Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust

department of the Treasury Treated as a Private Foundation Internal Revenue Service Note The to t may De awe to use a copy of tnls return to satlsry state reporting requirements. 2011 or calendar year 2011 or tax year beoinnina JUL 1 - 2 011 . and ending JUN 'A 0 _ 2 01 2 Name of foundation A Employer identification number THE PETER AND CARMEN LUCIA BUCK FOUNDATION , INC. 06-1547852 Number and street (or P 0 box number if mail is not delivered to street address ) Room/suite B Telephone number 157 EAST 86TH STREET , 5TH FLOOR ( 212 ) 360-6173

City or town, state, and ZIP code If C exempt i on application is pending , check here ► NEW YORK , NY 10028 G Check all that apply: El initial return initial return of a former public charity D 1 Foreign organizations, check here Final return 0 Amended return Foreign organizations meeting the 85% test, Address chan ge D Name chan g e 2 check here and attach computation H Check type of organization: ® Section 501(c)(3) exempt private foundation E If private foundation status was terminated = Section 4947 (a )( 1 ) nonexem pt charitable trust 0 Other taxable private foundation under section 507(b)(1)(A), check here I Fair market value of all assets at end of year J Accounting method: = Cash = Accrual F If the foundation is in a 60-month termination (from Part ll, col (c), line 16) ® Other (specify) MODIFIED CASH under section 507(b)(1)(B), check here 00. $ 266 , 656 , 818. (Part 1, column (d) must be on cash basis ) Part I Analysis of Revenue and Expenses ( a) Revenue and (b ) Net investment (c) Adjusted net (d) Disbursements (The total of amounts in columns ( b), (c), and (d) may not for charitable purposes necessarily equal the amounts in column (a)) ex p enses p er books income income (cash basis only) 1 Contributions, gifts, grants, etc., received 60 , 290 , 552 . N / A

2 Check ► [7 d the foundation Is not required to attach Sch 8 Interest on savings and temporary 3 cash investments 17 , 802. 17 , 802. S TATEMENT 1 4 Dividends and interest from securities 6 , 673 , 923. 6 6 7 3 923. S TATEMENT 2 5a Gross rents

b Net rental income or (loss)

6a Net gain or (loss) from sale of assets not on line 10 1 , 569 , 751. 3 b assetsGross saleson linep riceea for all 92,19 0 ,737. NEC EIVEL) 1 7 Cap ital gain net income (from Part IV, line 2) 1- 1 7-34 , 966. TF J 8 Net short-term capital gain u) O 9 Income modifications Gross sales less returns 10a and allowances

b Less Cost of goods sold r c Gross profit or (loss) 11 Other income 12 Total . Add lines 1 throu g h 11 68 552 028. 8 , 42-6 , 691. 13 Compensation of officers , directors, trustees, etc 221 667. 74 , 583 . 147 084 . 14 Other employee salaries and wages 490 901. 0. 490 901 . 15 Pension plans, employee benefits 233 035 . 2_9 1 880 - 203 155 . 16a Legal fees $TMT 3 15 , 157. 0. 15 , 157. b Accounting fees STMT 4 51 , 966. 0. 51 , 966. Other professional fees W c STMT 5 267 , 281. 252 , 324. 14 9 5 7. 17 Interest 18 Taxes STMT 6 233 570. 33 , 570. 0. 19 Depreciation and depletion E 20 Occupancy 232 495. 0. 232 495. < 21 Travel, conferences, and meetings 35 , 629. 0. 35,629. 0 r- •2ff Printing and publications N Other expenses STMT 7 102 531. 9 , 627. 92 , 904. A Total operating and administrative CL expenses Add lines 13 through 23 1 , 884 , 232. 399 , 984. 1 , 284 , 248. Contributions, gifts, grants paid 12 670 , 072. 12 , 670 , 072. Total expenses and disbursements ® Add lines 24 and 25 14 554 304. 399 984. 13 954 320. Subtract line 26 from line 12:

28 Excess of revenue over expenses and disbursements 53 , 997 , 724. Net investment income (if negative , enter -o-) 8 , 026 , 707. Adjusted net income (if negative. enter -o-) N / A 123501 12.02-{-,7 LHA For Paperwork Reduction Act Notice , see instructions Form 990-PF (2011) Iq THE PETER AND CARMEN LUCIA BUCK C..,.n non _DC /9n1 i 1 PCITTNfATTCIN _ TNr _ O6-1547852 D.n.. Beginning of year End P g Balance Sheets Attached andamounts inthetle5cnpbon of year coiumnsnouldbeforend -ot-yaramountonly ( a) Boo k Value ( b) Book Value (c) Fair Market Value 1 Cash - non-interest -bearing 500. 500. 500. 2 Savings and temporary cash investments 22,527,004. 17,161,360, 17,161,360. 3 Accounts receivable ► Less allowance for doubtful accounts ► 4 Pledges receivable ► Less allowance for doubtful accounts ► 5 Grants receivable 6 Receivables due from officers , directors , trustees , and other disqualifi ed persons

7 timer noes and loans rec i able ► Less allowance for doubtful accounts ► 8 Inventories for sale or use W 9 Prepaid expenses and deferred charges 10a Investments - U S and state government obligations STMT 9 13,581,079. 14,689,670. 14,689,670. b Investments - corporate stock STMT 10 67,403,139. 86,229,469. 86,229,469. c Investments - corporate bonds STMT 11 52,457,680. 70,684,317. 70,684,317.

11 in esmsnts- and buildings , and equipment basis ►

Less accumulalnd depreuaton ► 12 Investments - mortgage loans 13 Investments - other STMT 12 55, 651, 632. 76, 834, 685. 76, 834, 685. 14 Land , buildings , and equipment basis ► Less, accumulaSed depre upon ► STATEMENT 13 ) 1,055,518. 1,056,817. 1,056,817. 15 Other assets (describe ►

16 Total assets to be completed by all filers 212 , 676 , 5 52. 266 , 656 , 818. 266 656 , 818. 17 Accounts payable and accrued expenses 18 Grants payable u) 19 Deferred revenue

20 Loans from officers, directors, trustees , and other disqualified persons 21 Mortgages and other notes payable 22 Other liabilities (describe ►

23 Total liabilities (add lines 17 throug h 22) 0. 0. Foundations that follow SFAS 117, check here ► and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted 212,676,552. 266,656,818. a 25 Temporarily restricted m 26 Permanently restricted C Foundations that do not follow SFAS 117, check here ► Q LL and complete lines 27 through 31. 0 27 Capital stock , trust principal , or current funds 28 Paid-in or capital surplus, or land , bldg , and equipment fund 29 Retained earnings , accumulated income , endowment , or other funds Z 30 Total net assets or fund balances 212 , 6 7 6 , 5 52 . 2 6 6 , 6 5 6 , 818 .

31 Total liabilities and net assets and balances 212 , 676 , 552 . 2 6 6 6 5 6 818 . p W Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return ) 1 212 ,676,552 . 2 Enter amount from Part I , line 27a 2 53,997,724 . 3 Other increases not included in line 2 (itemize) ► 3 0 . 4 Add lines 1 , 2, and 3 4 266,674,276. 5 Decreases not included in line 2 (itemize ) ► SEE STATEMENT 8 5 17 , 458. 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II , column (b), line 30 6 266,656,818 . Form 990-PF (2011) 123511 12-02-11 THE PETER AND CARMEN LUCIA BUCK Form 990-PF (2011 FOUNDATION INC. 06-1547852 Page 3 ,Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (e.g., real estate, (b How acquired (c) Date acquired (d) Date sold Purchase (mo., day, yr.) 2-storyry brick warehouse; or common stock, 200 shs. MLC Co. ) D Donation (mo., day, yr.) to b SEE ATTACHED STATEMENT C d e Gain or (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e 92 , 190 , 737. 1 1 90 455 771. 1 , 734 , 966. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus col. (k), but not less than -0-) or (j) Adjusted basis (k) Excess of col. (1) Losses (from col. (h)) (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (1), if any a b c d e 1 , 734 , 966. If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss) , enter -0- in Part I, line 7 2 1 , 734 , 966. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If ( loss ), enter -0- in Part I line 8 3 N / A Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period ? Yes ® No If Yes ,' the foundation does not qualify under section 4940( e). Do not complete this part . 1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

Base period years (b) (e) Di) (d) ratio Calendar year (or tax year beg innin g m Adjusted qualifying distributions Net value of noncharitable-use assets (col. (b) divided by col. (c)) 2010 10 362 364. 185 284 156. .055927 2009 7 , 420 , 298. 140 839 732. .052686 2008 3 , 525 , 281 . 81 706 095. .043146 2007 1 , 778 , 54 9. 57 716 662. .030815 2006 1 , 422 , 660. 1 36 737 385. .038725

2 Total of line 1, column (d) 2 .221299 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 . 0 4 4 2 6 0

4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5 4 233 , 522 , 306.

5 Multiply line 4 by line 3 5 10 , 335 , 697.

6 Enter 1% of net investment income (1% of Part I, line 27b) 6 80 , 267.

7 Add lines 5 and 6 7 10 , 415 964.

8 Enter qualifying distributions from Part XII, line 4 6 13 , 954 , 320. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

123521 12 - 02-11 Form 990-PF (2011) THE PETER AND CARMEN LUCIA BUCK Form 990-PF 2011 FOUNDATION, INC. 06-1547852 Page 4 Part VI Excise Tax Based on Investment I ncome (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions and on line 1. - - 1 a Exempt operating foundations described in section 4940(d)(2), check here ► L_J enter 'N/A' Date of ruling or determination letter. ( attach copy of letter if necessary-see instructions) 80,267. b Domestic foundations that meet the section 4940(e) requirements in Part V, check here ► ® and enter 1% 1 of Part I, fine 27b - -• " c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b). - 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0. 3 Add lines 1 and 2 3 80,267. 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0 . 5 Tax based on investment income . Subtract line 4 from line 3. If zero or less, enter -0- 5 80 , 267 6 Credits/Payments: a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 203,223. : - - - . . b Exempt foreign organizations - tax withheld at source 6b -- - c Tax paid with application for extension of time to file (Form 8868) 6c - - d Backup withholding erroneously withheld 6d - = - .; 7 Total credits and payments. Add lines 6a through 6d 7 203 , 223 . 8 Enter any penalty for underpayment of estimated tax. Check here ® if Form 2220 is attached 8 9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9 , 9 5 6 . 10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ► 10 122 12 2 , 9 5 6 .1 11 0 . 11 Enter the amount of line 10 to be: Credited to 2012 estimated tax ► Refunded Do- Rart-NII-A -1 Statements Regarding Activities la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in Yes No any political campaign? 1a X b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? lb X If the answer is "Yes" to la or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. - , - c Did the foundation tile Form 1120-POL for this year? 1c X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: - managers.'. $ 0 (1) On the foundation. ► $ 0. (2) On foundation e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. ► $ 0. 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? 2 X If "Yes, " attach a detailed description of the activities. - 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes ATTACHMENT F 3 X 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? 4a X b If 'Yes," has it filed a tax return on Form 990-T for this year? N/A 4b 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? 5 X If "Yes," attach the statement required by General Instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? 6 X 7 Did the foundation have at least $5,000 in assets at any time during the year? 7 X If "Yes, " complete Part 11, col. (c), and Part XV. 8a Enter the states to which the foundation reports or with which it is registered (see instructions) ► CT, NY s,= b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? If "No," attach explanation 8b X 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(l)(3) or 4942(I)(5) for calendar ;. year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV)' If "Yes," complete Part XIV 9 X 10 Did any oersons become substantial contributors during the tax years u'Yes, attach a schedule listing their names and addresses 10 X Form 990-PF (2011)

123531 12-02-11 THE PETER AND CARMEN LUCIA BUCK

Activities 11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? It 'Yes; attach schedule (see instructions) 11 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If 'Yes; attach statement (see instructions) 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X Website address ► WWW. PCLBFOUNDATION. ORG 14 The books are in care of ► BEN BENOIT Telephone no. ► 8 6 0 - 5 7 2 -12 4 2 Locatedat ► 7 MASON'S ISLAND ROAD, SUITE 1, MYSTIC, CT ZIP+4 ►O6355 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ► 0 and enter the amount of tax-exempt interest received or accrued during the year ► 15 N / A 16 At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over a bank, Yes No securities, or other financial account in a foreign country? 16 X See the instructions for exceptions and filing requirements for Form TO F 90-22.1. If 'Yes,' enter the name of the foreign country Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column , unless an exception applies. Yes No 1s During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? 0 Yes ® No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person9 0 Yes ® No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ® Yes 0 No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ® Yes 0 No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? 0 Yes ® No (6) Agree to pay money or property to a government official9 ( Exception . Check "No' if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, it terminating within 90 days.) Yes ® No b It any answer is 'Yes' to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? 1b X Organizations relying on a current notice regarding disaster assistance check here ► 0 c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2011? tc X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(l)(3) or 4942(I)(5)): a At the end of tax year 2011, did the foundation have any undistributed income (lines 6d and Be, Part XIII) for tax year(s) beginning before 2011? 0 Yes No If 'Yes,' list the years ► b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942 ( a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer " No' and attach statement - see instructions .) - N/A 2b c If the provisions of section 4942( a)(2) are being applied to any of the years listed in 2a, list the years here.

3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the years 0 Yes ® No b If 'Yes; did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2 ) the lapse of the 5-year period ( or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10 -, 15-, or 20-year first phase holding periods (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2011 .) N/A 3b 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a b Did the foundation make any investment in a prior year ( but after December 31, 1969 ) that could jeopardize its charitable purpose that

Form 990-PF (2011)

123541 12.02-11 111r: VE'VEX ANU UAk•(N N LUUTA BULK ruiiii yyu-rr zutt rVUiy1jay-1'1VJV INL . vQ .LZ'ioJZ ra eo Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year did the foundation pay or incur any amount to: (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? 0 Yes ® No ()2 Influence the outcome of anY sp ecific p ublic election ( see section 4955 ). or to carry on, direct)Y or indirect) Y. any voter registration drive? Yes ® No (3) Provide a grant to an individual for travel, study, or other similar purposes? 0 Yes ® No (4) Provide a grant to an organization other than a charitable , etc., organization described in section 509(a )( 1), (2), or (3 ), or section 4940 (d)(2)? Yes 0 No (5) Provide for any purpose other than religious , charitable , scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? El Yes No b If any answer is 'Yes' to 5a( 1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance ( see instructions)? 5b X Organizations relying on a current notice regarding disaster assistance check here ► El c If the answer is 'Yes' to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? SEE STATEMENT 15 Yes 0 No If 'Yes,' attach the statement required by Regulations section 53 4945-5(d). 6a Did the foundation , during the year, receive any funds , directly or indirectly, to pay premiums on a personal benefit contract? 0 Yes ® No b Did the foundation, during the year , pay premiums , directly or indirectly, on a personal benefit contract? 6b X If "Yes " to 6b, file Form 8870. 7a At any time during the tax year , was the foundation a party to a prohibited tax shelter transaction? 0 Yes ® No b If 'Yes' did the foundation receive any proceeds or have any net income attributable to the transaction? N/A 7b Information About Officers, Directors, Trustees, Foundation Managers, Highly Part VIII Paid Employees, and Contractors 1 List all officers - directors - trustees- fnundatinn mananere and their cmmnensatinn- (b) Title, and average (c) Compensation (d) Contnbueonsto (e)Ex ense a D 0ypa nd Bete ret puns a) Name and address hours per week devoted account, other to position Ienter -0-) comp en sation allowances

SEE STATEMENT 14 221 667. 97 , 044. 0.

7 Cmmnencafinn of five hinhact-nairi emnI,wee /nther than thnce ine-Im4 .1 nn lino 11 If nnnp enter "NUNE" (b) Title, and average &d1 Contributions to (e) Expense (a) Name and address of each employee paid more than $50,000 hours per week (c) Compensation p anddeferreep^ns accoun other devoted to position compensation allowances CARRIE SCHINDELE SENIOR PROGRA M & ADM. OFFICER 157 EAST 86TH ST 5TH FL , NY , NY 10028 40.00 118 826. 22 , 884. 0. JOHN BATEMAN ADMINISTRATIV E OFFICE 157 EAST 86TH ST 5TH FL , NY , NY 10028 40.00 79 , 372. 11 , 437. 0. DANIEL WEISS PROGRAM DIREC TOR 157 EAST 86TH ST 5TH FL , NY , NY 10028 40.00 72 , 217. 16 , 774. 0. JUNE RENZULLI PROGRAM OFFIC ER 157 EAST 86TH ST 5TH FL , NY , NY 10028 32.00 59 , 633. 22 , 024. 0. EMILY CRAFT PROGRAM ASSOC IATE 157 EAST 86TH ST 5TH FL , NY , NY 10028 40.00 53 , 035. 10 , 833. 0. Total number of other employees paid over $50,000 ► 1 0 Form 990-PF (2011)

123551 12-02-11 THE PETER AND CARMEN LUCIA BUCK Form 990-PF (2011) FOUNDATION, INC. 06-1547852 Page 7 Information About Officers, Directors, Trustees, Foundation Managers, Highly - Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services. If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation NORTHERN TRUST - 1 INTERNATIONAL PLACE, SUITE INVESTMENT 1600, BOSTON, MA 02110 MANAGEMENT 128,053. U.S. TRUST BANK OF AMERICA PRIVATE WEALTH MAN. INVESTMENT P.O. BOX 989010, BOSTON, MA 02298-9010 MANAGEMENT 124,271.

Total number of others receivin g over $50 ,000 for p rofessional services ► 0 part iXA Summary of Direct Charitable Activities List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of organizations and other beneficiaries served , conferences convened , research papers produced, etc Expenses N/A

2

3

4

I Part tX-U I Summary of Program-Related Investments Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 Amount 1 N/A

2

All other program-related investments See instructions 3

Total . Add lines 1 throu gh 3 11110. 0. Form 990-PF (2011)

123561 12-02-11 THE PETER AND CARMEN LUCIA BUCK Form 990-PF (2011) FOUNDATION, INC. 06-1547852 Page 8

Part X Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions)

' Fair market value of assets not used (or held for use) directly in carrying out charitable, etc , purposes' a Average monthly fair market value of securities 1a 220 832 250. b Average of monthly cash balances 1b 16 246 233. c Fair market value of all other assets 1c d Total (add lines la, b, and c) td 237 078 483. e Reduction claimed for blockage or other factors reported on lines la and 1c (attach detailed explanation) le 0. 2 Acquisition indebtedness applicable to line 1 assets 3 Subtract line 2 from line 1d 4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) 5 Net value of noncharitable -use assets . Subtract line 4 from line 3. Enter here and on Part V, line 4

Distributable Amount (see instructions) (Section 4942(I)(3) and (1)(5) private operating foundations and certain Part XI foreign organizations check here ► 0 and do not complete this part.) 1 Minimum investment return from Part X, line 6 1 11 , 676 , 115. 2a Tax on investment income for 2011 from Part VI, line 5 2a 80 , 267. b Income tax for 2011. (This does not include the tax from Part VI.) 2b c Add lines 2a and 2b 2c 80 , 267 . 3 Distributable amount before adjustments. Subtract line 2c from line 1 3 11 , 595 , 848 . 4 Recoveries of amounts treated as qualifying distributions 4 0 . 5 Add lines 3 and 4 5 11 , 595 , 848 . 6 Deduction from distributable amount (see instructions) 6 0 . 7 Distributable amount as adiusted. Subtract line 6 from line 5. Enter here and on Part XIII. line 1 7 11 ,5 9 5 , 84 8 Part XII Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: a Expenses , contributions, gifts, etc. - total from Part I, column (d), line 26 1a 13 , 954 , 320. b Program-related investments - total from Part IX-B lb 0. 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes 2 3 Amounts set aside for specific charitable projects that satisfy the: a Suitability test (prior IRS approval required) 3a b Cash distribution test (attach the required schedule) 3b 4 Qualifying distributions Add lines la through 3b. Enter here and on Part V, line 8, and Part XIII, line 4 4 13 , 954 , 320. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I , line 27b 5 80 , 267. 6 Adjusted qualifying distributions . Subtract line 5 from line 4 6 13 , 874 , 053. Note . The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifie s for the section 4940(e) reduction of tax in those years. Form 990-PF (2011)

123571 12-02-11 THE PETER AND CARMEN LUCIA BUCK Form 990-PF (2011) FOUNDATION, INC. 0 6 -15 4 7 8 5 2 Page 9 Part XIII Undistributed Income (see instructions)

(a) (b) (c) Corpus Years prior to 2010 2010 1 Distributable amount for 2011 from Part XI, line? F1 1 5 848. 2 undistributed income , if any, as of the end of 2011 a Enter amount for 2010 only 1 919 2 8 0 . b Total for prior years: 0. 3 Excess distributions ca rryover, if any, to 2011: a From 2006 b From 2007 c From 2008 d From 2009 e From 2010 f Total of lines 3a throug h e 0. 4 Qualifying distributions for 2011 from Part Xll,line 13 954 320. a Applied to 2010, but not more than line 2a 1 , 919 , 280. b Applied to undistributed income of prior years (Election required - see instructions) 0. c Treated as distributions out of corpus _ (Election required - see instructions) 0. d Applied to 2011 distributable amount 11 , 595 , 848. e Remaining amount distributed out of corpus 439 , 192. 5 Excess distributions carryover applied to 2011 0. 0. (if an amount appears in column (d), the same amount must be shown in column (a) ) 6 Enter the net total of each column as indicated below: 8 Corpus Add lines 3f, 4c, and 4e Subtract line 5 439,192. b Prior years' undistributed income. Subtract line 4b from line 2b 0. c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed 0 . d Subtract line 6c from line 6b. Taxable amount - see instructions 0 . e Undistributed income for 2010. Subtract line 4a from line 2a. Taxable amount - see instr. 0 f Undistributed income for 2011. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2012 0 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) 0 . 8 Excess distributions carryover from 2006 not applied on line 5 or line 7 0 . 9 Excess distributions carryover to 2012 Subtract lines 7 and 8 from line 6a 439 , 192. 10 Analysis of line 9: a Excess from 2007 b Excess from 2008 c Excess from 2009 d Excess from 2010 e Excess from 2011 439 , 192. Form 990-PF (2011) 123581 12-02-11 THE PETER AND CARMEN LUCIA BUCK Form 990-PF (2011) FOUNDAT ION, I NC. 06-154 7852 Page10 I Prt XIV I Private Operating Foundations (see instructions and Part VII-A, question 9) N/A 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2011, enter the date of the ruling b Check box to indicate whether the foundation is a private operating foundation described in section 4942(1)(3) or 0 4942(1)(5) 2 a Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum (a) 2011 (b ) 2010 (c) 2009 (d) 2008 (e) Total investment return from Part X for each year listed b 85% of line 2a c Qualifying distributions from Part XII, line 4 for each year listed d Amounts included in line 2c not used directly for active conduct of exempt activities e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c Complete 3a, b, or c for the alternative test relied upon a 'Assets' alternative test - enter (1) Value of all assets (2) Value of assets qualifying under section 4942(I)(3)(8)(i) b 'Endowment alternative test - enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed c 'Support' alternative test - enter (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) (2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(m) (3) Largest amount of support from an exempt organization 4 Gross investment income Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year-see instructions.) - 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contnbuted more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) ) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest NONE 2 Information Regarding Contribution , Grant, Gift, Loan, Scholarship, etc., Programs: Check here lo- 0 if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d a The name, address, and telephone number of the person to whom applications should be addressed

b The form in which applications should be submitted and information and materials they should include

c Any submission deadlines

d Any restrictions or limitations on awards, such as by geographical areas , charitable fields, kinds of institutions, or other factors

123801 12-02-11 Form 990-PF (2011) THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC. 06-1547852 Page11 Information 3 Grants and Contributions Paid During the Year or Aooroved for Future Payment Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or Amount Name and address (home or business) any foundation manager status of contribution or substantial contributor recipient a Pad dung the year

SEE ATTACHMENT C /A 12 670 072.

Total 3a 12 670 072. b Approved for future payment

SEE ATTACHMENT D /A 2 , 390 , 937.

Total 3b 1 2 , 390 , 937 . Form 990-PF (2011) 123611 12-02-11 THE PETER AND CARMEN LUCIA BUCK Form990-PF(2011) FOUNDATION, INC. 06-1547852 Page 12 Part XV1-A Analysis of Income - Producing Activities

Enter cross amounts unless otherwise indicated Unrelated business income Excluded b section 512, 513, or 514 (8) (a) (b) o (d) Related or exempt Business u- 1 Pro gram service revenue code Amount codSione Amount function- income a b C d e f 9 Fees and contracts from government agencies 2 Me mbership dues and assessments 3 IntB rest on savings and temporary cash investments 14 17,802. 4 Dividends and interest from securities 14 6,673,923. 5 Net rental income or (loss ) from real estate a Debt-financed property b Not debt-financed property 6 Net rental income or (loss ) from personal pro perty 70th er investment income 8 Gain or (loss ) from sales of assets other thaninventory 18 1,569,751. 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory 11 0th er revenue a b C d e 12 Su )total Add columns (b), (d), and (e) 0 . 8 2 61 4 7 6. 0. 13 Total . Add line 12, columns (b), (d), and (e) 13 8,261,476. (See worksheet in line 13 instructions to verity calculations Part ?M-8 Relationship of Activities to the Accomplishment of Exempt Purposes

12-02-11 Form 990-PF (2011) THE PETER AND CARMEN LUCIA BUCK ^Form990-PF 2011 FOUNDATION , INC. 06-1547852 Page 13 PWt XVI1 Information Regarding Transfers To and Transactions and Relationships With Noncharitable

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of Yes No the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations' Transfers from the reporting foundation to a noncharitable exempt organization of (1) Cash 1a (l ) (2) Other assets 1a2 X Other transactions (1) Sales of assets to a noncharitable exempt organization 1b j ) X (2) Purchases of assets from a noncharitable exempt organization lb 2 X (3) Rental of facilities, equipment, or other assets lb 3 X (4) Reimbursement arrangements 1b 4 X (5) Loans or loan guarantees 1b (5) X (6) Performance of services or membership or fundraising solicitations 1b 5 X Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1 c X If the answer to any of the above is'Yes `complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value in any transaction or sharing arrangement, show in

2a Is the foundation directly or indirectly affiliated with , or related to , one or more tax-exempt organizations described In section 501 (c) of the Code ( other than section 501 (c)(3 )) or in section 5279 Yes OX No b If "Yes' complete the following schedule (a) Name of organization (b) Type of organization (c) Description of relationship N/A

Under penalties of perjury, I declare that I have examined this return , including accompanying schedules and statements , and to the best of my knowledge the IRS belief (other taxpayer) is May tliscuss this Sign and , it is true, co t, ^Iete Declaration of preparer than based on all information of which preparer has any knowledge return with the preparar Here Signat officer or trustee Da Print/Type preparer's name Pre ature

Paid THOMAS F. BLANEY Schedule B Schedule of Contributors OMB No 1545- 0047 (Form 990,990-EZ, or 990-PF) ► Attach to Form 990, Form 990-EZ, or Form 990-PF. • Department of the Treasury 2011 Internal Revenue Service Name of the organization Employer identification number THE PETER AND CARMEN LUCIA BUCK 06-1547852 Organization type (check one):

Filers of: Section:

Form 990 or 990•EZ 0 501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

0 527 political organization

Form 990-PF EXI 501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

0 501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule. Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See Instructions.

General Rule

D For an organization filing Form 990, 990- EZ, or 990-PF that received , during the year, $5,000 or more (in money or property) from any one contributor. Complete Parts I and II.

Special Rules

For a section 501 (c)(3) organization filing Form 990 or 990-EZ that met the 33 1 /3% support test of the regulations under sections 509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor , during the year, a contribution of the greater of (1) $5 ,000 or (2) 2% of the amount on () Form 990 , Part VIII, line 1 h, or (I) Form 990•EZ, line 1 . Complete Parts I and Il.

For a section 501 (c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor , during the year, total contributions of more than $1,000 for use exclusively for religious , charitable, scientific , literary, or educational purposes, or the prevention of cruelty to children or animals . Complete Parts I, 11, and III.

0 For a section 501 (c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor, during the year, contributions for use exclusively for religious , charitable , etc., purposes, but these contributions did not total to more than $1,000. If this box is checked , enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule applies to this organization because it received nonexcluslvely religious, charitable, etc., contributions of $5,000 or more during the year. ► $

Caution . An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990-EZ, or 990•PF), but it must answer 'No' on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990•EZ or on Part I, line 2 of its Form 990•PF, to certify that it does not meet the filing requirements of Schedule B (Form 990, 990•EZ, or 990-PF).

LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990 - EZ, or 990-PF. Schedule B (Form 990, 990 -EZ, or 990-PF ) (2011)

123451 01-23-12 bchedule B (Form 990, 990-EZ, or 990-PF) (2011) F Name of organization Employer identification number THE PETER AND CARMEN LUCIA BUCK

Part I Contributors (see instructions) Use duplicate copies of Part I if additional space is needed

(a) (b) (c) (d) No. Name, address , and ZIP + 4 Total contributions Type of contribution PETER BUCK NON-GRANTOR CHARITABLE LEAD 1 ANNUITY TRUST OF APRIL 2009 Person If] Payroll LI ONE INTERNATIONAL PLACE, SUITE 1600 $ 5,566,315. Noncash fl (Complete Part 11 if there BOSTON, MA 02110 is a noncash contribution )

(a) (b) (c) (d) No. Name , address , and ZIP + 4 Total contributions Type of contribution

2 DR. PETER BUCK Person Payroll Q 7 MASON'S ISLAND ROAD $ 50,000,000. Noncash Q (Complete Part II if there MYSTIC, CT 0 6 3 5 5 is a noncash contribution)

(a) (b) (c) (d) No. Name, address , and ZIP + 4 Total contributions Type of contribution THE PETER BUCK NONGRANTOR CHARITABLE 3 LEAD ANNUITY TRUST OF FEBRUARY 2011 Person 0 Payroll Q C/O BANK OF AMERICA, 777 MAIN STREET $ 4,366, 980. Noncash (Complete Part II if there HARTFORD, CT 06115 is a noncash contribution )

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution THE PETER BUCK NONGRANTOR CHARITABLE 4 LEAD ANNUITY TRUST OF FEBRUARY 2011 Person Payroll Q C/O BANK OF AMERICA, 777 MAIN STREET $ 357,257. Noncash 0 (Complete Part II if there HARTFORD, CT 06115 is a noncash contribution.)

(a) (b) (c) (d) No. Name , address, and ZIP + 4 Total contributions Type of contribution

Person 0 Payroll Q $ Noncash 0 (Complete Part II if there is a noncash contribution.)

(a) (b) (c) (d) No. Name, address , and ZIP + 4 Total contributions Type of contribution

Person 0 Payroll 0 $ Noncash Q (Complete Part II if there is a noncash contribution ) 123452 01-23-12 Schedule 8 ( Form 990. 990-EZ. or 990-PFI (20111 LSchedule B (Form 990, 990-EZ, or 990-PF) (2011) Page 3 Name of organization Employer identification number THE PETER AND CARMEN LUCIA BUCK

Part II Noncash Property (see instructions) Use duplicate copies of Part II if additional space is needed

(a) (c) No. (b) (see from Description of noncash property given insstruucctionsmate) Date received (see Part I instructions) INVESTMENT SECURITIES (SEE ATTACHMENT 3 G)

$ 4,366,980. 12/30/11

(a) (c) No. (b) FMV(see iumatsesti mate) from Description of noncash property given Date received (see instructions)n Part I

(a) (c) No. FMV (or from Description of noncash property given Date received (see iins)nstructions) Part I

No. (c) FMV (or from Description of noncash property given in) Date received (see instructions) Part I

(a) (c) No. FMV (or estimate) (d) from Description of noncash(b) property given Date received (see instructions) Part I

(a) (c) No. (b) FMV (or estimate) (d) from Description of noncash property given Date received (see instructions) Part I

123453 0 1-23 -12 Schedule B (Form 990 , 990-EZ, or 990 -PF) (2011) tchedule B (Form 990, 990 EZ, or 990-PF) (2011) Page 4 Name of organization Employer identification number THE PETER AND CARMEN LUCIA BUCK rvuivLrriiviv tiv%.. Uv-t^^ iO JL Part Exclusively religious, charitable , etc , individual contributions to section 501(c)(7), (8), or (10 ) organizations that total more than $ 1 , 000 for the year . Complete columns (a) through ( e) and the following line entry. For organizations completing fart III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year . (Enter this information once) $ Use duplicate copies of Part III if additional space is needed (a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part l

(e) Transfer of gift

Transferee's name, address , and ZIP + 4 Relationshi p of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationshi p of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part l

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationshi p of transferor to transferee

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part l

(e) Transfer of gift

Transferee's name , address , and ZIP + 4 Relationshi p of transferor to transferee

123454 01-23- 12 Schedule B (Form 990 , 990-EZ, or 990 -PF) (2011) THE PETER AND CARMEN LUCIA BUCK CONTINUATION FOR 990-PF, PART IV FOUNDATION INC. 06-1547852 PAGE 1 OF 1 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, ( C Date acquired (d) Date sold yr.) (mo., day, yr.) 2-story brick warehouse; or common stock, 200 shs. MLC Co. D - Donton (mo., day, la ATTACHMENT A PG. 6 - GOV'T AGEN. , NOTES & BONDS P &D VARIOUS VARIOUS b ATTACHMENT A PG. 7 - CORPORATE BONDS & NOTES P & D VARIOUS VARIOUS c ATTACHMENT A PG. 13 - COMMON STOCK - DOMESTIC P & D VARIOUS VARIOUS d ATTACHMENT A PG. 14 - COMMON STOCK - FOREIGN P & D VARIOUS VARIOUS eATTACHMENT A PG. 14 - MUTUAL FUNDS P & D VARIOUS VARIOUS (ATTACHMENT A PG. 14 - OTHER INVESTMENTS P &D VARIOUS VARIOUS g ATTACHMENT A PG. 14 - FUNDS - REAL ESTATE P &D VARIOUS VARIOUS hATTACHMENT A PG. 14 - COMMODITY LINKED FUNDS P VARIOUS VARIOUS ATTACHMENT A PG. 14 - COMMON STOCK INTER. REGION P VARIOUS VARIOUS ATTACHMENT A PG. 15 - GOVT MORTGAGE BACKED SEC P VARIOUS VARIOUS k ATTACHMENT A PG. 8 - FOREIGN NOTES & BONDS P & D VARIOUS VARIOUS

m n 0 (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 40 923 796. 39 993 494. 930 302. b 12 513 702. 13 480 044. <966 , 342.: c 22 868 356. 21 343 288. 1 , 525 , 068. d 1 , 052 , 663. 1 , 196 , 194. <143 , 531. e 2 , 574 , 749. 1 , 787 , 220. 787 529. f 2 , 503. 2 , 503. 333 956. 321 862. 12 , 094. h 306 991. 311 079. <4 , 088. . 3 , 000 , 000. 3 , 509 , 847. <509 , 847. 52 , 623. 59 , 020. <6 , 397. k 8 , 561 , 398. 8 , 453 , 723. 107 675. 1 m n 0 Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Losses (from col. (h)) (j) Adjusted basis (k) Excess of cot. (i) Gains (excess of cot. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (1), if any but not less than'-0') a 930 302. b <966 , 342. c 1 , 525 , 068. d <143 , 531. e 787 529. t 2 , 503. 12 , 094. h <4 , 088. <509 , 847. <6 , 397. k 107 675. 1 m n 0

If also enter in Part line 7 2 Capital gain net income or (net capital loss) If (loss)oss) , enter'-fJ in IPart, I, line 7 ) 2 1 7 3 4 9 6 6 . 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter'-0= in Part I, line 8 3 N / A

123591 05-01-11 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A

SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS

GOVERNMENT AGENCIES. NOTES & BONDS FEDERAL HOME LOAN BANK 10/6/11 (300,000) (299,017) 356,796 57,779 FEDERAL HOME LOAN BANK 10/6/11 (700,000) (699,686) 832,524 132,838 FEDERAL HOME LOAN MORTGAGE CORP 10/6/11 (500,000) (491,944) 528,855 36,911 FEDERAL NATIONAL MORTGAGE ASSOC 2/16/12 (500,000) (494,577) 500,000 5,423 FEDERAL NATIONAL MORTGAGE ASSOC 2/16/12 (2,000,000) (1,986,664) 2,000,000 13,336 FEDERAL NATIONAL MORTGAGE ASSOC 2/16/12 (1,000,000) (1,036,686) 1,000,000 (36,686) FEDERAL NATIONAL MORTGAGE ASSOC 2/16/12 (2,000,000) (2,168,046) 2,000,000 (168,046) UNITED STATES TREASURY NOTE 8/16/11 (1,499,190) (1,533,338) 1,684,592 151,254 UNITED STATES TREASURY NOTE 8/16/11 (1,015,420) (1,072,184) 1,140,995 68,811 UNITED STATES TREASURY NOTE 8/16/11 (1,031,060) (1,094,337) 1,158,569 64,232 UNITED STATES TREASURY NOTE 8/16/11 (135) (135) 152 17 UNITED STATES TREASURY NOTE 8/16/11 (150) (150) 169 19 UNITED STATES TREASURY NOTE 8/16/11 (945) (945) 1,062 117 UNITED STATES TREASURY NOTE 8/16/11 (945) (945) 1,062 117 UNITED STATES TREASURY NOTE 8/16/11 (600) (600) 725 125 UNITED STATES TREASURY NOTE 8/16/11 (435) (435) 489 54 UNITED STATES TREASURY NOTE 8/16/11 (885) (885) 994 109 UNITED STATES TREASURY NOTE 8/16/11 (960) (960) 1,079 119 UNITED STATES TREASURY NOTE 8/16/11 (345) (345) 388 43 UNITED STATES TREASURY NOTE 8/16/11 (330) (330) 371 41 UNITED STATES TREASURY NOTE 8/16/11 (1,305) (1,305) 1,466 161 UNITED STATES TREASURY NOTE 8/16/11 (1,200) (1,200) 1,348 148 UNITED STATES TREASURY NOTE 8/16/11 (3,345) (3,345) 3,759 414 UNITED STATES TREASURY NOTE 8/16/11 (3,705) (3,705) 4,163 458 UNITED STATES TREASURY NOTE 8/16/11 (3,720) (3,720) 4,180 460 UNITED STATES TREASURY NOTE 8/16/11 (3,480) (3,480) 3,910 430 UNITED STATES TREASURY NOTE 8/16/11 (6,615) (6,615) 7,433 818 UNITED STATES TREASURY NOTE 8/16/11 (4,415) (4,415) 4,961 546 UNITED STATES TREASURY NOTE 8/16/11 (7,662) (7,662) 8,559 897 UNITED STATES TREASURY NOTE 8/16/11 (5,113) (5,113) 5,745 632

1 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC. REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS UNITED STATES TREASURY NOTE 8/16/11 (5,098) (5,098) 5,728 630 UNITED STATES TREASURY NOTE 8/16/11 (3,402) (3,402) 3,823 421 UNITED STATES TREASURY NOTE 8/16/11 (4,948) (4,948) 5,560 612 UNITED STATES TREASURY NOTE 8/16/11 (3,302) (3,302) 3,710 408 UNITED STATES TREASURY NOTE 7/14/11 - - 4,061 4,061 UNITED STATES TREASURY NOTE 7/14/11 - - 2,709 2,709 UNITED STATES TREASURY NOTE 7/14/11 - - 2,708 2,708 UNITED STATES TREASURY NOTE 7/29/11 - - 3,690 3,690 UNITED STATES TREASURY NOTE 7/29/11 - - 2,462 2,462 UNITED STATES TREASURY NOTE 7/29/11 - - 2,461 2,461 UNITED STATES TREASURY NOTE 8/12/11 - - (51) (51) UNITED STATES TREASURY NOTE 8/12/11 - - (34) (34) UNITED STATES TREASURY NOTE 8/12/11 - - (34) (34) UNITED STATES TREASURY NOTE 8/15/11 - - (67) (67) UNITED STATES TREASURY NOTE 8/15/11 - - (45) (45) UNITED STATES TREASURY NOTE 8/15/11 - - (45) (45) UNITED STATES TREASURY NOTE 8/1/11 (125,000) (125,542) 125,000 (542) UNITED STATES TREASURY NOTE 8/5/11 (125,000) (125,596) 125,092 (504) UNITED STATES TREASURY NOTE 8/18/11 (75,000) (75,358) 75,038 (320) UNITED STATES TREASURY NOTE 8/18/11 (160,000) (161,238) 160,337 (901) UNITED STATES TREASURY NOTE 9/6/11 (25,000) (25,193) 25,037 (156) UNITED STATES TREASURY NOTE 9/15/11 (25,000) (25,193) 25,031 (162) UNITED STATES TREASURY NOTE 9/15/11 (200,000) (201,157) 200,249 (908) UNITED STATES TREASURY NOTE 8/12/11 (210,000) (211,125) 210,450 (674) UNITED STATES TREASURY NOTE 8/12/11 (200,000) (200,774) 200,429 (345) UNITED STATES TREASURY NOTE 9/19/11 (1,000) (1,008) 1,003 (5) UNITED STATES TREASURY NOTE 9/19/11 (10,000) (10,073) 10,026 (47) UNITED STATES TREASURY NOTE 9/29/11 (200,000) (201,469) 200,484 (986) UNITED STATES TREASURY NOTE 9/19/11 (210,000) (211,568) 210,656 (912) UNITED STATES TREASURY NOTE 9/19/11 (110,000) (110,615) 110,343 (271) UNITED STATES TREASURY NOTE 11/8/11 (90,000) (90,503) 90,179 (324) UNITED STATES TREASURY NOTE 9/15/11 (90,000) (90,591) 90,415 (176) UNITED STATES TREASURY NOTE 9/19/11 (120,000) (120,788) 120,553 (235) UNITED STATES TREASURY NOTE 9/19/11 (70,000) (70,331) 70,322 (9) UNITED STATES TREASURY NOTE 11/1/11 (35,000) (35,166) 35,135 (30)

