Water Financing Partnership Facility Semiannual Progress Report

ABBREVIATIONS

ADB – Asian Development Bank CDTA – capacity development technical assistance DMC – developing member country DMF – design and monitoring framework IIASA – International Institute for Applied Systems Analysis IWRM – integrated water resources management MFF – multitranche financing facility PATA – policy and advisory technical assistance PPTA – project preparatory technical assistance PRC – People’s Republic of China RETA – regional technical assistance TA – technical assistance WFaS – Water Futures and Solutions Study

NOTES

(i) In preparing any country program or strategy, financing any project, or by making any designation of, or reference to, a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

(ii) In this report, "$" refers to US dollars.

Governance of the Water Financing Partnership Facility

WFPF Steering Ma. Carmela D. Locsin, Director General, Regional and Sustainable Development Committee Department (RSDD), Chair

WFPF Steering Klaus Gerhaeusser, Director General, Central and West Asia Department (CWRD) Committee Ayumi Konishi, Director General, East Asia Department (EARD) Members Xianbin Yao, Director General, Pacific Department (PARD) Todd Freeland, Director General, Private Sector Operations Department (PSOD) Hun Kim, Director General, South Asia Department (SARD) James Nugent, Director General, Southeast Asia Department (SERD)

Water Amy Leung, Director, Urban Development and Water Division, SERD - Chair Committee Gil-Hong Kim, Sustainable Infrastructure Division, RSDD – Co-Chair Chair and Co- Michael Peter Barrow, Deputy Director General, PSOD – Co-Chair Chairs

Members Akhtar Ali, Senior Water Resources Specialist, CWRD Lu Shen, Senior Urban Development Specialist, CWRD Thomas Panella, Principal Portfolio Management Specialist, CWRD Antoine Morel, Environment Specialist, EARD Maria Theresa Villareal, Principal Portfolio Management Specialist, EARD Qingfeng Zhang, Lead Water Resources Specialist, EARD Stephen Blaik, Senior Urban Development Specialist, PARD Frederic Thomas, Senior Investment Specialist, PSOD Lazeena Rahman, Investment Specialist, PSOD Siddharta Shah, Principal Investment Specialist, PSOD Alan Baird, Senior Water Supply and Sanitation Specialist, RSDD Jingmin Huang, Senior Urban Development Specialist, RSDD Mingyuan Fan, Senior Urban Development Specialist, SARD Vijay Padmanabhan, Principal Urban Development Specialist, SARD Yasmin Siddiqi, Senior Water Resources Specialist, SARD Hubert Jenny, Principal Urban Development Specialist, SERD Rudolf Frauendorfer, Lead Urban Development Specialist, SERD Raza Farrukh, Water Resources Specialist, SERD

Facility Manager Gil-Hong Kim, Director, Sustainable Infrastructure Division, RSDD

Secretariat Ellen Pascua, Consultant, RSDD Francisco Roble, Consultant, RSDD

Office of Co- Sujata Gupta, OIC Financing Toshimasa Dojima, Principal Financing Partnerships Specialist Operations Kyung Nam (Kevin) Shin, Principal Financing Partnerships Specialist (OCO) Heeyoung Hong, Senior Financing Partnerships Specialist Ilaria Caetani, Senior Financing Partnerships Specialist Rikard Elfving, Senior Financing Partnerships Specialist

CONTENTS

Page

I. INTRODUCTION 1

II. HIGHLIGHTS AND KEY ACHIEVEMENTS 1

III. PROGRESS FOR 1 JANUARY TO 30 JUNE 2014

A. Progress on Detailed Planned Activities 5 B. Progress Towards Impact, Outcomes, and Outputs 8

IV. FINANCIAL STATUS

A. Financing Partner Contributions 11 B. Resources Available for Allocation and Status of Utilization 12 C. Allocations, Commitment, and Disbursements 13 D. Resource Allocation Ratio 14 E. Distribution of Resources by Sector 14 F. Distribution of Resources by Region 14 G. Use of Funds by Modality 15

V. PLANNED ACTIVITIES FOR 1 JULY TO 31 DECEMBER 2014 16

APPENDICES

1. Revised WFPF Design and Monitoring Framework 17 2. List of January-June 2014 Approved Allocations 23 3. Status of Grant 24

I. I NTRODUCTION

1. Established on 29 November 2006, the Water Financing Partnership Facility (WFPF) aims to provide additional financial and knowledge resources from development partners to support the implementation of Asian Development Bank's (ADB) Water Financing Program and help achieve the following targeted outcomes: (i) 500 million people with sustainable access to safe drinking water and improved sanitation; (ii) 170 million people with reduced risks to floods; (iii) 95 million people with more productive and efficient irrigation and drainage services; and (iv) integrated water resources management (IWRM) introduced in 30 river basins. The Facility now comprises three funds: (i) the Multidonor Trust Fund with contributions from Australia, Austria, Norway, Spain, and Switzerland, (ii) the Netherlands Trust Fund, and (iii) the Sanitation Financing Partnership Trust Fund with contribution from the Bill & Melinda Gates Foundation.

2. This Semiannual Progress Report covers the period January to June 2014 and presents the overall implementation progress against the 2014 Annual Work Program and the Facility’s revised Design and Monitoring Framework (DMF) provided in Appendix 1.

II. HIGHLIGHTS AND KEY ACHIEVEMENTS

rd 3. 3rd Asian Sanitation Dialogue held. On 27-29 May 2014, ADB convened the 3 Asian Sanitation Dialogue, directing attention towards solution options and changing mindsets about sanitation as a viable and sustainable business. The Dialogue emphasized a comprehensive approach to sanitation, focusing on on-site sanitation, wastewater and septage management using available technology options and innovative contracts, and project delivery mechanisms. The Dialogue also included sessions on green cities, solid waste, and other cross-cutting issues to demonstrate the need for holistic planning for improved environmental sustainability.

4. $2.42 million allocations appro ved. During the reporting period, allocations were approved for eleven (11) projects amounting to $2.42 million, with $1.88 million (or 78%) allocated to direct project support and $0.54 million (or 22%) supporting program quality. The list of approved allocations is provided in Appendix 2.

5. This level of approval represents 35% of the $7.0 million target allocation for the year which may be considered a little bit on the low side. However, in view of the very limited resources left, particularly under the multidonor trust fund, the likelihood of the $7.0 million target allocation not being met is high as the Water Committee is keen to prioritize applications that require less resources but are able to contribute significantly to target outputs and outcomes. This was ADB’s response when asked by financing partners during the March 2014 annual consultation meeting how it intends to work within the Facility’s limited resources this year. Indeed, as demonstrated in the approved allocations during the reporting period, while the level of approved allocation may be off-target, the target of at least 6 million people to be leveraged from WFPF direct project support has already been met – the expected number of people to benefit from the approved allocations to direct project support is already at approximately 10.7 million comprising 8 million people to have access to improved water supply and sanitation, 2.2 million to be provided more productive and efficient irrigation services, and around 0.5 million with reduced risk of flooding.

6. The total investment expected to be realized from the projects being supported by the $1.88 million allocation to direct project support is approximately $758 million. 2

7. WFPF support to sa nitation sustained and achievement of targets rem ains o n track. The target set by the Water Committee to use at least 20% of WFPF resources to support sanitation-related projects was far exceeded. Sanitation registered a 33% share from the approved allocations during the reporting period while the cumulative share to date stands at 24%, a 1% increase from the 31 December 2013 level.

8. Furthermore, the Water Operational Plan’s target to increase to at least 25% by 2020 the share of sanitation from ADB’s total water lending has remained on track at 24.86% as of end- June 2014, although it slightly decreased from 25.30% in end-December 2013. In terms of investments in non-sewered sanitation and septage management, the total as of end-June 2014 stands at $7.81 million, slightly exceeding the target of $7.7 million by end-2014.

9. Nine pro jects/activities comp leted and financi ally closed; tw o non-mo ving projects cancelled. A total of nine projects were completed and financially closed during the reporting period comprising three grant component of loans, three technical assistance (TA), and three direct charges, thus freeing up around $263,358 in savings. This brings to 130 the total number of projects completed and financially closed to date, out of the 228 projects and activities financed by the Facility as of 30 June 2014, thus leaving a total of 98 ongoing projects.

10. Furthermore, in keeping with the provision of the implementation guidelines on spring cleaning, two approved direct charges were cancelled due to failure to proceed with implementation more than six months after approval of allocation. This resulted in additional $301,439 being freed up.

11. The completed and financially closed projects during the reporting period include the WFPF support to “Capacity Building on Business Management for Viet Nam's Water Supply Companies” at a cost of $74,818. This activity sought to implement a pilot Box 1 - Viet Nam: capacity building program in “advanced Capacity Building on Business Management business management” for water supply for Viet Nam’s Water Supply Companies companies, in collaboration with existing Vietnamese training institutions as well as In 2007, the Government of Viet Nam enacted successful Vietnamese water supply two new legislations for the water and sanitation companies. This is intended to support the sector promoting corporatization and $1 billion MFF loan (see Box 1) where privatization through public listing and full cost participating water supply companies will recovery for water supply and cost recovery for need to demonstrate a strong commitment sanitation. As a result, an MFF loan for “Water to institutional reform and agree on a tariff Sector Investment Program” was approved in roadmap to full cost recovery linked to hard February 2011, with a line of credit of $1 billion targets on selected key performance for 2011–2020 to support water supply and indicators. sanitation projects covering the cities of Can Tho, Da Nang, Dong Hoi, Hai Phong, Ha Noi, 12. Water supply companies in Viet Ha Tinh, Ho Chi Minh, Hue, My Tho, and Sam Nam need considerable assistance in Son. responding to Government’s directions to transform themselves into self-sustaining business providing a sustainable service, running on commercial principles, and prepared to operate in partnership with the private sector. This is one of those innovations in Viet Nam’s water sector that WFPF is able to push.

13. $862 million in water lending approved during the first semester of 2014. A total of thirteen (13) investment projects were approved during the reporting period amounting to $862 million. Four of these projects amounting to $215 million were prepared with WFPF funding support, which include a $45 million irrigation project in Bangladesh for “Irrigation Management Improvement Project” (see Box 2). The WFPF support to this Project seeks to demonstrate innovation in operation and maintenance of irrigation infrastructure by way performance-based management contracts through public-private partnership (PPP). The Project expects to benefit close to half a million people.

Box 2 - Bangladesh: Irrigation Management Improvement Project

The Project has three target outputs:

Performance-based i rrigation manageme nt and agri culture support servi ces established. This output will include contracting private irrigation management operators under 5-year performance-based management contracts and developing a long-term public- PPP transaction. Efficient management systems will be adopted and viable O&M cost recovery mechanisms will be set up.

Irrigation s ystem infrastructure rehabilitated and moderni zed. This output will include: (i) physical rehabilitation and modernization of irrigation, and (ii) provision of prepaid card meters to allow water allocations on volumetric basis, thus ensuring full and more transparent payment and accounting.

Efficiently managed project with effective institutional devel opment. This will include establishment of competent project management and project implementation unit and institutional support to Bangladesh Water Development Board and water management organizations to successfully administer and support PPP contracts.

14. The approved water lending during the reporting period and the expected approvals within the second half of the year are summarized by subsector and by region in Table 1 below. Assuming a 63% approval ratio which is the average for the last three years, the expected lending approval by the end of 2014 is $2.2 billion, thus keeping with the $2.0 billion annual target.

Table 1: Approved Water Lending, January 2006–June 2014 (in $ Billion)

Approved Expected Approval Distribution January-June July-December 2014 2014 By Subsector  Water Supply, Sanitation, and Wastewater 0.39 1.04  Irrigation and Drainage 0.09 0.39  Flood Management 0.25 0.11  Water Resources Management, Wetlands 0.04 0.36 and Watershed Protection  Hydropower Generation 0.09 0.45 TOTAL 0.86 2.35

Approved Expected Approval Distribution January-June July-December 2014 2014 By Region  Central and West Asia 0.07 0.51  East Asia 0.14 0.48  Pacific 0.01 0.01  South Asia 0.53 0.94  Southeast Asia 0.11 0.41 TOTAL 0.86 2.35

15. Summarized below is the lending approval since 2011 which shows that the annual target of at least $2 billion has been met except in 2012. Based on the $7.11 billion total cumulative lending from 2011 to June 2014, the annual average is at $2 billion.

Table 2: Approved Water Lending (Jan 2011-June 2014) (in $ Billion)

Water Financing Program 2011 2012 2013 Jan-Jun Total Investment Areas 2014 Water Supply, Sanitation, and Wastewater 1.35 0.95 1.38 0.39 4.07 Irrigation and Drainage 0.18 0.39 0.32 0.09 0.98 Flood Management 0.28 0.02 0.09 0.25 0.64 Water Resources Management, Wetlands, 0.10 0.35 0.21 0.04 0.70 and Watershed Protection Hydropower Generation 0.42 0.00 0.21 0.09 0.72 Total 2.33 1.71 2.21 0.86 7.11

16. Cumulatively, the total water lending from January 2006 to June 2014 has reached a total of $18.55 billion as summarized in Table 3 below. Shown on the third column is the WFPF contribution to approved lending.

Table 3: Approved Water Lending, January 2006–June 2014 with WFPF Support (in $ Billion)

Approved Water Approved Water Investment Areas Lending Lending with WFPF Jan 2006-Jun 2014 Support Water Supply, Sanitation, and Wastewater 9.01 3.29 Irrigation and Drainage 2.14 0.37 Flood Management 1.01 0.48 Water Resources Management, Wetlands 0.70 1.31 and Watershed Protection Hydropower Generation 2.31 0.00 Total 18.55 4.84

17. The amount of $4.84 billion represents the approved investment projects: (i) whose preparation was supported by WFPF either through funding for PPTA or other project development support financed through direct charges, and (ii) provided grant funding support either through grant component of loan or TA attached to loan. It can be said therefore that WFPF has helped realize $4.84 billion in water investments.

