Copyright © 2018 by Roland Stull. Practical Meteorology: An Algebra-based Survey of Atmospheric Science. v1.02c
21 NATURAL CLIMATE PROCESSES
Contents The dominant climate process is radiation to and from the Earth-ocean-atmosphere system. In- 21.1. Radiative Balance 793 creased absorption of solar (shortwave) radiation 21.1.1. The So-called “Greenhouse Effect” 795 causes the climate to warm, which is compensated 21.1.2. Atmospheric Window 796 by increased infrared (IR, longwave) radiation out 21.1.3. Average Energy Budget 797 to space. This strong negative feedback has allowed 21.2. Astronomical Influences 797 the absolute temperature at Earth’s surface to vary 21.2.1. Milankovitch Theory 797 by only 4% over millions of years. 21.2.2. Solar Output 803 But small changes have indeed occurred. Recent 21.3. Tectonic Influences 804 changes are associated with human activity such as 21.3.1. Continent Movement 804 greenhouse-gas emissions and land-surface modifi- 21.3.2. Volcanism 804 cation. Other changes are natural — influenced by 21.4. Feedbacks 806 astronomical and tectonic factors. These primary 21.4.1. Concept 806 influences can be amplified or damped by changes 21.4.2. Idealized Example 807 in clouds, ice, vegetation, and other feedbacks. 21.4.3. Infrared Radiative (IR) Feedback 810 To illustrate dominant processes, consider the 21.4.4. Water-vapor Feedback 810 following highly simplified “toy” models. 21.4.5. Lapse-rate Feedback 810 21.4.6. Cloud Feedback 811 21.4.7. Ice–albedo (Surface) Feedback 811 21.4.8. Ocean CO2 Feedback 812 21.4.9. Biological CO2 Feedback 812 21.1. RADIATIVE BALANCE 21.5. Gaia Hypothesis & Daisyworld 813 21.5.1. Physical Approximations 813 Consider an Earth with no atmosphere (Fig. 21.1). 21.5.2. Steady-state and Homeostasis 815 Given the near-constant climate described above, 21.6. GCMs 815 assume a balance of radiation input and output. 21.7. Present Climate 816 Incoming solar radiation minus the portion re- 21.7.1. Definition 816 flected, multiplied by the area intercepted by Earth, 21.7.2. Köppen Climate Classification 817 gives the total radiative input: 21.8. Natural Oscillations 818 21.8.1. El Niño - Southern Oscillation (ENSO) 818 2 Radiation In= (1 −π A )· So · · R Earth •(21.1) 21.8.2. Pacific Decadal Oscillation (PDO) 820 21.8.3. North Atlantic Oscillation (NAO) 824 where the fraction reflected A( = 0.294) is called the 21.8.4. Arctic Oscillation (AO) 824 global albedo (see INFO Box). The annual-average 21.8.5. Madden-Julian Oscillation (MJO) 824 21.8.6. Other Oscillations 824 total solar irradiance (TSI) over all wavelengths 21.9. Review 825 21.10. Homework Exercises 826 21.10.1. Broaden Knowledge & Comprehension 826 IR 21.10.2. Apply 827 21.10.3. Evaluate & Analyze 829 21.10.4. Synthesize 832 Solar Radiation
“Practical Meteorology: An Algebra-based Survey of Atmospheric Science” by Roland Stull is licensed under a Creative Commons Attribution-NonCom- mercial-ShareAlike 4.0 International License. View this license at Figure 21.1 http://creativecommons.org/licenses/by-nc-sa/4.0/ . This work is Earth’s radiation balance of solar energy in and infrared (IR) available at https://www.eoas.ubc.ca/books/Practical_Meteorology/ radiation out. 793 794 CHAPTER 21 • NATURAL CLIMATE PROCESSES
as measured by satellites is S = 1361 W·m–2. The INFO • Albedo o interception area is the same as the area of Earth’s 2 The average global reflectivity (portion of incom- shadow — a disk of area πREarth , where REarth = ing sunlight that is reflected back to space) for Earth 6371 km is the average radius of Earth. The TSI has is called the albedo, A. But the exact value of A is fluctuated about ±0.5 W·m–2 (the thickness of the difficult to measure, due to natural variability of cloud vertical dashed line in Fig. 21.2) during the past 33 and snow cover, and due to calibration errors in the years due to the average sunspot cycle. See the Solar satellite radiation sensors. & IR Radiation chapter for TSI details. Trenberth, Fasullo & Kiehl (2009, Bul. Amer. Meteor. IR radiation is emitted from every point on Soc.) report a range of values of 27.9% ≤ A ≤ 34.2%. The 2013 International Panel on Climate Change (IPCC) Earth’s surface, which we will assume to behave as 5th Assessment Report (AR5) suggests A ≈ 29.4%, a radiative blackbody (emissivity = 1). For this toy which we will use here. model, assume that the earth is spherical with sur- 2 face area 4·πREarth . If IR emissions/area are given 2 by the Stefan-Boltzmann law (eq. 2.15), then the total Ro (W/m ) outgoing radiation is: 175 200 225 250 275 300
270 24 •(21.2) –2 Radiation Out= 4π· REarth ··σ SB T e o * =
o slope = r 260 R where the Stefan-Boltzmann constant is σSB = –8 –2 –4 240.2 W·m 5.67x10 W·m ·K . Te* = 255.1 K (K)
e reference state The real Earth has a heterogeneous surface with T 250 cold polar ice caps, warm tropical continents, and other temperatures associated with different ter-
–2 restrial and aquatic geographic features. Define an effective radiation emission temperature (T )
* = e
240 o
S such that the emissions from a hypothetical earth
1361 W·m 1361 of uniform surface temperature Te is the same as the total heterogeneous-Earth emissions. 230 For a steady-state climate (i.e., no temperature 1000 1200 1400 1600 change with time), outputs must balance the inputs. 2 So (W/m ) Thus, equate outgoing and incoming radiation from Figure 21.2 eqs. (21.1 and 21.2), and then solve the resulting equa- Thick curved cyan line shows how the effective radiation tem- tion for Te : perature Te for Earth varies with changes in solar irradiance 1/4 1/4 So, given global albedo A = 0.294. Dashed lines show present ⎡(1− A)·So ⎤ ⎡ Ro ⎤ conditions, which will be used as a reference point or reference Te = ⎢ ⎥ = ⎢ ⎥ 4·σ σ •(21.3) state (Ro*, Te*). Thin black straight line shows the slope ro of the ⎣ SB ⎦ ⎣ SB ⎦ curve at the reference point. Ro = (1–A)·So/4 is net solar input for each square meter of the Earth’s surface (see INFO Box, next ≈ 255.1 K ≈ – 18.0°C page). where Ro = (1–A)·So/4. Fig. 21.2 shows this at 255.1K, Sample Application reference state given an albedo of 0.294. It also shows how changes Show the calculations leading to Te = –18.0°C. of solar irradiance along the abscissa of the graph Find the Answer: need only small changes in effective temperature –2 Given: Te = –18.0°C, So = 1361 W·m , A = 0.294 along the ordinate in order to reach a new radia- Find: Show the calculation tive equilibrium. Namely, the radiation balance describes a negative feedback that causes a stable Use eq. (21.3): climate rather than runaway global warming. −2 1/4 ⎡ (1− 0.294)·(1361 W·m ) ⎤ The geological record illustrates the steadiness Te = ⎢ −8 −2 −4 ⎥ ⎣⎢ 4·(5.67 × 10 W·m ·K )⎦⎥ of Earth’s past climate (Fig. 21.3). About 60 M years ago, the absolute temperature of Earth’s surface av- = 255.1 K = – 18.0°C eraged roughly 5% warmer (i.e., 14 K = 14°C warm- er ) than present. For the most recent 10 k years, Check: Physics & units are OK. the geologic record indicates temperature oscilla- Exposition: Earth’s radius appears in both the radia- tions on the order of ±1°C relative to our current tion-in and -out equations, but is not in eq. (21.3). average surface temperature of 15°C. Nonetheless, R. STULL • PRACTICAL METEOROLOGY 795
Figure 21.3 Paleotemperature estimate as a difference ∆T (°C) from the 1960 these small temperature changes (with ∆T range of to 1990 temperature average. Scale breaks at the vertical lines. Note the ice-age cycles during 20 - 1000 k years ago. (By Glen 20°C over the past 500 Myr) can cause significant Fergus - Own work, CC BY-SA 3.0, https://commons.wikimedia.org/w/index. changes in ice-cap coverage and sea level. php?curid=31736468 ) But our simple toy model is perhaps too simple, because the modeled –18.0°C temperature is colder σ SB a t m than the +15°C actual surface temperature (from T 4 o s A p h e Chapter 1). To improve the modeled temperature, Average 4 r σ σ Ts e we must include some additional physics. Solar SB SB T 4 TA A T Radiation s TA Absorbed 21.1.1. The So-called “Greenhouse Effect” over Whole To make our Earth-system model slightly more Surface realistic, add an atmosphere of uniform absolute Earth (1 – A) · So T T temperature T everywhere (Fig 21.4). Suppose this Ro = s s A 4 atmosphere is opaque (not transparent) in the IR, but is perfectly transparent for visible light. For this idealized case, sunlight shines through T T the atmosphere and reaches the Earth’s surface, TA s A e where a portion is reflected and a portion is ab- r e sorbed, causing the surface to warm. IR emitted h s p from the warm Earth is totally absorbed by the at- a t m o mosphere, causing the atmosphere to warm. But the Figure 21.4 atmosphere also emits radiation: some upward to Simplified atmosphere-Earth system with greenhouse effect. space, and some back down to the Earth’s surface (a Atmosphere thickness is exaggerated. Ro is the net solar input. surface that absorbs 100% of the IR that hits it). This downward IR from the atmosphere adds to the solar input, thus allowing the Earth’s surface to INFO • Why does Ro = (1–A)·So / 4 ? T have a greater surface temperature s than with no In Figs. 21.4 and 21.5, the net solar input R is atmosphere. This is called the greenhouse effect, o given as (1–A)·So/4 instead of So. The (1–A) factor is be- even though real greenhouses do not work this cause any sunlight reflected back to space is not avail- way. Water vapor is one of many “greenhouse gas- able to heat the Earth system. But why also divide by es” that absorbs and emits IR radiation. 4? The reason is due to geometry. Assume the atmosphere-Earth system has exist- Of the radiation streaming outward from the sun, ed for sufficient years to reach a steady state. Such the shadow cast by the Earth indicates how much ra- an equilibrium state requires outgoing IR from the diation was intercepted. The shadow is a circle with atmosphere-Earth system to balance absorbed in- radius equal to the Earth’s radius REarth, hence the in- 2 coming solar radiation. Namely: terception area is π·REarth . But we prefer to study the energy fluxes relative to each square meter of the Earth’s surface. The surface TA = Te = 255.1 K = –18.0°C (21.4) 2 area of a sphere is 4·π·REarth . Namely, the surface area is four times the area intercepted by the sun. Thus, the temperature of the atmosphere must equal Hence, the average net solar input that we allocate the effective emission temperature for the atmo- to each square meter of the Earth’s surface is: Ro = –2 –2 sphere-Earth system. (1–A)·So/4 = (1–0.294)·(1361 W·m )/4 = 240.2 W·m . 796 CHAPTER 21 • NATURAL CLIMATE PROCESSES
You can use the Stefan-Boltzmann law σ ·T 4 Sample Application SB A to find the radiation emitted both up and down What temperature is the Earth’s surface for the one-layer atmosphere of the previous sample applic. from the atmosphere, which is assumed to be thin relative to Earth’s radius. For the atmosphere to be Find the Answer in steady-state, these two streams of outgoing IR ra- Given: Te = 255.1 K diation must balance the one stream of incoming IR 4 Find: Ts = ? K from the Earth’s surface σSB·Ts , which requires:
Apply eq. (21.6): T = 21/4·(255.1K) = 303.4 K = 30.2C 44 s σσSB·TT s= 2 ·· SB e (21.5) Thus 14/ Check: Physics and units are OK. TTse= 2 · •(21.6) Exposition: Twice the radiation at Earth’s surface, but not twice the surface absolute temperature. = 303.4 K = 30.2°C While the no-atmosphere case was too cold, this opaque-atmosphere case is too warm (recall from e T σ Chapter 1 that the standard atmosphere T = 15°C). SB TA s 4 e A r Perhaps the air is not fully opaque in the IR. 4 e s h e T T p σ SB s σ o SB 21.1.2. Atmospheric Window A 4 m t 4 As discussed in the Satellites & Radar chapter, (1–e) s a T Earth’s atmosphere is partially transparent (i.e., is σ SB e 4 a dirty atmospheric window) for the 8 to 14 µm s T range of infrared radiation (IR) wavelengths and σ SB Ts is mostly opaque at other wavelengths. Of all the IR emissions upward from Earth’s surface, suppose that 89.9% is absorbed and 10.1% escapes to space Earth (Fig. 21.5). Thus, the atmosphere will not warm as (1 – A) · So much, and in turn, will not re-emit as much radia- Ro = Ts 4 tion back to the Earth’s surface. At each layer (Earth’s surface, atmosphere, space) outgoing and incoming radiative fluxes balance for an Earth-system in equilibrium. Also, fluxes out of one layer are input to an adjacent layer. For example, Figure 21.5 the radiative balance of the atmosphere becomes Idealized single-layer atmosphere having an IR dirty window. 44 eTeTλλ··σσSB s = 2 ···SB A (21.7) Sample Application Given an idealized case similar to the previous while at the Earth’s surface it is Sample Application, but with a dirty atmospheric win- 44 dow having eλ = 0.899 . Find TA and Ts. Reo+=λ ··σσ SB T A SB · T s (21.8)
Find the Answer From Kirchhoff’s law (see the Solar & IR Ra- Given: eλ = 0.899 , and Te = 255.1 K, diation chapter), recall that absorptivity equals Find: T = ? K , T = ? K A s emissivity, which for this idealized case is eλ = aλ = 89.9%. Eqs. (21.3, 21.7 & 21.8) can be combined to Apply eq. (21.10): solve for key absolute temperatures: 1/4 ⎛ 2 ⎞ Ts = ⎜ ⎟ ·(255.1K) = 296.2 K = 23.0°C 4 ⎝ 2 − 0.899⎠ 4 Te TA = From Eq. (21.7) we see that the effective emission tem- 2 − eλ •(21.9) perature of the atmosphere is: 2·T 4 •(21.10) T 4 e T = (0.5)1/4·T = 0.84·(296.2 K) ≈ 249.1 K = –24.1°C s = A s 2 − eλ
Check: Physics & units are OK. where Te is still given by eq. (21.4). The result is: Exposition: This simple “dirty window” model is better, but still does not give the desired Ts of 15°C. TA ≈ 249.1 K = –24.1°C R. STULL • PRACTICAL METEOROLOGY 797 and T ≈ 296.2 K = 23.0°C (21.11) IR upward from clouds, 240 s r e IR e atmos & earth’s surface 217 h emitted The temperature at Earth’sp surface is more realistic, upward s from atm. o here but is still slightly too warm. osp m IR escape through atmos. window 23 atm A by-product oft human industry and agriculture 341 IR a emitted is the emission of gases such as methane (CH4), car- IR absorbed downward by clouds & from atm. bon dioxide (CO2), freon CFC-12 (C Cl2 F2), and ni- atm. trous oxide (N2O) into the atmosphere. These gases, 375 solar absorbed 341 IR known as anthropogenic greenhouse gases, can by atm. 84 latent absorbed by absorb and re-emit IR radiation that would other- earth’s surface 340 79 heat from 398 wise have been lost out the dirty window. The re- incoming precip. IR emitted solar 20 from earth’s surface sulting increase of IR emissions from the atmosphere sensible to Earth’s surface could cause global warming. heat 104 76 conduction & evapotranspiration from earth’s surface solar reflected 21.1.3. Average Energy Budget from 161 atmos. solar Radiation is not the only physical process that absorbed Earth transfers energy. Between the Earth and the bottom by earth’s surface layer of the atmosphere there can be sensible-heat 24 solar reflected transfer via conduction (see the Thermodynamics from earth’s surface chapter) and latent-heat transfer via evapotranspira- tion (see the Water Vapor chapter). Once this heat Figure 21.6 Approximate global annual mean energy budget for the Earth and moisture are in the air, they can be transported system. The “atmosphere” component includes the air, clouds, further into the atmosphere by the mean wind, by and particles in the air. Numbers are energy fluxes in units of deep convection such as thunderstorms, by shallow W·m–2 relative to the Earth’s surface. Errors are of order 3% convection such as thermals, and by smaller turbu- for fluxes at the top of the atmosphere, and errors are 5 to 25% lent eddies in the atmospheric boundary layer. for surface fluxes. The incoming solar radiation, when averaged –2 One estimate of the annual mean of energy fluxes over all the Earth’s surface, is So/4 = 340 W·m . After sub- between all these components, when averaged over tracting the outgoing (reflected) solar radiation (340 – 76 – 24 = –2 the surface area of the globe, is sketched in Fig. 21.6. 240 W·m ), the result is the same Ro that we used before. [Based partially on IPCC AR5 Chapt. 2, Fig. 2.11, and Trenberth, Fasullo & Kiehl 2009, According to the Stefan-Boltzmann law, the emitted and Trenberth & Fasullo 2012. For sake of illustration, I modified the atmo- IR radiation from the Earth’s surface (398 W·m–2) spheric IR emissions by 0.4% (within the reported noise range) to give a balanced corresponds to an blackbody surface temperature of budget. Instructors should encourage students to debate energy budget issues.] 16.3°C, which is close to the observed value of 15°C. Sample Application Confirm that energy flows in Fig. 21.6 are balanced.