2 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC. ., r REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS UNITED STATES TREASURY NOTE 11/9/11 (70,000) (70,334) 70,268 (66) UNITED STATES TREASURY NOTE 12/19/11 (25,000) (25,116) 25,081 (35) UNITED STATES TREASURY NOTE 10/3/11 (35,000) (35,166) 35,143 (22) UNITED STATES TREASURY NOTE 12/8/11 (25,000) (25,125) 25,085 (40) UNITED STATES TREASURY NOTE 12/19/11 (40,000) (40,210) 40,130 (80) UNITED STATES TREASURY NOTE 11/17/11 (50,000) (50,518) 50,523 6 UNITED STATES TREASURY NOTE 12/8/11 (150,000) (151,553) 151,417 (136) UNITED STATES TREASURY NOTE 1/11/12 (500,000) (501,388) 501,385 (3) UNITED STATES TREASURY NOTE 1/12/12 (600,000) (601,666) 601,639 (27) UNITED STATES TREASURY NOTE 1/27/12 (300,000) (300,950) 300,831 (119) UNITED STATES TREASURY NOTE 2/1/12 (75,000) (75,238) 75,208 (30) UNITED STATES TREASURY NOTE 2/17/12 (75,000) (75,238) 75,173 (65) UNITED STATES TREASURY NOTE 2/21/12 (355,000) (356,124) 355,803 (321) UNITED STATES TREASURY NOTE 5/2/12 (15,000) (15,048) 15,020 (27) UNITED STATES TREASURY NOTE 5/9/12 (75,000) (75,238) 75,102 (135) UNITED STATES TREASURY NOTE 5/22/12 (205,000) (205,649) 205,216 (434) UNITED STATES TREASURY NOTE 6/1/12 (5,000) (5,027) 5,017 (9) UNITED STATES TREASURY NOTE 6/22/12 (145,000) (145,771) 145,379 (392) UNITED STATES TREASURY NOTE 6/22/12 (100,000) (100,520) 100,261 (258) UNITED STATES TREASURY NOTE 9/13/11 (210,000) (210,091) 210,500 409 UNITED STATES TREASURY NOTE 9/13/11 (140,000) (139,716) 140,333 617 UNITED STATES TREASURY NOTE 12/1/11 (40,000) (39,919) 40,083 164 UNITED STATES TREASURY NOTE 1/31/12 (20,000) (19,959) 20,036 76 UNITED STATES TREASURY NOTE 1/31/12 (5,000) (5,013) 5,009 (4) UNITED STATES TREASURY NOTE 2/13/12 (95,000) (95,249) 95,130 (119) UNITED STATES TREASURY NOTE 2/13/12 (1,000,000) (1,001,761) 1,001,364 (397) UNITED STATES TREASURY NOTE 6/22/12 (200,000) (200,837) 200,617 (220) UNITED STATES TREASURY NOTE 9/19/11 (210,000) (210,042) 210,516 474 UNITED STATES TREASURY NOTE 9/19/11 (200,000) (199,454) 200,492 1,038 UNITED STATES TREASURY NOTE 9/19/11 (100,000) (100,278) 100,246 (32) UNITED STATES TREASURY NOTE 2/15/12 (500,000) (500,959) 500,799 (160) UNITED STATES TREASURY NOTE 3/8/12 (500,000) (500,959) 500,662 (296) UNITED STATES TREASURY NOTE 5/7/12 (500,000) (500,470) 500,545 75 UNITED STATES TREASURY NOTE 2/14/12 (350,000) (350,698) 350,600 (98) UNITED STATES TREASURY NOTE 3/1/12 (60,000) (60,120) 60,091 (29)

3 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LO55 UNITED STATES TREASURY NOTE 3/8/12 (590,000) (591,177) 590,851 (327) UNITED STATES TREASURY NOTE 2/24/12 (275,000) (275,871) 275,719 (152) UNITED STATES TREASURY NOTE 3/14/12 (325,000) (326,029) 325,761 (269) UNITED STATES TREASURY NOTE 2/24/12 (340,000) (343,189) 342,629 (560) UNITED STATES TREASURY NOTE 2/24/12 (175,000) (176,634) 176,353 (281) UNITED STATES TREASURY NOTE 3/21/12 (150,000) (151,401) 151,025 (376) UNITED STATES TREASURY NOTE 9/29/11 (215,000) (215,060) 216,150 1,090 UNITED STATES TREASURY NOTE 9/30/11 (185,000) (185,051) 186,011 960 UNITED STATES TREASURY NOTE 9/30/11 (100,000) (100,621) 100,547 (75) UNITED STATES TREASURY NOTE 2/28/12 (400,000) (401,986) 401,655 (331) UNITED STATES TREASURY NOTE 6/26/12 (600,000) (602,979) 601,709 (1,270) UNITED STATES TREASURY NOTE 3/13/12 (500,000) (502,521) 502,010 (511) UNITED STATES TREASURY NOTE 1/10/12 (600,000) (604,057) 604,217 160 UNITED STATES TREASURY NOTE 12/8/11 (83,000) (83,545) 83,719 175 UNITED STATES TREASURY NOTE 12/8/11 (80,000) (79,810) 80,693 884 UNITED STATES TREASURY NOTE 11/8/11 (370,000) (369,394) 369,305 (89) UNITED STATES TREASURY NOTE 10/11/11 (320,000) (321,951) 322,861 910 UNITED STATES TREASURY NOTE 10/11/11 (20,000) (19,927) 20,179 251 UNITED STATES TREASURY NOTE 3/8/12 (60,000) (59,782) 60,459 677 UNITED STATES TREASURY NOTE 3/8/12 (125,000) (126,348) 125,957 (391) UNITED STATES TREASURY NOTE 12/19/11 (175,000) (173,654) 176,722 3,068 UNITED STATES TREASURY NOTE 3/8/12 (225,000) (223,269) 226,845 3,576 UNITED STATES TREASURY NOTE 5/7/12 (400,000) (401,845) 401,780 (65) UNITED STATES TREASURY NOTE 12/19/11 (65,000) (63,175) 66,792 3,618 UNITED STATES TREASURY NOTE 11/21/11 (220,000) (221,316) 225,233 3,917 UNITED STATES TREASURY NOTE 12/30/11 (200,000) (193,977) 204,827 10,850 UNITED STATES TREASURY NOTE 5/8/12 (50,000) (48,561) 51,510 2,949 UNITED STATES TREASURY NOTE 12/30/11 (200,000) (200,977) 211,718 10,741 UNITED STATES TREASURY NOTE 5/29/12 (200,000) (200,212) 207,226 7,014 UNITED STATES TREASURY NOTE 12/30/11 (400,000) (410,329) 412,499 2,169 UNITED STATES TREASURY NOTE 12/29/11 (500,000) (500,334) 504,080 3,747 UNITED STATES TREASURY NOTE 5/8/12 (150,000) (150,100) 152,074 1,974 UNITED STATES TREASURY NOTE 5/8/12 (300,000) (302,532) 304,147 1,615 UNITED STATES TREASURY NOTE 4/9/12 (225,000) (224,447) 224,352 (95) UNITED STATES TREASURY NOTE 4/9/12 (235,000) (234,120) 234,323, 204

4 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC. REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS UNITED STATES TREASURY NOTE 4/9/12 (75,000) (75,109) 74,784 (325) UNITED STATES TREASURY NOTE 12/30/11 (420,000) (422,824) 438,472 15,648 UNITED STATES TREASURY NOTE 12/30/11 (420,000) (422,151) 437,881 15,730 UNITED STATES TREASURY NOTE 6/26/12 (400,000) (400,173) 440,139 39,966 UNITED STATES TREASURY NOTE 12/30/11 (400,000) (401,627) 434,217 32,591 UNITED STATES TREASURY NOTE 12/30/11 (400,000) (397,673) 404,452 6,778 UNITED STATES TREASURY NOTE 3/30/12 (175,000) (173,982) 175,690 1,708 UNITED STATES TREASURY NOTE 3/29/12 (500,000) (499,025) 496,150 (2,875) UNITED STATES TREASURY NOTE 3/21/12 (153,000) (153,539) 167,678 14,139 UNITED STATES TREASURY NOTE 3/30/12 (200,000) (200,704) 220,577 19,873 UNITED STATES TREASURY NOTE 1/24/12 (200,000) (203,720) 226,624 22,905 UNITED STATES TREASURY NOTE 5/22/12 (50,000) (50,801) 58,176 7,375 UNITED STATES TREASURY NOTE 10/31/11 (200,000) (202,157) 211,101 8,944 UNITED STATES TREASURY NOTE 1/24/12 (215,000) (217,319) 230,242 12,923 UNITED STATES TREASURY NOTE 10/31/11 (200,000) (188,024) 210,538 22,514 UNITED STATES TREASURY NOTE 4/2/12 (25,000) (23,503) 26,368 2,865 UNITED STATES TREASURY NOTE 10/28/11 (35,000) (35,693) 37,649 1,956 UNITED STATES TREASURY NOTE 12/30/11 (65,000) (66,288) 72,340 6,053 UNITED STATES TREASURY NOTE 12/30/11 (60,000) (60,776) 66,776 6,000 UNITED STATES TREASURY NOTE 10/19/11 (325,000) (321,142) 324,008 2,867 UNITED STATES TREASURY NOTE 12/30/11 (375,000) (370,548) 383,260 12,712 UNITED STATES TREASURY NOTE 12/30/11 (325,000) (330,079) 332,159 2,079 UNITED STATES TREASURY NOTE 2/6/12 (370,000) (377,141) 381,099 3,957 UNITED STATES TREASURY NOTE 1/12/12 (470,000) (473,564) 471,944 (1,619) UNITED STATES TREASURY NOTE 1/12/12 (230,000) (231,690) 230,951 (739) UNITED STATES TREASURY NOTE 5/31/12 (120,000) (120,882) 125,343 4,462 UNITED STATES TREASURY NOTE 5/31/12 (200,000) (201,407) 208,905 7,498 UNITED STATES TREASURY BOND 9/19/11 (425,000) (420,851) 467,532 46,680 UNITED STATES TREASURY BOND 2/27/12 (150,000) (146,391) 183,492 37,100 UNITED STATES TREASURY BOND 1/31/12 (150,000) (151,143) 193,435 42,292 UNITED STATES TREASURY BOND 1/31/12 (150,000) (152,157) 193,435 41,278 UNITED STATES TREASURY BOND 1/31/12 (100,000) (129,282) 128,957 (325) UNITED STATES TREASURY BOND 4/18/12 (150,000) (193,922) 187,312 (6,611) UNITED STATES TREASURY BOND 5/11/12 (400,000) (517,127) 505,405 (11,722) UNITED STATES TREASURY BOND 5/31/12 (350,000) (452,486) 476,669 24,183

5 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC. REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS UNITED STATES TREASURY BOND 10/31/11 (100,000) (102,582) 111,593 9,011 UNITED STATES TREASURY BOND 1/31/12 (400,000) (410,330) 463,592 53,262 UNITED STATES TREASURY BOND 4/18/12 (200,000) (205,165) 224,874 19,709 UNITED STATES TREASURY BOND 4/18/12 (200,000) (233,313) 224,874 (8,439) UNITED STATES TREASURY BOND 5/22/12 (200,000) (233,313) 238,382 5,069 FNMA 6/12/12 (410,000) (408,959) 416,684 7,726 FNMA 6/12/12 (500,000) (504,542) 510,634 6,092 TOTALS (39,993,494)1 40,923,796 930,302

CORPORATE BONDS & NOTES LEHMAN BROS HOLDINGS INC 11/2/11 (500,000) (571,830) 120,000 (451,830) LEHMAN BROS HOLDINGS INC 11/2/11 (1,000,000) (1,048,830) 240,000 (808,830) SHELL INTERNATIONAL FINANCE B V 9/22/11 (1,000,000) (1,009,260) 1,000,000 (9,260) LILLY ELI & CO 3/6/12 (1,000,000) (1,048,830) 1,000,000 (48,830) ABBOTT LABS 12/22/11 (100,000) (106,340) 105,268 (1,072) ABBOTT LABS 12/22/11 (100,000) (102,291) 105,268 2,977 ABBOTT LABS 12/22/11 (150,000) (152,910) 157,902 4,992 AMERICAN EXPRESS CREDIT CORP 5/31/12 (315,000) (314,739) 323,883 9,144 AMGEN INC 5/31/12 (71,000) (71,013) 71,886 873 AMGEN INC 5/31/12 (106,000) (106,005) 107,323 1,318 AMGEN INC 5/31/12 (73,000) (73,010) 73,911 901 AT&T INC 8/18/11 (75,000) (77,420) 76,433 (987) AT&T INC 8/31/11 (75,000) (77,420) 76,801 (619) AT&T INC 8/31/11 (100,000) (99,700) 102,401 2,701 AT&T INC 6/27/12 (500,000) (499,015) 509,175 10,160 BANK OF AMERICA CORP 4/9/12 (225,000) (224,021) 225,887 1,865 BAXTER INTERNATIONAL INC 1/13/12 (340,000) (339,799) 344,644 4,845 BERKSHIRE HATHAWAY INC 5/8/12 (100,000) (99,995) 102,205 2,210 BLACKROCK INC 12/20/11 (81,000) (80,609) 84,242 3,633 BLACKROCK INC 12/20/11 (81,000) (80,622) 84,242 3,620 BLACKROCK INC 12/20/11 (83,000) (82,599) 86,322 3,723 CATERPILLAR INC 7/20/11 (225,000) (224,525) 229,320 4,795 COCA COLA CO 5/15/12 (460,000) (458,928) 464,347 5,419 DEERE JOHN CAP CORP 2/21/12 (245,000) (244,738) 271,815 27,077 DEERE JOHN CAP CORP 6/8/12 (340,000) (338,467) 354,501 16,034

6 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC. REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS DEERE JOHN CAP CORP 6/8/12 (200,000) (199,650) 201,912 2,262 DU PONT E I DE NEMOURS 12/22/11 (150,000) (145,200) 154,443 9,243 EBAY INC 12/23/11 (200,000) (200,008) 201,686 1,678 EBAY INC 12/23/11 (150,000) (144,323) 151,265 6,942 FLORIDA POWER & LIGHT CO 7/20/11 (200,000) (199,504) 208,428 8,924 FLORIDA POWER & LIGHT CO 7/20/11 (100,000) (102,745) 104,214 1,469 HEWLETT PACKARD CO 5/31/12 (335,000) (334,276) 341,489 7,213 HONEYWELL INTERNATIONAL INC 12/9/11 (235,000) (234,405) 260,676 26,271 INTEL CORP 9/23/11 (275,000) (274,346) 278,116 3,770 INTEL CORP 9/23/11 (50,000) (50,025) 50,567 542 JPMORGAN CHASE & CO 7/20/11 (250,000) (250,033) 256,033 6,000 MERCK & CO INC 8/24/11 (130,000) (129,012) 139,334 10,322 MICROSOFT CORP 5/14/12 (150,000) (145,500) 167,267 21,767 MONSANTO CO 12/22/11 (215,000) (214,542) 225,612 11,070 NATIONAL RURAL UTILITIES 5/8/12 (225,000) (224,285) 226,377 2,093 NUCOR CORP 5/14/12 (100,000) (103,240) 111,721 8,481 NUCOR CORP 5/14/12 (50,000) (49,035) 55,861 6,825 PEPSICO INC 12/22/11 (200,000) (198,334) 207,678 9,344 PEPSICO INC 12/22/11 (47,000) (44,304) 48,804 4,500 PEPSICO INC 12/22/11 (53,000) (49,443) 55,035 5,592 PHILIP MORRIS INTERNATIONAL INC 12/27/11 (200,000) (198,866) 219,574 20,708 PRAXAIR INC 11/14/11 (114,000) (113,057) 115,606 2,549 PRAXAIR INC 11/15/11 (186,000) (184,462) 188,732 4,271 SCHWAB CHARLES 12/20/11 (100,000) (105,350) 105,759 409 SCHWAB CHARLES 12/20/11 (50,000) (50,464) 52,880 2,415 TARGET CORP 2/17/12 (300,000) (298,089) 300,894 2,805 3M CO 4/10/12 (143,000) (141,793) 143,762 1,969 3M CO 4/10/12 (282,000) (280,347) 283,503 3,156 U S BANCORP 12/22/11 (175,000) (174,333) 194,147 19,814 U S BANCORP 6/13/12 (400,000) (399,720) 411,692 11,972 WELLS FARGO & CO 5/9/12 (470,000) (468,665) 470,888 2,223 WELLS FARGO & CO 3/6/12 (115,000) (114,762) 125,529 10,767 WELLS FARGO & CO 3/6/12 (60,000) (60,000) 65,494 5,494 WELLS FARGO & CO 3/6/12 (65,000) (65,010) 70,951 5,941 TOTALS (13,480,044)1 12,513,702 (966,342)1

7 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC. ' r REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS FOREIGN NOTES & BONDS EUROPEAN INVT BK SR UNSECD SNAT ISIN 9/26/11 (275,000) (263,411) 275,831 12,419 EUROPEAN INVT BK SR UNSECD SNAT ISIN 9/26/11 (200,000) (211,401) 200,604 (10,797) EUROPEAN INVT BK SR UNSECD SNAT ISIN 11/15/11 (4,000,000) (3,955,469) 4,000,000 44,531 EUROPEAN INVT BK SR UNSECD SNAT ISIN 11/15/11 - (9,424) - (9,424) EUROPEAN INVT BK SR UNSECD SNAT ISIN 11/15/11 - (3,554) - (3,554) DIAGEO FIN BV CO GTD NOTE 10/11/11 (1,000,000) (1,050,080) 1,048,790 (1,290) BANK OF MONTREAL 04/18/12 (455,000) (454,067) 465,147 11,079 BANK N S HALIFAX 02/21/12 (200,000) (203,150) 203,918 768 BANK N S HALIFAX 02/21/12 (100,000) (98,125) 101,959 3,834 BHP BILLITON FINANCIAL 12/07/11 (225,000) (223,805) 225,635 1,829 BP CAPITAL MARKETS PLC 12/22/11 (50,000) (50,000) 51,579 1,579 BP CAPITAL MARKETS PLC 06/27/12 (400,000) (400,000) 413,260 13,260 HSBC HOLDINGS PLC 12/20/11 (75,000) (74,932) 78,128 3,196 HYDRO-QUE GTD GLOBAL NOTE 04/13/12 (125,000) (124,976) 129,029 4,053 RIO TINTO FIN USA 12/23/11 (175,000) (173,950) 177,874 3,924 STATOIL ASA 05/14/12 (150,000) (159,686) 173,022 13,337 TORONTO DOMINION BANK 11/18/11 (350,000) (348,054) 354,029 5,975 TOTAL CAP 09/27/11 (200,000) (202,232) 206,102 3,870 TOTAL CAP 09/27/11 (100,000) (97,850) 103,051 5,201 WESTPAC BANKING CORP 07/11/11 (250,000) (249,735) 252,460 2,725 WESTPAC BANKING CORP 07/11/11 (100,000) (99,821) 100,984 1,163 TOTALS (8,453,723) 1 8,561,398 107,676 COMMON STOCK - DOMESTIC AIR PRODUCTS & CHEMICALS INC 1/6/12 (93) (7,904) 8,085 (496) AIR PRODUCTS & CHEMICALS INC 1/6/12 (46) (3,910) 3,999 (84) AIR PRODUCTS & CHEMICALS INC 1/6/12 (93) (7,904) 8,085 (210) AIR PRODUCTS & CHEMICALS INC 1/6/12 (19) (1,615) 1,652 (83) APPLE INC 3/7/12 (1,000) (160,523) 544,922 384,400 AVON PRODUCTS INC 8/8/11 (4,000) (167,870) 98,403 (69,467) AVON PRODUCTS INC 8/8/11 (4,000) (172,783) 98,403 (74,380) AVON PRODUCTS INC 8/8/11 (3,000) (78,079) 73,802 (4,277) AVON PRODUCTS INC 8/8/11 (10,000) (262,208) 246,006 (16,202) CVS CAREMARK CORP 3/7/12 (5,000) (151,138) 225,517 74,379 EXELON CORP 8/16/11 (500) (28,954) 35,480 6,526

8 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS EXELON CORP 3/7/12 (4,000) (163,644) 155,666 (7,978) EXXON MOBIL CORP 8/16/11 (1,500) (127,663) 106,440 (21,222) GENERAL DYNAMICS CORP 1/17/12 (93) (6,224) 6,480 (618) GENERAL DYNAMICS CORP 1/17/12 (47) (3,14S) 3,275 (284) GENERAL DYNAMICS CORP 1/17/12 (93) (6,224) 6,480 (312) GENERAL DYNAMICS CORP 1/17/12 (19) (1,271) 1,324 (59) GOLDMAN SACHS GROUP INC 3/7/12 (1,000) (101,835) 120,497 18,661 GOODRICH CORP 11/8/11 (2,600) (181,336) 318,954 137,618 GOODRICH CORP 11/8/11 (500) (34,844) 61,337 26,494 GOODRICH CORP 11/8/11 (2,900) (149,308) 355,756 206,449 LOWES COS INC 3/7/12 (4,000) (87,313) 113,139 25,826 MEDCO HEALTH SOLUTIONS INC 4/2/12 (10,000) (630,580) 719,721 89,141 MONSANTO CO 8/16/11 (100) (5,482) 6,865 1,384 MONSANTO CO 8/16/11 (1,500) (96,064) 102,977 6,913 MONSANTO CO 8/16/11 (1,400) (115,525) 96,112 (19,413) OCCIDENTAL PETROLEUM CORP 8/16/11 (1,000) (54,221) 84,346 30,125 PHILIP MORRIS INTERNATIONAL INC 3/7/12 (3,000) (148,650) 252,808 104,158 PRUDENTIAL FINANCIAL INC 1/6/12 (140) (7,043) 7,267 (1,796) PRUDENTIAL FINANCIAL INC 1/6/12 (65) (3,270) 3,374 (780) PRUDENTIAL FINANCIAL INC 1/6/12 (9) (453) 467 (74) PRUDENTIAL FINANCIAL INC 1/6/12 (47) (2,232) 2,440 208 SEMPRA ENERGY 3/7/12 (5,000) (237,020) 295,031 58,012 SOUTHWESTERN ENERGY CO 8/16/11 (5,000) (199,207) 188,549 (10,658) SOUTHWESTERN ENERGY CO 8/16/11 (5,000) (150,221) 188,549 38,328 SOUTHWESTERN ENERGY CO 8/16/11 (2,000) (61,630) 75,420 13,790 SOUTHWESTERN ENERGY CO 8/16/11 (4,000) (152,485) 150,839 (1,646) STAPLES INC 8/8/11 (10,000) (240,780) 151,697 (89,083) STAPLES INC 8/8/11 (3,000) (57,232) 45,509 (11,723) STAPLES INC 8/8/11 (2,000) (28,775) 30,339 1,564 STAPLES INC 8/8/11 (10,000) (209,500) 151,697 (57,803) STATE STREET CORP 8/8/11 (5,300) (353,814) 213,162 (140,651) STATE STREET CORP 8/8/11 (2,000) (146,923) 80,439 (66,485) STATE STREET CORP 8/8/11 (1,000) (66,323) 40,219 (26,103) STATE STREET CORP 8/8/11 (3,000) (122,843) 120,658 (2,185) STATE STREET CORP 1/6/12 (186) (7,585) 7,915 (414)

9 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS STATE STREET CORP 1/6/12 (93) (3,793) 3,958 (88) STATE STREET CORP 1/6/12 (47) (1,917) 2,000 (59) STATE STREET CORP 1/6/12 (18) (734) 766 (19) USBANCORP 1/6/12 (279) (7,616) 7,732 117 USBANCORP 1/6/12 (140) (3,820) 3,880 60 USBANCORP 1/6/12 (28) (692) 776 84 USBANCORP 1/6/12 (93) (2,372) 2,577 205 UNITED PARCEL SERVICE INC 3/7/12 (3,000) (150,426) 229,293 78,867 YUM BRANDS INC 3/7/12 (4,000) (138,332) 264,280 125,947 ABBOTT LABS 05/07/12 (400) (21,117) 25,044 3,927 ABBOTT LABS 05/07/12 (1,500) (72,104) 93,915 21,811 ABBOTT LABS 05/07/12 (1,100) (55,451) 68,871 13,420 ABBOTT LABS 06/18/12 (400) (20,164) 24,691 4,528 ABBOTT LABS 06/18/12 (3,400) (169,979) 209,877 39,898 ABBOTT LABS 06/18/12 (1,200) (61,881) 74,074 12,193 ACCENTURE PLC 6/18/12 (1,200) (54,698) 68,461 13,763 ACCENTURE PLC 6/18/12 (200) (10,078) 11,410 1,332 ACCENTURE PLC 6/18/12 (2,100) (101,199) 119,807 18,609 ACCENTURE PLC 6/18/12 (3,500) (180,460) 199,679 19,218 ACCENTURE PLC 6/18/12 (1,000) (52,476) 57,051 4,575 ALTERA CORP 10/25/11 (1,000) (44,992) 33,458 (11,534) ALTERA CORP 12/7/11 (3,700) (166,470) 138,451 (28,019) ALTERA CORP 12/7/11 (4,700) (170,192) 175,870 5,678 AMAZON COM INC 9/27/11 (500) (89,846) 111,423 21,577 AMAZON COM INC 10/25/11 (100) (17,969) 23,250 5,280 AMAZON COM INC 10/25/11 (200) (37,243) 46,499 9,256 AMAZON COM INC 10/25/11 (100) (18,453) 23,250 4,797 APPLE INC 05/07/12 (500) (148,087) 292,153 144,066 BED BATH & BEYOND INC 10/25/11 (4,000) (224,451) 238,995 14,543 BED BATH & BEYOND INC 10/25/11 (300) (16,352) 17,925 1,572 BED BATH & BEYOND INC 05/07/12 (3,700) (201,678) 261,125 59,448 BED BATH & BEYOND INC 05/07/12 (300) (17,139) 21,172 4,033 BHP BILLITON LTD SPONSORED ADR 04/24/12 (5,000) (355,252) 365,921 10,669 BHP BILLITON LTD SPONSORED ADR 04/24/12 (3,000) (223,710) 219,552 (4,158) BLACKROCK INC 05/07/12 (2,000) (340,646) 376,708 36,062

10 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC. REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A L SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS CHEVRON CORP 10/25/11 (600) (56,181) 61,656 5,475 CHEVRON CORP 10/25/11 (1,000) (96,661) 102,761 6,099 CHEVRON CORP 10/25/11 (1,800) (194,414) 184,969 (9,445) CHEVRON CORP 06/18/12 (200) (21,602) 20,088 (1,514) CHEVRON CORP 06/18/12 (3,600) (348,336) 361,576 13,240 CHEVRON CORP 06/18/12 (1,200) (128,535) 120,525 (8,010) DANAHER CORP 12/29/11 (1,900) (78,138) 90,070 11,933 DANAHER CORP 12/29/11 (2,500) (117,735) 118,514 779 DANAHER CORP 12/29/11 (4,400) (188,920) 208,584 19,664 DANAHER CORP 12/29/11 (2,100) (94,753) 99,552 4,799 DEERE & CO 06/18/12 (2,000) (168,554) 147,877 (20,678) DEERE & CO 06/18/12 (1,000) (75,212) 73,938 (1,273) DOMINION RESOURCES INC 06/18/12 (5,000) (265,119) 263,467 (1,652) DOMINION RESOURCES INC 06/18/12 (5,000) (267,450) 263,467 (3,983) DU PONT E I DE NEMOURS & CO 05/07/12 (2,000) (92,752) 107,020 14,268 DU PONT E I DE NEMOURS & CO 05/07/12 (3,000) (149,723) 160,530 10,806 DUKE ENERGY CORP 05/07/12 (5,000) (89,500) 107,205 17,705 EMERSON ELECTRIC CO 05/07/12 (1,700) (97,427) 83,626 (13,801) EMERSON ELECTRIC CO 05/07/12 (1,700) (77,324) 83,626 6,302 EMERSON ELECTRIC CO 05/07/12 (3,600) (165,246) 177,091 11,845 EMERSON ELECTRIC CO 06/18/12 (1,000) (45,902) 46,829 927 EXXON MOBIL CORP 05/07/12 (100) (6,469) 8,596 2,127 EXXON MOBIL CORP 05/07/12 (3,000) (219,659) 257,872 38,213 EXXON MOBIL CORP 05/07/12 (1,900) (148,753) 163,319 14,566 FRANKLIN RESOURCES INC 9/21/11 (1,000) (113,283) 117,439 4,156 FRANKLIN RESOURCES INC 9/21/11 (1,000) (111,442) 117,439 5,996 FRANKLIN RESOURCES INC 9/28/11 (400) (44,577) 38,527 (6,050) FRANKLIN RESOURCES INC 9/28/11 (700) (86,647) 67,423 (19,224) FRANKLIN RESOURCES INC 9/28/11 (1,400) (162,042) 134,845 (27,197) GENERAL ELECTRIC CO 05/07/12 (3,000) (59,970) 58,792 (1,178) GENERAL ELECTRIC CO 05/07/12 (3,000) (61,380) 58,792 (2,588) GENERAL ELECTRIC CO 05/07/12 (4,000) (62,518) 78,389 15,871 GENERAL ELECTRIC CO 06/18/12 (2,000) (31,259) 38,459 7,200 GENERAL ELECTRIC CO 06/18/12 (18,000) (328,680) 346,132 17,452 GLAXOSMITHKLINE PLC SPONSORED ADR 4/24/12 (18,000) (823,358) 842,500 19,142

11 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC. REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS GOOGLE INC 1/25/12 (100) (54,190) 58,673 4,483 GOOGLE INC 1/25/12 (300) (178,544) 176,019 (2,525) GOOGLE INC 1/25/12 (200) (123,332) 117,346 (5,986) GOOGLE INC 1/25/12 (600) (316,566) 352,037 35,471 INTEL CORP 10/25/11 (2,000) (39,380) 47,152 7,772 INTEL CORP 10/25/11 (1,000) (21,010) 23,576 2,566 INTEL CORP 5/7/12 (5,800) (121,858) 167,043 45,185 INTEL CORP 5/7/12 (1,000) (21,560) 28,800 7,240 INTEL CORP 5/7/12 (3,200) (63,453) 92,161 28,708 INTERNATIONAL BUSINESS MACHINES CORP 05/07/12 (100) (13,975) 20,753 6,777 INTERNATIONAL BUSINESS MACHINES CORP 05/07/12 (1,000) (146,921) 207,528 60,607 INTERNATIONAL BUSINESS MACHINES CORP 05/07/12 (1,100) (185,200) 228,280 43,080 INTERNATIONAL BUSINESS MACHINES CORP 05/07/12 (800) (151,858) 166,022 14,164 JOHNSON & JOHNSON 05/07/12 (5,000) (319,594) 325,419 5,825 JPMORGAN CHASE & CO 11/29/11 (3,200) (127,296) 91,575 (35,721) JPMORGAN CHASE & CO 11/29/11 (3,500) (148,190) 100,160 (48,030) JPMORGAN CHASE & CO 11/29/11 (500) (22,430) 14,309 (8,121) JPMORGAN CHASE & CO 11/29/11 (7,200) (260,701) 206,043 (54,658) JPMORGAN CHASE & CO 5/7/12 (5,000) (218,700) 215,748 (2,952) JPMORGAN CHASE & CO 5/29/12 (13,000) (568,620) 434,957 (133,663) KRAFT FOODS INC 5/7/12 (7,000) (264,067) 278,734 14,668 KRAFT FOODS INC 6/18/12 (13,000) (490,409) 498,279 7,869 MC DONALDS CORP 5/7/12 (3,000) (299,372) 291,375 (7,997) MC DONALDS CORP 6/18/12 (4,000) (399,163) 347,792 (51,371) MC DONALDS CORP 6/18/12 (1,000) (101,470) 86,948 (14,522) MC DONALDS CORP 6/18/12 (1,000) (96,770) 86,948 (9,822) MFB NORTHERN INSTL FUNDS SMALL CO INDEX P/F 05/03/12 (12,992) (237,491) 238,141 650 PHILIP MORRIS INTERNATIONAL INC 3/19/12 (1,000) (56,690) 85,258 28,568 PHILIP MORRIS INTERNATIONAL INC 3/19/12 (1,300) (76,379) 110,836 34,457 PHILIP MORRIS INTERNATIONAL INC 3/19/12 (500) (29,360) 42,629 13,269 PHILIP MORRIS INTERNATIONAL INC 3/19/12 (1,000) (63,296) 85,258 21,962 PHILIP MORRIS INTERNATIONAL INC 3/19/12 (500) (33,448) 42,629 9,181 PHILIP MORRIS INTERNATIONAL INC 3/19/12 (700) (48,493) 59,681 11,188 PHILIP MORRIS INTERNATIONAL INC 5/7/12 (3,600) (249,392) 325,811 76,419 PHILIP MORRIS INTERNATIONAL INC 5/7/12 (1,400) (96,002) 126,704 30,703

12 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC. REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS SCHWAB CHARLES CORP 12/07/11 (6,000) (83,759) 71,515 (12,244) SCHWAB CHARLES CORP 12/07/11 (6,300) (108,108) 75,091 (33,017) SCHWAB CHARLES CORP 12/07/11 (12,300) (149,006) 146,606 (2,400) STRYKER CORP 12/07/11 (4,000) (248,090) 197,663 (50,426) STRYKER CORP 12/07/11 (4,000) (186,093) 197,663 11,570 SYSCO CORP 12/07/11 (5,000) (161,200) 146,248 (14,952) SYSCO CORP 12/07/11 (5,000) (136,343) 146,248 9,906 TJX COS INC 09/27/11 (600) (26,959) 33,474 6,516 UNITEDHEALTH GROUP INC 05/07/12 (1,900) (68,514) 108,485 39,971 UNITEDHEALTH GROUP INC 05/07/12 (500) (18,705) 28,549 9,844 UNITEDHEALTH GROUP INC 05/07/12 (2,000) (81,573) 114,195 32,622 UNITEDHEALTH GROUP INC 05/07/12 (600) (25,462) 34,258 8,796 USBANCORP 05/07/12 (10,000) (275,052) 320,927 45,875 WALT DISNEY CO 09/27/11 (1,300) (45,008) 38,662 (6,346) WALT DISNEY CO 09/27/11 (3,500) (131,250) 104,090 (27,160) WALT DISNEY CO 09/27/11 (500) (21,115) 14,870 (6,245) WALT DISNEY CO 05/07/12 (5,000) (162,671) 216,997 54,326 WELLS FARGO & CO 10/25/11 (4,000) (102,039) 100,377 (1,662) WELLS FARGO & CO 10/25/11 (1,700) (52,547) 42,660 (9,887) WELLS FARGO & CO 10/25/11 (100) (3,169) 2,509 (660) ZIMMER HOLDINGS INC 10/25/11 (2,400) (147,662) 127,027 (20,636) ZIMMER HOLDINGS INC 12/7/11 (600) (36,916) 30,688 (6,228) ZIMMER HOLDINGS INC 12/7/11 (3,000) (162,012) 153,438 (8,574) TOTALS (21,343,289 )1 22,868,3561 1,525,066 COMMON STOCK - FOREIGN POTASH CORP SASK INC 8/16/11 (3,000 ) (96,191) 162,187 65,995 SCHLUMBERGER LTD 8/16/11 (1,500) (89,878 ) 114,565 24,687 TELEFONICA S A SPONSORED ADR 5/7/12 (15,000 ) (380,441 ) 209,934 (170,507) TELEFONICA S A SPONSORED ADR 5/7/12 (5,000) (135,984) 69,978 (66,006) TELEFONICA S A SPONSORED ADR 5/7/12 (5,000) (98,105) 69,978 (28,127) TELEFONICA S A SPONSORED ADR 5/7/12 (186) (3,179) 2,603 (576) TELEFONICA S A SPONSORED ADR 5/7/12 (93) ( 1,589) 1,302 (287) TELEFONICA S A SPONSORED ADR 5/7/12 (456) (7,793 ) 6,382 (1,411) TELEFONICA S A SPONSORED ADR 5/7/12 (47 ) (803) 658 (145) TEVA PHARMACEUTICAL INDS LTD ADR 3/7/12 (4,000) (197,316) 181,079 (16,237)

13 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC REALIZED GAIN/(LOSS) SCHEDULE ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS TYCO INTERNATIONAL LTD 1/6/12 (186) (8,368) 8,938 570 TYCO INTERNATIONAL LTD 1/6/12 (93) (4,135) 4,469 334 TYCO INTERNATIONAL LTD 1/6/12 (18) (845) 865 20 TYCO INTERNATIONAL LTD 1/6/12 (112) (4,459) 5,382 923 VALE S A ADR BRAZIL 8/16/11 (8,000) (167,109) 214,343 47,234 TOTALS (1,196,194)1 1,052,663 (143,531)1 MUTUAL FUNDS COLUMBIA INCOME OPPORTUNITIES FUND 12/1/11 - - 109,194 109,194 COLUMBIA MID CAP INDEX FUND 12/13/11 - - 29,289 29,289 COLUMBIA MID CAP INDEX FUND 6/20/12 - - 29,879 29,879 COLUMBIA SMALL CAP INDEX FUND 1/3/12 (11,364) (143,297) 186,025 42,728 COLUMBIA SMALL CAP INDEX FUND 1/3/12 (79,554) (1,000,000) 1,302,307 302,307 COLUMBIA SMALL CAP INDEX FUND 1/3/12 (49,724) (643,923) 813,979 170,055 COLUMBIA SMALL CAP INDEX FUND 12/13/11 - - 78,067 78,067 COLUMBIA SMALL CAP INDEX FUND 6/20/12 - - 21,388 21,388 CREDIT SUISSE COMMODITY RETURN PLUS STRAT FUND 12/19/11 - - 4,622 4,622 TOTALS (1,787,220) 1 2,574,749 787,529 OTHER COLUMBIA INTERNATIONAL EQUITY FUND 09/02/11 - - 32 32 MAXIM INTEGRATED PRODUCTS INC 12/07/11 - - 1,062 1,062 MBNA CORP 11/01/11 - - 1,229 1,229 VERITAS SOFTWARE CO 07/22/11 - - 181 181 TOTALS - 2,503 2,503 FUNDS - REAL ESTATE MFB NORTHERN FDS GLOBAL REAL ESTATE INDEX FD 05/03/12 (39,014) (321,862) 333,956 12,094

COMMODITY LINKED FUNDS MFC SPDR GOLD TR GOLD SHS 05/07/12 (600) (78,897) 96,274 17,377 MFO PIMCO FDS PAC INVT MGMT SER 05/03/12 (26,873) (232,182) 178,436 (53,746) MFO PIMCO FDS PAC INVT MGMT SER 12/8/11 - - 26,077 26,077 MFO PIMCO FDS PAC INVT MGMT SER 12/8/11 - - 6,205 6,205 TOTALS (311,079) 1 306,991 (4,087) COMMON STOCK - INTERNATIONAL REGION MFB NTGI -QM COMMON DAILY ALL COUNTRY 5/17/12 ( 387,847) (3,509,847) 3,000,000 (509,847)

14 THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC. REALIZED GAIN/(LOSS) SCHEDULE .sow ATTACHMENT A SALES PRO- GAIN/ DATE OF SALE FACE AMT COST CEEDS LOSS GOVT MORTGAGE BACKED SEC GNMA POOL 9/15/11 (4,670) (5,237) 4,670 (568) GNMA POOL 10/17/11 (6,990) (7,840) 6,990 (850) GNMA POOL 11/15/11 (6,452) (7,236) 6,452 (784) GNMA POOL 12/15/11 (6,349) (7,121) 6,349 (772) GNMA POOL 1/17/12 (5,349) (5,999) 5,349 (650) GNMA POOL 2/15/12 (4,967) (5,571) 4,967 (604) GNMA POOL 3/15/12 (4,386) (4,919) 4,386 (533) GNMA POOL 4/16/12 (5,159) (5,786) 5,159 (627) GNMA POOL 5/15/12 (4,195) (4,705) 4,195 (510) GNMA POOL 6/15/12 (4,106) (4,605) 4,106 (499) TOTALS (59,020) 52,623 (6,397) 1

GRAND TOTALS (90,455,771)1 92,190,737 1,734,966 1

15 The Peter and Carmen Lucia Buck Foundation, Inc. EIN# 06-1547852 Fiscal year ended 6/30/12

Investment Holdings Summary

US Gov't Bonds ATTACHMENT B PAGE 32 OF 47 $ 14,066,739

Municipal/provincial bonds ATTACHMENT B PAGE 36 OF 47 $ 622,931

Corporate Stock U S. Large Cap ATTACHMENT B PAGE 1 OF 47 $ 47,438,093 U.S Mid Cap ATTACHMENT B PAGE 5 OF 47 3,857,649 less. Columbia Mid Cap Index Fund ATTACHMENT B PAGE 5 OF 47 (1,632,368) Internationally Developed ATTACHMENT B PAGE 6 OF 47 10,266,793 less. Vanguard MSCI EAFE ETF Fund ATTACHMENT B PAGE 6 OF 47 (5,796,126) Emerging Markets ATTACHMENT B PAGE 7 OF 47 12,182,584 less: Vanguard MSCI Emerging Mkts ETF ATTACHMENT B PAGE 7 OF 47 (10,716,014) United States ATTACHMENT B PAGE 22 OF 47 30 ,628,858 $ 86,229,469