III. PROGRESS FOR 1 JANUARY TO 30 JUNE 2014

A. P rogress on Detailed Planned Activities

18. The following activities indicated in the 2014 Annual Work Program were carried out as planned:

 Asian Sanitation Dialogue. As indicated in para 3 above, this event took place on 27-29 May 2014 at ADB Headquarters. A total of 297 participants representing 41 countries attended, exceeding the target of 200. About 32% of those who came were from government. A very active participation by the youth sector was an added feature of the Dialogue.

 In-Country Workshops on Promoting Wastewater Innovations. The series of in- country workshops on wastewater innovations that began in 2013 in Bangladesh, Sri Lanka, Uzbekistan, and Viet Nam continued during the Box 3 - Wastewater Management Expert reporting period – the one for Decision Support System (WAMEX) the Philippines was held in January and the one for Jointly developed by ADB and UNESCO-IHE Mongolia in June. These Institute for Water Education, this is a freeware workshops were aimed at that aims to help decision-makers and helping accelerate and expand planners build up options for addressing investments in sanitation and various scenarios related to wastewater wastewater management by management. This software is useful for (a) providing a platform to discuss starting a plan from scratch, (b) upgrading priority investment needs and existing facilities and (c) preparing budgets for for all development partners plans built. It also allows users to build their and donors to work together own “what-if” scenarios, thus enabling them to and identify areas of explore many different schemes and options. convergence to maximize benefits to the countries. The The freeware includes a list of conventional in-country workshop in and emerging technologies consistent with Mongolia included a hands-on ADB’s thrust of promoting innovations in training for planners, engineers, technologies. and other utility personnel on wastewater management expert decision support system (WAMEX). See Box 3.

 Mobilization o f Resources. The Water Committee and the Facility Secretariat continued its resource mobilization activities which included roadshow presentations to prospective new partners in April 2014. This effort will be sustained within the remainder of the year. Side meetings with donors are planned during the Stockholm World Water Week on 31 August-5 September 2014.

 Annual Consultation Meeting. The 7th Annual Consultation Meeting between ADB and financing partners was held on 10-11 March 2014. Highlights of discussions included the following: (i) the $500 million target for private sector lending annually needs to be reviewed more carefully using as basis the actual lending level in 2012 and 2013. Additional modalities to engage private sector need to be explored, (ii) the limited resources left for allocation to new applications particularly under the multidonor trust fund will require a more careful selection of projects to be funded and those that can contribute more to achievement of outcomes (number of people to be benefited) and outputs (increased investment level) will be prioritized, (iii) while disbursement is showing steady improvement, more measures to further improve current disbursement performance were agreed, (iv) the added value of WFPF particularly in promoting innovations should be highlighted more in future reports.

During the annual consultation meeting, the proposed revisions to the Facility’s DMF which are primarily aimed at highlighting sanitation were also approved by financing partners. Furthermore, the proposed external evaluation of the Facility, along with the Clean Energy Financing Partnership Facility and the Urban Financing Partnership Facility was agreed.

19. The Annual Work Program also indicated the Facility’s continuing support to major analytical work envisioned in the Water Operational Plan as follows:

 Preparation of country water assessments. Additional work was carried out in Kyrgyz Republic to meet the intended scope of country water assessment (CWA) based on the CWA template that has been developed. The expanded version was completed during the reporting period and is due for discussion with government. The same level of effort is required for the CWAs for Viet Nam, Tajikistan and Uzbekistan. For Viet Nam, the expanded version is expected to be completed by end of 2014. CWA preparation for PRC commenced during the reporting period while Indonesia is also expected to commence within the year.

 Asia-Pacific Wa ter 2050. As has been indicated in earlier reports, this will be pursued in partnership with the International Institute for Applied Systems Analysis (IIASA) through the latter’s major research program on Water Futures and Solutions (WFaS). The proposed partnership between ADB and IIASA will focus on integrated modeling of water-food-energy nexus to generate new knowledge on the future trajectory of water sector issues in the Asia-Pacific region, including assessment of water scenarios which combine qualitative and quantitative indicators across sectors and disciplines. This will also include stakeholder consultations leading to the 7th World Water Forum in April 2015.

 Asian Water Information S ystems. Following the November 2013 consultation workshops, ADB has taken action to start by strengthening water information systems in countries where there is demonstrated demand and willingness, such as Bhutan and Mongolia. With support from K-Water, initial work in Mongolia is set to start in August 2014. In Bhutan, this is being addressed through the on-going water resources inventory. Results of the work in these two countries are expected to be presented at the 7th World Water Forum.

20. The progress on the Facility’s detailed planned activities for the year with respect to the overall Facility management as set out in the 2014 Annual Work Program is summarized in Table 4 below.

Table 4: Progress on 2014 Detailed Planned Activities (Facility Management)

Priority Activities Planned Progress Screening and Project Support: Evaluation of applications Finance about $4.9 million in PPTAs, $1.88 million (78%) allocated between grant component of loan, TAs attached January to June 2014 to loans, and other project development activities Program Quality Support:

Finance about $2.1 million in TAs and $0.54 million (22%) allocated between direct charges supporting reforms and January to June 2014 knowledge and capacity development Approval of Applications for TAs approved by WFPF Average period of approval during the eligible Steering Committee within a maximum reporting period was 4 weeks applications period of 5 weeks

Application for direct charges approved 7 working-day approval has been met by the Facility Manager within 7 working days Implementation Notice of approval released to Notice of approval released within and Monitoring proponents within 2 days after approval prescribed period

Disbursements monitored and Disbursements were as follows: disbursement schedule updated - $32.641 million out of the $51.425 million total allocations (or 63%) under the Multidonor Trust Fund

- $13.664 million out of the $30.597 million total allocations (or 45%) under the Netherlands Trust Fund

- $0.091 million of out the $5.274 million total allocations (or 2%) under the Sanitation Trust Fund

This represents an overall Facility disbursement of $46.396 million out of $87.296 million total allocations to date or 53% disbursement rate.

Compliance with 70%-30% ratio Ratio is at 78%-22% based on January between project support and program to June 2014 approved allocations, quality support tracked and 69%-31% based on cumulative allocations to date

Closure of accounts facilitated after 3 grant component of loans, 3 TAs, release of final payments and 3 direct charges were financially closed during the reporting period

B. Progress Towards Impact, Outcomes, and Outputs

21. Table 5 below summarizes the progress to date. The presentation of outputs focuses on the three main components: (i) increased levels of water investment, (ii) policy and institutional reforms accelerated, and (iii) institutional capacity strengthened and knowledge base expanded. The achievement of WFPF “added value” will be presented in the annual report.

Table 5: WFPF Progress Towards Impact, Outcomes, and Outputs

WFPF and WFP Design Performance Indicators WFPF WFPF Summary Contributions from Cumulative Jan-June 2014 Contributions as Allocations of June 2014 IMPACT Water Financing 765 million people are Program targeted benefitted by ADB’s water outcomes achieved investments:

 500 million people provided 8 million people 54 million people access to improved water supply and sanitation

 95 million people with more 2.2 million people 7.6 million people efficient and productive irrigation and drainage services

 170 million people with 0.5 million people 19 million people reduced risk of flooding

 IWRM introduced in 30 river 1 river basin 27 river basins basins

At least 115 million people are 10.7 million people 80.6 million attributable to WFPF people OUTCOME Enhanced engagement No less than 75% of PPTAs, Expected investment 44% of PPTAs, in strategic water and TAs attached to loans, and projects resulting TAs attached to sanitation sector grant component of loans from WFPF-funded loans, and grant investments financed by WFPF translate to PPTAs approved component of approved investment projects during the reporting loans financed by period have not yet WFPF to date materialized have already translated into approved investment projects

No less than 75% of TAs 70% of reforms and 96% of reforms financed by WFPF that capacity and capacity support reforms and capacity development TAs development TAs development is approved allocated WFPF financed by funds during the WFPF to date has reporting period has been approved been approved

WFPF and WFP Design Performance Indicators WFPF WFPF Summary Contributions from Cumulative Jan-June 2014 Contributions as Allocations of June 2014 OUTPUTS Component 1 Increased levels of About 70% of WFPF 78% 69% water and sanitation resources spent on project investment development support

 Fundable investment At least 45 PPTAs are 3 45 projects supported by WFPF

 Loans supported with At least 20 loans are provided 0 21 grants WFPF grant support through either works, goods, or services

 Project development At least 100 applications for 5 62 support direct charges add value to project development

At least 20% of WFPF resources are allocated to sanitation-related projects and 33% 25% activities

Component 2 About 15% of WFPF 12% 12% Policy and institutional resources allocated to this reforms accelerated component

Nonlending assistance addressing reforms in the areas of: policy, legislation, regulation, and institutional arrangements

Component 3 About 15% of WFPF 10% 19% Institutional capacity resources allocated to this strengthened and component knowledge base expanded

Support to: pilot and demonstration; water sector organizations capacity improvement; knowledge products; knowledge hubs; knowledge sharing events, and regional cooperation/partnerships

22. The contribution of WFPF approved allocations for direct project support to the target output of increasing water investments and to the targeted impact of benefiting about 765 million people is summarized in Figure 1 below.

Figure 1: WFPF Progress Towards Output, Outcome, and Impact for Direct Project Support

January-June 2014 Total as of June 2014

8 million 54 million people people PPTAs PPTAs with access with access to safe $20.31 M to safe $1.26 M water water supply and supply and improved improved sanitation sanitation

Grant Grant

Component 2.2 million Component 7.6 million of Loans/ people of Loans / $758 million $8.38 billion people TAs with access TAs in water in water with access Attached to to more Attached to investments investments to more Loans efficient Loans irrigation efficient services irrigation 0 $12.80 M services

Other Other Project Dev Project Support 0.5 million Dev. 19 million (Other TAs people Support people and Direct with (Other TAs with Charges reduced and Direct reduced risk to Charges) risk to $0.62 M floods floods $24.93 M

23. The WPFF DMF has set a target that at least 115 million people out of the 765 million targeted to benefit from ADB’s water projects are attributable to WFPF resources.

24. Figure 1 above shows that 80.6 million people are the expected beneficiaries of all WFPF-supported investment projects to date totaling approximately $8.38 billion, of which $4.84 billion has already been approved per Table 3 and para 17 above and which are expected to benefit 48.8 million people as detailed in Table 6 below.

Table 6: Expected Number of Beneficiaries of Approved Projects as of 30 June 2014 (in Million)

ADB’s Water Financing Program Expected Expected Beneficiaries of Measurement Target Beneficiaries of Approved Projects (2006-2020) Jan 2006-Jun 2014 Supported by WFPF Approved Projects Number of people with access to safe drinking water and 500 215 30.8 improved sanitation Number of people with 170 49 13.6 reduced risk to floods Number of people with improved and efficient 95 47 4.4 irrigation and drainage services Total 765 311 48.8

IV. FI NANCIAL STATUS

25. F inancing Partners Contribution. As of 30 June 2014, the committed contributions from financing partners stand at $102.30 million as summarized in Table 7 below.

Table 7: Status of Partner Contributions as of 30 June 2014 (in $ Million)

Received by Financing Partners Committed Receivable ADB Multi-Donor Trust Fund 52.549 52.547 0 Australia 24.209 24.209 0 Austria 8.468 8.468 0 Norway 4.669 4.669 0 Spain 10.00a 10.000 0 Switzerland 5.203 5.203 0

Netherlands Trust Fund 34.753 15.842 18.911

Sanitation Financing 15.00 5.500 9.500 Partnership Trust Fund

Total 102.302 73.889 28.411 a Inclusive of the $0.5 million earmarked from the 2nd contribution for a water expert

27. Resources A vailable for A llocation and Status of Utilization. Table 8 below summarizes the tabulation by the WFFP Secretariat of the overall status of fund utilization (inclusive of fees and other charges) against total resources available for allocation (inclusive of interest earnings and other incomes). This tabulation includes all approved allocations, including those not yet approved by ADB management and therefore not yet reflected in the Status of Grant. This is to account for all allocations already approved at the Facility level.

Table 8: Summary of Resource Utilization as Tabulated by the WFPF Secretariat (in $ Million)

Resources Available for Allocation Utilization Balance Available Item Commitment Interests Total Service and Other Projects Fees and Total for Future Incomes Charges Allocation Multidonor 52.049 0.667 52.716 49.261 2.164 51.425 1.291 Trust Fund Australia 24.209 Austria 8.468 Norway 4.669 a Spain 9.500 Switzerland 5.203 Netherlands 34.753 0 .190 34.943 29.286 1.311 30.597 4.346 Trust Fund Sanitation 15.000 0 .006 15.006 5.041 0.233 5.274 9.732 Trust Fund Total 101.802 0.863 102.665 83.588 3.708 87.296 15.369 a Net of the $0.5 million earmarked from the 2nd contribution for a water expert

28. The Status of Grant from Controllers Department only includes projects and TAs already approved by ADB management, including those approved but not yet effective, thus showing a higher uncommitted balance than the Secretariat tabulation. See detailed status in Table 9 below.

Table 9: Summary of Resource Utilization Based on Status of Grant (in $ Million)

Resources Available for Allocation Utilization Balance Available Item Commitment Interests Total Service and Other Projects Fees and Total for Future Incomes Charges Allocation Multidonor 52.049 0.667 52.716 48.236 2.093 50.329 2.387 Trust Fund Australia 24.209 Austria 8.468 Norway 4.669 Spain 9.500a Switzerland 5.203 Netherlands 34.753 0.190 34.943 28.636 1.290 2 9.926 5.017 Trust Fund Sanitation 15.00 0. 006 15.006 2.881 0 .205 3.086 11.920 Trust Fund Total 101.802 0.863 102.665 79.753 3.588 83.341 19.324 a Net of the $0.5 million earmarked from the 2nd contribution for a water expert

29. Allocations, Commitment, an d Disbursements. Out of the $87.296 million total allocations to date, $83.341 (95%) is already committed (approved by ADB management for implementation). Disbursement as of 30 June 2014 stood at $46.397 million (including disbursements for service fees, audit fees, and other charges). See Table 10 below. This represents a 56% disbursement rate against total committed amount or 53% if computed against approved allocations.

