UC Riverside UC Riverside Previously Published Works

Title Theory and simulations of principle of minimum rate

Permalink https://escholarship.org/uc/item/5v88q086

Journal of Plasmas, 15

Authors Shaikh, Dastgeer Zank, G. P. Hu, Q. et al.

Publication Date 2008

Peer reviewed

eScholarship.org Powered by the California Digital Library University of California PHYSICS OF PLASMAS 15, 012306 ͑2008͒

Theory and simulations of principle of minimum dissipation rate ͒ Dastgeer Shaikh,a B. Dasgupta, G. P. Zank, and Q. Hu Institute of Geophysics and Planetary Physics, University of California, Riverside, California 92521, USA ͑Received 5 October 2007; accepted 5 December 2007; published online 22 January 2008͒ We perform a self-consistent, time-dependent numerical simulations of dissipative turbulent plasmas at a higher Lundquist number, typically up to O͑106͒, using full three-dimensional compressible magnetohydrodynamics code with a numerical resolution of 1283. Our simulations follow the time variation of global helicity, magnetic , and the dissipation rate and show that the global helicity remains approximately constant, while magnetic energy is decaying faster and the dissipation rate is decaying even faster than the magnetic energy. This establishes that the principle of minimum dissipation rate under the constraint of ͑approximate͒ conservation of global helicity is a viable approach for plasma relaxation. © 2008 American Institute of Physics. ͓DOI: 10.1063/1.2828539͔

I. INTRODUCTION In this paper, we describe our theoretical and simulation ͑ ͒ 1 results, based on the magnetohydrodynamics MHD model, In a seminal , Taylor proposed that for a slightly to investigate the principle of minimum dissipation rates dissipative turbulent magnetized plasma, the global magnetic through a turbulent relaxation of an initial nonequilibrium ͐ ͑ helicity VA·BdV where B is the magnetic field and A is plasma. In Sec. II, we describe theoretical overview of the ͒ ͑ the vector potential remains relatively invariant so-called problem. Section III describes our simulation results which ͒ ͐ 2 / ␲ “rugged-invariant” while the magnetic energy VB 8 dV are consistent with the theory. Section IV contains conclu- tends to a minimum value. This leads to a variational prin- sions. ciple,

B2 II. THEORETICAL BACKGROUND ␦͵ ͩ − ␭A · BͪdV =0, ͑1͒ ␲ v 8 A different approach to self-organization and relaxation in plasma can be obtained from a law of irreversible thermo- ␭ where is the Lagrange multiplier. The variation yields the dynamics; namely, the principle of minimum pro- Euler–Lagrange equation duction. First formulated by Prigogine,9 this law states that a ϫ B = ␭B. ͑2͒ steady is characterized by a minimum ١ rate of entropy production. Prigogine10 envisaged that an Obviously, the state denoted by Eq. ͑2͒ as proposed by open dissipative system far from equilibrium is able to trans- Taylor, is a force-free ͑FF͒, or zero pressure gradient, state form small-scale irregularities into large-scale patterns, since the current JʈB, leading to JϫB=0. Taylor’s theory which he described as “Dissipative Structures.” An equiva- successfully explained the field reversal of reversed field lent and more accessible version of the above principle, pinches ͑RFPs͒. which could be applied to laboratory and astrophysical Since then, Taylor’s theory force-free model has been plasma, is the principle of minimum dissipation rate ͑MDR͒ almost universally adopted to explain various long-lived of energy. It should be mentioned that Chandrasekhar and structures observed in fusion physics and astrophysics. A Woltjer11 did consider minimum dissipation states with con- ١ϫ١ϫB=␣B, commenting that vast literature illustrates this ͑see Refs. 2–6 and the refer- stant energy and obtained ences cited therein͒. solutions to this equation are “much wider” that those corre- However, despite the wide acceptance of the force-free sponding to a force-free field. relaxed state proposed by Taylor, it is nonetheless subject to This alternate principle has been used to derive the re- many intrinsic and severe limitations. Taylor’s model does laxed state of a magnetized plasma, in an effort to eliminate not produce a pressure balanced structure, and is not appli- the deficiencies of Taylor’s model; Hameiri and cable to long-lived plasma states in other fusion machines, Bhattacharjee12 derived the relaxed plasma state using the such as the tokamak, the formation of field reversed configu- minimization of entropy production rate. Montgomery and ration by merging two counterhelicity spheromaks, etc. Sev- Phillips13 first applied the principle of minimum dissipation eral numerical works, particularly those by Sato and his to plasma relaxation for an open system with constant helic- collaborators,7,8 have established the existence of self- ity injection. Farengo and Sobehart14,15 obtained the mag- organized states with finite pressure gradient; i.e., these netic field and current density profile of a steady-state toka- states are governed by the magnetohydrodynamic force bal- mak plasma assuming minimum rate of Ohmic dissipation. ١p rather than JϫB=0. Dasgupta et al.16 considered relaxed states of a magnetized=ance relation JϫB plasma with minimum dissipation to obtain a pressure bal- ͒ a Electronic mail: [email protected]. anced structure using a variational method,