Mutual Funds Columbia Mid Cap Index Fund ATTACHMENT B PAGE 5 OF 47 $ 1,632,368 U.S. Small Cap ATTACHMENT B PAGE 6 OF 47 643,311 Vanguard MSCI EAFE ETF Fund ATTACHMENT B PAGE 6 OF 47 5,796,126 Vanguard MSCI Emerging Mkts ETF ATTACHMENT B PAGE 7 OF 47 10,716,014 Global High Yield Taxable ATTACHMENT B PAGE 17 OF 47 8,709,670 International Region Common Stock Fund ATTACHMENT B PAGE 23 OF 47 9,816,302 United States Common Stock Fund ATTACHMENT B PAGE 23 OF 47 4,126,668 United States Fixed Income Fund ATTACHMENT B PAGE 24 OF 47 3, 986,010 Real Estate funds ATTACHMENT B PAGE 24 OF 47 3,464,341 U.S. Commodity linked funds ATTACHMENT B PAGE 25 OF 47 1,997,743 Global Commodity linked funds ATTACHMENT B PAGE 26 OF 47 4,143,574 $ 55,032,127

Corporate Bonds Investment Grade Taxable ATTACHMENT B PAGE 7 OF 47 $ 46,638,607 Less. U.S. Gov't Agencies ATTACHMENT B PAGE 11 OF 47 (6,311,804) Internationally Developed ATTACHMENT B PAGE 15 OF 47 7,196,124 Corporate bonds - Northern Trust ATTACHMENT B PAGE 46 OF 47 23,161,390 $ 70,684,317 Other Investments REITS ATTACHMENT B PAGE 18 OF 47 $ 3,170,646 Commodities ATTACHMENT B PAGE 18 OF 47 3,169,503 Government Mortgage Backed Securities ATTACHMENT B PAGE 47 OF 47 662,388 U S. Gov't Agencies (US Trust) ATTACHMENT B PAGE 11 OF 47 6,311,804 U.S. Gov't Agencies (Northern Trust) ATTACHMENT B PAGE 35 OF 47 8,488,217 $ 21,802,558

Total Investment Holdings $ 248,438,141

ATTACHMENT B Financial 360 u. S. I-IZUS 'I- 4,

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business 07/11/2012

Report Date: June-2012

A_ccou`M%SacurltyF '`" CUBIP` Quantity,,' Unit ;FedY^/^^a^z ", Ptlce" "Maikit Accrued, Unrealized EstAnnual Yield % of Valui, - Inconlo -'Galdi(Loss) Income Account

EQUITIES 64,964, 943.70 74,388,429.97 70, 793.03 9,423,486.27 1,817,796 67 2.17 48.02 U.S LARGE CAP 39,292,156.15 47,438, 092.37 57,035.86 8, 145,938 22 980,209.71 2.07 30.65 ABBOTT LABS COM 002824100 11,298 54.11 611,286.56 64.47 728,382.08 0.00 117,095.50 23,047.92 3.16 0 47 (ABT )

ALLERGAN INC COM 018490102 6,148 88.17 542, 055.30 92.57 569, 120.36 0.00 27 ,065.06 1,22960 0.22 0.37 (AGN)

AMERICAN EXPRESS 025818109 20.548 45.38 931,993.35 58.21 1,198,099.08 0.00 264,105.73 16,438.40 1 .37 0.77 CO COM (AXP) AMGEN INC COM 031162100 11,195 51 .31 574,419.44 72.91 816,227.45 0.00 241 ,808 01 16,120.80 1.98 0 53 (AMGN)

APACHE CORP COM 037411105 8,299 77.47 642,921 .52 87.89 729,399.11 0.00 88,477.59 5,643.32 0 77 0 47 (APA) APPLE INC COM 037833100 3,147 16324 513,724 .69 584.00 1,837 ,848 00 0.00 1,324,123.31 0 00 0 00 1 19 (AAPL)

Attachment B Page 1 Financial 360 t1. s. ,1ZU ST

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business 07/11/2012

Report Date: June-2012

Account/8ecurlty ` ,CU8IP • ! Quantify unit Fed Tax Price Market, Accrued Unrealized Eat Annual Yield % of Cost '- Cost Yblue Inconie •' Oain/(Lose) Income Account

AUTOMATIC DATA 053015103 25,623 43.14 1,105,259.15 55.66 1,426,176.18 10,121.09 320,917.03 40,484.34 2.84 0.92 PROCESSING INC COM (ADP) BERKSHIRE 084670702 10,130 73.45 744, 059.90 83 33 844,132.90 0.00 100,073.00 0 00 0.00 054 HATHAWAY INC DEL NEW CL B COM (BRK B) BLACKROCK INC CL A 09247X101 3,065 152 38 467,039.33 169.82 520,498.30 0.00 53,458.97 18,390.00 3.53 0.34 (BLK) BOEING CO COM (BA 097023105 5,140 74.46 82,714 41 74.30 381,902 00 '000 (81241) 9,04640 2 37 0.25

CVSCAREMARK 126650100 26,697 34.93 932,426.86 46.73 1,247,550.81 0.00 315,123.95 17,353 05 1.39 0 81 CORP COM (CVS) CATERPILLAR INC 149123101 8,176 95.33 779,384.43 84 91 694,224 16 0.00 (85,160.27) 17,006.08 2.45 0.45 COM (CAT) CISCO SYS INC COM 17275R102 46,981 22.38 1,051,348.06 17.17 806,663.77 0.00 (244,684.29) 15,033.92 1.86 0.52 (CSCO) COLGATE PALMOLIVE 194162103 12,251 74 57 913,578.37 104.10 1,275,329.10 0.00 361,750 73 30,382 48 2 38 0 82 CO COM (CL) COMCAST CORP 20030N101 25,893 17.09 142,623.52 31.97 827,799.21 4,207.61 385,17569 16,830.45 2.03 0 53 NEW CL A COM (CMCS A) COSTCO WHSL CORP 2216OK105 5,000 83.83 419,139.00 95.00 475,000 .00 0.00 55,861.00 5,50000 1.16 0.31 NEW COM (COST) DEERE & CO COM 244199105 11,223 82 .94 930,814.83 80.87 907,604.01 5,16258 (23,210 82) 20,850.32 2 28 0.59 (DE) 0.43 DEVON ENERGY 25179M103 11,400 79.85 910,263 61 57.99 661,086.00 000 (249.177.61) 9,120.00 1.38 CORP NEW COM (DVN ) 1.24 016 DISNEY WALT CO 254687106 5,000 41.58 207,878.00 48.50 242,500.00 0.00 34,622.00 3,000.00 COM DISNEY (DIS)

Attachment B Page 2 y

R `1 Financial 360 U. S . T U

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business: 07/11/2012

Report Date: June-2012 Annual Yield ,, % of ,AacounN8ecurily 'CU81P, Quantity Unit Fed!Tax price 'Mprket Accrued, ; ,,- I'<<: Unrealized Eat Cost 'Cost ^Velue 1^'come ' •' ONM(Loss) Income Account

547,988.73 0.00 0.00 0.82 EMC CORP COM 268648102 49,386 14.53 717,774.45 25.63 1,265.763 18 0.00 (EMC) (37,053.12) 27,789.30 5.58 0 32 EXELON CORP COM 30161N101 13,233 40.42 534, 888.58 37.62 497,825.46 0.00 (EXC) 139,774.53 30,552.00 2.66 0 74 EXXON MOBIL CORP 30231G102 13,400 75.14 1,006,863.47 85.57 1,146,638.00 000 COM (XOM) (71,366.40) 11,25000 3.67 0.20 FREEPORT- 35671D857 9,000 42.00 377,996.40 34.07 306,630.00 0.00 MCMORAN COPPER & GOLD INC COM (FCX) 53) 24,204.60 3 26 0.48 GENERAL ELEC CO 369604103 35,595 28.02 997.442 33 20.84 741,799.80 6,051.15 (255,642 COM (GE) 42,184.62 0.00 0.00 014 GILEAD SCIENCES 375558103 4,297 41.47 178.185.54 51.28 220,350.16 0.00 INC COM (GILD) (174,621.17) 15,043.84 1 92 0 51 GOLDMAN SACHS 38141G104 8,176 117.22 958,372.53 95.86 783,751.36 0.00 GROUP INC COM (GS

452,235.46 7,247.68 0.91 0 51 GOODRICH CORP 382388108 6,248 54.52 340,835.74 126.90 792,871.20 1,811.92 COM (GR ) 0.00 0.00 0 59 GOOGLE INC CL A 38259P508 1,564 586.34 917,039.31 580.07 907,229.48 0 00 (9,809.83) COM (GOOG ) 46) 5,498.80 0 92 0 39 HESS CORP COM 42809H107 13,747 59.57 818,881.61 43.45 597,307.15 0.00 (221,574 (HES) 16,183 73 2.63 0.40 HEWLETT PACKARD 428236103 30,651 25.82 791,311 79 2011 616,391.81 4,045 93 (174,920.18) CO COM (HPQ ) 466,655 14 43,071.00 3.15 0 88 INTEL CORP COM 458140100 51,275 17. 55 899,823.61 26.65 1,366,478.75 0.00 (INTC) 798,949.42 29,556.20 1 74 1 10 INTERNATIONAL 459200101 8,693 10367 901,227.52 195.58 1.700.176 94 0.00 BUSINESS MACHS COM (IBM) 30,580.80 3.36 0 59 J P MORGAN CHASE 46626H100 25,484 40.36 1,028,609.46 35.73 910,543.32 0.00 (118,066.14) & CO COM (JPM)

Attachment B Page 3 Financial 360 U ^. r1,I j JS.f.

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business. 07111/2012

Report Date: June-2012

AccamtI8.CurIt CU81P = wand . Unit Fed/^T^ax Peke Market Accrued _ UnreaIIzsd , Est Annual Yield % of "Value li oh* ,QiIW(L'oss) 'Income Account

JOHNSON & 478160104 8,196 57 90 474,544.87 67.56 553,721 76 0.00 79,178.89 19,998.24 3.61 0 36 JOHNSON COM (JNJ)

LOWES COS INC COM 548661107 30,921 20.54 635,074.92 28.44 879,393.24 0.00 244,318.32 19,789.44 2.25 0 57 (LOW) MCKESSON CORP 581550103 8,195 81.29 502,268.27 93.75 768,281.25 1,639.00 286,014 98 6,556.00 0 85 050 COM(MCK)

METLIFE INC COM 59156R108 22,298 34.24 763,403.85 30.85 687,893.30 0.00 (75,510.55) 16,500.52 2.40 0.44 (MET) MICROSOFT CORP 594918104 46,182 21.96 1,014,109.88 30.59 1,412,707.38 0.00 398,597.50 36,945 60 2.62 0 91 COM (MSFT) MONSANTO CO NEW 61166W101 10,380 81.50 845,958.67 82.78 859,256.40 0.00 13,297.73 12,458.00 1.45 0 55 COM (MON) NIKE INC CL B (NKE) 654106103 7,898 59.57 470,493.57 87.78 693,286.44 2,84328 222,792.87 11,373.12 1.64 0 45

OCCIDENTAL PETE 874599105 9,297 61.76 574,181.55 85.77 797,403.69 5,020.38 223,222.14 20,081.52 2 52 0.51 CORP DEL COM (OXY

PNC FINL SVCS 693475105 11,251 50.23 565,084.17 61 11 687,548.61 0 00 122,464.44 18,001.60 2 62 0 44 GROUP INC COM (PNC)

PEPSICO INC COM 713448108 15,224 62.59 952,897.69 70.66 1,075,727.84 0.00 122,830.15 32,731.60 3.04 0.69 (PEP)

PHILIP MORRIS INTL 718172109 11,382 5561 632,989 54 8726 993,193.32 8,764.14 360,203.78 35,056 56 3.53 064 INC COM (PM) PRAXAIR INC COM 74005P104 8,000 94.02 752,159.80 108.73 869,840 .00 0.00 117,680.20 17,600.00 2 02 0.56 (PX) PROCTER & GAMBLE 742718109 8,298 85.48 543,329.81 61.25 508,252.50 0.00 (35,077 31) 18.65390 3.67 0 33 CO COM (PG) QUALCOMM INC COM 747525103 20,717 51.44 1,065,582.27 55.68 1,153,522.56 0.00 87,94029 20,717.00 1.80 0 74 (QCOM )

Attachment B Page 4 Financial 360

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business: 07/11/2012

Report Date: June-2012 Annual, Yield % of Aecountl8ec'urity '^ CU81P Quantity, ' Unit' Fed'Tax. Price Market , Accrued, "Unrealized 'Est Cost cost' „Velui ' Income OafN(Losa) Ineonie Account

(8,754.95) . 12,228.70 1.69 0 47 SCHLUMBERGER LTD 806857108 11,117 65 .70 730,359.42 64.91 721,604.47 3,05718 COM NETHERLANDS ANTILLES (SLB) 122,226.19 17,246.40 3 48 0.32 SEMPRA ENERGY 816851109 7,186 51 .87 372,745.49 68.88 494,971.68 4,311.60 COM (SRE) 441, 312.92 9,645.28 1 07 058 TJX COS INC NEW 872540109 20,968 21 .88 458,843 32 42.93 900,156.24 0.00 COM (TJX) 63,123.36 19,429.92 2.47 0.51 TARGET CORP COM 87612E106 13,493 53.51 722,034.31 58.19 785,157.67 0.00 (TGT) 339.42296 30,212 28 2 89 0 67 UNITED PARCEL SVC 911312106 13,251 53 15 704,225.80 7876 1,043,648.76 0 00 INCCLB(UPS) 229,088.03 26,118.70 2 83 0.60 UNITED 913017109 12,205 56.76 692,755.62 75.53 921,843.65 0.00 TECHNOLOGIES CORP COM (UTX) (16,817 67) 31,382.00 4 25 0 48 WASTE MGMT INC 94106L109 22,100 34 . 16 754 ,957.67 33.40 738,140.00 0.00 DEL COM (WM) 120,234.71 25,859.68 2.83 0.63 WELLS FARGO & CO 949746101 29,386 29.35 862,43313 33.44 982,667.84 0.00 NEW COM (WFC) 238,833.00 15,370 62 1.77 0.56 YUM BRANDS INC 988498101 13,483 46 71 629,741,86 64.42 868,574.86 0 00 COM (YUM ) 716,278.82 38,353.05 0.99 2.49 U.S. MID CAP 3, 141,389.81 3,857,848.63 0.00 102,290.54 20,69800 2 92 0.46 AMERICAN WTR WKS 030420103 20,698 29.34 607 , 236.90 34.28 709,527.44 0 00 CO INC NEW COM (AM) 152,549.93 000 000 0 59 AUTODESK INC COM 052769108 25,986 29 . 12 756,700.21 34.99 909,250.14 0.00 (ADSK) 00 336,783 26 17,655.05 1 08 1 05 COLUMBIA MID CAP 19765J608 144,713 .489 8 95 1,295,584.90 11.28 1,632,388.16 0 INDEX FUND CLASS Z SHARES (NMPA X)

Attachment B Page 5 Financial 360 U. S. TRUST'S

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business : 07/11/2012

Report Date: June-2012

Ac ount/SecuHty,; CUSIP+ Quantity unit FedTix . Price 'Market 'Accniid .; , ^Unn^i,t"d , Est Annual Yield % of Coat Cost,; . Vitae 'Incorie `' Gain!(L'oss). Income Account

LABORATORY CORP 5054OR409 6.549 73.58 81,847 .80 92.61 606,502.89 0.00 124,655.09 0.00 0.00 0.39 AMER HLDGS NEW COM (LH) U S. SMALL CAP 536,817.72 643,311.37 0.00 106 ,493.65 6,101 67 0 95 0.42 COLUMBIA SMALL 19765J814 37,664.600 14.25 38,817.72 17. 08 643,311.37 000 106,493.65 6,101 .67 0.95 0.42 CAP INDEX FUND CLASS Z SHARES (NMSC X) INTERNATIONAL 9.726,669.95 10.266,793.39 13,757.17 540,123.44 323,711.29 3.15 664 DEVELOPED ACCENTURE PLC CL G1151C101 20.549 52.45 1,077,817 .19 6009 1,234,789.41 0.00 156,972.22 27,741.15 2 25 0.80 A COM IRELAND (ACN

NESTLE S A 641069406 16,493 55.84 920,896.62 59.75 985,390.78 0 .00 64,494.16 29,22560 2 97 0.64 SPONSORED ADR SWITZERLAND (NSRG Y)

NOVARTIS A G 66987V109 14,298 55.51 793,717.59 55.90 799,258.20 0.00 5,540.61 30,111.59 3.77 0.52 SPONSORED ADR SWITZERLAND (NVS) POTASH CORP SASK 73755L107 12,372 42 10 520,913.96 43.69 540,532.68 0.00 19,618.72 6,928.32 1 28 0 35 INC COM CANADA (POT) SIEMENS A G 826197501 6.288 98.74 820,898.29 84.07 528,632.16 0.00 (92,266 .13) 17,895.65 3. 39 0.34 SPONSORED ADR GERMANY (SI ) VANGUARD MSCI 921943858 183,596 29. 58 5,430,282.89 31 57 5,796,125 72 0.00 365,842 .83 192 ,04142 3.31 3.74 EAFE ETF FUND (VEA

VODAFONE GROUP 92857W209 13,558 26.71 362,143.41 28.18 382,084 .44 13,757.17 19,921.03 19,767.56 517 0 25 PLC SPONSORED ADR NEW UNITED KINGDOM (VOD )

Attachment B Page 6 loop,

Financial 360 U. S. TRUST'

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business- 07/11/2012

Report Date: June-2012

s' "y (t `i,4.ltf^^ •.,. f.. ^ r ^M1`• '^ 1f 4u "^AOcouf•ittl8e uilty , CU81P' ' . :Quintlty /1Un1^t FidT^a^z Price 'Market Aaerusd;: ,' ', . 'Unrealized' : Eat Annual Yield % of Cost ^,Value; Income '. GalnI(L'ou) -'Income Account

EMERGING MARKETS 12,267,930 07 12,182.584.21 0.00 (85,345 86) 269,420.95 2 21 7 87 PETROLEO 71654V408 22,893 34. 10 780,614.23 18.77 429,701.61 0.00 (350,912.62) 2,518.23 0.59 0 28 BRASILEIRO SA PETROBR SPONSORED ADR BRAZIL (PBR ) TEVA 881824209 16,400 46 60 764,298.89 39.44 646,816.00 0.00 (117,480 89) 12,480.40 1.93 0 42 PHARMACEUTICAL INDS LTD ADR ISRAEL (TEVA )

VALE S A ADR BRAZIL 91912E105 19,650 25.07 492,631.28 19.85 390,052.50 000 (102,578.78) 11,27910 2.89 0.25 (VALE) VANGUARD MSCI 922042858 268,370 38.12 10,230,387.67 39.93 10,716,014.10 0.00 485,626.43 243,143.22 2 27 6 92 EMERGING MKTS ETF (VWO) FIXED INCOME 59,901,884.49 62,544,400.69 549,600.31 2,642,536.20 2,659,400.06 4.25 40.37 INVESTMENT GRADE 44,795,733.40 48,638,606.90 440,955.51 1,842,873 50 1,774,095.00 380 30.10 TAXABLE

AT&T INC NT DTD 0020BRAXO 545,000 101.68 554,145.10 113.20 616,945.45 3,098.93 62,800.35 24,252.50 3.93 0.40 0429/114.450% DUE 05/15121 (T 21 )

AMGEN INC SR 031162BD1 500,000 101.64 508, 180.00 10356 517,780.00 4,312.49 9,600.00 17,250.00 3.33 0.33 UNSECD NT DTD 09/16/10 3.450% DUE 10/01/20 (AMGN20 )

AMGEN INC UNSECD 031182BF6 500,000 100.70 503,475.00 102.78 513,885.00 511.11 10,410.00 11,500.00 2.24 033 SR NT DTD 08/30111 2.300% DUE 08115/18 (AMGN16 ) ARCHER DANIELS 039483AY8 500,000 106.95 534,745.00 118 65 593,250.00 8,023 61 58,505.00 27,250.00 4.59 038 MIDLAND CO NT DTD 03/04!08 5.450% DUE 03/15118 (ADM 18)

Attachment B Page 7 U.S. TRUST Financial 360

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business - 07/11/2012

Report Date: June-2012 Annual , Yield % of °Aecounti8^c'urity CUSIPr Quantity ' Unit reed Tax 'Price 'Market Accnaed , Unrealized, Est Cost, - Cost "Value -Income ' •'_ °Oaln/(I:oss) Income Account

79,44000 27,500.00 4 75 0.37 BANK NEW YORK INC 084057BD3 500.000 99.95 499,760.00 115.84 579,200.00 2,291.67 SUB NT DTD 11/13/02 5.500% DUE 12/01/17 (SK 17) 52,420 26,500.00 4.88 0.35 BEAR STEARNS COS 073902KF4 500,000 9803 490,160.00 108.52 542,58000 4,490.27 00 INC NT DTD 10/31/05 5.300% DUE 10/30/15 (JPM 15) 39,000.00 454 0.55 BELLSOUTH CORP NT 079860AL6 750.000 100.82 756,172.50 114.59 859,44000 1,733.33 103,267.50 DTD 12/22/04 5.200% DUE 12/15/16 (T 16) 15,870.00 36,375.00 4.41 0 53 BERKSHIRE 084664AT8 750,000 107 91 809,310.00 110.02 825,180 00 16,772 92 HATHAWAY FIN CORP GTD SR NT DTD 01/11/05 4.850% DUE 01/15/15 (BRK 15) 21,250.00 3.86 036 BERKSHIRE 084664803 500.000 104.25 521 ,225.00 110.06 550,275.00 9,798.61 29,050.00 HATHAWAY FIN CORP CO GTD SR NT DTD 01/11/114.250% DUE 01/1521 (BRK 21 ) (16,35000) 26,562.50 2.10 0.82 BERKSHIRE 084670AU2 1,250,000 102 33 1.279, 112.50 101.02 1,262,762.50 10, 329.86 HATHAWAY INC DEL SR UNSECD NT DTD 02/11 /10 2.125% DUE 02/11 /13 (BRK 13) (11,550.00) 18,750.00 187 0.65 BOEING CO SR NT 097023BBO 1,000,000 101 .66 1,016,590.00 10050 1,005,040.00 2,135.41 DTD 11/20/091.875% DUE 11 /20/12 (BA 12) 514 35 697.50 153 0 03 CATERPILLAR FINL 14912L401 45,000 100.23 45,101 25 101 37 45.615.60 21.31 SVCS CORP MTN DTD 12120/101.550% DUE 12/20/13 (CAT 13)

Attachment B Page 8 Financial 360

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business 07/11/2012

Report Date: June-2012 Eat Annual Yield %,Of Account/Security CUSIP, Quantity Unit Fed'Tax . Piica ,Market `' ' `Acc"rued ,. 4, Unrealized = coat Vitus Income . Oaln/(Losa) • Income Account

15,562.50 29,625.00 3.74 0 51 CHEVRON CORP SR 166751AHO 750,000 103.43 75,695.00 105.50 791,257.50 9,710.42 NT DTD 03/03/09 3.950% DUE 03/03/14 (CVX '14) 940.05 731.25 1.59 0.03 CISCO SYS INC SR NT 17275RAJ1 45,000 9981 44,914.50 101.90 45,854.55 217.34 DTD 03/16/11 1.625% DUE 03/14/14 (CSCO14 ) 30,000 00 5.48 0 35 CITIGROUP INC 172967EHO 500.000 99.10 495,485.00 109.54 547,700.00 11,333.33 52,215.00 GLOBAL SR NT DTD 08/15107 6.000% DUE 08/15/17 (C 17) 337.50 0.75 0 03 COCA COLA CO SR 191216ANO 45,000 98.54 44,341.20 100.34 45,154.80 43.12 81360 UNSECD NT DTD 11/15/10 0.750% DUE 11/15/13 (KO 13) 23,750 00 4.47 034 CONOCOPHILLIPS NT 20825CAS3 500,000 101.78 508,875.00 106.21 531,070.00 9,895.83 22,195 00 DTD 02/03109 4.750% DUE 02/01/14 (COP 14

38 CONSOLIDATED 209111 EP4 500,000 105.29 526,455 00 116.51 582,535.00 2,208.33 56,080.00 26,500 00 4 55 0 EDISON CO NY INC SR NT DTD 12/01/06 5.300% DUE 12/01/16 (ED 16) 25,625.00 4.89 0.34 CREDIT SUISSE 22541LAM5 500,000 98.94 494,710.00 104.81 524,040.00 11,815.97 29,330.00 FIRST BOSTON USA INC GLOBAL SR NT DTD 01/09/04 5.125% DUE 01/15/14 (CS 14) (31,372 .50) 52 , 125.00 6.25 054 DEERE & CO DTD 244199BBO 750,000 115.35 865,087.50 111.16 833 ,715 00 9,556.25 4/17/2002 6.95% DUE 4/25/2014 (DE 14)

Attachment B Page 9 Financial 360 US, 1, 1W ST

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business 07/11/2012

Report Date: June-2012

Unrealized Est Annual Yield of Accqund8dcwl^► CU81P Quantity Un t . Fed.Tax Price Mirrkat Accrped; % Cost Cost ',yilue Income 6a1N(L6s9) Income Account

DEERE JOHN CAP 24422EQXO 1,045,000 101.49 1,060,604.20 101. 33 1,058,877.60 761.98 (1,726.60) 19,593.75 185 0.68 CORP MTN DTD 06115/101.875% DUE 06/17/13 (DE 13) DELL INC SR UNSECD 24702RAK7 45,000 100.04 45,01890 100.72 45,324 00 194.24 305 10 63000 1.39 0 03 NT DTD 09/10/10 1.400% DUE 09/10/13 (DELLI3 )

DELL INC SR UNSECD 24702RAL5 500,000 102.15 510,760.00 103.09 515,460.00 3,545.83 4,700.00 11,500 00 2.23 0.33 NT DTD 09110/10 2.300% DUE 09110/15 (DELL15 ) DU PONT E I DE 263534BT5 500,000 105.78 528,880.00 12427 621,350.00 13,833.33 92,470.00 30,000.00 4 83 0 40 NEMOURS & CO SR NT DTD 07/28/08 6.000% DUE 07/15/18 (DD 18)

DU PONT E I DE 263534BY4 45.000 103.61 46,622.25 106.37 47,865.15 674.37 1,242 90 1,462.50 3.06 0.03 NEMOURS & CO SR NT DTD 11109/09 3.250% DUE 01/15/15 (DD 15) DU PONT E I DE 263534CF4 500,000 103.28 516,415.00 106.25 531,250.00 3,43750 14,835.00 13,750.00 2.59 034 NEMOURS & CO SR UNSECD NT DTD 03/25/112.750% DUE 04/01/16 (DD 16)

FEDERAL HOME LN 3133XFJF4 1,300,000 99. 96 1,299,417.80 117.91 1,532,804.00 O 8,346.18 233,388.40 69,875 00 4.58 0.99 BKS CONS BD DTD 05103106 5.375% DUE 05/18/16 (FHLB16 ) FEDERAL HOME LN 3133X7FK5 2,000,000 101 25 2,024,929.50 109.56 2,191,100 00 O 3,791 67 166,170 50 105,000 00 4 79 1.41 BK GLOBAL BD DTD 05/27/04 5.250% DUE 06/18/14 (FHLB14)

Attachment B Page 10 Financial 360 U . S . rr RUST

Investment Management, Trust & Custody Accounts Holdings by Account $6, 3 11, 804 As of Close of Business- 07/11/2012

Report Date: June-2012

AccouoN8ecui iF• . ''";;CU81R -' Quantty:.r. ,;: Unit SFed Tax Pilce'' Madiet' Accrued 'Unrealized Eat Annual Yield % of A ;,_c + • ` ' Colt Cost" Vain. Income Qaiid(Loss) Income 'Account

FEDERAL HOME LN 3137EABM 2,500,000 98.39 2,459,720.00 103.52 2,587,900.00 O 781.25 128,180.00 93,750.00 3.62 1.67 MTG CORP NT DTD 0 0523/08 3.750% DUE 08/28/13 (FHLM13 ) GENERAL ELEC CAP 36962GP65 1,000,000 108.74 1,087.380.00 108.58 1,085 ,770.00 15,843.75 (1,810.00) 48,750.00 4.49 0 70 CORP MTN DTD 03104/05 4.875% DUE 03/04/1 5 (GE 15) GENERAL ELEC CAP 36982G4G6 1,000,000 100.60 1,004,990.00 104.99 1,049,880.00 4,89563 44,890.00 37,500.00 3.57 0.68 CORP SR UNSECD MTN SER A DTD 11/16/09 3.750% DUE 11/14114 (GE 14) GENERAL ELEC CAP 389626404 90,000 100.52 90,469.80 101.04 90,938.70 492.18 46890 1',687.50 1.86 006 CORP SR MTN DTD 091161101.875% DUE 09/16/13 (GE 13) GENERAL ELEC CAP 36962G4Y7 500,000 101.83 509,140.00 109.99 549,950.00 11,177.08 40,810.00 23,125.00 4.20 036 CORP MTN DTD 01/07/114.625% DUE 01/07/21 (GE 21 ) GOGGLE INC SR 38259PAB8 500,000 105.73 528,625.00 110.75 553,735.00 2,114.58 25,110.00 18,125 00 3.27 036 UNSECD NT DTD 05/19/11 3.625% DUE 05/19/21 (ZZZ 21 ) HEIM.ETT PACKARD 428236AM5 500,000 101.87 509,340.00 111.68 558,415.00 9,000.00 49,075.00 27,000.00 4.84 0.36 CO SR UNSECD GLOBAL NT DTD 02/27107 5.400% DUE 03101/17 (HPQ 17) HONEYWELL INTL INC 438516AW6 750,000 10388 779,122.50 102.47 768,547.50 10,825.00 (10,57500) 31,875 00 4 15 0 50 MTN DTD 02/29/08 4.250% DUE 03/01/13 (HON 13 )

Attachment B Page 11 ST' Financial 360 U. S. TRU

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business . 07/11/2012

Report Date: June-2012

AceountlSseurfty% NCU8lP` " yawntlty Unit. Fed ldx' ' Price Ma'rliet Accrued Unrealized ,. Est Annual Yield % of . -J= cost. Cost Value 'Income 'Ga1N(Loes) ' Income Account

INTERNATIONAL 459200BAB 1,500.000 103.82 1,557,295.00 101.85 1,527,720.00 6,33333 (29,575.00) 71,25000 4.66 099 BUSINESS MACHS CORP NT DTD 11127102 4.750% DUE 11/29112 (IBM 12) INTERNATIONAL 459200GR6 45,000 102 23 46,004.40 101.33 45,597.60 144.37 (406.80) 94500 2.07 0.03 BUSINESS MACHINES CORP SR UNSECD NT DTD 11/06/09 2.100% DUE 05106/13 (IBM 13) J P MORGAN CHASE 46623EJEO 1,090,000 100.00 1,089,999.75 101.09 1,101,913.70 9,744.90 11,91395 22,345.00 2.03 0 71 & CO MEDIUM TERM SR NT DTD 01/24/11 2.050% DUE 01/24/14 (JPM 14) JPMORGAN CHASE & 46625HHP8 1,000,000 104.15 1,041,530.00 104.31 1,043,080.00 16,547.22 1,55000 37,000.00 3 55 0 67 CO SR NT DTD 09/18109 3.700% DUE 01/20/15 (JPM 15) MERCK & CO INC 58933YAA3 500.000 100.25 501,240.00 112.46 562,310.00 8,934.03 61,070.00 19.37500 3.45 0.36 NEW SR UNSECD NT DTD 12/10110 3.875% DUE 01/15121 (MRK 21

MERCK & CO INC SR 589331AP2 1,000,000 106.42 1,064,240.00 109.10 1,091,010.00 20,111.11 26,770.00 40,000.00 3 67 0 70 UNSECD NT DTD 06/25/09 4.000% DUE 06/30/15 (MRK 15) METLIFE INC JR SUB 59156RAN8 1,000,000 109.58 1,095,830.00 109.94 1,099,400.00 2,222.22 3,570.00 50,000.00 4.55 0.71 NT DTD 06/23/05 5.000% DUE 06/15/15 (MET 15) 0.39 METLIFE INC SR 59156RAX6 545,000 103.40 563.52455 111 32 606,704.90 10,283 09 43,180 35 25,887.50 4.27 UNSECD NT DTD 08/08/10 4.750% DUE 02/08/21 (MET 21 )

Attachment B Page 12 Financial 360 l S. FR1.)S"1

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business- 07/11/2012

Report Date: June-2012

AcoounUBicuifly "' CUSIP' "QuinHty Unit Fed"Tax' Pike Market • Accruod Unrealized Eat Annual Yield % of Cost ;Cost Value! Incane• •Oaini(L'oss) IncbMe Account

MICROSOFT CORP 59491BABO 700,000 104.02 728,15400 104.53 731,717.00 1,720.83 3,563.00 20,650.00 2.82 0.47 SR UNSECD NT DTD 05/18109 2.950% DUE 06/01/14 (MSFT14) MICROSOFT CORP 594918AF1 45,000 99.31 44,689.05 100.66 45,29700 102.81 60795 39375 0.87 0 03 SR NT DTD 09/27/10 0.875% DUE 09/27/13 (MSFT13 ) NOVARTIS CAP CORP 66989HAC2 45,000 105.31 47,387.70 105.80 47,607.75 242.87 220.05 1,305.00 2 74 0 03 CO GTD NT DTD 03/16110 2.900% DUE 04124/15 (NVS 15 ) ORACLE CORP SR 68389XAF2 750,000 103.29 774,697.50 106.18 796,380.00 13,515.62 21,68250 28,125 00 3.53 0.51 UNSECD NT DTD 07/08/09 3.750% DUE 07/08/14 (ORCL14 ) PEPSICO INC SR 713448BG2 1,250,000 106.13 1,326,602.50 102.57 1,282,112.50 21,958.33 (44,490.00) 58,125.00 4.53 0 83 UNSECD NT DTD 12/0M07 4.650% DUE 02/16/13 (PEP 13) PFIZER INC SR 717081DA8 750,000 108.65 814,852.50 111.81 838,552.50 11,814 58 23,700.00 40,125.00 4 79 0 54 UNSECD NT DTD 03/24/09 5.350% DUE 03/15/15 (PFE 15) PROCTER & GAMBLE 742718DM8 500,000 101.16 505,790.00 10717 535,835.00 6,611.11 30,04500 17,500 00 3.27 0.35 CO NT DTD 02/06/09 )DUE 02/16/15 (PG 15 SOUTHWESTERN 845335800 1,000,000 108.72 1,087,160.00 115.94 1,159,400.00 35,000.00 72,240 00 70,000.00 6 04 0 75 BELL TEL CO DEB DTD 07/01/93 7.000% DUE 07/01/15 IT 15) TARGET CORP SR 87612EAV8 500,000 108.21 531,070.00 110.17 550,870.00 8,934.02 19,800.00 19,375.00 3.52 036 UNSECD NT DTD 07/16110 3.875% DUE 07/15/20 (TGT 20)

Attachment B Page 13 Financial 360 t3. S. I, 1wST -^-v

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business 07/11/2012

Report Date: June-2012

Aceount1Sec'urtyY CUSIP , ; Quantity. Unit Fed Tax Price . Market Accrued ., , Unrealized Eat Annual - Yield % of cost Cost ^+'Velue Income Ge1N(Lose) Income ' Account

TOYOTA MOTOR 89233P4H6 45,000 100.25 45,114.30 100.83 45,374.85 238.90 26055 618.75 1 36 0 03 CREDIT CORP SR UNSECD MTN DTD 08/12/10 1.375% DUE 08/12/13 (TM 13 ) TOYOTA MTR CR 89233P4R4 500,000 103 .23 516,170.00 105.07 525,330.00 6,611.11 9,160.00 14,000.00 266 0.34 CORP SR UNSECD MTN DTD 01/11/11 2.800% DUE 01/11/16 (TM 16) TRAVELERS COS INC 89417EAG4 500,000 101.22 506,120.00 110.85 554,270 00 3,24999 48,150.00 19 ,500.00 3 52 0.36 SR NT DTD 11/01/10 3.900% DUE 11/01/20 (TRV 20) UNITED PARCEL SVC 911312AM8 500,000 103.16 515,780.00 10708 535,380.00 7,204.86 19,600.00 15,625 00 2 92 0.35 INC SR UNSECD NT DTD 11/12/10 3.125% DUE 01/15/21 (UPS 21

U S BANCORP SR 91159HGW 90,000 101 92 91,723 95 101.44 91,296 00 85.00 (427 95) 1,800.00 1 97 0.06 MEDIUM TERM NT 4 DTD 06/14/10 2.000% DUE 06/14/13 (USB 13

U S BANCORP SR 91159HGZ7 1,000,000 98.95 989,460.00 100.47 1,004,700.00 1 ,906.25 15,240.00 11,250.00 1.12 0.65 MTN DTD 11/02/10 1.125% DUE 10/30/13 (USBZ13) VERIZON 92343VAX2 545,000 10330 562, 995.90 114.62 624,651.75 6,267.50 61,655 85 25 ,070.00 4 01 0 40 COMMUNICATIONS INC UNSECD SR NT DTD 03/28/11 4.600% DUE 04/01121 (VZ 21 )

Attachment B Page 14 I . •.•10L"

Financial 360 U.S. L) [

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business 07/11/2012

Report Date: June-2012

Unniallzed Eat Annual Yield % of Aedountl8i ,urity". ;CUSIP Quantky Unit Fed/►T^ax Prke MirketIvi" Accred ` ` coat WOt Income OiIn!(Loss) Income Account

VERIZON 92343VAYO 500,000 103.58 517,895. 00 106.29 531,465.00 3,750.00 13,570.00 15,000.00 2.82 034 COMMUNICATIONS INC SR UNSECD NT DTD 03/28/11 3.000% DUE 04101/16 (VZ 16) WAL-MART STORES 931142BT9 1,000,000 99.42 994,16000 103.40 1,033,980.00 7,583.33 39,820.00 45,500 00 4 40 0.67 INC NT DTD 04/29/03 4.550% DUE 05/01/13 (WMT13) WAL-MART STORES 931142CQ4 1,000,000 104.78 1,047,760.00 104.98 1,049.640.00 4,088.89 1,880.00 32,000.00 3.05 0 68 INC NT DTD 05/21/09 3.200% DUE 05115114 (WMT14)

WAL-MART STORES 931142CW1 45,000 9911 44,599.05 100.24 45,107.55 61 87 508.50 337 50 0.75 0.03 INC SR NT DTD 10/25/10 0.750% DUE 10/25113 (WMT 13 ) WAL-MART STORES 931142002 45,000 102.78 46,251.45 115.33 51,898.95 403.75 5,647.50 1,912.50 3.69 0.03 INC SR UNSECD NT DTD 04/181114.250% DUE 04/15/21 (WMT 21

WELLS FARGO & CO 94974BET3 1,250,000 104.89 1,311,112.50 105.58 1,319,737.50 11,718 74 8,62500 46,87500 3.55 0 85 NEW UNSECD MEDIUM TERM SR NT DTD 10/01/09 3.750% DUE 10/01/14 (WELZ14 )

WELLS FARGO & CO 94974BEV8 500,000 102.31 511,550.00 111.56 557,820.00 5,75000 46,270.00 23,000.00 4.12 036 NEW MEDIUM TERM SR NT DTD 03/29111 4.600% DUE 04/01/21 (WFC 21 ) INTERNATIONAL 7,242,301.55 7,196,123.65 82,101.88 (46,177.90) 320,717.60 4.46 4.63 DEVELOPED BONDS

Attachment B Page 15 Financial 360 U. S. TRUST'

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business 07/11/2012

Report Date: June-2012

Aecoanu8ecurity' , '^ CU8IP j OBant^ty, =Unit Fed;T^x Price ' 1 .; , ' IAarlwt Acceued = ''Unreallied Est Annual Yield % of t' "Cost" , -COI^t Valiw • Income .,Oainl(L:osa) Income Account

SINGAPORE GOVT SR BOJCHN8#3 500,000 87.44 437,219.73 91.39 456,934.75 4,281.33 19,715.02 12,863.50 2.82 0.29 UNSECD BD ISIN SG7928920864 DTD 09101/0$ 3.250% DUE 09/01120

BRAZIL FEDERATIVE BOLCVJ0#1 1,465,000 71.08 1,041,319.03 60.50 888,388.58 44,566.92 (154,930 45) 90,921.56 10.26 0 57 1 REP GLOBAL BRL BD ISIN US105756BJ84 DT 09/26/0512.500% DUE 01/05/16 (ZZZZ) AUSTRALIAN GOVT B4KTTW9# 45.000 93.43 42,043.47 114.29 51,429.08 436.33 9,385.61 2,083.32 4.05 003 EX-DIV BD ISIN 2 AU3TB0000036 DTD 04/15109 4.500% DUE 04/15/20

