FRY-6 0MB Number7100--0297 Approval expires November 30, 2022 Page 1 of2

Board of Governors of the Federal Reserve System

Annual Report of Holding Companies-FR Y=G

Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c)(1)(A) of the Bank This report form is to be filed by all top-tier bank holding compa­ Holding Company Act (12 U.S.C. § 1844(c)(1)(A)); sections 8(a) nies, top-tier savings and loan ho!ding companies, and U.S. inter­ and 13(a) of the International Banking Act (12 U.S.C. §§ 3106(a) mediate holding companies organized under U.S. law, and by and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal any foreign banking organization that does not meet the require­ Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); and sec­ ments of and is not treated as a qualifying foreign banking orga­ tions 113, 165,312,618, and 809 of the Dodd-Frank Act (12 U.S.C. nization under Section 211.23 of Regulation K (12 C.F.R. § §§ 5361, 5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to the 211.23). (See page one of the general instructions for more detail appropriate Federal Reserve Bank the original and the number of of who must file.) The Federal Reserve may not conduct or spon­ copies specified. sor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid 0MB control number. NOTE: The Annual Report of Holding Companies must be signed by Date of Report (top-tier holding company's fiscal year-end): one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event December 31, 2019 that the top-tier holding company does not have an individual who is Month/ Day/ Year a senior official and is also a director, the chairman of the board must N/A sign the report. If the holding company is an ESOP/ESOT formed as Reporter's Legal Entity ldentifier(LEI) (20-Character LE! Code) a corporation or is an LLC, see the General Instructions for the authorized individual who must sign the report. Reporter's Name, Street, and Mailing Address I, :S-o ,- Name of the Ho! ng Company Director and Official First Trust Corporation Legal Title of Holding Company Q Y"'o. \'C '1:0°"""" 0~ ~ Baavx:l Tille of the Holding Company Director and Official 909 Poydras Suite 1700 attest that the Annual Report of Holding Companies (including (Mailing Address of the Holding Company) Street/ P.O. Box the supporting attachments) for this report date has been pre­ LA ------70112 pared in conformance with the instructions issued by the Federal City State Zip Code Reserve System and are true and correct to the best of my knowledge and belief. Physical Location (if different from mailing address) With respect to information regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this Person to whom questions about this report should be directed: information to the Federal Reserve. The Reporter also certifies R Leigh Barl

O=No For holding companies not registered with the SEG-­ Is confidential treatment requested for any portion of lndicate status of Annual Report to Shareholders: this report submission? ...... ~ D is included with the FR Y-6 report In accordance with the General Instructions for this report (check only one), D will be sent under separate cover \ 1. a letter justifying this request is being provided along [8] is not prepared with the report...... D For Federal Reserve Bank Use Only 2. a letter justifying this request has been provided separately ... D RSSD ID NOTE: Information for which confidential treatment is being requested C.I. must be provided separately and labeled as "confidential."

Public reporting burden for lhls information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including llme to gather and maintain data in the required form and to review ins!ructions and complete the Jnfonnalion collection. Send comments regarding th!s burden estimate or any other aspect of !his collecl!on of Information, Jnclud!ng suggestions for reducing this burden to: Secretary, Board of Governors of the Federal Reserve System, 20\h and C Streets, NW, Washington, DC 20551, and to the Office ofManagerrlent and Budget, PapeNtork Reduction Project (7100-0297), Washington, DC 20503. 12/2019 Form FR Y-6 First Trust Corporation New Orleans, LA Fiscal Year Ending December 31, 2019

Report Item: 1: N/A

2: Organization Chart

(State of Incorporation and located in New Orleans, ) LEI - N/A Officers: Directors: Joseph C. Canizaro ➔ CEO Joseph C. Canizaro, Chairman Gary Blessman, Director David Guidry, Director Donald Bollinger, Director John Georges, Director Ralph Cox, Director Randall Howard, Director Ryan Lopiccolo, Director

New Orleans, Louisiana 100% (State of Incorporation and located in Louisiana) LEI - 549300J59XY2XA4OSM90 Duane Abadie - President & CCO

