List of institutional investors signing up to “Principles for Responsible Institutional Investors” ≪Japan’s Stewardship Code≫ - To promote sustainable growth of companies through investment and dialogue -
As of November 15, 2018 【Total：237】 Trust banks (subtotal:6) Institution’s name (alphabetical order) Website (URL) where the announcement of the acceptance of the Code has been disclosed Website (URL) where the disclosure items described in the Code have been disclosed Updates
1 Mitsubishi UFJ Trust and Banking Corporation http://www.tr.mufg.jp/houjin/jutaku/about_stewardship.html http://www.tr.mufg.jp/houjin/jutaku/about_stewardship.html ○
2 Mizuho Trust & Banking Co,. Ltd. http://www.mizuho-tb.co.jp/corporate/unyou/index.html https://www.mizuho-tb.co.jp/corporate/unyou/pdf/stewardship.pdf ○
3 Resona Bank, Limited. http://www.resonabank.co.jp/nenkin/sisan/prii/index.html http://www.resonabank.co.jp/nenkin/sisan/prii/pdf/Stewardship_code_policy.pdf ○
4 Sumitomo Mitsui Trust Bank, Limited http://www.smtb.jp/business/instrument/voting/ http://www.smtb.jp/business/instrument/voting/stewardship.html ○
5 The Nomura Trust and Banking Co., Ltd. http://www.nomura-trust.co.jp/news/140528.html http://www.nomura-trust.co.jp/company/stewardship/index.html ○
6 The Norinchukin Trust and Banking Co.,Ltd. http://www.nochutb.co.jp/日本版スチュワードシップ・コードの受け入れについて/ http://www.nochutb.co.jp/日本版スチュワードシップ・コードの受け入れについて/ ○
Investment managers (subtotal:170) http://www.aberdeen-asset.co.jp/ja/japanretail/policies/stewardship 1 Aberdeen Standard Investments (Japan) Limited http://www.aberdeen-asset.co.jp/ja/japanretail/policies/stewardship http://www.aberdeen-asset.co.jp/ja/japanretail/policies/proxy http://www.aberdeen-asset.co.jp/ja/japanretail/policies/proxy/proxy
2 Acadian Asset Management LLC https://www.acadian-asset.com/capabilities/responsible-investing# https://www.acadian-asset.com/-/media/files/aamllc_stewardship-statement.pdf?la=en&hash=FAEE63B29AC18AF6BA02B21E405FCB5F90BFF920 ○
3 Acadian Asset Management (Japan) http://www.acadian-asset.com/contact-us/tokyo http://www.acadian-asset.com/contact-us/tokyo ○
4 ACA Inｃ http://www.acainc.jp/stewardship_code/ http://www.acainc.jp/stewardship_code/
5 ACA InnovativeInvestmentManagementInc. http://www.acainc.jp/japankakushin/ http://www.acainc.jp/japankakushin/
6 AllianceBernstein Japan Ltd. http://www.abglobal.co.jp/about/policies/stewardship http://www.abglobal.co.jp/about/policies/stewardship ○
7 Allianz Global Investors Japan Co., Ltd. http://jp.allianzgi.com/HomePage/AboutUs/AllianzGIJP/Pages/stewardship.aspx http://jp.allianzgi.com/HomePage/AboutUs/AllianzGIJP/Pages/stewardship.aspx ○
8 Alphagen Capital Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872
9 Amundi Japan Ltd. http://www.amundi.co.jp/company/policy/stewardship.html http://www.amundi.co.jp/company/policy/stewardship.html ○
10 Ant capital partners Co.Ltd https://www.antcapital.jp/stewardship/ https://www.antcapital.jp/stewardship/ ○
11 Aozora Investment Management Co.,Ltd. http://www.aozora-im.co.jp/info/voting.html http://www.aozora-im.co.jp/info/voting/stewardship.pdf ○
http://arabesque.com/docs/20140528-arabesque-japanese-stewardship-code.pdf 12 Arabesque Asset Management Ltd. http://arabesque.com/#/values/membership http://arabesque.com/docs/20140528-arabesque-japanese-stewardship-code-english.pdf
13 Ark Totan Alternative Co., Ltd. https://ark-aaa.jp/investment/ https://ark-aaa.jp/investment/ ○
ASAHI LIFE ASSET MANAGEMENT CO., 14 http://www.alamco.co.jp/stewardship/index.html http://www.alamco.co.jp/stewardship/index.html ○ LTD.
