }NNOHWO RMNOS ANC 1'MN 1457/ ~ "t(17 a ai?G= ;2 i 3741J21t3 - I3 00 90 4(1 0110 1 63 3 1 (/2 801 f3EEJW09NNO' (NOC 911. 773 11151 1 1 /3=/01 2 11/27112013 13 Ru t 16565 (15 `91 061 1 iN 3[ `VUAKING5 !N C%'1 45 i 3010f 1 1'/1 7012 i 1 177%21)7 9' CC,, u5 700 I'l 49 56 1538 537 INNERWORKINON INC CMN )45773Y1051 11,x'?317 012 1,129,10 11 7 CO 4799 0 cc 19 20 i?t / 1 NNEU'I C K iNZ, ,NC (SMN l 5J7 t 1 t t-9r701 2 11129 13 t(9 LT 'ate 513 ' w I' 08-Z GO 1494 1'21 INNERWORKINGS INC 00N 14077 (Y1G5} i 1 /291)012 2/02/2 13 51 00 380 73 0 00 /31 117 (310 341 iNN RVY 11R :iyk>$ INC CLAN 1 + 5MY'U5) i i tb xt,C' t)^ { # G CO Q CC 76 p 160 411 POTASH C TRP Ct IaASKATCHE WAN I NC 1137 550 C71 dr`{`r //?0 i 2 12/09,11013 ?4 00 748 34 0 00 1 11 /8 R0 1330 461, 39 14139CORP 0 1 5413(94 1 REI% »N INC (73/561 1 07) 01!9.21112 12139, /73 M 89 i 1 C69 e4 i. 00 70 33:21 :1 i0/0 501 AM ERIC AN Pu9Oi. EDO'Al tON tNI ( MN ( W'913'0031 0' 4 0101? 12171,/113 0' 00 7 722 24 G 00 -2-";?3 79 (I 55) AMERICAN PLIKI i( [ f 0C WN INC CNIN (0r 13V103 ) 6,19/30') '2,3017013 '/0 0') 4333 21 0 00 4 390 37 121101 MF6,I;AN 'U 3l C E1/)CATION NC DON ((73 3V103) 07,'71P2017 12/3 1 1,o"3 1 of ' /01 '4 C' 00 111 62 595 't4 AMERICAN PURIJL' EI1UCAI)UN INC ('MN (9/973t93) C1/'9'201? 12/3112013 `,,l D0 7 483 ^6 00 00 2,=115 41 0 85) Het Covered langnTerm Gaina ILossesl - 4»953.40 0.00 213.7 s f ^b.75 NonCovered Long-Term Gains ( Losses) ( ^y { { rp^ y^ . 4 1[JRY ¢ ABORAT(q s"t s: b Y 415168t'i{,< 0^1I .tiC1 01 X13 24 a 4i Sii: $ 430 7* 6 G0 7 Be35-e 46 i 381 2i t f {K A t 5A1O ^^ iN N ^ 1 1 EiE C i) d} - - (46/, //0Q9 01,103;2P'3 0 [)L 0 VA 6 000 3'335 33 ? 976 33 t XYitA t 9r1 !'i'7 9 'MN'/'0(8L71314 £'[1'9,12010 k1' 99 :'1 1 It : ° i 31 01, C.' LL : 03', .114 s z x'318 DIALEHTHA CK T€ z1 HNi € OESVo INC (MN (74230030!} 01310/, 01 15 /913 49 flo g 1 543 63 it 00 797 44 I 19 7B481 [)Era.E 7 4 T€ 311E c^tt;£ a INC (MN it` 1)393'I_? ) Ii 0111110 0', 151120+3 E; Chi 575 ' 3 G (;C} 11 6 32 1.ELG(N! CORE 36AT,ON) MN '5' V 114) 05/9,`/ 011 1 8,701 3 E 00' :x95 90 (1100 421 L5 .i 7135 ( ['GEN EIURPM T I)N I MN0 51,020104) 04`11 /099 ( 1118, I13 (111 ° 639889 L(1i 243296 .196591 WKJIVIR19GER t 1€) CM #' C..135J ' e$I G-2/041"2 009 ,, 1,71x'1 1 16 Chi ',430 3`5 0 00 168 28 662 t I tt,1e, s^.ly lar.r' t 1fIr Ipj">.' (I N ti5): rt r^"140 /,SCD', t xktli &k,],r.}I 154 Yr AN-1 "'{ -^ •1e*+'tI , £77 2'"+ )ti t`n "Io' '11"i N!r.'.Sil}, Jf+t+ f1n,.''„3-t +t N `Fa'' tt'' It wn,iC" Ott t'ifl IhI'' f"ai.' t ;L c`tr'l ar,c 1' 1rz- tc-t` Vi}{°i ^Y iol'(' 'I' _ +NS Ia,t" ',I dclu'_}r", 7- It+Yai9°. 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(01 3bIt, 2 S;T; 98 A.FT A09 T[CHN1;/Ots 00 NC 03/N t?4_ 32NIU,r (/974 177', _ 0% 22 1013 39 fi 1 5Es1 31 E 10 516 03 99`5 38 \COBS ENOINFERING 08$ CMN (4698141 N) 02/'/0112009 1312212013 fi100 " 2,836 92 0 1x0 1 606 22 1,210 /0 "I J,`,ICf-I)--RS FNI 6NEERING GRP WN C3^ VS/2 00", U14,1-L'2020 13 w 0110 1 S432 4-, 00C 3,049 -2 "M OF A)[8T6i4001ECHNUL00415 NI 'LMN (23230410. 01='4,2110 MR3/2013 6100 ?;a 8/ 01)0 94 it 1 4961) 01048384 CK TECHN0}i G6 E5 INC GAIN 1? 4209 1,Oil 1/741201 C LHi23,,i011 8 }' ' p PO L C41 33 7 8 12 I I pno,kct rJt°.r iiynrti+rt antl'r, k3A- II&F be*,nstitrT ! i +1Gn,A,1 M. 1,,#+H i$iia ai1id 8;d ,1 11If)r,31 r,°uF rtSt;,ix ; n, jt`ttert ed Gy t`LI',nJ , J'I 11,/,1 c4fr rrcr'4, o, t7±*t,t, ," Jt 11,3*•1 uV JIn,,. It, tH, "I elet !„at Ir,oifv itbt-n rr14'II tra'II p PT'n(xn •,HP Yrtu sI uhl'51" ull 3,114 v)w trnn Oat -31 v.,.- t=,. a. rus'',t*tt'xt "I -or • pt , tt, , ,,'r r ,c At '1' 1 ,nt I. .. 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RI C TE t'l,N^1L{^Ga !N'i 8/N 1 242 0 1002 1'.;75l?01 0 08 3 ' 01f 6 (c 4 1 638 f E CC Q#? 1,70 53 ' 638 t A.V3-H,4_.N 0011 C i E):lEA (1N !N(, (MN {CIS130 aM ;t G`a1 ',L1iC 1' i`%.1 1 5 0c ° `53 Ew 0 05 211 15 1.75 811) AM THICAN PUBLIC I DULATI[/N INC CMN 10/ 913V102) 0110612010 000',81201°1 11 OR 659 08 0 00 109,414 ?50 161 8MEIR 7AN PUBL IC 12 1/AT'I'N NI CMN (0 )0 i,3Va83f 11,/13 2 0 111 09" , 8/2713 iO "^ 1 77 000 649 9 159 02 M.A,ERICAN TOWER ` 40 880% CuMN 1030,12 X } (' r i t`2G'3 4 7 005 3 456 74 £ CD 1 285 19 Jot 5 + ANSYS iNf, f;MN 10308/0100) 05/08/2009 G'9j 1 b/7GI.i '13001, 1,? 4( 86 0 00 342 A 19858 ANSYS IN I. 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(r•.a 'e•ff'1 ;"k' fC^,I t dit^.I"I ,ti"_tstt3uli ttrt^ /3S$S [,t ..t'ri^„i !tk`'+''153' Y? ;. .3' .{ r T'1 _ t,^'#^rd'{g U^y"j, 't. :, .1 k^F f' ^^.., rvCZFif"tt^F. ' rd1;L 4x.11° {}' 4'S+it1 4..19" .x+ 3 t.J ;2{'., d:,`" p it Yi `} i^fi :^L ^, ^.4 f'i F, vwS , ',P31 ^, t Ul,h f ,3ri'i' ,q1.;pia x'i"t3_^, rr" `l ^ ! ITI J","t ' 3{'..t 1 `r*t i1Cij x,0 U^ ,u=§'1'' ti4, a,, ",Ji:h t,9k--if AI`ii.^fNo ir"!ai Ruim., 2013 MAMA THE ROBERT AND LISA MARGOLIS REALIZED GAIN S AND LOSSES (Continued) _`_ `____ t;rrV.'t°' r. t,r`t^^tr.,^!.xt C,G+;tLt° r ^• er r" 7i?'1`^ rr, tax ^rjk,N^ 9 dh^: r^ LONG-TER M GAINS (LOSSES) B Acgor+~od Data Sold Tout acE on Tota l Ooscriptton tP uct tdanttfFcr1 or sold Shaft at Covet I coal"" Sale Proceeds (Amor1tratton } Cos# BASrs • Gain (foul NonCovered Long-Term Gains (Loss es) ICE i ROM GRDUP i NC :EMMN (74' i1I1 ,88) u2 r2ur [40 03113,70 , f 4' I C ; 3 21$ i-b is h) I 19 -9 2 2'9 01 Ot ALCOMM'NC MIN t11/j?Y C9; 13/ 05 7[39' 09/1817 M' 04 CIO 211? 4"3 C 00 36SS btt 359968,`3 ROPER INDS INI' (NEWl (MN {7 16696'. 0€) 051M/200 09/1 8/2013 410 00 ° 5 863 90 0 00 1 8 /E3 '3) 3,383 99 SCtt;.,IM * 9119 ! TI) CAM 0)6857 1U,) 1., C8 20D E13! } N./201 0G 398 91 0 011 169 08 539 89 'i4LJN1 sPGFR f C$/IN CR/ 7 //9 IIQ 18 /11 18 v0 1585 ^rj 01 F)73 K5 991 ? i s SCHLi}M EIEROIH i ID CMN I10168571 F'h, thi'10B' 9 0911 8Y2013 3800, 3 34 / 36 000 1 S£; i 1 1,68351 STERICYCt E INC CMP'J (8559171 E18f /29,00115 09,18//013 12 00 9 1 3411 01 0 00 601 03 780 63 STE RtCYI' I INC0 /N1°"39110 3 tl,'.,'•6,1.2 01c91^l1' 3 R) M U ?' 88 r' 00 3.i;7 o1 3~T*19 TRIMBLEN 1V,CATIC)N '-TfM ;,7N;94091 039 G„b' +`2009 O1rt„t,22-3 As Cc, :2 r bf) 00 ;,59259 7`.6 'Cl a1 TR MEB1_E NAVIGATION LTC} CMN 1 0562391061 0339920054 079/181200 3 1laO00 4544411 0 00 1 045 58 3.548 €32 VI SA INC WN LEAS A I9_',1K 5839 iG (03I"009 19/15x2Cl + /0 0 ? fi4 9 ' 00 1 s t0 f 2,660 3!, VISA INC CNINCa4SSAa' R 6''8/4 [1/44;2""3 31t8!tci2 ,3711 48/' N U, 13Q x4659 j 2158 9 AMFER CAN PU%1C 1 0 1)' All }N INC [M N W29133103) 1,8r' 3 21 11 09/1 920 i 4 15 C."-` 1,13336 t Go 1,124 9/ 6018 39 AMIE8ICAN TOWER 1 ORI'C)RAT ON LM N (03021}t t00l 02,,`17,x2004 (19119/2013 1 Go, 1501 0 00 27 36 47 11 AMERICAN TOWER CORPORATION +CMN tt:3u21Xt3'3 j58 [/( i5f2f7'3 / 0 ' 2i( II G Cl 1,14'18 15t91) Al=E9tCANTCN`I,'E"C179r ),Mt,-La1h'Ntt,31'S7# , 0', 03^21/1 3 1919:,[0 .' CFAI 90' .1t 1a'$ [J'99, 93'5€3 AN SYS INC CMN (036h,"' 10 (179 1 05/2//20054 09/19, 20 1 4 M 10 1, 139 End 0 00 725 41) 1,01 01 It I ANSYS t l{' ..ty' N (0356201051, 5 5° 09/19171,11 19 00 6 955 50 911 ,' 199E G1 4 1;1i 43 (6; M i,' 05 '9 ('P" 1=.1'10., 1 cr) ?Fz 62 7S34-1 CLO ENM 0091/RATION WN (1 51021 G4) 11 1' 1/ 701 0 Q%'19/701 , 0015 2 516' 7 000 1,0 1 3 01 1 c ? 51 TECHNO t M 11/30/7010 09/191, 1'3 7 0 0' 50 C a(} 3i 90 44 01 DEALERTHACI OG1E S ,NI CAN 1'2 423091 2t 9 E, CJE AtE i^ Lt rE;pN'1 35;E. INC C%'N(i423 a'11 1/'15,1 00 09,19,-2013 i 10 2489,0 CCU 14ER1 13) Ml WAS 0 IN(, WI N (X-,13131,09) '2001'9, 03;1:170 13 44 [3C t 11,40 08 , 0 i ' 1/ t 6 BF21 94, EXPEDITOR a INTL WA,H I NC (JAN M71 31)1O01 0708/20054 09/19J2013 y 4.477 1341 000 3141 02 1 2381 55 fra°,k, "4'4 t .7 i,+••" , ,'+1, acc sit; :1 r'rkm tt :,',l : iKR tr' W" Ij tl€ ' IILR1M' ,, ON :'F+• ^C' J'`-,-eat,-fl !' '1' T,'-r ep' ('wi 'ts 3,5 P-'. 11, IF rvsii ' rt, Nt^?"'-R: to RL[ B ,r'X1117112 F4fl' 4' ',] t ,I."m,,,fi^{D'. ",& ai"-N.,tr,.'C ';, tr,, r*'r,' W, "a' ak'F., r,, a,' P°r:,ir"e' I, I,I a', 1^9t "in=ci°}?Pr ^.hYSr"T eKl'{', rro-y tq j! !.It, iY F`'ii{its ei.^' 3°' }'>^t3t" 1-x,«rn-"-r* No pcsrI 'n rs a 070! >r 'a - F':;r.^Fel^a r,^ 3; tr. •"p,E, .3 r~ v'r t`,., _' ' ^l,aerc a 9:Ya s:t, tk,^ ra '^ t r= CIt ^+"e's.td^:rT o•. t4*; ^t5z:5' ",k_."-.^5 .. „^^.a, f^ .. a,1^, i.^ c i ^^r^ .. ht .a tT <3 }, -s, s, t C4-^v, 2i t._°'r+f ^fi.5at' 1 t'-f^ as`, dsL;Sf, , u . C-533,Ls1 C „° i,;t„tnCiG^, Yeas' a a ta,t'S Eir 7, `aa , : ,9f,' b ^a'F'Jf 3 S'i'rsT1' 3 IC':a"stt l" y+„dr ow", ..gar t °,'.F' ' rIr 'jdlw ,^.L . ain,at' aa=' arI F.u rtlUrt'a see, a, ,)r.@ tv,,p ht,, tdn ,1,¢i „II^.IIT rf a a r0 1j,49 ,110 I !I If' f o,i 5,a" art, rrG=t,bti11 darer nt vas r,f 41t5-, III'll y',,, ara4urra n a' ,,,'vhI,Ie aril ttr,a' ditrs,:ga^enIly [ItIIv r eit a t ,, 0,ur Crat(jrr n ,),it t~, dccuurn1l',l vase provide'1 try you ardlor a thrr9 I aril ar":} t,00vv3 , Sa' 1, njw" Ilu rut*raSa rit 1l7 -rt a' `'a' 61' J, t.•Pzr *' "#rt^1 L,^t t ter a''0,,`tit 6,lrI ia,t'•'Tu Vlrtfl a' I 11 trF'itl1r rW4 tit' UPI9' ,t, ^ L?' 027 -97906-1 THE ROBERT AND LISA MARGOLIS REALIZED GAINS AND LOSSES (Continued) _ _ _ MU-19 CtFt^J`7B'f ttidl Intprt' t,:f-, ('(3: ,k! }9^tr (4jurt hi, ;dY W111101"17 kiNF`.Y7it'S LONG-TERM GAINS ( LOSSES) Daft A goirrii Dofa Said Toilet s«reh l T 1 D nptaoa t product de thffet) of Sold Shari! or Cowered Ouamily We Proc oodi ` (Amortu .nF Cost 8u i Gsin S Lon ) NonCovered LonTTerm Gains ( Losses) FASTENAJ CO CMN 13118001041 08,2,, 009 08/1 ,Q{T13 6`.1 00 3 218 84 1 00 1SL.4E 1,128 38 r. vTE{'ti }i^,M MN(31 1 t',{ ,} )G 9i/ 51 U D1 10948 387 tia1TC IF SV§,S tar( /8 N09MN0 3( 1(9 G2,ty C11 fGc"2". C 90 l J E ZIS3 G5 21 ------081i TC 1 SE SVC5 6RflUP iNC CMN f427190610:81 02 10b'20'U N1 19, /Ci r3 53 00 ' -138486 0 08 /34 91 '35i) 91, HIM THCARE SV CS F; 90UP INC MN (421 9061 08) 07/081/010 051917013 60 (13 1 %1 11 81)0 891 10 126 61 }ACMENC NU R GRGCMN)4$98141007) 02='250010 G f'.','?^1tT - 00 2';944 (11 C13: 195$2 103.2 .?AC OBS INN NEEfR,N1_3 G0P OMIT 02;'61'1,10 C'3^ 15r2G2: 66 0 3 I;zni 4 000 2 ,;;1C C? 39 MhN ANT ( 1093W' C@r"N 45{ ^6 k1 ; 1 ^ 12;15-'2 1,31 08119'2(' E I! V 1,811 Hi 0 00 1 03,_ 1 179 58 801331CORP O8 SA3 KATCkiEWANIN G 1131551'1071 05171120 10 09/13/701 7I 00 099 „ 800 Ei?r) 49 (16 31) 81 TA' H C.OPP Of SASKATCHEWA N I60 5'1"LlO/ 15 /18 11 09/1 317£;t;i 3800, .05 14 1100 1 3010/ {°I °31 0841; T 8#^tWE 180 " ANC C77f (7,41,14110,81 03'39,x009 03;19, Z x' 3 6? 00 4 ,W -195 0 up, 46 36 S 212 58 (T3 i:C} !y"P aNi:SP/N{J.,r ti # Q3115 2( 3 03,ie9,i'ii'I 6S 70 ('r ('3 3111 Is /4555 0031 COMM NC MIN 1141)/91G'f 05/08/27M 09/19,`9013 9 ' 0 3 ' 634" 58 10 3,1%) 66 2 551 92 8C31'1E4 IND S INC SNEW I GPN 1 716096 1081 M08/2009 09/190013 7009 769011 Goo M 11 1 /5 014 CJ 1' 8008 151E)5 NCINE}fi t1t-h'Nfli6605''6t 03( 2/1 i¢3 0211q`20 1 35 ' 4,1587 '81090 303/92 SCHI,,I MITF85 Ti•P,M 44668'08 £8tli Y;:. 1919. 1 F_ GO " 5:T1 22 (1 r'{ 2/ ,? :` 29 F 0 ------`3;f,t(11`03E?TG E8TO (MN{806957'081 G! 21/090' G?''2143 ? 6E 1,4216 0GO 995'7 8.292 E;f+1 Cl 3E GEA 's_T(T CR N 180885/1081 0817 1009 09/18/2903 36 50 1 3.199 26 0 00 4j1°14 00 1,16526 511 8081., 4 NI CMN MR91,2108 OE /3 71210 0 f ' 1 9""D13 / 00 350 3, ' 00 '9r? 30 5157 EE lt.Y'l1!NC MN I "9"17i[?' C^2r13 (10 ()9, 19,,70', 16 ( 1181,133 00 83? t0( a PAO 13 ST1HSC.Yt,if NC MIN 1), 912* US, 0] 0U2GIC 9 8,2CI r5 an, 4 013 53 11, GO 7,20 4S 823 08 1R3tt E3i F NAVIGAT I UN €1131 MN IB%23^a 1001 Q// 30 009 09,191/01 3 24001 63100 1101 21311'8 363 92 1"RIMFIIE,NAVI(jATIONTO oP/N[896/38101 0510812009 0911 i '©13 ' 16[711 3358 2 aer, I2,1825 2' '041 - 1344 tCNSV'3ATE(NETO 1,11N i 81K235;C) x,121 3418,`2€1 -f 5T` 2tV6 " 1Go 04 2 3,91k aa`t`54t`,}.2..re,= rf Pai'.f?Yft dfi'k514^.f#°'..`,=x@#4i',,t O,R i3;k: 'r i'°y=,3d5^- L^,}"w't'J`T=C •'c x` FIT',,II' .'t"nV';~I1 IYi „ , _x'*1 J•x c7S- ;"^k 5:-a ',N>#t'd a^4fCLo- r•,3zg`kn11` tf,t'L9t'1 k"3"d'='1I;^.}I',P , FI ,I"',,x ,a tep ut; ,1 Tr?=t'p'wt^,^,,,rtFr TI, 1', aSI,',,9Gr +rI''it ye't.C. i>xs.IF ' t^ 01, tz+n ,its f-,, eE i'°a7 1 r,dv' ,*' h•Te''. T : twc^ t,Y ^f _t[,ti^, pa Ptnlia' rlut !,an DUtat§ .rc"ir)1111 ,9 'I "I C nf, }n gMCI' °,II ;Ty 1 at} 4 ,,I ' . diil l "A ,#(; i {;, . b'la}F." EtI I] r%t'- U ,IV_i j3SEt Tt,z +,IPgwr 3t} r,t n4 "/j' ^at'• `014' t t'4,J t,e?°Fr, in tw- I'SaI,^=C., s, C Itc ^ t 'W! L' f 71^ dypf.f wtI"T, e; ^.^,»°;.• r,"SS t^°,t^I I^i•,f' a,, silt '1sw' of O f4- qt' ,3t t.#x'nr+£5 'tf?:`. T', tJ ,ixt, p h, ,r}{,.:f t^ ri,ti.u II vrw C15t` t'a'i! 'tF'` S.ll lit,". d 7V,ki1 ri ,,lx A ih,S "110 1P 131 t^'ISII' P al',,'7". 41 34y C 'i1$*£'^'z^^,t»'I:'^3^c- ^,l ..s v..f{ne`7r13'^'1 'tl tCp'YT"xx^tt}`p r':c+; Date ACqurred Daft Sold Tonal aectrtrcn To" or Sold Sh*4 or Cameo adrty SA IL Pv ds' ( xatr n Cast Beers Gas" (Less) IiCIO, 329.331 100 84743 ------7451 84 _1'X-2069__ 119 + 24 K9 4f1/ . 00 16134 `304 u 00061 010 I On M 3610 1 1%91 coo l [30 l * 1 05121120110 141 P/O I I h or 2,-iI-" 000 123136 11611 } 011001i 121hQW3 nK you 547 t 3.'O% 9 2f5)'t't 4 51 00 g : 4k :_' r t^ trar>,e,t`,T 1'-,' , o,'^.rx'. ! x 3 `" ^t rr.i }: -,t^t #:at,. ' --7•-a a tt^ xs i i+rir.^s"^i ?'h r=^^, t" r1•. E.,, ,e ^:ss tu., rdgt ;^t s^,ce : ^t^.• .- .., !t.; . ^co^' l.a^ >'c="t , . °r ,,,,r'^^9 ^',k ^a :;.ri: ^r^rt',..i^:a s.>>:r 8if "!.'o t ^7^trG ax ^^_rEti^icr ^tx r'U :!`.ros;iiW^^.^;^Irt .^3t k^a= ra,* 43^^.,:^^r ,_^•i^,St°r ^; e E ter 3*•^t Gs,. `,3F"^.,-^ i^ rraay Catit tu^^f^ ,^:.ia*^f^^S!+r ar ir{,fi^x'. ;i^arcern ,!e' t; 1 tF^n: .1 51 131' S II 4 II 44111 11 %Boo av urt'"aiilne jW% fit' wu vow% NMI rPCW& zL'mom i { S4wh7 MI :fm P tIi,.led t4 P 11 It 'J'1,i«'I "+ at'y Ma r1F .ti i 1tPrM M4 'R' fsSzirlctrd, itt I t1=trcd b7 4ttt' Csn h". i11 of canes. a;rr', All ISSmn; WN s411 ruIP`, ar Ins r q:sras ids r 5151 an ynu m .1115 15 11}54 In wini i pur oo rj wi1,adv idx Pnuull rthi i SISLI t5 aMw IS Mal A Ks. *PWO I sinus Aland M WY Way Wivot All €nl"Fm' 4R5r rL'rj,i^tidrer the ;' t,3`mX55 4L ut oftsm11414:0 '3 * wrtin 114' }"m 2I:.+< __ _ 4L;Xt=: ^^r`a';trtar'^dF:,+, ^ d! yZra at'=,m d,+8leu rae :cw,1rt nrf „^tr^.k.sa^ REALIZED GAIN AND LOSS SUMMARY SHOWT • TERM GAINS (LOSSES) LONG-TERM GAINS # LOSSESI ORDINARY GAINS ILOSSES# r^=i! ,3, );" aowI,_-,ut, No Ntmt,aveiad 4 -a I^rre {iain,I i3 rr3;{^^i vet iF r,,9tr,^t_ at ti i ' 1'34c h,.^ r ta3lig > ,^.a; I ^ .. NAt d, >3T19^ V-, CNN7a 7 a aI It I m(dIn ;(i a <, t) LO Net 8:4,d,ttr d r r i o =_ ^t,crct i rw 1w, I onr I^ ^,,5I 17) tout Shoo- rem Gs l ( LoutsI p,0o Total [ n - To Goins (tosses) ",6T1 Eb Total Ordifary Gai n (tosses) 6 G0 Date Atgvired Daft Said Tota l secret Y t of Sold Shoo or Cov ered OoonI y SAIe ^s" lAan* 1 ta3rflAt C oat Ra io Gars ILoso 011 2(1^t517 Lill c 82 tL 334 2i 2 11I2U1t 12119(2013 4 3220 000 ' /580 0008 GV0620 12 12,'19201 3 10 00 648,187 000 6451,12 x't f0 C117 b, 'f ` 2,,19r20 3 /1041 23 7 71 16 0`A, 714k3 9 #7 115 721 17110,12 01 2 11130/2013 1i 150 99746E 000 864455 i 33017 46.171 - 0.00 fi321 P -54 P,4 IT ,-_1009 0412412 0 3 31 110 U2011 000 4,713 4 39C 82 02 1 04709 14/24 0l` (L v, '`.3 1470 0 00 +'?16 7 3 .r 31 i I' ' 0 (JO S 040 if, 0 00 6€(55 14 - 1 1,'0002003 12;19/20133 Net NonCovered Long-Term Gains (Lasses) ^. 0 t 17,081.66 '`? ':fi',re `}Y,°C^t'" e{e*a :4-Px •xt^^-h;^^:4 ;t f R{a sl„c f arrr1 a „^allrt, Mains and r,)", aaiuuw Mfr n,l nd,18t ^Vf.t.144- 4 t w4r0 t-1st bs;,ti I, I111;ivaaatrp r crq iii-,l ot ,}ny 1108., f^1i{^ct^?! litia' a may hr. rfrsallowel of l("tarn i t'^ 1n{' appil+'.}tron oi cst{Itai lwlfta onr wash x.1(0 rWOS Sr rAha= ,pcv,i1 111 rule; I si ',UL am>tr{asF 1 r•r ?+S 1 (,')r-dl yea' 101 .rrIIS I'le tax an, ON Iii 11 ;}145 ,1 thv ,15{,1111 ter refits-1 r1-alit r,, addr, =s1,.I ,ri Hny ,O^i,, Ise- In All itx t .9' N -I I Iacw,=s^fr;^, x'41, ol, sea ti,Il : t* at ' -,""w=t i L sn aTed n,;t o-r t«r^,. ,' 41 tir..^, a, ,;x^ y,waf I ca,III t r=, 3°,.^,untts. Wa-. ailIr' 'r,rd 1),trII ^'^` a^,'1{*r^r m , tc',^„^r)a r,v sc{u^;s4 '1,1r^s^^s s ir'^ i"s :3cr={tea:} ,iie'S Ca:rod re°ra rt c, :I' ,rtuma' ^rrl ,,nil 1 ;h,rrl rI I i,e r5 a' ^r,J;,r^ n a^^ f lax', ea Arta!,i!No Ic"'JAINarw ^^. ^y 2013 027 -"W4 THE RO BERT ANDUSAMARGOU5 REALI Z ED GA INS AN D LOSSES „^. - -„-, .. -.. -_._ -- ^t`R ^i 1.^':^^t' iX' l..A f ^iY'°•<}jn R` L,^'^'^3 wp }r^.^i tt:d f {fiF "dt tY$^tX Pdp' ^^ _v^sai f,5 REALIZED GAIN AN D LOSS SUMMARY SNORT- T'TRM GAI NS !LO SSES ! LONG-TE RM GAINS (LOSSESi ORS! Y GAINS (LOSSES) SN'-l S2'R aFr',t.7`^a"°3i ...... ^rRVII?;{ N"t'vw'tj wr'; 1,'v, f; dkcC' f"tm(v} (t,3IY' I',°.KSR` No I'JOK, OF I'll :-)'{+tt I err' c".pt liI?;i^:S^ NO*, I_,vt d iti=) Nii U t°'wl i^et'I99I N t`r't{2y 4i3{'[;F'tl}l}jfitM{a3Mx `eWO kiF'ji't{TMN n-,p"at'v . A"jtt^{YI'.'.£'M ir"v3`.'^e' ^t:'45d,mod": 'te.r" ,^•r'^- _:r ax, ll tel N j .-x 04w, t_...a 'a^r^&i'n"it G,... r9 ,71R N41 4,#i ur,3Y Pot=i ti uiatAs l4,tlt F, E:"nl .! abut 11 I'Fm l-am: r, ,i ,, INS Ne4 lif-jtf2Nm railre, ,edraa l-uc} li•nn (,,itIm f '55f"„ (I Im Total Shot-Term Gains # Lossea} 56,1 3489 Tcta! Long-Term Gains !Lasses! 7412 1 4 Total Ordinary Gains {Lassaaf Doc SHORT-TERM GAINS (LOSSES) ------pate Acquired Date Said Total ac ictretior, Total les"', t act Identifier) _ _ or Sold Sherri or Cov er"- - - 0 Sate Proc rieds ' S vat -- - Cost Rants " -- Pero {Less) Gains s} Covered Short-Term ( -. 83/0502012 NU SI,N ENTER 6 5) INC CMN C!ASS A (61lJ18TIO5^ 0/ 2112013 68 01 ?,091 32 DG 3 0' 7 89 (1 225 573 NUSKIM ENTERPRISFSINCCMNC:.ASSA4)/(781 105 1/ 310 12 0212E12(' 1 2125 GO, 6, 1+;840 GGG 8 G5 0S 70335 S fARFSHOS/ELI 200P ET{454 81-,'s 03t877210' 04,405,nv3 3 800 3476s1, 5t u t3 1352,EE4 62 1:540 C-5, ALLEbHAN`t CORP t AWABU =;M N (0111 /5100) ' 133,5?Q 2 08WWW12 O' 3 I GO 411 C 0 00 330 24 811 40 AL[I4)MA,NY CORP (I ELAWARE ) CMN (017175100; F/'3'12012 08/02,20 13 8 00 3 203;113 Goo 2,04' 81 805 2 1 MONTPE! s00 RE 301 L01NL JFa CF N I X5791' 0) 1213" ?:012 i4)1355 /0013 i nC 3153 70 C` iG 3 258 39 4g5 KAMA N CORP CMN ( 48351810 * ' 1 ZI'3 17017 _018/21'2 0113 64 GC 40 ? 7 1€ 00 7 32613 ,86 46) KRATON gRFORM NC I'OLMERN INC CMN M077(, 106 1 12/31 /21011 89/78,/013 15 00 788 17 U 00 35/ 64 159,11) CONVERS:NT . I0 E,0 LMN i /$1 NW2 12," '1317 E 25 ,20 1°3 34200 i r i 10 ' 550I 52 ' 16 ENE86,l/E 8 50101 Nt:S, SN€, WN (78/668' 0l1 f,x311? 0' 2 ('5.75/201 3 4' (10 3 8(J0 301 000 3 /8/ 76 516 ('4 KRAION PfRFORMNC P LMEHS INC CMN 1 5 01)010 5 12;3110011 09'25/2013 470 00 8 26/ 05 0 00 10,01381 (1,/5 1 /61 MATSO N iN/ C%1N!576 v'OS: '1 3'"C IE 0R1251 2C''3 d5(0 ? 187E9 0 '0 1111Lsz 7T 0086 IN C MN !134101701 7 x3'(20 1? 04)75,7013 `5650 ' 4(11 1) C i ',45345 ; 55 15 ) 8404)1 BROS ADO) (INFERS INC IMN (767 744105) 12/31, 2012 06 28(2013 66 00 ^.3 td 85 0 00 1.363 83 ( 18 981 1/501811 (35( 7584'Iti15 00851MN 195'4/ 510O 1?J3' 2 '' t2 ,'15,'1( 1 1/' 50 3 71186 (00 1 0612 (3 8-6 GOP :'E 1SAN1 INC DCMN ^'t," ,Gri k2131, 1/ 09!?6;/Oli '- 3 CC 1 11 ' 000 10.4051 50011E {.y ,111'1P' `ire, lid : E•. » t )s,4!' zi}.kt IF,C'I 'I5....')ut In Vftttl,e 144FIII w5 h{:'Ii lilt r,',`r'fA hV w_j -Lor P'I ,- trktl 1uc tr .11 rdY• I' i(4il' JI I'll' ,Rr I1''!'M S`s'rci to pp- i•!nl 41 5(5,(44 34 ur fed°£ r" 'Pt TU5Y 3t N+7"': TItf31itf FI! t 144 i cu tt `r i(rlrifl I, {`.a,p*' t^ fi'ptil'V Y, it ',i'1'i title a14`iifI 444 ll,44I4d:""•iBt t1l lk'P'11'0'-j wt 4" t "'l, I' {toy ±3al,.;l Fx^i€„'f*t Jilt ,4134 Ii»vn1 403{(0 01111 `1311k d o I+C4! ?CII u foi 14f1Sth w ',I S,;j' 9' If*J ZFIidhlQ , a f' i{;t il^li l71 t,2f; of .};'p 1 25''+tkiCl,' 1 her9 lij N 1,5,111o"VOil of 11011';(1'?) 1 1k' appk ,ct"If 171 ug,Qt1 a It•"F"'1 11!s' ,"IRSdi1GEC y.,,,}'1 , o - r,;;tI n; tiVk'f St4^t-_ dl S ax '^4 u' 3F,' !"a .04 II x`f4l4 w3. 1 IV C;"nll'I1 Yu`!' s-*Rt5 f)W"" 1' td1 aft'', s t{s,r o7V.SGt<, d t'du'3',4 d`I E3( iFl4' 4 ffwle1, 01' any A1 All M n f , "y ',E• feqPv `tql. Me L , I t a,i,,, , 41 li4 I ' r . iditi_ F'' ttr , U 'K ,U,{4Tw K^=.??ILI ^t= ,'44 >4d1 444'E` c„ St:^t 1 I V pY i:' 1':t1'k'w .7,st 1' 'vole pf'-mi1t?(1 "fir wu ^HrP'w d '+' (t' paflS an{l i t,l 1 ,1 1•ih'h5 n.01''g'F:' te{}fp°I't'7rifatp cif To !hr+ N 3 u"I y df^ t-)'mplwfR4 t`1 III Ii inl_-PUS,t?fl 31 1 4 Sheu"'I t14,I Le'014' t3I't`f3 d"' 'd 'h 0t"2 'y 0 90.t N,,eta! }^^, 201 3 diZ1 - -A TNL ROBERT ANO LlSA lL#ARGOttS REALIZED GAINS AND LOSSES (Continued) S HORT-TERM GAINS (LOSSES) Date AcgnNrtd Gate Sold T ota l amirtiria Tota l Description ( Product IdaauFit 1 or Sold Short of Covered Quantity Sale Proreo la (Amorti zation) Coat Basis Gain (Loss) Covered Shart®Term Gains (Lo ses) ENFRO1ZE'R 0f) [' NOS INC (,A2 N 1 Y 1 3f 1 2/31 f2 0 17 s,9, t3013 55 0 6.295 000 5 443 14 851 35 KRRtTONtERrORMNCIOt ME5S !NC CMN( 01 tC i(L 04 10,'251 1 09 25`20'3 1.39 05 2 101'3 ('01} 2 £1130 Lti f;071 KRATON CE fHIORMNC POI MI OS INC C MN(5011770 06) l2(311201 / 09/2612013 1134 00 5 713 41 001) 1 009 / (1.295 /6) 1E MATSON 3t" Cto N I5 ,(f 105! 31 2C 12 0x26/201"s , ill 00 4 65? if tT G0 4 312 32 /'9 44 MMtOSS V GM N (5847510 V1 % 3i,`?() 121 09.25;`/0043 540 00 4,854 83 Goo 5 065 79 (2 10 95 RITCHIE 8€lt}S AL CTIONE(R5 INC CMMN ( /51144109) 1 7 ,'31 ('2011 09/26/?0 13 132 00 391146 0 00 3 961 51 (50 05) WO LD_E_U 1 SF O+ICES (0 99 M-4-f-9-8-1,4_75 1061 -12'31120112 09:'26 213 150 00 6.683 32 000 1,30872 #524 90) At}001E-0r1NYC #RP IDS AY"ds;R I E' '9 N 1 171 / * 0GM 04/05n( 13 x.113 . 