100% New Orleans, Louisiana (State of Incorporation and located in Louisiana) LEI - N/A 100%

100% Managing Member New Orleans, Louisiana (State of Incorporation and located in Louisiana) LEI - N/A

100% Managing Member New Orleans, Louisiana (State of Incorporation and located in Louisiana) LEI - N/A

"'~os ~1 X> ~ = -?, ;- ~ ~ £¥&if;'"' A ~" ~ ~ :r - c~-h , lF'l!?"',- '7;? : FBI BRA!'ICH REAii ES[A;TE HOllDINGS; Life ; 1, 100% "'-·~"',~"''~~::::: ~ 4'~,1 Managing Member New Orleans, Louisiana (State of Incorporation and located in Louisiana) LEI - N/A

100% 'Managing Member Ocean Springs, (State of Incorporation and located in Mississippi) LEI - N/A Jeff Rousseau - President Results; A list of branches for your depository institution; FIRST BANK AND TRUST {ID_RSSD: 1862719). This depository institution is held by FIRST TRUST CORPORATION 12127657) of NEW ORLEANS, LA. The data are as of 12/31/2019. Data reflects information that was received and processed through 03/0S/2020.

Rernnctllation and vermcation Steps 1. tn the Data Action column of each branch row, enter one or more of the actJonsspecifled bel~w 2. If required, enter the date in the Effective Date column

8&llilli. OK: If the branch information is correct, enter "OK' in the Data Action column. Change: If the branch information ls incorrect or incomplete, revise the data, enter 'Change· in the Data Action column and the date when this information first became valid in the Effective Date column. Close: [fa branch listed was sold or closed, enter 'Close' in the Data Action column and the sale or closure date in the Effective Date column. Delete, lfa branch listed was never owned by this depository institution, enter 'Delete' Jn the Dat.i Action column. Add: lfa reportable branch is missing, insert a row, add the branch data, and enter 'Add' !n the Data Action column and the opening or acquisition date in the Effective Date column.

If printing this list, you may need to adjust your page setup in MS Excel. Try using landscape orientation, page scaling, and/or legal sized paper.

Submission PrQ<:P•fore When you are finished, send a saved copy to your FRB contact. Seethe detailed Instructions on this site for more information. If you are e-mailing this to your FRB contact, put yoi.!r institution name, city and state in the subject line of thee-mall.

Note: To satisfy the FR Y-10 reporting requirements, you must also submit FR Y-10 Domestic Branch Schedules for each branch with a Data Action of Change, Close, Delete, or Add. The FR Y·lO report may be submitted in a hardcopy format or Via the FR Y-10 Online appllcatlon - https://y10online.federalreserve.gov.

* FDIC UNINUM, Office Number, and ID_RSSD columns am for reference only. Verification of these v.ilues is not required.