Table 10: Status of Allocation, Commitment, and Disbursement (in $ Million)

Resources c Financing Partners Available for Allocatedb Committedc Disbursed Allocationa Multi-Donor Trust Fund 52.716 51.425 50.329 32.642 Netherlands Trust Fund 34.943 30.597 29.926 13.664 Sanitation Trust Fund 15.006 5.274 3.086 0.091 Total 102.665 87.296 83.341 46.397 a Inclusive of interests and other incomes b Projects approved by Steering Committee for WFPF allocation, inclusive of allocation for service fees c Projects approved by Steering Committee for WFPF allocation and by ADB management for implementation, including those approved but not yet effective. d Inclusive of service fees, audit fees, and other financial expense-bank charges

30. The detailed information on commitment and disbursements is presented in the unaudited copies of Status of Grants provided as Appendix 3.

31. Resource Allocation Ratio. In terms of the targeted allocation ratio of about 70%-30% between project support and program quality, the January to June 2014 project allocations registered a 78% and 22% ratio, while 69% and 31% is the overall ratio based on cumulative project allocations to date as detailed in Table 11 below.

Table 11: Summary of Use of Funds Based on Target Allocation Ratio (in $ million)

Allocations and Actual Ratio Cumulative Target Jan-June Use of Funds Actual Allocations Actual Ratio 2014 Ratio as Ratio Allocations of June 2014 Project Support 70% $1.885 78% $58.034 69% Program Quality 30% $0.540 22% $25.554 31% Total 100% $2.425 100% $83.588 100%

32. Distribution of Resources by Sector. More than 50% of the approved allocations during the reporting period went to urban water, followed by rural water at 29%. Figure 2 below presents the distribution during the reporting period and the cumulative distribution to date.

Figure 2: Sectoral Distribution of Approved Allocations

29% (0.70M) Rural Water 7% (6.15M)

59% (1.42M) Urban Water 40% (33.67M)

0% Basin Water 23% (18.92M)

12% (0.30M) Multisector 30% (24.85M)

January‐June 2014 Allocation Cumulative Allocation to Date

33. Distribution of R esources b y R egion. South Asia registered the highest share from the January to June allocations, at 44%, while allocation for inter-regional activities now has the largest share from cumulative allocations to date, at 28%. Figure 3 below shows the details.

Figure 3: Regional Distribution of Approved Allocations

8% (0.20M) Central and West Asia 9% (7.60M)

21% (0.50M) East Asia 13% (10.54M)

0% Pacific 3% (2.54M)

44% (1.06M) South Asia 19% (15.78M)

24% (0.57M) Southeast Asia 22% (18.56M)

3% (0.09M) Inter‐Regional 34% (28.57M)

January‐June 2014 Allocation Cumulative Allocation to Date

34. Use of Funds by Modality. TA still accounts for the highest share, both in terms of allocation during the reporting period and cumulative allocation to date. Figure 4 below presents the details.

Figure 4: Use of Funds by Modality

71% (1.71M) Technical Assistance 73% (61.98M)

0% TA Attached to Loan 7% (5.68M)

0% Grant Component of Investment 9% (7.12M)

29% (0.71M) Direct Charges 11% (8.81M)

January‐June 2014 Allocation Cumulative Allocation to Date

V. PLANNED ACTIVITIES FOR 1 JULY TO 31 DECEMBER 2014

35. Eye on Asia at Stockh olm World Water Week. ADB will again be actively taking part as lead session convenor of the Eye on Asia Day at the Stockholm World Water Week. The day-long event will take place on 3 September 2014. As in previous years, this event provides a platform to call the world’s attention to the challenges facing the water sector in the Asia-Pacific region and allows ADB to showcase some of its projects, including those supported by WFPF.

36. Preparations for the 7th World Water Forum. ADB is gearing up for its participation in the 7th World Water Forum in April 2014 in Korea. Apart from taking part in four thematic sessions (water financing, water for food, sanitation for all, and water and green growth), ADB will also be expected to take part in presenting the progress of work on the Asian Development Outlook 2016 which focuses on refining the indicators for water security.

37. Processing of 2nd Sem ester Applications. There are three more submission deadlines (31 July, 30 September, and 30 November) within the second semester. As of this writing, a lone application for 31 July submission deadline is being processed. As indicated in para 5 above, the Water Committee will continue to be selective in approving applications in view of the limited resources left. The focus will be on the outcome to be achieved from the allocations to be made during the second half of 2014.

38. Project Pipeline Management. Close coordination with operations departments will be sustained not only to facilitate management of WFPF pipeline but also to manage demand and expectations given the limited resources left.

39. Spring Cleaning Exercise and P rompt F inancial C losing of Completed A ctivities. The provision in the WFPF implementation guidelines on spring cleaning will continue to be strictly enforced to make sure that no approved allocation remains dormant for more than six months unless amply justified.

40. In close coordination with Controllers and user departments, prompt financial closing of completed projects/activities will also continue to form part of the Secretariat’s proactive measures to improve the Facility’s disbursement performance.

41. Resource Mobilization and Coordination with Financing Partners. As indicated in para 18 above, continuing resource mobilization forms part of the Facility’s main activities this year and beyond. This is very crucial considering the very low level of available resources left. Building on the initial roadshow presentations in April this year, the Water Committee and Facility Secretariat will continue to proactively reach out to prospective new partners. Possibilities for additional contributions from existing partners will continue to be explored.

17 Appendix 1

Revised March 2014 (As approved by financing partners at the 2104 ACM)

WATER FINANCING PARTNERSHIP FACILITY

REVISED DESIGN AND MONITORING FRAMEWORK (DMF)

WFPF Performance Data Assumptions and Risks Design Summary Targets/Indicators Sources/Reporting Mechanisms Impact Assumptions Water Financing Program 765 million people are Water Financing  Governments are targeted outcomes achieved benefitted by ADB’s water Program reports, committed to prioritizing and sanitation project documents, water investments investments: project completion  Strong buy-in from reports governments on the  500 million people priority thrusts promoted provided access to under the Water improved water supply Operational Plan 2011- and sanitation 2020  95 million people with Risk more efficient and  Appropriate investments productive irrigation are not prioritized by and drainage services governments  170 million people with reduced risk of flooding  IWRM introduced in 30 river basins

 At least 115 million people targeted to benefit from ADB’s water projects are attributable to WFPF resources Outcome No less than 75% of PPTA reports, project/ Assumption Enhanced engagement in PPTAs, TAs attached to loan documents, ADB  Expected contributions strategic water and loans, and grant lending reports, WFPF from financing partners sanitation sector component of loans reports, WFPF are received investments financed by WFPF application documents Risk translate to approved  WFPF resources are not investment projects replenished on time  Further reduction in ADB’s No less than 75% of TAs TA Papers own TA resources financed by WFPF that support reforms and capacity development is approved Appendix 1 18

WFPF Performance Data Assumptions and Risks Design Summary Targets/Indicators Sources/Reporting Mechanisms Output Assumptions  ADB investment products Component 1 About 70% of WFPF are attractive to DMCs Increased levels of water resources spent on and sanitation investment project development  Replenishment of (infrastructure) support OCR/ADF to support increased water 1  Fundable investment At least 45 PPTAs are Published ADB data investment projects supported by WFPF on past and future public and private  Internal resources sector investments and allocated to deliver technical assistance, increased water program loan/project documents  WFPF contributions are received based on the 2  Loans supported with At least 20 loans are Published ADB data committed date of grants provided WFPF grant on past and future contributions support through either public and private works, goods, or services sector investments and Risks technical assistance  Low DMC demand for

3 increased investment in  Project development At least 100 applications WFPF reports, direct the sector support for direct charges add charge outcome value to project monitoring reports, development through project documents, TA improved quality of design papers and implementation, better communication with stakeholders, etc.

At least 20% of WFPF WFPF reports on resources are allocated to approved applications sanitation-related projects and activities

WFPF-supported projects WFPF reports on and activities demonstrate approved applications

 Climate change

1 The original target for PPTA was 30 and actual achieved to date is 16. The revised target is being set at 45. This means that the balance of 29 PPTAs are to be achieved during the period 2011-2020.

2 The original target for grant component of investment and TA attached to loans was 15 and actual achieved to date is 13. The revised target is set at 20. The reason for a modest increase in target is because of the Water Committee decision to allow the use of grant component of loan sparingly because this is what has slowed down the Facility’s disbursement.

3 The original target for direct charges and other TAs supporting project development was 30 and actual achieved to date is 27. The revised target is being set at 100. The reason for setting higher target is because the direct charge modality has shown to be more responsive to emerging needs of user departments and is in line with Water Committee-adopted principle of support projects and activities that cost less but have bigger impacts.

19 Appendix 1

WFPF Performance Data Assumptions and Risks Design Summary Targets/Indicators Sources/Reporting Mechanisms adaptation, including flood and drought mitigation and other water-related disaster management measures (at least 30 projects)

 Increased focus on sustainable sanitation (including non-sewered sanitation and septage management) and wastewater management, including river clean-up (at least 30 projects)

 Environmental protection and preservation (at least 30 projects)

 Greater involvement of civil society (at least 15 projects)

 Efficient water use in

urban water supply, or

agriculture, or industry

(at least 30 projects)

 Mainstreaming and

embedding of IWRM (at

least 30 projects)

 Enhanced participation of private sector (at least 30 projects)

 Adoption of corporate principles and business practices in the operation of water utilities, irrigation service provision and river basin management (at least 30 projects)

 No less than 80% of WFPF-supported

Appendix 1 20

WFPF Performance Data Assumptions and Risks Design Summary Targets/Indicators Sources/Reporting Mechanisms investment projects are gender-sensitive

Such increase in investment level is supported by the added value provided by WFPF in Assumption terms of: That ADB existing processes are not applied in each case Faster decision making by but are able to be modified to means of: enable these features to  WFPF governance and speed up processing approval processes, Applications for TAs and WFPF reports on including use of GCIs are approved within approved applications templates and tools 5 week upon receipt of bi- monthly applications that meet qualification criteria

 Use of direct charge Applications for direct WFPF financing modality support for charges are approved proposals screening short-term and stand within one week upon analyses alone activities with receipt of applications that specific outputs and meet qualification criteria outcomes is made possible without need for RETA

Greater assurance of outcomes by increasing country commitment

 Investment Dialogues Dialogues conducted in BTOR on dialogues  Use of knowledge each of six priority products countries that produce ADB water database  Country water updated water priorities assessments based on updated country water assessments

Greater reach to underserved by Post evaluation study  More PPTAs At least 115 million of PPTAs and  More knowledge population of WFP targeted outcomes directly subsequent loan products traceable to WFPF funding project design  More partners

Boosts innovation and business unusual Post evaluation of  PDA financing Post evaluation confirms new ideas, methods, approved technical  Knowledge products assistance projects  Knowledge events technology and approaches taken up and  Take up of new products applied from WFPF financed initiatives

21 Appendix 1

WFPF Performance Data Assumptions and Risks Design Summary Targets/Indicators Sources/Reporting Mechanisms

Component 2 About 15% of WFPF Policy and institutional resources allocated to reforms accelerated this component

 Nonlending assistance At least 30 TAs (ADTAs, TA documents, reports addressing reforms in piggy-backed TAs, SSTAs, on sector work dealing the areas of: RETAs) or direct charge with policies and  policy, applications are designed legislation  legislation to advance reform  regulation measures in each of the  institutional areas of policy, legislation, arrangements regulation or institutional arrangements

Component 3 About 15% of WFPF Institutional capacity resources allocated to strengthened and this component knowledge base expanded 80% of approved projects PDA Project  Pilot and demonstration completed within schedule Completion Reports projects and replication /upscaling occurring for at least 40%

 Water sector organizations capacity improvement

 Water Utilities Improvement in utilities Reports and performance using as benchmarking basis the adopted utility activities, WOPs performance indicators, reports on twinning including performance in partnerships sanitation service provision and O&M

 River Basin Implementation of Benchmarking reports, Organizations benchmarking and peer Reports by NARBO (RBOs) review process in RBOs in (Network of Asian Asia-Pacific Region River Basin Organizations)

 Irrigation Water Program for benchmarking Benchmarking reports, Users Association irrigation service providers project reports (WUA) developed and implemented

 Sector Apex Bodies Program of support to the Benchmarking reports regional cooperation among apex bodies, including implementation

Appendix 1 22

WFPF Performance Data Assumptions and Risks Design Summary Targets/Indicators Sources/Reporting Mechanisms of benchmarking and peer process

 Water sector Capacity building of sector Water Committee and agencies agencies supported either WFPF reports as part of loans and TAs or as stand-alone activities

 Knowledge products Knowledge products Water Committee developed on schedule reports and achieve targeted distribution levels

 Knowledge hubs At least 15 regional Water Committee knowledge hubs reports operational by end 2020

 Knowledge sharing At least 2 annual major Events-related reports, events water events organized or back-to-office reports participated in by ADB, i.e. (BTORs) ADB Water Week, ADB- DMC Sanitation Dialogue, Asia Irrigation Forum, Stockholm World Water Week, Singapore International Water Week, World Water Forum

 Regional cooperation / Scheduled outputs Agreements, joint partnerships completed on time as projects, web indicated in relevant references agreements

Activities Inputs: Investment ADB TA grant resources  Sustain ADB’s investments at $2.0-$2.5 billion annually ADB Lending  Mobilize private finance ADB staff resources Reforms Water Financing Partnership  Intensify support for national water sector reforms Facility $102 million  Support development of regulatory frameworks  Project Support Window  Extend support for IWRM into the targeted 25 basins (About 70%) Capacity Development  Program Quality Window  Develop new and innovative approaches, methodologies (About 30%)  Strengthen institutional capacity  Enhance the knowledge base and knowledge products Government resources  Strengthen regional partnerships Private sector resources NGO resources