13 17 £ 6 6 19 50 cm F 0`4 )5 • `5 24 Al.EGHANY 508P(DaAwARE)CMN (01)1"t5 ioe) '7/31,r0C17 1?I11//0 11 /500 11,3 43 Gott 93696 1,81 740 [ NFRD7E1 HOI DINGS INC C,MN (292560108) 12/310012 12/11/221 3 81 00 8 920 10 0 00 6 484 45 2,43b la ENER ti;ZE510t (1NGS NC CM Ni?923511105} 0,1105121313 1,2/11,2/ 3 8000 9801,09 t OU 859930, 12O /9 NJ SKIN ENIERPRR SE5 INC .MN CLASS A I C10181 'C51 }:,'05'1;3 12 11707,] '13 i C 2191491, 0 t 694 16 14 2117 ?- --- NU SKIN ENT E RPRISES INC i GLASS A (670181505) 12/31/2017 11/11/70 13 '16'.00 58,391 54 0 00 16, 81 1 24 41,586 30 Net Covered Short-Term G ains ( losses ) 559 49 23 0.00 i,t54: 56,Q94.68 Non-Covered Short-Term Gains (Losses)-- (URiiECIION SCORP01 AMERICA CNIN(2/025Y40h1 (5a'21?2013 051,21/20'3 €16/ 2,1 ids 00) 000 2175 Not PlonCoverad Sbvrt Term Gains (lss es 72.75 0.00 0.00 22 75 10998 Non Reportable Short-Term Gains (lasses) CUSSEd iONc CORP Of AMER 04/N (/25051994 (14t05!/0(1i 05M."!/ '.3 1) 00 51), 0 De 000 5 `54 CORRECTIONS (090 Of AMERICA CIVIN [2200PT99} 1213112012 05 0212013 0 00 11 96 0 00 0 CG ' 1 55 Met 40998 tYarr Reportab le Sb PTerm Gains d sea 1750 0.00 O.DO 17.50 srs r"aY t,a.^ i^r, a W„s^a'tt ' • ^'-^SS -4 r-4r#. ,9 rrSr r l ,^ ,r +,tS^ *^! ,ss :r : .:art c, ^P t tN (.,or^,,,,r^ an^s^3„si :k '},st tts .^z i:^' f ^?°.t ^ U # ti.,,a^t ,i^* m,f. the xrr °dt, t,3 ^3P'Ss's: it fm l,^y^ rra t t2+9A r,fnt a! we. ^re ,. ^,, ri•tt} „r ° ',r ^15a! V--l ' it 'w aw ILr ;"t r st t.aa+,'tt^.aii t, IP , rvl tar ar7vr ,, I , ^,9n m ar,- V'IP • nrx+?4 Sale Pr it Fa,, t'av h-n adb t,slnt} {N ,tr, ot7Iup pair o die to or, ;;t,hc, I a:er=artr+ent "AIJ -13 0 4., "ea dE' j xtF# ^t't,C3 ; if p3'n: A ,;j 3,,c% ad,t. . 51`= ^_i ov - tC .',3 , K. Pt lost `#a ' k+. „rS = 1, I inp ,;S:M rk.tbE9 `, f"^ ttt r'i ° r.ki} L4 t7d,.;!i Y.` ; r,' t^*"t Ft°L="7 yip t^ t a±'(t`t` }' {, r' ;^! {.aft t,3` ion sl3tr;tjatmru wash salt , rules. or ISL E ski=,,raL tax ttt1t+3 3^tt7 y;,., atP sTtc =^^1 I' I'4 ` Q act! w1l enbf tntin 4?atS'(Y tit in', ,3flnr a it,50's,1Dij' ltw,, and al l lax rt^katr' maI'Pt5 xfd „,ev in anp &,i, Iw2rein Al l ti T,)Fm41441 ta'34111 niT^ Itkp t t3,t 11,IL' p4/ 4Lt3 11 4iun date- fit LIII 4!111(5 11111 ' oo dsquitptf rit, 'b0E'rt.' dnl 1041 Whfi` "s l1i,5^juPfi Ciy 6t;,u PrP,4 i!,IE} yowl bfflffrant a;`P P01itl w, provia" I by you it'I or a IPr'1) C4 ^y aq1 f7ta itKan 544' r'wkv II rra r n, rt. tft rt is to',t!a orp '.3r y a I ' asnpk-,e r ess t't attfrt rnlrt•ni, ! ;tl, 3r,r; I etIflUd r,t0 tat .aIIS Lpcr t. ^•, t: -4 THE ROBERT ANDUSA RGOUS REALIZED GAINS AN D LOSSES (Continued) LONG-TERM-- - GAINS (LOSSES) Data Atgaired Date So ld Toot aefretto" T 1 Eeat Bas# 00scripttnn (Product tdoefrnt) or Sold Sham or Coveted Quantity Sale Pro eda ( tw-at {onk a' Gain (Lout Cover ed Lont lenu Gains (L ses) NO SKIN EN1ER?RI5ES !NC WIN CLAS S A #67[, kT IM,} 02fC7JO3 2 02 14 1,`?0= T 15.4 CIO 6 091 s 1 0 r9 93385 ^t 84154) MONIPf"((ERBE HOW(NG5lit) IMN 100/135 06) 0011201 2 01/31/21113 e5400 4,1 61 75) 0 [C 7.761 70 -140105 A [ E003ANY CO /P t[ I AWARL1 CNIN ,9' dt" ]51001 r`i2412L70' 7 [R`0212C 13 200 87318 0 UG 593 : 'M 74 AJEUH Y CORP 1GC>A500\RE f [P/N (G " 11751901 02.00 201' 05,107._/003 9 99 1469 Eo coo 1 1330 62 683 23 AL' EOHANY C tiRP (O[-LAWA RTE) CMN )9t / 1751031 03/08/7012 03/0212913 6 tau 44139 95 0 00 1 ,93236 531 49 MON I>'CLICRRE H00DNGZ *t3 (MN (G6218151 03$[,9,,2162 08,'02171573 39 04151 [00 70045 347 08 3 00R 69939 348 MONO [0 18CC 60 isNG TI) CMN?100 1551Q5 020;2012 08/02J2113 3900 1C415 95.45 1t ONT PEtICR RE HOLOINOS ITI) [MN 100a'195=o5/ 021'021'2012 11810212C33 5390 1,423 56 0 170 413 11 NMONI CCt!En RE HO O N6. G TU CN R7^2' W0611 01 00 201. 08 28 t" 3 'H_00 184 4R 9 2.257 99 50 KAMAN CORP CMN M35148' 011 01081201 7 09/73+21 3 88 00 5.O9irj 31 0 CC) 7 919 i 161 15 OAMAN CORP GPM (483548 1113) 02,'02,,'2111 7 OR /23,1413 129 G ; ; x,15 54 110111 4 13913 376 ' t CONCANT INC ORD [MN'9121[45N'I:`/'i (0 x,72?201 , k0=23, €[' 243 t ' t T i 5 0c} i 574 88 402 73 ENIHO 118 6010IN(0( INC [ MN (Z9" ,5109' 02.='0//2011 0% 2 30013 18 00 1 ,04 33 0 00 1 380 19 323 55 559 KRATONPEEBFORMNCFOWTR; INC (MN15001;C"s(26i 015 ,'7/79,11 2 055123}710'3 2800 r9 Utic 9`923 :3 55 KSATtIN ('686#JRI NC P0(M RS =NC WN ESIC l' I (5 415, 09x70'.' N,2312(,3' 4200 83" 61 1 9£; 985 33 3438 KRATON PERTCIHMNC POI MIR5 INC CMN (509770 10(4 013/112012 09,23/7013 42 00 839 5 ` G au 193 55 46 17 M M ON ;NC l MN I576KG I G`r1 020212101 r 09',231",0, 13 4 0O 005 38 11 cc 1 087 9R 83 so t__ _ NIXREL INC [P/N i 37F, ? 02 €2420003 099,r2311T 3 1,42 0f L 3i 1'. 1 v^'3 ^U)29" BITCHO BRITS AUCTIONEER S INC GRIN 1161 7441105) 06/111/201 t 99/23/2013 9 00 184621 0 00 115 92 £369 41 99 - 0 0 91_8 111 2: 8: S}TCRII BROS AUCTIONEERS F%'C MIN { tC? 1 05, 11"'20 03 (11-117 31Z013 01 8-Ac WNID 0U1L S[RVICE S CORP {yMN ku9,4.S'I6i 12 00 2 2 [9,23,•:'0' 47 (0 1 117/60 0 01 t 873 99 0 416 26 CO NVERS ANT, INC ORD CMN i 9J[41 N 1I.9} 03108/2012 09 74/2013 14 00 193 99 000 286 56 143 C0NVEBSANT,;N O/0C MN 192G45 N1 32.'0'0 C '1 0,1'241-203 '/9 of 3 15889 G uue :. 223C 535 52 TIE561d86011)NOS,INC [MN02600(408, 01003200E [9x412013 24 00 :7562 ' 000 1,841 1 A_5 1 KRATON PERFORMNC POMRS INC CMN 1500710 1001 06'12/2012 09178/`1013 1401 119 29 0 CIO 258 03 -- .------_, -,'ka z' rt tEa,•e tea, ?..ivy'°et'',tr<°. .xa;+ L' t',ar; d^-,^lqt t, ,.'S'" 'kn3:Ecs,x^d„t,•.#,t r•i. :.rw,., t, ^r *"' #:t4. •akx=; t "n: x.- r,s :, ^.f;. a.=^ ^r d`,l;zfr^^ SPd' . a "«R" . ^'3; ,S?gtx;to ^rt^ "4t° r;.'a ) z'' ^ ,`kx'^"#. 1i,t`f^F Ts`A r .r'+p1,, t°r,'r'g' f`J""£'tt,fk,,-N"tr P ,'x,;a,: tih •i^ o;a 7:Y, !3t.'§ta. ^,•,?.^' 'I /ri i:b'' SP3 S ;a?F= N's fi>.a: r dv hart t)"m€ '.ijvsffd ti,' ar owing' t, un^,w, ,Jue i,o aF, r,r,ttr .^ air , ,! 41 is 1st tii,=pas meal,tcn and w,rP,ln,v1 111'1 a=^a lq, s ;a` Ge- zf^ .7t + ^^ lu^^' , t ! is' 1 ' vna. +, <_,= i ta° _ ; a^E 3 F^ !t sF cc^ °a.3=.rr nt any ltr . s r 1 (PIP" n^=r ,F. , ,, ^, ty ^5 t Pry anp,ic ^ Al Most, FGm,tai,PE1 wa=h PaFP Pun' ttr otta•t ^wt=rFal lax r,rle^ , Ord VII any 'xTI .ig?w ,rr nth s^, cu Sul( ya^^1 {nron r„rt., r tax dn'1 rrth r fvtst f ;tbcsttt Sr , r and:,Ii i x rrtarrtrvf n,dII :xa ac i#es i ara a rr w } hertan ' tar a ihui ,I 1ff P 1, 14.3.1 rnj it,p ;c}s` Wsl aod'q t}w;tlsi+r= 631x°, 0 stet trr,taw, t ,i ^t=U s qu,. J °• = %.O-mc1 '^na 1Cw wrrc ^^Gt t^i} ^ "t d{y :±r I ,x•ud 3nt3 Veal +.€,111 1n.34. S,r tv, , -e tjntt=,! ,vane pmodfP h4 You x fi'arty 5^,t1 h,aro' pp2 •. ,9° t,= tf , ;;c,.'.rarN ;t=s. c.,ri{+a.eat ...4 '^1 51x1, ant r;rdi,Qn a ` t:.rr i4' W'(' „krtt, 3.7 at V,ar t0 t"'w 14'l vtp! tr F.` 2013 027 - 98042-4 THE ROBERT AND USA MARGOLIS REALIZED GAINS AND LOSSES ( Continue d) LONG-TERM GAINS (LOSSES) [fate Acquired Date Sol d TAI accretion Total or Sold Short er Covered Quantity Salo Proceeds I (AmerUxatUae } Cost B asis • Gain (toss) C6128 r201 1 1"24 ?01,3 39 GG 77571i G 00 801 28 r5 Ohl; 195 M127/7, 12 N,1241' 2013 40 00 1 E G 00 8090") (139-41 N11312011 2 119 24//013 43 00 894it', 0100 80? 81 52 94 1212212 09,-N/20113 1'300 I( _ 1 6 1 GCO ' i 15,2 2614" 0242,7012 0924 ?0'13 192 00 1 75 1 14 0 G6' 2 202 91 1505 11 (611, 11-201 1 m /24/11013 3? (10 652 59 G GO 625 As 2101 0,i 2120` 1 09,24 21'3 36 01. 1 341( coo 19836 351 1 v'2,20' 09710'10'3 63 CIO 1308 , *'A 'r^R E r.. t, rr ^suat' ^u' u3,' u1 ^yt • t^'e',am -" r' ;. P "wm i 14,' 5^•.' el lyr 5S ja i o V-JIs,, ^i,.,+1°rs x4 ',f,?3S S'S;..eAtn,e t,it, ., t'°TIP >tWil h,e. '+-a:a;'.r :`x,.i 01 , rat ,•,,, , ea 3 to r, '- t '"^,Si, uazYr+ yr,^^q ,x p,.,ra, { .•' ,-arh `*-^ s3'r= 9. " 1 3't wet 'r =m IJ4,1 t „ x IS'W' i^ a',' dvFr^r; a"1 v^ ^ s , :.. a "U3sa*, ,.i{N l;f4L F r1,dv' 1j", L'i r. A'S 1510 "S Jr Imml, r,1ewrl da, S ar b515 51' 3 5910 -W t`€^i,# X91 C' 4? 31 5 5-'l a 1,14" -p S 1 ! irr,k-' v.',1 . ,rY rrt'.Af ',m #„, nr 1, coa bl",° ,: u-,U a ah" I ho le, o , any ""S e`i 'c> t,t Est r'f os 10 r;-arl"wed , h4{ 1 5 a *trar.. I „ o':,,td3r (` ra: wg `VI Ss3iP Rr%r°a 67::`ss`v 5t1^"' c I{r f.7,x wup iris yttL ^'k t:ri =hq;p t,5 P t C 1 =^t5' . 1 1 4t,a! (r4,1 01'; rle u,,1, " a;.iv! 5 a4r„ 3.i 143 t5 41,si5 MaTlefE 1 S 111s ss Er1 ITr 'my w's 11FI[Hri AP snfort5,ai9955 eg1lrir115 5 51 s s a has., and ac.11111I 1 late!' uS ,r-curr9Ias that you ;'S'ilircd eism"srii' and )hat will sr1l 'S1 rlcnlly rItlivi'iL i m1f, our (stlI13 us S,ti_ tL, sticrsui0ai,( wem pruuided 119 91131 515 1 1^x a third S t Is 1 i Sasd if ar r, ^h rr 1 nt} ' „ trit^4l,r^r^ ;,. ;G It, r , r;rae,'irid nlil + p p' 0 :r'ckx anltirt'i'l)ti ,sent iT zt^trtii 1 1 5 t'i= re LONG-TER M GAINS ( LOSSES) D Acquired Osie Se1® T I aCGff4x$n T I a!Proc eeds Aan$mzatt$n ) Coal Basis ` G$r$(Coast O8$Gtp11$R ( #Cl ^flii6i} - - or said Sh ort- of C$Y d Q{t$$1ity Sr ( ------NonCavered Long-Term Gains ( Losses) - IS^^C ORNLHCO 4L EX J 3 .' t L( !3t91^^^i 09,Z901 1 "17 0L' N Co" ?II" Net ^IonCovered Long Term Gsfos { Lasses} - - - ooo 2.17 1- B Non Reportable Long-Term G ains ( Losses) LJrO 4ECTi(N'' (Ct9P Or AMtFI CA MI N 12?t`fO PJ941 Wj GO '70 12 G'`,/O7/7t7i3 (_ 00 t1 0CO 0Gfl S 7S C(i9990TIONS G1 ZW Or AMf91A (MN t2?JC 1994 0'2,'02'20 1: [I510ir rrl' 3 C t 777 0 (ic Ccc 77 --- Q. -- .+ lei ^Q Et Non BpOftade LongTetTt Gosos 4LosSe4 ! ---000 ; r,to 'SY I,I"y atf . ,i resIf^ --c-x,, valI ; I F•4,i,9, , ' _ ,IT °3;K_+f-t-, ver,,im - "da' It-K§-'?a ifa'a^-p 'I IA". I.% 3'za' °`,tea,elwa.-ter tf rra ru• 1 '2'l^N a Sx. ;.. ;r°,^r t` t97)', }f,•€l, if . .""•J§'a I,: xM"^' ^}S, ,P, 10:iW'C.3,!, tr ir4°)",P',t°hwv2 5»#lu f4 dr-t t^,m ' " )flJ' I:'' PP Tl P,If,"w, T' t, 3r, r,p'Frw t F' P T? E• LAIN' to all r"r,^1-1 £ tr.'t' '4 wn 0'.74 tv ow + ' ' l v 41R'ex ; ,N1S1 0,,a$! fJt 1 t,tvl t;i taw ^^G£. 'xt1• "Iw;ft^ ?»S 11 " 'uir [,Y,6U?3 wi1P your F,ix dav,.+Ir max . ^t_q 11 F _, Phi! kx itr; f.*! ^e.'1 t aufta' Toe; n'n< in x ^t•-_, v, l^r« ,fit n tS ar•, u e, wilws ate' At* h vu t t' urk^ + f3, kEr- firs= t^ :,.4ry ;t ; .o c$ d^;'F r^ti''' REALIZED GAIN AND LOSS SUMMARY SHORT T"M GMNS { LOSSESI LONG-TERM GAINS I to S1 0RINNARY GAINS JLDSStSI u (I No N r.i av+^itni ;^i+'+,t tart*i Gtr^s it Alrt°• t t1 tw, 1rm 4„3tt,I'c Net itl+ NN 414 *,Ve' Shnrt ',Mr o'erv i, Alr'01fY3 14 m4v tairln',I'g ^>> CIR) + '^n_,,^, A k=9,^tt ^.rtv° ' ;::=act t,,,IA t- [; ^a sitn>^as, ;,wtr' a, }dnt n»yraS3t it A Co tract i x-:d re'»• 1eaG Total Ordinary Gains asses) Total Short -Term Gains tlossesl 199.E 74 Total Long - Term Gains Basses) 1fi3.11 (L 000 REGULATED FUTURES CONTRACTS GAINS (LOSSES) Dole Acquired Mark,tdto Mnrtrct Market Value Shnrl - farm Long- raran r oar - Gain 11 Loss) Gain Metal, Gai n ! ) G^scri tan iFead t ! ` art of Sold Short Sold or Covered 4u tats ar aeleprocceds cos" Basis Regulated Futures Contra ct Gains (1o si s 1 f 2, )7l 10 4 53(; 03 P{UTrS+Px' " 1421 EXPO?115rau ,: srX 1302%K111 1 t 1,''^ /2w 3 02116/7013 700 4 143500 € oo 8 0 _ 40 50 581 00 P IT'SPX r.4' 1450 EX' 0 310'i20`3 ISPXW 13MK11I i 01121'220 13 02'11 r/0,13 1 00 1 68 04 221110 715 374 kt1T,,SPX4 "=14 E%? .`3,U '2013 P)('.' 1 -H301;' C1 31120,3 111+0=-fl',3 5M 4 5C3 0111 IB4320 2.75411 "606 00 5V14A60 6'0 t'LITr59XCJ1450EXP 03(12201335t00) 130371350 1P [0(06/701 3 03 3 10 1,128 00 '// U 3546 atl^) 1 55 E7C#' 0312 7 E 3 3 9040 ' ^ 3 91 ' 3 (7«'15, 2013 Il t "-}Ir_ 3 r Do 6 106 00 253 95 1518 66 3 B67 99 6 445 65 30 r;12.I' (91'61 13 G/r/8l12'3 6CIC 1 88 1111 S .'.3 ;5211 8 12` 7188 00 POT'SIX ice` } EXr^ 171,.20 1 3 1X 130420 X11 091114-2013 PA ,D5/2013 2 00 13%6 00 1.1 5t 2 80 3550 41,28. PU1,'SPX 4, 191 0 €XP U4,t2 0,101319 9X 130870 s1 03 /12,+3013 04M06)13 700 6916 00 1 2/400 z1255 50 3,385 20 5 042 00 - rt X a s 5.p3 t ; 356 00 35.34C ? 59 fit`'r 4IT''a X gi 4^i^ ^+r'?C't #^^ , I ii} 'x 13s ^Cs , C"c t'i +; '2`)I. I 3J 0! r ifr r 2' ' 1 5 v^ tr /34 40 i Iii 50 831 0 IA 3, S1X :. 130 EXF 5/19,2011 10 1305 18 9(11 0,.,7"110 13 (511 503 1 cc ',918 IN 8e 01 PU1/S1AX '4 114,30 1-XP 05,11 2019 0 1X 010518 P0 11 3 02121/2011 OVA 1(1/013 6 E 1 1 508 00 0 (31) 4 GG3 20 6 90,1 €30 11 508 00 305 6. t' 3,!;0640 541)5_- 91111 11 /91T,' '}'ZY 149 EXPOS rIa2t'1'IS''X 1 i3i251t0a13 (I '^rrui3 7 t1 1%,l1 650' 0V 60 i ,' 260 3`19374 5,331/1 11T--SPX%I11 5300 EEXP 05,31120063S 1WL i331 11(30 55r 73C1 U',713 1,(13 500 b, 33124 0 011 1 PUT/SIX441r490JLXP8,27'1503NA '35577('O1J 011052013 05 t1212011 7(3) 9 36600 000 37.9640 56l960 - 9 ,36600 ,° ^ 3* 2 0 0: 40 5,m l 5 11 3,0 Pa Tt5114 -450 EX' r?a,J' 3 10'XQ 13011' 3 ' 04 1 / 701 Ct / 4 /5 3 ^ ^ " 1)00 20 42/3 98 71/955 931 'SPX 1580 0450 711 ,,201319 1X 060 7MII 05'";/2033 01 201,20 13, 601 r''2 Co x'851 6817,10 11,3 5411(7 '4l1A511X t1 190 7 LX I 05-' / 2013 i ^`^ 1 3081/PO11 06/05/2013 0811 31201 3 / 10 11,1% W 4/ 01 4 55.11 607 to r 'a m„t A tua'.',y_; sd r ' h , . 42r t `4+, P74 tt T SU r r 1 - 1„1 1 ' . ;. t t " ,11E1 tsar, _ s - ,5 [ 14 Tlift rt ^! vase S,ss rA I IA I hems, r,,,ty •,^• 'i^we=.9 r far, wa y ;h wr aior^ t ^31a^a1 11(4 Al I A I t'I' a`r>*ud 1111 A)d 3nsa va,ispz tk; ^t+' rti y!e r fxfa',+„ p,ar x vt rt,7t ^a ,s Al ;`1a,xiatt v >s nra A vmn,.9.-' r, ft,' xr°td DIE lax 'e 1 "ut 1355 Ir",t ".3itt.ts , hN33 "of, °vlA' UT s`,ie+r ; 'vid> 1cbx ol,A I -VII p'tuale >'*tut;^[s ^.a,41 V f,, ,,.-i1= ,A' *e Ito `144 !ax a di r ioa r jop a3, .tau, ,rmvi °e+ t t'^r,E J 11 trt+' a i4'^1 r tS ,`ar= re r 3 ;Ott s ^_^ t t>,^ a;x" ,A q'xa;rtr * 11111 vi _ cn. IA ihal 1oi, , "#;v4 'rr= aro ;NV A elf" ;,, ^4 "C;Y 1 'r1 rlul tolled AAl I n I1'Y and tir9lman',dt fic 771,9{-' ne taa(iae°,eFo ',1{yti sa,, it, !the 4CCUraty-3tui (A41(3Ie-IL-IA - S of sir, it mf rmIt - rltAAI Al Shr4U6°1 City ilrrin a; aa YPdt A f.;SitnI No k P ti Ntm' 2013 027 -G THE ROBERT AND USA MARGOUS REALIZED GAINS AND LOSSES (Continued) :qt'vrr;kr,C W 11"'m ttx„^, c-. - IfYTIa I1,fm t„?1•nr :-u m;, r"nq fgI'Tt'i=fix REGULATED FUTURES CONTRACTS GAINS (LOSSES) Date Acyeued marked to MaHtet Market Volvo Short-'teem L8nq-Term Total Description ( prod"et t4a or Said Short Sold of Coveted Usab ly or s ale proceeds Cost Basis Gain lt.oW G ain C ) Gain (Loss) Re9uleted Futures Contract Gans (Lones ) It r^a° 3a FXPt18,'1 d'.' SPx130811 1) G`t:'jrzo13 09/li 2U13 6001 9 4I SU0 0 00 3, /8 / it 5 680 80 9 488 00, PUT/;P% to 1 590 FXP 0910/7013 1 SPXU 130930001 f 01/18,12 073 09/01'701-9 6 00 8,68800 6120 3106 40 4 80960 8,01600 J PUT,r1X+"!s 1, bix, EXP0/Zff"1J 3IS PX 1XV1p0t` (1 1042513 09, 2 3x20 3 oc 1 4} 68 000 4586 41' t,brifill 1 8800 031 X ,IwW[;ttPior1Q =20',3{S°'x'3?);13811, Clfi.''z1//Q'i 1 0 /;12t '=3 3C1 3154 I s #x 1,46640 7 1! 30 666 100 PUT/SPX , 159(0 FXP 10/11'21a13 {SPX 1 3101990011 0 1,3117013 1 0/1 /120 13 6 00 9184 84 36 00 3,739 54 5,609 30 9, 348 84 tu l,l^C'x 1 5 i£xC'100 12G isisPXi31, C15pu3 0812 112[1,3 5'1 9,110' 3 1000 '1 80 Go 000 5 432 } 8 1 8 C1^7 ` "4 5th Go ^Wl,,oFx rThUEkr 3 1 3 1, %tt ` (302170 ' 11?12;,'0133 9GC ill 112Q( 243 00 5,54760 1 ,3<' 40 138690(l PUT?5P'X 19 15151XP 1 ];''sf,t"1013 /SPX 131 116P(1) 08/1412013 11x'16/201 3 300 5184 00 0 GO 2 073 60 `#.1 10 40- 51 84 00 00 P 1NI8X '5 /5EK'111'6 1sSPX 1311'600' 01=3,2013 1'x 15(2 '3 6 .) E0 0 4034 18 6 `k218 10 (P3 96 PUT,ISPX IRO iXP 12;'11,203{S 13122i P51 19,14,/ 23313 2111,20713 9007 1 31.00 3302 17 6.10369 C''5554 ;525923 PUT;SF"X 6,T I600 F xP 12i21t2013 ( SDX 0 3122' P01) 10'11/20 13 1, ' 1 11,13 2 00 196 29 744 00 1,02088 1531 32 ,' 552 20 - 1 OJT.w:ii -4 1,651 IX' '2,2^ f7313! S2x 13'2 '001 ^ 011,'2 ^a is t^', 3 200 0 a 3^ 313 03 5,158 62 391 70 ?it I C'X 1hK E0' 2111°, 1` ^s { l {3 222P^1^ i 30 2 13 12 1,331 2713 0013 0i CG 9,927 00 3,910 81' 956 20 9 `32 100 PUT SPX 1690 f V 01 iSC'X 1413010001) 10,12912013 1 2,1'11,2(}13 0 ut/ti 0 00 15,109 r 5 6,24166 835530k 109 15 FIvi.'v^X -71 0Ext t1118,7C1 (S PX" 1 11 8tPC'; Iil212'ti13 17 3' 20'3 000 0CIO 6.45499 658 1 95 9X72 :1 88 ------PUT St ' 1'IC'XP02 2;:+^.i ),?z fi'I i2111 1,t2013 12,1' .701 3 t30 C7 13, 34 100 5 338 80 8,008 20 1334? 10 Net Regulated Futures Contract Gains ( Losses} 221,373 94 59,473,15 109 74 163_--11 272.570. t ^r4f^d^^ie^^ fdt,n^' r,ri,,,h- {#.^tr . lug; i=^-1c,',at=>n,, (V7 x CEr^4 r^ ,,t ;ai 4,431 c,^ t ^^s u 1 < `*^ .t ^F^1 t^,a•i to II k,Vl .x in,c k=E3f . 4 fJ^ A 5 , 7Yf ± t j-id ri _ 4J (x,, fi C r,0uI4 e, L''t # fc. 'Art `.3:2 a. t°L.r.7tkd ±' 1"£ tE1' ' ( t.n,1 , 4 ti;} iy:^ 4 i#` i 3.•3 *yt n._ "e'vif! k^,a; ;divY%§ e" Ift }iI^,^t7,x7 The 1r s,' I•flaId'giif+E W3rS^ S^l [,` 1 II', I'll vii frf*f ' *'4 IaI !ai7„a'z^ a,f,d `'i, if, ;1111, '4 tlft}t .`I ffl Ct'PStlll +/'I I' '*4' 1,472'x14' 'dl 1001 TJm, ; ao' , rt, m,_ ,rook `3% r0dt#k1 ''tali,'r, 441,4' s;Cfp?n ,II4 Wc4y Al vel,-,} 11110 1+',}f1Cpd^ a t Var,4I prnw-li 1 4 1' 4' 1 'be ,1 41.7/1) w}41'Y}srtr, the t O>t ha,,ai gate ^ Uf `;i cfPublk 4 11'at YDU aaI Lito Pt1 t3I5ttw it'f+ +a'1- 01;)0 W'III Slit), t3Q,!!'lily rJEl your n"it'I t W'1!f" by rrt34 31 c p-a-e o, .:I &-n- 1 11" r;z Iew6!,€rt,"'tgin d, to ifx, c?^.`t .v.' c^rt :,5 01, acs" ttt?,xfr.3; .44 sr,, it no l 11"p," - 131 7P31 nrcuunt No taga( Nama 2013 027-"DU I THE ROBERT AND USA MARGOUS REALIZED GAINS AND LOSSES z.t ,^:e'r• -'^i^r r °tyr:'acn'^r .° ^ns..7 p.Tar +a^^^rr rtc r' t^y :.aa °^Twu°' 6!.a^Xnst^c REALIZED GAIN AND LOSS SUMMARY S HORT-TE GAINS {LO SSES} LONG-TERM GAIN S (LOSSES) GK RY GAINS (LOSSES) - - - ^ - tec'*vwtst^S '.,t:m i^*n r,^,r ; ,a°cezl tg 4', N tc . F^l .xag 1 mt^a^., No NT,4,,Nfr=ad St.aa tom I,Tows (,ov s d IN, Net honkft re? I tor.} t.W,r r; 'riL ,5 ^:•,r" Fa Ens Ffri °i"''. #r#?-a^n kg;a*ra: V 9a°nt., „°.Aa 1.?+S i.Ar:..r.$1d9 ?r4^t> °n.,'S iN'i' uai+r7 t Pc°^^^, t;L8 1v7 Mx'_4 a xs.;j ter° Ua'r-,sa 'i't M, _"-e_,r,••s, t:°tHm3 3 i,.ar°s C„i°.°s? ate? %,31 Ri,l044 flc i UHJIH tamsr.r°t.; tart I m ICHH Ilwlvlel IJ 74 tai Hvgi .imo hIt r- {'w,lfam .vrq} S 41rm 4^ HrH C) toot Short-Term Gems (Losses) 1 .5 .97 Total Long-ice Gains itassaal 26,"8 94 Total ©rdfftary Gain4 (hsazeul Gee SHORT-TERM GAINS (LOSSES) Date Acqutrod Gate Sold Total accretion Total G r fF { Ptisducild rat+t ar-dSM -atcovemd nut, Sale Prac is ( ) Cost Basis Gotnltsss) Covered Sh ort-Te rm Gains (tosses) t6bi 6 1/20/21311 t f 7 1200 121 43 '1 23 6000 1 14,49311 12,9391 i ISOANES AMSO [Af t ETF (40^12Nt U'2013 ------d FTF 03l06r`'2012 0" rC7 0' 3 4,000 00 230 810 0.1 000 210 920 00 19 518 04 p9NANGtAl ERita:NES ,INO MIN I3,r^ §'Wi 0'"'0 `2 G3t133r't"0 1 4-00 1 3213 f100 712DE 50 22 IMP E:(RP0RA11CON MASS 00N 1268643107) 11!701X 1 / 211110/26113 7966 00 - 1/8 34 it (XI 4 901 '6 1 i 77 92) FMC CORPORA] ]ON MASS Ofv1N (268649102 1) s0licwpd lms 1 // 92 [.fIGP:;7A##TTE fi N(?f t Y5 ^I3i^h4 G Ptt&[ {'13 444 1 2! 12: iO+ tats 0t11 4,'2013 2100 ' f5 513 0T'.IC 148936 tHr 22 tG1'17iPITtE ht:1^,GYSt?L ti^i,f:ti ;.fly c S AE? 1';St ?1 (,',61 2 (: I.'"b.t3[f'7 1600 ele3'A 006 127160 1694 ------EESAY INC CMN 1218647'Q3 1 1211017012 01111,111 20113 ;38 00 1 067 10 0 00 1 .959 75 'fJ! 95 NAN Ct4kEN GI NES INC CMN I?'/ 88110 1 11 0^'261 2 '1 i00':I'S 12 6 00 313 5.1 000 332000 ° =16 -4 - 40'( H1NAN Al ENG,NFS, °•N CPk^h 1:f'? Ems ; €r; 2r 'C 00' "" Cl' 24+2 13 726 60 ' 0 GO 3.32006 , 00 333 f iNANCiAL ENCINFS, INC 6MW ('31 /485'0G4 - _^ 1211 0/2012 0 1/25/1013 400 1 337 41 0 00 105 40 15 07 ErNANLIA ENGINES INC W N (1748510(' 12,10180 11 / 01:2517613 4400 1 1014 060 '5937 21361 ------T th E ^;TNFS I NC ^t a 1 7 1i `d} 12 0/2011 (' 329 23' s oCS ' 78 , 71 009 ' 617 9 65 /6 100 1,4F WIF FITNE `., NC CMNIS3 `07R7C11i `?1'16/2011 027001,'013 ° 1 452 94 1 00 1,7731 84 ('20851 LIFE TIME FITN E SS INC [MN ±5;321782011 C7rsallrrwed It ,; 320 85 LiFf I Mi FITNESS ,NC 6 MW15K'I1R21l) 1/ ' ", 1 1 3005 6 735 34 ° 000 13 '554 117 JSQ1 ' 3351: r1E33 t r+'Jc )Pp -, or^° ^tast°r, Vy a -z"rHI, of rr, 1131 rtr^ rr,t ar 1 rr G^qrs 4E 'su din 0,111 ?^ rk'r'_+a:gd try F^ em a* ar3'# r.an,r1 i II° uh -ua^e v ,Irs^ ; e87 n4 t'-i8az II HH l ±, IAE r"H 11,1 h-uF, 'I 11)H5 to:.=rr',ra) tflark =a Jis( H H I ,C ru: rt' ° ^y It'lloy &,j 0* ar 1IlI' ^ 1 , amu1n owt i, tIy Y, it3 ^N"il31 x. tE II wNr on I'm ?.ix 811 •)1150' 1C 81ati' I I''Pr I IAOSt- -HI I'e t js md)r etu+ h,.o, 11pr.' 13)try at out/ t:' Iz- raan,tul ', 1r" °°lN^r>131' E4P 11rT "^i e:°t7 U"^'t.!'^: ar;F k. d i n S 3, 11, S , vdue° t°t wt 17 cko 3F,'Cia r'.l t fcir wtt#,"h foss 7a7It i5 ,rk1, r3 i;^1 I *11 1) ogini1 `791, 1 .lnk 1ts:.'+ 191)31)11 ll " 1) lhty tae i1111Cwe ial t%i'Nrald t3) iraH 11.4113"4{7 Of t,1tr1t°71 lo-'s 11riWatit'11% W,t0 .,Hti r,/ or t''I%Fs S YId ;elx R)I3 a wl 7r'-II dt$ atti7P r1y t!'l7C'1 1)17 111,1111 VCri:t own 11111 Ir' lax J111 Ut'P! 3dHICO'H a1K'Ut this and all 1811 IYECled matli'tc 11111)11114111111388in hk'rE;rr° All Hpit- ,pro? ln'e:3 r t;`drr e :hat t'> fc3s5 kj 7 '."i yltl ran 11' r:^tar^r,'ttr,^n 1111-•II'13 t''"-' j,° tot+i° ^3813 8C ,,"•7¢ ra [I Il - t f a,'C 41.t°r3 1731 3H rtt s}.!'r='-T 7 1881 "3' 1s"#: 5u,, gjeullIi 'rvk°y>.1 2 a'-?`r jifo} 1' $0 r CItt"r lino ^")^"^'7bHI S,rI h : 3n r4"i ix"}t 'b ci' ".} tile.' aR-Cr^IH ;^rtj ,(; t° `ti' t" ill'! 