Data Effective Branch Service Branch Head Action Date ~,. ID RSSD* Popular Name Street Address State Zin Code County Country FDIC UNINUM~ Office Number* Head Office Office Comments l'uil Service '"' o, (Head Office] 1862719 FIRST BANK AND TRUST 909 POYDRAS ST NEW ORLEANS CA 70112 ORLEANS Not Re,.,utred Not Re,.,uired FIRST BANK AND TRUST 1862719 a, Full Service 5162994 5ANDESTIN BRANCH 495 GRAND BLVD MIRAMAR BEACH Fe 325S0 WALTON UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 o, Full Service 56230 WEST OAKS BRANCH 201 WEST OAK STREET AMITE LA 70422 TANGIPAHOA UNrTED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 o, Full Service 3967355 JEFFERSON FINANCIAL CENTER 8383 JEFFERSON HIGHWAY BATON ROUGE CA 70809 EAST BATON ROUGE UNITED STATES Not Reouired Not Required FIRST BANK AND TRUST 1862719 OK Full Service 3724772 NORTH PARK BRANCH 118 LAKE DRIVE COVINGTON lA 70433 ST TAMMANY UNITED STATES Not Reauired Not Reau ired FIRST BANK AND TRUST 1862719 o, Full Service 3725005 HAMMOND BRANCH 1320 SOUTH MORRISON BLVD HAMMOND LA 70403 TANGIPAHOA UNITED STATES Nat Required Not Reouired FIRST BANK AND TRUST 1862719 a, Full Servlce 2816102 HARVEY BRANCH 2316 MANHATTAN BOULEVARD HARVEY CA 70058 JEFFERSON UNITED STATES Not Reouired Not Required FIRST BAN KAND TRUST 1862719 o, Full Service 3881303 RIVER RANCH BRANCH 603 SILVERSTONE ROAD SUITE 102A, SUITE 100 LAFAYETTE CA 70508 LAFAYITTE UNITED STATES Not Re"uired Not Required FIRST BANK AND TRUST 1862719 o, Full Service 324804S METAIRIE ROAD BRANCH 458 METAIRIE ROAD METAIRIE CA 7000S JEFFERSON UNITED STATES Nat Required Not Required FIRST BANK AND TRUST 1862719 a, Full Service 1000379 VETERANS BOULEVARD BRANCH 3929 VETERANS BLVD METAIRIE CA 70002 JEFFERSON UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 a, Full Service 2835327 ALGIERS BRANCH 4SSO GENERAL DEGAULLE DRIVE NEW ORLEANS CA 70131 ORLEANS UNITED STATES Not Required Not Required FIRST BANK AND TRUST 1862719 o, Full Service 5162985 SLIDELL BRANCH 2077 CAST GAUSE BLVD SLIDELL CA 70461 STTAMMANY UNITED STATES Not Required Not Required HRST BANK AND TRUST 1862719 o, Full Service 3945791 SPRINGFIELD BRANCH 31579 HIGHWAY 22 SPRINGFIELD CA 70462 LIVINGSTON UNITED STATES Not Required Not Reouired FIRST BANK AND TRUST 1862719 a, Full Service 3505917 EISENHOWER DRIVE BRANCH 244 EISENHOWER DRIVE BlLOXI MS 39531 HARRISON UNITED STATES Not Reciuired Not Reouired FIRST BANK AND TRUST 1862719 FORM FRY-6 FIRST TRUST CORPORATION As of December 31, 2019 Fiscal Year Ending December 31, 2018 Report Item 3: Shareholders

Shareholder not listed in 3 (1) a through 3(1) c that had ownership, control Current Shareholder with ownership, control or holdings of 5% or more with power or holdings of 5% or more with power to vote during the fiscal year ending to vote as of 12-31-2019 (see note below) 12-31-2019

(1)a (1)b (1)(c) (2)(a) (2)( b) (2)(c)

Country of Number and Percentage Country of Number and Percentage of Name and Citizenship or of Each Class of Voting Name and Citizenship or Each Class of Voting Address Incorporation Securities Address Incorporation Securities

Number-4,745,979 Percent 44% Options 9,000 Mr. Joseph C. Canizaro, Chairman USA (Indirect-New Continental NIA Metairie, LA I USA Trust - 403,733 shares Percent-4%)

Corte Trust (A Untted States Trust) Number - 3,232,250 USA Joseph C. Canizaro-Trustee Percent - 30% New Orleans, LA -

Note: Director Donald Bollinger has holdings of 4.79% so he is not not included on this schdule since he is below 5%, however he does show on report item 4 with the rounded percentage of 5%. FORM FR Y~6 FIRST TRUST CORPORATION As of December 31, 2019 Fiscal Year Ending December 31, 2019 Report Item 4: Insiders

(1) (2) (3)(a) {3){b) (3)( c) {4){a) {4){b) (4)( c) Percentage of Principal Title & Position with Voting Shares in List Names of Other Name and Occupation if other the Holding Title & Position with Subsidiaries Title & Position with Other Percentage of Voting Shares Subsidiaries Companies if 25% or more Address than BHC Company (Include Names) Businesses (Include Names) in BHC (Include Names) voting securities are held

CEO Direct 44% Mr. Joseph C. Canizaro, Chairman Real Estate FIRST BANK and TRUST Indirect 34% (Corte aod ..See Attached NIA *See Attached Metairie, LA/ USA Developer D·1rector Trust 30% and New Chairman of the Board Continental Trust 4%)