21.2. ASTRONOMICAL INFLUENCES Find the Answer Solar: incoming = [reflected] + (absorbed) If the incoming solar radiation ( ) 340 = [76 + 24] + (79 + 161) insolation –2 changes, then the radiation budget of the Earth will 340 = 340 W·m Earth’s surface: incoming = outgoing adjust, possibly altering the climate. Two causes of (161 + 341) = (104 + 398) daily-averaged insolation E change at the top of 502 = 502 W·m–2 the atmosphere are changes in solar output So and Atmosphere: incoming = outgoing changes in Earth-sun distance R (recall eq. 2.21). (79 + 20 + 84 + 375) = (217 + 341) 558 = 558 W·m–2 21.2.1. Milankovitch Theory Earth System: in from space = out to space 340 = (24 + 76 + 23 + 217) In the 1920s, astrophysicist Milutin Milankovitch 340 = 340 W·m–2 proposed that slow fluctuations in the Earth’s orbit around the sun can change the sun-Earth distance. Check: Yes, all budgets are balanced. Distance changes alter insolation according to the Exposition: The solar budget must balance because inverse square law (eq. 2.16), thereby contributing to the Earth-atmosphere system does not create/emit so- climate change. Ice-age recurrence (inferred from lar radiation. However, IR radiation is created by the ice and sediment cores) was later found to be cor- sun, Earth, and atmosphere; hence, the IR fluxes by related with orbital characteristics, supporting his themselves need not balance. 798 CHAPTER 21 • NATURAL CLIMATE PROCESSES
Earth hypothesis. Milankovitch focused on three orbital (a) (b) Earth characteristics: eccentricity, obliquity, and preces- R North sion. R Pole 24.5° sun 22.1° 21.2.1.1. Eccentricity The shape of Earth’s elliptical orbit around the sun (Fig. 21.7a) slowly fluctuates between nearly cir- cular (eccentricity e ≈ 0.0034) and slightly elliptical plane of sun Earth (e ≈ 0.058). For comparison, a perfect circle has e = 0. the ecliptic axis of rotation Gravitational pulls by other planets (mostly Jupiter and Saturn) cause these eccentricity fluctuations. Figure 21.7 Earth’s eccentricity at any time (past or future) Sketch of Earth orbital South Pole can be calculated using a sum of N cosine terms: characteristics (exaggerated). (a) Eccentricity variations. Green line shows a circular orbit. N ⎡ ⎛ t φi ⎞ ⎤ •(21.12) Thin black line is an elliptical orbit. (b) Obliquity variations. e ≈ e + A ·cos⎢C· + ⎥ o ∑ i ⎜ P 360°⎟ i=1 ⎣ ⎝ i ⎠ ⎦
Sample Application where eo = 0.0275579 and t is time in years relative Plot ellipses for eccentricities of 0, 0.005, 0.058 & 0.50. to calendar year 2000. For each cosine term (i.e., for Hints: the (x, y) coordinates are given by x = a·cos(t), each i index from 1 to N), use the orbital factors giv- and y = b·sin(t), where t varies from 0 to 2π radians. en in Table 21-1b (at the end of this chapter, in section Assume a semi-major axis of 21.10.3), where A are amplitudes, P are oscillation e = 0, 0.005, 0.058 i i a = 1, and get the semi- periods in years, ϕ are phase shifts in degrees. C minor axis from i e = 0.5 should be either 360° or 2·π radians, depending on b = a·(1 – e2)1/2. the trigonometric argument required by your calcu- lator, spreadsheet, or programming language. Find the Answer a Plotted at right: Fig. 21.8 shows eccentricity (purple curve at top) b calculated using all 20 terms, for times ranging from Exposition. The first 3 curves 1 million years in the past to 1 million years into the (solid green lines) look identical. Thus, future. for the full range of Earth’s eccentricities (0.0034 ≤ e ≤ 0.58), we see that Earth’s orbit is nearly circular (e = 0). Table 21-1. This table shows only the first 4 or 5 factors for the orbital series calculations, as used in the Sample Applications. To see all 20 to 26 factors, which were Sample Application. used to create Fig. 21.8, use Table 21-1b in section 21.10.3 Approximate the Earth-orbit eccentricity 600,000 years near the end of this chapter. ago (i.e., 600,000 years before year 2000) using N = 5. index A P (years) ϕ (degrees) Eccentricity: Find the Answer. i= 1 0.010739 405,091. 170.739 Given: t = –600,000 years (negative sign for past). 2 0.008147 94,932. 109.891 Find: e (dimensionless). 3 0.006222 123,945. –60.044 4 0.005287 98,857. –86.140 Use eq. (21.12) with data from Table 21-1: 5 0.004492 1 30,781. 100.224 e ≈ 0.0275579 + 0.010739·cos[2π·(–600000yr/405091yr + 170.739°/360°)] Obliquity: + 0.008147·cos[2π·(–600000yr/ 94932yr + 109.891°/360°)] j= 1 0.582412° 40,978. 86.645 + 0.006222·cos[2π·(–600000yr/123945yr – 60.044°/360°)] 2 0.242559° 39,616. 120.859 + 0.005287·cos[2π·(–600000yr/ 98857yr – 86.140°/360°)] 3 0.163685° 5 3,7 2 2. –35.947 + 0.004492·cos[2π·(–600000yr/130781yr + 100.224°/360°)] 4 0.164787° 40,285. 104.689
e ≈ 0.0275579 + 0.0107290 + 0.0081106 + 0.0062148 Climatic Precession: – 0.0019045 – 0.0016384 ≈ 0.049 (dimensionless) k= 1 0.018986 23,682. 44.374 2 0.016354 22,374. –144.166 Check: 0.0034 ≤ e ≤ 0.058, within the expected eccen- 3 0.013055 18,953. 154.212 tricity range for Earth. Almost agrees with the exact 4 0.008849 19,105. –42.250 answer of 0.047 from Fig. 21.8, using all N = 20 terms. 5 0.004248 23,123. 90.742 Exposition: An interglacial (non-ice-age) period was Simplified from Laskar, Robutel, Joutel, Gastineau, Correia & Levrard, 2004: A long-term numerical solution for the insolation quantities of the Earth. ending, & a new glacial (ice-age) period was starting. “Astronomy & Astrophysics”, 428, 261-285. R. STULL • PRACTICAL METEOROLOGY 799
past Time (thousands of years, relative to calendar year 2000) future –1000 –800 –600 –400 –200 0 200 400 600 800 1000
0.06
0.04
Eccentricity 0.02
0 25
24
23 Obliquity (°) 22
0.04
0
–0.04 Climatic Precession )
2 For 65°N latitude at summer solstice 21 June. 550
500
450 E , Daily Average E , Daily Insolation (W/m
warm Ice Ages (shaded) cool
–1000 –800 –600 –400 –200 0 200 400 600 800 1000
Time (thousands of years, Taran- relative to calendar year 2000) tian –1806 Calabrian Age Ionian Age Age –126 –781 Holocene –2588 Pleistocene Epoch –12 Epoch –2588 kyears Quaternary Period
Figure 21.8 Past and future orbital characteristics in Milankovitch theory, as calculated using all the terms (see Table 21-1b at end of this chapter) in the series approximations of eqs. (21.12 - 21.20). Bottom curve shows relative temperature changes estimated from ice and sediment cores. Ice ages (glacial periods) are shaded cyan. Precession is for the summer solstice (i.e., only the e·sin(ϖ) term is used). Data points every 500 years in the top 4 graphs were found using calculations from the web page provided by Laskar and colleagues, updated on 15 August 2015 by M. Gastineau. http://vo.imcce.fr/insola/earth/online/earth/online/index.php 800 CHAPTER 21 • NATURAL CLIMATE PROCESSES
Sample Application By eye, we see two superimposed oscillations of Estimate Earth’s obliquity 90,000 yrs in the future (rel- ative to calendar year 2000) using N = 4. eccentricity with periods of about 100 and 400 kyr (where “kyr” = kilo years = 1000 years). The first Find the Answer oscillation correlates very well with the roughly 100 Given: t = 90,000 yr (positive sign indicates future) kyr periodr e for cool events associated with ice ages. e Find: ε = ?° Theh present eccentricity is about 0.0167. Short-term p sforecast: eccentricity will change little during the Use eq. (21.13) with coefficients from Table 21-1. o m next 100,000 years. Variations in e affect Earth-sun ε = 23.2545° t a distance R via eq. (2.4) in the Solar & IR Radiation + 0.582412°·[2π·(90000yr/40978yr + 86.645°/360°)] chapter. + 0.242559°·[2π·(90000yr/39616yr + 120.859°/360°)] + 0.163685°·[2π·(90000yr/53722yr – 35.947°/360°)] 21.2.1.2. Obliquity + 0.164787°·[2π·(90000yr/40285yr + 104.689°/360°)] The tilt (obliquity) of Earth’s axis slowly fluctu- ε=23.2545° –0.537349° –0.189273° –0.145639° –0.162777° ates between 22.1° and 24.5°. This tilt angle is mea- = 22.219° sured from a line perpendicular to Earth’s orbital plane (the ecliptic) around the sun (Fig. 21.7b). Check: Units OK. Within Earth range 22.1°≤ ε ≤24.5°. A series approximation for obliquity ε is: Exposition: Almost agrees with the exact answer of N ⎡ ⎛ ⎞ ⎤ 22.268° from Fig. 21.8. At this small obliquity, seasonal t φj •(21.13) ε = εo + Aj·cos⎢C·⎜ + ⎟ ⎥ contrasts are smaller than at present, allowing glaciers ∑ P 360° j=1 ⎢ ⎝ j ⎠ ⎥ to grow due to cooler summers. ⎣ ⎦ where εo = 23.254500°, and all the other factors have the same meaning as for the eq. (21.12). Table 21-1 shows values for these orbital factors for N = 4 terms in this series, and Table 21-1b has all N = 23 terms. (a) (b) North 3 The red curve in Fig. 21.8 shows that obliquity Pole oscillates with a period of about 41,000 years. The 2 present obliquity is 23.439° and is gradually decreas- ing. Obliquity affects insolation via the solar declina- Earth 1 major axis sun p1 tion angle (eq. 2.5 in the Solar & IR Radiation chap- p 2 ter, where a different symbol Φr was used for obliq- p3 South uity). Recall from the Solar & IR Radiation chapter Earth Pole that Earth-axis tilt is responsible for the seasons, so greater obliquity would cause greater contrast be- Figure 21.9 tween winter and summer. One hypothesis is that Sketch of additional Earth orbital characteristics. (a) Preces- ice ages are more likely during times of lesser obliq- sion of Earth’s axis. (b) Precession of the orbit-ellipse major axis uity, because summers would be cooler, causing less (aphelion precession) at successive times 1 - 3. Small white dots melting of glaciers. p1, p2, p3 show locations of the perihelion (point on Earth’s orbit closest to sun). All the orbit ellipses are in the same plane. 21.2.1.3. Precession Various precession processes affect climate. Axial Precession. Not only does the tilt magni- tude (obliquity) of Earth’s axis change with time, but so does the tilt direction. This tilt direction rotates in space, tracing one complete circle in 25,680 years (Fig. 21.9a) relative to the fixed stars. It rotates oppo- site to the direction the Earth spins. This precession is caused by the gravitational pull of the sun and moon on the Earth, because the Earth is an oblate spheroid (has larger diameter at the equator than at the poles). Hence, the Earth behaves somewhat like a spinning toy top. Aphelion Precession. The direction of the major axis of Earth’s elliptical orbit also precesses slow- ly (with a 174,000 to 304,00 year period) relative to r e e h p s o m t a