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15 Astmax Asset Management, Inc. http://www.astmaxam.com/about/stewardship.html http://www.astmaxam.com/about/stewardship.html ○
16 Asset Management One Co., Ltd. http://www.am-one.co.jp/company/stewardship/ http://www.am-one.co.jp/img/company/15/stewardshipcode.pdf ○
17 Asset Value Investors Ltd https://www.assetvalueinvestors.com/regulatory-disclosures/ https://www.assetvalueinvestors.com/regulatory-disclosures/ ○
18 Asuka Asset Management Co., Ltd. http://www.asuka-asset.com/ http://www.asuka-asset.com/pdf/stewardship.pdf ○
https://www.axa-im.co.jp/documents/24491/1395208/Japan+Stwardship+Code+Basic+Principles/43baf4b0-7c11-fd0a-c861- 19 AXA Investment Managers Japan Ltd. https://www.axa-im.co.jp/ja/stewardship_code 01f7d334a8fd
https://www.bailliegifford.com/institutional-investor/japan/literature-library/corporate-governance/compliance-with-the- 20 Baillie Gifford & Co http://www.bailliegifford.com/institutional-investor/japan/corporate-governance.aspx ○ japan-stewardship-code/
21 Barclays Funds and Advisory Japan Limited http://www.fundsadvisory.barclays.co.jp/ja_JP_PB/Home/Important-Information-JP/JP-Stewardship-Code.html http://www.fundsadvisory.barclays.co.jp/ja_JP_PB/Home/Important-Information-JP/JP-Stewardship-Code.html
22 Bayview Asset Management Co., Ltd. http://www.bayview.co.jp/stewardship_code/ http://www.bayview.co.jp/stewardship_code/ ○
23 BlackRock Japan Co., Ltd. http://www.blackrock.com/jp/about-us/important-information/stewardship-code https://www.blackrock.com/jp/individual/ja/literature/publication/blkj-stewardship-code-policy-jp-ja.pdf ○
24 BNP Paribas Asset Management Japan Limited. http://www.bnpparibas-am.jp/servlets/Query?SRC=bnppip/page/stewardship http://www.bnpparibas-am.jp/servlets/Query?SRC=bnppip/page/stewardship ○
25 BNY Mellon Asset Management Japan Limited. http://www.bnymellonam.jp/about/stewardship http://www.bnymellonam.jp/about/stewardship ○
http://www.brandes.com/us/individuals/corporate-overview/corporate-governance-principles 26 Brandes Investment Partners,LP https://www.brandes.com/us/individuals/about-us/corporate-governance-principles http://www.brandes.com/japan/corporate-overview/corporate-governance-principles
27 Capital Asset Management Co.,Ltd http://www.capital-am.co.jp/guide/steward.html http://www.capital-am.co.jp/guide/steward.html ○
28 Capital International K.K. https://www.thecapitalgroup.com/advisor/jp/ja/stewardshipcode.html https://www.thecapitalgroup.com/advisor/jp/ja/stewardshipcode.html ○
29 Carrera Asset Management Co.,Ltd. http://www.carrera-am.co.jp/stewardship.html http://www.carrera-am.co.jp/stewardship.html ○
30 Cartica Management, LLC https://www.cartica.com/wp-content/uploads/2017/12/Japan-Stewardship-Code-Cartica-Acceptance-Announcement-Final.pdf https://www.cartica.com/wp-content/uploads/2017/12/Japan-Stewardship-Code-Cartica-Acceptance-Announcement-Final.pdf ○
31 Chibagin Asset Management Co.,Ltd. http://www.chibagin-am.co.jp/company/operation/code/ http://www.chibagin-am.co.jp/company/operation/code/ ○
32 Chugin Asset Management Company, Limited. http://www.chugin-am.jp/stewardship.pdf http://www.chugin-am.jp/stewardship.pdf ○
33 Comgest Asset Management Japan Ltd. https://www.comgest.co.jp/stewardship-code/ https://www.comgest.co.jp/stewardship-code/ ○
34 Comgest S.A. https://www.comgest.co.jp/stewardship-code/ https://www.comgest.co.jp/stewardship-code/ ○
35 Commons Asset Management，Inc． http://www.commons30.jp/company/stewardship.php http://www.commons30.jp/company/stewardship.php ○
36 Création Capital, Inc. http://www.crea-cp.com/policy.html http://www.crea-cp.com/policy.html ○
37 Daiwa Asset Management Co.Ltd. http://www.daiwa-am.co.jp/company/managed/result.html http://www.daiwa-am.co.jp/company/stewardship/guideline_01.pdf ○
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38 Daiwa Fund Consulting Co.Ltd. http://www.daiwa-fc.co.jp/corporateinformation/3index.html http://www.daiwa-fc.co.jp/corporateinformation/stewardship.pdf ○
39 Daiwa SB Investments Ltd. http://www.daiwasbi.co.jp/company/stewardship/index.html http://www.daiwasbi.co.jp/company/stewardship/index.html ○
40 Daiwa Securities Co. Ltd. http://www.daiwa.jp/doc/140530.html http://www.daiwa.jp/doc/140530.html ○
41 Dalton Investments LLC http://www.daltoninvestments.com/strategies/japan-stewardship-code-statement/ http://www.daltoninvestments.com/strategies/japan-stewardship-code-statement/ ○
42 Dalton Capital (Japan) Inc. http://www.daltoncapital.co.jp/company/scode http://www.daltoncapital.co.jp/company/scode ○
43 DBJ ASSET MANAGEMENT CO.,LTD http://www.dbj-am.jp/fiduciary/steward.html http://www.dbj-am.jp/fiduciary/steward.html ○
44 Deutsche Asset Management （Japan) Limited https://funds.deutscheam.com/jp/Stewardshipcode https://funds.deutscheam.com/jp/Stewardshipcode ○
45 Dimensional Fund Advisors LP http://us.dimensional.com/about-us/corporate-governance http://us.dimensional.com/about-us/corporate-governance ○
46 DSM Capital Partners LLC http://www.dsmcapital.com/Japan_Stewardship_Code.pdf http://www.dsmcapital.com/Japan_Stewardship_Code.pdf
47 Eastspring Investments Limited http://www.eastspring.co.jp/company/stewardshipcode.php http://www.eastspring.co.jp/company/stewardshipcode.php ○
http://www.eastspring.com/sg/about-us/media-releases/PressRelease?article=694409bc-b106-68ef-81f2- http://www.eastspring.com/sg/about-us/media-releases/PressRelease?article=ee2514bc-b106-68ef-81f2- 48 Eastspring Investments (Singapore) Limited ○ ff0b00a19a2c&prev=list ff1800a19a2c&prev=list
49 Effissimo Capital Management Pte Ltd http://www.fsa.go.jp/status/stewardship/list/01.pdf http://www.fsa.go.jp/status/stewardship/list/04.pdf ○
50 FIL Investments (Japan) Limited http://www.fidelity.co.jp/fij/about/governance/policy.html http://www.fidelity.co.jp/fij/about/governance/policy.html ○
51 Fir Tree Partners https://www.firtree.com/JapanStewardshipCodeStatement.aspx https://www.firtree.com/JapanStewardshipCodeStatement.aspx ○
52 Fisher Investments Japan https://institutional.fisherinvestments.com/ja-jp/stewardship-responsibilities https://institutional.fisherinvestments.com/ja-jp/stewardship-responsibilities ○
53 Fivestar Asset Management CO.,LTD http://www.fivestar-am.co.jp/pdf/SSC.pdf http://www.fivestar-am.co.jp/pdf/SSC.pdf ○
FOUR SEASONS ASIA INVESTMENT Pte. 54 http://www.fsa.go.jp/status/stewardship/list/12.pdf http://www.fsa.go.jp/status/stewardship/list/12.pdf ○ Ltd.
