IAEA BULLETIN INTERNATIONAL ATOMIC ENERGY AGENCY June 2016 • www.iaea.org/bulletin
IAEA SAFEGUARDS Preventing the spread of nuclear weapons IAEA BULLETIN INTERNATIONAL ATOMIC ENERGY AGENCY Dec 2015/Jan 2016 • www.iaea.org/bulletin
The International Atomic Energy Agency’s mission is to prevent the spread of nuclear weapons and to help all countries — especially in the developing world — benefit from the peaceful, safe and secure use of nuclear science and technology.
IAEA SAFEGUARDS Established as an autonomous organization under the United Preventing the spread of Nations in 1957, the IAEA is the only organization within the UN nuclear weapons system with expertise in nuclear technologies. The IAEA’s unique specialist laboratories help transfer knowledge and expertise to
IAEA BULLETIN IAEA Member States in areas such as human health, food, water, is produced by the industry and the environment. Office of Public Information and Communication (OPIC) The IAEA also serves as the global platform for strengthening International Atomic Energy Agency nuclear security. The IAEA has established the Nuclear Security PO Box 100, 1400 Vienna, Austria Series of international consensus guidance publications on nuclear Phone: (43-1) 2600-21270 security. The IAEA’s work also focuses on helping to minimize the Fax: (43-1) 2600-29610 [email protected] risk of nuclear and other radioactive material falling into the hands of terrorists and criminals, or of nuclear facilities being subjected to Editor: Miklos Gaspar malicious acts. Managing Editor: Aabha Dixit Contributing Editors: Nicole Jawerth, The IAEA safety standards provide a system of fundamental Laura Gil Martinez safety principles and reflect an international consensus on what Design & Production: Ritu Kenn constitutes a high level of safety for protecting people and the
IAEA BULLETIN is available at environment from the harmful effects of ionizing radiation. The www.iaea.org/bulletin IAEA safety standards have been developed for all types of nuclear facilities and activities that serve peaceful purposes, as well as for protective actions to reduce existing radiation risks. Extracts from the IAEA material contained in the IAEA Bulletin may be freely used elsewhere provided The IAEA also verifies through its inspection system that Member acknowledgement of their source is made. If the States comply with their commitments under the Nuclear attribution indicates that the author is not an IAEA staff Non-Proliferation Treaty and other non-proliferation agreements member, permission to republish other than for the use of review must be sought from the author or originating to use nuclear material and facilities only for peaceful purposes. organization. The IAEA’s work is multi-faceted and engages a wide variety Views expressed in any signed article appearing in the of partners at the national, regional and international levels. IAEA Bulletin do not necessarily represent those of the In- IAEA programmes and budgets are set through decisions of its ternational Atomic Energy Agency and the IAEA accepts policymaking bodies — the 35-member Board of Governors and no responsibility for them. the General Conference of all Member States.
Cover: IAEA The IAEA is headquartered at the Vienna International Centre. Field and liaison offices are located in Geneva, New York, Tokyo and Toronto. The IAEA operates scientific laboratories in Monaco, Seibersdorf and Vienna. In addition, the IAEA supports and provides funding to the Abdus Salam International Centre for Theoretical Physics, in Trieste, Italy. IAEA safeguards: a vital contribution to international peace and security By Yukiya Amano
reventing the spread of nuclear weapons Keeping pace with change is a complex task. Seventy years after the The world in which we implement safeguards Pdestructive power of nuclear weapons was today is very different from that in 1957, demonstrated in Hiroshima and Nagasaki, when the IAEA was founded. To meet several international political and legal evolving challenges, we need to remain mechanisms are now in place to deter the agile and be able to adapt. We also need spread of nuclear weapons. Key among these to take advantage of modern technology, mechanisms are IAEA safeguards. for example, through the use of remote monitoring and satellite imagery. We The IAEA is often referred to as the world’s have significantly improved our analytical ‘nuclear watchdog’. We have the technical capabilities by completely modernising our competence, independence and objectivity safeguards laboratories. Our safeguards to provide credible assurances that States inspectors travel the world seven days a week are honouring their international obligations to conduct in-field verification activities. to use nuclear material only for peaceful purposes. Through the early detection of any This issue of the IAEA Bulletin provides a “Through the early diversion of nuclear material or misuse of look behind the scenes. You can follow a detection of any diversion nuclear technology, the IAEA can alert the safeguards inspector for a day in a nuclear world to potential proliferation. This makes a power plant, and see how environmental of nuclear material vital contribution to international peace and sampling works. We also show you examples or misuse of nuclear security. of our many types of safeguards equipment technology, the IAEA and explain how taking small samples of can alert the world to IAEA safeguards are technical, scientifically nuclear materials regularly helps us to check based and make use of modern technologies that nothing has gone missing. potential proliferation.” — as our articles on pages 18 and 22 — Yukiya Amano, Director General, IAEA illustrate. The implementation of safeguards It is my hope that this publication will is based on legal agreements, both contribute to an improved understanding of international treaties and bilateral agreements the IAEA’s safeguards activities, both among between the IAEA and States (see article page our stakeholders and the wider public. 4). Applying IAEA safeguards is therefore a legal obligation for the IAEA. We draw our safeguards conclusions independently.