3' `,N-,U0 t :. 8.7;15 :S °i$ h 1 aA ;°2a' At £ r=unt Nt+ (t.'-4tI Nime 201 3 077 -99034-1 THE ROBE RT AND USA RGOUS REALIZED GAIN S AND LOSSES ( Continued) SHORT-TERM GAINS (LOSSES) Date Acquired D Sold Too l accrrtntOf 7 f gescnpstan (Product IderdTfirrd of Sold Short or Covered mm Quenirty Sale Proceeds' { ortuat irni Co*aBasis Gain Lou Covered Short- Term Gains ( Losses) ------88060 E!0 _!-Mi i.TNEC; INC CMN t`' '=iR201it't3sa wt ?pis; CONTtNFNTAL RESOURCES INC CMN 1712015101) 01 /02r/01 1 02 /04//013 1 i 00 1 001 39 0 610 891 80 108 59 CONENFNEAthfqi..L3RCESINCC1NS2L, 05101! ,,,Io`ZD,1 02/04/201 300 2,:.345 e I'le :.7570 /9x5 CONTfl[NTAL4`10URCEL =NC CMNd2t 2101YG1i 0 !02,2y Cr2 '0 x20 13 hC 6 00 b9s-f,' 9347 CONT IN( NTAF 81501/0015 INC CMN {212015101) 01 1'812013 02/06/2013 75 00 2 15210 000 2 048 25 1038S EM 5088C'RATIONMASS MN(26864810 211110`701112 C-1/1 11/f a '22!0 3,00599 a000 3t}Ui _'z 14573) 3768681 021 [1 a'r nFe Casa 3898 EMS I )RAIT [;N MASS CMN 40 00 PION[ EH NATURAL 8150 0CE5 CO CM N (123 1€'?1 01) 11110/2012 02/ 1 100 13 5,01,3199 000 4 0651114 91 9 00, Eizf'Ck SF7C1FLf NTRN TNT. it L C N (81163x' E 01:78,2013 2/11 /2013 '1051 658 05, 0 PC, 6? 10,C 51 60 2158 ;€ SO 510 NT8NTN, 1 G CV7N i83 /6331001 '10!2012 (12,11 /7013 ; a G 10 735 46 0 00 670 50 124 96 ^^FE FIMI FITNESS INC E:MN15321IH2071 V110 ,20'.? 07/12./2013 3800 1,5270/ 001? 1 871 /8 1199711 IF[00 [Ml *IIW.SS !3 1,5' 51 ^J. tt /9/0/ {^E.eadfiC4°dC;i i0a _ ^ 39 ONE' 0{1,J 245 I NC CMN I AS`,^ A (30 091 11!7) ; Z ?u-2011i 041 1 162013 62 001 2 391 58 0111 1'11 3 10 277 88 li4T1MFFf1 N E,-,, I NC CM N(5°3 2.17R00/ 1 12;102012 021512013 14 00 598005 000 18 (72 12) 1411 E FTNrrS; V (MNd582 1 7 20 7^ t!"Of204i C-111 1501013 3; V0 1 583 74 000 1 1 41 +`583 ' 00IL461ANERAU CORPORA1 ON CMN (256677102 12.1002012 02,151/013 43 100 1,889 5x8 001 200165 #112 0t) 1(010 AR (;ENFRAE CORPORATION CHIN WS66/1' 05) L, CalIuwe J fuss 112 07 1-11013 58113 99 196 `;' G 8< 4897' ? .EN' 0` -!-NC-- (,%'N I ll1l 8l8 "iii i'?C r U7:179 CON) xO RF SOOR(II !NC (MN 060`1P1 01 ' 1 '1)'212' 002,21 /20013 5 00 165 81 11GG 406 95 58 85 PION EER NATJRA' RI SC ( ' CE S CO CM N (123)8/' i 12'10,12012 12,'"2130013 6110 /51 6 6 CIS o10 5 141,24 v+,°C Nt tr{ t?rC M1 "IN CYF# tw r3 } I ;51 i 20102 .. 73 t) R8 C GIG 7 151 06 227 81 VOLCANO CORPORATION W IN 628"- 1 00( Disallowed Loss 227 38 t1NC H{}; "tNO !N(: CMN CLASS A (361S`IG101 1 V10,2012 5/29 , C3 GT. 2 `8G d' 000 14, )3 42 15 DO AluENI6At (,URPORAT[ON MIN P'6f,77'05 12e1' iC17 0226 '00' 3900 cc `F°54' 158310 DO SSAS GENERAL CORPORA TION LMN (2566171 5)1)i,,jPlowed ktal;s 68 31 !1111 37. f°b , tF3.ra '-t 's.a t, ,- r . I tit ds<. -1, P.°r#`e a..a t 51x1 te,5r I" if >a - N i ,. _ ' 1 t' tr'° ,°t zYo- r, 73 i '0'1 ^x, 111`'1 .,3`,a' a`S 4`T t wt!, 6' ?,d ,. h tC'C _, 3- ^Cc it€fl'S CJ -:7N LV • 'SW',' 7 "A, -^,1 2^Sri< ' '. "1 iy;a:r,i-.Y p.u' C ,r-.:.? „' .•. ;.r;rk^ °r, mti ha,t t`-r°t• .nt;^^t^t^?s7 to e rFV* 3 f!rs,ar" tort' r•, d1 V V^ 'IMW F sit pA`!, 1, GI 151 s, •a+^tC 1J 1 . a,;r•,al^Ae ^.; t x^ i P^ 2013 02 7-99M- 1 THE ROBERT AND USA MARGOLIS REALIZED GAINS AND LOSSES {Continued) _ ^....__-..._^ __.- -, ,- .,^ _ .... _------__ ,iia`t,,.r,',id ^t.•ros* c,,,_sl7 rtaa+rc-^r '?J`',. ;,2r rz,1r3 n<' Au='Cxsrj SHORT-TERM GAINS (LOSSES) ------Dntn Acrd Date Sold T 1 acc ct n Total Descrrpbon I Product ldentrItar} of Sold Short of Covered Quaw ntity Sole Pr eede * i AmortitaiiWt ) Cost Bests Gain ILoSs1 Covered Short-Term Gains ( Los s} MC O0NAf1 CO RP MIN W13511111 I?iI 20' ' 021'26!70 13 20 M I 925 47 f, t)I 62 01,107/ MC DONAt OS CORD ' CIVIN 1665351011 201 5 02/76,,701 3 2100 202169 0 00 1 891 68 130 0 1 /4051 BROADSOFUNC CM N01I1394L$ 12 02%1812FJ-s 7' C01)a 0 00 11rib 54 Q4253it `,YP4=1l1 03'S FC C HN) L 1 ; ?!r CMN )8"'SiB', 3, '}",' (2012 03''.41 35 at :083'4 { ( 09.'` 52 386 0< AIRSAS INC CHIN 1009363102) 12110P.072 03,'05/1113 10 00 1,01421 0 00 911 60 102 61 [}f,___ MONSANIO COMPANY CINMW (6 ''68W1001, 12,'10{20I2 03,05,4613 'C 102 9 ,113 G Do 900 101 172 5'3 EBAY`tV. tw .N(2 1 8542'01 S2f'C+'032 (?100103 1 031 4250'9 0m 4 074?2 17597 FINANCIAL ENGINES INC 1MN f31 )`4861 00) 1 2/ 10/2012 01"06/2013 88 00 29546 1 C100 2 315 73 63594 `CO.;'O'1 NG GCf( IIS It CCP^IPd^w53 302; i7,1`Or2u12 3^°O t f12.3 0 x.59; 07 1 0 2 1F?fl 12053) PUS SP91 ,NO GOODS NC CA W f2833gl 0,' [t,,-.Iiirrw o Lm 1 4 33 (988E13 SPURTS IN C CMN 14285611011 12/1012017 031080013 3801) 2 021 49 0 (It) 2 032 62 111 1,3) WOO .Ae02CORDCV.N{5 1 5'0,? c°1,`Ff12"?0'3 C3 8 t} 200 8869 0w 0!G 1i .6 17 MCL 3N ,05 0 ^ Cl^91v} 135'01, 2 1,12/120 13 031,053x013 25110 2.03 06 COO 2.35 /6 1096 1 SYNCDF2)WOSS TECII N0L0GEES INC C!iMMN IPI 15/B' (L'S? 12"10/70'? 03"fiq/2013 0500 1,99751 01'0 125 47 73809 °CT L`tc, NCOPSN II 50/C'C3? e10,'203 2 03rd / ?/.`#3 ''Of; 96$1 1 03 075 35 (6 4 1) MONST ER 00309411 CORP (MN 16' i I WO! J 121"'W012 !'3!12,'70113 49 f0[l 4237 34 0(1(1 2 608 /8 (371 44) SORE 1I IFG SPONSOREDDT,080 PG`MW 1034811 I'061 111+e1201/ ('0344 ./111 730 1 1144 16 001 2.1/181 223 5 NTJIT'Vf S '41' CA! NC CHIN .4512O7(E'," '!I':,?01; L^'i/15`2#15,205 b 00 2813 Q4 `" {'' 2 021 ''`r °336.611 Vt) JIVE 1286 CA€, INC UAN (45120010/) Di.a(iswed Lwsn. 33261 INT(JIT Vt S3361141 NC (MW (40'20060. 17110 10'12 03/1L12013 100 33 321 45 ' 00 3 67' 5} ,3SC 081 #NTii,031 SURGiC s NC i.3/N0117(jfb0,1: D,s3 t"gas-v Enss 001. SHEREt'M ITE D'S PONSORE D A DO1/N182481910651 1//`(}!201) 03/151/013 ?00018x4450 000 1,84505 (055) f( 7 H 'UPPlY (WPv i ?u 1 00 121 , C 70 12 031"11,70 1 3 00 1 32 1 88 00: 204' 0 1 0MW #46110FF€,,', 1)='0,701? 800 3831, 500 [?10 96 04 (30159} iNT,i,1F'/3 t,U0&C.A(. 03 _ 0 00 SYNCFIRUNOSS 7ECHN 06 OGEE `/ I NC I MN 18115/810.31 17110/2012 03/18,12013 633 00 1,91519 1 220 66 15513 {'° t^,t-es''.h t^ n,Z°s1 °t b r i-v t' -l ^5 ty :3. -A I ii,.4:ki° ,.2C.f t 1 1 , -, rsr^'xI} w :S" 7 q.c i,1 ' i, . ?r,.fl* .Y;. l" „K d8' i r*t ,, 1 :-t°a5 I r 't'r r•t9`-fiIy Ik'I £'t FYI S "1014. tc- t n -' I , ._ ^1,ZI r, C 4','11F't F', tF ni ug,lIlVrd!'Yd",,•.°Ic,idx4ne,,irll J", f f"'>f''.1 S,Jr P`rtt'1 I n-,I Pave In n tII, U ea 111 s' 11113, ti p -clam' fIlm Ito rtr r;-11r, tslwprr,,4•ll PA14 121 -lT 156 Sr ?tai f'f{ 1''1 unr-lip'' 4.13111` -;'nf ir.;S "Plaf, I , n! #'il tVl4 lf, {.r c' 1x9,`' .a(13be,* di z' W i f my 6rci i' ii4C I 1111»11 ^f7 'I., i.IS<#, ,lz`*4 , 1 ,5 'I 1,. 4 174 43 j;-,+ 91.43`i}1 to-/ z dp'TZ0 1t'I I' 111,15111 k ^lwI Shcs [ 31 r', of c}t l: f S;t^Clit I,* rti^ty:..3 11 %Qi} ate ,tisiflt3 y Uigk'.fj In '1, tp3? 31111 own girt", 1!t' Ira'' dfld tl15w a lcirinn obi ,ft ih i , and al tax tE ka:rnl ,Faller, 441155534 m ww17 way 11pli' l All =ntfa ni.SIElio rF*181I1€e,1 the C, ' !ti.#3s<,i i ,3r ,,isy t't r M1 of S2ztliat;e t1Liy Yt ;a .1 I, ,aI1 ^'^seti'. +vr` ate' It a^P4 "r sttE!•,r`,E,'R{I: '50 nt'i iN^ r^tf YT}i!o unIii11 112 ss''t; 8c rr+^y}1 134'173 pt t;.•>It' ! SEV 13 , l., fit .5 'Ii I „I n ±. in, -aat ' 1 srt14,^` rG^ >t r^.^^`F,rt` au^ +n ^„ 3 ^, '1t'I e u1, -off#r»tr`str;^e, n' ,,^ }, ar'^ t' 31„ r , t ,t c ,t.,u:1 ni' 1 e r^;t• ; t,r, '1 ^,^ 1 2013 O27 -1 THE ROBERT AND USA MARGOLIS REALIZED GAINS AND LOSSES (Continued) SHORT-TERM GAINS (LOSSES) iota Acquired Date Sold Total accretion Tout Cate Description 1#'redw wevi 'i"I at Sato Shaft of Coveted Om tp Salr Pr ®ads' arlkeati ! Can B asis I LM ) Covered Shat-Tenn Gains (Lose) _ -- - - - iQ: I, AR GENFHAi C0R 0-RA-1-10N-WIN ±2595711053 17110 2012 R3^19/ 013 56010 2 554 11 000 2"6 80 5t I?1 01403", ,.DI 40:' INC MIN C-ASS A(31291 J1' - f ^ ^kr?f 12 G'3 '=4,"1C^t s " i A M 4,93'3 0 GO 2 84 54Q iR BROADSUFT. INC CM N ( 11133 04093 17j1 012012 03,'20;'2013 16 00 % 19 000 53577 0 29 mss, BRGAL`.O1i XN CMMW l i 1 t 3/ 3401 t L,,,+0i,'I '13 123 ,111,111 3 74 00 519 23 0 C ; ¶179 08 l / 80 ENERLI XX (BERM EIA) LTO CMN (6100821401 12111 /2012 030/7014 77 00 805 37 0 GO 81696 (/1 54) XXI (PCRMIJOAI LID t1MMW iG'0129214(. Ci,S.a,Irrvgetl Loss 71 54 ENERGY _ ------W 01 (V€ JRG ICAL NC rMN (4b' 201602; 12,r 1 0,"2012 0312 U' 011 2017 17 71 601 i i 15 b3 1198 3)) kNI I I'VE SURGICAL NC 1MW f 012 16021 1 2;111'20' 2 1,13/200013 200 9I J 2" ib 00 1 1 /140 093191 2, '0;7012 03 +`X,=1 13 2001 977 22 €0 00 1,04902 1 1 803 !€4TUIf1`VE , iGl174I, NC (MN061201602k 1 00 INTUIT VE SUR GICAL NC CHIN 06'7111{ '210 012 03.2''20'3 431 31 1 01 58/, 17 ( 4kl ;N1LJ=1`:ESi1FISCAL INCCMNi4Vi2i+i5 Ei 14`11 11201? 03121,212'' , 00 491, 3 CC 57 126 1/991 RED GHAT INC CMN' 156"771021 12/1012012 03/2512014 ^ 3' t^fl 498 QlS coo 1 53179 14 741 SH IRF IM'Tc 0 SPONSN13 AC» L,M' 18248' R`13 'i2r 10;"'0' it,f00 2713 1100 {.12,81 s,' C co1 1,107 03 1-.1166; 56 VOLCA NO l'0NPOR.AI1,ON CM N 1'3'R645113M 1 2110 2117 03j260013 67 00 1 38913 0 012' 1.190 ( 361 53( ' 17014 1(6"RATON1M t L, 1McEC620 2 3'257 '3 _t:t1,fi 3,2`93 3 0iA, 36' S1 -^ _(375801 001 LAR TREE INC C:NIN (256/461081 12110/2012 03,2 /17013 41 00 1 957 21, 010 163110 319 5 1 VO LCANO CORPORATION IN &'9641-,1001 5'/012 6388_2(F '' 63. 743 1 0 GC 310 41=70 VU t'ANf7 CGRFORAMN CMN 0286449106 0112812013 03/7812013 1100. 596 15 000 5/8 24 (81 49) VO,12416C11PCR4;IG N13th:l it 5'{ . 'G2 ( 13 0326 13 /6 06 154' 14 12OC. 1 663 990 ,"9764 51, 44 400401 5 tM 12 MRW (0050/K'(3) 18/`2013 04/'01 /2013 800 736 01 0 00 681 54 57 (l 19185 4`6 4114V'I5 ;NC WN ) 15C/4'121i 1r,11 ((12 042107'22'[713 9 00 C C , 312 GNC 10 LD1N1 S INC CMN CI ASS A (36191610/) 12,10 2012 W01120 13 1)200 2.0017 14 12 1.7/2 /8 219 96 ENVESINET INC'MN1 41 170 1 21 11 C1 42 631124.'113 573." 974 Is 011 IM ;4 '9561 FNVI 1NE 7 INC CNI(v (?9 4K I06) 1 2i I D2/12 G4/0312t! 13 26 0-0 49/ 99 coo 361 95 9143 ENVf-131111 . ANC 6t>IN 37 kk 106 17,10,120112 (34163/10 13 ' 3100 2 255 A, 0011; 1,811178 44 71 U+nr, R C: Bit, or C'1Gr t",, f, e, IdlI to incitFtII, 4`k++Ik, I ,iliPU4it I R ,idcffr, t di '1" 1)3 ard(r L'44w rno) t=t1 N4` ii ".It V4 NJLI nrdf< Ot tN1 N' 7) 1111 1rd;r, 1109-0, 14ait UfW Ut,t 4`F a,- If A t, (,+1T'N,'i tf4_,FII'' AC-.wa111 UI die K,2e tre'm,um s I I i ill 1)1 r) I '3 , JJld L I ' +IPI ;u+lh 1)0• +1Al 1)' t,-' ;lfit,'r*rv"^ Yt,J, C" r'1R`! I I ;t;^:"x- x r+»3} P nv'," at: ,3F l % '1/ m i+ +.r' y'^x;; T; J, :'i. , ", n, Viler/ ------FACE 34`? a,! 15b tw' r}' m'+7xa"ed, ti 9x1 ple ilk{;',a a4`,!. !,}• , !",1 1' tI 41"}1 tt1 ^.}' -' StK itf'j er wt,, I, iin,N i 7%'1' 2tk1' `^'<..\attt1 n`! 4 arty PO w, e,, t ,tv, , 'nil"', t'Scit^7in -,ale rtn„ „1l 1,.1 to r a v ytu .1 stk11uJi3 ar001 V, ; '1cutt yv I rw*++art r:`F tax ri1 S at;+e, ,, f ,sct7 a;u+s1 iii" nd Iii zap k€17'' ' i 11'' aa^t I '€1 ,1 ar,}771 t, +n All Ut"ic 11111'77 a} ifa,i i ,11118111)' in C+ f7%l+n"h It U , 1 300 1 7'7' Ul l) S'IR', ENit' of ,llr Jl,t6,+5 'hat , , ]CgIprk111 t1^4€tb"41 f^rI 7% 3 SF+,i; diwi S111wS L'Q+I nIty drIt7%t;'4 wit, jow r;CtI,7+S,in .,p I v tnivi'I wovidti ty ow Ta a , I x",14,1' ; +r+S,aFt-^:¢,S+sT;^I a.' 4^,tr^ air _^ roi are" at ' 3t+^" ,rti,:"trel-),E avv] :t d fits? ;vv',+1 3-1 I f 0 G Y C*( i,,t. Y+xar f/r cant No ! r+tiai I4,attw 2013 027-99038 1 THE ROBERT AND LISA MARGOLIS REALIZED GAINS AND LOSSES (Continued) ttx6,x43n SHORT-TERM GAINS ( LOSSES) Hate Aegaltod Data Srzi4 T t e an T t D ngitow I act t `real or Std Shot at cavmd Qtmarny Sate Pray ds' ( as+ ) Cam Basis Gam (Lou) Covered Short-Term Ga ins (Losses) k1FE TIPAE ^ITNE Illy; (MN { 3;' 7820 /1 12,'1(lt'?(l12 04,10 , 701 3 34 00 t 31 i 0 (J 00 5 912 88 (511 881 ENIJ SFNEE NO (WiN [L 1]41i0 2' lE+itl` a 04 3 8;X '.Ii 1 9 I'c Ti 25 ENVT S TN4 T tNti C N I, 044 l ElE; 2r'10 1 I} rl ^t i 13 '41 110 4,1 i' 100 x+31 tt"'9 ENVESTNET. INC WN {29404K10(1 122 10(201 ? 04,04121111 ' Go MI. 0 00 9459')118 Tai TRAC:1)8 9 91V I Wit E 2,'1((p1? 0-11104=2013 1 GO 1,13166 8'0 'I7 71 CE9NE8COIRP C MN ('5082'041 1i 1 1017017 04,105M13 7 CU 1-1,60 b 0 tic 2 211 0! 342 2a$ ENVEST NET INC (MNt,9484 1061 01i02/2013 04/05,1011 900 115528 000 12555 29 73 ENVESTNET INC (,MN12' 1 K'(b 1?t1€0!22012 04,`05+'2L13 1000' ?T? 11 013 13901^ 3348 EhuE'7 NUi,;A 'MN j29L a iG , - +i 0'71 134/01_12G`3 r J 00 4 /01 6' G 010 3.1 9i' 2.i SO' 44WINOS IN( LMN (9341161`31011 1) 102812 04'051'2013 51, 00 ?,9(/ /1 Goo 292818 120 34( SOLARWINDS IN C CHIN (5341 139101 U3s47wed Loss 20 34 r1U ENVISTNE' INC WN [29&-;r, 'GS "31/c2"'2013 04$ ''i'3 920000 5?;}58. 0843 coo(04 1 214431 94 27' 03 rlNANC.tAt ENOtNI INC EMN (j I 1495150) ' 2"10/21112 04/t8iIt 1 _. 134 14 FINANCIAL ENGINE S, INC (M N j3111 1 ,11351 00, 9'1110/20"3 04/N/2013 211700 024 41 Li 00 T 13 r 152 63 K.AN°AS 0TV (Jt1I'iNCsIN 4'W' ,03,,- 2 i'Ci2'1 2 _V l d,'20i t3 '9 cc, 2.020' 0'' 1,5,1 11 4C0 2,P ENVa 1041 INC ,'1f,] 01 t2 2 '! 04(92Ck^ 1 F14 Cc 1..359/? (loo 1'6865 300 07 ENVE STNET, INC ( MN (294t);4K 10 61 01/02/2013 04/09/1013 139 00 2 430 37 0 00 1 939 0'± 491 3 2 (?t 99 TRACIOR(t,?9,'tif (MN t99)1)F- } ;t 11 4/ t r I (00x'11"? ?C? '0 7, i 78 ,16 1I lLI,VMA1f SCFTWAI( (s9fl hi INC N' O'$0tl1C 711 '2110,r2C'2 fA/G9,'2Gi3 2` CL 9b 1 11 00 1 4' 40 ' 19 18 EMC 185008401/N MASS (MN {268648102} 1? (101201 2 0411012013 80 00 1.991 14 G 00 2.1 51 21 11094/) KANSAS CITY SIHIHIR N DAN 14151 !C3W 11;,0,X01? v4 3 1301 1'9584 too C41 31 L IM ITED S7NS,t riE2iAL' (82 48', S'Ol 21.0^Iz '2 [4,11;[. U13 :4,(0 1 (9343 0Cyr 1 .. L,^ I5' Ot .JOY GtWk INC I,MN (4811 1W 1(8) (1 1/02/'1101 3 04i11/2013 2u 00 1,1 01 00 0 00 1,3091111 I2(8 0 01 JOY GCC BAL €NI LMN I448'' i C8) Wl,t?8=22813 041" 11 J )13 25 GO 1316 25 0 00 1 550,' (714 0t JOY I 34 I NC WN la1 ".1 F81 ? ? 2C' / 04,11 013 56 ac 2 152 115 ( 0.113 2.913/ 511 f i 54 Oil ' is.^„s rr,} v tLmr t , a 1vw ^ 'a.v, 1 by at a,1' Bt'l kP't -a ,n aIt APO''„ VIT',d1 ,,Tut fl,U I JPT W att daP,ad tIy P`F'I`11td' ar 0^+71 t U I) ' uu ata' .1 + .1 g at ',, ^.1 tn ll^ A.;+mt-- tlt[' mar-Ow has P,"rte51 t' m, I,h7' mI,4t 4i"i0r,t t in mclmil ' rm t ty ined:, AM,11, UF, ,UI tt'y Y rg0-,,11 '9 i Ia'i It PP it, y , 'at, tat WTI, -r in t$'tt'I IIlIII J+ci,'sp[ I Lit*ir, m,h tavnc,,=raatt,U1*11ry1,+.tt1 "'kir'w S;"ao1 )ottor1.3 tle,tt ft^^1 and ,tra' tb i^c garn,I atir) IU', values att ow rra Iua ?x at, WOW" it,t ratF+, tt r.."I tarty is ,atsxa,Iat)' I tie a, 71strori of say las° FOP( ;(It, t,'ratrt to p to, Ostall n ec! of rletprr'a9 t=v'Ria, appItt'ttt,ts+, of capia loss ttna ;sirttrs w,'r '_11t= -ufe^ t=r'ilatr sptc= a3 rax rocs aria yr,,aria vironaty •,uTat l to cnrs ,it Yt'ur tiwrl ou t -1 4, tax and .,'I, , i 9'ots about IN,, aml all rox rafa+7 mat4:'i ,, I'I'esivrl m , •,v,y tt=a,.,^„ A(, "t ' f •rtt' r,I I' TN Sty'I f, i` e*F},^' 1 1 " q " , .*' I=55 S t,,'1 :; i't11t'• „ iF^ :^d', P+ S ,,,t , .. E-,I ?" t ' i#"?JI 1 3 `( ar 44+° - 1"i I' I:b't*ti III t, C (' F`jT6IR '' 'C'+5 aKru491n >t `US$ Err-,VI'v '') ) t-7: ^L?.1'r 4 :w-,. 1'sJ :',ti tt ,'alt - ttt^ ; t`Ef-t; 3,t2 !•^ ^,i 1i) 'fa ex-t"1,'e4 s 3+^t; ,,T ,v,t,tkne I5 ` Tip I v.I t*ra'n+." .t' IT +^-titl'7 n^,I Ia fr•E^G °+ .a ,.-n as ,4E.te Iak Yo, ti Act,x,ta No i agaa Name 20U 027-9"A THE ROBERT AND USAMARGOIJS REALIZED GAIN S AND LOSSES (Continued) SHORT-TERM GAINS (LOSSES) Oat* A"uird Date Sold Tota l aecrviiao Total ern tP tdealdict# of S®Id S ®r Cea ea d Ons"ta Sate F'ds (eW ) C Haste" Gate (La l y^}^ n n+ n^^ p c^^^ t} Covered Short-Term Gains 4Los [®..._. _ - Vc. ES 983 i51 H RED E)'.nT. ItY^^ 12,11017017 tP't'17 ill c,`4; 2 45 0 Ott 2' F rGi'b'ARNER INC (.MN,U;j174'C1.a. [2,rOb,,2013 o4/15, Z(it3 C 0E ;3L 17 C 00 i 448 64 04 51) ROHGWABNE R INC CMN 10901241061 01/18,'7 013 04'5,'2013 ? GO 649'9 0 cc 5/C 41 ixx 22} 8 8j%i d t iNC C'j"dtC99 1 06 ; 12.f'5140) a tih,': 33, 8 08 /)O2 c J 6 r1 T 4 1 RED HAT, INC CMN 1756b! 11002) I2110/2017 04 /1617013 1900 966 46 Goo 942 21 24 R1(1HAT N PW'P1{1 55;;,['; t^lt'514013 a r 1L'gu73 13C 16%8, 1CC 3 {^`+6Ot 69 00 4919 46 1 E'0 4.993 62 23 f 4 C,0GM/ANT TECH NOLOGY StO) t111ONS CORP CLASS A 11024461021 12/10/2017 041111-2013 _____ - 2; 2 lOON.'A d1 TFC3{1dC3! OO 1E UT N CC? CLASS A 1132 1 '7 1C1,' }a 12 84 18,70 l3 4, (CO `4' 84 U 1 i KANSAS CI TY SOUTHERN WIN (4851 10302) 12!10,'2012 04i_1811013 26 00 1687 99 0 10 2,082 61 605 38 'INCHRONOSS T1CHNO/OCI ES INC CPS l ( 'iY'! 1} - S^^r"`^ 12012 £ t` t'?try3 •b /' i 79) `a 4 (Lc 030 03 32151 1 NACTOH SUP PLY CO C NAN 169235E115 1211 051012 V,/18,70`3 13 Cc 2 821 9 0 cc 1,63381 38817 EMvMC CORROItViON MASS out 9N {2£ 548'021 12/10 /0' 2 (21' 9!203 21 cc 164 14 8 00 65032 185 t I f IvIc CORPORATION VASS MIN )2981'4S'C2 7,''8 01 2 _041119:701 1 1") Cc - 62906 100 12928 83 111199 17) BACKSPACE >'OSTINO INC IVIN {18270/861LC1 121'0/2012 01091013 3,,210 1 4489 416 iW 00 237 551 11443 C} to#.(SP2a(L RUST NO INC [ION 0fs4'1ow#io 1s` 48 6 RED HAT. INC CMN (1565111021 01,/290 013 104115(2113 13 00 638 04 0 00 133 98 o35 141 HAT INC WIN { !W11 ' 82 'T1°? ic1 3 04 1'1 9: -)pt -g - a -cc '3#x10 c c 9igf^ t 194 n1} Al F \ ON °HA%MAI'F 0T(C416 INC CMN 10153511091 1211012012 04{`22//913 51, 888 50050 CO 1) 00 S )2/195 0 7"r W 4 FY ION PHA'IMAIJUTICAC S INC l',MN iti'53' 1 3` [1 sj i`r uu w s 10 1 i iCOGN ZAM TECHNOi(JOY,OLUTII iNS CARE 0.457 A {'O 4461W1, '2111 012 04,2212813 42 cc 2,85244 000 2376 13 (126 291 6 C , TRACTOR S J' 0LY CO C MA4 i±12356'IJf'r 17!1 Eltr'£ G 2 0422 '1}t, t3 ,j' GCl 7,650 3' 1' X11 x135 84 [;O8/NIZANITECHNOLOGY SU4UT0/5 C'ORPi',A`,SAi15644€1 U7± 12"., E2 U4,f^z3l/1)13 8/00 5,14981 101 6.17012 (5104,{ t OONIZAN'l TECHNOLOGY SC! UTION`.n CORP CLASS A (14/44810, '?110'20'2 04,14/'0'`,3 S600 4127 11 0 4 68c 96 (4:=,3 J5? '' t O G X13 4tt' -5• c 7{) 5i5 4^. 14, Ail X3G N PRAMMtn t.,Fi} TfCA S F NL. L,t^ ^. ^'. M I 5 ' i I £5' 1 1f' L,2` 21 ' 1 ^.^+,'t^ ) ' ^*^ 11B 1 3 4 AMER'SOUIICEBERGI N CORPORATION MIN (030j31 101)) 12111}_/012 04.'20//0113 2100 ^ 455 55 17 06 1 14? 9' 313 04 f it+tr ,qr,{;t'Jx'r:YSC't1;- f t r'7 'u!1,1,Is^, Ai+. 4 r P'4 .l'rl t'x 4' ,t d '7^r-346 H0 ft'^..44 ..4r_M^t4 0!441'1 -`.rt_ ,7i art s •f 4,'64 ^">',' t«a`,f5+^•µ f;t 40€ et`SI a ,.r'tl-LRk+S'. ^ ,o"I";'r• ?ev i^d'z t' to `. d::,i'TtPi InW9I ('41144 a tra'f ;!} f fxI 317eik} i'r4,4" wr31 a", 7° one, 10 ,41,1' tra 11hta'Tf' II 1 ' , r.rrCt1 (0,1 ^H c41, t4^1"!1', Bl,'{I jrtT lun i°,ur' x11 4!'N'3i', -c ;'k4 156 i•tI (ter flt[tt5€. 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V CMN i^:CZ1 11K01I 1 10r2r 12 0412!v2013, 10 cc 6S249 C Cif 520 21d (iC77'?1 L'UT Mv9E LiTNE SS, INC; CMN (94, '82M7) I7Y1L 20 ,2 0A /,5a /11 1 29 /0 " 3515 1 w 90 1. 61 1 51 1280 00 ) ( It E TI ME I HT NESS, INt; (MN 1 932' /6201) 12,'111,'20') 04,,118/7013 48 00 2 265 90 000 281238 r 6 884 MON } £ PjVFSAH( 1041 ;.MN i t ' t° 1 t 12, ( C.°211 GA 25,,`2L i 3 21 0 0G 5s 114 - MONST€R1t3 E1ERAA1i(C;URPCMNifs,1740101! [hO28013 04/25/2(11:3 2300 1,311 P 000 123694 80 21 1 84 coo 1, 7'' 980 412 TRACTOR CU4PLY CO CMN (897,4% 106) 12/10,'20 1 , 04 '75,, 410 2000 ?_?31 04 GNChiJ,DINDS[Nr CMN4!A S,, A{18/31 IG0 2/;(72017 O41Bt7r94 45 CI, 1999128 770 1.534 14 46'i ': '/ ALLERGGAN INC WIN 1849 1M 3. 10/2012 05/0 x/2013 19 00 1882 16 it 00 1,1 46 29 i0 45 EMC COR PORATION MASS I N CI (188 1 019 1 7,'0,`2012 05.'03/201? (30 053 22 1 Cc 50 8t $97 E5! { 01 ', 1 79 1 3C 9a 83 t3 W C 00 4/ )5A TrDN MASS I MN t?b814811a2= 05103 , 2 1500 15 -1- 48) GNC HO LDING S INC 1MN CLASS A J35191 6 ' 0 0 11 0/12013 15103,'2113 5 00 225 4) (1100 17 0 29 55 ?1 ON090)0NG SINO O ,MN3,i A` 4s3519'6'I 1 ,7012 ,5' ',490 400 ',413 93', E1;.'u 1361", f08 44/ 31" LRETsME F`INESS M 1M%S3;'1/R18/( 17r^(/7 i7 ('5r'03I30' 1300 611 3b Goo 76169 1 144 34) t1FE TIME F I TNESS INC 1Mhi f5KI1820/) 1?(1tr/tl17 (2, 033,,20`3 2500 '. , 187 711 0'00 1 43664 1 309441 A^ iJ5A NE.1WO RKS 'NI 0cz 26"2l') €0 Cir ' 20 CC, 3 24 p of, `nt f 1`3 261 A/UBA NE TWORKS INC CMN OOI3179006) D2+'/2/11 .1 05/01{201 < 21 00 35/ 26 0 00 519 81 [ 162 611 ARUBA NET'4/ORKS, INC (MN (1•1431 /819 ' 0212,,2013 t_I)r0 /1; 2-1 00 351 16 0 W 529 3 7 17 1 861 A"n;:ANE90S0RKS INC 15911}4317 9004j 9 1 12 0a ; 7111.1 2, 00 377 26 (00 57.2013 1 F642311 ------ARUBA NE I WOHI,S INC.: CMN M,3 1 )161015) 6212612013 05!01/1013 2100 459 33 0 00 66900 (209 0 /1 CND,ht'),,V'NGSINC C;tMN'o A 1 361 9' 0 011 GIs€2,20' 3 7x30 113 32 00 '4344 11 Oc 1.66987 34493 COO NSZANi TECHNu I Ot"3Y S): J? I iNS CO€IP C .0S. A s19z446l f321 12/10;20'2 GSr ;2C1 3 23 t`rtl 1 562 6' G 9 1 631 3x 1 188 601 RACKSPACT HOSTI NG, INC W N ( 60086100) 1301,;; 7017 05/08''0 13 23 00 1,14341 100 1,559 48 '4 15 Q /1 NC €N/UIT'38 S+ik aIL4 (1/N I4 ,2OEbt2 } 0*,,, 1, 121;? p"", ' 1 01 494 4 C D£1 498 ,11 (1361 INTUJIV1.,4180 CAI INC LNnN tIE'2OE6C21 121 10,12012 05/13,,20'3 i 00 494 41 fl 0(1 51' 26 i1b19; 9A1''KSF'ACF MOST N O INC CM N ( 7!,0086110' 12/ 1C/2011 7 15 13/20' / 62 01 2 557 05 0 00 4,203 81 (161-11 16) ,!:,y an mj, ta -• t-, rtnra : Gr RE :_ 1 1 XT H11 1 or;l:.V Ca '^, tn! tv.•'3`-^e`; V 8"`"T " a^T ' r I .I'•rr i"r J^s':. 