CANADA GOVT BD 13403J2106 45,000 104.28 48,926.20 112 30 50,533 13 126.99 3,606.93 1,55547 3 08 0.03 ISIN CA135087YZ11 DTD 09/08/09 3.500% DUE 06/01/20 AUSTRALIAN GOVT B48ZSG8#1 1.000,000 102.99 1,029,883.35 110.02 1,100.200 .00 2,126.75 70,316.65 48,868 00 4.44 0.71 EX DIV SR UNSECD BD ISIN AU3TB0000077 DTD 06/15/10 4.750% DUE 06/15/16 CANADA GOVT BD B5ZZCV9#9 1,000,000 102.85 1,026,479.58 101.04 1,010,387.90 1,612.62 (16,091 68) 19 ,752.00 1.95 0 65 1 ISIN CA135087ZL16 DTD 11/08/10 2.000% DUE 08/01118 BP CAP MKTS PLC SR 05565QBF4 220,000 99.99 219,979.68 105.96 233,112.00 1,732.49 13,132.32 11,550.00 4.95 015 UNSECD NT UNITED KINGDOM DTD 11/07/08 5.250% DUE 11/07/13 (BP 13)

Attachment B Page 16 Financial 360 U. S. T RlJ.7 1 'III

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business 07/11/2012

Report Date: June-2012

Ac ount/8eeur*ty CUSIPJ • •' k Quantity Unit:. < Fed Tax Pike Market , 'A:ccrUed'. - Unneelited Est Annual Yield of ` K CoM Coot Value' ;Income GBiN(Loss) Income 'Account

BARCLAYS BANK PLC 06739FGPO 1,000, 000 100. 24 1,002,410.00 100.73 1,007,290.00 10,972.22 4,880 .00 25,000.00 248 0 65 SR NT UNITED KINGDOM DTD 11123/09 2.500% DUE 01/23/13 (BCS 13) BARCLAYS BK PLC 06739GB84 500,000 104.06 520, 295.00 103.58 517,915.00 4,550.00 (2,380.00) 19,500.00 3.77 0 33 SR NT UNITED KINGDOM DTD 04/07110 3.900% DUE 04/07/15 (BCS 15 ) DIAGEO FIN BV CO 25244SAF8 45,000 103 07 46,379.25 105.88 47,644.20 674.37 1,264.95 1,462.50 3.07 0 03 GTD NT NETHERLANDS DTD 11/06109 3.250% DUE 01/15/15 (DEO 15) MEXICAN BONGS 260851008 95,700 762.79 729,991.36 761.08 728,349.71 1,968.55 (1,641 .65) 64 ,59750 8.87 0 47 DESARR SER MI 10 BD ISIN MXMOG0000011 DTD 01/02/03 9.000% DUE 12!20/12 (ZZZZ ) TOTAL CAP CDA LTD 89153UAB7 45,000 100.02 45,009.45 101.57 45,705.60 310.78 696.15 731 .25 1 60 0 03 GTD NT CANADA DTD 01/28/11 1.625% DUE 01/28/14 (TOT 14) WESTPAC BKG CORP 961214BM4 1,000 ,000 100.92 1,009, 180.00 101.48 1,014,790.00 8,691.66 5,610. 00 21,000.00 2.07 0.66 SR UNSECD NT AUSTRALIA DTD 08/03/10 2. 100% DUE 08/02113 (WBK 13) WESTPAC BKG CORP 961214BR3 45,000 100.41 45,185.45 100.99 45,443.70 6087 258.25 832.50 1.83 0 03 SR UNSECD NT AUSTRALIA DTD 12109/101.850% DUE 12/09/13 (WBK 13) GLOBAL HIGH YIELD 7,863,829.54 8,709.670.14 26,542.92 845,840.60 564 , 587.46 6.48 5 62 TAXABLE

Attachment B Page 17 Financial 360 U. S . T 1Z. t T 00

Investment Management, Trust & Custody Accounts Holdings by Account

As of Close of Business 07/11/2012

Report Date : June-2012

'Accountlsecurtty CUSIP QuantUy_ Unit • ;-Fed,T6x Price 'Market Accrued Unrealized Est Annual Yield % of cost ` Coat 'Value income Gaini(Loss) Income Account

COLUMBIA INCOME 19763T889 664,223. 506 830 4,681 ,796.90 9.64 5,439,114.60 28,542.92 757,317 70 334,58454 6.15 3 51 OPPORTUNITIES FUND CL Z (CIOZ X)

ISHARES IBOXX $ 464288513 35,826 88.82 3,182 ,032.64 91.29 3,270.555.54 0.00 88,522.90 230,002.92 7.03 2.11 HIGH YIELD CORP BD FUND (HYG ) REAL ESTATE 3,025,811.32 3,170,646.11 2,288.00 144,834.79 98,85615 3.12 2 05 PUBLIC REITS 3,025,811.32 3,170,648.11 2,288.00 144,834 79 98,856.15 3.12 2.05

AMERICAN TOWER 03027X100 10,400 50.63 526,604.83 69.91 727,064.00 2,288.00 200,559.17 9,152.00 1.26 0 47 CORP COM (AMT) SPDR DJ WILSHIRE 78463X863 30,341 41.47 1 ,258,355.43 38.78 1,115,941.98 0.00 (142,413.45) 45,875.59 4.11 0.72 INTL REAL ESTATE ETF (RWX)

VANGUARD REIT ETF 922908553 20,291 61.16 1,240,951.08 85.43 1,327,640.13 0.00 86,689 07 43,828.56 3.30 0.86 (VNQ) TANGIBLE ASSETS 3,969,700.00 3,169,503.39 0.00 (800,198.61) 270,686.14 8.54 2.05 COMMODITIES 3,989,700.00 3,169,503.39 0.00 (800,196.61) 270,686.14 8.54 2.05 CREDIT SUISSE 22544R305 405,826.298 9.78 3.969,700.00 7.81 3,169,503.39 0.00 (800,196.61) 270,686.14 8.54 2.05 COMMODITY-RETURN PLUS STRATEGY FUND CL (CRSO X )

Attachment B Page 18 Jj ,".rj, ,.' -,I^,..t •rv,l'e+'71j ' j y '}';ir „i.I ,}I L.I} }y" I°' '^ Ii+;i,,, A. 'os• { i17 {•- ^e r 1 4' }.tfd.,f a ! 1iJ 7 E+,{Idj ,'lip ;'{;' it,i i 'r;';'rT}'9-rA 4tiiir .rej { { a. ', 't t fi; ,s;i#l+i7„ d^{ISiii^#{r. sl^i r^i #I I;j'r;,r' ,^}€i a }i"" lqq >f j ladJ j:. ,^ • I^ I 3 jr . i'^^, jV1;i {'^^ i'i ) ,1• .I },,^ Y } 1^;{1, ^fj1r jl, } ,t,r,,; ,}{ ;j 1t, {I},; ^ { j{I . , a I S ^ r i la•i 1^t,},}^^! .} j + ,,I I,r!!Ila1, e .. r.1 ; 1ff^^,, (/J/^ ;1j y a}I,^T^!' rl',;i I lrri l^}^1# f) I a ^„^J'{}'},#7i14^,,1,}}, j ,,f ^s' 1a ^ 1 } 1 1 J^,Ijl }7111 i ^rlN all^1Y, j i'r,'^a !I ^},i, d 1 ^ i r }^# ^^Y, ,,> t ,5 ;1j^fi1 k^ 1, ^ r•t} > t^'^ 1! ^;r^} fi }i,If rr 1 1 '}j11 1 4 ,F#^ ^ ^ I^,1 y{ aJ{ } i^Arl t 'I A1 } 1 j^ I <1 r r , ,,; r .,, ,!„ r,^ ;.. r,j}t • a,,.; }nh,i, i,, li}i Iii 41 {} }' irr l {,,,, ' a'C` ' ';isii,, E }' } r^},d;; ,'I, I i,l l,r} }„JJ1il .} ,•r1,1` all (I?^. It j f 4 ...... °A LO^Iy NDA'1ION DI 14101^-- ♦ Asset Detail - Base Currency Page 5 of 101 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Equities

Common stock United States - USD

# REORG/ DUKE ENERGY CORP REV STK SPLIT DUKE ENERGY 2G1XA11 7/3/2012 CUSIP 26441C105

30,000 00 23 0600000 0 00 691,800 00 597,502 70 94 , 297 30 0 00 94,297 30

ABBOTT LAB COM CUSIP 002824100

16,800 00 64 4700000 0 00 1,083,096 00 963,644 16 119 , 451 84 0 00 119,451 84

ACCENTURE PLC SHS CL A NEW CUSIP G1151C101

10,000 00 60 0900000 0 00 600,900 00 526 , 306 70 74,593 30 0 00 74,593 30

AMAZON COM INC COM CUSIP 023135106

1,70000 228 3500000 0 00 388 , 195 00 332,294 61 55,900 39 0 00 55,900 39

AMERICAN EXPRESS CO CUSIP 025816109

12,800 00 58 2100000 0 00 745 , 088 00 612,703 93 132 , 384 07 0 00 132,384 07

AMGEN INC COM CUSIP 031162100

4.00000 73 0400000 0 00 292 , 160 00 289,671 60 2.48840 0 00 2,48840

APACHE CORP COM CUSIP 037411105

8,60000 87 8900000 0 00 755 , 854 00 857,66283 - 101,808 83 0 00 - 101,808 83

APPLE INC COM STK CUSIP 037833100

2,10000 584 0000000 0 00 1,226 ,400 00 748,513 43 477,886 57 0 00 477,886 57

BED BATH BEYOND INC COM CUSIP 075896100

11,700 00 61 8000000 0 00 723,060 00 741 , 96391 - 18,903 91 0 00 - 18,903 91

BLACKROCK INC COM STK CUSIP 09247X101

4,40000 169 8200000 0 00 747,208 00 758,80628 - 11,598 28 0 00 - 11,598 28

CATERPILLAR INC COM CUSIP 149123101

8,90000 84 9100000 0 00 755,699 00 785,35306 - 29 , 654 06 0 00 - 29 654 06

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 19 Vipx„l 1 ^ ^^ ^„^»'^'^ I;;1^ Vii:}j^#fI ly^ 1};l-t'i',i¢dl^^l^^ +1I r, , + S ^i .Ir 'l, 1 { J ftii,,+ila+ „{ ri , , ;,,,,3, ,^,^; I1^^^,. it^lt I 'I t t ' ryw ya1 ^,!}I^ ;I ,,J i i^ a 1 t1 , rr ; ,! {,S e^.lr%;a ° {rtt t . p,^I n t tl 1 laid it .`I';;), TI %1•;+^.<^s},II}' ;"•'' i'i ;t^ Vii'

Common stock

CHEVRON CORP COM CUSIP 166764100

5,80000 105 5000000 0 00 611,900 00 623,16096 - 11,260 96 0 00 - 11,260 96

DANAHER CORP COM CUSIP 235851102

16,700 00 52 0800000 417 50 869,736 00 853,299 86 16,436 14 0 00 16,436 14

DEERE & CO COM CUSIP 244199105

5,00000 80 8700000 2,30000 404,350 00 389,636 60 14,713 40 0 00 14,713 40

DU PONT E I DE NEMOURS & CO COM STK CUSIP 263534109

23.200 00 50 5700000 0 00 1,173,224 00 1,139,572 52 33,651 48 0 00 33,651 48

EMC CORP COM CUSIP 268648102

34,000 00 25 6300000 0 00 871,420 00 849,678 00 21,742 00 0 00 21,742 00

EMERSON ELECTRIC CO COM CUSIP 291011104

7,40000 46 5800000 0 00 344,692 00 346,867 92 - 2.17592 0 00 - 2,17592

EXXON MOBIL CORP COM CUSIP 30231G102

14,600 00 85 5700000 0 00 1,249,322 00 1,169,161 95 80,160 05 0 00 80,160 05

FRKLN RES INC COM CUSIP 354613101

3,70000 110 9900000 729 00 410,663 00 424,953 48 - 14,290 48 0 00 - 14,290 48

GENERAL ELECTRIC CO CUSIP 369604103

20,000 00 20 8400000 3,40000 416,800 00 365,350 00 51,450 00 0 00 51,450 00

INTEL CORP COM CUSIP 458140100

38,800 00 26 6500000 0 00 1,034,020 00 924,937 26 109,082 74 0 00 109,082 74

INTERNATIONAL BUSINESS MACHS CORP COM CUSIP 459200 101

5,200 00 195 5800000 0 00 1,017,016 00 958,106 58 58,909 42 0 00 58,909 42

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

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Common stock

JOHNSON & JOHNSON COM USD1 CUSIP 478160104

17,100 00 67 5600000 0 00 1,155,276 00 1,100,046 71 55,229 29 0 00 55,229 29

MCKESSON CORP CUSIP 581550103

8,60000 93 7500000 1,12000 806,250 00 698,434 32 107,815 68 0 00 107,815 68

MICROSOFT CORP COM CUSIP 594918104

29,200 00 30 5900000 0 00 893,228 00 850,347 80 42,880 20 0 00 42,880 20

NIKE INC CL B CUSIP 654106103

4,00000 87 7800000 1,44000 351,120 00 353.936 05 - 2,81605 0 00 - 2,81605

ORACLE CORP COM CUSIP 68389X105

26,600 00 29 7000000 0 00 790,020 00 782,990 40 7,02960 0 00 7,02960

PEPSICO INC COM CUSIP 713448108

14,000 00 70 6600000 0 00 989,240 00 915,561 76 73,678 24 0 00 73,678 24

PHILIP MORRIS INTL COM STK NPV CUSIP 718172109

9,200 00 87 2600000 6,31400 802,792 00 741,516 10 61,275 90 0 00 61,275 90

PROCTER & GAMBLE COM NPV CUSIP 742718109

11,500 00 61 2500000 0 00 704,375 00 732,977 32 - 28,602 32 0 00 - 28,602 32

SCHLUMBERGER LTD COM COM CUSIP 806857108

15,200 00 64 9100000 4,18000 986,632 00 1,100,168 09 - 113,536 09 0 00 - 113,536 09

STARBUCKS CORP COM CUSIP 855244109

10,400 00 53 3200000 0 00 554,528 00 406,195 84 148,332 16 0 00 148,332 16

TJX COS INC COM NEW CUSIP 872540109

20,400 00 42 9300000 0 00 875,772 00 574.552 10 301,219 90 0 00 301,219 90

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

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♦ Asset Detail - Base Currency Page 8 of 101 Description /Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Equities

Common stock

TRAVELERS COS INC COM STK CUSIP 89417E109

13,200 00 63 8400000 0 00 842,688 00 720,587 64 122,100 36 0 00 122,100 36

UNITED TECHNOLOGIES CORP COM CUSIP 913017109

10,400 00 75 5300000 0 00 785,512 00 773,812 78 11,699 22 0 00 11,699 22

UNITEDHEALTH GROUP INC COM CUSIP 91324P102

14,800 00 58 5000000 0 00 865,800 00 685,447 36 180,352 64 0 00 180,352 64

US BANCORP CUSIP 902973304

26,600 00 32 1600000 5,18700 855,456 00 731,638 32 123,817 68 0 00 123,817 68

WAL-MART STORES INC COM CUSIP 931142103

10,600 00 69 7200000 0 00 739,032 00 575,377 92 163,654 08 0 00 163,654 08

WALT DISNEY CO CUSIP 254687106

12,300 00 48 5000000 0 00 596,550 00 460,333 83 136,216 17 0 00 136,216 17

WELLS FARGO & CO NEW COM STK CUSIP 949746101

18,600 00 33 4400000 0 00 621,984 00 502,156 82 119,827 18 0 00 119,827 18

Total USD 25,087 50 30,628,858 00 27,965,229.50 2,663,628.50 0 00 2,663,628 50

Total United States 25,087 50 30,628,858 00 27,965,229 50 2,663,628 50 0 00 2,663,628 50

Total Common Stock

558,100 . 00 25 , 087.50 30 , 628,858.00 27,965,229 . 50 2,663,628.50 0.00 2,663,628.50

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul'12

Attachment B Page 22 ,^i t

^} ^i 011 1, s,0U 30JlN20;12 ♦ Asset Detail - Base Currency Page 9 of 101 Description /Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Equities

Funds - common stock International Region - USD

MFB NTGI -OM COMMON DAILY ALL COUNTRY WORLD EX- US IMI FUND - NON LENDING CUSIP 658999156

1,247,940 71 7 8660000 0 00 9,816,301 62 11,125,005 70 - 1,308,704 08 0 00 - 1 308,704 08

Total USD 0 00 9,816,301 62 11 , 125,005 70 - 1,308,704 08 0 00 - 1,308,704 08

Total International Region 0 00 9 , 816,301 62 11 , 125,005 70 - 1,308,704 08 0 00 - 1,308,704 08 United States - USD

MFB NORTHERN INSTL FDS SMALL CO INDEX PORTFOLIO CL A CUSIP 665278560

229,897 93 17 9500000 0 00 4,126,667 84 3,958 ,481 49 168,186 35 0 00 168,186 35

Total USD 0 00 4,126,667 84 3,958,481 49 168,186 35 0 00 168,186 35

Total United States 0 00 4,126,667 84 3,958,481 49 168,186 35 0 00 168,186 35

Total Funds - Common Stock

1,477, 838.64 0.00 13,942,969.46 15 ,083,487 . 19 - 1,140 ,517.73 0.00 1,140,517.73

Total Equities

2,035 , 938.64 25,087.50 44,571 , 827.46 43,048 , 716.69 1 , 523,110 . 77 0.00 1,523,110.77

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 23 , ;, ; .i ,,r, 1 1 1 `111 r ., -J , f If! 1 " "1 . , i f,7 i . l ' t;rtl fill i•`{1, 11" ' 1 11! 1{ ll',; j" {, 1i1 1Ij 1 'Is 1 114 ,1 1 7 ^^^ ,, ,t ,,i { 'i^^llliltt, . I'i of il liI,,^^^`+,r^^+ fI ,. , + ', ^ ^ ; I , i ; .. ...r , , ^^ . , , , ',1 ''' ^ ; . ^, ' : ;; Aatsbunt , ,P#+`'LB F 'UN[fATION 30 JUN 2,012, ♦ Asset Detail - Base Currency Page 10 of 101 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Funds - fixed income etf United States - USD

MFC ISHARES TR BARCLAYS TIPS BD FD CUSIP 464287176

33,300 00 119 7000000 0 00 3,986,010 00 3,751,603 69 234,406 31 0 00 234,406 31

Issue Date 7 Nov 08

Total USD 0 00 3,986,010 00 3,751,603 69 234,406.31 0 00 234,406 31

Total United States 0 00 3,986,010 00 3,751,603 69 234,406.31 0 00 234,406 31

Total Funds - Fixed Income ETF

33,300.00 0.00 3,986,010.00 3,751,603 .69 234,406.31 0 .00 234,406.31

Total Fixed Income

33,300.00 0.00 3,986, 010.00 3 , 751,603 . 69 234,406.31 0 . 00 234,406.31

Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Real Estate

Funds - real estate United States - USD

MFB NORTHERN FDS GLOBAL REAL ESTATE INDEX FD CUSIP 665162541

412,421 58 84000000 0 00 3,464 ,341 27 3, 268,898 22 195,443 05 0 00 195,443 05

Total USD 0 00 3,464,341.27 3, 268,898 22 195,443.05 0 00 195,443 05

Total United States 0 00 3,464,341 27 3, 268,898 22 195,443 05 0 00 195,443 05

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 24 ♦ Asset Detail - Base Currency Page 11 of 101 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Real Estate

Funds - real estate

Total FUNDS - REAL ESTATE

412,421 . 58 0.00 3,464,341 .27 3,268 ,898.22 195,443.05 0.00 195,443 05

Total Real Estate

412,421 . 58 0.00 3 ,464,341 . 27 3,268,898.22 195,443.05 0.00 195,443 05

Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Commodities

Funds - commodity linked United States - USD

MFO PIMCO FDS PAC INVT MGMT SER COMMODITY REALRETURN STRATEGY FD INSTL CUSIP 722005667

311,174 94 64200000 0 00 1,997,743 11 2,563,356 26 - 565,613 15 0 00 - 565 613 15

Total USD 0 00 1,997,743 11 2,563,356 26 - 565,613.15 0 00 - 565,613 15

Total United States 0 00 1,997,743 11 2,563,356 26 - 565,613 15 0 00 - 565,613 15

Total Funds - Commodity Linked

311,174. 94 0.00 1 ,997,743.11 2,563,356.26 - 565,613.15 0.00 - 565,61315

Funds - commodity etf Global Region - USD

MFC SPDR GOLD TR GOLD SHS CUSIP 78463V107

26,700 00 155 1900000 0 00 4,143,573 00 3,929,379 60 214,193 40 0 00 214.193 40

Northern Trust Generated by Northern Trust from reviewed penodic data on 10 Jul 12

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• Asset Detail - Base Currency Page 12 of 101 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Commodities

Funds - commodity ctf

Total USD 0 00 4,143,573 00 3,929,379.60 214,193 40 0 00 214,193 40

Total Global Region 0.00 4 , 143,573.00 3,929,379.60 214,193 40 0 00 214,193 40

Total Funds - Commodity ETF

26,700 .00 0.00 4,143, 573.00 3,929,379.60 214,193.40 0.00 214,193.40

Total Commodities

337,874 . 94 0.00 6, 141,316.11 6,492,735.86 - 351,419.75 0.00 - 351,419.75

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 26 S..{. 1 ,.. 1 •s j Y ,}> ^, 5 n^, ,, },!+}I1^.rZ ^,r 7 ,.i= '} j,>II,I ,., i}, r ,r .1 i. ,} g { r q ,ryd z' .1 "r{ar{i ryl. 'u {a ^i;,2 t In;^ar,{•^ >s Sii .^av ,^^,at,,9lq A i 1 tIdl { { 15v s {r I If I t r t^ 'I'1 z F ^ 13 t , ^, 'fit I ;f f ,^ ^1 } A S '.! l y ,{ 1 to r ^S'tf ^I'i t{^' ^ f ,, ," 3 61. "1 {' j i' < y Ik4 t .. qr 1 i 12 13 .^ .{All Ir' A,{7 '^ 'Ai } i p•.. {{i dlv^ $ t711.1 17 ,1 'S ^^ ; , 1t ,^ p { 7 >t Af "'i }tl• , ] a Iley j y •tf, { '; ,^ i ;! 1^ la 1 ( ' ' '3 ^I t'i 1 7 ugl ^Sry- N ( ' ^y' r d'a '. 'i^ ^1t i :",^,>', ?,I t ^i^l ' e t ? is •1 . j „ I ;^^, r, '1 114 ,s t IS{1f ^ f i „I.1>!': ` i^trir } 1M NCQME

♦ Asset Detail - Base Currency Page 5 of 159 Description /Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Government bonds United States - USD

UNITED STATES OF AMER TREAS NOTES 1 NTS 15/05/2014 CUSIP 912828QM5

525,000 00 101 2344000 670 51 531,480 60 535,112 11 3,631 51 0 00 3,631 51

Issue Date 15 May 11 Rate 1% Yield to Maturity 0 34% Maturity Date 15 May 14

UNITED STATES TREAS BDS BD 3 75% DUE 08-15-2041 REG CUSIP 912810QSO

600,000 00 120 5938000 8,46840 723 , 562 80 699 , 939 90 23 , 622 90 0 00 23,622 90

Issue Date 15 Aug 11 Rate 3 75% Yield to Maturity 2 722 % Maturity Date 15 Aug 41

UNITED STATES TREAS BDS DTD 00219 4 25% DUE 11 - 15-2040 REG CUSIP 912810QL5

760,000 00 130 8125000 4,12527 994 , 175 00 947,310 46 46,864 54 0 00 46,864 54

Issue Date 15 Nov 10 Rate 4 25% Yield to Maturity 2 69% Maturity Date 15 Nov 40

UNITED STATES TREAS NTS 25 DUE 03- 31-2014 REG CUSIP 912828SL5

500,000 00 99 8828000 314 21 499,414 00 499,337 61 76 39 0 00 76 39

Issue Date 31 Mar 12 Rate 0 25% Yield to Maturity 0 317% Maturity Date 31 Mar 14

UNITED STATES TREAS NTS 25 DUE 12- 15-2014 CUSIP 912828RV4

500,000 00 99 7422000 54 64 498 , 711 00 498 , 048 55 66245 0 00 662 45

Issue Date 15 Dec 11 Rate 0 25% Yield to Maturity 0 355 % Maturity Date 15 Dec 14

UNITED STATES TREAS NTS 625 DUE 02 - 28-2013 REG CUSIP 912828QK9

500,000 00 100 2891000 1 ,04449 501,445 50 502 , 521 20 - 1,07570 0 00 - 1,075 70

Issue Date 28 Feb 11 Rate 0 625% Yield to Maturity 0 194% Maturity Date 28 Feb 13

UNITED STATES TREAS NTS 875 DUE 11-30 -2016 CUSIP 912828RU6

100,000 00 100 9922000 74 11 100,992 20 100,144 87 847 33 0 00 847 33

Issue Date 30 Nov 11 Rate 0 875% Yield to Maturity 0 647 % Maturity Date 30 Nov 16

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 27 I'll I 4 • T . ; (^y r ^. ,^1 f 11` 'I' ^'^ r Ir^i 7„ . . }I^4Fl^^^t4

3 t^ It ^t ^ 2 ';^ ^ ^.1 ^a}' 1rt5'It^ 11 eh t^^ 'i{,,^ILF I. ♦ Asset Detail - Base Currency Page 6 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Government bonds

UNITED STATES TREAS NTS 875% DUE 04 - 30-2017 REG CUSIP 912828SSO

300,000 00 100 7578000 442 25 302,273 40 301,676 79 596 61 0 00 596 61

Issue Date 30 Apr 12 Rate 0 875% Yield to Maturity 0 715% Maturity Date 30 Apr 17

UNITED STATES TREAS NTS DTD 00271 1 375%DUE 01-15-2013 REG CUSIP 912828MG2

500,000 00 100 6367000 3,191 96 503,183 50 503,165 74 17 76 0 00 17 76

Issue Date 15 Jan 10 Rate 1 375% Yield to Maturity 0 203% Maturity Date 15 Jan 13

UNITED STATES TREAS NTS DTD 00321 1 375%DUE 11-30-2015 REG CUSIP 912828PJ3

107,000 00 102 9453000 124 61 110,151 47 103,919 93 6,231 54 0 00 6,231 54

Issue Date 30 Nov 10 Rate 1 375% Yield to Maturity 0 506% Maturity Date 30 Nov 15

UNITED STATES TREAS NTS DTD 00347 75% DUE 03 - 31-2013 REG CUSIP 912828QL7

400,000 00 100 4023000 754 10 401,609 20 402,704 46 1,09526 0 00 1 095 26

Issue Date 31 Mar 11 Rate 0 75% Yield to Maturity 0 216% Maturity Date 31 Mar 13 t UNITED STATES TREAS NTS DTD 00355 625% DUE 07-15-2014 REG CUSIP 912828QU7

525,000 00 100 5703000 1,514.42 527,994 07 529,513 48 1,51941 0 00 1,51941

Issue Date 15 Jul 11 Rate 0 625% Yield to Maturity 0 345% Maturity Date 15 Jul 14

UNITED STATES TREAS NTS DTD 00359 2 25% DUE 07 -31-2018 REG CUSIP 912828QY9

100,000 00 1076484000 939 56 107,648 40 101.762 12 5,886 28 0 00 5,886 28

Issue Date 31 Jul 11 Rate 2 25% Yield to Maturity 0 954 % Maturity Date 31 Jul 18

UNITED STATES TREAS NTS DTD 00406 1 125%DUE 05-31-2019 REG CUSIP 912828SX9

300,000 00 100 1562000 285 86 300,468 60 298,841 04 1,62756 0 00 1,627 56

Issue Date 31 May 12 Rate 1 125% Yield to Maturity 1 102% Maturity Date 31 May 19

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 28 ^NCIhAE'' ii',^{S' S, ,^^^ t,;it ,tu >'E, t<, ,n•^i ;7<;i <, ^r!'(h^}'t'Yi}iT+rt' t+^i'`^it^'i^^i''` J^'F'`i,l i^l^, ♦ Asset Detail - Base Currency Page 7 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Government bonds

UNITED STATES TREAS NTS DTD 00407 625% DUE 05-31-2017 REG CUSIP 912828SY7

500,000 00 99 5391000 264 68 497,695 50 497,095 43 600 07 0 00 600 07

Issue Date 31 May 12 Rate 0 625% Yield to Maturity 0 721 % Maturity Date 31 May 17

UNITED STATES TREAS NTS DTD 04/ 15/2010 1 75 % DUE 04- 15-2013 REG CUSIP 912828MX5

400,000 00 101 1992000 1,472 67 404,796 80 405,735 72 - 938 92 0 00 - 938 92

Issue Date 15 Apr 10 Rate 1 75% Yield to Maturity 0 24 % Maturity Date 15 Apr 13

UNITED STATES TREAS NTS DTD 05/15/2012 25% DUE 05-15-2015 REG CUSIP 912828SU5

225,000 00 99 5625000 71 84 224,015 62 223,998 80 16 82 0 00 16 82

Issue Date 15 May 12 Rate 0 25% Yield to Maturity 0 403% Maturity Date 15 May 15

UNITED STATES TREAS NTS DTD 08/31/2011 1 5% DUE 08.31-2018 REG CUSIP 912828RE2

125,000 00 103 1797000 62669 128,974 62 124,272 96 4,701 66 0 00 4,701 66

Issue Date 31 Aug 11 Rate 1 5% Yield to Maturity 0 968% Maturity Date 31 Aug 18

UNITED STATES TREAS NTS DTD 11/15/2009 3 375% DUE 11-15-2019 REG CUSIP 912828LY4

400,000 00 115 6953000 1,724 18 462,781 20 435,837 54 26,943 66 0 00 26,943 66

Issue Date 15 Nov 09 Rate 3 375% Yield to Maturity 1 15% Maturity Date 15 Nov 19

UNITED STATES TREAS NTS DTD 11/30110 5 DUE 11-30-2012 REG CUSIP 912828PV6

400,000 00 100 1328000 169 40 400,531 20 401,266 96 - 735 76 0 00 - 735 76

Issue Date 30 Nov 10 Rate 0 5% Yield to Maturity 0 184 % Maturity Date 30 Nov 12

UNITED STATES TREAS NTS DTD 12/31/2011 875% DUE 12- 31-2016 REG CUSIP 912828RXO

400,000 00 100 8984000 1,759 51 403,593 60 400.110 72 3,48288 0 00 3,482 8B

Issue Date 31 Dec 11 Rate 0 875% Yield to Maturity 0.672 % Maturity Date 31 Dec 16

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 29 u tN +i i ^t J a q ^• +^fr; 1^ eii^

^Tr1Aj '^'r^ ; i u t 1 r r1+^ , a ;x+ r ,rr S • tl c +,. I i rt71 t 1il 'r !a 1 t' r1 `+i l, a. +i •r('}1l,Ij !1# , ^ l^;+ ,; 1! .I^i 1 ^; l i } t , i3 11{'^ 1 #.I 1 r } i „# ! ' f I ! ^ !t ^,i1 Lt r ,ter ,_ i !^ ^ !+< • ' ll3 , + JtJN'21Q^^,a } ^i^# , ; I! , i i I },li+' ' .+ ' I i t x ' ♦ Asset Detail - Base Currency Page 8 of 159 Description /Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Government bonds

UNITED STATES TREAS NTS NT 1 125°/a DUE 12-15-2012 REG CUSIP 912828MI33

575 000 00 100 4258000 282 78 577,448 35 580,370 09 2.921 74 0 00 - 2.921 74

Issue Date 15 Dec 09 Rate 1 125% Yield to Maturity 0 202% Maturity Date 15 Dec 12

UNITED STATES TREAS NTS NT 1 375% DUE 10-15-2012 REG CUSIP 912828LR9

500,000 00 100 3516000 1,44638 501,758 00 502,950 89 - 1.192 89 0 00 - 1,192 89

Issue Date 15 Oct 09 Rate 1 375% Yield to Maturity 0 181% Maturity Date 15 Oct 12

UNITED STATES TREAS NTS 1 DUE 10- 31-2016 CUSIP 912828RM4

350.000 00 101 5234000 589 67 355,331 90 351.477 74 3,854 16 0 00 3854 16

Issue Date 31 Oct 11 Rate 1 % Yield to Maturity 0 643% Maturity Date 31 Oct 16

UNITED STATES TREAS NTS 1 5 DUE 07-31-2016 CUSIP 912828QX1

250,000 00 103 6016000 1,56593 259,004 00 256,534 04 2,469 96 0 00 2 469 96

Issue Date 31 Jul 11 Rate 1 5% Yield to Maturity 0 607% Maturity Date 31 Jul 16

UNITED STATES TREAS NTS 2 125 DUE 12 - 31-2015 CUSIP 912828PM6

200,000 00 105 5625000 2,13654 211,125 00 200,977 24 10,147 76 0 00 10,147 76

Issue Date 31 Dec 10 Rate 2 125% Yield to Maturity 0 52% Maturity Date 31 Dec 15

UNITED STATES TREAS NTS 2 625 DUE 11-15-2020 REG CUSIP 912828PC8

200 000 00 109 9141000 670 51 219,828 20 188,024 24 31,803 96 0 00 31,803 96

Issue Date 15 Nov 10 Rate 2 625% Yield to Maturity 1 368% Maturity Date 15 Nov 20

UNITED STATES TREAS NTS 3 50 DUE 05-15-2020 REG CUSIP 912828ND8

75,000 00 116 8438000 335 25 87,632 85 76,201 47 11,431 38 0 00 11,431 38

Issue Date 15 May 10 Rate 3 5% Yield to Maturity 1 248 % Maturity Date 15 May 20

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 30 f i^t^,i., s i r x f a D a 1' I^p s 1„

i 1 1 !7y . c s 1ar^ 1a ,a^1 ,M1„ 1^ 1 ^fUl ",a ; ^^,ls t a Y E t^ tt^`,( ^ to ^ .t ' +^<' . 'i. ^X?,'^^ . +ti' i f do}'+ ,y s ^ ^ ^ t^ f 1^',} ^ ;9^; sE^, S a,tit I ^< a s! 9n Is, 7r; f 't 'r, , ' a' d!'li^f'; - t' E-:t grf ` }s^ -ir1 „^a s^ r." f i ♦ Asset Detail - Base Currency Page 9 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Government bonds

US TREAS NTS 125 DUE 08-31-2013 CUSIP 912828RD4

305,000 00 99 8320000 127 42 304,487 60 304,442 04 45 56 0 00 45 56

Issue Date 31 Aug 11 Rate 0 125% Yield to Maturity 0 269% Maturity Date 31 Aug 13

US TREAS NTS DTD 00362 50 DUE 08-15-2014 REG CUSIP 912828RB8

350,000 00 100 3359000 661 40 351,175 65 351,309 77 - 134 12 0 00 - 134 12

Issue Date 15 Aug 11 Rate 0 5% Yield to Maturity 0 342 % Maturity Date 15 Aug 14

US TREAS NTS DTD 00363 2 125 DUE 08-15-2021 REG CUSIP 912828RC6

130,000 00 105 1094000 1,03973 136,642 22 132,509 11 4,133 11 0 00 4 133 11

Issue Date 15 Aug 11 Rate 2 125% Yield to Maturity 1 523% Maturity Date 15 Aug 21

US TREAS NTS 00377 25 DUE 11-30-2013 REG CUSIP 912828RS1

500,000 00 99 9336000 105 87 499,668 00 500,060 27 - 392 27 0 00 - 392 27

Issue Date 30 Nov 11 Rate 0 25% Yield to Maturity 0 297% Maturity Date 30 Nov 13

US TREAS NTS 1 375 DUE 09-15-2012 REG CUSIP 912828LMO

200,000 00 100 2539000 807 06 200,507 80 200,83661 - 328 81 0 00 - 328 81

Issue Date 15 Sep 09 Rate 1 375% Yield to Maturity 0 176% Maturity Date 15 Sep 12

UTD STATES TREAS 25% DUE 05-31-2014 CUSIP 912828SW1

320,000 00 99 8750000 67 76 319,600 00 319,938 57 - 338 57 0 00 - 338 57

Issue Date 31 May 12 Rate 0 25% Yield to Maturity 0 315% Maturity Date 31 May 14

UTD STATES TREAS ZERO CPN 1 75% DUE 05-15-2022 CUSIP 912828SV3

750,000 00 100 8125000 1,676 28 756,093 75 757,092 85 - 999 10 0 00 - 999 10

Issue Date 15 May 12 Rate 1 75% Yield to Maturity 1 66 % Maturity Date 15 May 22

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 31 ^ t7 u ♦ Asset Detail - Base Currency Page 10 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Government bonds

UTD STATES TREAS 1 25% DUE 04-30- 2019 CUSIP 912828ST8

500,000 00 101 1094000 1,05299 505,547 00 499,923 88 5,623 12 0 00 5,623 12

Issue Date 30 Apr 12 Rate 1 25% Yield to Maturity 1 081% Maturity Date 30 Apr 19

UTD STATES TREAS 1 50 DUE 06 - 30-2016 CUSIP 912828QR4

150,000 00 103 5938000 1,131 11 155,390 70 150,158 70 5,232 00 0 00 5,23200

Issue Date 30 Jun 11 Rate 1 5% Yield to Maturity 0 59% Maturity Date 30 Jun 16

Total USD 41,790 04 14,066,739 30 13,885,123 90 181,615 40 0 00 181,615 40

Total United States 41,790 04 14,066,739 30 13,885,123 90 181,615 40 0 00 181,615 40

Total Government Bonds

13,522 ,000.00 41,790.04 14,066,739 . 30 13 ,885,123.90 181,615.40 0.00 181,615.40

Government agencies United States - USD

FEDERAL HOME LN BKS 375 DUE 11-27-2013 REG CUSIP 3133762CB

350,000 00 100 0660000 123 95 350,231 00 350,524 30 - 293 30 0 00 - 293 30

Issue Date 14 Oct 11 Rate 0 375% Yield to Maturity 0 328% Maturity Date 27 Nov 13

FEDERAL HOME LN MTG CORP PREASSIGN 00073 625 DUE 12-29-2014 CUSIP 3137EADA4

500,000 00 100 3836000 17 36 501,918 00 499,896 50 2,021 50 0 00 2,021 50

Issue Date 16 Dec 11 Rate 0 625% Yield to Maturity 0 47% Maturity Date 29 Dec 14

FEDERAL HOME LN MTG CORP 1 75 DUE 09-10-2015 CUSIP 3137EACM9

350.000 00 103 7375000 1,88854 363,081 25 355,096 39 7,984 86 0 00 7,984 86

Issue Date 10 Sep 10 Rate 1 75% Yield to Maturity 0 568% Maturity Date 10 Sep 15

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 32 ♦ Asset Detail - Base Currency Page 11 of 159 Description /Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Government agencies

FEDERAL HOME LN MTG CORP 2 DUE 03 -21-2019 CUSIP 3134G3RL6

390,000 00 100 5937000 2,16666 392 , 315 43 390,000 00 2,31543 0 00 2,31543

Issue Date 21 Mar 12 Rate 2 % Call Date 21 Mar 13 Call Price 100 00 Yield to Maturity 1 905% Maturity Date 21 Mar 19

FHLB BD 5 08-28-2013 CUSIP 313374Y61

500,000 00 100 2387000 854 16 501,193 50 501,66550 - 472 00 0 00 472 00

Issue Date 21 Jul 11 Rate 0 5% Yield to Maturity 0 294 % Maturity Date 28 Aug 13

FHLB BD 1 625 03-20-2013 CUSIP 3133XX7F8

350,000 00 100 9766000 1,59566 353,418 10 355,69765 - 2,27955 0 00 2,27955

Issue Date 19 Feb 10 Rate 1 625% Yield to Maturity 0 275% Maturity Date 20 Mar 13

FHLB DTD 11- 18-2010 875 12-27-2013 CUSIP 313371UCB

300,000 00 100 7935000 29 16 302 , 380 50 297,498 31 4,882 19 0 00 4,882 19

Issue Date 18 Nov 10 Rate 0 875% Yield to Maturity 0 342% Maturity Date 27 Dec 13

FHLB TRANCHE 1 375 05-28- 2014 CUSIP 313373JR4

500.000 00 102 0231000 630 21 510,115 50 512 , 31400 - 2.19850 0 00 - 2,198 50

Issue Date 15 Apr 11 Rate 1 375% Yield to Maturity 0 314% Maturity Date 28 May 14

FHLB 0 875 % BDS 22/08/12 USD5000 875 08-22-2012 CUSIP 3133XYWB7

350,000 00 100 1006000 1,09739 350,352 10 352,71440 - 2,36230 0 00 2 362 30

Issue Date 18 Jun 10 Rate 0 875% Yield to Maturity 0 188% Maturity Date 22 Aug 12

FHLB 1 625% BDS 21/11/2012 USD 1 625 11 -21-2012 CUSIP 3133XVEM9

350,000 00 100 5691000 631 94 351,991 85 355,603 15 - 3,611 30 0 00 - 3,611 30

Issue Date 15 Oct 09 Rate 1 625% Yield to Maturity 0 181 % Maturity Date 21 Nov 12