55 Franklin Templeton Investments Japan Limited http://www.franklintempleton.co.jp/ja_JP/investor/company/japan/regulatory-information https://www.franklintempleton.co.jp/content-japan/PDFs/Stewardship-Code-details.pdf ○
56 Fukoku Capital Management, Inc. http://www.fukoku-cm.co.jp/company-profile/stewardship.html http://www.fukoku-cm.co.jp/company-profile/stewardship.html ○
57 Future Venture Capital Co., Ltd. https://www.fvc.co.jp/stewardship https://www.fvc.co.jp/stewardship ○
58 GAMCO Investors, Inc. http://www.gabelli.com/corporate/Japan_St_Code.pdf https://www.gabelli.com/corporate/Japan_St_Code_PublicDiscl.pdf ○
59 GCI Asset Management, Inc http://www.gci.jp/jp/service/stewardshipcode.html http://www.gci.jp/jp/service/stewardshipcode.html ○
60 Global Investments Co., Ltd. http://www.global-inv.net/structure.html http://www.global-inv.net/assets/img/GI_Stewardship_Policy.pdf ○
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61 GMO LLC. https://www.gmo.com/docs/default-source/legal-and-compliance/statement-on-japan-stewardship-code.pdf?sfvrsn=4 https://www.gmo.com/docs/default-source/legal-and-compliance/statement-on-japan-stewardship-code.pdf?sfvrsn=4 ○
62 Goldman Sachs Asset Management Co.,Ltd. http://www.goldmansachs.com/japan/gsitm/company/stewardship.html https://www.gsam.com/japan/gsitm/company/pdf/stewardship.pdf ○
63 Goldman Sachs Asset Management International http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf
64 Goldman Sachs Asset Management, L.P. http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf
65 Goldman Sachs (Asia) LLC http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf
66 Groupe La Francaise http://www.lafrancaise-am.com/en/who-we-are/la-francaise-and-csr.html http://www.lafrancaise-am.com//fileadmin/docs/ISR/JapanStewardshipCode.pdf
67 GS Investment Strategies LLC http://www.fsa.go.jp/status/stewardship/list/05.pdf http://www.fsa.go.jp/status/stewardship/list/06.pdf
68 Harris Associates L.P. http://www.harrisassociates.jp/News.asp https://www.harrisassoc.jp/Harris-JP.htm
69 HC Asset Management Co., Ltd. http://www.fromhc.com/company/stewardship/ http://www.fromhc.com/company/stewardship/ ○
70 Henderson Global Investors Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872
71 Henderson Global Investors (Japan) Limited https://www.henderson.com/jpii/content/jp-responsible-investment https://www.henderson.com/jpii/content/jp-responsible-investment
72 Henderson Global Investors (Singapore) Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872
73 Henderson Investment Management Limited http://www.henderson.com/henderson/content/responsible-investment http://www.henderson.com/henderson/document/29872
https://www.hermes-investment.com/ukw/wp-content/uploads/sites/80/2017/12/hermes-investment-management-approach- 74 Hermes Fund Managers Limited https://www.hermes-investment.com/ukw/about-us/responsibility/ ○ to-stewardship-2017.pdf
75 Hibiki Path Advisors Pte Ltd http://hibiki-path-advisors.com/Stewardship-Code-e.html http://www.hibiki-path-advisors.com/ ○
http://static1.squarespace.com/static/545d0059e4b06e0eec9da935/t/561e90dde4b0fb6fd3f09ef4/1444843741035/Horizon+J http://static1.squarespace.com/static/545d0059e4b06e0eec9da935/t/561e90dde4b0fb6fd3f09ef4/1444843741035/Horizon+Ja 76 Horizon Capital Management S.A. ○ apan+Stewardship+Code+1.3.pdf pan+Stewardship+Code+1.3.pdf
77 Ichigo Asset Management, Ltd. https://www.ichigoasset.com/stewardship-code.html https://www.ichigoasset.com/stewardship-code.html ○
78 Ichiyoshi Asset Management Co., Ltd. http://www.ichiyoshiam.jp/company/stewardship.html http://www.ichiyoshiam.jp/company/stewardship.html ○
79 Indus Capital Partners, LLC http://www.induscap.com/stewardship.html http://www.induscap.com/stewardship.html
80 Inflection Point Capital Management Co., Ltd http://www.inflectionpointcm.com/japans-stewardship-code http://www.inflectionpointcm.com/sites/default/files/page/ipcm040215japanstewardshipcode_0.pdf
81 Invesco Asset Management (Japan) Limited http://www.invesco.co.jp/footer/stewardshipcode.html http://www.invesco.co.jp/footer/stewardshipcode.html ○
http://www.jafco.co.jp/stewardship http://www.jafco.co.jp/stewardship 82 JAFCO Co., Ltd. ○ http://www.jafco.co.jp/english/stewardship http://www.jafco.co.jp/english/stewardship
83 Japan Asia Asset Management Co.,Ltd. http://www.ja-am.jp/policy/stewardship http://www.ja-am.jp/policy/stewardship ○
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84 JP Asset Management Co.,Ltd. http://www.jp-toushin.japanpost.jp/japanstewardshipcode.html http://www.jp-toushin.japanpost.jp/japanstewardshipcode.html ○
85 JPMorgan Asset Management (Japan) Limited https://www.jpmorganasset.co.jp/jpec/ja/policy/pdf/stewardship20140528.pdf https://www.jpmorganasset.co.jp/jpec/ja/policy/pdf/stewardship20171128.pdf ○
86 Jupiter Asset Management Limited https://www.jupiteram.com/UK/en/Professional-Investors/Why-Jupiter/About-Jupiter https://www.jupiteram.com/UK/en/Professional-Investors/Why-Jupiter/About-Jupiter ○