R. STULL • PRACTICAL METEOROLOGY 801 the fixed stars (Fig. 21.9b). The rotation direction is Fall (autumnal) equinox the same as the axial-precession, but the precession N.P. speed fluctuates due to the gravitational pull of the planets (mostly Jupiter and Saturn). aphelion major axis Equinox Precession. Summing axial and aph- Summer- elion precession rates (i.e., adding the inverses of season quadrant Summer their periods) gives a total precession with fluctu- Fall-season N.P. solstice ating period of about 22,000 years. This combined quadrant precession describes changes to the angle (mea- sun Spring-season sured at the sun) between Earth’s orbital positions quadrant Earth at the perihelion (point of closest approach) and at Winter- ϖ perihelion season the moving vernal (Spring) equinox (Fig. 21.10). This N.P. quadrant fluctuating angle ϖ( , a math symbol called “variant Winter N.P. Spring pi”) is the equinox precession. solstice (vernal) equinox For years when angle ϖ is such that the winter Figure 21.10 solstice is near the perihelion (as it is in this cen- Illustration for sometime in the future, showing the angle (ϖ) of tury), then the cooling effect of the N. Hemisphere the perihelion from the moving vernal equinox. N.P. = North being tilted away from the sun is slightly moder- Pole. Seasons are for the N. Hemisphere. Tilt of the Earth’s axis ated by the fact that the Earth is closest to the sun; is exaggerated to illustrate seasonal effects. hence winters and summers are not as extreme as they could be. Conversely, for years with different angle ϖ such that the summer solstice is near the perihelion, then the N. Hemisphere is tilted toward Sample Application the sun at the same time that the Earth is closest to Estimate the sine term of the climatic precession for the sun — hence expect hotter summers and colder year 2000, for N = 5. winters. However, seasons near the perihelion are shorter duration than seasons near the aphelion, Find the Answer which moderates the extremes for this latter case. Given: t = 0 Climatic Precession. ϖ by itself is less import- Find: e·sin(ϖ) = ? (dimensionless) ant for insolation than the combination with eccen- Use eq. (21.14) with coefficients from Table 21-1. tricity e: e·sin(ϖ) and e·cos(ϖ). These terms, known e·sin(ϖ) = as the climatic precession, can be expressed by se- + 0.018986·[2π·(0yr/23682yr + 44.374°/360°)] ries approximations, where both terms use the same + 0.016354·[2π·(0yr/22374yr – 144.166°/360°)] coefficients from Table 21-1b, forN = 26. + 0.013055·[2π·(0yr/18953yr + 154.212°/360°)] N + 0.008849·[2π·(0yr/19105yr – 42.250°/360°)] ⎡ ⎛ t φk ⎞ ⎤ + 0.004248·[2π·(0yr/23123yr + 90.742°/360°)] e·sin(ϖ) ≈ A ·sin ⎢C· + ⎥ •(21.14) ∑ k ⎜ P 360°⎟ k=1 ⎣ ⎝ k ⎠ ⎦ e·sin(ϖ) = 0.0132777 – 0.0095743 + 0.0056795 N – 0.0059498 + 0.0042476 = 0.00768 ⎡ ⎛ t φk ⎞ ⎤ e·cos(ϖ) ≈ A ·cos⎢C· + ⎥ ∑ k ⎜ P 360°⎟ (21.15) k=1 ⎣ ⎝ k ⎠ ⎦ Check: This value is smaller than the exact value of 0.01628 from the curve plotted in Fig. 21.8. Other factors are similar to those in eq. (21.12). Exposition: The eccentricity in year 2000 (i.e., almost A plot of eq. (21.14), labeled “climatic precession”, at present) causes medium climatic precession. is shown as the green curve in Fig. 21.8. It shows high frequency (22,000 year period) waves with am- plitude modulated by the eccentricity curve from the top of Fig. 21.8. Climatic precession affects sun- Earth distance, as described next. Table 21-2. Key values of λ, the angle between the Earth and the moving vernal equinox. Fig. 21.10 shows 21.2.1.4. Insolation Variations that solstices and equinoxes are exactly 90° apart. Eq. (2.21) from the Solar & IR Radiation chapter Date λ sin(λ) cos(λ) (radians, °) gives average daily insolation E . It is repeated here: Vernal (Spring) equinox 0 , 0 0 1 2 •(21.16) So ⎛ a ⎞ ⎡ ′ Summer solstice π/2 , 90° 1 0 E = ·⎜ ⎟ ·⎢ho ·sin(φ)·sin(δs) + π ⎝ R⎠ ⎣ Autumnal (Fall) equinox π , 180° 0 –1
cos(φ)·cos(δs)·sin(ho)⎦⎤ Winter solstice 3π/2 , 270° –1 0 802 CHAPTER 21 • NATURAL CLIMATE PROCESSES
Sample Application where S =1361 W m–2 is the solar irradiance, a = For the summer solstice at 65°N latitude, find the o average daily insolation for years 2000 and 2200, using 149.457 Gm is the semi-major axis length, R is the the small number of N values given in Table 21-1. sun-Earth distance for any day of the year, ho’ is the hour angle in radians., ϕ is latitude, and δs is solar Find the Answer declination angle. Factors in this eq. are given next. Given: λ = π/2, ϕ = 65°N, (a) t = 0 , (b) t = 200 yr Instead of solving this formula for many lati- –2 –2 Find: E = ? W m (Assume So = 1361 W m = const.) tudes, climatologists often focus on one key latitude: ϕ = 65°N. This latitude crosses Alaska, Canada, (a) From previous statements and Sample Applica- Greenland, Iceland, Scandinavia, and Siberia, and is tions: e = 0.0167, δs = ε = 23.439°, e·sin(ϖ) = 0.00768 representative of genesis zones for ice caps. Use eq. (21.17): h = arccos[–tan(65°)·tan(23.439°)] o The hour angle ho at sunrise and sunset is given = 158.4° = 2.7645 radians = ho’ . by the following set of equations: Eq. (21.20): (a/R) = (1+0.00768)/[1–(0.0167)2] = 1.00796 Plugging all these into eq. (21.16): α= − tan( φδ )·tan(s ) E = [(1361 W m–2)/π] ·(1.00796)2 · [2.7645 ·sin(65°) (21.17a) ·sin(23.439°) + cos(65°)·cos(23.439°)·sin(158.4°)] E = 501.48 W m–2 for t = 0. βα= min[11 , (max(− , )] (21.17b) (b) Eq. (21.12) for t = 200: e ≈ 0.0168 Eq. (21.13): ε = 23.2278°. Eq. (21.14): e·sin(ϖ) = 0.00730 (21.17c) ho = arccos(β ) Eq. (21.20): a/R = 1.00758. Eq. (21.16): E = 497.5 W m–2 Although the hour angle ho can be in radians or de- Check: Units OK. Magnitude ≈ that in Fig. 2.11 (Ch. 2) grees (as suits your calculator or spreadsheet), the at the summer solstice (relative Julian day = 172). hour angle marked with the prime (ho’, in eq. 21.16) Exposition: Milankovitch theory indicates that inso- must be in radians. lation will decrease slightly during the next 200 yr. The solar declination angle, used in eq. (21.16), is
INFO • Sun-Earth Distance δs = arcsin[sin( ε )·sin( λε )]≈ ·sin( λ ) (21.18) Recall from Chapter 2 (eq. 2.4) that the sun-Earth where ε is the obliquity from eq. (21.13), and λ is the distance R is related to the semi-major axis a by: true longitude angle (measured at the sun) be- a 1+ e·cos(ν ) = (21.19) tween the position of the Earth and the position of R 1 − e2 the moving vernal equinox. Special cases for λ are where ν is the true anomaly (angle at the sun between listed in Table 21-2 on the previous page. Earth’s position and the perihelion), and e is the eccen- Recall from the Solar & IR Radiation chapter (eq. tricity from eq. (21.12). By definition, νλϖ= − (21.a) 2.4) that the sun-Earth distance R is related to the where λ is the position of the Earth relative to the semi-major axis a by: moving vernal equinox, and ϖ is the position of the perihelion as measured from the moving vernal equi- a 1+ e·cos(ν ) (21.19) nox. Thus, = a 1+ e·cos(λϖ− ) R 1 − e2 = (21.b) R 1 − e2 Using trigonometric identities, the cosine term is: where ν is the true anomaly (the angle at the sun be- tween the Earth’s position and the perihelion), and a 1++cos(λ )·[ee ·cos( ϖλ )] sin( )·[ ·sin( ϖ )] = (21.c) e is the eccentricity. For the special case of the sum- R 1 − e2 mer solstice (see the Sun-Earth Distance INFO Box), The terms in square brackets are the climatic pre- this becomes: a 1+ [e ·sin(ϖ )] (21.20) cessions that you can find with eqs. (21.14) and (21.15). = To simplify the study of climate change, research- R 1 − e2 ers often consider a special time of year; e.g., the sum- mer solstice (λ = π/2 from Table 21-2). This time of where e is from eq. (21.12) and e·sin(ϖ) is from eq. year is important because it is when glaciers may or (21.14) may not melt, depending on how warm the summer All the information above was used to solve eq. is. At the summer solstice, the previous equation sim- (21.16) for average daily insolation at latitude 65°N plifies to: a 1+ [e ·sin(ϖ )] during the summer solstice for 1 Myr in the past to = (21.20) R 1 − e2 1 Myr in the future. This results in the orange curve Also, during the summer solstice, the solar decli- for E plotted in Fig. 21.8. This is the climatic signal resulting from Milankovitch theory. Some scientists nation angle from eq. (21.18) simplifies to: δs = ε have found a good correlation between it and the r e e h p s o m t a
Monthly Averaged Sunspot Numbers (V2.0) R. STULL400 • PRACTICAL METEOROLOGY 803 Monthly Averaged Sunspot Numbers (V2.0) 300400 Complete Months Monthly Averaged SunspotMissing Numbers 1-10 Days (V2.0) 400 Missing 11-20 Days 1362 300 CompleteMissing > Months20 Days 200 Missing 1-10 Days
) Missing 11-20 Days
2 300 MissingComplete > Months20 Days 200 Missing 1-10 Days 100 Missing 11-20 Days
SUNSPOT NUMBER Missing > 20 Days 1361 200 1000 1234 5 6 789 (W/m SUNSPOT NUMBER
o 1750 1760 1770 1780 1790 1800 1810 1820 1830 1840 1850 100 S 0 1234DATE 5 6 789 SUNSPOT NUMBER 1750 1760 1770 1780 1790 1800 1810 1820 1830 1840 1850 0 1234DATE 5 6 789 1360 400 1750 1760 1770 1780 1790 1800 1810 1820 1830 1840 1850 1980 1990 2000 2010 DATE Year 300400 400 300 Figure 21.11 200 Variation of annual average total solar irradiance So at the top of 300 200 Earth’s atmosphere during 3 recent sunspot cycles. [Based on data 100 SUNSPOT NUMBER from IPCC (2013) AR5 Chapter 8, fig8.10, p689.] 200 1000 10 11 12 13 14 15 16 17 18 SUNSPOT NUMBER 1850 1860 1870 1880 1890 1900 1910 1920 1930 1940 1950 1000 10 11 12 13DATE 14 15 16 17 18 SUNSPOT NUMBER 1850 1860 1870 1880 1890 1900 1910 1920 1930 1940 1950 0 10 11 12 13DATE 14 15 16 17 18 400 historical temperature curve plotted at the bottom 1850 1860 1870 1880 1890 1900 1910 1920 1930 1940 1950 DATE of Fig. 21.8, although the issue is still being debated. 400300 400 300 200 21.2.2. Solar Output 300 200 The average total solar irradiance (TSI) currently 100 SUNSPOT NUMBER 200 reaching the top of Earth’s atmosphere is So = 1361 1000 19 20 21 22 23 24 W·m–2, but the magnitude fluctuates daily due to so- SUNSPOT NUMBER 1950 1960 1970 1980 1990 2000 2010 2020 2030 2040 2050 1000 19 20 21 22DATE 23 24 SUNSPOT NUMBER HATHAWAY NASA/ARC 2016/10 lar activity, with extremes of 1358 and 1363 W·m–2 1950 1960 1970 1980 1990 2000 2010 2020 2030 2040 2050 Figure0 21.1219 20 21 22DATE 23 24 measured by satellite since 1975. Satellite observa- Monthly1950 average1960 1970 sunspot1980 number1990HATHAWAY2000 NASA/ARC during 2016/102010 17502020 -2030 2017.2040 [NASA.2050 DATE tions have calibration errors (biases) on the order of https://solarscience.msfc.nasa.gov/images/Zurich_Color.pdf]HATHAWAY NASA/ARC 2016/10 ±4.5 W·m–2 (Kopp & Lean, 2011, Fig. 1).