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12 Attachment B Page 33 ,i };. , ".; . d ,t• 21 ,a'{ 9 •,' . f 4 1 1 t) ' 1 411 1 4 I1 -ils< ' 1•;'+ t{ H! ,, ii,,.^' , 4, ia, ,Pa.. < ,a -., re. 1 :Y i , , `r+ti° i f:9 l } {c 1 ,I t a1,f.f i ll s I t 11 •I ^^ id '} a d;t N ' 4u l r^ i, ^ t,a t t t i ^ 4 1'at ^itf Jill I a'' d' ^ r^,11;, iJ^ 11 ' Y . 1 ' ^ ^^{ dt ^j ^ I , 1 k'7 '1 , ^Y t;, 3, 1 t ,1i e.^lf ;} li ' i,y. ^ ^ . •' 'I I , i (, t^,li ! 7 ,. f1, t;:^t ),{i 'i, i^i,< s,,, { a 9, t . ^i ^' T I 't• f f^ t ', iy !^ t ril, t te r , 41 , { , ' {, fl j,,,,,• r , ! t It ' , ^Si A 41.11' 1NCd'lIr3E ; r , l r ;,; {'^'' '+ ta ', TON , id 'JUH 2012 ' Asset Detail - Base Currency Page 12 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Government agencies

FHLMC 875 10-28-2013 CUSIP 3137EACL1

350,000 00 100 7453000 535 93 352,608 55 351,344 04 1,264 51 0 00 1,264 51

Issue Date 20 Aug 10 Rate 0 875% Yield to Maturity 0 313% Maturity Date 28 Oct 13

FHLMC PREASSIGN 00049 3 75 03-27-2019 CUSIP 3137EACA5

300,000 00 115 5031000 2 , 93750 346,509 30 310,693 21 35,816 09 0 00 35,816 09

Issue Date 27 Mar 09 Rate 3 75% Yield to Maturity 1 338% Maturity Date 27 Mar 19

FHLMC PREASSIGN 00068 1 08 -27-2014 CUSIP 3137EACV9

500,000 00 101 3590000 1,72222 506,795 00 506,850 50 - 55 50 0 00 - 55 50

Issue Date 5 Jul 11 Rate 1 % Yield to Maturity 0368 % Maturity Date 27 Aug 14

FHLMC REFERENCE NTS FED BOOK ENTRY PREASSIGN 00063 625 12-28-2012 CUSI P 3137EA000

300,000 00 100 2033000 15 62 300 , 609 90 299,641 20 968 70 0 00 968 70

Issue Date 2 Dec 10 Rate 0 625% Yield to Maturity 0 216% Maturity Date 28 Dec 12

FHLMC 1 125 07-27-2012 CUSIP 3137EACK3

350,000 00 100 0649000 1,684 37 350,227 15 354,23438 - 4,00723 0 00 - 4,007 23

Issue Date 28 May 10 Rate 1 125% Yield to Maturity 0 288 % Maturity Date 27 Jul 12

FHLMC 2 08-25-2016 CUSIP 3137EACW7

500,000 00 105 0763000 3.50000 525 , 381 50 517,605 00 7,776 50 0 00 7,77650

Issue Date 8 Jul 11 Rate 2% Yield to Maturity 0 757% Maturity Date 25 Aug 16

FNMA BD 375 12-28 -2012 CUSIP 31398A6F4

300,000 00 100 1154000 9 37 300,346 20 298 , 141 80 2,204 40 0 00 2,204 40

Issue Date 9 Nov 10 Rate 0 375% Yield to Maturity 0 144 % Maturity Date 28 Dec 12

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 34 . I , 11 '!i(ldltl,lljili If

'lliii fl ii IV, I;t

Page 13 of 159 ♦ Asset Detail - Base Currency Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Government agencies

FNMA PREASSIGN 1 25 09-28-2016 CUSIP 3135G0CM3

90,000 00 101 7462000 290 62 91,571 58 89,771 40 1,80018 0 00 1,80018

Issue Date 19 Aug 11 Rate 1 25% Yield to Maturity 0 831 % Maturity Date 28 Sep 16

FNMA 0625% NT 24/09/2012 USD1000 625 09-24-2012 CUSIP 31398A3N0

350,000 00 100 1195000 589 41 350,418 25 351,207 37 - 789 12 0 00 - 789 12

Issue Date 30 Aug 10 Rate 0 625% Yield to Maturity 0 116% Maturity Date 24 Sep 12

FNMA 0 75% BDS 18/12/13 USD100 75 12-18-2013 CUSIP 31398A5W8

300,000 00 100 6608000 81 24 301,982 40 296,386 20 5,59620 0 00 5.59620

Issue Date 1 Nov 10 Rate 0 75% Yield to Maturity 0 299% Maturity Date 18 Dec 13

FNMA 1 DUE 09-23-2013 REG CUSIP 31398A2S0

350,000 00 100 8329000 952 77 352,915 15 352,726 96 188 19 0 00 188 19

Issue Date 6 Aug 10 Rate 1% Yield to Maturity 0 323% Maturity Date 23 Sep 13

FNMA 1 625 10-26-2015 CUSIP 31398A4M1

350,000 00 103 5811000 1,02691 362,533 85 352,527 10 10,006 75 0 00 10,006 75

Issue Date 27 Sep 10 Rate 1 625% Yield to Maturity 0 537% Maturity Date 26 Oct 15

FNMA 2 375 DUE 07-28-2015 CUSIP 3139BAU34

350,000 00 105 5202000 3,532 81 369,320 70 355,253 85 14,066 85 0 00 14,066 85

Issue Date 14 Jun 10 Rate 2 375% Yield to Maturity 0 565% Maturity Date 28 Jul 15

Total USD 25,913.80 8,488,216 76 8,407,393 21 80,823.55 0 00 80,823 55

Total United States 25,913 80 8,488,216 76 8,407,393 21 80,823.55 0 00 80,823 55

Total Government Agencies

8,330,000.00 25,913.80 8,488,216.76 8,407,393.21 80,823.55 0.00 80,823.55

Northern Trust Generated by Northern Trust from reviewed penodic data on 10 Jul 12

Attachment B Page 35 i a a, t N, i a t $ sj^1131,11,111jill iji;l

^ Yi 4 3 3 t3 ^ ' .R.' . .. io fax } e , a = 9 ;$ S. 5 t +.3 + a . ^^I X014 #ti31 ;S7Ai}o{+i^^ ♦ Asset Detail - Base Currency Page 14 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Municipal/provincial bonds Canada - USD

HYDRO-QUEBEC GTD GLOBAL NT 2% DUE 06-30-2016 REG CUSIP 448814JBO

125,000 00 103 5283000 1,25694 129,410 37 125,215 90 4,194 47 0 00 4,194 47

Issue Date 30 Jun 11 Rate 2% Yield to Maturity 1 097% Maturity Date 30 Jun 16

ONTARIO PROV CDA 8D 2 45% DUE 06-29-2022REG CUSIP 68323ABK9

500.000 00 98 7041000 68 05 493,520 50 498,06500 - 4,544 50 0 00 - 4,544 50

Issue Date 29 Jun 12 Rate 2 45% Yield to Maturity 2 598% Maturity Date 29 Jun 22

Total USD 1,324 99 622,930 87 623,280.90 - 350 03 0 00 - 350 03

Total Canada 1,324.99 622,930 87 623,280.90 - 350 03 0 00 - 350 03

Total MunicipallProvincial Bonds 625,000.00 1,324.99 622,930.87 623,280.90 - 350.03 0.00 - 350.03

Corporate bonds Australia - USD

BHP BILLITON FIN 1 625% DUE 02-24-2017 CUSIP 055451AP3

600,000 00 100 6871000 3,43958 604,122 60 598,368 00 5,754 60 0 00 5,75460

Issue Date 24 Feb 12 Rate 1 625% Yield to Maturity 1 472% Maturity Date 24 Feb 17

RIO TINTO FIN USA 3 75% DUE 09-20-2021 CUSIP 767201AQ9

500,000 00 107 4088000 5,26041 537,044 00 530,130 00 6,91400 0 00 6,914 00

Issue Date 19 Sep 11 Rate 375% Yield to Maturity 2831% Maturity Date 20 Sep 21

Total USD 8,69999 1,141,166 60 1,128,498 00 12,668 60 0 00 12,668 60

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12 Attachment B Page 36 ♦ Asset Detail - Base Currency Page 15 of 159 Descnpt,on/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income,

Corporate bonds

Total Australia 8,699 99 1,141,166 60 1,128,498 00 12,668 60 0 00 12,668 60 Canada - USD

BK NOVA SCOTIA B C 2 55 % DUE 01-12-2017 CUSIP 064159AM8

430,000 00 103 8994000 5,147 45 446 , 767 42 429,140 00 17,627 42 0 00 17,627 42

Issue Date 12 Jan 12 Rate 2 55% Yield to Maturity 1 654% Maturity Date 12 Jan 17

ROYAL BK CDA GLOBAL MEDIUM TERM SR BK NTTRANCHE t! TR 1 15 DUE 03 - 13-2015 CUSIP 78008T2C7

475,000 00 100 2270000 1,62357 476,078 25 474,848 00 1.23025 0 00 1,23025

Issue Date 14 Mar 12 Rate 1 15% Yield to Maturity 1 045% Maturity Date 13 Mar 15

ROYAL BK CDA GLOBAL MEDIUM TERM SR BK NTTRANCHE # TR 41 2 625 DUE 12- 15-2015 CUSIP 78008KB S1

300,000 00 104 3316000 350 00 312 , 994 80 309,776 00 3,21880 0 00 3,21880

Issue Date 14 Jul 10 Rate 2 625% Yield to Maturity 1 34% Maturity Date 15 Dec 15

Total USD 7, 121.02 1 , 235,840 47 1,213,764 00 22,076 47 0 00 22,076 47

Total Canada 7,121 02 1,235,840 47 1,213,764 00 22,076 47 0 00 22,076 47 France - USD

BNP PARIBAS / BNP 3 6 % DUE 02-23-2016 CUSIP 05567LU54

230,000 00 101 1499000 2,944 00 232 , 644 77 229,839 90 2,804 87 0 00 2,804 87

Issue Date 23 Feb 11 Rate 3 6 % Yield to Maturity 3 262 % Maturity Date 23 Feb 16

TOTAL CAPITAL INTL SA 1 5 DUE 02-17-2017 BEO CUSIP 89153VAA7

995,000 00 100 3960000 5,555 41 998 ,940 20 982,449 55 16,490 65 0 00 16,490 65

Issue Date 17 Feb 12 Rate 1 5% Yield to Maturity 1411 % Maturity Date * 17 Feb 17

Total USD 8 ,499 41 1 , 231,584 .97 1,212,289.45 19,295 52 0 00 19,295 52

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12 Attachment B Page 37 I;Fl,i),mij"a.t I ^I a, 3. y ^, j ;^dY q ,d^it ♦ Asset Detail - Base Currency Page 16 of 159 Description/Asset ID Unrealized gai n/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Corporate bonds

Total France 8,499 41 1,231,584 97 1,212,289 45 19,295 52 0 00 19,295 52 Germany - USD

DEUTSCHE BK AG 3 45% DUE 03-30-2015 CUSIP 2515AOU76

300,000 00 103 5346000 2,616 24 310,603 80 316,758 00 - 6,15420 0 00 - 6.15420

Issue Date 30 Mar 10 Rate 3 45% Yield to Maturity 2 12% Maturity Date 30 Mar 15

Total USD 2,616.24 310,603 80 316,758 00 - 6,15420 0 00 - 6,15420

Total Germany 2,61624 310,603 80 316,758 00 - 6,15420 0 00 - 6,15420 Norway - USD

STATOIL ASA 4 25 DUE 11-23-2041 CUSIP 85771PAE2

500,000 00 105 9591000 - 2,24305 529,795 50 523,115 00 6,68050 0 00 6,68050

Issue Date 23 Nov 11 Rate 4 25% Yield to Maturity 3 907% Maturity Date 23 Nov 41

STATOIL ASA 5 1% DUE 08-17-2040 CUSIP 85771PAC6

150,000 00 118 3325000 2,84749 177,498 75 153,938 50 23,560 25 0 00 23,560 25

Issue Date 17 Aug 10 Rate 5 1% Yield to Maturity 4 007% Maturity Date 17 Aug 40

Total USD 5,090 54 707,294 25 677,053 50 30,240 75 0 00 30,240 75

Total Norway 5,090.54 707,294 25 677,053.50 30,240 75 0 00 30,240 75 United Kingdom - USD

ABBEY NAIL TREAS 4% DUE 04-27-2016 CUSIP 002799AJ3

400,000 00 98 5331000 2,84444 394,132 40 399,079 60 - 4,94720 0 00 - 4,94720

Issue Date 27 Apr 11 Rate 4% Yield to Maturity 4 419% Maturity Date 27 Apr 16

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 38 ts t ^17^ ai^l!^'1 liI°i7'jig I li ^i ^ J41mal^„ t. i r,t ^l, ^l •?a,ils ^ i ! ^1 ♦ Asset Detail - Base Currency Page 17 of 159 Description /Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Corporate bonds

BARCLAYS BK PLC 2 75% DUE 02-23-2015 CUSIP 06741JS26

420,000 00 100 6723000 4,10666 422 , 823 66 419,748 00 3,07566 0 00 3,07566

Issue Date 23 Feb 12 Rate 2 75% Yield to Maturity 2 486% Maturity Date 23 Feb 15

BP CAP MKTS P L C 3 245 DUE 05-06- 2022 CUSIP 05565QBZO

0 00 103 5390000 - 3606 0 00 0 00 0 00 0 00 0 00

Issue Date 7 May 12 Rate 3 245 % Yield to Maturity 2 831% Maturity Date 6 May 22

GLAXOSMITHKLINE 2 85 DUE 05-08-2022 CUSIP 377373AD7

100,000 00 101 7207000 411 66 101,720 70 99,320 00 2,40070 0 00 2,400 70

Issue Date 9 May 12 Rate 2 85% Yield to Maturity 2 65% Maturity Date 8 May 22

HSBC HLDGS PLC 4 DUE 03-30-2022 CUSIP 404280AN9

400.000 00 103 8398000 4,04444 415 , 359 20 397,392 00 17,967 20 0 00 17,967 20

Issue Date 30 Mar 12 Rate 4% Yield to Maturity 3 531% Maturity Date 30 Mar 22

ROYAL BK SCOTLAND 4 875% DUE 03- 16-2015 CUSIP 78010XAC5

470,000 00 103 4748000 6,682 81 486,331 56 492,936 00 - 6.60444 0 00 - 6,60444

Issue Date 16 Mar 10 Rate 4 875% Yield to Maturity 3 519 % Maturity Date 16 Mar 15

Total USD 18 ,053 95 1 , 820,367 52 1,808,475 60 11,891 92 0 00 11,891 92

Total United Kingdom 18,053 95 1,820,367 52 1,808,475 60 11,891.92 0 00 11,891 92 United States - USD

AIR PRODS & CHEMS 3 DUE 11-03-2021 CUSIP 009158AR7

500,000 00 103 6283000 2,416 66 518,141 50 499,700 00 18,441 50 0 00 18,441 50

Issue Date 3 Nov 11 Rate 3 % Yield to Maturity 2 561% Maturity Date 3 Nov 21

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Pane 39 ^n,'il^{^^11^tt^iu6ili^'law

Sy s'talf 4""1 I't'1 •l i fl 'f(i' i'f' '{f' ffn'. 'E .'A^u 41^^• ! I ^'l^, II 4J^^j iT ;'! i°4{' ' t, !6.t° a I{ 'tf r s{ it E S^ „ .. i 3 v e°i o ! i . ♦ Asset Detail - Base Currency Page 18 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Corporate bonds

ALTERA CORP 1 75% DUE 05- 15-2017 CUSIP 021441AD2

500,000 00 100 7401000 1,288 19 503,700 50 501.675 00 2,025 50 0 00 2,02550

Issue Date 8 May 12 Rate 1 75% Call Date 15 Nov 12 Call Price 100 00 Yield to Maturity 1 592% Maturity Date 15 May 17

ARCHER DANIELS 4 479 DUE 03 -01-2021 CUSIP 039483887

200,000 00 115 3984000 2,98600 230,796 80 201,458 00 29,338 80 0 00 29,338 80

Issue Date 1 Mar 11 Rate 4 479% Yield to Maturity 2 493 % Maturity Date 1 Mar 21

AT&T INC 3 DUE 02-15-2022 CUSIP 00206RBD3

0 00 101 5887000 - 41 67 0 00 0 00 0 00 0 00 0 00

Issue Date 13 Feb 12 Rate 3 % Yield to Maturity 2 81% Maturity Date 15 Feb 22

AT&T INC 3.875 % DUE 08- 15-2021 CUSIP 00206RAZ5

75,000 00 108 9259000 1.09791 81,694 42 74,778 75 6,91567 0 00 6,91567

Issue Date 18 Aug 11 Rate 3 875% Yi eld to Maturity 2 762% Maturity Date 15 Aug 21

BANK NEW YORK INC MEDIUM TERM SR NTS BOOK ENTRY 3 55 DUE 09-23-2021 BEO CUSIP 06406HBY4

475,000 00 106 3377000 ' 4,59034 505 , 104 07 490,855 50 14,248 57 0 00 14,248 57

Issue Date 23 Sep 11 Rate 3 55% Call Date 23 Aug 21 Call Price 100 00 Yield to Maturity 2 767 % Maturity Date 23 Sep 21

BERKSHIRE HATHAWAY 4 25% DUE 01-15-2021 CUSIP 084664B03

350,000 00 110 0546000 6,85902 385,191 10 346,888 50 38,302 60 0 00 38,302 60

Issue Date 11 Jan 11 Rate 4 25% Yield to Maturity 2 912 % Maturity Date 15 Jan 21

CAMPBELL SOUP CO 3 05% DUE 07-15- 2017 CUSIP 134429AV1

250,000 00 107 8268000 3,51597 269,567 00 256,577 50 12,989 50 0 00 12,989 50

Issue Date 6 Jul 10 Rate 3 05% Yield to Maturity 1 436 % Maturity Date 15 Jul 17

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Paqe 40 t^ Y4 n,(^^i^ulli^ Pogo

♦ Asset Detail - Base Currency Page 19 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Corporate bonds

CATERPILLAR FINL SVCS CORP MEDIUM TERM N2 85 DUE 06-01-2022 REG CUSIP 14912L5F4

200,000 00 100 4283000 490 83 200,856 60 199,672 00 1,18460 0 00 1.18460

Issue Date 30 May 12 Rate 2 85% Yield to Maturity 2 8% Maturity Date 1 Jun 22

COLGATE-PALMOLIVE CO MEDIUM TERM NTS TRANCHE # TR 00095 2 45 11-15-2021 CUSIP 19416ODY3

495,000 00 102 0181000 1,549 62 504,989 59 487,842 30 17,147 29 0 00 17.147 29

Issue Date 8 Nov 11 Rate 2 45% Yield to Maturity 2 21% Maturity Date 15 Nov 21

DEERE & CO 3 9% DUE 06-09-2042 CUSIP 244199BF1

525,000 00 99 3503000 1,308 12 521,589 07 521,141 25 44782 000 447 82

Issue Date 8 Jun 12 Rate 3 9% Call Date 9 Dec 41 Call Price 100 00 Yield to Maturity 3 937% Maturity Date 9 Jun 42

DISNEY WALT CO NEW MEDIUM TERM NTS BOOK 1 125 DUE 02-15-2017 CUSIP 25468PCS3

465,000 00 99 6151000 1,99078 463,210 21 460.536 00 2,67421 0 00 2,674 21

Issue Date 14 Feb 12 Rate 1 125% Yield to Maturity 1 211°/ Maturity Date 15 Feb 17

DUKE ENERGY 1 75% DUE 12-15-2016 CUSIP 26442CAL8

340,000 00 102 5439000 26444 348,649 26 339,445 80 9,203 46 0 00 9,203 46

Issue Date 8 Dec 11 Rate 1 75% Yield to Maturity 1 163% Maturity Date 15 Dec 16

FL PWR & LT CO 4 125% DUE 02-01-2042 CUSIP 341081FF9

500,000 00 104 6993000 11,343 75 523,496 50 521,730 00 1,76650 0 00 1,76650

Issue Date 13 Dec 11 Rate 4 125% Call Date 1 Aug 41 Call Price 100 00 Yield to Maturity 3 857% Maturity Date 1 Feb 42

GEN ELEC CAP CORP MEDIUM TERM NTS BO TRANCHE # TR 00849 4 65 DUE 10-17-2021 CUSIP 36962G5J9

600,000 00 111 0526000 5,73499 666,315 60 614,880 00 51,435 60 0 00 51,435 60

Issue Date 17 Oct 11 Rate 4 65% Yield to Maturity 3 262% Maturity Date 17 Oct 21

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 41 ;IE^^? .il+ ^f I # }' )tall •< ^ yt;l1 Jrt 1ar 4i { j$," ^• y^ (€i ; i;^^ it(r^st i€rF'E , i# 7i'.,€iir 1.,1 a^^ r ^ , I ^rpFa,!^Ett1^+E1;<11{ ZI aJ,, a, ^Iir ^ i { t + q I#t+ y ^F ^s1#d,a NC' M ( ,r,F` t ^,^li ^^,^db ^ 1^'^rr !, . i ^ ^ ^ al f^ ;i^;' ; i.t 1.,^^^^^'t,+ r1^F • F s i;"i{;1^'^is ^i i !.. 1 s , ( Er ^ ^',"•^lr,.4F i'ar,st <#r'l^t"4^'?,'a .{'.t;ar`aiFfa j 1 ,.ii 1„^ s„i ^y s,p, f s r . i ? - is +1•j S a;l^'^}!a,•,,,> +`.`r.,r,{i„ s ' t 3; i ^ ;', , I ri€< ♦ Asset Detail - Base Currency Page 20 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Corporate bonds

GENERAL ELEC CAP CORP MEDIUM TERM NTS BOOK ENTRY MTN 4 375 % DUE 09-16- 2020 CUSIP 36962G4R2

300.000 00 108 1843000 3,828 12 324 , 552 90 301,796 01 22.756 89 0 00 22.756 89

Issue Date 16 Sep 10 Rate 4 375% Yi eld to Maturi ty 3 232 % Maturity Date 16 Sep 20

GOLDMAN SACHS 5 75% DUE 01-24 - 2022 CUSIP 38141GGS7

455,000 00 105 5604000 11,409 75 480,299 82 454,385 75 25,914 07 0 00 25,914 07

Issue Date 24 Jan 12 Rate 5 75% Yield to Maturity 5 011% Maturi ty Date 24 Jan 22

HALLIBURTON CO 4 5 DUE 11-15- 2041 CUSIP 406216BA8

200,000 00 104 8655000 1,15000 209,731 00 198,988 00 10,743 00 0 00 10,743 00

Issue Date 14 Nov 11 Rate 45% Call Date 15 May 41 Call Price 100 00 Yield to Maturity 421% Maturity Date 15 Nov 41

HEWLETT PACKARD CO 3 75% DUE 12-01-2020 CUSIP 428236BF9

150.000 00 99 7117000 468 75 149,567 55 149,548 02 1953 0 00 19 53

Issue Date 2 Dec 10 Rate 3 75% Yield to Maturity 3 79% Maturity Date 1 Dec 20

HSBC USA INC NEW 2 375% DUE 02-13-2015 CUSIP 40428HPG1

500,000 00 101 1398000 4,55208 505,699 00 498,935 00 6,76400 0 00 676400

Issue Date 13 Feb 12 Rate 2 375% Call Date 13 Aug 12 Call Price 100 00 Yield to Maturity 1 927% Maturity Date 13 Feb 15

INTEL CORP 4 8% DUE 10 -01-2041 CUSIP 458140AK6

300,000 00 114 5234000 3,60000 343,570 20 300,753 00 42,817 20 0 00 42,817 20

Issue Date 19 Sep 11 Rate 4 8% Yield to Maturity 3 957 % Maturi ty Date 1 Oct 41

JPMORGAN CHASE & 4 35% DUE 08- 15-2021 CUSIP 46625HJC5

130,000 00 105 5398000 2,136 33 137,201 74 129,915 50 7,28624 0 00 7,286 24

Issue Date 10 Aug 11 Rate 4 35% Yield to Maturity 3 631 % Maturity Date 15 Aug 21

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 42 ill , °•y '}jt^j {47hjl It 1 4 i',:,gr I' " I It i' 9e'{' iY,l' t'iit t 'ai i i { tb" C d {d { g ^'f^•i A^'' t{ { 0 t 3 ,Fj (' # ! ^^„ 1;#''jdd d + d ld 1? 4 ^ {i7q7J,,f s •ly;t,,;'I i,^4 ' f, i ^fq ^'id`i^ j .J `#,1 iti+ Al^jt i+^ i t t I1Q,Y ,I,^F t'^ ^I, Fh I 4 ",'i y 'de tip x "1 d'9 'i t #.3; I'; tt { 11 t^^ . 1 A ,i ,f# d ' , ( ri r^ I . a i ! r, I' 1f {; t ^^ i tf Ik,^ ^t1ii 1 1 t Y J';dl ,, f^^ila^'^!'1 tl^;^f, {alAi,11,J.,,,-• +^'i9:li ; iiT d+^ ,Ys!''+ i;liltt l It,' .} ^j )it d(1 f t 1 7II ; ,'JF'I. r^A {^" 11{,; '1 ^^ t ri 1^ 1 j y . ,rs 'i' .tI, i +^ • li 3 .air ,+'SI f a, ,_ . :.t ri''t,' i ! I,.ii^ta ;'-,Slf it '7 .1i,. •,l';, fill! t{,li jA { r^ J, 1Y i d+ ' ttt }^^^ E Ir. #^^ry ^:etWl^ 4 W [T^ Pat O If X INCOME 30 JINN 2012 ♦ Asset Detail - Base Currency Page 21 of 159 Description /Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income /expense Market value Cost Market Translation Total Fixed Income

Corporate bonds

JPMORGAN CHASE & 5 6% DUE 07-15-2041 CUSIP 46625HJB7

240,000 00 113 3640000 6,197 33 272,073 60 238,826 40 33,247 20 0 00 33,247 20

Issue Date 21 Jul 11 Rate 5 6% Yield to Maturity 4 747% Maturity Date 15 Jul 41

KIMBERLY CLARK 3 625% DUE 08-01-2020 CUSIP 494368BE2

250,000 00 109 6322000 3,77604 274,080 50 256,917 50 17,163 00 0 00 17,163 00

Issue Date 29 Jul 10 Rate 3 625% Yield to Maturity 2 312% Maturity Date 1 Aug 20

MCDONALDS CORP 2 625 DUE 01-15-2022 REG CUSIP 58013MEM2

300.000 00 101 8201000 3,631 25 305,460 30 295,764 00 9,696 30 0 00 9.69630

Issue Date 30 Sep 11 Rate 2 625% Yield to Maturity 2 41% Maturity Date 15 Jan 22

MCDONALDS CORP 3 5% DUE 07-15-2020 CUSIP 58013MEJ9

150.000 00 109 0566000 2,420 83 163,584 90 152,580 00 11,004 90 0 00 11,004 90

Issue Date 2 Aug 10 Rate 3 5% Yield to Maturity 2 262% Maturity Date 15 Jul 20

MEDTRONIC INC 3% DUE 03-15-2015 CUSIP 585055AR7

350,000 00 106 1169000 3,091 66 371,409 15 363,648 00 7,761 15 0 00 7,761 15

Issue Date 16 Mar 10 Rate 3% Yield to Maturity 0 717% Maturity Date 15 Mar 15

MERCK & CO INC NEW 3 875% DUE 01-15-2021 CUSIP 58933YAA3

220,000 00 112 4622000 3,93097 247,416 84 217,988 00 29,42884 0 00 29.428 84

Issue Date 10 Dec 10 Rate 3 875% Call Date 15 Oct 20 Call Price 100 00 Yield to Maturity 2 263% Maturity Date 15 Jan 21

MICROSOFT CORP 4 5 DUE 10-01-2040 CUSIP 594918AJ3

150,000 00 114 9550000 1,68750 172,432 50 142,540 00 29,892 50 0 00 29,892 50

Issue Date 27 Sep 10 Rate 4 5% Yield to Maturity 3 647% Maturity Date 1 Oct 40

Northern Trust Generated by Northern Trust from reviewed penodic data on 10 Jul 12

Attachment B Page 43 t el,lj, ,^^^a;sdj,^•^ , ^^,,s1^} ^1^ ^ °" ;I^rsad^ } Ss3 ^^ i d'^^;^.il^a^ a^^^^,.l^^^r^^# ^i(is,^^}^^^, ia^t^y ^,I1^11'11^''^°4{t^^?#^ ., 4.,tas,s , . , ss ^f's !i St ,,;s „y>. i{s i s ;.I i,<4,s I,.`' s,, j,i^„ a i{' ;°!''i t^{t , s xktt.a ;s- „i j l ? 1 lssa(it r} i ,i 'lst'+ a ski:} >d> .. 1'p , t t+l t, 1• 1> INCOME s 1 a•t:js, .s`I' ' I s,slt-,' ,};^F t;: 1 ^^ ti' j 't,i^•^i^`; t,<` " >'ti! "1^°i€' A S ^ ♦ Asset Detail - Base Currency Page 22 of 159 Descript ion/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Corporate bonds

MORGAN STANLEY 5 75% DUE 01 -25-2021 CUSIP 61747WAF6

385,000 00 98 6042000 9,59291 379,626 17 389,138 76 - 9,51259 0 00 - 9,51259

Issue Date 25 Jan 11 Rate 5 75% Yield to Maturity 5 96% Maturity Date 25 Jan 21

NATL SEMICONDUCTOR 3 95% DUE 04- 15-2015 CUSIP 637640AFO

450,000 00 108 3361000 3,752 50 487 , 512 45 490,500 00 - 2,98755 0 00 - 2,987 55

Issue Date 6 Apr 10 Rate 3 95% Yield to Maturity 0 921% Maturity Date 15 Apr 15

OCCIDENTAL PETE 1 75% DUE 02- 15-2017 CUSIP 674599CB9

125,000 00 101 6874000 826 38 127,109 25 123,807 50 3,301 75 0 00 3,301 75

Issue Date 18 Aug 11 Rate 1 75 % Yield to Maturity 1 372 % Maturity Date 15 Feb 17

OCCIDENTAL PETE 2 7 % DUE 02- 15-2023 CUSIP 674599CE3

475,000 00 100 6290000 320 62 477 , 987 75 473,760 25 4,227 50 0 00 4,227 50

Issue Date 22 Jun 12 Rate 2 7% Call Date 15 Nov 22 Call Price 100 00 Yield to Maturity 2 631% Maturity Date 15 Feb 23

PACCAR FINL CORP MEDIUM TERM SR NTS BOOKENTRY 1 6 DUE 03-15-2017 CUSIP 69371RK54

200,000 00 101 0370000 1,02222 202 , 074 00 199,962 00 2,11200 0 00 2,11200

Issue Date 6 Mar 12 Rate 1 6% Yield to Maturity 1 372% Maturity Date 15 Mar 17

PHILIP MORRIS INTL INC 2 9 DUE 11-15-2021 CUSIP 718172AL3

500,000 00 102 9807000 1,852 78 514 ,903 50 511,740 00 3,16350 0 00 3,16350

Issue Date 15 Nov 11 Rate 2 9% Yield to Maturity 2 541 % Maturity Date 15 Nov 21

PNC FDG CORP 2 7% DUE 09- 19-2016 CUSIP 693476BM4

100,000 00 103 6363000 76500 103,636 30 99,879 00 3,757 30 0 00 3,757 30

Issue Date 19 Sep 11 Rate 2 7% Call Date 19 Aug 16 Call Price 100 00 Yield to Maturity 1 801 % Maturity Date 19 Sep 16

Northern Trust Generated by Northern Trust from reviewed penodic data on 10 Jul'' 12

Attachment B Page 44 ^ ^^?d1 t It ^^ ;;. ♦ Asset Detail - Base Currency Page 23 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Corporate bonds

PRAXAIR INC 2 45 DUE 02-15-2022 CUSIP 74005PBA1

200,000 00 986461000 1,97361 197,292 20 199,188 00 - 1,895 80 0 00 - 1,89580

Issue Date 6 Feb 12 Rate 2 45% Call Date 6 Feb 14 Call Price 100 00 Yield to Maturity 2 61 % Maturity Date 15 Feb 22

PROCTER & GAMBLE 2 3% DUE 02-06-2022 CUSIP 742718DY2

225,000 00 99 8280000 2,084 37 224.613 00 223,407 00 1,206 00 0 00 1,206 00

Issue Date 6 Feb 12 Rate 2 3% Yield to Maturity 2 32% Maturity Date 6 Feb 22

PUB SVC ELEC GAS CO SECD 3 95 DUE 05-01-2042 REG CUSIP 74456QAZ9

500,000 00 103 4413000 2,74305 517,206 50 496,785 00 20,421 50 0 00 20,421 50

Issue Date 11 May 12 Rate 3 95% Call Date 1 Nov 41 Call Price 100 00 Yield to Maturity 3 757% Maturity Date 1 May 42

SYSCO CORP 2 6% DUE 06-12-2022 CUSIP 871829AQO

450,000 00 99 6515000 617 49 448,431 75 444,249 00 4,18275 0 00 4,18275

Issue Date 12 Jun 12 Rate 2 6% Yield to Maturity 2 64% Maturity Date 12 Jun 22

TARGET CORP 2 9% DUE 01-15-2022 CUSIP 87612EAZ9

385,000 00 102 1771000 5,241 34 393,381 83 382,547 55 10,834 28 0 00 10,834 28

Issue Date 12 Jan 12 Rate 2 9% Yield to Maturity 2 64% Maturity Date 15 Jan 22

TARGET CORP 4% DUE 07-01-2042 CUSIP 87612EBA3

570,000 00 98 5025000 316 66 561,464 25 557,796 30 3,667 95 0 00 3,66795

Issue Date 26 Jun 12 Rate 4% Yield to Maturity 4 087% Maturity Date 1 Jul 42

TOYOTA MTR CR CORP 3 4 09-15-2021 CUSIP 89233P5F9

335,000 00 105 1631000 3,353 72 352,296 38 334,155 80 18,140 58 0 00 18,140 58

Issue Date 15 Sep 11 Rate 34% Yield to Maturity 2761% Maturity Date 15 Sep 21

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12

Attachment B Page 45 rBll^t,

, i„^^ {" , 61 itt al f', ,;t,l,r 111241,i1i illPilifl: ji l'd(' M!IffliV411i < il.';,141i"111114 H UM" 1'Ili il!11,141PW is I3ti i i'f<<^i 'l; '^^"s 1 id il5 "i17^ i e,5 61$1 ? (14 s ,'I ♦ Asset Detail - Base Currency Page 24 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Corporate bonds

UNITEDHEALTH GROUP INC 2 875 DUE 03-15-2022 REG CUSIP 91324PBV3

670,000 00 101 0328000 6,04628 676,919 76 665,377 00 11,542 76 0 00 11,542 76

Issue Date 8 Mar 12 Rate 2 875% Call Date 15 Dec 21 Call Price 100 00 Yield to Maturity 2 753% Maturity Date 15 Mar 22

VIRGINIA ELEC & PWR CO 2 95 DUE 01-15-2022 CUSIP 927804FK5

250,000 00 103 0218000 3,462 15 257,554 50 249,397 50 8,157 00 0 00 8,157 00

Issue Date 12 Jan 12 Rate 2 95% Call Date 15 Oct 21 Call Price 100 00 Yield to Maturity 2 591% Maturity Date 15 Jan 22

WALGREEN CO NT 5 25 DUE 01-15-2019 REG CUSIP 931422AE9

400,000 00 113 7561000 9,683 33 455,024 40 463,756 49 8,73209 0 00 - 8,73209

Issue Date 13 Jan 09 Rate 5 25% Yield to Maturity 2 925% Maturity Date 15 Jan 19

WELLS FARGO & CO 3 5 DUE 03-08-2022 CUSIP 94974BFC9

300,000 00 102 8963000 3,29583 308,688 90 299,346 00 9,342 90 0 00 9,34290

Issue Date 8 Mar 12 Rate 3 5% Yield to Maturity 3 151% Maturity Date 8 Mar 22

WI ELEC PWR CO 2 95% DUE 09-15-2021 CUSIP 976656CD8

335,000 00 104 0080000 2,90984 348,426 80 331,559 55 16,867 25 0 00 16,867 25

Issue Date 13 Sep 11 Rate 2 95% Call Date 15 Jun 21 Call Price 100 00 Yield to Maturity 2 461 % Maturity Date 15 Sep 21

Total USD 157,13564 16,714,531 91 16,156,11848 558,413 43 0 00 558,413 43

Total United States 157,135 64 16,714,531 91 16,156,118 48 558,413 43 0 00 558,413 43

Total Corporate Bonds

22,295,000.00 207 ,216.79 23, 161,389.52 22, 512,957.03 648,432 .49 0.00 648,432.49

Northern Trust Generated by Northern Trust from reviewed periodic data on 10 Jul 12 Attachment B Page 46 3^i;ji ♦ Asset Detail - Base Currency Page 25 of 159 Description/Asset ID Unrealized gain/loss Investment Mgr ID Exchange rate/ Accrued Shares/PAR value Local market price income/expense Market value Cost Market Translation Total Fixed Income

Government mortgage backed securities United States - USD

GNMA POOL #005228 3 5% 11-20-2026 BEO CUSIP 36202FYZ3

439,581 04 1069472000 1,28211 470,119 61 469,939 60 180 01 0 00 180 01

Issue Date 1 Nov 11 Rate 3 5% Yield to Maturity 1 549% Maturity Date 20 Nov 26

GNMA POOL #782520 5 5% 12-15-2038 BEO CUSIP 36241 KYR3

173,168 46 111 0307000 79368 192,270 15 194,21925 - 1.94910 0 00 - 1,94910

Issue Date 1 Dec 08 Rate 5 5% Yield to Maturity 1 746% Maturity Date 15 Dec 38

Total USD 2,075 79 662,389 76 664,158.85 - 1,76909 0 00 - 1,76909

Total United States 2,075 79 662,389 76 664,15885 - 1,76909 0 00 - 1,76909

Total Government Mortgage Backed Securities

612,749 . 50 2,075.79 662,389.76 664, 158.85 - 1,769 . 09 0.00 - 1,769.09

Total Fixed Income

45,384 , 749 50 278,321.41 47,001 , 666.21 46,092 ,913.89 908 ,752.32 0 .00 908 ,752.32

Attachment B Page 47 Attachment C - Schedule of Grants - FYE 2012

The PCLB Foundation , Inc., Schedule of Grants Paid FYE 6/30/2012 ------=------

Payee Organization Tax Status Amount Purpose 12 Duffield- The Glen Seator Foundation Public Charity $5,000 00 Glen Seator Making Things Moving Places C/O Hacker 66 Madison Avenue Suite 121 New York, NY 10016 Ability Beyond Disability Public Charity $25,000 00 General Operating 4 Berkshire Boulevard Bethel, CT 06801 _ :. .. _. . ARRAS • Foreign Organization' $172,536 00 .Re-grant to nonprofit organizations in Brazil c/o Rod do Sol, Km 15 Barra do Jucu Brazil CEP 29 126-122 Achievement First Public Charity $2,500,000 00 General Operating - Connecticut Operations 403 James Street New Haven, CT 06513 Achievement First Public Charity $460,000 00 Residency Program for School Leadership (a 403 James Street partnership between New Haven Public Schools and New Havens CT 06513 Achievement Fust) African Medical and Research Foundation Public Charity $50,000 00 Ethiopian Health Workforce Trainings 4 West 43rd Street 2nd Floor

New York NV 10036 ...... Agricultural Stewardship Association Public Charity $25,000 00 :General Operating 14 Main Street Suite 100 Greenwich NY 12834...... :. ^.. . . Allies Public Charity $10,000.00 General Operating 1262 Whitehorse-Hamilton Square Road Building A, Suite 101 Hamilton NJ 08690.. American Farmland Trust Public Charity $25,000 00 ;General Operating New York State Office 112 Spring Street Suite 207 Saratoga Springs, NY 12866 American Littoral Society Public Charity $5,000 00 Jamaica Bay Guardian Northeast Chapter 28 West 9th Road Broad Channel,_NY 11693 AmenCares Free Clinics Public Charity $50,000.00 -General Operating 88 Hamilton Avenue Stamford, CT 06902 e...... , :..... Am eriCares Public Charity $75,000.00 Domestic Medical Assistance Program 88 Hamilton Avenue Stamford, CT 06902 . . Amizade, Ltd Public Charity $75000 General Operating 4 Smithfield Street Floor 7 Pittsburgh, PA 15222 < 4 ...... ^...... Ann's Place Public Charity $20,000 00 :General Operating 80 Saw Mill Road Danbury, CT 06810 ' Big Brothers Big Sisters of Southwestern Connecticut Public Charity $20,000 00 :General Operating 2470 Fairfield Avenue - Bridgeport, CT 06605 Black Rock Forest Consortium Public Charity $20,000 00 General Operating 129 Continental Road Cornwall, NY 12518 Boulder County AIDS Project Public Charity $50,000 00 'General Operating 2118 14th Street Boulder, CO 80302 Boy Scouts of America - Connecticut Rivers Council Public Charity $75,000 00 :General Operating 60 Darlin Street P 0 Box 280098 East Hartford , CT 06108