1070-664X/2008/15͑1͒/012306/5/$23.0015, 012306-1 © 2008 American Institute of Physics

Downloaded 22 Jan 2008 to 138.23.49.3. Redistribution subject to AIP license or copyright; see http://pop.aip.org/pop/copyright.jsp 012306-2 Shaikh et al. Phys. Plasmas 15, 012306 ͑2008͒

Bץ ϫ ͑U ϫ B͒ + ␩ٌ2B, ͑6͒ ١ = ͒ ͑ ͒ ⌳ ␩ 2͑ ͵␦ ץ j − A · B dV =0, 3 v t ␩ ⌳ 1 ץ -where is the plasma resistivity and is the Lagrange mul ϫ B͒ ϫ B + ␯ٌ2U ١͑ + ١p−= ١ͪU · tiplier, which yielded the Euler–Lagrange equation ␳ͩ + U t 4␲ץ ϫ B = ⌳B. ͑4͒ ١ ϫ ١ ϫ ١ U͒. ͑7͒ · ١͑ ١ ˆ␩ + The solution of the above equation ͑4͒ is obtained as a su- perposition of Chandrasekhar and Kendall eigenfunctions. The equations are closed with a nondivergent magnetic field ١ Dasgupta et al. showed that this can produce a pressure pro- ·B=0 and an equation of state relating the perturbed den- ͑ ͒ file for the RFP and also the field reversal. Furthermore this sity to the pressure variables. The last term in Eq. 7 is a model was applied to produce the observed pressure and result of compressibility, which leads to a finite solenoidal q-profile of a tokamak,17 a field-reversed configuration,18 and component of the turbulent velocity that corresponds to dis- 19 20 a spheromak configuration. Bhattacharyya and Janaki ex- sipation. Here, r=xeˆx +yeˆy +zeˆz is a three-dimensional vec- ␩ ␯ tended these ideas to address dissipative relaxed states in a tor, and and are, respectively, magnetic and kinetic vis- two-fluid plasma with external drive. cosities. The above equations can be normalized using a ͑ᐉ ͒ ͑␳ ͒ ͑ ͒ Astrophysical systems are invariably characterized by typical length scale 0 , density 0 , pressure p0 , mag- ͑ ͒ ͑ ͒ dissipation and often a high plasma ␤. The Taylor model of netic field B0 , and the velocity U0 . With respect to these force-free states is inadequate to describe such systems and it normalizing ambient quantities, one may define a constant ͱ␥ /␳ is expected that minimum dissipative states are more rel- sound speed Csؠ = p0 0, sonic Mach number Masؠ 22 / /ͱ ␲␳ evant. Bhattacharyya et al. considered solar arcades as =U0 Csؠ, Alfvén speed VAؠ =B0 4 0, and Alfvénic Mach / -minimum dissipative relaxed states and showed that the gen- number MAؠ =U0 VAؠ. The magnetic and mechanical Rey Ϸ ᐉ /␩ Ϸ ᐉ /␯ eration of different types of arcades is possible by varying a nolds numbers are Rmؠ U0 0 and Reؠ U0 0 , and the ␤ ␲ / 2 single parameter characterizing the relaxed state. Based on plasma beta 0 =8 p0 B0. the principle of MDR, Hu and Dasgupta21 developed an ap- By considering the turbulent-relaxation of the fluid in proach to derive three-dimensional non-force-free coronal three dimensions, we can investigate the nonlinear mode magnetic fields from vector magnetograms. In this approach, coupling interaction of decaying compressible MHD turbu- those authors took advantage of the governing equation for lence ͓Eqs. ͑5͒–͑7͔͒. For this purpose, we have developed a the magnetic field, resulted from MDR, whose solution can fully three-dimensional compressible magnetohydrodynamic be exactly expressed as linear superposition of three linear code.24 All the fluctuations are initialized isotropically with FF fields. They developed a fast and easy, yet more general random phases and amplitudes in Fourier space and evolved approach to derive coronal magnetic field in a finite further by integration of Eqs. ͑5͒–͑7͒ using a fully de-aliased in a non-force-free