87 J･Will Asset Management Co., Ltd. http://www.fsa.go.jp/status/stewardship/list/09.pdf http://www.fsa.go.jp/status/stewardship/list/09.pdf ○
88 Kabouter Management, LLC http://www.kaboutermgmt.com/attachments/acceptance%20of%20the%20japanese%20stewardship%20code.pdf http://www.kaboutermgmt.com/attachments/acceptance%20of%20the%20japanese%20stewardship%20code.pdf ○
89 Kamakura Investment Management Co.,Ltd. http://www.kamakuraim.jp/principles/ http://www.kamakuraim.jp/principles/ ○
90 Kohlberg Kravis Roberts & Co. L.P. http://www.kkr.com/ja/responsibility/esg-management/our-commitment http://www.kkr.com/_files/pdf/Japan-Stewardship-Code.pdf ○
91 Kusunokimasashige LLC http://www.kusunokimasashige.com/stewardship-code http://www.kusunokimasashige.com/stewardship-code
92 Lazard Japan Asset Management K.K. http://www.lazardnet.com/lam/global/pdfs/StewardshipCode_JP.pdf http://www.lazardnet.com/lam/jp/StewardshipCode_JP.html ○
93 Legal & General Investment Management http://www.lgim.com/library/capabilities/Japan_Stewardship_Code_2014.pdf http://www.lgim.com/files/_document-library/capabilities/japan-stewardship-code-2017.pdf ○
http://www.lindselltrain.com/~/media/Files/L/Lindsell-Train-V2/about- http://www.lindselltrain.com/~/media/Files/L/Lindsell-Train-V2/about- 94 Lindsell Train Limited ○ us/Japan%20Stewardship%20Code%20Dec%202017.pdf us/Japan%20Stewardship%20Code%20Dec%202017.pdf
95 Lyxor Asset Management http://www.lyxor.co.jp/stewardship-code/ http://www.lyxor.co.jp/stewardship-code/ ○
96 Manulife Asset Management (Japan) Limited http://www.mamj.co.jp/ http://www.mamj.co.jp/file/JapanStewardshipCode.pdf ○
97 Man Group Japan Limited http://www.fsa.go.jp/status/stewardship/list/08.pdf http://www.fsa.go.jp/status/stewardship/list/08.pdf
98 Marathon Asset Management LLP http://www.marathon.co.uk/stewardship-code.aspx http://www.marathon.co.uk/uploads/japanesestewardshipcode_20171130.pdf ○
99 Martin Currie Investment Management Ltd https://www.martincurrie.com/institutional/asia/about-us/stewardship https://www.martincurrie.com/institutional/asia/about-us/stewardship ○
100 Meiji Yasuda Asset Management Company Ltd. http://www.myam.co.jp/about/stewardship.html http://www.myam.co.jp/about/stewardship.html ○
101 Mercer Investments (Japan) Ltd. https://www.mijl.mercer.co.jp/content/dam/mercer-subdomains/mis/attachments/jp-2018-ds-stewardship-code-statement-mercer.pdf https://www.mijl.mercer.co.jp/content/dam/mercer-subdomains/mis/attachments/jp-2018-ds-stewardship-code-statement-mercer.pdf ○
102 MFS Investment Management K.K. https://www.mfs.com/wps/portal/mfsjapan/footer-page?contentId=templatedata/internet-jp/article/data/stewardship_code https://www.mfs.com/wps/FileServerServlet?servletCommand=serveUnprotectedFileAsset&fileAssetPath=/files/documents/jp/stewardshipcode.pdf ○
103 Milestone Asset Management Co.,Ltd http://www.mamj.com/expression/index.html http://www.mamj.com/expression/index.html ○
104 Milestone Turnaround Management Co., LTD. http://www.milestone-tm.co.jp/news-jp/36.php http://www.milestone-tm.co.jp/news-jp/36.php
105 Misaki Capital Inc. http://www.misaki-capital.com/stewardship.html http://www.misaki-capital.com/Documents/日本版スチュワードシップコードの受入れ表明_みさき投資.pdf ○
Mitsubishi UFJ Kokusai Asset Management Co., 106 http://www.am.mufg.jp/corp/operation/stewardshipcode.html https://www.am.mufg.jp/corp/pdf/stewardshipcode_170831.pdf ○ Ltd.
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107 Morgan Stanley Investment Management http://www.morganstanley.com/im/ja-jp/japanese-investor/about-us/stewardship-code.html http://www.morganstanley.com/im/ja-jp/japanese-investor/about-us/stewardship-code.html ○
108 MU Investments Co., Ltd. http://www.mu-iv.co.jp/ http://www.mu-iv.co.jp/management/JapaneseSS.html ○
109 Muzinich & Co., Inc. http://www.fsa.go.jp/status/stewardship/list/13.pdf http://www.fsa.go.jp/status/stewardship/list/13.pdf ○
110 Natixis Investment Managers Japan Co.,Ltd. http://ngam.natixis.com/cs/global/Render.jsp?did=1250212614198 http://ngam.natixis.com/cs/global/Render.jsp?did=1405824530795 ○
111 Neuberger Berman East Asia Limited https://www.nb.com/pages/Public/ja-jp/jstewardshipcode.aspx https://www.nb.com/pages/Public/ja-jp/jstewardshipcode.aspx ○
112 Nezu Asia Capital Management Limited http://www.nezuasia.com/ http://www.nezuasia.com/japan_stewardship_code ○
113 Nikko Asset Management Co.,Ltd. http://www.nikkoam.com/about/stewardshipcode http://www.nikkoam.com/about/stewardshipcode/policy ○
114 Nippon Value Investors KK https://www.nippon-value.com/disclaimer/08_j.html https://www.nippon-value.com/disclaimer/08_j.html ○
115 Nissay Asset Management Corporation https://www.nam.co.jp/company/responsibleinvestor/stewardship.html https://www.nam.co.jp/company/responsibleinvestor/stewardship.html ○
116 Nomura Asset Management Co.,Ltd. http://www.nomura-am.co.jp/corporate/service/responsibility_investment/stewardship.html http://www.nomura-am.co.jp/corporate/service/responsibility_investment/stewardship.html ○
Nomura Funds Research and Technologies Co., 117 http://www.nfrt.co.jp/nfr-t/stewardship/ http://www.nfrt.co.jp/nfr-t/stewardship/ ○ Ltd.