GBBRE, LLC 100% Gary Blossman Businessman/ FIRST BANK and TRUST Director NIA 3% NIA FGE Ventures 33% New Orleans, LA/ USA Banking CEO Splash RV 35%

President of 100% ownership GUICO GUICO Machine Works Machine Works GUICO FIRST BANK and TRUST Vice David Guidry Businessman/ Oilfield GU!CO Marine Services, LLC Marine Services, LLC Director Chairman of the Board Chairman of 1% NIA Laplace, LA /USA Equipment GUICO Farms, LLC GUICO Farms, LLC Audit Committee GU!CO Properties, LLC Harvey GUICO Properties, LLC Harvey Specialty, Inc. Specialty, Inc.

Donald Bollinger Businessman/ FJRST BANK and TRUST President & CEO of Bollinger, Director 5% NIA "See Attached Lockport, LA / USA Entrepreneur Chairman of the Board LLC

CPA Retired Barilleaux Lands LLC FIRST BANK and TRUST Ralph C. Cox, Jr., CPA. CGMA Partner at 25% ownership Director Director Chairman NIA 1% NIA Metairie, LA/ USA Bourgeois Bennett, Crestmont Properties, Inc. of Loan Committee LLC 100% ownership

Randall Howard FIRST BANK and TRUST Private Investor Director NIA 0% NIA NIA Jackson, MS/ USA Director

Businessman/ Ryan Lopiccolo FIRST BANK and TRUST Co-owner of EVP, Columbus Director 0% NIA Pie-Not LLC 16% Ownership New Orleans, LAJUSA Dicector Pie-Not LLC Properties

Corte Trust (A United States Trust) Trust Shareholder NIA NIA 30% NIA "See Attached Joseph C. Canizaro-Trustee New Orleans, LA/ USA

The Advocate, Times Picayune, Nola.com, John Georges Businessman/ FIRST BANK and TRUST Director Georges Enterprises, CEO 0% NIA Imperial Trading, AMA, and Director New Orleans, LAJUSA Entrepreneur Lucky Coin Co. FORM FR Y-6 FIRST TRUST CORPORATION As of December 31, 2019 Fiscal Year Ending December 31, 2019 Report Item 4(cont'd): Insiders Other Interests

(1) (4)(c) Direct Indirect Insider Name Company Interest Interest JOSEPH C CANIZARO ARBOR ESTATES OF NEW ORLEANS, LLC 84% COLUMBUS COMMUNITIES LLC 80% COLUMBUS DATA, INC 82% COLUMBUS MANAGEMENT LLC 100% COLUMBUS PROPERTIES LP 84% CORPORATE CAPITAL LLC 100% PIE-NOT, LLC 76% THE ARBORS ESTATES REALTY, LLC 84% THE DONUM DEi FOUNDATION 100% THE VILLAGE AT TRADITION LLC 90% TRADITION MASTER PROPERTY OWNERS ASSOCIATION 80% THE VILLAGE AT TRADITION HOME OWNERS ASSOCIATION, INC 90% TRADITION VILLAGE REALTY. LLC 90% VILLAGE CENTER LLC 90% DONALD BOLLINGER 8210 JEFFERSON LLC 100% ASPENOLA LLC 33% B BELLA VISTA EL DORADO LLC 95% B BLACK BAY LLC 97% B HERTZ MIDWEST LLC 42% 5% B LONGUEVUE Ill LLC 100% B Riata LLC 96% B SWAN RIVER LLC 50% 10% BAMG NASHVILLE LLC 100% B >ECH LLC 49% :; __ _ _., ·_._ B NORTHPARK LLC . 100% B RICHMOND HERTZ LLC 47% 13% BEHRMAN ASSOCIATES LC 80% BIG R ENTERPRISES LLC 100% BOLLINGER ENTERPRISES, LLC 100% BOLLINGER FAE LLC 80% BOLLINGER FAMILY FOUNDATION 50% BOLLINGER HERTZ LLC 52% 11% BOLLINGER INVESTMENTS LLC 100% BOLLINGER PRIVATE EQUITY LLC 48% CORTE TRUST SPRING PLAZA CORPORATION 100%