state. It has potential significance and pseudospectral numerical scheme. Fourier spectral methods application to addressing the problem of solar magnetic ac- are remarkably successful in describing turbulent flows in a tivity central to solar physics research, especially given in- variety of plasma and hydrodynamic ͑i.e., nonmagnetized͒ creasing amount of high-quality solar vector magnetograph fluids. Not only do they provide an accurate representation of measurements in present times. the fluid fluctuations in Fourier space, but they are also non- A small amount of resistivity, present in any realistic dissipative. Because of the latter, nonlinear mode coupling plasma, is essential to allow reconnection processes that interactions preserve ideal rugged invariants of fluid flows, leads to relaxation. Dissipation, along with nonlinearity, is unlike finite difference or finite volume methods. The con- universal in systems evolving towards self-organized states servation of the ideal invariants ͑energy, enstrophy, magnetic and it is natural to assume that dissipation plays a decisive potential, helicity, etc.͒ in turbulence is an extremely impor- role in the self-organization of a system. The prime objective tant feature in general, and particularly in our simulations, of this work is therefore to corroborate our claim of using because these quantities describe the cascade of energy in the MDR as viable constraint for plasma relaxation. For this pur- inertial regime, where turbulence is, in principle, indepen- pose, we use full three-dimensional ͑3D͒ MHD simulations dent of both large-scale forcing and small scale dissipation. in the context of ͑freely͒ decaying turbulence to measure The precise measurement of the decay rates associated with decay rates associated with the MHD invariant as described the MHD invariants is therefore of particular concern and in the subsequent section. importance in understanding MDR. Dissipation is nonethe- less added physically in our simulations to extend the spec- III. NONLINEAR SIMULATION RESULTS tral cascades to the smallest scales and also to allow minimal The turbulent magnetofluid flow in our simulations is dissipation. The evolution variables are discretized in Fourier described by the magnetohydrodynamic equations, in which space and we use periodic boundary conditions. The initial −2 statistically homogeneous, isotropic, and isothermal plasma isotropic turbulent spectrum was chosen to be close to k fluctuations are cast in terms of single fluid magnetic B͑r,t͒ with random phases in all three directions. The choice of ͑ ͒ and velocity U͑r,t͒ fields and pressure p͑r,t͒ as such or even a flatter than −2 spectrum does not influence the dynamical evolution of the turbulent fluctuations as final ␳ץ ␳U͒ =0, ͑5͒ the state in all our simulations leads to identical results that͑ · ١ + -t are consistent with the proposed analytic theory. The equaץ

Downloaded 22 Jan 2008 to 138.23.49.3. Redistribution subject to AIP license or copyright; see http://pop.aip.org/pop/copyright.jsp 012306-3 Theory and simulations… Phys. Plasmas 15, 012306 ͑2008͒

FIG. 2. ͑Color online͒ Evolution of the energy associated with the density fluctuations in 3D MHD simulations; i.e., ͐␳2dv. In the absence of external sources or sinks, density is conserved. This quantity is used to check the validity of our numerical results while computing the decay rates of several MHD invariants.