Page 1 Attachment C - Schedule of Grants - FYE 2012

Payee Organization Tax Status Amount Purpose B_oy Scouts of America - Connecticut Yankee Council Public Charity $50,000 00 General Operating * 60 Wellington Road P.0 Box 32 Milford, CT 06460 .... a ...... a a . Boy Scouts of America - Greater New York Councils Public Charity $75,000 00 General Operating 350 Fifth Avenue Suite 7820 New York, NY 10118 :...... o...... Boy Scouts of America - Housatonic Council Public Charity $15,000 00 General Operating 326 Derby Avenue Derby, CT 06418 Boy Scouts of America - Hudson Valley Council Public Charity : $25,000 00 General Operating 6 Jeanne Drive Newburgh1 NY 12550 Boy Scouts of America - Pine Tree Council Public Charity $10,000 00 High School Scoutreach & Camperships 131 Johnson Road Portland, ME 04102 Al ...... Boy Scouts of America - Westchester-Putnam Council Public Charity $50,000 00 General Operating 41 Saw Mill River Road Hawthorne NY 10532 .. 1...... Breakthrough New York Public Charity $25,000 00 :General Operating 55 Exchange Place Suite 503 New York, NV 10005 ...... _ ...... Bridge to Independence and Career Opportunities, The Public Charity $25,000 00 Key Rings, a program for homeless assistance 22 Eagle Road Danbury,, CT 06810 ... «...... Callen-Lorde Community Health Center : Public Charity $50,000 00 General Operating 356 West 18th Street New York, NY 10011 Cambridge Valley Community Development & Preservation Public Charity $5,000 00 -Farm Camp at Flying Pigs Farm Partnership P O Box 72 Cambridge, NY 12816 „• .• Catholic Charities of Fairfield County Public Charity $30,000 00 *Family Loan Program (FLP) 238 Jewett Avenue BndSeport, CT 06606 Catskill Center for Conservation and Development, The Public Charity $15,000 00 General Operating P O Box 504 43355 State Highway 28 Arkville, NY 12406 Charity Water Public Charity t $75 00 *General Operating 200 Varick Street Suite 201

New York NY 10014 .. p ...... /...... p ...... Chicago Public Media Public Charity $25000 General Operating 848 East Grand Avenue Navy Pier

Chicago, IL 60611 ...... 6...... «...... c ...... Clinica Family Health Services Public Charity $50,000.00 General Operating 1345 Plaza Court North, 1A Lafayette CO 80026 ...... Columbia Land Conservancy Public Charity $30,000 00 General Operating P 0 Box 299 49 Main Street Chatham, NY 12037 Common Ground High School Public Charity $250,000 00 General Operating 358 Springside Avenue New Haven,CT 06515 Community Foundation for Greater New Haven Public Chanty $300,000 00 Evaluation Design of New Haven School Change and 70 Audubon Street .New Haven Promise New Havens CT 06510 .. . Community Foundation for Greater New Haven Public Charity $620,000 00 NHPS Accelerating Leadership Development 70 Audubon Street New Haven CT 06510

Page 2 Attachment C - Schedule of Grants - FYE 2012

Payee Organization Tax Status Amount Purpose ConnCAN Public Charity $500,000 00 General Operating ' 85 Willow Street New Haven, CT 06511 Connecticut Charter School Network Public Charity $107,500 00 -Capacity Building for Connecticut Charter School 339 Blue Hills Avenue Network Hartford, CT 06112 Connecticut Farmland Trust Public Charity $25,000 00 General Operating, suggested for the Connecticut 77 Buckingham Street -Land Conservation Council 3rd Floor Hartford, CT 06106 .. , Connecticut Forest and Park Association Public Charity $15,000 00 General Operating 16 Meriden Road Rockfall, CT 06481 Connecticut Pre-Engineering Program Public Charity $50,000 00 General Operating 211 South Main Street Middletown, CT06457 „ Connecticut Science Center Public Charity $45,000 00 Teen Robotics Youth Development Program 250 Columbus Boulevard Hartford, CT 06103 .. . a . . Council of Chief State School Officers Public Charity $250,000 00 Connecticut Transition Fund for Educational 1 Massachusetts Avenue, NW Excellence Suite 700 Washington, DC, 20001 ,...... Danbury Senior Center Government $25,000 00 General Operating 10 Elmwood Place Agency/Municipality

...... Danbury, CT 06810 ...... Democracy Prep Public Schools Public Charity $75,000 00 General Operating 207 West 133rd Street # 202 NewYork,.NY 10030 .... Direct Relief International Public Charity $75,000 00 Direct Relief USA 27 S La Patera Lane ' Santa Barbara, CA 93117 Doctors Without Borders Public Charity $100,000 00 General Operating 333 Seventh Avenue 2nd Floor

New York, NY10001 ...... ^ ...... , ...... Dream Come True of Western Connecticut Public Charity $10,000.00 :Dream Fulfillment 178 Osborne Street P 0 Box 2415 Danbury, CT 06813 Dutchess Land Conservancy Public Charity $30,000 00 General Operating P O Box 138 4289 Route 82 ' Millbrook, NY 12545 Easter Seals Connecticut DBA Easter Seals Coastal Fairfield County Public Charity $10,000 00 'Camp Hemlocks 733 Summer Street Suite 104 Stamford, CT 06901

Education Reform Now Public Chanty $100,000 00 General Operating 928 Broadway Suite 505 New York,. NY 30010 Educators 4 Excellence Public Charity $175,000 00 General Operating 333 West 39th Street Suite 703 New York, NY 10018 Environmental Advocates of New York Public Charity $15,000 00 General Operating 353 Hamilton Street Albany, NY 12210 „^ ••, E-P Education Services Public Charity $100,000 00 General Operating, suggested for Connecticut 15 Brittany Court ,Association of Public School Superintendents Cheshire, CT 06410 Esopus Foundation, Ltd , The Public Charity $5,000 00 General Operating 41 Schermerhorn Street, #143 Brookly n , NY 11201

Page 3 Attachment C - Schedule of Grants - FYE 2012

Payee Organization Tax Status Amount Purpose Explore Schools Public Charity $100,000 00 General Operating 20 Jay Street Suite 504 Brooklyn, NY 11206 Families for Excellent Schools Public Charity $150,000 00 -General Operating 147 Prince Street Suite 10 Brooklyn, NY 11201 _ Family & Children's Aid Public Chanty $20,000 00 'Harmony House 75 West Street Danbury, CT 06810 FCAA Foreign Organization* $595,135 85 :Support of Chmca Carmen Lucia Avenida Fernando Ferrari, 514 Campus Universitano Goiabeiras Brazil Flanders Nature Center & Land Trust Public Charity $10,000 00 General Operating 5 Church Hill Road Woodbury, CT 06798 a ... , ... . :. .. . Friends of Materials for the Arts Public Charity $4,000 00 General Operating 33-00 Northern Boulevard 3rd Floor

Long Island City NY 11101 ...... _ ...... Fund for Public Health in New York, The Public Charity $50,000 00 Community Pharmacist-Led Medication Therapy 22 Cortlandt Street, 11th Floor '• Management Suite 1103 New York, NY 10007 e ...... Gay, Lesbian and Straight Education Network, The Public Charity $10,000 00 -No Name-Calling Week 90 Broad Street 2nd Floor New York, NY 10004 Girl Scout Council of Greater New York Public Charity $75,000 00 General Operating 43 West 23rd Street New York, NY 10010 Girl Scouts Heart of the Hudson Public Charity $50,000 00 :General Operating Central Administrative Office 2 Great Oak Lane Pleasantville , NY 10570 Girl Scouts of Connecticut Public Charity $125,000 00 (General Operating 340 Washington Street Hartford, q06106 a ...... o i ...... Golden Opportunities Public Chanty $55,000 00 General Operating One Riverside Road Suite 102 Sandy- Hook, CT 06482 , ,,,,, Grand Street Settlement Public Charity $10,000 00 ;Lower East Side Youth Services 80 Pitt Street

New York, NY 10002 ...... Grants Managers Network Public Charity $25 00 :General Operating 1666 K Street NW Suite 440 Washington , DC 20006 Handy Dandy Handyman Public Charity $15,000 00 General Operating 26 Shamrock Drive Brookfield, .CT 06804 .,,.. Harold P Freeman Patient Navigation Institute Public Charity $50,000 00 General Operating 55 Exchange Place Suite 405 New York, NY 10005 Hopkins School Public Charity $25,000 00 Breakthrough New Haven 986 Forest Road New Haven, CT 06515 ...... Housatonic Valley Association Public Charity $35,000 00 General Operating P O Box 28 • 150 Kent Road •

Page 4 Attachment C - Schedule of Grants - FYE 2012

Payee Organization Tax Status Amount Purpose Hudson Highlands Land Trust Public Charity $125,000 00 General Operating P 0 Box 226 1180 Route 9D Garrison, NY 10524 p p Hudson Highlands Nature Museum Public Charity $5,000 00 General Operating P 0 Box 451 Cornwall, NY 12518 Institute of Puerto Rican Culture Government $75,000 00 General Operating - Casa Pinero P 0 Box 9024184 - Agency/Municipality San Juan , PR 00902-4184 Jericho Partnership Public Charity $1,000 00 General Operating 13 Rose Street Danbury, CT 06810 Jumoke Academy Charter Schools Public Charity $680,000 00 General Operating 339 Blue Hills Avenue Hartford, CT 06112 KGNU Public Charity $10,00000 'General Operating 4700 Walnut Street ' Boulder, CO 80301 : ...... Land Trust Alliance Publ ic C ha rity $50,000 00 'Endowing Land Trust Accreditation Excellence, Trust, 1660 L Street NW and Permanence in Conservation Suite 1100 Washm.Pton, DC 20036 ...... Land Trust Alliance Public Charity $100,000 00 General Operating 1660 L Street NW Suite 1100 • Washington DC 20036 a ...... : ... :...... Land Trust Alliance Public Charity $40,000.00 Conservation Defense initiative 1660 L Street NW Suite 1100 Washington, DC 20036 ...... Land Trust of Danbury, The Public Charity $25,000 00 General Operating P O Box 32 Danbury: CT 06813 4 Longmont Humane Society Public Charity $10,000 00 :General Operating 9595 Nelson Road Longmont, CO 80501 Memorial Sloan-Kettering Cancer Center Public Charity $50,000 00 The Breast Examination Center of Harlem (BECH) 1275 York Avenue New York, NY10065 Midwestern Connecticut Council on Alcoholism Public Charity $20,000 00 :Vet House I and 11 Central Administration • 38 Old Ridgebury Road Danbury, CT 06810 Mount Sinai School of Medicine Public Charity $50,000 00 General Operating - Global Health Center One Gustave L Levy Place New York, NY 10029 ...... MOUSE Public Charity $50,000.00 General Operating 50 West 23rd Street Suite 702 New•York,. NY 10010.... < ...... National Audubon Soc^ery Public Charity $10,000 00 General Operating - The Constitution MarsAudubonh Audubon New York Center & Sanctuary 200 Trillium Lane Albany,. NY 12203... New Leaders Public Charity $50,000 00 'General Operating New York City Office 30 West 26th Street 2nd Floor New York, NY 10010 a 1. p ...... New York Charter Schools Association Public Charity $42,500 00 'Capacity Building for Connecticut Charter School 915 Broadway :Network Suite 110

Page 5 Attachment C - Schedule of Grants - FYE 2012

Payee Organization Tax Status Amount Purpose New York City Charter School Center • Public Charity $75,000 00 -General Operating 111 Broadway Suite 604 New York, NY 10006 , , „ „ New York Hall of Science Public Charity $50,000 00 Science Career Ladder and Science Career Ladder 47-01 111th Street 'Institute Queens, NY 11368 New York State 4-H Foundation Public Charity $25,000 00 General Operating 248 Grant Avenue • Suite II-A Auburn, NY 13021 a r• NYCRx Public Charity $50,00000 General Operating 2090 Adam Clayton-Powell Jr Boulevard, 602 - (Mail 5th Floor) ' New York, NY 10027. Open Space Institute Public Charity $55,000 00 Shawangunks Farmland Protection 1350 Broadway Suite 201 New York,• NY 10018 b .. , ., : ,• Orange County Land Trust Public Charity $20,000 00 General Operating 10 Mulberry Street P.0 Box 2442

Middletown, NY 10940 ...... _ ...... 0R8IS International Public Charity $25,000.00 India Childhood Blindness Initiative 520 8th Avenue 11th Floor New York NY 10018 a ...... ,...... e...... Our Lady of Fatima Church Church $20,000 00 -Church Restoration - Benches and Pews 2071 Baldwin Street Waterbury, CT 06706 ...... Out Boulder Public Charity $10,000 00 ;Boulder OUT Leadership Development (BOLD) 2132 14th Street Boulder, CO 80302 Partners In Health Public Charity $50,000 00 General Operating 888 Commonwealth Avenue 3rd Floor Boston,, MA.02215 ° ...... t ...... „ • .. „ „ , Pike County Archives and History Society Public Charity $50 00 General Operating 112 North Washington Avenue Murfreesboro, AR 71958 ...... _ ...... :...... _ . . . Publicolor Public Charity $35,000 00 .General Operating 149 Madison Avenue Suite 1201 New York, NY 10128 ; ... .. Ralph Lauren Center for Cancer Care and Prevention Public Charity $50,000 00 'General Operating 1919 Madison Avenue New York NY 10035 , •,,,,, „ „ Regional Hospice and Home Care of Western Connecticut - Public Charity $60,000 00 General Operating 405 Main Street Danbury, CT 06810

Regional YMCA of Western Connecticut Public Charity $10,000 00 :Camp Greenknoll 2 Huckleberry Hill Road Brookfield, CT 06804 Riverkeeper Public Charity $15,000 00 Protecting Water Quality in the Hudson Valley and 20 Secor Road New York City through Land Conservation and Ossining, NY 10562 Sustainable Development Salvation Army - Southern New England Division, The - Public Charity $50,000 00 'General Operating - Danbury Corps 855 Asylum Avenue Hartford, CT 06105 ' Saratoga P LAN Public Charity $25,000 00 General Operating 112 Spring Street Saratoga Springs, NY 12866 Save the Children Public Charity $50,000 00 Newborn and Child Survival (NCS) Campaign 54 Wilton Road Westport,CT06880

Page 6 Attachment C - Schedule of Grants - FYE 2012

Payee Organization Tax Status Amount Purpose ^cenic Hudson Public Charity $200,000 00 General Operating 1 Civic Center Plaza Suite 200 Poughkeepsie, NY 12601 r r Schenectady Free Health Clinic Public Charity $50,000 00 -General Operating 600 Franklin Street Suite 205 Schenectady,. NY 12305 Sea Shepherd Conservation Society Public Charity $1,000 00 General Operating P.O Box 2616 216 Halvorsen Road Friday Harbor, WA 98250 ^ ...... ^. . Shelter of the Cross ( aka Renewal House) Public Charity $20,000 00 General Operating P 0 Box622 Danbury CT 06813 South Portland High School Dollars for Scholars Public Charity $10,000 00 General Operating c/o South Portland High School 637 Highland Avenue South Portland, ME 04106 St Joseph Church Corp Public Charity $20,000 00 The Carmen L Buck Religious Education Building 8 Robinson Avenue Danbury, CT 06810 ...... St Philip's Academy Public Charity $15,000.00 General Operating 342 Central Avenue

Newarki NJ 07103 ...... St Vincent DePaul Mission of Waterbury Public Charity $50,000 00 General Operating - Homeless Shelter 34 Willow Street P O Box 1612 Waterbury, CT 06721 ...... , ...... Stowe Land Trust Public Charity $25000 General Operating P 0 Box 284 Stowe, VT 05672 `• ...... :.... Success Academy Charter Schools Public Charity $350,000....00 .. 'General Operating 310 Lenox Avenue 2nd Floor New York,. NY 10027 ...... Sustainable Markets Foundation Public Charity $5,000 00 General Operating, suggested for eHARLEMTV's 45 West 36th Street community programming 6th Floor New York,. NY 10018 ...... _L ...... Teach for America - Connecticut Public Charity $300,000 00 'General Operating 142 Temple Street Suite 303 New Haven, CT 06510 Teach for America - New York Public Charity $450,000 00 General Operating 519 8th Avenue Suite 1500 New York,. NY 10018 Today's Students, Tomorrow's Teachers Public Charity $20,000.00 General Operating 3 West Main Street Suite 200 Elmsford, NY 10523 , , Trust for Public Land Public Charity $55,000 00 General Operating - Hudson River Valley Conservation New York State Office 666 Broadway 9th Floor New York, NY 10012 i. .... < ... z . .. Uncommon Schools Public Charity $350,000 00 General Operating 826 Broadway 9th Floor New York, NY 10003 United States Foundation for the Inspiration and Recognition of Public Charity $25,000 00 General Operating Science and Technology 542 Hopmeadow Street, #222

Page 7 Attachment C - Schedule of Grants - FYE 2012

Payee Organization Tax Status Amount Purpose University of Connecticut Foundation, The Public Charity $50,000 00 -General Operating - 4-H 2390 Alumni Drive Unit 3206 - Storrs,, CT 06269 University of Connecticut Foundation, The Public Charity $15,000 00 Competitive Mini-Grant Program for Undergraduate 2390 Alumni Drive ,Psychology Research Unit 3206 Storrs, CT 06269...... University of Connecticut Foundation, The Public Charity $15,000 '-N' g Si m ulation Work Station 2390 Alumni Drive Unit 3206 Storrs, CT 06269..... _. ,...... University of Virginia Alumni Association - Public Charity $5,000 00 • WTJU in Exile UVa Fund P 0 Box 400314 Charlottesville,, VA 22904 Wallkill Valley Land Trust Public Charity $20,000 00 General Operating P 0.Box208 ' 64 Huguenot Street New Paltz,.NY 12561 ^ ...... «...... ^...... Westchester Land Trust Public Charity $25,000 00 General Operating 403 Harris Road Bedford Hills, NY 10507 1 Western Connecticut Area Agency on Aging Public Charity $25,000 00 Danbury Respite & Caregiver Program 84 Progress Lane ' Waterbury. CT 06705 a ...... 4....- ..- ...... Western Connecticut Association for Human Rights Public Charity $15,000 00 General Operating 211 Main Street Danbury: CT 06810 ...... Western Connecticut Health Network Foundation Public Charity $i6,20,000'06'0 '00-' Senior Oral Health Care Initiative 24 Hospital Avenue Danbury CT 06810...... Western Connecticut Home Care Public Charity $80,000 00 Revolutionizing Home Health Care The Case for Home 4 Liberty Street ?Health Technology Danbury, CT 06810 ...... i ...... William F Ryan Community Health Center Public Charity $50,000 00 :General Operating 110 West 97th Street New York, NY 10025 ...... Winnakee Land Trust Public Charity $25,000 00 General Operating P O Box 610 187 East Market Street Rhinebeck NY 12572 i . . • ...... •... ••.• Women's Center of Greater Danbury Public Charity $20,000 00 ,Domestic Violence Services Program - Elizabeth House 2 West Street Danbury, CT.06810 ;...... Woodbury Senior Center Government $10,000 00 -Senior Support Services P 0 Box 654 Agency/Municipality '. - 265 Main Street South Woodbury, CT 06798 ...... $12,670,072

See Schedule of Expenditure Responsibility Grants, Attachment E

Page 8 Attached E - Schedule of Expenditure Responsibility

The PCLB Foundation, Inc., Schedule of Expenditure Responsibility Grants, FYE 6/30/2012 Any grant funds remaining as of June 30, 2012, are converted into USD from local currency ( R$) based upon published exchange rates for 6/30/2012

Amount Purpose of Grant or Date of Award Expended by Type of Recipient Name and Address Tax Status Amount Diversion Date Recd Contribution Payment Grantee by Report 6/30/2012 Foreign General Operating $ 186,30500 6/22/2011 186,30500 To the Foundation's Narrative, 17/31/2011,8/1/2011,8/31/2011,9/1/2011, ABRAS I c/o Rod do Sol, Km 15 Organization knowledge, Grantee has not Financial X10/28/2011, 11/2/2011, 11/29/2011, Barra do Jucu made any diversion from the 11/30/2011, 12/31/2011, 12/31/2011, Brazil CEP 29 126-122 purpose of this grant 2/1/2012, 2/29/2012, 3/6/2012,3/24/2012,! Grantee re-grants funds to 3/31/2012,4/30/2012,5/31/2012, charities in Brazil 16/1/2012,6/30/2012,7/3/2012,7/26/2012

ABRAS Foreign IGeneralOperating $ 172,536 00 6/22/2012 $ 000 !To the Foundation's Narrative , To be received during FYE 6/30/2013 c/o Rod do Sol, Km 15 Organization !knowledge, Grantee has not Financial Barra do Jucu made any diversion from the Brant CEP 29 126-122 purpose of this grant. Grantee re-grants funds to charit ies in Bra zil

Fundacao Ceciliano Abel de Almeida (FCAA) Foreign Support of Chmca $ 500,00000 paid in several $ 500,000 00 To the Foundation 's Narrative, 8/31/2011 Avenida Fernando Ferrari, 514, Campus Organization !Carmen Lucia installments knowledge, Grantee has not (Financial Umversitano, Goiabeiras, Vitoria - ES- I during FYE made any diversion from the Cep 29 060-970 6/30/2011 purpose of this grant Caixa Postal 01 9001 Brazil f I 1 Fundacao Ceciliano Abel de Almeida (FCAA) Foreign (Support of Chnica 595,135 85 paid in several 560,892 01 To the Foundation's Narrative, 8/13/2012 Avenida Fernando Ferrari, 514, Campus Organization Carmen Lucia installments I knowledge, Grantee has not Financial Universitario, Goiabeiras, Vitoria - ES- j I during FYE made any diversion from the !Cep 29 060-970 6/30/2012 purpose of this grant !Caixa Postal 01 9001 Brazil

Page 1 of 3 ABRAS Schedule of Re-Grants Paid, FYE 6/30/2012

to Brazilian organizations between 7/1/2011 and 6/30/2012 from PCLB awards a grant to ABRAS, which, in turn , re-distributes funds to other organizations in Brazil The re-granted amounts listed below are those paid are based upon the currency exchange rate on the date of payment to grant funds received by ABRAS on 6/22/2011 Although the redistributed grants are paid by ABRAS in local currency ( R$), the USD amounts below and later redistributed to grantees. ABRAS ( approximately 157) During FY12' re-granted amounts were greater than granted amounts due to interest earned on granted amounts invested

Diversion Type of Report Date Rec'd Recipient Name and Address Tax Status Purpose of Grant or Contribution Amount (USD) Date of Amount Payment Expended by Grantee by 6/30/2012 the Foundations knowledge, Narrative 2/29/2012 •AFECC ( Associacao Feminina de Educacao e Foreign !Acquisition of permanent materials $ 14,649 68 8/2/2011 $ 14,64968 To has not made any Combate ao Cancer)) Organization Jor the Chemotherapy and Grantee purpose of this Av Marechal Campos, 1579 Hemodialise (complete blood diversion from the Santos Dumont transfusion/kidney related) sectors, I grant Brazil to be used in treatment of cancer CEP 29040-091 and chronic kidney diseases of low income patients

' knowledge, Narrative 2/29/2012 AMIE (Assouacao Mobilizadora de Ingrejas Foreign Social Educational Project $ 21,656 OS I 7/26/2011 $ 21,656 05 To the Foundation s any Evangehcas Pro-Cnancas Carentes) Organization !Grantee has not made of this Rua Maria Amalia , 880 diversion from the purpose Jaburuna grant. Brazil 'CEP 29123 130 ' Narrative 2/29/2012 ,APAE MANTENA (Associacao de Pais e Amigos Foreign Kitchen, Bathroom and Locker 14,649 68 8/10/2011 $ 14,649 68 To the Foundation's knowledge, Idos ExcepcionatsdeMantena) !Organization !Construction Grantee has not made any purpose of this Rua Eliane Melado, 441 diversion from the Bairro Santo Antonio grant Brazil CEP 35290-000 2/29/2012 APAE RESPLENDOR (Escola Especial APAE de j Foreign :Acquisition of a new vehicle $ 14,649.68 7/27/2011 $ 14,649 68 To the Foundation ' s knowledge , Narrative Resplendor) !Organization Grantee has not made any Rua Eduardo Menegussi, 419 diversion from the purpose of this j Nossa Senhora de Fatima 1 grant. Brazil CEP 35230-000 Narrative 2/29/2012 AVEDALMA (Abrigo a Velhice Desamparada 'Auta Foreign Reform of Casa Lar Amizade $ 14,649 68 8/10/2011 14,649.68 ITo the Foundation's knowledge , Loureiro Machado') Organization Grantee has not made any of this Rua Joao Rodrigues Filho 425 !diversion from the purpose Brazil (grant. CEP 29156-270 knowledge Narrative 2/29/2012 Casa Lar Balbma Maria de Jesus Foreign !General Operating $ 14,649 68 8/2/2011 1 $ 14,649 68 ;To the Foundation's , Grantee has not made any Rua Diogenes Nogueira, 249 !Organization Bairro Inconfidentes i. diversion from the purpose of this Brazil {grant

Page 2 of 3 Attachment E - Schedule of Expenditure Responsibility $, .r

Recipient Name and Address Tax Status Purpose of Grant or Contribution Amount ( USD) Date of Amount Diversion Type of Report Date Rec'd Payment Expended by Grantee by 6/30/2012

Creche Casulo ( Creche Casulo Amor e Crianca) Foreign Project Heaitny ano tasty meals L4,b4 `J.b5 WLL/LUll 14 , 047.08 IU use ruunuduuii S Rnuwieuge , Id iGuve GJ1".' ' Rua Professor Derly Jose de Almeida , 600 Organization Grantee has not made any Centro diversion from the purpose of this Brazil grant. CEP 35290-000 -

Creche Tia Loura Foreign ; Sustainable Project 14,649 . 68 8/5/2011 $ 14,649 68 To the Foundation ' s knowledge, Narrative 2/29/2012, Rua Carlos Chagas, 711 Organization Grantee has not made any 6/30/2012 Morada da Barra diversion from the purpose of this grant. Brazi l _ __ _ ------_ Fratermdade Oraasao (Association Promoco Foreign Fraternidade Oraacao Home to $ 21,656 . 05 7/30/2011 1 $ 21,656 05 To t h e F oun d ation ' s k now led ge, N arra t ive 2/29/2012 , Humana Oraacao ) Organization 'finish and equip the girls' house Grantee has not made any 6/30/2012 Rodowa Do Sol, Km 20 ( diversion from the purpose of this Retiro do Congo, Barra do Jucu I grant Brazil I CEP 29 . 130-992 Obras da Paroquia de Santo Antonio Foreign Project Integration to live better fort $ 6,369 43 /1/2011 6, 369.43 o the Foundation ' s knowledge, arrative 2/29/2012 Praca Fernandes Filho, 61-Bairro Centro Organization la longer life Grantee has not made any Brazil I diversion from the purpose of this J Rrant Pestalozzi (Associacao Pestaloozi de Santa I Foreign Physical Reform of the $ 6, 36943 8/4/2011 I $ 6,36943 I To the Foundation ' s knowledge, Narrative i 2/29/2012 Teresa ) Organization (Organization 's Facility I ( Grantee has not made any Ladeira Fortunato Carlos Bonino 457! ( diversion from the purpose of this Vila Nova grant Brazil 'CEP 29650-000 I ' ------I Project N'Tennis ( Sistema Associativo de Credito Foreign Project Tennis for All $ 21,65605 7/25/2011 $ 21,656 05 To the Foundation ' s knowledge , Narrative 2/29/2012 Alternatrvo - SACA ) Organization Grantee has not made any Rua Henrique Moscoso , 833 diversion from the purpose of this Centro grant. Brazil 'Santo Antonia Nursing Home for the Elderly ! Foreign Elderly Integral Care $ 14,649 68 7/25/2011 $ 14,649.68 To the Foundation ' s knowledge, Narrative 2/29/2012 Rua Felicio Bittar, 22 !Organization Grantee has not made any Lagoa Funda diversion from the purpose of this Brazil grant. CEP 29214-015 Instituto Viva Vida Foreign Project Educating Through Sports $ 14,649 68 7/29/2011 $ 14,649.68 To the Foundation ' s knowledge , Narrative 2/29/2012 1 Rua Humada , 12 - quadra 38 - lote 06 a 10 Organization Grantee has not made any Bairro Divino Espirito Santo diversion from the purpose of this Brazil (grant. ' CEP 2912 3 - 600 $ 209,554.13

Page 3 of 3 Page 4 of Form 990-PF, Part VII-A, Line 3

Attachment F

' AMENDED AND RESTATED BYLAWS of THE PETER AND CARMEN LUCIA BUCK FOUNDATION, INC.

ARTICLE I PURPOSE AND ACTIVITIES NO MEMBERS

Section 1 General Purpose and Activities The Peter and Carmen Lucia Buck Foundation. Inc ("the corporation'') is organized and shall be operated exclusively for charitable. religious, scientific, literary and educational purposes within the meaning of Section 501(c)(3) of the Internal Revenue Code of 1986 and the regulations thereunder, as such Code and regulations now exist or as they may hereafter be amended (hereafter "the Code and the regulations thereunder"). The corporation may engage directly in activities in support of such purposes and, in addition, the corporation may make grants to domestic organizations (including a State or possession of the United States, the District of Columbia, or any political subdivision thereof) and foreign organizations for their use in support of such purposes

Section 2 Other Activities The corporation may make grants to individuals but only if any such grant is awarded on an objective and nondiscriminatory basis pursuant to a procedure approved in advance by the Internal Revenue Service and it is demonstrated to the satisfaction of the Internal Revenue Service that any such grant satisfies the requirements of paragraph (1), (2) or (3) of Section 4945(g) of the Code and the regulations thereunder Subject to the limitations and restrictions set forth in the Certificate of Incorporation, these Bylaws and the laws of the State of Connecticut, the corporation may engage in any and all other lawful activities that are incidental to, and in pursuit of, the foregoing purposes, including the receipt, holding and administration of funds and other property for such purposes More specifically, the corporation may. (a) take and receive by purchase, grant, gift, bequest or devise, or as beneficiary of any trust, any funds or other property, whether real or personal, tangible or intangible, or any interest therein, and wheresoever situated, (b) sell, assign, transfer or otherwise dispose of such funds and property, (c) invest and reinvest such funds and property without regard to whether such investments would be considered desirable or prudent by any investor interested solely in profit and not interested in promoting such purposes. (d) collect and receive the income, if any, from any investment or reinvestment of such funds and property, and (e) use and apply the whole or any part of the income and principal of such funds and property for such purposes

Section 3 No Members The corporation shall not have any members

-1- ARTICLE II DIRECTORS

Section 1 Authority to Manage Corporate Affairs Subject to the limitations of the Certificate of Incorporation and the laws of the State of Connecticut , all powers of the corporation shall be exercised by. or under the authority of, the Board of Directors of the corporation (' the Board ") and all activities , property and affairs of the corporation shall be managed by or under the direction of the Board

Section 2 Number The Board shall consist of four Directors or such other number (but not less than three) as the Board may fix from time to time by a resolution adopted by the Board A Director need not be a resident of the State of Connecticut

Section 3 Election and Tenure . The Directors shall be elected annually by the Board at a meeting of the Board. Each Director shall hold office until his or her successor has been duly elected and qualified, or until his or her death, resignation or removal Directors may be elected to serve for an unlimited number of consecutive terms-

Section 4 Resignation A Director may resign at any time by giving written notice to the President or the Secretary. who shall advise the Board of such resignation The resignation of a Director shall take effect at the time specified in such notice, or, if no time is specified in such notice, then upon receipt of the resignation by the President or the Secretary, as the case may be. Unless otherwise specified in such notice, the acceptance of a resignation shall not be necessary in order for the resignation to be effective

Section 5 Removal A Director may be removed from office, with or without cause, by a vote of at least two-thirds of the Directors then serving

Section 6 Vacancies Any vacancy in the Board that occurs for any reason. including an increase in the authorized number of Directors, may be filled by the action of the Board Each Director so elected shall hold office for the unexpired portion of the term for which he or she was elected to fill. or until his or her death, resignation or removal

Section 7 Compensation Directors shall receive such reasonable compensation and fringe benefits, including but not limited to health insurance, for their services as the Board may from time to time determine By resolution adopted by the Board, the Board may authorize the payment of a sum for the expenses of attending each regular or special meeting of the Board. Nothing herein contained shall be construed to preclude any Director from serving the corporation in any other capacity and receiving reasonable compensation for such services

-2- Section 8 Standard of Conduct for Directors A Director shall discharge his or her duties as a Director including his or her duties as a member of a Board Committee (a) in good faith, (b) with the care an ordinarily prudent person in a like position would exercise under similar circumstances; and (c) in a manner that he or she reasonably believes to be in the best interests of the corporation. In discharging his or her duties, a Director is entitled to rely on information, opinions, reports or statements, including financial statements and other financial data, if prepared or presented by (a) one or more officers or employees of the corporation whom the Director reasonably believes to be reliable and competent in the matters presented, (b) legal counsel, public accountants or other persons as to matters the Director reasonably believes are within the professional or expert competence of the person, or (c) a Board committee of which he or she is not a member if the Director reasonably believes the Board committee merits confidence

Section 9. Confidentiality Each Director shall observe an absolute duty of confidentiality with respect to all financial information and other information of a sensitive or confidential nature to which the Director may have access in the course of his or her duties as a Director, including but not limited to information relating to the corporation, the Directors or any contributor to the corporation A Director may not divulge such information except as required by law, by formal authorization of the Board, or to the respective counsel, officers, Directors and authorized agents of the corporation or to the counsel or authorized agents of the Directors, as applicable, on a "need to know" basis

ARTICLE III BOARD MEETINGS

Section 1 Regular Meetings The Board shall hold one or more regular meetings each year A regular meeting of the Board shall be called by the President, or. if the President is unable or unwilling to call a regular meeting, by any Director A regular meeting shall be held at such date, time and place as the President may designate (or if called by a Director, as the Director may designate) If no place is designated in the notice of a regular meeting, the meeting shall be held at the principal office of the corporation

Section 2 Special Meetings Special meetings of the Board shall be held whenever called by the President or by any two Directors A special meeting of the Board shall be held at such date, time and place as may be designated by the person who calls the meeting If no place is designated in the notice of a special meeting, the meeting shall be held at the principal office of the corporation

Section 3 Notice of Meetings Notice of any regular or special meeting of the Board shall be given to each Director at least ten business days before the meeting Each notice shall state the date, time and place of the meeting. and, in the case of a

-3- special meeting, the purpose for which the meeting is called, Such notice may be given _• either personally, or by mail. facsimile, private carrier, electronic transmission or any other means permitted by applicable law. Such notice shall be given by the Secretary or the Executive Director or by the person or persons authorized to call the meeting of the Board. Notice of a meeting shall be deemed given to any Director who attends the meeting without protesting the lack of adequate notice before the commencement of the meeting

Section 4 Waiver of Notice The transactions of any meeting of the Board. however called and noticed and wherever held, shall be as valid as though at a meeting duly held after call and notice, if a quorum is present and if, either before or after the meeting, a written waiver of notice of the meeting, a consent to the holding of the meeting, or an approval of the minutes for the meeting is signed by, (a) each Director who was not present at the meeting, and (b) each Director who was present at the meeting but who objected at the meeting to the transaction of any business because the meeting was not lawfully called or convened All such waivers, consents and approvals shall be filed with and made a part of the minutes of the meeting

Section 5 Participation in Meetings Any Director may participate in a meeting of the Board by means of any form of communication by which all persons participating in the meeting can hear one another during the meeting A Director participating in a meeting by such means shall be considered to be present in person at the meeting

Section 6 Action Without Meeting Any action permitted to be taken at a meeting of the Board may be taken without a meeting if one or more written consents setting forth the action so taken are signed by all of the Directors entitled to vote on the action Such action by written consent shall have the same force and effect as the unanimous vote of the Directors at a duly called meeting of the Board

Section 7 Quorum A majority of the Directors then serving shall constitute a quorum for the transaction of business The act of a majority of the Directors present at a duly held meeting at which a quorum is present shall constitute the act of the Board, except as otherwise provided by law, the Certificate of Incorporation, or these Bylaws

Section 8 Presumption of Assent A Director who is present at a meeting of the Board or a Board Committee at which action on any matter is taken shall be presumed to have assented to the action taken unless- (a) the Director objects at the beginning of the meeting, or promptly upon arrival at the meeting. to holding the meeting or transacting business at the meeting, (b) the dissent or abstention of the Director from any action taken is entered in the minutes of the meeting, or (c) the Director delivers written notice of his or her dissent or abstention to the presiding officer of the meeting before the adjournment of the meeting or to the corporation immediately

-4- after adjournment of the meeting The right of dissent or abstention is not available to a Director who voted in favor of an action

Section 9 Adjournment Any meeting of the Board, whether regular or special and whether or not a quorum is present, may be adjourned from time to time by the vote of a majority of the Directors present. Notice of the date, time and place of the continuation of an adjourned meeting need not be given to absent Directors if the date, time and place are fixed at the adjourned meeting At any continuation of an adjourned meeting at which a quorum is present, any business may be transacted which could have been transacted at the adjourned meeting

ARTICLE IV COMMITTEES

Section 1 Board Committees The Board may establish one or more Board Committees. which shall include only Directors A Board Committee may be a standing committee that performs continuing functions on behalf of the Board or an ad hoc committee that performs specific limited tasks assigned by the Board The members of a Board Committee shall serve only for as long as the Board determines A Board Committee may be given any authority of the Board regarding the management of the affairs of the corporation, except the authority to (a) approve any action that is required by law to be approved by the entire Board. (b) fill vacancies on the Board or any Board Committee; (c) elect officers, (d) amend the Certificate of Incorporation, (e) adopt, amend or repeal these Bylaws: (f) approve a plan of merger or other reorganization, (g) approve a sale, lease , exchange or other disposition of all, or substantially all, of the property of the corporation, other than in the usual and regular course of affairs of the corporation, or (h) approve a proposal to dissolve the corporation The creation of a Board Committee and the delegation thereto of authority shall not operate to relieve the Board or any individual Director of any responsibility otherwise imposed upon the Board or an individual Director by law

Section 2 Policy Advisory Committees The Board may establish one or more Policy Advisory Committees The members of a Policy Advisory Committee may consist of Directors or individuals who are not Directors. The members of a Policy Advisory Committee shall serve only for as long as the Board determines A Policy Advisory Committee may not exercise the authority of the Board in making decisions on behalf of the corporation , but instead shall be restricted to making recommendations to the Board or a Board Committee, and implementing the decisions and policies of the Board or a Board Committee under the supervision and control of the Board or Board Committee

Section 3 Meetings of Board Committees The meetings and actions of a Board Committee shall be governed by and held and taken in accordance with the provisions of Article III of these Bylaws, with such changes in the content of such

-5- provisions as are necessary to substitute the Board Committee and its members for the Board and the Directors Minutes shall be kept of each meeting of a Board Committee and shall be filed with the corporate records

Section 4. Meetings of Policy Advisory Committees A Policy Advisory Committee shall determine its own rules regarding committee meetings, including the keeping of minutes.

Section 5 Other Committee Rules The Board may adopt such other rules regarding the formation and operation of a Board Committee or Policy Advisory Committee to the extent consistent with these Bylaws

ARTICLE V OFFICERS

Section 1 Identification of Officers . The Board shall elect a President, Secretary. Treasurer, Executive Director and such other officers of the corporation as the Board may from time to time consider appropriate Any two or more offices may be held by the same person

Section 2 Election and Tenure . The officers of the corporation shall be elected annually by the Board at a meeting of the Board Each officer shall hold office until his or her successor has been duly elected and qualified, or until the death, resignation or removal of the officer.

Section 3. Resignation An officer may resign at any time by giving written notice to the President . the Secretary or the Board. The resignation of an officer shall take effect at the time specified in such notice , or, if no time is specified in such notice, then upon receipt of the resignation by the President , the Secretary or the Board, as the case may be Unless otherwise specified in such notice, the acceptance of a resignation shall not be necessary in order for the resignation to be effective.

Section 4. Removal An officer may be removed from office by the action of the Board with or without notice, whenever in the judgment of the Board the best interests of the corporation will be served thereby

Section 5. Vacancies The Board may fill any vacancy occurring in any office Any person filling a vacancy in an office shall hold office for the unexpired portion of the term for which he or she was elected to fill, or until his or her death, resignation or removal

Section 6 President The President shall have such responsibilities and powers as may be delegated to him or her by the Board and shall at all times be subject to the policies. control and direction of the Board The President may sign and execute,

-6- in the name of the corporation, any instrument authorized by the Board, except when the signing and execution thereof shall have been expressly delegated by the Board or by these Bylaws to some other officer or agent of the corporation The President shall have such other powers and duties as may be prescribed by these Bylaws Whenever it may in his or her opinion be necessary, the President may prescribe the duties of other officers and employees of the corporation, in a manner that is consistent with these Bylaws and the direction of the Board

Section 7 Secretary The Secretary shall keep or cause to be kept minutes of all meetings and actions of the Board and Board Committees The minutes of each meeting shall include the date, time and place of the meeting, whether regular or special and, if special, how authorized, and the names of the individuals present at the meeting The Secretary shall have such other powers and perform such other duties as may be prescribed from time to time by the President or the Board.

Section 8 Treasurer The Treasurer shall be responsible for the oversight of the financial condition and affairs of the corporation In conjunction with the Executive Director, the Treasurer shall oversee budget preparation and shall ensure that appropriate reports regarding the financial condition of the corporation are made available to the Board on a timely basis or as may be required by the Board In the absence or disability of the President, the Treasurer shall perform all the duties of the President, and when so acting shall have all the powers of, and be subject to all the restrictions on. the President The Treasurer shall have such other powers and perform such other duties as may be prescribed from time to time by the President or the Board.