21.2.2.1. Sunspot Cycle Modern more Medieval Maximum When averaged over each year, the resulting Maximum
smoothed curve of TSI varies with a noticeable 11- C) yr cycle (Fig. 21.11), corresponding to the 9.5 to 11-yr 14 sunspot cycle (Fig. 21.12) as observed by telescope. Sunspots are darker and colder than the average Dalton Oort Wolf Minimum Solar Activity Spörer Maunder surface temperature of the sun. However, sunspots (based on Minimum Minimum Minimum Minimum are accompanied by faculae, which are brighter, hot- less ter regions that often surround each sunspot. More sunspots means more faculae, and more faculae 1000 1200 1400 1600 1800 2000 Calendar Year mean greater TSI. Because the TSI variation is only about 0.1% of Figure 21.13 its total magnitude, the sunspot cycle is believed to Carbon-14 concentration as a proxy for solar activity. Approxi- have only a minor (possibly negligible) effect on re- mate dates for these minima: Oort Minimum: 1040 - 1080, cent climate change. Wolf Minimum: 1280 - 1350, Spörer Minimum: 1450 - 1550, Maunder Minimum: 1645 - 1715, and Dalton 21.2.2.2. Long-term Variations in Solar Output Minimum: 1790 - 1830. The 11-year sunspot cycle still ex- ists during this time span, but was smoothed out for this plot. To get solar output information for the centu- (Based on data from Muscheler et al, 2007, Quat.Sci.Rev., 26.) ries before telescopes were invented, scientists use proxy measures. Proxies are measurable phenome- na that vary with solar activity, such as beryllium-10 100 C)
concentrations in Greenland ice cores, or carbon-14 14 concentration in tree rings (dendrochronology). 50 Radioactive carbon-14 dating suggests solar activity 0 as plotted in Fig. 21.13 for the past 1,000 years. No- (based on Sunspot Number ticeable is the 200-yr cycle in solar-activity minima. –10 –8 –6 –4 –2 0 Thousands of Years BC Going back 10,000 yr in time, Fig. 21.14 shows a Figure 21.14 highly-smoothed carbon-14 (14C) estimate of solar/ Smoothed proxy estimate of sunspots, where the 11-year sun- sunspot activity. There is some concern among sci- spot cycle has been averaged out. [Based on data from Usoskin, I.G. Living Rev. Sol. Phys. (2013) 10: 1. https://doi.org/10.12942/lrsp-2013-1] 804 CHAPTER 21 • NATURAL CLIMATE PROCESSES entists that Earth-based factors (such as extensive volcanic eruptions that darken the sky and reduce 21.3. TECTONIC INFLUENCES tree growth over many decades) may have con- founded the proxy analysis of tree rings. Even further back (4.5 Gyr ago), the sun was 21.3.1. Continent Movement younger and weaker, and emitted only about 70% As Earth-crust tectonic plates move, continents of what it currently emits. About 5 billion years into form, change, merge and break apart. About 225 the future, the sun will grow into a red-giant star million years ago the continents were merged into (killing all life on Earth), and later will shrink to be- the Pangea supercontinent (Fig. 21.15). The interior come a white dwarf star. of such large continents are sufficiently far from the moderating influence of oceans that extreme dai- ly and seasonal temperature variations can occur. Large monsoon circulations can form due to the temperature contrasts between continent and ocean. The more recent (200 million years ago) superconti- nents of Gondwanaland and Laurasia would likely have had similar monsoon circulations, and extreme temperature variations in their interiors. Eurasia Colliding tectonic plates can cause mountain building (orogenesis). Large mountain ranges Laurasia can block portions of the global circulation, chang- ing the Rossby waves in the jet stream, and altering North cyclogenesis regions. Mountains can partially block the movement of airmasses, changing temperature America Tethys Sea and precipitation patterns. Changes in continent locations and ocean depths Africa cause changes in ocean circulations. Thermoha- South line circulations are driven by differences in wa- P a n g e a ter-density caused by temperature and salt-con- Panthalassa Ocean Panthalassa America India centration variations. These large, slow circulations Gondwana connect deep water and surface waters of all oceans, and are important for redistributing the excess heat Antarctica from the equator toward the poles (see Fig. 11.14 in Chapter 11). Climatic changes in ocean-surface Australia temperatures can alter atmospheric temperature, humidity, winds, cloudiness, and precipitation dis- Figure 21.15 tribution. Location of continents about 225 million years ago when they were combined as the supercontinent Pangea (also spelled as 21.3.2. Volcanism Pangaea and Pangæa). This supercontinent spanned north- When volcanoes erupt explosively, the eruptive south from pole to pole. heat and vertical momentum ejects tons of tiny rock particles called volcanic ash into the upper tropo- sphere and lower stratosphere (Fig. 21.16). During z (km) the few weeks before this ash falls out of the air, it can block some sunlight from reaching the surface. 30 Stratosphere ash & aerosols Gases such as sulfur dioxide (SO2) are also aerosols emitted in large volumes (0.1 to 50x106 metric tons Tropop 15 ash ause from the larger eruptions; see Fig. 21.17a), and are fallout Troposphere much more important for climate change. SO2 ox- volcano idizes in the atmosphere to form sulfuric acid and 0 Earth sulfate aerosols, tiny droplets that fall so slowly they seem suspended in the air. Figure 21.16 Those sulfate particles in the stratosphere can re- Eruption of volcanic ash and aerosols into the stratosphere. Av- main suspended in the atmosphere for a few years erage times for particles to fall 1 km are: 36 yr for 0.1 µm diam- as they are spread around the world by the winds. eter particles, 3.2 yr for 0.5 µm, 328 days for 1 µm, 89 days for The sulfates absorb and reflect some of the incom- 2 µm, 14.5 days for 5 µm, and 3.6 days for 10 µm. R. STULL • PRACTICAL METEOROLOGY 805
(a) Krakatau Table 21-3. Some notable volcanic eruptions. 40 Santa Maria Volcano (Date, Location) • Effect Cotopaxi Pinatubo 20 El Siberian Traps, creating floods of basaltic lava Agung Chichon metric Tons) (~250 Myr ago, Russia) - Lasted a million years, 6 emitting tremendous volumes of sulfates and (10 Aerosol Loading Aerosol 0 greenhouse gases into the atmosphere that caused a 1850 1900 1950 2000 mass extinction at the Permian-Triassic geologi- Calendar Year cal-period boundary. Known as the ”Great Dy- 100 (b) ing”, where 96% of all marine species and 70 per- cent of terrestrial vertebrate species disappeared. 90 Major volcanic eruptions likely contributed to other mass extinctions: End-Ordovician (~450 Myr ago) and Late Devonian (~375 Myr ago). 80 Mt. Fuego Deccan Traps, creating floods of basaltic lava (Guatemala) Mt. Pinatubo Transmitted Mt. Agung El Chichon (Philippines) (~65.5 Myr ago, India) • The Cretaceous–Paleo- (Indonesia) (Mexico) gene extinction event (K–Pg event, formerly known Solar Radiation (%) Solar Radiation 70 1960 1970 1980 1990 2000 as Cretaceous–Tertiary or K-T event) was when Calendar Year the dinosaurs disappeared (except for those that evolved into modern-day birds). The sulfate and Figure 21.17 greenhouse-gas emissions from this massive erup- Reduction in transmitted shortwave radiation from the sun due tion are believed to be a contributing factor to the to aerosols and particulates erupted into the atmosphere from K-T event, which was exacerbated by a massive as- volcanoes, as observed at Mauna Loa. [Based on data from Sato et al., teroid impact in Mexico. 1993. JGR, 98(D12), 22987–22994, doi:10.1029/93JD02553.] Yellowstone Caldera (640 kyr ago, USA) • Emis- sions reduced N. Hem. temperatures by about 5°C Lake Toba (~90 kyr ago, Indonesia) • Emissions killed most of the humans on Earth, possibly caus- ing solar radiation, allowing less to be transmitted ing a genetic bottleneck of reduced genetic diver- toward the ground (Fig. 21.17b). Also, these aerosols sity. Stratospheric aerosol load ≈ 1000 Mtons. Opti- absorb upwelling IR radiation from the Earth and cal depth τ ≈ 10 (see Atmospheric Optics chapter for troposphere. definition of τ ). The net result for aerosol particle diameters less Mt. Tambora (1815, Indonesia) • Emissions caused than 0.5 µm is that the stratosphere warms while the so much cooling in the N. Hemisphere that 1816 is Earth’s surface and lower troposphere cool. This known as the “Year Without Summer”. Wide- cooling causes short-term (2 - 3 yr) climate change spread famine in Europe and N. America due to crop failure and livestock deaths. Followed by an known as volcanic winter (analogous to the ef- exceptionally cold winter. Stratospheric aerosol fects of nuclear winter). The surface cooling can load ≈ 200 Mtons. Optical depth τ ≈ 1.3. be so great as to ruin vegetation and crops around Krakatau (1883, Indonesia) • Violent explosion the world, as was experienced throughout histo- heard 3,500 km away. Ash reached 80 km alti- ry (Table 21-3). For a brief explosive eruption, the tude. Global temperature decrease ≈ 0.3 - 1.2°C. stratospheric effects are greatest initially and grad- 50 Mtons of aerosols into stratosphere. τ ≈ 0.55. ually diminish over a 3-year period as the aerosols fall out. For violent continuous eruptions, the cli- matic effects can last decades to millennia. Volcanoes also erupt hundreds of millions of tons of greenhouse gases (gases that absorb IR ra- diation that can alter the global heat budget), includ- Darkness ing carbon dioxide (CO2) and water vapor (H2O). “I had a dream, which was not all a dream. These gases can cause longer-term global warming The bright sun was extinguish’d, and the stars after the aerosol-induced cooling has ended. Did wander darkling in the eternal space, After the large eruptions, you can see amazing- Rayless, and pathless, and the icy Earth ly beautiful sunsets and sunrises with a bright red Swung blind and blackening in the moonless air; glow in the sky. Sometimes you can see a blue Morn came and went — and came, and moon at night. These phenomena are due to scat- brought no day, tering of sunlight by sulfate aerosols with diameters And men forgot their passions in the dread ≤ 0.5 µm (see the Atmospheric Optics chapter). Of this their desolation; and all hearts Were chill’d into a selfish prayer for light.” - Lord Byron (1816 –the Year Without Summer.) 806 CHAPTER 21 • NATURAL CLIMATE PROCESSES
Example: Concept Radiative Equilibrium 21.4. FEEDBACKS (a) (a′) 1/4 Ro = Te 21.4.1. Concept input output R σSB T Consider a system or physical process with an system o system e input and output (Fig. 21.18a). This system might be linear (described by a straight line when output is plotted vs. input) or nonlinear (described by a Linearize: curved line). Various values of input give various values of output. (b) (b′) Choose one particular set of input and output T * · r · e values as a reference state of the system. Find the ∆in o ∆out 4Ro* ∆Ro ∆Te slope ro of the line at this reference point. This slope describes the response of the output (∆out) to a small change of input (∆in). Namely,
Add Feedback: ∆out = ro · ∆in (21.21) (c) (c′) as sketched in Fig. 21.18b. The slope is a straight line. c*R * F · o · Thus, even if the original system is nonlinear, this (1-A*) slope describes a linearized approximation to the system response at the reference point. Feedback (Fig. 21.18c) is where the output signal · r · Te* is added to the input via some feedback process F: o 4Ro* ∆in ∆out ∆Ro ∆Te system system ∆out = ro · [ ∆in + F · ∆out] (21.22)
A linear approximation is also used for this feed- Figure 21.18 back. The feedback is internal to the system (Fig. Left column: feedback concepts. Right column: example of ice- albedo feedback within the radiative-equilibrium process, as de- 21.18c). Thus the amount of feedback responds to changes in the system. Contrast that to inputs, scribed by nonlinear eq. (21.3). The reference state is (Ro*, Te*, A*, c*). which are considered external forcings that do not respond to changes within the system. The previous feedback equation can be rewritten as Sample Application ∆out = ro · ∆in + f · ∆out •(21.23) Suppose ro = 0.1 and F = –3. Find the feedback factor, gain, and compare system responses with and where the feedback factor f is given by without feedback. f = r ·F (21.24) Find the Answer o Given: F = –3, no-feedback system response r = 0.1 o Solving eq. (21.33) for ∆out gives: Find: f = ? , G = ? , r = ? = response with feedback 1 ∆out = ·r ·∆in (21.25) Use eq. (21.24): ()1 − f o f = (0.1) · ( –3) = –0.3 is the feedback factor Use eq. (21.26): Eq. (21.25) looks similar to eq. (21.21) except for the G = 1 / [1 – (–0.3)] = 0.77 is the gain new factor 1/(1–f). In electrical engineering, this Use eq. (21.28): factor is called the gain, G: r = (0.77)·(0.1) = 0.077 is the system response with 1 feedback, compared to ro = 0.1 without. G = (21.26) ()1 − f Check: Units all dimensionless. Magnitudes OK. Exposition: This system is damped. It has negative [CAUTION: Some climate researchers use a different feedback. This feedback diminishes the response. For definition of gain than electrical engineers. See the INFO many systems, the output units differ from the input Box on the next page.] units, in which case ro , F, and r would have units. R. STULL • PRACTICAL METEOROLOGY 807
If we rewrite eq. (21.25) as INFO • Gain — Different Definitions ∆out = r · ∆in (21.27) Some climate researchers define thegain g as ∆∆out− out g = o then we see that the linearized process WITH feed- ∆out back (eq. 21.27) looks identical to that without (eq. 21.21) but with a different response: where ∆outo is the background response with NO feedbacks. Thus: r = G · r (21.28) G· r ·∆ in− r ·∆ in 1 o g = oo= 1 − G· ro ·∆ in G If f ≥ 1, then the feedback is so strong that the But G = 1/(1–f) from eq. (21.26). Thus response increases without limit (i.e., a runaway re- sponse), and no equilibrium exists. If 0 < f < 1, then g = f there is positive feedback with gain G > 1 that leads to an amplified but stable new equilibrium. If Namely, the “gain” used in some climate studies is f < 0, then there is negative feedback with gain the feedback factor used in this chapter and in electri- G < 1 that damps the response toward a different cal engineering. stable equilibrium. For N feedback processes that are independent of each other and additive, the total gain is −1 ⎡ N ⎤ (21.29) G = ⎢1− ∑ fi ⎥ ⎣⎢ i=1 ⎦⎥ where fi is the feedback factor for any one process i.
