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Federal Register/Vol. 66, No. 10/Tuesday, January 16, 2001
3592 Federal Register / Vol. 66, No. 10 / Tuesday, January 16, 2001 / Notices By the Federal Housing Finance Board. 1. Admiral Family Banks, Inc., Alsip, indicated or the offices of the Board of James L. Bothwell, Illinois; to acquire 100 percent of the Governors not later than January 30, Managing Director. voting shares of Federated Bancorp, 2001. [FR Doc. 01±382 Filed 1±12±01; 8:45 am] Inc., Loda, Illinois, and thereby A. Federal Reserve Bank of Chicago BILLING CODE 6725±01±P indirectly acquire voting shares of (Phillip Jackson, Applications Officer) Federated Bank, Onarga, Illinois. 230 South LaSalle Street, Chicago, Board of Governors of the Federal Reserve Illinois 60690±1414: FEDERAL RESERVE SYSTEM System, January 9, 2001. 1. Worth Bancorp, Spartanburg, Robert deV. Frierson Indiana; to become a bank holding Formations of, Acquisitions by, and Associate Secretary of the Board. company by acquiring 100 percent of Mergers of Bank Holding Companies [FR Doc. 01±1124 Filed 1±12±01; 8:45 am] the voting shares of Worth Bank (in organization), Spartanburg, Indiana, The companies listed in this notice BILLING CODE 6210±01±S which will merge with Greensfork have applied to the Board for approval, Township State Bank, Spartanburg, pursuant to the Bank Holding Company Indiana. Act of 1956 (12 U.S.C. 1841 et seq.) FEDERAL RESERVE SYSTEM (BHC Act), Regulation Y (12 CFR Part Board of Governors of the Federal Reserve Formations of, Acquisitions by, and System, January 10, 2001. 225), and all other applicable statutes Mergers of Bank Holding Companies and regulations to become a bank Robert deV. -
Review of Actions Taken by CAT LLC and Certain Sros
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION In The Matter of: The Application of SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION, Admin. Proc. File No. _______ For Review of Action Taken by CAT LLC and Certain Self-RegulatorySelf-Regulatory Organizations in Violation of Exchange Act Sections 19(d) and 19(f) CERTIFICATE OF SERVICE I, Jeffrey J. Recher, hereby certify that on April 22, 2020, I caused true and correct copies of the following documents to be delivered to the recipients listed below in the manner indicated: (1) Application for Review of SRO Action That Violates Exchange Act Sections 19(d) and 19(f); (2) Declaration of Lorin L. Reisner In Support of SIFMA’sSIFMA's Application Pursuant To Exchange Act Sections 19(d) and 19(f); (3) Appendix of Exhibits to Declaration of Lorin L. Reisner In Support of SIFMA’sSIFMA's Application Pursuant To Exchange Act Sections 19(d) and 19(f); (4) SIFMA’sSIFMA's Motion to Stay SRO Action Pending Commission Review of SIFMA’sSIFMA's Application Pursuant to Exchange Act Sections 19(d) and 19(f) and Incorporated Memorandum of Law; (5) Certificate of Compliance with Word Limit; and (6) Notice of Appearance on Behalf of SIFMA. By Hand Delivery and Electronic Mail Ms. Vanessa Countryman Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 [email protected] By FedEx and Electronic Mail Consolidated Audit Trail, LLC doc/o Mr. Michael Simon Chair, Operating Committee 1100 New York Ave, NW, Suite 310 Washington, DC 20005-6145 [email protected] By FedEx BOX Exchange, LLC MIAX PEARL, LLC doc/o Mr. -
Chicago Board Options Exchange Annual Report 2001
01 Chicago Board Options Exchange Annual Report 2001 cv2 CBOE ‘01 01010101010101010 01010101010101010 01010101010101010 01010101010101010 01010101010101010 CBOE is the largest and 01010101010101010most successful options 01010101010101010marketplace in the world. 