Tiburon Strategic Advisors CEO Summit XXI October 12-13, 2011
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Tiburon Strategic Advisors CEO Summit XXI October 12-13, 2011 Tiburon CEO Summit XXI October 12-13, 2011 Table of Contents Tiburon CEO Summit XXI Overview • Agenda.................................................................................................................................................................. 1 • Attendee List........................................................................................................................................................ 2 Day 1: Wednesday • Welcome: Skip Schweiss & Chip Roame............................................................................................................ 3 • Keynote Opening Presentation: Chip Roame.................................................................................................... 4 • Award Presentation: Bill Sharpe......................................................................................................................... 5 • General Session Panel Discussion: Innovation (Facilitated by Chip Roame)................................................ 6 • Break-Out Sessions.............................................................................................................................................. 7 1. The Democratization of Alternative Investments: A Good Thing or Window Dressing & a Recipe for Disaster?: Kirk Michie, John Coyne, John Rooney, & Jon Sundt (The Consulate Room, Third Floor) 2. Convergence: The Evolution from Selling Products to Providing Solutions: Cheryl Nash (Salon IV, First Floor) 3. The Fiduciary Opportunity: Succeeding in a Changing Advisory Landscape: Viggy Mokkarala (Salon V, First Floor) 4. The Impact of Emerging Media on the Wealth Management Industry: Neal Ringquist (The Ambassador Room, Third Floor) 5. Impact Investing: Doing Well By Doing Good: Ron Cordes (The Directors Room, Third Floor) • General Session Panel Discussion: Regulations & the 2012 Elections (Facilitated by Chip Roame)......... 8 • General Session Guest Presentation: Pete Kight............................................................................................. 9 • Award Presentation: Rob Arnott........................................................................................................................ 10 Day 2: Thursday • Day Two Kick-Off: Cheryl Nash.......................................................................................................................... 11 • General Session Guest Presentation: Michael Sapir....................................................................................... 12 • General Session Guest Presentation: Paul Steiger......................................................................................... 13 • General Session Panel Discussion: Ask the Consumers (Facilitated by Gail Graham)............................... 14 • General Session Panel Discussion: Tiburon CEO Summit XXI Insights (Facilitated by Chip Roame)....... 15 Tiburon CEO Summit XXI Reference Documents • Tiburon Brochure................................................................................................................................................. 16 • Tiburon Managing Partner Chip Roame Biography......................................................................................... 17 • Tiburon CEO Summits......................................................................................................................................... 18 • Tiburon CEO Summit XXI Sponsors................................................................................................................... 19 • Tiburon CEO Summit XXI Volunteers................................................................................................................. 20 • Tiburon CEO Summits Past Media Coverage.................................................................................................... 21 Upcoming CEO Summit: Tiburon CEO Summit XXI Tiburon CEO Summit XXI will officially start at 7:45am on Wednesday, October 12, 2011 at the Ritz Carlton Hotel in San Francisco, CA, include a group dinner that night at a waterfront restaurant in Tiburon and finish at 12:00pm on Thursday, October 13, 2011. More casually, Tiburon CEO Summit XXI will begin with a cocktail reception the prior evening Tuesday October 11, 2011 at 6:00pm at the Ritz Carlton Hotel. Meeting Agenda The planned agenda is as follows: Tuesday, October 11, 2011 6:00pm-9:00pm: Cocktail Reception Tiburon will host a casual cocktail reception at the Ritz Carlton Hotel Wednesday, October 12, 2011 7:00am-7:45am: Continental Breakfast Attendees should feel free to bring breakfast foods to the opening session 