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C„ : ' ^+ v SHORT-TERM GAINS (LOSSES) Data Aege,red Dais Sold T I ac 'foal Bawript,a ,e Ipmdust Idantd er) Of Sold Short or Covered 9 atutt Sale Proceeds I ( rz ton) Cast Bass Gain (Lou) Covered Short-Te rm Gain s Ilos ) 'JIWA$5 i IMNCLASS AI910044f'l -1'lCt 12 (5'=3fc,13 76(2 2 59/ 6(0 :71/'0 {47839} RACKSPACI IWSTM. INC CAM 1/500851001 i210' 2012 00 '4 2013 10Of) 126868 (Igo 3 034 i0 176542 ) 1814 RACK PACT HOS I NG, W WN f P3086' 0& 12,1012112 05f 14 e13 33 Y 4I 92 100 2.e'37 5*, 597 VMWAHE INC CMN CI ASS A (42$56 /) 0 1,'14 /1013 1)5/14/111 3 1000 153 11 5 - 0 00 1 863 He ( 326 55) VMWARE INC (MN CLASS A {92853402 C' 2812143 05,'14,1015 Sts ] t-, 1 43 0T : io 00 l55a, 571 M0067E3SE2HAG ECORK6hM1511,1401C0; 01,^62 013 05i15;2143 tGO 39913 0017 3/6,16 2267 MDN SIE9 EVE'3A [606 C,t^N96^tldi^1011 0'/?8?2013 05/t511013 ab 00 425 46 G oo 11 lOU0 28646 SPIRE =19,'JIELI SS NSORED4PWN4824'R'O, , 1 2,!I(2 2012 (5i15i2f';3 100 6')G75 £i 1o £r;51/ X3£3 5;100 2.135 3.593 RACKCPACE H(JSTING, INC CMW (/500001001 1211012012 05/1&,7013 08 0 00 1,11 4085 506) 5NIR£t^t f±Eh SPONSOie0406WN18 45' 14 0'/4'112 ' 1)5 11£/201 3 St'.C '5222 CIA 14F48 1, 61 i SF+18E ON111f I SPONSORED ADO CIVI N (821 11105 ) 12111W/O12 05,16/2013 ^ 860 5 3 ri 00 6601)4 33 07 EMI (0480441 'NMASSWIN f?SSS4810,2l `2,`0/2 0 1 ? 05/1/,"-1013 kL06 519 03 600 113£'-, 0 1477, - BACKSPACE 14 I;Nh . NC--('MN 05(1,36100 Z I {(' / 12 (441 "I'V3 1 lot 1,142 1 8 000 2 119 94 {1,13, /5i RED hAT INC LMN 1 PS0` r: ' 021 3178'2013 05/1 /'2013 CU 662 69 6 t'C 6/1 52 11r• 53) EM C R ' ON M S C`R",P^ 12b ^i (2 I2t'01l oll 05;26.2013 ssou MQ 44 it C0 03012 f5; 251 EMC CPRPORA 1ION MACS (MN 1258648102) 1'A'l8' 2012 05/20/1013 86100 1, 101 /3 3 00 1 /00 90 (93 23) 00U O?ACE I+°^'SI NG I NC "-f,IN 1` 0361 (j ate, 11r"fl12 oSr26 211 1 2: t !?;11 f 6 1 6"9509 liOl 291 '4 KS('ACE l4OST!NG INC. CHIN (/50086 1 1. t 121/1101'/012' 05120 2143 33 Blli 0310 49 - 0 00 2 306 89 1996 401 RED 841 IN(. CMN 1t5E,5111131 01 ^79,,2013 Ua,30/011 00 1 31 ; l5 000 i, 17 50 (9572) '09TIN£' INC 6M i3'4s5535''; 12i 1001°2 504/' 13 00 151 ( 66 c oo 1 989 69 1'7563 ) MIC8456 K08; 60101 0S W,140 I MN (0607541(11 121'l 0;2012 05,128 013 11010 209686 000 1 1 3 86 16305 061 4 SA.1 N (.0 WET C,. r5A t;-4AN C MN {JC3c-S,'i,: ;E i 7? i1t^ 7C 11 U"2)3 (2 3 lia M'I i - ;67 + C I' 1,89889 11:x5; 5} PA10ALTO NE1WORKS INC 6MN 168/4 (51051 01,62,2013 05/31(2013 5 tal 248 29 0 00 OU 7E1 (2141) 9,5 P4 (a A. 101 NE €WO"" INC CP MW IO9'4 ;141 Obi 14 C 2012 0`r'3; t^013 RIM- 53 COG 4L, EN3ESTNET INC 6MW 129404K'051 01,,28/2013 1)6/03/2012 119 tic 1,/1130 0 00 1 018 h3 6W 17 '['silt",fiTiy r+^"..h'dx'st,^ l' 1fr sC`.t^U':' 1'44:'93}0II,rt,14UJ, ..•^txp+rt= sbC'`*+.. tr^':tt'Sv •?',4' t'}i" `i*'8 C'-t, ta.t"d` fh °'n.. u2iP . r. ,. .co.. -$L», o.^. "^t1'e =r t;,. ta`_ s:-1'Ia"ti'xk+ •¶4k1':-.-n3P°ee mt Cr`a •3/°a",}p#+; AM'"N'('' •_t- i•,f1, .U .}. ,^{9 ^,6s7^r^A.; 7__, 'ks.°*';.3h .. '114'"1'r°':t',F s.,. x.'t^T1T> ?a1C ''t.: , i"4v j I4+4' 444 "F :7 Eta /'4 w, [4:wo IN£1 Ito: mw -' 4:1 s,A,J s1h v' 144 E a,:c=.7 a rt anre.jfim`13a,ns anttka,aes Jc F, n aiclwlil 10, vr;,e-6t eDss Nil s s. a 44:4 1 '4 It," tetc^^r,^°°. ='f wry nti= re'" i,"l l'n-3 II r gay kit ." tiI . cu 1 14:''e! ey me iP,Dw 'qo4 et t34°4: ins, 14(4aaliur,,, vAd,1( sal4 rtdt,s rrr 411141 s1' ' ml ', 4 (4444:, a,id 4:4 ,441 su,I 1144 ul343d 3e Gansu+t y{au1 asoa o,ulSkt5' tax 3 911,11) ' *,-017 IP,,s 41'4 41/ lax (US!4 I n43r,ers UidfasUd n(3my way 5'( 'n Al ,rtn;rsip,,', 7iw•iG11 c4,1l-".1`et-0 t4 44^i^is:.,e'°,^'r1f++^+^.te13144,^r,,;e^^E,Get".,;r^ni^v^•^^^,"a.,,'',' f:.E„C.,odn"J „r11`<;1 4e,tr a 9 I,t,, rn ^ `. 3 is 131,'- ^c I,- a, ^^,^zt 7 c"- of ,, ; t a^§s ^r-,,1 I Ef ,f Cr,., s. 5 e ,ax^'€ 2013 027 -99039-1 T14E ROB E RT AND LISA MA R GOUS REALIZED GAINS AN D LOSSES (Continued) _ _-` - _ ------`,.v' tt='ror,x',u rNU ^ar* t,^°nur; s::r 3•^ r, u"_^4 tzv tea r:„,a*'-t s.^vx-^ --SNOR- T-TERM GAINS ( LOSS ES) Onto Ac4utted Daft Sold T tae on l ow { Cana seats = - Cara tless) Dea^rept (Product 4^^ntir«r) or Sold SAatrs or cover,! Qrismvrly Sale Proceeds ° Asrvrturtion ) Covered Short- Term G ains flosses ) -_ ------KANSAS CITY SOUTHERN WN (4F,-) I 71302( t?r k0 eO' ' £7f:,07 K11 371 3,546 Gk: (JUG 2,`583 27 982 84 SH I FIE iR;ETEi3 Sp0N OgID ADIR CHIN ^92481Rt;t 3 WX2''2013 t1,r` 31JIt 13 32 M ? 43 H° 11100 2 8 / f84 °°°° 155 91 ONC HOLD INGS INC Ch4N CLASS A (36191 G10 0 01/0717013 06/1,0/2 013 40 011 1 8?2 72 0 00 1 36133 460 39 V I 088 (N S:.P,?N{928 05,'11?0 34 PC 572 9f.+ G 0 i 303 /8 _0%, 8/ AN1 iN #;0' t. 35110' 3° VIT AMIN Sl-,,OP8E INC. CM"N 192849E O' 1.1!1 0,1201 i 01. t? 2011 7S Ot) 13140 19 000 i T1180 10 (339 911 RACKIPACEH OSTING, INC CMN(/8086100) 1212C120'? 06131.0 1T 1900 65384 0 01 '181 44 (72665) RAC**SPACE r' STING N C CPMNt? 86'001 ° (111,V i?01 i *J 13123 , 613 3100 ',27328 CiGo86348 ('536120) RALKSPACE HOSTING. INC CM N (/5€08910() 01'02,7012 06114 12013 26 00 884 17 0 06 1 974 23 (1,0%061 X848564 E t ( T^11^^ E(( C^1N t / '' C 01 t:18 20' 3 84134'?0t 2900 1,02B 51 0 CC 7 ?9107 0 262 1,01 ,"04 ,SFr"=f;£ (OSTIMG I NC WN { bME' OG' 01!!2 2'G1`s 2 1'2(1 5100 2 021 0 I 4 1391? {2 308 55^ 001 MIANT IECHNDL0 101 50001 1 INS CORP CLASS A (157446111 1E 12110/7017 111125/20 1 3 4' 00 2,55731 1) 00 2,40/ 81 13 50 44) KANSAS CITY `iiOJTHEHN CVN i 5*-IC35'2Y 17 0626 2013 32 (0 1452 1 s 000 2 _`rFT )2 888 92 5581 01 14 5A: (IN OSM11 1CS € MAGHAN CMN ?01384S303 1 2' t OWC00 t"75127, 2(.43 11800 i 7171" 31 CE ( G 1 t 913 124 I N ZAN T TECHNOLOG Y SOLU i ION S CORP I ASS A 119244-9 ' 00 0l20r2 110128'2013 25 00 1.576 1 4 0 OO 1 713 05 1196911 AWSA CkTi SOUT!'EON W N t485' /0842, 17 11 0rr211, 1'4 "zBr7u's 21 IL 2 873 36 g oo 2 t 61 t ' 7101b PAT'0 ALTO Nt lWO iK INC CMN 1119/435 105) 01'[ '2313 E4rr28t-201 3 00 ;.033 1 3 000 1,"54P 50 1265 31; F'ALA - NETWORKS ; NC 0999 31197435' G5t (01 78 lO' 3 0E; 28,'21?"? 25 00 1 083 - 0 00 i 424 75 (341 621 nd111'x1^' €Tft S04N 0880401007 N'524819'06i ta i 11,:'1X:3 (182 042U13 E 00 °5 35 l01' -° ° 93310 ' 113 65 S HI RE LIM ITEDSPONSO RED408 CMN(824818 1061 01 /?8'2000 08/2201/0 13 50011 4.75115 000 49 1 27' (7204611 M A, ,NCKr,f)IITP"JB '0!t CM N { 51858'67 ; ' 2)'620' 6.151170'i 11 13 569 0410 Cr00 549 NiUIT1VI S 1LMbICN , +N 0099348120860,1 l 1= 01 '013 53t2 , 3 100 3,511 1J 00 3 491 39 2569 135i)ADSO( f , IN C C MN 411'330$ 04' 1 1/28 7011 11 013200 3 26 00 /42x1 0 00 53 32 681 PROADaOr1 i N1 C%1 N(`il13,1B409 01ii7^ ^3 t;7,"1,00'1 50 € 1 009 52 600 2'C9'. `S'a0O) CC RNEH01)82CMN{19b/R7104; 121 i 2E712 0.Y1091 if) 13 60001 2848 18 -- H00 _2.3x9 68 48851 DIC K S 860 81M, 11001)9 I NC CM N L153993131 1 0,20 0' 09 2C} 1 1 92 0 ; 491 76 (300 4 1:1144 A0 147 Ga ` ,^ r,q t.;r,e te+°r: -3,e+; l b s' c^& -i era 4r+a .I ix+d ^• n: ^,rr ,=-r. e;, r a• , s :rva r tip p`^-. • x°ir^; r„ i-r ^:x ,ir^: ,, rv two ° d-_,r, s Cry ,.^s*,, h;^ :-r,' Fes! t. gym; €aS° ,r7 -9.cc a er sr m rr,^ . u-r;,^,ar E„ ;iiiP^f 1,1 1 tlTti sl(z/,2 2210 `f', :11'J it R1 Oi l i0'l' Vullr K} 0 Zit ,,3 1' " r r? 1PYirtit?q,.l,t f='P'k't t 0-Ic E£ S ,if r'' xr " rro, 1:,w, t>*it={Kl,bzI ' in +If Wrl, 1a train it v. ha ors nIl I I fir* 1 9,,afris3 ,1 aM t,rrpbled ("urns a' / I oss vahuc:, it rx)I in I in' zt ui rC.ti; 101 ,'arch t U'0 IT&,, Ii1A iIWbl ;hi ° l.(OQII I'I 01 r11 3 3 lorS'n' ftert IleWl,r may t1 "11,;, II W, i i'r 9tetef'P1 I'3 the ap„lI hart rt' capI ;fir, ,ad! 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J131.1, 5'4 ,jld rur? t w4et, upon no s„rt tr 'gk y-,x Ac^o,f^, 0 I,wl'is " (- 201 3 027 03$-1 THE ROBERT AND USA MARGOUS REALIZED GAINS AND LOSSES (Conti nued) S,gur= ^„tdt v^fr^mt zter3 L^^rraftt r^+r° ltu tS'? ^,^r r^, .r+ya-^Sr,,r ^na;,krs SNORT-TERM GAINS (LOSSES) Data Acquired onto Sold Tout acernan Tout Description (Prodact Identifier) a Sold Shan or Cov d Qnanury Sa0€ Ptae ds I- 9 ata ) Cast Baths - faiwtL^^a^ Covered Short-Term Gain s (Losses) - -- - ENERGY XXf QRERMUDAI 1 TD CMN 1(10C8'14D} 1 Z 1{, 2011 (2? t'C9t1(03 793 00 1919 13 Goo 2 561 R2 650(: 1 44983 coo 3 ,58/ 73 P65 !IU# FORT#NEI INC CM -14959P091 121101'2012 0'-l09i/013------DIC KS P283 NE GOODSIN CMN 12'5,13q3 l,-7i I7,T CQM1 t 6]"11711170,13 so d' ? 9i5 /8 00 2,9114 C VITAMIN SHOP E. 1NC IMN `928&9E 101 7!10,,7017 01/11/7013 39 90 1 862 18 coo ' ,59 45 13'3661) U'IIMATE 5t FTWARE t,RUUP INC CMN ( 913850 iC7) 12;1(11,12012 0/ 1?,F/01 3 11 00 431 52 000 1 01691 ALEX ON r'PAS MAGEUTAC.&S =NC MIN tE 565' I£lS! '2^'G,'1C1: CI 5,12C 1 3 i; CL i 8'5 40 C CC' 55 7 L 3 2:1 3, FH IR 1NC I.MN SFFi1FS 1J4OO5F''Q4 11 t0 X01? t'r r$ S1',=`O 13 2600 1,0032 93 -Coo- 7,/9115 231 19 INTUITIVE 01650I041 , INC CORN 1461 "000021 0178/2013 21/22,1201 3 600 r 360 15 0 00 3 4M 96 {' WIT RI) Fi }A(A, !NC CfAN SER{L` ;740 5' 1L`IU1 0,%C , {;1 220' 3 ruCP- 2336 82 G Go 2'h' -5 15541 17,1 1W012 01/23'2013 6 00 304 75 0 00 2964 0 635 D ICKS SPORTING GOODS 105 0055 0,i-M310211 500 DICKS S808T!No GOODS I NC /MN 1253653'0/ i 12/ 1312017 0023.+2013_ 1 20 18 ... . 0 DO 1 131 83 131 9' 0141.;N 0053 0 05 14,14 97849P(1) ',,10,2C1/ 01.d/3"2013 690/ i'1 2 0C 3'-3149 '4411 1 729 40 VITA MIN 505 "RE NO [,SAN (941843E 'O WqC/ 6?13 0 1,74/2903 4 00 18 1 91 G 130 /4,1111 t"I'll 4S 3485 V'IAMIN SHO'#'E NC CMN 392539010 0,201 0 1,2A/120 13 39 CG ; '13 6A coo ,..... 2 /05959 r6 Rli CERNERRI}11 1 MNt1'b 6l'1} 1," 0 E I? 0025, 20 11 3 4S0 1 3458 C10 466 5? 44 00 QUA COM M INC WN 17415/7 01 1 YlI",`z01 0125170 1 7,154 97 0 LAC 2,814 68 115 1.) MAXIM INTE6RATEDP83DUCTS1St 1MN151/1/0103) 01,07120-13 01126,/013 2000 ` 56910 000 0' 80 P°„ Y 05 ^S TE t ^]£E 's3 (t`^T f?d { 055 t^J^t?F TO't c_IC,761,,, C"171 1 `3 3 PC, 4652 T8 033 '.4 C L 1911 `: 1 39 1 1226 h12) MA,X+ M ;NT FIXT ED PRO DUCTS INC WN for 171i `O', 01,78/7013 0 1!25/2013 50 CIO .118 coo- 161900 ME7- ER TOLEDO 511 0 55 597688101; '1 10/201, 65 /26/2013 '9 CIO A,028 75 000 3,589-29 439 # ;t1LARV N1 tNC C t 4165I { ; , € E2C 12 026 LI 6 611 0 2 1) /2 000 3 S,1899 WILPIIVE SUR&CA , INC C0bd5 145', OEEG:'7 01?2I32013 1 /179 20 14 4 00 1 547 69 [I/ O , 3,0 64 ONYX PHAHMACEUT ICA" S ;NC 00 5 (681iQ0 '1'9) 1));1012102 07129//0 13 3100 48% 38 Goo 2 864 25 4YF")£ silt 0S MAR0E T INC *51 831" 6r 07,11781165I3 1 C.C 11 170 (2 1 DO 11,K6 0 TITAN I ACH!NERY INC t ,MN 4 '0011"x' p 05i0117013 08/06120'3 60110 10, 36 coo 159 12 {51 1G, +r trxx ,is sr,00;dr sr' I r+Y,y lw,' c t. +r• l v,a-,d tr, rX. •^n,/ 1 a'313H 41.,, * ; .111,41,, W N q er,t ^STU /,won't '). it•,^•Ha^ `s' ter •s-n°,,, F,-+mnrt:,at,;,r, it" r ,^•,^.+,+ dr, +t^tse [*} Na ., ads r* •1' a++.•u^ ta.. q, 11,.4 W C,€z*(0 I W * t,r-er^t4p uv^, ,r r-' ry v-, . 3.,r'3,- ) a";7o",t++rmj,-uJ'to*; #>aax ('Ali( ]28,4 1`)b 3i 1 6",t,r of 3 and i,at alrtt+^ 'IM" , an0 9rK'a^ osb :, } rr,^1 ,r r J U& t(,T +r°tkfi , +a' t1,a3,^ t^:1^tv.3it I' TMa+ rvt of ,I, y 4 s°> vf14,C to I }it e'ri I'my :'40 t [1 (3 1 "a a i .t),t r .1' ,n_ isy '^tk :, 3 `S IvT,,,M*r,t15 &,V, ,'. S5 lttt='e ( r rats t S;+t'I'll 'D' A', 2"0 3 0)3 ,;, J.741,43 , (,`, r ,it u.'t r in_ •.7i' 3,3* 4F*31 i#[nr' ' P S X'Q 3t, '4 U n-.a34'^+;, au M 441 +'#"c^'= I' r.,t, ;,',ern *,st , or' ti .:f s ,,,r,!,(" 1 *1 yt •-v: Mal atirt,,x€; a+aa^a"fit ' 4 1 hvw,, l Er.'., ;[., C"d 1 1n -a, S,S 3xt rxun'I Ytc;r ',WjJe1 'y y(Tu an ` t j :N0 pdfl ,x7+,1 6t1Ii°,4an Sa; ir, m4 es no z[^[arr•si^ tc i,ikr^ a; Ti; thr' ,x t t,t rV )nd { *mpfi tFitt++,4 a1 ^u F^ X441 ,rrn^tu7t^ a aI ti 511 '/lit not ter nl,ntd ,a ,,,^ i% tj^ t, REALIZED GAI NS AND LOSSES (Continued) Rata Acquired Date Sold Total accretion 'total Descoption ( Prod uct slU c) ae A at Cwtated Ouuatsty SalProceedsr # tatxoat Cast 8as+s "ia doss) Covered Stiort -Term Gains ( Lasses} 1 TAN MACI-ONEAY tNt. (.MN 8883 8101) 01/02'2013 08,06/2013 9 (IC 1606b 0 00 22842 {b d 7t } TITAN MACH INE RY N G ('P, N (9983[ 13101 f 11,'0212111 3 08M6/701 3 3' (30 5:4 11 too 2% 1P 1232 071 M AN M ChINERYINC t:v14 t€963t36' 0'I 0 "`2620'3 E)6t,^b,":(i3 50 V, 894 tfl 0t 40315 i5/4 NJI T ITAN M ACHINERY NC CMMN E8R8 0kt01J 1:110,201 7 080/7013 1 20 00 7.141 96 U OED 7 871 70 (61 9241 VITAMIN INC i92€34 9E11 11 01 02'2013 136'06 "2013 70 00 '315890 Goo 4,0143 . (855 / 0' aIUDPE CMN ^._ Al s F41AW 'NC (M (0',FtIS i2't _p,r[t7 ) 15/ /013 1 1C 65/ 't 0 f 113 901 k i[0[ AN INC MIN {0184311107) 0. owes Loss 90 Ai CEROAN INC C4VMN ((1 8490102' 1''0212/I' I 08/0/2013 15100 1 359 TO coo 1,3%20 {366111! tx; (t 4F U 1111/I AN !N UlN t ' b9C' 07, f tsa'to:w 4 F 34 - tit T4 SALON CCSMUICS & FRc AG RAN CMN { ?(3 £3 S vb3( 1 2j )0'701 2 ('8 x07/70 13 it Elf} 2 152 13 0 00 1008 1 $ a3 35 2012 010 k',K13 00 56/8 I 1101441 1, IN CMN (349596109) 5/110 08/090113 Ida 00 2 -%078-- 1151 0 11 ! [' N5/ NC C# N C!ASS A {301c'Ci,01} 0", 7,r G13 ,05x'201,/ 37 01 1 54906 000 ' 260'1/ % 1500--`o1E11NI't(Y 3 (MN(59,'1° 11(4 11x''8.-1/51? ('/;"091201."s 37[10 13058 GCC 9 12 19 328 /9 :^OIJRCE^i8E INC CMN (83016T108) - - 02x1)6//013 08,12.12013 9 Oki 619 21 as 00 31 / 43 311 /13 0/ 3CF0/ i NC CMN 1 3511 6/1 08i ( 1 08,12/2013 i» co 1 8' 1 25 0040 96921 fit? , 'iii tN' 'MN (63 110fl1 1!78 2 13 0811211/ 13 2S 06 1 136 17 001 1 138 DO 748 f? `]0 0RCFFI IIE INC UMNtH36`6 T108( 015/4/2013 08/12/20 1 31 x301] 3.74515 000 1 847 16 1 40/ 39 ------,ONO `t'A8MACELFTI A£ INC PON IbBs3991091i 2 11ci00'] 18,, " 9,2 13 13 00 4 41,14 32 0 00 t #-'1? ic3 43093 (INYXP'IAO MACEUii{'M S ^NC C MNX8833 # Cl 'I 0811Sf 2013 1161'0 E ' 83 0or3 5/1311? 600 33 04. KS 800131 06 GOODS INC CM N {2533931(;7« 12/13./2017 08/20/7013 12 00 .6516 0 OC 1146 16 i4 00 77139 C'.CcS =1'13/2#141 6041€ (S INI CMN i P)339315?; ( 11G7,701a 11/20/2013 01 ! t;'2 £? is of 13917 GC AI€i MET HODS CC**NEW'MIN 10O'41i`?2Ct'4 t' 201, 08,1211:'013 2100 8139? CGC3 9H8 15 {114 11} 4113(345 INC (MN 10093631M ^ 11 ' ^ftr7 1'? Q# t7 ^ 13 18 00 1 844 96 000 _ 1,640 88 204 (38 1190; Al B ON ll ARkIACE'/ I,i 445 INC f'MN 015351 1,09) 1:14,`7(1 018,121,70 1' 54 `8) 0 c' M1 7 40/ 63 A 0864th(, tMN;/1 35/117? 0,'11/2t,F13 0121 ,12,13 5W 40/09 0 St 41,54 (1331) t ,, I f'.'s float, w ,aaS+"tI I a"r ja,, 4(r1// 0jn7 )wt , Mrwai 1,5%1' *1 i`a e iv* ^; 11' ad"-era *'d p t'; t 1 1 11 ',2Jr 1ha: w, 1 %I: ?1' - .'tie red w n' 1', rl 's tt f, rrvfsi ^t trai 0,re' t'} trd'J,14 ' yl ' 0111: , irI nI 41 1 f'x E1' 1 1#t mj r?. rr-?v,ntr,,3t3 ?trt*v'vw tax *Jv,s,-, #;r ru. rt^^*r v`s.r qtr^;w't Nos,. spt+ 5..'m.T FsC ^P'.' jy 5 . -t;, 'Y' j, ^^i#e >"--,C^ !°^.-ti ' iRc Mir.[`,tf`+7 4' ':(}}S"S (I (",r, tat i'A(,F 1 of 1(11 = s 45/1F'3 9rkt vft f(' a i?#'I 3 I 1' dmi I:3, , VaIt}PI 1i °i{'1 H1t I[Me e(uI:!w - for 4ohi tt LJ"s+ 1«5,05 '% 14 13V4' 454/ 1 F$(,'t.q*i Iriur) Of ,l { ft It'taI-C'el'IV'1?4t r*1d{ t"e- 3o._it im' I'if ,f - p,-,J d I"r 'f,p aG';'" ilfat Ic,i t;' Civifdi :Ji : rllli ell , r, J es rs Q'IN4 3t S,6?. tt.3K" ?sr? i't ,9( ):'cn'j,e Rr 1104, ' 71' plrtt` vmm ias4', e J7 dna' } tilt"' IT, z 1trtt dal tak >f'd ft'3I 'Y1.r 14 41u r.: I n 3°'q'A ?Y tWT i n`^„rr;`' , tip,z1 1 ; "p ' :?a' *inl pit) ^!, ,n tj*pt ,I ^rtl,,I, r,I tl :a" :vs r,[4 "w'd r;:' 4, ,cg0 a Id ite,' 4,r ,a1 F^agsi° C'b ' t•i r +' rife yi.'u' .:`;I'r^.as* ` 1" aL.cw' w**i' 111 r,a., ar,,,b1 3 1'srrl par/ im' otd an a'hs rtakt= s rte=;t'prrsx /'', n $ I The' '1114 'r x41%, tr+811,8 ; i^I ItIO tntirrma'tnn a nd It ,hok4ld 11ol I,, 103"1 a}fatrn U r,/:ls t a3c *t'sIt AtLo ! Nip t I Uanne Z013 02?.- -g THE R08ERTANO LISA RGOLIS REALIZED GAI NS AN D LOSSES (Continued) ^...._. e.___ _ .....- - __ __ _ - ______.•tt77h'.,r^#` ',9, s'i1'iftx"'rG ;t-t iN`n lf°'m 7!'74 t7' 'ae 'c•'Srxtns+^";itb'rvkrr3•t SHORT-TERM GAINS (LOSSES) Bate qu d Dade Sold Tou t ace efloa l ow 4oscrt rsa ( Product 1 ter) or Sold Short ar Covered a ntsry So lo Preceods ° fAmortizotioo) Cost Baste Gafo Ik6u) Cov®rud Short-Tern G ains { Losses} - - A,I. FROAN4 NCC.M N {D i84901ft Osafl'. wc(:ttrss AlLf RGAN INC WN 101x414-T,02; 0',x2BFT Ul121. '3 133 00 1.446 69 0 G 1,708 64 1?61 )f Ai d > AN INC CM IN 101WO)'1021 U satil wc°>I I ta15 9fi ^3 All ANOF DATA SYSTEMS C01433033A1 (MN 111'958110,1 1 / 10 201 ? 08,121'/013 4010 8 08 5 45 0 01 5,123 60 2 36 1 85 AMAZON [:OM INC ['MN (023 ' '5 '0) 12 '0 20'. 08''.,-, J20'3 28 cc 7 SIT IH 0 00 7 029 40 94/ 3R ARm€ T^? t? 4,3F[?is 1^3I T'OUATIONC,R[ fG LP'F'05 t ,, i0cI i? 04/2 1x20'3 4200 Fitb32i 0130 3.3,94+36 3137p 86 ANNIES iNC DON )03600T1041 011230013 033//2,/013 gill 00 2.063102 0 00 1,93867 12H'35 aP £ 3 (1 f^9^}{03'013010(1 (ii (7x21311 [312a.F70t3 900 4S/ 13 one 93? 36 010H 231 AVAGO TEUHNJ O+>3 ES FT U CP N (Y'4 t,41 1 =1' OI2 1 13 21r"'013 31 00 149/ 10 G I 140630 91 40 331033WD[ INC 0MW10%62X1031 *,2110i/01i W211 /20113 900 1,8/0 43 000 131 0 57 49991 F{1[OMARIN [r[>.ARMACIFUTIC" INC WN IIJEJU6''ti C' 1 1 :110001? 08,71 },013 37 00 3 CIS fit coo 7,255 50 759 [it 3,3 N0 COMPANY :Mt[ 04'1'4,7013 138,T 170" t e cc 81' '0 11143 73025 ;tax 8'' 989 h[ NANZA ;, HE FK E NERG Y, iNC I N,1('li t ,31 1 (13/25/201 3 0x6";If,t 2C a, S3 60 ". 5" L OU 1 968 17 1 0 1330405011 INC CMN (111 :330409) 01/29/2013 08,21'2113 20 CG 643 98 cc /1040 1141 82 i eof (:.X' LA 'N 'OIPJ RATFG " IN C`if,SS A '13',4 l' (/281-101 s it[?', t '" 4 1100 3 32 IC> FIG 3 11 ' CAA AS'N(1- +PO'> T E[;'L.MN{LAS SAta,6K,4 3(3 '1 01!71"G13 439(?''20'5 CIC: 2264 6,1 t, G0 .239 9" 'A31't 043331 4'S I NCORPORATE D WIN C LASS A 11 "U04-30-1) 06/2817013 08/71,'2013 33 00 2 1 933 44 0 00 2,1 69 60 2684 GARMAX IN C CMN083'301(1? 12/1,91201: 0021'013 2t4Cc 10.23912 CC[" 116931 74/1 ' 12jt01/2/2 [ATAMAIRANC[R PW IN ['$ 98 '0' lW/ t.e'1 9/ 0C 53,• F; [; C,' 4830606 5413 136018 00633 CIVIN(1561H11t1 , 71t[k=' fi' O'i171,/7013 13800 6510 ,? 1)0D 26 1083°36 (HIP/TILE kl[X11;AN 0331 1 INC Ck1N I16HG'4Gt['w1 ?211912012 O8r21 ,1 20 13 11i 00 8,074 48 [ IT 545120 2,611 =T3 ;'>OYSTEM INC CM rik 'SR!H;` C 1 C7 '21(0 3 ,'2t "-C I C-C 24 3` ' 10 .' o, U1riX'3 TIM' 001 01//8x'' 013 08,'21 ; 2C13 7100 '51 3(i C,0) 1,58338 i5 01181 SYSTEMS INC CMN it P, 3761 0U 01102126 13 08/2"201'1 W00 3 57FJ 4A 000 3 3 F 00 24.8 44 COON ,LA IT f ECHNOLOtGY W1,.41 ICONS E;I Rr' C..+SS A t't>24461011 12.1 '10020 1 2 C8 21, I ' t 38 of) 2 6{;510 C, 01 1553 21 5' 90 .,,fi t^,i' rrr ,-I. e,, ha ,F,ii 'd.r ^r z'r mtY5zM s-, yr„` rI CF1-C c' )f:'. t'r fl LUea^=t't"z f^t+ "rr' a 5 "W ` :'1111 C.JS-; F£^a.'Try717 hf.U I ',,'g P' a >Y 7,A 7 at, . -s tlr UCl r N'4', is t*.H, ed.i'filfa 1,.7 h,ttr:' T^;dt!W'ib>'' ^'w 14a1>"., lo },iFe'rrurC+osrda-• :{P.f; ;t"aW^.c; rlt ^r'. ,S{, r',^i ati'SitP 4+t ^rti:+E'>' Ctr W a+; 3 el"'l rS .:°kl, t^ ,irtG^t ^p+= „'^sra} irri, m Il `ur' „l,t,.,,rrr { WC ;1:•'+'/;,#5 .:7tC+i Fift.4J7a' > hr.;t I' ,s irm>ialitam wdo{r sale, ru 01 Ct"Pt ,pr'• ,af It trl€4 air f 3 1 did '11,1r4S> tbt't}'d tJ ""wall' .aril ;+ (,t .^,4> lax o.rt '1 •.if vi ,'T+.crt4 at'OW II.{; ait;a 313 1,j>, rildi4'tl atl> ' 5 dttd+k' s'p +ri any +,dy in Aid ninr7t1a;lo > kE '1,11 I q li> [ut r b,IS+•. a'3 ,I( Ill 1,' ' d'flpy Eit +,t°C Utlii@s llix7 1 yttet a> utt>' d ekk'W u'' „ Ck3 9,at suet!' 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ASS A ( 11,1?4.95132: t.1IV/4-101 3 ma; 2 , 013 b4 00 4.631 28 000 4 80512 i1l3114 RESOURCES CMN 12060561011 00 (ONE00 INC 12 110120 12 08x2112013 1111, tf^,69R fib 000 _9,441 49 1 -25£3 t l C051CC WHOLESALE CORO[jRAI [ON CMN (7.1600109) 114/16/2013 08/21;2013 18 00 2,023 /0 0 00 1 900 91 1/213 f,OVAN(E INC (;MN (2228161OO ) 115,109/2013 08/21/2013 i W. 580 77 009 528 78 5' 4% COVIDEEN PUBIC LlIoliTEID COMPAN CMN ik,2554F113t 17,,'.;201 2 0802 1013 11100 4,235 62 11,00 3105 69 529 93 DANAFHFR 208140841 O3N CMN ;23405"t;7{ 71 38,2112 08121,2013 % 0'' 331394 to 047 1,663 50 65044 OF PH tAiJ CPS OI E PIC MN t52 a87`u"0£1 04;14r`2013 01421/2 1 112 at? 201 53 0 (??.l 94 's 44 ?fro 3'3 [iC 0 SPO41 NO C-000S 'NC 0 MN i253" ' 102? 3 C i^ft 08,,21,170'3 4124 __-_ ,, 13 0053 DICKS ;8031NGGOO D S iNCCMWItS31R0114) 0,.12'7013 09.21120`,3 29 { '.1 t3 G150, 14/1 PICKS SMJRTINO GOODS '0 (MN i; 5331)(, 01 '0,"/2V13 09'2' F2113 `32130 1 ,4N 31 coo 1,477 !i 22 3, I(CLAl (J ENERA. CORPORATION 'N '10 `3012 C i/7 0013 6100 11-192 72 coo 2 839 55 1141 LAR T 1 INC CMN 00 461 OR) 12,,1012012 08121120 13 116,1100 11574 20 000 1046533 09W INC (MN CLASS A (23334' 102) 11,100017 08(2 1/7013 29 00 2 296 16 000 1,325 31 .3! 1 45 ------EBAY INC CMN {278642'03) 1211 W2012 08/2,/20!3 30400 15 5;0 60 tl 01 15,678 01 I10l41) [BAY INC 8MN 12 / 2'031 DISaR WLIJ tO Ti 14 13 €N1Rti4 XXI(SERM,IDA'LTD0,1N(1;100811•101 11,1[}{2012 08,21,_2),1 3 1, Oil 30531 (()() 470797 131 1 I 1 NF%G XXIIRERMUD4i I) CNINiGICt 7140 is `10 0'2 081 21 f70 13 3511 3`4664 GC 49375 81(49 ;' + FN(41'Y XXE t 3ERMUIDA) LTF? CMN Yi'I O?, £k4)1 ''I`02120 3 08"2','20' 3 35 Ol 't 45 7: t? 1f' 3 1 284 77 £2 .£{^} -, ^ $i ^I L}1tt^yU}^S.S t^p^U 12{iU ENE ^^4OYXXi^ ^ CERI1DAlR ''( '!,^vW; 10087"411, +t ftj!'J 1 4' 08 i E b d c cooiJll 2 - Ji 13*3 t7} F TEE1AU DE8COSINCC !-At'1`>N{;?A12A'S'84391V4 12'1i'2E'7 08,711 2C'3 2400 .. 