23 Appendix 2

Water Financing Partnership Facility

January–June 2014 Approved Allocations

No. Country Project Name Source of Fund Amount

Central and West Asia Region 1 Tajikistan PPTA: Water Resources Management in Pyanj River Multidonor Trust Fund 200,000 Basin Sub-Total Central and West Asia 200,000

East Asia Region 2 PRC PPTA: Hunan Dongjiang Lake Environmental Protection Multidonor Trust Fund 200,000 and Integrated Utilization Project 3 PRC PATA: Country Water Assessment Multidonor Trust Fund 300,000

Sub-Total East Asia 500,000 South Asia Region 4 Bangladesh Support to Preparation of Additional Financing for the Netherlands Trust 225,000 Southwest Area Integrated Water Resources Planning Fund and Managment Project 5 Bangladesh PPTA: Third Urban Governance and Infrastructure Sanitation Financing 560,000 Improvement Sector Project Partnership Trust Fund 6 India Project Implementation Support: Establishment and Multidonor Trust Fund 200,000 Operationalization of Kolkata's Municipal Council Financial Management Unit 7 India Assisting PSOD in Conducting Technical, Market, and Multidonor Trust Fund 80,000 Valuation Due Diligence for the Proposed Equity Investment in Driptech for Affordable Drip Irrigation Sub-Total South Asia 1,065,000

Southeast Asia Region 8 Indonesia S-CDTA: Connecting Urban Poor to Private Water Netherlands Trust 150,000 Supply Systems (Connecting Urban Poor in Jakarta) Fund 9 Philippines Improving the Social Dimension of Flood Risk Multidonor Trust Fund 120,000 Management 10 Viet Nam PPTA: Secondary Cities Development Project II (Green Netherlands Trust 300,000 Cities) Fund Sub-Total Southeast Asia 570,000 Inter-Regional 11 Various 3rd Asian Sanitation Dialogue Sanitation Financing 89,700 Countries Partnership Trust Fund Sub-Total Inter-Regional 89,700 Total Allocations January-June 2014 2,424,700

Statement 1 ASIAN DEVELOPMENT BANK ADMINISTRATOR FOR WATER FINANCING PARTNERSHIP FACILITY TRUST FUND

STATUS OF GRANT 30 June 2014 (Amounts in US dollar)

TOTAL CONTRIBUTION COMMITTED 52,683,515.74 Gain (Loss) arising from change in value of currency (634,568.02)

Amount received: Government of Australia (AUD25,000,000) 24,209,500.00 Government of Austria (USD5,000,000) 5,000,000.00 Government of Austria (EUR2,600,000) 3,467,709.28 Government of Norway (NOK30,000,000) 4,669,104.35 Government of Spain (USD9,500,000) 9,500,000.00 Government of Switzerland (CHF4,800,000) 5,202,634.09 NET CONTRIBUTION RECEIVED 52,048,947.72

Interest income 67,759.55 Income from investments 588,349.88 Gain on foreign exchange transactions 11,065.93 667,175.36

TOTAL AMOUNT AVAILABLE 52,716,123.08 Amounts utilized for: Project Expenditures (Statement 2) Grant Component of Investment (GCI) (2,642,524.73) Technical Assistance Linked to Loan (TALL) (3,098,871.99) Technical Assistance (TA) (20,431,331.75) Direct Charges (5,145,422.10) ADB Administration Cost (1,229,360.67) b/ Audit Fees (83,773.00) Financial expense - bank charges (10,371.52) (32,641,655.76) UNUTILIZED BALANCE 20,074,467.32 a/

Outstanding commitments-GCI, TALL & TA (14,790,471.86) Reserve for ADB administration cost (738,746.19) b/ Undisbursed Direct Charges (1,517,707.65) (17,046,925.70) UNCOMMITTED BALANCE 3,027,541.62 Projects approved but not yet effective: Grant 0387-KIR: South Tarawa Sanitation Improvement Sector (GCI) (610,000.00) Reserve for ADB administration cost (30,500.00) b/ (640,500.00) UNCOMMITTED BALANCE AVAILABLE FOR NEW COMMITMENTS 2,387,041.62

a/ Represented by: Cash in bank 3,273,363.98 Investment 16,687,799.46 Accrued interest 189.17 Advances 227,617.07 Interfund receivable 123,664.28 Interfund payable (236,912.13) Accounts payable - Internal (1,254.51) 20,074,467.32 b/ Represents 5% and 2% of TA and Grant project expenditures/outstanding commitments/approved not yet effective. For Grants under Contributions committed starting 6 November 2009, admin cost will be 5% for grants up to $5 million, or 2% with a minimum of $250,000 (whichever is greater) for grants above $5 million. ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

Project/Direct Charge Expenditures 2/ Expected Completed TAs ` TA/Grant/ TA/Grant Cumulative Cumulative Outstanding TA/Grant Unutilized Financial TA/Grant Title Application Date of Direct Charge Amount up to Transactions up to Commitments Completion Commitment Completion Approved Application No./Type 4/ Approval Amount 1/ Received 31/12/13 01/01-30/06/14 30/06/2014 Date (Savings) Date (A) (B) (C) (D) (E) = (C) + (D) (F) = (A) - (E) (G) (H) = (A) - (E) (I) APPROVED and EFFECTIVE PROJECTS Grant Component of Investment (GCI):

China, People's Republic of Liaoning Small Cities and Towns Development Demonstration Sector Project 0159 18-Sep-09 250,000.00 44,785.00 179,139.98 223,924.98 - 26,075.02 23-Apr-14 Hebei Snall Cities and Towns Development Demonstration Project 0171 6-Nov-09 250,000.00 250,000.00 - 250,000.00 - 0.00 10-Oct-13 Climate Change Adaptation through Groundwater Management 0188 16-Dec-09 500,000.00 442,527.77 57,452.27 499,980.04 - 19.96 10-Mar-14 Shanxi Small Cities and Towns Development Demonstration Sector Project 0190 18-Dec-09 250,000.00 119,218.55 75,314.67 194,533.22 - 55,466.78 02-May-14

Vietnam Thanh Hoa City Comprehensive Socioeconomic Development Project 0147 5-Mar-09 1,200,000.00 - - - - 1,200,000.00 06-Sep-12

Uzbekistan Surkhandarya Water Supply and Sanitation Project 0131 3-Nov-08 1,500,000.00 1,342,560.49 131,526.00 1,474,086.49 25,913.51 30-Sep-14

Sub Total 3,950,000.00 - 2,199,091.81 443,432.92 2,642,524.73 25,913.51 1,281,561.76

Technical Assistance Linked to Loan (TALL):

China, People's Republic of Enabling the Protection of Jiaozhou Bay Water Quality and Wetland Ecosystem 7219/AO 17-Dec-08 400,000.00 400,000.00 - 400,000.00 - 0.00 21-Dec-12 Effective Reservoir Utilization for Integrated Water Resources Management 7658/PA 19-Nov-10 200,000.00 198,599.75 - 198,599.75 - 1,400.25 18-Jun-13 Strengthening Participatory Irrigation Management and Project Management Capacity in Qinghai Province 7731/CD 16-Dec-10 200,000.00 198,098.22 1,895.96 199,994.18 5.82 28-Feb-14 Management and Protection of Wetlands in Weinan City in Shaanxi Province 8293/CD 17-Dec-12 350,000.00 - 25,901.36 25,901.36 324,098.64 31-Dec-14 Wastewater Treatment and Reuse Program 8457/CD 20-Sep-13 250,000.00 - 65,658.00 65,658.00 184,342.00 08-Jun-16 Strengthening Urban Flood Management in Huainan Municipality 8491/PA 25-Oct-13 500,000.00 - - - 500,000.00 07-Aug-15

India Institutional Development of Integrated Water Resources Management in ORISSA 7131/AO 18-Sep-08 250,000.00 222,449.00 - 222,449.00 - 27,551.00 26-Mar-11

Indonesia Institutional Strengthening for Integrated Water Resources Management in 6 CIS River Basin Territory 7189/AO 04-Dec-08 2,000,000.00 1,986,269.70 - 1,986,269.70 13,730.30 30-Sep-14 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

Nepal Institutional and Legal Support for Improved Water Management Systems in Nepal and Formation of the Bagmati River Basin Organization 8500/PA 31-Oct-13 500,000.00 - - - 500,000.00 31-Oct-16

Sub Total 4,650,000.00 - 3,005,416.67 93,455.32 3,098,871.99 1,522,176.76 28,951.25

Technical Assistance (TA):

Bangladesh Second Chittagong Hill Tracts Rural Development Project (CHTRDP II) 7432/PP 7-Dec-09 265,000.00 228,624.69 - 228,624.69 - 36,375.31 31-Dec-11 Irrigation Management Improvement Investment Program 8154/PP 6-Sep-12 275,000.00 96,970.35 22,924.81 119,895.16 155,104.84 31-Dec-14 Preparing the Khilket Water Treatment Plant Project 8053/PP 21-Feb-12 500,000.00 - 238,663.10 238,663.10 261,336.90 31-Mar-15 Third Urban Governance and Infrastructure Improvement Sector 8339/PP 15-Mar-13 450,000.00 437,554.38 12,445.62 450,000.00 - 31-Oct-15

Bhutan Adapting to Climate Change through Integrated Water Resources Management 8623/CD 28-Feb-14 250,000.00 - - 250,000.00 31-Dec-15

China, People's Republic of Urban Wastewater Reuse and Sludge Utilization Policy Study 7083/AO 26-May-08 300,000.00 300,000.00 - 300,000.00 - - 21-Dec-11 River Basin Water Resources Allocation and Management Policy 7127/AO 2-Sep-08 250,000.00 250,000.00 - 250,000.00 - - 31-Mar-11 Preparing National Guidelines for Eco-Compensation in River Basins and a Framework for Soil Pollution Management 7217/AO 8-Dec-08 400,000.00 400,000.00 - 400,000.00 - - 17-Sep-13 Strategy for Drought Management 7261/PA 26-Mar-09 230,000.00 230,000.00 - 230,000.00 - 12-Dec-11 Jilin Urban Services Improvement Project 8172/PP 13-Sep-12 150,000.00 144,124.53 5,875.47 150,000.00 - 31-Mar-14 Pilot Implementation of the Drought Management Strategy 8185/CD 08-Oct-12 200,000.00 189,525.00 10,475.00 200,000.00 - 31-Aug-14 Jiangxi Zhelin Lake Water Resources Integrated Utilization 8201/PP 29-Oct-12 290,000.00 - 158,000.00 158,000.00 132,000.00 31-Dec-14 Biodiversity Strategy and Action Plan for Yunnan Province 8269/PA 10-Dec-12 200,000.00 56,543.32 60,127.04 116,670.36 83,329.64 31-Dec-14 Xinjiang Akesu Integrated Urban Development and Environment Improvement Project 8303/PP 18-Dec-12 250,000.00 284.81 116,083.17 116,367.98 133,632.02 31-Jan-15 Gansu Baiyin Urban Development II (Supplementary) 8381/PP 17-Jun-13 120,000.00 - - - 120,000.00 31-Dec-14 Gansu Featured Agriculture and Financial Services System Development Project 8417/PP 05-Aug-13 180,000.00 - 24,089.81 24,089.81 155,910.19 31-Dec-14 Eco-Compensation Mechanism and Policy Framework Study for the Xiangjiang River 8421/PA 05-Aug-13 225,000.00 - 170,870.00 170,870.00 54,130.00 31-Mar-15 Shandong Groundwater Allocation and Protection 8423/PP 09-Aug-13 250,000.00 - - - 250,000.00 31-Mar-15 Hubei Enshi Qing River Upstream Environment Rehablitation 8424/PP 09-Aug-13 200,000.00 - 199,086.10 199,086.10 913.90 31-Dec-14 Policy and Management System Development for Rural Environmental Protection 8445/PA 11-Sep-13 100,000.00 54,851.00 45,149.00 100,000.00 - 31-Mar-15 Jiangxi Pingxiang Integrated Rural-Urban Infrastructure Development 8451/PP 18-Sep-13 240,000.00 - 53,761.39 53,761.39 186,238.61 31-Mar-15 Restoration of Wetlands in Dalai Lake Nature Reserve of Inner Mongolia 8479/CD 08-Oct-13 500,000.00 - - - 500,000.00 30-Jun-15 Strengthening Capacity for Wetland Protection for Sanjiang Plain 8541/CD 5-Dec-13 300,000.00 - - - 300,000.00 31-Aug-15 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

Establishing a Regional Knowledge Hub on Green Growth and Eco-Compensation 8554/CD 12-Dec-13 300,000.00 - 6,095.55 6,095.55 293,904.45 30-Jun-15 Hunan Dongjiang Lake Environmental Protection and Integrated Utilization 8638/PP 4-Apr-14 200,000.00 - - - 200,000.00 31-Dec-15

Fiji Urban Development Planning and Institutional Capacity Building 8526/CD 04-Dec-13 350,000.00 - 156,980.00 156,980.00 193,020.00 30-Sep-15

India Water Users Association Empowerment for Improved Irrigation Management in Chhattisgarh 4573/AO 29-Mar-05 550,000.00 549,280.71 - 549,280.71 - 719.29 01-Apr-14 Preparing the Integrated Flood and River Erosion Management - Arunachal Pradesh7132/PP 11-Sep-08 750,000.00 687,012.96 - 687,012.96 - 62,987.04 29-Mar-11 Preparing the Integrated Flood and Riverbank Erosion Risk Management Project (Phase 2) - Assam 7136/PP 26-Sep-08 750,000.00 750,000.00 - 750,000.00 - - 30-Mar-12 Project Management Capacity Building for Water Resources Sector Executing Agencies 7713/CD 16-Dec-10 200,000.00 98,861.88 - 98,861.88 - 101,138.12 15-Oct-13 Operational Research to Support Mainstreaming of Integrated Flood Management under Climate Change 8089/PA 1-Jun-12 200,000.00 - - - 200,000.00 31-Jul-15 Climate Adaptation thru Sub-Basin Development Investment Program 8166/PP 20-Sep-12 461,000.00 116,198.31 321,309.66 437,507.97 23,492.03 31-Dec-14 Delhi Water Supply Improvement Investment Program 8415/PP 29-Jul-13 500,000.00 92,179.99 112,927.75 205,107.74 294,892.26 31-Mar-15