21.4.2. Idealized Example To illustrate feedback, use the simple no-atmo- sphere blackbody radiative-equilibrium system of Fig. 21.1. The net solar input per square meter of the Earth’s surface is
Ro = (1 – A)·So / 4 (21.30) HIGHER MATH • No-feedback Response (see the INFO box on the 3rd page of this chapter). The IR-radiation output is described by the Ste- Start with no feedback, as described by the energy fan-Boltzmann law, resulting in the following ener- balance of eq. (21.31). gy balance of input = output: 4 Ro = σSB · Te 4 Ro = σSB · Te (21.31) Take the derivative: 3 dRo = 4 σSB · Te dTe as indicated in Fig. 21.18a’. The dashed lines in Fig. 21.2 show how an input Rearrange to find the change of output with input –2 –2 (dTe/dRo ), of Ro = 240.2 W m (So = 1361 W m ) results in an output Te ≈ 255.1 K. Use this blackbody Earth-equi- ∂Te 1 = 3 librium condition as the reference state, and de- ∂Ro 4··σSBT e note the reference values with asterisks (Ro*, Te*). The Finally, convert to finite differences: thick cyan curved line in Fig. 21.2 shows how Te var- ∆Te 1 ies nonlinearly for different inputs of Ro, assuming r == (21.33) o ∆R 3 A = 0.294 is constant (i.e., no feedback other than the o 4··σSBT e background outgoing IR). Another form of this answer can be found by mul- tiplying the numerator and denominator by Te, and 21.4.2.1. No Feedback then substituting eq. (21.31) in the denominator:
Focus on this no-feedback example first (Fig. Te 21.18b’). For small solar-input variations ∆R about ro = o 4·Ro its reference state, the corresponding temperature 808 CHAPTER 21 • NATURAL CLIMATE PROCESSES
change ∆Te can be approximated by a straight line tangent to the curve at the reference point (Fig. 21.2), as defined by
ro = ∆Te / ∆Ro (21.32)
Based on eq. (21.31), the slope ro of this straight line (see Higher Math box on the previous page) is: (21.33) 1 T * 1 e –2 ro ==3 = 0.266 K/(W·m ) 4·σSB ·*T e 4·*Ro
Ac ∆A 21.4.2.2. Ice Albedo Feedback 0.5 = – c* ∆Te Next, add ice-albedo feedback by allowing the A*= 0.294 reference state Albedo albedo to vary with temperature. Changes in tem- Aw perature Te alter the areal extent of highly reflective ice caps and glaciers, thereby changing the albedo 0 (A) between two extremes (Fig. 21.19). A warm limit Te*= 255.1 Te (K) Aw assumes 0% snow cover, and is based on the re- flectivities of the ground, crops, cities, and oceans. Figure 21.19 A cold-limit Ac represents 100% snow cover, causing Thick line is a sketch of response of Earth’s albedo to changes in a highly reflective Earth. The blackbody Earth state radiative equilibrium temperature T , associated with changes e is useful as a reference point (Te* = 255 K, A* = 0.294). in snow- and ice-cover. The thin line of slope –c* corresponds Use the slope (thin line in Fig. 21.19) of the A vs. T to the slope of the thick line at the reference point. Values for A e c curve at the reference point as a linear approxima- and A are not accurate and are only for illustration. w tion of the nonlinear feedback (thick line). Numeri- cal simulations of the global climate suggest this slope is: ∆ A = −c * (21.34) ∆T Sample Application –1 For ice-albedo radiative-equilibrium with a black- where c* = 0.01 K . The ice-albedo feedback de- body-Earth reference state, find the feedback factor scribed here is highly oversimplified, for illustrative and gain. Compare system responses with and with- purposes. out feedback. For this idealized ice-albedo radiative-equilib- rium case, the feedback equation (21.23) becomes: Find the Answer –2 –1 Given: Te*= 255 K, Ro*=240 W·m , A*=0.294, c*= 0.01 K ∆Te = ro · ∆Ro + f · ∆Te (21.35) –2 –2 Find: ro = ? (K/W·m ), f = ? , G = ? , r = ? (K/W·m ) where ro was given in eq. (21.33), and where Use eq. (21.33) for the no-feedback system response: –2 –2 cT*·e * ro = (255K)/(4 · 240W·m ) = 0.266 K/(W·m ) f = (21.36) 41·(− A *) Use eq. (21.36) for the feedback factor: f = (0.01 K–1)·(255K) / [4 · (1 – 0.294)] = 0.90 (dim’less) (see the Higher Math box on the next page). The resulting gain is Use eq. (21.26): G = 1/(1 – 0.90) = 10.4 (dimensionless) 41·(− A *) G = (21.37) 41·(−−A *) cT *· * Use eq. (21.28): e –2 –2 r = (10.4) · [0.266 K/(W·m )] = 2.75 K/(W·m ) After multiplying ro by the gain to give r, we find that the temperature response to solar-input varia- Check: Response is reasonable. Units OK. tions (when feedbacks ARE included) is: Exposition: This illustrates positive feedback where the response is amplified. For example, ∆S ≈ 1 W·m–2 (1 − AT *)· * o r = e (21.38) due to sunspot cycle (Fig. 21.11) implies ∆Ro = 0.175 R A cT –2 oe*·[41 ·(−− *) *· *] W·m , giving ∆Te = r· ∆Ro = 0.48°C variation in equi- librium radiation temperature due to sunspots with Fig. 21.20 shows how the total response r with feed- feedback, compared with ∆Te=0.266°C without. R. STULL • PRACTICAL METEOROLOGY 809
HIGHER MATH • Feedback Example HIGHER MATH • Feedback (continued)
For ice-albedo feedback, infinitesimal variations in Next, take the derivative of eq. (21.30): solar irradiance dSo and albedo dA cause infinitesimal changes in equilibrium temperature dTe : dRo = [(1 – A)/4] · dSo
∂Te ∂Te dTe = dSo + dA (21.a) Dividing this by eq. (21.30) shows that: ∂So ∂A To find the factors that go into this equation, start with dR dS o = o a simple radiative-equilibrium balance: Ro So 1/4 1/4 ⎡(1− A)·S ⎤ ⎡ R ⎤ (21.3) Plug this into eq. (21.b), and convert from calculus to T = o = o e ⎢ ⎥ ⎢ ⎥ finite differences: ⎣ 4·σSB ⎦ ⎣σSB ⎦ and take the derivative ∂T /∂S : T * cT*· * e o ∆T =+e ·∆R e ·∆T e o e −3/4 4·*Ro 41·(− A *) ∂T 1 ⎡(1− A)·S ⎤ ⎡ 1− A ⎤ e = o · ⎢ ⎥ ⎢ ⎥ Compare this with eq. (21.23) to realize that: ∂So 4 ⎣ 4·σSB ⎦ ⎣ 4·σSB ⎦ Te * cT*·e * Substituting eq. (21.3) into this gives: ro = (eq. 21.33) and f = 4·*Ro 41·(− A *)
∂Te 1 −3 ⎡ 1− A ⎤ Thus, = [Te ] ·⎢ ⎥ ∂So 4 ⎣ 4·σSB ⎦ f cR*· * 41·(− A *) F == o and G = which we can rewrite as: ro (1 − A *) 41·(−−A *) cT *·e *
∂Te 1 ⎡ 1− A ⎤ For the idealized (toy model) example in this sec- = ·Te ·⎢ 4 ⎥ ∂So 4 ⎣⎢ 4·σSB ·Te ⎦⎥ tion, the reference values are:
Solve (21.3) for So and substituting into the eq. above: Te* = 255.1 K = radiative equilibrium temperature –2 So* = 1361 W·m = solar irradiance –2 2 ∂Te 1 ⎡ 1 ⎤ Ro* = 240.2 W·m = solar input / m Earth’s surface = ·Te ·⎢ ⎥ ∂So 4 ⎣So ⎦ A* = 0.294 (dimensionless) = albedo c* = 0.01 K–1 =albedo response to temperature change You can similarly find T∂ e/∂A from eq. (21.3) to be:
∂T −T ee= ∂A 41·(− A )
When these derivatives are plugged into eq. (21.a) T and applied at the reference point (S *, T *, A*), the re- e o e with sult is: feedback Te * Te * dTe = dSo − dA output 4·*So 41·(− A *) r no feedback/∆R o ∆Te e = ∆T′ Albedo decreases when Earth’s temperature increases, r o ∆T′ due to melting snow and retreating glacier coverage: e Te* reference point dA = – c* · dTe ∆R where c* is the magnitude of this variation at the o reference point. Plugging this into the previous eq. R * R gives: o input o
Te * cT*·e * Figure 21.20 dTe =+dSo dTe (21.b) 4·*So 41·(− A *) Illustration of system response with feedback (orange) and without (cyan). The prime (‘) denotes the no-feedback response. (continues in next column) Different systems and feedbacks have different slopes of the re- sponse lines. 810 CHAPTER 21 • NATURAL CLIMATE PROCESSES
Table 21-4. Feedbacks affecting Earth’s climate. back differs from the ro without. With feedback, eq. (+) = positive, (–) = negative feedbacks (21.32) becomes: F = Feedback parameter (W·m–2)·K–1 f = feedback factor (dimensionless) ∆Teo= rR ·∆ (21.39) G = Gain (dimensionless) r = system response K/(W·m–2). This is also Table 21-4 lists some feedbacks that can affect known as the sensitivity, λ. Earth’s climate. These are briefly discussed next. Processes for gradual climate change: Feedback F f G r 21.4.3. Infrared Radiative (IR) Feedback = = 1/ = IR is the strongest feedback — it dominates all others. It was already discussed as the “radiation ro·F (1–f) G·ro out” term in eq. (21.2). This important negative (–) IR Radiative (–) ro = • blackbody Earth 0.27 feedback allows the Earth to have an equilibrium • realistic Earth 0.31 state. Even a small change in Earth’s temperature results in a strong compensating energy loss be- Water-vapor (+) 1.6 ±0.3 0.50 1.98 0.61 cause IR radiation is proportional to the 4th power Lapse-rate (–) –0.6 ±0.4 –0.19 0.84 0.26 of Te in the Stefan-Boltzmann equation. This strong Cloud (+) 0.3 ± 0.7 0.09 1.1 0.34 damping keeps Earth’s climate relatively steady. Surface albedo (+) 0.3 ±0.1 0.09 1.1 0.34 As we have seen, the reference black-body re- sponse to changes in net solar input is r = 0.267 K/ Ocean CO2 (+) o (W·m–2). Global climate models that include more Biological (–) realistic atmospheric absorption and emission of IR Processes for Abrupt climate change: –2 radiation findr o = 0.31 ± 0.01 K/(W·m ). • Meridional Overturning Ocean Circulation • Fast Antarctic & Greenland Ice-sheet Collapse • Volcanoes 21.4.4. Water-vapor Feedback • Methane Release (Hydrate Instability & Permafrost) Warmer air can hold more water vapor, which • Biogeochemical absorbs and re-radiates more IR radiation back to the surface and reduces the atmospheric window From IPCC, AR5, 2013, Chapter 9, Table 9.5 & Fig. 9.43. sketched in Fig. 21.5. The warmer surface warms the air, resulting in a very strong positive feedback (see Table 21-4). The upper troposphere is where this feedback is most effective. Sample Application Water vapor is an important natural greenhouse Given the feedbacks listed in Table 21-4, what is the gas. If the climate warms and the upper tropospher- total response. ic water-vapor content increases to the point where the atmospheric window is mostly closed (net atmo- Find the Answer spheric emissivity e ≈ 1), then we return to the nega- Given: Table 21-4. Use realistic Earth for ro. tive feedback sketched in Fig. 21.4 and steady Earth Find: r = ? K/(W·m–2). temperature of Ts = 30°C from eq. (21.6). Assume: total response is based on only those feedback processes for which numbers are given in the table. 21.4.5. Lapse-rate Feedback Use eq. (21.29): G = 1 / [1 – Σ f] The simple model of Fig. 21.4 uses the same air G = 1 / [ 1 – (0.50 – 0.19 + 0.09 + 0.09)] temperature TA to determine IR radiation both up G = 1 / [1 – 0.49] = 1.96 to space and down toward the Earth. However, in the real atmosphere the temperature decreases with Use eq. (21.28): r = G · ro an average lapse rate 6.5 °C·km–1 in the troposphere. r = 1.96 · 0.31 = 0.61 K/(W·m –2). Thus, colder temperatures at the top of the tropo- sphere emit less upward IR radiation to space than is Check: Units OK. Physics OK. emitted downward from the warmer bottom of the Exposition: For each ∆R = 1 W·m–2 change in solar input, the Earth-system response with all feedbacks troposphere. This difference in upward and down- is ∆T = 0.61 K, which is twice the response (0.31 K) ward IR radiation is part of our normal climate, without feedback (other than the background IR feed- causing our normal temperatures. back). {CAUTION: The total response is NOT equal Global warming tends to reduce the lapse rate. to the sum of the individual responses r. Instead, use Namely, the temperature difference diminishes be- the sum of feedback factors f to get the net feedback.] tween the top and bottom of the troposphere. Rel- R. STULL • PRACTICAL METEOROLOGY 811 ative to each other, IR radiation out to space will in- Sample Application crease and IR radiation down toward the Earth will Use Table 21-4 to estimate the combined water-va- decrease. The net effect is to cool the Earth system. por and lapse-rate response, rwv.lr . Thus, lapse-rate feedback is negative (Table 21-4). Water-vapor and lapse-rate feedbacks are closely Find the Answer related, and are often considered together. Their Given Table 21-4: fwater.vapor = 0.50, flapse.rate = –0.19 –2 combined effect is a modest positive feedback. Find: rwv.lr = ? K/(W·m ) –2 Assume: ro = 0.31K/(W·m ) for a realistic Earth.