01010101010101010 01010101010101010 01010101010101010 01010101010101010 01010101010101010 01010101010101010ifc1 CBOE ‘01 ONE HAS OPPORTUNITIES The NUMBER ONE Options Exchange provides customers with a wide selection of products to achieve their unique investment goals. ONE HAS RESPONSIBILITIES The NUMBER ONE Options Exchange is responsible for representing the interests of its members and customers. Whether testifying before Congress, commenting on proposed legislation or working with the Securities and Exchange Commission on finalizing regulations, the CBOE weighs in on behalf of options users everywhere. As an advocate for informed investing, CBOE offers a wide array of educational vehicles, all targeted at educating investors about the use of options as an effective risk management tool. ONE HAS RESOURCES The NUMBER ONE Options Exchange offers a wide variety of resources beginning with a large community of traders who are the most experienced, highly-skilled, well-capitalized liquidity providers in the options arena. In addition, CBOE has a unique, sophisticated hybrid trading floor that facilitates efficient trading. 01 CBOE ‘01 2 CBOE ‘01 “ TO BE THE LEADING MARKETPLACE FOR FINANCIAL DERIVATIVE PRODUCTS, WITH FAIR AND EFFICIENT MARKETS CHARACTERIZED BY DEPTH, LIQUIDITY AND BEST EXECUTION OF PARTICIPANT ORDERS.” CBOE MISSION LETTER FROM THE OFFICE OF THE CHAIRMAN Unprecedented challenges and a need for strategic agility characterized a positive but demanding year in the overall options marketplace. The Chicago Board Options Exchange ® (CBOE®) enjoyed a record-breaking fiscal year, with a 2.2% growth in contracts traded when compared to Fiscal Year 2000, also a record-breaker. -
AT&T Inc. Financial Review 2007
AT&T Inc. Financial Review 2007 Selected Financial and Operating Data 26 Management’s Discussion and Analysis of Financial Condition and Results of Operations 27 Consolidated Financial Statements 53 Notes to Consolidated Financial Statements 57 Report of Management 80 Report of Independent Registered Public Accounting Firm 81 Report of Independent Registered Public Accounting Firm on Internal Control over Financial Reporting 82 Board of Directors 83 Senior Officers 84 2007 AT&T Annual Report | 25 55488_MD&A_Feb22.indd488_MD&A_Feb22.indd 2255 22/29/08/29/08 112:02:282:02:28 PPMM Selected Financial and Operating Data Dollars in millions except per share amounts At December 31 or for the year ended: 2007 20062 20053 2004 2003 Financial Data1 Operating revenues $118,928 $ 63,055 $ 43,764 $ 40,733 $ 40,498 Operating expenses $ 98,524 $ 52,767 $ 37,596 $ 34,832 $ 34,214 Operating income $ 20,404 $ 10,288 $ 6,168 $ 5,901 $ 6,284 Interest expense $ 3,507 $ 1,843 $ 1,456 $ 1,023 $ 1,191 Equity in net income of affiliates $ 692 $ 2,043 $ 609 $ 873 $ 1,253 Other income (expense) – net $ 615 $ 393 $ 397 $ 1,414 $ 2,370 Income taxes $ 6,253 $ 3,525 $ 932 $ 2,186 $ 2,857 Income from continuing operations $ 11,951 $ 7,356 $ 4,786 $ 4,979 $ 5,859 Income from discontinued operations, net of tax4 $ — $ — $ — $ 908 $ 112 Income before extraordinary item and cumulative effect of accounting changes $ 11,951 $ 7,356 $ 4,786 $ 5,887 $ 5,971 Net income5 $ 11,951 $ 7,356 $ 4,786 $ 5,887 $ 8,505 Earnings per common share: Income from continuing operations $ 1.95 -
AT&T Inc. Financial Review 2008
AT&T Inc. Financial Review 2008 Selected Financial and Operating Data 22 Management’s Discussion and Analysis of Financial Condition and Results of Operations 23 Consolidated Financial Statements 49 Notes to Consolidated Financial Statements 53 Report of Management 76 Report of Independent Registered Public Accounting Firm 77 Report of Independent Registered Public Accounting Firm on Internal Control over Financial Reporting 78 Board of Directors 79 Senior Officers 80 AT&T Annual Report 2008 | 21 Selected Financial and Operating Data Dollars in millions except per share amounts At December 31 or for the year ended: 2008 2007 20062 20053 2004 Financial Data1 Operating revenues $124,028 $118,928 $ 63,055 $ 43,764 $ 40,733 Operating expenses $100,965 $ 98,524 $ 52,767 $ 37,596 $ 34,832 Operating income $ 23,063 $ 20,404 $ 10,288 $ 6,168 $ 5,901 Interest expense $ 3,390 $ 3,507 $ 1,843 $ 1,456 $ 1,023 Equity in net income of affiliates $ 819 $ 692 $ 2,043 $ 609 $ 873 Other income (expense) – net $ (589) $ 615 $ 393 $ 397 $ 1,414 Income taxes $ 7,036 $ 6,253 $ 3,525 $ 932 $ 2,186 Income from continuing operations $ 12,867 $ 11,951 $ 7,356 $ 4,786 $ 4,979 Income from discontinued operations, net of tax4 $ — $ — $ — $ — $ 908 Net income $ 12,867 $ 11,951 $ 7,356 $ 4,786 $ 5,887 Earnings per common share: Income from continuing operations $ 2.17 $ 1.95 $ 1.89 $ 1.42 $ 1.50 Net income $ 2.17 $ 1.95 $ 1.89 $ 1.42 $ 1.78 Earnings per common share – assuming dilution: Income from continuing operations $ 2.16 $ 1.94 $ 1.89 $ 1.42 $ 1.50 Net income -