7:45am-8:15am: Tiburon CEO Summit XXI Welcome Presented by Skip Schweiss (President, TD Ameritrade Trust Company) & Chip Roame (Managing Partner, Tiburon Strategic Advisors) 8:15am-9:45am: Keynote Opening Presentation State of the Financial Services Industry Presented by Chip Roame (Managing Partner, Tiburon Strategic Advisors) 9:45am-10:00am: Cell Phone Break 10:00am-11:00am: Tiburon CEO Summit Award Presentation CEO Summit XXI Keynote Opening Presenter Bill Sharpe (Professor Emeritus, Stanford Chip Roame University) (Managing Partner, Tiburon Strategic Advisors) Facilitated by Chip Roame (Managing Partner, Tiburon Strategic Advisors) 11:00am-11:15am: Refreshments & Cell Phone Break 11:15am-12:00pm: General Session Panel Discussion Innovation Facilitated by Chip Roame (Managing Partner, Tiburon Strategic Advisors) CEO Summit XXI Tiburon client panelists: Award Recipient Ron Cordes (Co-Chairman, Genworth Bill Sharpe (Professor Emeritus, Financial Wealth Management) Stanford University) Ric Edelman (Co-CEO, The Edelman Financial Group) Bill Harris (CEO, Personal Capital Corporation) Neal Ringquist (President, Advisor Software) 12:00pm-1:15pm: Box Lunches & Break-Out Sessions Five break-out session choices: The Democratization of Alternative Investments: A Good Thing or Window Dressing & a Recipe for Disaster?: Kirk Michie, John Coyne, John Rooney, & Jon Sundt Convergence: The Evolution from Selling Products to Providing Solutions: Cheryl Nash The Fiduciary Opportunity: Succeeding in a Changing Advisory Landscape: Viggy Mokkarala The Impact of Emerging Media on the Wealth Management Industry: Neal Ringquist Impact Investing: Doing Well by Doing Good: Ron Cordes Please take lunch to your choice of break-out sessions 1:30pm-2:30pm: General Session Panel Discussion CEO Summit XXI Guest Speaker Pete Kight Regulations & the 2012 Elections (Managing Partner, The ComVest Group) Facilitated by Chip Roame (Managing Partner, Tiburon Strategic Advisors) Tiburon client panelists: Marion Asnes (Chief Marketing Officer, Envestnet) Tony Batman (CEO, 1st Global Capital Corporation) Dave Baum (Partner, Investment Products & Services Group, Alston & Bird) Paul Schaeffer (Business Head, Strategy & CEO Summit XXI Thought Leadership, Forward Management) Award Recipient Skip Schweiss (President, TD Rob Arnott (CEO, Research Affiliates) Ameritrade Trust Company) 2:30pm-2:45pm: Refreshments & Cell Phone Break 2:45pm-3:30pm: General Session Guest Presentation Presented by Pete Kight (Managing Partner, The ComVest Group) Introduction by Chip Roame (Managing Partner, Tiburon Strategic Advisors) 3:30pm-3:45pm: Cell Phone Break 3:45pm-4:45pm: Tiburon CEO Summit Award Presentation Rob Arnott (CEO, Research Affiliates) Facilitated by Chip Roame (Managing Partner, Tiburon Strategic Advisors) 4:45pm-6:30pm: Free Time & Bus or Ferryboat to Tiburon Ferry boat option #1: 4:55pm walking departure from the hotel to catch the 5:25pm ferryboat (arrival approximately at 5:45pm, well before the start of cocktails) Ferry boat option #2: 5:45pm walking departure from the hotel to catch the 6:15pm ferryboat (arrival at 6:35pm, just after start of cocktails) Bus option: 6:05pm departure from the hotel lobby (arrival approximately at 6:30pm, close to the start of cocktails) 6:30pm-9:30pm: Tiburon CEO Summit XXI Group Dinner at Servino's Restaurant in Tiburon, CA 6:30pm-7:30pm: Cocktail Hour 7:30pm-9:30pm: Dinner Thursday, October 13, 2011 7:00am-7:45am: Continental Breakfast Attendees should feel free to bring breakfast foods to the opening session 7:45am-8:00am: Tiburon CEO Summit XXI Day #2 Kick-Off Presented by Cheryl Nash (Interim President, Fiserv Investment Services) 8:00am -8:45am: General Session Presentation Michael Sapir (CEO, ProShares) Introduction by Chip Roame (Managing Partner, Tiburon Strategic Advisors) 8:45am-9:00am: Cell Phone Break 9:00am-9:45am: General Session Guest Presentation CEO Summit XXI Guest Speaker Presented by Paul Steiger (CEO, Pro Publica) Michael Sapir Introduction by Chip Roame (Managing Partner, (CEO, ProShares) Tiburon Strategic Advisors) 9:45am-10:00am: Refreshments & Cell Phone Break 10:00am-11:00am: General Session Panel Discussion Ask the Consumers Facilitated by Gail Graham (Executive Vice President, Fidelity Institutional Wealth Services) Consumer Panelists: Jon C. CEO Summit XXI Guest Speaker Joe G. Paul Steiger Julia L. (CEO, Pro Publica) Alex N. 11:00am-11:15am: Deli Buffet & Cell Phone Break 11:15am -12:00pm: General Session Panel Discussion Tiburon CEO Summit XXI Insights Facilitated by Chip Roame (Managing Partner, Tiburon Strategic Advisors) Client Panelists: Atindra Barua (CEO, Trust Fort) Craig Gordon (President, RBC Correspondent & Advisor Services) Viggy Mokkarala (Executive Vice President, Envestnet) Frank Trotter (President, EverBank