118 Norinchukin Value Investmenrs Co.,Ltd. https://www.nvic.co.jp/disclosure_01/ https://www.nvic.co.jp/disclosure_01/ ○
Norinchukin Zenkyoren Asset Management Co., 119 http://www.ja-asset.co.jp/ https://www.ja-asset.co.jp/company/stewardship/index.html ○ Ltd.
120 Oasis Management Company Ltd. https://oasiscm.com/about-us/shareholder-stewardship/japan-stewardship-code/ https://oasiscm.com/about-us/shareholder-stewardship/japan-stewardship-code/ ○
121 Okasan Asset Management Co., Ltd. http://www.okasan-am.jp/company/stewardship.html http://www.okasan-am.jp/company/stewardship.html ○
https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyJapanese.pdf https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyJapanese.pdf 122 Orbis Investment Management Limited https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyEnglish.pdf https://www.orbis.com/FirmPolicies/JapanStewardshipPolicyEnglish.pdf
123 Pelargos Capital B.V. https://www.pelargoscapital.com/organisation https://www.pelargoscapital.com/organisation ○
124 Pictet Asset Management (Japan) Ltd. https://www.pictet.co.jp/company/policy/stewardshipcode https://www.pictet.co.jp/company/policy/stewardshipcode ○
http://www.pinebridge.co.jp/stewardship_code.html 125 PineBridge Investments Japan Co., Ltd. http://www.pinebridge.co.jp/stewardship_code.html http://www.pinebridge.co.jp/conflict_of_interest.html ○ http://www.pinebridge.co.jp/proxy_voting.html
126 Portfolia Inc. http://portfolia.jp/resolution.html http://portfolia.jp/resolution.html ○
127 Principal Global Investors (Japan) Ltd. http://www.principalglobal.jp/stewardshipcode.html http://www.principalglobal.jp/stewardshipcode.html ○
128 PGIM Japan Co., Ltd. http://www.pgimjp.com/stewardship.html http://www.pgimjp.com/stewardship.html ○
129 RBC Global Asset Management http://www.rbcgam.com/corporate-governance-and-responsible-investment/index.html?_ga=2.268651761.1204634666.1539809903-2008979560.1497975203 http://www.rbcgam.com/corporate-governance-and-responsible-investment/pdf/commitment-to-the-japan-stewardship-code.pdf ○
6
130 Resona Asset Management Co., Ltd http://www.resona-am.co.jp/oshirase/2017/pdf/170622_2a.pdf http://www.resona-am.co.jp/util/ssc.html ○
131 Rheos Capital Works Inc. http://www.rheos.jp/about/stewardship.jsp https://www.rheos.jp/corporate/stewardship.html ○
132 Robeco Japan Company Limited http://www.robeco.jp/response-policies-for-stewardship-cord.jsp http://www.robeco.jp/response-policies-for-stewardship-cord.jsp ○
133 Ruffer LLP http://www.ruffer.co.uk/cmsfiles/downloads/Ruffer_LLP_Statement_on_Japan_Stewardship_Code_May_2017.pdf http://www.ruffer.co.uk/cmsfiles/downloads/Ruffer_LLP_Statement_on_Japan_Stewardship_Code_May_2017.pdf ○
134 Russell Investments Japan Co., Ltd. https://www.russellinvestments.com/jp/legal/stewardship https://www.russellinvestments.com/jp/legal/stewardship ○
135 SAISON ASSET MANAGEMENT CO.,LTD. http://www.saison-am.co.jp/company/stewardshipcode.html http://www.saison-am.co.jp/company/stewardshipcode.html ○
136 Sarasin & Partners LLP http://www.sarasinandpartners.com/docs/regulatory/disclosure-of-committment-to-the-japan-stewardship-code.pdf?sfvrsn=4 http://www.sarasinandpartners.com/docs/regulatory/disclosure-of-committment-to-the-japan-stewardship-code.pdf?sfvrsn=4
137 Sawakami Asset Management Inc. http://www.sawakami.co.jp/news/detail.html?id=173 http://www.sawakami.co.jp/info/stewardship/ ○
138 SBI Asset Management Co., Ltd. http://www.sbiam.co.jp/unyo/unyo_stewardshipCode.html http://www.sbiam.co.jp/unyo/unyo_stewardshipCode.html ○
Schroder Investment Management (Japan) 139 http://www.schroders.co.jp/important_info/stewardshipcode/ http://www.schroders.com/ja-jp/jp/asset-management/about-schroders/stewardshipcode/ ○ Limited
140 SEIRYU Asset Management Ltd. http://www.seiryuam.com/stewardship.html http://www.seiryuam.com/stewardship.html ○
141 Senshu Ikeda Investment Management Co.,Ltd. http://www.ikegin-im.co.jp/ http://www.ikegin-im.co.jp/pdf/stewardshipcord.pdf ○
142 Shinkin Asset Management Co., Ltd. http://www.skam.co.jp/stewardship/ http://www.skam.co.jp/stewardship/ ○
143 Shinsei Investment Management Co., Ltd http://www.shinsei-investment.com/policy/stewardshipcode.html http://www.shinsei-investment.com/policy/stewardshipcode.html ○
144 Shiozumi Asset Management Co., Ltd. http://www.shiozumi-asset.com/jp/ http://www.shiozumi-asset.com/pdf/stewardship.pdf ○
145 Simplex Asset Management Co., Ltd. http://www.simplexasset.com/jp/toppage.html https://www.simplexasset.com/Stewardship.html ○
Sompo Japan Nipponkoa Asset Management 146 http://www.sjnk-am.co.jp/institutional/stewardship.html http://www.sjnk-am.co.jp/institutional/stewardship.html ○ Co.,Ltd.