FIG. 1. ͑Color͒ Evolution of random initial turbulent fluctuations lead to the magnetic field generates relatively small-scale fully devel- formation of relatively small-scale isotropic structures in 3D compressible oped isotropic and homogeneous structures. Only isosurfaces MHD simulations. The numerical resolution is 1283 in a cubic box of vol- of constant ͉B ͉ contours in three dimensions are shown in ␲3 ␩ ␯ −4 x ume . The dissipation parameter = =10 . Shown are the isosurfaces of Fig. 1. Furthermore, we can follow the evolution of density the x component of the magnetic field. fluctuations to monitor the validity of our simulations. For instance, in the absence of external sources or sinks, density is conserved. The volume integration of density in Eq. ͑5͒ is tions are advanced in time using a second-order predictor- proportional to a surface integral that corresponds to the flux corrector scheme. The code is stabilized by a proper de- of plasma flow distributed across the volume. The latter, nev- aliasing of spurious Fourier modes and choosing a relatively ertheless, diminishes for a periodic system, thereby leading small time step in the simulations. Additionally, the code to ͐␳2dv=const. This quantity is evaluated at each time step B=0 condition at each time step. Our code of the numerical integration to check the validity of our·١ preserves the is massively parallelized using Message Passing Interface simulation results while computing the decay rates of several ͑MPI͒ libraries to facilitate higher resolution in a 3D volume. MHD invariants. The evolution of ͐␳2dv, shown in Fig. 2,is Kinetic and magnetic are also equipartitioned be- almost unchanged. tween the initial velocity and the magnetic fields. The latter The decay rates associated with the turbulent relaxation helps treat the transverse or shear Alfvén and the fast/slow of the rugged ideal invariants of MHD, viz, magnetic helicity magnetosonic waves on an equal footing, at least during the ͑K=͐A·Bdv͒, magnetic energy ͓E=͑1/2͒͐B2dv͔ and en- early phase of the simulations. ergy dissipation rate ͑R=␩͐J2dv͒ are shown together in Fig. Magnetized, fully compressible MHD turbulence 3. Clearly, the magnetic energy E decays faster than the mag- evolves under the action of nonlinear interactions in which netic helicity K, and the energy dissipation ͑R͒ decays even random initial fluctuations, containing sources of free energy, faster than the two invariants. This state corresponds to mini- lead to the excitation of unstable modes. These modes often mum dissipation in which selective decay processes lead to a displace the initial evolutionary system substantially from its faster decay rate for the magnetic energy ͑when compared equilibrium state. When the instability begins to saturate, un- with the magnetic helicity decay rate͒. The selective decay stable modes lead to fully developed turbulence in which process ͑in addition to dissipations͒ depends critically on the larger eddies transfer their energy to smaller ones through a cascade properties associated with the rugged MHD invari- forward cascade until the process is terminated by the small- ants that eventually govern spectral transfer in the inertial scale dissipation. During this process, MHD turbulent fluc- range. This can be elucidated as follows.23 The magnetic tuations are dissipated gradually due to the finite Reynolds vector potential in 3D MHD dominates the magnetic field number, thereby damping small-scale motion as well. The fluctuations at the smaller Fourier modes, which in turn leads energy in the smaller Fourier modes migrates towards the to a domination of the magnetic helicity invariant over the higher Fourier modes following essentially the vector triad magnetic energy. On the other hand, dissipation occurs pre- interactions k+p=q. These interactions involve the neigh- dominantly at the higher Fourier modes, which introduces a boring Fourier components ͑k,p,q͒ that are excited in the rapid damping of the energy dissipative quantity R. A heu- local inertial range turbulence. A typical case of turbulent ristic argument for this process can be formulated in the fol- relaxation is shown in Fig. 1 in which the x component of the lowing way. The decay rates of helicity K and the dissipation

Downloaded 22 Jan 2008 to 138.23.49.3. Redistribution subject to AIP license or copyright; see http://pop.aip.org/pop/copyright.jsp 012306-4 Shaikh et al. Phys. Plasmas 15, 012306 ͑2008͒

FIG. 3. ͑Color online͒ Evolution of decay rates associated with turbulent FIG. 4. ͑Color online͒ The decay rates of of turbulent fluc- relaxation of the rugged ideal invariant of MHD, viz., magnetic helicity tuations are initially higher than the magnetic energy. Hence the ratio of ͑K=͐A·Bdv͒, magnetic energy ͑E=1/2͐B2dv͒, and dissipative current magnetic to kinetic energies shows a sharp rise in the initial evolution. The ͑R=␩͐J2dv͒ are shown simultaneously. two decay rates eventually become identical, thereby leading to a constant value of the ratio.