MBTA.RAO Subject: Massachusetts Public Records Law Request: Alternative Compliance Emails Date: Tuesday, September 24, 2019 10:27:57 PM
From: [email protected] To: MBTA.RAO Subject: Massachusetts Public Records Law Request: Alternative compliance emails Date: Tuesday, September 24, 2019 10:27:57 PM Massachusetts Bay Transportation Authority (MBTA) PRL Office 10 Park Plaza Boston, MA 02116 September 24, 2019 To Whom It May Concern: Pursuant to the Massachusetts Public Records Law, I hereby request the following records: All emails sent/recieved by the MBTA since September 1st 2018 containing any of the following complete phrases/keywords, without the quotes: "alternative compliance" "alternative compliant" "alternate compliance" "alternate compliant" "tier 1 alternate" "tier 1 alternative" "new fra standards" "new fra standard" "new fra rules" "new fra rule" "new fra regulation" "new fra regulations" "new fra reg" "new fra regs" I also request that, if appropriate, fees be waived as we believe this request is in the public interest, as suggested but not stipulated by the recommendations of the Massachusetts Supervisor of Public Records. The requested documents will be made available to the general public free of charge as part of the public information service at MuckRock.com, processed by a representative of the news media/press and is made in the process of news gathering and not for commercial usage. I expect the request to be filled in an accessible format, including for screen readers, which provide text-to-speech for persons unable to read print. Files that are not accessible to screen readers include, for example, .pdf image files as well as physical documents. In the event that there are fees, I would be grateful if you would inform me of the total charges in advance of fulfilling my request. -
1 UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C
1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: AMERICAN INTERNATIONAL GROUP, INC. Address: 70 Pine Street New York, New York 10270 Form 13F File Number: 28-219 The Institutional Investment Manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Edward E. Matthews Title: Vice Chairman -- Investments and Financial Services Phone: (212) 770-7000 Signature, Place, and Date of Signing: /s/ Edward E. Matthews New York, New York November 14, 2000 - ------------------------------- ------------------------ ----------------- (Signature) (City, State) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check if no holdings reported are in this report, and all holdings are reported in this report and a portion are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check -
Notes to Consolidated Financial Statements Dollars in Millions Except Per Share Amounts
Notes to Consolidated Financial Statements Dollars in millions except per share amounts NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES FAS 141(R) In December 2007, the FASB issued State- ment of Financial Accounting Standards No. 141 (revised Basis of Presentation Throughout this document, AT&T Inc. 2007), “Business Combinations” (FAS 141(R)). FAS 141(R) is a is referred to as “AT&T,” “we” or the “Company.” The revision of FAS 141 and requires that costs incurred to effect consolidated financial statements include the accounts of the the acquisition (i.e., acquisition-related costs) be recognized Company and our majority-owned subsidiaries and affiliates. separately from