147 SPARX Asset Management Co., Ltd. http://www.sparx.co.jp/ http://www.sparx.co.jp/stewardship.html ○
https://www.ssga.com/apac/jp/institutional-investor/ja/about-us/japan-local-stewardship-code.html https://www.ssga.com/apac/jp/institutional-investor/ja/about-us/japan-local-stewardship-code.html 148 State Street Global Advisors (Japan) Co., Ltd. ○ https://www.ssga.com/apac/jp/individual-investors/ja/about-us/japan-local-stewardship-code.html https://www.ssga.com/apac/jp/individual-investors/ja/about-us/japan-local-stewardship-code.html
149 Strategic Capital, Inc. http://stracap.jp/stewardship http://stracap.jp/stewardship ○
Sumitomo Mitsui Asset Management Company, 150 http://www.smam-jp.com/company/operation/stewardshipcode/index.html http://www.smam-jp.com/company/responsibility_investment/stewardshipcode/index.html ○ Limited
Sumitomo Mitsui Trust Asset Management Co., 151 http://www.smtam.jp/shared/pdf/news/PR2014_001.pdf http://www.smtam.jp/company/policy/stewardship/ ○ Ltd.
152 Taiyo Pacific Partners LP http://taiyofunds.com/uploads/pdf/japanese_tpp-stewardship-implementation-guide-for-japan_20171107.pdf http://taiyofunds.com/uploads/pdf/japanese_tpp-stewardship-implementation-guide-for-japan_20171107.pdf ○
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153 Tiburon Partners LLP http://www.tiburon.co.uk/downloads/regulatory-disclosures/ http://www.tiburon.co.uk/_docs/legal/Tiburon%20Partners%20-%20JP%20Stewardship%20Disclosures%202017.pdf ○
TOKAI TOKYO ASSET MANAGEMENT 154 http://www.tfr.co.jp/publics/index/59/ http://www.tfr.co.jp/publics/index/59/ ○ CO.,LTD.
155 Tokio Marine Asset Management Co., Ltd. http://www.tokiomarineam.co.jp/pdf/20170630.pdf http://www.tokiomarineam.co.jp/company/stewardship_code ○
http://toranotecasset.com/2016/11/22/%e6%97%a5%e6%9c%ac%e7%89%88%e3%82%b9%e3%83%81%e3%83%a5%e3 http://toranotecasset.com/2016/11/22/%e6%97%a5%e6%9c%ac%e7%89%88%e3%82%b9%e3%83%81%e3%83%a5%e3% 156 TORANOTEC ASSET MANＡGEMENT LTD. %83%af%e3%83%bc%e3%83%89%e3%82%b7%e3%83%83%e3%83%97%e3%83%bb%e3%82%b3%e3%83%bc%e3%8 83%af%e3%83%bc%e3%83%89%e3%82%b7%e3%83%83%e3%83%97%e3%83%bb%e3%82%b3%e3%83%bc%e3%83 ○ 3%89%e3%81%ab%e3%81%a4%e3%81%84%e3%81%a6/ %89%e3%81%ab%e3%81%a4%e3%81%84%e3%81%a6/
157 T&D Asset Management Co.,Ltd. http://www.tdasset.co.jp/company/principles/stewardship/ http://www.tdasset.co.jp/company/principles/stewardship/ ○
158 T. Rowe Price Japan, Inc. https://www4.troweprice.com/iws/wps/wcm/connect/abf6d40044fe68eea98fb91f1d5f6df6/FSA_CODE.pdf?MOD=AJPERES https://www4.troweprice.com/iws/wps/wcm/connect/abf6d40044fe68eea98fb91f1d5f6df6/FSA_CODE.pdf?MOD=AJPERES ○
159 UBP Investments Co. Ltd. https://www.ubp.com/files/live/sites/ubp/files/offices/japan/1-2018.11.01_UBP_Japan.pdf?pdf=1-2018.11.01_UBP_Japan https://www.ubp.com/files/live/sites/ubp/files/offices/japan/1-2018.11.01_UBP_Japan.pdf?pdf=1-2018.11.01_UBP_Japan ○
160 UBS Asset Management (Japan) Ltd. https://japan1.ubs.com/am/pages/importance/ssc/ https://japan1.ubs.com/am/pages/importance/ssc/ ○
161 Vanguard Investments Japan, Ltd. https://www.vanguardjapan.co.jp/retail/stewardship-code.htm https://www.vanguardjapan.co.jp/retail/stewardship-code.htm ○
162 Vontobel Asset Management, Inc. www.vusa.com/about-us/corporate-governance www.vusa.com/about-us/corporate-governance ○
163 Walter Scott & Partners Limited https://www.walterscott.com/#response 20180914+Response+to+Japan%27s+Stewardship+Code.pdf/02971f66-108f-4d34-a36a-f1ff645efa87 ○
164 Wellington Management Japan Pte Ltd. https://www.wellington.com/japan/stewardship-code https://www.wellington.com/japan/stewardship-code ○
165 WERU INVESTMENT CO., LTD. http://www.weruinvest.com/ http://www.weruinvest.com/stewardshipcode_jp.html ○
166 Whiz Partners Inc. http://www.whizp.com/steward/ http://www.whizp.com/steward/ ○
167 William Blair International Limited http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx ○
168 William Blair Investment Management, LLC http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx http://www.williamblair.com/Institutional-Investment-Management/About-Us/Japan-Stewardship-Code.aspx ○
169 WM Partners http://www.wmpartners.jp/stewardship_code/ http://www.wmpartners.jp/stewardship_code/ ○
http://yukijapan.com/stewardship.html 170 Yuki Management & Research Co.,Ltd. http://yukijapan.com ○ http://yukijapan.com/giketsu.html
Pension funds (subtotal:32)
1 Aioi Nissay Dowa Pension Fund http://www.fsa.go.jp/status/stewardship/list/14.pdf http://www.fsa.go.jp/status/stewardship/list/14.pdf ○
California Public Employees' Retirement System 2 https://www.calpers.ca.gov/page/newsroom/calpers-news/2016/calpers-signs-japan-investor-stewardship-code https://www.calpers.ca.gov/page/investments/governance/partnership-advocacy ○ (CalPERS)
3 Eisai Pension Fund http://www.eisai-kikin.or.jp/pop.html http://www.eisai-kikin.or.jp/pop.html ○
4 Farmers Pension Fund http://www.nounen.go.jp/nounen/shisan/steward.html http://www.nounen.go.jp/nounen/shisan/data/steward/hoshin.pdf ○
8