9 G' 0, 1450 0` ' -13 81 Et,'13E,;S 9143 613 HOLD I NG' (MN i3 ' ^ a i[1 6 01[29912013 u9,21/201, 3 14 Ct0 0000 88 0 LID 152 /8 14810 EM'P'RESS SCRI3TS H01 DINGS CMN t302'9t 1II€ i 121 10/70 12 08171/20 13 2O cc ' 7136 RR Goo 1,08800 15498 EXDHE SS SC Fi615 HOL D INGS, CNIN (102" 9G) 1010 0, 11 10.112013 08,'21'2D13 3000 1 930 46 01)0 1,65690 2/355 800 E8001 I NC CMN CLASS A j 10 303M11 10/1 C}4/20/7(113 08/21/2013 1i 01) 2 955 48 0 DO 098048 9R SO? OONANCIAI ENGINES INC CMN;31148E#1001 11 '1321/(1`3 09/71,'2013 1510 UL 3,12414 coo 1 11520 1,4(n 1,4 "&,Ii ' 33 ''3',, (;E't; £CT'Y wu.1 t" jv, _11'f h' t, ill 33'4.1 nr i k'p 3 ,S :U3 G.`v ^ _rq -T '1B-Pa"w ('r I il4f, Jt"-'5..1!,si- 11' S t,St F 13 I ,1Y? "aw of Li,x-,+: .i,' I tt", rYo-t" tt, I! a•,'CE4^ L '=}L.i` t' IY,a III` Gt',YviP d tee nk*M Lm F^i`I df's1 C ,31 -Taf, I T•131 C: FTIIv i1 7ttia'.:,,;I',a" y1 ;VI, £3£ u11 ' ' jrEd^t`a"3yn,F t`T-r,i Ia," K- 1131 'br 3 V,10,V ,""4 d[ t,£q •_,T, a III` O'g, %,I IF St•i,;r I +3^gt rf lrj yea drd vl j, "', ; a 0 s.1>s sawzs 7c , , 9{ , ttas ^ I - f, ' ',, ! ba " ', =_ vn-I^a,,at"e ''11 3 q` of ; "Oft- -t4 €., TI 7 a;` x^ ft' _ ^' ^1 vy 1 [a .,,'a;^ 1 , 13113 ' Sg X43 :', °^t,±' ,.S171,1;; "FP_=r tir.,^,3d' 131 TbI@` 31 ' 1'iue a'V Dt d,'I 3 ^SYyFt`6 E+.' 4u^}Sti,' y" ,^i' tm-' L^' S:8 t-^s 4 1e, 7i{ l Su(.rie `'fay 3rtiwrr=nt: ^r t;?tr c,rtr kv)ur f t^rrt 7.7 Fnr t8-+ r f+ :r'r.l {trrp(, s SHORT-TERM GAINS (LOSSES) Date Acquired Date Sold Total accretion Total Sold Short or Covered Quanury Safe Proceeds (Amortization) Cost Basts Gain iLoos} Description {Product I dunttfier} or -^-- I - Covered Short-Term Gains (Losses) FIVE BELOW INC CM N 133829M 10 1) 04,16/2013 08/71 12013 51 00 1,88798 coo 1 856 55 31 4 3 FLEE iMA TIC S GROUP PLC UMN 1635569 105; 1711€12017 08/21,2013 2 00 84 91 coo 40 220 44 71 FLEETMATICS GROUP PLC ClM N {035509105} 01/28/2013 08-2112013 38 00 1.614 36 0 00 1,012 11 602 25 FLE ETMATICS GROUP PLC CMN { 0355891 051 01102/2013 03/21/2013 50 00 2,124 16 coo 1 ,75900 _8651. 6 ^LEETMATICS GROUP PLC CMN 1035569105} 12/12/2012 08121/2013 53 00 2 251 6 1 0 00 1,057 90 1,193 65 FLEETMAT ICS GROUP PLC CMN (035509105) 12110/2012 08121/20' 3 90 00 2,54899 coo 1,203 00 1.345 99 FLOWS ERVE CORPORATION Ch9N [34354P105} 12110/22012 08/21/2013 51 00 2 871 25 0 00 2 431 116 43319 FORTIN ET, INC CNN 134959E 109) 1211012012 08121/201 3 233 00 4,71819 0 00 4 582 81 35 35 FORTUNE BRANDS ROME & SECURF CMN )3496+01 00} 04/12/2013 W21013 40 00 1,543 97 0 00 - 1 4/0 85 h_ 1 f GENESEE & WYOMING INC CMN CLASS A (3/1559105) 05/2412013 08(21,2013 10 00 869 /8 0 80 878 27 18491 GENESEE & WYOM ING IN C LMN CLASS A {371559105) Disallowed Loss 849 GENESEE & WYOMING INC CMN CLASS A 1371559105} 05/78/2013 08/21/2013 18 00 1,56561 0 00 1,62469 (59081 GENESEE & WYOMING INC CIVIN C LA SS A {371559105} Disallo wed Loss 5908 G!LEAD SCIEN CES CMN (315558103} 12110/2012 08/2 1 /201 3 2000 1,16858 0 00 7 4 1 60 426 98 GILEAD SCIENCES CMN (3755581031 01/02/2013 08/211013 20 00 1 168 58 0 00 142 50 42608 G!LEAD SCIENCES CMN 13155581031 02/05/2013 08 /2 1,'2013 2106 1 227 01 0 00 850 99 31602 ------GNC HOLE71NGS INC CMN CLASS A (36191G 07 ) 0 1,/28/2013 080112013 24 00 1 219 66 goo 85130 362 3F ------GNC HOLDINGS INC CMN CLASS A 936191(31011 0110212013 08/`Z112013 2600 1,321 30 0 00 885 52 435 /8 GI008LE, INC CMN CLASS A 1382590508} 12/1012012 08,,"21/2013 21 00 18,252 25 0 00 14,5006-1 3151 64 HERTZ GLOBAL HOLDINGS INC CMN (428057105) 0111112013 08/21,12013 24 00 59519 (1100 644 48 (49 79) HEAT Z GLOBAL HOLDINGS INC CMN (4281}57105)[Trsalluwedd l (,,ss 49 29 HERTZ GLOBAL HOLDINGS, INC CMN 142805T105) 0//111^2013 08/21/2013 3100 91158 0 00 1,001 31 (83 73) HERTZ GLOBAL HOL DINGS INC CMN {428057105) Disallowed Loss 83 73 IHlBBCTT SPORTS INC GM N [1)285111101 } 12/1 0/2012 08/2 11201 3 2 00 115 86 000 106 98 8 88 HIRBE [( SPORTS INC CMN f428567101 ) 01(02/2013 08,21/2013 16 00 926 86 0 00 ------854-- 56------72 30 rr u, r r hevo, tray' r 3'.r% t'M,t n i u A ^r inr r 53 i1m uuu; ar,d rrr JRglridt JinCt Ertl ^ r 45•Ctn9' ml t"q i * 0 1 1P1 *ti t I l e i : i f , 000 4t do--u ' ^A bd>,` a55 lir es Ihu itrv'Sillu±-IL,,IrI; to 0 Jut1Y mxk :r dio 1J€t tit mr mr lt'ra,5ty 3std14' amur'i1P,,+ravusn ,rrrrlS Y^a *0wtd[ros,oil 0* JJ, *,.J twu lu* advisa' t', det'Arum, yr,.r, c. 0*1 h0sis ,.I] L pi, 'trio rnu h,*vo Ier•r atltus't Cy or rptori p p-n'i+rm jue ;t} ari ph^tr d;5ttlr^netc; PAGE 1370l 155 Neah,ed i)nri uracaoh,ed hair," and P's^ valth's do act rooiude sun on os t ,f whrrh ttas,s is unaval able Thp roroQmuor et any lass tefikci(rrl herein may t-p disallowed or delpnerl !ry ¢ISo sppl'c,tron 1 can tai its; I°311stastt71*, wash slie rtrl0-e or w mr spe"al 1a4 tul0s and 500 air utrrngly rrrged to consult pour own cfuis0rIi tax and )Ihr,r arlvssors ahn+a4 this and alr lax relatr SHORT-TERM GAINS (LOSSES) (1,w Vf ai A .rtant No e,4a, Nan 2013 027-991113111 -1 THE ROBERT AND LISA MARG0 US REALIZED GAINS AND LO SSES (Continued) _ _ _- ,rt},y.R'.t r^ 4G.iF`4 me.A+r p. t':'J' ± ° r x F^ r"ra'rt' 3t^^ Fr; ^.^t •ca.A" Mkt^BtW SHORT-TERM GAINS (LOSSES) Data Acquimil Data Said Tout sccraban Tau ] W #paf 1 e M Mth l at Sata Sean or G red nary Sofa Pmee& ` (.._atf.^ Call 841ts • Gain I o $ Cove red Short -Tens Gains (Losses ) i,N Af TC^ {}Mc'APYtA'^P^{t; lb61v^Gi} IZt"ll ,001/ 05/'/2 2[113 6000 S, /07Z9 000 5411070 2(109 NORRfOtKSOUTHERRNCOR POHATI ONCMN (655844108) 17! 30,/'2 ('12 41`8/21/2013 3000 2,18186 000 1,25/60 32415 NYSTAGE MI. UIGAL lNt, CMN }8TG1iV103I W, 0200 1 20 13 €8 ; /,085 78 t; C, G1W 106 46 34 "ET60 1 M NI :PvN}6,1.2151CF} 04 0020' 013'1'O'3 44 0c x/5''28 6cc '.61( f/ 11561 ------ONY X PPHARMAUJIlCAt S NC C!u N 16.3343409} 011,241/2013 M/2112'013 5111 I J044 700 000 70" 04 341,66 ONYX PHARMACE01ICALS, NC CMN (F33398ifJi) Cl 1021Z O Ll 08/21%2013 11,00 39193 0 Go 933 00 459 9, FTRRIi )COM1>A N1 MIN 1ll1 :90103) U ,25,/2 t'3 t L112(13 19th;; £'4053 0/00 2,'35' 5334 P NE€1NATU`4A,HES OUR5E5 COC i?Edt72378 /'0 ty 27 '0t120' t O':','/2''3 0150 '5"'6 coo C 9 1. i PRA.'XAi% INC WN SIRE, i'4001PIW,} 3E' 1Ut2 l1 (/5 021 1 3 54 GO 6 4T7 78 C 00 5 916 21, 561 5/ PRECISION CAST0^ RTS CORP CMN 1/401891011 3 2//10 (7012 08/2112013 18 00 3,88019 0 00 3,297 1 8 592.11 PR ICE! EN CUM rP : WN I; 2'51345.3 _ -- - '2l1 5 00 2 OR-5' 900 IF 47' 63 0 GEC 5.559111 7 75? 65 08 5HOLDIN0?' IN(, CVNt/43481% 0'3) tr°c'tit C8P•71120'i 3800 3 '"536 1' 4`' 167041 '43330 a! K TECHNUL U0IES INC CMN 1/41331105 06/2,1 /2013 W-21,12013 -1 00 34 68 0 00 83 rsf 10 93 Q1 IK TECHNO106 F 1 I NC MIN 114 733T 1051 06,'24/2012 08,12112013 28 CG 683 65) 000 768 6? 115 0r3 t00ALLONMINCi..hr.N(747;25't;P3} 12;'1.21'2 08217013 0300 l 23254 G00 5912 13 /89e ------RACKS1ACHt{''TtN INC (' N{l '5,K'CCi '11219 17U'3 08 '2`,210,' GO 2?5i9i5 'icc 029C?.s !I 169 1 ; ) RACKSPACE HOSTING INC W N 1 500861 00 0;% illuwed LOSS 868 !3 RLGEN ERONPHARMACEUT3CAt INCCMN115880 10 -111 02%25/2 1'3 06,/'1,'2013 1 Oil 2 32,11 000 16' 3' 1106 REUENERCNFNAi 'ACEti11cAl INC(MN{I F1,011 02,321913 08,`2112/23 301 5972 0 00 48 42'S 86 RE.6ENERON VHHASMACELI ' ;,A[ INC (MN U008 '(/ C 25^13 1,8 21 u' 3 0' 119125 0'C 48,9 61, C^ RITA R MENO1 INC CMN I/6 131B1Gbf [7/"1,2113 LA 2 1/2013 42 00, 1 256 61 0 00 1.165 35 91 2 6 950 TO SAILS' 080 E (,O M INC CUN (144661302} 01 '04 /2013 t( tF {2f^ t3 22 00 G 00 034 94 16 81 SA^fti=i2FRCEI'OM INCCMI#1940!L:302; ' '1C42 L' 08,-21 ,013 E/CC 4 N 3' 000 367SC2 372,39 '"6 SC '.JM•RE01F%I 11'IMN i8t 155'10' ' 71c1 ' C-1,'2'%7013 '11 -51-1 t 00 143/(1 171 9 / S801158104 ENtr CCUIN (87568b 304) 2%10/2012 08/21,201 3 125 00 6,3051 000 3 ,29-148 3 011 42 i,y ,',' .r.'i1 P wJq RtP t',1•- t 'PP',ni" a'rl -era (*1 .}C: ^3 i r! PeP.1t4,,P ^ill'1 1' 1 •rk,irl"a f I$°.0` e1.'t`- 1 "'it, L3Si' ) 1 i e•-• , Pi ,.j ,.[T r-h11 " •t•r: Itxt a^ -N It " , µF i39.;]'I, }r?; 'td' 1P:^,},t 1.1 S'I' 11 1 1 1.111,1 i*„t k0,$ i5 ill'' if I,t..... i ,' .if^iI C a`"C±3ty YC•r 4?'], 1 C ,° 4,At1 g+'" p" 1',' l 1 121I' I I aetl r,f,y, 4'41 e- t,,,E ^+^ ''.,. :Ca n- 'o *, >:' M_, ,^5, 1.+=x3 ;•a w rt^rr^k " -' ' ' ;t..£ir-a ,^3',t';r•I ' ------a eSGF 134,4 3 11,4?I 1413 U11i ahiel 1d,I l and II' VII:' 4o fl1 1111 l1/ 11' SI't-FirlI 1 1Ui ,5tIY tw { I'M t05•: t', IV,I,Idb(P 11',t* 4^?Ci3"jiII1IGtr fSI .y f.,<5 r 'lovio1I hr:+ft?nJ may bp 4 11Er,U't'tl at dticir1w] I, 191'' .II1pltcal S=fi8 ,7i 1.1(111 EI tIrww or 5 .t,#".FP Sei it` 'U U [rf {,II,, '•^Wri-14 /11 I you c411 ",i P"r`tljt} w . 11 i ow .,!z slur [)w 0E11SII 141 in,!'71/71=(=1 (Ut r•t' Iran, tt,,- iN1 all tax '/' 1Tla311' I , a01fw_`#g1 .1h St1 rNN 9111'm All nn ,3 f v,r.d'^c,r f `3 ^y tk, sti t"». t.: t5 ,? t "571 N^.r, ..".3, r^,j v,`,,, t^s '•xs r ^ ^3na, • :JE Nt F' e t' 'ttSt; ^:.h^'t{ t^^.,'f^E^,c,.Y",fiif 14 z3Tit a^ : x i•. dt ^ `,,,1st ..t i,flrP (`It E[hr f ,rs }.;.' ,,If!. • .3 r;! ikt14 a-4 E,fAd, yr '11A, ,'"P rUI1' n0, t4'L P`aircu• AS "', t`s*_' a.,°s^+.1' +3'1 :o,rti+y`'r+'.^n FSa III S=E `, t ^ ,'M it :S' If,9tI tn-"t ;.a* III' I ;3I 3: x.. 1 ax Year tt,-crrst ^ast I "`qat °d:rne 2413 O27 - i TH E ROBERT ANO LISA MARGOLIS REALIZED GAINS AND LOSSES (Continued) _ - _ _'.",y„::"•'fWFrL3t 1r,h rrr.rf..x. t: ,.,+.Jrr.^ +Ur*r, i!"I i, rr t^tt rC'.'"i3^z,.n%,.:N^ SHORT-TERM GAINS (LOSSES) pate Acquired Dale Sold Tout accretion Tots! deseripuon (Product IdanUf ei or Sold Shod or Covered Quanti#y Sala Protoods r (Amorlizatron) Co*l Oasts Gain;Lass) Covered Short-Term Gems (Losses) ` l[[CON O%ATOKS INC CMN 18,1 919102) 02,125.203 08,'21 120 1 3 X 133, 1950€0 C 0 >",C12/ IIS211 534.2' 1,.080 81 {141 5 i, OMN(826009 C2 0 O3 / 3 3(71,2013 ^;+u 90099 ( 00 ._____ 66$3 16i 851 0 00 St11t,ONL*CRA1 Of3IESINC CMN(8/10z 100 0212612(03 0521,701 is 62399 10213/ 91(0 /N l ABORATOR(ES INC W N 36269191021 02/28//013 08,21/2013 1800 !01 98 0 00 /99 2t J5.129) S!01N 4865A!OR1FS iNCCMN3626 810 21 O'/lR2t0'3 09i21/201 3 33031 125 8 0of) 1434 81 - (10 1 83) S/ 8R'a''Pd8f5 INC (MN tB31 681GTi; (;t4 x/2'3 0821rI0'3 Gc 217517 1}111; 11'8% SO0AR\AINDS ;NC CMN3834'681 08 2,101"2012 :2`.{10 13 35(1, 13/53/ 0CI; 40'1 565 03i sOI ARWINEIS 'NC WIN (835169105) C1,'01/1013 08!.71 /?V 1s 03/ 00 2.3 58 56 C GG 3,22020 ( 861 64) SCURC 090 , INC CMN 11336167108) 02/((0(,'7((13 08/21//013 4 00 302 99 Goo 162 50 140 49 SCILIR F IRE INC C MN 3936''67108 07/[7£/2013 08 21 x2013 ' 9 0 1 113623 0 or, G17 39 57;3 54 ,; "`,UN K 'NC EYPa t. ' 3,'` 12 1 r X12 9912V261 3 F di 1359 El td i56 58 9Tt93j CSC 94' 0MMN{85524 11 09' 17,110/701 7 0s=2'120 3 4 / 011 3X2'784 010 2. , 80 61,3304 :36 00 13 15 01 0 00 1,344 (03 {12952) ;(55E9 HOLDINGS COR PORATION 0MW- 18692331001------05/2 1/2013 08/2111013 S3NCHRC3iNOSS7ECHNOi.LGIES INC (MN (R!'S,BIW 1 7170120' 2 08121 201 3 900 30818 000 1 /4.33 134 40 514 11, 4 !9 SYN1HPU NCI S TECHNOLOGIES Jl u^lhltR"57 f",: 0'10/ '11 13 C81,2 't7?t'3 36 GO ',23 G GIC 136 T( AMER(RADI 1''!E3'N0COPPcMMN15173CY'019^ 1 2'10,<2=2 08121./113 c 47Fu ;0087 `9 -0 or 4139 1.6 85 Ili( 96081 MARKET IN C WN (39604 0106 -12i10/2 0 '2 08J2112013 1 / 8 01 9 624 29 1 on 8 985 11 G38=its I!1ANVACH(NEh5(NC 1, MN(888308 101) 04,01//0'3 08/23/2 013 8/00 !7150 000 1,11 381 (3:4231) TRAt:1(9 SU"1'' Y CO CMN (89235010€ 12/1(1/20 i 2 121,'22013 591 ' 6991 31 19033 5 013 4' 1 9 f 14 t 3TAS434N1' MET E &tRAGHATr i.MNt^#? t3{• '7I c"2101? ,01x2513 oC 93g7C CCT` 789,40 "331 MATE SO 1WARE 6031(0;NC0MW!'.3C'250'C,`f 121'['!1412 +."5,2lt?'i3 31 01, 4,84513 mm 01 3.'€4°3 if 1,6911 31 ONET[ R ARMOUR iNC (MN CLASS A 0043' 1107) 01/0212013 08,2111013 1,000 12049 (100 485 40 ?34 959 ONE 18 ARMOUR, IN(, ('M N CLASS A (904311 1 117; 01/04 ,'21313 08/21,12-0 1) 1F' 00 1 s`a? T8 0 00 790 51 362 21 LINQER ARMOUR, INC f, MN CLASS A 194,1431110 ! 17110,701: 08'2 1 201 311 11 6 1 46 11100 1 517 t;t UNl NR CI11CCORP 'MNiSC 15105 1210361, 08,7 7 ,r l F3 34[1 0.`0194 000 2,573.',2[1 .' I*"r, trd ' t tf,,- r, r 'It*t*fi tc It" t#t+> r -' I 0J .tt't4 'mn r4!- )l-3},± 7.4 . r7.Ia "'M Ne?` s4 , al^iY; 1"4` xv ot-, 't T7411PT tta:1 ""t „ Wit, , "'Yaw , v & x3;"1 f'¢ (+, 'mIrs ^F 7`S..dirt^* e.l. e ", rl' w i -* , l hlx i? -Ss^t *'' ^ 'l !4 aP^,:tt>a'e EF -rsl4I°, IJ'[' 9,, I'm WW Y,44 w, t,+ 411, :r t -':r^ri "vk 51,l I t ^,=[at) N`,'5 Sal, `ax,-J< r 3Y lay" 4',Y tt 451'1'7f+t^S'r if it Hrili Li 1, 1747E To Allt}ti7 I £n1 (14,4 '741 t #" 'tr. Yc" ' C S" 1 3°s ^.^^e 1.j' 1' r [^.jr^„^,n"?1, a^'^ t,_' •. e!"€a I' `. °tF'rd°+ 11:.30' i^ ^, I;zn^v^C ,' as¢cr: y1 trv t'u i "" <5'r`-" "^' 3t'"'31 ls^ [^ t, Ao 14x. i".fi+'tn:+rt~5 4413 "rss'E' " i t^4 I' _:F'1p: , j,,s' t3t :.ix x, div` ^i,^ }i}rt , rC ''t4 tk;}^ ^'Q `;' i KTi Ott }.3':" R»471 'iU`Sk.'}q= '.t3 c ^ t`. a1 `C i +s t'k '--^+" r§t ^it ti.,5 441.0 3 '313 Ff`td?+^t` ti 7x3111! :4'1x7"3 W" >a' ..3x1`0 4, -13 ."rti•^{1.+t("UCH 13'-_jI44 Fl tft# l F: t„ir3 i and as t4tity,' [rat ,3tei•., Li 'L1[tli rt ti : tt"fit Yo u ,; ^oti" 0 #"I ,5,444111 s3Rti ifts,I a '1 .,' II Y,'jt43 1trj ($0rdt13' 4!d^, rut C:c+l'II',,i%;,i FFS diLQI.:"Ti Wo w 4' IV .gyp, 4 i fi'i1,`C3t a Moo j.1.311Y 41x411 00106 arl Svv 4' 541,1(3 , j ,f) 13 I1 "SI Iol Uii dS tit ItiW 4CIUrify eitf Ci[11411(410994, of tt"tII Itifttrmat1141rtil if wiml r"crt H' x413 1 Ufrt11 ai . kxfi 203 027-"033 -11 THE ROBERT AND USA PAARGOUS REALIZED GAIN S AN D LOSSES (Continued) SHORT-TERM GAINS ( LOSSES) Dais Acqurra^ Date S^Id - - 'root 1kciffetic" Tout 0 en 4 t li r at! rbr Said Start covered Q dy Satz Nioceads I i ut 1 c"I is Gain I t"% ) Cove red Short-Tern Ga ins ( lasses) :1NITE P PARC E. SFRVECE. V CLASS B COMMON STOCK (9113 12106) 01,W20113 08121/2013 i i via 94/41 0 010 90106 40 35 UNMIE P PAU{ C:E; SERVICE, INC 0iA;;S 3 COMMON STOCK i9, 13L008 121101?x; I? 0812112013 111100 1 122 57 0610 1,4772 0 /4 3? UNi/ E0 VA3CE:SER'+7sCE.er, UASScBCOMMON ST Of ,{ 9,V 2106 1 01/c7VGV ? 08 2`f 2(1:3 t) 1e2'S2 000 1„220 2103; ! N 1FC TE I'H NO_ s 5 65 CORD-I t N I%i30 17 09? 2r`1tT^`2 V 08/21.7013 v?S(0 386398 _c cc, 2,8 22-3 -lb- T34 23 VI RISK ANAI YTICS INC CMN C505 A. (92145Y 10 5' 04174/201 3 08,21/20 13 2000 1 2301/ 0 00 1, 198 32 31 HS VE RTEX POA RNIACEUSTICALS INC [ MN (925321100) 06r'C3.'2,1O13 W/21 2Q13 11 of, 1 303 70 000 1.2/5 01 2I 69 - - 2A 01 4 VI(A INC CMN CLASS i92 't i ! l i 210 `201? 121,'2C 13 145 2 5 0 CO a 51/ 93 612'15 ATAMiN 5 Ht3 1 INC CM9204 F101 07e02i'1113 0612177011 606 20 08 a G 344 10 (89 471 ViIAMINSH36PE INC CMN {9J149(101) 0R'21 2013 /700 3,05563 000 4, 46760 (1,406,9/) WuO E FOOD I MARKET INC M1N i^£&t3,31 1 12,, 10,,,01: 08,21,12013 788 00 55 10.44 0 GL t3 1CIP 0/ 1 99 : r X, :!N )( NC400 #A TF CP^^t # ^3 3 ;' - 03,'4 1.?,3 i.R1t21 70 t 3 43 )0 1 56 a 0 ' 9 / 230 59 0;' K SPORT:NC; GOODS 2, C?MMN i..63393''A C' r8,7E'; -) 08172/7013 23 So 1 070 69 G oo ,16 CIS +41,, 18 FtIR BETT SPORTS INC CMN 02851 %101 / 0 1;102;'7013 03)2312013 400 d10/ 60 coo 213 64 16 041 HIBI3ETT (;P54T 3' CMN (421856710111 0i.,'28,201rt 08./23+2['3 1000 - 519 00 Goo 5458[1 1265' INC ------"8„61Tw 40 i1TS£N CMNS44901Eft; G? l =2 '? 0/32 i O 1 13 1/1 724 0 Co 71719 7€3 £7704 0?`., 1'1 a? Cd" 1436 31 () C01 ,41 73 1 1 136 81 F,tjjoE/i 34 ,fia lNC WN Lf 34:1L1 1 [17'29•'L' 12`0 ------I E M4E INC I,'N1N {2884Y11 O(} 061 18/2013 N12 7)281 1 3 i 1 00 316 4 1 0 00 275103 4143 a '14 r 1 4 W127128'? 91 Go 2.3. 73 000 1 905 91 43411 [WE MAE, INC WNi2 91'1001 ------E. F MAE 1NCMN 12884. 111F11 t£ 06, 1:3'21; 13 (/'?71821; r 3 01,100 r S 87 G 001 %e 9 478 -, ------11 1^ oN .'^ IN(, WIN £5<344'( ) C1 )'G ,20,13 CR,12/ 2013 _ ?91 - 8' 0 188 E134 + 6}8 917 ONYX PHARI Al [UT/LAOS, INC (:PAN 16833991091 01 /74,201 1 (1$,7/17013 130(1 S 604 75 000 1,015 90 589 Zh S IARCEFI E,!NC LMMN18361 611081 02,CT6,013 082/'2113 1101 830 59 6 00 4445 933 3 937£; S01119O EEO(RF I NC W N i83"I3T'00 CE 1'? 0817i'IC A l 14'14 EA 0130 764 57 663 1, " NEER NAi1ISA; E5008,18111 MN rt 1 11 ;=' 11 2 C,80,120',3 2500 4.88119 (C; 25+31:k 1 828(1,4 SO IRCEF•RI INC CMN {83516 11084 02";','701°x' 08,29/2013 29 00 22 18811 0 00 1 16159 020 Si sn i ^,y i ,x,.pc a, [ • rer f•z,, pjt Pw^'tf'S Gi"f try t iit^C rPt m`t;^, 'F r .9 [^ f,,{ ` u t ts"^ 'Gi.-"`4 ^f >drrf' m of ^r ±'nt tk?'; `it'. 1'1° I ,u 1 -Ct h,t`^ bi h) i7 u?t.i -tT S • 4ij I1E'.6II,;+1 a,tr gI,rt dlrlt1 q,it't.i drill It,, sahiel- do on! rt ' l rJ;' Sp'0+I3aP`r fb! Milt h lkn,it urtae^a.i,3L e 15; rP? is )rr I'1111 t'f any I(,,° ro la£tt3.1 5;, ,ri ruts f)!' 1, ,a11vw, 1 t>•r dt^fr+ri,,J qty 'I5' 3,b:)3Ralt #10 t>IbsaL)I an, Ons+,o All YIJ iirrntaFrr,,r5 `. 45S rtr /O;'ik a,rdE''as 1e14t^ ,3i)) jr:t. ,s6',6rr^rrjty yq}4 `, :ki pu^z t;i, taxz,rr[8f;10'r a1 ,anti 0' 1 i^i;&"3 'til tax tPS;Pei taijr,,, ir, 5', t,. t,, }•a t,t } at^^ r; it "w a, 11 '4J , S v r t,", 'rsb1 y as acn"t`I' r ! t 1,', s' -a`Yt ?ham; xrrt ; L'r„d£' ^; isEY r#atkr d`C • r , try..+ ,=ray r;a.^^s all :ai . ^: U#.,^"tf(S 3'd+?`c ;r`^"'^`ti;o-^i ' r 4' t'2+ .4't; GulrISta .3.r sn.! 4t-^ st0:, t t ^4''- tt1 1 ^[+ 1 t; as', 3c} ,r.t9>,11'5'10 s ale . „ i .zn r ta'C ° a( _rt aM sr s 6- r,^^' 5u W3tC Lt II E, [a', ,al `4^a 4,rzcwl No I Rua' 144'r" 2013 027-"038-1 THE ROBERT AND LISA MARGOLIS REALIZED GAINS AND LOSSES (Continued) 3t.t^rr,rr,-rraI1Wpautr,v, p*w,rf.vnr'C '?4q 'Jfr pp,rt.,,JPt'P( SHORT- I ERM GAINS (LOSSES) Oat* Acquned D l Sold Total accyeU*# Total Description ( Product IdeM fieri or Sold Shatz or Covered Ounntity Sale Proceeds 3 tration) Cast Bass Gore (boas! Coveted Short-Term Gains (Losses) COLLAR GENERAL CORPORATION 1 3/N t`2=.-,/ ;7710,5) <%'G 1112 59 54%ZCj13 1 fl 55 28 E '5 E, 5`5 9 73 DOLLAR 51 NtRA i"OPPORM 10,14 a 1tN (25t61;1,05) 12J'Er'201 x,°5,'2 013 13 t/i 731 5 1 c oo 63208 99 53 D OLLAR r,ENEBA, CORD RAT ON 53/N 1106671155) 12,10, 017 09/54/201 1 4300 241993 0 of'') 2 1 7149 292 45 ------FORT N1 T INC WN (349)4 1 3 '2110,'20 1 a 59/05,1011 8,05 i 61 836 0 01 1 03 0 10, Ld',ULEMCtN ATI'ti.T ICA ^W MIN {t`. ;11 091 12.1'5'25'? 0955?. 0713 2: ll 1 619 P4, 0 of 1 148 19 (88 M PIONEER NATURAL RESO URCES CO 53N 1123/8/111t ) 11,10,2012 09/0500 13 16 000 1,€133 45 0 00 t,t117 26 816 19 5 848 65 1?99 TITAN MACH N RY INC 1/MN 15883551011 04512013 591115.=2013 3? 010 849 46 00 20 TITAN A HIM PY ,'N('1 CMN t98353;G1! 54 2S'30 13,9/05701 " 1 105 1,888 2 G nog 2_',0 32 16l 'l 53 ( 15 S SP08' Nb 110)05 INC (3/N 1,533931 0 2I 0158/7011 3 09!061 n, 13 ?4 00 1,163 48 0 CTI 1 134 5 1 11 11) PIONEER tNATURAL RESOURCES 0 EMN 3!23787 1 O 7l 1 2,1111JI 12 09/06/2 013 900 1 638 09 Q CIE) 915 53 122 56 it5S SPO°il INtI GOODS IN' 1/MIN V2 Th3 t02r L'128170°u 09115 12013 `!/ GO 2,59663 5 CL, 2 556'? 37 13 a 1 dT WSTFMIS NCC;3/N / /"/€'t ! r ' , 3 2 i 59 ' I 10 ,3 ,=5 2'631 0U 81 F ' (.1T I5 7 5100 03,1853 013 63,, 11/ 2 13 300 437 6 500 43705 (4 30CX 'YSIFt^ INC L Ni'/ /3 TRIX SYSTEMS NC CMN '' 173/5155, 03/'£'l3013 09111,°2013 1400 1,011 aka 0 (A) 1 L'9 la 12 38) CJT fX SY5 TENIS N C ( MN ; 57/31553/ 6Lt`' r'/O 3 03t'11t20'3 70 I" ' 442 1 (O 0.1121 124 3t 41155E INC 1/35 (137Os,i5s 0',TeUG13 ['9,,12/2013 '0 000 {,1t.5 31 0 00 5,480 40 ?35 t ' APPLE, IN C (MNIEi3/8331ffl1 01 02/70'3 119/16/2013 5Do 2,7/05 000 2, /4020 (46962, ^k' J EMk)^3 1 (4Et,CA #N' 3/ ti55[JC ^ 4 1' iC2121, 3 09,x15 253 Ui' 35169 a00 1 115 j45 i i iJ(I ENS NAT,-, E 1{:A '3/. C4v"N '(4=C2"iC 1;'1UK, 2 C9t'16,12013 14 L 1d+ E E1: ' ('94P 11504) 15) 01 3/ 5 1 1 300 ? CORP NEW (MN (00512831i) IS 1253012 09, 17001 3 1 01)0 42S39 _000 V05-b- (4S AiRGAS'NI CMN(0009363102 ) '2.1 `0/111 / 09/171121I 1 55 123 68 0E0 638' 2 91 55 3 tK A! FXti5N ' I AIcPt• A13GITiCA, INC DON X1, 5,531 5 15,1U"201 ter+1 7/20'3 coo, 13' t8 241 A EX ON F UAUMACEUT1 Al NC 1/MN I '535''),' `i'} 70,5351 1 093"111`2013 3' 00 3,42564 D131 213110/63 E21^04 ALLERGAN INC (MN 101 84 01011 12/;30/2012 09/ 17/20 13 1 1 06 97; 99 coo 98151 {4 521 A55B ;AN INC(MN L 13W t""021 5' 22j'210 13 05 ' 717(j1 3 '=I'0 1 88 I' 0 C 1 l'3 1 (29 )0' "1'-' . ^. ' "3`'s t`t'-i `^'+T r '* r ,nu a ^Ea; I 4 1k3:S Ji 1°a? 9' ' cl Ft'4 a i,^ .* ",=*,;r TM;t, S':.l- ,i'4' ",+,^t s' 3°t ?' "_'*L LY F d`i a A* ;y:. i„S ' i F # ,:k 44''- ; . 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N, rl,°^o 3 t:iatn r), ;iu t: 3ax''y^jr ArEWantNo 6t3galNan` REALIZED GAINS AND LOSSES (Continued) 201 3 027 - - 1 THE ROBERT AND USAMA RGOLI S o"; yi.% 11m, ` IM7"rye SHORT-TERM GAINS (LOSSES) ------Date Acquirod Derv Sol d t F oc cmUop TOW matron) ° Gaia (Loss) 6 cape { Pfnd rtdra0 of said Shma at C xd Q stop Safe Imc ceds (A C a" 11 ^____ Cove red Short-Terra Gains (Losses) All lA NCF DATA SYSTEMS 001151/RAT GMN 181 85811081, 11110120 12 59/1l,tt013 15 as 313809 000 2,145 35 991 /4 AMAZONI IM/N (MN '.C?3'3?b1fi't 1 J'0,2012 09 117/" o13 16 CC 304 '4 530 25'555 v3i AMF'I1;4OLJKfBESi ['4 058588A1 N (MN SCI i; , t5 301 / 091, 1 7,tIV1 `14 00 7.3 30 ( 01 1 439 27 052 a€# ANNE€.£ INC CMN (a36001104 ( 0/ 25 2013 09/17,'2813 ;1 as 81836 0 00 1 1,201, 106 34 AS"F V ('MNW3183310 0 3 ,02;201 3 001 /1/00 '3 710 3',8838 Ca' 3010128 1351 901 ,wAl' 1F0NNOL 0GfS1T2, WNI'15486SI PA) 1"t/220'3 Nil 1,120 13 1CC 14855 0CI0 7,1 115 5340 AVACU TELHiNa1ablI S (TO ( MN (Ya4853l14j 1P101201 7 a8 11/2013 9 00 3150 11 0 00 308 /1 5/ 01 /'.1 ,EN 6DEC INC ";MN (09567X 1G3 ) 1211 0'7512 031112013 4 00 95166 0 00 t`"3 11 347 54 30V,AR,NPOAOMA[.EJFT)Al-!NfC%tN!C306'1/'01 1 ,,V1Of201 09;17,) '1 40( 1 06342 coo £1088 391 BOFINS COMPANY LMN 109/0231051 54/14/301 3 013111 //0 13 3 as 151 06 000 273 85 17 71 8NAN/A CSEEK ENE RGY INC t_MN is 773 1 0'_ 03125/70 13 09_/ I 1PW3 IG 003 9i 6 39 0 0i? 1 42 60- 13 la t8R0,APf,01 ,1NG CMN ( ' i 533'4x,}91 £1 `28201=3 59 ' l=` ii? 1 80 2>` 42 0 CO 25814 68 (ASS/AX, INC CMN 11431' 51021 12 18128 F 7-- 05/1 //781:1 BOO 3,8/, 45 000 2.69 20 11 1525 CA TAM AN C093F (MIN (141388 1101 ) 12/10 2012 09/11 '/O' 3 13 00 121 19 0 88 641,10 15 39 t;ATANIARANCO?SP C MN {I 3£s ,1 f'l X2Ul 3 09,'!