Indonesia Metropolitan Sanitation Management and Health Project 4763/PP 16-Jan-06 500,000.00 467,085.66 - 467,085.66 - 32,914.34 21-Oct-10 Flood Management in Selected River Basins (Phase II) 7364/PP 12-Oct-09 500,000.00 - 56,770.93 56,770.93 443,229.07 31-Dec-14

Kyrgyz Issyk-Kul Sustainable Development Project 7228/PP 20-Jan-09 700,000.00 604,938.45 - 604,938.45 - 95,061.55 31-Mar-10

Marshall Islands Ebeye Water Supply and Sanitation Project 8306/PP 20-Dec-12 500,000.00 39,340.50 169,830.70 209,171.20 290,828.80 15-Sep-14

Mongolia Ulaanbaatar Urban Services and Ger Areas Development Investment Program 7970/PP 13-Dec-11 200,000.00 200,000.00 - 200,000.00 - 30-Apr-14

Myanmar Mandalay City Urban Services Improvement 8472/PP 03-Oct-13 500,000.00 - 500,000.00 500,000.00 - 30-Jun-15

Nepal Building Climate Resilience of Watersheds in Mountain Eco-Regions 7883/PP 10-Oct-11 500,000.00 283,069.29 14,012.71 297,082.00 202,918.00 30-Nov-14 Bagmati River Basin Improvement Project 8050/PP 24-Jan-12 470,000.00 5,404.46 - 5,404.46 464,595.54 30-Sep-14 Third Small Towns Water Supply and Sanitation Sector Project 8346/PP 05-Apr-13 300,000.00 - 56.50 56.50 299,943.50 31-Dec-14 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

Philippines Preparing the Water District Development Sector Project 7122/PP 10-Sep-08 1,270,000.00 1,251,950.71 - 1,251,950.71 - 18,049.29 26-Nov-13 NSP: Pasig River Catchment Sewerage Project 7367/PP 26-Oct-09 300,000.00 300,000.00 - 300,000.00 - - 30-Apr-11 Solid Waste Management Sector 8115/PP 16-Jul-12 220,000.00 - - - 220,000.00 31-Mar-15 Design of a Pilot Project to Improve Environmental Conditions of Estero de Paco 8135/CD 08-Aug-12 220,000.00 - 53,732.36 53,732.36 166,267.64 31-Jul-14

Pakistan Punjab Cities Improvement Investment Program 7321/PP 29-Jul-09 400,000.00 399,999.99 - 399,999.99 - 0.01 27-Nov-12

Sri Lanka Supporting Capacity Development for Wastewater Management 7320/CD 28-Jul-09 150,000.00 136,075.44 - 136,075.44 - 13,924.56 04-Oct-11 Capacity Development for Non-Revenue Water Reduction 8206/CD 05-Nov-12 200,000.00 77,296.51 88,694.53 165,991.04 34,008.96 01-Dec-14 Trincomalee Integrated Urban Development 8453/PP 30-Sep-13 500,000.00 28.65 114,743.87 114,772.52 385,227.48 31-Dec-14

Tajikistan Water Resources Management in Pyanj River Basin 8647/PP 12-May-14 200,000.00 - - - 200,000.00 31-May-15

Timor-Leste Second District Capitals Water Supply Project 8064/PP 26-Mar-12 200,000.00 - 183,552.00 183,552.00 16,448.00 31-May-15

Uzbekistan Water Supply and Sanitation Services 7240/PP 20-Feb-09 850,000.00 808,227.69 - 808,227.69 - 41,772.31 31-Jan-11

Viet Nam Developing Benefit Sharing Mechanisms for People Adversely Affected by Power Generation Project 4689/AO 14-Nov-05 240,000.00 212,351.51 - 212,351.51 - 27,648.49 31-Jan-11 Ho Chi Minh City Water Supply Project 7091/PP 24-Jun-08 300,000.00 299,323.67 - 299,323.67 - 676.33 31-May-13 Preparing the Da Nang Water Supply Project 7144/PP 01-Oct-08 1,500,000.00 1,499,476.17 - 1,499,476.17 - 523.83 28-Jun-13 Water Resources Development in Mid-and North East Red River Delta 7926/PP 24-Nov-11 450,000.00 - 113,240.00 113,240.00 336,760.00 31-Dec-13

Regional Improved Management of Water Resources in Central Asia 6486/REG 12-Sep-08 998,000.00 804,281.61 61,955.71 866,237.32 - 131,762.68 31-May-14 Knowledge and Innovation Support for ADB's Water Financing Program 6498/REG 03-Nov-08 7,900,000.00 3,886,046.73 237,182.49 4,123,229.22 3,776,770.78 31-Dec-20 Enabling Climate Change Responses in Asia and the Pacific - Supporting Investments in Water and Climate Change (Subproject 1) 7581/CD 18-Aug-10 1,000,000.00 414,522.40 34,289.26 448,811.66 551,188.34 30-Jan-15 Harnessing Climate Change Mitigation Initiatives to Benefit Women 7914/CD 15-Nov-11 300,000.00 - 485.00 485.00 299,515.00 31-Dec-15 Preparing a Water Supply & Sanitation Handbook for Southeast Asia 7941/RD 22-Nov-11 225,000.00 163,600.19 32,166.30 195,766.49 - 29,233.51 30-Jun-14 Innovations for More Food with Less Water 7967/RD 08-Dec-11 300,000.00 - - - 300,000.00 30-Nov-14 Developing Water Resources Sector Strategies in Central and West Asia 8015/PA 22-Dec-11 500,000.00 461,327.77 - 461,327.77 38,672.23 31-Dec-14 Implementing the Greater Mekong Subregion Core Agriculture Support Program (Phase 2) (Supplementary) 8163/PA 14-Sep-12 1,000,000.00 - - - 1,000,000.00 14-Sep-17 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

Green Cities: A Sustainable Urban Future in Southeast Asia 8314/CD 19-Dec-12 150,000.00 - 10,575.63 10,575.63 139,424.37 31-Jul-15 Sustainable Hydropower in Asia Publication 8382/CD 28-May-13 112,500.00 19,728.96 29,092.00 48,820.96 63,679.04 31-Aug-14 Women-Led Sanitation: Driving Change through ADB–CSO Partnerships 8601/RD 20-Dec-13 225,000.00 - - - 225,000.00 31-Dec-14

Sub Total 34,266,500.00 - 17,016,088.29 3,415,243.46 20,431,331.75 13,242,381.59 592,786.66

Direct Charge (DC):

Long-term Capacity Development Support to the Ministry of Rural Development of Cambodia in the Rural Water Supply and Sanitation Sector WFMFDC 00001 28-Jan-08 140,000.00 105,035.90 - 105,035.90 - 34,964.10 16-Jun-10

Capacity and Performance Diagnosis of Water Supply and Sanitation Enterprises WFMFDC 00002 01-Feb-08 55,000.00 47,009.36 - 47,009.36 - 7,990.64 07-Apr-09

Institutional Study for Integrating Flood Risk Management into Disaster Risk Management in Assam WFMFDC 00006 05-Mar-08 50,000.00 47,992.41 - 47,992.41 - 2,007.59 30-Jun-09

Initial Assessment of the Metro Cebu Kotkot Dam Project WFMFDC 00008 13-May-08 62,500.00 58,350.21 - 58,350.21 - 4,149.79 15-Sep-09

Singapore International Water Week WFMFDC 00009 16-May-08 215,000.00 38,577.73 - 38,577.73 - 176,422.27 26-Mar-09

Workshop on Lakes and Wetlands Restoration and Sustainable Alternative Livelihood WFMFDC 00010 27-May-08 20,000.00 20,000.00 - 20,000.00 - 0.00 9-Aug-09

Pacific Water Conference 2008 WFMFDC 00011 09-Jun-08 43,912.45 43,912.45 - 43,912.45 - 0.00 27-Apr-09

Increasing Public Awareness and Support for Improved Urban Services: Campaign to Support Sindh Cities Improvement Investment Program WFMFDC 00012 03-Jul-08 27,300.00 25,126.26 - 25,126.26 - 2,173.74 02-Oct-09

Developing Design-Build-Performance Based Arrangement for Water Supply Improvements (Water Expert Services Pool: Engagement of Contract and Procurement Expert WFMFDC 00013 02-Jul-08 25,000.00 17,740.36 - 17,740.36 - 7,259.64 18-Jun-09

Sharing Best Practices in Water Supply and Wastewater Management WFMFDC 00014 25-Jun-08 44,270.00 27,506.89 - 27,506.89 - 16,763.11 05-May-09

Capacity Building Support to Kathmandu Water Supply Utility WFMFDC 00015 25-Jun-08 140,000.00 115,968.10 - 115,968.10 - 24,031.90 29-Jun-10

Support to WFPF Operationalization: Engagement of Facility Account Analyst WFMFDC 00017 24-Jul-08 17,400.00 13,212.89 - 13,212.89 - 4,187.11 31-Aug-09

Providing for Secretariat Support to Established Asia Water Utilities Network under the Water Operator Partnerships (WOPs) Program WFMFDC 00018 06-Aug-08 50,643.88 38,397.89 - 38,397.89 - 12,245.99 23-Feb-12 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

Support to India Orissa Integrated Agriculture and Water Management Investment Program (Water Expert Services Pool: Engagement of Irrigation Management Specialist and Water Users Association Specialists) WFMFDC 00019 05-Aug-08 70,000.00 64,811.25 - 64,811.25 - 5,188.75 04-Jun-09

Support to Northern and Central Water and Central Water Supply and Sanitation Sector Porject (Water Expert Services Pool: Engagement of Water Supply Expert) WFMFDC 00020 12-Aug-08 108,000.00 96,674.20 - 96,674.20 - 11,325.80 23-Jun-10

Developing Knowledge Product on Community-Driven Development in Water Supply and Sanitation: Case Studies of ADB Projects in Indonesia, Nepal, and Sri Lanka WFMFDC 00021 15-Aug-08 55,438.50 43,760.26 - 43,760.26 - 11,678.24 4-Aug-09

Increasing Awareness and Support for Participatory Irrigation Development Through Multimedia: Production of Water Awareness Video on Participatory Approaches in Irrigation Scheme Reconstruc- tion and Rehabilitation - Lessons from Naggroe Aceh Darussalam Indonesia WFMFDC 00022 22-Aug-08 56,000.00 55,986.85 - 55,986.85 - 13.15 09-Jun-09

Capacity Building of Second and Third Tier Cities for Preparing Nonsovereign Urban Infrastructure Projects in PRC WFMFDC 00023 29-Aug-08 150,000.00 84,583.41 - 84,583.41 - 65,416.59 24-May-10

Good Prcatices for Urban Water Management in Asia WFMFDC 00026 15-Sep-08 150,000.00 97,367.24 - 97,367.24 - 52,632.76 12-Mar-10

Water Expert Services Pool: Engagement of Environmental Specialist for Kyrgyz Sanitation WFMFDC 00027 25-Sep-08 57,900.00 47,965.68 - 47,965.68 - 9,934.32 08-Oct-09

Preparation of Larkana Sanitation, Drainage and Wastewater Management Strategic Action Plan and Priority Investment Program WFMFDC 00029 03-Oct-08 92,000.00 84,554.64 - 84,554.64 - 7,445.36 10-Jul-10

Regional Workshop on Developing Partnerships for Water and Climate Change Adaptation, Malaysia, 1-5 December, 2008 WFMFDC 00030 10-Nov-08 94,324.00 66,053.37 - 66,053.37 - 28,270.63 23-Jun-09

Accessing the WFMF Expert Pool Facility: Engagement of Development Communication Expert to Support: ADTA "Nepal: Strengthening Capacity for Managing Climate Change and the Environment WFMFDC 00031 05-Dec-08 100,000.00 98,509.64 - 98,509.64 - 1,490.36 09-Apr-13

Legal Review of Project Documents for PPP in Water Projects in India WFMFDC 00032 05-Dec-08 150,000.00 108,174.52 - 108,174.52 - 41,825.48 01-Jul-11

Preparation of Khairpur Wastewater Management Planning Methodology, Stategic Plan and Priority Investment Program WFMFDC 00033 25-Mar-09 120,000.00 113,433.56 - 113,433.56 - 6,566.44 22-Jun-10

Scoping study for CDTA "Integrated Water Resource Management in Karnataka" WFMFDC 00034 8-Jun-09 64,000.00 60,675.49 - 60,675.49 - 3,324.51 18-Jan-10 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

Preliminary Survey and Assessment for Initiating Interventions on Zhangye Wetlands Protection and Rehabilitation in Hei River Basin WFMFDC 00035 8-Jun-09 150,000.00 115,873.80 - 115,873.80 - 34,126.20 11-Sep-13

Pacific Water Conference and Expo 2009 WFMFDC 00036 8-Jun-09 20,000.00 19,951.63 - 19,951.63 - 48.37 31-Mar-10

Support to Indonesia's Preparation of National-Term Plan 2010-2014 (Water Supply and Sanitation Section Sector) WFMFDC 00037 27-Jul-09 150,000.00 17,983.31 - 17,983.31 - 132,016.69 01-Oct-10

Engagement of International Water Supply and Sanitation Specialist to Support Protfolio Development in Viet Nam WFMFDC 00038 14-Sep-09 150,000.00 131,816.95 - 131,816.95 - 18,183.05 04-Jun-10

Engagement of National Water Supply and Sanitation Specialist to Support Protfolio Development in Viet Nam WFMFDC 00039 14-Sep-09 40,000.00 31,665.32 - 31,665.32 - 8,334.68 31-Oct-10