21.4.6. Cloud Feedback For multiple feedbacks, we must use eq. (21.29): Cloud feedback is likely important, but the de- G = 1 / [1 – (0.50 – 0.19)] = 1.45 tails are poorly understood. Relative to clear skies, Use eq. (21.28): –2 –2 clouds at all heights cause cooling by reflecting rwv.lr = 1.45 · [0.31 K/(W·m )] = 0.45 K/(W·m ) incoming solar radiation. But clouds also cause warming by trapping (absorbing and re-radiating Check: Units OK. Magnitude OK. back towards the surface) upwelling IR radiation. Exposition: This r corresponds to G = 1.45, f = 0.311, & The small difference between these large opposing F = 1.003, which agrees with IPCC AR5 Fig. 9.43. forcings can have very large error, depending on cloud type and altitude. For our present climate, the net effect of clouds is cooling. Table 21-4 indicates a positive feedback for clouds, INFO • Greenhouse Gases based on global climate modeling. Namely, an in- A greenhouse gas (GHG) is an atmospheric crease in radiative input to the Earth system would gas that absorbs and emits IR radiation. Of particu- decrease the cloud cover, thus causing less cooling. lar concern are gases that absorb and emit within the But much more research must be done to gain more 8 to 14 µm wavelength range of the atmospheric confidence in cloud-feedback processes. window. As the concentrations of such gases in- Sometimes aerosol feedback is grouped with crease, the atmospheric window can close due to the cloud feedback. Aerosols (microscopic solid or liq- increased atmospheric emissivity (Fig. 21.5), resulting in global warming. uid particles in the air) can have similar effects as Greenhouse gases, ranked by importance, are: cloud droplets. However, some aerosols such as sul- (1) water vapor (H O), fates are darker than pure water droplets, and can 2 (2) carbon dioxide (CO2), absorb more solar radiation to cause atmospheric (3) methane (CH4), warming. As already discussed, volcanoes can (4) nitrous oxide (N2O), inject sulfate aerosols into the stratosphere. Phy- (5) ozone (O3), toplankton (microscopic plant life) in the ocean (6) halocarbons [e.g., freon CFC-12 (C Cl2 F2)] can release into the atmospheric boundary layer a Except for (6), most greenhouse gases have both chemical called dimethyl sulfide, which can later be natural and anthropogenic (man-made) sources. oxidized into sulfate aerosols. CO2 is of particular concern because it is released by humans burning fossil fuels (coal, oil) for energy. 21.4.7. Ice–albedo (Surface) Feedback This positive feedback was discussed earlier in 50 0 the idealized feedback example, where we found warm limit a response of r = 2.75 K/(W·m–2) in the Sample 0.2 Application. More realistic estimates from Global Ts*= 23°C A*= 0.294 Climate Model simulations are r = 0.27 to 2.97 K/ 0.4
–2 (°C) 0 (W·m ). At our current reference temperature, this s T Albedo feedback mostly affects the climate at high latitudes. cold 0.6 This positive-feedback sensitivity applies only limit R* over the limited range of Fig. 21.19 for which albedo –50 can vary with temperature. At the cold extreme of a 0.8 completely snow-covered Earth (snowball Earth), 240 2 the albedo is constant at its cold-limit value Ac. At Solar Input Ro (W/m ) the warm extreme the Earth has no ice caps or snow Figure 21.21 cover, and albedo is constant at Aw. Illustration of how Earth’s surface temperature is bounded once At these two extremes, the negative feedback the Earth becomes fully snow-covered (cold limit) or fully snow- of IR radiation again dominates, leading to steady free (warm limit). Shading shows temperature uncertainty due to uncertainty in the limiting albedo values. 812 CHAPTER 21 • NATURAL CLIMATE PROCESSES
Earth temperatures. For snowball Earth, cold-limit INFO • Climate Sensitivity albedo estimates are in the range of 0.55 ≤ Ac ≤ 0.75. The Intergovernmental Panel on Climate Change When used in the radiation balance of eq. (21.3) the (IPCC) states that climate sensitivity is “a mea- cold-limit blackbody temperature is 197 K ≤ Te ≤ 228 K, sure of the climate system response to sustained radi- yielding a surface temperature (Ts = 1.161·Te, from eq ative forcing. It is defined as the equilibrium global 21.10) of –44°C ≤ Ts ≤ –8°C. average surface warming” (∆Ts) “following a doubling For the warm limit (assuming that clouds hav- of CO concentration.” 2 ing 37% albedo still cover roughly 70% of the Earth) Based on research by international teams using global climate models, IPCC suggests in their 5th As- 0.20 ≤ Aw ≤ 0.25, and the equilibrium blackbody tem- sessment Report (AR5, 2013) that “this sensitivity is perature is 259 K ≤ Te ≤ 263 K. This corresponds to a surface temperature of 28°C ≤ T ≤ 33°C using eq. likely to be in the range of” ∆Ts = “1.5 to 4.5°C with s a best estimate of 3.2°C” for a doubling of the green- (21.10). Thus, runaway global warming or cooling is house gas CO2. This temperature rise would be equiv- not possible beyond these bounds (see Fig. 21.21). alent to a radiative forcing (∆Ro in Fig. 21.18b’ & c’; abbreviated as RF by IPCC) of 3.4 ±0.8 W·m–2. 21.4.8. Ocean CO2 Feedback Warmer seawater can hold less dissolved carbon CO2 has not doubled yet, but since year 1700 the concentration increased from 275 to 410 ppm (Fig. 21.k). dioxide (CO2) than colder water (see INFO box on next page). Hence global warming will cause oceans 400 to release CO2 into the atmosphere. Greater atmo- spheric CO2 concentrations reduce the atmospher- 300 ic window due to an increase in net atmospheric 200 emissivity e, and thus cause the atmosphere to re-ra- diate more IR radiation back toward the Earth sur- 100 face. The net result is positive feedback. Concentration (ppm) Concentration
2 0 1700 1800 1900 2000
CO 21.4.9. Biological CO2 Feedback Year As plants grow, they consume CO2 to make hy- Fig 21.k. Keeling curve, based on ice-core data before drocarbons and carbohydrates via photosynthesis. 1958, and Mauna Loa data after. The shape of the curve As a result, the carbon is sequestered (stored) as looks somewhat like a hockey stick. [Based on data from https://scripps.ucsd.edu/programs/keelingcurve/.] the body of the plant. Some of the carbohydrates (e.g., sugars) are consumed by the plant, and are con- IPCC is particularly concerned about anthropo- verted back to CO2 and transpired (exhaled by the genic forcings, because these can be mitigated by peo- plant) into the atmosphere. ple. Since year 1750 — the start of the industrial age When plants die and decay, or when they burn in — people have inadvertently altered the Earth-system a wild fire, they release their remaining carbon as net radiative forcing as follows (IPCC AR5 Table 8.6): CO2 back to the atmosphere. If plants are buried un- der sediment before they decay or burn, their carbon –2 Anthropogenic Process ∆Ro or RF (W·m ) can be fossilized into coal, oil, natural gas (fossil Well-mixed greenhouse gases fuels). Carbonate rocks can also sequester carbon (CO + CH + N O + Halocarbons) +2.83 2 4 2 from the atmosphere, but the carbon can later be re- O3 in stratosphere –0.05 O in troposphere 0.40 leased through weathering of the rocks. 3 The change of carbon from CO to other forms H2O from CH4 in stratosphere 0.07 2 Surface albedo/land use –0.15 is called the global carbon cycle. It is extremely Surface albedo/carbon on snow 0.04 difficult to model the global carbon cycle, which Aerosols/ direct -0.35 leads to large uncertainty in estimates of climate Jet contrails +0.01 feedback. Also, anthropogenic effects of fossil-fuel and biomass burning affect the cycle. At present, Total Anthropogenic (was not estimated in the AR5 it is believed that biological CO2 causes a positive report) in AR4 was estimated as +1.6 range [0.6 to 2.4] feedback. Namely, global warming will cause more CO to be released than sequestered. Compare this to a natural process: 2 Solar irradiance change +0.05 Processes of abrupt climate change in Table The large anthropogenic effects relative to the nat- 21-4 are left to the reader to explore (via an Evaluate ural solar variations is what motivates policy makers & Analyze exercise). to take action. R. STULL • PRACTICAL METEOROLOGY 813
INFO • Effervescence and CO2 21.5. GAIA HYPOTHESIS & DAISYWORLD Carbonated beverages retain their tart flavor when cold. The tartness or sourness comes from carbonic James Lovelock proposed a thought-provoking acid (H2CO3) due to CO2 dissolved in water (H2O). hypothesis: life regulates the climate to create an But as the beverage warms, it cannot hold as much environment that favors life. Such self-maintained dissolved CO2, forcing some of the CO2 to effer- stability is called homeostasis. His hypothesis is vesce (bubble out). Namely, the beverage loses its called gaia — Greek for “mother Earth”. fizz, causing it to taste “flat”. Lovelock and Andrew Watson illustrate the “bio- The same phenomenon happens to the oceans. If logical homeostasis of the global environment” with oceans warm, they lose some of their fizz. daisyworld, a hypothetical Earth containing only light and dark colored daisies. If the Earth is too cold, the dark daisies proliferate, increasing the ab- sorption of solar radiation. If too warm, light-col- ored daisies proliferate, reflecting more sunlight by increasing the global albedo (Fig. 21.22). dark daisies 21.5.1. Physical Approximations We modify Lovelock’s toy model here to enable an easy solution of daisyworld on a spreadsheet. bare Given are two constants: the Stefan-Boltzmann con- –8 –2 –4 ground stant σSB = 5.67x10 W·m ·K and solar irradiance light –2 So = 1361 W·m . Small variations in solar output are daisies parameterized by luminosity, L , where L = 1 corre- sponds to the actual value for Earth. These factors are combined into a solar-forcing ratio, q:
LS· q = o (21.40) Figure 21.22 4·σSB A hypothetical daisyworld with only light and dark colored flowers and bare ground. The model forecasts the fraction of the globe cov- ered by light daisies (CL) and the fraction covered by dark daisies (CD). Some locations will have no 0.6 daisies, so the bare-ground fraction (CG) of Earth’s surface is thus: CD 0.3 CG = 1 – CD – CL (21.41) CL To start the calculation, assume an initial state of C L Coverage Relative 0.0 = CD = 0. 0 5 10 15 20 25 30 35 Define a planetary albedo A( ) as the cover- Time Step age-weighted average of the individual daisy albedoes (Ai, which are adjustable parameters): TD 300 T ACA=++GG··· C DD A CA LL (21.42) s
For this example, let: barren 290 AL = 0.75 is the albedo of light-colored daisies TL AD = 0.25 is the albedo of dark-colored daisies (K) Temperature AG = 0.5 is the bare-ground albedo (no flowers). Use the planetary albedo with the solar forcing 280 ratio to find daisyworld’s effective-radiation abso- 0 5 10 15 20 25 30 35 lute temperature: Time Step Figure 21.23 4 Tqe = ·(1 − A ) (21.43) Evolution of daisy coverage and temperatures as daisyworld evolves toward an equilibrium, given a luminosity of L = 1.2 . 814 CHAPTER 21 • NATURAL CLIMATE PROCESSES
For a one-layer atmosphere with no window, the Sample Application (§) average surface temperature is Compute and plot the evolution of temperatures and daisy coverage for a daisyworld having: bare 44 ground albedo = 0.45, light-colored daisy albedo = TTse= 2· (21.44) 0.85, dark daisy albedo = 0.2, daisy death rate = 0.25, transport parameter = 0.65, luminosity of the sun = 1.5, Let Tr = 0.6 be an efficiency for horizontal heat seed coverage = 0.01, and time step = 0.5 . transport. For example, Tr = 1 implies efficient spreading of heat around the globe, causing the lo- Find the Answer cal temperature to be controlled by the global-aver- Given: D=0.25, AL=0.85, AD=0.20, AG=0.45, age albedo. Conversely, Tr = 0 forces the local tem- Tr=0.65, L=1.5, Cs = 0.01 perature to be a function of only the local albedo in Find: TL = ? K, TD = ? K, Ts = ? K, CL = ? , CD = ? any one patch of daisies. Thus, the patches of dark and light daisies have Find the solar forcing ratio from eq. (21.40): the following temperatures: 1.5·(1361W·m−2 ) q = = 9.003x109 K4 44 4·(5.67× 10−8 W·m −− 24 ·K ) TD= (1 −− Tr )· q ·( A ADs )+ T (21.45a) Because we are not told an initial coverage of daisies, 44 assume CL = CD = 0. TL= (1 −− Tr )· q ·( A ALs )+ T (21.45b)
Use eqs. (21.41 - 21.46) in a spreadsheet, and iterate for- Suppose that daisies grow only if their patch ward in time from t = 0 using ∆t = 0.5 . temperatures are between 5°C and 40°C, and that daisies have the fastest growth rate (β) near the mid- t C C C A T (K) T (K) T (K) β β D L G s D L D L dle of this range (where To = 295.5 K = 22.5°C): 0 0.00 0.00 1.00 0.45 315.4 321.5 304.8 0.00 0.71 0.5 0.01 0.01 0.98 0.45 315.2 321.3 304.7 0.00 0.73 1 bT·( T )2 (21.46a) 1 0.01 0.01 0.98 0.45 315.1 321.2 304.5 0.00 0.73 βD= −− oD 1.5 0.01 0.02 0.97 0.45 314.9 321.1 304.4 0.00 0.74 2 (21.46b) 2 0.01 0.02 0.97 0.45 314.7 320.9 304.2 0.00 0.75 βL= 1 −−bT·( oL T ) . . . 7 0.01 0.20 0.79 0.53 303.4 312.3 293.9 0.08 0.99 where negative values of β are truncated to zero. 7.5 0.01 0.26 0.73 0.55 299.8 309.6 290.7 0.35 0.92 The growth factor is b = 0.003265 K–2. . . . Because dark and light daisies interact via their 36.5 0.18 0.45 0.37 0.58 294.1 305.4 285.5 0.68 0.68 change on the global surface temperature, you must 37 0.18 0.45 0.37 0.58 294.1 305.4 285.5 0.68 0.68 iterate the coverage equations together as you step forward in time 320 CCtCCDD new=+ D∆−· D ·( G ·β D ) (21.47a) TD T (K) 300 CCtCCD=+∆−· ·( ·β ) (21.47b) Ts L new L L G L TL 280 where D = 0.3 is death rate (another adjustable pa- rameter) for both light and dark daisies. In this iter- 0.4 CL ation, the daisy coverages (CD & CL) at any one time step can be inserted into the right side of the above 0.2 two equations, and the solution can be stepped for- Coverage CD ward in time to find the new coverages C( D new & 0.0 CL new) one time step ∆t later. The time units are ar- 0 10 20 30 40 bitrary, so you could use ∆t = 1 or ∆t = 0.5. To get time daisies to grow if none are on the planet initially, Check: Physics & units are OK. assume a seed coverage of C = 0.01 and force C Exposition: The solar luminosity is large, causing a s L new planetary temperature that is initially too warm for ≥ Cs and CD new ≥ Cs . any dark-colored daisies (except for the seed cover- With the new coverages, eqs. (21.41 - 21.47) can be age). But as light-colored daisies proliferate, the world computed again for the next time step. Repeat for cools to the point where some dark-colored daisies can many time steps. For certain values of the param- grow. The final steady surface temperature is not very eters, the solution (i.e., coverages and temperatures) different from that on the previous page, even though approaches a steady-state, which results in the de- this world has more light than dark daisies. sired homeostasis equilibrium. R. STULL • PRACTICAL METEOROLOGY 815