`2513 1250 ; 11318 £af /2 /4,,6 3:891 CE%N,',1 RPPCMN {1 1567F,1a4; 12,553012 0917,/823 5811, 1 4;145 all 1,96540 506 05 '5,P1/(l £ MEXICAN GRILL INC ('MN 0' 656th 1 1 /,14:2012 09/1 //0/2 / 01 2 9/8 65 8 CL, 1 510 01 1 06 8 63 g( 1 143 89 , , 2'2 ' 3` 19 ^: Ct ^STE?v 5.'N' ' MN 1' "-9 ?7 01,128T212,1 3 09 1 11- 55, CtI 3YSTEV aNI (M N t1 /2 bH'UZ G]lV /23 5°,'t /11-0 13 G€ "";' 40 6 5 188' i 0183 3'11 H!X SY STFMS INC (,MN 077116100' 01,2112011 0' /`1 //2013 -9 aU 654 9 - 000 W910 16 Fla '1Pu, SYSTEMS INV (WIN ('113"6W as/ ` /43 3 '/317,101 '? ;3 GO 4£G:^ G0[,, 916 94 1348 3Ct7N IAN(T_KHN1#L0 (,`y sat_ ,3TiiNS Cf RF {',AA A (192f4b102) al X01 1751 3 59 l7,,(l ? 2 05 12, 9316 8c, 2 U7 3a 185 95 055890 RESOURCE S INC GMN 0100055101) 12,/10 2012 (a9 110013 11200 4 355 32 Uo 3 418 4 1 936 85 C5141IWh4i£SAA,1' 0R0R.A1,SN' "N O )1 1 toy} aA1,l15/2a13 09 ; 1,°011 9CO 94371 t0 ac c 8 380-' LQV'SNGE :NC CMN 1228 66r{lal WG'°KO'3 09 1,'/0 13 1(3) 60e 53 Poo 5/N 1,1 ! 7 At f,',9 3"vJ!'4 ° II4 mV-1Lf 1141'" !JI tj D, mtli3dt t1I4' I 113jtCch.. 1 J;u 1* F t afr40113 Wnt, t• 29,'3 P" t°.` 3, En+ 'J,N1 try alt'WIS at rt}vk-I 01,50.d'tt ,718,`8° „tt'n I Ia nr fit ;CuJg rq a^q.r t^s44" kY (+''fl 1;3 ar,wt,,44 r II - fve8 _,f' `t7i`a a,a i• 4-' '1 4' trrr''ttI1 t `+' 11 3 '^ ,.-',h .,'"Cur', r1t watt r,;:r -4 t to J^t„ to ,3- to ^^,F^ y,tt ,, r,t ri* S'ai5 h'o+,'Hfj n{}F-1@i"fk tj I, tfitt fib'I ail"7S191h C`.t Cd^!tSil^ 5id3Gz3' I dat! ilitio+a4,od ^j w3 and 5055 V l,,e If1', 4 af9( ,'h if {at itq_', I, whrf t3 Lf,o 03$,s o- j 3vaila114 11tH €<'d' ii^n,1 iti i ti+,llt^ rss ^^fX?t U- I h'^PiR 11'33y he` ii s,! rzyI' •r ar14 twTka n 1' 05''1ri' €111; +a;t-'J!" n' a ;+w¢ ?!,)I ar.^'.'t,,, 3t1m I' )3' I tE rt*'rsll;t p-t,+ '1,13<1/c 'ae ; al +Stae ^.,t+a>f;. atot,t {hi_ 'w if air 'Ax 12/1/1,8 ac/rp!;V,', way y„? ?t i' y'f^lbv^-,: }° ,§s*-t!„' 3 tt4,r5 yf rYf'i 3'tt r' " 3vr}="t 'Sz -I tA5. 9"Id a. qU S3,t., ,12,`ca r' ""cuz a t+.:,wizd £'iW4tY-S°'c 410 UW11_'0+T,1 nit `f,-,1 'z'7itj'I `HV LSf,'*jY to Ldtab is 1 ' : a IM 101 S h nk 3-3 , ^ 1143 -P r.,aai,e i , N, "It y arse t nr^Pl.>rt ;usS of Wld at y i [ . 3 ' 1' 4, -'Ote7 x ` f 3s h.ruxms hft tt,t1 S 2013 027-99038-1 THE ROBERT AND LISA MARGOLIS REALIZED GAINS AND LOSSES ( Continued) r. _.. _. _-___ _..^______,^__ _ --- - -.°. _^ ^ + „r'rxrrt,7r trdfu nnttz ±,rtrzs tdt }^rlurrr7Rt7`'xi i.tx trJ;rur Ari;Asrrt1 SHORT-TERM GAINS (LO SSES ) Oats Acquit" Date Sold - Taal accreten T i Description (Product Idonttherl or Sold Short or Covered Quantity Said Proceeds (Amortization) Cost Basis Gale hose} Covered Short-Term Gai ns (Lasses) i0V•l )EN -P001 1C L-WIT11 MAN (JAN 6255;F' 13) 17/58 7 tI 09/' ! 2013 7900 i 7 26 1 7 3 cf. 1 49-1 28 743 44 DANAH ER CORD RADON C 4N 153595 E 102} 2 091 11 f?a ,3 1500 1,05058 U 00 7+99 05 25 ' .x3 LIE 1093 A UTOMOT IVE PLC (MN 18218131051 04/15/7011 09/111201 1 8 00 455 91 0 00 142 34 113 5/ DOLLAR GENERAL C0 90194T15NI MNI2SSE17E05i - ^; 7'Cr2 7'2 09/'7>'201 '200 69fj 72 t;IE, 58345 C16 "f, yb t DO LLAR RLE N 03/Ni?5 ,458 05 I ,6"01 0Ru,t'1±2E"cI '.^^ 0C b?s'. •.a^.^ E,£ 00 3 19P^+ 6B 1500 32 05WINC 0 /N C1 ASSA31 8341 1(171 2,'10,/111 058'1/7[!13 100 8333 0go 6639 1693 CISWIN C 5/N CLASS AIIU34 102' 0}11;"2%/0 13 89/'7='/01=f 10 00 83318 0(0 66490 16659 €8AYV CMNQ7864 /106 t210 lO x 09,"ri2C ta 1'6E00 633928 000 981-1 40 356k '8 EL .JE M E INC CMN 106819P' y 06/24,7033 0'3:'17/ 7613 400 '20 16 000 88 ,1 3 36 47, ELSE MAE INC CMN (2884991014 06,124/2013 09/17"20 13 800 200 32 Q ITT) ' 15 36 74 56 1k !IEMAE INC 03NI7 49;"100^ 06 /16,':2,33 U9/1 7, '3 34 00^ 013 0 00 85O" 2'303 E 1E GY } S E3E ^ € A^ I l C3/N 9ii' O ^ Ji E" ? / ?ef? i 3 N " tfr1i 00 533 d' It m 093 59 { 1503 ' 6; (N(9GY XX 1B LH MUDA1 ETD CMN ( 0' 00921 40 ) 01 /02f.)(3 13 09/17170 1 3 31 10 853 t7 0 00 1 020 83 11 67 117 EMVESTNE T INC: CMN E75 AKI061 01!28 0' 3 09 41.3`1113 86 00 1 458 /4 0 00 63998 77 7 A 1N SiGNLFkT80091 8U,[j'N11 (MN(/9413 ,03 G t'0 20 '3 09 ", :iZM3 2 0O 5510 0 58 58 20 158: I NVSJ0NF#EAIJHC_A I HAD-NIS 1MN0P'3i,'63t 081",4 3 ') 09117 ' 00 139,1 00 31742 1%i4 ENVISION HEALTHCARE 00 01NGS (MN 3/94130103) 09,.'16/1313 09 1 /'2013 21 00 581, 84 0100 540 22 as E 7 ESTEEl.AiJPa1COS IN1CE-ACMN5; :AI_`iA¢5'C3-;s'?8U4i "01581 I'S,'1 NO11 '0 00 ;13GR COO 1104X1 1GIgn8 1 ,DRE SS SLrd,FTS'i01D[ N'''i?1t6"N#35 95809; W1 ^,M3 59tt7; :G 13 2 4 58 ?. 6; 0 00a 7 0`48 2 90 1-3 E AC EBOOK.114C CHIN C LASS, A (30 303M 1021 05/20, 0 3 09! 1 7,"f013 2900 1 309 61 0 00 145 90 5€ 3 I 1 r 'NANC 011 EN GINES I NC I N (8% /45811)0) 7',1011,'70 „3 0311 '1,0 13 73 07 388 48 0 0' 157 49 730 99 ------=FVE BEL O W INC CMN ijjdild' U' Ar rt • ' 1 09117 ! 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Fa, r4^ {it F' xt''p.x$SPiit.}I!t'^511:5 10 lit,' art ur'Kt am, f #3Pn(iiNi[t,t"•$$ 0 ',ii ,'irtrfrna!"a ,,UFI i' ,houid rir;l I)4' tI Ii,'1 tivw, a' rtb. t} axYe,r to cowl N!t I'jaiNam[, REALIZED GAINS AND LOSSES (Continued) 20,3 027- -1 THE ROBERT AND LISA RGOLIS ._...... _ ^.^ - .^ ..... ------_ ^^c.^f,^x^u4-•r i.,t! ,rArta^n,a:r f rt€ .t€ yam., ^s-vrr r{^" : s,3, : to rryN. t4lst ur,,4nrz•i SHORT-TERM GAINS (LOSSES) Date Aequr Ogre sold T ow rictivition - Tot mtizatio"I Cast Bas is Garnfluss) Description ( Pxuduct Identifier) or sold she" or Caverod Quantity SaIr Proceeds' (Am Covered Short-Term Gains (Losses) ^tCs ` [9550 '12O ATION NE3 & IIA ' 2 1tt C3: 3+`a7, ^ 8(11' ,106 s2 001 8E0 2 4'45 34 43 FOR T NET . INC CMW 134953E 1031 01,0112013 09/1712013 26 00 541 83 010 554 (12 601 l z,{ , 0391 NET ;NC CkIN134959REIC91 301: 01IY i 3 54 00 1 125 34 0100 1 08579 k5 55 G it#N 't'TRAWL?:,HOME $ SEC03J YCMN139 C'?5^ 0/1 5,'21; 3 911 1,'2t013 35) 462 G o1; 115 11 ?856 FORTUNE BRANDS HOMER SECURITY ChM (30964110 11 01112!7013 09117/2013 1200 495 4/ 001 441 26 5/21 GENESEE&WYOMING •NCC.1NCLASS At3 715S° 1 5} 05,'78/21,3 09r1/24i 3 305 28109 010 27arep ;!p 78 99 GENE E E artt7MNC:NF £'M NCLAS SA 3r"55 1 r§^ W4'4,,,, 113 0/17 [In13 Of qj6,98 0 00 507 919 f3l= EAU SCIE NCES CMN (315551103) 67/05/2013 19,(11•1013 4 00 250 75 000 162 09 8866 a' 191 :Q &# EA0 5(03WCES CHIN {;# `-,5,1k"' p C?,r°t4/?Gl a 11i2033 5 t0,q 01X/ 59 337 GNC F ILD ENC6SI NC CMNIJ403 A135191 6107 1 01t`x^t3• 01 3 09,1/120' 800 9521F 001 54297 '109 21 00001. 1 . INC LIMN (;LASS A 1154539508 12/101201 2 09/1 1/ 20 ' ' 8 103 O /C 93 coo 5 524 l 3 19 6 .,' G ND CANYGN ED LV 1 1.-N tN' OWN 1385264M' 1% Cat ,3^, 2 13 G i t t2 { # t 2 J 't 0 cc 23 21 40 /5 30 115 HER17 Gi.ORAi, HP 1)INGS, INC (MN 1324051 1051 0// 11 1 12013 05,,1 ll20 ' 3 6 toil, 164 01 000 1 231 HE RTZ GLO8A! HO P NG5 NI I N 1425(,5#1051 01/1 1/21',3 09/1 1.t2013 14 00 3 69 0 017 315 95 6 to H'_'MFAW44 'Nt:( N 1A31:9i101 1 2 11 1i033) 9"17,,2013 7500 2SW V 00 157912 '325 29 1 1 J B HU NT TRANS 523,1 INS '03N { i.,SF 5 10lt 05/03/2013 19/11,2011 41) 745119 0 00 29346 ;3 999 59 KANSAS CITY SO28h03N t NIN 14Wt 705071 12!10,'2012 0911, 7,12013 37 00 3562 8 1 0 2 543 27 4FdEA ^F N l,{3! Y RF4. ^s°N + '35 r'S^t t 1;. 20 a grr;^ 2 1 id11£1 ;1_58 1itfj ,»l 5G LINEARTE CHN0 1051CORP0VI N(5356/3106} 1332,1013 09/1712013 1100 44161 000 38918 55 43 1 t 117 P 1 54546 I KO CO r03A TION (MI56 : PQ9202) 1 / 1012003 09,1117013 51; al ltd t € 1 (1501531 'U'.111 fMONAi(' E iI1A/NE; t`MN IS5Cu2' 191 - ^klJC•2, 013 09!17rL01 2£ CC 11.026 Lb u%G 2 1E 6"a MARIETAXESS HOLDINGS INC 1MN;5 /06081108) 1711W2012 0911100 13 2 Ut1 1 302 01) 1718 15018 '551 82 %A ii'tCAR NCll54OAAT'D ±;I MN C. ASS A {S'S-31 5 104 '2C1I20 t s 09/1 tr -#1 uG' 3 999 q_l 5 Coll 2 l,4. 30 '1' 14 M£DI241 ON INC (MMN C";0 1 09/" 2 13 21, 0U 1 256 85 G 00 1 /54 011 X 79 42119 MERCADOIIBRE INC CMN {58133A'02) 11,181201? 0907!201 3 19 06 ' 418 61 0 00 1 990 90 :f 1 `.,, -. htG3' Phi k r" .K 1444 t,r,P ^,.en xa t'r : Y 3!; S.+` n,p 1> . •a;,E 1st,, +: ,+&! Sale pr,, ,•r3* r<,ty ham, #'or, rMtj i'. ,*ra hr a„ 014"Y' loo- F tin . 1 , 1 ar, rplll4^ a_ 11 r t4 t` t; ! 'I 1',3t ' s^°iot^x ,1 at 40'-0 5ti jt, ,c.3HP'i , ' <.g t;3t Hf.B,s,'1 and qom; u'd t s d1!, rest !'ic tuzI', c'- r ,', •,S J st tv"t:ctr (,,St tia"Is urL,.4 ,4 + '^ T`f Se-_L4 S on "' 4 44 ]i,Bl a 1 Xfl1 ?a% waled -Tiwt"1 ^7iitf14' \ f tot w y ,vdp berg ', All in" 1MI ;3i,n"1 v+.l' is soft? rt^ik 5 tFr erne 5,7> 'Y'{a' tai i=d, d,31 1 'I ' t, Tr6J7g 5 url}[iii ir , [61,c43 y's.*;it eowfl fwt,d;£' tax art1 DtI3d•r a3.^c6^'1 at^,^^,r ihr ! 001 rr^ ta,{+;tt'y a E,ti-erca lrrtl y rl,+'iet13 #tr 5at'ras < -ti ^1 '1 1 +er^ pt,rv{d, sit v^tu iszr3lr y r€^^r5 rnl,' T 1tuaAe r• 1,tr,1 irk "1 c011 18' 1 and iquisttitrri /j'.,•t , of ,I'- 11r,o,I !-Yt 1C^ii aA .;31,41,12 'wtl rt• a^7s3 , v st^S bf, r3'' h ,.-sit; stA, aL•k-^rat'. `.,.3'' %1,.19 n(S '^-•37^U52t'1 3vsc*^ a'. Ru tht, srL^ ,^^.*.`a Y{J cein eler' ,c of Sur„ l;rsirs^ n 3tiA>. ,3r`-f !' S?•Crl I rn0 , 't 8S '!_s 4a, `i, ar Acc•+,,lt h• ! t',,,I , ,'. r•z•e 2013 027 -99038- 1 THE ROBERT AND USA MARGOLIS REALIZED GAIN S AND LOSSES ( Continued) ...... _ _..^..^..°..._ -+.,y tt^+t•rrrtr 7P'•+p,^+teu: inn^5ut7 Pc arcc^r !C%3!%'utt&i try,++N+'t: f1L'rtk+ce+^. SHORT-TERM GAI NS (LOSSES) pare ACgnrrod -Date-Sold Total accretion Total Description )Product identifier) or Sold Short or Coveted Qoantitq Salo Proceeds )Amernzntsan) Cost basis Rain )Loss) Covered Short-Tenn Gains (Losses) METTLE; 1 ) 1 0 OINTI, irMN15925 1C 1 12x'101 C17 i•171:24 81 C0 9j t',4 ii?t), = 511 MICHAEI. K O RS h0 0905 :WED [ MN (060754101; 1 2 51211 > 9/1 1213 1 600 F,19? 91 0 00 814 5•® -385 /1 MICROCHI P TECHNOL OGY [MN 159`.1911104) 1 /10/201x' 09/1 blir13 69 00 ? 1/170 00(l 2,0 13 15 /[4 Q5 M0+SAN70COWANft;MN161156W14 0i•L2!2t G5/4211#7 l/ 50 7.91227 C Cie _+58 14 2251 3 NORFOJ SOUTHERN (:OHNORA LON IMN (555944511 12110, 7 ? 2 091J 13 17 00 921 92 [ 05 / 43 Q4 118 Ji4 NKSTAOF MUJIOAL INC [MN (610/2`103) 01x`02/2011 N111 1/10 13 35 00 741 34 000 380 90 51441 )ASIIS UFTFOIEM'NC [MN16 /421 51 08; 04/1)4/2013 091E1+`2913 s8 02 79360 000 €07815 i&l 85 ON AS S yMFNT!NCIMS (682',59 1981 v"8112317V113 /°'l' 2' 213 1 00 31 `?? 0UG 3 59 7 w4 10N-ASS3(' Nk4LNT9NC[MN(5834591,1781 08;27/7013 17"4 1 1"2013 13 09 409083 L000 40}5 ONYX P(AHMACEUT°,CALS I NC Chet (68,3399109) 01 0812013 09/ 11/201 1 5 00 617 48 0 00 3€ /0 230 1S r , °ES;%CuS CokVI1'ANY CM N # x409# 17ii 04!251". 0;13 09 1 /' C , 3 /cc 872 Td 00 938 33 424 PIGNEFHNA T'URALRESOURCE S CO [,A Nl123,81!Gii; O "02 71'3 09/ '/701 5C 92'43 01 G S38 I 387, 73 FloINEER NA11JHAL RFS0 Il9CF S C0 C M N {/1318/101) 11110/20i? 09/11r/013 15 00 2 77730 0 05 ^ 525 89 1,238 41 PRAXPH INC [PYMN SER 11 S 3/40058 104 1 10,'20 ," 0911'11,7/1 s 20 CO 2 422 15 0013 7, 151 35 21980 474 FCaS;0"d G 151>w sTS o,r;€ Mtn t 1411 155: 01 X/ 2 013 2 00 15, C di ;387 86 91 ?5 PR E C I S ION [ CTPAHT y UT,` [MN114016- 3 12r't9.'7 99r'1112/ 9 jt i f /'3184 2'5 41 PHI CELIN E C(MI iNC [MN {14150349:0 12,'1017011 009.'11/701 3 3 00 2 911 23 0 0111 1,8813 61 1 9Z 1 55 1211 flr'i0" fi; S O' 1 NOS iNC C ttaf 1 46Y10Jt , 69, ` 7fAl( 3; 0 1126791 r im E 030 6370 0t KTEfH%0((h•ESINC CMN(/:/3 3T'C5^ 00.4-i V, 11 ?/'3 57 708 9' G 2 1 64 '5 44'A} It 00K TECHNOLOGES NC WN 1/473 311051 05125201 13 119117r'F0';3 9 00 31338 001 11052 [45 bb 0134i,00MMINC[MN3/471510.31 11110/_1101? 09117 111"C' 41 00 284289 0 0 x 52/ 111 2201 e CKS1)Qtrf HOST NO •N' Cf,-!N i75Cjff 1K' 01128/701 3 '3' V, 3 '9 cc 09 1/ a 561 / 1 lSD/ /') 9AG4SPACC (41)ST'NI, INC [ MN (/ 5 86'O[l G,_''Jlvv't1 loss 5C 7 1' REGENFHUN P HARMACEUT ICAL INC WIN i /5886110/I 02%16//1)1 3 (39,110011 1 00 295 51 C 90 100 60 13601 52a,r1 HE(JENEHC'NPI'AHMACW TI;AL'N C[WIN ,1 61 10%: 041/7S'20') 09`;71 13 ?i^Q 59.1:#5 1 ( 2/C? 5a '.t tH+r^ t'nie a,'L-r+s ?s•,` ;^rs .t, .. L`f8 +a, nr t;,, ^'-JP e' t''c , soar t; •. ,r !rv: ^"`o i ^i ,:qrs .^-", :. ° h.r:i ' da ` • =A'rr 80FCa- k°. "J4 N. r+,sl. u' raarta; ^.. r t e 'a ^ - r„t.;ss , sM'_"^rS4:amt Fc".^n a•r p •*, {, n,^+••'^,o:i'^' rf^^..e-•u7iy''[r;ho"kity<+I'mvisus-,N'•,c'vj,,f.. t++r,•r'asr^ ia, f `+.t4' is.^rno mgr hav^• 1/1rs,.ipr11al'yin 44T,a Drt'roun}O•ie c,+,11411,11,,+s•rgi.n+ut } ^r Ott>t :*cr!^"I °•.ix a^.^;},.r3*u`a, ,. _ar+`,n qa'3 r: r^ 3a; , rn'r-a^ap1 c,l r;, •3z^t1 'G^° t i^. 25 ^a rH"t , >lu;#' ^r`•^ sl, ^,.a5 'sc wt'tf +: C^'r+;I DI it +a+dlroit,l3 1^- ', r+^^c j^•t+; s +„ at,, {,-^s •atI£•• ` : h rrw u '$.vy C+L 'Ga3,^rr vE*^ "t''.' ts,i.^ `*rt ?n aek ck,Sv hi_,re74 1,{ I+nti; "Kmr ffas h SaI1 'tt4PS 71 031'1- nx't'31 lea njIt£° ;4r.tt eu: a'?' S3+fi+D)ly'1G ,( '1 i+s rf7±t"4" Yu"Fe t7w" 41* a'f,1 lv -'uks 1171=2tl1 Ito', dr I all t, ?='?,1 mj,,'j °, ,3;",t}+ta`• hy,[}u +¶111/ ,I 4 tfurn a,Inrfi,^}t^r^rr tk"jatE(t't'j Ito, jut 14st' and ac(t,x+sp^n„ rfat£^S ui ^,tr u„,i NS th; y'UU lit UUIN I' lwtlcrc and I' I N, Prr-, ^u LSu`i,{urn1I 'Ir,iwgrr-d ;nstf Vuut as d r, S(t+ t,^ allotrnui i w.e't (Ur, t rdt^ri 4,-w't and 6ofa ar+ aat i=< 1414 r+ti `^NrnSt+r^iat+t^r^ s. i' Et+t act urIN 'r7I Cr rr{^It Se a of %kiirfr - t r u+.11 " ,,;,.i it sku,a I rra t,< w;-1 up€,, . ' *:xh Covered Short-Term Gains-Roues) RETAIt MENOT, IN C CMN (191318106( 01' 1917013 09,1 //201; 1-109 475 799 000 388 45 86 94 S ALESFCR( E COt1, INC OMN 1 M-16&-3021 C1126f17 013 [9 11,'7( '3 9 ov 448 95 0 30 399 78 43 =0 IALESF RGt 00A? ;NC UMN i;'i46OuC2: £ F tril,10t 3 -"9,1, I t'r`013 P, 01.1 48 35 090 4 ,'? 70 '5 55 SALESf09 F COM. INC MN i /4466L302) 01/27 ,,'2013 05 I iji113 14 9) 1 195 14 0 3 99111701 as SCHI UMHERO.iES LTD CMN 1 90395)1081 1211(;!2012 09/1 /t201 3 11 00 995 66 0 00 /93 68 115 9b NLi 1E r € Y !N CMN 18 398 i i 2/1 C/7012 0917/2113 41 00 2 ?P8 / 1 15 1 050 59 1 707 58 b# uCt3N : z J TORIES INC CMN [533919 0,, C2?-,:n 2013 C-J , i/20 11 a L ( .1 ; 65 0 1' 1?182 f99 1 1 SILICON LABORATORIES INC CMN (827W, 931: } 03!W 120 13 091P 7`,113 mm 2 1,00 12 3 1100 881 75 _ (5 50 SCILARWINETS INC CMN 18341001091 011/05/?[71 0911I!?0 13 1/00 1168 35 0 010 532 50 (6415 SOLA.RWI NDS INC CR N 18'1416 9109; 0'101 17013 097' 1, 2013 1800 /11/ 93 3 no W) 57 #229 04t SPL11e`SkiNCOM N( 85-37' ta1 1Zi?( t7C 0117,' N" 3 '4C' E??:?6111 000 33230 43939 PG' STA59,i 53 Ci)5? CMN 19" 1019 15 Du ' 1 40 13 E' 39 UO 339 ; 3 STRATAIY a LTG [MN 1M855481611 091 13i'2013 09t i !t'at'ii" 3 4 00 381, Ta ( 00 37481 11 94 -)1 5059911901DINGS CORPORATION [MN 18692XI 306) 35'71 2013 09,'`i 117(1% '4 Do -4 (1 00 71, 132 982 -YNC' oONii3 S 11ChN0 1OGIES I NC `MN;4J'5L5' 0 i+ L^-231, P,311 ",'2Li t 11 9 F..°6 25 1' 00 K56 7 2795? T A4vATR'11SD1HOL[ Nf tI EF'MIN dP _I 311 `lr?t IN s td ''.1117 91110 9 1213 t'4 1 THEMES MA3KFT INC I MN I3Sd04H118 '211017011 w"', 2('13 1 5 00 3,/34 99 0 00 3 781 30 #49 3' 0 TRACTOR 3911? Y CO CM N (89235151061 0 1/01 1D,113 013117;2G 13 UCl l52 89 000 +499 43 703 49 ------1I 7 146183 Fl T r TR iI6`r.Y f.,{V}N 18153 '''s° 1t1i1.1+.'.( i 01 , 11,73' 19 Pt 4 14 t?" 1)JA SALON E:1, MET'T:3 1 KiAi RAN [ MN j3['44 333) .','G7,'/ '? 00.17 "U r 1C, F2C 2 G 10 11435 06 1 ULTA SALON COSMETI CS S r F54I FIAN CMN 131:1543333) c"a` ; 7o1 ) 0911 1 il:1 01a 10 00 1/4, 18 (100 96812 2014 05 (MA SAt ON COSME[5 a URAGRAN CMN j1)939-43903) 12110120 12 09/ '? 17U 13 13 (1 1 52383 0 00 1,299 24 224 ` 9 U:T'MAT[,)+C;; VVA91Gli,)UP +NI [MNi!t'';2?'i[i1G71 `2i'( 7I'1i 139,11 X,ia1:I 1; 9c ' !3 S4 I: fie 1,'09 47 615411 39','' ('t0 81 -45 344 09 U NDER A',M'','t1i- INC [MN':^ASS Ai 90 3 11 1 , 1 1 _ 7c"'S p_ UNDESAMMGLJH NC [MN F1A90A19[ 33'19; 1 14/ 91.3 [9 1101 W a,a'r si,n ^ail7^•r Ii I ! +1.,a t^UY hi, ' 6?+•{'^ a0, 'r3"'+: nj n'Lv"Al, G1 t*I' k-I u -i f it ^I I ""(p "II "'-we d,. 9' t { U1'C 31':1 IL 1''el om or'i"'1 flI'^ 11i,5 l L ,£- x LI 11' - ;er'r^54tt '" 4 Pro-,I M .1 'J"J ,k 4tIt,, t°^. r4^ 'Lt ^Cl,^tN ' r i["1 1+ e% "Y F`rk.'U z + al I'Afe ..`t•o U sr i rt4 re ,T„ ar '1 tI sf , f4rv aS- a^4'fi,o• f FA 11 1 11 a Ij+ 1 SC"'I 1154- appilf"II Cktt of a.3pli 0,3'1 08 dr,,1 L'taft_,6. i,J 4,/ U t al'! : }"' b'i'Ialao5'1r! 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Tow[ Description { Product Windier) or Seld Shat nt Csr ered Quatot#ty Sale Proceeds 1Amottrrstrae } Cost Batts Gaao (Less) Covered Short Term Gains (Losses) ------UNION PACIH(, W85 C MN (4Q19 1010 I 1 A , MI l lit }( 1 (; P N W Ch11N ICI' t /8 3^1J 0411 r"JG13 _09/1 91'201 3 800 32 39 0 00 37644_ (440511 413 13A$ INC WN 10093631172 3 12,101-2 0 12 09/1 9x 2013 5 00 533 14 i) 0(1 155 85 AI EXION F'I'ARMACEJTICA,,S INC I'MN (51030 1 ' ) 1 "';t(t /00 09,1191120 13 12 007 361 45 1 Gfl 1,T 97 223533 =t `iN 4k?R^ E IT €Ca -Nt:( 9 3tit11 317' tl,,L7,`?l;i: C9/1, 13 2' C 2,349'S 5 15 2 , _3fd73 --- AILIANCLI4TA S`TSTFMS Tt i'C' L70 1 ? _ 09')i)13 GO ??*1 08 1) 01 0 73 T1.9 Q7 59 AVAMN CGM INC LOIN (0731 106 1 ns,19,11013 8 GC 11 , w t C Vc 2 0014 40 19 9' t^ME ,SI aF(14187,ENC19011841100 CMNIO3U7311C5) 1/ 10,2 1, 09119110 7 3 2600 151 69; 0cc 1 11558 516 33 ANNA S 1W C MN (03600T104 ( 01,x190013 09/ 19/201 3 5 00 240 69 0 00 212 09 28 68 ANNTS INC (JON I03500104 r1,r?`si73 3 09,19 ?0'3 8110 `dl's 1' 0001 335 IV 56714 A-291 iN ' C%AN IC3' 3~ , UJ ! 01 10 ',,'2' 3 09/ 1 9 170 1 3 5 CC 2 f343 59 C. cc 129F 24 143865) AVA(UT10iNCLCY61S LTD U M dtG lI$ UI 012'' f3 'S, C 3C °^:i?1 00 121, 4' ' 05 32 8 1'. N T 1 L f ', o NINiC a73'0'a; 6&1 19t'2Q`: 3 CG /1933 1, 4 45644 ar t^x49 'IUMA;,Nt'IUAtMA CFJTICAiI N4 (,MN '1?r10t,Li/ 09/19013 1,50 x80174 coo 41991 .3 911 ' u`^5i", PP.13 t'e11' ^.^t.1 III 203 1lv .la^t,aI tlt Jt4Y'ittt^ b,,a- 3l't 3iKjr',- !} i it,il ;.".^i',li".3 ',.4d It ,K (J;{ra:i,":i t IE'{' { ,k1'1 ,3 fr"a't if,it ^C. 14'"1''' "I 1'-V JIIt OIi i I. .i r.'•ttPSSIL +tlx r{tIv' i't ^nr t {tai ?'tt ',t 331 Itt,i' 17}7''3'? [j4iC`+,Ft tF tII tf'}P' U!'r11 ^ .Yn1U,'i,tal3' i (111 p II til Ua1!-rrly {I "3181111 [ to"wIt Witt I )bwt 1111/111 F t I) •t+^tl"111111 p": r I ,113 ! b-l" = 'toe rave tIxa.<< tr.; €, o,, til kh 111 ap qr ,r. rI F ilr ^fu t.l ar 'Ill is tiI'l,"«t? '',AC" E=t t nt ''1. ^,. r s'a I andVVfe3;trxHI ,t °srr,1 tusc v ; ,,t 1', r jt ; nc',,r'a JJ,'1LP, '0, peen ! 4c sr ',7 ? ft :rig'=•a1 15 , fi, rat, srir'4ie .^' .^•`r ^1, ;+i' 'a ;Y,. ,dtxr ' I :%p r1{i;7r^,:^?^4 r' _ .: SHORT-TERM GAINS (LOSSES) oate Acgatred Date So 4 Teal oc taea Tml Uascerp o 1Pr t suer} r Said Sport or C rd :ate Pr ow"- R at } Cast m Gain Et I Covered Shorl-Tema Gains ( tosses) BONANZA CHEEK ENERGY, INC CMN 839/193104 04/ClAIS' O91,19,7o7`i 15130 ;1 5 63 0 00 51183 137 80 BROAD,SO T V CHIN {' `;3334091 ^ 1 2 ^0 '.3 r1 r7Il 3 Ct? 1F2 89 01 Ge 0A ELA PtrT' AT ^'! NC'1StA.. 651,G^; vl,'0170'3 ('9,"9,2C13 r 1a 97 000 '961 83 (' 4 CABEIA S iNCORPOHA1 ED CMN CLASS A (1 768C,4301 1 isiIIowvd Los a 81 CABILAa4400RPORATEDCMNCLASS Afi26£101410'! 1tlr03r'20'3 09l1912i':; '300 1344 135 Ijat 954300 4`a?1 u^,^E^s^ S t:1.O!^t`x'3A 7[ 1^ Ch'N ( L KSaS A t I ?v^^»•,e•,^^, t P"ativ^4frJ Loss tC-, C:ABLI A'S INCORPORATED CMN CLASS A026804301) 01,09/2013 GS,r'19,2013 16 00 1,1139 82 cod i 0515 8b (26041 CA@ELA'S INI(IR RAT€t1 CMN CLASS A (12605430 10isa',owed Loss 26 04 01364 '4FN 0R 01341 :M?NCAfiSSA95 €;'1:5120' 0915i-29 1,3 /595 1,12972 0c 63: 3 465) I'A3954 S iNC0R+'O8AT ED CMN CLASS A 4' Z15CA3C' E3 '>iiiciwo4 Loss 1 4 6` CARMAX, INC CMN (143130'02) 12110120 12 09/198013 59 00 3,032 0 00 2 142 01 890 53 (,ATAMARIAN CORP C MN d" 1313/11 ! 01,,781'2013 tom, I1IAl13 '5 cc 5118 9 1 00 €54 0 CATAMARAN CO9 CAIN 114'8818/10?) Ii5aiiw,,i,s O's 5 b3 818 94 CATAMAgA N CORP C MN 048338 /1021 01107/20 13 13911995431.1 18 60 933 28 c00 5434 C[14546 L08 sMN {'SOdd2104t 12,:10,20'2 E's. 19,001.? 9 01 119 36 coo 35"" 95 9-,4 1 CE;NFR i0Rf's"MN,1511€821004 0', 2201 3 1t #t9 30CC 49787 0 0, ' 1380 2.999/ C9500TtI Pt'1EXICAN S HIh. INC C:MN ('696501(5 171110001 2 09/19/39 3 6 00 2x531 05 0 00 1 ,63/16 894 19 0505 SYSTEMS 'NC C ,MN i' 12,",)=i 12^ 5',`288,211 "3 69 , 1 9 2V'' i 113 01,11 _6 2 5 0 Cc, 455 1" 7; 50 €'(PP'.;XS,Y:lT€R"SV C%fN07376 '51 0104920' 8 3^14ti 1'3 IC3 )A31 c cc /( 3b CITRIXSYSTINISINC G MNI0 TP3/61001 03/2117013 09//19,0013 1600 1.221 90 1300 11'219 61,111 jtIANTNTTECHN 0L1)GY CiUi1',N 5C 001,1? AIIC924 6 1021 (31 95/20' # W,"910'3 29CC ''153 t0 21[;'24 ?'41 AN(i 0 sE ,t 009; ;NC CMN i2OtC5P' 12110,7fj ?? ,`91 zip'' J cc 13819 O C %9_115 ?cS 1 CONCHO 33 OCBUS INC CMN (200 05 1111 01,`07/2013 _091/19/ 2013 26 00 ?,.r:2 95 000 2 0%,14 556 /1 t OSTI`O WHOLESALE LORI00RATION OMN O) ' ^4t '05^ 53'6,201 d. ° 6 Ut 7' 5 96 C Co F33 t9 8210 €.OvA54( NC'CMNQ'22% i u'G`G t (51/G900 091-19,11 /953 6Ci 51125 0GO 4',;54 58 Ct m ' iir, m-oa,r at ,til ° ii% P'itC tt", irl^„q't ha: e6It,, I 4,, rrrIUCi^' 7,' ,kel F,ir Pil9E ui Ira., i F, vtnr roll"), ,,ln f"w I "VV „qe' 1 Y =tnCL rf rro'km Ei,,t,I i dml'a, o ii]irlal w,,pn r,rwmt ti1, o9ej in p, amr,",a . I t w lm kA. _ c„t ;.t ','' ar 11.11-S l 'r;'+i ok;c-w1', II'pr im ra s', sxs^ku.