Development of Flood Management Infrastucture Asset Management Information System WFMFDC 00040 17-Sep-09 50,000.00 41,791.07 - 41,791.07 - 8,208.93 29-Jun-11

Market Sounding with Potentia; Private Investors and Operators and Further Refinement of Enabling Environment for PSP in Water and Sanitation Service Provision in Mongolia's Urban Areas WFMFDC 00041 18-Sep-09 50,000.00 40,150.00 - 40,150.00 - 9,850.00 07-Jul-11

Support to Mekong River Commission on the Formulation of Flood Management and Mitigation Phase 2 (2011-2015) WFMFDC 00042 8-Apr-10 75,000.00 66,252.84 - 66,252.84 - 8,747.16 16-Jul-12

Knowledge Product and Training Program on Integrated Urban Water Management in Nanning, PRC WFMFDC 00043 22-Apr-10 25,000.00 16,526.84 - 16,526.84 - 8,473.16 27-Jul-12

IWRM Scoping Study for Sutlej River Basin Himachal Pradesh: Improving Capacity for Climate Change Adaptation WFMFDC 00044 6-May-10 75,000.00 62,418.87 - 62,418.87 - 12,581.13 12-Jul-11

Pilot Area Land Use Mapping of Chitaggong Hill Tracts: Support to Chitaggong Hill Tracts Rural Development Project II WFMFDC 00045 24-May-10 27,999.00 26,664.00 - 26,664.00 - 1,335.00 09-May-12

Assessment of Potential Public-Private Partnerships in the Urban Water Supply in Lao PDR WFMFDC 00046 27-May-10 45,000.00 45,000.00 - 45,000.00 - 0.00 31-Mar-11

Preparation of City Sanitation Strategy for 2 Cities WFMFDC 00047 14-Jun-10 75,000.00 71,130.94 - 71,130.94 - 3,869.06 31-Jan-12

Legal Review of PPP Contracts for North Karnataka Urban Sector Investment Program WFMFDC 00048 23-Jun-10 30,000.00 12,600.00 - 12,600.00 - 17,400.00 17-Jun-13

Regional Workshop on Economics of Sanitation WFMFDC 00049 25-Jun-10 40,707.00 25,917.94 - 25,917.94 - 14,789.06 23-Oct-10 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

International Conference on Payment for Watershed Services and Eco-Compensation Legislation WFMFDC 00050 12-Jul-10 50,000.00 49,037.22 - 49,037.22 - 962.78 30-Jun-11

Mainstreaming Water Safety Plans in ADB Projects WFMFDC 00051 22-Jul-10 10,000.00 10,000.00 - 10,000.00 - 0.00 15-Jun-11

Pacific Water Conference and Expo 2010 WFMFDC 00052 23-Jul-10 70,000.00 42,634.44 - 42,634.44 - 27,365.56 04-Jul-11

Engagement of Facility Account Analyst WFMFDC 00053 1-Oct-10 18,000.00 13,116.41 - 13,116.41 - 4,883.59 02-Dec-11

Development of Community Sanitation Project in Samoa WFMFDC 00054 9-Mar-11 75,000.00 74,027.76 - 74,027.76 - 972.24 31-Jan-12

Upstream Work for Assessing New Approaches for River Rehabillitation and Flood Management in Chuxiong Prefecture, Chongqing Municipality and Jiuquan Municipality WFMFDC 00056 7-Jun-11 149,350.00 121,447.25 - 121,447.25 - 27,902.75 19-Nov-12

WOPs Asia: Supporting Twinning Iniatives in the Pacific WFMFDC 00057 15-Jun-11 50,000.00 24,204.22 - 24,204.22 - 25,795.78 19-Jun-13

WOPs Asia: Continuing Twinning Initiatives in PRC WFMFDC 00058 16-Jun-11 50,000.00 33,436.01 - 33,436.01 - 16,563.99 19-Jun-13

Supporting Water Operators Partnership in Asia (WOPs Program) - Continuation of Twinning Initiatives WFMFDC 00059 1-Jul-11 60,000.00 46,048.61 - 46,048.61 - 13,951.39 03-Apr-13

Development of Synthesis and Draft Action Plan for Improving Water Use Efficiency of Irrigated Agriculture in Selected Sates in India WFMFDC 00060 15-Jul-11 40,000.00 33,634.07 - 33,634.07 - 6,365.93 18-Sep-13

Reg: Bridge Financing for Water Operators Partnerships (WOPS) Program Secretariat WFMFDC 00061 19-Jul-11 50,000.00 41,462.69 - 41,462.69 8,537.31 23-Feb-12

Support to Evaluation of Sludge Treatment Technologies for Beijing Drainage Group in the People's Republic of China (PRC) WFMFDC 00062 26-Jul-11 55,000.00 54,347.15 - 54,347.15 - 652.85 10-Oct-13

Pacific Water Conference and Expo 2011 WFMFDC 00063 3-Aug-11 50,356.15 47,144.87 - 47,144.87 - 3,211.28 31-Jan-12

Assessment of Evaluation of Cost-Effective Wastewater Treatment Technologies for Different Applications WFMFDC 00064 26-Aug-11 130,000.00 104,974.80 - 104,974.80 - 25,025.20 16-Oct-13

3rd International Conference on Eco-Compensation/Payment for Environmental Services in the Lake, Wetland and Headwater Areas and Eco-Compensation Legislation WFMFDC 00065 14-Sep-11 50,000.00 40,315.92 - 40,315.92 - 9,684.08 22-May-12

Sustainable Water Management for Food Security: An International Water Policy Dialogue on Advancing Water Reform in Agriculture with Focus on Indonesia WFMFDC 00066 11-Oct-11 54,500.00 15,768.71 - 15,768.71 - 38,731.29 22-May-12 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

Capacity Building on Business Management for Viet Nam's Water Supply Companies WFMFDC 00067 11-Oct-11 75,000.00 74,818.00 - 74,818.00 - 182.00 17-Jun-14

Support to WFPF Operationalization WFMFDC 00068 21-Oct-11 18,000.00 12,384.29 - 12,384.29 - 5,615.71 18-Jun-13

2011 Water Links Forum WFMFDC 00069 24-Oct-11 70,000.00 31,555.02 - 31,555.02 - 38,444.98 16-Jun-12

Production of Asian Water Development Outlook 2011 WFMFDC 00070 26-Oct-11 42,500.00 34,498.07 - 34,498.07 - 8,001.93 09-Sep-13

Facilitating ADB's Long-Term Involvement in Water Source Development for Metro Manila WFMFDC 00071 4-Nov-11 31,000.00 28,101.68 - 28,101.68 - 2,898.32 08-Oct-13

Production of Videos for the 2nd Asia-Pacific Water Summit WFMFDC 00072 9-Nov-11 40,740.00 35,069.30 - 35,069.30 - 5,670.70 17-Jun-13

Development of NRW Management Action Plan for Beijing Water Supply Group WFMFDC 00073 19-Dec-11 55,000.00 48,810.32 - 48,810.32 - 6,189.68 10-Oct-13

Supporting Improved Flood and Water Resources Management WFMFDC 00074 19-Dec-11 46,500.00 32,468.86 - 32,468.86 - 14,031.14 12-Sep-13

WOPs Asia: Continuing Twinning Partnership in Uzbekistan WFMFDC00075 31-Jan-12 40,750.00 31,439.86 - 31,439.86 - 9,310.14 27-Mar-13

Advancement of Institutional Reform Actions Toward Holistic Water Resources Management at State Ans Selected River Basins in Karnataka WFMFDC00076 2-Apr-12 150,000.00 86,454.48 - 86,454.48 - 63,545.52 03-Dec-13

Support for the Implementation of the National Water Mission by State Governments in India WFMFDC00077 11-Apr-12 150,000.00 94,129.15 30,627.02 124,756.17 25,243.83

Assessing the Water Resource Development Potential of Cholistan Region WFMFDC00078 23-Jul-12 150,000.00 113,480.39 - 113,480.39 - 36,519.61 20-Dec-13

Pacific Water Conference and Expo 2012 WFMFDC00079 6-Aug-12 75,000.00 60,288.81 - 60,288.81 - 14,711.19 28-Jun-13

Preparation of a Damage and Needs Assessment Report for Drought Affected Areas in Sri Lanka and Preparation of an Emergency Loan WFMFDC00080 28-Aug-12 80,000.00 30,259.85 - 30,259.85 - 49,740.15 09-Sep-13

Support to WFPF Operationalization: Engagement of Facility Account Analyst WFMFDC00081 11-Sep-12 18,000.00 13,988.74 - 13,988.74 - 4,011.26 13-Nov-13

Defining the Angat Tunnel Rehabilitation Works WFMFDC00082 10-Nov-12 30,000.00 20,646.15 - 20,646.15 - 9,353.85 30-Sep-13

Selection and Cost-Effective Technology for Treatment of Sludge Produced by Drinking Water Treatment Plants of Ho Chi Minh City WFMFDC00083 23-Nov-12 100,000.00 92,182.46 - 92,182.46 7,817.54 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

Assessing and Developing innovative Financing for the Philippine National Sewerage and Septage Management Program WFMFDC00084 23-Nov-12 45,500.00 26,332.84 - 26,332.84 19,167.16

Support to the Twinning Program under the Azerbaijan Water Supply and Sanitation Investment Program WFMFDC00085 23-Nov-12 225,000.00 - - - 225,000.00

Supporting MWSS New Water Source Development for Metro Manila WFMFDC00086 29-Nov-12 31,000.00 30,190.02 - 30,190.02 - 809.98 05-Jun-14

Mainstreaming Water Safety Plan in PPTA for Ulaanbaatar Urban Services and Ger Areas Development Investment Program WFMFDC00087 29-Nov-12 30,000.00 21,447.03 - 21,447.03 8,552.97

Support to the Development of Community-Based Flood Forecasting and Early Warning System WFMFDC00088 5-Dec-12 225,000.00 113,513.22 97,861.36 211,374.58 13,625.42

Water Awareness Educational Program WFMFDC00089 19-Dec-12 30,000.00 26,651.71 - 26,651.71 - 3,348.29 19-Dec-13

Supporting the Preparation of Kamataka Integrated Sustainable Water Resources Management Investment Program WFMFDC00090 18-Feb-13 225,000.00 161,570.64 60,755.39 222,326.03 2,673.97

Development of Non Revenue Water Management Action Plan for State Committee for Water Economy of Armenia WFMFDC00091 18-Feb-13 220,000.00 127,595.80 - 127,595.80 92,404.20

Support Technical Assistance on Stormwater Retention Ponds Design for TA 7891-PRC: Yunnan Chuxiong Urban Environment Improvement Project WFMFDC00092 18-Mar-13 55,000.00 33,794.57 7,076.00 40,870.57 14,129.43

Supporti to Climate Risk Assessment and Adaptation Planning for the MFF Loan for Climate Adaptation through Sub-Basin Development Investment Program WFMFDC00093 3-Apr-13 30,000.00 - - - 30,000.00

Review of LWUA's Competitive Position: Support to Preparation of Water District Development Sector Project WFMFDC00094 19-Apr-13 22,350.00 20,590.46 - 20,590.46 1,759.54

Non-Revenue Water Survey and Design for Guangdong Chaonan Water Resources Development and Protection Demonstration Project WFMFDC00095 19-Apr-13 36,000.00 34,942.76 - 34,942.76 1,057.24

In-Country Workshops on Promoting Innovations in Wastewater Management WFMFDC00096 15-May-13 220,400.00 75,342.41 29,774.04 105,116.45 115,283.55

Developing an Integrated Approach to Coastal Protection: Support to the Development of Urban Environment and Climate Change Adaptation Project WFMFDC00098 29-May-13 100,000.00 53,018.42 10,425.28 63,443.70 36,556.30 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

Suport to the Preparation of Darkhan Wastewater Management Improvement Project: Additional Financing for MON: Urban Development Sector Project WFMFDC00100 17-Jul-13 200,000.00 34,691.36 84,269.94 118,961.30 81,038.70

Pacific Water Conference and Expo 2013 WFMFDC00101 10-Sep-13 70,000.00 - - - 70,000.00

Support to WFPF Operationalization: Engagement of Facility Account Analyst WFMFDC00102 17-Sep-13 19,200.00 3,489.63 6,829.92 10,319.55 8,880.45

Project Implementation Support: Improving Performance of Water Supply and Sanitation Projects in Kyrgyz Republic WFMFDC00103 23-Sep-13 145,000.00 - 54,122.13 54,122.13 90,877.87

Supporting Sanitation and Waste water Management Pipeline Management Expert System (WAMEX) Development Through: Intensive Training on Wastewater WFMFDC00104 5-Nov-13 59,850.00 26.60 40,705.36 40,731.96 19,118.04

Development of Public-Private Funding Mechanism for Chishui Watershed Protection WFMFDC00105 28-Nov-13 200,000.00 - 7,489.43 7,489.43 192,510.57

Pre-Implementation Support to Ulaanbaatar Urban Services and Ger Areas Development Investment Program WFMFDC00106 12-Dec-13 75,000.00 - - - 75,000.00

Project Implementation Support: Establishment and Operationalization of Kolkata's Municipal Council Financial Management Unit WFMFDC00107 20-Jan-14 200,000.00 - - - 200,000.00

Assisting PSOD in Conducting Technical, Market, and Valuation Due Diligence for the Proposed Equity Investment in Driptech for Affordable Drip Irrigation WFMFDC00108 24-Feb-14 80,000.00 - 12,989.13 12,989.13 67,010.87

Improving the Social Dimension of Flood Risk Management WFMFDC00109 4-Mar-14 120,000.00 - - - 120,000.00

Sub Total 7,961,390.98 - 4,702,497.10 442,925.00 5,145,422.10 1,517,707.65 1,298,261.23

TOTAL APPROVED and EFFECTIVE PROJECTS 50,827,890.98 52,048,947.72 3/ 26,923,093.87 4,395,056.70 31,318,150.57 16,308,179.51 3,201,560.90 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct Charges Water Financing Partnership Facility As of 30 June 2014 ` (Expressed in US dollars)