Federation of National Public Service Personnel 5 http://www.kkr.or.jp/shikin/Stewardship_Code.htm http://www.kkr.or.jp/shikin/Stewardship_Code2_H291130.pdf ○ Mutual Aid Associations
6 Fourth Swedish National Pension Fund (AP4) http://www.ap4.se/web/templates/Page.aspx?id=1199 http://www.ap4.se/web/templates/Page.aspx?id=1217 ○
7 Government Pension Investment Fund http://www.gpif.go.jp/operation/voting.html http://www.gpif.go.jp/public/policy/pdf/houshin.pdf ○
Japan Mutual Aid Association of Public School 8 http://www.kouritu.go.jp/about/disclosure/sisanunyo/index.html http://www.kouritu.go.jp/about/disclosure/sisanunyo/files/stewardship.pdf ○ Teachers
9 Japan Police Personnel Mutual Aid Association http://www.keikyo.jp/about01.php?jnl=706 http://www.keikyo.jp/others/aboutkeikyo/pdf/stewardship.pdf ○
10 Mitsubishi Corporation Pension Fund http://www.fsa.go.jp/status/stewardship/list/16.pdf http://www.fsa.go.jp/status/stewardship/list/16.pdf ○
Mitsubishi UFJ Trust and Banking Corporation 11 http://www.mutb-kikin.jp/stewardship-20140829/index.html http://www.mutb-kikin.jp/stewardship-20140829/index.html ○ Pension Fund
12 Mitsui Sumitomo Insurance Pension Fund http://www.fsa.go.jp/status/stewardship/list/15.pdf http://www.fsa.go.jp/status/stewardship/list/15.pdf ○
13 Mizuho Pension Fund http://www.mhfg-kikin.jp/ http://www.mhfg-kikin.jp/ ○
14 MUFG Bank Pension Fund https://www.mufg-kikin.or.jp/stewardshipcode/index.html https://www.mufg-kikin.or.jp/stewardshipcode/index.html ○
Mutual Benefit Association for Tokyo 15 https://www.kyosai.metro.tokyo.jp/outline/shikin/shikin.html https://www.kyosai.metro.tokyo.jp/outline/shikin/data/hyomei.pdf ○ Metropolitan Government Employees
16 National Conctruction Association Pension Fund http://www.zenken-k.or.jp/stewardship_code.pdf http://www.zenken-k.or.jp/stewardship_code.pdf ○
National Federation of Mutual Aid Associations 17 http://www.shichousonren.or.jp/about_us/desc/list_0530.html http://www.shichousonren.or.jp/about_us/pdf/unyo/stuward2017.pdf ○ for Municipal Personnel
National Mutual Insurance Federation of 18 http://www.ja-kyosai.or.jp/info/20170927141441.html http://www.ja-kyosai.or.jp/info/20171130_stuwardship/29_19_styuwardship.pdf ○ Agricultural Cooperatives
19 National Pension Fund Association http://www.npfa.or.jp/org/unyo.html http://npfa.or.jp/pdf/org/stewardship29.pdf ○
20 NTT Employees Pension Fund http://www.nttkikin.jp/ssc/ssc.php http://www.nttkikin.jp/ssc/ssc.php ○
Organization for Small & Medium Enterprises 21 http://www.smrj.go.jp/doc/kyosai/unyou_stewardship_20171114.pdf http://www.smrj.go.jp/doc/kyosai/unyou_stewardship_20171114.pdf ○ and Regional Innovation, JAPAN
Organization for Workers' Retirement Allowance 22 http://www.taisyokukin.go.jp/assets/index.html http://www.taisyokukin.go.jp/assets/assets07.html ○ Mutual Aid
23 Panasonic Pension Fund http://nenkin.jpn.panasonic.com/swship/index.html http://nenkin.jpn.panasonic.com/swship/data/swship.pdf ○
24 Pension Fund Association http://www.pfa.or.jp/activity/shisan/shisan07.html https://www.pfa.or.jp/activity/shisan/files/steward_houshin.pdf ○
Pension Fund Association for Local Government 25 http://www.chikyoren.or.jp/sikin/governance.html http://www.chikyoren.or.jp/sikin/pdf/stewardshipcode.pdf ○ Officials
26 Resona Pension Fund http://www.fsa.go.jp/status/stewardship/list/10.pdf http://www.fsa.go.jp/status/stewardship/list/10.pdf ○
27 SECOM Pension Fund http://www.secom.co.jp/corporate/csr/stewardshipcode.html http://www.secom.co.jp/corporate/csr/stewardshipcode.html ○
9
28 Sumitomo Mitsui Banking Corporation Pension Fund http://www.nenkin-kikin.jp/smbc/index.php http://www.nenkin-kikin.jp/smbc/stewardship/index.html ○
29 Sumitomo Mitsui Trust Bank Pension Fund https://www.nenkin-kikin.jp/sumi-trust https://www.nenkin-kikin.jp/sumi-trust/stewardship/index.html ○
The Mutual Aid Association of Prefectural 30 http://www.chikyosai.or.jp/pdf/unyou/unyou_stewardship.pdf http://www.chikyosai.or.jp/pdf/unyou/unyou_stewardship.pdf ○ Government Personnel
The Promotion and Mutual Aid Corporation for 31 http://www.shigakukyosai.jp/shokai/shisan/index.html http://www.shigakukyosai.jp/shokai/shisan/files/k_unyou_stewardship_code_ukeire.pdf ○ Private Schools of Japan
32 University of California http://www.ucop.edu/investment-office/sustainable-investment/active-ownership/index.html http://www.ucop.edu/investment-office/_files/japan-stewardship-code-letter.pdf
Insurance companies (subtotal:22) American Family Life Assurance Company of 1 http://www.aflac.co.jp/home_stewardship.html http://www.aflac.co.jp/home_stewardship.html ○ Columbus
2 Aioi Nissay Dowa Insurance Co., Ltd. http://www.aioinissaydowa.co.jp/corporate/policy/stewardship.html http://www.aioinissaydowa.co.jp/corporate/policy/stewardship.html ○
3 Asahi Mutual Life Insurance Company http://www.asahi-life.co.jp/stewardship/index.html http://www.asahi-life.co.jp/stewardship/index.html ○