Section 9 Executive Director The Executive Director shall be responsible for the day-to-day administrative management of the corporation, with general and active supervision over the property, business, staff and other affairs of the corporation The Executive Director shall carry out the policies and programs of the corporation and perform all duties as directed from time to time by the President or the Board

Section 10. Compensation The compensation of the officers shall be fixed from time to time by the Board An officer shall not be prevented from receiving any such compensation by reason of the fact that he or she is also a Director

Section 11 Standard of Conduct for Officers An officer with discretionary authority shall discharge his or her duties under that authority: (a) in good faith: (b) with the care an ordinarily prudent person in a like position would exercise under similar circumstances, and (c) in a manner he or she reasonably believes to be in the best interests of the corporation. In discharging his or her duties, an officer is entitled to rely on information. opinions, reports or statements, including financial statements and other financial data, if prepared or presented by: (a) one or more officers or employees of the corporation whom the officer reasonably believes to be reliable and competent in the matters presented; or (b) legal counsel, public accountants or other persons as to

-7- matters the officer reasonably believes are within the professional or expert competence - of the person

Section 12 Confidentiality Each officer shall observe an absolute duty of confidentiality with respect to all financial information and other information of a sensitive or confidential nature to which the officer may have access in the course of his or her duties as an officer, including but not limited to information relating to the corporation, the Directors or any contributor to the corporation An officer may not divulge such information except as required by law, by formal authorization of the Board, or to the respective counsel, officers, Directors and authorized agents of the corporation or to the counsel or authorized agents of the Directors, as applicable, on a "need to know" basis.

ARTICLE VI INDEMNIFICATION

Section 1 Indemnification of Directors and Officers The corporation shall indemnify to the fullest extent permitted by applicable law any person who has been made, or is threatened to be made, a party to an action, suit, or proceeding, whether civil, criminal. administrative, arbitrative, investigative, or otherwise (including an action, suit, or proceeding by or in the right of the corporation), by reason of the fact that the person is or was a Director, officer, or member of a duly authorized committee of the Board, or a fiduciary with respect to an employee benefit plan of the corporation, or by reason of the fact that any such Director, officer or member of a duly authorized committee of the Board is or was serving at the request of the corporation in any capacity for another corporation, employee benefit plan, partnership, joint venture, trust, or other business entity The obligation of the corporation to indemnify any such person shall specifically include the payment of reasonable expenses (including counsel fees) incurred by such person in connection with any such action, suit or proceeding and the advance of funds to pay for or reimburse such expenses to the fullest extent permitted by applicable law. The indemnification provided hereunder shall inure to the benefit of the estate, heirs, executors and administrators of any such person In addition, the right of indemnification provided hereunder shall be in addition to and not exclusive of all other rights to which any such person may be entitled

Section 2 Indemnification of Employees and Agents The corporation may indemnify and advance expenses to any employee or agent of the corporation who is not a Director or officer of the corporation consistent with applicable law, provided that such indemnification is set forth by the general or specific action of the Board or by contract

Section 3 Self-Dealing Prohibition . The corporation shall not indemnify or advance expenses to any person if such indemnification or advance of expenses would

-8- constitute an act of self-dealing under Section 4941 of the Code and the regulations - thereunder

Section 4 Scope of Application The provisions of this Article VI shall apply to any claim, action, suit or proceeding made or commenced after the adoption of these Bylaws, whether arising from acts or omissions occurring before or after the adoption of these Bylaws

ARTICLE VII AUTHORITY FOR SPECIFIC CORPORATE ACTS

Section 1 Execution of Instruments . Except as otherwise provided in these Bylaws, the Board may authorize any one or more officers, employees or agents of the corporation to enter into any contract or execute and deliver any instrument in the name of and on behalf of the corporation, and such authorization may be general or confined to specific instances Except as so authorized, or as otherwise expressly provided in these Bylaws, an officer, employee or agent of the corporation shall not have any power or authority to bind the corporation by any contract or engagement or to render the corporation liable for any purpose or in any amount

Section 2. Bank Accounts The Board from time to time may authorize the opening and keeping of general or special bank accounts with such banks, trust companies or other depositories as may be selected by the Board or by any one or more officers, employees or agents of the corporation to whom such powers may be delegated from time to time by the Board To the extent not inconsistent with these Bylaws. the Board may make such rules and regulations with respect to such bank accounts as the Board may deem expedient

Section 3 Checks and Drafts All checks, drafts or other orders for the payment of money, notes, acceptances, or other evidences of indebtedness issued in the name of the corporation, shall be signed by such one or more officers, employees or agents of the corporation and in such manner as shall be determined from time to time by the Board Endorsements for deposits to the credit of the corporation in any of its duly authorized depositories may be made without counter signature by the President or Treasurer, or by any other officer, employee or agent of the corporation to whom the Board shall have delegated such power, or by hand-stamped impression in the name of the corporation

Section 4 Loans . No loans shall be contracted on behalf of the corporation and no evidences of indebtedness shall be issued in the name of the corporation unless authorized by the Board or under the authority of a resolution of the Board Such authority may be general or confined to specific instances No loans may be made by the corporation to any Director or officer of the corporation, directly or indirectly, or to any relative of any Director or officer of the corporation

-9- Section 5 Purchase and Sale of Securities The Board may authorize and empower any one or more officers or their duly appointed agents, such as an independent investment manager, to buy. sell, assign, pledge or hypothecate any and all shares of stocks, bonds or securities. or interest in stocks, bonds or securities, owned or held by the corporation at any time, including without limitation, deposit certificates for stocks and warrants or rights which entitle the holder thereof to subscribe for shares of stock. and to make and execute to the purchaser or pledgee, on behalf and in the name of the corporation. any assignment of bonds or stock certificates representing shares of stock or bonds owned or held by the corporation, and any deposit certificates for stock, and any certificates representing any rights to subscribe for shares of stock

ARTICLE VIII MISCELLANEOUS

Section 1 Principal Office . The principal office of the corporation shall be located in New York, New York, or such other place as the Board may from time to time determine.

Section 2 Fiscal Year . The fiscal year of the corporation shall end on June 30 unless another fiscal year is established by the Board

Section 3 Amendment of Bylaws These Bylaws may be amended or repealed and new Bylaws may be adopted by a majority vote of the Board at any regular or special meeting of the Board The Bylaws may contain any provision regarding the regulation and management of the affairs of the corporation that is not inconsistent with the laws of the State of Connecticut or the Certificate of Incorporation

Section 4. Governing Law The provisions of these Bylaws shall be construed and interpreted in accordance with the laws of the State of Connecticut as amended from time to time -

CERTIFICATE OF PRESIDENT

I, Christopher Buck, certify that I am presently the duly elected and acting President of The Peter and Carmen Lucia Buck Foundation, Inc , a Connecticut nonstock corporation, and that the above Amended and Restated Bylaws, consisting of 10 pages, are the Bylaws of the corporation as amended and restated by the Board on October 27. 2011.

Dated ^---- Christopher Buck , President

-10- Schedule G - Donated Securities Schedule B

Settlement Date U. S. TRUST - Bank of America Private Wealth Management

Activity Detail

Accowni: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011

Short-term Long-term Date Description Market Value Tax Coat Realized Gain/Loss Realized Gain/Loss

Receipts 12/30/11 BRAZIL FEDERATIVE REP GLOBAL 541266.99 $41,61146 BRL SO ISIN US105756BJ84 DT0912610612.500% DUE 01[05/16 RECD 65,000 PAR VA FROM ACCOUNT #42-01-100.2D44824 12/30/11 AUSTRALIAN GOVT 48,365.91 42,043.47 EX-DIV BD IS(N AL13T60000096 DTD 04/15/094.500% DUE 04/15/20 RECD 45.00 PAR VA FROM ACCOUNT # 42-01-100-2044824 12/30/11 CANADA GOVT 49,635.20 46,926.20 80 ISIN CA135067YZ11 DID 09108109 1500% DUE 08/01120 RECD 45,000 PAR VA FROM ACCOUNT 142-0 1-100-2044824 12/30/11 ACCENTURE PLC 10,014 24 9,665.25 CLA COM IRELAND RECD 186 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 ACCENIURE PLC 5,007.12 4,819.73 CLACOM IRELAND RECD 93 SHARES FROM ACCOUNT #42.01-100-2044824 12/30/11 ACCENTURE PLC 5,007.12 4,783.46 CLA COM IRELAND RECD 93 SHARES FROM ACCOUNT # 42-01.100-2044824 12/30/11 ACCENTURE PLC 7,537.60 7,598.50 CLA COM IRELAND RECD 140 SHARES FROM ACCOUNT 142-01-100-2044824

Page 33 of 76 1 33176 6032263 0011001 33/76 7229533 02.006 505 T Schedule G - Donated Secunties Schedule B MillIlil11111111 Settlement Date

Activity Oxtail

Account: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec_ 31, 2011 Short-term Long-term Date Description _ Tax-cost Realized Gain/Loss Realized Gain/Loss ^iuic..sF ^^ru^+ ^w^u^f^c..ni^•

Receipts (cent) 12/30/11 ACCENTUREPLC 1,992.08 1,993.75 CLA COM IRELAND RECD 37 SHARES FROM ACCOUNT 0 42-01-100.2044824 12/30/11 TYCOINTLLTD 8,728.98 8,368.05 NEW F COM SWITZERLAND RECD 186 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 TYCO INTL LTD 4,364.49 4,134.64 NEWFCOM SWITZERLAND RECD 93 SHARES FROM ACCOUNT#42-01-100.2044824 12/30/11 TYCOINTLLTD 844.74 94465 NEW F COM SWITZERLAND RECD 18 SHARES FROM ACCOUNT 0 42-01-100-2044824 12130/11 TYCO INTL LTD 5,25616 4,45859 NEW F COM SWITZERLAND RECD 112 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 AT&T INC 49,340.25 45,755.10 NT 01004/29/114.450% DUE 05/15/11 RECD 45000 PAR VA FROM ACCOUNT 4 42-01-100-2044824 4,407-16 12/30/11 ABBOITLABS 5,238.69 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824

Page 34 of 76 2

34!16 6032263 OD1001 34176 1Z2934 02-006 505 T Schedule G - Donated Securities Schedule B

Settlement Date U. S. TRUST -W' Bonk of &menca Pr ivate Wealth Managem n,

Acuity Detail

fit: - THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011

Short-tens Long-term are Desurpaon Market Value Tax Cast- Realized Gam/Loss Realized Gain/Loss

Receipts 4cont) 12/30/11 ABBOTTlABS 5,238.69 4,525.85 RECD 93 SHARES FROM ACCOUNT 142-01- 100-2044824 12/30/11 ABBOTT LABS 5211.69 4,452.14 RECC 93 SHARES FROM ACCOUNT#42-01-100.2044824 12/30/11 ABBOTT LABS 1,070.27 990.75 RECD 19 SHARES FROM ACCOUNT # 42-01.100-2044824 12/30/11 AIR PRODS & CHEMS INC 7,904.07 8,580.88 RECD 93 SHARES FROM ACCOUNT.# 42-01-100-2044824 12/30/11 AIR PRODS & CHEMS INC 3,909.54 4,083.47 RECD 46 SHARES FROM ACCOUMI #42-01-100-2044824 12/30/11 AIR PRODS &CHEMSINC 7,904.07 8,295.32 RECD 93 SHARES FROM ACCOUNT # 42-01-102044824 12/30/11 AIR PRODS & CHEMSINC 1,61481 1,734.77 RECD 19 SHARES FROM ACCOUNT #42-01 - 100.2044824 12/30/11 ALL.ERGANINC 8, 196.09 6,854.68 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 AIJ.ERGAN INC 4,053.98 3,270.74 RECD 46 SHARES FROM ACCOUNT # 42-01 -100-2044824 12/30/11 ALLERGAN INC 793.17 735.08 RECD 9 SHARES FROM ACCOUNT # 42-01-100-2044824 72/30/11 AMERICAN EXPRESS CO 6,60528 6,06165 RECD 139 SHARES FROM ACCOUNT 042-01-100.2004824

3 Page 35 of 76

35/76 6032263 0011001 35/76 1219535 02.006 505 T 111111111111101111 '* "' Settlement Date

Activity Detail

Account THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Market Value Tax Cost RealzedGain/ oss Realized Gain/Loss

Receipts (coat) 12/30/11 AMERICAN EXPRESS CO 2,233.44 2,057.43 RECD 47 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 AMERICAN EXPRESS CO 4,419.36 4,112.46 RECD 93 SHARES FROM ACCOUNT I42-01-100.2044824 12/30/11 AMERICAN EXPRESS CO 11,024.64 10,619.80 RECO 232 SHARES FROM ACCOUNT 142-01-100.2044824 12/30/11 AMERICAN EXPRESS CO 1,75824 1,821.51 RECD 37 SHARES FROM ACCOUNT f 42-01-100-2044824 12/30/11 AMERICAN TOWER CORP 11.269.74 9.90022 CLA RECD 186 SHARES FROM ACCOUNT #42-01-100-2040824 12/30/11 AMERICAN TOWER CORP 11269.74 9,155.85 CLA RECD 186 SHARES FROM ACCOUNT 042 01-100.2044624 12130/11 AMERICANTOWERCORP 1,696.52 1,423.66 CLA RECD 28 SHARES FROM ACCOUNT /42-01-100.2044824 12/30/11 AMERICAN WIR WKS CO INC 14,963.70 12,91603 NEW COM RECD 465 SHARES FROM ACCOUNT #42-01-100.2044824 12/30/11 AMERICAN WIR WKS CO INC 5,985.48 5,339.13 NEW COM RECD 186 SHARES FROM ACCOUNT! 42.01-100-2044824

Page 36 of 76

36(76 6032263 0011001 36/76 1229578 02-006 505 T Settlement Date U. S. TRUST'S Bank of America Prvate Wealth Management

Activity Detail

Accozm1: THE PCLB FOUNDATION, INC Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Description Market Value Tax Cost Realized Gain/Loss Realized GaiNLoss

Receipts I'cent) 12/30/11 AMERICAN WIR WKS CO INC 1,51246 1,378.24 NEW COM RECD 47 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 AMGEN INC 6,020.82 4,798.34 RECD 93 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 AMGEN INC 6,020.82 4,817.63 RECD 93 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 AMGENINC 58266 526.27 RECD 9 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 APACHE CORP 4.22906 5,702.28 RECD 47 SHARES FROM ACCOUNT # 42-01-100.2044824 12130/11 APACHE CORP 422906 5,783.59 RECD 47 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 APACHECORP 4.22906 5,50723 RECD 47 SHARES FROM ACCOUNT # 42-01-100-2044824 12130/11 APACHE CORP 2,519.44 3,374.14 RECD 28 SHARES FROM ACCOUNT #42-01-100.2044824 12/30/11 APACHE CORP 8,36814 11,497.96 RECO 93 SHARES FROM ACCOUNT i 42-01-100.2044824 12/30111 APACHECORP 1,619.64 2,112.93 RECD 18 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 APACHE CORP 1,70962 1,797.09 RECD 19 SHARES FROM ACCOUNT # 42-01-100-2044824

Page 37 of 76

37176 6032263 0011001 37/ 76 1229537 02-006 505 T 1I11Y11N1111N111Allp " 00 Settlement Date

Activity Detail

Account: THE PCLB FOUNDATION, INC Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Oate Tax

Receipts (cent) 12/30/11 APPLEINC 18,635.52 15,947.27 RECD 46 SHARES FROM ACCOUNT 142-01-100.2044824 12/30/11 APPLE INC 7,292. 16 6,249.96 RECD 18 SHARES FROM ACCOUNT f42-01-10D-2D44824 12/30/11 APPLE INC 7,29216 6, 191.64 RECD 18 SHARES FROM ACCOUNT 042-01-100-2044824 12/30/11 APPIFINC 7,697 28 6,587.30 RECO 19 SHARES FROM ACCOUNT 142-01-100-2134424 12/30/11 APPLEINC 7,697.28 5,966.86 RECD 19 SHARES FROM ACCOUNT#42-01-1042044824 12/30/11 APPLE INC 10,938 24 10,915.16 RECD 27 SHARES FROM ACCOUNT t 42-01-100-2044824 12/30/11 AUTODESKINC 2,827.20 3,998.54 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 AUTODESK INC 2,827 20 3,849.73 RECO 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 AUTODESKINC 2,827.20 3,660.20 RECD 83 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 AUTODESKINC 2,827.20 4,067.63 RECD 93 SHARES FROM ACCOUNT 0 42-01-100-2044824 12/30/11 AUTODESK INC 5,380.80 7,518.08 RECD 177 SHARES FROM ACCOUNT # 42-0I-100-2044824

Page 38 of 76

38!76 6032263 0011001 38176 1229538 02-006 505 T Settlement Date U.S. TRUST ^^I Bank of Amer ica Private Weaith Management

Acthft Detail mot: THE PCLB FOUNDATION, INC Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Description Market Value Tax Cost Realized Gain/Loss Realized Gain/oss

Receipts (cant) 12/30/11 AUTODESK INC 1,12480 1,325.53 RECD 37 SHARES FROM ACCOUNT # 42-01.100-2044824 12130/11 AUTOMATIC DATA PROCESSING INC 10.10910 9,21005 RECD 186 SHARES FROM ACCOUNT #42-01.100-2044824 12/30/11 AUTOMATIC DATA PROCESSING INC 5,054 55 4,68134 RECD 93 SHARES FROM ACCOUNT # 42-01.100-2044824 12/30/11 AUTOMATIC DATA PROCESSING INC 5,054 55 4,676.60 RECD 93 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 AUTOMATIC DATA PROCESSING INC 4,021 .90 3.81507 RECD 74 SHARES FROM ACCOUNT" 42-01.100-2044824 12/30/11 AUTOMATIC DATA PROCESSING INC 7,609.00 7,489.30 RECD 140 SHARES FROM ACCOUNT # 42-01-100-20M4 12/30/11 AUTOMATIC DATA PROCESSING INC 2,010 95 1,943.79 RECD 37 SHARES FROM ACCOUNT # 42-01.100-2044824 12/30/11 BERKSHIRE HATHAWAY INC DEL 7,151.70 1,11039 NEW CL B COM RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 BERKSHIRE HATHAWAY INC DEL 2,845.30 2,851.41 NEW CLB COM RECD 37 SHARES FROM ACCOUNT 042-01.100-2044824 12/30/ 11 SLACKROCK INC 825240 7,17835 CL A RECD 46 SHARES FROM ACCOUNT # 42-01-100-2044824

Page 39 of 76

39178 60.32263 0011001 39176 1229539 02-006 505 T 1111111111111111111111111111 10 Settlement Date

Activity Detail Account: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec 31, 2011 Short-term Long-term one Description Market Value Tax Cost Realized GainMss Realized Gain/loss Non-Cash Trans ti o Receipb (coot) 12130/11 BLACKROCK INC 3,408.60 2,965.93 CLA RECO 19 SHARES FROM ACCOUNT 142-01-100-2044824 12130111 BOEING CO 10,375.40 9,151.41 RECD 140 SHARES FROM ACCOUNT #42-01-100-2044824 12/30/11 CVS CAREMARK CORP 7,655.76 6,201.15 RECO 186 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 CVS CAREMARK CORP 3,827.88 3,146.66 RECD 93 SHARES FROM ACCOUNT f 42-01-100-2044824 12/30/11 CVS CAREMARK CORP 3,827.88 3,177.35 RECD 93 SHARES FROM ACCOUNT#42-01-100.2044824 12130(11 CVS CAREMARK CORP 11,483.64 9,936.59 RECO 279 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 CVS CAREMARK CORP 1,89336 1,731.21 RECO 46 SHARES FROM ACCOUNT #42-01-100-2044824 12/30/i 1 CATERPILLAR FINL SVCS CORP 45,553.95 45,101.25 MTN DID 121.01101 -150% DUE 12120113 RECO 45,000 PAR VA FROM ACCOUNT i 42-01-100.2044824 1213W11 CATERPILLAR INC 8,423.94 9,52648 AECO 93 SHARES FROM ACCOUNT 142-01-100.2044824 12/30/11 CATERPILLAR INC 4,166.68 4,577.14 RECD 46 SHARES FROM ACCOUNT/42.01-100.2044824

Page 40 of 76

40/76 6032263 001/001 40176 1229540 02-006 505 T Settlement Date U.S..TRUST ICI Bank at America Private Wealth Management

Activity Detail

Account: ,.^.»,o THE PCI-B FOUNDATION, INC. Dec. 01, 2011 through Dec. 3t, 2011 Short-term Long-term Date Description market value Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts (cant) 12/30/11 CATERPILLARINC 815.22 877.73 RECO 9 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 CATERPILLAR INC 2,536.24 2,426.88 RECO 28 SHARES FROM ACCOUNT i 42-01.100-2044824 12/30/11 CISCO SYS INC 45,812.70 44,914.50 SR NT DTD 03/161111.625% DUE 03/1414 RECD 45,000 PAR VA FROM ACCOUNT 4 42-01.100-2044824 12/30/11 CISCO SYS INC 8,486.25 8,674.58 RECD 465 SHARES FROM ACCOUNT #42-01-100-2044824 12/30111 CISCO SYS INC 3,394.50 3,347.07 RECO. 186 SHARES FROM ACCOUNT # 42-01-100-2044824 12130/11 CISCO SYS INC 3,394.50 3,24589 RECD 186 SHARES FROM ACCOUNT # 42-01.100-2044824 12/30/11 CISCO SYS INC 10,183.50 9,438.57 RECD 558 SHARES FROM ACCOUNT 142-01-100.2044824 12/30/11 CISCOSYSINC 8,48625 8,172.28 RECD 465 SHARES FROM ACCOUNT # 42.01-100-2044824 12130/11 CISCO SYS INC 2,208 25 1,823.92 RECD 121 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 COCA COLA CO 45,070.20 44,341.20 SR UNSECO NT 010 11/15/100750% DUE 11/15113 RECD 45,000 PAR VA FROM ACCOUNT 0 42-01-100-2044824

Page 41 of 76

41176 6032263 001=1 41/76 1229541 02-006 505 T 1 1. ..

111111111111111111111 Settlement Date

Activity Detail

Account: j THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term market Vawe Tax Cost Realized Gain/Loss Realized GainAoss

Receipts (coat) 12/30/11 COLGATE PALMOLIVE CO 8,669.46 7,254.47 RECD 93 SHIRES FROM ACCOUNT # 42-01-100-2044824 12/30/11 COLGATE PALMOLIVE CO 4.38134 3,695.80 RECD 47 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 COLGATE PALMOLIVE CO 8,669.46 7,889.28 RECD 93 SHARES FROM ACCOUNTS 42-01-100-2044824 12/3W 11 COLGATE PALMOLIVE CO 1,671.96 1,593.27 RECO 18 SHARES FROM ACCOUNTS 42-01-100-2044824 12/30/11 COLUMBIA MID CAP INDEX FUND 64,993.81 14,400 01 CLASS Z SHARES RECD 6,068.516 SHARES FROM ACCOUNT !42.01-100.2044824 12/30/11 COLUMBIA MID CAP INDEX FUND 66,181 .40 74,400.00 CLASS Z SHARES RECD 6,179.402 SHARES FROM ACCOUNTS 42.01-100-2044824 12/30/11 COLUMBIA MID CAP INDEX FUND 32275.46 36,91638 CLASS Z SHARES RECD 3,01322 SHARES FROM ACCOUNT 442-01-100.2044824 12/30/11 COLUMBIA MID CAP INDEX FUND 38,089.10 37,200.00 CLASS ZSHARES RECD 3,556.405 SHARES FROM ACCOUNT 142-01.100-2044824 12130/11 COLUMBIA MID CAP INDEX FUND 17,722-95 18,600.00 CLASS Z SHARES RECD 1,654804 SHARES FROM ACCOUNTS 42-01-100-2044824

Page 42 of 76

42/76 6032263 001)001 42' 76 1229642 02.006 505 T Settlement Date U. S. TRUST Bank of Arrerica Private Wealth Management

Activity Detail

ccount: CHE PCLB FOUNDATION, INC. Dec 01 , 2011 through Dec. 31, 2011

Short-term tong-term Date Oescnpoan arket Value ax Cost Realized Gain/Loss Reamed Gain/toss r

Receipts (coat) 12/30/11 COWMBIASMALL CAPINDEXRJND 63,90848 69,749.99 CLASS Z SHARES RECD 3,[email protected] SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 COWMBIASMALL CAPIN'JEXFUND 60,760.00 65,100.00 CLASS Z SHARES RECD 3,677366 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 COWMSIASMALL CAPINDEX RIND 25,033. 12 27.290.95 CLASS Z SHARES RECD 1515322 SHARES FROMACCOUNT 142-01 -100-2044224 12/30/11 COLUMBIA SMALL CAP INDEX FUND 18,279 . 12 18,600 00 CLASS Z SHARES RECD 1,106.484 SHARES FROM ACCOUNT 1 42-01 - IOD-2044824 12/30/11 COMCASTCORP 4,432.38 4,651.67 NEW CLA COM RECD 186 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 COMCAST CORP 4,43238 4,772.76 NEW CLA COM RECD 186 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 COMCASTCORP 4,432-38 4,602.63 NEW CLA COM RECD 186 SHARES FROM ACCOUNT 042-01-100.2044824 12/30/ 11 COMCASTCORP 6,648.57 6,904.52 NEW CLA COM RECD 279 SHARES FROM ACCOUNT 1 42.01-100.2044824

Page 43 of 76

43176 6032263 001001 43/ 76 1229543 02-006 505 T Secdement Dace

Activity Detail

Acwm wt: u THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term )Ara flr, ,, intinn Market Value Tax Cosa Realized Gain/Loss Realized Gain/Loss

Receipts (cunt) 12190/11 COMCAST CORP 1,334.48 1,336.44 NEW CLA COM RECD 56 SHARES FROM ACCOUNT 142-01 - 1OD-2D44824 12/30/11 CREDIT SUISSE COMMODITY-RETURN 86,922.97 102,300.00 PLUS STRATEGY FUND CL RECD 10.878.497 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 CREDIT SUISSE COMMODITY-RETURN 79,518.91 93,000.00 PLUS STRATEGY FUND CL RECD 936&9( SHARES FROM ACCOUNT # 42-01-100-2044824 12/30111 CREDIT SUISSE COMMODITY-RETURN 19,775.86 23,25000 PLUS STRATEGY FUND CL RECD 2,429.467 SHARES FROM ACCOUNT # 42-01.100.2044824 12/30/11 CREDIT SUISSE COMMODITY-RETURN 33,057.64 37,20000 PLUS STRATEGY RIND CL RECD 4,061.135 SHARES FROM ACCOUNT #42-01-100-2044824 12130/11 CREDIT SUISSE COMMODITY-RETURN 4,105.31 4,65000 PLUS STRATEGY FUND CL RECD 504.338 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 CREDIT SUISSE COMMODITY-RETURN 8,711.40 9,300.00 PLUS STRATEGY FUND CL RECD 1,070.196 SHARES FROM ACCOUNT 142-01 -1 OD-2044824 12130/11 DEERE & CO 7,215.87 8,49276 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 DEERE & CO 3,569.14 4,00195 RECD 46 SHARES FROM ACCOUNT # 42-01-10x2044824

Page 44 of 76

44176 6032263 001/001 44176 1229644 02-006 505 T J Settlement Date U. S. TRUST Bank of America Private Wealth Management

Activity Detail

Aceoarwt: THE PCLB FOUNDATION, INC. Dec . 01, 2011 through Dec . 31, 2011

Shoff-term Long-term Date Desciripoon Market Value Tax Cost Realized Gain/Loss Realized GainlLoss 13-

Receipts (cent) 12/30111 DEERE & CO 3,646.73 4,336.93 RECD 47 SHARES FROM ACCOUNT #42-01.100-2044824 12/30/11 DEERE&CO 698.31 71159 RECD 9 SHARES FROM ACCOUNT 142-01-100-2044824 12!30/11 DEERE&C0 2,172.52 2,039.10 RECD 28 SHARES FROM ACCOUNT #42-01-100.2044824 12130111 DEERE JOHN CAP CORP 45,806.40 45,664 20 MTN DID 06/15/101.875% DUE 06/17/13 RECD 45,000 PAR VA FROM ACCOUNT #42-01-100-2044824 12/30/11 DELL INC 45,288.00 45,018.90 SR UNSECO NT DID 09/101101.400% DUE 09110/13 RECD 45,000 PAR VA FROM ACCOUNT #42-01.100-2044824 12/30/11 DEVON ENERGY CORP NEW 5,79297 8,332.34 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 DEVON ENERGY CORP NEW 2,927.63 4,08181 RECD 47 SHARES FROM ACCOUNT # 42-01.100-2044824 12/30/11 DEVON ENERGY CORP NEW 2,865.34 4,257.28 RECD 46 SHARES FROM ACCOUNT 0 42-01-100.2044824 12/30/11 DEVON ENERGY CORP NEW 5,792.91 8,02358 RECD 93 SHARES FROM ACCOUNT i 42-01-100-2044824 12/30/11 DEVON ENERGY CORP NEW 5.792.97 7,734.61 RECD 93 SHARES FROM ACCOUNT 0 42-01-100-2044824

Page 45 of 76

45176 6032263 0011001 45176 1229545 02.006 505 T Settlement Date

Activity Detail

THE PCLB FOUNDATION, INC. Dec. 01 , 2011 through Dec. 31, 2011

Short-term Long-term Date Description Market Value Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts (coat) 12/30/11 DEVON ENERGY CORP NEW 1,744.12 2,148.49 RECD 28 SHARES FROM ACCOUNT #42-01-100-2044824 12130/11 DIAGEO FIN BV 47,5258S 46,37925 CO GTD NT NETHERLANDS DT011p6/0932S0% DUE 01/15/15 RECD 45,000 PAR VA FROM ACCOUNT#42-01-100-2044824 12/30/11 DU PONT E I DE NEMOURS & CO 47,94120 46,62225 SR NT DID 11p9,09 3.250% DUE 01/15,115 RECD 45,000 PAR VA FROM ACCOUNT # 42-01-100.2044824 12/30/11 EMC CORP 6,02361 7,504.54 RECD 279 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 EMC CORP 6,023.61 7,475.50 RECD 279 SHARES FROM ACCOUNT! 42-01.100.2044824 12/30/11 EMC CORP 2,007.87 2,444.51 RECO 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 EMC CORP 4,015.74 5,035.02 RECD 186 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 EMCCORP 4,015.74 4,937.37 RECD 186 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30/11 EMC CORP 6,023.61 7,58540 RECD 279 SHARES FROM ACCOUNT# 42.01-100-2044824 12/30/11 EMCCORP 1,81356 2,19111 RECD 84 SHARES FROM ACCOUNT# 42-01-100-2044624

Page 46 of 76

46176 6032263 00v001 46/76 1229546 02-006 505 T Settlement Date U. S. TRUST "^I Bank of America Private Wealth Management

Activity Detail Account: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Descriotion Value Tax Cost Realized Gain/Loss Realized Gain/Coss

Receipts (cost) 12/30/11 EXELON CORP 8,130.06 7,571.07 RECD 186 SHARES FROM ACCOUNT #42-01-100-2044824 12/30/11 EXELON CORP 2,054.37 2,05461 RECD 47 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 EXXON MOBIL CORP 4,001.69 3,851.89 RECD 47 SHARES FROM ACCOUNT # 42-01.100-2044824 12/30/11 E)0(ON MOBIL CORP 7,930.11 7,698.08 RECD 93 SHARES FROM ACCOUNT #42-01-100.2044824 12/30/11 EXXON MOBIL CORP 7,930.11 1,721.33 RECD 93 SHARES FROM ACCOUNT #42-01-100-2044624 12/30/11 EXXON MOBILCORP 11,852.53 11,444.01 RECO 139 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 EXXON MOBIL CORP 2,387.56 2,237.06 RECD 28 SHARES FROM ACCOUNT 142-01-100-204W4 11/30/11 GENERAL DYNAMICS CORP 622356 7,097.16 RECD 93 SHARES FROM ACCOUNT 142-01.100-2044824 12/30/11 GENERAL DYNAMICS CORP 3,14524 3,55860 RECO 47 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 GENERAL DYNAMICS CORP 6,223.56 6,79142 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 GENERAL DYNAMICS CORP 1,27148 1,382.54 RECD 19 SHARES FROM ACCOUNT #42-01-100-2044824

Page 47 of 76

47176 6032263 001.001 47,76 1229547 02-006 505 T Settlement Date

Activity Detail Accownt: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Description Market Value Tax Cost Realized Gam/Loss, -Realized Gain/loss

Re«ipts I eno 12/30/11 GENERAL ELEC CO 6,72204 7,690 91 RECD 372 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 GENERAL ELEC CO 1,680.51 1,893.01 RECD 93 SHARES FROM ACCOUNT 142-01-100.2044824 12/30/11 GENERAL ELEC CO 1,680.51 1,836.24 RECD 93 SHARES FROM ACCOUNT 142-01.100-2044824 12/30/11 GENERALELECCO 668.59 686.17 RECD 37 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 GENERALELEC CAP CORP 45,543.60 45.07200 SR MTN DID 0916(101.875% DUE 09/16/13 RECD 45,000 PAR VA FROM ACCOUNT #Q-01-100.2044824 12/30/11 GENERAL EIEC CAP CORP 45,543.60 45,39780 SR MTN DID 09/16/101.875% DUE 09/16113 RECD 45,000 PARVA FROM ACCOUNT442-01-100.2044824 12/30/11 GILEAD SCIENCES INC 7,544.16 7,623.58 RECD 186 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 GILEAD SCIENCES INC 3,772.08 3,833.93 RECO 93 SHARES FROM ACCOUNT ! 42-01-100-2044824 12/30/11 GILEAD SCIENCES INC 73008 71883 RECD 18 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 GOLDMAN SACHS GROUP INC 4,186.48 7,623.24 RECO 46 SHARES FROM ACCOUNT! 42-01-100-2044824

Page 48 of 76

48176 6032263 001/001 46176 1229548 02-006 505 T Settlement Date U. S. TRUST

Bank of America Private Wealth Management

Activity Detail

ant: THE PCLB FOUNDATION, INC Dec. 01, 2011 through Dec 31, 2011

Short-term Long-term Date Market Value lax Cost Realized Garn/Loss Realized Gain/Loss

Receipts (coat) 12/30/11 GOLDMAN SACHS GROUP INC 4277.47 7,553.14 RECO 47 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 GOLDMAN SACHS GROUP INC 4,186.46 6,899 42 RECD 46 SHARES FROM ACCOUNT # 42.01-100-2044824 12/30/11 GOLDMAN SACHS GROUP INC 819.09 1,22628 RECD 9 SHARES FROM ACCOUNT 142-01-100.2044824 12/30111 GOLDMAN SACHS GROUP INC 2,548 28 2,494.85 RECD 28 SHARES FROM ACCOUNT #42-01-100-2044824 12/30111 GOODRICH CORP 5,69020 3,840.95 RECD 46 SHARES FROM ACCOUNT #42-01-100-2044824 12130/11 GOODRICH CORP 5,690.20 3,84449 RECD 46 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 GOODRICH CORP 6,927.20 4,773.16 RECO 56 SHARES FROM ACCOUNT #42-01-100-2044824 12/30/11 GOOGLE INC 14,775.20 13,557 85 CLA COM RECD 23 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 GOOGLE INC 2,569.60 2,340.10 CLA COM RECD 4 SHARES FROM ACCOUNT 042-01.100-2044824 12/30/11 G00GLE INC 12205 60 10,00816 CIA COM RECD 19 SHARES FROM ACCOUNT 142-01-100-2044824

Page 49 of 76

4" 6032263 001/001 49176 1229549 02-006 505 T J II^^^YWWNI^^^I^1 Settlement Date

Activity Detail Account: THE PCLB FOUNDATION, INC. Dec. 01. 2011 through Dec. 31, 2011

Short-term Long-term Market Value Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts wont) 12130/11 G00GLE INC 5,781.60 4,834.13 CLA COM RECD 9 SHARES FROM ACCOUNT #42-01-100-2044824 12130/11 GOOGLE INC 5,781.60 4,363.97 CL A COM RECD 9 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 HESS CORP 5,251.71 7,82428 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 HESS CORP 2,654.09 3,778.10 RECD 47 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30/11 HESS CORP 2,597.62 3,737.73 RECD 46 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 HESS CORP 7,905.80 10,853.50 RECD 140 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 HESS CORP 5,251.71 7,141.56 RECD 93 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 HESS CORP 1,581.16 1,899.10 RECD 28 SHARES FROM ACCOUNT 042-01-100.2044824 12/30/11 HEWLFIT PACKARD CO 16,678.62 16,948.79 RECD 651 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 INTELCORP 9,132.60 8,103.42 RECD 372 SHARES FROM ACCOUNT # 42-01-100-2044824

Page 50 of 76

5ar76 6032263 0011001 50176 1229550 02-006 505 r Settlement Date U. S. TRUST Balk of Artie-=c= Prate Wealth M:lnagemcr.,

Activity Detail

Account: THE PCLB FOUNDATION, INC Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Description Market Value Tax Cost Realized Gain/Loss Realized Gain/Ioss

Receipts (cost) 12130/11 INTEL CORP 4,56630 3,873.45 RECD 186 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 INTELCORP 15,540.15 12,378.32 RECD 633 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 INTELCORP 2,062 20 1,795 92 RECD 84 SHARES FROM ACCOUNT # 42.01-100-2044824 12/30/11 INTERNATIONAL BUSINESS MACHINES 45,921 15 46,00440 CORP SR UNSECD NT DID 11/06 09 2.100% DUE 05/06I13 RECD 45,000 PARVA FROM ACCOUNT S 42-01-100-2044824 12/30/11 INTERNATIONAL BUSINESS MACHS 9,56428 7,410 37 RECD 46 SHARES FROM ACCOUNT f 42-01-100-2044824 12/30/11 INTERNATIONAL BUSINESS MACHS 5,213.04 4,564.98 RECD 28 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 INTERNATIONAL BUSINESS MACHS 3,351.24 2.88495 RECD 18 SHARES FROM ACCOUNT # 42-01-10D-2044824 12/30/11 INTERNATIONAL BUSINESS MACHS 8,564.28 7,57735 RECD 46 SHARES FROM ACCOUNT #42-01-100.2044824 11/30/11 INTERNATIONAL BUSINESS MACHS 8,564.28 7,76531 RECD 46 SHARES FROM ACCOUNT#42-01-100.2044824 12/30/11 INTERNATIONAL BUSINESS MACHS 1,675.62 1,489 01 RECD 9 SHARES FROM ACCOUNT # 42-01-100.2044824

Page 51 of 76

5176 6032263 0011001 51/ 76 1229551 02.006 505 T ti II11INN11110 ^I^ 11IN^IIi^^^l^ll111lu! Settlement Due

Activity Detail

Aaouxt: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011

Short-term Long-term Date Description arket Value Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts (cont) 12/30/11 ISHARES IBOXX S H IGH YIELD CORP 66,498.72 68,495.47 BO RIND RECD 744 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 ISHARES IB0J($ HIGH YIELD CORP 20,825.54 21,318.85 BO FUND RECD 233 SHARES FROM ACCOUNT 142-01- IOD-2044824 12/30/11 ISHARES IBM$HIGHYIELD CORP 41,561.70 42,321.70 BDRUND RECD 465 SHARES FROM ACCOUNT #42-01-100.2044824 12/30/11 ISHARES IBOXX E HIGH YIELD CORP 79,01192 76,713.52 BD FUND RECD 884 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30/11 J P MORGAN CHASE & CO 45,005.40 44,997.30 MEDIUM TERM SR NT DTD 01/24/112.030% DUE 01124/14 RECD 45,000 PAR VA FROM ACCOUNT # 42-01-100-2044824 12/30/11 J P MORGAN CHASE & CO 45,005.40 45,342 45 MEDIUM TERM SR NT DTD 01)24/112.050% DUE 01/24114 RECD 45,000 PARVA FROM ACCOUNT # 42-01-100-2044824 12/30/11 J P MORGAN CHASE & CO 6,21612 8,681.36 RECD 186 SHARES FROM ACCOUNT142-01-100.2044824 12/30/11 J P MORGAN CHASE & CO 3,10806 4,272.89 RECD 93 SHARES FROM ACCOUNT 142-01 - IOD-2044824 12/30/11 J P MORGAN CHASE & CO 634.98 772.64 RECO 19 SHARES FROM ACCOUNT e 42-01-100-2044824

Page 52 of 76

5V?6 6032263 0011001 52176 1229552 02-006 505 T ti

Settlement Date U. S. TRUST * Bank of Amenca Private Wealth Management

Activity Detail

Account: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011

Short-term Long-term Date Descdntian Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts (cant) 12/30/11 J P MORGAN CHASE & CO 3,108.06 3,203.38 RECD 93 SHARES FROM ACCOUNT # 42-01-100.2044824 1 Z/30/11 J P MORGAN CHASE & CO 3,108.06 2,766.29 RECD 93 SHARES FROM ACCOUNT#42-01-100.2044824 12/30/11 JOHNSON & JOHNSON 922320 8,347.46 RECD 140 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 JOHNSON & JOHNSON 3,096.36 2,817.42 RECD 41 SHARES FROM ACCOUNT 0 42-01-100.2044824 12/30/11 JOHNSON & JOHNSON 592.92 599.99 RECD 9 SHARES FROM ACCOUNT # 42-01.100-2044824 12130/11 LABORATORY CORP AMER HLDGS 8,040.78 8,449 79 NEW COM RECD 93 SHARES FROM ACCOUNT #42.01-100-2044824 12130/11 LAB ORATORY CORP AMER HLDGS 4,063.62 4,13097 NEW COM RECD 47 SHARES FROM ACCOUNT €42-01-100-2044824 12/30/11 LABORATORY CORP AMER WOGS 778.14 876.36 NEW COM RECD 9 SHARES FROM ACCOUNT I42-01-100-2044824 12/30/11 LOWES COS INC 4,716.48 4.90854 RECD 186 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 LOWES COS INC 4,776.48 4,895.61 RECD 186 SHARES FROM ACCOUNT # 42-01-100-2044824

Page 53 of 76

53,76 6032263 001!001 531 76 1229553 02-006 505 T ti

Secdemenr Date

Activity Detail Account: THE PCLB FOUNDATION, INC. Dec. 01 , 2011 through Dec. 31, 2011

Short-term Long-tern Date Oescn Lion Market Value Tax Cost Realized Gain/Loss Realized Gain/loss ..