(Photos: D. Calma/IAEA)
IAEA Bulletin, June 2016 | 1 1 IAEA safeguards: a vital contribution to international peace and security
rial app st lic gri u a & a cu d t lt i d u n o I
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Energy ironm nv en E t 4 IAEA safeguards: serving nuclear non-proliferation Water Health S
8 A day in the life of a safeguards inspector
12 What’s in an inspector’s luggage?
16 Surveying safeguarded material 24/7
20 Revealing facts through science for nuclear verification
22 Swipe check: collecting and analysing environmental samples
2 | IAEA Bulletin, June 2016 24 Completing the picture: using satellite imagery to enhance IAEA safeguards capabilities
25 Optimizing IAEA Safeguards
— By Tero Varjoranta, Deputy Director General and VERIFICATION Head of the Safeguards Department & MONITORING IAEA IN IRAN ENSURING THE PEACEFUL USE OF ALL NUCLEAR MATERIAL
KEY DATES
CSA 1974 2003 AP 2006 2016 Iran’s Additional Provisionally applied
Comprehensive Protocol (AP) Nuclear-related Safeguards Signed and commitments Agreement implemented 2015 (CSA) enters voluntarily 26 Iran and the IAEA: verification and into force 201 3 Road-map for the clarification of all outstanding issues signed by IAEA and Iran IAEA reports Framework for monitoring under the JCPOA on Iran's failure Cooperation signed by Joint Comprehensive Plan of Action to report nuclear IAEA and Iran (JCPOA) agreed by E3/EU+3 and Iran material and Joint Plan of Action (JPA) IAEA reports the final assessment of all activities agreed by E3+3 and Iran outstanding issues
K EY FACTS
18 NUCLEAR FACILITIES & 9 LOCATIONS OUTSIDE FACILITIES UNDER IAEA SAFEGUARDS
ADDITIONAL PROTOCOL DAYS IN THE FIELD/YEAR ANNUAL COSTS
Provides IAEA with broader access to information and > 100% locations, increasing its x 2.3 IAEA News INCREASE ability to verify the x 2.2 > 90% peaceful use of all nuclear material INCREASE in Iran CSA
H UMAN RESOURCES SURVEILLANCE SYSTEMS 28 How the IAEA contributes to the CSA
78% Sustainable Development Goals CSA +JPA > 52% INCREASE INCREASE > 90% INCREASE IN IMAGES A DAY CSA 120% +AP + JCPOA INCREASE CSA CSA CSA +JPA +AP+JCPOA
0052 16 -‐
31 Nuclear-derived techniques improve cattle productivity and milk quality in Cameroon
32 Towards optimal cancer treatment: the IAEA’s new smartphone app for cancer staging
IAEA Bulletin, June 2016 | 3 IAEA safeguards: serving nuclear non-proliferation
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Through safeguards, the IAEA provides credible assurances that States are honouring their international obligations to use nuclear material and technology only for peaceful purposes. (Infographic: R.Kenn/IAEA)
4 | IAEA Bulletin, June 2016 IAEA safeguards: serving nuclear non-proliferation
he objective of IAEA safeguards is Safeguards in Numbers (2015) Tto deter the proliferation of nuclear weapons through the early detection of the diversion of nuclear material or 967 Nuclear material & environmental samples collected the misuse of nuclear technology and by providing credible assurance to the international community that States are honouring their safeguards obligations to 2118 In-field inspections use nuclear material and other nuclear- related items subject to safeguards only for peaceful purposes. Workforce of 883* The number of nuclear facilities and the use of nuclear material continue to grow. With new nuclear power reactors under construction and a steady growth in the use of nuclear science 1416 Surveillance cameras in operation and technology, the amount of material and number of facilities under IAEA safeguards is steadily increasing. In 2015, the IAEA safeguarded 1286 Network of 20 qualified laboratories nuclear facilities and locations outside facilities, such as universities and industrial sites. IAEA inspectors carried out 2118 inspections in the field. 407 Satellite images
This article provides an overview of the *This number comprises both staff and contractors working in the legal framework for IAEA safeguards, IAEA Department of Safeguards. their implementation and the safeguards conclusions the IAEA draws. safeguards and that have been selected by the IAEA for this purpose. The web of safeguards agreements The Treaty on the Non-Proliferation of A third type of safeguards agreement is Nuclear Weapons (NPT) requires non-nuclear- known as an ‘item-specific safeguards weapon States (NNWSs) party to the Treaty to agreement’, under which the IAEA applies enter into legally binding agreements with the safeguards to nuclear material, facilities and IAEA, known as comprehensive safeguards