^E 'z c',c1 r>t+sttrc, c- ba-, r,Ni'.rater-qfg:1.,.n PAG^ 144W k{'l ,t i^t ippl'Faluorr IIsaii Z1't1 ,3Fltl'I i7fF i "F' jam, &,l [us-, Vakws 'jp Irt !f70 le 1'''1'161115 fU` Mw t' I (IS' Sill r5 1111 IV,1(9b C 'I,' I+'! ^f+('t9i^ al 0I'S lki^' rI' I! O teiF,r'' i'iii Si C4'sa1101:„I by of sip'tal :Sf;c }ta5 „C? •hf^ IT:, iI{ Idh ;i .3rtz,r9 r^;"•it'1 ^xTi4 in ,}'-y d+,ii K^"E,r, $111 IzfS, Can} 111 f i,3i^ rC+f , U I'2?'ro" t t,c A! t: K rl,ii i art, "Ircr;kIlp w7#j.11 I'l -VVllul ! Y" ki ^ml 4''t,i:t,tk? t-14 .1 4 C:'-c' v ti?^',3" 7 41 1 s4,cit w-t, i,!ES ,n's'd t4- Cl$ t"J^`l r^i W?'l Yb- r2"I (??, a I't,t4 kC•#i Tir}ittrt I I -- , t}^i :^,I f, ^`it 5t".it i, y3P'.}t,-i'tl+ :,11Yr t7' _w-,, "It's 1'11 VI ,fi q relf cEl[ f°",^,tt re:' Y(",Jf lYC}ti'^'Sk3F; La i' I *r {'i 95 party aar7 iialII I si7 ;gat tts ma/1s It r hrC",f'nr, ai =". 'Sp ati,wa-y die; crr7f,Eetlr,r5s u' stxl, arIi rrna' i °n,! I w ,l be (1'11' f tr n7n a^ s.k lax yea' ' r<, sr ta0 eP//E N.rrt., 4 021-990]5.4 THE ROBERT AND USA MARGOLIS REALIZED GAINS AND LOSSES (Continued) y..rvf oa` tru, rrtrtzn con ill, x-i" fr3r,T `v "'r "'. re+,^[dtrrry Ot)FF F: SHORT-TERM GAINS (LOSSES) oat* ACqutrr4 Date A 7 1 t#cC *a T &Aj O^sct cn I^r +act Ids ar} oe Sold Sbad or o1ity Site Pf eeds ( wtr ! C 84aes barn tt® } Covered Short-Term Gains (losses) LOVIC1t[N PUBL IC LIMIT LD FOMPAN CMN lt^ g`^`.t F i 1, W10/201 2 89/190013 22 00 1 388 t8 0 00 1,16A 65 ?23 53 DANAI FR CORPORATION CMNt",39051021 2,"If1'10t2 09"1910 3 c 11 31 0 L19 1^8991 940 06908 , Cllr MOTNF ! C MN f02• 3;90 G41 5t2, t11 s 0%192013 F LIC '31181A (010 256 76 °i 7N DOL ARRG[-NERAL0(810841 ION CNIN(25661;105t i21`G,' so'. 09'9ti0 13 1200 iG81 8 80 58346 11 /31 DOLLAR I rill INC CMN #156/461 ) '2110;7811 09/19,2013 13 00 4 ',24 07 ^ 0 (30 7 915 91 1,35816 i}u'W INt, C MN 0909 S A drt:[334L102 Ci 903 `90 3 09/1912 0' €8 Of) 6J' 933 0 00 94'. 43 138 15 ...... 45 [dAY1Nt' .' MN (218542'L37 11 27 1 0 ' 902 091 19!273 93301 .1 830 03 0Of 89 94 '4f-' 99 F,-LIE- 9346 INC WN (28849000) 06,24 5'013 09 1 6 zT,3 34 00 1 043 18 0 II 145 28 196 50 ENERGY XXI IFIERMUDA)110 MI N (5 1 00111140? 01/222,' 7011 09/ 19,12013 h 00 146 35 c oo 11035 (24 00) LNEMO Y ) {BERMUM l TD WIN tG1 0"8 ;41; 01 122/70 1 3 0911971813 1 00 1-110488 `y 08 ?34 92 130 041 ------ENE-K `XXIf3E R9 UCA !tTV ['M N 40' 1t0821,10^ C'?28 113 US' 012L'3 Oil 84P8' COtt 98187 1 13306 ) ENVESi NET IN C. LMNd7941* 6i C1,'/¢1 9013 0911'911 3 '{560 99 836 coo 2643E 2502 ENVISION HE4) IHCARE HOWINGGS CIVIN (2 ;34131 1100 08" 1'Y ['13 09/19/2013 16(31 446 Pi 11118 41 1 59 39 28 12110,';'0'? 506 44 ESTEE [RUDER COS INC C i A CM N CLASS A 1518439184) 09119,2013 / (30 0 1111 42294 v. 83 RU EXPREFS S{:nrFTS F=QC81 GS NIN I302' 9W ti II p *3 £^) f ?5 ;201 6 00 W t' 0 00 158 5/ t4 t4 - E RED C it ^T F ^ 31 J^15 11t,Pi 1 37' 7' 9 0;' :9190') 19 19, Zo 3 ;7 Co 1_40 43 1p of, 045 24 10c ' 9 [4010(06. INC t;MN CLASS A 13L383M1021 09,70=1013 09/1932013 6 60 7/3 0 01,10 194 32 11891 lAC[130 06, INC CMN CLASS A )30303M1 711 0`5571711 13 09,t1912013 11011 1/4 3 : I1 no 412 09 362 25 7 a0 1 HNANt,4 t ENt1FNES , INC t NIN 1.11748=5', W1 L ri '3 i 9?' 9 ZGt3 174 43 1) 0r 485 997 548 45 FIVE 8E.LW INCt1Pv 8390N M' it v4r16'90 3 119 ''9='101, 3 t 1/1 3'.52 C3) 72 81 r i iM BELO INCDON '33879M ' 033 0590 "2 011 C19/19/1c,73 1800 9'4C6 CLtD 682/1 13189 FI_EET MA I If'S GROUP PLC (h1N81355591819) 83iC4'/07 09/1 9,'1011 tQ80 (i 980 OU 13793 14287 FlETMA1IC S GROUP PLC rho?N if;355b1t 'ON 0' "3t.2013 u3119 7'' f[,? j ' 24 , 39 G 00 l,79 11 1 F23 22 FOWS VE 0AP R ,1T ,QN [MN ,343W I +? 0' 1Ci;10' ^ L9.e- 9 ?0 13 '4 GC 88894, C GU, /0518 i 83 66 01110 €0811NE1 N1 CR?MN i=211'j131'' 3 (2113 04119/2013 5800 ?1; 33 000 .73680 (934/) try, { ' 1) 3',, (P3y t F, ' ^Qtl'tt (ftL,',F,I' L'4 IF. i , ) i}{ I itlitt( Er,, i"itt'1 ittt' rr. er^tt3 it.ill ^it5c "w if Iii ^'E, {*7',CJ I,'y p r nt'Jt dit t Fis 31"16 Ills itt,'F33C :Fl t t'F ''td ,1 :lt Iii'" -m it" m 1}it' Iritt,lt,r tttt'', tFF t!` tin IitlL I' 3 37)'71'.( 011tit 11' IfCFF}F Uw"III)) ,H'tt'DI ,,r,w 3+'t:l ilzt i}rnli 'iilt" ' Y'w 111 t"I CHi, U Ii 6,111, yo,:, `'WI 1.3b ;v^•I'.C' Fr: It , lpltt ,rKt''. 'F IF'$+:C Y 'I it'}t„t`E. u tjt<.Fti ji t''I, tr, ju E, .3`i v*,u c-CtW,,,o Reath' Intl Unfe;A=''k' 0=, 4 o'ra 1{'a v3;tnt'W [3,; silt trs0u'7d?'x"t,i'h s fi wr`u t't t t;_'rass: _ .it,3t t (JI she tNC:* ;r„Itr,n at arry 704,1'4 hru, n , nay hf. Fit 3 ^6W fi=t or <1tt'U2rrtI Dy l' t II,f,,tt),01111, of c3Cr11)1 Jv5s hmrldttrns rr1,tF,h'-[e rain, r't eIIIF • °peFt,iI ta1'u)) Jnd ytttt IIre Itrrit90 utgt'l jr, t sil , i i phut tWl =till It° Y„x apt; I t1wr a iwscti', F, tilt) thl, 111 ;It tilt rr"#aet'+i Flit I' 3Pitr~ssUJ rrr tit=y way llttr± n All tntorn}atenrt ,r ;ar'ltnq The 0/i IN anr' dcgws •tt" dalt'r itt atittrrrta' Sti, at yF.t 4 ll's F:1 f'^,t'W)'t re and that wew suL3ewu:ni'Y ;1,941vtF t'I ;tt'^ yt 'ur isi d it SHORT-TERM GAINS (LASSES) Date Acquired Dale Sold Total accretion T otal Description (Product Identifier) or Sold Short or Covered 0 uanlrry Sale Pr d* (A ntaonf Cost Bean' Gain (Lass) Covered Short-Term Gains I Losses) ((ATONE BRANPS N('ME a SECU"t1it' ('MN 1 34904Ci06) 64,,lo 24 i3 09119 29'I 101 154 08 0 0'J 381 A IFi /9 {iEN€aCE , 4^d1" ^Pv!iN'tNO MNCkf^w^i1€# L'i 41 Si 015f,`4,12(14 O l,',`,ff1 3 CtI,t ltd 50 00C'011), do 52 198 (JEWSCE & V Yt)P.'}EN INC CMN t.,AIZ A 01 1 5S0'x; 0030s r 2 1 ' 09t1 E 'l 9 or B48 2 0 00 839 09 9 14 GIL EAD SCIENCES CMN t3/5058 03 1 03"18/2013 119,-9/20 13 ' 11 01 i 1 53 95 0 W 80816 34519 (SNC }HOLDINGS INC. CMN CLASS A (36191910/) 0' /8''7013 09/19,2913 3-; CO 1311/8 ego 50008 231 69 600C, -E -INC ('MN CLASS A 3El2a*09Cr`i.=t 12 09 19/ 207 3 I 5,38 1 /1 e 00 41 4,`3 ;? ? 72-8 01 - - (RAM) CANYON EDUCATION,------NC- WN 68526%41061 0't 0 1013 09 / 19 1301' h 113 13t G 00 ICS + 30 t0 HEOTZ Gi.OBAR Hot (IINGS NC CM142ROST'4780511 0b)0'.1 8/111/ '813 09119,'201 3 150( 39S 44 0 C0 428 2% 148 8 4 Ii4JA E WAY INS 1,MN {4313901100) 17110 2017 09/19(21]13 57 00 1915 e30 O no 139 31 138 55° ,l I HUNT TRANS SVCS INC. (WIN 144%%0 /) 05 01d ^3 (19119' 7["3 t €)[ 74 11 Goo 1 J 1 2 jOHUNT T RANS SVG-3INCr MN;4 f: [' 0)5rG°1 /0(s 01 '9,'20'34 zoo 14835 0 00 141 12 6V7 KANS AS CITY ,OUTHERN ,MN t46 517030 ; 010212912 09f'°t2C t 3 5 to r' C 801, 4% 0 OF 150 4 - t- a,-, 9b ' r (NIAH 169r;NOL1)01 C1186 [MN 15150/81001 (I 26"%1 3 09,,19 7013 t A) 444 61 0 00 406 45 38 16 Ci1)C ORPOR ATION CMN(5018897994 12/ 5 ,2017 09t1191201j 41E`0 1 ? 1 8'2 00(1 889613 4/849 JWILLMON 41(1 FIICA +NO ('M N { %502 O9 '1 O' r9Zr'/^713 91192113 60' 440 T 000 450#2 €12 3 1 r LULI M[N A `t4. El ,A€NC DON d5 109, 011G!,, W,,3 101;7011 i`-001 l9' 3 C0G ? b11-Ls 34 ",' MAH CET tXEIS HOIDINGS :NC [M N (510601 08 121'''0130 50 (9' 19 2u1 J 4 I 21l 5 it 00011 130 41 :tO 13 (u1 ARK TAXESS Hilt FJIN(` NC [M N (51008 091 01,07 ,7013 89/19/7[313 1400 791 1( 017f] SO/ 14 7130 94 001 MAST ERCARD 9NCO13E50RATEO CMN[ A S 4 %5163601 0 1, t 11' 0,170' 2 09/, 94%,113 3 433 19 C 00 ?'HP [!' T 41115 30 MMEDVATI0N I NO k MN `301N1 G2,Tt1,50 009 11 91'X1 7`' b 1941 000 RN 511 2 MT RC4110i3R*_;N[. (.MN1 /lAo '0, -?'`,u{" 11/ Cya'1912131, 4 '5 ,G 1 1 C C. 0 T 1 //'Q 8P3 W. NIT/ AIR 150101' /N IL MIN M269141 01)) 12''101201 2 09 19Jt t3 6 00 1 44;3'6"/ Ono 1 1 33 4G 310 11 MICHAEL KOHS HOLC tNIIS LIMITED CMN iGG01'4t 0 1 1 12.`26121112 [09/19/2013 1 2110 931'4 C (1) 5 10 ;r3 411 61 N''iROO Ft°TE C(N tOI 1,4 ( M i15'"C'71114) 12'13/D' G,9 1192013 1490 21:[' 0 00 0 1,5924/ '4t (8 ML7N'(4N?Ctt OM'ANY CFMN 161, 505%111} tt{° ,`<^;3 (91'9. '3 150 t Cf, 66 C 0 9681 '(;"($ Ki- " -gyp t3^n rtt^!n -r i,o t it .-i{ 1 wl, f''S3 : j t +if€1'nWr,r rk "'.;a++ t*' ,,rl Ur E at rs+.)"{>ri [r4 iFi'i" U"' 7'ra1 ', 11 iH t x' •en rF, -&''{ ^^t•r • r, ,^ tiI ° ,l' ttf,9- P`K• .{'. -i' i hq>: , u0t' tin ii&^ nlf' ', t't ,..'',t Y r {Y^ann r Pic `1 :N :,, '_ S l l'/ fill, `t'; sVt,.( ,,31 F4 1I W,M: GI, ' It H'I'V'/W 1r1 ri+'R',lII 4' 1 1 C,' L tI;I •. 1)I ''IL d' , i4 lr,tvt, ho.rr.s4 1 11 / t} ,(, 6P14'r 1 1mrp1n edue V t' trpi{ru} w,^gftmenl I.`a['?+';3 r?rti. -}4F,(ti X,1 'a., S v3l1r°', "+A`t'U' it`r..'xi'E' w u,li ir' '{77 3t'{Ec C.:SI TA: et i= 3(..3Vtt ,,(ro IF I ,Yt,...I j•'r$'', `s .P't,uC I'1 t;#-'£;,I, r",I t°•K di it x dieII•itr='' it 2, ito', '.1st,-If : ,i;), i.i5. la4^, i,r {;, >nr s ,•,hrie" t*r eat i y(1, I +ax>.rd „"M }L', d' si•rn py 4r {. tnnn:ar,' ft,,10 e0,1 t' {12'.4#' ` r ^,rxT,^'C- .3 '<^{„ , ;t?'^•rs'. IL it II d3'.4kat rpl t'e:V r'aitt.,< a'4Sr±+t^s>f1 .. 1' ti4a, d ,j'rn , ;, r,n^rir `xti da° ,3^Yi^r itn s c,=,t :'+:^t° t'f cat ssr~<,9rt,r, =41'd'S ^t s , '11 .• tt„^k , /1 , i,•^^rr=^^ t'i=f ;^l^ it= rir`~;;ha; tiv^='+° c,^wrc3^i3r.{ift, ^Se1r.i d^t^ a^rR:^ lp"ir 6410 map `raft ^.3^4ta:a3{•,g s4 ,'t' ,{rriwtl,mJ hY pk;u,3 a 'k,r o tEkir; party#n ! Goldman ",ir_ti, rsr tkk,it na' rcp>e a'krt s ' i t, „, to 11;o a,e ` I ,t it cudtr(01'+ 0st rA su17I7 i1' t1k?I{an rsO it >4 uld not to Wit' uI,tit; aq sukh 1,r, Tr=AtrowilNo tega Nan, 2013 027- 99038 -1 THE RO BERT AND LISA MARGOLIS REALIZED GAINS AND LOSSES (Continued ) __ - - ^"t, rt_ ^r }'• nn z.a+".zs rrt°m1 t.,°t°r°r SHORT-TERM GAINS (LOSSES) Dete Acgaire0 Date Sokd Tow eccretono TotAl Dcactiption ( Product Identifier) or Sold Short or Covered Quant a ' Sete Premeds ' ( +ertdution ) Cost 9 is Geis t Ln 1 Covered Short-Term Gains (Losses P.^fIPaS + 1TG CC^Y^fANY CPt P^ E' SOW' C'rI 2t 1 03 ' 51W, 1 -1 Cl 2' 2 G c1c I d 22 06 MON SANTO CtON ANY CNIN!R1,I6FW 1ia'r 01028/70 1 3 N'19" J13 1 91Lr 2 L?fi Li co 27 72 13 9 CCR 55 NORFOLK SSOL}IH ERNCIriPC HAT1ONk.MN16,Mdti 0R 12110;7011 00,11°020 03 900 104 7/8 14/31 NXSTAGE MEDICAT IN C CMN (6/012V14731 01/0//2013 091 917013 21 00 249 a1 goo 300 18 118 13 OASIS PETRIlf M NC MIN 167.42, S1CRI 041562(13 09/19r'2013 200 9941 0; 310 ^^ 65 6' 22 RF (aSiS PETRCI'EM }"3r WIN 54/' 511,13; 0454/7(113 1390517C13 '2 C$a 1536 81 ow c1 31 1') /0' ; 3 ('C Cain; '3 2911 U N ASSIUN "ENI ENC MIN {68"r; 0610 ,:"u 53 3 T 11 ^2 ' 429 54------400, ONYX PHARM4(:EJ TIi ALS IN C (MN,683399' 08) 01 ,r79 2013 09,119,2013 5 no 62/ `.r3 0 UR 386 700 735033 PIONEER NATU RAL RE SOURCES CO RON (/23/B/10/ ( 01 /0212013 0 3 19120 13 1600 2 99 '10 Ono 1,723 84 1.235 86 F'4z ? rA{ , iNC C P^ EREE$t1^tt4 8154] 1211 01,120112 tO/1$'2053 'C 85 1.88911 C CC: 6135' 77510 53EC: SICN 1 K T8ARTS CO O (MN(id0'8i91 ', 01 , 02,2013 09/1 912P 000 4 '2a G 0113 1 : / OS 76 143 ,CEO;NE I, I M'N1 2MN 61.1%2-lU 17. 1009 17 011 R ?01 3 i 00S 7,982 33 C C/ 1 25 /8 72253 PROS H0LDINUS. INC C MN1,/4346Y;0-I 121'0/201 7 09,15/2013 281 0 944 98 000 411 ?6 461/7 14195_.___ 0 011K ECHN0E OGlES INC CMN (/4/331105] 06/2b/2013 09i19/2013 4 CO 109 Sb 37 39 OLlr 11(9 U.003SI NC CMNd1#13 3T'I2- 06,26 /2,013 090'920'4 100 :48A? (6 1`? ;33 5709 QuA °1,01,1M!NI CMN(747520'033 12r%'C CC lr 0913i20 '3 5U 428E1 i?CQ X53 82 3453 O 1ALCOMM INC MIN 1551 03) C1,'C2.rF2C1 s 1192 53 Z6 CIC x,£11 i b C GG ',652 5? 1,14 `53 RACKSPACE HOSTING, INC1Cw'MN'tfa9Sl611GOl 01//90013 09/19/n 13 15200 810 13 6010 1 185(11 {37481(1 RACKSPAC,E HOSTING INC CMN (/5 0316100) Disa4l owfd tr s:; 314 88 RE.GENER(TN PHAR OCEUT!CA - ,NC (:%AN 1 5'186F `M 72,'23' 1(113 19 190 3 .1 2 E I 6,5 41 C. 0, 371 2« 2€3T? 21 ------RFAiLMENDT INC CMN mt '2^i1CE' 07 l, 9/22013 .09:119120, 1 ' 1(10 42 15 0 CG 23291 5 19 32 Rya SALE SFORIE t. T}M INC CMN 0194662 2) 11/?9/7013 091,-9e7013 T 109 46 0 0 1 421 -; 281 t 1 SCHLUMBERi,E33 I T D CMN (806851108) 12110/2012 09119,2113 100 800 62 1100 545 92 153 10 '001909(13 INC CP/N 18?56883041 2 10'/01 09' 19/201 3 31 (:1' 180909 0 (0 9' 103 9881115 S!'I? NLAI3 RL1(JHES'N C MNtl§;''a;^1 fJ2 - UtMM'3 091192ii3 100 :3 01011 39045 85: a.F^,., ` hz. F°.C, FiarK Nri F c=rs^m^.xa'/'.,ass GI r Yc^ fr.,;t are? rain . 'Mpi ar ,,,sr.^- [^ r t,^ tr,.C ' ' : 'ri.°•in =t .ata_€I ,^^ ^^ rtt^ *s'r :j is - -,... .w ^F, rNra'rf•" ,:.r '" ' ;;,, r tiz'4 ^., +:;F Inc rr•sc t, i dii 't,r 4r.,T,.4"tLt'Pi'C ru:yiL.$FZI:'i"1*' qiF'A+.^CC,1",. ,,k't"!t: tt2t TY'tri`, 11,1 v haCrt t r'ls C (Cualf:l is „e, opt;,, p nnu,rr" dht' 1, ion ,ill ; I m, 0 `tr 9 ^Ml lc,!,` 031,,, iii s: t°F0, 3UL^-_' 4r,F.r 'i=r ,, , C, cc,'I a Ct, r='s R' 6 01 dll, PS, °WiFVO^d tiwr^•^ ¢- F: ,-ry t'z s '- a;`trv,-u? n(,v-^re° ^ t{ me 3, a .3€(5Bh WI ,,a"rY , of :: +p-?[`17 %!;t , b a r s , Xf, SPI L !0,i 'iY3 f(.' niyt 3"anl'}'C" {' Yt,+1: ,CAP C' CF.;53+I2i 3 ill r,,ial'4 '.. c3 J'111 ,-I r CC b43, All r., ,t s'pt ,<,i3Pt 1e:y1F: =%} tf ^FEti ;'30,,` ,C vN "^As`. ', •f t X,i't'S J{ CzK+a*i''F`. ?"w^S }"u .3'.j ^'rC'7 a;^P'AitC ir`, 3P.`i'ICC' tVr'=' c,1E*Sta.;CI, dFl 4.[r '"jr t',4:Y .74.t^rx`, ' , 'rt arV 0,.t''{r^ ^Y-' §' pi a'Ptl .'F ,^a is^<'! `ot ,i intrtI 1 C 'V ssi4 > i 7Crwr>C t^,, Rs11, o¢^'1(1' C ntiC'ai a trig ., .rury ,y'a1 +0151111, . r.l ^Ctc tt ^5 1131 arr a$ , aoa t'. gin; bC CCC C t$4 as Sdth T,)a Yex AL,(wrtt No Lega; Nwae 201 3 027 -"W- 1 THE ROBERT AND USA MARGOUS REALIZED GAIN S AND LOSSES (Continued) °_; ,F^,.u*,tt;- .E.,a• ^, v, ;z,+yP>^rr ^C.rrr .. . +x ^r. ,r,, „^ ,^s SHORT-TERM GAINS (LOSSES) Date Rsgatrc4 D ole Sold Tout acctetiao T Oezeript4@a ( P uct Ide ) w Said Shod of Covemd Q Saly Proc eeds ` t t Cost Raaro Gain Mo 4 Covered Short-Term Gains (Losses) SfttCON LABORATORI ES IN C (MN 313919101( 03/01 ,120'13 09119,'201 3 1800 143 02 LUG }5518 11 2 1# [ SO[ARW!Nf S, IN(; IMN18341)E#,0 ) Q'i" 013? 09,119,203 9CI[, 351 80 1 00 5319" (8604) 5QIA0WIM0 NC, C MIN I R3':"lit'c £1 ,' 0;: 0. 1 lr 1 9" 70 13 1401) `47 25 C. 0.0 621 2: IJe isU! SPL UNKINC tNINi9_18637104) 1tl{rr '1 t.^,e" l t>,t : ,{ F, 17C0 C, ( C 309711 368 31 11 994 "IARBUCKS CORP CMN (853244[(34 3 121,0!'24 11 0949/7013 007 83 0 00 581 00 251b41417 SIFTATAS YS LTC) LP.MN (MA5Y,81€,II 09^^3J? ^,3 319 90010 500 49? b99 coo 46802 SUSSE9 3)},G;NGSCOR,004AI MN MIN (86 J2331C t 10500 btis 0'9r'iO'3 3Ct, '6 66 00J } 54 1264 ;U SSER HO! s1 54,0 (00?D01TION WN iFkW'33100(3 ob"'21 ?01'j 119 ', U 3 800 47967, coo 809 9(l 1993 ISYM'HR(NC) 5:r 110 }P T^1 1^ INt, CMN (8 115!8103} 0'0211013 (10 19120 13 sr, 00 53199 0 00 301 14 230 85 11 AME0)TRA11E3)001)ING(080 ChIN 187236Y1 08 121"0t?017 09/ 19/ 013 ?60 0 3)05 34 000 42710 21 5 7 THE RE W Il l INC VNi?`"13H'(}'6 Zttl r?' li i'9 it') _1 131 £0 3533 1 1Lid 5 f rRES 3 tt.54rYIFT, INC I N id xi3)'43 1 1[16 '2r16,71,17 09119,-Z11', ?I 00 1 0173 94 0 N 1,002 (1l -14 THE FRESH MARKET INC t MN (a`)04H106( 01 /171"'2013 0911912013 412 010 ^ 072 70 1 00 1 061 17 TI 08 TRACT OR SLIMY CO (, N (3)3/ bb'Ohl 09,V-r'L0 13 09! 19,201 1 1 t 03 1 X33 25 [' 00 '-52191 115 28 - ^" ^- ,?,1 O4 IA SALON (1 )S MET,FS 3) L3At(' N WN I51 354 0,301 0G: Ef• 9 • - :; U. T ;?V1ATE 3O VARE G=f:j" N('1 1 MN &13W)'07 ) >1'`I 21 C , ' S, 2C)1 art 4i i P 333211 ;)v*< 0 I fNDEH ARMOUR INC, (v1N UASS A 1904311101 0117010014 07~14='2013 16 00 1 245 89 0 00 131611 514 /8 UN1UN PA{80( , £1180 (MN (11,0;81810 8 , 12, 'C"7121i 1-1 09 19/2013 c 00 (00 98 l7 COQ /50 06 117 1, ,00 INSTOC (9'l'','(,3 I '4 .1.1 C9, "570 13 200 t9 6 1,, 01c, 16410 '0 '(, UUNITEDDF`A M'>[0:ICE 54t, HCLRWL 53 ------^1PJITE TJ PAR 'E! # P'O CE_NC G AL Ct3N1MUN S1 ('ts &' „ I 04 0': I G'9 1$21",13 1300 t 134 0 t/U 1,029 71 411619 Vi R ISK ANAl'yY1 ICS INC I°MN 1 ASS' A 1923431'0,( 04121/71713 N/19, 2013 10 00 664 38 0 00 599 16 ('02 VLRTEX PHARMAC[UI ICALS ;NT' ['MN (925.32111001 05,03,26'1 09,19/2 Q Q1 6 (II 4(3/ 1 9 C ST' 450 36 / '3 ViSAINC MN 0-ASS A;H71:T F,^t;'53( I?, lc'1Xl ^ 09"`9X" 3 7(` ' `' 73 C' DC 1C47 321 V ITAMIN ShOM ;NI, WINi`-`s1rs'9c1, 0', 13;`11'/3' l Si' ^.X+tC IN), SrIF« I .- 'Ir-I'^t3 N 3CL ,f tit'/ ,.mktm' t"ME r r; 111E 1 npI Say' h";,.C tw ,6 rj {^rl' t. kW''I f"', d>•,,+„ ,3e:;r II U t Pea`-' ' It, -ram F_d- t rI,, A'-% tt ,, ?;`L t,i: *b-S 9'2'' ?c a ch3r',a r .a lid it . ottY ; r tt'a']^ e ,p 5''I I sr"U. .•, .. . .tr* ,'tell v .'-" * C11-11) vi n s1,1 ' .x , '11 y' E' I') A .a 'Ix °^t" ' i r;wI' rtr - y'," ! . e.' ta. "„b^++ • .xr+'t'A3 +*5-F"Y ": P,-v^ "a ^ d^'^,^1" ' .}.s i.{^k i,`8^ y K°'r f ^, sr' - .?' 41'" a`j^'3" r1Y2 'A(A 1 ,180, 1's-, 14'aluI•l gin'! 5111 3 1' (1/111 aril (1' v I.1" 41 ripI Ira udr^ k suuttr ^, It,r wtucl7 r tlSt t"l, A, 1^ , kIvI WbIr Thr rritx4341 t,I any [w;' , IIt, ieI herein ri,V he fli-41I^vveli txr 4t?errrwcl tip Ii) av(.rtic113 1 rtl t apttdl .- ainr''1F,C+^, tisa^+r :»31rl ' 3 ( - ri, t,tter ; ^cxat taw turdI5 +2,11 ur'a ar=a `tvs„r[1p -r1)'1 to f u ,,31t /j* LI ,a;' ,'a1' taa arKt Ijtb'r )IV I, atxkvi try,; a if It tax rel)Ita n,- lti*r ;.tt1;1res':aIt rn ar y Ways'I ' II Alm tt Rot as.fi!on [e^xY°r1 1 I I Ea5' ski,, d it', x. IV 5"22to 1d'e r , t .' `f4 yes' l , 0s; a:^7v,rg^ j ter,ticsf*" in:: ,I, to e", f-,9" ask'/' ,# r ; , ' ,. At'''•' I' :'°7tr'ld t`f 4n_t ,iF„J a i+,tt' r,;'`.3LCsr IrItc`M'Itr;,*r 'rI'I "h"a 1 i1''''- Tax Ycai ,9 ',- l N,,, 1 Na' parr 2013 O27 -l TH€ROBERT AND USA MARRGO LIS REALIZED GAINS AND LOSSES (Continued) ------7.:';Jk'nu^nf..r rrrtortr,^^<,^rl 1"{;r,v-rP,`? p`;d^, t^rrr `Cr', r`,'r rgt re>^,^.^:rnrJ Yi p:-..,r'• SNORT-TERM GAINS (LOSSES) Daft Acqui Dame Sold Total acm6an -tool oftclij itive fPf C't Id mfiieTI of Sol d S hort br C&YRrcd Quantstr $8t$ Proceeds. ( uxt. } coo B"is Gem tLo i Covere d Short-Term Gains (Lasses) W14OLE FOODS MAR KUT INC (MN 350683) 106) 12/21;'2012 _ 090902013 22 UT7 1,16896 0 Of 1 001 95 287 41 WH OiE1110(1S MARKETIN(CNMN(96683/106 121 02012 G3^353'1(}4 46 00 261-1,01 000 ,109365 6014: SO,AS6/ SOS NC .MN u'11r31C5 6 128J Ott; ,9,2&20 13 251( t {^ T tk (J00 161952_ ^6331 i fs € d P TI ^ F4[9O ?fit ES f t Ctw4N s12^T ?1 7i 01111212013 09123371;13 100 1 ,P 6 11 Go 70. 18 022 53 CITR>X SYSTEMS INC ('M N 11 /1316100) - -- - 03,25i1013 W/2412013 15 011 108498 0 00 1(}55 34 29 64 ONYX PliAHM1CE1ITfC _ `^+ NC CT/iNJ i6R33'?09O93 (11,78,°2013 024,12093 3N CO 4 131 38 0 00 f 938 92 1 /92 46 4 t20'3 KE.N,13 ""GkI'ANY uMN 09 a''_*105 OSLO2€113 6 00 `) 66 to cc 5415x9 167 97 L& OLIMON ATK ETILA INC t,MN (55002" 109) 011115,"1013 09/35 61 1 5 f 311 93 G 00 3441 q8 9805 LOW [MO1 AT1,^ETICAi NC [MN1550 2 1to11 0x/041,013 09/25/20 13 /0{7 50391 10 00 49900 4 91 NAT DT HF^ J^O(3 [S ^Ci 'CMN391901/1091 12J10r 2012 09:1251'?L1 2m 22068 goo 61 10 5899 UNITES E 4N050 I IS (.0^F t.M N 19 1 31-11 11, G9, 01;'01120' 3 G9 125 ii 3 8 CID 882 ,'0 G Ou 66 :^ 2.1a 30 #c?1 ' GL!! 6A1 F OW N(I`' V CMN 4/3 i131 01/'lre'G14 0902622013 13 (10 382 E± 0000 117179 (12193, HERTZ LLCM HU.D N00 NC OMN 142 80511051 O/''11, 013 09,126/20 13 166 00 35/ 86 000 418 14 25 28 ) 1 ,67209 000 185890 (18281 VITAMIN SHOW[ INC C^ t^{928 9 101 03,2//1013 0-9'2612(1 1'3 -38031------FFNANCEAt [NOINES INC CP,%k-31 68' ' 02,20'3 Q1171 1. 3 N(3., {(36' a 00 r,0(15 S66 34 u Et i NA T '1483 '0&zrE ,`_= 03 C#u14 123 / i 1, . C,2 701 i r11, Lilt ' t `15 50 0 001 11(1 82 723 89 CITS X SYSTEMS INC LMN z' /3. 6 u0> 03;21!'2013 10/10//013 21 tit; 1 239 21 coo 1,47748 {238 2 1 } H 812 (110841 HOLDINH S.165CMN(4/fUTlf5) 07/111201 3 1001 11/2013 8000 18/03 000 23 140 (50911 66813 3.;'_1:1}4 610 NITS NC R1N(428001`7(5§ 7,`11 201N '0 21 1 3 fit3 3100 30(1 4(109 I1A 4 - 09%STi (:Ci --HG1- iiN1------1/1 -i ------Pd -§ 3LS71 31 7('c 2^?ui) i 17C ^ 3 2210';: 44t;5L 'ill 53 03 1 89683 HERT '[U04L hOLHih6GS INC CMN 34/3051 0'i 08/ 1312013 1011't7f13 .O (IC 1 168 94 0 cc ' 23' 00 (92 06) AIR ME E HOMMS CORP NEW ) MMMN 30091 2830 /3 04/12120,13 101115/2011 64 (10 1 404 21 f) Oil ,589 86 /195 541 A)IME#016 CORPN EW :MN (00912900 34/1.-.,`20313 111"E°J 1 ? 5 Of) 12/1 coo X``3527 122 59 A9 R MMS)",S (.CS NEW [,MN 01:'! 193()h 04 15..01 s If u u 3 .[ it ! C ,14 0 017 % 2018 1l 1, 02 5 56190+1 MI X;CAN I,8 , i. lit, ('MN 1154E '-t0 12!;012112 10;21/201 3 4 l 7 031 54 F 00 7 0911 44 940,50 e rn,a# tj ' r , Irir r,aa,^Y1 i # rH -wk trt m A7 "1 d,°1'11111 irirtl `r?i C1114r.„I , e i 1 yi-^ JttY 1 t,' Cf Uk n1"A l , VIKII lf1ITl t'ItrY1{i,,1F`II i l l 1111 fidSn •l . tl4. ti'aZ'* 111 131 " 11' 1" 18' r,& s i 1,31 '';n 10'3 th 1lU h dn ntaAO 1il ,111313 !1! jKor" 11071111,11111 ,1m,*,,?,> [f111n,rr, l r't`< 1 lIII t 14 Jft *rTII :"1 9$x ,a ",,u' n° J,•te f,li" !I,'Ill 'all i'I Wr355 '311 bills of hIF,' '011'0 I.1 1r'x IOit°S .3u I w u #1Y SIfW1,)jq 1r5P41 to t 1113, t y"ngr Own U ittI IP tra $n'7 1411 t'I I14i`Ur3 cltiu,A Iir' yo VIII tax 1' 1313' ' 1j1IF'rh .1811 n5SP11 !fl a N Yv.8' hurcin All inft^rm. I1 11 rc1H1r' i the r uyt hd o-, ,Inca ci:' 11ai,01mr) /(,jigs r,f ;wCerrrr { C{e' 11tat pia , ai-,Ji,Ii' !ItSSrMr°,ltvr+' 3141 th1t ,v.rrr[ ^,Ith3^, 4'1U nii^ '3'103'1 (Irk', t{3111 1171}11x ,#3 ; ,I 3,1. IIJI t(e4 ^, t^a,= pf,wid-3' by 7'114 ae, d ,`r,r a $7.If'y 'Ind t,p "I at, `"7th' f t, FAe, 110 ro-c{ ^7s # /1127 ,!'. aS If, 1',e ditt,P,3ry a{+rD !!veer ^,(cp9 ",#'-'_. 