4 AXA Life Insurance Co., Ltd. http://www2.axa.co.jp/other/stewardshipcode/pdf/announcement_stewardshipcode.pdf http://www.axa.co.jp/other/stewardshipcode/ ○
5 DAIDO LIFE INSURANCE COMPANY http://www.daido-life.co.jp/about/info/topics/ssc.html http://www.daido-life.co.jp/about/info/topics/ssc.html ○
6 Fukoku Mutual Life Insurance Company http://www.fukoku-life.co.jp/about/activity/stewardship/index.html http://www.fukoku-life.co.jp/about/activity/stewardship/houshin/index.html ○
7 Fukokushinrai Life Insurance Company,Limited https://www.fukokushinrai.co.jp/company/activity/stewardship/ https://www.fukokushinrai.co.jp/company/activity/stewardship/ ○
8 Japan Post Insurance Co., Ltd. http://www.jp-life.japanpost.jp/news/2014/news_id000737.html http://www.jp-life.japanpost.jp/aboutus/company/abt_cmp_stewardship.html ○
9 Manulife Life Insurance Company http://www.manulife.co.jp/code http://www.manulife.co.jp/code ○
10 Meiji Yasuda Life Insurance Company http://www.meijiyasuda.co.jp/profile/csr/governance/index.html http://www.meijiyasuda.co.jp/profile/csr/governance/pdf/meijiyasuda_stewardship.pdf ○
11 MetLife Insurance K.K. http://www.metlife.co.jp/about/governance/stewardship/ http://www.metlife.co.jp/about/governance/stewardship/pdf/stewardship_policy.pdf ○
MITSUI LIFE INSURANCE COMPANY 12 http://www.mitsui-seimei.co.jp/corporate/csr/steward.htm http://www.mitsui-seimei.co.jp/corporate/csr/steward2.htm ○ LIMITED
13 Mitsui Sumitomo Insurance Company, Limited http://www.ms-ins.com/company/aboutus/stewardship/reception.html http://www.ms-ins.com/company/aboutus/stewardship/policy.html ○
14 NIPPON LIFE INSURANCE COMPANY http://www.nissay.co.jp/topics/2014/pdf/20140526.pdf http://www.nissay.co.jp/kaisha/otsutaeshitai/shisan_unyou/ssc/ ○
15 Sompo Japan Nipponkoa Insurance Inc. http://www.sjnk.co.jp/company/stewardship/ http://www.sjnk.co.jp/company/stewardship/ ○
16 Sony Life Insurance Co., Ltd. https://www.sonylife.co.jp/company/management/jsc/ https://www.sonylife.co.jp/company/management/jsc/ ○
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17 SUMITOMO LIFE INSURANCE COMPANY http://www.sumitomolife.co.jp/about/csr/group/investment.html http://www.sumitomolife.co.jp/about/csr/group/pdf/stewardship1.pdf ○
18 Taiyo Life Insurance Company https://www.taiyo-seimei.co.jp/company/activity/ssc.html https://www.taiyo-seimei.co.jp/company/activity/ssc.html ○
19 The Dai-ichi Life Insurance Company, Limited http://www.dai-ichi-life.co.jp/dsr/investment/ssc.html http://www.dai-ichi-life.co.jp/dsr/investment/ssc.html ○
20 The Gibraltar Life Insurance Co., Ltd. http://www.gib-life.co.jp/st/stewardship/ http://www.gib-life.co.jp/st/stewardship/ ○
21 The Prudential Life Insurance Company, Ltd. http://www.prudential.co.jp/company/governance/stewardship.html http://www.prudential.co.jp/company/governance/stewardship.html ○
Tokio Marine & Nichido Fire Insurance Co., 22 http://www.tokiomarine-nichido.co.jp/company/about/policy/stewardship.html http://www.tokiomarine-nichido.co.jp/company/about/policy/stewardship.html ○ Ltd.
Others (Service providers, etc.) (subtotal:7)
1 Development Bank of Japan Inc. http://www.dbj.jp/ja/topics/dbj_news/2014/html/0000016749.html http://www.dbj.jp/co/info/stewardship.html ○
2 Glass Lewis & Co. http://www.glasslewis.com/wp-content/uploads/2015/12/Japan-Stewardship-Code.pdf http://www.glasslewis.com/wp-content/uploads/2015/12/Japan_stewardship_code_2017.pdf ○
3 Governance for Owners Japan KK https://goinvestmentpartners.com/wp-content/uploads/2018/08/Stewardship_Code_English.pdf https://goinvestmentpartners.com/wp-content/uploads/2018/08/Stewardship_Code_English.pdf ○
https://www.hermes-investment.com/ukw/wp-content/uploads/sites/80/2017/12/hermes-investment-management-approach- 4 Hermes Equity Ownership Services https://www.hermes-investment.com/ukw/about-us/responsibility/ ○ to-stewardship-2017.pdf
5 Institutional Shareholder Services Inc. http://www.issgovernance.com/compliance/statement-on-intent-to-sign-japan-stewardship-code/ https://www.issgovernance.com/file/duediligence/Japan-Stewardship-Code-Statement-2017.pdf ○
6 Mercer Japan Ltd. http://www.mercer.co.jp/about-us/stewardship-code.html https://www.mercer.co.jp/about-mercer/stewardship-code.html ○
https://www.towerswatson.com/-/media/Pdf/Services/services-investment/Stewardship-Code-Nov2017.pdf?la=ja- 7 Towers Watson Investment Services K.K. http://www.towerswatson.com/ja-JP/Services/our-solutions/investment ○ JP&hash=0AEDF6B7C91FD04924A889D65BE6E80FA1DF2297
*The information in this list was gathered from institutional investors who notified the Financial Services Agency (FSA). Therefore, the FSA does not guarantee the contents of the information on each website. *The institutions marked "○" in the column of "Updates" notified the FSA by that they had updated the disclosure items in accordance with the revised Stewardship Code. (Including the institutions which notified the FSA that present disclosure items had already covered the revised Stewardship Code.)
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