other items specified in the agreement. Item- agreements (CSAs). Like the NPT, regional specific safeguards agreements are currently nuclear-weapon-free zone treaties also require implemented by the IAEA in three States, their States Parties to conclude CSAs with which are not party to the NPT — India, the IAEA. Under a CSA, the State undertakes Israel and Pakistan. to accept IAEA safeguards on all nuclear material in all peaceful activities in the State, The vast majority of States in which IAEA and the IAEA applies safeguards to verify that safeguards are applied are NNWSs party the nuclear material is not diverted to nuclear to the NPT. For these States, safeguards weapons or other nuclear explosive devices. are applied under their CSAs. In 2015, 174 NNWSs had a CSA in force with the IAEA. Under the NPT, there are also five nuclear- In 2015, 12 States Parties to the NPT had yet weapon States (NWSs) — China, France, to bring into force CSAs with the IAEA as Russia, the United Kingdom and the United required under the Treaty (see illustration on States of America — each of which has page 6). entered into ‘voluntary offer agreements’ (VOAs) with the IAEA. Under a VOA, the Among States with a CSA in force, 121 IAEA applies safeguards to nuclear material also have in force additional protocols to in facilities that the NWS has ‘offered’ for their CSAs. An additional protocol grants
IAEA Bulletin, June 2016 | 5 Safeguards Agreements Implemented (per State, as of December 2015)
CSA 173 Item- VOA & AP specific 5 3 Non-NPT NPT Nuclear- CSA & AP States* Weapon States 121
CSA: Comprehensive Safeguards Agreement AP: Additional Protocol VOA: Voluntary Offer Agreement NPT: Treaty on the Non-Proliferation of Nuclear Weapons *India has an AP in force NPT Non-Nuclear-Weapon States
the IAEA broader access to information and cost-effective, productive and efficient, locations in a State, increasing the IAEA’s without compromising the credibility and ability to verify the peaceful use of all nuclear quality of safeguards conclusions. Use of material in that State. An additional protocol modern technology, smart and efficient may be concluded for all types of safeguards work at headquarters and in the field, and agreements. increasing support and cooperation from States in safeguards implementation are three avenues through which the IAEA aims to Implementing safeguards maintain and strengthen the effectiveness of Safeguards implementation, based on safeguards. safeguards agreements, is a continuing process involving four steps: 1. Collection and evaluation of safeguards Safeguards conclusions relevant information about a State The IAEA draws safeguards conclusions to verify its consistency with the annually for each State for which safeguards State’s declarations about its nuclear are applied. The conclusions are based on programme. the IAEA’s independent verification and 2. Development of a State-level safeguards findings, and are presented every year to the approach consisting of establishing key IAEA’s Board of Governors in the Safeguards objectives for identifying plausible paths Implementation Report. through which nuclear material suitable for use in a nuclear weapon or a nuclear The type of conclusion that the IAEA is explosive device could be acquired and able to reach with respect to a State varies selecting applicable safeguards measures according to the type of safeguards agreement for attaining such objectives. the State has in place with the IAEA, which 3. Planning, conducting and evaluating specifies the State’s undertaking and the safeguards activities both in the field and IAEA’s rights and obligations, including at IAEA Headquarters through an annual the level of access to nuclear material and implementation plan. information (see illustration on page 7). 4. Drawing a safeguards conclusion for each State in which the IAEA has States with both CSA and AP in force implemented safeguards. In 2015, for 67 of the 121 States with both a CSA and an AP in force, and for Taiwan, While demands on IAEA safeguards are China, the IAEA found no indication of the growing and becoming more complex, diversion of declared nuclear material from the Agency’s budget for safeguards peaceful nuclear activities and no indication implementation remains largely static. of undeclared nuclear material or activities Against this background, it is essential in the State as a whole and concluded that that safeguards implementation be all nuclear material in those States remained