Grant Component of Investment (GCI):

Kiribati South Tarawa Sanitation Improvement Sector - Additional Financing 0387 14-May-14 610,000.00

Sub Total 610,000.00

TOTAL APPROVED BUT NOT YET EFFECTIVE PROJECTS 610,000.00

GRAND TOTAL 51,437,890.98

Contributions received: Government of Australia AUD25,000,000 24,209,500.00 Government of Austria USD 5,000,000 5,000,000.00 Government of Austria EUR 2,600,000 3,467,709.28 Government of Norway NOK30,000,000 4,669,104.35 Government of Spain USD 9,500,000 9,500,000.00 Government of Switzerland CHF 4,800,000 5,202,634.09

52,048,947.72 3/

1/ US$ equivalent of TA/ Grant/Direct Charges at time of TA approval. 2/ Actual disbursements. 3/ Represents actual US$ equivalent of contributions received. 4/ TA Types: PP = Project Preparatory; AO = Advisory; PA = Policy and Advisory; CD = Capacity Development; REG = Regional AGENCY TRUST FUNDS - STATUS OF CONTRIBUTION and COMMITMENT As of 30 June 2014

Interest RESERVE ($) d/ Receivable in : Actual Interest/ Provision Income Admin. Cost Balance Available - US Dollar US$ Investment for net of FX less Surplus / Available TA/Grant No. Effective Contract for Further Amounts DONOR Commitment - Foreign Cur (US$ Received Income Admin. Admin. (15%) plus (Deficit of Resources TAs/Grants a/ Awarded b/ Commitments / Disbursed Available Equiv at Commitmnt) Cost Cost Admin. Cost) ($) ($) (Shortfall) Cash c/ (A) (B) (C) (D) = (A) x 15% (E) = (A) x 5%/2% - (C) (F ) = (B) + (A-D-E) (G) (H) (I) = (F) or (G), whichever is lower, Less (H) WATER FINANCING PARTNERSHIP FACILITY - MULTIDONOR FUND (MTF-WFPF) (FUND 89/289)

Australia AUD 10,000,000.00 8,692,000.00 AUD 15,000,000.00 15,517,500.00 25,000,000.00 24,209,500.00

Austria USD 5,000,000.00 5,000,000.00 EUR 600,000.00 793,500.00 EUR 2,000,000.00 2,674,209.28 7,600,000.00 8,467,709.28

Norway NOK 10,000,000.00 1,809,627.22 NOK 10,000,000.00 1,388,888.89 NOK 10,000,000.00 1,470,588.24 NOK 30,000,000.00 4,669,104.35

Spain USD 5,000,000.00 5,000,000.00 USD 4,500,000.00 4,500,000.00 USD 9,500,000.00 9,500,000.00

Switzerland CHF 4,200,000.00 4,606,985.00 CHF 600,000.00 595,649.09 395,000.00 6498/REG 7,900,000.00 4,604,345.26 4,123,229.22 CHF 4,800,000.00 5,202,634.09 100,000.00 7189/INO 2,000,000.00 2,000,000.00 1,986,269.70 25,000.00 7364/INO 500,000.00 131,468.00 56,770.93 TOTAL 52,048,947.72 50,000.00 7581/REG 1,000,000.00 733,520.00 448,811.66 10,000.00 7731/PRC 200,000.00 199,999.22 199,994.18 25,000.00 7883/NEP 500,000.00 416,302.00 297,082.00 15,000.00 7914/REG 300,000.00 811,025.00 485.00 22,500.00 7926/VIE 450,000.00 146,595.00 113,240.00 15,000.00 7967/REG 300,000.00 206,076.00 - 10,000.00 7970/MON 200,000.00 200,000.00 200,000.00 25,000.00 8015/REG 500,000.00 461,746.85 461,327.77 Closed TA (12,524,700.33) 23,500.00 8050/NEP 470,000.00 437,309.00 5,404.46 Admin Cost (591,181.86) 25,000.00 8053/BAN 500,000.00 500,000.00 238,663.10 10,000.00 8064/TIM 200,000.00 200,000.00 183,552.00 10,000.00 8089/IND 200,000.00 152,040.68 - 11,000.00 8115/PHI 220,000.00 149,997.00 - 11,000.00 8135/PHI 220,000.00 198,621.00 53,732.36 13,750.00 8154/BAN 275,000.00 203,872.19 119,895.16 50,000.00 8163/REG 1,000,000.00 8,356.00 - 23,050.00 8166/IND 461,000.00 447,133.00 437,507.97 7,500.00 8172/PRC 150,000.00 150,000.00 150,000.00 AGENCY TRUST FUNDS - STATUS OF CONTRIBUTION and COMMITMENT As of 30 June 2014

10,000.00 8185/PRC 200,000.00 200,000.00 200,000.00 14,500.00 8201/PRC 290,000.00 280,000.00 158,000.00 10,000.00 8206/SRI 200,000.00 183,450.00 165,991.04 10,000.00 8269/PRC 200,000.00 200,000.00 116,670.36 17,500.00 8293/PRC 350,000.00 166,800.00 25,901.36 12,500.00 8303/PRC 250,000.00 250,000.00 116,367.98 25,000.00 8306/RMI 500,000.00 483,412.50 209,171.20 7,500.00 8314/REG 150,000.00 150,000.00 10,575.63 22,500.00 8339/BAN 450,000.00 450,000.00 450,000.00 15,000.00 8346/NEP 300,000.00 83,000.00 56.50 6,000.00 8381/PRC 120,000.00 118,100.00 - 5,625.00 8382/REG 112,500.00 112,500.00 48,820.96 25,000.00 8415/IND 500,000.00 500,000.00 205,107.74 9,000.00 8417/PRC 180,000.00 146,800.00 24,089.81 11,250.00 8421/PRC 225,000.00 225,000.00 170,870.00 12,500.00 8423/PRC 250,000.00 250,000.00 - 10,000.00 8424/PRC 200,000.00 199,209.00 199,086.10 5,000.00 8445/PRC 100,000.00 100,000.00 100,000.00 12,000.00 8451/PRC 240,000.00 174,485.00 53,761.39 25,000.00 8453/SRI 500,000.00 290,058.00 114,772.52 12,500.00 8457/PRC 250,000.00 250,000.00 65,658.00 25,000.00 8472/MYA 500,000.00 500,000.00 500,000.00 25,000.00 8479/PRC 500,000.00 - - 25,000.00 8491/PRC 500,000.00 - - 25,000.00 8500/NEP 500,000.00 - - 17,500.00 8526/FIJ 350,000.00 350,000.00 156,980.00 15,000.00 8541/PRC 300,000.00 - - 15,000.00 8554/PRC 300,000.00 271,891.00 6,095.55 11,250.00 8601/REG 225,000.00 - - 12,500.00 8623/BHU 250,000.00 - - 10,000.00 8638/PRC 200,000.00 - - 8647/TAJ 200,000.00 - - 30,000.00 0131/UZB 1,500,000.00 1,499,987.77 1,474,086.49

38,933,065.53 656,803.84 1,366,925.00 (710,121.16) - 710,121.16 38,222,944.37 28,438,500.00 19,793,099.47 8,645,400.53 13,648,028.14 19,961,163.44

a/ TAs already approved by donors. b/ Excludes contract cancelled, if any. c/ Includes investment accounts. d/ Applies to commitment receivables in currencies other than US$. Statement 1 ASIAN DEVELOPMENT BANK ADMINISTRATOR FOR WATER FINANCING PARTNERSHIP FACILITY - NETHERLANDS

STATUS OF GRANT (CONTRIBUTION) as of 30 June 2014 (Amounts in US$ Equivalent)

TOTAL CONTRIBUTION COMMITTED 34,753,000.00 a/ Amount received 15,842,000.00 Receivable from the Gov't. of Netherlands 18,911,000.00 d/ Interest income 89,591.15 Income from investment 113,552.08 Loss on foreign exchange transaction (13,442.11) 189,701.12 TOTAL AMOUNT AVAILABLE 34,942,701.12 Amounts utilized for: Project expenditures: Technical Assistance Linked to Loan (TALL) (60,000.00) Technical Assistance (TA) (9,918,406.62) Grant Component of Investment (GCI) (1,609,653.71) Direct Charges (1,542,532.72) ADB Administration cost (531,113.44) c/ Financial expense - bank charges (2,151.19) (13,663,857.68) UNUTILIZED BALANCE 21,278,843.44 b/ Outstanding commitments- GCI, TALL and TA (15,205,532.29) Reserve for ADB administration cost (741,370.59) c/ (15,946,902.88) UNCOMMITTED BALANCE 5,331,940.56 TA approved but not yet effective TA 8671/VIE - Secondary Cities Development Program (Green Cities) (300,000.00) Reserve for ADB administration cost (15,000.00) c/ (315,000.00) UNCOMMITTED BALANCE AVAILABLE FOR NEW COMMITMENTS 5,016,940.56

a/ Represents the actual US$ equivalent of contribution committed. b/ Represented by: Cash in bank 917,081.22 Interfund receivable 6,930.00 Advances 1,453,581.92 Undrawn contribution 18,911,000.00 d/ Interfund payable (9,749.70) 21,278,843.44 c/ Represents 5% and 2% of project expenditures/outstanding commitments (Technical Assistance and Grants) d/ Undrawn contribution represents the amount of promissory notes received from the Government of Netherlands. ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct charges Water Financing Partnership Facility - Netherlands As of 30 June 2014

(Expressed in US dollars)

Project Expenditures/Direct Charge 2/ Expected Completed TAs Cumulative Cumulative Outstanding TA/Grant Unutilized Financial Date of Amount up to Transactions up to Commitments Completion Commitment Completion TA/Grant Title TA/Grant Application Approval TA/Grant/Direct charge Received 31-12-13 1/01-30/06/14 30-06-14 Date (Savings) Date 4/ Approved application no. No./Type Amount 1/ (A) (B) (C) (D) (E) = (C) + (D) (F) = (A) - (E) (G) (H) = (A) - (E) (I) Technical Assistance Linked to Loan (TALL):

PRC Strengthening Flood Management Sustainabity in Hunan Province 4813/AO 4813 29Jun06 60,000.00 60,000.00 - 60,000.00 - - 9-Oct-13

Technical Assistance (TA):

Afghanistan Supporting Natural Resources Operations 7994/CD 7994 14-Dec-11 1,500,000.00 633,183.32 162,743.51 795,926.83 704,073.17 31-Dec-14

Bangladesh Coastal Towns Infrastructure Improvement Project 8128/PP 8128 06-Aug-12 500,000.00 126,733.00 153,343.23 280,076.23 219,923.77 30-Jun-14

Establishing a Regulatory Framework for 8320/PA 8320 28-Jan-13 250,000.00 125,513.50 98,632.00 224,145.50 25,854.50 30-Jun-15 Urban Water Supply & Sant

Subtotal - Bangladesh 750,000.00 252,246.50 251,975.23 504,221.73 245,778.27

Indonesia Improving Water Planning, Management and Development 8432/PA 8432 31-Dec-14 1,500,000.00 - 177,994.36 177,994.36 1,322,005.64 31-Dec-14

Nepal Improved Water Quality, Sanitation, and Service Delivery in Emerging Towns Sector Development Program 4972/PP 4972 28Sep07 120,000.00 119,707.05 - 119,707.05 292.95 31-Jan-10

Secondary Towns Integrated Urban Environmental Improvement Project 7182/PP 02Dec08 146,000.00 146,000.00 - 146,000.00 - 31-Aug-11

Subtotal - Nepal 266,000.00 265,707.05 - 265,707.05 -

PRC Implementing the National Flood Management Strategy 7049/AO 20Dec07 300,000.00 300,000.00 - 300,000.00 - - 31-Oct-11

Subtotal - PRC 300,000.00 300,000.00 - 300,000.00 - ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct charges Water Financing Partnership Facility - Netherlands As of 30 June 2014

(Expressed in US dollars)

Viet Nam HUE Water Supply Project 7089/PP 13Jun08 1,500,000.00 1,489,758.72 - 1,489,758.72 10,241.28 28-Dec-11

Hai Phong Water Supply Project 7151/PP 20Oct08 1,000,000.00 988,272.40 - 988,272.40 11,727.60 15-Oct-12

Capacity Building for River Basin Water Resources Planning 7629/CD 7629 28Oct10 200,000.00 - - - 200,000.00 31-Mar-14

Improving Operational Performance of the Water Supply Project 8357/CD 8357 24Apr13 1,100,000.00 420,439.36 237,770.55 658,209.91 441,790.09 31-Dec-14

Subtotal - Viet Nam 3,800,000.00 2,898,470.48 237,770.55 3,136,241.03 641,790.09

Regional Mekong Water Supply and Sanitation Project 6484/REG 08Sep08 300,000.00 300,000.00 - 300,000.00 - 17-Nov-10

Knowledge and Innovation Support for ADB's Water Financing Program 6498/REG 6498 03Nov08 16,100,000.00 4,251,299.87 187,015.75 4,438,315.62 11,661,684.38 31-Dec-20 Subtotal - Regional 16,400,000.00 4,551,299.87 187,015.75 4,738,315.62 11,661,684.38

Sub- Total 24,516,000.00 8,900,907.22 1,017,499.40 9,918,406.62 14,575,331.55 22,261.83

Grant Component of Investment (GCI): Sri Lanka Dry Zone Urban Water and Sanitation Project 0130/SRI 0130 28-Nov-08 2,000,000.00 1,307,107.69 62,691.57 1,369,799.26 630,200.74 31-Dec-16

Vietnam Thanh Hoa City Comprehensive Socioeconomic Development 0147/VIE 5-Mar-09 800,000.00 239,854.45 - 239,854.45 560,145.55 6-Sep-12 Project

Sub- Total GCI 2,800,000.00 1,546,962.14 62,691.57 1,609,653.71 630,200.74 560,145.55