͐ ␩ 2 rate for R= V j dV, in dimensionless form, with the mag- dominantly by the eddy interactions, i.e., hydrodynamic con- ͑ ͒ ⌺ ͑ ͒ ١V, instead of magnetic field forces ͑J·netic field Fourier decomposed as B k,t = kbk exp ik·r , vective force V can be expressed as ϫB͒. In such a case, the final state is dominated possibly by dK 2␩ dR 2␩2 the hydrodynamic invariants. =− ⌺ kb2, =− ⌺ k4b2 , ͑8͒ dt S k k dt S2 k k IV. CONCLUSION where S=␶ /␶ is the Lundquist number and ␶ R A R In conclusion, we have performed self-consistent three- =4␲ᐉ2 /c2␩ , ␶ =ᐉ /V are the resistive and Alfvén time 0 0 A 0 A0 dimensional simulations of isothermal compressible dissipa- scales, respectively. The Lundquist number in our simula- tive magnetized plasmas to investigate the principle of mini- tions varies up to 106, corresponding to the parameter range −4 mum dissipation rates in a regime that corresponds to a high ␤ =0.01, ␩ ϳ10 , V ϳ0.1−1, ᐉ ϳ0.01−0.1. We find 6 0 0 A0 0 Lundquist number ͑Sϳ10 ͒, relevant typically to the fusion Ϸ 1/2 that at scale lengths for which k S , the decay rate of plasmas. Starting from a nonequilibrium state, the evolution ϳ ͑ ͒ energy dissipation is O 1 1. But at these scale lengths, of the MHD invariants, viz. magnetic helicity and magnetic ϳ ͑ −1/2͒Ӷ helicity dissipation is only O S 1. This physical sce- energy, proceeds towards a minimum dissipation state in ͑ ͒ nario is further consistent with our 3D simulations Fig. 3 . which magnetic helicity ͑K=͐A·Bdv͒ dominates magnetic Interestingly, the decay rate of kinetic energy of turbulent energy ͓E=͑1/2͒͐B2dv͔ evolution, whereas the energy dis- fluctuations is initially higher than that of the magnetic en- sipation rates ͑R=␩͐J2dv͒ are predominantly minimal. The ergy. Thus, the ratio of magnetic to kinetic energy shows a most important outcome to emerge from our investigations is sharp rise in the initial evolution, as shown in Fig. 4. How- that a state corresponding to the minimum dissipation rates, ever, as the evolution progresses, the two decay rates become is more plausible in a dissipative plasma. Thus, we may con- ͑ ͒ identical and the ratio magnetic to kinetic energies is as- clude, notwithstanding the Taylor hypothesis of a force-free ͑ ͒ ymptote to a constant value see Fig. 4 . Although not shown state, that our simulations clearly demonstrate that nonlinear ˆ in the figure, we have seen that JЌ =J−͑J·B/͉B͉͒b—where selective decay processes will cause plasma fluctuations to bˆ =B/͉B͉ is the unit vector along B—is nonzero, thus prov- relax towards a non-force-free state in a natural and self- ing conclusively that the resultant state is non-force-free. For consistent manner. Note that we have not yet included forc- the force-free state, JЌ is zero. ing effects, such as those due to solar flares, coronal We further confirm in our simulations that a slight varia- ejecta, supernovae blasts, etc. Our work thus assumes that ͑ ␤ ͒ tion in the initial value of plasma beta from 0 =0.01 does the magnetized compressible plasma is evolving freely with- not alter the final MDR state. By contrast, a significant out experiencing external forcing. change in the initial plasma beta can altogether lead to a Finally, we reiterate that predictions from a relaxation different final plasma state that may not necessarily be a model based on minimum dissipation rate yield the profiles representative of the MDR characteristic property within the for magnetic field components and pressure profile that are realm of MHD. This can be elucidated as follows. For in- very distinct from those obtained for a force-free state de- stance, an initial large value of plasma beta essentially char- scribed in terms of Chandrasekhar–Kendall functions. These acterizes the predominance of hydrodynamiclike effects in various profiles for some of the laboratory plasma devices MHD,24,25 where the nonlinear processes are governed pre- are shown in our earlier works.16–19 The magnetic field com-