21.5.2. Steady-state and Homeostasis 0.8 Suppose L = 1.2 with all other parameters set as CD described in the Physical Approximations subsec- CL tion. After iterating, the final steady-state values are CL = 0.24 , CD = 0.40 and Ts = 296.8 K (see Fig. 21.23). 0.4 Compare this to the surface temperature of a planet with no daisies: Ts barren = 291.3 K, found by setting
A = AG in eqs. (21.43 - 21.44). Coverage Relative Suppose you rerun daisyworld with all the same 0 parameters, but with different luminosity. The re- sulting steady-state conditions are shown in Fig. 320 21.24 for a variety of luminosities. For luminosities between about 0.94 to 1.70, the daisy coverage is able barren 300 to adjust so as to maintain a somewhat constant Ts (K)
— namely, it achieves homeostasis. Weak incoming s
T vegetated solar radiation (insolation) allows dark daisies to 280 proliferate, which convert most of the insolation into heat. Strong insolation is compensated by increases in light daisies, which reflect the excess energy. 260 1 1. 5 Solar Luminosity
21.6. GCMS Figure 21.24 Final steady-state values of average surface temperature Ts and daisy coverages (C & C ), as a function of luminosity. The Some computer codes for numerical weather D L bottom graph compares the lushly flowered (vegetated) world prediction (see the NWP chapter) are designed to with an unflowered (barren) world. forecast global climate. These codes, called GCMs (global climate models) have a somewhat-coarse 3-D arrangement of grid points filling the global atmo- sphere. At each grid point the governing equations for heat, momentum, mass, moisture, and various chemicals are repeatedly solved as the GCM iterates forward in time. Other GCMs use spectral rather than grid-point numerics in the horizontal, where a sum of sine waves of various wavelengths are used to approxi- mate the spatial structure of the climate. Regardless of the numerical scheme, the GCM is designed to forecast decades or even centuries into the future. Such a long-duration forecast is computationally expensive. Improved climate forecasts are possible by coupling forecasts of the atmosphere, ocean, bio- sphere, cryosphere (ice) and soil — but this further Human- & Climate-Change Timescales increases computational expense. To speed up the “We tend to predict impacts on people by assuming forecast, compromises are made in the numerics a static human society. But humans are adapting (e.g., coarse grid spacing in the horizontal; reduced quickly, and time scales of human change are faster number of vertical layers), dynamics, or physics (e.g., than the climate change. There’s no unique perfect simplified parameterizations of various feedbacks). temperature at which human societies operate. Run One disadvantage of coarse grid spacings is that them a little warmer, and they’ll be fine; run them a some dynamical and physical phenomena (e.g., thun- little cooler, they’ll be fine. People are like roaches derstorms, thermals, clouds, etc.) become subgrid — hard to kill. And our technology is changing rap- scale, meaning they are not directly resolvable. As idly, and we’re getting richer, internationally and in- an example, a GCM with horizontal grid spacing of dividually, at an absurd rate. We’re rapidly getting 1° of latitude would be able to resolve phenomena as less and less sensitive to climatic variations.” small as 7° of latitude (≈ 777 km); hence, it could not – David Keith (from an interview published in Discover, Sep 2005.) “see” individual thunderstorms or clusters of thun- 816 CHAPTER 21 • NATURAL CLIMATE PROCESSES
Table 21-5. Both OPMs (Operational Prognostic Mod- derstorms. Although unresolved, subgrid-scale els, for short-range daily forecasts) and GCMs (Global thunderstorms still affect the global climate fore- Climate Models, for long-range simulations) are NWP cast. Therefore their effects must be approximated (Numerical Weather Prediction) models. via parameterizations. Character- OPM GCM Even for resolvable phenomena such as midlati- istic tude cyclones, GCMs are designed to forecast the correct number of cyclones, although their locations desired deterministic forecasts that are and dates are usually incorrect (Table 21-5). The mo- outcome forecasts (of the statistically skillful tivation is that the correct number of cyclones will actual weather) (e.g., forecast the right number of cy- transport the correct amount of heat, moisture and clones, even though momentum when averaged over long time periods, their locations and thus increasing the likelihood that the climate simu- times are wrong) lation is reasonable. forecast days decades Other phenomena, such as solar input or deep- horizon soil temperatures, are imposed as boundary condi- tions (BCs). By very careful prescription of these horizontal 10 m to 10 km 10 km to 100 km grid spacing BCs, the GCM can be designed so that its numerical climate does not drift too far from the actual climate. boundary less important more important This is often validated by running the GCM for past conditions years and comparing the result to the observed cli- initial very important less important mate, giving confidence that the same accuracy is conditions possible for future years. approxima- partially extensively Initial conditions (ICs) are less important for tions parameterized parameterized GCMs, because the ability to forecast the exact loca- tion of individual cyclones decreases to nil within a week or so (see the Forces and Winds Chapter). GCMs are often used to address what-if ques- Dfb Dsb Dsc Dfc Dfc Dfb Dfc tions, such as “what if the concentration of CO2 were Dfb Dfb Dfb to double”, or “what if deforestation were to reduce Dsb Dfb Dfc Dfc vegetation coverage.” By comparing GCM runs Cfb Dfc BWk with and without CO2 doubling or deforestation, we Dsb Dfb
BSk can estimate the effects of such changes on future Cfb Dfb Dfc 50°N Dfb Csb Cfb Canada climate. But such predictions carry a lot of uncer- BSk
BSk tainty because of the many parameterizations and Csb Dsb USA Cfb Dsb BSk Dfb approximations used in GCMs. Csb BWk Dsb BSk Dsa BSk Dfb Dsb Dsb BWk Dsa Csb BWk BSk Dsc BSk 21.7. PRESENT CLIMATE
BWk BSk Dfb Dsb Csa BWk So far, we have focused on processes that create Csb Dfa Dfb BWk and modify global climate. But before we leave this Csa 40°N Csb Dfb BWk chapter, let’s briefly summarize current climate. Csb Csb BSk BSk BWk Csa BWk Csb BSk 21.7.1. Definition Pacific BWk BWh Climate describes the slowly varying character- BSh Ocean BSh BSh BSk istics of the atmosphere, as part of the atmosphere/ Csa hydrosphere/cryosphere/biosphere/land-surface BSk BWh 120°W Csa system. Climate is found by averaging or filtering Csb the hourly or daily weather data over 30 years, with the last year ending in zero (e.g., 1981-2010, or 1991- Figure 21.25 2020). Mean values of weather, temporal and spatial Köppen climate map for western North America. See Tables variability, and extremes are the statistics that are 21-6 & 21-8 for explanations of the climate code letters. [Color recorded as components of the climate signal. maps of Köppen climate classification for the whole world are available on the internet.] R. STULL • PRACTICAL METEOROLOGY 817
Table 21-6. Köppen climate codes and defining criteria. (Peel et al, 2007). Also see Table 21-8 near end of chapter. 1st 2nd 3rd Description Criteria* (see footnotes below)
A Tropical Tcold ≥ 18
f Rainforest Pdry ≥ 60 m Monsoon [not Af] and [Pdry ≥ (100 – MAP/25)] w Savannah [not Af] and [Pdry < (100 – MAP/25)]
B Arid MAP < [10·Pthreshold]
W Desert MAP < [5·Pthreshold] S Steppe MAP ≥ [5·Pthreshold] h Hot MAT ≥ 18 k Cold MAT < 18
C Temperate [Thot ≥ 10] and [0 < Tcold < 18]
s Dry summer [Psdry < 40] and [Psdry < (Pwwet/3)] w Dry winter Pwdry < [Pswet/10] f Without dry season [not Cs] and [not Cw]
a Hot summer Thot > 22 b Warm summer [not a] and [NmonT10 ≥ 4] c Cold summer [not (a or b)] and [1 ≤ NmonT10 < 4]
D Cold [Tcold ≤ 0] and [Thot > 10]
s Dry summer [Psdry < 40] and [Psdry < (Pwwet/3)] w Dry winter Pwdry < [Pswet/10] f Without dry season [not Ds] and [not Dw]
a Hot summer Thot ≥ 22 b Warm summer [not a] and [Tmon10 ≥ 4] c Cold summer [not (a or b or d)] d Very cold winter [not (a or b)] and Tcold < –38
E Polar Thot < 10
T Tundra Thot > 0 F Frost Thot ≤ 0
Table 21-6 (continuation). *Footnotes MAP = mean annual precipitation (mm·yr–1) 21.7.2. Köppen Climate Classification MAT = mean annual temperature (°C) In 1884, Wladimir Köppen used temperature and NmonT10 = number of months where the temperature is precipitation to define different types of climate. He above 10 (°C) P = precipitation of the driest month drew maps, classifying every point on land accord- dry (mm·month–1) ing to these climates. The climate at each location P = precipitation of the driest month in summer controls the dominant type of plants that naturally sdry (mm·month–1) grow there. The Köppen climate map was modified Pswet = precipitation of the wettest month in summer by Rudolf Geiger in the early 1900s, and was signifi- (mm·month–1) cantly updated in 2007 by Peel, Finlayson and Mc- Pwdry = precipitation of the driest month in winter Mahon (Hydrol. Earth Syst. Sci., 11, 1633-1644) using (mm·month–1) modern weather data. Pwwet = precipitation of the wettest month in winter A two- or three-letter code is used to identify (mm/month) each climate type (also see Table 21-8 in the Home- Thot = average temperature of the hottest month (°C) work Exercises section). The criteria used to classi- Tcold = average temperature of the coldest month (°C) fy the climate types are detailed in Table 21-6. Fig. Pthreshold (mm) = is given by the following rules: 21.25 shows a small portion of the global climate If (≥70% of MAP occurs in winter) then map. Pthreshold = (2·MAT) Else if (≥70% of MAP occurs in summer) then Pthreshold = (2·MAT) + 28 Else Pthreshold = (2·MAT) + 14 Summer (winter) is defined as the warmer (cooler) six month period of [1 Oct. - 31 Mar.] and [1 Apr. - 30 Sep.]. 818 CHAPTER 21 • NATURAL CLIMATE PROCESSES
Table 21-7. Climate oscillations. SST = sea-surface temperature, SLP = sea-level pressure. 21.8. NATURAL OSCILLATIONS Name Period Key Key (yr) Place Variable The 30-year-average climate is called the normal El Niño (EN) 2 to 7 Tropical SST climate. Any shorter-term (e.g., monthly) average E. Pacific weather that differs or varies from the climate norm Southern Oscilla- 2 to 7 Tropical SLP is called an anomaly. Natural climate “oscillations” tion (SO) Pacific are recurring, multi-year anomalies with irregular Pacific Decadal 20 to 30 Extratrop. SST amplitude and period, and hence are not true oscil- Oscillation (PDO) NE Pacific lations (see the INFO Box). North Atlantic variable Extratrop. SLP Table 21-7 lists some of these oscillations and Oscillation (NAO) N. Atlantic their major characteristics. Although each oscilla- Arctic Oscillation variable N. half of SLP tion is associated with, or defined by, a location or (AO) N. hem. place on Earth (Fig. 21.26), most of these oscillations Madden-Julian 30 to 60 Tropical Convective affect climate over the whole world. At the defin- Oscillation (MJO) days Indian & Precipita- ing place(s), a combination of key weather variables Pacific tion is used to define an index“ ”, which is the varying climate signal. Fig. 21.27 shows some of these oscil- lation indices. INFO • What is an Oscillation? Oscillations are regular, repeated variations of a measurable quantity such as temperature (T) in 21.8.1. El Niño - Southern Oscillation (ENSO) space x and/or time t. They can be described by sine El Niño (La Niña) occurs when the tropical waves: T = A · sin[C · (t – to) / τ] sea-surface temperature (SST) in the central and where A is a constant amplitude (signal strength), eastern Pacific ocean is warmer (cooler) than the τ is a constant period (duration one oscillation), t is o multi-decadal climate average. a constant phase shift (the time delay after t = 0 for the signal to first have a positive value), and C is 2π The El Niño index plotted in Fig. 21.27a is the radians or 360° (depending on your calculator). Pacific SST anomaly in the tropics (Niño region 3.4, True oscillations are deterministic — the signal averaged within ±5° latitude of the equator, between T can be predicted exactly for any time in the future. 170 - 120°West) minus the Pacific SST anomaly out- The climate “oscillations” discussed here are not de- side the tropics (averaged over more poleward lati- terministic, cannot be predicted far in the future, and tudes). Alternative El Niño indices are also useful. do not have constant amplitude, period, or phase.