Sub-Total (TALL, TA and GCI) 27,376,000.00 10,507,869.36 1,080,190.97 11,588,060.33 15,205,532.29 582,407.38 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct charges Water Financing Partnership Facility - Netherlands As of 30 June 2014

(Expressed in US dollars)

Direct Charges (Approved Application)

Increasing Awareness and Support for Rural Water

Supply through Production of Video on South Asia

Rural Water Supply and Sanitation Experience WFSFDC 00001 24Mar08 85,000.00 84,947.28 - 84,947.28 52.72 23-Mar-09

Sector Review and Assesment of Improved Water

and Sanitation Service Provision in Urban Areas WFSFDC 00002 03Apr08 200,000.00 199,207.86 - 199,207.86 792.14 31-Aug-09

Training- Workshop on "New Concepts in Integrated

Management of Urban Water Cycle" WFSFDC 00003 30Apr08 77,687.00 53,367.20 - 53,367.20 24,319.80 27-Apr-09

Pilot and Demonstration Activity: Demonstrating

Application of Vetiver System for Slope Stabilization

and Erosion Control in Citarum Riparian Communities WFSFDC 00004 16Apr08 50,000.00 44,006.95 - 44,006.95 5,993.05 29-Oct-10

Pilot and Demonstration Activity: Learning from

Agriculture- Developing and Demonstrating

Sustainable Wetlands Planning and Management in

Jiangsu Yancheng Wetlands WFSFDC 00005 26Feb08 50,000.00 49,992.86 - 49,992.86 - 7.14 29-Oct-10

Developing Sustainable Water Monitoring and

Ecological Payment System WFSFDC 00006 13May08 200,000.00 175,063.83 - 175,063.83 - 24,936.17 28-Jun-10

O&M Study of Small Scale Water Resources Project WFSFDC 00007 13May08 61,000.00 51,811.71 - 51,811.71 - 9,188.29 21-May-09

Developing a Plan for Corporatizing Provincial Nam

Papas in LAO PDR WFSFDC 00009 09Jun08 95,600.00 66,986.85 - 66,986.85 - 28,613.15 20-May-09 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct charges Water Financing Partnership Facility - Netherlands As of 30 June 2014

(Expressed in US dollars)

Catalyzing Performance Benchmarking of River Basin

Organizations in Indonesia WFSFDC 00010 16Jun08 59,454.69 59,454.69 - 59,454.69 - 0.00 17-Jun-09

Support for Start-up of North Sindh Urban Services

Corporation Operations WFSFDC 00011 16Dec08 134,000.00 90,637.18 - 90,637.18 - 43,362.82 22-Jun-10

Quinghai Pasture Conservation Using Solar Photovoltaic

(PV) - Driven Irrigation WFSFDC 00012 06Jan09 85,500.00 72,692.62 - 72,692.62 - 12,807.38 7-Jun-11

Support to WFPF Operationalization: Engagement of WFSFDC 00013 28Jul09 17,400.00 15,907.67 - 15,907.67 - 1,492.33 18-Nov-10

Facility Account Analyst

Water Expert Pool: Engagement of International Rural Water WFSDC 00014 14Sep09 110,000.00 96,994.74 - 96,994.74 - 13,005.26 20-Sep-10

Supply and Sanitation Specialist to Support Portfolio

Development in Viet Nam

Formulation of Output-Based Aid (OBA) Mechanism WFSDC 00015 23-Feb-10 75,000.00 62,572.15 - 62,572.15 - 12,427.85 23-Jun-11

under the Second Small Towns Water Supply and Sanitation

Sector Project

Preparation of Private Sector Development Framework WFSDC 00016 28-Feb-11 50,000.00 49,894.08 - 49,894.08 - 105.92 3-Nov-11

Strengthening Integrated River Basin Management in WFSDC 00017 12-Sep-11 150,000.00 138,640.02 - 138,640.02 - 11,359.98 27-Dec-13

Viet Nam

Developing Small Town Sanitation Strategies in Hue Province WFSDC 00018 06-Oct-11 50,000.00 47,283.82 - 47,283.82 2,716.18 8-Sep-12

Review of the Impact of the Viet Nam Government's Waiver

of the Irrigation Service WFSDC 00019 23-Mar-12 150,000.00 130,910.81 - 130,910.81 - 19,089.19 24-Feb-14 ASIAN DEVELOPMENT BANK Statement of TA/Grant Expenditures and Direct charges Water Financing Partnership Facility - Netherlands As of 30 June 2014

(Expressed in US dollars)

Support to the Government in Formulating Reservoir Operating

Rules for Priority River Systems in Viet Nam WFSDC 00020 17-Sep-12 100,000.00 52,160.40 - 52,160.40 - 47,839.60 27-Nov-13

Total Direct charges 1,800,641.69 - 1,542,532.72 - 1,542,532.72 - 258,108.97

Total Approved and Effective TA/Grants and Direct Charges 29,176,641.69 15,842,000.00 3/ 12,050,402.08 1,080,190.97 13,130,593.05 15,205,532.29 840,516.35

Add: Approved TA but not yet effective

Vietnam Secondary Cities Development Program (Green Cities) 8671/PP 27-Jun-14 300,000.00

TOTAL 29,476,641.69

1/ US$ equivalent of TA Grant and Direct Charges at time of TA approval. 2/ Actual disbursements. 3/ Represents actual US$ equivalent of contributions received. 4/ TA Types: PP = Project Preparatory; AO = Advisory; REG = Regional; CD = Capacity and Development; WFSDC = Single Donor AGENCY TRUST FUNDS - STATUS OF CONTRIBUTION and COMMITMENT As of 30 JUNE 2014

Receivable in: Interest RESERVE ($) d/ Balance -US Dollar Actual Interest/ Provision Income Admin. Cost (5%) Available -Foreign Cur US$ Investment for net of FX less Surplus / Available TA No. Effective Contract for Further Amounts DONOR Commitment (US$ Equiv. Received Income, net Admin. Admin. (15%) plus (Deficit of Resources TAs a/ Awarded b/ Commitments/ Disbursed Available at commitment) Cost Cost Admin. Cost) ($) ($) (Shortfall) Cash c/ (A) (B) (C) (D) = (A) x 15% (E) = (A) x 5% - (C) (F ) = (B) + (A-D-E) (G) (H) whichever(I) = (F) oris lower,(G), Less (H)

NETHERLANDS TECHNICAL ASSISTANCE GRANT (FUND 25/208)

Individual Letter Agreements

USD 1,500,000.00 900,000.00 600,000.00 33.89 75,000.00 (74,966.11) 74,966.11 1,425,033.89 8460/INO 1,500,000.00 8460 1,403,197.00 e/ 21,836.89 108,514.35 486,093.82

Water Financing Partnership Facility ( WTF-WFPF) US$ 3,703,000.00 3,703,000.00 4,939,000.00 4,939,000.00 805,000.00 6498/REG 16,100,000.00 6498 6,234,676.71 4,438,315.62 700,000.00 700,000.00 40,000.00 G0130/SRI 2,000,000.00 0130 1,373,399.07 1,369,799.26 2,000,000.00 2,000,000.00 10,000.00 7629/VIE 200,000.00 7629 178.00 - 1,500,000.00 1,500,000.00 75,000.00 7994/AFG 1,500,000.00 7994 1,127,370.59 795,926.83 3,000,000.00 3,000,000.00 25,000.00 8128/BAN 500,000.00 8128 500,000.00 280,076.23 3,911,000.00 3,911,000.00 - 12,500.00 8320/BAN 250,000.00 8320 250,000.00 224,145.50 15,000,000.00 15,000,000.00 - 55,000.00 8357/VIE 1,100,000.00 8357 1,100,000.00 658,209.91 Closed TA's (3,643,592.62) 75,000.00 8432/INO 1,500,000.00 8432 1,484,706.00 177,994.36 Admin Cost (174,984.02)

34,753,000.00 18,911,000.00 12,023,423.36 187,549.93 1,097,500.00 (909,950.07) 909,950.07 30,024,473.29 23,150,000.00 12,070,330.37 11,079,669.63 7,944,467.71 917,081.22

24,650,000.00 13,473,527.37 8,052,982.06

a/ TAs already approved by donors. b/ Excludes contract cancelled, if any. c/ Includes investment accounts, if any. d/ Applies to commitment receivables in currencies other than US$. e/ Contract awarded for TA 8460 is net of dummy contract of $ 75,000 (reserve for administration cost and/or audit fee) Statement 1 ASIAN DEVELOPMENT BANK ADMINISTRATOR FOR SANITATION FINANCING PARTNERSHIP TRUST FUND FROM BILL & MELINDA GATES FOUNDATION

STATUS OF GRANT As of 30 June 2014 (Amounts in US dollar)

TOTAL CONTRIBUTION COMMITTED 15,000,000.00 Amount received 5,500,000.00 Receivable 9,500,000.00 NET CONTRIBUTION AVAILABLE 15,000,000.00 Income from investment 6,077.39 Loss on foreign exchange transactions (81.55) 5,995.84 TOTAL AMOUNT AVAILABLE 15,005,995.84 Amounts utilized for: Project expenditures (Statement 2) Technical Assistance (TA) (48,210.42) Direct Charges (40,735.98) ADB administration cost (2,410.52) 2/ Financial expense - bank charges (12.00) (91,368.92)

UNUTILIZED BALANCE 14,914,626.92 1/ Outstanding commitment (2,451,789.58) Reserve for ADB administration cost (122,589.48) 2/ Undisbursed direct charges (340,464.02) (2,914,843.08)

UNCOMMITTED BALANCE 11,999,783.84

Approved Grant not yet effective: 0395-BAN: Coastal Towns Environment Infrastructure Project (1,600,000.00) Reserve for ADB administration cost (80,000.00) 2/ (1,680,000.00) BALANCE AVAILABLE FOR FURTHER COMMITMENTS 10,319,783.84

1/ Represented by: Cash in bank 1,837,974.24 Investments 3,606,035.32 Accrued interest 42.07 Interfund receivable 268.28 Undrawn contribution 9,500,000.00 Advances 26,751.58 Interfund payable (56,444.57) 14,914,626.92 2/ Represents five percent (5%) of project expenditures/outstanding commitments/approved not yet effective. Statement 2 ASIAN DEVELOPMENT BANK Statement of TA Expenditures - Sanitation Financing Partnership Trust Fund As of 30 June 2014

(Expressed in US dollars)

2/ Project Expenditures Expected Completed TA Cumulative Cumulative Outstanding TA Unutilized Financial Date of Amount up to Transactions up to Commitments Completion Commitment Completion 4/ 1/ TA Title TA/DC No./Type Approval TA/DC Amount Received 31/12/13 01/01-30/06/14 30/06/14 Date (Savings) Date (A) (B) (C) (D) (E) = (C) + (D) (F) = (A) - (E) (G) (H) = (A) - (E) (I) Sanitation Financing Partnership Trust Fund

Technical Assistance (TA):

Regional

Knowledge and Innovation Support for ADB's Water Financing Program 6498/RETA 3-Nov-08 2,000,000.00 - - - 2,000,000.00 31-Dec-20 South Asia Urban Knowledge Hub 8568/CD 13-Dec-13 500,000.00 - 48,210.42 48,210.42 451,789.58 05-Jun-17

Sub Total 2,500,000.00 - 48,210.42 48,210.42 2,451,789.58

Direct Charge (DC):

Establishment of Sanitation Technical Team for the Sanitation Financing Partnership Trust Fund WFSFTDC00001 05-Dec-13 190,000.00 - 32,050.63 32,050.63 157,949.37

Support to Preparation of Innovative Sanitation Business Plans for 4 National Centers under the Proposed South Asia Urban Knowledge Hub WFSFTDC00002 19-Dec-13 101,500.00 - 3,814.35 3,814.35 97,685.65

3rd Asian Sanitation Dialogue WFSFTDC00003 22-Apr-14 89,700.00 - 4,871.00 4,871.00 84,829.00

Sub Total 381,200.00 - - 40,735.98 40,735.98 340,464.02

TOTAL APPROVED AND EFFECTIVE PROJECTS 2,881,200.00 USD 5,500,000.00 3/ - 88,946.40 88,946.40 2,792,253.60

Approved Grant not yet effective

Coastal Towns Environment Infrastructure Project 0395/BAN 27-Jun-14 1,600,000.00

1/ US$ equivalent of TA/Grant at the time of approval. 2/ Actual disbursements. 3/ Represents actual US$ equivalent of contributions received. 4/ TA Type: RETA - Regional TA; CD - Capacity Development AGENCY TRUST FUNDS - STATUS OF CONTRIBUTION and COMMITMENT As of 30 June 2014

Interest RESERVE ($) d/

Receivable in : Actual Interest/ Provision Income Admin. Cost (5%) Balance Available - US Dollar US$ Investment for net of FX less Surplus / Available TA No. Effective Contract for Further Amounts DONOR Commitment - Foreign Cur (US$ Received Income Admin. Admin. (15%) plus (Deficit of Resources TAs a/ Awarded b/ Commitments / Disbursed Available Equiv at Commitment) Cost Cost Admin. Cost) ($) ($) (Shortfall) Cash c/

(A) (B) (C) (D) = (A) x 15% (E) = (A) x 5% - (C) (F ) = (B) + (A-D-E) (G) (H) (I) = (F) or (G), whichever is lower, Less (H)

Sanitation Financing Partnership Trust Fund (F5Y/329)

100,000.00 6498/REG 2,000,000.00 - - 25,000.00 8568/REG 500,000.00 288,536.90 48,210.42 USD 15,000,000.00 9,500,000.00 5,500,000.00 5,983.84 125,000.00 (119,016.16) 119,016.16 14,880,983.84 2,500,000.00 288,536.90 2,211,463.10 48,210.42 5,444,009.56

a/ TAs already approved by donors. b/ Excludes contract cancelled, if any. c/ Includes investment accounts. d/ Applies to commitment receivables in currencies other than US$.