Downloaded 22 Jan 2008 to 138.23.49.3. Redistribution subject to AIP license or copyright; see http://pop.aip.org/pop/copyright.jsp 012306-5 Theory and simulations… Phys. Plasmas 15, 012306 ͑2008͒ ponents for reversed field pinch and spheromak obtained Takamaru, Y. Todo, K. Watanabe, and T.-H. Watanabe, Phys. Plasmas 3, 2135 ͑1996͒. from our model correspond to the experimental observations 9I. Prigogine, Etude Thermodynamique des Phénomènes Irreversibles ͑Edi- and are similar to those obtained from a force-free model. tions Desoer, Liège, 1946͒. 10 For the tokamak ͑where the force-free model is not appli- G. Nicolis and I. Prigogine, Self-Organization in Non-Equilibrium Systems ͒ ͑John Wiley & Sons, New York, 1977͒. cable , our model predicts magnetic field profile, q-profile 11S. Chandrasekhar and L. Woltjer, Proc. Natl. Acad. Sci. U.S.A. 44,285 that are very close to the experimentally observed profiles. ͑1958͒. 12 The most important aspect of our model is the prediction of E. Hameiri and A. Bhattacharjee, Phys. Rev. A 35, 768 ͑1987͒. 13D. Montgomery and L. Phillips, Phys. Rev. A 38, 2953 ͑1988͒. a nonzero pressure gradient, our model produces a pressure 14R. Farengo and J. R. Sobehart, Plasma Phys. Controlled Fusion 36,465 profile for all the above devices, whereas a force-free model ͑1994͒. 15 always produces a zero pressure gradient. R. Farengo and J. R. Sobehart, Phys. Rev. E 52, 2102 ͑1995͒. 16B. Dasgupta, P. Dasgupta, M. S. Janaki, T. Watanabe, and T. Sato, Phys. Rev. Lett. 81, 3144 ͑1998͒. 1 J. B. Taylor, Phys. Rev. Lett. 33, 139 ͑1974͒. 17R. Bhattacharyya, M. S. Janaki, and B. Dasgupta, Phys. Plasmas 7, 4801 2 J. B. Taylor, Rev. Mod. Phys. 58, 741 ͑1986͒. ͑2000͒. 3G. E. Marsh, Force-Free Magnetic Fields: Solutions, Topology and Appli- 18R. Bhattacharyya, M. S. Janaki, and B. Dasgupta, Phys. Lett. A 291,291 cations ͑World Scientific, Singapore, 1996͒. ͑2001͒. 19 4B. C. Low, Force-Free Magnetic Fields, Encyclopedia of Astronomy and B. Dasgupta, M. S. Janaki, R. Bhattacharyya, P. Dasgupta, T. Watanabe, ͑ ͒ Astrophysics, edited by P. Murdin ͑Institute of Physics Publishing, Bristol, and T. Sato, Phys. Rev. E 65, 046405 2002 . 20 ͒ R. Bhattacharyya and M. S. Janaki, Phys. Plasmas 11, 5615 ͑2004͒. 2000 . 21 5 Qiang Hu and B. Dasgupta, Geophys. Res. Lett. 33, L15106, E. R. Priest and T. G. Forbes, Astron. Astrophys. Rev. 10, 313 ͑2002͒. DOI:10.1029/2006GL026952 ͑2006͒. 6C. J. Schrijver, M. L. Derosa, T. R. Metcalf, Y. Liu, J. Mctiernan, S. 22R. Bhattacharyya, M. S. Janaki, B. Dasgupta, and G. P. Zank, Sol. Phys. R’egnier, G. Valori, M. S. Wheatland, and T. Wiegelmann, Sol. Phys. 235, 240,63͑2007͒. ͑ ͒ 161 2006 . 23D. Biskamp, Magnetohydrodynamic Turbulence ͑Cambridge University 7 S. Zhu, R. Horiuchi, and T. Sato, Phys. Rev. E 51, 6047 ͑1995͒. Press, Cambridge, 2003͒. 8T. Sato and Complexity Simulation Group: S. Bazdenkov, B. Dasgupta, S. 24D. Shaikh and G. P. Zank, Astrophys. J. 640, L195 ͑2006͒. Fujiwara, A. Kageyama, S. Kida, T. Hayashi, R. Horiuchi, H. Muira, H. 25D. Shaikh and G. P. Zank, Nonlinear Processes Geophys. 14,1͑2007͒.

Downloaded 22 Jan 2008 to 138.23.49.3. Redistribution subject to AIP license or copyright; see http://pop.aip.org/pop/copyright.jsp