6 | IAEA Bulletin, June 2016 CSA & AP Safeguards Conclusions 67 (per State, as of December 2015) BROADER CONCLUSION: CSA & AP All nuclear material 54 remained in peaceful activities
Declared nuclear CSA only material remained 52 in peaceful activities VOA ITEM-SPECIFIC 5 3
Nuclear material to Nuclear material or which safeguards other items to which applied remained in safeguards applied peaceful activities remained in peaceful activities
in peaceful activities. This is referred to as that the IAEA has sufficient tools for broader the ‘broader conclusion’. It is typically after access to information and locations to provide a number of years of verification activities credible assurances that all nuclear material under the CSA and the AP that the IAEA is remained in peaceful activities. able to reach such a broader conclusion with respect to a State. States Parties to the NPT with no CSA In 2015, for the 12 States Parties to the NPT In States for which the IAEA has drawn a that had yet to bring into force CSAs the broader conclusion, the IAEA implements IAEA did not apply safeguards and could not ‘integrated safeguards’ which leads to an draw any safeguards conclusions. optimization of verification efforts and, where possible, a reduction of in-field NWSs and States with item-specific inspection efforts. Such cooperative and safeguards agreement mutually trusting relationships can help to For the five NWSs, in 2015, the IAEA lower inspection costs, while also resulting concluded that nuclear material to which in less interference with the operation of safeguards were applied in selected facilities nuclear facilities. Of the 67 States for which a remained in peaceful use or had been broader conclusion had been reached in 2015, withdrawn from safeguards as provided for in 54 and Taiwan, China were already under the agreements. integrated safeguards. For the three States with item-specific For the 54 CSA States that have an AP in safeguards agreement, the IAEA found no force but for which no broader conclusion indication of the diversion of nuclear material has yet been reached, the IAEA found no or of the misuse of the facilities or other indication of the diversion of declared nuclear items to which safeguards had been applied material from peaceful nuclear activities, and, on this basis, concluded that such items while evaluations regarding the absence of remained in peaceful activities. undeclared nuclear material and activities remained ongoing. For these States, the IAEA Note: The designations employed and the drew the conclusion that declared nuclear presentation of material in this document, material remained in peaceful activities. including the numbers cited, do not imply the expression of any opinion whatsoever on the part States with CSA but no AP of the Agency or its Member States concerning the As of the end of 2015 there were 52 States with legal status of any country or territory or of its a CSA, but no AP in force. For these States, the authorities, or concerning the delimitation of its IAEA found no indication of the diversion frontiers. The referenced number of States Parties of declared nuclear material from peaceful to the NPT is based on the number of instruments nuclear activities. This is because it is only of ratification, accession or succession that have for States with both a CSA and an AP in force been deposited.
IAEA Bulletin, June 2016 | 7 A day in the life of a safeguards inspector By Sasha Henriques
alking several miles through the misusing nuclear technology. One important winding, narrow corridors of a nuclear activity is the inspection of declared stocks Wfacility in protective gear while carrying of nuclear material: the IAEA is the only heavy equipment, often escorted by facility organization in the world with the mandate operator personnel: welcome to the life of an to verify the use of nuclear material and IAEA safeguards inspector. technology globally.
Safeguards inspectors are an essential part of In 2015, 709 facilities and 577 locations the global non-proliferation regime, carrying outside facilities in 181 States were under out verification activities, so the IAEA can IAEA safeguards, making them subject provide assurances to States worldwide that to verification by IAEA inspectors. IAEA other countries are not diverting nuclear inspectors performed 2118 inspections, material from peaceful to military purposes or
❻ A Safeguards Inspector’s Path ❺ ❶ & ❷ verif reactor seals ➔ ❸ verif fresh fuel storage ➔ ❹ verif spent fuel storage ➔ ❺ ❻ ❼ ❽ verif safeguards cameras
❹ Spent Fuel Pool
❽ ❼ Reactor Reactor ❶ ❷
❸ Fresh Fuel Storage