80°N L Iceland 60°N PDO warm anomaly
AO / NAM AO NAO 40°N Azores 20°N MJO ENSO warm 0° Niño 3.4 anomaly Peru
20°S SOI Darwin SOI Tahiti
40°S
60°S
80°S / SAM AAO
160°W 120°W 80°W 40°W 0° 40°E 80°E 120°E 160°E
Figure 21.26 Places and key variables that define some climate oscillations. Acronyms are defined in the text. R. STULL • PRACTICAL METEOROLOGY 819
1950 1960 1970 1980 1990 2000 2010 (a) El Niño ∆T (°C)
La Niña
(b) SOI ∆P*
(c) PDO
∆T (°C)
4 (d) NAO 2 ∆P* 0 –2 –4
2 (e) AO 1 index 0 –1 –2 1950 1960 1970 1980 1990 2000 2010
Figure 21.27 Natural oscillations of some climate indices. (a) El Niño 3.4 index, based on average sea-surface temperature (SST) anomalies ∆T. [Data courtesy of https://www.esrl.noaa.gov/ psd/enso/dashboard.html.] (b) Southern Oscillation Index (SOI), based on sea-level pressure (SLP) difference: ∆P = PTahiti – PDarwin [Data courtesy of https://www.esrl.noaa.gov/psd/enso/dashboard.html.] (c) Pacific Decadal Oscillation (PDO) index, based on the leading principal component for monthly Pacific SST variability north of 20°N latitude after global mean SST is removed. [Data courtesy of https://www.esrl.noaa.gov/psd/enso/dashboard.html.] (d) North Atlantic Oscillation (NAO) index, based on the difference of normalized SLP (defined on p 824): ∆P* = P*Azores – P*Iceland for winter (Dec - Mar) [Data courtesy of Jim Hurrell, NCAR/CGD/CAS.] (e) Arctic Oscillation (AO) index, based on the leading principal component of winter SLP in the N. Hemisphere for winter (Jan-Mar) [Data courtesy of Todd Mitchell of the Univ. of Washington Joint Inst. for Study of the Atmos. & Ocean (US JISAO).] 820 CHAPTER 21 • NATURAL CLIMATE PROCESSES
(a) La Niña The Southern Oscillation refers to a change in Convective sign of the east-west atmospheric pressure gradient Clouds across the tropical Pacific and Indian Oceans. One Walker fair wx indicator of this pressure gradient is the sea-level Circulation dry pressure difference between Tahiti (an island in the z L rain trade winds central equatorial Pacific, Fig. 21.26) and Darwin, warm Australia (western Pacific). This indicator (∆P = PTa- water hiti – PDarwin) is called the Southern Oscillation
Pacific Peru cold Index (SOI). Ocean water
Australia The SOI, plotted in Fig. 21.27b, varies opposite- West East ly to (i.e., is negatively correlated with) the El Niño Darwin Tahiti index (Fig. 21.27a). The reason for this correlation is that El Niño (EN) and the Southern Oscillation (SO) are, respectively, the ocean and atmospheric signals (b) Normal of the same coupled phenomenon, abbreviated as Convective ENSO. Clouds During normal and La Niña conditions, the Walker fair wx east-to-west decrease in air pressure drives the east- Circulation dry erly trade winds, which drag much of the warm z L rain trade winds ocean-surface waters to the west side of the Pacific basin (Fig. 21.28a). The trade winds are part of the warm water Walker Circulation, which includes cloudy rainy cold Peru updrafts over the warm SST anomaly in the western Pacific Ocean water
Australia tropical Pacific, a return flow aloft, and fair-weather West East (“fair wx”) dry downdrafts. Heavy rain can fall over Darwin Tahiti Australia. Other changes are felt around the world, including cool winters over northern N. America, with drier warmer winters over the southern USA. (c) El Niño During El Niño, this pressure gradient breaks Convective down, causing the trade winds to fail, and allowing Clouds anomalously warm western Pacific waters to return to the eastern Pacific (Fig. 21.28c). Thunderstorms fair fair and rain tend to be strongest over the region of z wx L rain L rain wx warmest SST. As the SST anomaly shifts eastward, warm water droughts (allowing wild fires) occur in Australia, and heavy rains (causing floods and landslides) oc- Peru Pacific Ocean cold cur in Peru. Other changes are felt around the world, water Australia including warm winters over northern N. America West East and cool, wet winters over southern N. America. Darwin Tahiti 21.8.2. Pacific Decadal Oscillation (PDO) Figure 21.28 The PDO is a 20- to 30-year variation in the ex- Processes that drive ENSO. (a) La Niña conditions, where cold tratropical SST (Fig. 21.27c) near the American coast upwelling nutrient-rich water off the coast of Peru enables in- in the NE Pacific. It has a warm or positive phase creases in fish populations. Also, cool equatorial water upwells (i.e., warm in the key place sketched in Fig. 21.26) near the central Pacific. Strong trade winds. (b) Normal condi- and a cool or negative phase. The PDO signal is tions, with modest trade winds. (c) El Niño conditions, associ- found using a statistical method called principal ated with a warm-water anomaly in the eastern Pacific, and a component analysis (PCA, also called empiri- decline in fish stocks there. H and L indicate centers of high and cal orthogonal function analysis, EOF; see the low atmospheric pressure, respectively. INFO box on the next three pages.) The PDO affects weather in northwestern North America as far east as the Great Lakes, and affects the salmon production between Alaska and the Pa- cific Northwest USA. There is some debate among scientists whether the PDO is a statistical artifact as- sociated with the ENSO signal. R. STULL • PRACTICAL METEOROLOGY 821
INFO • PCA and EOF INFO • PCA and EOF (continuation)
Principal Component Analysis (PCA) and These meteorological data are plotted below: Empirical Orthogonal Function (EOF) analy- sis are two names for the same statistical analysis pro- 10 j cedure. They are a form of data reduction designed 8 3 to tease out dominant patterns that naturally occur in T 6 4 the data. Contrast that with Fourier analysis, which (°C) 4 projects the data onto sine waves regardless of wheth- 2 2 er the data naturally exhibits wavy patterns or not. You can use a spreadsheet for most of the calcula- 0 1 tions, as is illustrated here with a contrived example. i = 0 2 4 6 8 10 Fig. 21.b. Graphs of raw data at each of 4 locations, 1) The Meteorological Data to be Analyzed where numbers in boxes indicate the j index for each line, Suppose you have air temperature T measure- and i = 1 to 10 years. ments from different locations over the North Pacific Ocean. Although PCA works for any number of loca- Looking at this data by eye, we see that location tions, we will use just 4 locations for simplicity: 2 has a strong signal. Location 4 varies somewhat similarly to 2 (i.e., has positive correlation); location 3 varies somewhat oppositely (negative correlation). Lo- cation 1 looks uncorrelated with the others.
4 , 1 , 2 2) Preliminary Statistical Computations a 2 Next, use your spreadsheet to find the average , 3 , 4 temperature at each location (shown at the bottom of the previous table). Then subtract the average from 12 1 1 12 the individual temperatures at the same locations, to o make a table of temperature anomalies T ’: Fig. 21.a. Locations for weather data. T ’i = Ti – Tavg (21.48)
These 4 locations might have place names such as Location j= 1 2 3 4 Northwest quadrant, Northeast quadrant, etc., but we Year Air Temperature Anomalies T’ (°C) will index them by number: j = 1 to 4. You can num- i= 1 -1.6 -3.1 1.2 -0.8 ber your locations in any order. 2 2.4 0.9 -0.8 2.2 For each location, suppose you have annual aver- age temperature for N = 10 years, so your raw input 3 -1.6 -0.1 -0.8 1.2 data on a spreadsheet might look this: 4 2.4 2.9 -1.8 2.2 5 -1.6 1.9 -1.8 0.2 Location 6 -1.6 2.9 -0.8 0.2 j = 1 2 3 4 Index: 7 2.4 -4.1 3.2 -1.8 Location: NW NE SW SE 8 -1.6 -2.1 2.2 -1.8 9 2.4 -0.1 1.2 -0.8 Year Air Temperature (°C) 10 -1.6 0.9 -1.8 -0.8 i = 1 0 3 8 5 [Check: The average of each T’ column should = 0.] 2 4 7 6 8 3 0 6 6 7 The covariance between variables A and B is: 4 4 9 5 8 1 N covar(AB , ) = AB′′· (21.49) 5 0 8 5 6 N ∑ i i i=1 6 0 9 6 6 where covar(A,A) is the variance. Use a spreadsheet to 7 4 2 10 4 compute a table of covariances, where T1 are the tem- 8 0 4 9 4 peratures at location j=1, T2 are from location 2, etc.: 9 4 6 8 5
10 0 7 5 5 covar(T1,T1) covar(T1,T2) covar(T1,T3) covar(T1,T4) covar(T1,T2) covar(T2,T2) covar(T2,T3) covar(T2,T4) Average: 1.6 6.1 6.8 5.8 covar(T1,T3) covar(T2,T3) covar(T3,T3) covar(T3,T4) covar(T1,T4) covar(T2,T4) covar(T3,T4) covar(T4,T4) (continues)
(continues) 822 CHAPTER 21 • NATURAL CLIMATE PROCESSES
INFO • PCA and EOF (continuation) INFO • PCA and EOF (continuation)
The numbers in that table are symmetric around Namely: the main diagonal, so you need to compute the covari- • k indicates which PC it is (k = 1 for the first PC, k = 2 ances for only the black cells, and then copy the appro- for the second PC, up through k = 4 in our case) and priate covariances into the grey cells. also indicates the eigenvector (evect). This table is called a covariance matrix. When • i is the observation index (i = 1 to N, where N = 10 yrs I did it in a spreadsheet, I got the values below: in our case), and indicates the corresponding element in any PC. 3.84 -0.16 0.72 0.72 • j is the data variable index (1 for NW quadrant, etc.), -0.16 5.29 -3.48 2.22 and indicates an element within each eigenvector. 0.72 -3.48 2.96 -1.74 For example, focus on the first PC (i.e., k = 1; the 0.72 2.22 -1.74 1.96 first column in the table below). The first rowi ( = 1) is computed as: The underlined values along the main diagonal PC(1,1) = –0.049·0 + 0.749·3 –0.548·8 + 0.369·5 = –0.29 are the variances. The sum of these diagonal elements For the second row (i = 2), it is: (known as the trace of the matrix) is a measure of PC(1,2) = –0.049·4 + 0.749·7 –0.548·6 + 0.369·8 = 4.71 2 the total variance of our original data (= 14.05 °C ). Each PC element has the same units as the original data (°C in our case). The resulting PCs are: 3) More Statistical Computations Next, find theeigenvalues and eigenvectors k = 1 2 3 4 of the covariance matrix. You cannot do that in most PC1 PC2 PC3 PC4 spreadsheets, but other programs can do it for you. i=1 -0.29 2.36 -0.08 9.61 I used a website: http://www.arndt-bruenner.de/mathe/ 2 4.71 6.82 -0.17 9.81 scripts/engl_eigenwert2.htm where I copied my covariance 3 3.79 2.70 0.23 9.97 matrix into the web page, and specified the eigenvec- 4 6.76 6.75 -1.06 9.68 5 5.46 2.38 -1.42 9.35 tors to have absolute value of 1. It gave back the fol- 6 5.66 2.54 -2.26 10.46 lowing info, which I pasted into my spreadsheet. Un- 7 -2.70 6.16 -1.37 9.42 der each eigenvalue is the corresponding eigenvector. 8 -0.46 2.26 -1.68 10.24 9 1.76 6.29 -2.39 9.63 k= 1 2 3 4 10 4.34 2.10 -1.60 8.55 Eigenvalues (largest first) 8.946 4.118 0.740 0.247 evalue: 8.946 4.118 0.740 0.247 Eigenvectors (columns under evalues) j=1 -0.049 0.959 -0.144 -0.238 Each PC applies to the whole data set, not just to 2 0.749 0.031 -0.579 0.323 one location. These PCs, plotted below, are like alter- 3 -0.548 0.126 -0.267 0.782 native T data: 4 0.369 0.251 0.757 0.477 12 10 k = PC4 The sum of all eigenvalues = 14.05 °C2 = the total 8 variance of the original data. Those eigenvectors with T 6 PC2 the largest eigenvalues explain the most variance. Ei- (°C) 4 genvectors are dimensionless. 2 0 PC1 4) Find the Principal Components -2 PC3 Next, compute the principal components -4 (PCs) — one for each eigenvector (evect). The number i = 0 2 4 6 8 10 of eigenvectors (K = 4 in our case) equals the number Fig. 21.c. PCs, where i = 1 to 10 years. of locations (J = 4 in our case). Each PC will be a column of N numbers (i = 1 to 10 • PC1 captures the dominant pattern that is in the st in our case) in our spreadsheet. Compute each of these raw data for locations 2, 3, and 4. This 1 PC explains N numbers in your spreadsheet using: 8.946/14.05 = 63.7% of the original total variance. • PC2 captures the oscillation that is in the raw data J for location 1. Since location 1 was uncorrelated with PC(,) k i= [ evect (,)·(,)] k j T j i (21.50) ∑ the other locations, it couldn’t be captured by PC1, j =1 and hence needed its own PC. The 2nd PC explains For each variable (T data; eigenvectors; PCs) used in 4.118/14.05 = 29.3% of the variance. eq. (21.50), the first index indicates the column and the • PC3 captures a nearly linear trend in the data. second indicates the row. (continues) • PC4 captures a nearly constant offset. (continues) R. STULL • PRACTICAL METEOROLOGY 823
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6 5) Synthesis j=1 Now that we’ve finished computing the PCs, T2 4 we can see how well each PC explains the original (°C) 2 data. Let Tk be an approximation to the original data, 4 re-constructed using only the kth single principal com- 3 0 ponent. Such reconstruction is known as synthesis. 2 i = 0 2 4 6 8 10 Fig. 21.f. Similar to Fig. 21.d, but using only PC2. Tk (,) j i= evect (,)· k j PC (,) k i (21.51)
using the same (column, row) notation as before. Plotting the elements of the 2nd eigenvector (from section 3; scaled by 100 and rounded) on a map at their For k = 1 (the dominant PC), the reconstructed T1 data is: geographic locations: 6 ( 2) j = 2 4 4 3
2 4 a T1 2 (°C) 0 1 13 2 -2 3 12 1 1 12 -4 o i = 0 2 4 6 8 10 Fig. 21.g. Geographic pattern of influence of PC2. Fig. 21.d. Reconstruction of temperature for each geographic location j = 1 to 4 (boxed numbers), 7) Data Reduction but using only the 1st PC. i = 1 to 10 years. Suppose that you compute graphs similar to Figs. 21.d & 21.f for the other PCs, and then add all location It is amazing how well just one PC can capture the 1 curves from each PC. Similarly, add all location 2 essence (including positive and negative correlations) curves together, etc. The result would perfectly syn- of the signal patterns in the raw data. thesize the original data as was plotted in Fig. 21.a. Al- The spatial pattern associated with PC1 can be rep- though the last 2 PCs don’t explain much of the vari- resented on a map by the elements of the first eigen- ance (fluctuations of the raw data), they are important vector [namely, the first eigenvector column in section to get the mean temperature values. (3) arbitrarily scaled by 100 here & rounded]: But what happens if you synthesize the tempera- ture data with only the first 2 PCs (see plot below). ( 1) These first 2 PCs explain 93% of the total variance. In- deed, the graph below captures most of the variation 4 in the original signals that were in Fig. 21.a, including a positive, negative, and near-zero correlations. This 2 3 allows data reduction: We can use only the dom- inant 2 PCs to explain most of the signals, instead of 12 1 1 12 using all 4 columns of raw data.