the acquisition. In addition, in accordance Our subsidiaries and affiliates operate in the communications with Statement of Financial Accounting Standards No. 141, services industry throughout the U.S. and internationally, “Business Combinations” (FAS 141), restructuring costs that providing wireless and wireline telecommunications services the acquirer expected but was not obligated to incur, which and equipment as well as directory advertising and publishing included changes to benefit plans, were recognized as if they services. On December 29, 2006, we acquired 100% of were a liability assumed at the acquisition date. FAS 141(R) the outstanding common shares of BellSouth Corporation requires the acquirer to recognize those costs separately from (BellSouth). BellSouth is a wholly-owned subsidiary, and the business combination. We are currently evaluating the the results of BellSouth’s operations have been included impact that FAS 141(R) will have on our accounting for in our consolidated financial statements after the acquisitions prior to the effective date of the first fiscal year December 29, 2006 acquisition date. -
Beta-Nu 2Nd Annual Hall of Fame
APPA R • K SIG TE MA P F A R H A C T U E R N - N A I T T Y E B Beta-Nu 2nd Annual Hall of Fame FRIDAY, OCTOBER 21, 2016 THE UNIVERSITY OF KENTUCKY welcome TO THE 1st BETA-NU BETA-NUHALL OF FAME AWARDS BANQUET The 2nd Annual Beta-Nu Chapter Hall of Fame Award is presented by the Beta-Nu Chapter of Kappa Sigma Fraternity on Friday, October 21, 2016. Conceived as a way of honoring Kappa Sigma and Beta-Nu alumni for outstanding achievements, this award will become an integral part of our tradition here at Beta-Nu. Inductees are among a select group of alumni. Recognition is given to those who have excelled in their career, or in their service to the community and/or the fraternity. WELCOME MASTER OF CEREMONIES BETA-NU Joe Bowling ‘90 INVOCATION & MOMENT OF SILENCE Father Matthew Summe ’92 (Beta-Nu) DINNER STATE OF THE CHAPTER PRESENTATION & UNDERGRAD AWARDS Tyler Ware ‘14, Grand Master LEGACY RECOGNITION Thomas Roth Gray ‘12 // R. Michael Gray ‘77, Father KC Wold ’14 // Chris Wold ‘76, Father Leighton Dupree ’15 // Ric Dupree ‘76, Father Karl Hinkell ‘13 // James Hinkel ‘15 // Jeffrey Hinkel ‘80, Father Chris McCleary ‘71 // Roderick S. McCleary ‘77, Brother // Roderick S. McCleary II ‘06, Nephew HALL OF FAME PRESENTATION Mic Wilson ‘78 HOUSE UPDATE Robert “Bob” Droste ‘76, House Corporation President GOOD OF THE ORDER 2016 HALL OFFAME current EC for the program: BETA-NU CHAPTER HALL OF FAME 2016 INDUCTEES GM – Tyler Ware ‘14 GP – Harrison Kummer ‘15 Reed Hume ‘55 Larry Blair ‘70 GMC – Alex Nekhorn ‘15 David Ravencraft ‘56 Christopher McCleary ‘71 GS – Dain Satterwhite ‘15 Mickey Conner ‘57 Roger Baird ‘72 GT - Karl Hinkel ‘13 George Brown ‘58 Gary Ulmer ‘76 John Fitzwater ‘59 Mike Gray ‘77 Thomas Kron ‘63 Hank Robinson ‘77 Frank Houpt ‘68 Jonathan Nalli ‘94 PAST INDUCTEES - 2015 Basil E. -
Vol. 83 Wednesday, No. 229 November 28, 2018 Pages 61109
Vol. 83 Wednesday, No. 229 November 28, 2018 Pages 61109–61308 OFFICE OF THE FEDERAL REGISTER VerDate Sep 11 2014 18:18 Nov 27, 2018 Jkt 247001 PO 00000 Frm 00001 Fmt 4710 Sfmt 4710 E:\FR\FM\28NOWS.LOC 28NOWS II Federal Register / Vol. 83, No. 229 / Wednesday, November 28, 2018 The FEDERAL REGISTER (ISSN 0097–6326) is published daily, SUBSCRIPTIONS AND COPIES Monday through Friday, except official holidays, by the Office PUBLIC of the Federal Register, National Archives and Records Administration, under the Federal Register Act (44 U.S.C. Ch. 15) Subscriptions: and the regulations of the Administrative Committee of the Federal Paper or fiche 202–512–1800 Register (1 CFR Ch. I). The Superintendent of Documents, U.S. Assistance with public subscriptions 202–512–1806 Government Publishing Office, is the exclusive distributor of the official edition. Periodicals postage is paid at Washington, DC. General online information 202–512–1530; 1–888–293–6498 