0 ;lltl' ,PitF;; 3' a' c3r ;^3 17 ottlltkd W"! bt.' e{5I {tv.9 { y; '{r.I "-,f' xJ 2013 027 -99M-1 THE ROBERT AN D USA MARG OUS REALIZED GAINS AND LOSSES (Continued) :;,r, rte rm n•ee+ r•r hmrdtF.^^ £ ^r trf "'t,r + xr, `4'i k, rdr ' vCrz*,d FnsP SHORT-TERM GAINS (LOSSES) Daft Acquired Oats Sold Total 4ccretwo Tout Oeserrptlva iP ucct ldcntoret} of Sold Shaft at Cwwred one nary Sale Procee ds t atao f Gast aasis Gain (Lass) Covered Short Term Peres (Lo sses ) C)SI1).>Y 43GEMS IN=: C'lv%'fl71r53112 ) 03120420'3 , 0;,21 2r1 1 0 2296 000 2160 1 'SG13 SYSTEMS CMN 6112 1`8102) 01/280 0 13 10(21,/207 Crl 00 1 538 40 0!00 1 423 /5 11465 C INC - - - __------I I RIX SYST[MS INC C M0 7737(1 1101 03,'25,7013 10,211/2013 3 00 112 45 coo 2' t 1? (35 62} C3T'I X y 1[M NE^ 4,?N E' 7??=151 ? r 2^, 771 1 ,`2 ^.'i 1800 i 3L034 69 ' pi, 71 43x Cf18`X V,S,1EMS PNC IN P 1737 6100 ) 04/2-6170 1, 10,2','-i 3 23 4;5 1 0 UGC 1 422 Si 1 00 421, HOME AWAY INC C MN 1431390100 1211/02011 1072 1/ 2016 431)0 1,208 G02 0 00 89 57 34850 ------0M X SISTEMSINI 0.11N 071316100) 04,26/7013 1£1,`24 ,/11 1 900 52; 63 000 `556164 ;7901) CETfl1x ;Y TEhI V MN ?;77 1 1( 131/ "' i0a4 2" ::JCL °.34858 C, ):3 1 A `5d) 11 89^ 10/ €TRIX0YST EM S,NFQAN tt/T8 /Oi0& , 057 ,2 1 3 74/211., 7900 1 ,700 13 600 80918 {10905) ONC HOLDINGS INC WIN CLASS A )36191610/) 01/2820 1 3 10/114/2013 11 00 1 1 67 75 Goo 15013 41 / 62 WAMN S h 00/E INC CMMN 2'848114 1 041010,013 111,24,'?01:,r 6 C0 ai; 45 f' 3 73: 4;TAFA4?JS#,CIP'E INC WN19004 9E10X03 ,'212 70 13 '0,4"71113 0SCC 1 ,237 ;L 6Ce, _1366 12967) EBAYINC f_N4 N ,2 18641103, 12,110,2512 x112821 1 ft( 20161 000 70029 1 32 [BAY INC LMN 12/ 211 31 1 2!"0 1 2012 111/28/"10113 3000 11,557 11' 00 0 1, 460 59 1949) i-',3 IAW A't Mc C MN 1437390'%.^ 12=`'V2 012 10/29j-"0 13 5 013 149 00 C 010 70 8i 41 76 r6t)Vr[,^VVA3' 1NC WIN j437501, (*! 211ORG12 0/278! =',' I 31 03 ?27 18 C1 cc 5'9!"10= 307 62 C i5(0 SYSTCMS IN f I MN 11 /2/511 02 ) 03/20,2013 10/29/2013 123119 2,191 21 0 00 651 ,30 1319 97 SOL,Q8W'NDS fl C CWN { R1„1F S1I „ ?112 ; X1 1 1C Z ;'21 ' /1100 119 30? GOO 1 0ffZ /0 (348 811; '0,,,k?WtN S IN C tIVN1 524'63' 81 01112FW)I3 1 Crz 11'? 3) 1 331 R7 C `l . =.(' i7127=4^ EBAY€01 CMN12 1 09210, 121 '11,1012 11{0171',3 10 GC 521" 6 0011 51220 241 F BAY INC 1/MN (27H541101 0110212013 11 /01/2013 1100 187 0{) 13 00 783 81 3 13 S^ sE£ 1 I (/S MA fi^`^ 1 !NI ^^ 1 (1 311GPI 1162:013 1r'U'rzCs1 35 i M 213 r r 091 ' 6' 1 `3 596 24 VITAMINSHllr N' 1 MN1328491'C', 0.01 70 ' 1 r' 7417; "`s C 70 27? 7 0 00' 2 1i '' 92) VslA MIN SHCP/F N C_ MN 19/8491101) 04,101,120113 11/04,7013 1100 19/011 0 00 _b736 128 /4 ) VIT AMIN "NIPf, INC W N (92883 1101) ('804 0'' 11/05/"0 13 31 110 1 W49 0 00 1 46211 61122 '>+,,^z :^ar "r+,,+°x r*r a^`n37.6a, t,t t`.:, trlAI,! ttct V,t]tt_t a, tua^1, ', cerT' s.. xf a',,n iFr ,tt 21'r 17'1 'vdtm 1-I it 1R^„ rt`=•Rt:'"PLa' ntrv"thl ': ot'f3,w'Itt+h+t:pv ` it.r1a„r' j-.r»,•.;u t,Iell xPev'+ ,s,t -41. et.!4 r if 't33' d'e-i N' '`y' if Cd,.*I x ,ttt^, ',d` 1, I5l cty d „';+' aS°3c; M-4 ------^^ ?tA4 150 (if 155 ri,gym'.:-I dt3' IU '2a73F:r".'u 9,3116: a°rF1 1 ci "Lrsle,'e" (1 r1f71 r gal.' ` I, bb mI1 [,:' t3"S !_ r,' 4153 (ef et:"l, I Itf'ie't!' "„a, be / , `,RI rs4T' t,r defot ,'"1 ^r ErSa E,.°); ^i=,, °^1i,a Nrt i{x lt' t'VI" tH vIT H,t ' 1C'f .< 5.ax 'j,i rem 3'` t#`411 l(1 t-.tn4 I' }..{5# 5 'S ^'_ttr ,nf 3c 3C5rt V'.°tt'Y slt'.l dEl "at -'IATtc''S 37Q 'h'l, pt"t,'ttr ..i a,1,,1t1nt' V7 rs„,arltnl >t'ttl wt_ _'. b'as - an , u,"lixm,d*Err, ,t' ^,rtctt ^_ 1 ,41 xti, ,^ruu; ,", n,>^txrnkttt- anut'r,.,` wr,v %a' +e,7aer*.,t,,wits y-wr b„61 Vr , ceur,is) tt4 t'.}{a tuut`w a i4rt1 1;71/+1 a;etI Ivctt3,^tatl .'^'-y1 a:s.t "10 rte;ri=.," 1 U0rt „x it, tnt, .t r +i n'1 ^ctrtpfet,•n^;.S of Slt 11 „ftta1,3111tr, F1 td ,s 00JI'd r,,; tic III c I'tpor d,, tott', ia. iit,x A1tth at N { c uA Nacrti 201 3 d27- - 1 THE RO BERT AND USA RGOUS REALIZED GAIN S AND LOSSES (Continued) SHORT-TERM GAINS (LOSSES) A Aegeirtrd Data Said Total acetottpa T ! U wn$s {Pr a s 3 or Sold Seam or Csyr Quantity Sale Pr eods' (Anwitizatma ) C*st Sawa • Gass t ! Covered Short-Term Gains ( 5} SOLARWINDS INC .WW€34 T68109I 05t01120 '1,07/ 1013 1001) 31O88 000 43976 1109 881 TOLAR W€NOSINC CMN183410109! 02/06,2013 1 I J0A 2013 1400 1191 t2 000 1,28004 3488,32) S0E ARW,N00 !NC C N R,34 CE310'L) 05122120 131 1)7,x1213 3` 00 t 1 ^Te b5 c 00 517 40 1358 36} 1 POLLAR 0[N(RA: 1Dt380841 [ N C €'/4 It566I 7' "at 211£,12'0!1: 1 '?L^1 eU ; 3 ? (fl 114 337 _ 1)90 97 2- 001 LAR GENERAE It)RPORAT3)N oMN (25% III W 0 1 1,0,12 013 21 00 U00 92 000 920 0 1 780 91 011107/2013 111/08001 3 11 00 1,96326 000 1,38592 / 34 KAN SAS CITY SI LJTHEHN :MN 148'1703'?! ------__ 04"C61 V€TAM N r.CI E ENC C^^H 15c£ 3001) 20 13 -108f-101 3 311 13' 1516 Go 000 143133 1 3,96/ ITII3FNE(U RPOSAT;ONCI N1'a1O/IfOA) Z012,'101 7 1121'3 0(11 8f" 90 coo 65335 52100 (J01)AR GEN I RAI C PORAT ION CMN ^2 7 J1 D5^ E 11020-613 11 t11,i11'3 2400 1,389 t6 coo 1 051 44 33 162 M I FRA'JHAN CMN 1903£14S3033 Git` 1211 1 3 E 1 /11,12,1,3 810 t.(1' 7 70 0 00 816 40 201 'fit? OLT A SALON W S ET C S & ------V1 TAM 'N SHO1""1 V (%1N 18 TSf1t1; G-V05 LI13 t,'' =`200 1 2500 ' 713 Doi 1.20'5(31 1002E 00IA['SOT Ntr C 9Nt' 1 3_1B,1109! 01128 'O';# +r„2.' 20 l3 4210 100339 000 '50t4: 1441(5) D01 1A9 GENERAL CORPORA! IO N (MN 12067//11)5 01,10217 013 11 ,15,2013 30l V 1 16', (6 Goo 3,314 30 44/ Oft F3ONIEAAWAY NC CMN1 T43/39Q1W) 12,19,/2012 11/1572013 73 or, 843 93 000 496 04 38/ H9 'jl'k TECHNOLD61E i INC CHIN 1 i4 733T"'.; 06 12/ /01 1 11 i rtC i:t '. co '5 00 0 C 25 45 2 011 0)1,0 TEiCrNO.I t INC CMN th4ds33T?"5i 02129€:'013 1 ^r15" 2C 33 U) l : o 46 G cc 1,486 5 11 04) Tf1LSHOP H[DGSINCCMN181i/11091 10/228013 111115'x'013 4(0 4120 000 96is 354981 TEl E 0(300 H ' 8(0 INC CMN 1881)/101 0911/)11 IFaswed Loss 54 `-13 1 E H P I DO N [MN E t'/2''9 ZCt`22r t^"•3 ;C s r' ; GGC 10023 JO Ii It[ [SHOP P. DGS;NC 4_Jt^ S x(3(31 11) 11" 10"29,11013 ° 15, 2ta,? e 100 11196 G CC1 £63 6J 03:5 (3 1) TILE SHOP HHLMS INC 0MW 0361/0109! 10,'2 112613 1 111012013 3200 ;!£ 85 0 GO 1 232 /0 1350 853 I'll /SH OP H 1136SINO[MN4+ 1/ 01091 10,'21;/113 1111`x'2013 4 106 :3184 100 155146 [1O74(11 T1 E S40" H f[S'M; CMN i 11010) '',131 /013 5"170' x31A, 15' 91C [00 31`69 1; 410': t? I SHOP fli t Do5 !NC CMN (!i'€ J29) 0,>a 4]o: c^ Lo-,I, 0 17 3= ------SO ARW1N0}S. iNC CMN IS3*1691091 06/'24/ 2013 11118/2013 00 65 33 0 00 77 44 11/ 11 } i(tt.'IP hs *,M'k '4'05 d. 2.4 I"'t"'. t* i' FS`11 :1i' f2'S t-+"^ EE'+; 1^s ti`c { y,+s- r }rh' G:i'_2.ErI)' tfItr.t dtlk" i ,i'iuf Ii/ aSt{i. "1' b tip ; tn,I, tr,^, ' 1'v i; VH f,41l 9i i' .1'i',,I Jf :`, et'i"+i 1 :t 5 rN :i + +': *-:i^ t'i"it* ilt't {} I''. a ikzi.C@ f^ O Iii t9' tiiti 40x3 fi tt i" 6°5C'.,' ritt 4`; 'N x 1^7 i tt, mtlt Yt'xa ;'AT Liz k". 2 i i '' l+'", : f Y"^ ' o}, ' (,1 t^'u1 'al '.$.!' I P.-•r &'.{, zlE'! L't #i "'Jt et (N10°0{4R ..`.U! ". 1 ,4rt%" 4'?yf3"en'I I / Il {,t +141t 19wr{tr111 13) lc'tnd tit, appI1 4416tH of r*pII,( 30 IrR.d and trltwa!fit h71Ilr c5' I II,q" v'iI ?S do t-11 ttlL Woe E'-C'd7SILE'7 to, W!}It 1a t, List La`s )[}, valiatilC,, 11w loffq(ilI,,r fit ally It75f ri'tlI' 4'd iqE ^I S*f^GtwWl `)[ t1 lIq It'si i^sn}tahcW' W^ast, S I) wi*- as r [3) Tr Sig^`s,i^ ' 3r wlcs ,testy a are 14re'r'Jv to run:a1' yaw OW lax as:,f tskk-r j '*W thi^ and ,t'! ',11 ve;,;t,J' aas:.t£e"r, add-,ied Ir, irv wa, 5"11' A r,-, r^tr, S, y;}sr a, A., X I th'i r:"I ttzn-13,4es rr^ ^n'fin-"or ' 't1 xlr'. III,, 7 1 1sT=' s , " S't t't°,w 4u tu•re ri1€"^', 3"sc' a' Wa!t <+ii:^ ^^n^'q .r=tn yr^sts :^„ja'1^*,a'sn 'h`r ,..c t,t,nii>t av=^"r (Nt,,,1't i c 3 v3"t5 "k; I C-'.Aanj:3 ^4clt0'1x'Aes ft's ,sgr^r 1 3- io,*hi' "L.a5a?Cf * r,st°]p tL"t 1"tit +t11i a-naitflrt "3'^m t 3,K slid nDt "c- ':sh'I "pr'-' a "WI uR Yf'3$ Au No te-wl itiAtri+y 201 3 -t THE ROBERT AND USAMMMGO REALIZED GAINS AND LO SSES (Continued) ...... {' .'{ ^a'r+; {r{a ;. m3°.' k" t.L ' r ° 5-+{ 7 t°A' ,'X , °a ' _t,"iz^,^ry;)w.Ka`.r SHORT-TERM GAINS (LOSSES) ------Doe Atqutr;d Owe Sold ---- Y F a CTh n l ou t vewffoolsaft (Nodud tda"Mer) or Sold Short of covemd 0nsatttp Sall Nr tcds • dAaa aairank Cast Sews • s ( Lou} Covered Short-Term Gains (asses)-_ SO1AIRth'INDS INC CMVMN (814166109) 05r?2/'2013 11,1 18/20 13 13 00 457 37 0 00 605 18 (l d7 864 S05ARWNGS I NC ( MN (834 1 5 8 1 09I, 05/2417013 11/18/2013 2400 /839/ 0 01) 924 9% (14100) MASTERCA91) INCORPORATED CMN Cl 4S5 4 I S/6360'. 04? ?/I G!20! 11120/2013 4 00 299/ 64 Ono 1,9 1048 1 087 1 F, j 00 ____ DOL AR GENER4 / CORPORATION 94/N 0561 / ' C5} 011021°20 s 1X12'4,{2513 288 13 0 00 219 09 69 08 t}OLLAR (3ENESA} 3 P0RA1!QN oNMN 09E70 / '05) Et,*F; 7013 f 1,01,1201 3 1800 1 037 28 Elul 54366 193 6? 6FIE ( 91`05 MARKS E ^NI (FIN (3580400x) 01,1J2,12000 I 10r2003 u,t W ' 359 -16 0 60 1,591, 98 1231, 32/ ALLIANCE DAT A I TEAS i05 0941 94 LlBSd '(a; I 2' I J2000 E'7 .'201 4 0 965 50 0 CIO 5I 3031 WK TEi.HNLL,0, ^ESt'F/NI/AT33i1 r'/ 1003 '? 15120?3 ».: x:4' I-MME19 0 C 1 395 {}3 0 241 AVAG3 TECHNCL0 .ES LTD CNIN i' eKS` :1 G1 C7 r20' 3 11,,'27120 13 E"{ cc 44695 0 C.3 314 S: 172 45 AVAI3CTFCHNOl G(00 tTOOCION(Yt34990104 121 178 L'3 -1{77,2E13 73GC) 236.3 000 is I4 299 Tt F ORTINET. INC MAN 0800 ? 1051 01 02;?01 ' 1 11612013 4000 /8931 0 LIU 9 ' 1 6e) I /51 NF[, INC (2// N 13409051091 01 02irJ;13 11 /2912013 Eat Out 044 49 000 1300 15 (256 791 ,fie LF RGAN INC CM N (018490102} 01/31 /2013 12/02,12013 5 00 4--93 54 000 466156------16 98- ,t .i LFRGAN 109 CMN (018450 1(V) 02i/6r1013 12107!2013 6 00 58025 0 00 642 13 (61 E3$i At,'409[ DATA SY"IFM S C(RPUHAT GMN 10 '6b8l IM 1'11i000'/ '2,'02,20'3 12 000 2,81064 0 06 1 70 108 i '53 ^a6 000 31 / ' 1081NFl rNC CMN(34159(109( (11/82013 12t02t`2013 1090 29933 {%130551 '- 091 NET,IN' 0M I{` .{,9''F'06 G'{07,'20 13 '2A32r2013 *44 £0 qq^ - 4 001 {./4913 0c 99s F"RTt',INC C''/N{ ,445'E'C,v 01 }2/ , 1022s`2'{3 bc, ' '09'9' Y ` ' 488 '' !305 &Gt} 000 (CON 1460 ('fi;(2 N(, CMN (5261119102) 0312' ,?C13 '2,102521113 ` t 0E} 661 23 (3 053 sO # 35 4' 6 ON 48 2 14405 U CMN F105 '1'(/ I ,2 '`00'S 14'02x4(13 /4010 2/457 0 rlC 9x/ 25 1*63 111 COGNWANTI1319 ,1, `",JU{,J F}ONS(09'CEAS SAI"524.4€'C23 0, 11022Cl3 '2/04.60)3 1'z(0 140 71 00/ 11126/I 2;85' 10G NiZAN1 TE' TN0i i3ISY 001C {JTIONS CORP `LAS54 192440102) W ,, 02,,7013 2 09 201 3 13 00 1 ,227 65 0 f 1 91 61 251 61 ;UP SCC 1,MMN (135596109 03 (050013 121E+9171313 8 a) 304 64 0 011 13 1 65 116 69 F £ETMATiCS 081 4 FLEEiMAT1E,S04008811('MN(035 a3 905) 0:3,'1;/21013 12,05/M3 00 .304'65 000 18909 11x 56 F1EEIMATICS GR O UP PLC W IN (0`+'9661 5) 03t04,12013 1,210912013 900 342 77 000 20963 113PR i 4t"s'r. 1{' / to rl" Ri?.1 SrM'! 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T',? hi!,-e- A; >{trs^r Y L" rr; ^d`,^rr^^ to{' ar.''I 1''o, Vvr; aPu `, •a {s{t,°' . 2eL a 5'vu d-",Llre c' ^zrs"f?i,-s,} all M:.' 445'x, ' ^'-5'/r ^+!l°:,'3r^rs =... rYt{'Is {,r {''I-sr VUta ,a;.,,V[nr a'r^ _n ,,1'_'r '„3 sY.'2'srs, .`,.a;' ^ ri`s 51 s ' • v , re, nE,Siso^ t '^, 'r„is: X , ! t:,^s};,t;r,,}ir-S _ _^,=_E ;ni rr ,at^c,n.s-'V . ' Tk'•{,r SHORT-TERM GAINS (LOSSES) Date Acquired Data Sold Total accretion Total Descripti on R Preduct Identifier) at Sold Short or Covered Quantity Sale Pro ceeds (Amortization)_ Cost Basta Gain 1Lossl Covered Short-Term Gains ( Losses) KANSAS CITY SOUTHERN CMN 1485170302) 01/02/2003 1 7/09/2013 8 00 957 99 0 00 692 95 265 03 ------N " STAGE MEDICAL INC CVN (6 /012V103) 01/28/2013 12/0912013 41 00 409 69 0 00 482 16 (7247) ------NXSTAGE MEDICA'_ iNC CMN (67072V103) 01/02/2013 1`7109/701 3 50 00 499 63 a go 557 00 (513/) ------EBAY INC CMN 12186421031 01 /02/2013 1 2/10/2013 41 00 2 138 48 coo 2,14258 (4 10) CONCHO RESOUR CES INC CMN 120509P10 {) 01,102/2013 1211112013 400 .39631 0 Oil 32096 --y 15 35 PIONEER NATURAL RES OURCES CO CIN (723781107( 0110212201 3 12/11/l0 13 4 00 713 75 0 00 430 96 292 79 LULL!LEMON ATHiETICA INC CMN 1550021109E 01/1 //2013 12/12/2013 10 00 60/ 35 coo 6/5 32 (67 97 ) LULIJLEMON ATHtETICA INC CMN (550071109) 01015/2013 12/1212013 1100 1,032 49 0 00 1 192 e0 (129 9911 ERAY INC CMN 1 278642103( 01/02/2013 12/13''2013 1€3 00 931 11 0 00 940 54 1953) LULULEMON ATHLETICA INC CMN {55002110 9) 01117(2013 12/1312 0 13 3 00 177 43 0 00 70760 (2517) LULULEM ON ATHLETICA INC CMN 15500211091 01/22,12013 12/1317013 12 00 70968 0 00 796 71 {3T 03( THE FRE SH MARKET. INC CMN (358048106) 01/02,'2013 12113/2013 3700 1 467 14 000 1 79562 (31848) AV AGO TECHN OLOGIES LTD CMN {Y0495S1049 01/28/2013 12116(701 3 39 00 1,90286 coo 1 340 04 592 82 ULTA SALON COSME T ICS & FRAGRAN CMN 19038453031 01,123/2013 12/18,12013 8 00 749 98 0 00 791 81 (41 83) ULTA SALON COSM ETICS & FRAGRAN CMN 190394S303i 01/11(2013 12;18/2013 11 00 1.031 23 000 1,021 66 9 57 ULTA SALON COSMETICS & FRACRAN CMN 1903845.3031 01/0212013 12/19/2013 15 00 1 406 22 J 0 00 1,530 75 (124 53) AVAGO TECHNOLOGIES LTD CMN )Y0496S1 04) 01/28/2013 12/19/20 13 100 350 32 0 00 240 b2 11990 11 00 566 22 0 00 426 65 13957 AVAGO TF CHNOt UGfES LTD CMN (YC496S 041 071031201 3 12/19/2013 ------PERRIGO COMPANY DAN ! /142901031 07/01/2013 12,/19,/7013 1 00 155 35 0 00 1 211 95 3340 PE96160 C0MPAN1 CMN {104290103) 10/31/2013 12/19/2013 1 00 1 55 35 0 00 13598 1937 PER91GO COMPANY CMN (714290 103) 06/23/20 13 12'19/2013 3 00 46605 0 00 362 63 103 42 PE89100 CO MPANY CMN (/14290103) 11/01/2613 1 2/1 9/7013 5 00 17 6 7b -- C 00 695 51 80 24 PE RRIG O COMPANY 'CMN (71429010 04/25/2013 12x9/20 13 6 00 932 10 000 711 71 220 39 PERRIGO COMPANY CMN (1142901031 0 1/03/20113 12,19/2013 J00 1,0814S 0 00 3 54 56 732 89 PE46100 COM PANY CM N (7142001031 08/28/2013 12/191201 3 9 00 1 399 15 0 00 1,052 0! 345 45 ti<^si ; °a41.ar., [ten Inc r^a.eu ^V Luc Ita;,> a' reek' I d^reus end cr »yew,, ,sti^n cisv int ar rtcc^ ase^ by t''z^snnrrv .tni=tread nt This rncrwasc r, riflr.ea.e ,z ba°,t5. s; rrn4s ihra II r yrrr' hay e9nc,c;! 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Healed acid 6,nteal;Fed yea and id's )Iuvs dot 1101 mirlu le %ewrltips fir, whic"i, !''hl basis is unavall3L4t' Ii'P wcoq,ii11C+t1 of ,vv Ei)`.5 "01,cr'be f`P,te„t may W di&a Kwed fir detCCriel be the eppi enItr7n of , aptin) Loss fimllial ul;,. wash saw is 5 or airyI spec al tax rules and you are 51run}1lv urynd If' y nsult your Gen Cirluidu tax and t,th€,r 3,dvis,3ra aheUf rhl4 )f1 d al; San (da)ta mveIS ad&egserl in any war' heryir All znonrnatioll r'TerIrng The r.asl hasps and st t1' ',lira 5atr"o of seeur,pp; tha` yctu as,u,rr d ply, where ar,1 Thai were s,hc -t9aet^11/ rietrvtzrprt into pt'itt Uu'dmair So he areourt;sl were pioviJe4 Lu you anaitty a itursi i;a'ry anrt Goldman Sadie ITWkes no reptr~sentaUrn as it, ?hr at C,ttary ar}i yuniiptt*rpne of surf, antnrmar+on and it should ,rut be tched upon as ouch Fa} tr3; Acet'tti c+atla"",r t' 2013 021.5 O38 i THE ROBERT A ND USA MARGOUS REALIZED GAINS AND LOSSES (Continued) Date Acquired Date Sold Total atcretloo Tow or Sold Shoo ar Coveted Quantity Safe Pracerds I lAmarazattan) Cast Buis' Gem { Lou) UI,'OT )12013 1211912013 1100 1,994 i70 0 Cc 1 46x5 58 398 62 s0`1/19t2(13 1 2t19t/01 3 71(10 !3 0G 1511368 3605L 86/9'2[,13 17 I9 t01 1.864 20 0[1G E;'Eir-1S E ` 2ri91f'1 3 i613 2/55629 00 S ' 077 73 /Q! 2113 2"T'I'M 13 '2 fit, 866 90 C' 00 s,l 480 , L2 12DII 7:g3r20 1 3 3580' 419 C DO 8_' 3 902I 3 lit 1 2 701 3 1 2i7,31'201 C CO 36; /6 7218-9 ------C '5=/01 3 12-21'20 1 3 FIM ds 4i(0 35124 t;${i 17123,12 013 kr I IA W Of, eb 72 8i 3' 00 '37398 0 t11 1 ?493 75 280 63 1 0/ 7013 12/23,1201' 3 358 38 806 431 51 (73 13? 01t02t/013 12/2317013 /1616 U1/U 868 68 3151 92) 081271M3 12,` 23/20 13 112136 0 DO 1,090 IS 30 61 041',P2013 12x'24,2013 58 00 2.6,21 20 0 CO 2,113151 "89 34 11178'2013 121'24/2013 13400 1 .33390 ['G0 1 379 81: ( 24194) (ii f7 U'.1 "2,12% T0 13 IOQ ' 45951 01 1 4 11009 47 61 X31 '2013 `2'K,;20 ',3 I1 GC 11 ; 9 5 0 42161 ^2 85 9112/rH1l3 2 r-OiK i3 M) on 0 126 c' ^0 1 IG3 98 4w "11q 1. 16 000 1 05 1 . =97 Hj1 * ma, h4'r t.'--h r1 I t 1\P1f kry r; 'Ud1Y vI frork(@ lI q}(i. 3Pd2 RS o'IgWit l 1 011rodl't (H ti{+t'Fn^tR1 t V puEtnbum , IIu,T:,, fk5 rC rI,J^^ + t r t1ri'^ 1 , ' ^ l ti+i'.a .'m1111111' 1 i ^ t 1 r 11,17 cilOf*j I` rrI fly", M41 k0 f1lV p i l ln U.x''mv I itn9i'Iit Ind Sv o.T «iis'' [1'n#r C1 rd -.I U tnU IS t"Uli,' C^v',III t, t, I: Y,II'tM U tax tit QPIf'II I4; V10, -tWi 11125+' Sa3E o'jr t4twE lapc'r, 'l ""fal "I aI, r,k+u,u p'c.i'',a'r +t1' t7 in'13'rUP asayijU "."T P/ CF 151 tY' '.I/'1 Hpil-,-i'{1 ., ,",kR rrw,,.,, 'rs',ras d=1^.,'t".r^+i^r^n 'a i'.r t,s cap =`. ^^}L+c^dtsI LONG-TERM GAINS (LOSSES) Dare Xt4uir¢ d Date Sold Towl acGt 1 4t Tout agr Sdan Quae€trty iAn€onudaon} Cost Basis Gala (Loss) Description (Product Fdei Ith t} - -- Snkd -- or Covered------Sa te Proc eed$ ------CoveredAt Ling-Tenn Gai ns ( Losses)_ 4 15099 PLt. INC CMN {L37 ? 3' fi 1 t',61021n, 11 01124120113 1700, y,! '?4 25 C(JUL(,I 135336 AP [ NI (MN 103 183300 i4 r02 QP' I 02 25 1(28 10 ° 328 45 2 421 35 APPILE NC WN $037833 9 30^ 1 r t`08 1 ' 1 L3/CL 00 28 28 472 43 t 1101 355 88 40121 NI CMN IG31833 g OW (64)? 201 03 ,,'31201 5 11 '11 2 18 0 30 54 38,2 E- A3; E 1 INC (MN 03-16331001 08,0120 11 63„' 0812013 1 oar i 1110,19 0 00 2,491 11 ff932 APPS E INC (M N 103/0331001 08108/'2 011 04/1 //2013 12 00 ° 4,8115 14 001) 4,21051 S54 bl 40811 INC CMN {03?838 206 09/18 iLl 1 04/24/7028 2000 " t8 01 0 03 0 00 7 117 62 89141 _ ------APP;,I NC LMN [03183311 ) 08,'G8 1011 05116;201? 6 CIO 2 €503 41 0 10 2,135 2E 6.58 i 0 4P3 I..N ; CMN M7833 ' 28 1, 20"1 ob"U."2 13 1 op^ 3 11 1; 21 0 00 7 49"7 15,19 04 ^ A,)1 5 INC t.MN 03/833'GO, 08 11' 2L' 05/24/20 3 "- Cc, 1 '= f' 88 LOU I 423 c k l A°Rs.E INC L INt03/833101, E' '08/7,01 -1 06244,'2013 SIC " 2.3381 2 100 2,13528 26283 CI GEW CORPORATION CMN 11'110)11104 0110612011 071222013 LOU f 2, 18 0013 35158 4/0 20 AMERICAN EXPRE SS CO CMN (25916(09) MOW011 09121/2014 102 00 1 T 51 126 I 00 4 552 99 2 964 21 08 11 N ` 6,04991 22 49553 Al P F GNC CMN 1031933' 430 i ;'(2 200' 1 08/11120 13 CC 11 35 58 _ 000 ''.FLGENEI'081881,0_ MIN !)10,1 4 t 0''0132 1' 081-2>tiul3 300' 4',X09 LOU 178,E 7323( 4 1' 4R t,F 011 NF (!1taP(J 941 UN CHIN 1'L i"4r - ( 110,112 ? 08f2 !?Ct 3 1' coo 1-51 t' 1 0 35 LIL iNE C0*10r%A?ICIN LPIN (1,)'(20104 051 221 1 08 211 °3 €.:`5 110 8 6 28 (11) 3 326 2 '02» CIS( ( S313 1188. 188 CMN 0 7e16FIi020 118,108,11111 08,2112028 Be GO -1 932'6 000 ',12040 at 3^3 AW01CAN WIRES8 Cf) CMN t1 e5816109( 0flt(1 ,1Ci 1 09110701,3 3100 2 843 03 0 00 1 651 59 1 19,145 CI 01 N1: CORPORATION MIN 051=1 04) 06110 20011 09/1 1/2013 21017 ° 3 911102 0 011 1 60198 11 355 14 AM 1R41AN¢XPRF SSC0 32 N(OV58'6'[.2( 282311111 19 9'2013 (0' 30988 1003 18514 124 4 1 , a A9k'? RI AN588 35 CO :.M N t O/5kt`5109' 0$„11' (2113 ;'3 7 1'L" 1 0: 12 0 00 1 1'1 92 8'.9 19 5 91 L.£ GENE 1 O8P' '41'' N CV N C 5 1020 4 06 , 16"70" ' 09 130'0' 2 W 295 95 001? 5 95 Cl53GLNF 8 0RAE€Gi3ttv9N 1 ') 10^r - 08,18; W1 09/19.1701 3 53 0 288169 010 9 ;84 6'8125 I ,ea t 1 mfju aj3 t ,11 ir,t iRtti ("tri PC}tV (},('<}, 11 $ h i 4 {t',}p f,n1Vt* t}3{,, Ft`f.'l ^I`x'1Y 'q 3ti ,.,i3(1't ,,,i r1 t ' 0,±I I1t .vd,,Or 'LF Ifl1 !°,1'U€` tIIra, 33ttt Irt I,t[it eI I aliS 1411r,tt ff", I 33 { pf &4 `Ctl'N ` [.3,o, rI ` )me! th3 IfY33' t l 1' x" t'It`s 1, Sr i twktn2 121` n," W "111N Yhtl>$'rII{31 L*4, 1 wllf ("o ,},M4. I** 11311t," to tIt 1',t{v r` X'i,tt_1 4IV 1,5a,. an ,1' G1' 11'3,3 Its=;+ait,'m t1 $k'tr'^ +>_' ,r ty PA;,°r 1St).+t 053 rt3: a _ej 3r,„ li to-3 ,,=^f q<1 rl; ! ;,, 5' VWta°+ ,tzt M t 1,t f^:(, ; - 3,3 t 3 rr ,, t" Is" , I,,.a{ !ta'_+k: T?f t W, „t . Wy ,,wt, j rtt',-er , mkti k3 1^ 3rt31* a or Iv!,47, it Pr T b" ^„, StK_r3t'=^r^ =,t r,t€ I^: , ^,,'1 311' is tasP, 'Alf, .; Tief r",c 3' I * r;;e^ 1 % , avr y,;ilt ""AVII ra)t^an %1 , a;' t`t rt•',rs J'X$ '0I 4 P 'ria!e-l m,3tt r% .a- Ii' Sr" s€, d^Y V.-,V A a t ., r`,1 tmat'vo 1€x,33`4,1 ; M-- CC,, =r= 3.I1 .3c^lttvt.;tr, r(Jilt of Se-t Ej'at ^•, h.a" t ^t^ acNu^=c' 3 EI>tn•,k°a^atz7 a,^# ' tt Win, .`IK=^s°.ka^^;,r ^khat ^a'rl ® tot Y)w 31 Ir•a %t' 31r al tm111v 't' 1+y ;v€Ia (arty aM, (30,11,33 `t.trtr, 3311 ''if rr p3F>t;rtt€11 1 =3= 11 II' 3cc„r„v, 4M e 4,1',11 +,t °,3, It ttt( Ir^ai14e1 at (1 _teaa`I1 ;*;tt tk 1,1'el 11(3,1` 3 r3cL kww-i^ No f, 1! 11 a1"", 2tt13 027 - - I TH E ROBE RT AND U SA t RGOLIS REALIZED GAINS AND LOSSES (Conti nued) ..-.._ .... - - _- _ y.? tr=R!P3,t {r,.,^,r6?f i;r^ ,i.>o'ri'Y,*frrw F.' :t+Sw' LCt 2+xdJ ,rI^^,^ert:.a'^ --OoUvAcgatrod ---- Oaro S®id TOI I eccr^tr^ Total or Sold Short or Covered Qua ntity Salt Pro oft ( iz ont Gaut B asrs' GaIII (Lou) 08C ?()ik ,'tai A111 , 4^ coo 21id3 3 3(. c0 I.?'# 3L12 'Z.301201 3 11 6614 9 5 4 7177 01,420 71 000 >S$ .t:.' 3Y :kTr'? 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ESCW',UF ze Tf^,Jt t+r`r;° Sr r^"s•c}Etzr°,1, L'irtc=v ,rtU yta,j, (,,,I 4 mdri &r, rr; wra'Q Gt^;N,t`^,I tzy vtra ,3ralir,kt a t';EW C37,`. ^a t'? f:.Il[ sin'S+ ht ^U1U' "t^ Yr}^T1 r^4rTtt 3,^{.,`a 'kt I- `C. )`Ikl! ."Y'tlif 1Pf^F t.{ W" ^i t r"[11 ufi "PI .t `N ;'t# 7 440 tti ^,6' s^ a, s5K