Receipts (coat) 12/30/11 LOWES COS INC 4,776 48 4,93914 RECD 186 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 LOWES COS INC 1,883.76 8,155.46 RECD 307 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 LOWES COS INC 1,438.08 1,295.56 RECD 56 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 MCKESSON CORP 7,280.04 7,396 65 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/ 11 MCKESSON CORP 7,280.04 7,391.18 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 MCKESSON CORP 704.52 746.60 RECD 9 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30111 METLIFE INC 48,595 05 46,529.55 SR UNSECD NT DID 08106/104.750% DUE 02/08/!1 RECD 45.000 PAR VA FROM ACCOUNT # 42-01-100.2044824 12/30111 MEIUFE INC 5,844.12 8,70443 RECD 186 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 METLIFE INC 2.92206 4,26707 RECD 93 SHARES FROM ACCOUNT # 42-01.100-2044824 12/30/11 ME UFE INC 59698 774.35 RECD 19 SHARES FROM ACCOUNT # 42-01-100-2044824

Page 54 of 76

54176 6032263 001/001 54176 1229554 02.006 505 T ti

Settlement Date U. S. TRUST Bank of Ameri ca Pri vate 1^F•allh Management

Activity Detail

Auount: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Description Mantet Value Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts (cont) 12/30/11 MICROSOFT CORP 45,379.80 44,689.05 SR NT 071) 09/27/100.875% DUE 09Q7/13 RECO 45,000 PAR VA FROM ACCOUNT t 42-01-100-2044824 12/30/11 MICROSOFT CORP 9,679.44 10,023S4 RECD 372 SHARES FROM ACCOUNT i 42-01-100-2044824 12/30/11 MICROSOFT CORP 4,839.72 4,79309 RECO 186 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 MICROSOFTCORP 9,445.26 9,12038 RECD 363 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 MICROSOFTCORP 4,839.72 4,808.99 RECD 186 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 MICROSOFT CORP 1,95150 1,84838 RECD 75 SHARES FROM ACCOUNT! 42-01-100- 2044824 12/30/1 I MONSANTO CO 3,311.15 327953 NEW COM RECO 47 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30/11 MONSANTO CO 6,55185 6,373.10 NEW COM RECD 93 SHARES FROM ACCOUNT f 42-01-100-2044824 12/30/11 MONSANTO CO 4,579.25 4,336 48 NEW COM RECD 65 SHARES FROM ACCOUNT #42-01-100.2044824

Page 55 of 76

55176 6032263 0011001 55,'76 1229555 02-006 505 T Settlement Date

AclvityAS_ Detail AccoKnf: THE PCLB FOUNDATION, INC- Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Description Market Value Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts (tout) 12130/11 MONSANTO CO 3,311.15 3,058.53 NEW COM RECD 47 SHARES FROM ACCOUNT #42-01-100.2044824 12/30/11 MONSANTO CO 1,972.60 1,85878 NEW COM RECD 28 SHARES FROM ACCOUNT #42-01-10D-20"824 12130/11 NESTLE S A 5,28221 5,240.09 SPONSORED ADR SWITZERLAND RECO 93 SHARES FROM ACCOUNT # 42-01-100-2014824 12/30/11 NESTLE S A 528221 5,205.68 SPONSORED ADR SWITZERLAND RECD 93 SHARES FROM ACCOUNT # 42-01-100-20444824 12130/11 NESTLE SA 5,282.21 5,17220 SPONSORED ADR SWITZERLAND RECD 93 SHARES FROM ACCOUNT4 42-01-100-2044824 12/30/11 NESTLE SA 5,28221 5,70741 SPONSORED ADR SWITZERLAND RECD 93 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 NESTLE S A 1,59034 1,759.10 SPONSORED ADR SWITZERLAND RECD 28 SHARES FROM ACCOUNT#42-01-100-2044824

Page 56 of 76

56176 6032263 0011001 56176 1229556 02-006 505 T Settlement Date U. S. TRUST'` Bank of Arnenca Private Wealth Management

Activity Detail

Account: THE PCLB FOUNDATION, INC Dec 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Description Market Value Tax Cost Realized Gain/Loss Realized Gain/loss I IN' 11 IN I'll I'll i

Receipts (cant) 12/30/11 NESTLE S A 5,28221 5,784.14 SPONSORED ADR SWITZERLAND RECD 93 SHARES FROM ACCOUNT 1 42-01-100-2044824 12/30/11 NIKE INC 9,063.78 8,16205 CL B RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 NIIE INC 4,580.62 4.15438 CL B RECD 47 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 NIKE INC 13,644.40 10,77398 CL B RECO 140 SHARES FROM ACCOUNT 142-01 - 100.2044824 12/30/11 NIKE INC 1,754.28 1,488.96 CL B RECD 18 SHARES FROM ACCOUNTS 42-01 - 100-2044824 12/30/11 NOVARTISAG 5,286.12 5,12486 SPONSORED ADR SWITZERLAND RECD 93 SHARES FROM ACCOUNT 1 42-01-100-2044824 12/30/11 NOVARIISAG 5,28612 5,319.09 SPONSORED ADR SWITZERLAND RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824

Page 57 of 76

57.76 6032263 001 11 57176 1229557 02-006 505 T Settlement Dare

Activity Detail Account: THE PCLB FOUNDATION. INC. Dec. 01, 2011 through Dec. 31, 2.011

Short-term Long-term Date Description Market Value Tax Cost Realized Gain/Loss Realized Gain/Loss

Iw M 1 .1 1

Receipts (con ) 12130/11 NOVARTISAG 5286.12 5,108.03 SPONSORED ADR SWITZERLAND RECD 93 SHARES FROM ACCOUNT #42-01-100-2044824 12/3G/11 NOVARTISAG 1,07996 1,153.11 SPONSORED ADR SWITZERLAND RECD 19 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 NOVAFTIS CAP CORP 41.571.30 47,387.70 CO 610 NT DID 03/16/102.900% DUE 04/24/15 RECD 45,000 PARVA FROM ACCOUNT/42-01-100-2044824 12/30/11 OCCIDENTAL PETE CORP DEL 8,71596 9,570.21 RECD 93 SHARES FROM ACCOUNT 0 42-01-100-2044824 12/30/11 OCCIDENTAL PETE CORP DEL 4,40484 4,605.34 RECD 47 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 OCCIDENTAL PETE CORP DEL 4,311.12 4,594.71 RECD 46 SHARES FROM ACCOUNT # 42-01-100-2044824 12130/11 OCCIDENTAL PETE CORP DEL. 8,715.96 9,018.68 RECD 93 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30/11 OCCIDENTAL PETE CORP DEL 1,686.96 1,841.31 RECD 18 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30/11 PNC ANLSVCS GROUP INC 5,421.90 5,784.14 RECD 93 SHARES FROM ACCOUNT 142-01-100-2044824

Page 58 of 76

58176 6032263 0011001 58/76 1229558 02-006 505 T Settlement Date U. S. TRUST"'WW Bank of Arrcncd Private Wealth Management

Activity Detail Attostat: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Description Marketvalue Tax Cost Realized GaiNLoss Realized Gain/Loss 1w.M IN Receipts (coat) 12/30/11 PNC RNL SVCS GROUP INC 5,42190 5,753.13 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 PNC RNL SVCS GROUP INC 2,74010 2,88217 RECD 47 SHARES FROM ACCOUNT 042-01-100-2044824 12/30/11 PNC FINL SVCS GROUP INC 1,049.40 1,02483 RECD 18 SHARES FROM ACCOUNT #42-01-100.2044824 12/30/11 PEPSICOINC 8,18822 5,895.41 RECD 93 SHARES FROM ACCOUNT i 42-01.100.2044824 12/30/11 PEPSICO INC 6,18822 5,982.23 RECD 93 SHARES FROM ACCOUNT 142-M-100-20M4 12/30/11 PEPSICOINC 11,11218 11,151.43 RECO 167 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 PEPSICOINC 1,863.12 1,933.07 RECD 28 SHARES FROM ACCOUNT #42.01-100.2044824 12/30/11 PEPSICOINC 6,18822 5,79502 RECO 93 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 PETROLEO BRASILEIRO SA PETROSR 4.57560 7,45581 SPONSORED ADR BRAZIL RECO 186 SHARES FROM ACCOUNT#42-01-10 2044824 12/30/11 PETROLEOBRASILEIROSAPETROBR 2,287.80 3,694.70 SPONSORED ADR BRAZIL RECD 93 SHARES FROM ACCOUNT # 42-01.100-2044824

Page 39 of 76

59176 6032263 001.061 59176 1229559 02-006 505 T 11111111111111111111111111 Settlement Date

Activity Detail Account: -iE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date O&Lcriq^a Market Value Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts 1cont) 12/30/11 PETROLEOBRASIL.EIROSAPETROBR 4,57560 7,476.51 SPONSORED ADR BRAZIL RECD 186 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 PETROLEO BRASILEIRO SA PEiROBR 4,575.60 6,51827 SPONSORED AOR BRAZIL RECD 186 SHARES FROM ACCOUNT! 42-01-100-2044824 12/30/11 PETROLEO BRASILEIRO SA PETROBR 4,575.60 6,367.34 SPONSORED ADR BRAZIL RECO 186 SHARES FROM ACCOUNT! 42-01-100-2044824 12/30/11 PETROLEOBRASILEIROSAPETROBR 1,377.60 1,815.80 SPONSORED AOR BRAZIL RECD 56 SHARES FROM ACCOUNT # 42-01-10Q-2044824 12/30/11 PHILIP MORRIS INTL INC 7356.30 5,797.06 RECD 93 SHARES FROM ACCOUNT # 42-01-100.2044824 12)30/11 PHILIP MORRIS INTL INC 3,717.70 2,996.13 RECD 47 SHARES FROM ACCOUNT! 42-01-100.2044824 12!30/11 PHILIP MORRIS INTL INC 16,92740 14,152.89 RECO 214 SHARES FROM ACCOUNT! 42-01-10D-2044824 12/30111 PHILIP MORRIS INTL INC 2,214.80 1,941.36 RECD 28 SHARES FROM ACCOUNT # 42-01-100-2044824

Page 60 of 76

60176 6032263 0011001 60176 1229560 02-006 505 7 Settlement Date U.U.S. TRUST ^ Bank of America Private Wealth Management

Activity Detail

Account: HE PCLB FOUNDATION, INC. Dec. 01. 2011 through Dec 31, 2011 Short-term Long-term Realized Gain/Loss Date Market Value Tax cost Realized Gain/Loss

Receipts (cunt) 5,666.14 12130/11 POTASH CORP SASK INC 4203.42 CANADA RECD 102 SHARES FROM ACCOUNT #42-01-10D-2044824 10,82738 12/30/11 POTASH SASK INC 3,035.95 RECD 195 SHARES FROM ACCOUNT # 42-01-100-2044824 2,505.05 12/30/11 POTASH CORP SASK INC 1,936.87 CANADA RECO 41 SHARES FROM ACCOUNT 142-01 - IOD-2044824 12130/11 POTASH CORP SASK INC 1,153.88 1,44279 CANADA RECO 28 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 PROCTER & GAMBLE CO 6,22821 5,851.58 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 PROCTER & GAMBLE CO 3,14759 2,905.49 RECD 47 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 PROCTER&GAMBLECO 3,080.62 2,80816 RECO 46 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 PROCTER&GAMBLE CO 6228.21 6,060.34 RECD 93 SHARES FROM ACCOUNT #42-01-100.2044824 12/30/11 PROCTER&GAMBLECO 1,272.43 1,23994 RECD 19 SHARES FROM ACCOUNT #42-01-100-2044824 12/30111 PRUDENTIALFINLINC 7,04340 9,06252 RECD 140 SHARES FROM ACCOUNT # 42-01.100.2044824

Page 61 of 76

6136 6032263 001,001 61176 1229561 02-006 506 T Settlement Date

Activity Detail

Account: THE PCLB FOUNDATION, INC Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Description Market Value Tax Cost Realized Gain/Loss Realized Gain/Loss -..i, Receipts (coat) 12/30/11 PRUDENTIALFINLINC 3,270.15 4,15364 RECD 65 SHARES FROM ACCOUNT 142-01 - IOD-2044824 12/30/11 PRUDENTIAL FINL INC 452.79 54094 RECD 9 SHARES FROM ACCOUNT #42-01-10D-2044824 12/30/11 PRUDENT1A1.FINL1NC 2,36457 2,23189 RECD 47 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 QUALCOMM INC 5,101.05 5,447.48 RECD 93 SHARES FROM ACCOUNT* 42-01-100-2044824 12/30/11 QUALCOMM INC 5,10105 5A16.79 RECD 93 SHARES FROM ACCOUNT#42-01-100.2044824 12/30/11 QUALCOMM INC 5,10105 5,155.46 RECD 93 SHARES FROM ACCOUNF 42-01-100-2044824 12/30/11 QUALCOMM INC 5,10105 5,060.59 RECD 93 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 QUALCOMM INC 5,10105 4,976.10 RECD 93 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 QUALCOMM INC 3,56525 3,386.83 RECO 65 SHARES FROM ACCOUNT # 42-01-100-2044824 12130/11 QUALCOMM INC 7,679.00 7,918.16 RECD 140 SHARES FROM ACCOUNT i 42-01-100-2044814 12/30/11 QUALCOMM INC 2,577.95 2,468.86 RECD 47 SHARES FROM ACCOUNT # 42-01-100-2044824

Page 62 of 76

67176 6032263 0011001 62176 1229562 02-006 505 T 1 Settlement Date U. S. TRUST r Ban{, of America Private Wealth Managemerir

Activity Detail

Account: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Desc ' tion Market Value Tax Cost Realized Gain/Loss Realized Gain/Loss hTiansactid ft. (carttT

Receipts (coat) 12130/11 SPORDJWILSHIREINTLREAL 6,792.36 8,400.57 ESTATE ETF RECD 214 SHARES FROM ACCOUNT 142-01-100.2044824 12/30/11 SPDRDJWILSH IRE INTL REAL 7,363.68 9,045.08 ESTATEETF RECD 232 SHARES FROM ACCOUNT 042-01-102044824 12/30/11 SPQR DJ WILSHIRE INRREAL 4,443.60 5,656.80 ESTATE ETF RECO 140 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 SPQR DJ WILSHIRE INRREAL 8,855.46 9,921.71 ESTATE ETF RECO 279 SHARES FROM ACCOUNT i 42-01-11)0-2044824 12/30/11 SPORDJWILSHIREINTLREAL 15,108.24 15,161.27 ESTATE ETF RECD 476 SHARES FROM ACCOUNT / 42-01-100.204A824 12130/11 SCHLUMBERGER LTD 1,213.38 1,642.45 NETHERLANDS ANTILLES RECD 18 SHARES FROM ACCOUNT S 42-01-100-2044824 12/30/11 SCHLUMBERGER LTD 3,16827 4,01638 NETHERLANDS ANTILLES RECD 47 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 SCHLUMBERGER LTD 3, 100.86 4,035.81 NETHERLANDS ANTILLES RECD 46 SHARES FROM ACCOUNT I 42-01-100.2044824

Page 63 of 76

63(76 6032263 001/001 63176 1229563 C2-006 505 T I^b^^N^^ll^^^hll Settlement Date

Activity Detail

Account: - -' ' " HE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Shat-term Long-term Date Descrioaon Martel Value Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts (coat) 12/30/11 SCHWMBERGERLTD 6269.13 7,91105 NETHERLANDS ANTILLES RECD 93 SHARES FROM ACCOUNT# 42-01-100-2044824 12130/11 SCHWMBERGERLTD 9,36999 11,4%71 NETHERLANDS ANTILLES RECD 139 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 SCHWMBERGERLTO 1,887.48 2,301.27 NETHERLANDS ANTILLES RECO 28 SHARES FROM ACCOUNT # 42-01-100-2044824 12!30/11 SCHLUMBERGER LTD 3,100.86 3,186.62 NETHERLANDS ANTILLES RECO 46 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 SEMPRA ENERGY 10,293.24 8,78459 RECD 186 SHARES FROM ACCOUNT 142-01-100.2044824 12/30/ 11 SIEMENSAG 6,197.10 8,56301 SPONSORED ADR GERMANY RECD 65 SHARES FROM ACCOUNT#42-01-100.2044824 12/30/11 SIEMENSAG 7,05516 9,799.45 SPONSORED ADR GERMANY RECD 74 SHARES FROM ACCOUNT # 42-01-100.2044824 12130/ 11 SIEMENSAG 858.06 1,17949 SPONSORED AOR GERMANY RECD 9 SHARES FROM ACCOUNT # 42-01-100.2044824

Page 64 of 76

64176 6032263 001A01 64/76 1229664 02-006 505 T Settlement Date U. S. TRUST'S Bank of America Private Wealth Management

Activity Detail Auount: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31. 2011

Short-term Long-term Date Description Market Value Tax Cost Realized Gain/Loss Realized GainAoss

Receipts (cunt) 12/30/11 SIEMENSAG 4,480.98 4,86444 SPONSORED ADR GERMANY RECD 47 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 SIEMENS A G 8,866.62 9,812.80 SPONSORED ADR GERMANY RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 STATESTRCORP 7,58508 8.328.82 RECD 186 SHARES FROM ACCOUNT #42-01-100-2044824 12/30/11 STATE STR CORP 3,792.54 4,045.97 RECO 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 STATE STR CORP 1,916.66 2,059.12 RECD 47 SHARES FROM ACCOUNT # 42-01.100-2044824 12/30/11 STATE STR CORP 73404 784.62 RECD 18 SHARES FROM ACCOUNT 142-01-100.2044824 12/30/11 TJX COS INC NEW 12,16068 9,37204 RECD 186 SHARES FROM ACCOUNT # 42-01-10D-2044824 12/30/11 TJX COS INC NEW 6,080 34 4,59527 RECD 93 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 TJX COS INC NEW 11,572.26 9,020.81 RECD 177 SHARES FROM ACCOUNT #42-01-100-2044824 12/30/11 TJX COS INC NEW 1,830.64 1,414.70 RECD 28 SHARES FROM ACCOUNT #42-01-100-2044824

Page 65 of 76

65176 6032263 001/001 65r 76 1229565 02-006 505 T I A. N^nI^I1^g1^^YY^ Settlement Date

Activity Detail

Account: THE PCLB FOUNDATION, INC. Dec. 01. 2011 through Dec. 31. 2011

Shore-term Long-term Date Oescripbon Market Value Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts front) 12130/11 TARGET CORP 4,80624 4,848.83 RECD 93 SHARES FROM ACCOUNT# 42-01.100-2044824 12/30/11 TARGET CORP 4,80624 4,89692 RECD 93 SHARES FROM ACCOUNT 1 42-01 -IOD-2044824 12/30/11 TARGET CORP 4,806 24 4,766.72 RECD 93 SHARES FROM ACCOUNT #42-01-100.2044824 12/30/11 TARGETCORP 9,612.48 9,375.27 RECD 186 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30/11 TARGET CORP 1,447.04 1,317.77 RECO 28 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 TELEFONICA S A 3,178.74 4,68962 SPONSORED ADR SPAIN RECD 186 SHARES FROM ACCOUNT # 42-01.100.2044824 12/30/11 TELEFONICA S A 1,589.37 2,315.51 SPONSORED AOR SPAIN RECD 93 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30/11 TELEFONICASA 7,793.04 11,488.92 SPONSORED ADR SPAIN RECD 456 SHARES FROM ACCOUNT S 42-01-100.2044824 12/30/11 TELEFONICASA 80323 1,10727 SPONSORED ADR SPAIN RECD 47 SHARES FROM ACCOUNT 042-01-100.2044824

Page 66 of 76

66,76 6032263 0011001 66/76 1229566 02-006 505 T Settlement Date U.S. TRUST Bank of 4mcr-ca Private Wealth Management

Activity Detail Aa.ouxt: - - THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec 31, 2011 Short-tens Long-tem Date Description Market Value Tax Cost Realized Gain/Loss Realized Gafn/Loss ,..

Receipts (coat) 12/30/11 TEVA PHARMACEUTICAL INDS LTD 5,71620 7,056.70 ADR ISRAEL RECD 140 SHARES FROM ACCOUNT 42-01-100-2044824 12/30/11 TEVA PHARMACEUTICAL INDS LTD 2,653.95 3,21611 ADR ISRAEL RECO 65 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30/11 TEVA PHARMACEUTICAL INDS LTD 1,878.18 2,338 87 ADR ISRAEL RECD 46 SHARES FROM ACCOUNT #42-01-100-2044824 12/30/11 TEVA PHARMACEUTICAL INDS LTD 4,940.43 5,998.58 AOR ISRAEL RECD 121 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 TEVA PHARMACEUTICAL INDS LTD 1,143.24 1,318.93 ADR ISRAEL RECD 28 SHARES FROM ACCOUNT 1 42-01-100-2044824 12/30/11 TOTAL CAP CDA LTD 45,728.55 45,009.45 GTD NT CANADA DTD 011281111.625% DUE 0128/14 RECD 45.000 PAR VA FROM ACCOUNT #42-01-100.2044824 12/30/11 TOYOTA MOTOR CREDIT CORP 45,40815 45,114.30 SR UNSECD MTN DTD 08/12/101.975% 0UE08/12l13 RECD 45AW PAR VA FROM ACCOUNT # 42-01-100-2044824

Page 67 of 76

67/76 6032263 001/001 67176 1229567 02-006 505 T I^IYNM^R^^^^I^^ Settlement Date

Activity Detail Account: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Description Maikat Value Tax Cost Realized "n/Loss Realized Gaioioss

Receipts (coat) 12/30/11 US BANCORP DEL 7,616.70 7,615.75 COM NEW RECD 279 SHARES FROM ACCOUNT f 42-01-100-2044824 12/30/11 US BANCORP DEL 3,822.00 3,819.90 y0M NEW RECO 140 SHARES FROM ACCOUNT # 42-01.100-2044824 12/30/ 11 US BANCORP DEL 764.40 692.02 COM NEW RECD 28 SHARES FROM ACCOUNT 142-01 - IOD-2044824 12/30/11 US BANCORP DEL 2,538 90 2,371.96 COM NEW RECD 93 SHARES FROM ACCOUNT / 42-01-100-2044824 12/30/11 UNITED PARCEL SVC INC 6,838.29 6,866.00 CL B RECO 93 SHARES FROM ACCOUNT # 42-01 - 100-2044824 12/30/ 11 UNITED PARCEL SVC INC 3,455.91 3,39702 CLB RECD 47 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 UNITED PARCELSVC INC 6,838.29 6,792.81 CLB RECO 93 SHARES FROM ACCOUNT 842-01-100.2044824 17/30/11 UNITED PARCEL SVC INC 1,323.54 1,253.97 CL B RECO 18 SHARES FROM ACCOUNTS 42-01-100-2044824

Page 68 of 76

68176 6032263 0011001 68176 1229668 02.006 505 T 1 I

Settlement Dace _^ U. S. TRUST ^ Bank of America Private wealth Management

Activity Detail

ant: if PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011 Short-term Long-term Date Description arket Value ax Cost Realized Gain/Loss Realized Gain/Loss

Receipts (coat) 12/30/11 U S BANCORP 45,725.85 45,728.55 SR MEDIUM TERM NT DID 06/14/10 2.000% DUE 06/14/13 RECD 45,000 PARVA FROM ACCOUNT # 42-01-100-2044824 12/30/11 U S BANCORP 45,725.85 45,995.40 SR MEDIUM TERM NT DTO 06/14/10 21100% DUE 06/14/13 RECD 45,000 PAR VA FROM ACCOUNT# 42-01-100-2044824 12/30/11 UNITED TECHNOLOGIES CORP 6,86526 7,745.21 RECD 93 SHARES FROM ACCOUNT#42-01-100.2044824 12/30/11 UNITED TECHNOLOGIES CORP 3,469.54 3,805.07 RECD 47 SHARES FROM ACCOUNT # 42-01.100.2044824 12130/11 UNITED TECHNOLOGIES CORP 664.38 76928 RECD 9 SHARES FROM ACCOUNT 1 42-01-100-2044824 12/30/11 UNITED TECHNOLOGIES CORP 4,133.92 3,870.96 RECD 56 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 VALE S A 3,36382 5,23217 ADR BRAZIL RECD 158 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 VALES A 1,979.97 2,9727S ADR BRAZIL RECD 93 SHARES FROM ACCOUNT 1 42-01-100-2044824

Page 69 of 76

69176 6032263 0011001 69176 1229569 02-006 505 T NNA^^^I^IM^N^III^ Settlement Date

Activity Detail Atr unt: THE PCLB FOUNDATION, INC. Dec. 01. 2011 through Dec . 31, 2011

Shoff-tens Long-term Date Description Market Value Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts (cent) 17/30/11 VALE S A 5,322.50 8,038.75 ADR BRAZIL RECO 250 SHARES FROM ACCOUNT # 42-01-100-2044824 12130/11 VALE S A 1,979.97 2,878.35 ADR BRAZIL RECD 93 SHARES FROMACCOUNT# 42-01-100-2044824 12/30/11 VALESA 1,192.24 1,701.56 ADR BRAZIL RECO 56 SHARES FROM ACCOUNT 0 42-01.100-2044824 12/30/11 VANGUARD MSCI EAFE ETF 127,684.35 158,360.40 FUND RECD 4,185 SHARES FROM ACCOUNT 1 42.01-100.2044824 12/30/ 11 VANGUARD MSCI EAFE ETF 28,374.30 34,475.10 FUND RECD 930 SHARES FROM ACCOUNT 142.01 -100-2044824 12/30/ 11 VANGUARD MSCI SAFE ETF 74,596.95 91,07625 FUND RECD 2,445 SHARES FROM ACCOUNT 142-01-100-2044824 12/30/11 VANGUARD MSCI SAFE EFF 14,187.15 17,751.38 FUND RECD 465 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 VANGUARD MSCI EAFE ETF 11 ,349.72 12,193.71 FUND RECD 372 SHARES FROM ACCOUNT 0 42-01-100-2044824

Page 70 of 76

70/76 6032263 001/001 70/ 76 1229570 02-006 505 T k, A

Settlement Date U. S. TRUST Bank of Amenca Private Wealth Manageme,it

Activity Detail Account: THE PCLB FOUNDATION, INC_ Dec. 01, 2011 through Dec. 31, 2011

Short-term Long-term Date Description Market Value Tax Cost Realized Gatn/Loss Realized Gain/Loss

Receipts (coat) 12J30/11 VANGUARD MSCI EMERGING MKS ETF 138,406.32 166,948.63 RECD 3,627 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 VANGUARD MSCI EMERGING MKTS ETF 35A88.80 44,061.82 RECD 930 SHARES FROM ACCOUNT 1 42-01-100.2044824 12/30/11 VANGUARD MSCI EMERGING MKTS ElF 35,488.80 43.105.04 RECD 930 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30/11 VANGUARD MSCI EMERGING MKTS ElF 52,966.08 66,249.24 RECD 1,388 SHARES FROM ACCOUNT # 42-01-100-2044824 12130/11 VANGUARD MSCI EMERGING MKTS ETF 42,586.56 54,282.24 RECD 1,116 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/ 11 VANGUARD MSCI EMERGING MKTS ETF 17,744.40 22,552.27 RECD 465 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 VANGUARD MSCI EMERGING MKTS ETF 28,391.04 31,38112 RECD 744 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30/11 VANGUARD MSG EMERGING MKTS ETF 35,488.80 37,832.40 RECD 930 SHARES FROM ACCOUNT ! 42-01-100-2044824 12/30/11 VANGUARD REIT 8,096.75 8,071.86 ETF RECD 139 SHARES FROM ACCOUNT# 42-01-100-2044824 12/30111 VANGUARD REIT 8,096.75 7,997.92 ETF RECD 139 SHARES FROM ACCOUNT # 42-01-100-2044824

Page 71 of 76

71/76 6032263 001/007 71176 1229571 02-006 505 7 1191NA1IN111^^^AM Settlement Date

Activity Detail

Ac unt: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec 31, 2011 Short-term Long-term Date Desuipdon Market Value Tax Cost Realized Gain/Loss Realized Gain/Loss QU Receipts fcont) 12/30/11 VANGUARD REIT 5,417.25 5,620.46 ETF RECD 93 SHARES FROM ACCOUNT#42-01-100-2044824 12/30/11 VANGUARD REIT 5,41725 5,025.77 ETF RECD 93 SHARES FROM ACCOUNT 142-01-100-2044824 12130/11 VANGUARD REIT 19,047.75 17,655.06 ETF RECD 327 SHARES FROM ACCOUNT #42-01-100-2044824 12/30/11 VERIZON COMMUNICATIONS INC 50,707.35 46,485.90 UNSECD SR NT 010 0328/114.600% DUE 04101121 RECD 45,000 PAR VA FROM ACCOUNT t 42-01-100.2044824 12/30/11 VODAFONE GROUP PLC 10,319.28 9,78174 SPONSORED ADR NEW UNITED KINGDOM RECD 372 SHARES FROM ACCOUNt042-01.100-2044824 12/30/11 VOOAFONE GROUP PLC 5,159.64 5225.67 SPONSORED ADR NEW UNITED KINGDOM RECD 186 SHARES FROM ACCOUNT # 42-01-100.2044824 12/30/11 WAL-MART STORES INC 45,197.55 44,599.05 SR NT DID 10(25/10 0.750% DUE 10/25/13 RECD 45,000 PARVA FROM ACCOUNT # 42-01.100.2044824

Page 72 of 76

72176 6032263 0011001 72176 1229572 02-006 505 r Settlement Date U. S. TRUST "W Bank of America Private Wealth Management

Activity Detail Account: THE PCLB FOUNDATION, INC Dec 01, 2011 through Dec. 31, 2011

1 Short-term Long-term Date Description Market Value Tax Cost Realized Gain/Loss Realized Gain/Loss

Receipts (eont) 12/30/11 WAL-MART STORES INC 51,901 .65 46,251.45 $R UNSECD NT DID 04118111425096 DUE 04/15121 RECD 45.000 PAR VA FROM ACCOUNT 0 42-01-100-2044824 12/30/11 WASTE MGMT INC DEL 9,14562 10,280.37 RECD 279 SHARES FROM ACCOUNT 1 42-01-100-2044824 12/30/11 WASTE MGMT INC DEL 3,048.54 3,440.35 RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 WASTEMGMTINCDEL 917.84 1 ,050.10 RECD 28 SHARES FROM ACCOUNT # 42-01-100-2044824 11/30/ 11 WEDS FARGO & CO 5,163.36 5,900.85 NEW COM RECD 186 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/ 11 AILS FARGO & CO 2,58188 2,987.47 COM RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 WELLS FARGO & CO 2,581.68 2,92625 NEW COM RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/ 11 WELLS FARGO & CO 2,581.68 2,63235 NEW COM RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 WELLS FARGO & CO 777.28 75819 NEW COM RECD 28 SHARES FROM ACCOUNT # 42-01-100-2044824

Page 73 of 76

73176 6032263 0011001 73175 1229573 02.006 505 T 1 11111111111111111 Settlement Date

Activity Detail

Account: THE PCLB FOUNDATION, INC. Dec. 01, 2011 through Dec. 31, 2011

Short-term Long-term Date Description Market Value Tax Cost Realized GainlLoss Realized Gain/Loss

1 1 1 MI 7 1' ,

Receipts (coot) 12/30/11 WELLS FARGO & CO 2.581.68 2,461.62 NEW COM RECD 93 SHARES FROM ACCOUNT # 42-01-100-2044824 12/30/11 WESTPAC BKG CORP 45,028.80 45,185.45 ^ SR UNSECO NT AUSTRAUA DTD 121091101.850% DUE 12VWt3 RECD 45000 PARVA FROM ACCOUNT # 42-01-100.2044824 12/30/11 YUM BRANDS INC 11,08188 9,280.99 RECD 186 SHARES FROM ACCOUNT #42-01-100-2044824 12/30/11 YUM BRANDS INC 5,540.94 4,872.74 RECD 93 SHARES FROM ACCOUNT #42-01-100-2044824 12/30/11 YUM BRANDS INC 2,74068 2,383.66 RECD 46 SHARES FROM ACCOUNT #42-01-100-2044824 12/3011 I YUM BRANDS INC 7,745.40 6,577.35 RECD 130 SHARES FROM ACCOUNT 042-01-100-2044824 12/30/11 YUM BRANDS INC 1,668.24 1,539.02 RECD 28 SHARES FROM ACCOUNT # 42-01-100.2044824 Total Receipts f4366,W.40 54597,421.43 $0.00 $0A0 Total Non-Cash Transactions $413,8'40 $4,897,421.43 SOAO mm

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74176 6032269 001)001 74/76 1229574 02.006 505 T THE PETER AND CARMEN LUCIA BUCK FOUNDATI 06-1547852

FORM 990-PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1

SOURCE AMOUNT

BANK OF AMERICA MONEY MARKET INTEREST 7,161. INTEREST FROM CHECKING 2,520. NORTHERN TRUST MONEY MARKET INTEREST 8,121.

TOTAL TO FORM 990-PF, PART I, LINE 3, COLUMN A 17,802.

FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2

CAPITAL GAINS COLUMN (A)- SOURCE GROSS AMOUNT DIVIDENDS AMOUNT

DIVIDEND INCOME FROM INVESTMENTS 3,475,973. 0. 3,475,973. INTEREST INCOME FROM INVESTMENTS 3,197,950. 0. 3,197,950.

TOTAL TO FM 990-PF, PART I, LN 4 6,673,923. 0. 6,673,923.

FORM 990-PF LEGAL FEES STATEMENT 3

(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES

PRYOR CASHMAN LLP 3,305. 0. 3,305. BARBOSA, MUSSNICH, & ARAGAO 11,852. 0. 11,852.

TO FM 990-PF, PG 1, LN 16A 15,157. 0. 15,157.

FORM 990-PF ACCOUNTING FEES STATEMENT 4

(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES

ANGELA CRISTINA FIRMINO GIACOMIM 3,334. 0. 3,334. O'CONNOR, DAVIES, MUNNS & DOBBINS 32,352. 0. 32,352. DEMASCO SENA & JAHELKA 16,280. 0. 16,280.

TO FORM 990-PF, PG 1, LN 16B 51,966. 0. 51,966.

STATEMENT(S) 1, 2, 3, 4 THE PETER AND CARMEN LUCIA BUCK FOUNDATI 06-1547852

FORM 990-PF OTHER PROFESSIONAL FEES STATEMENT 5

(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES

PROGRAMATIC CONSULTING - ANNETTE KAMINSKI 14,957. 0. 14,957. INVESTMENT MGMT FEES - U.S. TRUST BANK OF AMERICA 124,271. 124,271. 0. INVESTMENT MGMT FEES - NORTHERN TRUST 128,053. 128,053. 0.

TO FORM 990-PF, PG 1, LN 16C 267,281. 252,324. 14,957.

FORM 990-PF TAXES STATEMENT 6

(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES

FOREIGN TAXES 33,570. 33,570. 0. FEDERAL EXCISE TAX 200,000. 0. 0.

TO FORM 990-PF, PG 1, LN 18 233,570. 33,570. 0.

FORM 990-PF OTHER EXPENSES STATEMENT 7

(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES

OFFICE CONSTRUCTION 5,186. 519. 4,667. FURNITURE & EQUIPMENT 4,135. 414. 3,721. SOFTWARE 8,834. 883. 7,951. POSTAGE 1,042. 104. 938. INTERNET AND TELEPHONE 5,457. 546. 4,911. INSURANCE 8,630. 863. 7,767. DUES & SUBSCRIPTIONS 28,445. 2,845. 25,600. IT SUPPORT 5,062. 506. 4,556. OTHER PROGRAM RELATED EXPENSES 4,730. 0. 4,730. OFFICE AND OTHER EXPENSES 21,821. 2,182. 19,639. PROFESSIONAL DEVELOPMENT 195. 20. 175. WEBSITE DESIGN AND MAINTENANCE 4,361. 436. 3,925.

STATEMENT(S) 5, 6, 7 THE PETER AND CARMEN LUCIA BUCK FOUNDATI 06-1547852

STATE FILING FEES 1,550. 0. 1,550. PAYROLL PROCESSING 2,558. 256. 2,302. PERMIT FEES 525. 53. 472.

TO FORM 990-PF, PG 1, LN 23 102,531. 9,627. 92,904.

FORM 990-PF OTHER DECREASES IN NET ASSETS OR FUND BALANCES STATEMENT 8

DESCRIPTION AMOUNT

CHANGE IN UNREALIZED LOSS ON INVESTMENTS 17,458.

TOTAL TO FORM 990-PF, PART III, LINE 5 17,458.

FORM 990-PF U.S. AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 9

U.S. OTHER FAIR MARKET DESCRIPTION GOV'T GOV'T BOOK VALUE VALUE

SEE ATTACHMENT B X 14,066,739. 14,066,739. SEE ATTACHMENT B X 622,931. 622,931.

TOTAL U.S. GOVERNMENT OBLIGATIONS 14,066,739. 14,066,739.

TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS 622,931. 622,931.

TOTAL TO FORM 990-PF, PART II, LINE 10A 14,689,670. 14,689,670.

FORM 990-PF CORPORATE STOCK STATEMENT 10

FAIR MARKET DESCRIPTION BOOK VALUE VALUE

SEE ATTACHMENT B 86,229,469. 86,229,469.

TOTAL TO FORM 990-PF, PART II, LINE 10B 86,229,469. 86,229,469.

STATEMENT(S) 7, 8, 9, 10 THE PETER AND CARMEN LUCIA BUCK FOUNDATI 06-1547852

FORM 990-PF CORPORATE BONDS STATEMENT 11

FAIR MARKET DESCRIPTION BOOK VALUE VALUE

SEE ATTACHMENT B 70,684,317. 70,684,317.

TOTAL TO FORM 990-PF, PART II, LINE 10C 70,684,317. 70,684,317.

FORM 990-PF OTHER INVESTMENTS STATEMENT 12

VALUATION FAIR MARKET DESCRIPTION METHOD BOOK VALUE VALUE

SEE ATTACHMENT B - MUTUAL FUNDS FMV 55,032,127. 55,032,127. SEE ATTACHMENT B - OTHER FMV INVESTMENTS 21,802,558. 21,802,558.

TOTAL TO FORM 990-PF, PART II, LINE 13 76,834,685. 76,834,685.

FORM 990-PF OTHER ASSETS STATEMENT 13

BEGINNING OF END OF YEAR FAIR MARKET DESCRIPTION YR BOOK VALUE BOOK VALUE VALUE

SECURITY DEPOSIT 55,518. 56,817. 56,817. PROGRAM RELATED INVESTMENT 1,000,000. 1,000,000. 1,000,000.

TO FORM 990-PF, PART II, LINE 15 1,055,518. 1,056,817. 1,056,817.

STATEMENT(S) 11, 12, 13 IHE PETER AND CARMEN LUCIA BUCK FOUNDATI 06-1547852

FORM 990-PF PART VIII - LIST OF OFFICERS, DIRECTORS STATEMENT 14 TRUSTEES AND FOUNDATION MANAGERS

EMPLOYEE TITLE AND COMPEN- BEN PLAN EXPENSE NAME AND ADDRESS AVRG HRS/WK SATION CONTRIB ACCOUNT

CHRISTOPHER BUCK PRESIDENT/DIRECTOR 157 EAST 86TH STREET, 5TH FLOOR 25.00 25,000. 26,618. 0. NEW YORK, NY 10028

VERA LOURENCO DIRECTOR 157 EAST 86TH STREET, 5TH FLOOR 20.00 25,000. 20,309. 0. NEW YORK, NY 10028

D. BEN BENOIT EXECUTIVE DIRECTOR 157 EAST 86TH STREET, 5TH FLOOR 30.00 121,667. 29,719. 0. NEW YORK, NY 10028

WILLIAM BUCK TREASURER/DIRECTOR 157 EAST 86TH STREET, 5TH FLOOR 20.00 25,000. 20,173. 0. NEW YORK, NY 10028

MICHAEL BUCK SECRETARY/DIRECTOR - 157 EAST 86TH STREET, 5TH FLOOR 20.00 25,000. 225. 0. NEW YORK, NY 10028

TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII 221,667. 97,044. 0.

STATEMENT(S) 14 HE PETER AND CARMEN LUCIA BUCK FOUNDATI 06-1547852

FORM 990-PF EXPENDITURE RESPONSIBILITY STATEMENT STATEMENT 15 PART VII-B, LINE 5C

GRANTEE'S NAME

SEE ATTACHMENT E

GRANTEE'S ADDRESS

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED

PURPOSE OF GRANT

STATEMENT(S) 15