Single copies/back copies: The FEDERAL REGISTER provides a uniform system for making available to the public regulations and legal notices issued by Paper or fiche 202–512–1800 Federal agencies. These include Presidential proclamations and Assistance with public single copies 1–866–512–1800 Executive Orders, Federal agency documents having general (Toll-Free) applicability and legal effect, documents required to be published FEDERAL AGENCIES by act of Congress, and other Federal agency documents of public Subscriptions: interest. Assistance with Federal agency subscriptions: Documents are on file for public inspection in the Office of the Federal Register the day before they are published, unless the Email [email protected] issuing agency requests earlier filing. -
The Vision Became Reality
FINANCIAL REVIEW Bob Moritz, Chairman PwC Network “More than half of the CEOs we sur - veyed believe the rate of global growth will decline in 2020..While there is record pessimism, there are still real op - MARK ETS portunities.” Monthly Edition ⎥ Volume II ⎥ Issue 16 ⎥ Jan. 2020 ⎥ Freely Distributed [ Page 05 ] ETFs TESLA INC. Historical prices close Who won the $ 23.89 fee war? $ 650.57 ▲ Last year, fees fell across the exchange traded funds (ETFs) landscape, with the lowest-price providers stealing mar - The Vision ket share from more ex - pensive rivals, a new study by Factset reveals. The report produced by Became Elisabeth Kashner, FactSet head of ETF research, found about a third of all US- listed ETFs lowered fees in 2019 while Reality only 4 per cent upped their sticker prices . [ page 09 ] n June 28, 1971, the wonderkid of . American economy was born in O Pretoria, South Africa. Elon Reeve Musk who founded COMMODITIES X.com in 1999, SpaceX in 2002 and Tesla Motors in 2003 risks where most don’t dare. What a Energy commodity difference a year can make. In prices surged 2019, Elon Musk skeptics were talking about the end of the elec - Kyriaki Energy commodity prices continued to tric car maker and now the com - Balkoudi surge in December, rising 3.1% according pany reached a $100 billion Editor to the World Bank Pink Sheet. Precious market cap for the first time on Jan. 22. Tesla metals prices inched up 0.5%, but jumped also impressed investors at the start of 2020 17.9% for the year, the largest increase as its stock has added over 100% in value among commodity groups. -
Intermarket Analysis to Gain an Edge
CONTENTS Foreword Preface Introduction Chapter 1: Trading in a Global Economy One Constant Remains Market Evolution Brave New Exchange World Emerging Economic Forces Crises . and Opportunities Who Wins? Who Loses? Chapter 2: Technical Analysis for Today’s Markets Focusing On One Factor What’s the Market Trend? Play the Markets or Time the Markets? Strategies That Anticipate, Not React Typical Route to Technical Analysis 2 www.rasabourse.com Learning Painful Lessons Following the Herd Taking Off Technical Analysis Blinders Maintaining a Broad Focus Chapter 3: Chart Patterns: Building Blocks of Technical Analysis Charting The Action Different Looks, Same Analysis Chart Patterns Chapter 4: Technical Indicators: Enhancing Price Patterns Predictive Nature Trending Versus Momentum Moving Averages Moving Average Convergence Divergence (MACD) Stochastics Relative Strength Index (RSI) True Strength Index (TSI) Indicator Deficiencies 3 www.rasabourse.com Chapter 5: Using Intermarket Analysis to Gain an Edge Tapping A Different Data Stream Why Intermarket Analysis? Intermarket Analysis in Equities Intermarket Analysis in Futures and Commodities Futures, Equities Tied Together Market Leads and Lags Early Intermarket Analysis Failures Improving Your Vision Beefing up With Intermarket Analysis Chapter 6: Mining Intermarket Data With Neural Networks Playing the Hand You’re Dealt Enter Intermarket Data Enter Neural Networks A Model of the Human Brain The Learning Process Tailored for Each Market 4 www.rasabourse.com Caution: Don’t Overtrain Chapter 7: